Ultratec, Inc. et al v. Sorenson Communications, Inc. et al
Filing
548
DRAFT Jury Instructions for Damages. Signed by District Judge James D. Peterson on 10/1/2015. (AEB)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF WISCONSIN
ULTRATEC, INC. and CAPTEL, INC.,
JURY INSTRUCTIONS
(DAMAGES)
[DRAFT: 1 OCTOBER 2015]
Plaintiffs,
v.
14-cv-66-jdp
SORENSON COMMUNICATIONS, INC. and
CAPTIONCALL, LLC,
Defendants.
Pre-trial Instructions
Ladies and Gentlemen of the Jury:
We are about to begin the damages phase of the trial. This part of the trial
will, in general, follow the same pattern as the liability phase. Counsel will make
opening statements, we will hear the evidence, and then I will instruct you on the law
applicable to damages. Counsel will make closing arguments and you will deliberate.
The issue of infringement was resolved before trial. So, for this phase of the
trial, it is now established that defendants have infringed the ’398 patent.
You must now decide what amount of money damages would compensate
plaintiffs’ for defendants’ infringement of the ’398 patent. Plaintiffs must prove their
damages by a preponderance of the evidence.
You also have a second issue to decide: was defendants’ infringement willful?
To prove willful infringement, plaintiffs must show by clear and convincing evidence
that defendants knew of a high likelihood that they would be infringing a valid
patent.
I will instruct you in more detail about the law you will apply after you hear
the evidence. But my general instructions about evaluating evidence and your
conduct as jurors still apply.
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Post-trial Introduction
Ladies and Gentlemen of the Jury:
Now that you have heard the evidence and the arguments, I will give you the
instructions that will govern your deliberations in the jury room. It is my job to
decide what rules of law apply to the case and to explain those rules to you.
You have two duties as a jury. Your first duty is to decide the facts from the
evidence in the case. This is your job, and yours alone.
Your second duty is to apply the law that I give you to the facts. You must
follow these instructions, even if you disagree with them. Each of the instructions is
important, and you must follow all of them.
Perform these duties fairly and impartially. Do not allow sympathy, prejudice,
fear, or public opinion to influence you.
The verdict must represent the considered judgment of each juror. Your
verdict, whether for or against the parties, must be unanimous. You should make
every reasonable effort to reach a verdict. In doing so, you should consult with one
another, express your own views, and listen to the opinions of your fellow jurors.
Discuss your differences with an open mind. Do not hesitate to reexamine your own
views and change your opinion if you come to believe it is wrong. But you should not
surrender your honest beliefs about the weight or effect of evidence solely because of
the opinions of other jurors or for the purpose of returning a unanimous verdict. All
of you should give fair and equal consideration to all the evidence and deliberate with
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the goal of reaching an agreement that is consistent with the individual judgment of
each juror. You are impartial judges of the facts.
Your deliberations will be secret. You will never have to explain your verdict to
anyone.
If you have formed any idea that I have an opinion about how the case should
be decided, disregard that idea. It is your job, not mine, to decide the facts of this
case.
The case will be submitted to you in the form of a special verdict on damages,
consisting of [four] questions. In answering the questions, you should consider only
the evidence that has been received at this trial. Do not concern yourselves with
whether your answers will be favorable to one side or another, or with what the final
result of this lawsuit may be.
Answers Not Based on Guesswork
If, after you have discussed the testimony and all other evidence that bears
upon a particular question, you find that the evidence is so uncertain or inadequate
that you have to guess what the answer should be, then the party having the burden
of proof as to that question has not met the required burden of proof. Your answers
are not to be based on guesswork or speculation. They are to be based upon credible
evidence from which you can find the existence of the facts that the party must prove
in order to satisfy the burden of proof on the question under consideration.
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[11.4.1 DAMAGES — GENERAL]
You must now consider what amount of damages to award to plaintiffs.
Plaintiffs must prove damages by a preponderance of the evidence. You are to award
plaintiffs damages adequate to compensate plaintiffs for infringement. The damages
you award are intended to compensate the patent holder, not to punish the infringer.
You may award damages for any infringement by defendants beginning on
February 9, 2010, which is the date the ’398 patent issued.
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[11.4.4 REASONABLE ROYALTY]
Plaintiffs seek to recover a reasonable royalty.
A royalty is a payment made to the owner of a patent by someone else so that
he can make, use, or sell the patented invention. A “reasonable royalty” is the amount
plaintiffs and defendants would have agreed upon as a royalty at the time defendants’
infringement began.
In determining a reasonable royalty, you should assume that plaintiffs would
have been willing to allow defendants to make, use, or sell the patented invention and
that defendants would have been willing to pay plaintiffs to do so. You should take
into account what plaintiffs’ and defendants’ expectations would have been if they
had negotiated a royalty and had acted reasonably in their negotiations. You should
assume that both plaintiffs and defendants would have believed that plaintiffs’ patent
was valid and infringed. You should also assume that defendants would have been
willing to pay, and plaintiffs would have been willing to accept, the reasonable royalty
they negotiated. Your role is to determine what plaintiffs and defendants would have
agreed upon if they had negotiated in this manner, not just what either plaintiffs or
defendants would have preferred.
In determining a reasonable royalty, you may consider the following factors, in
addition to any others that are shown by the evidence:
• Royalties that others paid to plaintiffs for the patented invention;
• Royalties that defendants paid to others for comparable patents;
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• Whether plaintiffs had a policy of licensing or not licensing the patents;
• Whether plaintiffs and defendants are competitors;
• Whether use of the patented invention helps to make sales of other
products or services;
• Whether the product made using the patent is commercially successful, as
well as its profitability;
• The advantages of using the patented invention over products not covered
by the patent;
• The extent of defendants’ use of the patented invention and the value of
that use to defendants;
• Any royalty amounts that are customary for similar or comparable patented
inventions;
• The portion of the profit on sales that is due to the patented invention, as
opposed to other factors, such as unpatented elements or processes,
features, or improvements developed by defendants;
• Expert opinions regarding what would be a reasonable royalty.
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[AIPLA 11.19 REASONABLE ROYALTY – TIMING]
Although the relevant date for the hypothetical reasonable royalty negotiation
is just before the infringement began, you may consider evidence relating to events
after the infringement began [and any actual profits made by defendants due to their
infringement, and any commercial success of the patented invention or the infringing products
after that date].
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[AIPLA 11.20 REASONABLE ROYALTY –
AVAILABILITY OF NON-INFRINGING SUBSTITUTES]
In determining a reasonable royalty, you may also consider evidence
concerning the availability and cost of non-infringing alternatives to the patented
invention. A non-infringing alternative must be an acceptable product that is licensed
under the patent or that does not infringe the patent.
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[11.2.14 WILLFUL INFRINGEMENT
with some of AIPLA 12.0]
Plaintiffs contends that defendants infringed plaintiffs’ patent willfully. Not all
infringement is willful.
Plaintiffs must prove willful infringement by clear and convincing evidence. To
succeed on its contention that defendants infringed the patent willfully, plaintiffs
must prove that defendants acted knowing that it was highly likely that they would
infringe a valid patent, or that the high likelihood of infringement was so obvious
that defendants should have known of it.
In determining whether defendants acted despite knowing of the high
likelihood of infringement (or despite the obvious high likelihood of infringement),
you must consider the totality of the circumstances. The totality of the circumstances
comprises a number of factors, which include, but are not limited to, whether the
defendants intentionally copied the claimed invention or a product covered by
patent, [whether the defendants relied on competent legal advice,] and whether the
defendants presented a substantial defense to infringement, including the defense
that the patent is invalid.
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