Authors Guild, Inc. v. Hathitrust

Filing 220

DEFERRED APPENDIX, volume 1 of 5, on behalf of Appellant Australian Society Of Authors Limited, Australian Society Of Authors Limited, Authors Guild, Inc., Authors League Fund, Inc., Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, James Shapiro, Daniele Simpson, Danielle Simpson, T.J. Stiles, Sveriges Forfattarforbund, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon and Writers' Union of Canada, FILED. Service date 06/28/2013 by CM/ECF.[978638] [12-4547]

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12-4547-cv United States Court of Appeals for the Second Circuit AUTHORS GUILD, INC., AUSTRALIAN SOCIETY OF AUTHORS LIMITED, UNION DES ECRIVAINES ET DES ECRIVAINS QUEBECOIS, ANGELO LOUKAKIS, ROXANA ROBINSON, ANDRE ROY, JAMES SHAPIRO, DANIELE SIMPSON, T.J. STILES, FAY WELDON, AUTHORS LEAGUE FUND, INC., AUTHORS’ LICENSING AND COLLECTING SOCIETY, SVERIGES FORFATTARFORBUND, NORSK FAGLITTERAER FORFATTERO OG OVERSETTERFORENING, WRITERS’ UNION OF CANADA, PAT CUMMINGS, ERIK GRUNDSTROM, HELGE RONNING, JACK R. SALAMANCA, Plaintiffs-Appellants, (For Continuation of Caption See Inside Cover) _______________________________ ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK JOINT DEFERRED APPENDIX Volume 1 of 5 (Pages A-1 to A-277) EDWARD H. ROSENTHAL JEREMY S. GOLDMAN ANNA KADYSHEVICH FRANKFURT KURNIT KLEIN & SELZ, P.C. 488 Madison Avenue, 10th Floor New York, New York 10022 (212) 980-0120 Attorneys for Plaintiffs-Appellants (For Continuation of Appearances See Inside Cover) v. HATHITRUST, CORNELL UNIVERSITY, MARY SUE COLEMAN, President, University of Michigan, MARK G. YUDOF, President, University of California, KEVIN REILLY, President, University of Wisconsin System, MICHAEL MCROBBIE, President, Indiana University, Defendants-Appellees, NATIONAL FEDERATION OF THE BLIND, GEORGINA KLEEGE, BLAIR SEIDLITZ, COURTNEY WHEELER, Intervenor Defendants-Appellees. W. ANDREW PEQUIGNOT ALLISON M. SCOTT ROACH JOSEPH M. BECK KILPATRICK TOWNSEND & STOCKTON LLP 1100 Peachtree Street, NE, Suite 2800 Atlanta, Georgia 30309 (404) 815-6500 – and – JOSEPH E. PETERSEN ROBERT N. POTTER KILPATRICK TOWNSEND & STOCKTON LLP The Grace Building 1114 Avenue of the Americas, 21st Floor New York, New York 10036 (212) 775-8700 Attorneys for Defendants-Appellees ROBERT J. BERNSTEIN LAW OFFICE OF ROBERT J. BERNSTEIN 380 Lexington Avenue, 17th Floor New York, New York 10168 (212) 551-1068 – and – DANIEL FRANK GOLDSTEIN JESSICA P. WEBER BROWN GOLDSTEIN LEVY LLP 120 East Baltimore Street, Suite 1700 Baltimore, Maryland 21202 (410) 962-1030 Attorneys for Intervenor DefendantsAppellees i TABLE OF CONTENTS (Public Version) Page District Court Docket Entries .................................... A-1 First Amended Complaint, dated October 5, 2011 .... A-66 Defendants’ Joint Answer and Defenses, dated December 2, 2011 .................................................. A-98 Memorandum in Support of the Motion of the National Federation of the Blind and Others to Intervene as Defendants, dated December 6, 2011 A-123 Notice of Motion to Intervene, dated December 9, 2011 .................................................. A-127 Exhibit A to Motion – Declaration of Dr. Marc Maurer, dated December 6, 2011 .................................................. A-130 Defendants-Intervenors’ Joint Answer and Defenses, filed April 12, 2012 ............................... A-136 Declaration of Laura Ginsberg Abelson, for Defendants-Intervenors, in Support of Motion for Summary Judgment, dated June 29, 2012 ............. A-158 Exhibit A to Ginsberg Abelson Declaration – Excerpts from Transcript of Rule 30(b)(6) Deposition of Fredric L. Haber, taken on June 4, 2012 (Reproduced in the Confidential Appendix at pp. CA-1-CA-32) ii Page Exhibit B to Ginsberg Abelson Declaration – Excerpts from Transcript of Rule 30(b)(6) Deposition of Daniel Clancy, taken on June 1, 2012 (Reproduced in the Confidential Appendix at pp. CA-33-CA-40) Exhibit C to Ginsberg Abelson Declaration – Excerpts from Objections and Responses of the Individually Named Plaintiffs to DefendantsIntervenors’ First Set of Interrogatories and First Request for the Production of Documents, dated May 8, 2012 ........................................................... A-160 Exhibit D to Ginsberg Abelson Declaration – Declaration of Georgina Kleege, dated December 5, 2011 .................................................. A-165 Exhibit E to Ginsberg Abelson Declaration – Declaration of Blair Seidlitz, dated December 6, 2011 .................................................. A-167 Exhibit F to Ginsberg Abelson Declaration – Declaration of Courtney Wheeler, dated December 6, 2011 .................................................. A-169 Declaration of Dr. Marc Maurer, for DefendantsIntervenors, in Support of Motion for Summary Judgment, dated June 27, 2012 .............................. A-171 Declaration of George Kerscher, for DefendantsIntervenors, in Support of Motion for Summary Judgment, dated June 28, 2012 .............................. A-180 Declaration of James Fruchterman, for DefendantsIntervenors, in Support of Motion for Summary Judgment, dated June 28, 2012 (Redacted. Complete version reproduced in the Confidential Appendix at pp. CA-50-CA-56) ....... A-194 iii Page Declaration of Paul Aiken, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 28, 2012 ......................................................... A-201 Declaration of T.J. Stiles, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 26, 2012 ......................................................... A-213 Exhibit A to Stiles Declaration – Copyright Registration No. TX0005703845 ......... A-220 Exhibit B to Stiles Declaration – Agreement, dated February 23, 2010 .................... A-223 Exhibit C to Stiles Declaration – Printout from Amazon.com ................................... A-225 Exhibit D to Stiles Declaration – Royalty Statement, dated January 28, 2012 ........... A-227 Declaration of Trond Andreassen, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 22, 2012 ......................................................... A-232 Declaration of Owen Atkinson, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 27, 2012 ......................................................... A-237 Declaration of Pat Cummings, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 28, 2012 ......................................................... A-242 Exhibit A to Cummings Declaration – Work List by Pat Cummings .................................. A-247 Exhibit B to Cummings Declaration – Copyright Registrations ......................................... A-251 Exhibit C to Cummings Declaration – Letter from Rubin Pfeffer to Pat Cummings, dated June 30, 2008 ............................................... A-266 iv Page Declaration of Kelly Duffin, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 28, 2012 ............................................... A-269 Exhibit A to Duffin Declaration – Schedule of Works ................................................. A-274 Exhibit B to Duffin Declaration – Certificate of Appointment of Estate Trustee and Will ........................................................................ A-277 Exhibit C to Duffin Declaration – License issued by the Copyright Board to University of Athabasca ......................................... A-286 Declaration of Francis Farley-Chevrier, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 26, 2012 .............................. A-289 Exhibit A to Farley-Chevrier Declaration – License issued by the Copyright Board to University of Athabasca ......................................... A-294 Declaration of Erik Grundström, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 26, 2012 ......................................................... A-297 Declaration of Louise Hedberg, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 26, 2012 ......................................................... A-302 Exhibit A to Hedberg Declaration – Presentation titled, “Sweden’s Digital Library – ECL a flexible model of Rights Clearance and Marketing Available” ............................................. A-307 Declaration of Jan Terje Helmli, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 27, 2012 ......................................................... A-324 v Page Exhibit A to Helmli Declaration – Agreement between The National Library of Norway and Kopinor, dated June 27, 2012............ A-328 Declaration of Isabel Howe, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 27, 2012 ......................................................... A-334 Exhibit A to Howe Declaration – Schedule of Works ................................................. A-340 Exhibit B to Howe Declaration – Documents Evidencing Transfer of Copyrights .... A-343 Exhibit C to Howe Declaration – Copyright Registration Certificates ....................... A-365 Exhibit D to Howe Declaration – Chain of E-mails .................................................... A-385 Exhibit E to Howe Declaration – Printout from Hathi Trust Digital Library ............. A-388 Declaration of Roxana Robinson, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 26, 2012 ......................................................... A-390 Exhibit A to Robinson Declaration – Schedule of Works ................................................. A-395 Exhibit B to Robinson Declaration – Copyright Registrations ......................................... A-398 Declaration of Helge Rønning, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 27, 2012 ......................................................... A-413 Declaration of André Roy, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 27, 2012 ......................................................... A-418 vi Page Declaration of James Shapiro, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 25, 2012 ......................................................... A-423 Exhibit A to Shapiro Declaration – Copyright Registration........................................... A-427 Declaration of Daniéle Simpson, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 25, 2012 ......................................................... A-430 Declaration of Fay Weldon, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 25, 2012 ............................................... A-434 Exhibit A to Weldon Declaration – Schedule of Works and Copyright Registrations ... A-439 Declaration of John White, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 21, 2012 ......................................................... A-485 Exhibit A to White Declaration – Schedule of Works ................................................. A-492 Exhibit B to White Declaration – Copyright Registration........................................... A-495 Exhibit C to White Declaration – Agreement, dated November 29, 2011 .................. A-516 Exhibit D to White Declaration – Agreement, dated September 1, 2011 .................... A-525 Declaration of Stanley Katz, for Defendants, in Support of Motion for Summary Judgment, dated June 26, 2012 ......................................................... A-534 Exhibit A to Katz Declaration – Curriculum Vitae of Stanley Katz .......................... A-540 vii Page Declaration of Margaret Leary, for Defendants, in Support of Motion for Summary Judgment, dated June 26, 2012 ......................................................... A-555 Declaration of Neil R. Smalheiser, for Defendants, in Support of Motion for Summary Judgment, dated June 26, 2012 ............................................... A-561 Exhibit A to Smalheiser Declaration – Curriculum Vitae of Neil R. Smalheiser, M.D., Ph.D. ...................................................................... A-570 Declaration of Faith C. Hensrud, for Defendants, in Support of Motion for Summary Judgment, dated June 28, 2012 ......................................................... A-598 Exhibit A to Hensrud Declaration – June 2012 Flood in Duluth and the Northland Rain Reports .......................................................... A-607 Exhibit B to Hensrud Declaration – Northland’s NewsCenter Article titled, ”Gov. Walker Declares State Emergency in Northwest Wisconsin,” dated June 26, 2012 ........................... A-610 Exhibit C to Hensrud Declaration – Superior News Article titled, “UWS Flood Damage Estimated at $15 Million” ....................... A-613 Exhibit D to Hensrud Declaration – Northland’s NewsCenter Article titled, “$15 Million in Flood Damages at UWS,” dated June 25, 2012 ......................................................... A-618 Exhibit E to Hensrud Declaration – Superior Telegram Article titled, “UWS Recovers Slowly from Flooding,” dated June 27, 2012 ........ A-620 Expert Report of Professor Daniel Gervais, dated June 28, 2012 ......................................................... A-622 viii Page Exhibit A to Gervais Report – Curriculum Vitae of Daniel Gervais ...................... A-641 Exhibit B to Gervais Report – List of Considered Material ................................... A-659 Exhibit C to Gervais Report – List of Prior Testimony at Trial or Deposition ....... A-660 Declaration of John Wilkin, for Defendants, in Support of Motion for Summary Judgment, dated June 28, 2012 ......................................................... A-661 Exhibit A to Wilkin Declaration – Cooperative Agreement between Google, Inc. and Regents of the University of Michigan/ University Library ................................................. A-690 Exhibit B to Wilkin Declaration – Printout from HathiTrust Digital Library – “Partnership Community” ..................................... A-739 Exhibit C to Wilkin Declaration – Center for Research Libraries Global Resources Network Certification Report of HathiTrust Digital Repository .................................................. A-743 Declaration of Joseph Petersen, for Defendants, in Support of Motion for Summary Judgment, dated June 29, 2012 ......................................................... A-750 Exhibit A to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff The Authors Guild, Inc. to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 20, 2012 ........................................................ A-755 ix Page Exhibit B to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff The Authors League Fund, Inc. to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 20, 2012 ........................................................ A-765 Exhibit C to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff The Australian Society of Authors to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 20, 2012 ........................................................ A-775 Exhibit D to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff The Authors’ Licensing and Collecting Society to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 20, 2012 ...................... A-784 Exhibit E to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff The Writers’ Union of Canada to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 20, 2012 ........................................................ A-793 Exhibit F to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff Trond Andreassen to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 10, 2012 ........................................................ A-802 x Page Exhibit G to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff Pat Cummings to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 10, 2012 ... A-811 Exhibit H to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff Erik Grundström to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 10, 2012 ... A-820 Exhibit I to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff Angelo Loukakis to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 10, 2012 ... A-829 Exhibit J to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff Helge Rønning to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 10, 2012 ... A-838 Exhibit K to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff Roxana Robinson to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated March 28, 2012 . A-847 Exhibit L to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff André Roy to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 10, 2012 ...................... A-856 xi Page Exhibit M to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff J. R. Salamanca to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 10, 2012 ... A-865 Exhibit N to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff James Shapiro to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 10, 2012 ... A-874 Exhibit O to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff Daniele Simpson to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 10, 2012 ... A-883 Exhibit P to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff T.J. Stiles to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 10, 2012 ...................... A-892 Exhibit Q to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff Fay Weldon to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 10, 2012 ... A-901 Exhibit R to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff UNEQ to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 20, 2012 ...................... A-910 xii Page Exhibit S to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff SFF to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 20, 2012 ...................... A-918 Exhibit T to Petersen Declaration – Excerpts from Objections and Responses of Plaintiff NFFO to Defendants’ Second Set of Interrogatories and Requests for the Production of Documents, dated April 20, 2012 ...................... A-926 Exhibit U to Petersen Declaration – Excerpts from Transcript of May 22, 2012 Deposition of Pat Cummings ................................. A-934 Exhibit V to Petersen Declaration – Transcript of May 29 2012 Deposition of Helge Rønning.................................................................. A-949 Exhibit W to Petersen Declaration – Article by Peter Leonard and Timothy R. Tangherlini titled, “Trawling in the Sea of the Great Unread: Sub-Corpus Topic Modeling and Humanities Research” ........................................... A-962 Defendants’ Statement of Material Facts in Support of Motion for Summary Judgment, dated June 29, 2012 ......................................................... A-1000 Declaration of Edward H. Rosenthal, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 29, 2012 (Reproduced herein at pp. A-1235–A-1250) xiii Page Exhibit 1 to Rosenthal Declaration 1 – Transcript from the Deposition of T.J. Stiles, dated May 31, 2012 ............................................... A-1014 Exhibit 2 to Rosenthal Declaration – Transcript from the Deposition of Helge Rønning, dated May 29, 2012................................ A-1017 Exhibit 3 to Rosenthal Declaration – Transcript from the Deposition of Pat Cummings, dated May 22, 2012 ............................................... A-1020 Exhibit 4 to Rosenthal Declaration – Transcript from the Deposition of John White, dated June 8, 2012 ................................................. A-1023 Exhibit 71 to Rosenthal Declaration – Responses to Plaintiffs’ First Set of Interrogatories to Defendant HathiTrust, dated February 8, 2012 .................................................... A-1026 Exhibit 72 to Rosenthal Declaration – Supplemental Responses to Plaintiffs’ First Set of Interrogatories to Defendant HathiTrust, dated April 9, 2012 .......................................................... A-1069 Exhibit 73 to Rosenthal Declaration – Responses to Plaintiffs’ First Set of Interrogatories to Defendant Mark G. Yudof (University of California), dated February 8, 2012 .................................................... A-1077 1 The Transcript from the Deposition of T.J. Stiles, dated May 31, 2012 is attached as Exhibit 3 to the Rosenthal Declaration and the Transcript from the Deposition of Pat Cummings, dated May 22, 2012 is attached as Exhibit 1 to the Rosenthal Declaration. xiv Page Exhibit 75 to Rosenthal Declaration – Responses to Plaintiffs’ First Set of Interrogatories to Defendant Mary Sue Coleman (University of Michigan), dated February 8, 2012 A-1096 Exhibit 78 to Rosenthal Declaration – Responses to Plaintiffs’ First Set of Interrogatories to Defendant Kevin Reilly (University of Wisconsin), dated February 8, 2012 .................................................... A-1148 Exhibit 86 to Rosenthal Declaration – Google search for “secure cheap advertising” at http://books.google.com ........................................ A-1165 Exhibit 94 to Rosenthal Declaration – News Article from the UM Website entitled, “UM Library Statement on the Orphan Works Project,” dated September 16, 2011....................... A-1168 Exhibit 96 to Rosenthal Declaration – Press Release entitled, “Google Checks Out Library Books,” dated December 14, 2004 ........... A-1170 Exhibit 105 to Rosenthal Declaration – Printout of a Screenshot from the HathiTrust Website, dated June 28, 2012................................. A-1173 Memorandum of Law by Plaintiffs in Support of Motion for Summary Judgment, dated June 29, 2012 [Excerpts] ...................................................... A-1175 Plaintiffs’ Statement of Undisputed Material Facts, dated June 29, 2012 (Redacted. Complete version reproduced in the Confidential Appendix at pp. CA-57-CA-82) ....... A-1176.1 Declaration of George Kerscher, in Support of Motion for Summary Judgment, dated June 28, 2012 ......................................................... A-1177 xv Page Exhibit A to Kerscher Declaration – Curriculum Vitae of George Kerscher ................... A-1191 Declaration of Benjamin Edelman, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 27, 2012 (Redacted. Complete version reproduced in the Confidential Appendix at pp. CA-127-CA-145) ... A-1205 Exhibit A to Edelman Declaration – Curriculum Vitae of Benjamin Edelman ............... A-1224 Declaration of Edward H. Rosenthal, for Plaintiffs, in Support of Motion for Summary Judgment, dated June 29, 2012 ............................................... A-1235 Exhibit 5 to Rosenthal Declaration – Transcript from the Deposition of Heather Christenson, dated April 11, 2012 [Excerpts] ........ A-1251 Exhibit 6 to Rosenthal Declaration – Transcript from the Deposition of Paul Courant, dated April 24, 2012 [Excerpts] ............................. A-1256 Exhibit 8 to Rosenthal Declaration – Transcript from the Deposition of Peter Hirtle, dated April 18, 2012 [Excerpts] ............................. A-1268 Exhibit 9 to Rosenthal Declaration – Transcript from the Deposition of John Wilkin, dated April 25, 2012 [Excerpts] ............................. A-1272 Plaintiffs’ Counter-Statement, in Response to Defendants’ Statement of Material Facts in Support of Defendants’ Motion for Summary Judgment, dated July 20, 2012 .............................. A-1288 Plaintiffs’ Opposition to Defendants’ and Defendants-Intervenors’ Motions for Summary Judgment, dated July 20, 2012 [Excerpts] ............. A-1307 xvi Page Declaration of P. Bernt Hugenholtz, in Opposition to Plaintiffs’ Motion for Summary Judgment, dated July 19, 2012 ................................................ A-1310 Exhibit A to Hugenholtz Declaration – Curriculum Vitae of P. Bernt Hugenholtz .............. A-1320 Declaration of Cory Snavely, in Opposition to Plaintiffs’ Motion for Summary Judgment, dated July 20, 2012 (Redacted. Complete version reproduced in the Confidential Appendix at pp. CA-366-CA-375) ... A-1326 Exhibit A to Snavely Declaration – Excerpts from the Deposition Transcript of Benjamin G. Edelman ............................................ A-1336 Declaration of Joseph Petersen, in Support of Defendants’ Opposition to Plaintiffs’ Motion for Summary Judgment, dated July 20, 2012 (Redacted. Complete version reproduced in the Confidential Appendix at pp. CA-376-CA-378) ... A-1345 Supplemental Declaration of John Wilkin, in Support of Defendants’ Motion for Summary Judgment, dated July 26, 2012 .............................. A-1348 Reply Declaration of Joseph Petersen, in Further Support of Defendants’ Motion for Summary Judgment, dated July 26, 2012 .............................. A-1352 Exhibit B to Petersen Declaration – Printout from HathiTrust Digital Library – “Functional Objectives”......................................... A-1354 Declaration of Frederic K. Schroeder, dated July 23, 2012 .......................................................... A-1357 Transcript of August 6, 2012 Proceedings [Excerpts] ............................................................... A-1361 xvii Page Notice of Appeal, dated November 8, 2012............... A-1366 A-1 D Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 1 of 65 CLOSED, APPEAL, ECF U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:11−cv−06351−HB The Authors Guild, Inc. et al v. Hathitrust et al Assigned to: Judge Harold Baer Cause: 17:101 Copyright Infringement Date Filed: 09/12/2011 Date Terminated: 10/12/2012 Jury Demand: None Nature of Suit: 820 Copyright Jurisdiction: Federal Question Plaintiff The Authors Guild, Inc. represented by Edward Henry Rosenthal Frankfurt Kurnit Klein &Selz, P.C. 488 Madison Avenue New York, NY 10022 (212)−980−0120 Fax: (212)−593−9175 Email: erosenthal@fkks.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman Frankfurt Kurnit Klein &Selz, P.C. 488 Madison Avenue New York, NY 10022 (212)980−0120 x705−4843 Fax: (212) 593−9175 Email: jgoldman@fkks.com ATTORNEY TO BE NOTICED Plaintiff The Australian Society Of Authors Limited represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Union Des Ecrivaines Et Des Ecrivains Quebecois represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Pat Cummins represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED A-2 D Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 2 of 65 Plaintiff Angelo Loukakis represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED W. Andrew Pequignot Kilpatrick Townsend &Stockton LLP(GA) 1100 Peachtree Street Suite 2800 Atlanta, GA 30309 (404)−815−6500 Fax: (404)−815−6555 Email: apequignot@kilpatricktownsend.com PRO HAC VICE ATTORNEY TO BE NOTICED Plaintiff Roxana Robinson represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Andre Roy represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff James Shapiro represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Daniele Simpson represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff A-3 D Case: 1:11-cv-6351 T.J. Stiles As of: 02/13/2013 03:16 PM EST 3 of 65 represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Fay Weldon represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff The Authors League Fund, Inc represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Authors' Licensing and Collecting Society represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Sveriges Forfattarforbund represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Norsk Faglitteraer Forfatter0OG Oversetterforening represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff the Writers' Union of Canada represented by A-4 D Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 4 of 65 Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Pat Cummings represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Erik Grundstrom represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Helge Ronning represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Jack R. Salamanca represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff James Shapiro represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Danielle Simpson represented by A-5 D Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 5 of 65 Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff T.J. Stiles represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy Seth Goldman (See above for address) ATTORNEY TO BE NOTICED Plaintiff Fay Weldon represented by Edward Henry Rosenthal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED V. Defendant Hathitrust represented by Alex Seth Fonoroff , S Kilpatrick Stockton, LLP (GA) 1100 Peachtree Street Suite 2800 Atlanta, GA 30309 (404)−815−6436 Fax: (404)−541−3202 Email: afonoroff@kilpatrickstockton.com PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach Kilpatrick Townsend &Stockton LLP(GA) 1100 Peachtree Street Suite 2800 Atlanta, GA 30309 (404) 815−6500 Fax: (404) 815−6555 Email: aroach@kilpatricktownsend.com PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck Kilpatrick Stockton, LLP (GA) 1100 Peachtree Street Suite 2800 Atlanta, GA 30309 (404)−815−6406 Fax: (404)−541−3126 Email: jbeck@kilpatrickstockton.com PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen A-6 D Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 6 of 65 Kilpatrick Townsend &Stockton LLP 1114 Avenue of the Americas 21st Floor New York, NY 10036 (212)775−8700 Fax: (212)775−8800 Email: jpetersen@kilpatricktownsend.com ATTORNEY TO BE NOTICED Robert Nathan Potter Kilpatrick Townsend & Stockton LLP 31 West 52nd Street 14th Floor New York, NY 10019 (212)−775−8751 Fax: (212)−775−8828 Email: rpotter@kilpatricktownsend.com ATTORNEY TO BE NOTICED Ronald Lee Raider Kilpatrick Stockton, LLP (GA) 1100 Peachtree Street Suite 2800 Atlanta, GA 30309 (404)−532−6909 Fax: (404)−815−6555 Email: rraider@kilpatrickstockton.com PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant The Regents Of The University Of Michigan represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED A-7 D Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 7 of 65 Defendant The Regents of the University of California represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant The Board Of Regents Of The University Of Wisconsin System represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant The Trustees Of Indiana University represented by Alex Seth Fonoroff , S (See above for address) A-8 D Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 8 of 65 PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Cornell University represented by Nelson E. Roth Cornell University, Office of University Counsel 300 CCC Building, Garden Avenue Ithaca, NY 14853 607−255−2796 Fax: 607−255−2794 Email: ner3@cornell.edu LEAD ATTORNEY ATTORNEY TO BE NOTICED Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot A-9 D Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 9 of 65 (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Julia Donovan Darlow represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Laurence B. Deitch represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED A-10 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 10 of 65 Defendant Denise Ilitch represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Olivia P. Maynard represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Andrea Fischer Newman represented by A-11 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 11 of 65 Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Andrew C. Richner represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant S. Martin Taylor in his official capacity as the Regents of the University of Michigan represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED A-12 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 12 of 65 Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Katherine E. White in her official capacity as the Regents of the University of Michigan represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Richard C. Blum represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE A-13 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 13 of 65 ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant David Crane represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant William De La Pena represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) A-14 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 14 of 65 PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Russell Gould represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Eddie Island represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen A-15 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 15 of 65 (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Odessa Johnson represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant George Kieffer represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider A-16 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 16 of 65 (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Sherry L. Lansing represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Monica Lozano represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED A-17 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 17 of 65 W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Hadi Makarechian represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant George M. Marcus represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED A-18 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 18 of 65 Defendant Alfredo Mireles, Jr. represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Norman J. Pattiz represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Bonnie Reiss represented by A-19 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 19 of 65 Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Fred Ruiz represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Leslie Tang Schilling represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED A-20 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 20 of 65 Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Bruce D. Varner represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Paul Wachter in his official capacity as the Regents of the University of California represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE A-21 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 21 of 65 ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Charlene Zettel in his official capacity as the Regents of the University of California represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Jeffrey Bartell represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) A-22 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 22 of 65 PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Mark J. Bradley represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Judith V. Crain represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen A-23 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 23 of 65 (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant John Drew represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Tony Evers represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider A-24 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 24 of 65 (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Michael J Falbo represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Edmund Manydeeds represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED A-25 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 25 of 65 W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Katherine Pointer represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Charles Pruitt represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED A-26 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 26 of 65 Defendant Troy Sherven represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Brent Smith represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Michael J. Spector represented by A-27 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 27 of 65 Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant S. Mark Tyler represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Jose F. Vazquez in his official capacity as the Regents of the University of Wisconsin System represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED A-28 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 28 of 65 Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant David G. Walsh in his official capacity as the Regents of the University of Wisconsin System represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant William R. Cast represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE A-29 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 29 of 65 ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Patrick A. Shoulders represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant MaryEllen Kiley Bishop represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) A-30 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 30 of 65 PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Bruce Cole represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Philip N. Eskew, Jr. represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen A-31 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 31 of 65 (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Cora J Griffin represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Thomas E. Reilly, Jr. represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider A-32 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 32 of 65 (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Derica W. Rice in his official capacity as the Trustee of Indiana University represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant William H. Strong in his official capacity as the Trustee of Indiana University represented by Alex Seth Fonoroff , S (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Allison Scott Roach (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph M. Beck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joseph E. Petersen (See above for address) ATTORNEY TO BE NOTICED Ronald Lee Raider (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED A-33 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 33 of 65 W. Andrew Pequignot (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Intervenor Defendant National Federation of the Blind represented by Daniel Frank Goldstein Brown Goldstein &Levy, LLP 120 East Baltimore Street, Suite 1700 Baltimore, MD 21202 (410) 962−1030 Fax: (410)−385−0869 Email: dfg@browngold.com PRO HAC VICE ATTORNEY TO BE NOTICED Jessica P. Weber Brown Goldstein &Levy, LLP 120 E. Baltimore St., Ste. 1700 Baltimore, MD 21202 (443)−257−5885 Fax: (410)−385−0869 Email: jweber@browngold.com PRO HAC VICE ATTORNEY TO BE NOTICED Laura G. Abelson Brown Goldstein &Levy, LLP 120 East Baltimore Street, Suite 1700 Baltimore, MD 21202 (410) 962−1030 Fax: (410) 385−0869 Email: labelson@browngold.com PRO HAC VICE ATTORNEY TO BE NOTICED Peter Jaszi Solo Practitioner 5402 Surrey Street Chevy Chase, MD 20815 (757) 276−1790 Fax: (301) 656−7483 Email: pjaszi@wcl.american.edu PRO HAC VICE ATTORNEY TO BE NOTICED Robert Jay Bernstein The Law Offices of Robert J. Bernstein 380 Lexington Avenue, 17th Floor New York, NY 10022 (212) 551−1068 Fax: (212) 551−1001 Email: rjb@robert−bernsteinlaw.com ATTORNEY TO BE NOTICED Intervenor Defendant The National Federation of the Blind represented by Daniel Frank Goldstein (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jessica P. Weber (See above for address) PRO HAC VICE A-34 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 34 of 65 ATTORNEY TO BE NOTICED Laura G. Abelson (See above for address) ATTORNEY TO BE NOTICED Intervenor Defendant Georgina Kleege represented by Daniel Frank Goldstein (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jessica P. Weber (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Laura G. Abelson (See above for address) ATTORNEY TO BE NOTICED Intervenor Defendant Blair Seidlitz represented by Daniel Frank Goldstein (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jessica P. Weber (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Laura G. Abelson (See above for address) ATTORNEY TO BE NOTICED Intervenor Defendant Courtney Wheeler represented by Daniel Frank Goldstein (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jessica P. Weber (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Laura G. Abelson (See above for address) ATTORNEY TO BE NOTICED ADR Provider Blair Seidlitz represented by Daniel Frank Goldstein (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jessica P. Weber (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED A-35 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 35 of 65 Laura G. Abelson (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Peter Jaszi (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Robert Jay Bernstein (See above for address) ATTORNEY TO BE NOTICED ADR Provider Courtney Wheeler represented by Daniel Frank Goldstein (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jessica P. Weber (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Laura G. Abelson (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Peter Jaszi (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Robert Jay Bernstein (See above for address) ATTORNEY TO BE NOTICED ADR Provider Georgina Kleege represented by Daniel Frank Goldstein (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jessica P. Weber (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Laura G. Abelson (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Peter Jaszi (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Robert Jay Bernstein (See above for address) ATTORNEY TO BE NOTICED A-36 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 36 of 65 ADR Provider DIGITAL HUMANITIES AND LAW SCHOLARS represented by Charles Edward Colman Charles Colman Law, PLLC 1776 Broadway, 21st Floor New York, NY 10019 (917)−515−5875 Fax: (917)−534−6294 Email: cc@charlescolmanlaw.com ATTORNEY TO BE NOTICED Amicus American Library Association represented by Jonathan Band Jonathan Band, Esq., 21 Dupont Circle, N.W., #800 Washington, DC 20036 202−296−5675 Fax: 202−872−0884 Email: jband@policybandwidth.com PRO HAC VICE ATTORNEY TO BE NOTICED Amicus Association of College and Research Libraries represented by Jonathan Band (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Amicus Association of Research Libraries Date Filed # represented by Jonathan Band (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Docket Text 09/12/2011 1 COMPLAINT against Cornell University, Hathitrust, The Board Of Regents Of The University Of Wisconsin System, The Regents Of The University Of Michigan, The Regents of the University of California, The Trustees Of Indiana University. (Filing Fee $ 350.00, Receipt Number xxxx)Document filed by Union Des Ecrivaines Et Des Ecrivains Quebecois, James Shapiro, The Authors Guild, Inc., Angelo Loukakis, Roxana Robinson, Daniele Simpson, T.J. Stiles, The Australian Society Of Authors Limited, Andre Roy, Pat Cummins, Fay Weldon.(ama) (Entered: 09/13/2011) 09/12/2011 SUMMONS ISSUED as to Cornell University, Hathitrust, The Board Of Regents Of The University Of Wisconsin System, The Regents Of The University Of Michigan, The Regents of the University of California, The Trustees Of Indiana University. (ama) (Entered: 09/13/2011) 09/12/2011 CASE REFERRED TO Judge Denny Chin as possibly related to 1:05−cv−8136. (ama) (Entered: 09/13/2011) 09/12/2011 Case Designated ECF. (ama) (Entered: 09/13/2011) 09/12/2011 2 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Pat Cummins, Angelo Loukakis, Roxana Robinson, Andre Roy, James Shapiro, Daniele Simpson, T.J. Stiles, The Australian Society Of Authors Limited, The Authors Guild, Inc., Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon.(ama) (Entered: 09/13/2011) A-37 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 37 of 65 09/12/2011 Mailed notice to Register of Copyrights to report the filing of this action. (ama) (Entered: 09/13/2011) 09/16/2011 CASE DECLINED AS NOT RELATED. Case referred as related to 05−cv−8136 and declined by Judge Denny Chin and returned to wheel for assignment. (sjo) (Entered: 09/16/2011) 09/16/2011 09/16/2011 3 NOTICE OF CASE ASSIGNMENT to Judge Harold Baer. Judge Unassigned is no longer assigned to the case. (sjo) (Entered: 09/16/2011) Magistrate Judge James L. Cott is so designated. (sjo) (Entered: 09/16/2011) 10/06/2011 4 FIRST AMENDED COMPLAINT amending 1 Complaint,, against Jeffrey Bartell, MaryEllen Kiley Bishop, Richard C. Blum, Mark J. Bradley, William R. Cast, Bruce Cole, Cornell University, Judith V. Crain, David Crane, Julia Donovan Darlow, William De La Pena, Laurence B. Deitch, John Drew, Philip N. Eskew, Jr, Tony Evers, Michael J Falbo, Russell Gould, Cora J Griffin, Hathitrust, Denise Ilitch, Eddie Island, Odessa Johnson, George Kieffer, Sherry L. Lansing, Monica Lozano, Hadi Makarechian, Edmund Manydeeds, George M. Marcus, Olivia P. Maynard, Alfredo Mireles, Jr, Andrea Fischer Newman, Norman J. Pattiz, Katherine Pointer, Charles Pruitt, Thomas E. Reilly, Jr, Bonnie Reiss, Derica W. Rice, Andrew C. Richner, Fred Ruiz, Leslie Tang Schilling, Troy Sherven, Patrick A. Shoulders, Brent Smith, Michael J. Spector, William H. Strong, S. Martin Taylor, The Board Of Regents Of The University Of Wisconsin System, The Regents Of The University Of Michigan, The Regents of the University of California, The Trustees Of Indiana University, S. Mark Tyler, Bruce D. Varner, Jose F. Vazquez, Paul Wachter, David G. Walsh, Katherine E. White, Charlene Zettel.Document filed by Helge Ronning, Union Des Ecrivaines Et Des Ecrivains Quebecois, Jack R. Salamanca, Roxana Robinson, the Writers' Union of Canada, Pat Cummins, Fay Weldon, Sveriges Forfattarforbund, Norsk Faglitteraer Forfatter0OG Oversetterforening, Andre Roy, The Authors Guild, Inc., Pat Cummings, Daniele Simpson, T.J. Stiles, James Shapiro, Authors' Licensing and Collecting Society, Danielle Simpson, Angelo Loukakis, The Authors League Fund, Inc, The Australian Society Of Authors Limited, Erik Grundstrom. Related document: 1 Complaint,, filed by Pat Cummins, Fay Weldon, Roxana Robinson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Andre Roy, The Australian Society Of Authors Limited, Angelo Loukakis, T.J. Stiles, The Authors Guild, Inc., Daniele Simpson, James Shapiro.(mro) (Entered: 10/12/2011) 10/18/2011 5 MOTION for Alex S. Fonoroff to Appear Pro Hac Vice. Document filed by Jeffrey Bartell, MaryEllen Kiley Bishop, Richard C. Blum, Mark J. Bradley, William R. Cast, Bruce Cole, Cornell University, Judith V. Crain, David Crane, Julia Donovan Darlow, William De La Pena, Laurence B. Deitch, John Drew, Philip N. Eskew, Jr, Tony Evers, Michael J Falbo, Russell Gould, Cora J Griffin, Hathitrust, Denise Ilitch, Eddie Island, Odessa Johnson, George Kieffer, Sherry L. Lansing, Monica Lozano, Hadi Makarechian, Edmund Manydeeds, George M. Marcus, Olivia P. Maynard, Alfredo Mireles, Jr, Andrea Fischer Newman, Norman J. Pattiz, Katherine Pointer, Charles Pruitt, Thomas E. Reilly, Jr, Bonnie Reiss, Derica W. Rice, Andrew C. Richner, Fred Ruiz, Leslie Tang Schilling, Troy Sherven, Patrick A. Shoulders, Brent Smith, Michael J. Spector, William H. Strong, S. Martin Taylor, The Board Of Regents Of The University Of Wisconsin System, The Regents Of The University Of Michigan, The Regents of the University of California, The Trustees Of Indiana University, S. Mark Tyler, Bruce D. Varner, Jose F. Vazquez, Paul Wachter, David G. Walsh, Katherine E. White, Charlene Zettel.(bcu) (pgu). (Entered: 10/19/2011) 10/18/2011 6 MOTION for W. Andrew Pequignot to Appear Pro Hac Vice. Document filed by Jeffrey Bartell, MaryEllen Kiley Bishop, Richard C. Blum, Mark J. Bradley, William R. Cast, Bruce Cole, Cornell University, Judith V. Crain, David Crane, Julia Donovan Darlow, William De La Pena, Laurence B. Deitch, John Drew, Philip N. Eskew, Jr, Tony Evers, Michael J Falbo, Russell Gould, Cora J Griffin, Hathitrust, Denise Ilitch, Eddie Island, Odessa Johnson, George Kieffer, Sherry L. Lansing, Angelo Loukakis, Monica Lozano, Hadi Makarechian, Edmund Manydeeds, George M. Marcus, Olivia P. Maynard, Alfredo Mireles, Jr, Andrea Fischer Newman, Norman J. Pattiz, Katherine Pointer, Charles Pruitt, Thomas E. Reilly, Jr, Bonnie Reiss, Derica W. Rice, Andrew C. Richner, Fred Ruiz, Leslie A-38 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 38 of 65 Tang Schilling, Troy Sherven, Patrick A. Shoulders, Brent Smith, Michael J. Spector, William H. Strong, S. Martin Taylor, The Board Of Regents Of The University Of Wisconsin System, The Regents Of The University Of Michigan, The Regents of the University of California, The Trustees Of Indiana University, S. Mark Tyler, Bruce D. Varner, Jose F. Vazquez, Paul Wachter, David G. Walsh, Katherine E. White, Charlene Zettel.(bcu) (pgu). (Entered: 10/19/2011) 10/18/2011 7 MOTION for Allison Scott Roach to Appear Pro Hac Vice. Document filed by Jeffrey Bartell, MaryEllen Kiley Bishop, Richard C. Blum, Mark J. Bradley, William R. Cast, Bruce Cole, Cornell University, Judith V. Crain, David Crane, Julia Donovan Darlow, William De La Pena, Laurence B. Deitch, John Drew, Philip N. Eskew, Jr, Tony Evers, Michael J Falbo, Russell Gould, Cora J Griffin, Hathitrust, Denise Ilitch, Eddie Island, Odessa Johnson, George Kieffer, Sherry L. Lansing, Monica Lozano, Hadi Makarechian, Edmund Manydeeds, George M. Marcus, Olivia P. Maynard, Alfredo Mireles, Jr, Andrea Fischer Newman, Norman J. Pattiz, Katherine Pointer, Charles Pruitt, Thomas E. Reilly, Jr, Bonnie Reiss, Derica W. Rice, Andrew C. Richner, Fred Ruiz, Leslie Tang Schilling, Troy Sherven, Patrick A. Shoulders, Brent Smith, Michael J. Spector, William H. Strong, S. Martin Taylor, The Board Of Regents Of The University Of Wisconsin System, The Regents Of The University Of Michigan, The Regents of the University of California, The Trustees Of Indiana University, S. Mark Tyler, Bruce D. Varner, Jose F. Vazquez, Paul Wachter, David G. Walsh, Katherine E. White, Charlene Zettel.(bcu) (pgu). (Entered: 10/19/2011) 10/18/2011 8 MOTION for Joseph M. Beck to Appear Pro Hac Vice. Document filed by Jeffrey Bartell, MaryEllen Kiley Bishop, Richard C. Blum, Mark J. Bradley, William R. Cast, Bruce Cole, Cornell University, Judith V. Crain, David Crane, Julia Donovan Darlow, William De La Pena, Laurence B. Deitch, John Drew, Philip N. Eskew, Jr, Tony Evers, Michael J Falbo, Russell Gould, Cora J Griffin, Hathitrust, Denise Ilitch, Eddie Island, Odessa Johnson, George Kieffer, Sherry L. Lansing, Monica Lozano, Hadi Makarechian, Edmund Manydeeds, George M. Marcus, Olivia P. Maynard, Alfredo Mireles, Jr, Andrea Fischer Newman, Norman J. Pattiz, Katherine Pointer, Charles Pruitt, Thomas E. Reilly, Jr, Bonnie Reiss, Derica W. Rice, Andrew C. Richner, Fred Ruiz, Leslie Tang Schilling, Troy Sherven, Patrick A. Shoulders, Brent Smith, Michael J. Spector, William H. Strong, S. Martin Taylor, The Board Of Regents Of The University Of Wisconsin System, The Regents Of The University Of Michigan, The Regents of the University of California, The Trustees Of Indiana University, S. Mark Tyler, Bruce D. Varner, Jose F. Vazquez, Paul Wachter, David G. Walsh, Katherine E. White, Charlene Zettel.(bcu) (pgu). (Entered: 10/19/2011) 10/19/2011 NOTICE of Conference: Pretrial Conference set for 11/17/2011 at 12:00 PM, in Chambers, Room 2230, before Judge Harold Baer. (cd) (Entered: 10/20/2011) 10/20/2011 9 ORDER FOR ADMISSION PRO HAC VICE granting 8 Motion for Joseph M. Beck to Appear Pro Hac Vice. Application for Pro Hac Vice GRANTED. The Clerk is instructed to close this motion. (Signed by Judge Harold Baer on 10/19/2011) (ft) (Entered: 10/20/2011) 10/20/2011 10 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 5 Motion for Alex S. Fonoroff to Appear Pro Hac Vice. Application for Pro Hac Vice GRANTED. The Clerk is instructed to close this motion. (Signed by Judge Harold Baer on 10/19/2011) (ft) (Entered: 10/20/2011) 10/20/2011 11 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 6 Motion for W. Andrew Pequignot to Appear Pro Hac Vice. Application for Pro Hac Vice GRANTED. The Clerk is instructed to close this motion. (Signed by Judge Harold Baer on 10/19/2011) (ft) (Entered: 10/20/2011) 10/20/2011 12 ORDER FOR ADMISSION PRO HAC VICE granting 7 Motion for Allison Scott Roach to Appear Pro Hac Vice. Application for Pro Hac Vice GRANTED. The Clerk is instructed to close this motion. (Signed by Judge Harold Baer on 10/20/2011) (ft) (Entered: 10/20/2011) 10/20/2011 CASHIERS OFFICE REMARK on 8 Motion to Appear Pro Hac Vice,,,, 5 Motion to Appear Pro Hac Vice,,,, 6 Motion to Appear Pro Hac Vice,,,, 7 Motion to Appear Pro Hac Vice,,,, in the amount of $800.00, paid on 10/18/2011, Receipt A-39 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 39 of 65 Number 1019471,1019472,1019473,1019475. (jd) (Entered: 10/20/2011) 10/28/2011 13 STIPULATION: that the time for Defendants to answer, move, or otherwise respond to the First Amended Complaint be and is hereby extended to and including December 2, 2011. (Signed by Judge Harold Baer on 10/28/2011) (pl) Modified on 10/28/2011 (pl). (Entered: 10/28/2011) 10/31/2011 14 NOTICE OF APPEARANCE by Nelson E. Roth on behalf of Cornell University (Roth, Nelson) (Entered: 10/31/2011) 11/01/2011 15 NOTICE OF APPEARANCE by Joseph E. Petersen on behalf of Jeffrey Bartell, MaryEllen Kiley Bishop, Richard C. Blum, Mark J. Bradley, William R. Cast, Bruce Cole, Cornell University, Judith V. Crain, David Crane, Julia Donovan Darlow, William De La Pena, Laurence B. Deitch, John Drew, Philip N. Eskew, Jr, Tony Evers, Michael J Falbo, Russell Gould, Cora J Griffin, Hathitrust, Denise Ilitch, Eddie Island, Odessa Johnson, George Kieffer, Sherry L. Lansing, Monica Lozano, Hadi Makarechian, Edmund Manydeeds, George M. Marcus, Olivia P. Maynard, Alfredo Mireles, Jr, Andrea Fischer Newman, Norman J. Pattiz, Katherine Pointer, Charles Pruitt, Thomas E. Reilly, Jr, Bonnie Reiss, Derica W. Rice, Andrew C. Richner, Fred Ruiz, Leslie Tang Schilling, Patrick A. Shoulders, Brent Smith, Michael J. Spector, William H. Strong, S. Martin Taylor, The Board Of Regents Of The University Of Wisconsin System, The Regents Of The University Of Michigan (Petersen, Joseph) (Entered: 11/01/2011) 11/01/2011 17 Letter addressed to Edward Rosenthal from Linda Eckhouse, Judicial Assistant to the Honorable Harold Baer, Jr. dated 11/1/2011 re: The Pre−Trial Conference (PTC) on the above case has been rescheduled. The new date and time is Friday, November 18, 2011, at 11:30 A.M. Please notify your adversary.(lmb) (Entered: 11/08/2011) 11/01/2011 Set/Reset Hearings: Pretrial Conference set for 11/18/2011 at 11:30 AM before Judge Harold Baer. (lmb) (Entered: 11/08/2011) 11/07/2011 16 MOTION for Ronald L. Raider to Appear Pro Hac Vice. Document filed by Jeffrey Bartell, MaryEllen Kiley Bishop, Richard C. Blum, Mark J. Bradley, William R. Cast, Bruce Cole, Cornell University, Judith V. Crain, David Crane, Julia Donovan Darlow, William De La Pena, Laurence B. Deitch, John Drew, Philip N. Eskew, Jr, Tony Evers, Michael J Falbo, Russell Gould, Cora J Griffin, Hathitrust, Denise Ilitch, Eddie Island, Odessa Johnson, George Kieffer, Sherry L. Lansing, Monica Lozano, Hadi Makarechian, Edmund Manydeeds, George M. Marcus, Olivia P. Maynard, Alfredo Mireles, Jr, Andrea Fischer Newman, Norman J. Pattiz, Katherine Pointer, Charles Pruitt, Thomas E. Reilly, Jr, Bonnie Reiss, Derica W. Rice, Andrew C. Richner, Fred Ruiz, Leslie Tang Schilling, Troy Sherven, Patrick A. Shoulders, Brent Smith, Michael J. Spector, William H. Strong, S. Martin Taylor, The Board Of Regents Of The University Of Wisconsin System, The Regents Of The University Of Michigan, The Regents of the University of California, The Trustees Of Indiana University, S. Mark Tyler, Bruce D. Varner, Jose F. Vazquez, Paul Wachter, David G. Walsh, Katherine E. White, Charlene Zettel.(wb) (pgu). (Entered: 11/08/2011) 11/08/2011 CASHIERS OFFICE REMARK on 16 Motion to Appear Pro Hac Vice,,,, in the amount of $200.00, paid on 11/07/2011, Receipt Number 1021190. (jd) (Entered: 11/08/2011) 11/14/2011 18 ORDER FOR ADMISSION PRO HAC VICE granting 16 Motion for Ronald L. Raider to Appear Pro Hac Vice. It is hereby Ordered that Ronald L. Raider is admitted pro hac vice to appear for all purposes as counsel for the defendants. ENDORSEMENT: Application for Pro Hac Vice GRANTED. The Clerk is instructed to close this motion. (Signed by Judge Harold Baer on 11/14/2011) (mro) Modified on 11/14/2011 (mro). (Entered: 11/14/2011) 11/18/2011 Minute Entry for proceedings held before Judge Harold Baer: Initial Pretrial Conference held on 11/18/2011. (pl) (Entered: 11/22/2011) 11/21/2011 20 PRETRIAL SCHEDULING ORDER: The parties do not consent to proceed before a United States Magistrate for all purposes. Case added to the November trailing Trial Calendar. Non jury 4 day trial. Amended Pleadings due by 1/1/2012. Joinder A-40 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 40 of 65 of Parties due by 1/1/2012. Motions due by 7/20/2012. Discovery due by 5/20/2012. (Signed by Judge Harold Baer on 11/19/2011) (cd) (Entered: 11/23/2011) 11/21/2011 21 PRETRIAL SCHEDULING ORDER:The parties do not consent to proceed before a United States Magistrate for all purposes, pursuant to 28 U.S.C. § 636(c) and Fed. R. Civ. P. 73. This case is added to the Nov. Trailing Trial Calendar. Non−jury. Estimated number of trial days is 4. Amended Pleadings due by 1/1/2012. Joinder of Parties due by 1/1/2012. Motions due by 7/20/2012. Responses due by 7/20/2012. Replies due by 7/20/2012. Discovery due by 5/20/2012. (Signed by Judge Harold Baer on 11/19/2011) (lmb) (Entered: 11/23/2011) 11/21/2011 22 SCHEDULING ORDER: This case is added to the Nov. Tralling trial calendar. Non jury. Estimated number of trial days is 4. no additional causes of action or defenses may be asserted after January 1, 2012. the parties consent to proceed before a United States magistrate for all purposes, pursuant to 28 U.S.C 636(c) and Fed. R.Civ. P. 73? should be asserted. A joint pretrial order may be requested when your trial date is set, and will typically need to be submitted to Chambers from 10 days to 2 weeks prior to trial. Sec my Individual Practices for details. the law Clerk assigned to this case is Jackie Joinder of Parties due by 1/1/2012. Motions due by 7/20/2012. Discovery due by 5/20/2012. (Signed by Judge Harold Baer on 11/19/2011) (js) (Entered: 11/29/2011) 11/22/2011 19 STIPULATION AND ORDER: NOW THEREFORE. IT IS HEREBY STIPULATED AND AGREED, by and between Plaintiffs and Defendants, that notwithstanding the numerical limitations of Federal Rule of Civil Procedure 33(a)(1) and the subject matter limitations of Rule 33.3(8) of the Local Rules for the United Stats District Courts of the Southern and Eastern Districts of New York, Plaintiffs (collectively) and Defendants (collectively) may serve such interrogatories as the serving party deems appropriate, with neither Plaintiffs (collectively) nor Defendants (collectively) serving more than thirty (30) interrogatories on the other. (Signed by Judge Harold Baer on 11/22/2011) (djc) (Entered: 11/22/2011) 12/02/2011 23 ANSWER to 4 Amended Complaint,,,,,,,. Document filed by Jeffrey Bartell, MaryEllen Kiley Bishop, Richard C. Blum, Mark J. Bradley, William R. Cast, Bruce Cole, Cornell University, Judith V. Crain, David Crane, Julia Donovan Darlow, William De La Pena, Laurence B. Deitch, John Drew, Philip N. Eskew, Jr, Tony Evers, Michael J Falbo, Russell Gould, Cora J Griffin, Hathitrust, Denise Ilitch, Eddie Island, Odessa Johnson, George Kieffer, Sherry L. Lansing, Monica Lozano, Hadi Makarechian, Edmund Manydeeds, George M. Marcus, Olivia P. Maynard, Alfredo Mireles, Jr, Andrea Fischer Newman, Norman J. Pattiz, Katherine Pointer, Charles Pruitt, Thomas E. Reilly, Jr, Bonnie Reiss, Derica W. Rice, Andrew C. Richner, Fred Ruiz, Leslie Tang Schilling, Troy Sherven, Patrick A. Shoulders, Brent Smith, Michael J. Spector, William H. Strong, S. Martin Taylor, The Board Of Regents Of The University Of Wisconsin System, The Regents Of The University Of Michigan, The Regents of the University of California, The Trustees Of Indiana University, S. Mark Tyler, Bruce D. Varner, Jose F. Vazquez, Paul Wachter, David G. Walsh, Katherine E. White, Charlene Zettel.(Petersen, Joseph) (Entered: 12/02/2011) 12/09/2011 24 FILING ERROR − DEFICIENT DOCKET ENTRY − MOTION to Intervene As Defendants. Document filed by National Federation of the Blind, Blair Seidlitz, Courtney Wheeler, Georgina Kleege. (Attachments: # 1 Exhibit Exhibit A − Declaration of Dr. Marc Mauer, # 2 Exhibit Exhibit B − Declaration of Blair Seidlitz, # 3 Exhibit Exhibit C − Declaration of Courtney Wheeler, # 4 Exhibit Exhibit D − Declaration of Georgina Kleege, # 5 Exhibit Exhibit E − Declaration of Daniel F. Goldstein, # 6 Exhibit Exhibit F − Proposed Joint Answer and Defenses of Defendant Intervenors)(Bernstein, Robert) Modified on 12/23/2011 (kco). (Entered: 12/09/2011) 12/09/2011 25 MEMORANDUM OF LAW in Support re: 24 MOTION to Intervene As Defendants. Filed By National Federation of the Blind, Blair Seidlitz, Courtney Wheeler and Georgina Kleege. Document filed by Georgina Kleege. (Bernstein, Robert) (Entered: 12/09/2011) A-41 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 41 of 65 12/11/2011 26 FILING ERROR − WRONG PDF ASSOCIATED WITH DOCKET ENTRY − DECLARATION of Daniel F. Goldstein in Support re: 24 MOTION to Intervene As Defendants. Document filed by National Federation of the Blind. (Attachments: # 1 Exhibit Exhibit E to Motion to Intervene as Defendants of National Federation of the Blind, Blair Seidlitz, Courtney Wheeler and Georgina Kleege)(Bernstein, Robert) Modified on 12/12/2011 (db). (Entered: 12/11/2011) 12/11/2011 ***NOTE TO ATTORNEY TO RE−FILE DOCUMENT − PDF ERROR. Note to Attorney Robert Jay Bernstein to RE−FILE Document 26 Declaration in Support of Motion. Re−File and Attach Declaration in Support of Motion PDF. (db) (Entered: 12/12/2011) 12/12/2011 27 MOTION to Intervene As Defendants. Document filed by National Federation of the Blind. (Attachments: # 1 Exhibit Declaration of Dr. Marc Mauer, # 2 Exhibit Declaration of Blair Seidlitz, # 3 Exhibit Courtney Wheeler, # 4 Exhibit Declaration of Georgina Kleege, # 5 Exhibit Declaration of Daniel F. Goldstein, # 6 Exhibit Defendant Intervenors' Joint Answer and Defenses)(Bernstein, Robert) (Entered: 12/12/2011) 12/12/2011 28 MOTION for Peter Jaszi to Appear Pro Hac Vice. Document filed by Georgina Kleege, National Federation of the Blind, Blair Seidlitz, Courtney Wheeler.(bwa) (bwa). (Entered: 12/15/2011) 12/12/2011 29 MOTION for Laura G. Abelson to Appear Pro Hac Vice. Document filed by Georgina Kleege, National Federation of the Blind, Blair Seidlitz, Courtney Wheeler.(bwa) (bwa). (Entered: 12/15/2011) 12/12/2011 30 MOTION for Daniel F. Goldstein to Appear Pro Hac Vice. Document filed by Georgina Kleege, National Federation of the Blind, Blair Seidlitz, Courtney Wheeler.(bwa) (bwa). (Entered: 12/15/2011) 12/16/2011 31 FILING ERROR − ELECTRONIC FILING FOR NON−ECF DOCUMENT − MOTION to Substitute Party. Old Party: New Party: STIPULATION AND ORDER TO SUBSTIUTE PARTIES. Document filed by Hathitrust.(Petersen, Joseph) Modified on 12/19/2011 (ldi). (Entered: 12/16/2011) 12/16/2011 12/21/2011 ***NOTE TO ATTORNEY TO RE−FILE DOCUMENT − NON−ECF DOCUMENT ERROR. Note to Attorney Joseph E. Petersen to E−MAIL Document No. 31 Stipulation to Judgments@nysd.uscourts.gov. This document is not filed via ECF. (ldi) (Entered: 12/19/2011) 32 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cornell University.(Petersen, Joseph) (Entered: 12/21/2011) 12/21/2011 CASHIERS OFFICE REMARK on 29 Motion to Appear Pro Hac Vice, 28 Motion to Appear Pro Hac Vice, 30 Motion to Appear Pro Hac Vice in the amount of $600.00, paid on 12/12/2011, Receipt Number 1024124,1024125,1024126. (jd) (Entered: 12/21/2011) 12/21/2011 33 STIPULATION: NOW THEREFORE, IT IS HEREBY STIPULATED AND AGREED, by and between plaintiffs and defendants as follows:The Individual Defendants are hereby dismissed from the Action with prejudice. The caption in the Amended Complaint is deemed amended to reflect the substitution of the Substituted Defendants in the place and stead of the Individual Defendants. It as agreed among the parties that the operative complaint in the Action is the AmendedComplaint and that the operative answer is the Answer and that the parties shall not be obligated to, nor shall they, serve an amended complaint or answer reflecting the dismissal of the Individual Defendants and/or the substitution of the Substituted Defendants. SO ORDERED. (Signed by Judge Harold Baer on 12/21/2011) (ama) (Entered: 12/21/2011) 12/21/2011 ***DELETED DOCUMENT. Deleted document number 34 Stipulation. The document was filed as a duplicate of entry #33 in this case. (djc) (Entered: 12/29/2011) 12/28/2011 35 FILING ERROR − WRONG EVENT TYPE SELECTED FROM MENU − MOTION for Judgment on the Pleadings. Document filed by Hathitrust.(Petersen, Joseph) Modified on 12/29/2011 (ldi). (Entered: 12/28/2011) A-42 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 42 of 65 12/28/2011 36 FILING ERROR − WRONG EVENT TYPE SELECTED FROM MENU − MOTION for Declaratory Judgment. Document filed by Hathitrust.(Petersen, Joseph) Modified on 12/29/2011 (ldi). (Entered: 12/28/2011) 12/28/2011 37 MOTION for Judgment on the Pleadings. Document filed by Hathitrust.(Petersen, Joseph) (Entered: 12/28/2011) 12/28/2011 ***NOTE TO ATTORNEY TO RE−FILE DOCUMENT − EVENT TYPE ERROR. Note to Attorney Joseph E. Petersen to RE−FILE Document 35 MOTION for Judgment on the Pleadings. Use the event type Memorandum of Law in Support of Motion found under the event list Replies, Opposition and Supporting Documents. Re−File and link ONLY to document # 37 Motion. (ldi) (Entered: 12/29/2011) 12/28/2011 ***NOTE TO ATTORNEY TO RE−FILE DOCUMENT − EVENT TYPE ERROR. Note to Attorney Joseph E. Petersen to RE−FILE Document 36 MOTION for Declaratory Judgment. Use the event type Declaration in Support of Motion found under the event list Replies, Opposition and Supporting Documents. Re−File and link ONLY to document # 37 Motion. (ldi) (Entered: 12/29/2011) 12/29/2011 38 FILING ERROR − DEFICIENT DOCKET ENTRY − MEMORANDUM OF LAW in Support re: 35 MOTION for Judgment on the Pleadings. Document filed by Hathitrust. (Petersen, Joseph) Modified on 12/30/2011 (ldi). (Entered: 12/29/2011) 12/29/2011 39 FILING ERROR − DEFICIENT DOCKET ENTRY − DECLARATION of Joseph Petersen in Support re: 36 MOTION for Declaratory Judgment. Document filed by Hathitrust. (Petersen, Joseph) Modified on 12/30/2011 (ldi). (Entered: 12/29/2011) 12/29/2011 40 ORDER FOR PRO HAC VICE ADMISSION OF PETER JASZI granting 28 Motion for Peter Jaszi to Appear Pro Hac Vice. Application for Pro Hac Vice GRANTED. The Clerk is instructed to close this motion. (Signed by Judge Harold Baer on 12/29/2011) (lmb) Modified on 12/29/2011 (lmb). (Entered: 12/29/2011) 12/29/2011 41 ORDER FOR PRO HAC VICE ADMISSION OF DANIEL F. GOLDSTEIN granting 30 Motion for Daniel F. Goldstein to Appear Pro Hac Vice. Application for Pro Hac Vice GRANTED. The Clerk is instructed to close this motion. (Signed by Judge Harold Baer on 12/29/2011) (lmb) (Entered: 12/29/2011) 12/29/2011 42 ORDER FOR PRO HAC VICE ADMISSION OF LAURA G. ABELSON granting 29 Motion for Laura G. Abelson to Appear Pro Hac Vice. Application for Pro Hac Vice GRANTED. The Clerk is instructed to close this motion. (Signed by Judge Harold Baer on 12/29/2011) (lmb) (Entered: 12/29/2011) 12/29/2011 ***NOTE TO ATTORNEY TO RE−FILE DOCUMENT − DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Joseph E. Petersen to RE−FILE Document 38 Memorandum of Law in Support of Motion, 39 Declaration in Support of Motion. ERROR(S): Documents linked to filing error. Re−File and link ONLY to document # 37 Motion. (ldi) (Entered: 12/30/2011) 12/30/2011 43 MEMORANDUM OF LAW in Support re: 37 MOTION for Judgment on the Pleadings.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 12/30/2011) 12/30/2011 44 DECLARATION of Joseph Petersen in Support re: 37 MOTION for Judgment on the Pleadings.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 12/30/2011) 01/02/2012 45 ENDORSED LETTER addressed to Judge Harold Baer, Jr. from Joseph Petersen dated 12/29/2011 re: We are attorneys for the defendants in the above−referenced action. We submit this letter pursuant to Rule 5A of Your Honor's Individual Rules of Practice to inform the Court that last night the defendants filed a motion for judgment on the pleadings seeking dismissal of certain of Plaintiffs' claims for lack of subject matter jurisdiction. ENDORSEMENT: If all parties to the M/D are in accord I can hear arguments the first 10 days of March and I will be in touch as to your most convenient date − otherwise the motion will be decided without oral argument − let me know on or before Friday 1/6/12. (Signed by Judge Harold Baer on 1/2/2012) (rjm) (Entered: 01/03/2012) A-43 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 43 of 65 01/10/2012 46 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between the attorneys for the parties below, that the time for Plaintiffs to respond to the motion by Defendants for Judgment on the Pleadings Based Upon Lack of Subject Matter Jurisdiction is hereby extended to January 31, 2012; and IT IS FURTHER STIPULATED AND AGREED, that the Defendants will serve any reply papers with respect to such motion on or before February 17, 2012; and IT IS FURTHER STIPULATED AND AGREED, consistent with the Court's January 2, 2012 "so ordered" endorsement of defendants' counsel's December 29, 2011 1etter to the Court, that oral argument be held on March 2, 2012 at such time as is convenient to the Court. ( Responses due by 1/31/2012.) (Signed by Judge Harold Baer on 1/10/2012) (lmb) (Entered: 01/10/2012) 01/24/2012 47 STIPULATION AND PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Harold Baer on 1/24/2012) (mro) (Entered: 01/24/2012) 01/24/2012 48 MEMO ENDORSEMENT granting 27 Motion to Intervene. ENDORSEMENT: Motion granted on consent. The clerk is directed to close the motion to intervene. (Signed by Judge Harold Baer on 1/24/2012) (mro) (Entered: 01/24/2012) 01/31/2012 49 DECLARATION of Edward H. Rosenthal in Opposition re: 37 MOTION for Judgment on the Pleadings.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, Danielle Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Rosenthal, Edward) (Entered: 01/31/2012) 01/31/2012 50 MEMORANDUM OF LAW in Opposition re: 37 MOTION for Judgment on the Pleadings.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, Danielle Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 01/31/2012) 02/17/2012 51 REPLY MEMORANDUM OF LAW in Support re: 37 MOTION for Judgment on the Pleadings.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 02/17/2012) 02/17/2012 52 DECLARATION of Joseph Petersen in Support re: 37 MOTION for Judgment on the Pleadings.. Document filed by Hathitrust. (Attachments: # 1 Exhibit A − Objections and Responses to Requests for Admission, # 2 Exhibit B − Objections and Responses to Request for Production, # 3 Exhibit C − Objections and Responses to Requests for Admissions, # 4 Exhibit D − Objections and Responses of Plaintiff SFF, # 5 Exhibit E − Objections and Responses of Plaintiff NFFO, # 6 Exhibit F − Objections and Responses of Plaintiff Authors Licensing and Collecting)(Petersen, Joseph) (Entered: 02/17/2012) 02/24/2012 53 NOTICE OF CHANGE OF ADDRESS by Joseph E. Petersen on behalf of All Defendants. New Address: 1114 Avenue of the Americas, 21st Floor, New York, NY, 10036,. (Petersen, Joseph) (Entered: 02/24/2012) 02/28/2012 54 MOTION for Judgment on the Pleadings Motion for Partial Judgment on the Pleadings. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, Danielle Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada.(Rosenthal, Edward) (Entered: 02/28/2012) A-44 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 44 of 65 02/28/2012 55 MEMORANDUM OF LAW in Support re: 54 MOTION for Judgment on the Pleadings Motion for Partial Judgment on the Pleadings.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, Danielle Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 02/28/2012) 03/20/2012 56 NOTICE OF APPEARANCE by Robert Nathan Potter on behalf of Hathitrust (Potter, Robert) (Entered: 03/20/2012) 03/21/2012 57 STIPULATION: IT IS HEREBY STIPULATED AND AGREED, that the time for Defendants and Intervenor Defendants to respond to the February 28, 2012 motion by Plaintiffs for Partial Judgment on the Pleadings is hereby extended to April 20, 2012. IT IS FURTHER STIPULATED AND AGREED, that the Plaintiffs will serve any reply papers with respect to such motion on or before May 11, 2012. IT IS FURTHER STIPULATED AND AGREED, that no party shall file any further dispositive motions of any type prior to May 20, 2012. Set Deadlines/Hearing as to 54 MOTION for Judgment on the Pleadings Motion for Partial Judgment on the Pleadings. :( Responses due by 4/20/2012) (Signed by Judge Harold Baer on 3/21/2012) (jfe) (Entered: 03/21/2012) 04/10/2012 59 MOTION for Jonathan Band to Appear Pro Hac Vice. Document filed by American Library Association, Association of College and Research Libraries, Association of Research Libraries.(bwa) (arc). (Entered: 04/16/2012) 04/12/2012 58 ANSWER to 4 Amended Complaint,,,,,,,. Document filed by Georgina Kleege, Georgina Kleege, Blair Seidlitz, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler, Courtney Wheeler. (Attachments: # 1 Rule 7.1 Disclosure)(Abelson, Laura) (Entered: 04/12/2012) 04/20/2012 60 ORDER FOR ADMISSION PRO HAC VICE granting 59 Motion for Jonathan Band to Appear Pro Hac Vice. It is hereby Ordered that Jonathan Band be admitted Pro Hac Vice to appear for all purposes for counsel for amici American Library Association, Association of College and Research Libraries, and Association of Research Libraries. ENDORSEMENT: Application for Pro Hac Vice granted. The Clerk is instructed to close this motion. (Signed by Judge Harold Baer on 4/19/2012) (mro) Modified on 4/20/2012 (mro). (Entered: 04/20/2012) 04/20/2012 61 RESPONSE in Opposition re: 54 MOTION for Judgment on the Pleadings Motion for Partial Judgment on the Pleadings. Of Defendants Intervenors'. Document filed by Georgina Kleege, Georgina Kleege, National Federation of the Blind, Blair Seidlitz, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler, Courtney Wheeler. (Goldstein, Daniel) (Entered: 04/20/2012) 04/20/2012 62 MOTION for Leave to File Brief Amici Curiae. Document filed by American Library Association, Association of College and Research Libraries, Association of Research Libraries.(Band, Jonathan) (Entered: 04/20/2012) 04/20/2012 63 BRIEF Amici Curiae in Opposition of Plaintiffs' Motion for Partial Judgment on the Pleadings. Document filed by American Library Association, Association of College and Research Libraries, Association of Research Libraries.(Band, Jonathan) (Entered: 04/20/2012) 04/20/2012 64 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by American Library Association, Association of College and Research Libraries, Association of Research Libraries.(Band, Jonathan) (Entered: 04/20/2012) 04/20/2012 65 MEMORANDUM OF LAW in Opposition re: 54 MOTION for Judgment on the Pleadings Motion for Partial Judgment on the Pleadings.. Document filed by Hathitrust. (Potter, Robert) (Entered: 04/20/2012) 04/24/2012 CASHIERS OFFICE REMARK on 59 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 04/11/2012, Receipt Number 1035078. (jd) (Entered: A-45 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 45 of 65 04/24/2012) 05/07/2012 66 ENDORSED LETTER addressed to Judge Harold Baer Jr. from Edward H. Rosenthal dated 5/1/12 re: Counsel for the plaintiffs requests permission for the plaintiffs to file a 15−page reply brief in connection with plaintiffs' motion for partial judgment on the pleadings. ENDORSEMENT: So ordered. (Signed by Judge Harold Baer on 5/7/2012) (mro) (Entered: 05/07/2012) 05/11/2012 67 REPLY MEMORANDUM OF LAW in Support re: 54 MOTION for Judgment on the Pleadings Motion for Partial Judgment on the Pleadings.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, Danielle Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 05/11/2012) 05/14/2012 68 ENDORSED LETTER addressed to Judge Harold Baer from Joseph Petersen dated 5/10/2012 re: Discovery dispute and to request direction from the Court on scheduling as it relates to the parties' filing of summary judgment motions. ENDORSEMENT: This problem should have been brought to my attention earlier and certainly not on the eve of the discovery cutoff and I trust it will not happen again. (1) l'd like a list of all depositions−name and role and schedule, (2) the three who are "too busy" will appear in NY wit hin the next ten (10) days at their convenience and I'd like a note from Mr. Salamanca's doctor as to his ability or lack thereof to participate at his bedside or wherever in an hour (1) of questions and answers. (Signed by Judge Harold Baer on 5/14/2012) (cd) (Entered: 05/14/2012) 05/17/2012 Minute Entry for proceedings held before Judge Harold Baer: Oral Argument held on 5/17/2012 re: 62 MOTION for Leave to File Brief Amici Curiae. filed by American Library Association, Association of Research Libraries, Association of College and Research Libraries, 54 MOTION for Judgment on the Pleadings Motion for Partial Judgment on the Pleadings. filed by Norsk Faglitteraer Forfatter0OG Oversetterforening, Pat Cummins, Fay Weldon, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Pat Cummings, the Writers' Union of Canada, Jack R. Salamanca, T.J. Stiles, Daniele Simpson, James Shapiro, Union Des Ecrivaines Et Des Ecrivains Quebecois, Danielle Simpson, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Angelo Loukakis, Erik Grundstrom, The Authors Guild, Inc., Authors' Licensing and Collecting Society. (js) (Entered: 06/05/2012) 05/29/2012 69 TRANSCRIPT of Proceedings re: MOTIONS held on 5/17/2012 before Judge Harold Baer. Court Reporter/Transcriber: William Richards, (212) 805−0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/22/2012. Redacted Transcript Deadline set for 7/2/2012. Release of Transcript Restriction set for 8/30/2012.(McGuirk, Kelly) (Entered: 05/29/2012) 05/29/2012 70 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTION proceeding held on 5/17/12 has been filed by the court reporter/transcriber in the above−captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 05/29/2012) 06/06/2012 71 ENDORSED LETTER addressed to Judge Harold Baer, Jr. from Edward H. Rosenthal dated 5/29/12 re: Counsel for the plaintiffs requests that the last day for fully briefed motions be served and filed be extended for one week to 7/27/12. Counsel proposes the following schedule: moving papers by 6/29; opposition by 7/20 and reply by 7/27. ENDORSEMENT: Fine. ( Motions due by 6/29/2012., Responses due by 7/20/2012, Replies due by 7/27/2012.) (Signed by Judge Harold A-46 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 46 of 65 Baer on 6/6/2012) (mro) Modified on 6/7/2012 (mro). (Entered: 06/06/2012) 06/19/2012 72 ORDER granting 62 Motion for Leave to File Document. It is hereby ORDERED that the unopposed Motion for Leave to File Brief Amici Curiae filed by the American Library Association, the Association of College and Research Libraries, and the Association of Research Libraries is GRANTED. The Clerk of Court is directed to close the motion and remove it from my docket. (Signed by Judge Harold Baer on 6/18/2012) (lmb) (Entered: 06/19/2012) 06/29/2012 73 ENDORSED LETTER addressed to Judge Harold Baer Jr. from Edward R. Rosenthal dated 6/28/12 re: Counsel writes on behalf of the parties to request that they be permitted to serve redacted versions of their papers and to submit an unredacted set of the papers for filing under seal. The parties also request that they be permitted to serve a memorandum of law not longer than thirty pages. ENDORSEMENT: 30 pages is OK no further extensions by any party redacted and unredacted versions will be submitted. (Signed by Judge Harold Baer on 6/28/2012) (mro) (Entered: 06/29/2012) 06/29/2012 74 MOTION for Summary Judgment. Document filed by Georgina Kleege, National Federation of the Blind, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. Responses due by 7/20/2012(Goldstein, Daniel) (Entered: 06/29/2012) 06/29/2012 75 MEMORANDUM OF LAW in Support re: 74 MOTION for Summary Judgment.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 06/29/2012) 06/29/2012 76 RULE 56.1 STATEMENT. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 06/29/2012) 06/29/2012 77 DECLARATION of LAURA ABELSON in Support re: 74 MOTION for Summary Judgment.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Attachments: # 1 Exhibit A − CCB Depo, # 2 Exhibit B − Google Clancy, # 3 Exhibit C − interrogatories, # 4 Exhibit D − Kleege, # 5 Exhibit E − Seidlitz, # 6 Exhibit F − Wheeler)(Goldstein, Daniel) (Entered: 06/29/2012) 06/29/2012 78 DECLARATION of DR. MARC MAURER in Support re: 74 MOTION for Summary Judgment.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 06/29/2012) 06/29/2012 79 DECLARATION of GEORGE KERSCHER in Support re: 74 MOTION for Summary Judgment.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 06/29/2012) 06/29/2012 80 DECLARATION of JAMES FRUCHTERMAN in Support re: 74 MOTION for Summary Judgment.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 06/29/2012) 06/29/2012 81 MOTION for Summary Judgment. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, Danielle Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada.(Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 82 DECLARATION of Paul Aiken in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges A-47 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 47 of 65 Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D (part 1), # 5 Exhibit D (part 2), # 6 Exhibit D (part 3))(Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 83 DECLARATION of T.J. Stiles in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 84 DECLARATION of Trond Andreassen in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 85 DECLARATION of Owen Atkinson in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 86 DECLARATION of Pat Cummings in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 87 DECLARATION of Kelly Duffin in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 88 DECLARATION of Francis Farley−Chevrier in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norman J. Pattiz, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) A-48 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 48 of 65 06/29/2012 89 DECLARATION of Erik Grundstrom in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 90 DECLARATION of Louise Hedberg in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Fred Ruiz, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 91 DECLARATION of Jan Terje Helmli in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 92 DECLARATION of Isabel Howe in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 93 DECLARATION of Isabel Howe in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 94 DECLARATION of Roxana Robinson in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 95 DECLARATION of Helge Ronning in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges A-49 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 49 of 65 Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 96 DECLARATION of Andre Roy in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 97 DECLARATION of James Shapiro in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Sherry L. Lansing, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 98 DECLARATION of Daniele Simpson in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 99 DECLARATION of Fay Weldon in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, S. Martin Taylor, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Attachments: # 1 Exhibit A, # 2 Exhibit B (part 1), # 3 Exhibit B (part 2), # 4 Exhibit B (part 3))(Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 100 MOTION for Summary Judgment. Document filed by Hathitrust. Responses due by 7/20/2012(Petersen, Joseph) (Entered: 06/29/2012) 06/29/2012 101 DECLARATION of John White in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 102 DECLARATION of Stanley Katz in Support re: 100 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 06/29/2012) 06/29/2012 103 DECLARATION of Margret Leary in Support re: 100 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 06/29/2012) A-50 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 50 of 65 06/29/2012 104 DECLARATION of Neil R. Smalheiser in Support re: 100 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 06/29/2012) 06/29/2012 105 MEMORANDUM OF LAW in Support re: 74 MOTION for Summary Judgment. CORRECTED. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 06/29/2012) 06/29/2012 107 DECLARATION of Faith C. Hensrud in Support re: 100 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 06/29/2012) 06/29/2012 108 DECLARATION of Joel Waldfogel, Ph.D. in Support re: 100 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 06/29/2012) 06/29/2012 109 DECLARATION of Professor Daniel Gervais in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 110 DECLARATION of John Wilkin in Support re: 100 MOTION for Summary Judgment.. Document filed by Hathitrust. (Attachments: # 1 Exhibit A (Part 1 of 2), # 2 Exhibit A (Part 2 of 2), # 3 Exhibit B−C)(Petersen, Joseph) (Entered: 06/29/2012) 06/29/2012 111 AFFIRMATION of Joseph Petersen in Support re: 100 MOTION for Summary Judgment.. Document filed by Hathitrust. (Attachments: # 1 Exhibit A−W)(Petersen, Joseph) (Entered: 06/29/2012) 06/29/2012 112 MEMORANDUM OF LAW in Support re: 100 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 06/29/2012) 06/29/2012 113 RULE 56.1 STATEMENT. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 06/29/2012) 06/29/2012 114 DECLARATION of Edward H. Rosenthal (redacted) in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5 (Redacted), # 6 Exhibit 6 (Redacted), # 7 Exhibit 7 (Redacted), # 8 Exhibit 8 (Redacted), # 9 Exhibit 9 (Redacted), # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33 Exhibit 33, # 34 Exhibit 34, # 35 Exhibit 35, # 36 Exhibit 36, # 37 Exhibit 37, # 38 Exhibit 38, # 39 Exhibit 39, # 40 Exhibit 40, # 41 Exhibit 41, # 42 Exhibit 42, # 43 Exhibit 43, # 44 Exhibit 44, # 45 Exhibit 45, # 46 Exhibit 46, # 47 Exhibit 47, # 48 Exhibit 48, # 49 Exhibit 49, # 50 Exhibit 50, # 51 Exhibit 51, # 52 Exhibit 52, # 53 Exhibit 53, # 54 Exhibit 54, # 55 Exhibit 55, # 56 Exhibit 56, # 57 Exhibit 57, # 58 Exhibit 58, # 59 Exhibit 59, # 60 Exhibit 60, # 61 Exhibit 61, # 62 Exhibit 62, # 63 Exhibit 63, # 64 Exhibit 64, # 65 Exhibit 65, # 66 Exhibit 66, # 67 Exhibit 67, # 68 Exhibit 68, # 69 Exhibit 69, # 70 Exhibit 70, # 71 Exhibit 71, # 72 Exhibit 72, # 73 Exhibit 73, # 74 Exhibit 74, # 75 Exhibit 75, # 76 Exhibit 76, # 77 Exhibit 77, # 78 Exhibit 78, # 79 Exhibit 79, # 80 Exhibit 80 (Redacted), # 81 Exhibit 81 (Redacted), # 82 Exhibit 82 (Redacted), # 83 Exhibit 83 (Redacted), # 84 Exhibit 84 (Redacted), # 85 Exhibit 85 (Redacted), # 86 Exhibit 86, # 87 Exhibit 87 (Redacted), # 88 Exhibit 88 (Redacted), # 89 Exhibit 89 (Redacted), # 90 Exhibit A-51 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 51 of 65 90, # 91 Exhibit 91, # 92 Exhibit 92 (Redacted), # 93 Exhibit 93 (Redacted), # 94 Exhibit 94, # 95 Exhibit 95, # 96 Exhibit 96, # 97 Exhibit 97, # 98 Exhibit 98, # 99 Exhibit 99, # 100 Exhibit 100, # 101 Exhibit 101, # 102 Exhibit 102 (Part A), # 103 Exhibit 102 (Part B), # 104 Exhibit 103, # 105 Exhibit 104, # 106 Exhibit 105)(Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 115 MEMORANDUM OF LAW in Support re: 81 MOTION for Summary Judgment. (redacted). Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 06/29/2012 116 RULE 56.1 STATEMENT. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 06/29/2012) 07/02/2012 117 DECLARATION of George Kerscher in Support re: 74 MOTION for Summary Judgment.. Document filed by National Federation of the Blind. (Attachments: # 1 Exhibit Exhiit A to Declaration of George Kerscher)(Bernstein, Robert) (Entered: 07/02/2012) 07/02/2012 118 DECLARATION of James Fruchterman in Support re: 74 MOTION for Summary Judgment.. Document filed by National Federation of the Blind. (Attachments: # 1 Exhibit Exhibit A − Curriculum Vitae of James Fruchterman)(Bernstein, Robert) (Entered: 07/02/2012) 07/03/2012 119 DECLARATION of Joel Waldfogel, Ph.D. (redacted) in Support re: 100 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 07/03/2012) 07/06/2012 120 MOTION to File Amicus Brief. Document filed by American Library Association, Association of College and Research Libraries, Association of Research Libraries.(Band, Jonathan) (Entered: 07/06/2012) 07/06/2012 121 BRIEF re: 120 MOTION to File Amicus Brief. in Support of Defendant's Motion for Summary Judgment. Document filed by American Library Association, Association of College and Research Libraries, Association of Research Libraries.(Band, Jonathan) (Entered: 07/06/2012) 07/07/2012 122 FIRST MOTION for Leave to File. Document filed by DIGITAL HUMANITIES AND LAW SCHOLARS.(Colman, Charles) (Entered: 07/07/2012) 07/07/2012 123 FIRST MEMORANDUM OF LAW in Support re: 100 MOTION for Summary Judgment.. Document filed by DIGITAL HUMANITIES AND LAW SCHOLARS. (Colman, Charles) (Entered: 07/07/2012) 07/11/2012 124 DECLARATION of Benjamin Edelman (redacted) (CORRECTED VERSION) in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 07/11/2012) 07/11/2012 125 DECLARATION of Edward H. Rosenthal (redacted) (CORRECTED VERSION) in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, David Crane, Pat Cummings, Erik Grundstrom, A-52 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 52 of 65 Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Attachments: # 1 Exhibit 5 (redacted) (CORRECTED VERSION), # 2 Exhibit 6 (redacted) (CORRECTED VERSION), # 3 Exhibit 7 (redacted) (CORRECTED VERSION), # 4 Exhibit 8 (redacted) (CORRECTED VERSION), # 5 Exhibit 9 (redacted) (CORRECTED VERSION), # 6 Exhibit 10 (redacted0 (CORRECTED VERSION), # 7 Exhibit 80 (redacted) (CORRECTED), # 8 Exhibit 81 (redacted) (CORRECTED VERSION), # 9 Exhibit 82 (redacted) (CORRECTED VERSION), # 10 Exhibit 83 (redacted) (CORRECTED VERSION), # 11 Exhibit 84 (redacted) (CORRECTED VERSION), # 12 Exhibit 85 (redacted) (CORRECTED VERSION), # 13 Exhibit 87 (redacted) (CORRECTED VERSION), # 14 Exhibit 88 (redacted) (CORRECTED VERSION), # 15 Exhibit 89 (redacted) (CORRECTED VERSION), # 16 Exhibit 92 (redacted) (CORRECTED VERSION), # 17 Exhibit 93 (redacted) (CORRECTED VERSION))(Rosenthal, Edward) (Entered: 07/11/2012) 07/13/2012 126 SEALED DOCUMENT placed in vault.(nm) (Entered: 07/13/2012) 07/19/2012 127 ORDER: With the consent of all parties, that the Non−conforming documents be deleted and access thereto permanently removed. (Signed by Judge Harold Baer on 7/19/2012) (jar) (Entered: 07/19/2012) 07/20/2012 128 RESPONSE in Opposition re: 81 MOTION for Summary Judgment.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 07/20/2012) 07/20/2012 129 DECLARATION of James Fruchterman in Opposition re: 81 MOTION for Summary Judgment.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 07/20/2012) 07/20/2012 130 COUNTER STATEMENT TO 116 Rule 56.1 Statement,,., RULE 56.1 STATEMENT. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 07/20/2012) 07/20/2012 131 DECLARATION of Paul Aiken (Second) in Opposition re: 74 MOTION for Summary Judgment., 100 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 07/20/2012) 07/20/2012 132 DECLARATION of Jeremy S. Goldman (redacted) in Opposition re: 100 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 07/20/2012) 07/20/2012 133 COUNTER STATEMENT TO 113 Rule 56.1 Statement. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois. (Rosenthal, Edward) (Entered: 07/20/2012) A-53 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 53 of 65 07/20/2012 134 COUNTER STATEMENT TO 76 Rule 56.1 Statement. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 07/20/2012) 07/20/2012 135 MEMORANDUM OF LAW in Opposition re: 74 MOTION for Summary Judgment., 100 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 07/20/2012) 07/20/2012 136 DECLARATION of Bernt Hugenholtz in Opposition re: 81 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 07/20/2012) 07/20/2012 137 DECLARATION of (REDACTED) Cory Snavely in Opposition re: 81 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 07/20/2012) 07/20/2012 138 DECLARATION of (REDACTED) Joseph Petersen in Opposition re: 81 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 07/20/2012) 07/20/2012 139 COUNTER STATEMENT TO 116 Rule 56.1 Statement,,. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 07/20/2012) 07/20/2012 140 MEMORANDUM OF LAW in Opposition re: 81 MOTION for Summary Judgment. (REDACTED). Document filed by Hathitrust. (Petersen, Joseph) (Entered: 07/20/2012) 07/25/2012 141 SEALED DOCUMENT placed in vault.(mps) (Entered: 07/25/2012) 07/27/2012 142 DECLARATION of Jeremy S. Goldman in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, Danielle Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 07/27/2012) 07/27/2012 143 REPLY MEMORANDUM OF LAW in Support re: 81 MOTION for Summary Judgment.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, Danielle Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 07/27/2012) 07/27/2012 144 DECLARATION of John Wilkin in Support re: 100 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 07/27/2012) 07/27/2012 145 DECLARATION of Joseph Petersen (redacted) in Support re: 100 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 07/27/2012) 07/27/2012 146 REPLY MEMORANDUM OF LAW in Support re: 100 MOTION for Summary Judgment.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 07/27/2012) A-54 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 54 of 65 07/27/2012 147 DECLARATION of James Fruchterman in Support re: 74 MOTION for Summary Judgment.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 07/27/2012) 07/27/2012 148 DECLARATION of Fredric Schroeder in Support re: 74 MOTION for Summary Judgment.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 07/27/2012) 07/27/2012 149 REPLY MEMORANDUM OF LAW in Support re: 74 MOTION for Summary Judgment.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 07/27/2012) 08/03/2012 150 FILING ERROR − DEFICIENT DOCKET ENTRY − MOTION for Jessica P. Weber to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208−7702049. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Georgina Kleege, Georgina Kleege, National Federation of the Blind, Blair Seidlitz, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler, Courtney Wheeler. (Attachments: # 1 Exhibit Certificate of Good Standing NY, # 2 Exhibit Certificate of Good Standing MD, # 3 Text of Proposed Order)(Weber, Jessica) Modified on 8/3/2012 (wb). (Entered: 08/03/2012) 08/03/2012 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. 150 MOTION for Jessica P. Weber to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208−7702049. Motion and supporting papers to be reviewed by Clerk's Office staff.. The Order has to Contain all the Attorney's Information. (wb) (Entered: 08/03/2012) 08/03/2012 151 MOTION for Jessica P. Weber to Appear Pro Hac Vice CORRECTED. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Georgina Kleege, Georgina Kleege, National Federation of the Blind, Blair Seidlitz, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler, Courtney Wheeler. (Attachments: # 1 Exhibit Certificate of Good Standing New York, # 2 Exhibit Certificate of Good Standing Maryland, # 3 Text of Proposed Order)(Weber, Jessica) (Entered: 08/03/2012) 08/03/2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 151 MOTION for Jessica P. Weber to Appear Pro Hac Vice CORRECTED. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) (Entered: 08/03/2012) 08/06/2012 Minute Entry for proceedings held before Judge Harold Baer: Oral Argument held on 8/6/2012 re: 74 MOTION for Summary Judgment. filed by Courtney Wheeler, National Federation of the Blind, The National Federation of the Blind, Blair Seidlitz, Georgina Kleege, 120 MOTION to File Amicus Brief. filed by American Library Association, Association of Research Libraries, Association of College and Research Libraries, 122 FIRST MOTION for Leave to File. filed by DIGITAL HUMANITIES AND LAW SCHOLARS, 81 MOTION for Summary Judgment. filed by Norsk Faglitteraer Forfatter0OG Oversetterforening, Pat Cummins, Fay Weldon, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Pat Cummings, the Writers' Union of Canada, Jack R. Salamanca, T.J. Stiles, Daniele Simpson, James Shapiro, Union Des Ecrivaines Et Des Ecrivains Quebecois, Danielle Simpson, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Angelo Loukakis, Erik Grundstrom, The Authors Guild, Inc., Authors' Licensing and Collecting Society. (js) (Entered: 08/20/2012) 08/16/2012 152 SEALED DOCUMENT placed in vault.(mps) (Entered: 08/16/2012) 08/22/2012 153 TRANSCRIPT of Proceedings re: CONFERNCE held on 8/6/2012 before Judge Harold Baer. Court Reporter/Transcriber: Alena Lynch, (212) 805−0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript A-55 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 55 of 65 Restriction. After that date it may be obtained through PACER. Redaction Request due 9/17/2012. Redacted Transcript Deadline set for 9/27/2012. Release of Transcript Restriction set for 11/26/2012.(McGuirk, Kelly) (Entered: 08/22/2012) 08/22/2012 154 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERNCE proceeding held on 8/6/12 has been filed by the court reporter/transcriber in the above−captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 08/22/2012) 09/28/2012 155 ENDORSED LETTER addressed to Judge Harold Baer, Jr. from Jessica P. Weber dated 9/28/12 re: Counsel writes to request that the fee accompanying her motion for admission pro hac vice be applied to her petition for admission to the United States District Court for the Southern District of New York. ENDORSEMENT: Please apply the fee to Ms. Weber's petition for admission to the SDNY Court. (Signed by Judge Harold Baer on 9/28/2012) (mro) (Entered: 09/28/2012) 10/10/2012 156 OPINION &ORDER # 102471re: 74 MOTION for Summary Judgment filed by Courtney Wheeler, National Federation of the Blind, The National Federation of the Blind, Blair Seidlitz, Georgina Kleege, 120 MOTION to File Amicus Brief filed by American Library Association, Association of Research Libraries, Association of College and Research Libraries, 37 MOTION for Judgment on the Pleadings. filed by Hathitrust, 54 MOTION for Judgment on the Pleadings Motion for Partial Judgment on the Pleadings filed by Norsk Faglitteraer Forfatter0OG Oversetterforening, Pat Cummins, Fay Weldon, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Pat Cummings, the Writers' Union of Canada, Jack R. Salamanca, T.J. Stiles, Daniele Simpson, James Shapiro, Union Des Ecrivaines Et Des Ecrivains Quebecois, Danielle Simpson, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Angelo Loukakis, Erik Grundstrom, The Authors Guild, Inc., Authors' Licensing and Collecting Society, 122 FIRST MOTION for Leave to File filed by DIGITAL HUMANITIES AND LAW SCHOLARS, 81 MOTION for Summary Judgment filed by Norsk Faglitteraer Forfatter0OG Oversetterforening, Pat Cummins, Fay Weldon, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Pat Cummings, the Writers' Union of Canada, Jack R. Salamanca, T.J. Stiles, Daniele Simpson, James Shapiro, Union Des Ecrivaines Et Des Ecrivains Quebecois, Danielle Simpson, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Angelo Loukakis, Erik Grundstrom, The Authors Guild, Inc., Authors' Licensing and Collecting Society, 100 MOTION for Summary Judgment filed by Hathitrust. I have considered the parties' remaining arguments and find them to be without merit. For the foregoing reasons, Plaintiffs' motions are DENIED. Defendants' motion for judgment on the pleadings is GRANTED in part and DENIED in part: the Associational Plaintiffs have Article III standing; the U.S. Associational Plaintiffs lack statutory standing; and Plaintiffs' OWP claims are not ripe. Defendants' and Defendant Intervenors' motions for summary judgment are GRANTED: their participation in the MDP and the present application of the HDL are protected under fair use. The two unopposed motions for leave to file briefs as amici are GRANTED. The Clerk of the Court is instructed to close the seven open motions, close the case, and remove it from my docket. (Signed by Judge Harold Baer on 10/10/2012) (lmb) Modified on 10/16/2012 (ft). (Entered: 10/10/2012) 10/10/2012 10/12/2012 Transmission to Judgments and Orders Clerk. Transmitted re: 156 Memorandum &Opinion to the Judgments and Orders Clerk. (lmb) (Entered: 10/10/2012) 157 CLERK'S JUDGMENT That for the reasons stated in the Court's Opinion and Order dated October 10, 2012, Plaintiffs' motions are denied; Defendants' motion for judgment on the pleadings is granted in part and denied in part: the Associational Plaintiffs have Article III standing; the U.S. Associational Plaintiffs lack statutory standing; and Plaintiffs' OWP claims are not ripe; Defendants and Defendant Intervenors' motions for summary judgment are granted: their participation in the MDP and the present application of the HDL are protected under fair use; and the two unopposed motions for leave to file briefs as amici are granted; accordingly, the case is closed. (Signed by Clerk of Court Ruby Krajick on 10/12/12) (Attachments: # 1 NOTICE OF RIGHT TO APPEAL)(ml) (Entered: A-56 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 56 of 65 10/12/2012) 10/26/2012 158 MOTION for Attorney Fees. Document filed by Hathitrust.(Petersen, Joseph) (Entered: 10/26/2012) 10/26/2012 159 MEMORANDUM OF LAW in Support re: 158 MOTION for Attorney Fees.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 10/26/2012) 10/26/2012 160 DECLARATION of Roger L. Zissu in Support re: 158 MOTION for Attorney Fees.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 10/26/2012) 10/26/2012 161 DECLARATION of Raymond J. Dowd in Support re: 158 MOTION for Attorney Fees.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 10/26/2012) 10/26/2012 162 DECLARATION of Joseph Petersen in Support re: 158 MOTION for Attorney Fees.. Document filed by Hathitrust. (Attachments: # 1 Exhibit A, # 2 Errata B, # 3 Exhibit C (Part 1 of 4), # 4 Exhibit C (Part 2 of 4), # 5 Exhibit C (Part 3 of 4), # 6 Exhibit C (Part 4 of 4))(Petersen, Joseph) (Entered: 10/26/2012) 11/01/2012 163 MOTION for Attorney Fees of Defendant Intervenors. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler.(Goldstein, Daniel) (Entered: 11/01/2012) 11/01/2012 164 MEMORANDUM OF LAW in Support re: 163 MOTION for Attorney Fees of Defendant Intervenors.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 11/01/2012) 11/01/2012 165 DECLARATION of Daniel F. Goldstein in Support re: 163 MOTION for Attorney Fees of Defendant Intervenors.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Attachments: # 1 Exhibit A, # 2 Exhibit B−1, # 3 Exhibit B−2, # 4 Exhibit B−3, # 5 Exhibit B−4, # 6 Exhibit B−5, # 7 Exhibit B−6, # 8 Exhibit B−7, # 9 Exhibit B−8, # 10 Exhibit B−9, # 11 Exhibit B−10, # 12 Exhibit B−11, # 13 Exhibit B−12)(Goldstein, Daniel) (Entered: 11/01/2012) 11/08/2012 166 ENDORSED LETTER addressed to Judge Harold Baer, Jr. from Edward H. Rosenthal dated 11/6/2012 re: Counsel for plaintiff writes that the parties have agreed, subject to the Court's approval, that plaintiiffs' opposition to the motion will be served on or before November 20, 2012 and any reply by defendants will be filed on or before December 6, 2012. ENDORSEMENT: granted.., ( Replies due by 12/6/2012.) (Signed by Judge Harold Baer on 11/7/2012) (pl) (Entered: 11/08/2012) 11/08/2012 167 NOTICE OF APPEAL from 157 Clerk's Judgment,,, 156 Memorandum &Opinion,,,,,,,,,,. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. Filing fee $ 455.00, receipt number 0208−7961302. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Rosenthal, Edward) (Entered: 11/08/2012) 11/08/2012 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 167 Notice of Appeal,,. (nd) (Entered: 11/08/2012) 11/08/2012 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for 125 Declaration in Support of Motion,,,,, filed by Norsk Faglitteraer Forfatter0OG Oversetterforening, Fay Weldon, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Pat Cummings, the Writers' Union of Canada, Jack R. Salamanca, T.J. Stiles, Daniele Simpson, David Crane, James Shapiro, Union Des Ecrivaines Et Des Ecrivains Quebecois, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Angelo Loukakis, Erik Grundstrom, The Authors Guild, Inc., Authors' Licensing and Collecting Society, 59 MOTION for Jonathan Band to Appear Pro Hac Vice. filed by American Library Association, Association of Research A-57 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 57 of 65 Libraries, Association of College and Research Libraries, 42 Order on Motion to Appear Pro Hac Vice, 12 Order on Motion to Appear Pro Hac Vice, 93 Declaration in Support of Motion,, filed by Norsk Faglitteraer Forfatter0OG Oversetterforening, Fay Weldon, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Pat Cummings, the Writers' Union of Canada, Jack R. Salamanca, T.J. Stiles, Daniele Simpson, James Shapiro, Union Des Ecrivaines Et Des Ecrivains Quebecois, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Angelo Loukakis, Erik Grundstrom, The Authors Guild, Inc., Authors' Licensing and Collecting Society, 92 Declaration in Support of Motion,, filed by Norsk Faglitteraer Forfatter0OG Oversetterforening, Fay Weldon, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Pat Cummings, the Writers' Union of Canada, Jack R. Salamanca, T.J. Stiles, Daniele Simpson, James Shapiro, Union Des Ecrivaines Et Des Ecrivains Quebecois, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Angelo Loukakis, Erik Grundstrom, The Authors Guild, Inc., Authors' Licensing and Collecting Society, 62 MOTION for Leave to File Brief Amici Curiae. filed by American Library Association, Association of Research Libraries, Association of College and Research Libraries, 110 Declaration in Support of Motion filed by Hathitrust, 91 Declaration in Support of Motion,, filed by Norsk Faglitteraer Forfatter0OG Oversetterforening, Fay Weldon, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Pat Cummings, the Writers' Union of Canada, Jack R. Salamanca, T.J. Stiles, Daniele Simpson, James Shapiro, Union Des Ecrivaines Et Des Ecrivains Quebecois, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Angelo Loukakis, Erik Grundstrom, The Authors Guild, Inc., Authors' Licensing and Collecting Society, 50 Memorandum of Law in Opposition to Motion,, filed by Norsk Faglitteraer Forfatter0OG Oversetterforening, Pat Cummins, Fay Weldon, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Pat Cummings, the Writers' Union of Canada, Jack R. Salamanca, T.J. Stiles, Daniele Simpson, James Shapiro, Union Des Ecrivaines Et Des Ecrivains Quebecois, Danielle Simpson, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Angelo Loukakis, Erik Grundstrom, The Authors Guild, Inc., Authors' Licensing and Collecting Society, 10 Order on Motion to Appear Pro Hac Vice, 5 MOTION for Alex S. Fonoroff to Appear Pro Hac Vice. filed by Cora J Griffin, Mark J. Bradley, David G. Walsh, Jose F. Vazquez, Monica Lozano, Andrea Fischer Newman, Leslie Tang Schilling, The Regents Of The University Of Michigan, Michael J. Spector, Jeffrey Bartell, Cornell University, Bonnie Reiss, Philip N. Eskew, Jr., Alfredo Mireles, Jr., Hadi Makarechian, Richard C. Blum, S. Martin Taylor, Bruce D. Varner, MaryEllen Kiley Bishop, S. Mark Tyler, Fred Ruiz, Michael J Falbo, Charlene Zettel, Derica W. Rice, Judith V. Crain, Patrick A. Shoulders, Troy Sherven, Charles Pruitt, Bruce Cole, William R. Cast, Russell Gould, Paul Wachter, Odessa Johnson, William H. Strong, Laurence B. Deitch, William De La Pena, Tony Evers, The Trustees Of Indiana University, David Crane, Sherry L. Lansing, The Board Of Regents Of The University Of Wisconsin System, Julia Donovan Darlow, George Kieffer, Norman J. Pattiz, Denise Ilitch, Olivia P. Maynard, Hathitrust, Andrew C. Richner, Brent Smith, Katherine Pointer, Katherine E. White, John Drew, Eddie Island, Thomas E. Reilly, Jr., George M. Marcus, Edmund Manydeeds, The Regents of the University of California, 118 Declaration in Support of Motion filed by National Federation of the Blind, 52 Declaration in Support of Motion,, filed by Hathitrust, 77 Declaration in Support of Motion, filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 117 Declaration in Support of Motion filed by National Federation of the Blind, 70 Notice of Filing Transcript, 137 Declaration in Opposition to Motion filed by Hathitrust, 132 Declaration in Opposition to Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 74 MOTION for Summary Judgment. filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, National Federation of the Blind, 167 Notice of Appeal,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, A-58 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 58 of 65 Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 138 Declaration in Opposition to Motion filed by Hathitrust, 131 Declaration in Opposition to Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 102 Declaration in Support of Motion filed by Hathitrust, 55 Memorandum of Law in Support of Motion,, filed by Pat Cummins, Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Danielle Simpson, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 128 Response in Opposition to Motion filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 160 Declaration in Support of Motion filed by Hathitrust, 164 Memorandum of Law in Support of Motion filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 39 Declaration in Support of Motion filed by Hathitrust, 19 Stipulation and Order,, 64 Rule 7.1 Corporate Disclosure Statement filed by American Library Association, Association of Research Libraries, Association of College and Research Libraries, 124 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 53 Notice of Change of Address filed by Cora J Griffin, Mark J. Bradley, David G. Walsh, Jose F. Vazquez, Monica Lozano, Andrea Fischer Newman, Leslie Tang Schilling, The Regents Of The University Of Michigan, Michael J. Spector, Jeffrey Bartell, Cornell University, Bonnie Reiss, Philip N. Eskew, Jr., Alfredo Mireles, Jr., Hadi Makarechian, Richard C. Blum, S. Martin Taylor, Bruce D. Varner, MaryEllen Kiley Bishop, S. Mark Tyler, Fred Ruiz, Michael J Falbo, Charlene Zettel, Derica W. Rice, Judith V. Crain, Patrick A. Shoulders, Troy Sherven, Charles Pruitt, Bruce Cole, William R. Cast, Russell Gould, Paul Wachter, Odessa Johnson, William H. Strong, Laurence B. Deitch, William De La Pena, Tony Evers, The Trustees Of Indiana University, Sherry L. Lansing, David Crane, The Board Of Regents Of The University Of Wisconsin System, Julia Donovan Darlow, Norman J. Pattiz, George Kieffer, Denise Ilitch, Olivia P. Maynard, Andrew C. Richner, Hathitrust, Brent Smith, Katherine Pointer, Katherine E. White, John Drew, Eddie Island, Thomas E. Reilly, Jr., George M. Marcus, Edmund Manydeeds, The Regents of the University of California, 78 Declaration in Support of Motion filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 135 Memorandum of Law in Opposition to Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 84 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors A-59 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 59 of 65 Limited, Erik Grundstrom, The Authors Guild, Inc., 85 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 80 Declaration in Support of Motion filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 99 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, S. Martin Taylor, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 37 MOTION for Judgment on the Pleadings. filed by Hathitrust, 2 Rule 7.1 Corporate Disclosure Statement, filed by Pat Cummins, Fay Weldon, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Roxana Robinson, T.J. Stiles, James Shapiro, Andre Roy, The Australian Society Of Authors Limited, The Authors Guild, Inc., 38 Memorandum of Law in Support of Motion filed by Hathitrust, 166 Endorsed Letter, Set Deadlines,, 26 Declaration in Support of Motion, filed by National Federation of the Blind, 36 MOTION for Declaratory Judgment. filed by Hathitrust, 49 Declaration in Opposition to Motion,,, filed by Pat Cummins, Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Danielle Simpson, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 24 MOTION to Intervene As Defendants. filed by Courtney Wheeler, Georgina Kleege, Blair Seidlitz, National Federation of the Blind, 18 Order on Motion to Appear Pro Hac Vice, 58 Answer to Amended Complaint, filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 140 Memorandum of Law in Opposition to Motion filed by Hathitrust, 122 FIRST MOTION for Leave to File. filed by DIGITAL HUMANITIES AND LAW SCHOLARS, 86 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 7 MOTION for Allison Scott Roach to Appear Pro Hac Vice. filed by Cora J Griffin, Mark J. Bradley, David G. Walsh, Jose F. Vazquez, Monica Lozano, Andrea Fischer Newman, Leslie Tang Schilling, The Regents Of The University Of Michigan, Michael J. Spector, Jeffrey Bartell, Cornell University, Bonnie Reiss, Philip N. Eskew, Jr., Alfredo Mireles, Jr., Hadi Makarechian, Richard C. Blum, S. Martin Taylor, Bruce D. Varner, MaryEllen Kiley Bishop, S. Mark Tyler, Fred Ruiz, Michael J Falbo, Charlene Zettel, Derica W. Rice, Judith V. Crain, Patrick A. Shoulders, Troy Sherven, Charles Pruitt, Bruce Cole, William R. Cast, Russell Gould, Paul Wachter, Odessa Johnson, William H. Strong, Laurence B. Deitch, William De La Pena, Tony Evers, The Trustees Of Indiana University, Sherry L. Lansing, David Crane, The Board Of Regents Of The University Of Wisconsin System, Julia Donovan Darlow, Norman J. Pattiz, George Kieffer, Denise Ilitch, Olivia P. Maynard, Andrew C. Richner, Hathitrust, Brent Smith, Katherine Pointer, Katherine E. White, John Drew, Eddie Island, Thomas E. Reilly, Jr., George M. Marcus, Edmund Manydeeds, The Regents of the University of California, 82 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, A-60 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 60 of 65 Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 15 Notice of Appearance,,, filed by Cora J Griffin, Mark J. Bradley, Monica Lozano, Andrea Fischer Newman, Leslie Tang Schilling, The Regents Of The University Of Michigan, Michael J. Spector, Jeffrey Bartell, Cornell University, Bonnie Reiss, Philip N. Eskew, Jr., Alfredo Mireles, Jr., Hadi Makarechian, Richard C. Blum, S. Martin Taylor, MaryEllen Kiley Bishop, Fred Ruiz, Michael J Falbo, Derica W. Rice, Judith V. Crain, Patrick A. Shoulders, Charles Pruitt, Bruce Cole, William R. Cast, Russell Gould, Odessa Johnson, William H. Strong, Laurence B. Deitch, William De La Pena, Tony Evers, Sherry L. Lansing, David Crane, The Board Of Regents Of The University Of Wisconsin System, Julia Donovan Darlow, Norman J. Pattiz, George Kieffer, Denise Ilitch, Olivia P. Maynard, Andrew C. Richner, Hathitrust, Brent Smith, Katherine Pointer, John Drew, Eddie Island, Thomas E. Reilly, Jr., George M. Marcus, Edmund Manydeeds, 83 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 20 Scheduling Order, 30 MOTION for Daniel F. Goldstein to Appear Pro Hac Vice. filed by Courtney Wheeler, Georgina Kleege, Blair Seidlitz, National Federation of the Blind, 113 Rule 56.1 Statement filed by Hathitrust, 144 Declaration in Support of Motion filed by Hathitrust, 123 Memorandum of Law in Support of Motion filed by DIGITAL HUMANITIES AND LAW SCHOLARS, 104 Declaration in Support of Motion filed by Hathitrust, 71 Endorsed Letter, Set Deadlines,,,, 98 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 111 Affirmation in Support of Motion filed by Hathitrust, 44 Declaration in Support of Motion filed by Hathitrust, 100 MOTION for Summary Judgment. filed by Hathitrust, 103 Declaration in Support of Motion filed by Hathitrust, 95 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 134 Counter Statement to Rule 56.1,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 45 Endorsed Letter,,, 33 Stipulation and Order,,, 114 Declaration in Support of Motion,,,,,,,,,,, filed by Pat Cummins, Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 148 Declaration in Support of Motion filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 101 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors A-61 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 61 of 65 Limited, Erik Grundstrom, The Authors Guild, Inc., 155 Endorsed Letter, 142 Declaration in Support of Motion,, filed by Pat Cummins, Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Danielle Simpson, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 48 Order on Motion to Intervene, 121 Brief, filed by American Library Association, Association of Research Libraries, Association of College and Research Libraries, 43 Memorandum of Law in Support of Motion filed by Hathitrust, 14 Notice of Appearance filed by Cornell University, 75 Memorandum of Law in Support of Motion filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 68 Endorsed Letter,,, 3 Notice of Case Assignment/Reassignment, 8 MOTION for Joseph M. Beck to Appear Pro Hac Vice. filed by Cora J Griffin, Mark J. Bradley, David G. Walsh, Jose F. Vazquez, Monica Lozano, Andrea Fischer Newman, Leslie Tang Schilling, The Regents Of The University Of Michigan, Michael J. Spector, Jeffrey Bartell, Cornell University, Bonnie Reiss, Philip N. Eskew, Jr., Alfredo Mireles, Jr., Hadi Makarechian, Richard C. Blum, S. Martin Taylor, Bruce D. Varner, MaryEllen Kiley Bishop, S. Mark Tyler, Fred Ruiz, Michael J Falbo, Charlene Zettel, Derica W. Rice, Judith V. Crain, Patrick A. Shoulders, Troy Sherven, Charles Pruitt, Bruce Cole, William R. Cast, Russell Gould, Paul Wachter, Odessa Johnson, William H. Strong, Laurence B. Deitch, William De La Pena, Tony Evers, The Trustees Of Indiana University, Sherry L. Lansing, David Crane, The Board Of Regents Of The University Of Wisconsin System, Julia Donovan Darlow, Norman J. Pattiz, George Kieffer, Denise Ilitch, Olivia P. Maynard, Andrew C. Richner, Hathitrust, Brent Smith, Katherine Pointer, Katherine E. White, John Drew, Eddie Island, Thomas E. Reilly, Jr., George M. Marcus, Edmund Manydeeds, The Regents of the University of California, 147 Declaration in Support of Motion filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 31 MOTION to Substitute Party. Old Party: New Party: STIPULATION AND ORDER TO SUBSTIUTE PARTIES. filed by Hathitrust, 108 Declaration in Support of Motion filed by Hathitrust, 133 Counter Statement to Rule 56.1,, filed by Pat Cummins, Pat Cummings, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 47 Protective Order, 57 Stipulation and Order, Set Motion and RRDeadlines/Hearings,,,, 61 Response in Opposition to Motion, filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, National Federation of the Blind, 1 Complaint,, filed by Pat Cummins, Fay Weldon, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Roxana Robinson, T.J. Stiles, James Shapiro, Andre Roy, The Australian Society Of Authors Limited, The Authors Guild, Inc., 119 Declaration in Support of Motion filed by Hathitrust, 23 Answer to Amended Complaint,,,, filed by Cora J Griffin, Mark J. Bradley, David G. Walsh, Jose F. Vazquez, Monica Lozano, Andrea Fischer Newman, Leslie Tang Schilling, The Regents Of The University Of Michigan, Michael J. Spector, Jeffrey Bartell, Cornell University, Bonnie Reiss, Philip N. Eskew, Jr., Alfredo Mireles, Jr., Hadi Makarechian, Richard C. Blum, S. Martin Taylor, Bruce D. Varner, MaryEllen Kiley Bishop, S. Mark Tyler, Fred Ruiz, Michael J Falbo, Charlene Zettel, Derica W. Rice, Judith V. Crain, Patrick A. Shoulders, Troy Sherven, Charles Pruitt, Bruce Cole, William R. Cast, Russell Gould, Paul Wachter, Odessa Johnson, William H. Strong, Laurence B. Deitch, William De La Pena, Tony Evers, The Trustees Of Indiana University, Sherry L. Lansing, David Crane, The Board Of Regents Of The University Of Wisconsin System, Julia Donovan Darlow, Norman J. Pattiz, George Kieffer, Denise Ilitch, Olivia P. Maynard, Andrew C. Richner, Hathitrust, Brent Smith, Katherine Pointer, Katherine E. White, John Drew, Eddie Island, Thomas E. Reilly, Jr., George M. Marcus, Edmund Manydeeds, The Regents of the University of California, 94 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines A-62 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 62 of 65 Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 35 MOTION for Judgment on the Pleadings. filed by Hathitrust, 136 Declaration in Opposition to Motion filed by Hathitrust, 22 Scheduling Order,, 29 MOTION for Laura G. Abelson to Appear Pro Hac Vice. filed by Courtney Wheeler, Georgina Kleege, Blair Seidlitz, National Federation of the Blind, 88 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Norman J. Pattiz, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 69 Transcript,, 13 Stipulation and Order, Set Deadlines, 25 Memorandum of Law in Support of Motion filed by Georgina Kleege, 129 Declaration in Opposition to Motion filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 151 MOTION for Jessica P. Weber to Appear Pro Hac Vice CORRECTED. Motion and supporting papers to be reviewed by Clerk's Office staff. filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, National Federation of the Blind, 90 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fred Ruiz, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 149 Reply Memorandum of Law in Support of Motion filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 40 Order on Motion to Appear Pro Hac Vice, 112 Memorandum of Law in Support of Motion filed by Hathitrust, 115 Memorandum of Law in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., Cashiers Remark, 161 Declaration in Support of Motion filed by Hathitrust, 120 MOTION to File Amicus Brief. filed by American Library Association, Association of Research Libraries, Association of College and Research Libraries, 76 Rule 56.1 Statement filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 154 Notice of Filing Transcript, 105 Memorandum of Law in Support of Motion filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 60 Order on Motion to Appear Pro Hac Vice,, 97 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, Sherry L. Lansing, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 6 MOTION for W. Andrew Pequignot to Appear Pro Hac Vice. filed by Cora J Griffin, Mark J. Bradley, David G. Walsh, Jose F. Vazquez, Monica Lozano, Andrea Fischer Newman, Leslie Tang Schilling, The Regents Of The University Of Michigan, Michael J. Spector, Jeffrey Bartell, Cornell University, Bonnie Reiss, Philip N. Eskew, Jr., Alfredo Mireles, Jr., Hadi Makarechian, Richard C. Blum, S. Martin Taylor, Bruce D. Varner, MaryEllen Kiley Bishop, S. Mark Tyler, Fred Ruiz, Michael J Falbo, Charlene Zettel, Derica W. Rice, Judith V. Crain, Angelo Loukakis, Patrick A. Shoulders, Troy Sherven, Charles Pruitt, Bruce Cole, William R. Cast, Russell Gould, Paul Wachter, Odessa Johnson, William H. Strong, Laurence B. Deitch, William De La Pena, Tony Evers, The Trustees Of Indiana University, Sherry L. Lansing, David Crane, The Board Of Regents Of The A-63 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 63 of 65 University Of Wisconsin System, Julia Donovan Darlow, Norman J. Pattiz, George Kieffer, Denise Ilitch, Olivia P. Maynard, Andrew C. Richner, Hathitrust, Brent Smith, Katherine Pointer, Katherine E. White, John Drew, Eddie Island, Thomas E. Reilly, Jr., George M. Marcus, Edmund Manydeeds, The Regents of the University of California, 56 Notice of Appearance filed by Hathitrust, 9 Order on Motion to Appear Pro Hac Vice, 16 MOTION for Ronald L. Raider to Appear Pro Hac Vice. filed by Cora J Griffin, Mark J. Bradley, David G. Walsh, Jose F. Vazquez, Monica Lozano, Andrea Fischer Newman, Leslie Tang Schilling, The Regents Of The University Of Michigan, Michael J. Spector, Jeffrey Bartell, Cornell University, Bonnie Reiss, Philip N. Eskew, Jr., Alfredo Mireles, Jr., Hadi Makarechian, Richard C. Blum, S. Martin Taylor, Bruce D. Varner, MaryEllen Kiley Bishop, S. Mark Tyler, Fred Ruiz, Michael J Falbo, Charlene Zettel, Derica W. Rice, Judith V. Crain, Patrick A. Shoulders, Troy Sherven, Charles Pruitt, Bruce Cole, William R. Cast, Russell Gould, Paul Wachter, Odessa Johnson, William H. Strong, Laurence B. Deitch, William De La Pena, Tony Evers, The Trustees Of Indiana University, Sherry L. Lansing, David Crane, The Board Of Regents Of The University Of Wisconsin System, Julia Donovan Darlow, Norman J. Pattiz, George Kieffer, Denise Ilitch, Olivia P. Maynard, Andrew C. Richner, Hathitrust, Brent Smith, Katherine Pointer, Katherine E. White, John Drew, Eddie Island, Thomas E. Reilly, Jr., George M. Marcus, Edmund Manydeeds, The Regents of the University of California, 54 MOTION for Judgment on the Pleadings Motion for Partial Judgment on the Pleadings. filed by Pat Cummins, Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Danielle Simpson, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 41 Order on Motion to Appear Pro Hac Vice, 11 Order on Motion to Appear Pro Hac Vice, 107 Declaration in Support of Motion filed by Hathitrust, 73 Endorsed Letter,, 157 Clerk's Judgment,,, 28 MOTION for Peter Jaszi to Appear Pro Hac Vice. filed by Courtney Wheeler, Georgina Kleege, Blair Seidlitz, National Federation of the Blind, 158 MOTION for Attorney Fees. filed by Hathitrust, 139 Counter Statement to Rule 56.1 filed by Hathitrust, 96 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 159 Memorandum of Law in Support of Motion filed by Hathitrust, 81 MOTION for Summary Judgment. filed by Pat Cummins, Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Danielle Simpson, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 109 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 4 Amended Complaint,,,,,,, filed by Pat Cummins, Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Danielle Simpson, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 87 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, A-64 Case: 1:11-cv-6351 As of: 02/13/2013 03:16 PM EST 64 of 65 Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 79 Declaration in Support of Motion filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 65 Memorandum of Law in Opposition to Motion filed by Hathitrust, 46 Stipulation and Order, Set Deadlines,,,,,, 130 Counter Statement to Rule 56.1, Rule 56.1 Statement filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 67 Reply Memorandum of Law in Support of Motion,, filed by Pat Cummins, Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Danielle Simpson, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 51 Reply Memorandum of Law in Support of Motion filed by Hathitrust, 162 Declaration in Support of Motion, filed by Hathitrust, 66 Endorsed Letter, 145 Declaration in Support of Motion filed by Hathitrust, 127 Order, 89 Declaration in Support of Motion,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 21 Scheduling Order,, 143 Reply Memorandum of Law in Support of Motion,, filed by Pat Cummins, Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Roxana Robinson, Sveriges Forfattarforbund, The Authors League Fund, Inc, Jack R. Salamanca, T.J. Stiles, James Shapiro, Danielle Simpson, Andre Roy, Helge Ronning, Erik Grundstrom, The Authors Guild, Inc., 72 Order on Motion for Leave to File Document, 165 Declaration in Support of Motion,, filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 156 Memorandum &Opinion,,,,,,,,,, 163 MOTION for Attorney Fees of Defendant Intervenors. filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, 153 Transcript,, 150 MOTION for Jessica P. Weber to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208−7702049. Motion and supporting papers to be reviewed by Clerk's Office staff. filed by Courtney Wheeler, Georgina Kleege, The National Federation of the Blind, Blair Seidlitz, National Federation of the Blind, 146 Reply Memorandum of Law in Support of Motion filed by Hathitrust, 63 Brief, filed by American Library Association, Association of Research Libraries, Association of College and Research Libraries, 116 Rule 56.1 Statement,, filed by Fay Weldon, Pat Cummings, the Writers' Union of Canada, Daniele Simpson, Union Des Ecrivaines Et Des Ecrivains Quebecois, Angelo Loukakis, Authors' Licensing and Collecting Society, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Sveriges Forfattarforbund, Jack R. Salamanca, T.J. Stiles, James Shapiro, Andre Roy, Helge Ronning, The Australian Society Of Authors Limited, Erik Grundstrom, The Authors Guild, Inc., 32 Rule 7.1 Corporate Disclosure Statement filed by Cornell University, 27 MOTION to Intervene As Defendants. filed by National Federation of the Blind were transmitted to the U.S. Court of Appeals. (nd) (Entered: 11/08/2012) 11/20/2012 168 ENDORSED LETTER addressed to Judge Harold Baer from Edward H. Rosenthal dated 11/16/2012 re: We are writing with the consent of counsel for Defendant−Intervenors National Federation of the Blind, et al. with respect to the briefing schedule for NFB's motion for costs and attorneys fees. The parties have agreed, subject to the Court's approval, that Plaintiffs' opposition to the motion will be served on or before 11/20/2012 and any reply by Defendants will be filed on or before 12/6/2012. This would result in both Defendants' and the NFB's motions for costs and attorneys' fees being on the same schedule and fully briefed by 12/6/2012. ENDORSEMENT: Same schedule seem appropriate − granted. (Signed by Judge Harold Baer on 11/20/2012) (mt) (Entered: 11/20/2012) A-65 Case: 1:11-cv-6351 11/20/2012 As of: 02/13/2013 03:16 PM EST 65 of 65 Set/Reset Deadlines: Opposition to motion due by 11/20/2012. Reply by defendants due by 12/6/2012. (mt) (Entered: 11/20/2012) 11/20/2012 169 DECLARATION of Edward H. Rosenthal in Opposition re: 158 MOTION for Attorney Fees., 163 MOTION for Attorney Fees of Defendant Intervenors.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, Danielle Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon, the Writers' Union of Canada. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Rosenthal, Edward) (Entered: 11/20/2012) 11/20/2012 170 MEMORANDUM OF LAW in Opposition re: 158 MOTION for Attorney Fees., 163 MOTION for Attorney Fees of Defendant Intervenors.. Document filed by Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, Daniele Simpson, Danielle Simpson, T.J. Stiles, Sveriges Forfattarforbund, The Australian Society Of Authors Limited, The Authors Guild, Inc., The Authors League Fund, Inc, Fay Weldon, the Writers' Union of Canada. (Rosenthal, Edward) (Entered: 11/20/2012) 12/06/2012 171 REPLY MEMORANDUM OF LAW in Support re: 163 MOTION for Attorney Fees of Defendant Intervenors.. Document filed by Georgina Kleege, Blair Seidlitz, The National Federation of the Blind, Courtney Wheeler. (Goldstein, Daniel) (Entered: 12/06/2012) 12/06/2012 172 REPLY MEMORANDUM OF LAW in Support re: 158 MOTION for Attorney Fees.. Document filed by Hathitrust. (Petersen, Joseph) (Entered: 12/06/2012) A-66 Edward H. Rosenthal Jeremy S. Goldm an FRAN KFUR T KURN IT KLEIN & SELZ, P.c. 488 Madiso n Avenue New York, New York 10022 Tel. : (212) 980-0120 Fax: (212) 593-9175 erosenthal@fkks.com jgoldman@fkks.com Attorneys for Plaintiffs UNITED STATE S DISTR ICT COUR T SOUTHERN DISTR ICT OF NEW YORK ----------------------------------------------------------------------){ THE AUTH ORS GUILD , INC., THE AUTH ORS LEAGUE FUND , INC., THE AUSTRALIAN SOCIE TY: OF AUTH ORS LIMITED, UNION DES ECRN AINES ET DES ECRIV AINS QUEBECOIS, AUTH ORS' LICENSING AND COLLE CTING SOCIETY, SVERI GESFO RFATT ARFO RBUN D,NOR SK FAGL IITER JER FORFA TTER- OG OVER SEITE RFOR ENING , THE WRITE RS' UNION OF CANA DA, TRON D ANDR EASSE N, PAT CUMM INGS, ERIK GRUN DSTRO M, ANGE LO LOUK AKIS, HELG E R0NN ING, RO){ANA ROBINSON, ANDR E ROY, JACK R. SALAM ANCA , JAMES SHAPI RO, DANIE LE SIMPSON, 1.1. STILE S AND FAY WELD ON, Plaintiffs, - against HATH ITRUS T; JULIA DONO VAND ARLO W, LAUR ENCE B. DEITC H, DENIS E ILITCH , OLIVI A P. MAYN ARD, ANDR EA FISCH ER NEWM AN, ANDR EW C. RICHN ER, S. MART IN TAYL OR and KA THER INE E. WHITE , in their official capacit ies as The Regents of The University of Michlgan; RICHA RD C. BLUM, DAVID CRAN E, WILLI AM DE LA PENA , RUSSE LL GOUL D, EDDIE ISLAN D, ODES SA JOHNS ON, GEOR GE KIEFF ER, SHERR Y 1. LANSI NG, MONI CA LOZA NO, HADI MAKA RECH IAN, GEOR GE M . MARC US, Index No. 11 Civ. 6351 (HB) FIRST AMENDED COMP LAINT A-67 • ALFRE DO MIREL ES, JR., NORM AN 1. PATTIZ, BONN IE REISS , FRED RUIZ, LESLI E TANG SCHIL LING, BRUC E D. VARNER, PAUL WACH TER and CHAR LENE ZETTEL, in their official capacities as The Regent s of The University of California; JEFFR EY BARTE LL, MARK J. BRAD LEY, JUDIT H V. CRAIN, JOHN DREW , TONY EVERS , MICH AEL J. FALBO, EDMU ND MANY DEED S, KATH ERINE POINTER, CHAR LES PRUIT T, TROY SHERV EN, BRENT SMITH , MICHA EL 1. SPECT OR, S. MARK TYLER , JOSE F. VASQ UEZ and DAVID G. WALSH, in their official capacities as The Board of Regent s of The Univer sity of Wiscon sin System ; WILLI AM R. CAST, PATRI CK A. SHOU LDERS , MARY ELLEN KILEY BISHO P, BRUC E COLE, PHILIP N. ESKEW , JR., CORA J. GRIFF IN, THOM AS E. REILL Y, JR., DERIC A W. RICE and WILLI AM H. STRON G, in their official capacities as The Trustee s of Indiana University; and CORN ELL UNIVE RSITY , Defend ants. ----------------------------------------------------------------------)( Plainti ffs The Author s Guild, Inc., The Author s League Fund, Inc., The Austra lian Society of Author s Limite d, UNEQ (Union Des Ecriva ines et des Ecrivai ns Quebec ois), Author s' Licens ing and Collec ting Society, Sverige s Forfatt arforbu nd, Norsk Faglitterrer Forfatt er- Og Overse tterfore ning, The Writer s' Union of Canada , Trond Andrea ssen, Pat Cumm ings, Erik Grunds trom, Angelo Loukak is, Roxan a Robins on, Helge R.0nning, Andre Roy, Jack R. Salama nca, James Shapiro , Daniel e Simpso n, T.J. Stiles and Fay Weldo n (collectively, "Plaint iffs"), by and throug h their attorne ys, Frankf urt Kurnit Klein & Selz, P.C., for their First Amend ed Compl aint agains t defend ants HathiT rust; Julia Donov an Darlow , Lauren ce B. Deitch, Denise Hitch, Olivia P. Mayna rd, Andrea Fische r Newm an, Andrew C. Richne r, S. Martin Taylor and Kather ine E. White, in their official capacit ies as the Regent s of the Univer sity of 2 A-68 Michig an (collectively, the "UM Regents"); Richard C. Blum, David Crane, William De La Pena, Russell Gould, Eddie Island, Odessa Johnson, George Kieffer , Sherry L. Lansing, Monic a Lozano , Hadi Makarechian, George M. Marcus, Alfredo Mirele s, Jr., Norma n J. Pattiz, Bonnie Reiss, Fred Ruiz, Leslie Tang Schilling, Bruce D. Varner, Paul Wachte r and Charlene Zettel, in their official capacit ies as the Regents of the Univer sity of Califor nia (collectively, the "UC Regent s"); Jeffrey Bartell , Mark 1. Bradley, Judith V. Crain, John Drew, Tony Evers, Michae l J. Falbo, Edmun d Manyd eeds, Katherine Pointer, Charle s Pruitt, Troy Sherven, Brent Smith, Michae l J. Specto r, S. Mark Tyler, Jose F. Vasque z and David G. Walsh, in their official capacities as the Board of Regent s of the Univer sity of Wiscon sin System (collectively, the "UW Regent s"); William R. Cast, Patrick A. Should ers, MaryE llen Kiley Bishop , Bruce Cole, Philip N. Eskew, Jr., Cora J. Griffin, Thoma s E. Reilly, Jr., Derica W. Rice and William H. Strong, in their official capacit ies as the Trustees ofIndi ana Univer sity (collec tively, the "ID Trustees"); and Cornel l Univer sity (collectively, "Defen dants") allege as follows : NATURE OF THE ACTIO N I. This is an action for prospe ctive injunct ive and declara tory relief arising from the system atic, concer ted, widesp read and unauth orized reprod uction and distribu tion of millions of copyrig hted books and other works, includi ng books whose copyrig hts are held by Plaintiffs, by five univers ities (each, a "Unive rsity" and collect ively, the "Unive rsities" ) and HathiT rust, a partner ship betwee n the Univer sities and other institut ions. Throug h cooper ation agreem ents entered into with Google Inc. ("Goog le"), Defend ants have engage d in an unprec edented effort to "digiti ze" - or to create digital copies of - all or a signifi cant portion of the works in their librarie s withou t the permis sion of their authors or other copyri ght holders. 2. In exchan ge for allowin g Google to create, take and comme rcially exploit million s of digital copies of books and other materia ls in their univers ity libraries, Google has 3 A-69 .: agreed to provide and has already provided the Universities with digital copies of Plaintiffs' and millions of others' books for the Universities to exploit. Led by the Univer sity of Michigan, the Universities created and joined HathiTrust, a partnership of more than fifty research institutions and libraries that have already begun to and, unless enjoined by this Court, will continue to combine their digital libraries to create a shared digital repository that already contains almost 10 million digital volumes, approximately 73% of which are protected by copyright. This so-called HathiTrust Digital Library ("HDL") is responsible for creating and distribu ting additional unauthorized digital copies of millions of copyrighted works, including works owned by Plaintiffs, and risking the potentially catastrophic, widespread dissemination of those millions of works in derogation of the statutorily-defmed framework governing library books. 3. Most recently, four of the Universities (all but Indiana University) announ ced their participation in HathiTrust's "Orphan Works Project," an initiati ve to identify and make available online to University students, faculty and library patrons full copies of so-called "orphan works" - works that are protected by copyright but whose rights holders theoretically cannot be located by procedures established by HathiTrust (the "Hathi Trust Orphans"). Unless enjoined by this Court, Defendants will start to make the copyright-prot ected HathiTrust Orphans digitally available in full text. 4. The Universities have publicly defended their unauthorized digitization activities by claiming their conduct benefits society and is permissible under the fair use doctrine set forth in Section 107 of the United States Copyright Act (the "Copyright Act"). This position is without legal support. Section 108 of the Copyright Act explicitly regulat es the extent to which libraries may lawfully reproduce copyrighted works without authorization, the circumstances under which digital copies may be created and displayed to library patrons and when copies of orphan works may be released to the public. In short, the systematic digital copying and 4 A-70 distribution of copyrighted works by the University and HathiTrust librarie s far exceeds the express limitations of Section 108, which cannot be excused by fair use under Section 107. 5. In deciding to proceed with the Hathi Trust Orphan Works Project, the Universities have taken copyright law into their own hands, ignoring propos ed legislative solutions to address the issues as well as the Court's rejection of a private ly-negotiated agreement between Google and the Guild (among other parties) in a separat e case. That proposed settlement, if approved, would have created a legal framework to display out-of-print books, including so-called orphan works, to the public through a proced ure approved by court order after due process of law, with commercial-grade security guaran tees. The Court concluded, however, that it did not have the power to create such prospe ctive licenses to use orphan works. 6. Rather than heeding the Court's words, and allowing Congress, acting in the interest of all communities, to determine the requirements and safegua rds that will govern the use of digital libraries and orphan works, Defendants have instead procee ded on their own authority, ignoring the interests of copyright holders. 7. By digitizing, archiving, copying and now publishing the copyrig hted works without the authorization of those works' rights holders, the Universities are engaging in one of the largest copyright infringements in history. The Universities have directly caused millions of works that are protected by copyright to be scanned, stored in digital format, repeatedly copied and made available online for various uses. These actions not only violate the exclusive rights of copyright holders to author ize the reproduction and distribution of their works but, by creating at least two databases connec ted to the Internet that store millions of digital copies of copyrighted books, the Universities risk the widespread, unauthorized and irrepar able dissemination of those works. 5 A-71 JURISDICTION AND VENUE 8. This is a civil action seeking injunctive relief for copyright infringement under the United States Copyright Act, 17 U.S.C. § WI et seq. (the "Copyright Act"), as well as declaratory relief pursuant to 28 U.s.C. §§ 2201 and 2202. 9. This Court has jurisdiction over the subject matter of this action pursuant to 28 U.S.c. §§ 1331 (federal question) and 1338(a) (copyright). 10. This Court has personal jurisdiction over Defendants because Defendants engaged, are engaging and threaten to engage in copyright infringement directed at and harming Plaintiffs, including Plaintiffs located in this District. Defendants should reasonably expect the digitization of copyrighted works, and the uploading and publication of copyrighted orphan works, to have consequences in this state. Defendants derive substantial revenue from interstate and international commerce. 11. Venue is proper in this district pursuant to 28 U.S.C. § 1391(b). THE PARTIES Associational Plaintiffs 12. Plaintiff The Authors Guild, Inc. (the "Guild ") is a not-for-profit corpor ation organized under New York law with its place of business located at 31 East 32nd Street, New York, New York. The Guild and its predecessor organization, the Author s League of America (the "League"), have been leading advocates for authors' copyright and contractual interests since the Leagu e's founding in 1912. With more than 8,500 published authors as members, the Guild is the largest advocacy group for book authors in the United States. The activities ofthe Guild include reviewing members' publishing and agency contracts; interve ning in disputes involving authors' rights; providing advice to members regarding develo pments in the law and 6 A-72 publishing industry that affect their rights; and supporting legislation in matters affecting copyright, freedom of expression, taxation and other issues impacting professional writers. 13. Plainti ff the Authors League Fund, Inc., (the "Authors Fund") is a not-for -profit corporation organiz ed under New York law with its place of busines s located at 31 East 32nd Street, New York, New York. Since its founding in 1917, the Author s Fund, which provides assistance to professional writers and dramatists in severe financial need because of health problems, tempor ary loss of income or other misfortune, has drawn most of its support from authors, some of whom leave their literary estates to the Fund. The Authors Fund owns literary estate of Gladys Malver n, including the copyright in "Good Troupers All: The Story of Joseph Jefferson." Defend ant HathiTrust listed "Good Troupe rs All" as an "orpha n work candidate" with a scheduled release date of October 13,201 1. The Authors Fund owns, among others, the copyright in the book specifi ed in Exhibit A which was, upon inform ation and belief, unlawf ully reproduced, digitiz ed and distributed by Defendants. 14. Plainti ff the Australian Society of Author s Limited ("Australian Society ") is a Public Compa ny Limite d By Guarantee organized in 1963 under the laws of the Comm onweal th of Austra lia with its princip al place of business is in Sydney , Austral ia. With more than 3,000 membe rs, the Austra lian Society is the leading organiz ation represe nting the professional rights and interests of Austra lia's literary creators. The Austra lian Society sets minim um rates of pay and conditions for author s and illustrators; publish es books, contrac ts, discuss ion and policy papers , and inform ation sheets for emergi ng and establi shed authors ; defends the rights of copyri ght holders ; represe nts authors on inquiries arid reviews, and lobbies governments at all levels in matters such as copyrig ht, moral rights, and taxatio n. 7 A-73 15. Plainti ff the Author s' Licensing and Collecting Society ("ALCS") is a not-for- profit organization with its principal place of business in London, Englan d. ALCS is the UK collecting society for authors of all genres of literary and dramatic copyrig ht works. Since its founding in 1977, ALCS has paid more than £250 million to its writermembers for second ary uses of their works, including photocopying, scanning, and digital copyin g of its membe r' works. Among its more than 80,000 members, ALCS represents more than 50,000 book authors. ALeS research shows that about half of all books copied under its agreements are out of print. As a consequence, as part of its routine operations, ALCS identifies and pays authors of out-of-print works. Over a ten-yea r period, ALCS has found that it identifies, contact s and pays the contributors to more than 95% of the most commo nly copied out-ofprint books. On inform ation and belief, Defend ants have digitized withou t authority more than 35,000 books by ALCS members, includi ng at least two books that Defend ants had deemed "orpha n works candid ates." 16. Plainti ffUNE Q (Union des Ecrivaines et des Ecrivains Quebecois) is a profess ional union of writers with its princip al place of business located in Montreal, Quebec. UNEQ 's missio n is to defend writers ' socio-e conom ic interests and promo te Quebe c's literature. With a membe rship of 1,400 writers of fiction, poetry, drama, nonfict ion, childre n's and other books, UNEQ is the primary representative for writers in Quebec, a status recognized by a 1990 Quebe c Act (RSQ, chapter S-32.01), and for authors throug hout Canada of original French langua ge literary or dramatic works, as certifie d by the Canadi an Artists and Producers Profess ional Relatio ns Tribunal in 1996. 17. Plainti ff Sveriges Forfatt arforbu nd ("SFF" ) is a non-pr ofit organization with its princip al place of business in Stockh olm, Swede n. The SFF, first organiz ed in 1893 as the Swedis h Associ ation of Authors, has more than 2,750 professional writers and translators as its membe rs and is the leading organiz ation for book authors in Swede n. In pursuit of its mission of 8 A-74 securing its members' rights to reasonable remuneration and working conditi ons, the SFF negotiates standard, minimum-terms agreements with book publishers, radio and television broadcasters, film producers and others on behalf of authors and translat ors. The SFF also defends freedom of expression and of the press by safeguarding the princip les of the Swedish Freedom of the Press Act. 18. Plaintiff Norsk Faglitterrer Forfatter- og Oversetterforening ("NFF") is a trade union founded in 1978 with its principal place of business in Oslo, Norway . The NFF is Norwa y's union for nonfiction writers, representing 5,400 authors and translators. It represents its members' professional interests by, among other activities, negotia ting minimum-terms agreements with book publishers and others, negotiating conditions for copying books in schools, libraries and elsewhere, and providing legal assistance to its membe rs in negotiations and conflicts regarding literary rights. 19. Plainti ff The Writers' Union of Canada ("TWU C") is a non-profit associa tion incorporated under the Canada Corporations Act with its principal place of business in Toronto, Ontario. TWUC has approximately 2,000 members who earn their living from writing books. Since its inception in 1973, TWUC has been an advocate for effectiv e copyright law, protection of freedom of expression, fair publishing contracts, and other issues that affect authors. TWUC 's objects include ulliting authors for the advanc ement of their common interests and fostering writing in Canada. Certified by the Canadian Artists and Produc ers Professional Relations Tribunal, TWUC is the national voice of professional book writers in Canada in the Englis h language. 20. Plaintiffs the Guild, the Australian Society, UNEQ , ALCS, SFF, NFF and TWUC (collectively, the "Associations") have associational standin g to pursue claims for declaratory and injunctive relief on behalf of their members. Memb ers of the Associ ations would have 9 A-75 standing to sue in their own right as authors. Securing the copyrights and integrity of all copyrighted works - including so-called orphan works whose authors or owners cannot be readily found to speak for themselves - is fundamental to the Associ ations' missions. Individual participation of each author is not required to determ ine whether the Universities' systematic digitization of their libraries and planned dissem ination of orphan works violates the Copyright Act or to grant injunctive relief for the benefit of all members of the Associations and other authors and owners of copyrighted works. Individual Plaintiffs 21. The following individual plaintiffs are published, professional authors and the exclusive owners of the copyrights in their books identified in Exhibi t A. None of the individual plaintiffs authorized the Universities or Google to digitize, reproduce, distribute or otherwise use his or her works. 22. Plainti ff Trond Andreassen, a residen t of Oslo, Norwa y, has been Secreta ry General of plainti ffNFF since 1986, except for 1995-1997 when he served as a publisher for the higher educat ion departm ent of University Press, a Norwe gian academ ic publish ing house. Mr. Andrea ssen owns the copyrig ht in the book specifi ed in Exhibit A that was, upon information and belief, unlawf ully reproduced, digitized and distributed by Defend ants. 23. Plainti ff Pat Cummings, a residen t of Brooklyn, New York, is a publish ed author and illustrator of numero us childre n's books. Ms. Cumm ings won the Americ an Library Associ ation's Coretta Scott King Award for My Mama Needs Me and the Boston Globe-Horn Book Award for Talkin g With Artists. Ms. Cumm ings owns the copyri ghts in the books specifi ed in Exhibi t A that were, upon inform ation and belief, unlawf ully reproduced, digitized and distributed by Defend ants. 10 A-76 24. Plaintiff Erik Grundstrom, a resident of Stockholm, Sweden, is a novelis t, short- story writer, playwright and vice president ofplain tiffSFF . Mr Grunds trom is the former principal of Skrivarakadernin, Sweden's leading school for creative writing , and won the Arnold R6rling literary prize in 1993. Mr. Grundstrom owns the copyright in the book specified in Exhibit A that was, upon information and belief, unlawfully reproduced, digitized and distributed by Defendants. 25. Plaintiff Angelo Loukakis, a resident of Sydney, Australia, is a novelis t, short- story writer, the author of several non-fiction works, and the Executive Director of Plaintiff ASA. His short-story collection, For the Patriarch, won the New South Wales Premier's Literary Award and he has served on the Literature Board of the Austra lia Council. Mr. Loukakis owns the copyright in the book specified in Exhibit A that was, upon information and belief, unlawfully reproduced, digitized and distributed by Defendants. 26. Plaintiff Helge Ronning, a resident of Oslo, Norway, is a professor in the Department of Media and Communication at the University of Oslo, where he has twice served department chairhead. Mr. Ronning has published numerous articles on political, economic, and technological aspects of the media, and he has written extensively on copyright and freedom of expression. In 1987, he was a visiting scholar at defendant University of California, at its Santa Barbara campus. He has published numerous articles on political, econom ic, and technological aspects of the media, and on copyright and freedom of expression. Mr. R0lU1i.ng owns the copyright in the books specified in Exhibit A that were, upon inform ation and belief, unlawfully reproduced, digitized and distributed by Defendants. 27. Plainti ff Roxan a Robinson, a resident of New Yark, New York, is a novelis t, short story writer and biographer. Four of Ms. Robinson's works have been Notable Books of the Year by the New York Times, and her work has appeared often in Best American Short 11 A-77 Stories. Ms. Robinson owns the copyrights in the books specified in Exhibit A that were, upon information and belief, unlawfully reproduced, digitized and distributed by Defendants. 28. Plaintiff Andre Roy, a resident of Quebec, Canada, is a poet, literary critic, film critic, and the Vice President ofPlain tiffUN EQ. Mr. Roy won the Canada Council for the Arts Governor General's Poetry Award for Action Writing, and he has twice been a finalist for the award. Mr. Roy owns the copyrights in the books specified in Exhibit A that were, upon information and belief, unlawfully reproduced, digitized and distributed by Defendants. 29. Plaintiff Jack R. Salamanca, a resident of Potomac, Maryland, is Profess or Emeritus of the English Department at the University of Maryland. He is the author of six novels, two of which became movies, and is represented by the John White Literary Agency of Cheshire, Connecticut. Defendant HathiTrust listed his first novel, "The Lost Country," as an "orphan work candidate" with a scheduled release date of November 8, 2011. Mr. Salamanca owns the copyright in the books specified in Exhibit A that were, upon information and belief, unlawfully reproduced, digitized and distributed by Defendants. 30. Plainti ff James Shapiro, a resident of New York, New York, is a Profess or of English and Comparative Literature at Columbia University who special izes in Shakespeare and the Early Modern period. Professor Shapiro owns the copyright in the book specified in Exhibit A that, upon information and belief, was unlawfully reproduced, digitize d and distributed by Defendants. 3 I. Plainti ff Daniele Simpson, a resident of Quebec, Canada, is a childre n'S book author, novelist, short story writer, poet, and the President ofPlain tiffUN EQ. Ms. Simpson owns the copyrights in the books specified in Exhibit A that were, upon information and belief, unlawfully reproduced, digitized and distributed by Defendants. 12 A-78 32. Plainti ffT.J. Stiles, a resident of San Francisco, California, is the author of numerous books about American history. Mr. Stiles won a National Book Award and Pulitze r Prize for his most recent book, The First Tycoon: The Epic Life o/Corn elius Vanderbilt. Mr. Stiles owns the copyrights in the book specified in Exhibit A that, upon information and belief, was unlawfully reproduced, digitized and distributed by Defendants. 33. Plainti ff Fay Weldon, a resident of Dorset, England, is an influential novelist, short-story writer, essayist and playwright. She is a professor of creativ e writing at Brunei University in London and has served as the Chair of Judges for the Booker Prize for Fiction. Ms. Weldon owns the copyrights in the books specified in Exhibit A that, upon information and belief, were unlawfully reproduced, digitized and distributed by Defend ants. University Defendants 34. Upon inform ation and belief, defendants the UM Regents govern the University of Michigan ("UM" ), a state university system compri sing three campu ses with its principal place of business in Ann Arbor, Michigan. UM owns, operates and controls the University of Michig an Library in Ann Arbor (the "MLib rary"), one of the largest university library systems in the United States, holdin g more than 8.5 million volume s and serving more than 3 million patrons per year. On or about Decem ber 14, 2004, the UM Regents and MLibra ry entered into a Cooperative Agreem ent with Google to digitize MLibr ary's collect ion. MLibrary is the cofounder, host and primar y admini strator of Defend ant HathiT rust and is its largest contributor, having distributed almost 4.5 million digital volume s to the HDL. MLibr ary launch ed and administers the HathiT rust Orphan Works Project and, unless enjoine d by this Court, intends to be the first institution to grant MLibr ary's patrons "full view" (as defined below) to digital copies of its orphan works. 13 A-79 35. Upon information and belief, defendants the UC Regents govern the Univer sity of California ("UC"), a state university system comprising ten campuses with its principal place of business in Oakland, California. UC owns, operates and controls the Univer sity of California library system, which includes more than 100 libraries on ten UC campu ses and claims to be, collectively, the largest library in the world. On or about August 9, 2006, the UC Regents, on behalf of its California Digital Library ("CDL"), entered into a Cooper ative Agreement with Google to digitize UC's library books. CDL is a co-founder of HathiT rust and is its second largest contributor, having distributed almost 3 million digital volumes to the HDL. UC announced its participation in the HathiTrust Orphan Works Project on August 24,201 1. 36. Upon information and belief, defendants the UW Regents govern the Univer sity of Wisconsin System, a state university system comprising twenty-six campuses, including the University of Wisconsin-Madison ("UW"), with its principal place of business in Madison, Wisconsin. UW owns, operates and controls the UW library system, which has the eleventh largest research library collection in North America with more than 8 million volumes. On or about October 12, 2006, the UW Regents entered into a Cooperative Agreement with Google to digitize UW's library books. UW is a co-founder of HathiTrust and is its third largest contributor, having distributed almost 500,000 digital volumes to the HDL. UW's participation in the HathiTrust Orphan Works Project became public in June 2011. 37. Upon information and belief, defendants the IU Trustees govern Indiana University ("IV"), a state university system comprising eight campuses with its principal place of business in Bloomington, Indiana. IU owns, operates and controls the IU library system, which includes over 7.8 million books in over 900 languages. IV is a membe r of the Committee on Institutional Cooperation (the "CIC"), a consortium of the Big Ten univers ities (including Defendants UM and UW) plus the University of Chicago. On or about June 6, 2007, the IU 14 A-80 Regents, acting through The Board of Trustees of the University of Illinois on behalf of the CIC, entered into a Cooperative Agreement with Google to digitize IU's library books. IU is HathiTrust's seventh largest contributor, having distributed almost 200,00 0 digital volwnes to the HDL. A fully operational, synchronized and live "mirror site" of the HathiTrust Digital Library is located on IU's Indianapolis campus. 38. Upon inforrnationand belief, defendant Cornell University ("Cornell") is a corporation and private land-grant university with its principal place of business in Ithaca, New York. Cornell owns, operates and controls the Cornell University Library , one of the leading academic research libraries in the United States with a collection of almost 8 million volwnes. Cornell has been a Google partner since October 2007 and is a membe r of HathiTrust. Cornell is HathiTrust's fourth largest contributor, having distributed almost 350,00 0 digital volumes to the HDL. Cornell announced its participation in the HathiTrust Orphan Works Project on August 24,201 1. Defendant HathiTrust 39. Upon information and belief, defendant HathiTrust is a partnership of more than fifty universities, educational institutions and consortia collaborating to create an online repository of their partnering membe rs' digital collections of books and other works. HathiT rust's principal place of business is in Ann Arbor, Michigan. As of October 5, 2011, HathiTrust claimed that its shared digital repository, the HDL, contain ed 9,709,348 total volumes, amounting to 435 terabytes (445,440 gigabytes) of data. HathiT rust admits that approximately 73% of its works (over 7 million volumes) are protect ed by copyright. 15

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