Nokia Corporation v. Apple Inc.
Filing
57
Disregard; see 61 . Modified on 12/20/2010 (jas).
UNITED STATES DEPARTMENT OF COMMERCE Patent and Trademark Office
4~O*
Address:
COMMISSIONER OF PATENTS AND TRADEMARKS
Washington. D.C. 20231
-
FUN SERALNU~AN D iIFiiST
NAMED INVENTOR
ATNEDOKrNO
1
07/985.588
12/03/92
BEERNINK
E
APL1PO53
IL_BANEflt--1-26M2/1115 PAUL L. HICKMAN HICKMAN & ASSC. P.O. BOX 61059 Nokia Corporation v. Apple Inc. PALO ALTO, CA. 94306
EART UNI
T
PAP ER NUMBER
2609
DATE MAILED;
-Doc. 57 Att. 8
11/15/93
Tia is a wmmrtnkcaton frorn the examiner in charge of ywjr appkcawtn. COMNIISSIJONER OF PATE NT S AND TRADE MARKS
0
This applicationi has been examined
9LResponsive to communication filed on 2
Ji
This action Is made final.
days from the date of this letter. month(s),a_16 A shortened satutory period for response to this action Is set to expire.T~... 35 U.S.C. 133 Failure to respond within the period for response will cause the application to become abandoned.
Part I 1. & &.
THEf FOLLOWING ATTACHMENT(G) ARE PART OF THIS ACTION:
1]Notice of Refernces
i
Cited by Examiner, PTO-892. Notice of Aft Cite by Applicant, PTO-1449. nformatlon on How to Effect Drawing Changes, PTO-1474.
2. 4. 6.
0 Notice re Patent Drawing, PTO0948. 0 Noltc Informal Patent Application, Form PTO-152. cof
~
~
I
gO
~
4
?C
Palt
1t
SIMMMY OACTION
aims L/A
Oif the above, claims
__________________________
are pending Inthe application.
are withdrawn from consideration.
2.
Claims
Claimis
have been cancelled. are allowed.
&.
.
5.
&
CWks
are rejected.
are objected to.
are subject to restriction or election requirement.
0
Cients
[Joan __________ms___________________
.
UThis application has been filed with Informal
drawings under 37 C.A.R. 1.85 which are acceptable for examination purposes.
I.L2 Formal drawings we. required In response to this Office action.
9.
2]The corrected o' substitute drawings have been received on are C acceptable. C1 not acceptable (see explanation or Notice re Patent
_ ________
.Under
37 C.F.R. 1.84 these drawings
Drawing, PTO-948).
-_______
IG.
1]The proposed additional or substitute sheet(s) of drawings, tiled on
exaner. 0 disapproved by the examiner (see explanation). has been
TheIproposed drawing correction, filed on-________, ]fl
has (have) been
El approved by the
E2 approved. 01 disapproved (see explanation).
I2L12
Ackrowaedgment is made of the claim for priority under U.S.C. 119. The certified copy has EC been received
L
not been received
C)
M8
been filied in parent application, serial no.
f____________ iled on
2
Since this application appears to be In condition for allowance except for formal matters, prosecution as to the merits is closed in isccordance with the practice under Ex partseOuayle, 1935 C.D. 11; 4530.G. 213. Oather
Ic
EXAMINER'S ACTION
P1T-Ws gwev 9,M)
Dockets.Justia.com
Serial Number: 07/985,588 Art Unit: 2609
-2-
1.
This communication is responsive to the applicant's
ammendment filed September 7, 1993.
2.
A record of the interview of July 13, 1993 with Mr. P.
Hickman and Mr. J. Regal is included with this communication.
3.
Claims 4-7, 8-18 are rejected under 35 U.S.C. S 112, second
paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which applicant regards as the invention. Addressing claim 4, althought it may seem to a user that the button gesture has meaning to the button image, it actually has meaning to the computer (not an image). The language "button
means", used before ammendment was broad enough to encompass the computer (so long as it had a button). (Claim 8) Addressing the nature of the buttons, the applicant recites that the
".
.. .process
is determined by the This
nature of said button image and what gesture'is detected." implies that it is the shape of the button that determines (causes) the process, not the computer (the button image and process are correlated).
For purposes of further examination, it
will be interpreted that the button image and the associated process are correlated to conform to the intent of the invention.
Serial Number: 07/985,588 Art Unit: 2609
After further consideration, claim 18 was not indefinite as it originally stood, however changes to the independent claims now render it indefinite. Any claim rejected under 35 U.S.C. S 112 not previously mentioned is rejected for depending either directly or indirectly from an indefinite claim.
4. The following is a quotation of 35 U.S.C. S 103 which forms the basis for all obviousness rejections set forth in this office action: A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102 of this title, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made. Subject matter developed by another person, which qualifies as prior art only under subsection (f) or (g) of section 102 of this title, shall not preclude patentability under this section where the subject matter and the claimed invention were, at the time the invention was made, owned by the same person or subject to an obligation of assignment to the same person.
5.
Claims 1-i8 are rejected under 35 U.S.C. S 103 as being
unpatentable over Liljenwall in view of Mizzi. Addressing Claim 1, Liljenwall teaches a gesture sensitive button that consists of: digital computation means, a screen
means coupled to said digital computation means, pointer means
Serial Number: 07/985,588 Art Unit: 2609
-4-
for pointing to locations on said screen means (namiely, a finger; col 1, lines 49-58), a button (the array of button segments A, B, C... which form a single button as if the segments were part of a low resolution touch screen--see arguments section) that is responsive to at least two different button gestures. Liljenwall
contains gesture recognition means (logic for decoding buttons, g.v. Liljenwall fig 3 or 4) which is operative to initiate a process within the device upon the detection of said at least two different button gestures. gesture. The process is determined by the
See Liljenwall fig 8, "Enter" and "Clear Last Digit"
functions where the direction of the stroke determines whether or not to "Enter" or "Clear Last Digit". Although Liljenwall does show transparent button means superimposed on a display, he does not explicitly teach that the buttons are images. Mizzi teaches the use of soft buttons, or a
specific, labeled (Mizzi col 5, lines 34-36) area of the screen whose position and outline (i.e. nature) are entirely programmed by the user (col 1, lines 61-68) and thus constitute the button image as intended by the applicant. It would have been obvious to modify Liljenwall by substitution of a soft button (image) such as that taught by Mizzi because using soft buttons in order to maximize the display surface (Mizzi col 1, lines 36-41), or in other words, to use a size-limited display most effeciently.
,Serial Number: 07/985,588 Art Unit: 2609
-5-
Referring to claim 4, please see the discussion in the arguments section concerning the "Enter" and "Clear Last Digit" functions. Assuming the intent of claim 4 to be that the
gestures are not meaningless to the computer, that is clearly the case in Liljenwall (fig 8, q.v.). Addressing claims 2, 3, 9, 11, 12 and 16, the prior art shows the image of a button (the "key", Mizzi col 5, line 31), touch sensitive screen where the pointer may be a stylus (Mizzi col 1, lines 43-51 sic passim, col 2, lines 6-8). Referring to a
claim 12, the purpose of a soft button is to partition an area of a screen for a particular function or purpose. It would be
obvious to detect the gesture within the button (as opposed to somewhere else on the screen) because that is the purpose of partitioning an area of the screen to form a button. Referring
to claim 16, Liljenwall (col 4, lines 34-42) teaches looking up in memory (using a LUT) to recognize gestures) and thus determine which recognizible gesture (if any
--
note in fig 8 that not all
possible gestures are allowable in all modes of operation) has been made. Addressing claims S, 6, 13, 14, and 15, the choice of a tap,
"OX" or a "t," seen as an obvious choice of design. is
Please note
the discussion of the "IXIV and 'IV"in the arguments section. Further note that one of the allowable gestures of Liljenwall is a "tap", or single press (fig 8,
"1+"
sign).
Serial Number: 07/985,588 Art Unit: 2609
-6-
Referring to claim 8, the button of Liljenwall is present before the gesture is detected. The interpretation (or
"determining... 1')of the gesture occurs after the stylus (finger) is lifted. The "nature of the button" could mean how it is Mizzi
labeled (such as "OK"' or "CANCEL") which is widely in use. teaches that the position and outline (i.e. nature) may be entirely programmed by the user (Mizzi col 1, lines 61-68).
It
would be obvious that the user would program the outline of the button (or place it in a meaningful position) in order to make the system more user-friendly. Examples of buttons that reveal
their nature are arrow buttons on scroll bars (in some Windowsbased word processors and the like) and icons. Addressing claims 7 and 10, it was noted in the initial rejection that altering an image of a soft button (to make it appear "pressed", to highlight it, to darken it, et cetera) are techniques commonly used (and therefore obvious). to tell the user the button has been pressed. Referring to claim 17, Liljenwall shows at least one gesture (such as the change mode gesture of fig 4) where a process is initiated (changing mode) when the gesture is recognized (or substantially immediately afterwards). As to claim 13, Mizzi They are used
teaches that the process (operation) may be a plurality of operations as mentioned above (Mizzi col 5, lines 34-36).
Serial Number: 07/985,588 Art Unit: 2609
-7-
b5.
The applicant's arguments filed on September 7, 1993 have
been fully considered, but they are not deemed to be persuasive. The applicant has ammended claim 1 to explicitly claim the button means as a button image, the screen means as a display screen means, and that the button is substantially immediately responsive to the gestures. The applicant has argued (but not claimed) that the his buttons have more functionality than those of the prior art, that they indicate the inputs they accept and the function(s) they perform, and that the combination of Liljenwall and Mizzi would merely produce a number of unlabeled, undifferentiated soft buttons. In addition, the applicant points out that Liljenwall It was not claimed that the applicant's
teaches a modal system. invention was non-modal.
Admittedly, Liljenwall does teach a modal system, however, within each mode, a number of gestures (numbers, etc) may be recognized. For exam~ple, (fig 4, q.v. cal 4, lines 5-20) show a
gesture that (substantially immediately) executes a proces (or changes the mode) to remap the definitions of the buttons. One example given by Liljenwall that clearly shows his button means (which could be a button image in view of Mizzi) is gesture sensitive follows. Note figure 8 of Liljenwall and in
particular, note the strokes for the "Enter" and "Clear Last Digit" functions in the calculator mode. Note that these strokes
Serial Number: 07/985,588 Art Unit: 2609
-8-
use the same segments, but in reverse order.
They have two
different meanings to the device of Liljenwall. Use of the tern "physical buttons" by the applicant leads the examiner to believe the applicant is considering each segment of Li1jenwall's device as a button and is questioning how each one of said segments can be considered "gesture sensitive". The
examiner referred to the button means (the button) as the entire input area of Liljenwall (in the first office action). The
manner in which the claims are ammended leads the examiner to believe the applicant further implies that the button (array of segments) of Liljenwall are not on a touch screen. Liljenwall
does, however, teach that his buttons are positioned to overlay a display, and further that the segments may be made of "1... a light transmitting material." Ccol 3, line 11; q.v. col 3, lines 8-19).
Thus it is a touch screen in that it consists of a display that can sense touch or position of a user's touch. The touch screen
of Liljenwall differs from those such as the touch screen of the Apple Newton only in resolution. Mizzi teaches a soft button
perhaps more similar as to what the applicant had in mind, that is, he teaches an area of a touch screen of higher resolution which is labeled as to its function and further implies that the function (or functions) of the button is executed when the button is pressed, or substantially immediately afterwards (col 5, lines 34-36). Mizzi was incorporated to help clarify the nature of the
Serial Number: 07/985,588 Art Unit: 2609
9
button and touch screen.
The motivation for the combination of
Liljenwall and Mizzi (as mentioned in the first office action) was to "maximize the display area",, that is to utilize space in an effecient manner. The obvious result of combining Liljenwall with Mizzi would not be a plurality of unlabeled, undifferentiated soft buttons, each of which accept an on/off type input as asserted by the applicant, but rather would be similar to the teachings of Liljenwall in "soft button" form. That is, Liljenwall teaches
--
the concept of the (lower resolution
which could be higher
resolution nowdays considering the advances in technology since 1979) gesture sensitive (recognizes characters and controls from strokes across the touch screen), and Mizzi shows the concept of a virtual, or "soft" button (higher resolution) which may be labeled and located anywhere on the touch screen, thus the obvious combination of Liljenwall and Mizzi would be a labeled gesture sensitive button which may either high or low resolution and located anywhere on the touch screen. Of further note,
substantially all mechanical touch screens use "on/off" means (crossed wires, etc) to determine the position on a touch screen. In a higher resolution embodiment of Liljenwall, although each individual point would be an "on/off" switch, the plurality of "on/off" switches would constitute a touch screen. It so happens
in the case of Liljenwall, that the particular data set does not
Serial Number: 07/985,588 Art Unit: 2609
-10-
require a high resolution, but if it did, it would be obvious to increase the resolution (number of buttons). An example is
taught by Liljenwall (see figs 4 and 8) where he increases both the resolution and the data set. Incidentally, many image
recognition techniques involve the reduction of resolution, or averaging over areas of an image (or gesture) for recognition. Mizzi (col 5, lines 34-36) imply that the button may be labeled, however does not explicitly say that they say what types of inputs they will accept. In this day and age, when one sees a
soft button on a screen, it is clear that the way to actuate it was to touch it. That was not always the case. Several years
ago, when touch screens were not as common, the words "Touch Here" (or the like) would appear in the box as to not confuse the user. Now, a simple "OK"' is enough to enable the user to operate Likewise, if the button were sensitive to checks, it
the button.
would be obvous that instead of saying "Touch Here", it would say "Check Here" or "XI to use the buttons. Here" (or both) in order to enable the user Liljenwall addresses the issue: "When the
digit segment codes are appropriately chosen....the strokes can follow the user's natural strokes for writing the digits by
hand.,
The system thus requires only a little learning."
(col
3, lines 60-63), meaning that if the "codes" were chosen in a simple manner, such as 'IS"for store, "IR"for recall, "1W" for go to watch, etc (see fig 8), the device would be easier to use. In
Serial Number: 07/985,588 Art Unit: 2609
-11-
the case one of the controls was not obvious, the user would have to memorize the particular stroke. In light of the teachings of
MRizzi, who shows that the buttons may be labeled, it would be obvious that the buttons could be labeled to their inputs ("Check Here"l, see above) so that the user did not have to memorize carry
a written list of the gestures--that is, they could be written on
the buttons themselves. claims 2-6 depend either directly or indirectly from claim 1, and are still rendered obvious. The "ixit and "I"1 symbols were
deemed an obvious choice of design by the examiner in the first office action. The examiner sustains his position on this matter
because there are a pseudo-infinite number of "gestures" that could be used to operate a gesture sensitive button, limited only by the resolution, stylus (or finger) contact width, and dexterity of the user. For instance, if "XI" and
IVI
(which
incidentally are commonly used as gestures to indicate to a schoolboy whether or not he has answered a problem or question correctly or not) could distinguish an invention as patentable, why not "0"1 and "li"? Both are easy to draw. The llXll and III" are
thus deemed obvious choices of design.
Claim 8 has been ammended so that the button is provided on a computer display (similar to that of Mizzi), the gesture would
Serial Number: 07/985,588 Art Unit: 2609
-12-
be detected on the display (button), and that the process is determined by the nature of the button image. As mentioned earlier, the display of Mizzi is a computer display in the sense the applicant implied during the interview of July 13, 1993 with Mr. Hickman and Hr. Regal (they demonstrated a hand held computer). Clearly, if the button is
gesture sensitive, as is the case of Liljenwall, the area where the gesture is sensed would be the area of the button, which could be on a computer screen (Mizzi). The language "nature of said button image" does not exclude a button with writing within or in close proximity and is therefore obvious. Mizzi teaches (col 1, lines 61-68) that the
position and outline (i.e. nature) of the touch-sensitive area (button) are "entirely programmed by the user", implying the user can choose any position or outline (shape) for his button. The applicant argues that each of claims 2-7 add an element not shown or suggested, and that each of claims 9-18 add a new step not shown or suggested in the prior art. The examiner shows
that each element or step as introduced by claims 2-7 or 9-18 is suggested, if not explicitly shown in the prior art.
7.
Applicant's amendment necessitated the new grounds of Accordingly, THIS ACTION IS MADE FINAL. See M.P.E.P.
rejection.
Serial Number: Art Unit: 2609
07/985,588
-13-3
S 706.07(a).
Applicant is reminded of tbe extension of time
policy as set forth in 37 C.F.R. S 1.136(a).
A SHORTENED STATUTORY PERIOD FOR RESPONSE TO THIS FINAL ACTION IS SET TO EXPIRE THREE MONTHS FROM THE DATE OF THIS ACTION. IN THE EVENT A FIRST RESPONSE IS FILED WITHIN TWO MONTHS OF THE MAILING DATE OF THIS FINAL ACTION AND THE ADVISORY ACTION IS NOT MAILED UNTIL AFTER THE END OF THE THREE-MONTH SHORTENED STATUTORY PERIOD, THEN THE SHORTENED STATUTORY PERIOD WILL EXPIRE ON THE DATE THE ADVISORY ACTION IS MAILED, AND ANY EXTENSION FEE PURSUANT TO 37 C.F.R. S 1.136(a) WILL BE CALCULATED FROM THE MAILING DATE OF THE ADVISORY ACTION. IN NO EVENT WILL THE STATUTORY PERIOD FOR RESPONSE EXPIRE LATER THAN SIX MONTHS FROM THE DATE OF THIS FINAL ACTION.
9.
Any inquiry concerning this communication should be directed 305-4847.
to Aaron Banerjee at telephone #' (703)
ALVIN E.OBERLEY SUPERVISORY PATENT EXAMINER ART UNIT 269
Qa0cl
C,
r-
fl
-Si
I-
In the United States Patent and Trademark Office
Applicant: Beernink, et a]l Applicant's Ref: P1017 (APLIP053) Serial No: 07/985,588 Filed: 12/03/92 Tidle: Gesture Sensitive Buttons for Graphical User Interfaces
Examiner: Banerjee, A. Group Art Unit: 2609
Amendment B
(Under 37 C.F.R. 1. 116) Commissioner of Patents and Trademarks Washington, D.C. 20231 Dear Sir: In response to the Final Office Action dated 11/15/93, with a two-month period of response extending through January 18, 1994, please enter the following amendments and remarks:
In t~he lims
All pending claims have been reproduced below for the convenience of the Examiner. Claims which have been changed by this amendment are indicated with an asterisk (*)
* 1. (amended) A gesture sensitive button for a graphical user interface comprising:
digital computation means; display screen means coupled to said digital computation means; pointer means for pointing to locations on said display screen means;
2 button image displayed on said display screen means, said button image being [substantially] immediately responsive without any intermediate in2ut to at least two different button gestures made by said pointer means on said display screen means; gesture recognition means for detecting gestures made on said display screen means by said pointer means and operative to initiate a process in said digital computation means upon the detection of said at least two different button gestures, where said initiated process is determined by which button gesture is detected.
2. A gesture sensitive button as recited in claim 1 wherein said digital computation means, said display screen means, and said pointer means are part of a pen-based computer system.
3. A gesture sensitive button as recited in claim 2 wherein said display screen means comprises a touch-sensitive screen and said pointer means comprises a stylus.
AIN
*4. (amended) A gesture sensitive button as recited in claim 3 wherein a button gesture is a gesture made [by] with said stylus on said touch-sensitive screen which both contacts said button
Inimage and which has meaning to said digital computation means based upon a context associated
'<
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?