Kristin Perry, et al v. Arnold Schwarzenegger, et al
Filing
342
Filed (ECF) Appellants Martin F. Gutierrez, Dennis Hollingsworth, Mark A. Jansson, Gail J. Knight and ProtectMarriage.com - Yes on 8, A Project of California Renewal Correspondence: Reply Brief of Defendant-Intervenors and Appellants in the California Supreme Court, Case No. S189476. Date of service: 04/18/2011 [7720549] (CJC)
No. S189476
IN THE SUPREME COURT OF THE STATE OF CALIFORNIA
En Banc
KRISTIN M. PERRY et al., Plaintiffs and Respondents,
CITY AND COUNTY OF SAN FRANCISCO, Plaintiff, Intervenor and
Respondent;
v.
EDMUND G. BROWN, as Governor, etc. et al., Defendants;
DENNIS HOLLINGSWORTH, et al., Defendants, Intervenors and Appellants.
On Request from the U.S. Court of Appeals for the Ninth Circuit for
Answer to Certified Questions of California Law
REPLY BRIEF OF DEFENDANT-INTERVENORS AND APPELLANTS
Andrew P. Pugno
LAW OFFICES OF ANDREW P. PUGNO
101 Parkshore Drive, Suite 100
Folsom, California 95630
(916) 608-3065; (916) 608-3066 Fax
Brian W. Raum*
James A. Campbell*
ALLIANCE DEFENSE FUND
15100 North 90th Street
Scottsdale, Arizona 85260
(480) 444-0020; (480) 444-0028 Fax
*Admitted Pro Hac Vice
Charles J. Cooper*
David H. Thompson*
Howard C. Nielson, Jr.*
Nicole J. Moss*
Peter A. Patterson*
COOPER AND KIRK, PLLC
1523 New Hampshire Ave., N.W.
Washington, D.C. 20036
(202) 220-9600; (202) 220-9601 Fax
*Admitted Pro Hac Vice
Attorneys for Defendants, Intervenors and Appellants Hollingsworth, Knight,
Gutierrez, Jansson, and ProtectMarriage.com
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ................................................................ ii
ARGUMENT ........................................................................................ 1
I. Official Proponents Have Authority under California Law
To Defend Their Initiatives As Agents of the People in Lieu
of Public Officials Who Refuse To Do So. ................................ 1
A. Allowing Official Proponents To Vindicate the
People’s Interest in the Validity of Initiatives Preserves
the Sovereign People’s Rightful Control of Their
Government. .......................................................................... 2
B. Well-Settled California Case Law Upholds the Authority
of Official Proponents To Represent the People’s Interest
in the Validity of Initiatives. ................................................. 8
C. Reaffirming That Official Proponents May Defend Their
Initiatives Would Not Infringe the Attorney General’s
Authority Or Violate Separation of Powers Principles. ...... 16
D. Permitting Official Proponents To Represent the People’s
Interest in the Validity of Initiatives Would Not Have
Untoward Consequences. .................................................... 26
II. Proponents’ Have a Personal, Particularized Interest In
Proposition 8’s Validity ........................................................... 30
A. Proponents’ Standing to Defend Their Personal Interest
in the Validity of Proposition 8 in Federal Court is
Rooted in California Law Creating that Interest. ................ 30
B. Proponents Have a Particularized Interest in Proposition
8’s Validity. ......................................................................... 34
i
TABLE OF AUTHORITIES
Page
Cases
20th Century Ins. Co. v. Garamendi (1994) 8 Cal.4th 216 ................ 12
Adams v. Howerton (9th Cir. 1982) 673 F.2d 1036 ............................. 5
Amalgamated Transit Union v. Superior Court (2009)
46 Cal.4th 993................................................................................ 18
Amwest Surety Ins. Co. v. Wilson (1995) 11 Cal.4th 1243................. 12
Arizonans for Official English v. Arizona
(1997) 520 U.S. 43 .................................................................. 14, 15
Baker v. Nelson (Minn. 1971) 191 N.W.2d 185................................... 5
Baker v. Nelson (1972) 409 U.S. 810 ................................................... 5
Building Industry Association v. Camarillo
(1986) 41 Cal.3d 810 ............................................... 1, 2, 3, 8, 23, 29
California Association of Retail Tobacconists v. State
(2003) 109 Cal.App.4th 792 .......................................................... 24
Californians for an Open Primary v. McPherson
(2006) 38 Cal.4th 735 .............................................................. 19, 25
Citizens for Equal Protection v. Bruning
(8th Cir. 2006) 455 F.3d 859 .......................................................... 5
City & County of San Francisco v. State
(2005) 128 Cal.App.4th 1030 ........................................ 6, 12, 13, 35
City of Westminster v. County of Orange
(1988) 204 Cal.App.3d 623 ........................................................... 12
Common Cause v. Board of Supervisors (1989) 49 Cal.3d 432 ........ 18
Connerly v. State Personnel Board
(2006) 37 Cal.4th 1169 .......................................... 18, 30, 34, 35, 36
Costa v. Superior Court (2006) 37 Cal.4th 986 ................................. 37
ii
DaimlerChrysler Corp. v. Cuno (2006) 547 U.S. 332 ....................... 32
Dean v. District of Columbia (D.C. Ct. App. 1995) 653 A.2d 307...... 5
Diamond v. Charles (1986) 476 U.S. 54 ...................................... 14, 31
Ex Parte People ex rel. Attorney General (1850) 1 Cal. 85............... 19
Green v. Obledo (1981) 29 Cal.3d 126 ........................................ 17, 33
Havens Realty Corp. v. Coleman (1982) 455 U.S. 363...................... 31
Hotel Employees & Rest. Employees Int’l Union v. Davis
(1999) 21 Cal.4th 585 .................................................................... 39
In re Forsythe (N.J. 1982) 450 A.2d 499 ..................................... 10, 26
In re Marriage Cases (2008) 43 Cal.4th 757 ........................... 6, 13, 18
In re Marriage of J.B. and H.B.
(Tex. Ct. App. 2010) 326 S.W.3d 654 ........................................... 5
Independent Energy Producers Association v. McPherson
(2006) 38 Cal.4th 1020 ....................................................... 9, 23, 37
INS v. Chadha (1983) 462 U.S. 919 ................................................... 20
Jones v. Hallahan (Ky. 1973) 501 S.W.2d 588.................................... 5
Karcher v. May (1987) 484 U.S. 74 ................................................... 10
Kopp v. Fair Political Practices Commission
(1995) 11 Cal.4th 607 ........................................................ 19, 25, 26
Legislature v. Deukmejian (1983) 34 Cal.3d 658............................... 39
Legislature v. Eu, (1991) 54 Cal.3d 492 ............................................ 12
Lujan v. Defenders of Wildlife (1992) 504 U.S. 555 .......................... 31
Marine Forests Society v. California Coastal Comm’n
(2005) 36 Cal.4th 1 ........................................................................ 25
Martin v. Smith (1959) 176 Cal.App.2d 115 ........................................ 3
iii
Metro Broadcasting, Inc. v. FCC (1990) 497 U.S. 547 ..................... 20
Obrien v. Jones (2000) 23 Cal.4th 40................................................. 24
People v. Beltz Travel Serv., Inc.
(N.D. Cal. 1992) 379 F. Supp. 948................................................ 23
Raines v. Byrd (1997) 521 U.S. 811 ............................................. 32, 33
Simac Design, Inc. v. Alciati
(1979) 92 Cal.App.3d 146 ................................................. 12, 37, 38
Singer v. Hara (Wash. Ct. App. 1974) 522 P.2d 1187 ......................... 5
Sonoma County Nuclear Free Zone ’86 v. Superior Court
(1987) 189 Cal.App.3d 167 ............................................... 12, 34, 36
Standhardt v. Superior Court of Ariz.
(Ariz. Ct. App. 2003) 77 P.3d 451 ................................................. 5
Strauss v. Horton (2009) 46 Cal.4th 364 .................................... 3, 9, 27
Warth v. Seldin (1975) 422 U.S. 490............................................ 31, 32
White v. Davis (1975) 13 Cal.3d 757 ................................................. 33
Other
Brief for Petitioners, Arizonans, No. 95-974, 1996 U.S. S. Ct. Briefs
LEXIS 333 (May 23, 1996) ........................................................... 15
Cal. Const., art. II, § 1 .................................................................... 1, 23
Cal. Const., art. II, § 8(a) ...................................................................... 3
Cal. Const., art. III, § 3 ....................................................................... 23
Cal. Const., art. III, § 3.5(c) .................................................................. 5
Cal. Const., art. V, § 13 ...................................................................... 21
Gov. Code § 12511 ............................................................................. 22
Gov. Code § 12512 ......................................................................... 7, 22
iv
N.J. Const., art. III, ¶ 1 ....................................................................... 26
http://traynor.uchastings.edu/ballot_pdf/1911g.pdf ............................ 4
v
ARGUMENT
I. Official Proponents Have Authority under California Law
To Defend Their Initiatives As Agents of the People in Lieu
of Public Officials Who Refuse To Do So.
In order “to guard the people’s right to exercise initiative
power,” the California courts have repeatedly allowed official
proponents of initiatives to defend those measures when they are
challenged in litigation, especially when those having the “duty to
defend” them “might not do so with vigor”—or, as in this case, at all.
(Building Industry Association v. Camarillo (1986) 41 Cal.3d 810,
822.) As Proponents have explained, this consistent practice of the
California courts demonstrates that initiative proponents have
authority under state law to represent the State’s interest in defending
the validity of initiatives; in doing so, official proponents act as agents
of the People, to whom this interest ultimately belongs.
Plaintiffs’ circular assertion that “the State alone is authorized
to represent its interest in the validity of state laws,” Pls. Br. 16,
founders on the fact that in California, unlike Louis XIV’s France,
neither the Attorney General nor any other public official is the State.
In a system of Government where “[a]ll political power is inherent in
the people,” Cal. Const., art. II, § 1, the Attorney General, just like an
1
official proponent, is simply an individual whom the People have
authorized to perform certain functions on their behalf. And
Plaintiffs’ claim that “nothing in California law” authorizes an official
proponent to “represent[] the interest of the State in litigation
challenging the constitutionality of a ballot initiative,” Pls. Br. 10-11,
simply begs the question of the scope and meaning of the sovereign
People’s initiative power and is directly contradicted by the numerous
decisions allowing proponents to defend their initiatives and the clear
explanation for that practice offered by this Court in Building Industry
Association. Contrary to Plaintiffs’ and San Francisco’s (collectively,
Respondents) arguments, reaffirming these precedents would not
infringe the Attorney General’s rightful authority, violate separation
of powers principles, or have untoward practical consequences.
A. Allowing Official Proponents To Vindicate the People’s
Interest in the Validity of Initiatives Preserves the
Sovereign People’s Rightful Control of Their
Government.
As demonstrated in our opening brief, see Prop. Br. 17-24, the
initiative and referendum provisions of the California Constitution
were “[d]rafted in light of the theory that all power of government
ultimately resides in the people,” Building Industry Association,
supra, 41 Cal.3d at p. 821 (emphasis added), and were intended to
2
ensure “the people’s rightful control over their government,” Strauss
v. Horton (2009) 46 Cal.4th 364, 421. It is well settled that courts
have a “solemn duty jealously to guard the sovereign people’s
initiative power, it being one of the most precious rights of
[California’s] democratic process,” Strauss, 46 Cal.4th at p. 453, “and
to prevent any action which would improperly annul that right,”
Martin v. Smith (1959) 176 Cal.App.2d 115, 117. As the Ninth
Circuit noted in its certification order, “the Constitution’s purpose in
reserving the initiative power to the People would appear to be illserved by allowing elected officials to nullify either proponents’
efforts to ‘propose statutes and amendments to the Constitution’ or the
People’s right ‘to adopt or reject’ such propositions.” (Certification
Order at pp. 11-12 [quoting Cal. Const., art. II, § 8(a)].) Accordingly,
the California courts have repeatedly allowed official proponents to
vindicate the People’s interest in defending initiatives when elected
officials will not. (See Prop. Br. 26-28, 34-36 [collecting cases].) As
this Court has explained, “Permitting intervention by the initiative
proponents under these circumstances … serve[s] to guard the
people’s right to exercise initiative power, a right that must be
jealously defended by the courts.” (Building Industry Association,
3
supra, 41 Cal.3d at p. 822.) Plaintiffs’ attempts to avoid the force of
these clear constitutional principles lack merit.
Plaintiffs first argue that when public officials decline to defend
initiatives, the People’s only recourse is “at the ballot box—by voting
out of office state officials who decline to defend an initiative.” (Pls.
Br. 13.) But even if new officials could be elected in time to defend
against pending litigation (and in most cases they cannot), the voters
should not be required to resort to a second election merely to obtain a
defense of a law they have already enacted. More fundamentally, the
same argument could be leveled against the existence of the initiative
power itself. Indeed, opponents of California’s 1911 initiative
amendment argued that “[t]he voter can much more readily and
discriminately select honest representatives to make the laws than he
can determine what laws are honest and beneficial to the whole
commonwealth.” (See
http://traynor.uchastings.edu/ballot_pdf/1911g.pdf , at p. 10 [last
visited 4/15/11].)
Plaintiffs also argue that denying Proponents the ability to
defend Proposition 8 on appeal will not nullify the People’s exercise
of their initiative power because “proponents were permitted to
4
intervene in the district court.” (Pls. Br. 13-14.) But the People
certainly are entitled to appellate review of a single district court’s
decision striking down the initiative they have enacted, especially
since that decision conflicts with the judgment of every State and
federal appellate court to consider the validity of the traditional
opposite-sex definition of marriage under the Federal Constitution—
including both the United States Supreme Court and the Ninth
Circuit—all of which have upheld that definition.1 Indeed, the
California Constitution requires State agencies to enforce state law
unless it has been invalidated by an appellate court. (See Cal. Const.,
art. III, § 3.5(c).)
More generally, San Francisco argues that in California,
“[i]nitiatives rarely go undefended, either in federal or state court.”
(SF Br. 7.) This observation, of course, merely reflects the facts (1)
that public officials generally do fulfill their duty to defend the
1
See Baker v. Nelson (1972) 409 U.S. 810; Citizens for Equal
Protection v. Bruning (8th Cir. 2006) 455 F.3d 859, 871; Adams v.
Howerton (9th Cir. 1982) 673 F.2d 1036, 1042; Dean v. District of
Columbia (D.C. Ct. App. 1995) 653 A.2d 307, 308; Jones v. Hallahan
(Ky. 1973) 501 S.W.2d 588, 590; Baker v. Nelson (Minn. 1971)191
N.W.2d 185, 187; In re Marriage of J.B. and H.B. (Tex. Ct. App.
2010) 326 S.W.3d 654; Standhardt v. Superior Court of Ariz. (Ariz.
Ct. App. 2003) 77 P.3d 451, 453; Singer v. Hara (Wash. Ct. App.
1974) 522 P.2d 1187, 1197.
5
People’s interest in their initiatives and, more relevant here, (2) that
the courts have uniformly allowed official proponents to defend in
lieu of public officials who refuse to do so. But the arguments
advanced by Respondents here plainly would eliminate, or at least
sharply curtail, the latter practice.2
In addition, San Francisco argues that initiative proponents can
ensure the defense of their initiatives by including provisions in those
measures that expressly delegate “defense or enforcement powers to
people whom they believe will use them properly.” (SF Br. 25.) But
even assuming San Francisco is serious about this argument—and it
elsewhere appears to argue that an initiative allowing proponents to
defend their initiatives “would risk being invalidated as a revision to
the Constitution,” SF Br. 20—there is no reason to inject such
needless complexity into the initiative process. To the contrary,
initiative proponents and the People are surely entitled to rely on the
assumption that public officials will defend the laws the People have
2
Plaintiffs argue that official proponents may be permitted to
intervene in actions challenging their initiatives “to represent their
own interest in the measure’s validity,” Pls. Br. 13-14, but elsewhere
argue that this interest is no different from that of any other initiative
supporter, id. at pp. 1-3, 8, 14-15, 19, 21-23, 25, an interest that has
been held insufficient to support intervention. (See City & County of
San Francisco v. State (2005) 128 Cal.App.4th 1030, 1038; In re
Marriage Cases (2008) 43 Cal.4th 757, 790.)
6
enacted—as both Plaintiffs and San Francisco point out, the
Government Code expressly provides that “[t]he Attorney General
shall . . . defend all causes to which the State, or any State officer is a
party in his or her official capacity,” id. § 12512 (emphasis added),
and in fact the Attorney General generally complies with this
directive. Initiative proponents and the voters are likewise entitled to
rely on the cases in which this Court and the courts of appeal have
allowed official proponents to intervene to defend their measures,
including when public officials refuse to do so. (See Prop. Br. 17-18
[collecting cases].) In all events, the requirement proposed by San
Francisco would be patently unjust if applied retroactively to
Proposition 8 and other initiatives the voters have already adopted—
because, for the reasons set forth above, the proponents and voters had
no reason to think such specificity was necessary at the time they
drafted and approved those initiatives.3
3
Despite its strained attempts, see SF Br. 22, San Francisco is
unable to muster even a single initiative specifying that it may be
defended by its proponents if public officials refuse to do so. San
Francisco does cite a pending Senate bill that would, among other
things, expressly authorize official proponents to defend their
initiative “in the place of the Attorney General, if he or she is
disqualified.” (Id. at p. 23, fn. 10.) But this bill was introduced just
last December, after Respondents raised the argument that Proponents
lacked standing to defend Proposition 8 in this case. In all events, it is
7
B. Well-Settled California Case Law Upholds the
Authority of Official Proponents To Represent the
People’s Interest in the Validity of Initiatives.
Even San Francisco is forced to concede that “a host” of
decisions by this Court and the courts of appeal have permitted
official proponents to intervene to defend their initiatives, SF Br. 39,
and Plaintiffs do not dispute this fact. Plaintiffs contend, however,
that “those decisions allowed proponents to pursue their own interests
in the validity of the ballot initiative, not to represent the interests of
the State.” (Pls. Br. 14.) Leaving aside that Plaintiffs’ reading of
these cases would support Proponents’ alternative argument that they
have a personal, particularized interest in the validity of their initiative
under California law, the decisions do not say this. To the contrary, as
discussed above, this Court has expressly addressed the issue and, as
San Francisco aptly concedes:
Building Industry Association focuses not on the interest
of individual proponents but instead on whether an
intervener is available to champion voters’ interests. (Id.
at 822.) Allowing intervention satisfies this concern, but
Building Industry Association says nothing about the
personal interest proponents possess, or the injury they
suffer if the government does not appeal from a decision
striking a measure.
difficult to see how such a statute could be reconciled with the
extreme view of the Attorney General’s exclusive constitutional
litigation authority advanced by Respondents in this case.
8
(SF Br. 42.) While San Francisco asserts that Building Industry
Association’s analysis is dictum, see SF Br. 41, we have already
demonstrated why that is incorrect, see Prop. Br. 18-19.
The numerous decisions routinely permitting official
proponents to intervene surely must be understood in light of this
Court’s clear explanation of this practice in Building Industry
Association, as well as this Court’s established practice of construing
and preserving the initiative power “to the fullest tenable measure of
spirit as well as letter,” Strauss, supra, 46 Cal.4th at p. 453, in order
“to maintain maximum power in the people,” Independent Energy
Producers Association v. McPherson (2006) 38 Cal.4th 1020, 1032.
Nor can these numerous decisions be dismissed, as San Francisco
would have it, as meaningless. (See SF Br. 31.) To the contrary, the
consistent, longstanding, and heretofore unquestioned practice of the
California courts in allowing official proponents to intervene to
defend their initiatives is highly probative of the propriety of this
practice and the authority of official proponents under California’s
Constitution.
In all events, as we have demonstrated, see Prop. Br. 24-28, the
California case law permitting official proponents to intervene goes
9
far beyond the authority found sufficient by the Supreme Court in
Karcher to demonstrate that the leaders of New Jersey’s Senate and
General Assembly “had authority under state law to represent the
State’s interests” in lieu of the Attorney General and other named
defendants who had refused to defend a state statute in federal
litigation. (Karcher v. May (1987) 484 U.S. 74, 82.) While Plaintiffs
assert that Proponents are “unable to point to any provision of
California law that even remotely resembles the provisions” of New
Jersey law involved in Karcher, they do not identify any such
provisions of New Jersey law. In all events, the Supreme Court based
its decision in Karcher on a single decision of the New Jersey
Supreme Court that simply noted—without explanation or analysis—
that the trial court had permitted these legislative leaders to intervene
to defend a challenged statute alongside the Attorney General. (See
ibid.; In re Forsythe (N.J. 1982) 450 A.2d 499, 500.) Neither the
Supreme Court in Karcher nor the New Jersey Supreme Court in In re
Forsythe relied on any provision of New Jersey law that matches
Plaintiffs’ unsupported assertions.
Contrary to Plaintiffs’ claims, see Pls. Br. 17-18, nothing in this
Court’s decision in the Marriage Cases supports their position. As
10
Plaintiffs were forced to concede before the Ninth Circuit, the
Proposition 22 Legal Defense and Education Fund (“Fund”) was not
the official proponent of Proposition 22:
Plaintiffs’ Counsel:
[T]he California Supreme Court
said in the Proposition 22 litigation
that … [proponents] do not have
standing.
Judge Reinhardt:
They said that proponents don’t
have standing?
Plaintiffs’ Counsel:
Proponents do not … have
standing. For example, in the
Proposition 22 case, the fund that
was involved -
Judge Reinhardt:
But they weren’t the proponents,
were they?
Plaintiffs’ Counsel:
Well, they were put forward as the
proponents.
Judge Reinhardt:
But that doesn’t fool the Court.
They were not the proponents.
Plaintiffs’ Counsel:
They were not the proponents.
They were not strictly the
proponents, your Honor.
Judge Reinhardt:
I don’t know what “strictly”
means. They were not the
proponents.
Plaintiffs’ Counsel:
They claimed to be the proponents.
Judge Reinhardt:
But they were not.
11
Plaintiffs’ Counsel:
I don’t think they were.
(Oral Argument at 46:45, Perry v. Schwarzenegger (9th Cir. Dec. 6,
2010) No. 10-16696.) And while the California courts have
sometimes treated organizations that were directly involved in
drafting and sponsoring initiatives the same as official proponents, see
SF Br. 42, 44-45,4 the Fund “played no role in sponsoring Proposition
22” and “was not even created until one year after voters passed the
initiative.” (City & County of San Francisco, supra, 128 Cal.App.4th
at p. 1038.) Nor could the Fund “be said to represent [the official
proponents’] interests” because the official proponent who was once a
4
See, e.g., Amwest Surety Ins. Co. v. Wilson (1995) 11 Cal.4th
1243, 1250 [“Voter Revolt, the organization that drafted Proposition
103 and campaigned for its passage, successfully sought to
intervene”]; 20th Century Ins. Co. v. Garamendi (1994) 8 Cal.4th 216,
243 [Voter Revolt intervened to defend Proposition 103]; City of
Westminster v. County of Orange (1988) 204 Cal.App.3d 623, 626
[California Tax Reduction Movement “intervened in the action to
defend the measure [Proposition 62] it had sponsored”]; Legislature v.
Eu, (1991) 54 Cal.3d 492, 500 [“Intervener, Californians for a Citizen
Government, is the organization that sponsored Proposition 140”];
Simac Design, Inc. v. Alciati (1979) 92 Cal.App.3d 146, 153, 157
[intervention by CORD, “an unincorporated association of residents
and registered voters … whose purpose was to draft and organize
voter support for” the challenged initiative]; cf. Sonoma County
Nuclear Free Zone ’86 v. Superior Court (1987) 189 Cal.App.3d 167,
171 [treating “[t]he group supporting the initiative, Sonoma County
Nuclear Free Zone ’86, along with individual sponsors and
proponents of the initiative (referred to collectively as Pro-NFZ)” as
proponents] [emphasis added].
12
member of the Fund was “now deceased,” and because nothing in the
record “suggest[ed] [that] any other member of the Fund was an
official proponent of Proposition 22.” (Ibid.; see also ibid. [“this case
does not present the question of whether an official proponent of an
initiative…has a sufficiently direct and immediate interest to permit
intervention in litigation challenging the validity of the law
enacted”].) Nowhere in its decision in the Marriage Cases did this
Court state or imply that the Fund “represent[ed] the proponent” of
Proposition 22, let alone that it was an official proponent. Indeed, this
Court expressly referenced the court of appeal’s analysis of the Fund’s
interest in City & County of San Francisco. (See In re Marriage
Cases, supra, 43 Cal.4th at p. 791, fn. 8.) Plaintiffs’ continued
invocation of this case as somehow speaking to the authority of
official proponents under California law is thus perplexing at best.
Ultimately, the treatment of the Fund in the Marriage Cases
and City & County of San Francisco belies Plaintiffs’ claim that
official proponents are treated identically to “all other private citizens
in California” for purposes of intervention to defend their initiatives.
(Pls. Br. 22.) Indeed, Respondents do not identify a single case in
which any party other than an official proponent or an organization
13
directly involved in drafting and sponsoring an initiative was allowed
to intervene to offer the sole defense of an initiative. Nor do they
identify a single case where an official proponent was denied
intervention to defend his or her initiative. The special treatment
afforded official proponents confirms their authority under California
law to vindicate the People’s interest in defending initiatives when
public officials refuse to do so.
Finally, Plaintiffs err in suggesting that Arizonans for Official
English v. Arizona (1997) 520 U.S. 43 and Diamond v. Charles
(1986) 476 U.S. 54 establish that official proponents lack authority
under California law to represent the People’s interest in defending
challenged initiatives. (See Pls. Br. 12, 14-15.) In dicta in Arizonans,
the Supreme Court discussed, but did “not definitively resolve” the
question whether the principal sponsor of an Arizona ballot initiative
had standing to appeal a decision invalidating that measure. (520 U.S.
at p. 66.) Citing Karcher, the Court explained that it had previously
“recognized that state legislators have standing to contest a decision
holding a state statute unconstitutional if state law authorizes
legislators to represent the State’s interests.” (Id. at p. 65.) The
Court, however, distinguished Karcher: “AOE [the initiative sponsor]
14
and its members, however, are not elected representatives, and we are
aware of no Arizona law appointing initiative sponsors as agents of
the people of Arizona to defend, in lieu of public officials, the
constitutionality of initiatives made law of the State.” Ibid.5 Indeed,
although the Supreme Court specifically directed the Arizona
initiative sponsors to brief the issue of their standing, their brief did
not cite a single Arizona case on the question of state-law
authorization. (Arizonans, 520 U.S. at p. 64; Brief for Petitioners,
Arizonans, No. 95-974, 1996 U.S. S. Ct. Briefs LEXIS 333, at *67-77
[May 23, 1996].) Certainly none of the Arizona cases cited by
Plaintiffs here, see Pls. Br. 15, fn. 1, were brought to the Court’s
attention. In all events, unlike Strauss and other California cases
identified by Proponents, none of Plaintiffs’ Arizona cases allowed an
initiative sponsor to intervene to defend a law when State officials
would not. Diamond is even further afield—the private intervener in
5
Quoting only the first part of this sentence, Plaintiffs claim
that Arizonans “distinguished Karcher on the ground that ballot
initiative proponents ‘are not elected representatives.’ ” (Pls. Br. 12
[quoting Arizonans, 520 U.S. at p. 65].) But as is evident from the full
sentence quoted in the text, the salient distinction between Karcher
and Arizonans was the absence of Arizona law authorizing initiative
sponsors to defend those measures on behalf of the State; the Court
certainly did not advance the extraordinary suggestion that Article III
of the Federal Constitution somehow forbids States from authorizing
individuals other than “elected representatives” to defend their laws.
15
that case neither claimed, nor had any plausible basis for claiming,
that he possessed authorization under state law to represent the State’s
interest in defending its laws. That case thus did not even address the
question of who could represent the State’s interest under the relevant
state law applicable there, let alone hold that no one other than the
State Attorney General could do so.
C. Reaffirming That Official Proponents May Defend Their
Initiatives Would Not Infringe the Attorney General’s
Authority Or Violate Separation of Powers Principles.
Respondents argue that permitting official proponents to
represent the People’s interest in defending their initiatives would
impermissibly infringe upon the Attorney General’s constitutional and
statutory authority, see Pls. Br. 1, 13, and would violate constitutional
separation of powers, see SF Br. 1, 7-10, 18. These arguments lack
merit.
1. Plaintiffs place great emphasis on Article V, section 13 of
the California Constitution, which provides in relevant part as follows:
“Subject to the powers and duties of the Governor, the Attorney
General shall be the chief law officer of the State. It shall be the duty
of the Attorney General to see that the laws of the State are uniformly
and adequately enforced.” (See Pls. Br. 9.) As a textual matter,
16
however, this provision does not even explicitly address the Attorney
General’s authority to defend the laws of the State, let alone state that
no one besides the Attorney General may do so. Nor do any of the
cases cited by Respondents address whether a party other than the
Attorney General may defend a state law. (See Pls. Br. 9-10
[collecting authorities]; SF Br. 9-10 [same].)
Even with respect to “enforc[ing]” the law, moreover, it is well
settled that “where the question is one of public right and the object of
the mandamus is to procure the enforcement of a public duty,” any
citizen of the State may seek a writ of mandamus to enforce the law
simply because “he is interested as a citizen in having the laws
executed and the duty in question enforced.” (Green v. Obledo (1981)
29 Cal.3d 126, 144) Thus, for example, as San Francisco concedes,
“If elected officials decline to enforce an initiative on constitutional
grounds,” its proponents—or indeed any citizens of California—may
file “a mandamus action asserting a public right to performance of a
public duty.” (SF Br. 26, fn. 12.)6 Similarly, as San Francisco also
concedes, until recently California allowed citizens who had suffered
6
This procedure appears to be unavailable where, as here,
public officials enforce an initiative but refuse to defend that measure
in court.
17
no direct injury to enforce its unfair competition laws through “private
attorney general actions.” (SF Br. 33-34; see also Amalgamated
Transit Union v. Superior Court (2009) 46 Cal.4th 993, 1000.) Such
private enforcement of the State’s laws would surely be
unconstitutional were Plaintiffs’ reading of the Attorney General’s
authority under Article V, section 13 in fact the law. (See Common
Cause v. Board of Supervisors (1989) 49 Cal.3d 432, 440 [holding
that to infer limitations on citizen standing in favor of exclusive
enforcement authority for Attorney General would “contradict … our
recognition of a ‘public interest’ exception to the requirement that a
petitioner for writ of mandate have a personal beneficial interest in the
proceedings”].)
Although California imposes stricter limits on who may defend
its laws, see, e.g., In re Marriage Cases, supra, 43 Cal.4th at pp. 79091; Connerly v. State Personnel Board (2006) 37 Cal.4th 1169, 117879, the precedents identified in our opening brief and discussed above
amply demonstrate that California’s Constitution does not bar parties
other than the Attorney General from representing the People’s
interest in defending their laws. Indeed San Francisco itself cites an
original action filed in the California Supreme Court by California’s
18
first Attorney General against a public official charged with executing
a law enacted by California’s first legislature. (See Ex Parte People
ex rel. Attorney General (1850) 1 Cal. 85 [cited in SF Br. 13].)
Contending that the California statute violated the Federal
Constitution, the Attorney General “prayed that leave might be
granted him to file an information in this Court in the nature of a quo
warranto” against the public official and that the official “be required
to appear and show by what authority he exercised [his] office.” (Id.
at 85.) Although this Court refused the writ on the ground that it
lacked original jurisdiction over the suit, it was plainly understood by
all involved that the public official, and not the Attorney General,
would have defended the validity of the challenged law had
jurisdiction been proper. (Cf., e.g., Kopp v. Fair Political Practices
Commission (1995) 11 Cal.4th 607, 614 [California legislature
allowed to intervene to defend Agency’s enforcement decision;
Agency took a neutral position on the issue]; Californians for an
Open Primary v. McPherson (2006) 38 Cal.4th 735, 740 [Legislature
defended successful initiative it had proposed].)7
7
San Francisco also cites examples from other jurisdictions in
support of the undisputed proposition that executive officers
sometimes—though rarely—decline to defend laws that they believe
19
Indeed, San Francisco concedes that “other actors,” besides the
Attorney General, “may sometimes represent the State,” though it
claims they do so only through delegations that “are express, narrow,
and typically subject to the Attorney General’s supervision.” (SF Br.
19, fn. 8.) And it acknowledges that “drafters of statutes or
amendments” may “reassign litigating authority away from the
Attorney General.” (SF Br. 23.) While the cases cited above make
clear that an express statutory delegation of litigating authority to
actors other than the Attorney General is not always necessary, such
statutory delegations would be plainly unconstitutional if Respondents
were correct that only the Attorney General has authority to represent
the People’s interest in the validity of their laws.
Nor does permitting parties other than the Attorney General in
some circumstances to defend the validity of laws infringe the
Attorney General’s authority as the “chief law officer of the State” or
are unconstitutional. These cases obviously do not speak to the
question of whether official proponents are authorized by California
law to defend initiatives when public officials refuse to do so. The
cases do demonstrate, however, that those responsible for enacting the
challenged laws are commonly allowed to defend those measures in
lieu of executive officials who refuse to do so. (See, e.g., Metro
Broadcasting, Inc. v. FCC (1990) 497 U.S. 547, 551 [FCC, among
others, defended a policy it had adopted]; INS v. Chadha (1983) 462
U.S. 919, 930 & fn. 5 [both Houses of Congress intervened to defend
federal statute].)
20
interfere with the Attorney General’s “duty … to see that the laws of
the State are uniformly and adequately enforced.” Cal. Const., art. V,
§ 13. For example, there is little doubt that had one of the County
Clerks named by Plaintiffs as a defendant chosen to defend
Proposition 8, he would have been free to do so and to appeal the
district court’s decision, regardless of the Attorney General’s
litigating decisions. And surely such litigation choices by a defendant
County Clerk would not infringe the Attorney General’s litigation
authority.
Similarly, recognizing Proponents’ authority to defend their
initiative in no way prevents the Attorney General from litigating in
whatever manner he or she chooses. Contrary to Respondents’ straw
man contentions, see SF Br. 11-12, Proponents do not seek to compel
the Attorney General to defend Proposition 8 or to appeal the district
court’s judgment. Rather, Proponents simply maintain that they are
authorized under California law to defend their initiative on behalf of
the People if public officials refuse to do so and that this authority
includes power to notice an appeal if necessary. In opposing
Proponents’ right to do so, Respondents do not seek to preserve the
Attorney General’s discretion to decide whether to defend an
21
initiative. Rather, they seek to secure to the Attorney General the
authority to effectively nullify an initiative by refusing to defend it
and by barring anyone else from doing so.
2. Respondents also argue that reaffirming official proponents’
authority to represent the People’s interest in the validity of initiatives
violates sections 12511 and 12512 of the California Government
Code, which provide, respectively, that “[t]he Attorney General has
charge, as attorney, of all legal matters in which the State is
interested,” and that “[t]he Attorney General shall … prosecute or
defend all causes to which the State, or any State officer is a party in
his or her official capacity.” These statutes, however, simply impose
upon the Attorney General the duty to take charge of and defend
litigation to which the State or its officers are parties, and nothing in
Proponents’ argument would prevent the Attorney General from doing
so. These statutes do not speak to the consequences of the Attorney
General’s refusal to take charge of and defend litigation, let alone
preclude anyone else from defending the People’s interest in the
validity of their laws when the Attorney General declines to do so. In
all events, these statutes have long coexisted with the numerous
decisions, discussed above, that have permitted parties besides the
22
Attorney General to vindicate the People’s interest in the defense of
their laws.
3. San Francisco also contends that the People’s constitutional
initiative power is exclusively legislative, and that allowing official
proponents to defend initiatives violates Article III, section 3 of the
California Constitution. (See SF Br. 16-18.) That provision provides:
“The powers of state government are legislative, executive, and
judicial. Persons charged with the exercise of one power may not
exercise either of the others except as permitted by this Constitution.”
(Cal. Const., art. III, § 3.) This argument plainly lacks merit.
First, the initiative provisions of the Constitution do not limit
the People or official proponents to the exercise of legislative power.
To the contrary, these provisions were “drafted in light of the theory
that all government power ultimately resides in the people.”
(Building Industry Association, supra, 41 Cal.3d at p. 821 [emphasis
added]; accord Cal. Const., art. II, § 1.) “[L]iberally construed,” as
they must be, “to maintain maximum power in the people,”
Independent Energy Producers Association, supra, 38 Cal.4th at p.
1032, the initiative provisions authorize official proponents to defend
initiatives when public officials “might not do so with vigor,” in order
23
“to guard the people’s right to exercise initiative power.” (Building
Industries Association, supra, 41 Cal.3d at p. 822.) Because the
initiative provisions permit official proponents to defend their
initiatives, Article III, section 3—which exempts the exercise of
powers “permitted by this Constitution”—simply does not apply.
More fundamentally, California’s separation of powers doctrine
“does not command a hermetic sealing off of the three branches of
Government from one another.” (Obrien v. Jones (2000) 23 Cal.4th
40, 48 [internal quotations omitted].) Rather, the doctrine “is
expressed in a system of checks and balances designed to prevent any
governmental branch from obtaining arbitrary or inordinate power.”
California Association of Retail Tobacconists v. State (2003) 109
Cal.App.4th 792, 830. While allowing the Attorney General
effectively to nullify the People’s exercise of the initiative power thus
might well violate the separation of powers doctrine, allowing those
who exercise legislative authority to defend the People’s interest when
the Attorney General refuses to do so does not.
As San Francisco’s own authority makes clear, the separation
of powers doctrine “has not been interpreted as requiring the rigid
classification of all the incidental activities of government, with the
24
result that once a technique or method or procedure is associated with
a particular branch of the government, it can never be used thereafter
by another.” (Marine Forests Society v. California Coastal Comm’n
(2005) 36 Cal.4th 1, 42; see also SF Br. 19 [citing Marine Forests
Society].) Accordingly, the fact that Executive officers ordinarily
defend the validity of laws does not mean that those who exercise
legislative authority can never perform this function. It may be true,
as San Francisco implies, that it is an open question whether the
California Legislature can intervene to defend its enactments when
Executive officials refuse to do so. (See SF Br. 18.) But the
Legislature has been permitted to defend its own successful ballot
propositions, Californians for an Open Primary, supra, 38 Cal.4th at
p. 740, and even to defend enforcement decisions by an executive
agency when the agency declined to take a position, Kopp, supra, 11
Cal.4th at p. 614. Accordingly, there is no reason to think that
permitting the Legislature to defend its own enactments when
Executive officials refuse to do so would violate California’s
separation of powers principles.8 At a minimum, these cases make
8
An analogous argument could have been made against the
Legislature defending its enactments in New Jersey, where the State
Constitution likewise provides that “[t]he powers of the government
25
clear that defending the interests of the State is not in all
circumstances the exclusive province of the Executive. And if San
Francisco is correct that official proponents may exercise only
legislative power, the numerous cases permitting them to defend their
initiatives further belies San Francisco’s rigid separation of powers
argument.
D. Permitting Official Proponents To Represent the
People’s Interest in the Validity of Initiatives Would Not
Have Untoward Consequences.
San Francisco argues that public power should not be entrusted
to “secretive single-interest group[s],” who may be accountable to
“monied interests or special interest groups” rather than “California’s
citizens,” and may have dark and hidden agendas. (SF Br. 27.) Such
concerns are plainly ludicrous. By definition, a successful initiative
has been approved directly by the People themselves, and there is no
secret or hidden agenda in defending the People’s will when
shall be divided among three distinct branches, the legislative,
executive, and judicial. No person or persons belonging to or
constituting one branch shall exercise any of the powers properly
belonging to either of the others, except as expressly provided in this
Constitution.” (N.J. Const., art. III, ¶ 1.) Yet the Supreme Courts of
both New Jersey and the United States have recognized that New
Jersey law permits the legislature, through its officers, to defend its
enactments. (See Karcher, supra, 484 U.S. at p. 82; In re Forsythe,
supra, 91 N.J. at p. 144.)
26
challenged in court. Indeed, by adopting a law through the initiative
process, the People have made clear both that they wish to override
their elected officials’ judgment and that they want that law to be
enforced and defended.
More generally, San Francisco’s objection would appear to be
to the initiative process itself, which allows citizens to participate
directly in their government. And San Francisco’s claim that
initiative proponents, unlike elected officials, may be beholden to
monied interests or special interests rather than the People has it
exactly backwards. Indeed, it is precisely because the People believed
that elected officials can, and too often do, favor special interests over
the will of the People that the initiative process was adopted in the
first place. As this Court has explained, the initiative provisions
“grew out of a widespread belief that moneyed special interest groups
controlled government, and that the people had no ability to break this
control.” (Strauss, supra, 46 Cal.4th at p. 420 [quotation marks
omitted].) Similarly, though San Francisco frets that official
proponents, unlike public officials, will not take account of other
(presumably competing) policies in deciding to defend an initiative,
the People usually resort to the initiative process precisely because
27
they disagree with public officials’ decisions to sacrifice the People’s
concerns to other policy objectives.9
San Francisco’s professed concern about the cost of litigation
and liability for damages and attorneys’ fees, see SF Br. 28, likewise
lacks merit. In this case Proponents, not California, have born and are
bearing the cost of defending the People’s will and Plaintiffs have not
sought money damages. To be sure, the State may be liable for the
attorneys’ fees incurred by Plaintiffs in challenging Proposition 8
through a full blown trial if Proponents are not permitted to appeal the
trial court’s decision. But the Attorney General’s decision not to
appeal hardly reflects concern that the State may be liable for
appellate attorneys’ fees. Indeed, the risk of additional liability for the
relatively modest fees associated with an appeal is plainly outweighed
9
San Francisco also raises the hypothetical possibility that
official proponents of an initiative might disagree among themselves
about litigation strategy. (See SF Br. 30.) But it seems doubtful that
official proponents would disagree about whether the initiative they
successfully sponsored should be defended if challenged in court. In
all events, there is plainly no such conflict here. Although, as San
Francisco notes, one official proponent sought to withdraw from the
case and did not notice an appeal after being subjected by Plaintiffs to
intrusive discovery and intense public scrutiny, there is no indication
that he opposes Proponents’ defense of Proposition 8. Surely San
Francisco would not argue that if one of the proponents of an initiative
left California, died, or otherwise became unavailable, the remaining
proponents would be disabled from exercising any authority they
previously had.
28
by the potential for avoiding liability for attorneys’ fees altogether if
the district court’s decision is reversed, especially given that every
state and federal appellate court to consider the validity of the
traditional definition of marriage under the Federal Constitution has
rejected the district court’s conclusions. (See supra p. 5, fn. 1.)
San Francisco also voices concern about the difficulty of
determining when the Attorney General is not defending an initiative
with vigor, see SF Br. 20, and contends that “there is no principled
way to draw a line between delegating Proponents the authority to
appeal on behalf of the State and delegating Proponents other
decisions,” see id. 30. Whatever the outer limits of the principle this
Court articulated in Building Industry Association, however, see 41
Cal.3d at p. 822, there can be no question that it applies in cases such
as this one where the Attorney General not only declines to defend an
initiative adopted by the People but affirmatively attacks the measure
as unconstitutional. Under such circumstances, official proponents
must be allowed to defend the People’s interest lest the Attorney
General’s litigation decisions be converted into an impermissible veto
of the sovereign People’s precious right to exercise initiative power.
29
II. Proponents’ Have a Personal, Particularized Interest In
Proposition 8’s Validity
California law clearly affords “the proponent of [a] ballot
initiative” a “special interest to be served or some particular right to
be protected over and above the interest held in common with the
public at large” when it comes to “litigation involving that initiative.”
(Connerly, supra, 37 Cal.4th at p. 1179.) This “special” and
“particular” interest is not shared by groups with “a particular
ideological or policy focus that motivates them to participate in
certain litigation” involving an initiative, who unlike proponents have
interests that are “no different in substance from like-minded
members of the general public.” (Ibid.) Respondents’ attempts to
paint Proponents as no different from the millions of Californians who
support Proposition 8 thus lack merit.
A. Proponents’ Standing to Defend Their Personal Interest
in the Validity of Proposition 8 in Federal Court is
Rooted in California Law Creating that Interest.
Plaintiffs first argue that, because Article III standing is an issue
of federal law, “this Court does not have any peculiar insights to
provide the Ninth Circuit” regarding Proponents’ “particularized
interest” in Proposition 8. (Pls. Br. 21.) But as even San Francisco
30
acknowledges, “when states confer rights, the denial of those rights
may sometimes create an injury that is concrete and particularized
enough that it creates standing.” (SF Br. 33.) Indeed, before the
Ninth Circuit Plaintiffs took the position that “Proponents’ claim of
standing [to assert their interest in Proposition 8] … rises or falls on
the strength of their assertion[] that … California law creates a
particularized interest in initiative proponents.” (Perry v. Brown, 1016696, Brief for Appellees 30-31 [9th Cir. Oct. 18, 2010] [emphasis
added].)
Plaintiffs had it right the first time. While Article III standing is
a matter of federal law, States have “the power to create new interests,
the invasion of which may confer standing,” creating the potential for
“circumstances in which a private party would have standing to
defend the constitutionality of a challenged statute.” (Diamond v.
Charles (1986) 476 U.S. 54, 65 & fn. 17 [emphasis added]; see also
Lujan v. Defenders of Wildlife (1992) 504 U.S. 555, 578 [“the injury
required by Art. III may exist solely by virtue of statutes creating legal
rights, the invasion of which creates standing”] [quotation marks
omitted]; Havens Realty Corp. v. Coleman (1982) 455 U.S. 363, 373
[same]; Warth v. Seldin (1975) 422 U.S. 490, 500 [same]). The
31
question whether Article III standing exists, in other words, “often
turns on the nature and source” of the interest asserted. (Warth, 422
U.S. at p. 500.) Here, the nature of Proponents’ interest is in the
validity of Proposition 8, and the source of that interest is California
law. As the authoritative expositor of California law, far from lacking
“any peculiar insight” regarding Proponents’ interest in Proposition 8,
this Court’s opinion on the matter is authoritative.
By contrast, a State law that does not create a particularized
interest in a party cannot support Article III standing regardless of
how it is treated by State courts. This principle is illustrated by
Plaintiffs’ citations to DaimlerChrysler Corp. v. Cuno (2006) 547
U.S. 332 and Raines v. Byrd (1997) 521 U.S. 811. In
DaimlerChrysler, the Supreme Court held that Ohio residents lacked
standing to challenge a state tax program because their claim to
standing was principally rooted in “their status as Ohio taxpayers,”
not any particularized interest created by Ohio law. (547 U.S. at p.
342.) And in Raines, the Supreme Court held that members of
Congress lacked standing to challenge the constitutionality of the Line
Item Veto Act, despite the fact that the Act provided that “[a]ny
Member of Congress … may bring an action ... for declaratory
32
judgment and injunctive relief on the ground that any provision of this
part violates the Constitution.” (521 U.S. at pp. 815-16.) But the Act
plainly did not create a particularized interest in its own invalidity.
(See id. at p. 829.)
The same principle is illustrated by San Francisco’s citations of
California law allowing private attorney general actions authorizing
taxpayers to challenge wasteful or illegal government expenditures
and relaxing the standing requirements for citizens suing when a
public right is at stake. (See SF. Br. 34.) In each of these situations,
California law does not create any particularized interest in the
individuals it permits to appear in court. (See People v. Beltz Travel
Serv., Inc. (N.D. Cal. 1992) 379 F. Supp. 948, 950 [plaintiffs suing
pursuant to private attorney general law did “not allege that they were
personally injured, but claim[ed] a derivative right … to sue on behalf
of persons who did suffer such injury”]; White v. Davis (1975) 13
Cal.3d 757, 765 [“under section 526a no showing of special damage
to the particular taxpayer [is] necessary”] [quotation marks omitted];
Green, supra, 29 Cal.3d at p. 144 [“relator need not show that he has
any legal or special interest in the result”].) Proponents, by contrast,
33
do have a particularized interest created by State law in Proposition
8’s validity, as demonstrated below.
B. Proponents Have a Particularized Interest in Proposition
8’s Validity.
As noted above, this Court in Connerly distinguished the
“special” and “particular” interest held by “the proponent of the ballot
initiative” from the interests held by “members of the general public.”
(37 Cal.4th at p. 1179.) In light of this decision, there is little
substance to Respondents’ argument that in the cases in which
initiative proponents were named real parties in interest the propriety
of that designation was often not at issue. It is surely no accident that
litigants challenging initiatives name the initiative’s proponents as real
parties in interest as opposed to, say, random Californians who voted
for the initiative. Indeed, in Sonoma County, supra, 189 Cal.App.3d
167—which this Court discussed approvingly in Connerly—the Court
of Appeal held that “the issuance of a peremptory writ [of mandate
regarding an initiative] by the trial court was beyond the pale of its
authority because Pro-NFZ [the group supporting the initiative along
with individual sponsors and proponents of the initiative] had no
notice of the hearing on the petition” because petitioners had not
named them as real parties in interest. (Id. at pp. 175-76 [emphasis
34
added].) Respondents, of course, have not identified a single case in
which a California court has held that a party challenging an initiative
erred by designating an initiative proponent as a real party in interest.
San Francisco also claims that “for intervenor status and status
as real party in interest … California law requires only that the party
possess an interest.” (SF Br. at 38.) But California law on these
matters is more demanding than San Francisco lets on. In City and
County of San Francisco, supra, 128 Cal.App.4th at p. 1043, for
example, the Court of Appeal explained that intervention under
Section 387(a) requires a “direct and immediate interest” in the
litigation such that “the moving party will either gain or lose by the
direct legal operation and effect of the judgment.” Indeed, it
emphasized that this statute imposes a “stricter test” for intervention
than do the Federal Rules of Civil Procedure. (Ibid.) Similarly, this
Court in Connerly explained that “a real party’s direct interest must be
… a special interest to be served or some particular right to be
protected over and above the interest held in common with the public
at large.” (37 Cal.4th at p. 1179 [quotation marks omitted.]) That
initiative proponents are regularly deemed to have met these standards
35
underscores the particularized nature of the interest they have in their
initiatives.
Plaintiffs argue that Connerly is of little significance because
the case “did not involve an initiative proponent at all.” (Pls. Br. 2324.) But that is precisely the point—this Court held that the
appellants in Connerly, unlike official proponents in litigation
involving the initiative they sponsored, were not proper real parties in
interest. (See 37 Cal.4th at p. 1179.)
Plaintiffs also attempt to distinguish Connerly on the ground
that the Sonoma County case it discusses “arose in the pre-election
context.” (Pls. Br. 24.) Yet Sonoma County demonstrates that this
distinction does not make a difference with respect to proponents’
interests in their initiative. In that case, “proponents of the Sonoma
County Nuclear Free Zone Initiative filed [a pre-election] petition for
extraordinary relief” with the Court of Appeal. (189 Cal.App.3d at p.
170.) The Court of Appeal, however, did not address the merits of the
petition until after the election because it was “unwilling to interfere
with the electoral process” and “disinclined to resolve important legal
questions under severe time pressures.” (Ibid.) The court thus issued
an “alternative writ to resolve important questions of law concerning
36
aspects of the electoral process” after the election. (Ibid.) The court
at no point expressed any concern that putting the case off until after
the election could affect proponents’ interest in the initiative. This
Court has likewise deferred decision of challenges to initiatives
defended by their official proponents until after those measures were
submitted to the voters, a practice that cannot be reconciled with
Respondents’ claim that initiative proponents lose any special interest
their initiatives once the election has taken place. (See, e.g.,
Independent Energy Producers Association, supra, 38 Cal.4th 1020;
Costa v. Superior Court (2006) 37 Cal.4th 986.)
Nor is there merit in Plaintiffs’ further contention that “nothing
turned on the initiative proponents’ designation as a real party in
interest” in the post-election cases we have cited. (Pls. Br. 24.) In
Simac, supra, 92 Cal.App.3d 146, for example, the City of Morgan
Hill denied issuance of building permits to Simac on the basis of a
recently enacted growth control initiative. Simac filed a complaint for
a writ of mandate ordering the City of Morgan Hill to issue the
permits. (Id. at p. 151.) After the court granted the writ, Morgan Hill
did not appeal, but Citizens for Orderly Residential Development
(CORD), “an unincorporated association of residents of and registered
37
voters in Morgan Hill, whose purpose was to draft and organize voter
support for” the initiative moved to intervene and vacate the
judgment. (Id. at p. 153.) The court denied CORD’s motion, and
CORD appealed. On appeal, Simac argued that CORD was not an
“aggrieved party” entitled to appeal. After explaining that “one is
considered ‘aggrieved’ whose rights or interests are injuriously
affected by the judgment” and that “[a]ppellant’s interest must be
immediate, pecuniary, and substantial and not nominal or a remote
consequence of the judgment,” the Court of Appeal held that CORD
was entitled to appeal. (Simac, 92 Cal.App.3d at p. 153.) Thus,
CORD’s right to appeal hinged on the direct and substantial nature of
its interest in “seek[ing] to implement” the initiative it had drafted.
(Ibid.)
Implicitly recognizing the futility of drawing any meaningful
distinction between initiative proponents’ interests pre- and postelection, San Francisco alternatively claims that “challenges to
initiatives may be categorized as whether an initiative was
procedurally proper as to form … versus whether the initiative’s
substance is valid,” with initiative proponents having no special
interest in cases falling in the “substance” category. (SF Br. 40, fn.
38
16.) This distinction, however, is refuted by the case law, as initiative
proponents have frequently been permitted to defend against
substantive challenges to their measures. (See, e.g., Legislature v.
Deukmejian (1983) 34 Cal.3d 658, 663-65; Hotel Employees & Rest.
Employees Int’l Union v. Davis (1999) 21 Cal.4th 585, 590.) And San
Francisco certainly has not cited any cases supporting the contrary
proposition; i.e., that initiative proponents do not have any particular
interest in the substance of their initiatives.
*****
San Francisco closes its brief by asserting that Proponents have
not identified what injury would flow to them from a judgment
invalidating Proposition 8. The answer to that question is selfevident: the district court’s judgment threatens to nullify Proponents’
exercise of their fundamental right to propose an initiative amendment
to the California Constitution and their efforts in fulfilling the
corresponding duties imposed upon them by State law. As
demonstrated by the principles enunciated by this Court and this
Court’s practice in cases involving challenges to initiatives, this is not
a “wholly abstract and widely dispersed” injury, (SF Br. 47), but
39
rather an injury that will fall uniquely and particularly on Proponents,
and it is one that they have a right to defend against in court.
40
PROOF OF SERVICE
At the time of service I was over 18 years of age and not a party to this action. My
business address is 1523 New Hampshire Ave. N.W., Washington, D.C. 20036. On
April 18, 2011, I served the following document:
Reply Brief of Defendant-Intervenors and Appellants.
I served the documents on the person or persons below, as follows:
Claude F. Kolm
Office of the Alameda County
Counsel
1221 Oak Street, Suite 450
Oakland, CA 94612
Attorney for Defendant Patrick
O’Connell
Judy Welch Whitehurst
Office of the County Counsel
500 West Temple Street, 6th Floor
Los Angeles, CA 90012
Attorney for Defendant Dean C.
Logan
Andrew W. Stroud
Kenneth C. Mennemeier
Mennemeier Glassman & Stroud LLP
980 9th Street #1700
Sacramento, CA 95814
Attorneys for Defendants Arnold
Schwarzenegger, Mark Horton, and
Linette Scott
Tamar Pachter
Daniel Powell
Office of the Attorney General
455 Golden Gate Avenue, Suite
11000
San Francisco, CA 94102
Attorneys for Defendant Edmund G.
Brown
Terry L Thompson
Attorney at Law
P O Box 1346
Alamo, CA 94507
Attorney for Defendant-Intervenor
William Tam Hak-Shing
Office of the Attorney General
1300 “I” Street
Sacramento, CA 95814
Office of Attorney General Kamala D.
Harris
Office of the Governor
c/o State Capitol, Suite 1173
Sacramento, CA 95814
Office of Governor Edmund G. Brown
Dennis J. Herrera
Therese Stewart
Vince Chhabria
Mollie Mindes Lee
Office of the City Attorney
City Hall, Room 234
1 Dr. Carlton B. Goodlett Place
San Francisco, CA 94102
Erin Bernstein
Danny Chou
Ronald P. Flynn
Christine Van Aken
Office of the City Attorney
1390 Market Street, 7th Floor
San Francisco, CA 94102
Attorneys for Plaintiff-Respondent
City
and County of San Francisco
Theodore Olson
Matthew McGill
Amir C. Tayrani
Gibson, Dunn & Crutcher, LLP
1050 Connecticut Ave., NW
Washington, DC 20036
David Boies
Rosanne C. Baxter
Boies, Schiller, & Flexner, LLP
333 Main Street
Armonk, NY 10504
Ethan Douglas Dettmer
Sarah Elizabeth Piepmeier
Enrique Antonio Monagas
Gibson, Dunn & Crutcher, LLP
555 Mission Street, Suite 3000
San Francisco, CA 94105
Joshua Irwin Schiller
Richard Jason Bettan
Boies, Schiller & Flexner, LLP
575 Lexington Ave., 5th Floor
New York, NY 10022
Jeremy Michael Goldman
Boies, Schiller & Flexner, LLP
1999 Harrison St #900
Oakland, CA 94612
Theodore J. Boutrous
Christopher Dean Dusseault
Theano Evangelis Kapur
Gibson, Dunn & Crutcher, LLP
333 S. Grand Avenue
Los Angeles, CA 90071
Theodore H. Uno
Boies, Schiller & Flexner, LLP
2435 Hollywood Boulevard
Hollywood, FL 33020
Attorneys for Plaintiffs-Respondents
Kristin M. Perry, Sandra B. Stier,
Paul T. Katami, and Jeffrey J.
Zarrillo
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