Brown, Shannon v. State of Wisconsin et al
Filing
57
ORDER that pursuant to plaintiff Shannon Brown's motion for voluntary dismissal, dkt. # 52 , plaintiff's second amended complaint is DISMISSED as to defendant Jason Beier. The motion to dismiss filed by defendants Matthew Hanson and Ja son Beier, dkt. # 48 , is DENIED as to plaintiff's claim that defendant Hanson retaliated against plaintiff for exercising his right to free speech. The motion is GRANTED in all other respects. The motion to dismiss filed by defendants Rob ert Keeney, John Patcle, Patrick Schroeder, Grant Loy, Mark Stead, Roger Guthrie and Daniel Timmerman, dkt. # 50 , is DENIED as to plaintiff's claim that defendants Patcle, Schroeder, Loy, Stead, Guthrie and Timmerman tortiously interfered with plaintiff's contract with the University of Wisconsin-Extension by requiring him to perform county tasks. The motion is GRANTED in all other respects. The second amended complaint is DISMISSED as to defendant Keeney and the John Doe defendants. All defendants included in the first amended complaint but omitted from the second amended complaint, including the State of Wisconsin and Grant County, are DISMISSED. Signed by District Judge Barbara B. Crabb on 6/19/2017. (jef),(ps)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF WISCONSIN
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - SHANNON BROWN,
OPINION and ORDER
Plaintiff,
16-cv-346-bbc
v.
MATTHEW HANSON, JASON BEIER,,
ROBERT KEENEY, JOHN PATCLE,
PATRICK SCHROEDER, GRANT LOY,
MARK STEAD, ROGER GUTHRIE,
DANIEL TIMMERMAN and JOHN OR JANE DOES 1-25,
Defendants.1
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - This lawsuit arises out of pro se plaintiff Shannon Brown’s short tenure as an
assistant professor at the University of Wisconsin-Extension in Grant County. Plaintiff says
that he started the job in July 2015 after moving from Pennsylvania to Wisconsin, but the
job did not turn out as he had hoped and he left in April 2016.
In his first amended complaint, plaintiff asserted 11 state and federal causes of
actions against the state of Wisconsin and various public employees for alleged violations
of his rights while he was employed by the University of Wisconsin-Extension. In an order
1
For the purpose of clarity, I have amended the caption to include the defendants
added to plaintiff’s second amended complaint and I have omitted the defendants that
plaintiff included in his first amended complaint but dropped from his second amended
complaint. The dropped defendants are the State of Wisconsin, Scott Walker, Cathy
Sandeen, Richard Klemme, Grant County, Robin Vos and Mary Lazich.
1
dated January 25, 2017, dkt. #36, the court granted in full motions to dismiss filed by two
groups of defendants, but gave plaintiff leave to replead some of those claims. In response,
plaintiff filed a second amended complaint, dropping some claims and defendants and
adding several new defendants. Dkt. #38.
Two new motions to dismiss are now before the court, one filed by the state
employees (defendants Matthew Hanson and Jason Beier), dkt. #48, and one filed by the
Grant County employees (defendants Robert Keeney, John Patcle, Patrick Schroeder, Grant
Loy, Mark Stead, Roger Guthrie and Daniel Timmerman), dkt. #50. In response to these
motions, plaintiff filed both a brief in opposition and a “notice of voluntary partial
dismissal.” Dkt. ##52 and 55. The claims and defendants listed in the notice already were
omitted from the second amended complaint, with the exception of the claims against
defendant Jason Beier. Accordingly, I will dismiss all claims against that defendant.
Plaintiff’s second amended complaint includes claims raising two federal legal theories
and two state law legal theories, so jurisdiction arises under both 28 U.S.C. § 1331 (federal
question jurisdiction) and 28 U.S.C. § 1367 (supplemental jurisdiction for related state law
claims). First, plaintiff says that various defendants violated the First Amendment by
retaliating against him in various way because he complained that “significant amounts of
. . . educational programming funds were [being] directed to non-educational tasks.” Sec.
Am. Cpt. ¶ 79, dkt. #38. Second, plaintiff says that defendants violated the privileges and
immunities clause because they had “a policy and practice of impermissible discriminatory
animus towards out-of-state persons such as Plaintiff.” Id. at ¶ 95. Third, plaintiff says that
2
defendant Robert Keeney defamed him by “impl[ying] that Plaintiff submitted an improper
payment voucher.” Id. at ¶ 98. Fourth, plaintiff says that defendants tortiously interfered
with his employment contract in multiple ways.
Having reviewed the second amended complaint and the briefs submitted by the
parties, I conclude that plaintiff has stated a claim upon which relief may be granted against
defendant Hanson for retaliation under the First Amendment. Plaintiff has adequately
alleged that defendant Hanson threatened to terminate his employment contract because
plaintiff engaged in protected speech. In addition, I will allow plaintiff to proceed on a claim
for tortious interference with a contract against defendants John Patcle, Patrick Schroeder,
Grant Loy, Mark Stead, Roger Guthrie and Daniel Timmerman. Although that claim
presents a closer question, I conclude that plaintiff has plausibly alleged that defendants
intentionally interfered with his contract with the University of Wisconsin-Extension by
diverting his attention to administrative tasks. However, for the reasons discussed below, I
am dismissing the second amended complaint as to all other claims.
OPINION
A. Retaliation
1. Summary of allegations
Plaintiff alleges that, shortly after he was hired, the Wisconsin legislature made a
“significant budget cut” to the University of Wisconsin-Extension. Sec. Am. Cpt. ¶ 37, dkt.
#38. As a result, the dean of UW-Extension informed faculty in a video broadcast that they
3
“needed to re-focus educational programming.” Id. at ¶ 39. After this, plaintiff became
responsible for a number of “non-educational, Grant County government, administrative
tasks.” Id. at ¶ 40. Plaintiff does not say where the directive to perform more administrative
tasks came from, but elsewhere in his complaint, he says that defendant Stead, a county
employee, “directed” him “to spend 40% time” on certain tasks for Grant County, which
suggests that the directives came at least in part from Grant County staff. Although plaintiff
says that he was employed by the University of Wisconsin-Extension alone, he says that he
was “accountable” to Grant County, id. at ¶ 20, though he does not explain the extent to
which the county had authority over him.
The administrative tasks that plaintiff was required to perform included reviewing
vouchers for county expenses, administering county tourism grants and managing “tourism
brochure development.” Id. at ¶ 40. Plaintiff objected to these requirements, believing that
it was “a significant misdirection of state and federal educational programing resources.” Id.
He complained not only about his own situation, but what he believed to be “a wider
problem” at the UW-Extension. Id. at ¶ 83.
In addition, plaintiff complained that the “county tasks” included “apparent illegality,
violations of state policy and financial discrepancies.” Id. at ¶ 42. Examples of “alleged
illegalities” included “submitting apparently inaccurate invoices to the State for payment,”
“pressure to submit inaccurate time sheets to the State,” “copyright infringement/theft of
services,” “tampering with official records” and “approving alleged improper payment of
government expenses.” Id. Plaintiff does not explain the way in which invoices were
4
“inaccurate,” what sort of “tampering” occurred, the nature of the “copyright infringement”
or how any payments were “improper.”
Plaintiff alleges in his summary of claims that he suffered retaliation in the following
ways as a result of his speech:
•
sometime before October 2015, unknown Grant County employees
informed Bev Doll and Ted Bay (who plaintiff identifies as “county
department co-chairs” and part of his “reporting structure,” id. at ¶
19.d) that they had “issues” with plaintiff because of his speech and
wanted him to be fired, id. at ¶¶ 84.a and 84.b;
•
on March 16, 2016, just before plaintiff’s faculty review was scheduled
to begin, defendant Matthew Hanson (the Southwest Regional
Director of the UW-Extension) discussed unspecified “issues” that
unnamed individuals had with plaintiff, id. at ¶¶ 58 and 84.c;
•
on March 16, 2016, defendant Hanson allowed county employees to
attend plaintiff’s faculty review and to question plaintiff during the
review, in violation of school policy, id. at 59 and 84.c;
•
on March 16, 2016, defendant Hanson “threatened the possibility of
Plaintiff’s losing his faculty appointment under the alleged ‘60-day
clause,’” id.;
•
on March 16, 2016, during plaintiff’s faculty review, defendant Keeney
alleged that plaintiff “submitted an improper payment voucher,” id. at
¶ 84.e;
•
on March 17, 2016, defendant Hanson sent plaintiff an email stating
that Hanson “wished to discuss withdrawing support from Plaintiff,
ending plaintiff’s employment,” id. at ¶ 84.d.
2. Elements of First Amendment retaliation claim
A plaintiff must show three things to prevail on a retaliation claim under the First
Amendment. First, he must show that he engaged in speech or conduct that is protected by
5
the First Amendment. Second, he must have suffered a deprivation that likely would deter
future First Amendment activity. Third, his protected activity must be “at least a motivating
factor” in the defendants' actions. Graber v. Clarke, 763 F.3d 888, 894 (7th Cir. 2014);
Woodruff v. Mason, 542 F.3d 545, 551 (7th Cir. 2008).
Defendant Hanson challenges plaintiff’s claims on both the first and second elements.
The county defendants focus on the second element, but also discuss the third element. I
will consider each argument in turn.
3. Protected speech
“A public employee's speech is constitutionally protected only when he speaks ‘as a
citizen’ on matters of public concern.” Roake v. Forest Preserve District of Cook County,
849 F.3d 342, 346 (7th Cir. 2017). If he speaks “pursuant to his official duties,” id.
(alteration omitted), or simply out of “pure personal interest,” Kristofek v. Village of Orland
Hills, 832 F.3d 785, 794 (7th Cir. 2016), the speech is not protected.
Defendant Hanson devotes only one paragraph of his brief to this issue, stating
without elaboration that plaintiff’s complaints about “misdirection of resources” were made
“as an employee [rather than a citizen] on a matter of personal concern.” Hanson Br., dkt.
#49, at 10. Certainly, plaintiff’s allegations suggest strongly that a significant motivation
for his speech was his personal dissatisfaction with his job duties. However, Hanson ignores
the allegations that plaintiff complained generally about what he viewed to be a statewide
problem and about what he viewed to be a threat to the educational mission of the UW-
6
Extension. (I do not consider plaintiff’s allegations about “illegalities” because those are too
vague to allow a determination whether they raise issues of public concern.)
Plaintiff’s allegations regarding improper use of public money and the operation of
the UW-Extension are sufficient at the pleading stage to show that plaintiff was engaging in
protected speech. Wainscott v. Henry, 315 F.3d 844, 849 (7th Cir. 2003) ("An employee's
ability to highlight the misuse of public funds or breaches of public trust is a critical weapon
in the fight against government corruption and inefficiency."). Speech that criticizes the
operation of the government can be speech on a matter of public concern, even when the
plaintiff is motivated in part by personal interests. Kristofek, 832 F.3d at 795. If the facts
show at summary judgment or trial that plaintiff was not complaining about governmental
misconduct and was only complaining about perceived personal mistreatment, then this
claim may be subject to dismissal, but plaintiff’s allegations are adequate at the pleading
stage to show that he spoke as a citizen on a matter of public concern.
4. Adverse actions
a. Legal standard
Both sets of defendants devote most of their argument with respect to the First
Amendment claims to the question whether plaintiff has adequately alleged that any of the
defendants subjected him to conduct that is sufficiently adverse to support a First
Amendment claim. Courts frame this question as whether the defendant’s conduct would
deter “a person of ordinary firmness” from engaging in protected speech in the future.
7
Hughes v. Scott, 816 F.3d 955, 956 (7th Cir. 2016). Thus, the standard is objective rather
than subjective. Cockroft v. Moore, 638 F. Supp. 2d 1024, 1031 (W.D. Wis. 2009).
Plaintiff seems to believe that there is a different standard for evaluating defendant
Hanson’s conduct and the county defendants’ conduct because Hanson was plaintiff’s
employer and the county defendants were not. (There is some dispute about whether
plaintiff had an employment relationship with the county, but I need not resolve that dispute
to decide the pending motions.) Plaintiff is incorrect. In the First Amendment setting, the
standard for proving that an action is sufficiently adverse is the same regardless who the
defendant is. Gekas v. Vasiliades, 814 F.3d 890, 895 (7th Cir. 2016) (applying standard
outside employment context); Hobgood v. Illinois Gaming Board, 731 F.3d 635, 643 (7th
Cir. 2013) (applying standard in employment context).
Plaintiff cites Graber, 763 F.3d at 894, a case involving alleged retaliation in the
employment context in which the court used the phrase “adverse employment action” as
shorthand for this element of a retaliation claim, but the court was not purporting to change
the standard to require an employment nexus in certain cases.
Rather, the court still
articulated the standard as whether the defendant’s conduct was “sufficiently adverse so as
to deter the exercise of the free speech.” Id. In fact, in the case cited in Graber for this
element of the claim, the court said nothing about an “adverse employment action,” but
asked simply whether the plaintiff “has suffered a deprivation likely to deter free speech.”
Vose v. Kliment, 506 F.3d 565, 569–70 (7th Cir. 2007). Thus, this element does not become
stricter or more lenient depending on whether the defendant has an employment relationship
8
with the plaintiff.
Of course, the existence of an employment relationship (or any other power a
defendant has over the plaintiff) could be relevant in determining whether it is likely that a
person would be deterred by a defendant’s conduct. However, that does not mean the
standard is different for each defendant; it simply means that the standard is sensitive to the
context in which the alleged retaliation occurred.
b. Defendant Hanson
Plaintiff does not allege that defendant Hanson or anyone else fired him. Rather,
plaintiff says that, after he took a scheduled vacation, he sent defendant Hanson an email
stating, “My family and I discussed the situation. My last day with UW Extension is Friday,
April 15, 2016.” Sec. Am. Cpt. ¶ 72, dkt. #38. Although plaintiff included a claim for
constructive discharge in his first amended complaint, he dropped that claim in his second
amended complaint. Thus, plaintiff’s resignation cannot qualify as an adverse action.
Andrews v. CBOCS West, Inc., 743 F.3d 230, 235 (7th Cir. 2014) (“In the absence of
circumstances suggesting a constructive discharge, an employee who voluntarily resigns
cannot be said to have experienced an adverse employment action.”). Rather, the question
is whether any of the actions defendant Hanson allegedly took before plaintiff resigned would
be likely to deter a person of ordinary firmness from engaging in protected conduct.
Perhaps the most significant action Hanson allegedly took was to “threaten[] the
possibility of Plaintiff's losing his faculty appointment under the alleged ‘60-day clause.’”
9
Cpt. ¶ 59, dkt. #38. Plaintiff does not explain in his complaint what the “60-day clause” is,
even though the court raised that question in the January 25, 2017 order dismissing the first
amended complaint. Dkt. #36 at 5. In his opening brief, defendant Hanson says that the
“60-day clause” can be invoked by the employee only, not the employer, citing a provision
in the contract that plaintiff attached to the complaint. Dkt. #38-1, ¶ 9 (“You may request
release from this appointment with a minimum of 60 days written notice . . . .”). In his
opposition brief, plaintiff says that Hanson was referring to a different 60-day clause in a
contract between UW-Extension and Grant County. Dkt. #54, at 21-22. Plaintiff did not
attach that agreement to his complaint, but he says that the clause “eliminates co-sponsorship
of the faculty position in a county under the UWEX-County Contract—essentially, ending
a faculty member’s appointment in the county.” Id. at 22. Although plaintiff did not attach
that contract to his complaint and he did not include any allegations in his second amended
complaint about the provision he now cites, I can consider new allegations in a brief in
opposition to a motion to dismiss. Smith v. Dart, 803 F.3d 304, 311 (7th Cir. 2015).
Plaintiff does not allege expressly in his complaint or brief that defendant Hanson had
the authority to invoke the “60-day clause.” However, at the pleading stage, it is reasonable
to infer that he did from plaintiff’s allegations that Hanson was the Southwest Regional
Director of UW-Extension, that Hanson made the decision to hire plaintiff, that Hanson
signed plaintiff’s employment contract, that plaintiff reported to Hanson and that Hanson
conducted plaintiff’s annual performance reviews. Sec. Am. Cpt. ¶¶ 2, 16-17, 19 and 22.
Neither side cites any controlling authority on the question whether a threat to fire
10
an employee may be sufficiently adverse to deter a person of ordinary firmness from
exercising his First Amendment rights. However, cases from courts in this circuit and others
support a conclusion that such threats may be sufficient under some circumstances. Fritz v.
Charter Township of Comstock, 592 F.3d 718, 725-26 (6th Cir. 2010) (“A person of
ordinary firmness would be deterred from engaging in protected conduct, if as a result, a
public official encouraged her employer to terminate the person's contract or to have her
change her behavior.”); Martin v. Gates, 2008 WL 4657807, at *10 (D. Hawaii 2008)
(collecting cases in which courts determined that threats were sufficient); Citizens For
Community Action v. City of Chicago, 455 F. Supp. 2d 802, 813 (N.D. Ill. 2006) (“A threat
to fire Randazzo for his association with Strnad and CCA would be sufficient to deter
Randazzo from engaging in protected activity.”). See also Pantoja v. American NTN Bearing
Manufacturing Corp., 495 F.3d 840, 849 (7th Cir. 2007) (warnings may be sufficiently
adverse to sustain retaliation claim under Title VII). Accordingly, I conclude that plaintiff
has adequately alleged this element of his claim against defendant Hanson.
Defendants suggest that any threat to terminate plaintiff after 60 days was not
sufficiently adverse to sustain a claim because plaintiff’s contract was set to expire shortly
after that anyway, on June 30, 2016. However, this argument ignores the possibility that
plaintiff’s contract would be renewed. Plaintiff alleges that he was on “probationary tenure
status” and that “[l]ongstanding institutional practice makes contract renewal pro forma.”
Sec. Am. Cpt. ¶ 21, dkt. #38.
Because a “refusal to renew a contract is an adverse
employment action,” Walker v. Board of Regents of University of Wisconsin System, 300
11
F. Supp. 2d 836, 852 (W.D. Wis. 2004), plaintiff’s allegations are sufficient regardless
whether defendant Hanson’s alleged statement is viewed as a threat to terminate plaintiff or
simply not to renew his contract.
Because defendant Hanson’s alleged threat is sufficient at the pleading stage to show
an adverse action, I need not decide whether any of Hanson’s other alleged conduct was
sufficiently adverse on its own.
c. Defendant Keeney
Plaintiff’s only allegation against defendant Keeney (the chairman of the Grant
County Board of Supervisors) related to this claim is that during the March 16, 2016 hearing,
Keeney asked plaintiff why he “submitted an improper invoice to the County.” Sec. Am. Cpt.
¶ 67, dkt. #38. Plaintiff says that Keeney “knew his statement was false.” Id. at ¶ 99.
For the purpose of defendant Keeney’s motion to dismiss, I will assume that
defamatory statements may be sufficiently adverse under some circumstances to sustain a
retaliation claim under the First Amendment. E.g., DeGuiseppe v. Village of Bellwood, 68
F.3d 187, 192 (7th Cir. 1995) (“false accusations” may constitute retaliation under First
Amendment). However, in this case, plaintiff has not plausibly alleged that a person of
ordinary firmness would be deterred by Keeney’s alleged question.
To begin with, plaintiff does not explain what defendant Keeney believed to be
“improper” about the invoice.
This is important because an allegation that plaintiff
knowingly included false information in an invoice would be much more likely to create a
12
chilling effect than a suggestion that plaintiff simply made a mistake. It is impossible to tell
from plaintiff’s allegations which type of allegation Keeney was making, a problem the court
noted in January 25, 2017 order. Dkt. #36 at 36-37 (“Brown does not identify the alleged
defamatory comment or otherwise explain what he means by the word[] . . . ‘improper.’”).
Despite the court’s instruction that he needed to be more specific, plaintiff failed to provide
any additional information in his second amended complaint. Plaintiff is not entitled to yet
another opportunity to clarify this allegation.
In any event, plaintiff’s other allegations in his second amended complaint make it
clear that defendant Keeney’s alleged question would not deter a person of ordinary firmness
from speaking out. Plaintiff alleges that “immediately” after Keeney asked his question, two
“UWEX co-chairs . . . defended Plaintiff and explained to Defendant Hanson that the invoice
was both proper and approved.” Sec. Am. Cpt. ¶ 67, dkt. #38. After that, the meeting
concluded. Id. Plaintiff does not allege that Keeney or anyone else threatened to take any
action against him because of the invoice. In fact, plaintiff says elsewhere in his complaint
that Keeney “admitted [during the March 16, 2016 hearing] that no material issues existed
with Plaintiff, recognized Plaintiff’s educational work, admitted that some County funds that
Plaintiff was ‘responsible’ for were being misdirected, and indicated understanding of the
challenges raised by the recent budget cuts on UWEX necessitating changes.” Id. at ¶ 66.
In short, nothing in plaintiff’s complaint supports a conclusion that Keeney’s question
would have a chilling effect on a person of ordinary firmness. Accordingly, I am dismissing
this claim as to defendant Keeney.
13
d. Other defendants
Plaintiff alleges that defendants John Patcle, Patrick Schroeder, Grant Loy, Mark
Stead, Roger Guthrie and Daniel Timmerman were members of the “Grant County Ag &
Extension Committee.” Id. at ¶¶ 5-10. I agree with these defendants that plaintiff does not
identify any adverse actions that they took against him.
In his opposition brief, plaintiff cites various paragraphs of his second amended
complaint as providing support for the view that there is a “significant nexus between the
Committee Members and the complained of First Amendment violations.” Plt.’s Br., dkt.
#55, at 21. However, none of the cited actions qualify as adverse actions that would deter
a person of ordinary firmness from exercising his rights.
Plaintiff alleges that committee members: (1) “questioned Plaintiff about Plaintiff’s
talking about the County’s noneducational administrative tasks with others,” Sec. Am. Cpt.
¶ 43, dkt. #38; (2) “disrupted Plaintiff's accountability report at the September 2015, public,
Ag & Extension Committee Meeting,” id. at ¶ 51.a; (3) “directed Plaintiff to spend 40% time
just on administering the Grant County Tourism Grants knowing that this was improper,”
id. at ¶ 51.b; and (4) “dismissed” any “discussion of the misdirection of resources,” id. at ¶
51.c.
With respect to the first allegation, questioning plaintiff about his speech is a “minor
annoyance” and not a materially adverse action. Breneisen v. Motorola, Inc., 512 F.3d 972,
981 (7th Cir. 2008). Even critical comments generally are not sufficiently severe to sustain
a civil rights claim. Brown v. Advocate South Suburban Hospital, 700 F.3d 1101, 1107-08
14
(7th Cir. 2012); Crews v. City of Mt. Vernon, 567 F.3d 860, 869-70 (7th Cir. 2009).
Rather, speech may rise to the level of retaliation under the First Amendment if it involves
a “threat, coercion, or intimidation intimating punishment.” Hutchins v. Clarke, 661 F.3d
947, 957 (7th Cir. 2011). Defendants’ alleged questioning does not fall into any of those
categories.
With respect to the second allegation, plaintiff alleges that committee members
“disrupted” the September 2015 meeting by “suggest[ing]” that “Plaintiff should not be
attending professional development” and that “Plaintiff should not bring ‘Madison ideas’ to
Grant County.” Sec. Am. Cpt. ¶ 51.a, dkt. #38. In addition, plaintiff says that members
“expressed skepticism regarding education in general and why we [the County] need educated
people doing these tasks” and “stated that even a professor must do the County’s tasks.” Id.
Again, these are simply unpleasant comments with which plaintiff disagrees. The committee
members had their own rights under the First Amendment to express their views. Owens v.
Ragland, 313 F. Supp. 2d 939, 948 (W.D. Wis. 2004) (in context of First Amendment
retaliation claim, court must consider First Amendment rights of both sides).
With respect to plaintiff’s allegation that defendants required him to devote his time
to county administrative tasks, plaintiff is conflating issues. Plaintiff alleges that defendants
retaliated against him after he complained about being required to perform administrative
tasks. He does not allege that he was assigned administrative tasks because of his speech. If
plaintiff means to argue that the assignments were retaliatory, that claim fails because
plaintiff does not identify any speech that triggered the assignments.
15
Finally, there is no merit to plaintiff’s argument that committee members retaliated
against him by failing to seriously consider his objections about the assignment of
administrative tasks. Plaintiff cannot be punished for exercising his First Amendment rights,
but his rights do not extend so far as to require public officials to agree with his views and
take the actions he wants them to take. Trentadue v. Integrity Committee, 501 F.3d 1215,
1237 (10th Cir. 2007) (“[T]he right to petition confers no attendant right to a response from
the government”); Baltoski v. Pretorius, 291 F. Supp. 2d 807, 811 (N.D. Ind. 2003) (“The
right to petition the government for redress of grievances . . . does not guarantee a favorable
response, or indeed any response, from state officials.”).
Alternatively, plaintiff says that he should be allowed to proceed against the committee
members under the First Amendment because they may be the John Doe county employees,
who plaintiff says had “issues” with him and wanted him to be fired. Plaintiff does not
provide any grounds for believing that the committee members are the John Doe employees,
but even if they are, plaintiff has not stated a claim under the First Amendment as to those
employees.
Plaintiff does not allege that the committee members had any authority over his
employment. Rather, he alleges that he “was assured [by defendant Hanson] that the County
cannot fire a UWEX faculty member,” Sec. Am. Cpt. ¶ 45, dkt. #38, so there is no basis for
inferring that the Does’ opinions would deter hin from speaking. In fact, plaintiff says that
he learned about the complaints of the Does from the “department co-chairs,” who made it
clear that they were “upset” with “the County,” not with plaintiff. Sec. Am. Cpt. ¶ 44, dkt.
16
#38.
Plaintiff also alleges that the unspecified “issues” had nothing to do with his
“employment performance.” Id. at ¶ 58. A person of ordinary firmness would not be
deterred by vague statements from an unknown source when there was no indication that any
concerns the unnamed individuals had were shared by anyone with authority over plaintiff.
Accordingly, I am dismissing the First Amendment claims against the committee members
and the John Doe defendants.
5. Intent
Defendant Hanson does not seek dismissal of plaintiff’s First Amendment retaliation
claim on the ground that plaintiff failed to adequately allege that Hanson acted adversely
because plaintiff made statements that are protected by the First Amendment. Because I am
dismissing plaintiff’s First Amendment retaliation claim against all other defendants on other
grounds, it is unnecessary to consider this element at this stage of the proceedings.
B. Privileges and Immunities
Under the privileges and immunities clause of the United States Constitution, “[t]he
citizens of each State shall be entitled to all the Privileges and Immunities of Citizens in the
several States.” U.S. Const., art. IV, § 2, cl. 1. The purpose of the clause is to “plac[e] the
citizens of each State upon the same footing with citizens of other States, so far as the
advantages resulting from citizenship in those States are concerned.” McBurney v. Young,
133 S.Ct. 1709, 1714 (2013) (internal citations and quotations omitted).
17
Plaintiff says that defendants violated the privileges and immunities clause by treating
him less favorably because he was from Pennsylvania rather than Wisconsin. He identifies
the following instances of alleged discrimination:
•
“Grant County had a recent history of very rapid turn-over in faculty
appointments over the past five years with at least three of the five persons
leaving being out-of-staters,” dkt. #55 at 32 (citing Sec. Am. Cpt. ¶¶ 28, 45,
88, dkt. #38);
•
“[C]omments were made about not hiring out-of-staters,” id. (citing Sec. Am.
Cpt. ¶¶ 44, 51, 89 and 90-94, dkt. #38);
•
“Plaintiff was specifically told that his not being a ‘local’ contributed to the
difficulties with the County,” id. (citing Sec. Am. Cpt. ¶ 90, dkt. #38);
•
“Plaintiff shows a pattern of hires starting in January 2016, apparently
including the replacement for Plaintiff, that implement the discriminatory
no-out-of-staters employment policy,” id. (citing Sec. Am.Cpt. ¶¶ 90-94, dkt.
#38);
•
“Plaintiff pleads a seven-months campaign to disrupt Plaintiff’s educational
programming and generally harass Plaintiff,” id. (citing Sec. Am. Cpt. ¶¶ 43,
45, 51 and 58).
I conclude that none of these allegations state a claim upon which relief may be granted.
As an initial matter, as the court noted in the January 25, 2017 order, it is highly
unlikely that the privileges and immunities clause applies to this case. Although the Supreme
Court has held that the privileges and immunities clause may apply in the employment
context, this is only when the state government has placed widespread restrictions on an outof-state resident’s ability to obtain private employment. Hicklin v. Orbeck, 437 U.S. 518,
529 (1978). In United Building & Construction Trades Council of Camden County v.
Mayor and Council of City of Camden, 465 U.S. 208, 219 (1984), the Court stated in dicta
18
that “[p]ublic employment . . . is qualitatively different from employment in the private
sector; it is a subspecies of the broader opportunity to pursue a common calling.” Relying on
that dicta, the Court of Appeals for the Third Circuit has held that “direct public employment
is not a privilege or fundamental right protected by the Privileges and Immunities Clause of
Article Four” because the inability to work for the government does not prevent someone
from pursuing his occupation to the same extent as a ban on private employment. Salem
Blue Collar Workers Association v. City of Salem, 33 F.3d 265, 270 (3d Cir. 1994).
The parties debate the meaning of the dicta in Camden and whether this court should
follow Salem. But even if I assume that the privileges and immunities clause might apply to
public as well as private employment, plaintiff cites no authority for the view that the clause
applies to the policies and practices of a single state employer, in this case the University of
Wisconsin-Extension. The clause applies only when a restriction affects an interest that is
“‘fundamental’ to the promotion of interstate harmony.” Camden, 465 U.S. at 219. The
primary case plaintiff cites, Hicklin, involved a state law that required preferential treatment
for in-state residents with respect to any job related to oil and gas in the state, including those
for subcontractors.
As noted in another case that plaintiff cites, “the Privileges and
Immunities Clause protects the right of citizens to ply their trade, practice their occupation,
or pursue a common calling.” McBurney, 133 S. Ct. at 1715. The decisions of a single
employer does not prevent an out-of-state resident from doing any of those things in a
substantial way.
Supreme Court of New Hampshire v. Piper, 470 U.S. 274, 280 (1985)
(“[O]ne of the privileges which the Clause guarantees to citizens of State A is that of doing
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business in State B on terms of substantial equality with the citizens of that State.’”)
(emphasis added).
Even if the privileges and immunities clause applies to the decisions of a single
employer, plaintiff’s claim has an even more fundamental problem, which is that he does not
identify any way in which any of the defendants restricted his ability to work in Wisconsin.
After all, defendants hired plaintiff and, as discussed above, he admits that he was not fired
from his job. The conduct and statements that plaintiff cites to support his claim might help
to show that some of the defendants had a preference for “locals,” but that preference could
not violate plaintiff’s rights under the privileges and immunities clause if it did not actually
restrict plaintiff’s employment. For example, it does not violate plaintiff’s rights if other
employees left the UW-Extension or if plaintiff’s replacement was a Wisconsin resident, a
point the court made in the January 25, 2017 order. Dkt. #36 at 28 (“Both of these
allegations are about the treatment of other employees, not Brown. Brown does not have
standing to raise the claims of another party. Kowalski v. Tesmer, 543 U.S. 125, 129
(2004).”).
The closest plaintiff comes to showing that defendants’ alleged animus affected his
employment is the statement in his brief that he was subjected to “harass[ment]” as part of
“a seven-month[] campaign to disrupt [his] educational programming.” Dkt. #55 at 32
(citing Sec. Am. Cpt. ¶¶ 43, 45, 51 and 58). However, the “harassment” he cites is the same
conduct by county employees that he cited in support of his First Amendment retaliation
claim. (Plaintiff does not allege that defendant Hanson threatened to fire him because he was
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from another state, so I need not consider that issue.) Asking plaintiff questions, disagreeing
with his views and requiring him to perform administrative tasks are not fundamental
restrictions on plaintiff’s ability to practice his profession. Accordingly, I am dismissing
plaintiff’s claim under the privileges and immunities clause for plaintiff’s failure to state a
claim upon which relief may be granted.
Plaintiff includes a sentence in his opposition brief that he “would also seek leave to
amend and add an alternative pleading of Equal Protection,” dkt. #55, at 32, but I conclude
that plaintiff has forfeited a claim under the equal protection clause. In the January 25, 2017
order, the court noted that plaintiff’s claim under the privileges and immunities clause could
be reframed as a claim under the equal protection clause. Dkt. #36 at 27. Despite the
court’s suggestion, plaintiff chose to focus solely on the privileges and immunities clause in
his second amended complaint, leading defendants to do the same thing in their motions to
dismiss. Johnson v. Cypress Hill, 641 F.3d 867, 873 (7th Cir. 2011) (“There must be a point
at which a plaintiff makes a commitment to the theory of [his] case.”) (internal quotations
and alterations omitted).
In any event, even if I considered plaintiff’s claim under an equal protection theory,
it would not state a claim upon which relief may be granted. The conduct plaintiff cites as
“harassment” is simply not sufficiently adverse to qualify as discrimination that violates the
equal protection clause. Cf. Lloyd v. Swifty Transportation, Inc., 552 F.3d 594, 602 (7th Cir.
2009) (reprimands not sufficiently severe to support employment discrimination claim).
Further, plaintiff’s own allegations contradict any view that he was assigned administrative
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tasks because he was from another state. Rather, plaintiff alleges that the changes to his job
were the result of budget cuts imposed by the state legislature. Sec. Am. Cpt. ¶¶ 37-40 and
83, dkt. #38; Alam v. Miller Brewing Co., 709 F.3d 662, 666-67 (7th Cir. 2013) (if plaintiff
includes inconsistent allegations in complaint, more specific allegations are controlling).
C. Defamation
A defamation claim under Wisconsin law requires the plaintiff to prove that a
statement (1) was spoken to someone other than the person defamed; (2) is false; (3) is
unprivileged; and (4) tends to harm the defamed person’s reputation so as to lower him in
the estimation of the community or to deter third persons from associating or dealing with
him. Torgerson v. Journal/Sentinel, Inc., 210 Wis. 2d 524, 534, 563 N.W.2d 472, 477
(1997); Hart v. Bennet, 2003 WI App 231, ¶ 21, 267 Wis. 2d 919, 941, 672 N.W.2d 306,
317.
In plaintiff’s first amended complaint, his only allegation relating to defamation was
that defendant Keeney “insinuated” during the March 16, 2016 hearing that plaintiff had
submitted an “improper” invoice to the county. First Am. Cpt., dkt. #14, at ¶¶ 49-51. The
court concluded that the allegation did not state a claim because plaintiff did “not identify
the alleged defamatory comment or otherwise explain what he mean[t] by the words
‘insinuated’ and ‘improper.’ Without more context, it is impossible to determine whether the
comment might harm Brown’s reputation.” Dkt. #36 at 36-37 (citing Wesbrook v. Ulrich,
90 F. Supp. 3d 803, 808 (W.D. Wis. 2015) (dismissing defamation claim because “the
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allegations are too vague and conclusory as to the actual content of the alleged defamatory
statements”)).
Plaintiff’s allegations in his second amended complaint have not moved him any closer
to the mark. He now says that defendant Keeney “implied [during the March 16, 2016
hearing] that Plaintiff submitted an improper payment voucher.” Sec. Am. Cpt. ¶ 98, dkt.
#38. That is essentially the same allegation that the court found to be insufficient in the
January 25, 2017 order. Plaintiff still does not identify the statement Keeney made or
explain what Keeney believed to be “improper” about the invoice. Accordingly, I conclude
that plaintiff has failed to state a claim upon which relief may be granted with respect to his
defamation claim against defendant Keeney. Further, because the court gave plaintiff an
opportunity to provide more information but he chose not to do so, it would be futile to
allow plaintiff to amend his complaint again. Alam, 709 F.3d at 666-67 (“Leave to replead
need not be allowed in cases of repeated failure to cure deficiencies by amendments
previously allowed.”) (internal quotations omitted). This conclusion makes it unnecessary
to consider defendant Keeney’s alternative argument that plaintiff’s defamation claim is
preempted by the Wisconsin Worker’s Compensation Act.
D. Tortious Inteference
To prevail on a claim for tortious interference of a contact, a plaintiff must prove the
following elements: (1) a contract or a prospective contractual relationship between the
plaintiff and a third party; (2) intentional interference with that relationship by the
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defendant; (3) a causal connection between the interference and damages; and (4) the lack
of privilege or other justification for the interference. Wolnak v. Cardiovascular & Thoracic
Surgeons of Central Wisconsin, S.C., 2005 WI App 217, ¶ 14, 287 Wis. 2d 560, 574, 706
N.W.2d 667, 675.
I understand plaintiff to be alleging that county employees interfered with his
employment contract in two ways: (1) attempting to get him fired; and (2) requiring him to
perform administrative tasks for the county at the expense of educational programming. I
conclude that the first allegation fails to state a claim upon which relief may be granted, but
I will allow plaintiff to proceed on the second claim.
Plaintiff’s allegation that unknown county employees attempted to get him fired is a
nonstarter because it is undisputed that those efforts were unsuccessful. In fact, as noted
above, plaintiff alleges that UW-Extension administrators assured him that they rebuffed the
efforts of the county employees, who had no authority to fire plaintiff.
Plaintiff cites Wolnak, 2005 WI App 217 at ¶ 36, for the proposition that he does not
have to prove he was fired because interference includes not just “abandonment or
nonperformance of the contract” but also “making the plaintiff's performance of the contract
more expensive or onerous.” Plaintiff has stated the law correctly, but that law does not
support his claim. He identifies no way in which the efforts of the county employees made
his ability to perform his contract more expensive or onerous. Again, plaintiff alleges that
state administrators rejected the complaints of county employees. He does not allege that the
University of Wisconsin-Extension disciplined him or even conducted an investigation into
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any concerns raised by the county. Accordingly, I am dismissing the tortious interference
claim as to the allegation that unknown county employees tried to get plaintiff fired.
As to plaintiff’s second allegation, that members of Agriculture and Extension
Committee interfered with his contract by giving him county administrative tasks to perform,
it is a close question, but I conclude that plaintiff has pleaded the bare minimum facts
necessary to state a claim for tortious interference with a contract. On one hand, this claim
seems questionable because the contract plaintiff attaches to his complaint contemplates that
plaintiff would be “accountable to the Agriculture and Extension Education Committee of
Grant County regarding county program needs . . . and to the Grant County Cooperative
Extension department head for county administrative matters.” Sec. Am. Cpt., dkt. #38, exh.
1, ¶ 13. It is somewhat of a stretch to say that defendants were “interfering” with plaintiff’s
contract when the contract itself required plaintiff to perform county tasks. On the other
hand, plaintiff alleges that the committee members were requiring him to perform
administrative tasks at the expense of his educational programming and went so far as to
direct plaintiff to limit the time he spent on that programming. Id. at ¶ 105. If that is true,
it may be possible for plaintiff to prove that the committee members intentionally interfered
with his ability to perform his contractual duties with the UW-Extension, so I am denying
the county defendants’ motion to dismiss as to this claim. Of course, at summary judgment
or trial, plaintiff will have to adduce specific evidence supporting each element of tortious
interference with a contract.
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ORDER
IT IS ORDERED that
1. Pursuant to plaintiff Shannon Brown’s motion for voluntary dismissal, dkt. #52,
plaintiff’s second amended complaint is DISMISSED as to defendant Jason Beier.
2. The motion to dismiss filed by defendants Matthew Hanson and Jason Beier, dkt.
#48, is DENIED as to plaintiff’s claim that defendant Hanson retaliated against plaintiff for
exercising his right to free speech. The motion is GRANTED in all other respects.
3. The motion to dismiss filed by defendants Robert Keeney, John Patcle, Patrick
Schroeder, Grant Loy, Mark Stead, Roger Guthrie and Daniel Timmerman, dkt. #50, is
DENIED as to plaintiff’s claim that defendants Patcle, Schroeder, Loy, Stead, Guthrie and
Timmerman tortiously interfered with plaintiff’s contract with the University of WisconsinExtension by requiring him to perform county tasks. The motion is GRANTED in all other
respects. The second amended complaint is DISMISSED as to defendant Keeney and the
John Doe defendants.
4. All defendants included in the first amended complaint but omitted from the
second amended complaint, including the State of Wisconsin and Grant County, are
DISMISSED.
Entered this 19th day of June, 2017.
BY THE COURT:
/s/
__________________________________
BARBARA B. CRABB
District Judge
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