Inge Goodson v. Megan J. Brennan
Filing
OPINION filed : The judgment of the district court is AFFIRMED, decision not for publication. Richard F. Suhrheinrich, Circuit Judge (Authoring) ; Helene N. White, Circuit Judge and Jane Branstetter Stranch, Circuit Judge.
Case: 16-5023
Document: 31-2
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NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 17a0262n.06
FILED
No. 16-5023
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
INGE GOODSON,
Plaintiff-Appellant,
v.
MEGAN J. BRENNAN, In her official capacity as
Postmaster General of the United States Postal
Service,
Defendants-Appellees.
BEFORE:
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May 08, 2017
DEBORAH S. HUNT, Clerk
ON APPEAL FROM THE
UNITED STATES DISTRICT
COURT FOR THE MIDDLE
DISTRICT OF TENNESSEE
SUHRHEINRICH, WHITE, and STRANCH, Circuit Judges.
SUHRHEINRICH, Circuit Judge. Plaintiff-Appellant Inge Goodson appeals the district
court’s grant of summary judgment in favor of Defendant-Appellee Postmaster General,
dismissing with prejudice Plaintiff’s Title VII claims for sexual harassment/hostile work
environment and sex discrimination. For the following reasons we affirm.
I.
A.1
In 2007, Plaintiff was the fulltime rural carrier for Rural Route 6 of the Fairview,
Tennessee branch of the United States Post Office. Plaintiff’s route included three locations with
“centralized box units” (CBUs): Roundtree Apartments, the Meadows Condominiums, and a
trailer park. One of Fairview’s former postmasters instructed Plaintiff that she was not required
1
The facts in this section are undisputed and drawn from Plaintiff’s Response to
Defendant’s Statement of Undisputed Facts. R. 60.
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to deliver certain mass mailers, known as “box holders,” to CBUs that were full, broken, vacant,
blocked, or that belonged to a resident who had moved and had not provided a forwarding
address. Another former Fairview postmaster informed Plaintiff that, if the Roundtree apartment
manager agreed, Plaintiff could leave box holders for those residents in a separate location.
Plaintiff was never given categorical permission to not deliver box holders at Roundtree, or to
discard box holders without attempting delivery.
In November of 2007, the Officer in Charge of the Fairview Post Office, Roy Ray,
Plaintiff’s then-immediate supervisor, reported to the Postal Service Office of the Inspector
General (OIG) that Plaintiff had improperly failed to deliver box holders on her route on October
30, October 31, and November 1.
This prompted an OIG investigation of Plaintiff.
On
November 14 and 15, OIG Agent Koivula allegedly observed Plaintiff failing to deliver
deliverable box holders. On November 16, Plaintiff was interviewed by OIG agents Koivula and
Brummal.
That same day, following the interview, Ray placed Plaintiff on emergency non-duty
status for discarding these allegedly deliverable box holders. On January 2, 2008, Ray requested
Plaintiff’s termination from employment for discarding box holders. On January 17, Plaintiff
received written notice of her termination due to the November 1, 14, and 15 incidents of 2007.
Following receipt of the notice, Plaintiff filed a union grievance regarding her termination.
About one week prior to her termination, on January 9, Plaintiff contacted an Equal
Employment Opportunity Commission (EEOC) counselor, and said that she had been placed on
emergency non-duty status on November 16 due to her sex and sexual harassment. On February
7, Plaintiff filed a formal EEOC complaint alleging sex discrimination and sexual harassment.
After investigation of her complaint, Plaintiff received a hearing before an EEOC administrative
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judge from May 15-17, 2012. On February 5, 2013, the EEOC judge issued her decision,
holding that Plaintiff had not proven by a preponderance of the evidence that Defendant either
discriminated against her based on sex or that she was subjected to sexual harassment in
violation of Title VII.
B.
On May 22, 2013, Plaintiff filed this suit. On November 20, 2013, with leave of the
district court, Plaintiff filed her Amended Complaint, alleging Title VII, 42 U.S.C. § 2000e,
claims for (1) sexual harassment/hostile work environment, and (2) sex discrimination for being
placed on emergency leave and her subsequent termination. In the amended complaint, Plaintiff
alleged incidents of sexual harassment by Ray; raised general allegations of being treated
differently than unidentified similarly-situated employees; alleged being subjected to continuous
sex-based harassment during her employment, which created a hostile work environment; and
alleged that her termination was actually motivated by her sex and her refusal of Ray’s sexual
advances. Defendant denied Plaintiff’s allegations and raised other defenses, such as claiming
that Plaintiff did not initiate EEOC contact within prescribed time limits, and therefore did not
timely exhaust her administrative remedies.2
On June 7, 2014, Defendant sent Plaintiff’s counsel, via overnight mail, its First Set of
Requests for Admission (RFAs). Plaintiff never responded to these RFAs. The RFAs included
factual concessions central to Plaintiff sustaining her causes of action.
Over a year after sending the RFAs, on August 19, 2015, Defendant filed a motion for
summary judgment, arguing that the court should deem admitted all of the statements in its
RFAs, which would entail that no material facts are in dispute, and that Defendant is entitled to
2
As demonstrated below, due to Plaintiff’s admissions, we need not address whether
Plaintiff timely exhausted her administrative remedies.
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judgment as a matter of law. In her response to the motion for summary judgment, Plaintiff
asserted that a response to the RFAs had been emailed to Defendant in August of 2014 by her
counsel’s administrative assistant, and that Plaintiff was unaware that these answers were never
received by Defendant.3 Plaintiff’s only support for this assertion was an attached unsigned and
undated copy of the allegedly dispatched response. Plaintiff never moved for any kind of relief
on this matter, such as seeking to withdraw or amend her admissions.
Per Federal Rule of Civil Procedure 36, the district court deemed admitted by Plaintiff all
of the statements in the RFAs. The court then granted summary judgment in favor of Defendant.
The court held that Plaintiff failed to timely exhaust her administrative remedies. In addition, the
court held that even if her exhaustion of administrative remedies had been timely, Defendant was
still entitled to summary judgment. The court ruled that Plaintiff’s admissions barred both her
claims, and in any event, with regards to the sex discrimination claim, the evidence that Plaintiff
presented did not give rise to a prima facie case.
Plaintiff appealed.
II.
Plaintiff’s appeal hinges on whether the district court erred in concluding that Plaintiff
admitted to Defendant’s RFAs by operation of law. Generally discovery-related rulings are
reviewed for abuse of discretion, see Ondo v. City of Cleveland, 795 F.3d 597, 603 (6th Cir.
2015); however, we review the district court’s interpretation and application of the Federal Rules
3
Plaintiff claims she was unaware that the answers were not received by Defendant despite
Defendant’s motion to compel filed in January 16, 2015, seven months prior to the motion for
summary judgment. The memorandum in support of the motion to compel stated, “To date,
Defendant has not received responses to its First Set of Requests for Admissions. Consequently,
Defendant deems those admitted pursuant to Fed. R. Civ. P. 36(a)(1).” The motion to compel
was ultimately mooted by the parties’ agreement to an extended discovery schedule.
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of Civil Procedure de novo, Jalapeno Prop. Mgmt, LLC v. Dukas, 265 F.3d 506, 510 (6th Cir.
2001).
Rule 36 permits one party to request admissions as to a broad range of matters by another
party, including ultimate facts and the application of law to fact. United States v. Petroff-Kline,
557 F.3d 285, 293 (6th Cir. 2009). By operation of law, “[a] matter is admitted unless, within 30
days after being served, the party to whom the request is directed serves on the requesting party a
written answer or objection addressed to the matter and signed by the party or its attorney.”
Fed. R. Civ. P. 36(a)(3) (emphasis added). Further, “[a] matter admitted under this rule is
conclusively established unless the court, on motion, permits withdrawal or amendment of the
admission.” Fed. R. Civ. P. 36(b). Thus, by never responding to Defendant’s RFAs, or filing a
motion for relief, Plaintiff admitted and conclusively established as fact all statements therein.
Plaintiff makes the same claim here that she did before the district court: that she
responded to the RFAs in August of 2014. However, not only is Plaintiff’s alleged August 2014
response to Defendant’s RFAs totally unsubstantiated, but even assuming its truth, Plaintiff’s
response would still have been untimely. Defendant sent its RFAs via overnight mail on June 7,
2014. Any August response by Plaintiff would have exceeded the thirty-day limit, triggering
admission by operation of law. See Fed. R. Civ. P 36(a)(3).
Plaintiff also argues that the district court should have exercised its discretion under Rule
36(b) to permit Plaintiff to file an untimely response to the RFAs. Rule 36(b) gives the district
court discretion if a party moves the district court. See Fed. R. Civ. P. 36(b) (“A matter admitted
under this rule is conclusively established unless the court, on motion, permits withdrawal or
amendment of the admission.”) (emphasis added). Plaintiffs did not make any motion for relief
on this matter. Plaintiff does not contest this. However, Plaintiff appears to suggest that this
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discretion ought to be exercised sua sponte where the requesting party will not be prejudiced by
the delayed response. See Appellant’s Br. at 26. Plaintiff cites no authority for this proposition,
however, and such an interpretation contravenes the plain language of Rule 36. Consequently,
the district court did not err, and we affirm.
III.
Plaintiff argues that even if the district court was correct in deeming that she admitted
Defendant’s RFAs, she still has created genuine issues of material fact for her two claims,
making summary judgment inappropriate.
Because Plaintiff admitted, and therefore
conclusively established, facts that preclude her success on either claim, we affirm.
We review summary judgment de novo. Sigler v. Am. Honda Motor Co., 532 F.3d 469,
482 (6th Cir. 2008). Summary judgment is appropriate where, construing the evidence in favor
of the non-movant, there are no genuine issues of material fact and the moving party is entitled to
judgment as a matter of law. Emp’rs Ins. of Wausau v. Petroleum Specialties, Inc., 69 F.3d 98,
101-02 (6th Cir. 1995).
However, “[a] matter admitted under [Rule 36] is conclusively
established unless the court, on motion, permits withdrawal or amendment of the admission.”
Fed. R. Civ. P. 36(b). Further, such conclusive admissions “cannot be overcome at the summary
judgment stage by contradictory affidavit testimony or other evidence in the record.” Williams v.
Wells Fargo Bank, N.A., 560 F. App’x 233, 244 (5th Cir. 2014).
Plaintiff’s Amended Complaint raised two causes of action under Title VII: sexual
harassment/hostile work environment and sex discrimination. Sexual harassment or a hostile
work environment is shown by demonstrating a supervisor’s harassment of an employee under
the supervisor’s authority that resulted in tangible employment action. EEOC v. New Breed
Logistics, 783 F.3d 1057, 1071 (6th Cir. 2015). Alternatively, this may be shown if the employer
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failed to exercise reasonable care in preventing and promptly correcting any sexually harassing
behavior of a supervisor towards an employee. EEOC v. Harbert-Yeargin, Inc., 266 F.3d 498,
510 (6th Cir. 2001). However, under this second theory, if the employee failed to take advantage
of any preventative or corrective opportunities provided by the employer or to avoid harm
otherwise, that employee’s claim is barred. Id. Plaintiff must show that “(1) [] she was a
member of a protected class; (2) [] she was subjected to unwelcome sexual harassment; (3) the
harassment complained of was based on sex; (4) the charged sexual harassment created a hostile
work environment; and (5) the employer is liable.” Smith v. Rock-Tenn Servs., Inc., 813 F.3d
298, 307 (6th Cir. 2016). Furthermore, to prove a hostile-work-environment claim, an employee
must show that the “workplace is permeated with discriminatory intimidation, ridicule, and insult
that is sufficiently severe or pervasive to alter the conditions of the victim’s employment and
create an abusive working environment.” Randolph v. Ohio Dep’t. of Youth Servs., 453 F.3d
724, 733 (6th Cir. 2006) (quoting Harris v. Forklift Sys., Inc., 510 U.S. 17, 21 (1993)). See also
Morris v. Oldham Cty. Fiscal Ct., 201 F.3d 784, 790 (6th Cir. 2000) (“Because plaintiff suffered
no tangible employment action . . . she must establish that she was subjected to severe or
pervasive sexually harassing conduct[.]”).
Plaintiff admitted by failing to respond to Defendant’s RFAs, and thus conclusively
established, that:
“Mr. [Ray’s] alleged harassing behavior did not culminate in Plaintiff’s removal.”
“The Postal Service exercised reasonable care to prevent and correct any alleged sexually
harassing behavior by Mr. Ray toward Plaintiff after any postal official received notice of
any such allegation. Plaintiff unreasonably failed to take advantage of any preventive or
corrective opportunities provided by the Postal Service or to avoid harm prior to her
contact with an EEO Counselor on or about January 9, 2008.”
“Plaintiff’s Notice of Removal dated on or about January 17, 2008, was not causally
connected to any alleged sexual harassment by Mr. Roy Ray.”
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“The interactions between Mr. Roy Ray and Plaintiff between October 2006 and January
2008 were not severe or pervasive enough to amount to an actionable Title VII hostile
work environment.”4
As these admissions preclude Plaintiff’s ability to establish employer liability under either theory
articulated above, Defendant is entitled to judgment as a matter of law on this claim.
Similarly, Title VII makes it an unlawful employment practice for an employer to “fail or
refuse to hire or to discipline any individual, or otherwise to discriminate against any individual
with respect to . . . sex.” 42 U.S.C. § 2000e-2(a)(1). However, Plaintiff also admitted, by
operation of law, and conclusively established, that “[t]he interactions between Mr. Roy Ray and
Plaintiff between October 2006 and January 200[8] were not based on Plaintiff’s sex or gender.”
As the district court held, “this admission alone effectively precludes . . . [P]laintiff from raising
a [sex] discrimination claim based on her termination, since her termination was initiated by Mr.
Ray.”
In sum, based on Plaintiff’s admissions, the district court did not err in granting summary
judgment for Defendant.
4
Although requests seeking legal conclusions are inappropriate under Rule 36, see PetroffKline, 557 F.3d at 293, “we consider whether harassment was so severe and pervasive as to
constitute a hostile work environment to be quintessentially a question of fact,” Smith, 813 F.3d
at 310 (quotation marks omitted). Thus, the severity and pervasiveness of the alleged harassment
was properly admitted under Rule 36.
Moreover, Plaintiff made more specific admissions that foreclosed her hostile work
environment claim. For instance, Plaintiff admitted that Defendant did not flirt with her; that
Defendant did not look at her suggestively; that Defendant did not stand close to Plaintiff so she
would bump into his crotch; that Defendant was not trying to ask Plaintiff on a date; that
Defendant did not say anything sexually suggestive to Plaintiff; that Defendant’s driving to
Plaintiff’s boyfriend’s house during her lunchbreak was in response to a customer complaint;
that Defendant was not the only person who received a massage from Plaintiff; and that
Defendant’s “moans or groans” during the massage were due to pain and not pleasure.
Although Ray’s behavior in requesting a back massage and driving to Plaintiff’s
boyfriend’s house during a lunch break was inappropriate, these admissions prevent Plaintiff
from creating a dispute of fact as to whether the work environment was hostile.
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IV.
For the foregoing reasons, the judgment of the district court is affirmed.
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