Cariou v. Prince

Filing 61

1st SUPPLEMENTAL INDEX, in lieu of record, FILED.[301342] [11-1197]

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK

I

U.S.C.A. # _'..!.......!.\_----L.\\-'--C\-L-(...I..--_

U.S.D.C. # -=O~__=~_
JUDGE:

_'__"_

\\~.

F-,'rst- SUPPLEMENTAL INDEX TO THE RECORD ON APP AL
PREPARED BY (NAME) :

FIRM:~~~~~~~~~~~

ADDRESS:

"

~~"""-'----'"'~""'-='-''-'-=-'--_ _ _ _ _ _ _ _ _ _ _~

___________- .__

~~~~~~~~~~__~~~~______~__

PHONENO.: __~~~~~~~__~~______~~~__~__
DISTRICT COURT DOCKET ENTRIES ------------------------­

f

DOCUMENT DESCRIPTION
SUPPLEMENTAL CLERK'S CERTIFICATE

1.

.

2.

#

(6'MQli)\\( t)\i\\'O\-\-

c::.

f\ \D f\\t\(\~\ \: "StMdV\t ,\:,001.\(0 1(-i (\({ ',r,:

3. \''t..\{\\'<)'\-')L~%lr<:d \(J\rL\U\c)\1tn ~\)l\Th£\ 0~'l(j:.S}~'\~J~l'1 - (Il¥\~(.\' .. ~"",
I'!..

4. !V

~~.... ,~
?J "t? '

'" ~1 ;::;..

-::;:::._ _ . . ­
••

:---------------------------------~~

,

7. __________________________________
8.

~~~~~~

9. _____________________________
Rev. II03!!1

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
Date:

--?-~h=-~~-C-----~~-\-~---------------------------------------------

? \L\\(\~'\~c::J

5 -2 Co - \\

USCA NO. ~",--............ ___
q-,--=t-

-v­
KKVlc\td ~\{\(el DdqD'&\dV"\ bL\\\e.J'j. \\\C.: I L6.\J...t(J'(e
6\\cA ~\ ~D\\ \\\\C/W\C.\-\Lt\l-.\ RlQ\k~mcn '5, \ nc..)

6~"SfaY\, SDNY NO. """"-,OJ----=.'-'-----'-.,.,,.--r­
JUDGE: ~\~~~---l.o..~\ts

______________________________________________________________

~~ti~ci~~_

Extract of Docket Entries

,

"""""

~\c

,"
':P'
DATE

51 \JJ \()

DOCUMENTS DESCRIPTION

A

'512:5) Ib

1\

Ruby J. Krajl.k, C l e r . /

B&b_4
De))1;ij'Clerk

II

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF NEW YORK

U.S.C.A. #

I

~-=--....:.-.:..-_ _ _-..;:-­

-y-

In Testimony Whereof, I have caused the seal of said Court to be hereunto affixed, at the City
of New York, this ')..-{.. L-r.>ay of M;:
In this year of our Lord, Two Thousand _ _
Eleven, and the Independence of the United States this 235 th year.

_

"~

I

Ruby J. KrajiCk,Cle't..,V

By
Deputy Clerk

Rev. 1/0311 1

https:llecf.nysd.circ2.dcnlcgi-binlDktRpt.pl?484678976361 066-L_6 ...

SDNY CMJECF Version 4.1.1

APPEAL, ECF

u.s. District Court
Soutbern District of New York (Foley Square)
CIVIL DOCKET FOR CASE #: 1:08-cv-1l327-DAB
Date Filed: 12/3012008
Jury Demand: Both
Nature of Suit: 820 Copyright
Jurisdiction: Federal Question

Cariou v. Prince et al
Assigned to: Judge Deborah A. Batts
Cause: 28: 1338 Copyright Infringement
Plaintiff

represented by Daniel J. Brooks
Schnader, Harrison, Segal & Lewis
140 Broadway, Suite 3100
New York, NY 10005-lIOI
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Patrick Cariou

Eric Alwin Boden
Schnader Harrison Segal & Lewis LLP
140 Broadway
Suite 3100
New York, NY 10005
[phone]
Fax: [phone]
Email: [e-mail]
ATI'ORNEY TO BE NOTICED

V.
Defendant
Richard Prince

represented by Steven Michael Hayes
Hanly Conroy Bierstein Sheridan Fisher & Hayes, LLP
112 Madison Avenue
r ,,)
New York, NY 10016
[phone]
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
A170RNEY TO BE N011CED p');'

T: .

):>

rEric J. Maurer
~ /.
Boies, Schiller & Flexner LLP
5301 Wisconsin Avenue NW
Washington, DC 20015
[phone]
Fax: [phone]
PRO HAC VICE
ATTORNEY TO BE NOT7CED
George F. Carpinello
Boies, Schiller & Flexner LLP (FL)
401 Easl Las Olas Boulevard
Suite 1200
Fort Lauderdale, FL 3330 I
5184340600
Fax: [phone]
Email: [e-mail]
A170RNEY 10 BE NOTICED
Jonathan David Schiller
Boies Schiller & Flexner LLP
575 Lexington Avenue
New York, NY 10022
(212) 446-23002388x
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOnCED

RUBY 1. KRAJICK
CLERK OF COURT

BY_6---=:::=1iiiiiiiiiiii~~.~· .. "'"P~
.,..... " - . . ,.~
Deputy Clerk

.• ....,...,.,
..

lof6

Joshua Schiller
Boies, Schiller & Flexner, LLP(NYC}
575 Lexington Avenue
New York, NY 10022
[phone]
Fax: (212) 446·2350
Email: [e-mail]

5/26/2011 11 :05 AM

SDNY CMlECF Version 4.1.1

https:llecf.nysd.circ2.dcnlcgi-binlDktRpt.pl?484678976361066-L_6...

A1TORNEY TO BE N011CED
Defendant

Gagosian Gallery,lDc.

represented by Hollis Anne Bart
Withers Bergman, LLP
430 Park Avenue, 10th Fir.
New York, NY 10022
(212) 848·9800

Fax: [phone]

Email: [e-mail]

LEAD A17VRNEY

A/fORNEY 1'0 BE NOTICED

Dara GUwit Hammerman

Withers Bergman, LLP

430 Park Avenue, 10th Fir,

New York, NY 10022

(212)·848.9802

Fax: (212) 848·9888

Email: [e-mail]

A17'ORNEY TO BE NOTICED

Defendant

Lawrence Gagoslan

represented by Hollis Anne Bart
(See above for address)
LEAD A17'ORNEY

A17'ORNEY TO BE NOTICED

Dara Gllwit Hammerman

(See above for address)

A1TORNEY TO BE NOTICED

Defendant

RiZlOIi International Publications, Ine.

TERMINATED: 02105120/0

represented by Jesse Alan Epstein
Weisman Celler Spelt & Modlin P,C,
445 Park Avenue
New York, NY 10022
(212) 371·5400

Email: [e-mail]

LEAD A17VRNEY

A1TORNEY TO BE NOTICED

Cross Claimant

RiZlOIi International Publications, IDe.

TERMINATED: 02105120/0

represented by Jesse Alan Epstein
(See above for address)
LEAD A1TORNEY

A1TORNEY TO BE NOTICED

V.

Cross Defendant
Richard Prince
TERMiNATED: 0311912010

represented by Steven Michael Hayes
(See above for address)
LEAD A1TORNEY

A17'ORNEY TO BE NOTICED

Cross Defendant
Gagosian Gallery, IDc.

represented by Hollis Anne Bart
(See above for address)
LEAD AITORNEY

A1TORNEY TO BE NOTICED

Dara Gilwit Hammerman

(See above for address)

A17'ORNEY TO BE NOTICED

Cross Defendant
Lawrence Gagosian

represented by Hollis Anne Bart
(See above for address)
LEAD A1TORNEY

A17'ORNEY TO BE NOTICED

Dara GHwit Hammerman

(See above for address)

A1TORNEY TO BE NOTICED

Cross Claimant
Richard Prince
TERMINATED: 0311912010

20f6

represented by Steven Michael Hayes
(See above for address)
LEADA1TORNEY

A170RNEY TO BE N011CED

5/26/2011 11:05 AM

https://ecf.nysd.circ2.dcnlcgi-binlDktRpt.pJ?484678976361066-L_6 ...

SDNY CM/ECF Version 4.1.1

V.
Cross Defendant

Ri=1i International Publicatiollll, Inc.
TERMINATED: 0210512010

Docket Text

#

: Date Filed

represented by Jesse Alan Epstein
(See above for address)
LEAD ATTORNEY
ATrORNEYTO BE NOnCED

1 COMPLAINT against Richard Prince, Gagosian Gallery, Inc., Lawrence Gagosian, Rizzoli International Publications, Inc. (Filing Fee $ 350.00,

12/30/2008

Receipt Number 673608)Document filed by Patrick Cariou.(ama) (Entered: 01/05/2009)
SUMMONS ISSUED as to Richard Prince, Gagosian Gallery, Inc., Lawrence Gagosian, Rizzoli International Publications, Inc.
01105/2009)

1213012008

12130/2008

Magistrate Judge Douglas F. Eaton is so designated. (ama) (Entered: 01 /()'i/2009)

12130/2008

I (Entered:

Case Designated ECF. (ama) (Entered: 0110512009)

12/30/2008

Mailed notice to Register of Copyrights to report the filing

101114/2009

.f

101114/2009

. (sma) (Entered: 0\10512009)

;! AFFIDAVIT OF SERVICE. Service was accepted by Chad

AFFIDAVIT OF SERVICE. Service was accepted by Chad
Document filed by Patrick Cariou. (Brooks, Daniel) (Entered: 01114/2009)
,(Authr.ri7pn
Document filed by Patrick Cariou. (Brooks, Daniel) (Entered: 01114/2009)

0111412009

~

AFFIDAVIT OF SERVICE. Document filed by Patrick Cariou. (Brooks, Daniel) (Entered: 01/14/2009)

,01/1412009

2

AFFIDAVIT OF SERVICE. Document filed by Patrick Cariou. (Brooks, Daniel) (Entered:

01114/2009

Q AMENDED COMPLAINT amending} Complaint against Richard Prince, Gagosian Gallery, Inc., Lawrence Gagosian, Rizzoli International

14/2009)

Publications, Inc .. Document filed by Patrick Cariou. Related document: 1 Complaint filed by Patrick Cariou.(dle) (Entered: 01/15/2009)

1

STIPULATION AND ORDER: It is hereby stipulated and agreed by and bet"een the parties that the time for defendants' to answer, move, or

othern.ise respond to the amended complaint is extended to and including 2117/2009. (Signed by Judge Deborah A. Batts on 1129/2009) (jpo)

: (Entered: 01130/2009)

1!

STIPULATION AND ORDER: It is hereby stipulated and agreed by and between the parties that the time for defendant Ri7.zoli International
Publications, Inc. to answer, move or otherwise respond to the amended complaint is extended to March 3,2009. (Signed by Judge Deborah A.
Batts on 211712009) (jpo) (Entered: 02l18/2009)

02/17/2009

9

STIPULATION AND ORDER: It is hereby stipulated and agreed by and between the parties that the time for defendants Richard Prince,
Gagosian Gallery, Inc., and Lawrence Gagosian, to answer, move or otherwise respond to the amended complaint is extended to March 3,2009.
(Sigoed by Judge Deborah A. Batts on 2117/2009) (jpo) (Entered: 02118/2009)

03/0312009

lQ

NOTICE OF APPEARANCE by Steven Michael Hayes on behalf of Richard Prince (Hayes, Steven) (Entered: 03/0312009)

03/03/2009

.u

RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Richard Prince. (Hayes, Steven) (Entered:
03/0312009)

-'2

ANSWER to Amended Complaint with JURy DEMAND. Document filed by Richard Prince. Related document: Q Amended Complaint filed by
Patrick Cariou.(Hayes, Steven) (Entered: 03/03/2009)

01/2912009

I

02117/2009

_ .......

I

03/03/2009
I

03/03/2009

1;1 NOTICE OF APPEARANCE by Hollis Anne Bart on behalf of Gagosian Gallery, Inc., Lawrence Gagosian (Bart, Hollis) (Entered: 03/03/2009)

03/03/2009

H

: ANSWER to Amended Complaint. Document filed by Gagosian Gallery, Inc., Lawrence Gagosian. Related document: Q Amended Complaint
filed by Patrick Cariou.(Bart, Hollis) (Entered: 03/0312009)

03/04/2009

i

12

: NOTICE OF APPEARANCE by Dara Gilwit Hammerman on behalf of Gagosian Gallery, Inc., Lawrence Gagosian (Hammerman, Dara)
. (Entered: 03/04/2009)

! 03/0612009

lQ RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Gagosian Gallery, Inc., Lawrence Gagosmn.

I

(Hammerman, Dara) (Entered: 03/06/2009)

Ii'

: 03117/2009

RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identitying RCS MediaGroup S.p.A as Corporate Parent. Document filed by Rizzoli
International Publications, Inc .. (Epstein, Jesse) (Entered: 03117/2009)

I

0311712009

11!

03/17/2009

12

! NOTICE OF APPEARANCE by Jesse Alan Epstein on behalf of Rizzoli International Publications, Inc. (Epstein, Jesse) (Entered: 03/17/2009)

ANSWER to Amended Complaint., CROSSCLAIM against Richard Prince, Gagosian Gallery, Inc., Lawrence Gagosian. Document filed by
Rizzoli International Publications, Inc .. Related document: Q Amended Complaint filed by Patrick Cariou.(Epstein, Jesse) (Entered: 03/17/2009)

03/2312009

2Q ANSWER to Crossclaim. Document filed by Gagnsian Gallery, Inc., Lawrence Gagosian.(Bart, Hollis} (Entered: 03123/2009)

0312412009

;U

ANSWER to Crossclaim., CROSSCLAIM against Rizzoli International Publications, Inc .. Document filed by Richard Prince.(Hayes, Steven)
(Entered: 03/24/2009)

• 04/30/2009

~

RULE 26 DISCLOSURE. Document filed by Patrick Cariou.(Brooks, Daniel) (Entered: 04/30/2009)

04/30/2009

n

06119/2009

M

i

I

I

30f6

RULE 26 DISCLOSURE.Document filed by Richard Prince.(Hayes, Steven) (Entered: 04/30/2009)
i

SCHEDULING ORDER: Except for good cause explicitly set forth by letter and shown, all discovery, including expert discovery, shall be
commenced in time to be completed by 2/1/10. The court expects discovery to be completed within 60 days of the first scheduling conference
unless, after the expiration of that 60 day period, aU counsel stipulate that an additional period oftime (not to exceed 60 more days) is needed to
complete discovery, and the Court approves such extension, A party contemplating making a dispositive motion must notity opposing counsel by
3/1/10. Proposed Requests to Charge and Proposed \bir Dire shall be submitted by 3126/10. Joint Pre-trial Statement (" JPTS"): A JPTS shall be
submitted by 3126/10. The JPTS shall conform to the Court's Individual Practices and Supplemental Trial Procedure Rules. Memoranda of Law
addressing those issues raised in the JPTS shall be submitted by 3/26/10. Responses to the Memoranda shall be submitted by 4/9/10. There shall
be no replies. Dual track mediation and discovery. Private mediation split 4 ways. (Signed by Judge Deborah A. Batts on 6/19/2009) (rw)
Entered: 06119/2009

5/26/2011 11 :05 AM

https:llecfnysd.circ2.dcnlcgi-binIDktRpt.pl?484678976361066-L_6 ...

SDNY CMJECF Version 4.1.1

08/ 10/2009

I

~ STIPULAlED PROlECTIVE ORDER. ..regarding procedures to be followed that shall govern the handling of confidential material.... (Signed by

t--_ _ _-1r--_ _t-J_u_dge_D_e_bo_ra_h_A_.B_att_s on 811012009) (ife) (Entered: 08/10_/2_00_9...;.)_ _ _ _ _ _ _ _ _ _ _ _.

02105120 I 0

21'i STIPULATION AND ORDER OF DISMISSAL: All claims by plaintiff Patrick Cariou against Rizzoli International Publications, Inc. are
dismissed with prejudice and without costs to any party as against the other. (Signed by Judge Deborah A. Batts on 215110) (die) (Entered:

r------~

0210512010)

0210512010

'P ENOORSED LETTER addressed to Judge Deborah A. Batts from Steven M.

03/19/2010

~2

0410612010

JQ ENDORSED LETTER: addressed to Judge Deborah A. Batts from Hollis Generka Bart dated 3126120 lOre: Counsel for defendant request that
the Court amend its Order dated March 19, 20 I 0 by adjourning the deadline for the parties to file their respective motions for summary judgment
from Monday, May 2, 20 I 0 to Friday, May 7, 20 IO. ENDORSEMENT: So Ordered. (Signed by Judge Deborah A. Batts on 4/6/20 I0) (is)
(Entered: 04/0612010)

04/2312010

.:11 ENDORSED LETIER addressed to Judge Deborah A. Batts from Daniel J. Brooks dated 4/21110 re: counsel for plaintiff requests leave of the

dated 1127110 re: counsel for defendants request an
extension of the
ENDORSEMENT: Denied.
Deborah A. Batts on 215110)
(Entered: 0210512010)
.....-~..- ..~.........................................................................:..................:'.....................................-............................... -.......:...:::...- ....::.........-::..............................................-..-....................:.....:....... :··:..•...._-_····················..·..· · ....·..·..1
2ll ORDER: The Court is in receipt of and has reviewed Plaintiffs letters dated February 8 and February 19, 2010 and Defendants' letter dated
03119/2010
February 17, 2010. Both Partics request permission to file for summary judgment. The Court hereby grants Parties' requests to cross move for
summary judgment. Plaintiff and Defendants shall file and serve their moving papers, respectively, within 45 days of the date of this Order. Each
Party shall respond within 30 days of being served with the opposing side's moving papers. Parties may reply within 10 days of being served with
a response, at which time the motions will be fully·submitted. (Signed by Judge Deborah A. Batts on 3119/2010) (lro) Modified on 3/3012010
(tro). (Entered: 0312212010)
STIPULATION AND ORDER OF DISMISSAL: NOW, THEREFORE, IT IS HEREBY ORDERED, whereas no party hereto is an infant or
incompetent person for whom a committee has been appointed and no person not a party has an interest in the subject matter of the action, upon
the Stipulation and Agreement between the undersigned attorneys of record for the Defendant Richard Prince and the undersigned attorneys of
record for Defendant Rizzoli International Publications, Inc., that, pursuant to Rule 41 (a)(2)and (c) of the Federal Rules of Civil Procedure, all
cross·claims by Rizzoli International Publications, Inc., against Richard Prince are dismissed 'With prejudice, and "ithout costs to any party as
against the other. (Signed by Judge Deborah A. Batts on 311912010) (is) (Entered: 03122/2010)

-----~-----------------------~

Court to file in hard copy two books which will be attached as exhIbits to the attorney declaration in support of plaintiffs summary judgment
motion to be filed with the Court by May 7. 2010, We further request leave to dispense with service on defeodants of copies of the books, as,
it came to our attention that defendants were in
of both of these books and, therefore, will not be prejudiced by not
of the books. ENDORSEMENT: Granted.
Deborah A. Batts on 4/23/10)
(Entered: 04123120 I0)
0510512010

.:3.2 ENDORSED LETTER addressed to Judge Deborah A. Batts from Steven M. Hayes dated 515110 re: counsel requests an adjournment of the date
for filing the motions for summary judgment from
7 until May 14,2010. ENDORSEMENT: Granted. (Motions due by 5/5/2010.) (Signed by
Judge Deborah A. Batts on 515/10) (djc) (Entered:

0510712010

JJ ENDORSED LETTER addressed to Judge Deborah A. Batts from Hollis Gonerka Bart dated 513120 lOre: Requesting permission to submit a

joint memorandum of law in support of defendants' motion for summary judgment; Requesting leave of the Court to file in hard copy relevant
musical recordings photocopies of Yes Rasta book, and other copies of images which will be attached as exhibits to affidavits in support of
defendants' moving brief and which are too large to submit electronically via ECF; and Requesting that the Court treat all of the names of
Gagosian Gallery's clients as confidential. ENOORSEMENT: Denied, Granted and Denied respectively. (Signed by Judge Deborah A. Batts on
____-+-___
51712010) (ipo)Modified on 511712010 (ipo). (Entered: 05110/2010)

11

MOTION for Summary Judgment. Document filed by Patrick Cariou.(Brooks, Daniel) (Entered: 0511412010)

05/14/2010

l§

DECLARATION of Eric Doeringer in
Exhibit A, # ~ Exhibit B, # J Exhibit "vn._~I."

05114/2010

n

0511412010

~

05114/2010

l'1 FILING ERROR - DEFIOENT DOCKET ENTRY - DECLARATION of Daniel J. Brooks (part 2) in Support re:;31 MOTION for Summary
Judgment.. Document filed by Patrick Cariou. (Attachments: # .t Exhibit M, # ::I. Exhibit M-I part I, # ;l Exhibit M·l part 2, #:1. ExhIbit M-2, # ~
Exhibit M-3, # § Exhibit M-4, # .7 Exhibit N part I, # .!! Exhibit N part 2, # 2 Exhibit N part 3, # 1.Q Exhibit N part 4XBrooks, Daniel) Modified

•05114/2010

05114/2010

MEMORANDUM OF LAW in Support re: ;14 MOTION for Summary Judgment.. Document filed by Patrick Cariou, (Brooks, Daniel) (Entered:
05/1412010)
FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION ofDaniel J. Brooks in Support re: 11 MOTION for Summary Judgment..
Document filed by Patrick Cariou, (Attachments: # J Exhibit A, # ~ Exhibit B, # ~ Exhibit C, #.~ Exhibit D, # ~ Exhibit E part I, # q Exhibit E
part 2, #.7 ExhibitF, # ~ Exhibit G, # 2 Exhibit H, # JQExhibit I, # U. Exhibit J, # H ExhibitK, # JlExhibit L, # 11 Exhibit L-I, # lJ Exhibit
• L-2)(Brooks, Daniel) Modified on 5118/2010 (iar). (Entered: 05/1412010)

on 5/18/2010

(Entered: 05/1412010)

05/1412010

iQ FILING ERROR - DEFICIENT DOCKET ENTRY· DECLARATION of Daniel J. Brooks (part 3) in Support re: 11 MOTION for Summary
JUU!S'H<'OU •• Document filed by Patrick Cariou, (Attachments: # 1 Exhibit N part 5, # ;I Exhibit N part 6, #;1 Exhibit N part 7, #:1: Exhibit N part 8,
N part 9, # Q Exhibit N part 10, # .7 Exhibit N part 1I)(Brooks, Daniel) Modified on 5/18/2010 (jar). (Entered: 0511412010)

0511412010

:li FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION ofDanieT J. Brooks (part 4) in Support re: 14 MOTION for Summary
Judgment.. Document filed by Patrick Cariou, (Attachments: # J Exhibit N part 12, # .~. Exhibit N part 13, #~. Exhibit N
14, # Exhibit N
16, # §Exhibit N
17, # Z Exhibit N
18)(Brooks, Daniel) Modified on 511812010
part 15, # ~ Exhibit N

0511412010

.4.7 FILING ERROR DEFICIENT DOCKET ENTRY· DECLARATION of Daniel J Brooks (part 5) in Support re: J..'1 MOTION for Summary
Judgment. Document filed by Patrick Cariou. (Attachments: # 1 Exhibit N part 19, # ~ Exhibit N part 20, # ;I Exhibit 0, #:! Exhibit P, # ~
Exhibit Q, # § Exhibit R, # 7. Exhibit S, # .~ Exhibit T part I, # 2 Exhibit T part 2, # JQ Exhibit T part 3, # 11 Exhibit T part 4)(Brooks, Daniel)

05/14/2010

±;l FILING ERROR· DEFICIENT DOCKET ENTRY - DECLARATION of Daniel J. Brooks (part 6) in Support re: l± MOTION for Summary
Judgment.. Document filed by Patrick Cariou, (Attachments: # .!. Exhibit U part I, #::1. Exhibit U part 2, # ;l Exhibit U part 3, # ±Exhibit U part 4,
# .2 Exhibit U part 5, # i':>Exhibit U part 6, # 7. Exhibit U part 7)(Brooks, Daniel) Modified on 5118/2010 (iar). (Entered: 0511412010)

Modified on 511812010

1-..··. . . . . . . . . . . . ·.. . ·....-" ..·............ ·..1..·....···

. .......

. ................................... ........ . ...................................._ _..............................................................- ....................................._

.................­

05/14/2010

!

40f6

11

FILING ERROR· DEFICIENT DOCKET ENTRY - DECLARATION ofDaniel J. Brooks (part 7) in Support re: .~.:1: MOTION for Summary
Judgment.. Document filed by Patrick Cariou. (Attachments: # 1 Exhibit U part 8, # fExhibit U part 9, # J Exhibit U part 10, # 4. Exhibit U part
II, # .2 Exhibit U part 12, # (:) Exhibit U part 13, #.7 Exhibit U part 14, # Jl. Exhibit U part 15)(Brooks, Daniel) Modified on 5118/2010 (jar).
(Entered: 05114/2010)

05114/2010

~

MOTION for Summary Judgment Document filed by Richard Prince, GagOsian Gallery, Inc., Lawrence Gagosmn. Responses due by
611 41201 0(Bart, Hollis) (Entered: 0511412010)

5/2612011 11:05 AM

https:llecf.nysd.circ2.dcnlcgi-binlDktRptpl?484678976361066-L_6...

SDNY CMlECF Version 4.1.1

• 05/14/2010

1§ FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Daniel 1. Brooks (part 8) in Support re: M MOTION for Summary
Judgment.. Document filed by Patrick Cariou. (Attachments: # J Exhibit Upart 16, # ZExhibit V, #~. Exhibit V-I, #:1 Exhibit W, # ;;Exhibit
# § Exhibit Y part I, # ZExhibit U part 2, # l! Exhibit U part 3, # 2 Exhibit Y part 4, # lQ Exhibit Y part 5XBrooks, Daniel) Modified on
5/18/2010 Gar). (Entered: 05114/2010)

X,

05/1412010

11

FILING ERROR DEFICIENT DOCKET ENTRY - DECLARATION of Daniel 1. Brooks (part 9) in Support re: M MOTION for Summary
Judgment.. DQcument filed by Patrick Cariou. (Attachments: # Exhibit Y
6, # 2. Exhibit Y part 7, # } Exhibit Y part 8, # 1 Exhibit Y part 9,
# .5. Exhibit Y part 10, #§ Exhibit Y part II, # 7 Exhibit Y part
Modified on 5118/2010 Gar). (Entered: 05114/20 I 0)

05/14/2010

i!!

AFFIDAVIT of Hollis Gonerka Bart in Support re::li MOTION for Summary Judgment.. Document filed by Richard Prince, Gagosian Gallery,
Inc., Lawrence Gagosian. (Attachments: # I. Exhibit A, # Z Exhibit B, # J Exhibit C, # .<l Exhibit 0, # 2. Exhibit E, # () Exhibit F, # Z Exhibit G
Part I of 2, # l!. Exhibit G - Part 2 of 2, # 2 Exhibit H, # lQ Exhibit I, # .11 Exhibit #.!1. Exhibit K, # J) Exhibit L, # 11 Exhibit M, # 12 Exhibit
Exhibit T, # ~ Exhibit U - Part I of 2, #
Exhibit U ­
N, # .t§ Exhibit 0, # II Exhibit P, # .tl! Exhibit Q, # 12 Exhibit R, # ZQ Exhibit S, #
Part 2 of2, # ~4. Exhibit V, # 2.? Exhibit W, #f§ Exhibit X, #
Exhibit Y, #
Z, # 2.2 Exhibit AA, # :!Q Exhibit BB, # Exhibit CC,
# }1 Exhibit DO, # ~} Exhibit EE)(Bart, Hollis) (Entered: 05/14/2010)

n

n

05/1412010

42

n

AFFIDAVIT of Richard Prince in Support re: 45 MOTION for Summary Judgment. Document filed by Richard Prince, Gagosian Gallery, Inc.,
Lawrence Gagosian. (Attachments: # 1 Exhibit A)(Bart, Hollis) (Entered: 05/1412010)

~------~------~--

05/14/2010

2Q MEMORANDUM OF LAW in Support re: 12. MOTION for Summary Judgment. Document filed by Richard Prince, Gagosian Gallery, Inc.,

05114/2010

i1

• Lawrence
i

(Bart, Hollis) (Entered: 05114/2010)

FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Daniel J. Brooks (part 10) in Support re:
MOTION for Summary
Judgment.. DQcument filed by Patrick Cariou. (Attachments: # 1 Exhibit Y part 13, # 7 Exhibit Y part 14, # .~
Ypart 15, # "Exhibit Y
part 16, # 1 Exhibit Z, # § Exhibit AA, # ZExhibit BB, # !i Exhibit CC, # 12 Exhibit DO, # !Q Exhibit EE, # li Exhibit FF, # 11 Exhibit GG, # il
Exhibit HH, # J1. Exhibit II, # 1~ Exhibit JJ, # !§ Exhibit KK, #
Exhibit LL, # .18 Exhibit MM, # 12 Exhibit NN, # 29. Exhibit 00, # ~
Exhibit PP, # :?f Exhibit QQ, # 2.~Exhibit RR, # ~4 Exhibit
Modified on 5/18/2010 Gar). (Entered: 05114/2010)

0_5_/I_4_12_0_I_O__+-~_i.._2+R_UL~E_56.1 ~'[A2E_MENT_. DQcument filed by Richard Prince, Gagosian Gallery, Inc., Lawrence Gagosian. (Bart, Hollis) (Entered:~5_/_14_/2_0_IO)
__

f-i

05117/2010

53 . COMPOSITE EXHIBIT A TO AFFIDAVIT OF DEFENDANT RlCHARD PRINCE IN SUPPORT OF DEFENDANTS' MOTION FOR
SUMMARY JUDGMENT (relevant photocopies of Yes Rasta book, and other copies of images which will be attached hereto). DQcument filed
by Richard Prince, Gagosian Gallery, Inc., Lawrence Gagosian....Accepted for filing by the Honorable Deborah A Batts on sntiO (document
#33)(mro) (Entered: 05/17/2010)

05118/2010

05/1812010

• "NOTE TO ATTORNEY TO RE-FILE DOCUMENT· DEFICIENT DOCKET EN1RY ERROR Note to Attorney Daniel Brooks to RE-FILE
Document 11 Declaration in Support of Motion, ,,~ Declaration in Support of Motion, 1Q Declaration in Support of Motion, 1§ Declaration in
Support of Motion, 11 Declaration in Support of Motion, i! Declaration in Support of Motion" ~ Declaration in Support of Motion, i2.
Declaration in Support of Motion, l!!. Declaration in Support of Motion, TI Declaration in Support of Motion. ERROR(S): Multiple entries of the
same document in order to accommodate exhibits are not accepted. (jar) (Entered: 05/18120 I0)
~

DECLARATION of Daniel J. Brooks in Support re:.H MOTION for Summary Judgment.. Document ftled by Patrick Cariou. (Attachments: # 1
· Exhibit A, # f. Exhibit B, #;> Exhibit C, #:1 Exhibit 0, #:5. Exhibit E part I, # .6. Exhibit E part 2, # Z Exhibit F, # .~ Exhibit G, # 12 Exhibit H, #lQ
Exhibit I, # liExhibit J, # gExhibit K, # U Exhibit L, # 11 Exhibit L-I and L.2, # ~ Exhibit M toM-4, # J6:Exhibit N, # llExhibit 0, # ll!
Exhibit P, # 12 ExhibitQ, # 2.9 Exhibit R, # II Exhibit S, # 7.7. Exhibit T, # 2) Exhibit U, # ~.:! Exhibit V and V-I, # 4.2. Exhibit W, # 2.§Exhibit
Exhibit
#
Exhibit DD, #
Exhibit EE, # M Exhibit FF, # }?
X, # .'1,.7 Exhibit Y, # f.~ Exhibit Z, # f.2 Exhibit AA, # IQ Exhibit BB, #
Exhibit GG, # JQ Exhibit HH, #
Exhibit II, # dl! Exhibit JJ, # J2 Exhibit KK, #
#
MM' # 12. Exhibit NN, # 4J
Exhibit 00, # 41 Exhibit PP, # 4~ Exhibit QQ, # 4Q Exhibit RR, # 11 Exhibit SS)(Brooks,
05/18/2010)

n

n

05125/20 I0

55

06/1412010

!

i()

EXHIBITS(attached to Declaration ofDaniel 1. Brooks): "Yes Rasta" authored
Document filed by Patrick Cariou....Accepted for filing by the Honorable
0512512010)
DECLARATION of Daniel 1. Brooks in Opposition re::li MOTION for Summary Juugm.,,,,..
Exhibit DXBrooks, Daniel) (Entered:

i .1 Exhibit A, # Z Exhibit B, # J Exhibit C, # i
06/14/2010

iZ

MEMORANDUM OF LAW in Opposition re: 12. MOTION for Summary Judgment.. Document filed by Patrick Cariou. (Brooks, Daniel)
(Entered: 06/14/2010)

0611412010

~

COUNTER STATEMENT TO if Rule 56.1 Statement Document filed

06/14/2010

.29

MEMORANDUM OF LAW in Opposition re: ::>.1 MOTION for Summary Judgment.. Document filed by Richard Prince, Gagosian Gallery, Inc.,
Lawrence
Hollis) (Entered:

r ... · ..

-----.~·----+·

06/1412010

......-..

~

06/14/2010)

.................................................................-................... - .....................--.----.........--....-.........-- ..--...-----.-,

§O i COUNTER STATEMENT TO 12 Rule 56.1 Statement Document filed by Richard Prince, Gagosian Gallery, Inc., Lawrence Gagosian. (Bart,
· Hollis)(Entered: 06/14/2010)

06114/2010

§! AFFIDAVIT of Hollis Gonerka Bart in Opposition re: M MOTION for Summary Judgment. Document filed by Richard Prince, Gagosian
Gallery, Inc., Lawrence
Exhibit G, # 1! ExhibitH,

(Attachments: #.1. Exhibit A, # 7. Exhibit B, # 1 Exhibit C, # 1. Exhibit 0, # ~ Exhibit E, # § Exhibit F, # .7
Hollis) (Entered: 06114/2010)

06114/2010

§2 AFFIDAVIT of Richard Prince in Opposition re: J4 MOTION for Summary Judgment. Document filed by Richard Prince, Gagosian Gallery,
Inc., Lawrence Gagosian. (Attachments: # 1 Exhibit A)(Bart, Hollis) (Entered: 0611412010)

06/24/2010

§}

REPLY MEMORANDUM OF LAW in Support re: }<I MOTION for Summary Judgment.. DQcument filed by Patrick Cariou. (Brooks, Daniel)
(Entered: 06124/2010)

06124/2010

2:1

RESPONSE to Defendantc" Counter-Statement of Uncontested Material Facts PW'suant to Local Rule 56. J. Document filed by Patrick Cariou.
(Brooks, Daniel) (Entered: 06/24/20 I0)

0612412010

Q?

REPLY AFFIRMATION of Daniel 1. Brooks in Support re:;;" MOTION for Summary Judgment. Document filed
(Attachments: # .I. Exhibit A, # ~ Exhibit B, #~. Exhibit C, # :I Exhibit 0
I, # i Exhibit 0

06124/2010
Gallery, Inc., Lawrence

! 06/24/2010

0612412010

50f6

§Z REPLY AFFIDAVIT of Hollis Gonerka Bart in Opposition re: :li MOTION tor Summary Judgment.. Document filed by Richard Prince,
Gagosian Gallery, Inc.,
(Attachments: # J Exhibit A, # 2 Exhibit B, # } Exhibit C - Part I of3, # <I Exhibit C Part 2 oD, #
5 Exhibit C - Part 3
06/24/2010)
Inc., Lawrence Gagosian. (Bart,

5126/2011 11:05 AM

https:/lecf.nysd.circ2.dcnicgi-biniDktRpt.pl?484678976361 066-L_6...

SDNY CMlECF Version 4.1.1

·

,
07/0112010

2'1

ENDORSED LE1TER addressed to Judge Deborah A. Batts from Daniel J. Brooks dated 7/1110 re: counsel requests that the Court direct the
Clerk's Office to accept in hard copy and enter on the docket sheet plaintiffs notice of motion, Local Rule 56.1 Statement and supporting
declarations and exhibits, including my May 7, 2010 declaration. which has attached to it a number of exhibits in color which we were unable to
file through ECF. ENDORSEMENT: Granted. (Signed
Judge Deborah A. Batts on 711/10) (djc) (Entered: 07/0212010)

07/0712010

70

MOTION for Sununary Judgment pursuant to Rule 56 of the FRCP. Document filed by Patrick Cariou. "'Rule 56.1 statement, Brooks
Deelaration,
Declaration and Exhibits attached hereto. (Accepted for filing in hard copy by the Honorable Deborah A. Batts On
7/1/10, document

03/18/2011

11

MEMORANDUM AND ORDER: Defendants shall notify in writing any current or future owners of the Paintings of whom they are or become
aware that the Paintings infringe the copyright in the Photographs, that the Paintings were not lawfully made under the Copyright Act of 1976,
and that the Paintings cannot lawfully be displayed under 17 U.S.C. § 109(c). That the Parties shall appear before this Court on May 6, 20 II at
11 :00 am for a status conference regarding damages, profits, and Plaintiffs costs and reasonable attorney's fees. (Signed by Judge Deborah A.
Batts on 3118/2011)
(Entered: 03118/2011)

, 0312412011

12

NOTICE OF APPEARANCE by Jonathan David Schiller on behalf ofRichard Prince (Schiller, Jonathan) (Entered: 03/24120 I

03/24/2011

0312~~20~1~1__~__~Ll~:~~~~~~~~~~~~~~~~~~0~n~be~h~al~f~of~R~i~ch~a~ro~P~rin~c:e~~~~~~~~~~~0~3,~~~~~2~0~(12)__________~
' JOINT NOTICE OF APPEAL from Il Memorandum & Order. Document filed by Lawrence Gagosian, Gagosian Gallery, Inc., Richard Prince.
$ 455.00, receipt number E 933143. (nd) Modified on 3/28/20 II (nd). (Entered: 03/28/2011)

03/25/2011

of Notice of Appeal to the District
!~n:snU"'lU"1

03/28/2011)

of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re:

?2 Joint Notice ofAppeal. (nd) (Entered:

Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for <I: Affidavit of Service Complaints filed
: by Patrick Cariou, H: Answer to Amended Complaint filed by Gagosian Gallery, Inc., Lawrence Gagosian, J Complaint filed by Patrick Cariou,
Jl Endorsed Letter, Set Deadlines/Hearings"" Ql! Rule 56.1 Statement filed by Gagosian Gallery, Inc., Richard Prince, Lawrence Gagosian, If
Notice of Appearance filed by Richard Prince, :411. Affidavit in Support of Motion,,, filed by Gagosian Gallery, Inc" Richard Prince, Lawrence
Gagosian, ~ Protective Order, 14 Notice of Appearance filed by Richard Prince, sA Declaration in Support of Motion"" filed by Patrick Cariou,
12 Rule 7.1 Corporate Disclosure Statement filed by Gagosian Gallery, Inc., Lawrence Gagosian, IQ Answer to Crossclaim filed by Gagosian
Gallery, Inc., Lawrence Gagosian, ZStipulation and Order, Set DeadlineslHearings" Q Amended Complaint filed by Patrick Cariou, 'il
Memorandum of Law in Opposition to Motion filed by Patrick Cariou, .45.. MOTION for Summary Judgment. filed by Gagosian Gallery, Inc.,
Richard Prince, Lawrence Gagosian, 11 Endorsed Letter" 2J! Counter Statement to Rule 56.1 filed by Patrick Cariou, £ Affidavit of Service
Complaints filed by Patrick Cariou, 52 Declaration in Opposition to Motion filed by Patrick Cariou, £J Rule 26 Disclosure filed by Richard
Prince, Ql Affidavit in Opposition to Motion, filed by Gagosian Gallery, Inc., Richard Prince, Lawrence Gagosian, ~ Stipulation and Order of
Dismissal, ;U Answer to Crossclaim, filed by Richard Prince, 21 Endorsed Letter, ;4 Scheduling Order,,,, 'J1 Memorandum of Law in Support of
Motion filed by Patrick Cariou, 15. Notice of Appearance filed by Gagosian Gallery, Inc., Lawrence Gagosian, §g Counter Statement to Rule
56.1 filed by Gagosian Gallery, Inc., Richard Prince, Lawrence Gagosian, Lf Answer to Amended Complaint filed by Richard Prince, J£:,
Declaration in Support of Motion filed by Patrick Cariou,!U. Affidavit in Opposition to Motion filed by Gagosian Gallery, Inc., Richard Prince,
: Lawrence Gagosian,1j Notice of Appearance filed by Gagosian Gallery, Inc., Lawrence Gagosian, 2J! Order" §1 Reply Affidavit in Opposition
to Motion, filed by Gagosian Gallery, Inc" Richard Prince, Lawrence Gagosian, 15 Notice of Appeal filed by Ga!,'Osian Gallery, Inc., Richard
Prince, Lawrence Gagosian, l1! Notice of Appearance filed by Ri7.zoli International Publications, Inc., lQ Notice of Appearance filed by Richard
Prince, :?'! MOTION for Summary Judgment filed by Patrick Cariou, d.Q Endorsed Letter, Set DeadlinesiHearings" ,t'il Affidavit in Support of
Motion filed by Gagosian Gallery, Inc., Richard Prince, Lawrence Gagosian,;l Affidavit of Service Complaints filed by Patrick Cariou, 2.Q
Memorandum of Law in Support of Motion filed by Gagosian Gallery, Inc., Richard Prince, Lawrence Gagosian, ~ Affidavit of Service
Complaints filed by Patrick Cariou, 12 Answer to Amended Complaint, Crossclaim filed by Rizzoli International Publications, Inc.,:?~
Stipulation and Order of Dismissal", ff. Rule 26 Disclosure filed by Patrick Cariou, 2)_ Reply Memorandum of Law in Support of Motion filed by
Patrick Cariou, 11 Notice of Appearance filed by Richard Prince, ;g Endorsed Letter, Set DeadJinesiHearings" M Response filed by Patrick
Gagosian Gallery, Inc,. Richard Prince, Lawrence Gagosian, 11 Rule 7.1 Corporate Disclosure Statement
Cariou, g Rule 56.1 Statement filed
filed by Richard Prince, J:Z Rule 7.1
Disclosure Statement filed by Rizzoli International Publications, Inc,,!l. Stipulation and Order, Set
DeadlinesiHearings" Q2 Endorsed Letter" Stipulation and Order, Set DeadlincsIHearings" 52 Memorandum of Law in Opposition to Motion
filed by Gagosian Gallery, Inc., Richard
Lawrence Gagosian, 22 Reply Memorandum of Law in Oppisition to Motion filed by Gagosian
Gallery, Inc., Richard Prince, Lawrence
Rule 56, I Statement filed by Patrick Cariou, 11 Order, Set DeadlineslHearings"" were
transmitted to the U.S. Court

03/28/2011

04/06/2011

.£2

04113/2011

12 1 STIPULATION OF COUNSEL: Pursuant to Judge Batts' Order dated April 6, 2011, the parties agree that the names and addresses in the March

ORDER defendants shall provide Plaintiff with unredacted
of the notices sent to the owners no later than 4/18/11. Should Defendants
cOlnfi,ientialtreatment, they shall submit a stipulated confidentiality agreement,
believe that information contained in those notices
singed by all Parties, no later than 4112/11. (Signed
Deborah A. Batts on 4/6111) (cd) (Entered: 04107/20(1)
: 28, 2011 letters sent by Defendants to the owners ofthc paintings shall be treated as confidential pursuant to the Protective Order dated August
10,2009, (Signed by Judge Deborah A Batts on 4/13/2011) Upo) (Entered: 04/13/2011)
.'~~--~--

04/14/20 II

l!!

MOTION for Eric J. Maurer to Appear Pro Hac Vice. Document filed

..... - - - - - - - l

Richard Prince,(rnbe) (Entered:

CASHIERS OFFICE REMARK on Z!l. Motion to Appear Pro Hac Vice in the amount of$25.00, paid on 04114/2011, Receipt Number 4146. (jd)
(Entered:

1'l

ORDER: Defendants' request for a stay of these pr(,c~ed~ngs

conference as previously scheduled. •So Ordered1 . 1 __.."1.___

__ ___________ .

____

,~

,~_,_~,,,

.............

"~

,~.Q NOTICE OF CHANGE OF ADDRESS by Eric Alwin Boden on behalf of Patrick Carion. New Address: Schnader Harrison Segal & Lewis LLP,

140 Broadway, Suite 3100, New York, New York, 10005,212-973-8000. (Boden, Eric) (Entered: 04125(2011)
05/04/2011

6 of6

ORDER: The conference previously set for 51612011 is adjourned sine die, (Signed by Judge Deborah A. Batts on 5/4/2011) (jar) (Entered:
05/04/2011)

512612011 11:05 AM