Brown, Shannon v. State of Wisconsin et al
Filing
36
ORDER granting 18 Motion to Dismiss; and granting 24 , 35 Motions to Dismiss. Plaintiff Shannon Brown may have until February 17, 2017, to file an amended complaint. If Brown files an amended complaint, defendants may have five days from th e date of that filing to inform the court that they intend to file a motion to dismiss the complaint. If no defendant files such a notice by the deadline, the court will screen the complaint to determine whether it states a claim upon which relief may be granted. Signed by District Judge James D. Peterson on 1/25/2017. (jef),(ps)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF WISCONSIN
SHANNON BROWN,
Plaintiff,
v.
STATE OF WISCONSIN, SCOTT WALKER
DR. CATHY SANDEEN, JASON BEIER,
DR. RICHARD M. KLEMME, Dean, University
of Wisconsin Extension, MATTHEW HANSON,
GRANT COUNTY, WISCONSIN, ROBERT KEENEY,
JOHN OR JANE DOES 1-25 ROBIN VOS, Speaker of
Assembly, and SENATOR MARY LAZICH, Senate
President,
OPINION & ORDER
16-cv-346-bbc1
Defendants.
Pro se plaintiff Shannon Brown was an assistant professor for the University of
Wisconsin-Extension in Grant County in 2015 and 2016 in a tenure-track position. He
alleges that, after he objected to “the use of faculty resources for non-educational
programming,” he was subjected to harassment and attempts to fire him. Dkt. 14, at ¶ 32.
Ultimately, Brown gave notice that he “could no longer continue providing services” and left
his employment with UW-Extension. Id. at ¶ 55.
In his amended complaint, Brown raises eleven claims: (1) “due process,” (2) “ex post
facto law,” (3) “state impairment of the obligation of contracts,” (4) “hostile work
environment,” (5) “whistle-blower retaliation,” (6) “speech retaliation,” (7) “defamation,” (8)
“tortious interference with a contract,” (9) “breach of contract,” (10) “fraud,” and (11)
“privileges and immunities clause.” Because Brown filed his amended complaint before any of
1
Because Judge Crabb is on medical leave, I am issuing this order to prevent an undue delay
in the progress of this case.
the defendants filed an answer, he was entitled to amend without leave of court, Fed. R. Civ.
P. 15(a)(1), so I have ignored the original complaint. Anderson v. Donahoe, 699 F.3d 989, 997
(7th Cir. 2012).
The court has jurisdiction to hear Brown’s federal claims under 28 U.S.C. § 1331
(relating to federal questions) and his state law claims under the supplemental jurisdiction
statute, 28 U.S.C. § 1367. Brown also cites the diversity jurisdiction statute, 28 U.S.C. §
1332, but he does not include any allegations about the parties’ citizenship in his amended
complaint, so he has not satisfied the requirements for diversity jurisdiction.
In two separate motions, all of the defendants have moved to dismiss all of Brown’s
claims. One motion was filed by individuals and entities associated with the state of
Wisconsin (“the state defendants”), Dkt. 18, and one was filed by defendants Grant County
and Robert Keeney (“the county defendants”), Dkt. 24. The state defendants later filed what
they called an “amended” motion to dismiss, Dkt. 35, but it is more accurately called a notice
because it does not change the scope of the original motion. Rather, defendants simply wish
to clarify that their motion applies to defendants Robin Vos and Mary Lazich because their
original motion was ambiguous on that point.
In response to defendants’ motions, Brown has abandoned his claim for “ex post facto
law,” so I need not consider that claim. For the reasons discussed below, I conclude that
Brown has failed to state a claim upon which relief may be granted as to any of his other
claims. The common problem with many of Brown’s claims is that the allegations of
wrongdoing are so vague that it is impossible to tell exactly what each defendant did to harm
him. Rule 8 of the Federal Rules of Civil Procedure requires “a short and plain statement of
the claim showing that the pleader is entitled to relief.” I will give Brown a final opportunity
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to replead those claims that could be fixed with additional facts. If Brown chooses to amend
his complaint, he must tell a simple, clear story about what each defendant did to violate his
rights.
Brown alleges the following facts in his amended complaint. Dkt. 14.
ALLEGATIONS OF FACT
In 2015, plaintiff Shannon Brown moved from Pennsylvania to Wisconsin to take a
job as an assistant professor for the University of Wisconsin-Extension in Grant County.2
2
Brown does not explain either what the University of Wisconsin-Extension is or what Grant
County’s relationship to UW-Extension is. The website for UW-Extension contains the
following information:
The University of Wisconsin-Extension works in partnership
with 26 UW System campuses, 72 Wisconsin counties, three
tribal governments, and other public and private organizations
to fulfill its public service mission. This is the “Wisconsin Idea”
– extending the university’s boundaries to the corners of the
state.
***
Our programs serve children, retirees and working adults who
need updated education to pursue new career paths. Flexible
delivery methods, including the use of distance-learning
technologies, let people enjoy the benefits of “anytime,
anyplace” education.
***
UW-Extension is made up of four divisions: Cooperative
Extension . . . Continuing Education, Outreach and E-Learning .
. . Business and Entrepreneurship [and] Broadcasting and Media
Innovations[.]
“University of Wisconsin-Extension, About Us,” available at http://www.uwex.edu/about/ (last
visited January 12, 2017).
3
Brown was “on a statutory-tenure track with a five-year, renewable contract pending tenure.”
Dkt. 14, at ¶ 21. (Brown does not describe any of the terms of the contract.)
In July 2015, less than two weeks after Brown started his job, the Wisconsin
legislature and the governor passed 2015 Wisconsin Act 55, which imposed new budget cuts
and repealed Wis. Stat. § 36.13, the statute governing tenure for state faculty.
After the repeal, defendant Cathy Sandeen, the chancellor of UW-Extension, visited
Grant County, expressing the desire to “regionalize” the functions of UW-Extension. Around
the same time, defendant Richard Klemme, the dean of UW-Extension, informed the faculty
of “the need to re-focus educational programming in light of the recent budget reductions.”
Dkt. 14, at ¶ 28. (Brown does not provide any details in his amended complaint about the
way that educational programming was changed.) In response to the changes, Brown
complained to “supervisors and administrators” that his job “involved substantial, noneducational, administrative tasks for Grant County and significant County budget
administrative oversight rather than educational programming.” Id. at ¶ 29.
In mid-August 2015, Brown “was notified” (by whom he does not say) that
individuals “from Grant County” wanted to terminate his employment. Id. at ¶ 30. Brown
was later notified (again, by whom he does not say) that the county cannot “summarily fire”
a faculty member. Id. at ¶ 31. In response, Brown “provided discrete, written notice of the use
of faculty resources for non-educational programming to supervisors.” Id. at ¶ 32.
“Grant County continued [the] abuse, harassment, bullying, and intimidation of
Plaintiff through September and October including statements at public meetings.” Id. at
¶ 34. (Brown does not provide any additional description of the alleged conduct. His use of
4
the word ‘continued’ suggests the existence of earlier harassment, but he does not provide
any examples.) The “Administration” for UW-Extension was “fully aware” of this conduct,
but it “took no apparent curative or prophylactic action.” Id. at ¶ 35.
In late November 2015, Brown asked the “Administration” for reassignment because
of “the hostile work environment” and because of “continuing demands to support
significant, non-educational programming, in apparent conflict with law and policy, with
threats of job loss for ‘non-cooperation.’” Id. at ¶ 35. When no reassignment was available,
Brown asked for severance pay instead. Defendant Matthew Hanson, the southwest regional
director, informed Brown “that no mechanism was available to him to permit severance,” but
directed Brown to contact defendant Jason Beier, assistant vice chancellor for human
resources. Id. at ¶ 37. However, Beier stated that “no mechanism existed for severance
without a lawsuit.” Id. at ¶ 38.
In January 2016, defendant Hanson admitted to Brown that he “knew of the pending
reorganization plan and faculty regionalization” before Brown was hired. Id. at ¶ 40.
At an unspecified time, “Grant County made comments about only hiring ‘locals’ in
the future.” Id. at ¶ 41. In January 2016, the county “worked directly” with defendant
Hanson “to re-hire a ‘local’ staff member” after a staff member from out-of-state left. Id.
On March 16, 2016, Brown was scheduled for an annual faculty review. Ten minutes
before the review was scheduled to begin, Brown “was notified” in a “closed-door meeting”
that “the County” was going to attend the review, that “the County” was “claiming issues”
with Brown, and that the “University of Wisconsin Extension Administration” was
threatening the possibility that Brown could lose his appointment under the “60 day clause”
of his contract. Id. at ¶ 44. (Brown does not explain what the “60-day clause” is.) Brown
5
chose not to proceed with the faculty review, but he asked to be present at any meeting if he
was going to be discussed.
Two hours later, “supervisory faculty” told Brown that his “continuing with the
County and Extension” would be discussed. Id. at ¶ 46. The “Administration” and defendant
Robert Keeney “immediately” held a hearing about the “issues” raised by unknown
individuals. Id. (Brown does not provide Keeney’s title or otherwise explain who he is. The
county defendants say that Keeney is the Grant County board chairman.)
At the “hearing,” defendant Hanson began questioning Brown, but Brown stated that
he would not answer any questions. Defendant Keeney “admitt[ed] that no material issues
existed with the Plaintiff” and that there were “challenges posed by the recent budget cuts”
that required “changes.” Id. at ¶ 49. However, Keeney “insinuated” that Brown had
submitted an “improper” invoice to the county, even though he knew the allegation to be
false. Id. at ¶¶ 49-51. Staff members attending the hearing objected to the insinuation.
Brown discussed “the situation” with “faculty representatives.” Id. at ¶ 53. After that
discussion, Brown determined that using the faculty grievance process would be “futil[e].” Id.
Two days later, Brown left for a vacation. When he returned, he submitted a written
notice to the “Administration” that he “could no longer continue providing services.” Id. at
¶ 55. Defendant Hanson accepted the notice.
ANALYSIS
A. Due process
In his amended complaint, Brown identifies two ways that his due process rights were
violated: (1) the repeal of Wis. Stat. § 36.13, a statue governing tenure and granting other
6
rights to state faculty members; and (2) the failure to provide adequate notice before a
hearing regarding Brown’s employment on March 16, 2016. Brown’s amended complaint
does not state a claim under either theory.
Much of Brown’s argument that he was denied due process seems to rest on an
assumption that the due process clause is a general entitlement to be treated fairly by all
government officials in every circumstance. Although it is certainly true that fairness is a
primary goal of the due process clause, Lassiter v. Dep't of Soc. Servs. of Durham Cty., N. C., 452
U.S. 18, 24 (1981), a claim under that clause has particular elements that Brown largely
ignores. In particular, a Brown must show two things to prevail on any claim under the due
process clause: (1) he was deprived of “liberty” or “property” within the meaning of the
clause; and (2) he did not receive the process he was due before or after the deprivation
occurred. Abcarian v. McDonald, 617 F.3d 931, 941 (7th Cir. 2010). Neither of Brown’s due
process claims satisfies both elements.
1. Repeal of Wis. Stat. § 36.13
Brown’s first due process claim regarding the repeal of § 36.13 fails for the obvious
reason that a person is not due any individualized process in the context of legislation. Dibble
v. Quinn, 793 F.3d 803, 813-14 (7th Cir. 2015); Muscarello v. Winnebago Cty. Bd., 702 F.3d
909, 914 (7th Cir. 2012). Rather, as the courts in Muscarello and Dibble pointed out, the
Supreme Court concluded long ago that a person who may be affected by a change in the law
must rely on the legislative process to protect his interests. Bi–Metallic Investment Co. v. State
Bd. of Equalization, 239 U.S. 441, 445 (1915) (“General statutes within the state power are
passed that affect the person or property of individuals, sometimes to the point of ruin,
without giving them a chance to be heard. Their rights are protected in the only way that
7
they can be in a complex society, by their power, immediate or remote, over those who make
the rule.”). In Dibble, 793 F.3d at 810, the court applied this rule to reject the claim of a
government employee who was challenging a legislative change to the terms of his
employment. Because that is exactly what Brown is trying to do in this case, I am dismissing
his due process claim as it applies to his challenge to § 36.13.
2. Notice of March 16, 2016 hearing
Brown’s claim that he did not receive sufficient notice before the March 16, 2016
hearing fails on the first element, which requires him to show that he was deprived of a
“property interest” or “liberty interest.” Abcarian, 617 F.3d at 941. A public employee may
have a property interest in his job if he has a “legitimate expectation of continued
employment,” which often is shown “through contractual language limiting the [employer]'s
discretion to fire” him. Meade v. Moraine Valley Cmty. Coll., 770 F.3d 680, 686 (7th Cir.
2014). Brown does not say in his amended complaint whether his contract or anything else
limited the ability of his employer to fire him. However, in one of his briefs, he alleges that
UW-Extension policy prohibits even probationary employees like him from being dismissed
without just cause, Dkt. 31, at 32, which is the type of language that generally is sufficient to
create a property interest. Powers v. Richards, 549 F.3d 505, 511 (7th Cir. 2008). A plaintiff
may elaborate his allegations in a brief in order to defeat a motion to dismiss, Smith v. Dart,
803 F.3d 304, 311 (7th Cir. 2015), so I will accept this allegation as true for the purpose of
the pending motions.
This does not get Brown very far because his amended complaint does not include
allegations that any of the defendants deprived him of whatever property interest he had. In
particular, he does not allege that any of the defendants fired him. Rather, he alleges that he
8
chose to stop working for UW-Extension. This is a problem because “[a] public employee
who voluntarily resigns cannot complain about a lack of due process.” Palka v. Shelton, 623
F.3d 447, 453 (7th Cir. 2010).
Brown offers two reasons why his decision to leave his employment is not fatal to his
due process claim. First, he says that his departure from UW-Extension was not truly
voluntary. Second, he says that the end of his employment at UW-Extension was not the
only harm he suffered. In particular, he says in his brief that “manufactured issues” harmed
his professional reputation and affected his future employment. Dkt. 31, at 33. Brown did
not include either of these claims in his amended complaint, but, again, he was entitled to
include new allegations in his brief, Smith, 803 F.3d at 311, so I will consider whether the
new allegations state a claim upon which relief may be granted.
3. Constructive discharge/coerced resignation
Brown contends that his decision to leave UW-Extension should not be treated as a
voluntary resignation because he was constructively discharged. Brown relies solely on
Wisconsin state law to support his claim for constructive discharge, e.g., Strozinsky v. Sch. Dist.
of Brown Deer, 2000 WI 97, 237 Wis. 2d 19, 614 N.W.2d 443, but Brown’s due process
claim arises under federal law, so it is federal law that controls. Boyd v. Owen, 481 F.3d 520,
524 (7th Cir. 2007). Federal law does recognize a claim for constructive discharge under the
due process clause, but Brown has not stated a claim under that standard.
To prevail on a constructive discharge claim, a plaintiff must show that he was
subjected to “harassing behavior sufficiently severe or pervasive to alter the conditions of her
employment, and that the abusive working environment became so intolerable that [his]
resignation qualified as a fitting response.” Levenstein v. Salafsky, 414 F.3d 767, 774 (7th Cir.
9
2005) (internal quotations omitted). “Working conditions for constructive discharge must be
even more egregious than those that would support a finding of a hostile work environment;
absent extraordinary circumstances, an employee is expected to remain employed while
seeking redress.” Witte v. Wisconsin Dep't of Corr., 434 F.3d 1031, 1035-36 (7th Cir. 2006)
(overruled on other grounds by Hill v. Tangherlini, 724 F.3d 965 (7th Cir. 2013)).
Although Brown alleges that he was “harassed” and “bullied,” he includes no
allegations in his amended complaint or his briefs suggesting that his treatment was
“egregious” or “extraordinary.” In any event, Brown does not allege that he quit because of
any bullying that he faced. In fact, it is unclear from the argument sections of Brown’s briefs
exactly why he believes he was constructively discharged. However, in his “Summary of
Factual Background” in his brief in opposition to the state defendants’ motion to dismiss, he
alleges that he was being “forced to violate the law as a condition of his employment” by
“misreport[ing] significant amounts of time designated by state and federal law for
educational programming but in fact spent on administrative services for Grant County.”
Dkt. #31, at 6.
This allegation seems to evoke a slightly different theory, “coerced resignation,” which
“may in certain circumstances form the basis of a due-process claim.” Palka, 623 F.3d at 453.
“[C]oerced resignation is characterized by the presence of a Hobson's choice in which the
employee must resign or suffer severe consequences, such as facing criminal charges.” Id. In
Brown’s case, he seems to be alleging that he faced the choice of resigning or breaking the
law.
The claim that I have just described bears no resemblance to the claim in Brown’s
amended complaint and it has no relevance to much of the argument in Brown’s brief related
10
to his due process claim. If Brown’s claim is that defendants forced him to resign because
they were requiring him to break the law, then it is irrelevant what kind of notice he received
before the March 16, 2016 hearing because Brown’s claim would be that he was entitled to
resign as soon as defendants began requiring him to break the law, which was allegedly
months before the hearing occurred. Further, the point of the hearing was not to determine
whether defendants were requiring him to submit false reports. And even if that had been the
point of the hearing, the allegations in the amended complaint suggest that Brown forfeited
any claim about the adequacy of the hearing he received by resigning before the process could
be completed. Levenstein, 414 F.3d at 774–75 (“Once . . . a process starts, for whatever
reason, it is incumbent on the University to decide whether the complaints have merit, and if
so, to decide what remedy is appropriate. If the complaints were made in bad faith or cannot
be supported by the facts, the accused professor will be exonerated, which is the best that can
be done even if he might have wished that the process had never begun in the first place.”).
Although Brown’s amended complaint does not state a claim under his theory that
defendants failed to provide him adequate notice of the hearing in March 2016, it may be
possible for him to proceed under a theory that defendants coerced him into resigning by
requiring him to break the law. Neither side cites any relevant authority on the issue, but it is
reasonable to infer at the pleading stage that being required to violate the law could qualify as
a coerced resignation.
The general rule is that a plaintiff should be given leave to amend when his complaint
is dismissed for failing to provide sufficient notice of a claim. U.S. v. $196,969.00 U.S.
Currency, 719 F.3d 644, 647 (7th Cir. 2013) (“[P]arties usually get a chance for a do over of
a complaint that fails to state a claim but may be reparable.”). Although Brown has already
11
had an opportunity to file an amended complaint and provide additional allegations in his
briefs, because he is proceeding pro se, I will give him one more chance to raise a claim that
one or more of the defendants violated his right to due process by coercing him into leaving
his employment.
Although Brown may have identified a potentially viable legal theory, this proposed
claim still has a number of problems that he will have to fix if he chooses to file another
amended complaint. First, even in his brief, Brown does not explain exactly what he was
required to do that violated the law. He says that he was required to “misreport” his time,
but he does not explain what that means and he does not identify any laws that prohibited
whatever he was being required to do. Brown will have to explain this.
Second, Brown does not identify a particular defendant who required him to break
the law. This is a problem because a defendant cannot be held liable for a constitutional
violation unless he or she was personally involved in the alleged conduct. Kuhn v. Goodlow,
678 F.3d 552, 555-56 (7th Cir. 2012). Further, under federal pleading rules, “[e]ach
defendant is entitled to know what he or she did that is asserted to be wrongful.” Bank of
America, N.A. v. Knight, 725 F.3d 815, 818 (7th Cir. 2013). If Brown does not connect the
alleged constitutional violation with a particular defendant, the claim will not survive. He
cannot sue the state of Wisconsin for a violation of the due process clause or any other
constitutional provision because the state is not a “person” within the meaning of 42 U.S.C.
§ 1983, the statute that authorizes a cause of action for constitutional violations. Thomas v.
Illinois, 697 F.3d 612, 613-14 (7th Cir. 2012). If Brown wishes to bring a claim against a
municipality such as Grant County, he will have to allege facts that the county has a policy,
12
custom, or practice that caused the constitutional violation. Dixon v. Cty. of Cook, 819 F.3d
343, 348 (7th Cir. 2016), allegations that his amended complaint are lacking.
Finally, I note that there is some tension between a claim that Brown was coerced into
resigning because he was forced to break the law and his allegation that he decided to leave
his job after the March 16, 2016 hearing. Brown does not allege that anyone asked him to
break the law at the hearing, so this calls into question his true reason for leaving. Some of
Brown’s allegations suggest that he left because he concluded that his termination was a
foregone conclusion. Dkt. 14, at ¶ 53 (after March 16, 2016 hearing, Brown determined that
using faculty grievance process would be “futil[e]”).
None of the parties discuss these inconsistencies in their briefs, so it would be
premature to resolve the issue now. However, Brown should be prepared to clarify his
allegations if he chooses to file another amended complaint. If Brown intended to assert a
claim that he was constructively discharged because one of more of the defendants made it
clear to him that his termination was imminent, that claim would have failed as well. In the
context of Title VII of the Civil Rights Act of 1964, a former employer may bring a claim for
constructive discharge “[w]hen an employer acts in a manner so as to have communicated to
a reasonable employee that she will be terminated. EEOC v. Univ. of Chicago Hosps., 276 F.3d
326, 332 (7th Cir. 2002). I am not aware of any authority applying this standard to a claim
under the due process clause, but even if it does apply, Brown has not alleged facts
supporting the view that his termination was inevitable. If Brown intends to raise that type of
constructive discharge theory in a new complaint, he will have to explain more clearly why he
believed even before the process was complete that he was going to be fired.
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4. Stigma claim
The second due process claim that Brown raises for the first time in his briefs is that
defendants harmed his reputation. Reputational harm may trigger the protections of the due
process clause under certain circumstances. Meade, 770 F.3d at 688; Abcarian, 617 F.3d at
941. Brown calls this a “property right,” but case law recognizes reputational harm as
potentially implicating a person’s liberty, not his property. Meade, 770 F.3d at 688;
Hannemann v. Southern Door Cty. Sch. Dist., 673 F.3d 746, 753 (7th Cir. 2012). This is
because reputational harm may affect a person’s ability to practice his chosen occupation.
To prevail on a due process claim involving reputational harm, a plaintiff must do
more than show that a defendant defamed him and limited his future job prospects. Hojnacki
v. Klein–Acosta, 285 F.3d 544, 548 (7th Cir. 2002) (“Defamation alone, even if it renders it
virtually impossible for the individual to find new employment in his chosen field . . . is not
enough to invoke the procedural safeguards of the Fourteenth Amendment.”) (internal
quotations, citations and alterations omitted). Rather, he must also show that the
defendants’ statements altered his legal status, “such as [by] government deprivation of a
right previously held.” Hinkle v. White, 793 F.3d 764, 768 (7th Cir. 2015). Brown’s
allegations are too vague to determine whether any of the defendants may have defamed him,
but even if I assume that they did, this claim fails because Brown has not identified in his
amended complaint or any of his briefs how any comments by defendants may have altered
his legal status. Again, I will give Brown one more chance to amend his complaint to state a
claim under this theory.
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B. Contracts Clause
The contracts clause of the United States Constitution states that “[n]o state shall
enter into any . . . Law impairing the Obligation of Contracts.” U.S. Const . art. I, § 10. A
claim under this clause has two elements: (1) a contractual relationship with the state; and
(2) a change in law that substantially impaired the contractual relationship. Council 31 of the
Am. Fed. of State, Cty. and Mun. Emp., AFL-CIO v. Quinn, 680 F.3d 875, 885-86 (7th Cir.
2012).
Brown does not explain in his amended complaint how he believes any of the
defendants violated the contracts clause. However, I understand him to be arguing in his brief
that defendants Scott Walker (the governor), Robin Vos (the Assembly speaker), and Mary
Lazich (the Senate president) violated the clause by repealing after he was hired Wis. Stat.
§ 36.13, which relates primarily to the rights of state employees with tenure. Brown has
abandoned his claim under the contracts clause as to the county defendants. Dkt. 30, at 1.
There is a threshold question whether defendants Walker, Vos, and Lazich can be
sued for violations of the contracts clause. The state defendants contend that they have
immunity for any legislation enacted or repealed. Brown questions this, but asks for leave to
replead if he has named the wrong defendants. Because I conclude that this claim fails on its
face without regard to the defendant being sued, I need not resolve this issue. Hester v.
Indiana State Dep't of Health, 726 F.3d 942, 946 (7th Cir. 2013) (court may sidestep
immunity issue to dismiss claim on merits).
Brown says that his contract with the state was impaired by the repeal of § 36.13
because he “would have a statutory remedy under 36.13(5),” Dkt. 31, at 44, but for what he
15
does not say. Regardless how he believes § 36.13(5) would have aided him, a review of that
provision shows that it has no bearing on this case:
Procedural guarantees. Any person having tenure may be
dismissed only for just cause and only after due notice and
hearing. Any person having a probationary appointment may be
dismissed prior to the end of the person's contract term only for
just cause and only after due notice and hearing. The action and
decision of the board in such matters shall be final, subject to
judicial review under ch. 227. The board and its several faculties
shall develop procedures for the notice and hearing which shall
be promulgated by rule under ch. 227.
Wis. Stat. § 36.13 (5) (2013-14).
Brown admits that he did not have tenure at any time while he was employed by the
state of Wisconsin, so any protection provided in the statute to tenured staff could not have
helped him. This leaves the provision that a probationary employee could not be dismissed
before the end of his contract without just cause after notice and hearing. However, there are
two obvious problems with any reliance by Brown on that provision.
First, as discussed above, Brown’s allegations suggest that he was not dismissed, but
instead made his own choice to leave. Thus, even if the repeal of § 36.13 had some effect on
Brown’s contractual rights, it does not appear that he was personally harmed by the change.
Second, the contracts clause does not guarantee that a person will retain the benefit of
any statutory rights he has at a particular time. Phelps v. Bd. of Educ. of Town of W. N.Y., 300
U.S. 319, 322 (1937). Rather, as is clear from the text, the clause prohibits the impairment
of contractual rights. In this case, the repeal of Wis. Stat. § 36.13 simply removed the
protections of a statute. Brown does not describe the contents of his contract, but whatever
rights it guaranteed, Brown points to no new law that would have allowed state officials to
disregard or otherwise impair the contract. In other words, if Brown’s contract (or UW-
16
Extension policy) gave him the right not to be fired without just cause, then he would have
had the same right even after the repeal of § 36.13, or at least Brown does not identify any
law that impaired such a contractual right. Alternatively, if Brown did not have a contract
that included such a right, then the repeal of § 36.13 could not have impaired a contractual
right that he never had.
Brown makes an alternative argument that
statutory tenure and the mutually sought 10-15 year
commitment were material factors in Plaintiff accepting the
faculty appointment, withdrawing as a finalist from another
position, closing two businesses, and moving from Pennsylvania
to Wisconsin. Plaintiff also pleads damages such as loss of state
pension-eligibility, loss of faculty appointment, and loss of
retirement vestment.
Dkt. 31, at 43 (citations omitted).
Brown does not explain how this discussion is relevant to a showing that any
defendant violated his rights under the contracts clause. Presumably, Brown means to argue
that the repeal of § 36.13 impaired rights that he would have had after he acquired tenure. If
that is his argument, it has no legal merit. Brown acknowledges that his only contract with
the state was “a five-year, renewable contract pending tenure.” Dkt. 14, at ¶ 21 (emphasis
added). Regardless what Brown’s hopes and expectations for the future were when he took
the appointment, the repeal of § 36.13 could not impair a contract that did not yet exist.
Further, this argument suffers from the same flaws as Brown’s other argument. In particular,
Brown does not allege that the repeal of § 36.13 removed any rights to tenure that were
guaranteed independently by contract and he does not point to any rights in § 36.13 that any
of the defendants violated.
17
Because I see no way that Brown could save this claim with an amended complaint, I
am dismissing it without giving him leave to amend. In addition, because Brown does not
discuss defendants Walker, Vos, or Lazich in the context of any other claim and I do not see
how those three defendants could be held liable for any of the other alleged conduct in the
amended complaint, I am dismissing the complaint with prejudice as to those three
defendants.
C. Hostile work environment
“Hostile work environment” is the term used in case law to describe severe or
pervasive harassment that an employee suffers because of his race, sex, religion, or other
characteristic protected under the Constitution or civil rights statutes such as Title VII of the
Civil Rights Act of 1964. E.g., Zayas v. Rockford Mem'l Hosp., 740 F.3d 1154, 1159 (7th Cir.
2014); Passananti v. Cook Cty., 689 F.3d 655, 667 (7th Cir. 2012); Ellis v. CCA of Tennessee
LLC, 650 F.3d 640, 647 (7th Cir. 2011). Both sets of defendants contend that Brown does
not state a claim under a hostile environment theory because he does not allege that he was
harassed for a reason protected by the law.
In his opposition briefs, Brown concedes that he has not stated a claim under this
theory, but he asks for leave to replead this claim and make it into two claims. First, he says
that he “seeks leave to amend to plead additional facts illustrating the correlation between
Plaintiff’s
academic-needs-assessment
noting
potentially
underserved
educational
programming in protected-class communities in Grant County including Amish (religion) and
Latinos (national origin) and discriminatory acts by Grant County.” Dkt. 31, at 45. Second,
he says that he “seeks leave to amend to aver strong correlations between Plaintiff’s
educational programming in areas apparently controlled by an ‘opposition’ political party and
18
retaliatory acts by the Ag & Extension Committee who are all reputedly the most extreme
members of a different political party.” Id. at 46.
Brown’s description of his proposed new claims could be clearer, but I understand him
to be alleging that: (1) defendant Grant County discriminated against him because he served
the Amish and Latino communities; and (2) defendant Grant County discriminated against
him because of his political beliefs. I will consider each claim in turn.
1. Associational discrimination
As to the first proposed claim, “some courts have recognized that a plaintiff may state
a discrimination claim under the equal protection clause of the Fourteenth Amendment or
Title VII of the Civil Rights Act that is based on aiding and associating with people of a
protected class.” Barlass v. Carpenter, 2010 WL 3521589, *5 (W.D. Wis. 2010) (citing
Holcomb v. Iona College, 521 F.3d 130, 138-39 (2d Cir. 2008); Tetro v. Elliott Popham Pontiac,
Oldsmobile, Buick, and GMC Trucks, Inc., 173 F.3d 988, 994-95 (6th Cir. 1999); Maynard v.
City of San Jose, 37 F.3d 1396, 1403 (9th Cir. 1994); Parr v. Woodmen of the World Life Ins.
Co., 791 F.2d 888, 890 (11th Cir. 1986).) However, I am not aware of any binding authority
in this circuit on the question. C.f. Ineichen v. Ameritech, 410 F.3d 956, 961 (7th Cir. 2005)
(“This court has not yet definitely ruled on whether discriminating against a person because
they are involved in an interracial relationship constitutes race discrimination in violation of
Title VII”).
Some courts that have recognized this type of claim have stated that it applies only to
“significant” relationships, such as marriage. E.g., Larochelle v. Wilmac Corp., No. 12-CV-5567,
2016 WL 5404474, at *20 (E.D. Pa. Sept. 27, 2016). Other courts have held that a plaintiff
bringing an associational discrimination claim still must show that the defendant
19
discriminated against the plaintiff because of his race. E.g., Floyd v. Amite Cty. Sch. Dist., 581
F.3d 244, 249 (5th Cir. 2009). For example, if a white plaintiff alleges that he was
discriminated against because of an interracial relationship with a black person, the plaintiff
must show that the defendant would not have discriminated against a black person in the
plaintiff’s situation. None of the parties addressed these issues in their briefs, so it would be
premature for the court to do so now. (The state defendants did not address the merits of
Brown’s claims in their reply brief and the county defendants did not consider the possibility
of an associational discrimination claim.)
However, even assuming that Brown has identified a viable legal theory, he has not
provided enough information in his briefs to provide fair notice of this claim, as required by
Federal Rule of Civil Procedure 8. In particular, he does not identify the allegedly
discriminatory conduct or the particular defendants who engaged in that conduct. Also, he
does not provide any details about the nature of his relationship with the protected groups or
why he believes those relationships prompted a particular defendant to discriminate against
him. Accordingly, I am dismissing this claim, but I will give Brown an opportunity to correct
the problems in an amended complaint.
2. Political discrimination
As to Brown’s second proposed claim, it is well established under the First
Amendment that public employers may not discriminate against an employee for his political
beliefs “unless party affiliation is an appropriate requirement for the position involved.@ Rutan
v. Republican Party of Illinois, 497 U.S. 62, 64 (1990). Again, however, Brown has not
provided fair notice of this claim. He does not identify which defendants engaged in political
discrimination and what each defendant did to discriminate against him. In addition, he does
20
not explain what his political beliefs are or why he believes that his political beliefs prompted
a particular defendant to discriminate against him.
I will give Brown leave to attempt to correct these defects in an amended complaint.
Defendants remain free to argue at a later stage of the case that either the associational
discrimination claim or the political discrimination claim is legally insufficient.
D. Retaliation
Brown identifies two different types of retaliation in his amended complaint, “whistleblower” and “speech.” He does not identify a difference between the two types, at least as to
federal law. The First Amendment prohibits a public employer from retaliating against an
employer for speaking out in certain circumstances. In particular, a public employee has a
right to speak as a citizen on matters of public concern unless the right is outweighed by a
legitimate government interest. Borough of Duryea v. Guarnieri, 564 U.S. 379, 386 (2011).
Although there are several federal whistleblower statutes, e.g., 31 U.S.C. § 3730(h)
(prohibiting retaliation for reporting fraud against the federal government); 12 U.S.C.
§ 1831j(a) (prohibiting retaliation for providing information to banking agencies), Brown
does not cite any such statutes in his amended complaint or his briefs, and I am not aware of
any that would apply in this case. Accordingly, I am limiting my analysis of Brown’s federal
retaliation claim to the First Amendment.
The state defendants contend that Brown’s First Amendment retaliation claim must
be dismissed for two reasons: (1) Brown spoke as an employee rather than as a citizen, so his
speech is not protected under Garcetti v. Ceballos, 547 U.S. 410 (2006); and (2) Brown does
not identify any retaliatory acts against him that the state defendants took because of his
21
speech. The county defendants contend that Brown’s alleged speech is not protected because
it does not raise an issue of public concern.
Brown’s only description in his amended complaint of the speech at issue is paragraph
¶ 29: “[Brown] discretely notified supervisors and administrators that the faculty
appointment actually involved substantial, non-educational, administrative tasks for Grant
County and significant County budget administrative oversight rather than educational
programming.” The county defendants’ contention and the state defendants’ first contention
both rely on the premise that Brown’s speech relates to dissatisfaction about the type of work
he was required to do. That sort of “personal grievance” is not protected by the First
Amendment. Meade, 770 F.3d at 684.
In his brief, Brown insists that he was complaining about “the significant misdirection
of resources from educational programming to county administrative tasks.” Dkt. 31, at 52.
As Brown points out, the misuse of public funds can be a matter of public concern, Wainscott
v. Henry, 315 F.3d 844, 849 (7th Cir. 2003), even if part of the motive for exposing the
misuse is personal. Kristofek v. Village of Orland Hills, 712 F.3d 979 (7th Cir. 2013). Brown
does not allege that part of his job duties included giving advice about the allocation of
resources, so it is reasonable to infer at the pleading stage that he was speaking as a citizen
rather than as an employee.
Although Brown has identified a potentially viable theory, he has not stated a claim
under the First Amendment, even if I consider the allegations that he added in his brief.
Again, the problem is that his allegations are too vague to satisfy federal pleading
requirements. For example, Brown does not explain what he means when he says that he
complained about funds being “misdirect[ed].” That is an inherently ambiguous term. It
22
could mean as defendants suggest that Brown simply was complaining because he did not like
to perform administrative tasks. Or it could mean something implicating the public interest
that involved actual misconduct by officials. But without more information about exactly
what these officials were doing, who was doing it, what particular statements Brown made
about this conduct and to whom he made them, I cannot say that Brown has plausibly
alleged that he engaged in protected speech. Connick v. Myers, 461 U.S. 138, 147B48 (1983)
(“Whether an employee's speech addresses a matter of public concern must be determined by
the content, form, and context of a given statement.@).
A second problem with this claim is that Brown has not adequately identified an
adverse act by a particular defendant. As to this element, the question is whether a
defendant’s conduct would have deterred a person of “ordinary firmness” from speaking out
in the future. Santana v. Cook Cty. Bd. of Review, 679 F.3d 614, 622-23 (7th Cir. 2012); Surita
v. Hyde, 665 F.3d 860, 878 (7th Cir. 2011). As I noted in the context of Brown’s claims
under the due process clause and the contracts clause, Brown has not plausibly alleged that
any defendant forced him to resign, so I cannot treat his choice to leave as an adverse act.
Alternatively, Brown alleges that “Grant County” engaged in “abuse, harassment,
bullying, and intimidation” Dkt. 14, at ¶ 34, and that the “Administration” for UWExtension was “fully aware” of this conduct, but it “took no apparent curative or prophylactic
action.” Id. at ¶ 35. But there are multiple problems with this allegation as well. Although
harassment can be the basis of a retaliation claim if the harassment is sufficiently severe or
pervasive, Hobbs v. City of Chicago, 573 F.3d 454, 464 (7th Cir. 2009), again, Brown’s
allegations are too vague to satisfy pleading standards. Brown says nothing in his amended
complaint or briefs about the particular conduct that he found to be harassing, with the
23
exception of one allegation about unspecified “statements at public meetings.” Id. at 34. Most
speech does not satisfy the standard for retaliation under the First Amendment, even if the
speech is disparaging. Brown v. Advocate South Suburban Hosp., 700 F.3d 1101, 1107-08 (7th
Cir. 2012); Hutchins v. Clarke, 661 F.3d 947, 956-57 (7th Cir. 2011); Crews v. City of Mt.
Vernon, 567 F.3d 860, 869-70 (7th Cir. 2009). Without providing more information about
the harassment to which he was allegedly subjected—and the identities of the individuals
who allegedly harassed him—Brown cannot proceed on this claim.
Brown’s theory of retaliation against the state defendants has yet another problem,
which is that their involvement in the alleged harassment is unclear. Brown does not allege
that any of the state defendants participated in the harassment; rather, he alleges that
unspecified members of the “administration” for UW-Extension knew about the harassment
and failed to stop it. That allegation does not state a claim against the state defendants under
the First Amendment, even assuming that Brown was subjected to severe or pervasive
harassment because he engaged in protected speech.
As an initial matter, Brown’s vague reference to the “administration” does not provide
notice to each defendant whether he or she was involved in the alleged conduct. If Brown is
using the term “administration” to mean the state of Wisconsin, then that claim would fail,
again, because a plaintiff cannot sue a state under 42 U.S.C. § 1983. Second, a defendant
cannot be held liable under the First Amendment for someone else’s conduct. Ashcroft v. Iqbal,
556 U.S. 662, 677 (2009) (“[E]ach Government official, his or her title notwithstanding, is
only liable for his or her own misconduct.”). Thus, the state defendants’ alleged failure to act
despite knowledge of someone else’s retaliatory conduct would not violate the First
Amendment; rather, Brown would have to show that one or more of the state defendants had
24
the ability and authority to intervene but refused to do so because they objected to Brown’s
speech. Id. (“[P]urpose rather than knowledge is required to impose . . . liability on the
subordinate for unconstitutional discrimination; the same holds true for an official charged
with violations arising from his or her superintendent responsibilities.”). In other words,
Brown would have to meet all the elements for a retaliation claim against the state
defendants, including that they intended to retaliate against him. Wilson v. Greetan, 571 F.
Supp. 2d 948, 955 (W.D. Wis. 2007).
In sum, Brown has not stated a claim for retaliation under the First Amendment
against any of the defendants. However, I will give him an opportunity to file an amended
complaint that corrects the deficiencies identified in this order and otherwise satisfies the
requirements of the Federal Rules of Civil Procedure.
E. Privileges and Immunities Clause
Under the privileges and immunities clause of the Constitution, “[t]he citizens of each
State shall be entitled to all the Privileges and Immunities of Citizens in the several States.”
U.S. Const., art. IV, § 2, cl. 1. The purpose of the clause is to “plac[e] the citizens of each
State upon the same footing with citizens of other States, so far as the advantages resulting
from citizenship in those States are concerned.” McBurney v. Young, 133 S.Ct. 1709, 1714
(2013) (internal citations and quotations omitted).
In his amended complaint, Brown contends that “Defendants” violated this clause by
“discriminat[ing] against [him] as an ‘outsider,’ being from a different state, while treating
‘locals’ preferentially, for example, the latter as evident by the actions to re-hire a local staff
member in January 2016 after departure of an out-of-state faculty member.” Dkt. 14, at ¶ 72.
25
Also, Brown alleges that, at an unspecified time, “Grant County made comments about only
hiring ‘locals’ in the future.” Id. at ¶ 41.
The state defendants seek dismissal of this claim for two reasons. First, they contend
that “Hanson was not the defendant who made the comment about only hiring ‘locals.’” Dkt.
25, at 20. (Brown did not limit this claim to defendant Hanson, but defendants likely focus
on Hanson because of Brown’s allegation that the county “worked directly” with defendant
Hanson “to re-hire a ‘local’ staff member” after a staff member from out-of-state left. Dkt. 14,
at ¶ 41.) Second, they contend that Brown has not identified how he was harmed by any
preference for “locals.”
The county defendants also raise two grounds for dismissal. First, they contend that
the privileges and immunities clause does not apply to public employment. Second, they
contend that Brown has not identified any way that they discriminated against him because
he was from another state.
Because it has the potential to be dispositive, I will consider first the county
defendants’ contention that the privileges and immunities clause does not apply to public
employment. The county defendants admit that there is no controlling authority on this
question. The Supreme Court has held that the clause does apply to restrictions on private
employment, Hicklin v. Orbeck, 437 U.S. 518, 529 (1978), but in United Building &
Construction Trades Council of Camden County v. Mayor and Council of City of Camden, 465 U.S.
208, 219 (1984), the Court stated in dicta that “[p]ublic employment . . . is qualitatively
different from employment in the private sector; it is a subspecies of the broader opportunity
to pursue a common calling.” Relying on that dicta, the Court of Appeals for the Third
Circuit has held that “direct public employment is not a privilege or fundamental right
26
protected by the Privileges and Immunities Clause of Article Four” because the inability to
work for the government does not prevent someone from pursuing his occupation to the
same extent as a ban on private employment. Salem Blue Collar Workers Ass'n v. City of Salem,
33 F.3d 265, 270 (3d Cir. 1994). The county defendants do not cite any other court that
addressed that issue and they do not develop their argument beyond their citation to Salem.
My own research uncovered a small number of district courts that have followed Salem, with
little or no additional analysis. U.S. ex rel. Eisenstein v. City of N.Y., No. 03 CIV. 413 (DAB),
2006 WL 846376, at *7 (S.D.N.Y. Mar. 31, 2006); Lai v. New York City Gov't, 991 F. Supp.
362, 365 (S.D.N.Y. 1998).
Even if the Third Circuit is wrong, it seems unlikely that the privileges and
immunities clause extends so far as to apply to one employer’s treatment of out-of-state
employees. However, I need not belabor the issue now. Even if a claim under the privileges
and immunities clause would fail, Brown’s claim could be reframed easily as a claim under
the equal protection clause, which does apply to public employment. E.g., Salas v. Wisconsin
Dep't of Corr., 493 F.3d 913, 926 (7th Cir. 2007). Accordingly, I will move on to defendants’
other arguments.
The county defendants’ second contention and both of the state defendants’
contentions rely on essentially the same premise: Brown has not identified any way in which
any of the defendants discriminated against him because he was from another state. Rather,
Brown’s allegations suggest at most that some officials may have decided to hire “locals” after
he was hired.
Defendants are correct. Brown does not allege in his amended complaint that any
defendant discriminated against him in particular because he is from another state. In one of
27
his briefs, he says that several employees from other states “left faculty positions in Grant
County in just the last five years” and that one faculty member “was replaced by a local with
active participation and direction of County actors.” Dkt. 31, at 60. Both of these allegations
are about the treatment of other employees, not Brown. Brown does not have standing to
raise the claims of another party. Kowalski v. Tesmer, 543 U.S. 125, 129 (2004).
However, at the very end of the same brief, Brown alleges that “this discriminatory
animus partially explains the bizarre behavior of Defendants leading to Plaintiff’s loss of the
faculty position after only nine months.” Dkt. 31, at 61. He does not explain further, but
presumably the “bizarre behavior” is the alleged harassment that he suffered. If Brown means
to allege that defendants subjected him to harassment because he is from another state, then
that claim fails for reasons similar to his other discrimination and retaliation claims. In
particular, he does not identify what the harassment was, who subjected him to the
harassment and why he believes a particular defendant harassed him because he was from
another state. Accordingly, I am dismissing this claim along with the other claims, but I will
give Brown leave to amend his complaint.
F. State law claims against the state defendants
Brown brings state law claims for (1) “whistle-blower retaliation,” (2) defamation, (3)
tortious interference with a contract, (4) breach of contract, and (5) fraud. The state law
defendants contend that all of these claims must be dismissed. As to the state of Wisconsin,
defendants contend that sovereign immunity bars all of these claims. As to the individual
state defendants, defendants contend that Brown did not comply with Wis. Stat. § 893.82,
which gives a plaintiff suing a state official 120 days to serve on the attorney general “written
notice of a claim stating the time, date, location and the circumstances of the event giving
28
rise to the claim for the injury, damage or death and the names of persons involved.” Wis.
Stat. 893.82(3).
Defendants are correct that an individual plaintiff cannot bring state law claims
against the state in federal court under well-established principles of sovereign immunity.
Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 120 (1984). Brown does not develop
any argument to the contrary, so I need not discuss this issue further.
As to the individual state defendants, Brown does not allege in his complaint that he
complied with § 893.82(3) and he admits in his opposition brief that he did not comply.
Dkt. 31, at 23. Wisconsin law “requires that a claimant strictly comply with the statute in
order to proceed with his or her claim.” Kellner v. Christian, 197 Wis. 2d 183, 194-95, 539
N.W.2d 685, 689 (1995). Failure to comply requires dismissal of the claim. Weinberger v.
State of Wisconsin, 105 F.3d 1182, 1188 (7th Cir. 1997) (“A complaint that fails to show
compliance with § 893.82 fails to state a claim upon which relief can be granted.”).
Despite his admission that he did not comply and his acknowledgement that § 893.82
requires strict compliance, Brown devotes several pages of his opposition brief to arguments
that this court should not enforce the notice of claim requirement. First, he says that the
state defendants did not mention the notice of claim requirement when he spoke to their
counsel around the time he filed this lawsuit. Brown does not explain the relevance of this
allegation, but, presumably he means to argue that the state defendants forfeited an objection
by remaining silent. Wisconsin courts have held that the requirements of § 893.82 cannot be
waived. Tierney v. Lacenski, 114 Wis. 2d 298, 304, 338 N.W.2d 522, 525 (Ct. App. 1983)
(“Section 893.82 is not merely a procedural statute that may be waived by the state or its
employee. Compliance with sec. 893.82 is necessary to warrant recovery against a state
29
employee.”). But even if the issue were subject to waiver, the state defendants raised the issue
in court at the first opportunity they could—in a motion to dismiss under Federal Rule of
Civil Procedure 12(b)(6). There is no requirement in the law to raise issues in private
conversations between the parties.
Second, Brown says that he filed this lawsuit before the 120-day deadline expired, but
it is not clear why he believes that matters. If he means to argue that his complaint in this
case should serve as a substitute for the notice of claim, that argument has no merit. Section
893.82 identifies the way that a plaintiff must provide notice of the claim; the statute does
not give discretion to courts to determine that an alternative method is sufficient. Badger
Catholic, Inc. v. Walsh, 620 F.3d 775, 782 (7th Cir. 2010) (“Badger Catholic concedes that it
did not follow the state's procedures but contends that noncompliance should be excused
because the state knew what relief it wants. We agree with the district court, however, that
Wisconsin does not have a doctrine of constructive compliance; it requires strict performance
of all statutory conditions to recovering on a contract with the state.”). Even if the statute
allowed room for substantial compliance, Brown would not meet that standard. A lawsuit is
exactly what the notice of claim statute is designed to avoid, Wis. Stat. § 893.82(1)(b)
(purpose of law is to “[p]rovide the attorney general with an opportunity to effect a
compromise without a civil action or civil proceeding”), so it would make no sense to
construe § 893.82 in a way that allowed a lawsuit to satisfy the notice requirement. For that
reason, I do not agree with Brown’s argument that it is “absurd” to apply the notice of claim
requirements in this case. Dkt. 31, at 24.
Next, Brown cites Felder v. Casey, 487 U.S. 131 (1988), to support a contention that
it would be inconsistent with federal law to apply § 893.82 in this case. Again, this
30
contention has no merit. In Felder, the court held that a state cannot impose notice of claim
requirements on federal claims. Brown seeks to extend Felder to cover any situation in which
state and federal claims are intertwined, but he cites no language from Felder or any other
case that supports his interpretation. In fact, one of the cases he cites, Badger Catholic, 620
F.3d at 782, involved intertwined state and federal claims, but the court still required
compliance with § 893.82.
Brown seems to believe that § 893.82 has somehow hindered his ability to bring his
federal claims, but that is incorrect. Brown was free to bring his federal claims without regard
to the state notice of claim requirements. It is true that, if Brown wanted to bring both state
and federal claims in this case, compliance with Wisconsin’s notice of claim requirements
may have delayed this lawsuit until the state administrative process was complete. However,
that is not a violation of Brown’s federal rights; it is simply the necessary consequence of
Brown’s choice to bring state law claims that are subject to state notice of claim
requirements. The statute of limitations in Wisconsin for a constitutional claim is six years,
Kennedy v. Huibregtse, 831 F.3d 441, 442 (7th Cir. 2016), so Brown had plenty of time to
complete the administrative process without risking any loss of his federal claims.
Finally, Brown says that Wis. Stat. § 893.82 “does not necessarily foreclose” his state
law claims and “may not apply” because he still lived in Pennsylvania at the time he signed
his employment contract. Dkt. 31, at 26. This is a curious suggestion because Brown relies
solely on Wisconsin law to support all of his state law claims. It seems obvious that Brown
must comply with Wisconsin notice of claim requirements if he wishes to sue Wisconsin
public officials in Wisconsin under Wisconsin law. Further, although he cites various cases
for the general proposition that Wisconsin rules for choice of law are unclear, he does not
31
develop an argument or cite any authority for the view that Pennsylvania law should apply in
this case. Because courts presume that the law of the forum state applies unless a party shows
otherwise, FutureSource LLC v. Reuters Ltd., 312 F.3d 281, 283 (7th Cir. 2002), State Farm
Mutual Auto. Ins. Co. v. Gillette, 2002 WI 31, & 51, 251 Wis. 2d 561, 641 N.W.2d 662,
Brown has forfeited this point. I am dismissing all of Brown’s state law claims against the
state defendants for his failure to comply with Wis. Stat. § 893.82(3).
G. State law claims against county defendants
The county defendants seek dismissal of all of Brown’s state law claims against them
for multiple reasons. In his opposition brief, Brown says that he “does not oppose dismissal
without prejudice of [the claims for breach of contract and fraud] against Defendant Grant
County, and against Defendant Keeney but only to the extent that the court finds that
Keeney is a member of the Grant County Board.” Dkt. 30 at 49. I am dismissing both claims
as to both defendants with prejudice. The county defendants developed arguments on the
merits as to both claims and both defendants, which triggered a duty on Brown to respond in
kind. Because Brown does not explain why he believes that the dismissals should be without
prejudice or that the dismissal of defendant Keeney should be contingent on a finding that he
was a member of the county board, he has forfeited these arguments. Citizens for Appropriate
Rural Roads v. Foxx, 815 F.3d 1068, 1078 (7th Cir. 2016).
This leaves Brown’s claims for defamation, tortious interference with a contract, and
“whistle-blower retaliation.” I will consider each claim in turn.
1. “Whistle-blower retaliation”
Brown’s arguments related to this claim are inconsistent. First, he says that the county
defendants are wrong to seek dismissal of this claim by relying on the standard for common
32
law wrongful discharge. That was a mistake, Brown says, because he was an employee of UWExtension, not Grant County. Dkt. 30, at 33. That allegation seems to be at odds with many
of his other claims against the county, which seem to rely on a premise that he and the
county had an employment relationship. Even setting aside that problem, the more
immediate inconsistency is that Brown devotes the rest of this section of his brief to arguing
that the county defendants may be held liable for wrongful discharge, citing only cases
involving employees and employers. E.g., Bammert v. Don's Super Valu, Inc., 2002 WI 85, 254
Wis. 2d 347, 646 N.W.2d 365; Strozinsky v. Sch. Dist. of Brown Deer, 2000 WI 97, 237 Wis.
2d 19, 614 N.W.2d 443. If I accept as true Brown’s allegation that the county defendants
were not his employer, then he obviously cannot proceed on a claim that applies only to a
former employer.
Brown also cites Wis. Stat. § 230.83, which is a whistleblower statute that protects
state employees. Although it is not limited to retaliation by employers, it applies only to
retaliation for the disclosure of certain information, and then only if the employee followed
procedures outlined in Wis. Stat. § 230.81, which Brown does not allege that he did.
If Brown is asking this court to expand the common law rule against wrongful
discharge to cover any retaliatory action taken against a public employee, I see no grounds for
doing so. Brown points to no indication from the Wisconsin Supreme Court that it would
adopt such a far-reaching rule. Insolia v. Philip Morris Inc., 216 F.3d 596, 607 (7th Cir. 2000)
(“Innovative state law claims should be brought in state court.”); Afram Export Corp. v.
Metallurgiki Halyps, S.A., 772 F.2d 1358, 1370 (7th Cir. 1985) (“Federal judges are
disinclined to make bold departures in areas of law that we have no responsibility for
developing”).
33
Even if I were to assume that the county had been Brown’s employer, his allegations
would not state a claim. As an initial matter, this claim has the same problem as many of
Brown’s other claims, which is that Brown does not allege that he was discharged at all, let
alone that he was discharged improperly. Moreover, the common law claim for wrongful
discharge applies only “when the discharge is contrary to a fundamental and well-defined
public policy as evidenced by existing law.” Runzheimer Int'l, Ltd. v. Friedlen, 2015 WI 45,
¶¶ 41-42, 362 Wis. 2d 100, 120, 862 N.W.2d 879, 889 (internal quotations omitted). As
discussed in the context of some of Brown’s other claims, Brown does not provide enough
information in his complaint to allow the drawing of a reasonable inference that any of the
defendants violated the law or required Brown to do so.
Accordingly, I am dismissing this claim. Because it is not clear whether Brown believes
that he had an employment relationship with Grant County, I will allow him to replead a
claim for wrongful discharge if he wishes to do so, but he will have to cure the problems with
that claim discussed above.
2. Defamation and tortious interference with a contract against Grant County
In his amended complaint, Brown “alleges defamation and reputational damage due
to the allegations against Plaintiff including but not limited to, an allegation of the
submission of an improper invoice.” Dkt. 14, at ¶ 67. He also “alleges that Defendants
actively engaged in tortious and intentional interference with a contract by manufacturing
‘issues’ with Plaintiff to undermine the faculty contract and to undermine Plaintiff’s ability to
reasonably fulfill the contractual expectations.” Id. at ¶ 68.
The county contends that it cannot be sued for defamation or tortious interference
with a contract under Wis. Stat. § 893.80(4), which prohibits suits against a “governmental
34
subdivision . . . for the intentional torts of its officers, officials, agents or employees.”
(Section 893.80 includes its own notice of claim requirements, but the county does not seek
dismissal on the ground that Brown failed to file a notice of claim, so I do not consider that
issue.) A county is a governmental subdivision, Snopek v. Lakeland Med. Ctr., 223 Wis. 2d 288,
291, 588 N.W.2d 19, 21 (1999), and both defamation and tortious interference are
intentional torts that are covered by § 893.80(4), Envirologix Corp. v. City of Waukesha, 192
Wis. 2d 277, 289, 531 N.W.2d 357, 363 (Ct. App. 1995). (Wrongful discharge would
appear to be an intentional tort as well, but the county defendants do not seek dismissal of
the wrongful discharge claim on this ground.) Although Brown questions whether Keeney was
“a bona fide member of the Grant County Board by law,” Dkt. 30, at 43, he does not
question that Keeney was acting as an “agent” of the county while engaging in the conduct
relevant to this case. (And if Brown did deny an agency relationship, then there would be no
basis for holding the county liable for Keeney’s conduct.)
Brown’s only response to this argument is that the immunity granted in Wis. Stat.
§ 893.80(4) has exceptions, including one for “acts that are malicious, willful, and
intentional.” Dkt. 30, at 41. This view makes no sense. The immunity is for intentional
conduct, so an exception for intentional conduct would be contrary to the language of the
statute. In the case Brown cites, Lodl v. Progressive N. Ins. Co., 2002 WI 71, ¶ 24, 253 Wis. 2d
323, 337, 646 N.W.2d 314, 321, the court is reciting the exceptions for the immunity
granted to individual officers, not political subdivisions. I conclude that the county is entitled
to dismissal of both of these claims.
3. Defamation and tortious interference against Robert Keeney
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In their opening brief, the county defendants argued that Brown’s defamation claim is
preempted by the Worker’s Compensation Act, but they abandoned that argument in their
reply brief, presumably because of Brown’s allegation in his brief that he did not work for the
county. They also argue that Keeney is entitled to immunity under Wis. Stat. § 893.80(4). In
addition to granting immunity to governmental subdivisions, that provision grants immunity
to agents of the county “for acts done in the exercise of legislative, quasi-legislative, judicial or
quasi-judicial functions.” The Wisconsin courts have interpreted this provision to mean that
government officials are entitled to immunity for “any act that involves the exercise of
discretion and judgment.” Lodl, 2002 WI 71 at ¶ 21. The county says that Keeney’s alleged
acts involved discretionary decisions, but even if that is true, Brown alleges that Keeney acted
maliciously, which, as noted above, is one of the exceptions to immunity for individual
officials, so I could not grant immunity on that ground.
The problem with Brown’s defamation claim against Keeney is the same as so many of
Brown’s other claims—his allegations are simply too vague to provide fair notice. A
defamation claim under Wisconsin law requires the plaintiff to prove that a statement (1)
was spoken to someone other than the person defamed; (2) is false; (3) is unprivileged; and
(4) tends to harm the defamed person’s reputation so as to lower him in the estimation of the
community or to deter third persons from associating or dealing with him. Torgerson v.
Journal/Sentinel, Inc., 210 Wis. 2d 524, 534, 563 N.W.2d 472, 477 (1997); Hart v. Bennet,
2003 WI App 231, ¶ 21, 267 Wis. 2d 919, 941, 672 N.W.2d 306, 317.
Brown alleges that Keeney “insinuated” that Brown had submitted an “improper”
invoice to the county. Id. at ¶¶ 49-51. However, Brown does not identify the alleged
defamatory comment or otherwise explain what he means by the words “insinuated” and
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“improper.” Without more context, it is impossible to determine whether the comment might
harm Brown’s reputation. Wesbrook v. Ulrich, 90 F. Supp. 3d 803, 808 (W.D. Wis. 2015)
(dismissing defamation claim because “the allegations are too vague and conclusory as to the
actual content of the alleged defamatory statements”). Brown says in his brief that the alleged
defamation was “not limited to” Keeney’s alleged statement about the invoice, but that
allegation is even less informative than his allegation about the invoice. Accordingly, I am
dismissing this claim, but I will give Brown leave to replead it.
As to the tortious interference claim, I agree with the county defendants that Brown
has not stated a claim upon which relief may be granted. To prevail on a tortious interference
claim, the plaintiff must prove the following elements: (1) a contract or a prospective
contractual relationship between the plaintiff and a third party; (2) intentional interference
with that relationship by the defendant; (3) a causal connection between the interference and
damages; and (4) the lack of privilege or other justification for the interference. Wolnak v.
Cardiovascular & Thoracic Surgeons of Cent. Wis., S.C., 2005 WI App 217, ¶ 14, 287 Wis. 2d
560, 574, 706 N.W.2d 667, 675.
In his amended complaint, Brown says that “defendants” interfered with his
employment contract “by manufacturing ‘issues.’” Dkt. 14, at ¶ 68. However, Brown does
not identify any “issues” that Keeney “manufactured,” so that allegation does not show any
interference, intentional or otherwise. If Brown intended to raise a claim that Keeney
interfered with Brown’s contract by “insinuating” that he submitted an “improper” invoice,
that allegation does not state a claim for multiple reasons: the allegation is too vague to
provide notice of the claim; Brown has not alleged interference because UW-Extension did
not terminate Brown’s contract and he has not stated a claim for constructive discharge or
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coerced resignation; and, even if Brown was forced to resign, he does not allege that Keeney’s
comment had anything to do with that decision. Accordingly, I am dismissing this claim, but
I will permit Brown to replead it along with the other claims discussed in this order.
H. John and Jane Doe defendants
Brown includes “John or Jane Does 1-25” in the caption of his amended complaint,
but he does not discuss them anywhere in the body of his complaint. If Brown chooses to file
another amended complaint and to include unnamed defendants in the caption, he should
also include them in his allegations so both the named defendants and the court know which
claims he intends to assert against a particular John or Jane Doe. If he can, Brown should
identify each unknown defendant in the body of his complaint as a separate number, such as
“John Doe 1,” “John Doe 2,” “John Doe 3,” and so on. Any time Brown refers to an
unknown defendant in his complaint, he should use this system. In addition, he should
provide as many details as he can about any unnamed defendants so that they can be
identified later in the case. Most important, Brown should explain how he believes each
unnamed defendant violated his rights. If Brown does not provide enough information about
the unnamed defendants to satisfy the Federal Rules of Civil Procedure, the court will not
allow him to proceed against those defendants.
I. Screening of amended complaint
The state defendants do not object to Brown’s request to amend his complaint to
correct its defects, but they ask the court to “screen the amended complaint and deny
amendment for any claims that must be dismissed for any of the reasons already briefed by
the Defendants.” Dkt. 33, at 1. In the interest of efficiency, I will grant that request, but
with a caveat. If the court screens the complaint to determine whether it states a claim upon
38
which relief may be granted, then the defendants will reserve any additional objections for a
summary judgment motion in the event that any of Brown’s claims survive the screening
process. It will not serve the interest of judicial economy if the court’s screening order is
followed by additional motions to dismiss under Rule 12(b)(6), requiring yet another round
of screening.
I will give defendants the choice.
If any of them object to this proposal by the
deadline set forth below, all defendants will have to file renewed motions to dismiss if they
believe that Brown’s amended complaint is deficient in any respect. If no defendants object,
I will construe their silence as an agreement not to further challenge the sufficiency of the
complaint in a Rule 12(b)(6) motion after the court screens the amended complaint.
ORDER
IT IS ORDERED that:
1. The motions to dismiss filed by defendants the State of Wisconsin, Scott Walker,
Cathy Sandeen, Jason Beier, Richard Klemme, Matthew Hanson, Robin Vos, and
Mary Lazich, Dkt. 24 and 35, and by defendants Grant County and Robert
Keeney, Dkt. 18, are GRANTED.
2. Plaintiff Shannon Brown’s amended complaint, Dkt. 14, is DISMISSED
WITHOUT PREJUDICE as to the following claims:
coerced resignation or constructive discharge in violation of the due process
clause;
associational discrimination;
political discrimination;
retaliation under the First Amendment;
discrimination because Brown is from another state;
wrongful discharge (but only as to defendants Grant County and Robert
Keeney);
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defamation (but only as to defendant Keeney); and
tortious interference with a contract (but only as to defendant Keeney).
As to these claims, Brown may have until February 17, 2017, to file an
amended complaint that corrects the deficiencies described in this order and
that otherwise complies with the Federal Rules of Civil Procedure.
3. If Brown does not respond to this order by February 17, the court will enter
judgment in favor of the defendants and close this case.
4. Brown’s claims under state law against defendants Cathy Sandeen, Jason Beier,
Richard Klemme, and Matthew Hanson are DISMISSED for Brown’s failure to
comply with Wis. Stat. § 893.82(3).
5. The amended complaint, Dkt. 14, is DISMISSED WITH PREJUDICE as to all
claims against defendants Scott Walker, Robin Vos, and Mary Lazich and any
claim not specifically cited in paragraph 2 above.
6. If Brown files an amended complaint, defendants may have five days from the
date of that filing to inform the court that they intend to file a motion to dismiss
the complaint. If no defendant files such a notice by the deadline, the court will
screen the complaint to determine whether it states a claim upon which relief may
be granted.
Entered January 25, 2017.
BY THE COURT:
/s/
________________________________________
JAMES D. PETERSON
District Judge
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