Lee Moore v. Betty Mitchell

Filing

OPINION and JUDGMENT filed : AFFIRMED. Decision for publication. Gilbert S. Merritt (DISSENTING), Alice M. Batchelder (AUTHORING), and Julia Smith Gibbons, Circuit Judges.

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RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 17a0035p.06

UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

LEE E. MOORE,
Petitioner-Appellant,

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v.
BETTY MITCHELL, Warden,
Respondent-Appellee.

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No. 15-3374

Appeal from the United States District Court for
the Southern District of Ohio at Cincinnati.
No. 1:00-cv-00023—Susan J. Dlott, District Judge.
Argued: April 27, 2016
Decided and Filed: February 15, 2017
Before: MERRIT, BATCHELDER, and GIBBONS, Circuit Judges.
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COUNSEL
ARGUED: Laurence E. Komp, Manchester, Missouri, for Appellant. Charles L. Wille,
OFFICE OF THE OHIO ATTORNEY GENERAL, Columbus, Ohio, for Appellee. ON BRIEF:
Laurence E. Komp, Manchester, Missouri, Michael J. O’Hara, O’HARA, RUBERG, TAYLOR,
SLOAN & SERGENT, for Appellant. Charles L. Wille, OFFICE OF THE OHIO ATTORNEY
GENERAL, Columbus, Ohio, for Appellee.
BATCHELDER, J., delivered the opinion of the court in which GIBBONS, J., joined.
MERRITT, J. (pp. 7–9), delivered a separate dissenting opinion.

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_________________
OPINION
_________________
ALICE M. BATCHELDER, Circuit Judge.

Lee Moore, convicted of kidnapping,

robbing, and murdering Melvin Olinger, appeals the district court judgment that denied his
motion for relief from judgment filed pursuant to Federal Rule of Civil Procedure 60(b). He
argues that the Supreme Court’s decision in Trevino v. Thaler, 133 S. Ct. 1911 (2013), and new
evidence amount to extraordinary circumstances that justify relief under Rule 60(b)(6). But
Trevino does not apply here. Trevino expanded the application of Martinez v. Ryan, 132 S. Ct.
1309 (2012), only to cases in which a claim of ineffective assistance of trial counsel could not
have been made meaningfully on direct appeal. But Moore brought a claim of ineffective
assistance of trial counsel on direct appeal, and the Ohio Supreme Court adjudicated that claim
on the merits. We therefore AFFIRM the decision of the district court.
I.
Moore was tried and convicted in 1994.

The Ohio Court of Appeals affirmed his

conviction and sentences in June 1996, and the Ohio Supreme Court affirmed in February 1998.
State v. Moore, 689 N.E.2d 1 (Ohio 1998). While his first appeal was pending, Moore filed a
petition for post-conviction relief in the trial court. The trial court denied the petition, and the
Ohio Court of Appeals affirmed that decision. State v. Moore, No. C-970353, 1998 WL 638353
(Ohio Ct. App. Sept. 18, 1998). The Ohio Supreme Court denied review in 1999. Moore
applied to reopen his appeal under Ohio R. App. P. 26(B) in September 2000, claiming that his
counsel in his first appeal had been ineffective.

The Ohio Court of Appeals denied the

application as untimely and on the basis of res judicata. The Ohio Supreme Court affirmed that
decision, holding that Moore failed to raise a genuine issue as to whether he was deprived of the
effective assistance of counsel on appeal. State v. Moore, 758 N.E.2d 1130, 1133 (Ohio 2001).
Moore filed a petition for a writ of habeas corpus in 2000, raising twenty-five claims.
After a period of discovery, the district court expanded the record to include evidence developed
in that discovery, and granted relief on Claim (2)(B)—that Moore had received ineffective

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assistance of counsel at sentencing—and on two claims alleging improper jury instructions in the
penalty phase of his trial. We affirmed the district court’s judgment in part and vacated and
remanded it in part, holding that Cullen v. Pinholster, 563 U.S. 170 (2011), precluded the court
from considering additional evidence that Moore had introduced in the district court in support of
his claim of ineffective assistance of counsel at sentencing. Moore v. Mitchell, 708 F.3d 760,
784 (6th Cir. 2013), cert. denied, 134 S. Ct. 693 (2013). In that opinion, we rejected Moore’s
argument that Martinez required us to remand the case to the district court for factual
development of his ineffective assistance of trial counsel claim. We held that Martinez applied
“[w]here, under state law, claims of ineffective assistance of trial counsel must be raised in an
initial-review collateral proceeding,” Martinez, 132 S. Ct. at 1320, and Moore had raised on
direct appeal a claim of ineffective assistance of trial counsel. Moore, 708 F.3d at 785.
In January 2014, Moore filed a motion to set aside the judgment pursuant to Federal Rule
of Civil Procedure 60(b), and amended the motion in March 2014. He argued that the Supreme
Court’s 2013 decision in Trevino permitted him to use newly developed evidence of ineffective
assistance of post-conviction counsel to establish cause and prejudice for his failure to present
evidence to support his post-conviction claim of ineffective assistance of trial counsel.
The magistrate judge found that this court’s prior decision was the law of the case, that
neither Trevino nor McGuire v. Warden, Chillicothe Correctional Institution, 738 F.3d 741 (6th
Cir. 2013), cert. denied, 134 S. Ct. 998 (2014), changed that result, and that neither Trevino nor
Martinez created an exception to the Pinholster limit on new evidence. The magistrate judge
found also that neither Martinez nor Trevino applied to this case because Moore did not
procedurally default his claim of ineffective assistance of trial counsel.

The district court

adopted the magistrate judge’s findings and conclusions over Moore’s objections but granted a
certificate of appealability.
II.
Federal Rule of Civil Procedure 60(b) provides grounds for relief from a final judgment
for five particular reasons and “any other reason that justifies relief.” A movant seeking relief
under Rule 60(b)(6) must show “extraordinary circumstances” justifying the reopening of a final

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judgment, and such circumstances “rarely occur” in habeas cases. Gonzalez v. Crosby, 545 U.S.
524, 535 (2005). “[I]t is well established that a change in decisional law is usually not, by itself,
an extraordinary circumstance meriting Rule 60(b)(6) relief.” Henness v. Bagley, 766 F.3d 550,
557 (6th Cir. 2014) (internal quotation marks and citation omitted), cert. denied, 135 S. Ct. 1708
(2015). We review for an abuse of discretion the denial of a Rule 60(b) motion. Coyer v. HSBC
Mortg. Servs., Inc., 701 F.3d 1104, 1110 (6th Cir. 2012).
“Under the doctrine of law of the case, findings made at one point in the litigation
become the law of the case for subsequent stages of that same litigation.” United States v.
Moored, 38 F.3d 1419, 1421 (6th Cir. 1994). The law of the case doctrine “is not an inexorable
command” but is “directed to a court’s common sense.” Hanover Ins. Co. v. Am. Eng’g Co.,
105 F.3d 306, 312 (6th Cir. 1997) (internal quotations and citations omitted). “We previously
have stated three reasons to reconsider a ruling: (1) where substantially different evidence is
raised on subsequent trial; (2) where a subsequent contrary view of the law is decided by the
controlling authority; or (3) where a decision is clearly erroneous and would work a manifest
injustice.” Id.
Moore argues that the district court abused its discretion by relying on the law of the case
because Trevino permits him to use newly developed evidence of ineffective assistance of postconviction counsel to establish cause and prejudice for his failure to present evidence in support of
his post-conviction claims of ineffective assistance of trial counsel. Moore contends that Trevino

should apply to his case because his claim relies on evidence that is outside the record. He also
contends that Ohio’s procedural scheme requires that prisoners bring their claim on collateral
review when their claim of ineffective assistance of trial counsel relies on evidence outside the
record. See McGuire, 738 F.3d at 752 (“[I]f ineffective assistance cases are divided into two
categories, one could argue that the category requiring evidence outside the record must be
brought on collateral review in order for review to be meaningful.”).
As we held in our earlier decision in this case, Martinez narrowly answered a precise
question—“whether ineffective assistance in an initial-review collateral proceeding on a claim of
ineffective assistance at trial may provide cause for a procedural default in a federal habeas
proceeding,” 132 S. Ct. at 1315—and does not apply to Moore’s case. Moore, 708 F.3d at 784.

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Trevino applied Martinez to the procedural framework in Texas because that framework made it
very unlikely that a defendant could raise a claim of ineffective assistance of trial counsel on
direct appeal. 133 S. Ct. at 1915 (“[T]he Martinez exception applies in [a] procedural regime” in
which “[t]he structure and design of [a] system in actual operation . . . make it ‘virtually
impossible’ for an ineffective assistance claim to be presented on direct review.” (internal
citation omitted)).
In this case, not only does Ohio’s procedural regime make it possible for Moore to
present an ineffective assistance claim on direct review, Moore actually brought such a claim on
direct review. As the magistrate judge stated correctly in the report and recommendation,
assuming the rule of Martinez and Trevino applies to the Ohio post-conviction
system, it only permits excusing a procedural default which barred merit
consideration of an ineffective assistance of trial counsel claim. That did not
happen here. The Ohio Supreme Court decided Subclaim 2(B) [the ineffective
assistance claim] on the merits. Moore, 708 F.3d at 785, citing Moore,
[689 N.E.2d at 14]. In other words, there was no procedural default that barred a
decision on the merits and thus required excusing under Martinez-Trevino.
Trevino has no effect on our prior holding that “Martinez does not address the type of situation
that Moore presents here. Ohio permits ineffective assistance of trial counsel claims to be made
on direct appeal, Moore raised this claim on direct appeal, and the Ohio Supreme Court rejected
it on the merits. Moore, 689 N.E.2d at 13-14.” Moore, 708 F.3d at 785.
We find no abuse of discretion in the district court’s denial of Moore’s Rule 60(b)
motion. This court has not yet determined whether Trevino applies to cases that arise in Ohio.
See Landrum v. Anderson, 813 F.3d 330, 336 (6th Cir. 2016); Henness, 766 F.3d at 557. But we
have held that neither Martinez nor Trevino, without more, provides the kind of extraordinary
circumstances that would justify the relief sought under Rule 60(b). See Landrum, 813 F.3d at
335-36; Henness, 766 F.3d at 557. In any event, neither case applies because Moore raised his
claim of ineffective assistance of trial counsel on direct appeal, and that claim was adjudicated
and denied on the merits by the state court. Moore did not default his ineffective assistance of
counsel claim on collateral review in the state courts. Our earlier decision holding that Martinez
did not apply was not clearly erroneous and would not result in manifest injustice. Trevino
supplies no reason to depart from the law of the case, and there is no exception to the law of the

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case doctrine applicable here. See Hanover Ins. Co., 105 F.3d at 312; Moored, 38 F.3d at 1421.
And Pinholster continues to limit our review to the evidence that was before the state court that
adjudicated that claim on the merits. See Pinholster, 563 U.S. at 181-82; Moore, 708 F.3d at
784-85.
III.
For the foregoing reasons, we AFFIRM the decision of the district court.

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_________________
DISSENT
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MERRITT, Circuit Judge, dissenting. I disagree with my colleagues that “extraordinary
circumstances” do not exist here where defense counsel in closing argument invited the jury to
“put” his client “to death.” I do not believe that further development of the record is necessary,
but, if so, the recent cases of Trevino v. Thaler, 133 S. Ct. 1911 (2013), and Martinez v. Ryan,
132 S. Ct. 1309 (2012), should open the door to supplement the record.
At the end of the sentencing phase of this death penalty case, just before the jury retired
to consider its verdict, defense counsel stated to the jury on behalf of Moore: “I know I wouldn’t
want to go to jail for seventy-three years. I’d rather you put me to death.” Tr. Trans. 1221. This
statement to the jury suggesting the execution of his client rather than imprisonment followed
closely upon the testimony of the defense expert, a psychologist, Dr. David Chiappone. Defense
counsel had just put the expert on the stand without knowing what his testimony would be. The
expert testified that Moore told him that he killed the victim intentionally, testimony that directly
contradicted the entire theory of Moore’s defense in the case that the shooting was accidental.
During the course of the final argument in which defense counsel said, “I’d rather you put me to
death,” defense counsel reinforced his request for death by telling the jury that a long sentence in
jail was not fair to the victim’s family. Tr. Trans. 1214. In his rambling closing, counsel also
said, “I mean if you shoot somebody in the head and you’re in a little area and his brains fly out
all over the wall, that is going to have an effect.” Tr. Trans. 1205. By agreeing with the
prosecutor about his client’s fate, defense counsel in effect abandoned his client in the sentencing
phase of the case during final argument just before the jury began deliberation.
All of these facts were before the Supreme Court of Ohio on direct appeal in which the
Supreme Court stated: “In his thirteenth proposition of law, Moore argues that counsel were
ineffective at the penalty phase in failing to prepare adequately with witnesses, and that such
failure resulted in a surprise revelation fatal to his case.” State v. Moore, 689 N.E.2d 1, 14
(1998). The Court’s answer to this ineffective assistance of counsel argument on direct appeal
was that “Moore’s arguments under this proposition are purely speculative and do not compel a

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reversal of his death sentence.” Id. The argument was “speculative” apparently because the
state court did not know what effect it had on the jury.
The basic issue of ineffective assistance of counsel was decided on direct appeal by the
Ohio Supreme Court with the sentencing phase errors in the transcript before it. The Court
decided the question on the merits. It did not invoke procedural default, and there is no reason to
invoke AEDPA or its procedural doctrines to block a federal court from reaching the merits.
Defense counsel’s invitation to the jury to impose the death penalty against Moore should be
regarded under Strickland v. Washington, 466 U.S. 668 (1984), as a per se violation of the Sixth
Amendment right to counsel, a violation in which prejudice is presumed. The Strickland case
says:
In certain Sixth Amendment contexts, prejudice is presumed. Actual or
constructive denial of the assistance of counsel altogether is legally presumed to
result in prejudice. So are various kinds of state interference with counsel’s
assistance. Prejudice in these circumstances is so likely that case-by-case inquiry
into prejudice is not worth the cost.
Id. at 692 (citation omitted). When defense counsel effectively abandons his client during the
mitigation phase of a death penalty case and calls on the jury to impose death rather than
imprisonment, prejudice should be presumed.
This view is reinforced by Herring v. New York, 422 U.S. 853 (1975). There, the
Supreme Court recognized the singular significance of counsel’s closing argument in the
adversary process. Closing argument is the moment that is supposed to tie all of the evidence
together, illuminate the significance of the evidence to the fact-finder, and argue why the
evidence supports his client’s position. For a defendant in a capital trial, it is “the last clear
chance to persuade the trier of fact” that he should not be executed.

Id. at 862.

“ʻThe

Constitutional right of a defendant to be heard through counsel necessarily includes his right to
have his counsel make a proper argument on the evidence and the applicable law in his favor,
however simple, clear, unimpeached, and conclusive the evidence may seem.’” Id. at 860
(quoting Yopps v. Maryland, 178 A.2d 879, 881 (1962)). The Court in Herring explained the
importance of what is said in final argument:

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The very premise of our adversary system of criminal justice is that partisan
advocacy on both sides of a case will best promote the ultimate objective . . . . [I]n
a criminal trial, which is in the end basically a factfinding process, no aspect of
such advocacy could be more important than the opportunity finally to marshal
the evidence for each side before submission of the case to judgment.
Id. at 862.
Moore received a grossly unfair trial twenty years ago in which his own lawyer
abandoned him and called on the jury to impose the death penalty. The sentencing phase of the
case should be retried with a defense lawyer who is competent and does not abandon his client.
My colleagues have simply ignored and refused to recognize the extraordinary prejudice defense
counsel visited upon his client.