Carter, Tommie v. Belz, Thomas et al
Filing
95
ORDER granting in part and denying in part 58 Motion for Summary Judgment. The court, sua sponte, is ordering the appointment of counsel to represent plaintiff at trial on his remaining claims. The remainder of the calender is STRICKEN and this case is STAYED pending recruitment of counsel for plaintiff. Signed by Magistrate Judge Stephen L. Crocker on 10/18/2013. (jef),(ps)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF WISCONSIN
_________________________________________________________________________________________
TOMMIE CARTER,
OPINION AND ORDER
Plaintiff,
v.
12-cv-301-slc
THOMAS BELZ, KEITH WIEGEL,
SHAWN GALLINGER, SARA MASON, SHANA BECKER,
JONI SHANNON-SHARPE, JOLINDA WATERMAN,
PATRICIA REID, Dr. BURTON COX,
JACQUELINE O’CONNELL and BRIANNA WHITE,
Defendants.
__________________________________________________________________________________
In this civil lawsuit brought pursuant to 42 U.S.C. § 1983, plaintiff Tommie Carter
contends that correctional officers and medical staff at the Wisconsin Secure Program Facility
violated his Eighth Amendment right to be free from cruel and unusual punishment by: 1) using
excessive force against him; 2) failing to intervene to halt the use of such force; 3) denying him
medical care; and 4) housing him in a freezing cold segregation cell.
Carter claims that, about two years ago, while three correctional officers (defendants Belz,
Wiegel and Gallinger) were returning him to his cell from the law library, the officers
intentionally slammed him to the ground and stomped on his ankle, fracturing it. Then they
dragged him to the Health Services Unit where they threw him to the ground and kicked him
in the face. Carter claims that defendants Shannon-Sharpe, Becker and Mason witnessed the
attacks but failed to intervene. Carter claims that health services unit workers (defendants
Waterman, Reid, Dr. Cox, O’Connell and White) failed to treat his injuries properly and ignored
his requests for treatment. Finally, Carter claims that defendant Mason ordered him placed in
a freezing cold cell in controlled segregation.
The defendants deny each of Carter’s claims and all of them have moved for summary
judgment. Dkt. 58.
I am granting defendants’ motion on the following claims:
(1) the failure-to-intervene claim against defendants Shannon-Sharpe and Becker;
(2) the excessive force claims against defendants Gallinger, Belz and Wiegel for
their alleged conduct in the cell vestibule and during transport to the HSU;
(3) the Eighth Amendment denial of medical care claims against defendants
Waterman, Reid, Cox, O’Connell and White; and
(4) the conditions of confinement claim against defendant Mason.
Even accepting, arguendo, that Carter’s allegations in support of these four claims are true, a
reasonable jury could not conclude that any of these defendants acted with the deliberate
indifference or the wantonness necessary to support an Eighth Amendment claim.
I am denying defendants’ motion for summary judgment on Carter’s claim that officers
beat him in the HSU. The parties dispute whether defendants Gallinger, Belz and Wiegel
attacked Carter without provocation at that location. I am denying the motion with respect to
Carter’s related claim that Mason failed to intervene to prevent the attack.
On five prior occasions, Carter has asked the court to assist him in finding an attorney
to represent him in this lawsuit. Now that this case is headed to trial, I agree that Carter needs
assistance of counsel.
Therefore, I will stay further proceedings in this case pending the
recruitment of counsel for Carter.
As a preliminary matter, I note that in support of their motion, defendants have
submitted 194 proposed findings of fact. Dkt. 60. Carter disputes, in whole or in part, 146 of
them, relying almost entirely on his own affidavit setting forth his version of events. Defendants
2
object to many of these responses on the ground that Carter’s affidavit is “conclusory” and “selfserving.” However, the Seventh Circuit Court of Appeals “long ago buried—or at least tried to
bury—the misconception that uncorroborated testimony from the non-movant cannot prevent
summary judgment because it is ‘self-serving.’” Berry v. Chicago Transit Auth., 618 F.3d 688, 691
(7th Cir. 2010). The nonmoving party's own affidavit can constitute affirmative evidence to
defeat a summary judgment motion so long as his averments are based on personal knowledge
or firsthand experience,. Id. see also Payne v. Pauley, 337 F.3d 767, 771 (7th Cir. 2003). Carter
avers to having experienced two beatings that resulted in physical injuries. Such averments
suffice to create a dispute as to many of defendants’ proposed facts, but not all of them.
For instance, the situation is different with respect to Carter’s averments that the officers
beat him in his cell vestibule and then manhandled him while transporting him to the HSU and
back. All of these incidents were videorecorded and the recordings are in the record. Carter has
not disputed the accuracy or authenticity of the tape. A review of the tape establishes that
several of Carter’s allegations about the officers’ actions are plainly false; I have disregarded those
allegations in setting out the facts below. See Scott v. Harris, 550 U.S. 372, 381 (2007) (finding
lower court erred in viewing facts in light most favorable to respondent instead of in the light
depicted by videotape, which showed that respondent’s version of event was “visible fiction”).
I have based the following findings of fact on defendants’ proposed findings of fact,
Carter’s responses to those proposed findings, and on the videotape submitted by defendants.
The facts are undisputed unless otherwise noted.
3
FACTS
I. The Parties
At all times relevant to this action, plaintiff Tommie Carter was an inmate at the
Wisconsin Secure Program Facility (WSPF) in Boscobel, Wisconsin. The incidents at issue in
this lawsuit began on October 11, 2011 while officers were returning Carter to his cell from the
law library. At that time, defendants Thomas Belz, Keith Wiegel and Shawn Gallinger were
correctional officers at the institution; Sara Mason was a supervising officer; Shana Becker was
a psychological associate; Joni Shannon-Sharpe was a crisis intervention worker; Patricia Reid,
Jolinda Waterman, Brianna White and Jacqueline O’Connell were nurses working in the Health
Services Unit; and Burton Cox was a physician.
II. Excessive Force Claims
A. The Incident in the Cell Vestibule
At approximately 10:45 a.m. on October 11, 2011, Officers Wiegel and Belz were
escorting inmate Carter from the law library back to his cell, Alpha 202. Carter’s hands were
cuffed behind his back and he was in leg restraints. The videotape of the incident shows that
when Belz, Wiegel and Carter reached the cell vestibule, Carter lunged sideways to his left and
slightly backwards towards Belz, who was slightly behind Carter on his left, and attempted to
4
pull away from Belz’s grasp.1
Carter’s head and left shoulder made contact with Belz’s left
upper shoulder region.
Immediately, Belz and Wiegel “decentralized” Carter to the floor, where they secured him
and ordered him to stop resisting. Although defendants do not offer any description of what it
means to “decentralize” an inmate, the video shows that the officers quickly applied holds to
Carter’s head and upper body and used their body weight to push Carter (and themselves on top
of him) to the ground. They did not lift Carter off the floor and they did not grab his wrists.
Because their backs are toward the high-mounted camera as they descend, it is impossible to
discern how hard Carter hit the ground. According to Carter, he was “slammed” into the
ground, which caused an injury to his right eye.
Once all three were on the floor, Belz placed his lower leg across Carter’s legs to secure
him, while Wiegel maintained contact with Carter on his left side. Carter’s wrists were cuffed
behind him but otherwise free. Belz stayed in this position for approximately 50 seconds, before
getting up and off of Carter, who was at this point lying still. Belz did not stomp on Carter’s
right ankle; he didn’t even step on it. To the contrary, it appears that Belz took care not to step
on Carter during the entire incident.
1
Belz and W iegel aver that prior to arriving at the cell vestibule, Carter made threats towards
Belz. Carter denies this: instead, he says, Belz was bending his wrist, causing pain, and that when Carter
asked him to stop, Belz told Carter to “stop crying like a little bitch.” The videotape from the hallway
clearly shows that Belz’s hand was on Carter’s upper arm, not his wrist. However, where Belz was grasping
Carter when they arrived in the cell vestibule seconds later cannot clearly be seen on the videotape from
the cell vestibule. In any case, I do not understand Carter to be claiming that Belz violated his Eighth
Amendment rights merely by bending his wrist; his claim is based on the force applied by Belz after Carter
attempted to pull his arm away.
5
Defendant Gallinger, who was conducting medication rounds nearby, ran into Carter’s
cell to help secure Carter to the floor after he heard Belz and Wiegel ordering him to stop
resisting. One of the officers notified the supervising officer on duty, Captain Mason, that
Carter was “being resistive” and was refusing to go back into his cell.
Captain Mason arrived at the cell vestibule shortly thereafter. Mason observed that Belz,
Wiegel and Gallinger had secured Carter to the floor and were repeatedly ordering him to stop
resisting. According to Carter, at this time he was screaming for help and asking if different
officers could transport him to HSU. Carter’s face is not visible on the video and there is no
sound, so I must accept his version of this event as true. The video depicts, however, a calm
situation: Carter is lying still on the floor. Wiegel is leaning next to him on his left, speaking
to him occasionally. Belz is standing to Carter’s right. Gallinger is standing near Carter’s head,
bending down and maintaining a hand on his side or back while appearing to talk to Carter.
Carter told Mason that he wanted to go to the HSU because the officers had hurt his eye
and he was injured. Mason directed the officers to transport Carter to the HSU for a medical
assessment.
According to the four security officers who were present, Carter stated that he was not
going to walk; when they assisted him to his feet, he went limp and refused to stand up or walk
on his own. Carter denies this; he says he tried to walk but was not able to do so because of the
pain in his ankle.2 Although the video does not support Carter’s allegation that he attempted
to bear weight on his right ankle but could not, it is undisputed that Carter did not get off the
2
Carter has m aintained throughout this entire lawsuit that his ankle was fractured even though,
as discussed below, the x-ray evidence indisputably establishes that there was no fracture.
6
floor and walk or limp to the HSU under his own power. Instead, Officers Gallinger and Wiegel
applied wrist compliance holds on Carter to help him to his feet. Then the officers turned him
around so his back was facing the open door; Belz supported Carter’s head. Wiegel and
Gallinger pulled Carter out of the vestibule backwards in a controlled manner, with their arms
interlocked with Carter’s at the elbows. Carter’s head was facing up toward the ceiling. His
body was upright but tilted backward. His feet were dragging behind him.
No one dragged Carter by the head. Wiegel and Gallinger each had one of Carter’s arms
while Belz supported Carter’s head. Mason followed. It only took about 10 seconds for the
group to get from Carter’s cell vestibule to the HSU. Video shows that Carter’s transport
proceeded calmly with no sudden or forceful movements by either Carter or the security officers.
Carter does not appear to be screaming.
Carter and the officers arrived at the HSU at
approximately 10:44 a.m. Once the group was inside, the doors to the HSU were left open.
B. The Incident at the HSU
Unlike the events in the cell vestibule and hallway, the events in the HSU took place offcamera. This means there is no video evidence to support or refute either of the completely
contradictory versions of what happened next. According to Carter, upon arrival in the HSU,
Belz, Wiegel and Gallinger knocked or threw him to the floor, then repeatedly kicked and struck
him in the face, causing numerous cuts, bruises and lacerations on Carter’s wrists, face and head,
while Carter screamed for help and Mason stood by watching. The four officers all deny that
anyone used any excessive force on Carter at any time that day. Defendants Shannon-Sharpe
and Becker, who were in the hallway near the HSU from the time Carter was brought there by
7
the officers until nursing staff arrived four minutes later, say that at no time did they hear Carter
yell or request help when he was in the exam room. Neither Becker nor Shannon-Sharpe has
any authority or role in making security decisions.3
At approximately 10:48 a.m., nurses Reid and Waterman entered the HSU and examined
Carter. According to Reid’s contemporaneous medical report, Carter stated that the officers had
thrown him to the floor when leaving the lawyer’s booth.4 The report states that Carters’s chief
complaints were that his right eye and right wrist hurt.5 Reid and Waterman performed a
medical examination of Carter. On her report, Reid noted tenderness under Carter’s right eye,
but no swelling or bruising. With respect to Carter’s wrist, Reid noted that it appeared slightly
red, but Carter was able to move it and the skin was intact.6 Nurse Reid offered plaintiff pain
medication, which he refused to take.7
3
Carter has occasionally observed Shannon-Sharpe and Becker operating panels in the sergeant
cage that open doors on the unit. This is not enough to place this fact into genuine dispute.
4
Carter says that he told the nurses the incident occurred after being escorted back from the law
library, not the lawyer’s booth. Carter is probably correct on this point, but the dispute is immaterial.
W orth noting, however, is that Carter does not contend that he told the nurses about the brutal beating
he now claims to have suffered just before the nurses entered the HSU.
5
Carter disputes the accuracy of the medical records, asserting that he also told the nurses that
he had a knot on his head that was bleeding and that his right ankle was painful, swollen and “fractured.”
The nurses deny that he reported any leg, foot or ankle pain.
6
Again, Carter disputes the accuracy of Reid’s report: Carter says that Reid told him that his right
eye was swollen and bruised and that his right wrist had bruises and abrasions on it, that his skin was not
intact and that he should put ointment on it to help it heal.
7
Reid and the five other witnesses in the room have testified, consistent with the medical record,
that Reid offered Carter Tylenol. Carter insists that she offered him ibuprofen, which he refused to take
because of a stomach condition. However, Carter does not dispute that he had an order for Tylenol for
pain and discomfort (although he disputes that Reid ordered it). Plt.’s Response to Def.’s PPFOF, dkt.
88 ¶ 44 (“Carter already had an order for Tylenol for pain and discomfort”). In any event, it is undisputed
that Reid recommended that plaintiff take pain medication and that pain medication other than ibuprofen
was available to him.
8
After the examination in HSU, at 10:54 a.m., Gallinger, Belz and Wiegel escorted Carter
backward to his cell, face up, head supported and feet dragging, the same way they had escorted
him to the HSU.8 Again, the transport proceeded calmly and non-violently.9 At his cell, the
tether strap was placed on Carter’s wrist and he was given an order to kneel down, which he did.
Mason ordered Belz to use emergency shears to cut off Carter’s clothes so that a staff-assisted
strip search could be completed. Carter was then assisted into a standing position, leg restraints
were removed, Carter was placed in his cell and the door was secured.
Carter was placed in “control status,” which means that a determination has been made
that it has been impossible to control the person in segregation. Although no one has testified
as to what Carter actually was allowed to have in the cell, inmates in controlled status normally
are provided with a clean mattress, sufficient light, sanitary toilet and sink and adequate
ventilation and heating, as well as adequate clothing, essential hygiene supplies and nutritionally
adequate meals.
8
Defendants say they had to do this because Carter was refusing to stand up or walk; Carter
denies this, maintaining that he was unable to walk because his right ankle was fractured.
9
Carter claims that the video shows him screaming for help as he was being escorted. I disagree:
the video evidence is inconclusive as to whether Carter was screaming for help. However, the video
conclusively shows that no one subjected Carter to any force at that time other than what was necessary
to move him from one location to another.
9
C. Follow-up Medical Care
After the October 11, 2011 incident, Carter filed numerous Health Service Requests
(HSRs) for complaints including, but not limited to, right wrist pain, right ankle pain, and blurry
vision in his right eye. The evidence shows that HSU staff responded to Carter’s HSRs as
follows:
October 13, 2011
Waterman saw Carter in the HSU in response to two HSRs filed by Carter on October
11 and 12, 2011. Carter requested pictures of his injuries and stated that his injuries still
needed to be addressed. Carter complained that his right ankle was swollen and sore; his right
wrist was cut, bruised and scraped; his right eye was painful, swollen and blurred; and he had a
knot on the right side of his head that was bleeding. During her medical assessment, Waterman
observed Carter’s right ankle was tender to the touch but was not red, swollen or bruised.
Waterman offered Carter acetaminophen in a liquid form, which Carter accepted. She
also applied double antibiotic ointment to the abrasion on his wrist. Waterman advised Carter
to use a cool cloth on his right eye if it helped with the discomfort and ordered eye drops for his
eye. She explained that he could take more pain medication or use eye drops more frequently
depending on his pain or discomfort.
October 16
On October 16, 2011, defendant O’Connell assessed Carter in the HSU in response to
an HSR submitted October 13, 2011, in which Carter stated that his right eye was burning and
hurt, his right ankle was still hurting and was hard to walk on, and his right wrist was sliced open
10
and bleeding a little. O’Connell assessed Carter based on his complaints. She provided him with
ice for his ankle and for his right eye, and told Carter that she would review his complaints to
determine if follow-up with an eye doctor was necessary. Later, O’Connell wrote a response to
the October 13 HSR, stating that Carter had been seen that day, that he most likely had an
ankle sprain without signs of fracture and that he should continue using the Tylenol and eye
drops ordered for him.
O’Connell also responded to an October 15 HSR from Carter, in which he complained
that he had been denied medical treatment for his right ankle and right eye, he had blurred
vision and headaches and the pain was not going away. O’Connell responded that Carter had
not been denied medical attention; to the contrary, he had been placed on the sick call list and
had been seen on October 16.
October 17
On October 17, 2011, defendant White responded to an October 16 HSR from Carter
in which he repeated his complaints about his right eye and right ankle and asked to see a
specialist. He also incorrectly stated that O’Connell had said that Carter’s right ankle was
fractured. White responded that Carter had been placed on the list to see a doctor, noting that
he needed a referral from a doctor before he could see a specialist.
11
October 18
The HSU received two complaints from Carter, dated October 17, 2011, complaining
of right eye and right ankle pain. In the complaints, Carter stated that he was being denied
medical care that left him in unnecessary pain and that Tylenol was not helping. Defendant
Waterman responded to both complaints. She informed Carter that he had been seen by HSU
staff many times, that he was on the list to see Dr. Cox and that he had Tylenol.
October 19
The HSU received two more complaints from Carter, dated October 18, 2011. In one,
Carter stated that he had blurred vision in his right eye and he wanted to be seen by an
optometrist; Waterman responded that he was on the list to see the optometrist and a co-pay
would apply. In the second complaint, Carter stated that Waterman had denied him medical
care that left him in unnecessary pain. Waterman responded that he had already been seen for
that request and that he was scheduled to see Dr. Cox the next day.
October 20
On October 20, 2011, Dr. Cox saw Carter in the HSU. Carter complained about right
ankle pain and blurry vision in his eye. Based on his examination, Dr. Cox determined that
there was no treatment necessary for the ankle. Although Dr. Cox did not see any conjunctival
injury to Carter’s eye, he referred Carter to an optometrist, Dr. Chan, for evaluation of Carter’s
complaints of blurry vision.
12
October 21
The HSU received an HSR from Carter, dated October 20, 2011, asking whether Dr. Cox
had scheduled an appointment for Carter to see the optometrist.
Defendant O’Connell
responded that he was on the list for the eye doctor.
October 27
On October 27, 2011, Dr. Cox again saw Carter for complaints regarding his right ankle
pain and blurry vision in his right eye. Dr. Cox prescribed eye drops and told him his ankle
could take 6-8 weeks to heal.10
That same day, HSU received two HSRs from Carter dated October 26, 2011. In one,
Carter stated that his right eye was painful and bleeding and that he had constantly informed
HSU of this. He again accused HSU staff of denying him medical treatment, leaving him in
unnecessary pain. Defendant White wrote back that Carter had been prescribed eye drops for
this problem. In the other complaint, Carter stated that he had notified HSU more than once
that his right ankle hurt and was changing colors, but HSU continued to be deliberately
indifferent to his medical concerns. Defendant Reid responded to this HSR, writing that Carter
had been seen by Dr. Cox that day.
10
Dr. Cox says he reassured Carter that the ankle was not fractured but might be mildly sprained;
Carter claims that Dr. Cox told him his ankle was either sprained or fractured.
13
October 31
On October 31, 2011, Carter had an off-site visit with a podiatrist at UW Health
Podiatry. Dr. Cox had referred Carter to the podiatrist for complaints of pain in his right big
toe, which Carter had been complaining about since September 2011. X-rays taken of Carter’s
right ankle and foot showed no signs of fracture or dislocation. He was diagnosed with a bunion
in his right foot. At the time, the plan was to treat Carter’s foot conservatively and to order
supportive shoes with Velcro and custom-made orthotics, provided they were approved at the
institution. Once orthotics were approved, Carter was to return for a follow-up appointment for
casting.11
December 20
On December 20, 2011, Dr. Chan, the optometrist, examined Carter.
Dr. Chan
diagnosed Carter with moderate astigmatism in his right eye. Chan ordered glasses for Carter
to correct the astigmatism. According to Dr. Cox, Carter’s astigmatism did not result from him
being decentralized to the ground on October 11, 2011.
January 4, 2012
On January 4, 2012, Dr. Cox gave Carter an exercise program to assist with the pain in
his right ankle.
11
Carter eventually had bunionectomy surgery on his right foot on August 22, 2012.
14
January 23, 2012
On January 23, 2012, Carter had an x-ray taken of his right ankle and foot at 3 different
views for his right ankle pain. The x-ray indicated that Carter’s right ankle and foot were
normal.
D. Conditions of Confinement
WSPF is a temperature-controlled facility equipped with both heating and air
conditioning. The temperature on the units is maintained at or above 68 degrees Fahrenheit.
Captain Mason has no control over the temperature on the unit.12
Carter has alleged that during the 24 hours during which he was on control status in his
cell, the temperature was “extremely” cold and that he was not provided with “adequate”
clothing or heating.13 He alleges that he complained to Mason and to various officers during
observation checks that he was cold but they ignored him. Mason denies that Carter complained
to her about the cell temperature. None of the officers who documented their observations of
Carter while he was on control status recorded that Carter made any complaints about cell
temperature.
12
Although Carter insists that M ason can control maintenance to have them adjust the
temperature, he offers no evidentiary support for this assertion.
13
In his brief, Carter makes additional assertions of fact about the severity of the cold. However,
unsupported statements in a brief are not evidence and cannot be given any weight. In the M atter of M orris
Paint and Varnish Co., 773 F.2d 130, 134 (7th Cir.1985).
15
OPINION
I. Summary Judgment Standard
Summary judgment is proper where there is no showing of a genuine issue of material fact
in the pleadings, depositions, answers to interrogatories, admissions and affidavits, and where
the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a). "'A genuine
issue of material fact arises only if sufficient evidence favoring the nonmoving party exists to
permit a jury to return a verdict for that party.'" Sides v. City of Champaign, 496 F.3d 820, 826
(7th Cir. 2007) (quoting Brummett v. Sinclair Broadcast Group, Inc., 414 F.3d 686, 692 (7th Cir.
2005)). In determining whether a genuine issue of material facts exists, the court must construe
all facts in favor of the nonmoving party. Squibb v. Memorial Medical Center, 497 F.3d 775, 780
(7th Cir. 2007). Even so, the nonmoving party must "do more than simply show that there is
some metaphysical doubt as to the material facts." Matsushita Electric Indus. Co. v. Zenith Radio
Corp., 475 U.S. 574, 586 (1986). Rather, he must come forward with enough evidence on each
of the elements of his claim to show that a reasonable jury could find in his favor. Borello v.
Allison, 446 F.3d 742, 748 (7th Cir. 2006); Celotex Corp. v. Catrett, 477 U.S. 317, 322-24 (1986).
Pertinent to this case is the rule that “Rule 56 demands something more specific than the bald
assertion of the general truth of a particular matter, rather it requires affidavits that cite specific
concrete facts establishing the truth of the matter asserted.” Drake v. 3M, 134 F.3d 878, 887
(7th Cir. 1998). See also Turner v. The Saloon, Ltd., 595 F.3d 679, 690-91 (7th Cir. 2010) (party
opposing summary judgment cannot rely on unsupported ipse dixit–that is, his own say-so–that
is flatly refuted by the hard evidence offered by its opponent);
II. Plaintiff’s Claims of Excessive Force
16
Carter contends that defendants Wiegel, Belz and Gallinger used excessive force when
they: 1) took him to the ground in his cell after he tried to pull his arm away from Belz; 2)
dragged him to the Health Services Unit; and 3) arrived in the Health Services Unit. According
to Carter, he suffered a sprained or “fractured” right ankle, numerous cuts, bruises and abrasions
on his head and face, and blurry vision in his right eye as a result as a result of the undue force.
The Eighth Amendment prohibits the “unnecessary and wanton infliction of pain” that
is “grossly disproportionate to the severity of the crime for which an inmate was imprisoned, or
[is] totally without penological justification.” Whitman v. Nesic, 368 F.3d 931, 934 (7th Cir.
2004) (quoting Meriwether v. Faulkner, 821 F.2d 408, 415 (7th Cir. 1987)). To prevail on any
of his excessive force claims, Carter must establish that the defendants used force not “in a
good-faith effort to maintain or restore discipline,” but instead acted “maliciously and
sadistically to cause him harm.” Wilkins v. Gaddy, 559 U.S. 34, 37 (2010) (citations omitted).
Factors relevant to this determination include the need for an application of force, the
relationship between the need and the force applied, the threat reasonably perceived by the
responsible officers, the efforts made to temper the severity of the force employed and the extent
of the injuries to the prisoner. Hudson v. McMillian, 503 U.S. 1, 7 (1992) (citing Whitley v.
Albers, 475 U.S. 312 (1986)); DeWalt v. Carter, 224 F.3d 607, 619-20 (7th Cir. 1999).
A. The Incident in the Cell Vestibule
Carter’s version of what happened in the cell vestibule is that he attempted to pull his
arm away from Belz because Belz was hurting him, at which point Wiegel shoved Carter into
17
Belz, who told him to “stop resisting.” Belz and Wiegel then slammed him against the floor,
causing his right eye and head to strike the ground. They also attempted to break his wrists, and
Belz stomped on Carter’s ankle.
As noted in the recitation of the facts, the video recording clearly establishes that most
of what Carter says simply is not true. Even viewed in the light most favorable to Carter, the
video does not support his contention that Wiegel shoved Carter into Belz, that Belz “stomped”
on Carter’s ankle or that either officer took any action that would support an inference that they
were attempting to break his wrists; accordingly, as Scott directs, I must disregard these aspects
of Carter’s testimony.
The only dispute for which the video fails to offers conclusive proof is the amount of
force used by Belz and Wiegel to “decentralize” Carter after he lunged back at Belz. Carter says
that he was “slammed” to the floor; the officers say they acted with no more force than was
necessary to gain control of Carter. Although it is clear from the video that the officers did not
“body slam” Carter as that term is commonly used,14 and although it appears that the officers
put Carter on the floor in a somewhat controlled manner, the video does not reveal how hard
Carter actually hit the floor because the view of Carter hitting the floor is obstructed by the
officers’ control holds and by their bodies as they both descend with and partially on top of
Carter.
Nonetheless, a clearer view of the force of Carter’s impact is unnecessary to resolve
Carter’s claim. Prison officials have the right to use “good-faith effort[s] to maintain or restore
14
“To body-slam is to pick someone’s body up and slam
Http://www.yourdictionary.com/body-slam, accessed October 17, 2013.
18
it
on
the
ground.”
discipline” even when “‘it may appear in retrospect that the degree of force authorized or applied
for security purposes was unreasonable, and hence unnecessary in the strict sense.’“ Guitron v.
Paul, 675 F.3d 1044, 1046 (7th Cir. 2012) (quoting Whitley, 475 U.S. at 319). The video
shows that Carter lunged back at one of the escort officers, and Carter admits that he pulled his
arm away from the officer. The video shows that both officers reacted swiftly and methodically:
without hesitation, they moved in tandem to place control holds on Carter and push him to the
ground. Even if the court assumes for the purposes of summary judgment that the officers used
more force than was necessary to regain control of Carter, no reasonable juror viewing the
officers’ actions could conclude that either of them acted “maliciously and sadistically to cause
him harm” rather than in good faith in response to a legitimate safety threat. Guitron, 675 F.3d
at 1046 (“an error of judgment does not convert a prison security measure into a constitutional
violation”). See also Mitchell v. Krueger, 11-CV-279-WMC, 2013 WL 5442342, *4 (W.D. Wis.
Sept. 30, 2013) (slip op.) (“Even if Krueger intentionally brought Mitchell down harder than
necessary . . . the effort to bend him over the table to restore discipline was not so unreasonable
or wanton to implicate the Eighth Amendment.”). As the Supreme Court has recognized, the
question of what force is necessary to keep order within the prison is one that “should be
accorded wide-ranging deference in the adoption and execution of policies and practices that in
[the prison administrators’] judgment are needed to preserve internal order and discipline and
to maintain institutional security.” Hudson, 503 U.S. 1 at 6 (quoting Whitley, 475 U.S. at 321322).
Further, although Carter avers that he hurt his head and his eye when he hit the ground,
he has adduced no evidence to show that either of these injuries was permanent, severe or
19
required any treatment other than pain medication and eye drops, a fact that supports the
officers’ contention that they used only the degree of force that was reasonably necessary to gain
control of Carter.15 Finally, Carter has not put forth any evidence to show that the officers did
not believe he was a security threat or that they had a less forceful way to get him under control.
In short, the defendants are entitled to summary judgment on this aspect of Carter’s excessive
force claim.
B. Transport to and from the HSU
Carter also appears to be alleging that Belz subjected him to excessive force when Belz
grabbed Carter’s head and dragged him on the ground to and from the HSU. The video shows
that this did not happen. As found in the facts, above, Belz supported Carter’s head as the other
two officers pulled an inert Carter to the HSU, interlocking their elbows with Carter’s. Carter
admits that he did not walk on his own to the HSU–he claims he could not, sticking to his
unsupported claim of a broken ankle–and also admits that he demanded to be taken to the
HSU. What other reasonable choices did the officers have to move Carter to the HSU? Carter
does not say. Further, Carter does not allege that he suffered any injury during transport. No
reasonable jury could infer from this evidence that defendants used force against plaintiff
"maliciously and sadistically for the very purpose of causing harm," rather than "in a good faith
15
Carter claims that his later-diagnosed astigmatism was caused by being slammed onto the
ground, but he does not purport to be a medical expert, nor has he presented expert testimony to support
this pronouncement. Accordingly, I have disregarded this contention. See W alker v. Shansky, 28 F.3d 666,
671 (7th Cir. 1994) (inmate’s self-serving conclusions about his mental health insufficient to withstand
motion for summary judgment).
20
effort to maintain or restore discipline." The defendants are entitled to summary judgment on
this claim.
C. The Incident in the HSU
As noted above, the parties offer starkly contrasting versions of what happened in the
HSU. While there is clear video evidence that disproves Carter’s claims with respect to the type
and amount of force the officers applied to Carter in the cell vestibule and during transport,
there is no video recording of what happened in the HSU.
In light of Carter’s assertion that the officers viciously beat him, there would seem to be
a genuine trial issue as to whether any defendant applied force to Carter maliciously or
sadistically for the very purpose of causing harm. See Hudson, 503 U.S. at 4 (prison officers' use
of force when there was no need for it). Defendants argue, however, that this court should reject
Carter’s testimony without a trial. Although defendants recognize that summary judgment is
ordinarily inappropriate where, as here, the parties offer conflicting versions of what happened,
they argue that this rule is not absolute. As defendants point out, the court does have some
leeway to reject oral testimony, even where the plaintiff’s version of events is not literally
impossible. See Seshadri v. Kasraian, 130 F.3d 798, 802 (7th Cir. 1997) (stating that “the test
[for rejecting testimony as a matter of law] of physical impossibility is not exhaustive” and that
the governing principle is that “testimony can and should be rejected without a trial if, in the
circumstances, no reasonable person would believe it”). According to defendants, the fact that
the videotape refutes most of Carter’s testimony about what happened in the cell vestibule and
hallway, coupled with the lack of any objective medical evidence to support his claims as to his
21
alleged injuries, leads to the conclusion that no reasonable juror would believe his claims about
what happened in the HSU.
I agree with the defendants that Carter’s provably incorrect assertions have shredded his
general credibility. Carter’s account of the force used in the cell vestibule and hallway is
alarmingly exaggerated if not intentionally false, Carter apparently did not tell the nurses in the
HSU that the guards had just beaten him on the HSU’s doorstep, and the medical evidence does
not corroborate Carter’s assertion that he was kicked in the face with “deadly force.” All this
being so, I will not take this question away from the jury. As a starting point, “the maxim falsus
in uno, falsus in omnibus is no longer followed, when understood as a rule that a trier of fact may
or must disbelieve the entirety of a witness’s testimony if he disbelieves any part of it.” United
States v. Edwards, 581 F.3d 604, 612 (7th Cir. 2009). As the Court of Appeals made clear in a
case decided after Seshadri,
Credibility issues are to be left to the trier of fact to resolve on the
basis of oral testimony except in extreme cases. The exceptional
category is—exceptional. For the case to be classified as extreme,
the testimony sought to be withheld from the trier of fact must be
not just implausible, but utterly implausible in light of all relevant
circumstances.
In re Chavin, 150 F.3d 726, 728 (7th Cir. 1998).
In Seshadri, for example, the court of appeals found it appropriate to reject Seshadri’s
testimony, provided in an affidavit in opposition to a motion for summary judgment, that he
was the sole author of an article and that Kasraian was not a joint author, where, prior to
litigation, Seshadri had made a number of statements acknowledging that the article was a joint
work. 130 F.3d at 802-803. Although the court noted that some of Seshadri’s statements in
22
his affidavit were far-fetched (such as his claim that certain parts of the manuscript that were
written in Kasraian’s handwriting were actually words that Seshadri spoke and Kasraian merely
transcribed), the court mostly was troubled by the fact that Seshadri had made no effort in his
affidavit to explain the many prior written statements he had made acknowledging Kasraian as
a joint author. Id. at 804 (“The plaintiff's admissions show that Kasraian was the joint author
of the article, and he could not by filing a blind affidavit—one that failed to explain barefaced
inconsistencies with his prior statements—retract those admissions.”).
Similarly, in Jeffreys v. City of New York, 426 F.3d 549, 553 (2d Cir. 2005), the court
upheld the district court’s finding that the plaintiff’s testimony was “so replete with
inconsistencies and improbabilities that a reasonable jury could not find that excessive force was
used against him.” In doing so, the court found that it would require a “suspension of disbelief”
for a jury to credit plaintiff's unsubstantiated allegations that police had burst into the room
threw him out the window, when, shortly after the incident, plaintiff several times admitted that
he had jumped out of the window, plaintiff did not report any police misconduct until nine
months after his alleged defenestration, the plaintiff could not identify any of the police officers
who allegedly participated in the attack or recall how many there were, and medical evidence
contradicted plaintiff's allegation that just before being tossed out the window, he had been
brained with a flashlight. Id.
The holdings in Seshadri and Jeffreys rest on the patent, irreconcilable inconsistencies
between the stories plaintiffs told on summary judgment and their version of events before they
filed their lawsuits. See also Aziz Zarif Shabazz v. Pico, 994 F. Supp. 460, 470 (S.D.N.Y. 1998)
(finding plaintiff’s affidavit insufficient to create genuine dispute of fact where, “[f]rom the
23
complaint, to plaintiff's deposition, to his opposition papers to defendants' summary judgment
motion, plaintiff's allegations of the events at issue are replete with inconsistent and
contradictory statements.”). In this case, by contrast, defendants have not identified any prior
statements or admissions by Carter that are inconsistent with the story he tells in his affidavit.
To the contrary, Carter sticks to his story even in the face of incontrovertible evidence that his
story is wrong–his persistent assertion that they broke his ankle even after x-rays proved
otherwise is just one example.
Although I agree that Carter’s claim that he was beaten at the HSU is highly questionable
in light of the falsity of some of his other allegations, it is not provably false, it is not
contradicted by any of Carter’s prior statements and it does not defy the physical laws of nature.
Therefore, summary judgment on this claim is inappropriate. See Rossi v. Stevens, No.
04-CV-01836, 2008 WL 4452383, at *5 (S.D.N.Y. Sept. 30, 2008) (stating that “[t]hough
plaintiff's evidence is minimal—it consists primarily of his own testimony—it is nevertheless
sufficient to indicate the existence of a disputed material fact as to whether the force allegedly
applied to him was wanton and unnecessary,” and that though the evidence indicated that
plaintiff's injuries were “not terribly severe, [they we]re sufficient to satisfy Plaintiff's relatively
light burden” to show that the force used was excessive); Seabolt v. City of Muskogee, No.
CIV-07-255, 2008 WL 4693131, at *3 n. 2 (E.D. Okla. Sept. 24, 2008) (“Plaintiff's account
of the facts is neither so inherently incredible that no reasonable jury could believe it nor
blatantly contradicted by the record”); Sanabria v. Martins, 568 F.Supp.2d 220, 228 (D. Conn.
2008) (although plaintiff's “testimony [wa]s indeed contradictory in part and inconsistent with
the accounts of other witnesses, . . . Plaintiff's testimony d[id] not come close to the ‘incredulous'
24
account rejected by the court in Jeffreys”); Johnson v. Niehus, No. CV 105-125, 2007 WL
1185675, at *9 (S.D. Ga. Apr. 18, 2007) (although “Plaintiff's testimony . . . [wa]s difficult to
square with the evidence of record,” that testimony was “not so outrageous or implausible that
no reasonable juror could believe . . . his testimony”); Ford v. Phillips, No. 05 Civ. 6646, 2007
WL 946703, at *8 (S.D.N.Y. Mar. 27, 2007) (“Whereas a complete video [of the incident in
question] might dispel all issues of fact regarding Ford's transfer [during which the alleged assault
occurred], an incomplete video cannot”). Defendants are not entitled to summary judgment on
this claim.
III. Failure to Intervene
The same genuine disputes of fact preclude me from granting summary judgment to
defendant Mason on Carter’s claim that Mason intentionally failed to protect Carter from the
beating administered by Wiegel, Belz and Gallinger in the HSU. A prison official may be held
liable for an Eighth Amendment violation “if [s]he knows that inmates face a substantial risk of
serious harm and disregards that risk by failing to take reasonable measures to abate it.” Farmer
v. Brennan, 511 U.S. at 847. A prison official may act with deliberate indifference if she
“effectively condones [an] attack by allowing it to happen.” Santiago v. Walls, 599 F.3d 749,
756 (7th Cir. 2010). Of course, Mason cannot be liable for failing to protect Carter from a
beating that never occurred, but that’s not the issue at the summary judgment stage. Because
there is a genuine dispute of fact whether the beating occurred, perforce there is a genuine
dispute of fact whether Captain Mason condoned the attack by failing to prevent it or end it.
25
The same is not true, however, regarding defendants Becker and Shannon-Sharpe, who
are psych services employees, not correctional officers. Even if the court assumes, arguendo, that
the beating took place, that Carter cried out for help, and that these two defendants heard his
cries while standing nearby, they did not violate Carter’s constitutional rights by failing to
intervene. It is undisputed that Becker or Shannon-Sharpe had no power or authority with
respect to security matters within WSPF. As the Seventh Circuit explained in Burks v. Raemisch,
555 F.3d 592, 596 (7th Cir. 2009), simply because a public employee may know of a danger does
not mean that she needs to act to avert it, particularly when such action would go beyond the
requirements of the employee’s job. “A layperson’s failure to tell the medical staff how to do its
job cannot be called deliberate indifference; it is just a form of failing to supply a gratuitous
rescue service.” Id.
In this case, Carter presents no admissible evidence to show that Shannon-Sharpe or
Becker had a duty to intervene in security matters, particularly where three officers and their
supervising officer already are on the scene. This remains true even if we assume that the officers
were beating Carter: what could two members of psych staff have done, right then and there, to
have stopped three correctional officers from beating an inmate under the watch of their
captain? As in Burks, Carter has shown at most that Shannon-Sharpe and Becker violated a
general duty of rescue, which does not give rise to liability under § 1983, and in any event, they
had no power to rescue Carter from any beating that the officers were administering.
Defendants are not entitled to summary judgment on Carter’s claim that Captain Mason failed
to intervene, but they are entitled to summary judgment on the claim that Becker and ShannonSharpe failed to intervene.
26
IV. Alleged Failure to Provide Medical Care
Carter complains about the care provided to him by Waterman and Reid in the HSU on
October 11, 2011 in the aftermath of his altercations with the officers, and about the follow-up
care provided to him by the HSU staff for his complaints of right ankle pain and swelling and
of pain and blurry vision in his right eye.
Prison officials violate the Eighth Amendment's proscription against cruel and unusual
punishment when their conduct demonstrates “deliberate indifference to serious medical needs
of prisoners.” Estelle v. Gamble, 429 U.S. 97, 104 (1976). The standard set forth in Estelle
includes both an objective and a subjective component. Gutierrez v. Peters, 111 F.3d 1364, 1369
(7th Cir. 1997).
To satisfy the objective component, Carter must demonstrate that he was suffering from
an “objectively, sufficiently serious” medical condition. Brennan, 511 U.S. at 834 (internal
quotations omitted); see also Henderson v. Sheahan, 196 F.3d 839, 845 (7th Cir. 1999). As the
Seventh Circuit has made clear, “[a] ‘serious' medical need is one that has been diagnosed by a
physician as mandating treatment or one that is so obvious that even a lay person would easily
recognize the necessity for a doctor's attention.” Gutierrez, 111 F.3d at 1371. Notably, “[a]
medical condition need not be life-threatening to be serious; rather, it could be a condition that
would result in further significant injury or unnecessary and wanton infliction of pain if not
treated.” Gayton v. McCoy, 593 F.3d 610, 620 (7th Cir. 2010).
If Carter satisfies the objective component of this test, then he still must satisfy the
subjective prong by demonstrating that defendants displayed deliberate indifference to his
medical condition. Deliberate indifference is equivalent to reckless or intentional conduct.
27
Jackson v. Illinois Medi–Car, Inc., 300 F.3d 760, 765 (7th Cir. 2002). At a minimum it requires
that a prison official “be aware of facts from which the inference could be drawn that a
substantial risk of serious harm exists” and that the prison official actually drew the inference.
Brennan, 511 U.S. at 837.
“A jury can infer deliberate indifference on the basis of a physician's treatment decision
[when] the decision [is] so far afield of accepted professional standards as to raise the inference
that it was not actually based on a medical judgment.” Duckworth v. Ahmad, 532 F.3d 675, 679
(7th Cir. 2008) (quotation marks omitted). A plaintiff can establish such indifference only if the
professional's subjective response to plaintiff’s medical need was so inadequate that it
demonstrated an absence of professional judgment, that is, that “no minimally competent
professional would have so responded under those circumstances.” Roe v. Elyea, 631 F.3d 843,
857 (7th Cir. 2011) (quotation marks omitted).
A prisoner, however, need not show that he was literally ignored: “[t]hat the prisoner
received some treatment does not foreclose his deliberate indifference claim if the treatment
received was ‘so blatantly inappropriate as to evidence intentional mistreatment likely to
seriously aggravate his condition.’” Arnett v. Webster, 658 F.3d 742, 751 (7th Cir. 2011) (quoting
Greeno v. Daley, 414 F.3d 645, 653 (7th Cir. 2005)).
A. Reid and Waterman’s treatment of Carter in the HSU on October 11
According to Carter’s declaration, when Reid and Waterman came into the exam room
on October 11, 2011 he told them that his head had a knot on it and was bleeding; that his right
ankle was painful and swollen because Belz had stomped on it; and that his right eye was
28
painful, swollen and blurred. Carter further alleges that Reid and Waterman told him there
wasn’t much they could do for him but give him ibuprofen; according to Carter, he replied that
he could not take ibuprofen because of his stomach condition. (Carter does not propose any
facts explaining what this “stomach condition” was or why it prevented him from taking
ibuprofen.) Reid and Waterman then ended the medical assessment without providing him any
further medical treatment. Dec. of Tommie Carter, dkt. 83, at ¶¶15-21.
Assuming without deciding that Carter actually had the injuries that he reported to Reid
and Waterman, and further, that these injuries are sufficient to establish a serious medical need,
Carter fails to present evidence from which a jury could infer that Reid and Waterman acted
with the subjective intent required to support a deliberate indifference claim. Carter admits that
Reid and Waterman actually examined him and then offered him pain medication. Although
Carter argues in his brief that this was inadequate, he never says what else he thinks the nurses
should have done. Carter seems to believe that they should have offered him a different form
of pain medication, yet he acknowledges that Tylenol was available to him. In any case, it is
well-settled that an inmate is not entitled to demand specific care or to the best care possible,
he is only entitled to reasonable measures to meet a substantial risk of serious harm. Forbes v.
Edgar, 112 F.3d 262, 267 (7th Cir. 1997). Carter suggests that offering him ibuprofen was
unreasonable in light of his stomach condition, but he does not provide facts explaining this
condition or what the nurses knew about this condition that would allow a jury to determine
that offering Carter ibuprofen was not an appropriate medical response.
Once the defendants moved for summary judgment, it became Carter’s burden to come
forth with evidence to show that the medical care provided to him was “so far afield of accepted
29
professional standards as to raise the inference that it was not actually based on a medical
judgment.” Duckworth, 532 F.3d at 679 (quotation marks omitted). He has failed to do so.
Instead, Carter offers only conclusory assertions, stating that the care provided to him was
“inadequate” and that Reid and Waterman were “deliberately indifferent” to his pain and
suffering.16
It is well-settled, however, that a party may not defeat a motion for summary judgment
merely by offering his own self-serving and conclusory assertions. See Lujan v. National Wildlife
Fed'n, 497 U.S. 871, 888 (1990)(“The object of [Rule 56(e)] is not to replace conclusory
allegations of the complaint or answer with conclusory allegations of an affidavit.”); First
Commodity Traders, Inc. v. Heinold Commodities, Inc., 766 F.2d 1007, 1011 (7th Cir. 1985)
(“Conclusory statements in affidavits opposing a motion for summary judgment are not
sufficient to raise a genuine issue of material fact”); Jones v. Merchants Nat'l Bank & Trust Co., 42
F.3d 1054, 1057 (7th Cir. 1994) (“Self-serving assertions without factual support in the record
will not defeat a motion for summary judgment.”) (internal quotation marks omitted).
Instead, “summary judgment is the ‘put up or shut up’ moment in a lawsuit, when a party
must show what evidence it has that would convince a trier of fact to accept its version of
events.” Johnson v. Cambridge Indus., Inc., 325 F.3d 892, 901 (7th Cir. 2003). This is true
notwithstanding Carter’s pro se status. See Marion v. Radtke, 641 F.3d 874, 876–77 (7th Cir.
16
Carter also accuses Reid and W aterman of falsifying his medical records to cover up the severity
of the attack. This accusation is based on little more than speculation, which may not be used to
manufacture a genuine issue of fact. Springer v. Durflinger, 518 F.3d 479, 484 (7th Cir. 2008). In any case,
even assuming that Carter’s injuries were more severe than noted in the contemporaneous medical notes,
Carter does not present any evidence to show that a different course of treatment would have been
indicated if HSU staff had accurately recorded his injuries.
30
2011) (“[W]hen a plaintiff fails to produce evidence, the defendant is entitled to judgment; a
defendant moving for summary judgment need not produce evidence of its own.”). Carter has
failed even to articulate what it is that Reid and Waterman should have done differently, or how
he was harmed by the actions they did take, much less identify specific evidence in the record
to support his claims. Defendants are entitled to summary judgment on this portion of Carter’s
deliberate indifference claim.
B. Follow-up care by defendants Reid, Waterman, O’Connell, White and Cox
Next, Carter contends that the various members of the HSU who treated him for his
complaints of right ankle and right eye pain and swelling after the October 11, 2011 incident
were deliberately indifferent to his serious medical needs. At the outset, it is necessary to put
to one side Carter’s unwavering claim that he sustained an ankle fracture during the altercation
in the cell vestibule: the x-ray taken within weeks of the incident establishes undisputably that
he did not.17
Carter, however, did file numerous complaints of right ankle pain, and of blurriness in
his right eye. The question is whether Carter has come forth with any evidence from which a
reasonable jury could find that any of the HSU defendants either ignored his complaints about
his right ankle or right eye or provided treatment that was “so blatantly inappropriate as to
17
Carter argues that the October 31 x-ray evidence is entitled to little weight because it was taken
for a different condition (his bunion) and was not taken while he was weight-bearing. Again, there is no
evidence that Carter is qualified to testify about the significance of the medical evidence. W alker, 28 F.3d
at 671. Further, neither of Carter’s observations diminishes the fact that the x-ray did not show a
fractured ankle.
31
evidence intentional mistreatment likely to seriously aggravate his condition.’” Arnett, 658 F.3d
at 751 (quoting Greeno v. Daley, 414 F.3d 645, 653 (7th Cir. 2005)).
Carter has not produced such evidence. Again, his opposition to this portion of the
summary judgment motion consists mostly of his own conclusory assertions that the various
defendants did not provide him with “adequate” treatment for his complaints. Carter does not
deny that defendants treated him: as the undisputed facts show, HSU staff saw Carter about his
complaints throughout October, and they offered him treatment in the form of Tylenol, ice,
ointment for his wrist, eye drops for his eye and exercises for his ankle. When HSU staff chose
not to see him personally on a request, they explained their decision in terms of treatment
decisions. Dr. Cox referred plaintiff to an optometrist for his complaints of blurry vision.
Carter complains that the treatment offered by defendants did not help, but he does not
suggest what else defendants should have done that might have worked better. Obviously the
defendants were aware of Carter’s complaints in this regard and they did not ignore them.
Carter offers no evidence suggesting that any of the defendants’ treatment decisions were so far
afield of accepted professional standards as to raise the inference that these decisions were not
actually based on a medical judgment. Even granting all reasonable inference’s in Carter’s favor,
the most he can possibly show is that defendants were negligent, which is not the same as
deliberate indifference. Deliberate indifference is equivalent to reckless or intentional conduct.
Jackson v. Illinois Medi–Car, Inc., 300 F.3d 760, 765 (7th Cir. 2002).
In sum, all of the HSU defendants are entitled to summary judgment on Carter’s Eighth
Amendment claims against them.
32
V. Conditions of Confinement–Placement in Controlled Status
Finally, Carter alleges that he was subjected to cruel and unusual punishment when he
was placed in a controlled segregation cell for one day with inadequate clothing and inadequate
heat. In his complaint, Carter alleged that the temperature in the cell that day was “extreme.”
Prisoners have a right to adequate ventilation and freedom from extreme temperatures.
Shelby County Jail Inmates v. Westlake, 798 F.2d 1085, 1087 (7th Cir. 1986). However, this right
is not equivalent to a right to be free from all discomfort. Id. As this court noted in its order
allowing Carter to proceed on this claim, the Eighth Amendment does not “mandate comfortable
prisons,” and conditions that make confinement unpleasant are not enough to state an Eighth
Amendment claim because regular discomforts are “part of the penalty that criminal offenders
pay for their offenses against society.” Rhodes v. Chapman, 452 U.S. 337, 347 (1981). In
allowing Carter to proceed on this claim, this court noted that whether Carter’s lack of adequate
clothing and heating was severe enough to raise Eighth Amendment concerns depended on “just
how extreme the temperatures in the cell were.” Then, granting all reasonable inferences in
plaintiff’s favor, the court assumed that the allegedly “extreme” temperatures were “well-nigh
unbearable, essentially amounting to torture.” Order, August, 2, 2012, dkt. 9, at 8.
The evidence adduced on summary judgment refutes this inference. Mason has testified
that the temperature on the units at WSPF is maintained at 68 degrees Fahrenheit or higher and
that inmates in controlled segregation are provided with adequate heating and clothing. The
video recording shows that none of the prison staff on the unit that day were wearing clothing
such as heavy sweatshirts, coats or hats that would suggest that the unit was unusually cold.
Mason, who placed Carter in the cell, was wearing a short-sleeved uniform.
33
Carter has failed to present any specific evidence to put these facts into dispute. He
simply repeats his conclusory assertion that the temperature in his cell was “extreme” and that
his clothing was not adequate. Carter mentions in his brief that there is documentation
supporting his claims, but he has not identified where in the record that documentation appears.
As noted in the pretrial conference order, it is not this court’s job to find plaintiff’s evidence for
him. See “Helpful Hints for Filing a Summary Judgment Motion,” ¶2, attached to October 22,
2012 Preliminary Pretrial Conference Order, dkt. 25. Although Carter is qualified to offer his
own testimony about the temperature in his cell and how he felt, these general assertions are too
vague to contradict defendants’ specific evidence regarding the cell temperature. See, e.g., Turner
v. The Saloon, Ltd., 595 F.3d 679, 690-91 (7th Cir. 2010) (party opposing summary judgment
cannot rely on unsupported ipse dixit that is flatly refuted by the hard evidence offered by its
opponent); Drake v. 3M, 134 F.3d 878, 887 (7th Cir. 1998) (“Rule 56 demands something more
specific than the bald assertion of the general truth of a particular matter, rather it requires
affidavits that cite specific concrete facts establishing the truth of the matter asserted.”). The
mere fact that Carter may have felt cold for 24 hours is not enough to show that he was deprived
of the “minimal civilized measure of life’s necessities,” so as to establish a claim under the Eighth
Amendment. Defendant Mason is entitled to summary judgment on this claim.
V. Appointment of Counsel for Trial
As explained above, the court is granting summary judgment in favor of defendants
Becker, Shannon-Sharpe, Reid, Waterman, O’Connell, White and Cox on all the claims against
them, and these seven defendants will be dismissed from this case. The court also is granting
34
summary judgment on the excessive force claims against Belz, Wiegel and Gallinger for their
conduct in the cell vestibule and during transport to and from the HSU, as well as Carter’s
conditions-of-confinement claim against defendant Mason. What remains for trial are the
excessive force claims against Belz, Wiegel and Gallinger for the alleged beating in the HSU and
the failure to intervene claim against Mason.
Five times in this case Carter has asked the court to find an attorney for him, and five
times the court has denied these requests. Now that this lawsuit is headed to trial, I conclude
that Carter actually requires the assistance of an attorney to present his remaining claims to a
jury. Accordingly, I am staying proceedings until the court finds a lawyer who is willing to
represent Carter. This usually takes a while—as in several months—so Carter should be patient.
A lawyer agreeing to represent a plaintiff in a case like this one takes the case with no
guarantee of compensation for his or her work. Carter should be aware that once a lawyer
appears on his behalf, the lawyer is his go-between with the court and with opposing counsel.
The court will not directly communicate with Carter and Carter may not communicate directly
with the court. Carter will have to communicate directly with his lawyer about any concerns and
he must allow his lawyer to exercise professional judgment to determine which matters to bring
to the court’s attention and what motions and other documents to file. Carter cannot demand
that his attorney raise frivolous arguments and cannot insist that his attorney follow every
directive that he makes. Carter must be prepared to accept his lawyer’s strategic decisions even
if she disagrees with some of them. Carter must understand that if he cannot cooperate or
chooses not to cooperate with the attorney the court finds for him, then it is highly unlikely that
the court will recruit another lawyer to represent him in this lawsuit.
35
ORDER
It is ORDERED that:
(1) Defendants’ motion for summary judgment (dkt. 58) is GRANTED in these parts:
(a)
Plaintiff’s Eighth Amendment failure-to-intervene claims against
defendants Shannon-Sharpe and Becker
(b)
Plaintiff’s Eighth Amendment excessive force claims against defendants
Gallinger, Belz and Wiegel for their alleged conduct in the cell vestibule
and during transport to the HSU;
(c)
Plaintiff’s Eighth Amendment denial of medical care claims with respect
to defendants Waterman, Reid, Cox, O’Connell and White; and
(d)
Plaintiff’s conditions of confinement claim against defendant Mason.
(2) Defendants’ motion for summary judgment is DENIED in these parts:
(a)
Plaintiff’s excessive force claim against defendants Gallinger, Belz and
Wiegel as it pertains to the HSU; and
(b)
Plaintiff’s claim that defendant Mason failed to intervene to prevent
the attack.
(2) The court, sua sponte, is ordering the appointment of counsel to represent plaintiff at trial
on his remaining claims. The remainder of the calender is STRICKEN and this case is STAYED
pending recruitment of counsel for plaintiff.
Entered this 18th day of October, 2013.
BY THE COURT:
/s/
STEPHEN L. CROCKER
Magistrate Judge
36
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