Beal v. Foster et al
Filing
62
ORDER signed by Judge J.P. Stadtmueller on 1/20/2017. 53 Defendant's Motion for Summary Judgment GRANTED IN PART AND DENIED IN PART. Plaintiff no longer permitted to proceed on Eighth Amendment claim on two of the bases alleged. 61 Plaintiff's Motion to Appoint Counsel DENIED without prejudice. See Order. (cc: all counsel, via mail to Ronald Jerome Beal) (jm)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF WISCONSIN
RONALD JEROME BEAL,
Plaintiff,
Case No. 14-CV-229-JPS
v.
SERGEANT RUSSELL SCHNEIDER,
ORDER
Defendant.
1.
INTRODUCTION
On October 3, 2016, the defendant Sergeant Russell Schneider
(“Schneider”) filed a motion for summary judgment as to all of the plaintiff
Ronald Jerome Beal’s (“Beal”) claims. (Docket #53). Beal’s response to the
motion was due on or before November 2, 2016. See Civil L. R. 56(b)(2). On
November 10, 2016, having not received such a response, the Court ordered
Beal to submit one within seven days. (Docket #58). On November 16, 2016,
Beal submitted a nine-page brief in opposition to Schneider’s motion and
seventy-one pages of exhibits, which included an appellate brief, various
medical documents, and documents relating to Beal’s internal complaint
about Schneider’s alleged misconduct. (Brief, Docket #59; Exhibits, Docket
#59-1). Beal did not offer a response to Schneider’s statement of facts or his
own additional statement of facts.
Beal has been informed of the requirements of the federal and local
rules regarding summary judgment at least twice: by attachments to the
Court’s trial scheduling order, and by Schneider’s own summary judgment
motion. (Docket #39 and #53). He has chosen to ignore these rules by failing
to file anything which could be construed as a response to Schneider’s
statement of facts which would comply with Local Rule 56(b)(2)(B). Though
the Court is required to liberally construe a pro se plaintiff’s filings, it cannot
act as his lawyer; the Court cannot and will not determine which facts Beal
should dispute, and what evidence should support those disputes. The
Seventh Circuit explained the problem in Smith:
A district court is not required to “wade through
improper denials and legal argument in search of a genuinely
disputed fact.” Bordelon v. Chicago Sch. Reform Bd. of Trustees,
233 F.3d 524, 529 (7th Cir. 2000). And a mere disagreement
with the movant’s asserted facts is inadequate if made without
reference to specific supporting material. Edward E. Gillen Co.
v. City of Lake Forest, 3 F.3d 192, 196 (7th Cir. 1993). In short,
“[j]udges are not like pigs, hunting for truffles buried in briefs.”
United States v. Dunkel, 927 F.2d 955, 956 (7th Cir. 1991).
Smith’s summary-judgment materials were woefully deficient
in either responding adequately to the defendants’ statement
or in setting forth additional facts with appropriate citations to
the record. As such, Smith’s purportedly good intentions aside,
the district court did not abuse its discretion in deeming
admitted and only considering the defendants’ statement of
material facts.
Smith v. Lamz, 321 F.3d 680, 683 (7th Cir. 2003). Like Smith, no matter Beal’s
intentions, his utter failure to comply with the rules of procedure means that
the Court has no choice but to find that Schneider’s facts are undisputed for
purposes of deciding the motion.
2.
RELEVANT FACTS1
At all times relevant, Beal was a prisoner at the Kettle Moraine
Correctional Facility, and Schneider was a correctional officer at that
1
In accordance with the Court’s above-discussed ruling, these facts are
taken solely from Schneider’s statement of facts except where otherwise noted.
Page 2 of 14
institution. On April 30 2013, Schneider was working in Beal’s housing unit
during lunchtime. Hot dogs were being served that day. Juan Rodriquez
(“Rodriquez”), Beal’s fellow inmate, asked Schneider if he was going to finish
eating his lunch. Schneider said yes and then stated “if you took Beal’s hot
dog and put it in your mouth, he’s not gonna be happy.” See (Docket #56 at
¶ 5). Though Beal immediately laughed, Schneider recognized the comment’s
sexual overtones. Schneider did not intend to convey any sexual implication
and apologized to Rodriquez. Another inmate, Brian Anthony (“Anthony”),
was not part of the conversation and Schneider felt he was too far away to
hear what was said.
Rodriquez nevertheless filed a complaint about Schneider’s comment;
Beal did not. Rodriquez identified Beal as a witness to the comment. As part
of the prison’s investigation of Rodriquez’s complaint, Beal was interviewed
later that same day. Beal answered various questions of the investigators,
including the following:
Question: Did [Schneider] say something bizarre today?
Answer (by Beal): I’m gonna be honest. Rodriguez asked for another
tray and Sgt. Point at me at [sic] stated “Put his weenie in your mouth and
you’ll smile.” I was sitting there waiting for another glass of water.
...
Q: What’s your opinion of that comment?
A: Sgt. Schneider is one of the best Sgt.’s we have, He just like to talk
to people. He shouldn’t have said that outta his mouth.
...
Q: How did you take it?
A: It was wrong. But I didn’t tell him that.
Page 3 of 14
...
Q: What did you think weenie meant?
A: I was thinking hotdogs cause that’s what we ate.
Q: Did you think he was talking about hotdogs or private parts[?]
A: I think he was talking about hotdogs. I like Sgt. Schneider.
...
Q: Do you think he was talking about the hotdog or your penis?
A: Honestly I think he was talking about private parts.
(Docket #57-1 at 10-11). The investigators found that Rodriquez’s complaint
was substantiated, namely that Schneider made an inappropriate comment,
he had apologized to Rodriquez, and that “it appears more likely than not
that [Beal] was sexually harassed by Sergeant Schneider’s statement.” Id. at
6.
During a timeframe not clearly defined, but apparently prior to the
April 30 comment, Schneider worked as the sole officer in Beal’s housing
unit. When Schneider would go to the restroom to urinate, he would leave
the door open so that he could monitor inmate activity and see the security
camera monitors at his station. He did so only for security purposes and not
to sexually harass any inmate. Beal never saw Schneider’s penis during these
instances. (Docket #57-1 at 19-20).
3.
ANALYSIS
Beal was permitted to proceed on a claim of sexual harassment, in
violation of the Eighth Amendment. The first two grounds for this claim are:
1) the April 30, 2013, comment, and 2) urinating in the restroom with the
door open. (Docket #42 at 4-5). Schneider has moved for summary judgment
as to those grounds. (Docket #54 at 2). The amended complaint, however,
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states a third ground for the claim: Schneider telling Beal and other inmates
to shower without underwear on, and looking in the shower while they used
it. (Docket #42 at 5). The Court will address the third ground separately
below.
To state a claim for a violation of constitutional rights pursuant to 42
U.S.C. § 1983, a plaintiff must prove that: 1) he was deprived of a right
secured by the Constitution or laws of the United States; and 2) the
deprivation was visited upon him by a person or persons acting under color
of state law. Buchanan-Moore v. Cnty. of Milwaukee, 570 F.3d 824, 827 (7th Cir.
2009) (citing Kramer v. Village of North Fond du Lac, 384 F.3d 856, 861 (7th Cir.
2004)); see also Gomez v. Toledo, 446 U.S. 635, 640 (1980). Schneider does not
dispute that he acted under the color of state law.
He does, however, dispute that he sexually harassed Beal. The law
governing that claim is discussed in the Seventh Circuit’s prior opinion in this
matter, Beal v. Foster, 803 F.3d 356 (7th Cir. 2015). Beal held that “simple or
complex, most verbal harassment by jail or prison guards does not rise to the
level of cruel and unusual punishment.” Id. at 358. It defined “simple”
harassment as that which “is ‘fleeting,’ too limited to have an impact.” Id.
Because it controls the disposition of this motion, the Court quotes Beal’s
assessment of the facts at length:
[C]onsider the allegations in this case that defendant
Schneider “made verbal sexual comments directed towards
inmate Brian Anthony, telling Ronald Beal to place his penis
inside Brian Anthony,” and that “on several prior occasions”
Schneider had urinated in view of the plaintiff (by leaving the
bathroom door open) and of other inmates, looking at them
“while smiling.” These are the only allegations of the
complaint, but one can imagine how they might have been
amplified had the magistrate judge not terminated the suit so
Page 5 of 14
abruptly. The plaintiff attempted in his appeal brief to amplify
the first allegation, stating that what Schneider had said to
another inmate—presumably Anthony—in the presence of the
plaintiff and other inmates was that if the plaintiff would “put
his Weiner [penis]” in the other inmate’s mouth the inmate
would smile.
The remarks attributed by the plaintiff to Schneider,
including the “smile” references and the display of Schneider’s
own penis in his repeated public urinations . . . could have been
understood by the inmates as implying that the plaintiff is
homosexual. The fact that Schneider is a Sergeant may have
amplified the impact of his remarks.
In his appellate filings the plaintiff further claims that
other inmates would harass him by calling him names such as
“punk, fag, sissy, and queer,” all of course derisive terms for
homosexuals and possibly inspired or encouraged by
Schneider’s comments—and we note in this connection that the
complaint charges the two defendants (realistically, though,
just Schneider, not the warden) with sexual harassment.
Conceivably the plaintiff feared that Sergeant Schneider’s
comments labeled him a homosexual and by doing so increased
the likelihood of sexual assaults on him by other inmates.
The plaintiff claims to have experienced severe
psychological harm as a result of the incidents described in his
complaint—psychological harm that induced him to seek
“psych service” help repeatedly from the prison’s Clinical
Services division. He has filed records of these visits and also
proof that he filed a grievance with the prison concerning
Schneider’s comments and that on May 24, 2013, the prison
upheld the grievance. Though it has been more than two years
since that ruling, the plaintiff states without contradiction that
he’s been unable to learn what findings emerged from the
grievance proceeding and whether any punishment was
imposed on Schneider for his misconduct. Those findings
might either strengthen or weaken his case. The magistrate
judge should have ordered the defendants to produce them.
And [the Magistrate Judge] erred in saying that “the
plaintiff alleges only verbal harassment.” Urinating isn’t verbal.
We can imagine, as suggested in the preceding paragraph, that
Page 6 of 14
the plaintiff was seriously upset by Schneider’s nonverbal as
well as verbal behavior, which may have made him a pariah to
his fellow inmates and inflicted significant psychological harm
on him.
Id. at 358-59 (citation omitted).
Of critical importance is the standard for assessing claims of Eighth
Amendment violative “cruel and unusual” punishment, of which this is a
derivation. DeWalt v. Carter, 224 F.3d 607, 612 (7th Cir. 2000). The test is not
merely subjective, but also includes an objective component. Fillmore v. Page,
358 F.3d 496, 509 (7th Cir. 2004). Fillmore explained that “‘[t]he objective
component focuses on whether, in light of contemporary standards of
decency, the alleged deprivation was sufficiently serious. The subjective
component involves an inquiry into whether the officials acted with a
sufficiently culpable state of mind.’” Id. (quoting Thomas v. Stalter, 20 F.3d
298, 301 (7th Cir. 1994). Similarly, in evaluating a plaintiff’s claim that he
feared a guard would attack him, Dobbey noted that “the test for what
constitutes ‘cruel and unusual punishment’ is an objective one. It is not the
actual fear of the victim, but what a ‘reasonable’ victim would fear.” Dobbey
v. Illinois Dept. of Corr., 574 F.3d 443, 445 (7th Cir. 2009). Further, the actor
must have intended to “inflict psychological pain.” Calhoun v. DeTella, 319
F.3d 936, 939 (7th Cir. 2003).
3.1
The April 30, 2013 Comment and Urination Incidents
Recall the grounds for Beal’s claim: 1) the April 30, 2013 “hot dog”
comment, 2) the unspecified number of urination incidents, and 3) the
unspecified number of showering incidents. In Beal’s case, the first two
grounds fail to support a claim of sexual harassment because they do not pass
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the objective test; on the undisputed facts, no reasonable person would have
felt constitutionally impermissible harassment as a result of Schneider’s
conduct. The Court of Appeals evaluated the conduct as a whole, combining
the April 30 comment and the instances of urination into one contiguous
claim of harassment, and so will this Court. Unlike the allegations presented
to the Court of Appeals, the facts show that Schneider did not smile at
anyone while using the bathroom, and kept the door open only because he
had to maintain order in the housing unit, not to display his penis to the
inmates. With respect to the April 30 comment, Schneider never actually
referenced a penis, but instead said “hot dog,” and certainly never said that
any inmate should put their penis inside any other inmate.
Even assuming the worst—that a fully-fledged sexual innuendo was
intended by Schneider and received by Rodriquez and Beal—Schneider’s
comment still falls below the level of “cruel and unusual” punishment. It was
an isolated instance of inappropriate bathroom humor, resulting from
Schneider’s poor judgment, for which he immediately apologized. This
conduct does not approach the seriousness of hanging a noose in view of
black inmates, which the Dobbey court rejected as a mere harassment, or the
hypotheticals advanced by the Beal court involving lying to a prisoner about
having brain cancer or about the prisoner’s family being killed in a car crash.
Page 8 of 14
Dobbey, 574 F.3d at 446; Beal 803 F.3d at 357.2 In sum, while Schneider’s
actions may have been “unprofessional and deplorable,” they were “fleeting”
and thus unable to support a reasonable jury finding on the objective
component of a sexual harassment claim. See DeWalt, 224 F.3d at 612; Beal,
803 F.3d at 358.3
Beal’s reaction to Schneider’s conduct supports this conclusion. When
interviewed as part of the Rodriquez investigation, Beal was far from upset
with Schneider. Beal said he liked Schneider and that Schneider had simply
made a mistake in making the comment. Beal was interviewed again on May
2
The complete hypotheticals are as follows:
The proposition that verbal harassment cannot amount to
cruel and unusual punishment is incorrect. Suppose a prisoner is
having severe headaches and he complains about them to a prison
doctor, who writes him a prescription for a powerful drug. A
malicious guard learns of this and tells the prisoner the following
lie: “the doctor didn’t tell you, but he told me: you have incurable
brain cancer and will be dead in three months. Now let me tell you
what he told me are the symptoms you will be experiencing as your
cancer worsens.” Or the guard, again lying, tells another prisoner:
“I am sorry to have to inform you that your wife and children have
been killed in a car crash.” The harassment in both cases is purely
verbal, yet as cruel (and, one hopes, as unusual) as in cases of
physical brutalization of prisoners by guards. To attempt to draw
a categorical distinction between verbal and physical harassment is
arbitrary. In short, “the alleged pain [sufficient to constitute cruel
punishment] may be physical or psychological.” Watison v. Carter,
668 F.3d 1108, 1112 (9th Cir. 2012) (emphasis added).
Beal, 803 F.3d 357.
3
Though the Court of Appeals did not have occasion to pass on the issue,
the factual record now shows that Schneider can also defeat the intent component.
He states that he never intended to harass anyone with his conduct, and this is
supported by his immediate apology. (Docket #55 ¶¶ 11-12, 17-19, 36-37).
Page 9 of 14
8, 2013, confirming most of what he had said previously, but now stating that
the comment bothered him. (Docket #57-1 at 16). That was the extent of
Beal’s complaint, though; he never said that he felt sexually harassed by
Schneider, only that Schneider “shouldn’t have said that comment.” Id. If Beal
himself felt no desire to complain of harassment when given the opportunity
to do so immediately after the incidents in question, Beal cannot claim that
a reasonable jury would disagree with him.4
Beal’s arguments to the contrary do not save these grounds from
dismissal. First, he contends that the investigator’s finding of harassment, and
Schneider’s violation of prison policies on sexual comments, proves his claim.
However, the claim is for “cruel and unusual” punishment, not violation of
a policy or harassment per internal prison guidelines, and so must be based
on the Eighth Amendment and interpreting case law. See Seventh Circuit
Pattern Jury Instruction 7.04 (instructing that the violation of an internal rule
or regulation is not determinative of the ultimate, constitution-based claim);
see also Doe by Nelson v. Milwaukee Cnty., 903 F.2d 499, 502 (7th Cir. 1990).
That law, cited above, shows that no constitutionally impermissible
4
The Court of Appeals stated that Beal “filed a grievance with the prison
concerning Schneider’s comments and that on May 24, 2013, the prison upheld the
grievance.” Beal, 803 F.3d at 359. This seems to be based on the May 24, 2013 letter
Beal received from the investigators. (Docket #57-1 at 39). The investigation,
however, was for Rodriquez’s complaint, not Beal’s. (Docket #57 at ¶¶ 5-8) (showing
that investigation report number 1147 was Rodriquez’s complaint). The letter states
that Beal “made an allegation of staff sexual harassment which prompted an
internal PREA investigation.” (Docket #57-1 at 39). It is not clear why the
investigators sent the letter to Beal; perhaps they did so because he was a key actor
in the underlying events. It is also not clear what “allegation” they are referring to,
but it may be based on Beal’s interview quoted above. In any event, no one has
presented evidence of an independent grievance filed by Beal.
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harassment occurred. Second, in arguing about the urination incidents, Beal
states nothing about Schneider’s urination being specifically directed at him
or anything about alleged smiling, but instead that the conduct was
“unprofessional” and “disrespectful.” (Docket #59 at 5). This argument hurts,
rather than helps, his position. Being subjected to lack of professionalism is
not “cruel and unusual.” See DeWalt, 224 F.3d at 612. Third, Beal attempts at
various points in his brief to dispute the facts of the April 30 incident, but as
noted above, this wholly ignores the rules of procedure. Finally, Beal
complains of the results of Schneider’s conduct. The Court sympathizes with
Beal’s plight but it cannot reach the results of a harassing event without first
finding actionable harassment. Accordingly, the Court is constrained to
dismiss these first two grounds for Beal’s Eighth Amendment sexual
harassment claim.
3.2
Inmate Showering
On May 13, 2016, Beal submitted an amended complaint stating the
three grounds for his sexual harassment claim identified above. (Docket #42
at 4-5). On June 1, 2016, the Court screened that complaint, stating that it was
“nearly identical to his previous complaint,” and that it “does not include any
new factual allegations that materially alter the Court’s analysis in the
previous screening order.” (Docket #45 at 3). The original complaint only
stated the first two grounds, however, and those were all that was identified
in the previous screening order issued by Magistrate Judge Aaron E.
Goodstein. See (Docket #16 and #17). This Court’s screening order
nevertheless allowed Beal to proceed generally on a claim of sexual
harassment, without explicitly tying the claim to the first two grounds.
(Docket #45 at 4).
Page 11 of 14
It appears, then, that Beal was allowed to proceed on the showering
issue. However, Schneider did not recognize this in the instant motion.
(Docket #54 at 2). Beal himself made no mention of it in his brief, though he
referenced it as part of the April 30 comment investigation. See (Docket #59
and #57-1 at 16-17). The Court cannot grant summary judgment or otherwise
dispose of the showering ground without such relief being requested by
Schneider and affording Beal an opportunity to oppose that request. See
Nabozny v. Podlesny, 92 F.3d 446, 457 n.9 (7th Cir. 1996). This is not a claim
that was simply abandoned in the face of Schneider’s argument against it. See
Maclin v. SBC Ameritech, 520 F.3d 781, 786 (7th Cir. 2008).
To remedy this oversight, the Court will, contemporaneously with this
order, issue an amended, abbreviated trial scheduling order, to resolve the
showering issue on an expedited basis. The Court further notes for the
parties’ benefit that no dates or deadlines of the amended trial scheduling
order will be extended absent a clear showing of exceptional circumstances.
3.3
Appointment of Counsel
Finally, the Court addresses Beal’s outstanding motion for
appointment of counsel. (Docket #61). Under 28 U.S.C. § 1915(e)(1), the
“court may request an attorney to represent any person unable to afford
counsel.” The Court should seek counsel to represent a plaintiff if the
plaintiff: (1) has made reasonable attempts to secure counsel; and (2) “‘the
difficulty of the case—factually and legally—exceeds the particular plaintiff’s
capacity as a layperson to coherently present it.’” Navejar v. Iyiola, 718 F.3d
692, 696 (7th Cir. 2013) (quoting Pruitt v. Mote, 503 F.3d 647, 655 (7th Cir.
2007) (en banc)).
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The Court will deny the plaintiff’s motion under the second prong of
the Pruitt test. This case is not complex; the only issue remaining is what
Schneider did in relation to inmate showering practices, and whether that
constituted “cruel and unusual” harassment. Save for ignoring the procedural
requirements related to Schneider’s motion as discussed above, Beal appears
more than capable of filing motions and pleadings as he deems appropriate.
(Docket #42, #50, #52, and #59). Beal has not demonstrated that the case
exceeds his capacity to present it, and as such, the Court concludes that
recruitment of counsel is not necessary at this time. Beal’s motion to appoint
counsel will be denied without prejudice.
3.
CONCLUSION
On the undisputed facts before the Court, no reasonable jury could
conclude that Schneider’s April 30, 2013 comment or the urination instances,
or both together, rose to the level of “cruel and unusual” harassment. The
Court must, therefore, dismiss those as grounds for Beal’s Eighth
Amendment harassment claim. The Court will allow Beal to proceed on the
showering grounds as discussed above, so the claim itself will not be
dismissed.
Accordingly,
IT IS ORDERED that the defendant’s motion for summary judgment
(Docket #53) be and the same is hereby GRANTED in part and DENIED in
part;
IT IS FURTHER ORDERED that the plaintiff is no longer permitted
to proceed on his Eighth Amendment claim for sexual harassment on the
bases of: 1) the defendant’s allegedly sexual comment of April 30, 2013, or 2)
Page 13 of 14
the defendant’s practice of urinating in a bathroom near the plaintiff with the
door open; and
IT IS FURTHER ORDERED that the plaintiff’s motion for
appointment of counsel (Docket #61) be and the same is hereby DENIED
without prejudice.
Dated at Milwaukee, Wisconsin, this 20th day of January 2017.
BY THE COURT:
J.P. Stadtmueller
U.S. District Judge
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