USA v. Micheline Eppolito

Filing

Opinion issued by court as to Appellant Micheline Eppolito. Decision: Affirmed. Opinion type: Non-Published. Opinion method: Per Curiam. The opinion is also available through the Court's Opinions page at this link http://www.ca11.uscourts.gov/opinions.

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Date Filed: 07/07/2017

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[DO NOT PUBLISH]

IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 16-15945
Non-Argument Calendar
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D.C. Docket No. 2:16-cr-14010-DMM-1

UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
MICHELINE EPPOLITO,
Defendant-Appellant.
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Appeal from the United States District Court
for the Southern District of Florida
________________________
(July 7, 2017)
Before ED CARNES, Chief Judge, JORDAN and ROSENBAUM, Circuit Judges.
PER CURIAM:

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Micheline Eppolito was charged with one count of knowingly possessing
unauthorized access devices with the intent to defraud, in violation of 18 U.S.C.
§ 1029(a)(3), and with five counts of aggravated identity theft, in violation of 18
U.S.C. § 1028A(a)(1). She pleaded not guilty and proceeded to trial. After both
the government and Eppolito rested, the district court held a charge conference
outside of the presence of the jury. The court rejected Eppolito’s proposed
instruction that to find her guilty of aggravated identity theft the jury first had to
find her guilty of access device fraud. The district court then instructed the jury on
the relevant law, including instructing it that it was required to “consider each
crime . . . separately” and that if it “[found] the [d]efendant guilty or not guilty of
one crime, that must not affect [the] verdict for any other crime.”
The jury then began deliberating and during those deliberations it sent the
district court a number of written questions. One of those questions asked whether
the jury could find Eppolito guilty of aggravated identity theft even if it found her
not guilty of access device fraud. Eppolito argued, as she did with her earlier
proposed jury instruction, that the jury had to find that she committed the predicate
offense of access device fraud before it could find her guilty of aggravated identity
theft. The district court again disagreed with Eppolito’s argument, and it
responded to the jury’s question by instructing, in relevant part, that “[y]ou must
consider each crime and the evidence relating to it separately.”
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The jury then sent the district court another written question, this time
pointing to the instruction defining the “intent to defraud” element of the crime of
access device fraud. The definition given in the initial instructions stated that
“intent to defraud” meant “act[ing] with intent to deceive or cheat, usually for
personal financial gain or to cause financial loss to someone else.” In its question
to the district court, the jury asked: “[I]f the trade was for drugs vs. money was
there ‘personal financial gain?’ Does it have to be financial gain or loss
specifically [or] does the term cover goods or services in exchange for the stolen
doc[uments ?]”
The district court suggested that it provide the jury with a definition of
“usually” as part of its answer to that question, but Eppolito objected, and
contended that for the court to define words within the definition of “intent to
defraud” would be a “recipe for disaster.” She also proposed that the court respond
by referring the jury to the definition of “intent to defraud” provided in the jury
instructions. The district court disagreed and answered the jury’s question by
stating:
“Usually” means something that is expected by reason of previous
experience, which shows it to occur more often than not. Personal
financial gain is not required. The essential question is the intent to
defraud which is solely for you to determine based on the instructions
and the evidence in the case.

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The jury eventually found Eppolito guilty of all six counts, and the district court
sentenced her to 30 months imprisonment. This is her appeal.
Eppolito first contends that the district court’s response to the jury’s question
about “intent to defraud” was a misstatement of the law because it instructed the
jury that the “intent to defraud” element of access device fraud did not require
finding that she had the purpose of receiving a financial gain or causing someone
else to suffer financial loss. As an initial matter, Eppolito failed to preserve this
argument. See United States v. Rodriguez, 398 F.3d 1291, 1298 (11th Cir. 2005).
“To preserve an issue for appeal, ‘one must raise an objection that is sufficient to
apprise the trial court and the opposing part of the particular grounds upon which
appellate relief will later be sought.’” United States v. Straub, 508 F.3d 1003,
1011 (11th Cir. 2007) (quoting United States v. Dennis, 786 F.2d 1029, 1042 (11th
Cir. 1986)). While Eppolito argued that the district court’s answer to the jury’s
question was a “recipe for disaster,” she did not assert that the district court’s
answer misstated the law or misled the jury. As a result, we review it for plain
error only. See Rodriguez, 398 F.3d at 1298.
“An appellate court may not correct an error the defendant failed to raise in
the district court unless there is: ‘(1) error, (2) that is plain, and (3) that affects
substantial rights.’” Id. (quoting United States v. Cotton, 535 U.S. 625, 631, 122
S. Ct. 1781, 1785 (2002)). “If all three conditions are met, an appellate court may
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then exercise its discretion to notice a forfeited error, but only if (4) the error
seriously affects the fairness, integrity, or public reputation of judicial
proceedings.” Id. (quoting Cotton, 535 U.S. at 631, 122 S. Ct. at 1785).
To the extent that the district court should have instructed the jury that it
could find an intent to defraud only if it found that Eppolito had both an intent to
deceive and a purpose of causing another to suffer financial loss or bringing about
her own financial gain, that error was not plain. We have noted that “[i]ntent to
defraud has often been defined as ‘the specific intent to deceive or cheat, for the
purpose of either causing some financial loss to another, or bringing about some
financial gain to one’s self.’” United States v. Klopf, 423 F.3d 1228, 1240 (11th
Cir. 2005) (emphasis added) (quoting United States v. Peden, 556 F.2d 278, 280
(5th Cir. 1977)). But we have not held that the intent to defraud can be shown only
if the defendant has both the intent to deceive and the purpose of causing financial
loss or receiving financial gain. As a result, any error the district court made in
answering the jury’s “intent to defraud” question was not plain. See United States
v. Olano, 507 U.S. 725, 734, 113 S. Ct. 1770, 1777 (1993) (“At a minimum, court
of appeals cannot correct an error pursuant to [plain error review] unless the error
is clear under current law.”).
Eppolito also contends that the district court erred by both (1) declining to
instruct the jury that it could find her guilty of aggravated identity theft only if it
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first found her guilty of access device fraud, and (2) telling the jury, in response to
one of its questions, that it could find her guilty of aggravated identity theft even if
it found her not guilty of access device fraud. Both arguments depend on whether
a guilty verdict for aggravated identity theft is incompatible with a not guilty
verdict for an underlying predicate offense (here, access device fraud).
We need not decide whether the district court’s refusal to instruct the jury
(and answer its question) in the manner Eppolito requested was error because, even
if it were, the error was harmless. See United States v. Robison, 505 F.3d 1208,
1222–23 (11th Cir. 2007) (“The government bears the burden of establishing that
the jury charge error was harmless.”) (quotation marks omitted). Even if the jury
had been instructed that it could not find Eppolito guilty of aggravated identity
theft unless it first found her guilty of access device fraud, the jury would have
found her guilty of aggravated identity theft because it found her guilty of access
device fraud.1 For that reason, any error was harmless.
AFFIRMED.

1

Eppolito does not contend that the evidence was insufficient for the jury to find her
guilty of access device fraud and, as we have already discussed, the district court did not plainly
err in its response to the jury’s question about that crime.
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