Burton, Sabina v. Board of Regents of the University of Wisconsin System et al
Filing
90
ORDER granting 32 Motion for Summary Judgment. Signed by District Judge James D. Peterson on 3/18/2016. (jls)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF WISCONSIN
SABINA BURTON,
Plaintiff,
v.
OPINION & ORDER
BOARD OF REGENTS OF THE UNIVERSITY
OF WISCONSIN SYSTEM,
THOMAS CAYWOOD, ELIZABETH THROOP, and
MICHAEL DALECKI,
14-cv-274-jdp
Defendants.
Plaintiff Sabina Burton is now a tenured associate professor of criminal justice at the
University of Wisconsin-Platteville (UWP). Several years ago, Burton advocated for a student
who complained of sexual harassment at the hands of another UWP professor. Burton
contends that, as a consequence of her advocacy for this student and her subsequent efforts
to assert her own rights, she has faced discrimination and retaliation from UWP colleagues
and administrators. She brings this suit against defendant Board of Regents of the University
of Wisconsin System (the entity responsible for UWP) and three employees of UWP.
Burton’s complaint alleged multiple causes of action under four federal laws: Title VII
of the Civil Rights Act of 1964; Title IX of the Education Amendments of 1972; the Equal
Pay Act; and the Equal Protection Clause of the Fourteenth Amendment. Defendants have
moved for summary judgment on all claims. In response, Burton has conceded that she
cannot succeed on many of her claims, leaving two retaliation claims that Burton regards as
the heart of this suit. First, Burton contends that she faced retaliation for assisting the
student with her sexual harassment complaint, in violation of Title VII and Title IX. Second,
Burton contends that, also in violation of Title VII, she faced retaliation for asserting her own
rights by filing a charge of discrimination with the Wisconsin Department of Workforce
Development-Equal Rights Division (ERD) and by filing this lawsuit.
Title VII and Title XI prohibit retaliating against an individual who asserts her rights
in employment and education, respectively. But neither law requires—or, frankly, permits—a
federal court to referee every dispute generated by the friction of day-to-day operations in
university departments. As this opinion explains, Burton perceived slights and a lack of
collegiality, and she felt personal embarrassment at the hands of her colleagues. But those are
not materially adverse actions, and they do not amount to actionable retaliation. Burton also
received a formal letter of direction, which led to a disciplinary complaint. Although these
were adverse actions, Burton has not adduced evidence to show a causal link to her protected
activity (i.e., filing a charge of discrimination and bringing this lawsuit).
As a university faculty member, Burton works with a high degree of autonomy. But
she is not immune from supervision and discipline. Federal courts are properly reluctant to
second-guess the personnel decisions of university administrators, and Burton has given this
court no reason to do so here. Defendants are entitled to summary judgment.
UNDISPUTED FACTS
Except where noted, the following facts are undisputed.1
Burton began working at UWP in 2009, as a tenure-track assistant professor in the
criminal justice department, which is part of the College of Liberal Arts and Education.
1
Several of Burton’s citations to the record in her proposed findings of fact are incorrect. The
errors appear to be careless ones: the wrong paragraph of an affidavit, or an incorrect docket
number. Defendants have compounded the problem by objecting to the proposed facts as
unsupported, rather than providing the correct citation (which is obvious in most cases).
Because these facts are not actually in dispute, the court includes them in this opinion.
2
Burton was a successful faculty member, and in January 2012, she was promoted to associate
professor. At the time, defendant Thomas Caywood was chair of the criminal justice
department. Defendant Elizabeth Throop became dean of the College in June 2012.
The trouble starts in October 2012. One of Burton’s colleagues in the criminal justice
department was lecturing on the subject of “breach experiments,” which are essentially
provocations designed to display social norms by violating them so that they can be studied.
The professor demonstrated a breach experiment: in plain view of the class, he handed a
female student a note that read “Call me tonight‼” and included his cell phone number.
Dkt. 51-1. The student did not recognize the exchange as a demonstration, and she was upset
by the note. Later that day, she sought out Burton to talk about the incident. Afterwards,
Burton emailed dean Throop, alerting her to the apparent harassment of the student. Throop
suggested that the student speak to the dean of students.
The next day, Burton followed up on the student’s complaint and spoke with
Caywood. Burton also forwarded to Caywood an email that she had received from the
student the night before, with an image of the note. Burton indicated that she would contact
student affairs, but she did not tell Caywood that she had already emailed Throop. Caywood
spoke with the breach-experimenting professor that day, learned that the note had been part
of a demonstration, and advised the professor to send an apology to the entire class, which he
did. When Caywood emailed Burton to explain the situation, Burton suggested that
department faculty be informed about all such experiments in the future. Caywood
responded that this was not necessary and that if students had problems with faculty
members, then they needed to come see him to sort out those problems.
3
Word got around to administrative personnel at UWP, including the chancellor, the
provost, and the human resources department. Over the next two days, Throop emailed
Caywood to express her serious concerns with the experiment and with Caywood’s response
to it. Throop also emailed Burton—who, by this point, had become the student’s informal
liaison and advocate—asking her to assure the student that the matter would be taken
seriously and resolved as quickly as possible. When Caywood asked to interview the student
to find out what happened, the director of human resources told him to drop the issue
because her office would handle it. The parties do not explain how UWP eventually resolved
the incident, but the resolution of the underlying complaint is not relevant to Burton’s claims
in this case.
In the following months, Burton experienced what she perceived to be unwarranted
public criticism for the way that she had handled the student’s complaint. For example, about
one week after the incident, Caywood prepared a memo outlining the steps that faculty
members should take if a student came to them with a problem concerning another faculty
member. The memo instructed that students should first contact the faculty member in
person to resolve the issue directly, if the problem was along the lines of a low grade or poor
attendance. For complaints about what a faculty member said or did, students were to come
directly to Caywood. For behavior that could potentially amount to criminal conduct, faculty
members were to contact campus police. Caywood circulated this memo to the members of
the criminal justice department.
At a department meeting in November 2012, Caywood reiterated his instruction that
student issues should be brought to his attention so that harmless matters did not go all the
way to the provost. Burton felt that the announcement was a veiled public reprimand from
4
her department chair, and she emailed the director of human resources at UWP to request a
meeting. She wrote that Caywood’s comments were in retaliation against her for assisting the
student and that she could not accept Caywood’s “ongoing bitterness.” Dkt. 54-14.
About the same time, Burton perceived a sudden loss of support from Caywood and
Throop regarding Burton’s efforts to develop a new curriculum in cybersecurity, which
Burton, Caywood, and others had been working on since February 2012. The project would
involve an extended process. Establishing a new course required approval from the college
curriculum committee, and then approval of the university curriculum committee. A new
emphasis, program, major, or minor, would ultimately need approval from the Board of
Regents. As a preliminary step, Burton and Caywood had worked together on a grant
application to the National Science Foundation to secure substantial funding for the
cybersecurity curriculum, although the application was unsuccessful.
In the fall of 2012, Burton secured an informal offer from AT&T of a modest amount
of private funding for the cybercrime program. In the formal written application to AT&T,
Burton wrote that UWP would use the money “[t]o support the development and
implementation of a cyber-security curriculum for undergraduate and graduate students.”
Dkt. 37-1, at 2. The application also indicated that UWP was “in the process of developing a
curriculum for cyber-security,” and that a milestone of the project would be to develop and
implement an undergraduate cyber-security course by February 2013. Id. at 2-3.
Throop and Caywood were concerned with how Burton was portraying the status of
UWP’s cybersecurity program. In January 2013 (three months after the student harassment
incident), an AT&T representative drafted a press release to announce the company’s
donation. The representative sent the release to Burton, who edited the draft and returned it
5
the next morning. Burton attached her edits to an email on which Caywood and Throop were
copied. As edited, the release referred to “the development of a new cyber security program,”
and to a “new course . . . expected to be available to undergraduate students beginning spring
of 2012.” Dkt. 36-7, at 1.2 But Burton had not yet formally submitted any proposed
cybersecurity courses to the college curriculum committee or to the university curriculum
committee.
Throop responded to the draft press release in an email to Burton, Caywood, and
AT&T’s representative, writing that: “This press release concerns me deeply. There are a
number of highly inaccurate--indeed, misleading--statements regarding the status of cybersecurity curricula at the University of Wisconsin-Platteville. I am not confident that the
ceremony being planned is wise given this.” Dkt. 53-16, at 1. Caywood also responded to
Burton’s email, noting similar concerns and cautioning Burton “on how [she was] presenting
[her] ideas and visions in the media.” Dkt. 53-4, at 2. Later that same day, however, Throop
emailed Burton and Caywood to explain that she and the AT&T representative had talked
over the phone and agreed to additional revisions that would alleviate Throop’s concerns. On
January 30, 2013, AT&T presented $7,000 to Burton in a public ceremony.
Around the same time, Caywood and Throop also identified issues with two websites
that Burton had created, both of which discussed a cybersecurity program at UWP. Caywood
and Throop felt that these websites inaccurately suggested that UWP had developed or was
actively developing a cybercrime program. Throop tried to arrange a meeting with Burton and
2
The press release was drafted to go out on January 28, 2013. Dkt. 36-7, at 1. Thus, the
reference to “spring of 2012” appears to have been a typo, although the parties do not
address the discrepancy.
6
Caywood to discuss the issues with the websites and the AT&T funding, but Burton refused
to meet.
In January 2013, at her earliest eligibility, Burton applied for tenure. She was granted
tenure, effective for the 2013-14 academic year. Burton thus enjoyed substantial job security:
tenure extends for an unlimited period, and tenured faculty can be dismissed only for just
cause and only after due notice and a hearing. See Wis. Admin. Code UWS § 4.01.
In August 2013, Burton filed a discrimination charge with the ERD. The charge
alleged that: (1) Caywood had discriminated against her because she was a woman and
retaliated against her for reporting the student harassment; (2) Throop and the human
resources director had discriminated against her; (3) Throop had defamed her; and (4) the
university had been deliberately indifferent to her grievances.
In the summer of 2013, Caywood stepped down, and defendant Michael Dalecki
became interim chair of the criminal justice department. But the change of chair did not end
Burton’s frustrations. After Burton filed her charge with the ERD, she continued to
experience what she perceived to be hostile treatment at the hands of her colleagues and
supervisors. For example, Dalecki had several conversations with Burton, during which he
encouraged her to drop her ERD charge and lawsuit and expressed disappointment or told
Burton to “get over it” each time she refused to do so.3 Dalecki also told Burton that she
could not expect to file a lawsuit without suffering consequences, reminding her to think
about how her actions would affect her chances of eventually becoming chair of the criminal
justice department. At least one other faculty member also pressured Burton to drop her suit,
3
Defendants dispute what exactly Dalecki said, and they contend that Burton has taken his
comments out of context. But there is no dispute that Dalecki encouraged Burton to drop her
claims.
7
indicating that Burton would be “dean material,” but not if she continued to challenge
administrators.
Burton continued to disagree with Dalecki and others throughout the 2013-14
academic year and into the summer. The disagreements concerned committee appointments,
personnel changes, and departmental management. In addition, Dalecki chastised a graduate
student who shared with Burton comments about her that he had overheard a department
staff member make at a social event. The graduate student later lost his position because of
insufficient funds. Burton contends that all of these actions were in retaliation for her filing a
charge with the ERD and a lawsuit in this court.
Burton also had run-ins with Throop. Their conflict came to a head in October 2014,
when Throop wrote Burton a letter of direction. The letter identified seven events that
Throop described as showing “a consistent pattern of unprofessional and inappropriate
behavior.” Dkt. 37-15, at 5. In brief, Throop was concerned that Burton had:
accused Dalecki of misconduct without a factual basis for doing
so, and made these accusations public by emailing the entire
department, the provost, and the chancellor;
written an inflammatory email to the entire department
incorrectly accusing a recently resigned colleague of unethical
behavior and implying that she would ask the Wisconsin
Attorney General to investigate;
abruptly passed off responsibility for a visit from colleagues in
Germany after having organized the visit;
asked a new assistant professor who had been Burton’s mentee
to house-sit for Burton during the summer (which Throop felt
was unprofessional, given Burton’s seniority over the mentee);
sent an email to a staff member using an unnecessarily
accusatory and unprofessional tone;
8
threatened a junior faculty member with consequences to his
future bid for tenure because Burton incorrectly believed that he
had improperly carried out his duties as the chair of a
committee; and
encouraged students to bypass the department chair with
complaints against other professors because he was biased.
Throop concluded the letter by providing Burton with five specific directions, and she warned
Burton that failure to follow the directions would result in disciplinary action.
Burton responded to the letter of direction in writing. She generally disagreed with
Throop’s summary of the relevant facts, and she flatly refused to accept any of Throop’s
directions. Given Burton’s refusal to cooperate, Throop filed a complaint with the chancellor
on January 5, 2015, pursuant to Wis. Admin. Code UWS § 6.01.4 Throop asked the
chancellor to write Burton a formal letter of reprimand that would be placed in her personnel
file. At this point, it is not clear from the record whether Throop’s complaint has been
resolved, nor what discipline, if any, Burton has received.
Another incident occurred in December 2014, when Throop incorrectly accused
Burton of cancelling a class without permission. Throop emailed Burton about the canceled
class, and she copied Dalecki (but no one else). The email was terse, and it concluded by
stating that “I will be forced to pursue disciplinary measures as a result.” Dkt. 43-3, at 2.
Throop’s information turned out to be incorrect: Burton had not cancelled class. But rather
than responding directly to Throop to explain, Burton sent an email to her class:
4
This provision establishes complaint procedures for “conduct by a faculty member which
violates university rules or policies . . . , but which [is] not serious enough to warrant
dismissal proceedings.” Wis. Admin. Code UWS § 6.01.
9
Dear Student,
Dean Throop falsely accused me of canceling my class last
Friday and wants to fire me over it. Please see the email below to
see her extremely harsh and false accusations.
I ask that you please reply to this email with your confirmation
that I did teach my class last Friday, Dec 12, 2014 to prove to
Dean Throop that I did not cancel the class. This is extremely
important for me. Dean Throop wants to fire me. If you came to
class on Friday, Dec 12, 2014 you know that I was there. Dean
Throop wants to discipline me for not being at the class. She is
just looking for reasons to “discipline” me. Your confirmation
that I was in class on that day will convince her that she has her
facts wrong and could save me from severe discipline that I don’t
deserve.
Why does Dean Throop want to hurt me you ask? Well, since I
am asking you for an honest response I will give you an honest
answer to this question.
On Oct 11, 2012 a female student came to me with a complaint
of a sexual advance by a male faculty member. I helped the
student report the complaint to Student Affairs. I have been
mercilessly harassed since then for my actions in assisting that
student.
I have tried to keep students out of this conversation but the
Dean has put me in a position where I need students to confirm
my presence in my classes last Friday. I need your help. Please
reply to this email as soon as you can with your confirmation
that I was in class on Friday, Dec 12, 2014.
Thank you so much.
Id. at 1. Several students responded that Burton had taught her class, and Burton forwarded
at least one of the responses to Throop, Dalecki, the provost, the chancellor, and human
resources. Throop did not discipline Burton for cancelling class.
Burton pursued several grievances to address these issues with UWP administrators.
Those efforts were unsuccessful, and so Burton filed suit in this court on April 14, 2014.
Dkt. 1. Burton filed a second amended complaint on September 11, 2015. Dkt. 28. The
10
court has subject matter jurisdiction over this case pursuant to 28 U.S.C. § 1331, because
Burton’s claims arise under federal law.
ANALYSIS
Burton’s second amended complaint alleged multiple causes of action, some against
the Board of Regents, some against Caywood, some against dean Throop, and some against
Dalecki. Defendants have moved for summary judgment on all causes of action. Dkt. 32.
Burton’s brief in opposition to defendants’ motion concedes to dismissal of most of the
causes of action, with the exception of the retaliation claims that she brings against the Board
of Regents as the legal entity that runs UWP and employs her. Dkt. 57, at 4.
Summary judgment is appropriate if defendants show “that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
Fed. R. Civ. P. 56(a). “Only disputes over facts that might affect the outcome of the suit
under the governing law will properly preclude the entry of summary judgment.” Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). Defendants are entitled to summary judgment
on a claim if they show that Burton lacks evidence to support an essential element on which
she bears the burden of proof. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). To avoid
summary judgment, Burton “must set forth specific facts showing that there is a genuine
issue for trial.” Id. She may not simply rely on the allegations in her pleadings to create such
a dispute, but must “demonstrate that the record, taken as a whole, could permit a rational
finder of fact to rule in [her] favor.” Johnson v. City of Fort Wayne, 91 F.3d 922, 931 (7th Cir.
1996).
11
A. Retaliation for supporting the student’s harassment complaint
Burton alleges that defendants retaliated against her for supporting the student who
complained of harassment in October 2012. Burton contends that this retaliation violates
both Title IX (which prohibits forms of sex discrimination in education), Dkt. 28, ¶¶ 202-05,
and Title VII (which prohibits workplace discrimination), id. ¶¶ 199-201.
1. Title IX
Under Title IX, “[n]o person in the United States shall, on the basis of sex, be
excluded from participation in, be denied the benefits of, or be subjected to discrimination
under any education program or activity receiving Federal financial assistance.” 20 U.S.C.
§ 1681(a). Unlike Title VII, Title IX does not include a separate retaliation provision.
Nevertheless, “Title IX’s private right of action encompasses suits for retaliation, because
retaliation falls within the statute’s prohibition of intentional discrimination on the basis of
sex.” Jackson v. Birmingham Bd. of Educ., 544 U.S. 167, 178 (2005).
Courts apply Title VII’s retaliation framework to evaluate retaliation claims under
Title IX. Milligan v. Bd. of Trs. of S. Ill. Univ., 686 F.3d 378, 388 (7th Cir. 2012). Under this
framework, a plaintiff can prove her retaliation claim using either the direct method of proof
or the indirect method of proof. Id. Burton is proceeding via the direct method.5 Burton must
therefore adduce evidence that: (1) she engaged in protected activity under Title IX;
(2) defendants took an adverse action against her; and (3) there is a causal connection
between her protected activity and the adverse action. Cung Hnin v. TOA (USA), LLC, 751
5
Burton does not explicitly forgo the indirect method. But she does not contend that she
“was treated less favorably than similarly situated employees who did not engage in
statutorily protected activity,” which is an essential element of a prima facie case under the
indirect method. Turner v. The Saloon, Ltd., 595 F.3d 679, 688 (7th Cir. 2010).
12
F.3d 499, 508 (7th Cir. 2014). The court will assume without deciding that Burton engaged
in protected activity by assisting the student who complained of harassment. But even so, the
evidence of record confirms that defendants did not take any materially adverse actions
against Burton. Because Burton cannot establish a necessary element, defendants are entitled
to summary judgment on Burton’s Title IX retaliation claim.
a. Preemption
Before turning to the merits, the court addresses defendants’ preliminary argument
that Burton’s Title IX claim is preempted by Title VII. Defendants rely on the general rule
that “Title VII’s own remedial mechanisms are the only ones available to protect the rights
created by Title VII.” Yasiri v. Bd. of Regents of Univ. of Wis. Sys., No. 99-cv-0051, 2000 WL
34230253, at *8 (W.D. Wis. Jan. 28, 2000) (quoting Waid v. Merrill Area Pub. Sch., 91 F.3d
857, 862 (7th Cir. 1996), abrogated by Fitzgerald v. Barnstable Sch. Comm., 555 U.S. 246
(2009)). According to defendants, Burton cannot pursue a Title IX claim in this case because
she is seeking redress for injuries that she suffered in the context of her employment. The
court disagrees.
Defendants’ expansive reading of the preemption rule would run headlong into the
Supreme Court’s decision in Jackson, which allowed a teacher to bring a retaliation claim
under Title IX based on allegations that he received negative performance reviews and was
removed from a coaching position in retaliation for complaining about unequal funding for a
girls basketball team. 544 U.S. at 171. Burton’s case is analogous in all material respects: she
helped a student address sexual harassment by a professor, and then she suffered unfavorable
employment actions. It is irrelevant that Burton was not personally subjected to
discrimination under an education program because Title IX “is broadly worded; it does not
13
require that the victim of the retaliation must also be the victim of the discrimination that is
the subject of the original complaint.” Id. at 179.
The authority that defendants cite does not support preempting Burton’s Title IX
claim. For example, defendants invoke Ludlow v. Northwestern University, in which another
district court concluded that “Congress did not intend that Title IX serve as an additional
protection against gender-based discrimination regardless of the available remedies under
Title VII.” No. 14-cv-4614, 2015 WL 5116867, at *4 (N.D. Ill. Aug. 28, 2015) (citations
and internal quotation marks omitted). But Ludlow was not a retaliation case; it involved a
professor who alleged that his university discriminated against him on the basis of his gender
by investigating him for sexual assault and treating him differently in the investigation than it
did the female student who had complained of assault. Id. at *1-3. The same is true for many
of the decisions that defendants cite to support their preemption arguments. These cases
involved allegations of direct sex discrimination, not retaliation for conduct that Title IX
protects. See, e.g., Waid, 91 F.3d at 860 (teacher denied full-time position because of her sex);
Blazquez v. Bd. of Educ. of Chi., No. 05-cv-4389, 2006 WL 3320538, at *11 (N.D. Ill. Nov. 14,
2006) (teacher denied an aide because of her sex).
Title VII does not preempt Burton’s Title IX retaliation claim. The court turns to the
merits of that claim.
b. Materially adverse action
Burton identifies what she contends are two materially adverse actions that
constituted retaliation under Title IX: (1) Caywood publically criticized Burton in the
months following her report of student harassment; and (2) Caywood and dean Throop
withdrew their support of Burton’s efforts to develop a cybercrime curriculum. Dkt. 57, at
14
10-19. Based on the undisputed facts of this case, no reasonable jury could conclude that
either action was materially adverse.
The standard for materiality is the same in Title IX and Title VII cases. See Lucero v.
Nettle Creek Sch. Corp., 566 F.3d 720, 728-29 (7th Cir. 2009). “Not everything that makes an
employee unhappy is an actionable adverse action.” Brown v. Advocate S. Suburban Hosp., 700
F.3d 1101, 1106-07 (7th Cir. 2012) (quoting Stephens v. Erickson, 569 F.3d 779, 790 (7th
Cir. 2009)). “Because an adverse employment action under Title VII’s retaliation provision
must be ‘materially’ adverse, it is important to separate significant from trivial harms.” Id.
(citations and internal quotation marks omitted). Thus, “[i]n a retaliation case, an adverse
action is one that a reasonable employee would find to be materially adverse such that the
employee would be dissuaded from engaging in the protected activity.” Silverman v. Bd. of
Educ. of Chi., 637 F.3d 729, 740 (7th Cir. 2011) (citations and internal quotation marks
omitted). None of the adverse actions that Burton identifies for her Title IX claim satisfy
these requirements.
Burton proposes a lenient standard for determining whether defendants’ actions were
materially adverse because her protected conduct in this case was altruistic: she was not
complaining about harassment that she suffered, but was instead helping someone else handle
harassment. Indeed, the Seventh Circuit has recognized that “it takes less to deter an
altruistic act than to deter a self-interested one.” Washington v. Ill. Dep’t of Revenue, 420 F.3d
658, 662 (7th Cir. 2005); see also Herrnreiter v. Chi. Hous. Auth., 315 F.3d 742, 746 (7th Cir.
2002). But even under Burton’s proposed standard, she has not identified conduct that rises
to the level of actionable retaliation.
15
Caywood’s public criticism of how Burton handled the student incident was not a
materially adverse action. According to Burton, Caywood’s new policy was obviously
intended to criticize or reprimand her because it directed faculty to handle student
complaints differently from the way that she handled the incident in October 2012. As
Burton paraphrases, Caywood announced to the department that someone had “made a big
deal out of a student complaint and before notifying him took it all the way to the provost.”
Dkt. 54-14. But the evidence of record is that Caywood developed a policy for how faculty
should handle issues that students had with professors because he believed that the lack of
instruction was at least partly responsible for how the student incident had been handled—or
“mishandled,” to use Caywood’s words. Dkt. 36, ¶ 31. The policy did not expressly denounce
the way that Burton addressed the incident; it merely established a different procedure for
responding to similar events in the future. Dkt. 53-6.
The other instances of Caywood being less than collegial to Burton do not to amount
to actionable retaliation. For example, Burton takes issue with Caywood “tersely asking her
for a timeline and identities of those to whom she had spoken” about the student incident.
Dkt. 57, at 11. But Caywood’s email simply sought information; he did not accuse Burton of
wrongdoing or express concerns over how she handled the situation. Dkt. 53-29. And once
the director of human resources explained to Caywood that he was not to investigate further,
Caywood dropped the issue. Dkt. 36, ¶ 30 and Dkt. 53-5.
Burton also vaguely alludes to Caywood having significant discretionary power over
the lives and career prospects of faculty members by virtue of having been the chair of the
department. Dkt. 57, at 11-12. She contends that in light of the power imbalance,
Caywood’s implicit criticism was particularly troubling for her. But tellingly, Burton does not
16
base her Title IX retaliation claim on any adverse decisions that Caywood made that affected
her career. In fact, in November 2012—the same month as his alleged reprimand—Caywood
approved Burton’s request to take on an additional course (and receive additional
compensation). Two months later, Caywood approved Burton’s request to use department
funds to take students to a conference. And finally, Caywood supported Burton’s successful
bid for early tenure in 2013.
The court will accept Burton’s recollection that Caywood publicly expressed irritation
at her making a big deal out of the student complaint. But no reasonable jury could conclude
that the lone statement would deter professors from helping students report sexual
harassment in the future. Quite the opposite: Caywood’s purpose was to give faculty in his
department a uniform procedure for addressing student complaints. Dkt. 36, ¶ 31.
Construing the new policy as an implicit reprimand—as Burton asserts it was—does not
change the analysis. “Even under the more generous standard that governs retaliation claims,
a reprimand without more is not an adverse employment action.” Chaib v. Indiana, 744 F.3d
974, 987 (7th Cir.), cert. denied, 135 S. Ct. 159 (2014) (citations and internal quotation
marks omitted).
Burton’s dissatisfaction with how Caywood presented the policy and treated her in
the months following the student incident is essentially a complaint about the “petty slights
or minor annoyances that often take place at work and that all employees experience,” but
which do not qualify as materially adverse actions. Burlington N. & Santa Fe Ry. Co. v. White,
548 U.S. 53, 68 (2006). Neither a bruised ego, nor a lone instance of public humiliation
constitutes actionable retaliatory conduct. Flaherty v. Gas Research Inst., 31 F.3d 451, 457
(7th Cir. 1994); Spring v. Sheboygan Area Sch. Dist., 865 F.2d 883, 885-86 (7th Cir. 1989).
17
Burton therefore cannot base a Title IX retaliation claim on Caywood’s response to how she
handled the student incident.
For substantially similar reasons, Burton’s consternation over Throop and Caywood’s
response to the AT&T press release cannot support her Title IX claim either. The evidence of
record contradicts Burton’s assertion that Throop and Caywood damaged her reputation by
informing the AT&T representative that the draft press release was unacceptable. Throop’s
email was direct: it conveyed her concern about misleading statements that described the
status of the cybersecurity curricula at UWP. But the email was not accusatory or
disparaging. Throop did not attribute the misstatements to Burton—or to anyone, for that
matter. Dkt. 53-16, at 1.
Although Burton speculates that the situation damaged her reputation with AT&T, as
well as with a state legislator, she has not adduced admissible evidence to support her
speculation. To the contrary, the entire controversy was short-lived. Ten minutes after her
first email, Throop sent a second email explaining that the AT&T representative would edit
the press release to alleviate her concerns. AT&T went through with the donation, and
Burton received the check at a public ceremony. There is no evidence in the record that
Burton later tried, unsuccessfully, to obtain additional funding from AT&T, nor is there
evidence that the state legislator or anyone else refused to work with Burton because of the
incident with the AT&T press release.
Caywood’s email concerning the press release and the representations about UWP’s
cybersecurity curricula that appeared on Burton’s websites was stern, and he ended the
message by cautioning Burton about how she was presenting her ideas in the media or on the
Internet. Dkt. 53-4, at 2. But the email was essentially constructive. Caywood explained the
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steps for developing a new curriculum, described the last time that the department had
undertaken such a project, and gave Burton specific examples of the statements that she had
made that were, in his opinion, inaccurate. Id. at 1-2. Burton does not contend that Caywood
sent the email to anyone else or voiced his concerns to Burton’s peers or supervisors. Thus,
other than her own disappointment or disagreement with Caywood’s opinion, Burton has not
adduced evidence of negative consequences that she experienced because of the email.
Rather, in the midst of what Burton perceived as hostility, she was awarded tenure. Under
these circumstances, no reasonable jury could agree with Burton that Throop’s email or
Caywood’s email (or the two combined) would have dissuaded future efforts to assist
students with potential harassment.
Burton has failed to adduce evidence of a materially adverse action, an essential
element of her Title IX claim. Defendants are therefore entitled to summary judgment on
Burton’s retaliation claim under Title IX.
2. Title VII
Burton also contends that the retaliation that she faced for helping the female student
violates Title VII. As with her Title IX claim, Burton must adduce evidence of three elements
to make a prima facie case of retaliation under Title VII: (1) protected activity; (2) a
materially adverse action; and (3) a causal connection. Cung Hnin, 751 F.3d at 508. The
court has already concluded that Burton did not suffer a materially adverse action in response
to assisting the student. But this claim fails for a second reason as well: Burton did not
engage in an activity protected under Title VII when she assisted the student.
Title VII prohibits employers from retaliating against employees who engage in
statutorily protected activity. 42 U.S.C. § 2000e-3(a). Here, Burton cannot assert a Title VII
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retaliation claim based on these allegations because there was no employment relationship
between the student and the professor and because Burton was not complaining that she
herself was harassed. Thus, Burton was not opposing an unlawful employment practice, which
is a required element of a retaliation claim under § 2000e-3(a). Burton does not respond to
defendants’ argument, essentially conceding the point. See Cincinnati Ins. Co. v. E. Atl. Ins. Co.,
260 F.3d 742, 747 (7th Cir. 2001). Defendants are therefore entitled to summary judgment
on Burton’s claim that she faced retaliation for helping the student in violation of Title VII.
B. Retaliation for Burton’s own charges of discrimination
Burton also alleges that defendants retaliated against her for filing charges of
discrimination and this lawsuit. There are two administrative charges at issue in this case.
The first charge, which Burton filed with the ERD on August 13, 2013, alleged that she had
been discriminated against because of her sex and retaliated against for assisting the student
with her complaint. Dkt. 54-1. The second charge, which Burton filed with the Equal
Employment Opportunity Commission (EEOC) on December 9, 2014, alleged that she had
experienced intimidation and disciplinary action “[a]s a result” of filing her first charge of
discrimination. Dkt. 54-2.
1. Exhaustion
The court again starts with a preliminary issue before turning to the merits of this
retaliation claim. Defendants acknowledge that filing a charge is a protected activity under
Title VII. But they contend that Burton’s second charge did not provide enough detail to
fulfill her obligation to exhaust administrative remedies before filing a federal lawsuit. See
Cheek v. W. & S. Life Ins. Co., 31 F.3d 497, 500 (7th Cir. 1994) (“As a general rule, a Title
VII plaintiff cannot bring claims in a lawsuit that were not included in her EEOC charge.”).
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Specifically, defendants argue that the second charge did not identify the adverse or
disciplinary actions that Burton suffered in retaliation for filing her first charge.
Burton disagrees, asserting that her second charge gave adequate notice of her claims.
In the second filing, Burton charged sex discrimination and retaliation beginning on April 15,
2009, and continuing through October 28, 2014 (the date of dean Throop’s letter of
direction). Dkt. 54-2, at 11. Burton also complained of a “continuing action.” Id. Defendants
are correct that the charge does not identify Throop or Dalecki as the retaliators, but Burton
indicated that she had “been subjected to intimidation and disciplinary action,” id., which are
the two adverse actions that she complains of in this lawsuit. Regardless, Burton’s intake
questionnaire and supplement to her second charge provided plenty of details about the
retaliation that she wanted the agency to investigate. These materials satisfy a plaintiff’s
obligation to exhaust her claims, so long as it is clear that she intended for the agency to
investigate her allegations. Vela v. Village of Sauk Village, 218 F.3d 661, 664 (7th Cir. 2000).
Such is the case here.
Burton engaged in protected activity when she filed her first charge in August 2013.
Burton’s second charge exhausted her administrative remedies for the retaliation that she
suffered after filing the first charge. Burton has satisfied the exhaustion requirement, and the
court turns to the merits of her claim.
2. Materially adverse actions
Burton identifies two categories of adverse actions that she suffered in retaliation for
filing a charge of discrimination and beginning this lawsuit: (1) during the 2013-14 school
year, Dalecki repeatedly pressured Burton to drop her charges; and (2) between October
2014 and January 2015, dean Throop took or threatened to take disciplinary actions against
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Burton. Dkt. 57, at 23-24. No reasonable jury could conclude that Dalecki’s conduct toward
Burton was materially adverse. The same is true for one instance in which Throop threatened
Burton with discipline, but later rescinded that threat. The two instances in which Throop
actually pursued discipline, however, qualify as materially adverse actions.
Again, the same standard of materiality applies: “an adverse action is one that a
reasonable employee would find to be materially adverse such that the employee would be
dissuaded from engaging in the protected activity.” Silverman, 637 F.3d at 740 (citations and
internal quotation marks omitted).
According to Burton, Dalecki began pressuring her to drop her lawsuit in October
2013. Burton emphasizes that, in context, Dalecki’s statements could reasonably be
construed as threats. And by “context,” Burton means that Dalecki was the chair of her
department and had been appointed by Throop over the objections of several members of the
department. Calling Dalecki’s actions “threats” overstates the evidence; Burton did not go
that far during her deposition, instead testifying that Dalecki “tried to convince [her] that it
would be in [her] best interest to let go of it.” Dkt. 39 (Burton Dep. 451:19-20). But even
accepting Burton’s characterization, Dalecki’s statements do not qualify as materially adverse
actions because nothing ever came of them. “[I]t is well established that unfulfilled threats
that result in no material harm cannot be considered an adverse employment action under
Title VII.” Hottenroth v. Village of Slinger, 388 F.3d 1015, 1030 (7th Cir. 2004) (citing Ajayi v.
Aramark Bus. Servs., Inc., 336 F.3d 520, 531 (7th Cir. 2003)); see also Dunn v. Wash. Cty.
Hosp., 429 F.3d 689, 692 (7th Cir. 2005) (“Almost all of what Dunn characterizes as
‘retaliation’ is verbal requests from Coy to withdraw her complaint of sexual harassment. . . .
Yet his statements did not cause Dunn any injury (that is to say, no adverse employment
22
action occurred).”). Burton has adduced evidence that Dalecki pressured her to drop her
charges, lawsuits, and grievances. But without more, this pressure is not materially adverse.
Burton cannot base her Title VII retaliation claim on Dalecki’s statements.
For the same reasons, Burton cannot base her Title VII retaliation claim on Throop’s
December 2014 email threatening to discipline her for cancelling class. Although being falsely
accused of cancelling class may have caused Burton some anxiety, she was not disciplined and
was able to quickly and easily refute Throop’s accusation. Thus, just as Dalecki’s unfulfilled
threats to block Burton from advancing her career do not qualify as materially adverse
actions, neither does Throop’s unfulfilled threat of discipline.
This leaves Throop’s letter of direction and formal complaint to the chancellor, which
defendants acknowledge are “arguably materially adverse actions.” Dkt. 63, at 9-10. The
court agrees: a formal letter of direction and a request for discipline could certainly dissuade
an employee from filing a charge of discrimination or a federal lawsuit. Burton has identified
a materially adverse action (or set of actions) on which to base a Title VII retaliation claim.
3. Causal connection
For the final element of Burton’s prima facie case, she must adduce evidence of a
causal connection between her charge and later lawsuit and dean Throop’s letter of direction
and § 6.01 complaint. A plaintiff in a Title VII retaliation case must show that her protected
activity was the “but for” cause of an adverse action, which “means that the adverse action
would not have happened without the activity.” Carlson v. CSX Transp., Inc., 758 F.3d 819,
828 n.1 (7th Cir. 2014).
Burton does not have direct evidence of Throop’s motives and must therefore adduce
circumstantial evidence of retaliatory animus. Circumstantial evidence can include suspicious
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timing, ambiguous statements, similarly situated employees who were treated differently,
pretextual reasons for the adverse employment action, “and other bits and pieces from which
an inference of retaliatory intent might be drawn.” Lambert v. Peri Formworks Sys., Inc., 723
F.3d 863, 869 (7th Cir. 2013). In this case, Burton relies on evidence of pretext: she
contends that the allegations in Throop’s letter of direction were so obviously false that they
must have been a cover for retaliatory animus. Dkt. 57, at 29-30. The court disagrees.
Burton responded to the letter of direction by disputing Throop’s factual assertions
and accusing Throop of misconduct. See generally Dkt. 37-15, at 30-38. She takes the same
approach in opposing defendants’ motion for summary judgment, essentially inviting the
court to determine whether Throop was right or wrong to write Burton the letter. But this is
not the court’s role in a Title VII case. Federal courts “do not evaluate whether the stated
reason [for an adverse action] was inaccurate or unfair.” Harden v. Marion Cty. Sheriff’s Dep’t,
799 F.3d 857, 864 (7th Cir. 2015) (citations and internal quotation marks omitted). Rather,
courts look for evidence of pretext, which “involves more than just faulty reasoning or
mistaken judgment on the part of the employer; it is a lie, specifically a phony reason for
some action.” Id. (citations and internal quotation marks omitted). Thus, the court’s task
here is to determine whether Burton has adduced evidence from which a reasonable jury
could conclude that Throop did not sincerely believe the reasons that she gave for writing the
letter of direction and pursuing further discipline.
Throop’s letter of direction identified specific conduct or correspondence that, in
Throop’s opinion, demonstrated Burton’s unprofessional behavior. Throop attached some of
the pertinent correspondence to the § 6.01 complaint, and she also referred to the conduct
outlined in the letter of direction. By and large, Burton did not dispute then (and does not
24
dispute now) that she wrote the emails that Throop described or that she took the actions
that Throop identified. See, e.g., Dkt. 37-12; Dkt. 37-14; Dkt. 37-15, at 8-29; Dkt. 54-11.
What Burton wants to challenge is how Throop perceived and characterized those events, and
whether Throop should have accepted Burton’s explanations for each of them. But these are
the types of internal business and personnel decisions which federal courts do not second
guess, absent some evidence that the employer’s decision was “completely unreasonable.”
Hobgood v. Ill. Gaming Bd., 731 F.3d 635, 646 (7th Cir. 2013). Here, the record demonstrates
that Throop had a factual basis for her conclusions. Burton’s mere disagreement with
Throop’s decisions and with how Throop viewed Burton’s conduct is not evidence of pretext.
The timing of Throop’s letter of direction also undercuts an inference of retaliatory
animus. Burton filed her first charge of discrimination in August 2013, and she filed this
lawsuit against Throop in April 2014. This means that about six months passed between
Burton’s protected activity and Throop’s October 2014 letter of direction. The gap itself is
not dispositive because “a long time interval between protected activity and adverse
employment action may weaken but does not conclusively bar an inference of retaliation.”
Malin v. Hospira, Inc., 762 F.3d 552, 560 (7th Cir. 2014), reh’g denied, (Sept. 16, 2014). But,
as defendants point out, Throop independently took actions that benefited Burton during the
period between her first charge and the letter of direction. Specifically, Throop sought and
obtained an equity adjustment to Burton’s salary in March 2014. Such intervening beneficial
treatment undermines a plaintiff’s assertion of retaliatory animus. See, e.g., Albrechtsen v. Bd. of
Regents of Univ. of Wis. Sys., 309 F.3d 433, 437 (7th Cir. 2002).
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Burton cannot establish that Throop’s letter of direction and later disciplinary
complaint were a pretext for retaliation. Summary judgment is appropriate on Burton’s Title
VII claim of retaliation for filing charges of discrimination and this lawsuit.
C. Conclusion
Burton’s department, like almost any workplace, has its abrasive personalities, and the
department produces its share of annoyances and disputes. Burton has found herself at the
center of such conflicts over the past few years. But employers are entitled to manage, and
even reprimand, their employees. Federal courts are not personnel departments, and federal
retaliation law does not impose liability for every slight that an employee experiences. In this
case, Burton has not adduced evidence from which a reasonable jury could find that
defendants retaliated against her. Defendants are therefore entitled to summary judgment.
ORDER
IT IS ORDERED that:
1. Defendants Board of Regents of the University of Wisconsin System, Thomas
Caywood, Elizabeth Throop, and Michael Dalecki’s motion for summary
judgment, Dkt. 32, is GRANTED.
2. The clerk of court is directed to enter judgment in favor of defendants and close
this case.
Entered March 17, 2016.
BY THE COURT:
/s/
________________________________________
JAMES D. PETERSON
District Judge
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