Harris, Carl v. Billington, Eric et al
Filing
127
ORDER denying 51 Motion to Strike; denying plaintiff's 54 Motion for Summary Judgment; granting in part and denying in part defendants' 58 Motion for Partial Summary Judgment; denying plaintiff's 89 Motion for Summary Judgment; denying defendant Bauer's 95 Motion for Summary Judgment. A telephonic status conference will be held Wednesday, April 29, 2015, at 10:00 a.m., defendants to initiate the call to the court. Signed by District Judge William M. Conley on 4/24/2015. (jef),(ps)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF WISCONSIN
CARL T. HARRIS,
Plaintiff,
OPINION & ORDER
v.
12-cv-437-wmc
SGT. ERIC BILLINGTON, TODD RUSSELL,
WAYNE BAUER, DR. CHARLES GRISDALE,
DR. JEFFREY GARBELMAN and AMY RADCLIFFE,
Defendants.
Plaintiff Carl T. Harris was granted leave to proceed on claims that six employees at
Waupun Correctional Institution (“WCI”) acted with deliberate indifference to his serious
mental health needs. More specifically, Harris claims that despite being aware of the serious
risk that he would harm himself, the defendants failed to protect him from himself on April
12, 2012, and then denied him adequate mental health care.
Harris has moved for
summary judgment on his claims against all defendants. (Dkt. ##54, 89.) Defendants
Amy Radcliffe, Dr. Jeffrey Garbelman, Dr. Charles Grisdale and Captain Wayne Bauer have
also moved for summary judgment on all alleged claims against them. (Dkt. ##58, 95.)
For reasons explained below, the court will deny all of the dispositive motions in their
entirety, except as to Dr. Garbelman, who will be granted summary judgment in his favor.
UNDISPUTED FACTS
I.
Preliminary Matters
Defendants filed proposed findings of fact to support their own motion for partial
summary judgment (see dkt. #60), but failed to respond to Harris’s proposed findings of fact
in support of his motion for summary judgment. This failure is understandable, at least in
part, given Harris’s own failure to comply with the court’s procedures on summary
judgment. Instead of filing his proposed findings of fact “[i]n a separate document” from
his motion, Harris filed the two together. (See Mot. Summ. J. & Proposed Findings of Fact
(dkt. #54).)
Harris nevertheless urges the court to deem his proposed findings of fact
undisputed due to defendants’ failure to respond (Pl.’s Reply (dkt. #71) 1-2). Defendants,
for their part, appear to believe Harris did not file any proposed findings of fact. (Defs.’ Br.
Opp’n (dkt. #70) 2-3.)
The Seventh Circuit has repeatedly reaffirmed that district courts may enforce their
local rules strictly to promote the clarity of summary judgment filings. See, e.g., Stevo v.
Frasor, 662 F.3d 880, 886-87 (7th Cir. 2011). However, “the decision whether to apply the
rule strictly or to overlook any transgression is one left to the district court’s discretion.” Id.
at 887 (quoting Little v. Cox’s Supermarkets, 71 F.3d 637, 641 (7th Cir. 1995)). Here, both
sides are guilty of procedural error, yet neither is fatal to the court’s ability to parse the
summary judgment materials. Accordingly, the court will ascertain the undisputed facts
based on the formal findings of fact submitted with defendants’ motion for summary
judgment and citations to evidentiary materials contained in the parties’ briefs.
II.
The Parties
Plaintiff Carl Harris was a Wisconsin state prisoner confined at WCI at all times
relevant to the complaint in this case. Defendants Eric Billington and Todd Russell are
correctional officers with the Wisconsin Department of Corrections (“DOC”).
At all
relevant times, they were assigned to WCI -- Billington as a Sergeant and Russell as a
“Correctional Officer II.”
2
Defendant Amy Radcliffe has been employed by the DOC as a Nurse Clinician in the
WCI Health Services Unit (“HSU”) since August 14, 2011. She has been licensed as a
Registered Nurse in Wisconsin continuously since February 21, 2007. Her responsibilities
at HSU include: patient assessment and treatment; assisting physicians; management of
medications; provision of emergency care; and maintenance of medical records.
Defendant Dr. Charles Grisdale, Ph.D., is a psychologist licensed to practice in
Wisconsin. From May of 2006 until June 30, 2012, he was employed by the DOC to serve
in the position of “Psychologist – Licensed” at WCI.
His duties at WCI included:
performing mental health screenings; conducting brief individual counseling and mental
health
monitoring;
and
providing
crisis
intervention
and
prevention,
individual
psychotherapy and psychological assessments. On July 1, 2012, Dr. Grisdale became the
Chief Regional Psychologist for Region 2 of the Division of Community Corrections with
the DOC, a position he held until April 1, 2014. At all times relevant to this matter, Dr.
Grisdale was Harris’s assigned primary clinician.
Defendant Dr. Jeffrey Garbelman, Ph.D., is also a psychologist licensed to practice in
Wisconsin. He was employed by the DOC as a “Psychologist Supervisor” at WCI from
December of 2010 until September of 2012, when he left state service. Under the general
supervision of the WCI Deputy Warden, Dr. Garbelman was responsible for the overall
administration of the Psychological Services Unit (“PSU”) at WCI and was the point of
contact for inmates dissatisfied with their assigned primary clinicians.
In that position,
Garbelman had authority over the development, administration and coordination of all
psychological programs within the unit, including staff supervision, service provision,
consultation and support activities.
Garbelman also provided psychological services to
3
offenders; made recommendations for institutional programming; assisted in providing
training to staff; and participated with other PSU staff in structured case conferences and
staffing. Dr. Garbelman rejoined state service in December of 2012, as a “Psychologist –
Licensed” at Columbia Correctional Institution (“CCI”).
After a year in that position,
Garbelman moved to his current post as the DOC’s Crisis Intervention Partner Program
Coordinator and Psychological Staff Trainer.
Defendant Wayne Bauer has worked for the DOC since March 16, 1998, and has
been employed as a “Correctional Supervisor 2” or “Captain” at WCI since June 19, 2011.
Bauer’s duties include:
assisting and instructing staff in their work; evaluating their
performance; providing direction during emergencies; ensuring staff perform proper security
practices; supervising mass movement; responding to inmate interview requests; and
providing direction to inmates.
III.
Accessing Medical and Psychological Services
A. Medical Services
When inmates enter WCI, they receive an inmate handbook informing them that if
they require non-emergency medical attention, they must submit a Health Services Request
(“HSR”) to the HSU. Nursing staff triage the HSRs daily and schedule inmates to attend
“sick call” if the stated problem requires medical attention.
Sick call takes place every
weekday. At sick call, nurses determine if the patient should be seen by a doctor by making
focused assessments, providing treatment and scheduling for follow-up according to
approved protocols and clinical priorities.
In contrast, if an inmate at WCI believes he needs to be seen immediately for an
urgent medical need, he is supposed to contact housing unit staff using his emergency call
4
button. Control center staff then notify HSU via telephone, and registered nurses perform
a telephone triage to determine whether the patient should be seen at sick call. Inmates
always have the ability to request medical assistance, regardless of their status within WCI.
For example, an inmate may request medical assistance even if he is in control or
observation status. Whenever a patient reports a significant problem or concern to HSU
staff, the staff member is to note the problem in the patient’s chart. In general, Harris was
seen regularly by the HSU staff.
They responded as needed to his condition on each
occasion and sought lab work, tests and specialty consultation for Harris as needed.
B. Psychological Services
WCI employs psychologists and psychological associates to offer mental health
services consistent with an inmate’s identified level of mental health needs, as established by
standards set forth by Wisconsin DOC policies and procedures. Clinical monitoring is one
such service: it is a designated process that assigns the frequency of clinical contacts based
on an inmate’s assigned mental health classification.
Generally, inmates on clinical
monitoring are seen a minimum of every three to six months, depending on their symptoms,
needs and degree of mental illness. Because every inmate has different needs, however,
some inmates might be seen more often than the minimum of once every three months.
Inmates may be seen in a variety of settings, including within their assigned unit.
Psychological staff members also conduct routine “rounds” in the segregation units
by going to the cell front and talking to the inmates. Generally, rounds occur every week,
but psychological staff may see an inmate at the cell front more frequently if a staff member
or the inmate requests it.
5
The inmate handbook that inmates receive upon arriving at WCI informs them how
to access both psychological and medical care. For non-emergency psychological attention,
inmates must submit a Psychological Services Request (“PSR”) to the PSU; staff triage the
PSRs daily and schedule inmates for an appointment if the stated problem requires
attention. The level of risk and need determines the level of intervention. Additionally,
policy and standard practice require that this correspondence be routed both to the staff
members responding to crisis intervention that day and to the inmate’s primary clinician.
For crisis issues presenting imminent risk to self or others, staff usually respond on
the same day the reports are reviewed.
Inmates are told that if they require crisis
intervention due to suicidal thoughts, or if they pose an imminent risk to themselves or
others, they should contact security immediately. Based on institution policy and standard
practice, security would not contact the PSU supervisor upon receiving such a report;
instead, they would contact the clinician handling crisis intervention that day or the
assigned clinician.
IV.
The April 12 Incident
A. Interaction with Staff Before Self-Harm
On April 12, 2012, at approximately 9:00 P.M., Harris claims he pressed the
emergency call button in his cell and advised defendant Todd Russell that he was suicidal.
According to Harris, Russell then contacted defendant Eric Billington, who arrived at
approximately 9:05 P.M. Harris reports showing Billington six pieces of metal and telling
Billington that he intended to swallow them. Allegedly, Billington replied, “I don’t see
anything and I can’t hear you.” Harris claims that after telling Billington a second time that
6
he was suicidal, Billington replied, “I’m going home. I don’t care what you do.” Billington
then walked away, leaving Harris alone.
After Billington left, Harris banged his head and face against the cell door and wall.
According to Harris, he then pushed the emergency call button again to inform Russell that
he was bleeding, but Russell failed to respond. Harris claims he also enlisted other inmates
to push their own emergency call buttons, but Russell ignored those calls as well. Finally,
Harris claims he and the other inmates began to yell for staff assistance. Although they
received no reply, Harris heard the laughter of the officers.
Not surprisingly, defendants’ version of events differs from Harris’s significantly.
According to Billington, Harris never informed him that he was feeling suicidal on April 12,
nor did he threaten to swallow six pieces of metal. Billington also maintains that, to the
best of his recollection, he was never present at Harris’s cell door on that date. (See Ex. 2
(dkt. #57-1) ECF 7-8.) Like Billington, Russell claims to have had no knowledge of Harris’s
despondent state. He denies that Harris or any other inmate pressed his emergency call
button on the night of April 12. (See Ex. 3 (dkt. #57-1) ECF 14-16.) Thus, according to
defendants Billington and Russell, Harris provided no warning before he began to injure
himself on April 12.
B. Cell Extraction
Although the parties dispute whether he actually passed out, Harris became dizzy
after violently banging his head against the cell door and wall. Harris contends that after
returning to consciousness, he realized no one had been to check on him and became
despondent. In contrast, defendants point to later examination notes indicating that Harris
7
never lost consciousness. Regardless, the parties agree that following Harris’s acts of selfharm, he sat down on the floor, wrapped himself in a blanket and tied a sheet around his
neck.
Sergeant Schilling, who is not a defendant in this action, discovered Harris in that
condition during the third shift after he spotted the bloodied windows of Harris’s cell.
Schilling asked Harris what was wrong and whether he was hurt, but he received no
response. Harris contends that he was non-responsive due to mistreatment at the hands of
the second shift staff, while defendants dispute that staff members mistreated Harris at any
time.
Defendant Wayne Bauer was working as a third-shift captain at WCI on April 12.
At about 10:15 P.M., he responded to the segregation unit after learning that there was
blood on Harris’s cell windows and Harris was covered with a blanket. When he arrived, he
asked Harris to come to the door so he could be restrained, but Harris responded only that
Captain Bauer should “ask second shift why this is happening.” For several minutes, the
segregation sergeant and Captain Bauer tried to talk Harris into coming to the door, but he
refused to comply. Captain Bauer, denies seeing the sheet around Harris’s neck.
Captain Bauer eventually determined it was necessary to remove Harris from his cell
for his own safety, because: (1) staff could not tell where the blood on Harris’s cell window
had come from; (2) Harris had covered his face; and (3) Harris refused to come to the door
voluntarily.
Accordingly, Bauer assembled a “pad subduing team” to perform an
involuntary extraction. The team consisted of: (1) an onsite supervisor, who ensures the
proper amount of force is used to maintain control; (2) a camera operator; and (3) at least
four staff members wearing protective equipment.
8
Captain Bauer escorted the team to
Harris’s cell. He then told Harris that the team had assembled and showed him a sample
arc of the Ultron II Handheld Electronic Control Device through the window. After this
demonstration, Captain Bauer again ordered Harris to come to the door, as did the team
leader. Harris still refused.
While trying to communicate with Harris, Captain Bauer noticed that Harris had
placed a towel over the top of his head, a towel over the front of his face, and a blanket
around him. Eventually, Harris also pulled a mattress over himself so he was completely
covered. In response, Captain Bauer dispensed a one-second burst of OC from his OC
fogger. It landed on the mattress, and Bauer once again ordered Harris to come to the door
to be restrained. When Harris continued to ignore this directive, Bauer dispensed a second
burst of OC fogger.
After that, Harris came to the door and allowed himself to be
restrained.
When asked where the blood came from, Harris said he had hit his face and nose on
the wall and smeared blood from his nose on the windows, although his nose did not appear
to be bleeding at the time. His clothing was removed, and the officers conducted a strip
search without incident. Captain Bauer noted that Harris had put on several layers of extra
clothing under his segregation clothes and wrapped a bed sheet around his waist beneath his
underwear, as if for additional padding. He also saw the bloody windows and heard Harris
tell various officers that he had banged his head against the wall and door. Therefore, there
is no dispute that Captain Bauer was aware Harris had engaged in an act of self-harm. (See
Defs.’ Resp. PPFOF (dkt. #100) ¶ 11.) Harris was then escorted to HSU.
9
C. Radcliffe’s Treatment of Harris
That same day, defendant Amy Radcliffe was called to assess Harris’s injuries. Harris
told Nurse Clinician Radcliffe that he had slammed his head against the wall. The parties
dispute the remainder of their conversation. Harris claims he told Radcliffe that he was
suicidal and needed to be placed on observation. In contrast, Radcliffe claims that rather
than express any further suicidal ideation, Harris only stated that his acts of self-harm had
been a “suicidal gesture.”
During the ensuing physical exam, Radcliffe found that Harris had bruising over his
nasal bridge and dried blood in the bilateral nare, but no active bleeding. She also found
Harris’s cranial nerves were grossly intact, but noted a septal deviation to Harris’s left
nostril and a history of previous fractures. Harris claims that Radcliffe also said that (1) his
nose was “possibly fractured” and (2) he would experience pain.
Since her “multisystem assessment” was negative, the treatment that Radcliffe
rendered consisted of reassurance and education.
Radcliffe did not refer Harris to an
advanced care provider because she did not believe any further follow-up was necessary
based on her exam. Radcliffe testified further that based on her assessment, she concluded
that Harris was not at imminent risk of further self-harm after her April 12 examination.
Harris obviously disputes this since he claims to have told Radcliffe that he was suicidal and
needed to be placed in observation status.
Radcliffe’s notes indicate that Harris was placed in observation following her exam.
(See Amy Radcliffe Decl. Ex. 101 (dkt. #63-1).) An inmate may be placed in observation
status by a PSU clinician, crisis intervention worker, physician, registered nurse, physician’s
assistant, or the warden when the inmate threatens or engages in self-harming behavior.
10
Thus, Radcliffe had the authority to place Harris on observation even if he had not
reported, or she had not credited, his plan to engage in further acts of self-harm. If no
clinician, crisis intervention worker or physician is available for consultation, the security
director or shift captain may also place the inmate into observation status.
Observation is a very restrictive status, used to prevent an inmate from harming
himself or someone else. All property that an inmate could possibly use to harm himself is
removed.
Observation status requires that an inmate be examined by a clinician, crisis
intervention worker or physician, including a direct physical evaluation and a review of
recent relevant information.
Radcliffe testified that she believed her notes to be correct, although Harris claims he
overheard Radcliffe ask Captain Bauer about placing him in observation, to which Captain
Bauer purportedly responded that Harris was going to be placed in control status.1 In fact,
however, Radcliffe’s notes appear to have ultimately been inaccurate, since Harris was
actually placed in control status by security staff after she examined him.
Observation and control status are similar, but there are some differences.
For
instance, control status placements are not clinical decisions and do not involve clinical
input. In fact, PSU is not notified of an inmate’s placement in control status as a matter of
policy or standard practice. Rather, control status is a security status. Inmates in control
status are monitored regularly by security staff, with checks every half hour. Captain Bauer
has testified that he made the decision to place Harris in control status based on the
1
Specifically, according to Harris, Captain Bauer said, “He’s going into control. There’s no need for
observation. He hasn’t cut on himself or anything like that.” Harris also says that Captain Bauer
stated, “Put him on control status. I don’t see any evidence of suicidal behavior.” Radcliffe allegedly
responded, “Are you sure?” and Captain Bauer answered, “Yeah, he looks fine to me.”
11
situation at hand, pointing out that Harris never harmed himself during the time Captain
Bauer was observing him and that staff were unable to verify that Harris had in fact banged
his head on the wall.
Harris neither contacted Nurse Radcliffe nor told her before engaging in his selfinjurious behavior that he wanted to speak with a psychologist or a PSU staff member, nor
did he request as such during or after her assessment of his injuries.
To Radcliffe’s
knowledge, Harris did not engage in any further self-harming behavior on April 12 or the
next day, April 13.2 He was not seen by a clinician or crisis worker when released from
control.
D. Involvement of Psychological Staff on April 12
Harris never contacted Drs. Grisdale or Garbelman, nor did he inform them that he
was feeling suicidal before he harmed himself on April 12. Unit staff also did not contact
Dr. Grisdale or Dr. Garbelman that day to advise that Harris was requesting to be seen by
PSU staff or that he had engaged in self-harming behavior. Neither doctor was on the
segregation unit at the time, although Dr. Grisdale was the on-call clinician.
In particular, Dr. Garbelman had no knowledge that Harris was placed on control
status after the incident of April 12. In fact, no one contacted Dr. Garbelman at all with
respect to Harris’s situation on April 12, nor was Dr. Garbelman involved in any way in
making decisions about Harris that day.
Dr. Garbelman was also not Harris’s primary
clinician, nor did he handle on-call after hours duties. In fact, Harris concedes that it was
not until April 25, 2012, that he wrote to Dr. Garbelman to inform him of the April 12
2
Harris does indicate that he became reclusive and non-responsive the next day, April 14, but it does
not appear he engaged in any self-harm at that time. (Pl.’s PFOF (dkt. #54) ¶ 21.)
12
incident and of Dr. Grisdale’s claimed failure to respond to Harris’s requests. (See Pl.’s
Resp. DPFOF (dkt. #67) ¶ 79; Decl. of Carl Harris (dkt. #69) ¶ 18.)
V.
Harris’s PSR on April 13
The next day, April 13, 2012, Harris submitted a PSR, alleging that on the 12th he
told Sgt. Billington he was suicidal and showed him six pieces of metal he intended to
swallow. Harris further alleged in the PSR that Sgt. Billington did nothing. Finally, Harris
claimed that he began to bang his head against the door in response to Billington simply
walking away.
HSU received and triaged the PSR on April 14, 2012, and told Harris that “security
[had been] notified [and] [i]nstructed to place in OBS.” The parties dispute whether Dr.
Grisdale ever received or reviewed this PSR. Harris acknowledges having no direct evidence
that Dr. Grisdale saw the PSR, but points out that PSRs are triaged daily, and that standard
prison practice dictated such correspondence be routed to the staff responding to crisis
intervention that day, as well as to the inmate’s primary clinician.
Since Dr. Grisdale
played both of those roles, Harris argues that there exists a genuine dispute of fact as to
whether Grisdale saw the April 13 PSR.
VI.
Psychological Services Following the PSR
On April 17, 2012, PSU psychologist Dr. Leslie Baird met with Harris. Dr. Baird
had once been Harris’s primary clinician.
As a result, she knew his mental health
background and had built a rapport with him. During their April 17th discussion, Harris
claims he informed Baird that he was feeling depressed and more suicidal lately, and that he
needed to see his primary clinician. Defendants dispute this, pointing out that Dr. Baird’s
13
records indicate Harris actually denied suicidal ideation on April 17. (See Jeffrey Garbelman
Decl. Ex. 105 (dkt. #61-1) 000036.)
On April 23, 2012, Dr. Baird again saw Harris. She noted that during this visit,
Harris once again denied suicidal ideation, but wanted to be seen by his primary clinician.
Baird further noted Harris complained about the handling of observation placements. In
response, Baird advised Harris to submit a complaint.
Apparently, Dr. Baird met with
Harris at least twice more; Harris’s uncontradicted declaration states that each of those
meetings lasted approximately three to five minutes.
On April 25, 2012, Harris wrote to Dr. Garbelman as Dr. Baird suggested.
Defendants purport to dispute this fact but offer no evidence crating a genuine dispute.
(See Defs.’ Resp. PPFOF (dkt. #74) ¶ 33.)
In that correspondence, Harris claims he
informed Dr. Garbelman of the incident on April 12, and he further complained that Dr.
Grisdale failed to respond to his requests to be seen. Harris also sought Dr. Garbelman’s
help in getting Dr. Grisdale to see him.
According to Harris, Dr. Garbelman neither
acknowledged his correspondence nor responded to it in any way.
Harris also alleges that he asked Dr. Baird if he could see Dr. Grisdale four times
(April 17, 23, and 30 and May 7), citing to a “Health & Psychological Rounds in
Segregation/Security Log.” (See Jeffrey Garbelman Decl. Ex. 105 (dkt. #61-1) 000036.)
That log indicates that Harris asked to see his clinician on four separate occasions – but the
first such occasion was during the April 23rd meeting, with the other requests occurring on
April 30, May 7 and sometime in June. (See id.) Thus, the log provides no support for
Harris’s assertion that he asked to see Dr. Grisdale on April 17. Harris also cites to his own
14
declaration, however, as evidence that he asked to be seen by Dr. Grisdale during the April
17 meeting with Dr. Baird. (See Harris Decl. (dkt. #69) ¶¶ 12-13.)
Dr. Grisdale never conducted any mental wellness rounds in April or May of 2012.
On May 8, 2012, however, Dr. Grisdale did see Harris out-of-cell for “clinical monitoring
follow-up.” Harris reported dreaming of “falling out of a tree in a free-fall (w/o stopping)
and waking up in a sweat with a puddle of sweat on [his] chest.” He observed that this was
the first time he had experienced such a sensation, but that it was occurring more
frequently. Harris also recalled the loss of a close friend, who had been shot and apparently
died in his arms. Dr. Grisdale discussed with Harris his dreams and family mental health
history.
Harris reported having a maternal grandmother, mother and aunt with
“psychiatric” or “crazy” mental issues. Harris also noted his prior, limited mental health
history, indicating that he had at one time taken Fluoexetine, Trazodone and Amitriptylene,
as well as Prozac for antidepressive complaints, but that he had since discontinued those
medications.
During the May 8 meeting with Dr. Grisdale, Harris discussed his behavior, which
had resulted in several observation placements on a Saturday evening. Harris also talked
about having engaged in a series of behaviors in which he announced suicidal feelings or a
desire to harm himself. First, he discussed the April 12 incident, claiming that he had
pushed the emergency button in his cell, but that the sergeant who responded failed to
assist him and said that he was going home. Dr. Grisdale noted that the veracity of Harris’s
comments was unknown and then explained the on-call process to Harris.
Harris contends that during this session, he asked why Dr. Grisdale failed to respond
to his various attempts to contact him. According to Harris, Dr. Grisdale responded that
15
with budget cuts and an excessive caseload, he “didn’t have time to babysit every inmate
with emotional problems.” Defendants dispute this fact, pointing again to their version of
events in which Dr. Grisdale received no complaints from Harris between April 12, 2012
and April 23, 2012.
Ultimately, Dr. Grisdale found Harris cooperative and appropriate. He also found
that his mental status evaluation was within normal limits. Dr. Grisdale noted that Harris
was open to a referral to a WCI psychiatrist, which he was “happy to oblige.” Based on the
evaluation, Dr. Grisdale continued his previous mental health diagnoses of Axis II Antisocial
Personality Disorder and Mental Health Code as MH-O (no mental health need). Grisdale
made a plan to refer Harris to psychiatry, scheduled a follow-up meeting pending review and
gathered some in-cell reading materials on relaxation and stress management for Harris to
review.
Throughout this period, PSU staff continued to monitor Harris’s psychological
needs.
MOTION TO STRIKE
Harris has asked the court to strike the declaration of WCI Security Director
Anthony Meli, arguing that Meli has now presented two separate sworn statements that
contradict one another. (See dkt. #51.) The declarations relate to missing video footage,
which Harris contends would have shown defendant Billington at his cell door on the night
of the incident. Meli offered a declaration, dated May 30, 2014, in which he stated that he
reviewed Harris’s allegations, viewed the footage and responded that Billington had not, in
fact, been present at Harris’s cell. In that declaration, Meli also declared that he “did not
consult Sergeant Billington or any other party to this action before making [his] response.”
16
(May 30, 2014 Anthony Meli Decl. (dkt. #48) ¶ 10.) In an earlier declaration, however,
Meli stated that he had responded to Harris’s request “[a]fter reviewing the video and
speaking with Sgt. Billington.” (Apr. 17, 2014 Anthony Meli Decl. (dkt. #35) ¶ 18 (emphasis
added).)
The court ordered briefing on the request to strike. Defendants now respond that
while the declarations admittedly contradict one another, the contradiction is minor and
does not provide a basis to strike Meli’s declaration altogether. On the contrary, defendants
argue that the core of Meli’s testimony has remained consistent throughout, and that the
trivial inconsistency as to whether Meli spoke to Billington before responding to Harris’s
request is irrelevant to resolving the pending motions for summary judgment.
While Meli’s declarations are certainly contradictory, these actions do not justify
striking his testimony in its entirety, nor do they justify holding Meli in contempt as Harris
requested. This conclusion might be different were the inconsistency itself relevant to the
pending summary judgment motions. But as defendants point out, the inconsistency has no
bearing on the merits of either party’s motion for summary judgment. It certainly presents
an opportunity to impeach Meli’s credibility at trial, should either party wish to call him as
a witness, and it may provide an additional source of support should Harris wish to renew
his motion for spoliation sanctions before trial. But it does not necessitate striking Meli’s
declarations altogether or holding him in contempt of court at this time.
Harris’s motion to strike (dkt. #51) will be denied.
17
Accordingly,
OPINION
The court has before it cross-motions for summary judgment. As with any summary
judgment motion, the court construes all facts, and draws all reasonable inferences from
those facts, in favor of the non-moving party. Laskin v. Siegel, 728 F.3d 731, 734 (7th Cir.
2013); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986). Thus, in resolving
defendants’ motion, the court will credit Harris’s version of the facts and draw all inferences
in his favor; in resolving Harris’s motion, the court will credit defendants’ version of the
facts and draws all inferences in their favor. “Only disputes over facts that might affect the
outcome of the suit under the governing law will properly preclude summary judgment.” Id.
at 248.
The party moving for summary judgment bears the initial burden of informing the
district court of the basis for its motion. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986).
For an issue on which the nonmoving party will bear the burden of proof at trial, it is not
sufficient for the nonmoving party to “simply show that there is some metaphysical doubt
as to the material facts,” Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586
(1986).
Rather, he must then “go beyond the pleadings” and “designate ‘specific facts
showing that there is a genuine issue for trial.’” Celotex, 477 U.S. at 324. That is, the
nonmoving party must produce “evidence . . . such that a reasonable jury could return a
verdict for the nonmoving party.” Anderson, 477 U.S. at 248. If he fails to do so, “[t]he
moving party is entitled to a judgment as a matter of law.”
(internal quotation marks omitted).
18
Celotex, 477 U.S. at 323
I. Defendants’ Motion for Partial Summary Judgment
A. Amy Radcliffe
Harris claims Amy Radcliffe acted with deliberate indifference to his serious medical
needs following his self-injury on April 12 by placing him in control status, rather than
observation status. “A claim of deliberate indifference to a serious medical need contains
both an objective and a subjective component.” Greeno v. Daley, 414 F.3d 645, 653 (7th
Cir. 2005). “To satisfy the objective component, a prisoner must demonstrate that his
medical condition is ‘objectively, sufficiently serious.’” Id. (quoting Farmer v. Brennan, 511
U.S. 825, 834 (1994)). To satisfy the subjective component of deliberate indifference, a
prisoner must demonstrate that the defendant “knew of a substantial risk of harm to the
inmate and disregarded the risk.” Id. (citing Walker v. Benjamin, 293 F.3d 1030, 1037 (7th
Cir. 2002)).
As defendants emphasize, proving deliberate indifference is a difficult standard to
meet, particularly when the theory is one of improper medical treatment. “[L]iability may
be imposed only when the decision by the professional is such a substantial departure from
accepted professional judgment, practice, or standards as to demonstrate that the person
responsible did not base the decision on such a judgment.” Estate of Cole ex rel. Pardue v.
Fromm, 94 F.3d 254, 262 (7th Cir. 1996) (quoting Youngberg v. Romeo, 457 U.S. 307, 323
(1982)).
Defendants first contend that no reasonable jury could find Harris was suffering from
a serious medical need at the time of Radcliffe’s examination. Viewing all the facts in the
light most favorable to Harris, the court disagrees. “It goes without saying that ‘[s]uicide is
a serious harm.’” Sanville v. McCaughtry, 266 F.3d 724, 733 (7th Cir. 2001) (quoting Estate
19
of Cole, 94 F.3d at 261)). “Suicide, attempted suicide and other acts of self-harm clearly
pose a ‘serious’ risk to an inmate’s health and safety.” Goodvine v. Ankarlo, 9 F. Supp. 3d
899, 934 (W.D. Wis. 2014); see also Rice ex rel. Rice v. Correctional Med. Servs., 675 F.3d 650,
665 (7th Cir. 2012) (“[P]rison officials have an obligation to intervene when they know a
prisoner suffers from self-destructive tendencies.”). Harris has offered his sworn statement
that he explicitly informed Radcliffe that he was suicidal on April 12 and needed to go to
observation.
Furthermore, Harris presented with more than just unsubstantiated
complaints of feeling suicidal. There appears no dispute that he presented after having
beaten his head against the walls and door of his cell hard enough to cause nasal bruising,
bleeding and nasal septal deviation. In fact, crediting Harris’s version of events (as the
court must at this stage), Harris had beaten his head so hard that he lost consciousness.
Even if this was not a suicide attempt, such violent self-injury and the potential for further
comparable behavior could pose a “substantial risk to [Harris’s] health or safety.” Goodvine
9 F. Supp. 3d at 934; cf. Murphy v. Waller, 51 F.3d 714, 719 (7th Cir. 1995) (per curium)
(“An injury to the head unless obviously superficial should ordinarily be considered
serious[.]”). A reasonable jury could thus find, based on the combination of Harris’s selfassessment of his mental state and his relatively severe injuries,3 that he had an objectively
serious need for mental health care at the time Radcliffe examined him.
Defendants next argue that Radcliffe did not participate in the decision to place
Harris in control status, meaning she was not personally involved in the deprivation that
Harris alleges. Defendants point to Radcliffe’s contemporaneous notes, which indicate that
3
Defendants concede in their brief that Harris’s nasal injuries could potentially constitute a serious
medical need. (See Defs.’ Br. Supp. Mot. Summ. J. (dkt. #59) 10.) Harris has, however, brought no
claim premised on inadequate medical treatment of those physical injuries.
20
Harris was going to observation, and to Radcliffe’s testimony that she genuinely believed
those notes. In opposition, Harris claims that he overheard Lt. Bauer tell Radcliffe that
Harris was to be placed in control status, rather than observation. Defendants object to this
out-of-court statement as hearsay, but Harris does not offer it for the truth of the matter
asserted. See Fed. R. Evid. 801(c)(2). Rather, he offers it to create a factual dispute as to
what Radcliffe believed at the time, which “does not depend on the actual truth of the
matters asserted in the [statement].” United States v. Harris, 942 F.2d 1125, 1130 (7th Cir.
1991). Moreover, Radcliffe’s reaction is not hearsay at all, but rather a statement by a party
opponent. Fed. R. Evid. 801(d)(2)(A). Furthermore, Bauer’s statement that Harris was
going to control is not hearsay because: (1) it is being offered against Radcliffe; and (2) she
allegedly manifested her belief in its truth by asking Bauer if he was certain of his decision.
Fed. R. Evid. 801(d)(2)(B). Additionally, Radcliffe had the authority to place Harris in
observation, rather than in control status.
Crediting Harris’s version of the facts, and
drawing the reasonable inference that Radcliffe’s authority extended to ordering Harris’s
placement in observation, as well as overruling Lt. Bauer’s contrary decision for control
status, a reasonable jury could find that Radcliffe was personally involved in the allegedly
improper placement.
Finally, defendants argue that there is no evidence that the decision to place Harris
in control, rather than observation, was so far afield of professional judgment as to
constitute deliberate indifference. They note accurately that Harris has offered no expert
testimony regarding the reasonableness of placing him on control status, asking the court to
conclude as a matter of law that Radcliffe’s alleged placement decision was not so
unreasonable as to constitute deliberate indifference. Harris responds that well-established
21
DOC policy required his placement in observation, citing to Wis. Adm. Code § DOC
311.04:
(1) Observation for mental health purposes is an involuntary or
a voluntary nonpunitive status used for the temporary
confinement of an inmate to ensure the safety of the inmate
or the safety of others. An inmate may be placed in
observation for mental health purposes for one of the
following reasons:
(a) The inmate is mentally ill and dangerous to himself or
herself or others.
(b) The inmate is dangerous to himself or herself.
Moreover, the policy provides that an inmate is considered dangerous to himself if “there is
a substantial probability that the inmate will cause physical harm to himself,” as manifested
by, among other signs, “[t]he reasonable belief of others that violent behavior and serious
physical harm is likely to occur because of a recent overt act, attempt or threat to do such
physical harm.” Wis. Adm. Code § DOC 311.04(3)(b). Placement in observation results in
a mandatory examination by a “clinician, crisis intervention worker or physician.” Id. at
§ DOC 311.05(1).
Given the high standard for establishing deliberate indifference, Harris must show
more than “medical malpractice, negligence, or even gross negligence[.]” Johnson v. Doughty,
433 F.3d 1001, 1013 (7th Cir. 2006).
“Mere dissatisfaction or disagreement with a
doctor’s course of treatment is generally insufficient.” Id. Still, if a reasonable jury could
find that Radcliffe knew such placement was necessary under the circumstances, but
consciously disregarded that need, this could rise to the level of deliberate indifference. See
id. (“It is not enough to show, for instance, that a doctor should have known that surgery
was necessary; rather, the doctor must know that surgery was necessary and then
22
consciously disregard that need in order to be held deliberately indifferent.”). A trier of fact
may infer such knowledge “from evidence that the serious medical need was obvious.” Id.
(quoting Collignon v. Milwaukee Cnty., 163 F.3d 982, 989 (7th Cir. 1998).
The matter is complicated by the dispute of fact between Harris and Radcliffe. As
noted above, Harris swears he told Radcliffe that he was suicidal, pleaded to go to
observation status and had severe physical injuries, while Radcliffe claims Harris said only
that the self-harm had been a “suicidal gesture” and that her “multi-system assessment”
showed Harris was not at imminent risk of further self-harm. Crediting Harris’s version of
their conversation, DOC policy, as articulated in Wis. Adm. Code § DOC 311.04, at least
strongly suggests that someone in his position should be placed in observation. In the end,
this court cannot completely discount the possibility that a reasonable trier of fact could
find that Harris’s need to be placed in observation, where he would receive a mental health
evaluation from a clinician, was obvious, and that Radcliffe, as a registered nurse with years
of experience, not only knew that, but deliberately lied about their conversation to justify
Harris’s placement in control.
Accordingly, although Harris may have a difficult time
proving this claim at trial, a reasonable jury could find in his favor, and so Radcliffe’s motion
for summary judgment will be denied.
B. Captain Bauer
The court has already concluded in Section I.A, supra, that a reasonable jury could
conclude Harris was suffering from a serious medical need on the night of April 12. The
only question for summary judgment is whether a reasonable jury could conclude Captain
Bauer was deliberately indifferent to that need. It is undisputed that Captain Bauer saw the
23
bloodied windows of Harris’s cell and was informed that the blood came from an act of selfharm; he was also present when Harris allegedly told Radcliffe that he was suicidal and
needed to go to observation. Bauer nevertheless decided to place Harris in control status,
arguably contrary to DOC policy, meaning Harris would not be closely monitored or seen
by a clinician. A reasonable jury could find based on the foregoing that Captain Bauer knew
that Harris was at serious risk of self-harm but failed to take appropriate action to mitigate
that risk by ordering an observation placement.4 Accordingly, for substantially the same
reasons that Radcliffe is not entitled to summary judgment, the court will deny Captain
Bauer’s motion for summary judgment as well.
C. Dr. Garbelman
Harris was next granted leave to proceed on a claim that Dr. Garbelman ignored his
requests for treatment after he expressed suicidal ideation on April 12th and 14th. It is now
undisputed that Garbelman knew nothing of the April 12 incident until sometime after
April 25, when Harris contends he wrote a letter expressing his displeasure with Dr.
Grisdale. Harris also conceded that he did not contact Dr. Garbelman regarding his suicidal
feelings before injuring himself on April 12. Based on the undisputed facts in the record,
there appears to be no basis on which to find that Dr. Garbelman actually knew that Harris
was at substantial risk of serious harm either before the April 12 incident or between April
18 and May 8, when Harris was finally seen by Dr. Grisdale.
4
Generally, non-medical personnel are justified in deferring to the judgment of medical experts in
the prison context. Greeno, 414 F.3d at 56; see also Hayes v. Snyder, 546 F.3d 516, 527 (7th Cir.
2008). However, here, Bauer did not rely on Radcliffe’s judgment, at least not according to Harris.
Rather Bauer made the decision to place Harris in control, saying there was “no need” for
observation because Harris had not “cut on himself” and “look[ed] find to [him].” See footnote 1,
supra.
24
Harris attempts to preserve this claim by pointing out that Dr. Garbelman previously
interviewed him at least twice -- on May 27, 2008, and March 28, 2012 -- for suicidal
thoughts and self-destructive behavior. Those interviews are not material, however. The
mere fact that Harris had previously exhibited suicidal ideation and behavior some weeks
and years earlier does not mean that Dr. Garbelman knew that risk continued through April
26, the earliest he could have received Harris’s letter. Stated another way, Harris’s general
mental health problems do not, by themselves, make the risk of suicide so obvious that
actual knowledge may be imputed to Dr. Garbelman absent some explicit communication of
the risk at the relevant time, much less support a finding of deliberate indifference to that risk.
Cf. Matos ex rel. Matos v. O’Sullivan, 335 F.3d 553, 557-58 (7th Cir. 2003) (noting that “not
every prisoner who shows signs of depression or exhibits strange behavior can or should be
put on suicide watch” and declining to impute actual knowledge of risk based on depression
and complaints of distress and “general malaise”).
As noted above, it was not until April 26th at the earliest that Dr. Garbelman could
have learned of Harris’s dissatisfaction with the care he was receiving from Dr. Grisdale. No
reasonable jury could find Dr. Garbelman’s failure to intervene at that time constituted a
deliberate disregard of a serious medical need, because there is no indication that Harris’s
letter informed Dr. Garbelman that he was still at substantial risk of committing suicide.
Indeed, Harris avers only that his letter informed Dr. Garbelman of the April 12 incident
and complained about Dr. Grisdale’s failure to respond to Harris’s treatment requests. No
reasonable jury could infer that Dr. Garbelman’s failure to intervene aggressively on that
limited information constituted negligence, much less deliberate indifference.
25
D. Dr. Grisdale
With respect to Dr. Grisdale, Harris essentially claims that Grisdale acted with
deliberate indifference by ignoring Harris’s repeated requests to be seen. It is undisputed
that Dr. Grisdale had no involvement in the decision to place Harris on control status and
knew nothing either of Harris’s suicidal ideation in the time immediately preceding his selfharm on April 12, nor was he notified that night of Harris’s behavior despite being the oncall clinician that night. Instead, the inaction for which Harris faults Dr. Grisdale appears
to have begun on April 14, 2012.
The court agrees that Harris has produced sufficient evidence to create a genuine
factual dispute as to whether Dr. Grisdale would have seen the PSR that Harris submitted
on April 13. WCI policy indicates that PSRs would have been routed to Dr. Grisdale as
Harris’s primary clinician. A reasonable trier of fact could, therefore, infer that Dr. Grisdale
had received and read the PSR based on that evidence.
There is also evidence that Harris asked to see Dr. Grisdale multiple times between
April 17 and May 8, when Dr. Grisdale met him for an appointment. Harris does not
appear to object to the nature or quality of the treatment he received at that time; rather,
his complaint centers on the delay he endured, which can, under certain circumstances,
constitute deliberate indifference. See, e.g., Gutierrez v. Peters, 111 F.3d 1364, 1371-72 &
n.6 (7th Cir. 1997) (delays in treating painful medical conditions that are not lifethreatening can support deliberate indifference claims); Antonelli v. Sheahan, 81 F.3d 1422,
1432 (7th Cir. 1996) (inmate stated a claim for deliberate indifference by alleging that “his
‘pleas’ for psychological treatment were ‘ignored’”).
26
In response, defendants argue that nothing in the record establishes that Harris had a
serious medical need during the period of delay. A medical need must be “sufficiently serious
or painful to make the refusal of assistance uncivilized.” Cooper v. Casey, 97 F.3d 914, 916
(7th Cir. 1996). “The need for a mental illness to be treated could certainly be considered a
serious medical need.” Sanville, 266 F.3d at 734; see also Meriwether v. Faulkner, 821 F.2d
408, 413 (7th Cir. 1987) (“Courts have repeatedly held that treatment of a psychiatric or
psychological condition may present a ‘serious medical need’ under the
Estelle
formulation.”). “[T]here is no requirement that a prisoner provide ‘objective’ evidence of
his pain and suffering – self-reporting is often the only indicator a doctor has of a patient’s
condition.” Greeno, 414 F.3d at 655.
During the time he was asking to see Dr. Grisdale, Harris reported feeling depressed
and “more suicidal lately.” (See Harris Aff. (dkt. #56) ¶ 18.) On the other hand, when
Harris did eventually meet with Dr. Grisdale, his mental health examination was apparently
within normal limits, and there is no suggestion that Harris engaged in any suicidal or selfharming behavior between April 17 and May 8. While a close question, the court concludes
that a reasonable jury could find that Harris was suffering from a serious medical need
based on his self-reported mental state -- particularly in light of his relatively recent selfharm and history of mental health problems. Of course, it may be difficult for him to prove
that his need was objectively serious, particularly in light of the results of his eventual
mental health examination, as well as contemporaneous notes by Nurse Clinician Radcliffe
that no referral or follow-up was necessary and Dr. Baird’s later notes that Harris denied
suicidal ideation, but that is for a jury to decide.
27
Even if Harris had a serious medical need, defendants also argue that there is no basis
to infer that Dr. Grisdale knew of that need. Certainly, actual knowledge of the risk of
suicide cannot be imputed based merely on a history of manic depression, a previous suicide
attempt and general malaise. See Matos, 335 F.3d at 557-58. There is some evidence that,
if credited, could establish that Dr. Grisdale knew facts suggesting a far more urgent need
for treatment. For instance, Harris has created a genuine dispute of fact as to whether Dr.
Grisdale had access to the PSR describing his very recent self-harm (unlike the inmate in
Matos, whose last suicide attempt had occurred three years before he actually committed
suicide). Furthermore, Harris has averred that he expressly informed Dr. Baird on multiple
occasions that he had been feeling depressed and “more suicidal lately.”
There is also
evidence from which a trier of fact could infer that Dr. Baird informed Dr. Grisdale of these
conversations, although this, too, is undermined by Dr. Baird’s contemporaneous notes that
Harris denied suicidal ideation. (See Jeffrey Garbelman Decl. Ex. 105 (dkt. #61-1) 000036
(entries for April 30 and May 7 reading “wants to see clinician (informed)”).)
Finally, crediting Harris’s version of the facts, when he did meet with Dr. Grisdale
and asked him about the delay, Dr. Grisdale responded that he “didn’t have time to babysit
every inmate with emotional problems.” The cavalier nature of this alleged statement could
provide at least some evidence that Dr. Grisdale “acted with a ‘sufficiently culpable state of
mind.’” Greeno, 414 F.3d at 653 (quoting Farmer, 511 U.S. at 834)). While this is a very
close question, the court concludes that Harris has produced sufficient evidence for a trier of
28
fact to find in his favor, and so Dr. Grisdale’s motion for summary judgment will be
denied.5
VII.
Plaintiff’s Motion for Summary Judgment
As a preliminary matter, the court has already determined that defendant Dr. Jeffrey
Garbelman is entitled to summary judgment.
Thus, Harris’s own motion for summary
judgment against that defendant will necessarily be denied.
A. Sgt. Eric Billington
Harris seeks summary judgment against Sgt. Billington, arguing that he deliberately
disregarded Harris’s threat to commit suicide. Such a claim for failure to protect under the
Eighth Amendment requires a showing that: (1) the harm facing the prisoner was
objectively serious and a substantial risk to his health or safety; and (2) the defendant was
deliberately indifferent to that risk.
See Collins v. Seeman, 462 F.3d 757, 760 (7th Cir.
2006); Hall v. Ryan, 957 F.2d 402, 406 (7th Cir. 1992) (prisoners have a “right to be
protected from self-destructive tendencies”).
Unlike the summary judgment motion brought against Harris, however, Billington is
now the non-movant and the court must construe all facts in his favor, rather than Harris’s.
See Anderson, 477 U.S. at 255. Crediting Billington’s version of the facts, Billington was
never aware of Harris’s suicidal behavior on the night of April 12, did not come to Harris’s
cell front, and had no warning before Harris engaged in self-destructive behavior.
If
Billington did not know of a specific, serious risk that Harris posed to himself on April 12,
he cannot be held liable for failing to take action to alleviate that risk under a deliberate
5
The result might well be different had Dr. Grisdale asserted qualified immunity on summary
judgment, but the court declines to make this argument for him.
29
indifference theory.
See, e.g., Haley v. Gross, 86 F.3d 630, 640-41 (7th Cir. 1996)
(discussing requirement that defendant actually know of substantial risk of serious harm).
In fairness, Harris argues that the court must disregard Billington’s version of events
because it is inconsistent with the record. In support, he points to an Interview/Information
request in which Harris complained of Billington’s conduct.
The response, which is
unsigned, reads:
I talked with Sgt. Billington he said Harris called the bubble and
said he wasn’t feeling well. When Sgt. Billington went to
Harris[’s] cell Harris would not talk to him when Billington
asked what was wrong.
(Anthony Meli Decl. Ex. A (dkt. #35-1) 1.) Harris contends that this response renders
Billington’s current story incredible.
Leaving aside the hearsay problem with Harris’s response, Harris is really asking the
court to credit his story over Billington’s.
The court cannot make such credibility
determinations on summary judgment -- not even when one version of events seems
implausible, see Payne v. Pauley, 337 F.3d 767, 771 (7th Cir. 2003), and not even when, as
here, the contradictory evidence in question is self-serving. Id. at 772. Accordingly, Harris’s
claim against Billington must be left for a jury to decide.6
6
Harris cites Scott v. Harris, 550 U.S. 372 (2007), for the proposition that “[w]hen opposing parties
tell two different stories, one of which is blatantly contradicted by the record, so that no reasonable
jury could believe it, a court should not adopt that version of the facts for purposes of ruling on a
motion for summary judgment.” Id. at 380. The record in Scott is readily distinguishable from that
here, however. In Scott, the non-movant’s version of a car chase, in which he contended that he had
driven in a controlled and careful manner, was blatantly discredited by a video of the chase that
“more closely resemble[d] a Hollywood-style car chase of the most frightening sort[.]” Id. Here,
there is no definitive evidence, video or otherwise, on which the court can rely.
30
B. Todd Russell
Harris’s claim against Todd Russell suffers from the same defect as his claim against
Billington. According to Russell, neither Harris nor any other inmate pressed his emergency
call buttons on the night of April 12.7 As does Billington, Russell maintains that he had no
warning that Harris was suicidal before Harris began to bang his head and face against his
cell walls. As discussed above, a lack of actual knowledge is fatal to any claim for deliberate
indifference.
See Billman v. Ind. Dep’t of Corr., 56 F.3d 785, 788-89 (7th Cir. 1995)
(discussing knowledge requirement of deliberate indifference).
Also as above, the court
cannot usurp the jury’s role by crediting one version of the facts over the other, even if one
party’s story seems more credible or likely. Payne, 337 F.3d at 771.
For these reasons,
Harris is not entitled to summary judgment against Russell.
C. Amy Radcliffe
Harris also moved for summary judgment against Radcliffe, but viewing the facts in
the light most favorable to her, he again falls far short of meeting his burden. According to
Radcliffe, on the night of April 12, Harris never informed her that he was suicidal and
needed to go to observation status. Most importantly, according to Radcliffe, she genuinely
believed that Harris had been placed in observation status, as reflected in her
contemporaneous notes.
If a jury were to credit Radcliffe’s version of events, it would
effectively be required to find that she had not behaved with deliberate indifference, since
she could not have the necessary state of mind. See Farmer, 511 U.S. at 837 (to be liable for
deliberate indifference, official “must both be aware of facts from which the inference could
7
Harris points to an apparent mistake in Russell’s interrogatory responses as constituting an
admission that Harris did press his emergency call button (see Ex. 3 (dkt. #57-1) ECF 15), but the
court declines to grant Harris summary judgment based on a typographical error.
31
be drawn that a substantial risk of serious harm exists, and he must also draw the
inference”). Thus, Harris’s motion for summary judgment on his claim against Radcliffe
must also be denied.
D. Captain Bauer
Harris next moved for summary judgment against Captain Bauer. However, viewing
all the facts in the light most favorable to Captain Bauer as the non-movant, a reasonable
jury could also find for Captain Bauer. According to Captain Bauer, (1) he never saw that
Harris had a sheet around his neck and (2) he was unaware that Harris was feeling suicidal
after receiving treatment from Radcliffe. Indeed, he asserts that Harris never asked to speak
with a psychologist or member of the PSU staff, and that Radcliffe concluded through her
multi-system assessment Harris was not at imminent risk of suicide. A jury crediting this
testimony could conclude that Captain Bauer believed -- even if incorrectly -- that Harris
was not at substantial risk of serious harm, which would undermine any claim for deliberate
indifference. See Farmer, 511 U.S. at 844 (to defeat liability, prison officials might show
“that they did not know of the underlying facts indicating a sufficiently substantial danger .
. . or that they knew of the underlying facts but believed (albeit unsoundly) that the risk to
which the facts gave rise was insubstantial or nonexistent”).
E. Dr. Grisdale
Finally, Harris moved for summary judgment against Dr. Grisdale. As with Harris’s
claim against Radcliffe, when viewing the facts in the light most favorable to Dr. Grisdale as
the non-movant, Harris cannot meet his burden on summary judgment. According to Dr.
Grisdale’s version of events, he never read the PSR Harris submitted on April 13, detailing
32
the previous night’s self-harming behavior. (Charles Grisdale Decl. (dkt. #62) ¶ 16.) In the
days that followed, he also maintains that Harris repeatedly denied suicidal ideation and did
not engage in any further self-harming behavior. Moreover, Grisdale points out there is no
evidence that Harris used the prescribed procedures at WCI to access Psychological Services
by contacting security to request an intervention. Finally, when Harris was eventually seen,
Dr. Grisdale maintains his mental health was within normal limits, suggesting he may not
have had a “serious medical need” at all during that time period.
For all these reasons, a jury could find that Dr. Grisdale did not act with the
necessary “culpable state of mind,” and so Harris’s motion for summary judgment against
Grisdale must also be denied.
ORDER
IT IS ORDERED that:
1) Plaintiff Carl T. Harris’s motion to strike (dkt. #51) is DENIED.
2) Plaintiff’s motion for summary judgment (dkt. #54) is DENIED.
3) Defendants’ motion for partial summary judgment (dkt. #58) is GRANTED IN
PART and DENIED IN PART, consistent with the opinion above.
4) Plaintiff’s motion for summary judgment against defendant Captain Wayne
Bauer (dkt. #89) is DENIED.
5) Defendant Bauer’s motion for summary judgment (dkt. #95) is DENIED.
33
6) A telephonic status conference will be held Wednesday, April 29, 2015, at 10:00
a.m., defendants to initiate the call to the court.
Entered this 24th day of April, 2015.
BY THE COURT:
/s/
________________________________________
WILLIAM M. CONLEY
District Judge
34
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