Erika Jacobs v. Clayton County Solicitor Gener, et al
Filing
Opinion issued by court as to Appellant Erika Jacobs. Decision: Affirmed. Opinion type: Non-Published. Opinion method: Per Curiam. The opinion is also available through the Court's Opinions page at this link http://www.ca11.uscourts.gov/opinions.
Case: 16-15910
Date Filed: 04/17/2017
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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 16-15910
Non-Argument Calendar
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D.C. Docket No. 1:15-cv-04308-WSD
ERIKA JACOBS,
Plaintiff-Appellant,
versus
CLAYTON COUNTY SOLICITOR GENERAL OFFICE,
CLAYTON COUNTY STATE COURT OFFICE,
CLAYTON COUNTY SHERIFF DEPARTMENT,
Defendants-Appellees.
________________________
Appeal from the United States District Court
for the Northern District of Georgia
________________________
(April 17, 2017)
Before HULL, MARTIN and ANDERSON, Circuit Judges.
PER CURIAM:
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Erika Jacobs, proceeding pro se and in forma pauperis, appeals the sua
sponte dismissal of her 42 U.S.C. § 1983 action after she failed to file an amended
complaint within the extended deadline. After review, we affirm.
I. BACKGROUND
In December 2015, Jacobs filed her pro se complaint against the Clayton
County Solicitor General’s Office, the Clayton County State Court Office, and the
Clayton County Sheriff’s Department, alleging retaliation, sexual harassment,
violation of her constitutional rights, and “Malice/Conspiracy.” Jacobs’s claims
arose out of her arrest for missing a court date in Clayton County State Court. In
short, Jacobs alleged that employees of the defendants: (1) engaged in various
conduct designed to cause her to miss her court date and be arrested; (2) then
denied her a phone call to bond out of jail; and (3) mistreated her while she was in
jail, all in retaliation for another federal lawsuit Jacobs had filed against the City of
Riverdale Police Department.
On April 1, 2016, the district court conducted a frivolity review pursuant to
28 U.S.C. § 1915(e)(2)(B) and determined that Jacobs’s complaint did not comply
with the pleading requirements of Federal Rules of Civil Procedure 8 and 10. The
district court ordered Jacobs to file an amended complaint that complied with
Rules 8 and 10 on or before April 15, 2016. The district court cautioned Jacobs
that failure to comply with the order would result in dismissal of her action
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pursuant to Northern District of Georgia Local Rule 41.3(A)(2), which authorizes
the district court to involuntarily dismiss a civil case for want of prosecution if the
plaintiff, after notice, fails to comply with a court order. See N.D. Ga. L.R.
41.3A(2). The district court also advised Jacobs that it would not provide her with
any further opportunities to amend her deficient pleadings.
The district court later granted Jacobs’s motion for an extension of time and
extended the deadline to amend her complaint to April 27, 2016. The district court
again warned Jacobs that failure to comply with the court’s order would result in
dismissal pursuant to Local Rule 41.3(A)(2).
Jacobs, however, did not file an amended complaint until April 29, 2016,
two days after the extended deadline had expired. Jacobs wrote a note at the
bottom of the amended complaint stating that it was “sent on time April 27, 2016.”
On August 22, 2016, the district court entered an order dismissing Jacobs’s
amended complaint pursuant to Local Rule 41.3(A)(2) for failure to comply with a
lawful court order. The district court explained:
Plaintiff failed to comply with the Court’s April 1st Order and its
April 18th Order, after twice being advised that failure to comply
would result in dismissal of this action, and after being advised that no
further extensions of time would be granted. Plaintiff claims she
mailed her Amended Complaint by the April 27, 2016 deadline, but
the Court specifically required her to file it by that date. Under the
circumstances, dismissal under Local Rule 41.3(A)(2) is warranted.
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The district court noted that Jacobs was a “frequent filer of frivolous lawsuits” and
admonished Jacobs that it would “strictly construe any future deadlines.”
Alternatively, the district court concluded that Jacobs’s amended complaint
must be dismissed under § 1915(e)(2)(B) as frivolous. The district court concluded
that Jacobs’s § 1983 claims clearly lacked merit because: (1) the Clayton County
State Court Office and the Clayton County Solicitor General’s Office were not
“persons” under § 1983; (2) a sheriff’s department is not a legal entity subject to
suit under § 1983; and (3) Jacobs’s amended complaint failed to allege both a
policy or custom of Clayton County and a causal link between a such a policy or
custom and her alleged constitutional deprivations; rather Jacob’s amended
complaint relied on the impermissible theory of respondeat superior liability.
II. DISCUSSION
A.
Rule 41(b) Dismissals
Under Federal Rule of Civil Procedure 41(b), a district court has the
authority to dismiss an action for failure to comply with local rules or a court
order. See Fed. R. Civ. P. 41(b); see also N.D. Ga. L.R. 41.3(A)(2); Betty K
Agencies, Ltd. v. M/V Monada, 432 F.3d 1333, 1337 (11th Cir. 2005). A
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dismissal under Rule 41(b) is an adjudication on the merits and is thus a dismissal
with prejudice unless the district court states otherwise. Fed. R. Civ. P 41(b).1
Dismissal with prejudice is a sanction of last resort and is proper only if the
district court finds: (1) “a clear record of delay or willful conduct” and (2) “that
lesser sanctions are inadequate to correct such conduct.” Zocaras v. Castro, 465
F.3d 479, 483-84 (11th Cir. 2006) (quoting Betty K Agencies, 432 F.3d at 1339);
Kilgo, 983 F.2d at 192. As to the first prong, mere delay will not suffice, rather, a
finding of the extreme circumstances necessary to support the sanction of dismissal
with prejudice must, at a minimum, be based on evidence of willful delay; simple
negligence does not warrant dismissal. Kilgo, 983 F.2d at 192-93. As to the
second prong, we will occasionally infer from the district court’s decision that it
implicitly found that lesser sanctions would not suffice, but we have “never
suggested that the district court need not make the finding.” Id. at 193. That said,
“dismissal [with prejudice] upon disregard of an order, especially where the
litigant has been forewarned, generally is not an abuse of discretion.” Moon v.
Newsome, 863 F.2d 835, 837 (11th Cir. 1989).
B.
Dismissal of Jacobs’s Action under Rule 41(b)
Here, Jacobs filed her amended complaint on April 29, 2016, the date it was
received by the clerk’s office. There is no merit to Jacobs’s argument that her
1
We review dismissals under Rule 41(b) for an abuse of discretion. Betty K Agencies,
432 F.3d at 1337.
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amended complaint was timely because she placed it in the mail on April 27, 2016.
Under the Federal Rules of Civil Procedure, a pleading is “filed” when it is
delivered to a clerk or to a judge who agrees to accept it for filing, not when it is
delivered to the post office for mailing. See Fed. R. Civ. P. 5(d)(2); cf. Haney v.
Mizell Mem’l Hosp., 744 F.2d 1467, 1472 (11th Cir. 1984) (explaining that a
notice of appeal is “filed” for purposes of Federal Rules of Appellate Procedure 3
and 4 when it is actually received and that “simply depositing the notice in the mail
is not the same as filing it”). Although a “mailbox rule” akin to the one Jacobs
describes applies to pro se prisoners, such a rule has not been extended to other pro
se litigants, who are expected to comply with all procedural rules. See Houston v.
Lack, 487 U.S. 266, 274-75, 108 S. Ct. 2379, 2384-85 (1988) (leaving undisturbed
the general rule in civil cases that filing occurs when the clerk receives the
pleading, but carving out a “mailbox rule” for pro se prisoners); Albra v. Advan,
Inc., 490 F.3d 826, 829 (11th Cir. 2007). Thus, Jacobs’s amended complaint was
not timely filed under Rule 5(d)(2) and did not comply with the filing deadline in
the district court’s April 18, 2016 order.
Furthermore, we cannot say the district court abused its discretion by
dismissing Jacob’s action with prejudice under Rule 41(b). The district court
extended the deadline once and warned Jacobs twice that if she failed to comply
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with the court-ordered deadline, her action would be dismissed. Despite being
forewarned, Jacobs did not file her amended complaint on April 27, 2016.
In addition, there was a record of willful delay by Jacobs given that: (1) she
had already asked for, and received, one extension of time; (2) she was a “frequent
filer” who should have been familiar with the filing procedures; and (3) she was
repeatedly warned that her action would be dismissed if the filing deadline was not
met. Further, the district court’s multiple warnings and its admonition that Jacobs,
as a serial filer of frivolous actions, must strictly comply with any deadlines in the
future implied a finding that lesser sanctions would not suffice. See Kilgo, 983
F.2d at 193.
Under these circumstances, the district court was within its discretion to
dismiss Jacobs’s amended complaint with prejudice under Rule 41(b) for failure to
comply with the district court’s order. Alternatively, we agree with the district
court that dismissal of Jacobs’s amended complaint with prejudice was also
appropriate under § 1915(e)(2)(B) because, for the reasons the district court
explained, the named defendants could not be held liable under § 1983 for the
constitutional violations alleged in her amended complaint. Because we affirm the
district court’s dismissal of Jacobs’s action with prejudice, we deny as moot
Jacobs’s request that a different district judge be assigned to her case.
AFFIRMED.
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