Rupa Marya v. Warner Chappell Music Inc

Filing 101

NOTICE OF MOTION AND MOTION to Compel (i) DEFENDANTS TO PRODUCE WITHHELD DOCUMENTS; OR (ii) RELIEF FROM DISCOVERY CUTOFF TO CONDUCT COURT REVIEW IN CAMERA OF WITHHELD DOCUMENTS filed by plaintiffs Good Morning to You Productions Corp, Majar Productions LLC, Rupa Marya, Robert Siegel. Motion set for hearing on 6/25/2014 at 09:30 AM before Magistrate Judge Michael R. Wilner. (Attachments: # 1 Memorandum Local Rule 37-2 Joint Stipulation, # 2 Exhibit A to Joint Stipulation, # 3 Exhibit B to Joint Stipulation, # 4 Declaration of Betsy C. Manifold in Support of Plaintiffs' Motion, # 5 Declaration of Kelly M. Klaus in Support of Defendants' Opposition to Plaintiffs' Motion, # 6 Exhibit A to Declaration of Kelly M. Klaus, # 7 Declaration of Jeremy Blietz in Support of Defendants' Opposition to Plaintiffs' Motion, # 8 Proposed Order Granting Plaintiffs' Motion)(Manifold, Betsy)

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EXHIBIT A 61 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION FROM 1 5/28/1991 Research report regarding "Happy Birthday to You" Nancy H. McAleer prepared at direction of counsel (Thompson & Thompson) TO Ed Arrow (Copyright Department, Warner/Chappell Music, Inc.) 2 5/28/1991 Research report regarding "Happy Birthday to You" Nancy H. McAleer Ed Arrow prepared at direction of counsel (Thompson & (Copyright Thompson) Department, Warner/Chappell Music, Inc.) 3 11/17/1988 Inter office memo reflecting legal advice regarding Don Biederman, Leslie E. Bider Birch Tree Group Ltd. Esq. (Senior Vice (President & President, Legal and CEO, Business Affairs, Warner/Chappell Warner/Chappell Music, Inc.) Music, Inc.) Chris Mileson (Director of Legal & Business Affairs, EMI Music Publishing United Kingdom) 5 1/6/2003 Confirmation Report of fax from parent of exclusive Chris Mileson UK subpublisher of "Happy Birthday to You" (Director of Legal & reflecting legal advice and reflecting request for Business Affairs, legal advice regarding "Happy Birthday to You"; EMI Music handwritten notes of Ed Pierson reflecting legal Publishing United advice regarding the same Kingdom) 6 9/16/2004 Fax message reflecting legal advice and reflecting Claes Hennig request for legal advice regarding "Happy Birthday (Warner/Chappell to You" Music Scandinavia AB) 4 11/1/2002 Fax from parent of exclusive UK subpublisher of "Happy Birthday to You" reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You"; handwritten notes of Ed Pierson reflecting legal advice regarding the same 1 of 42 CC TYPE AC, WP AC, WP Jay R. AC Morgenstern (Executive Vice President and General Manager, Warner/Chappell Music, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Ed Pierson, Esq. AC (General Counsel, Warner/Chappell Music, Inc.) Ed Pierson, Esq. (General Counsel, Warner/Chappell Music, Inc.) AC Jeremy Blietz (Warner/Chappell Music, Inc.) AC EX. A 62 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 7 1/21/2003 Memorandum reflecting response to request for legal advice regarding "Happy Birthday to You" FROM Brandon Schott (Assistant to the VP of Copyright, Warner/Chappell Music, Inc.) 8 11/1/2002 Fax from parent of exclusive UK subpublisher of Chris Mileson "Happy Birthday to You" reflecting legal advice and (Director of Legal & reflecting request for legal advice regarding "Happy Business Affairs, Birthday to You"; handwritten notes of Ed Pierson, EMI Music Esq., reflecting legal advice regarding the same Publishing United Kingdom) 9 2/21/2001 Memorandum from print agent reflecting legal Teveya Dovbish, advice regarding "Happy Birthday to You" Esq. (Alfred Publishing Co., Inc.) TO Ed Pierson, Esq. (General Counsel, Warner/Chappell Music, Inc.) Ed Pierson, Esq. (General Counsel, Warner/Chappell Music, Inc.) CC Merlene Travis (Head of Administration, Warner/Chappell Music, Inc.) Ed Pierson, Esq. (General Counsel, Warner/Chappell Music, Inc.) Guy Blake, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell TYPE AC AC AC 10 12/12/1949 Letter from exclusive UK subpublisher of "Happy Birthday to You" reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" S. Van Lier (General A. H. Foster, Esq. Manager, Publishing (Clayton F. Summy Co.) Department, Keith Prowse & Co., Ltd.) AC 11 11/13/1958 Letter from exclusive UK subpublisher of "Happy Birthday to You" to UK performing rights society reflecting legal advice and reflecting request for legal advice regarding issues related to "Happy Birthday to You" copyright under UK law 12 11/5/1958 Letter from UK performing rights society to exclusive UK subpublisher of "Happy Birthday to You" reflecting legal advice and reflecting request for legal advice regarding issues related to "Happy Birthday to You" copyright under UK law 13 10/12/1965 Letter from French performing rights society to its parent organization reflecting legal advice regarding issues related to "Happy Birthday to You" copyright under French law P. A. Howgill, Esq. (Administrative Manager, Keith Prowse Music Publishing Co. Ltd.) R. F. Whale (Secretary, The Performing Right Society Ltd.) R. F. Whale (Secretary, The Performing Right Society Ltd.) AC Keith Prowse Music Publishing Co. Ltd. AC S.D.R.M AC 2 of 42 S.A.C.E.M. EX. A 63 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 14 11/29/1965 Letter from counsel for exclusive UK subpublisher of "Happy Birthday to You" to employee of said subpublisher reflecting legal advice regarding issues related to "Happy Birthday to You" copyright FROM P. A. Howgill, Esq. (Administrative Manager, Keith Prowse Music Publishing Co. Ltd.) 15 12/29/1988 Inter office memo reflecting response to request for Cindy E. Nelson legal advice regarding US trademark search (Warner Communications, Inc.) TO CC Keith Morgan (Keith Prowse Music Publishing Co. Ltd.) Fred Wistow, Esq. (Assistant Counsel, Warner Communications, Inc.) TYPE AC Don Biederman, AC Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.); Marie White (Legal Department, Warner Communications, Inc.); Louise E. Dembeck, Esq. (Chief Intellectual Property Counsel, Time Warner, Inc.) EX. A 3 of 42 64 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 16 11/30/1988 Letter reflecting legal advice regarding acquisition of Birch Tree Group Ltd. FROM Leslie E. Bider (President & CEO, Warner/Chappell Music, Inc.) TO Joan T. Pincus (Warner Communications Inc.) CC TYPE Don Biederman, AC Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.); Fred Wistow, Esq. (Assistant Counsel, Warner Communications, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Music, Inc.) 17 11/18/1988 Inter office memo reflecting legal advice regarding Don Biederman, Leslie E. Bider Jay R. AC Birch Tree Group Ltd. and "Happy Birthday to You" Esq. (Senior Vice (President & Morgenstern (Executive Vice President, Legal and CEO, Business Affairs, Warner/Chappell President and Warner/Chappell Music, Inc.) General Manager, Music, Inc.) Warner/Chappell Music, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Music, Inc.) EX. A 4 of 42 65 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 18 11/17/1988 Inter office memo reflecting legal advice regarding Birch Tree Group Ltd. FROM Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) TO Leslie E. Bider (President & CEO, Warner/Chappell Music, Inc.) CC TYPE Jay R. AC Morgenstern (President, Warner Bros. Publications, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Music, Inc.) 19 11/16/1988 Handwritten notes of Don Biederman reflecting legal advice regarding Birch Tree Group Ltd. Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) AC 20 1/3/1989 Letter reflecting legal advice regarding Birch Tree Group Ltd. Paul, Weiss, Rifkind, Warner/Chappell Wharton & Garrison Music, Inc. AC 21 3/3/1989 Handwritten notes of Don Biederman, Esq. (undated); correspondence between Don Biederman, Esq. and Audrey Sporlder (Senior Director, Contract Administration, Warner/Chappell Music, Inc.) reflecting legal advice and reflecting request for legal advice regarding Birch Tree Group Ltd. subpublishing agreements (dated 3/3/1989) Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) AC EX. A 5 of 42 66 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 22 11/17/1988 Inter office memo reflecting legal advice regarding Birch Tree Group Ltd. 23 12/30/1988 Fax cover sheet reflecting request for legal advice regarding Birch Tree Group Ltd. 24 12/29/1988 Letter reflecting legal advice regarding Birch Tree Group Ltd. FROM Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) TO Leslie E. Bider (President & CEO, Warner/Chappell Music, Inc.) Fred Wistow, Esq. (Assistant Counsel, Warner Communications, Inc.) Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) Robert G. Shepherd, Fred Wistow, Esq. (Matthews, Esq. (Assistant Woodbridge, Counsel, Warner Goebel, Pugh & Communications, Collins, P.C.) Inc.) 25 12/29/1988 Enclosure to letter reflecting legal advice regarding Robert G. Shepherd, Birch Tree Group Ltd. Esq. (Matthews, Woodbridge, Goebel, Pugh & Collins, P.C.) Fred Wistow, Esq. (Assistant Counsel, Warner Communications, Inc.) CC TYPE Jay R. AC Morgenstern (Executive Vice President and General Manager, Warner/Chappell Music, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Music, Inc.) AC AC AC EX. A 6 of 42 67 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION FROM 26 12/29/1988 Enclosure to letter reflecting legal advice regarding Robert G. Shepherd, Birch Tree Group Ltd. Esq. (Matthews, Woodbridge, Goebel, Pugh & Collins, P.C.) TO CC Fred Wistow, Esq. (Assistant Counsel, Warner Communications, Inc.) TYPE AC 27 12/29/1988 Enclosure to letter reflecting legal advice regarding Robert G. Shepherd, Birch Tree Group Ltd. Esq. (Matthews, Woodbridge, Goebel, Pugh & Collins, P.C.) Fred Wistow, Esq. (Assistant Counsel, Warner Communications, Inc.) AC 28 12/30/1988 Enclosure to letter reflecting legal advice regarding Robert G. Shepherd, Birch Tree Group Ltd. Esq. (Matthews, Woodbridge, Goebel, Pugh & Collins, P.C.) Fred Wistow, Esq. (Assistant Counsel, Warner Communications, Inc.) AC 29 Unknown Handwritten notes of Don Biederman reflecting legal advice regarding Birch Tree Group Ltd. 30 11/16/1988 Handwritten notes of Don Biederman reflecting legal advice regarding Birch Tree Group Ltd. 31 Unknown Handwritten notes of Don Biederman reflecting legal advice regarding Birch Tree Group Ltd. Don Biederman, Esq. (Legal Department, Warner/Chappell Music, Inc.) Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) AC Don Biederman, Esq. (Legal Department, Warner/Chappell Music, Inc.) AC AC EX. A 7 of 42 68 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number 32 DATE 1/5/1990 DESCRIPTION Letter reflecting legal advice regarding "Happy Birthday to You"; handwritten correspondence from Don Biederman, Esq., to John Brunning, Esq. (Legal Department, Warner Bros. Music-UK) reflecting the same FROM David K. Sengstack (Consultant to Warner/Chappell Music, Inc.) TO Jay R. Morgenstern (President, Warner Bros. Publications, Inc.) CC TYPE John C. Taylor, AC Esq. (Paul, Weiss, Rifkind, Wharton & Garrison) 33 11/17/1988 Inter office memo reflecting legal advice regarding Birch Tree Group Ltd. Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) Leslie E. Bider (President & CEO, Warner/Chappell Music, Inc.) Jay R. AC Morgenstern (Executive Vice President and General Manager, Warner/Chappell Music, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Music, Inc.) 34 4/14/1994 Fax reflecting legal advice regarding "Happy Birthday to You" Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) Lennart Desmond (Warner/Chappell Music Scandinavia) Audrey Sporleder AC, WP (Senior Director, Contract Administration, Warner/Chappell Music, Inc.) EX. A 8 of 42 69 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 35 4/11/1994 Letter reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You"; handwritten notes of Don Biederman, Esq., reflecting the same FROM Lennart Desmond (Warner/Chappell Music Scandinavia) TO Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) CC TYPE Gunilla Raita AC, WP (Warner/Chappell Music Scandinavia); Hans Desmond (Warner/Chappell Music Scandinavia); Roy Colegate (Warner/Chappell Music Scandinavia); Malin Bergmann (Warner/Chappell Music Scandinavia); AnnCaitrin Welander (Warner/Chappell Music Scandinavia) EX. A 9 of 42 70 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 36 4/11/1994 Attachment to letter reflecting legal advice regarding "Happy Birthday to You" and request for legal advice regarding "Happy Birthday to You" FROM Lennart Desmond (Warner/Chappell Music Scandinavia) 37 5/24/1991 Letter reflecting response to request for legal advice Don Biederman, regarding "Happy Birthday to You" in connection Esq. (Senior Vice with litigation in Brazil President, Legal and Business Affairs, Warner/Chappell Music, Inc.) TO Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) CC TYPE Gunilla Raita AC, WP (Warner/Chappell Music Scandinavia); Hans Desmond (Warner/Chappell Music Scandinavia); Roy Colegate (Warner/Chappell Music Scandinavia); Malin Bergmann (Warner/Chappell Music Scandinavia); AnnCaitrin Welander (Warner/Chappell Music Scandinavia) Miguel Aranega (General Manager, Warner/Chappell Music Brazil) Ed Pierson, Esq. (Legal Department, Warner/Chappell Music, Inc.); Ed Arrow (Copyright Department, Warner/Chappell Music, Inc.) AC, WP EX. A 10 of 42 71 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 38 5/24/1991 Draft letter (addressed to "To whom it may concern") regarding "Happy Birthday to You" attached to letter reflecting response to request for legal advice regarding "Happy Birthday to You" in connection with litigation in Brazil CC Ed Pierson, Esq. (Legal Department, Warner/Chappell Music, Inc.); Ed Arrow (Copyright Department, Warner/Chappell Music, Inc.) Miguel Aranega Ed Pierson, Esq. 39 5/24/1991 Attachment to draft letter (addressed to "To whom it Don Biederman, may concern") regarding "Happy Birthday to You" Esq. (Senior Vice (General (Legal attached to letter reflecting response to request for President, Legal and Manager, Department, legal advice regarding "Happy Birthday to You" in Business Affairs, Warner/Chappell Warner/Chappell connection with litigation in Brazil Warner/Chappell Music Brazil) Music, Inc.); Ed Music, Inc.) Arrow (Copyright Department, Warner/Chappell Music, Inc.) Miguel Aranega Ed Pierson, Esq. 40 5/24/1991 Attachment to draft letter (addressed to "To whom it Don Biederman, may concern") regarding "Happy Birthday to You" Esq. (Senior Vice (General (Legal attached to letter reflecting response to request for President, Legal and Manager, Department, legal advice regarding "Happy Birthday to You" in Business Affairs, Warner/Chappell Warner/Chappell connection with litigation in Brazil Warner/Chappell Music Brazil) Music, Inc.); Ed Music, Inc.) Arrow (Copyright Department, Warner/Chappell Music, Inc.) Miguel Aranega Ed Pierson, Esq. 41 5/24/1991 Attachment to draft letter (addressed to "To whom it Don Biederman, may concern") regarding "Happy Birthday to You" Esq. (Senior Vice (General (Legal attached to letter reflecting response to request for President, Legal and Manager, Department, legal advice regarding "Happy Birthday to You" in Business Affairs, Warner/Chappell Warner/Chappell connection with litigation in Brazil Warner/Chappell Music Brazil) Music, Inc.); Ed Music, Inc.) Arrow (Copyright Department, Warner/Chappell Music, Inc.) 11 of 42 FROM Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) TO Miguel Aranega (General Manager, Warner/Chappell Music Brazil) TYPE AC, WP AC, WP AC, WP AC, WP EX. A 72 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 42 5/24/1991 Attachment to draft letter (addressed to "To whom it may concern") regarding "Happy Birthday to You" attached to letter reflecting response to request for legal advice regarding "Happy Birthday to You" in connection with litigation in Brazil CC Ed Pierson, Esq. (Legal Department, Warner/Chappell Music, Inc.); Ed Arrow (Copyright Department, Warner/Chappell Music, Inc.) Miguel Aranega Ed Pierson, Esq. 43 5/24/1991 Attachment to draft letter (addressed to "To whom it Don Biederman, may concern") regarding "Happy Birthday to You" Esq. (Senior Vice (General (Legal attached to letter reflecting response to request for President, Legal and Manager, Department, legal advice regarding "Happy Birthday to You" in Business Affairs, Warner/Chappell Warner/Chappell connection with litigation in Brazil Warner/Chappell Music Brazil) Music, Inc.); Ed Music, Inc.) Arrow (Copyright Department, Warner/Chappell Music, Inc.) Miguel Aranega Ed Pierson, Esq. 44 5/24/1991 Attachment to draft letter (addressed to "To whom it Don Biederman, may concern") regarding "Happy Birthday to You" Esq. (Senior Vice (General (Legal attached to letter reflecting response to request for President, Legal and Manager, Department, legal advice regarding "Happy Birthday to You" in Business Affairs, Warner/Chappell Warner/Chappell connection with litigation in Brazil Warner/Chappell Music Brazil) Music, Inc.); Ed Music, Inc.) Arrow (Copyright Department, Warner/Chappell Music, Inc.) Miguel Aranega Ed Pierson, Esq. 45 5/24/1991 Attachment to draft letter (addressed to "To whom it Don Biederman, may concern") regarding "Happy Birthday to You" Esq. (Senior Vice (General (Legal attached to letter reflecting response to request for President, Legal and Manager, Department, legal advice regarding "Happy Birthday to You" in Business Affairs, Warner/Chappell Warner/Chappell connection with litigation in Brazil Warner/Chappell Music Brazil) Music, Inc.); Ed Music, Inc.) Arrow (Copyright Department, Warner/Chappell Music, Inc.) 12 of 42 FROM Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) TO Miguel Aranega (General Manager, Warner/Chappell Music Brazil) TYPE AC, WP AC, WP AC, WP AC, WP EX. A 73 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 46 5/24/1991 Fax reflecting request for legal advice regarding "Happy Birthday to You" in connection with litigation in Brazil 47 5/23/1991 Letter reflecting legal advice regarding "Happy Birthday to You" in connection with litigation in Brazil FROM Miguel Aranega (General Manager, Warner/Chappell Music Brazil) TO Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) Don Biederman, Miguel Aranega Esq. (Senior Vice (General President, Legal and Manager, Business Affairs, Warner/Chappell Warner/Chappell Music Brazil) Music, Inc.) 48 5/22/1991 Fax reflecting request for legal advice regarding Miguel Aranega "Happy Birthday to You" in connection with litigation (General Manager, in Brazil Warner/Chappell Music Brazil) Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) CC TYPE Charles AC, WP Goldstruck (Warner/Chappell Music, Inc.) Charles AC, WP Goldstruck (Warner/Chappell Music, Inc.); Ed Pierson, Esq. (Legal Department, Warner/Chappell Music, Inc.); Ed Arrow (Copyright Department, Warner/Chappell Music, Inc.); David Nimmer, Esq. (Irell & Manella, LLP) Charles AC, WP Goldstruck (Warner/Chappell Music, Inc.) EX. A 13 of 42 74 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 49 11/16/1988 Fax reflecting legal advice regarding "Happy Birthday to You" FROM Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) TO John Brunning, Esq. (Legal Department, Warner Bros. Music-UK) CC TYPE AC 50 11/18/1988 Handwritten correspondence from Don Biederman, Esq., to Neil Boorstyn, Esq., reflecting legal advice and reflecting request for legal advice regarding the Hill Foundation and regarding "Happy Birthday to You" copyright under UK law, and forwarding attached document and enclosures from Kate Chen (Birch Tree Group Ltd.) reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" copyright under UK law Don Biederman, Neil Boorstyn, Esq. (Senior Vice Esq. (Townsend President, Legal and and Townsend) Business Affairs, Warner/Chappell Music, Inc.) AC 51 11/18/1988 Attachment to handwritten correspondence from Don Biederman, Esq., to Neil Boorstyn, Esq., reflecting legal advice and reflecting request for legal advice regarding the Hill Foundation and regarding "Happy Birthday to You" copyright under UK law, and forwarding attached document and enclosures from Kate Chen (Birch Tree Group Ltd.) reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" copyright under UK law Don Biederman, Neil Boorstyn, Esq. (Townsend Esq. (Senior Vice President, Legal and and Townsend) Business Affairs, Warner/Chappell Music, Inc.) AC EX. A 14 of 42 75 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 52 11/18/1988 Attachment to handwritten correspondence from Don Biederman, Esq., to Neil Boorstyn, Esq., reflecting legal advice and reflecting request for legal advice regarding Hill Foundation and regarding "Happy Birthday to You" copyright under UK law, and forwarding attached document and enclosures from Kate Chen (Birch Tree Group Ltd.) reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" copyright under UK law 53 11/18/1988 Attachment to handwritten correspondence from Don Biederman, Esq., to Neil Boorstyn, Esq., reflecting legal advice and reflecting request for legal advice regarding the Hill Foundation and regarding "Happy Birthday to You" copyright under UK law, and forwarding attached document and enclosures from Kate Chen (Birch Tree Group Ltd.) reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" copyright under UK law 54 9/3/1995 Fax reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You"; handwritten correspondence between Don Biederman, Esq. and Jay Morgenstern reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" FROM Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) TO Neil Boorstyn, Esq. (Townsend and Townsend) Don Biederman, Neil Boorstyn, Esq. (Senior Vice Esq. (Townsend President, Legal and and Townsend) Business Affairs, Warner/Chappell Music, Inc.) Maguy Heyman (Copyright Department, Warner/Chappell Music France S.A.) Neil Gillis (Senior Vice President, Creative Services, Warner/Chappell Music, Inc.) CC TYPE AC AC Don Biederman, AC Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.); Jean Davoust (Warner/Chappell Music France S.A.) EX. A 15 of 42 76 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 55 9/13/1996 Fax reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You"; handwritten draft correspondence from Don Biederman, Esq. to John Woodward reflecting legal advice regarding "Happy Birthday to You" 56 9/3/1996 57 9/3/1996 58 9/3/1996 FROM John Woodward (Warner/Chappell Music Ltd. Legal-UK) TO Don Biederman, Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) Fax reflecting legal advice and reflecting request for John Woodward Don Biederman, legal advice regarding "Happy Birthday to You"; (Warner/Chappell Esq. (Executive handwritten draft correspondence from Don Music Ltd. Legal-UK) Vice President Biederman, Esq. to John Woodward reflecting legal and General advice regarding "Happy Birthday to You"; Counsel, handwritten draft correspondence from Don Warner/Chappell Biederman, Esq. to David Nimmer, Esq. and Ken Music, Inc.) Abdo, Esq. reflecting request for legal advice regarding "Happy Birthday to You" Fax reflecting legal advice and reflecting request for John Woodward Don Biederman, legal advice regarding "Happy Birthday to You" and (Warner/Chappell Esq. (Executive handwritten draft correspondence from Don Music Ltd. Legal-UK) Vice President Biederman, Esq. to David Nimmer, Esq. and Ken and General Abdo, Esq. reflecting request for legal advice Counsel, regarding "Happy Birthday to You" Warner/Chappell Music, Inc.) Fax cover sheet reflecting legal advice and John Woodward Don Biederman, reflecting request for legal advice regarding "Happy (Warner/Chappell Esq. (Executive Birthday to You" and handwritten draft Music Ltd. Legal-UK) Vice President correspondence from Don Biederman, Esq. to and General David Nimmer, Esq. and Ken Abdo, Esq. reflecting Counsel, request for legal advice regarding "Happy Birthday Warner/Chappell to You" Music, Inc.) CC TYPE Andrew Gummer, AC Esq. (Director, Warner/Chappell Music, Inc. United Kingdom) Andrew Gummer, AC Esq. (Director, Warner/Chappell Music, Inc. United Kingdom) Andrew Gummer, AC Esq. (Director, Warner/Chappell Music, Inc. United Kingdom) Andrew Gummer, AC Esq. (Director, Warner/Chappell Music, Inc. United Kingdom) EX. A 16 of 42 77 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION FROM 59 5/28/1996 Memo reflecting legal advice and reflecting request Don Biederman, for legal advice regarding "Happy Birthday to You" Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) TO David Nimmer, Esq. (Irell & Manella LLP) CC TYPE Leslie E. Bider AC (President & CEO, Warner/Chappell Music, Inc.); Jay R. Morgenstern (Executive Vice President and General Manager, Warner/Chappell Music, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Music, Inc.); Gerald J. Sherman, Esq. EX. A 17 of 42 78 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 60 5/22/1996 Fax reflecting request for legal advice regarding "Happy Birthday to You" FROM TO Don Biederman, Gerald J. Esq. (Executive Vice Sherman, Esq. President and General Counsel, Warner/Chappell Music, Inc.) CC TYPE Leslie E. Bider AC (President & CEO, Warner/Chappell Music, Inc.); Jay R. Morgenstern (Executive Vice President and General Manager, Warner/Chappell Music, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Music, Inc.); Rick Shoemaker (President, Warner/Chappell Music, Inc.); Jack Rosner (Senior Vice President, Head of Synchronization Licensing, Warner/Chappell Music, Inc.); Ed Pierson, Esq. (Legal Department, Warner/Chappell Music, Inc.) EX. A 18 of 42 79 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 61 5/22/1996 Attachment to fax reflecting request for legal advice regarding "Happy Birthday to You" and handwritten notes of Don Biederman, Esq. and Ed Pierson, Esq. reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" FROM TO Don Biederman, Gerald J. Esq. (Executive Vice Sherman, Esq. President and General Counsel, Warner/Chappell Music, Inc.) CC TYPE Leslie E. Bider AC (President & CEO, Warner/Chappell Music, Inc.); Jay R. Morgenstern (Executive Vice President and General Manager, Warner/Chappell Music, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Music, Inc.); Rick Shoemaker (President, Warner/Chappell Music, Inc.); Jack Rosner (Senior Vice President, Head of Synchronization Licensing, Warner/Chappell Music, Inc.); Ed Pierson, Esq. (Legal Department, Warner/Chappell Music, Inc.) EX. A 19 of 42 80 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION FROM TO 62 5/22/1996 Attachment to fax reflecting request for legal advice Don Biederman, Gerald J. regarding "Happy Birthday to You" Esq. (Executive Vice Sherman, Esq. President and General Counsel, Warner/Chappell Music, Inc.) CC TYPE Leslie E. Bider AC (President & CEO, Warner/Chappell Music, Inc.); Jay R. Morgenstern (Executive Vice President and General Manager, Warner/Chappell Music, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Music, Inc.); Rick Shoemaker (President, Warner/Chappell Music, Inc.); Jack Rosner (Senior Vice President, Head of Synchronization Licensing, Warner/Chappell Music, Inc.); Ed Pierson, Esq. (Legal Department, Warner/Chappell Music, Inc.) EX. A 20 of 42 81 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 63 5/22/1996 Fax cover sheet reflecting request for legal advice regarding "Happy Birthday to You" FROM TO Don Biederman, Gerald J. Esq. (Executive Vice Sherman, Esq. President and General Counsel, Warner/Chappell Music, Inc.) CC TYPE Leslie E. Bider AC (President & CEO, Warner/Chappell Music, Inc.); Jay R. Morgenstern (Executive Vice President and General Manager, Warner/Chappell Music, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Music, Inc.); Rick Shoemaker (President, Warner/Chappell Music, Inc.); Jack Rosner (Senior Vice President, Head of Synchronization Licensing, Warner/Chappell Music, Inc.); Ed Pierson, Esq. (Warner/Chappell Music, Inc. Senior Vice President Legal and Business Affairs) EX. A 21 of 42 82 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 64 5/22/1996 Attachment to fax reflecting request for legal advice regarding "Happy Birthday to You" and handwritten notes of Don Biederman, Esq. and Ed Pierson, Esq. reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" FROM TO Don Biederman, Gerald J. Esq. (Executive Vice Sherman, Esq. President and General Counsel, Warner/Chappell Music, Inc.) CC TYPE Leslie E. Bider AC (President & CEO, Warner/Chappell Music, Inc.); Jay R. Morgenstern (Executive Vice President and General Manager, Warner/Chappell Music, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Music, Inc.); Rick Shoemaker (President, Warner/Chappell Music, Inc.); Jack Rosner (Senior Vice President, Head of Synchronization Licensing, Warner/Chappell Music, Inc.); Ed Pierson, Esq. (Warner/Chappell Music, Inc. Senior Vice President Legal and Business Affairs) EX. A 22 of 42 83 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION FROM TO 65 5/22/1996 Attachment to fax reflecting request for legal advice Don Biederman, Gerald J. regarding "Happy Birthday to You" Esq. (Executive Vice Sherman, Esq. President and General Counsel, Warner/Chappell Music, Inc.) CC TYPE Leslie E. Bider AC (President & CEO, Warner/Chappell Music, Inc.); Jay R. Morgenstern (Executive Vice President and General Manager, Warner/Chappell Music, Inc.); Ira Pianko (Chief Financial Officer, Warner/Chappell Music, Inc.); Rick Shoemaker (President, Warner/Chappell Music, Inc.); Jack Rosner (Senior Vice President, Head of Synchronization Licensing, Warner/Chappell Music, Inc.); Ed Pierson, Esq. (Warner/Chappell Music, Inc. Senior Vice President Legal and Business Affairs) EX. A 23 of 42 84 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number 66 DATE 8/6/1996 DESCRIPTION Fax reflecting legal advice and reflecting request for legal advice regarding correspondence with Bob Katzmarek regarding "Happy Birthday to You" 67 7/30/1996 Fax reflecting legal advice regarding correspondence with Robert Katzmarek regarding "Happy Birthday to You" and handwritten draft correspondence from Don Biederman, Esq. to David Nimmer, Esq., reflecting request for legal advice regarding the same FROM Don Biederman, Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) TO Ken Abdo, Esq. (Abdo & Abdo, P.A.) Ken Abdo, Esq. Don Biederman, (Abdo & Abdo, P.A.) Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) 68 7/30/1996 Attachment to fax reflecting legal advice regarding Ken Abdo, Esq. Don Biederman, (Abdo & Abdo, P.A.) Esq. (Executive correspondence with Bob Katzmarek regarding "Happy Birthday to You" (draft letter from Ken Abdo Vice President to Bob Katzmarek regarding "Happy Birthday to and General You") Counsel, Warner/Chappell Music, Inc.) 69 7/30/1996 Fax reflecting legal advice regarding Ken Abdo, Esq. Don Biederman, correspondence with Robert Katzmarek regarding (Abdo & Abdo, P.A.) Esq. (Executive "Happy Birthday to You" Vice President and General Counsel, Warner/Chappell Music, Inc.) 70 7/30/1996 Attachment to fax reflecting legal advice regarding Ken Abdo, Esq. Don Biederman, correspondence with Bob Katzmarek regarding (Abdo & Abdo, P.A.) Esq. (Executive "Happy Birthday to You" (draft letter from Ken Abdo Vice President to Bob Katzmarek regarding "Happy Birthday to and General You") Counsel, Warner/Chappell Music, Inc.) CC TYPE Ed Pierson, Esq. AC (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) AC AC AC AC EX. A 24 of 42 85 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number 71 DATE 7/8/1996 DESCRIPTION Letter reflecting legal advice regarding "Happy Birthday to You" 72 7/8/1996 Attachment to letter reflecting legal advice regarding "Happy Birthday to You" 73 7/8/1996 Attachment to letter reflecting legal advice regarding "Happy Birthday to You" 74 7/8/1996 Attachment to letter reflecting legal advice regarding "Happy Birthday to You" 75 7/8/1996 Attachment to letter reflecting legal advice regarding "Happy Birthday to You" FROM TO CC David Nimmer, Esq. Don Biederman, (Irell & Manella LLP) Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) David Nimmer, Esq. Don Biederman, (Irell & Manella LLP) Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) David Nimmer, Esq. Don Biederman, (Irell & Manella LLP) Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) David Nimmer, Esq. Don Biederman, (Irell & Manella LLP) Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) David Nimmer, Esq. Don Biederman, (Irell & Manella LLP) Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) TYPE AC AC AC AC AC EX. A 25 of 42 86 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number 76 DATE 7/8/1996 DESCRIPTION Attachment to letter reflecting legal advice regarding "Happy Birthday to You" FROM TO David Nimmer, Esq. Don Biederman, (Irell & Manella LLP) Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) 77 7/8/1996 Attachment to letter reflecting legal advice David Nimmer, Esq. Don Biederman, regarding "Happy Birthday to You" (Irell & Manella LLP) Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) 78 7/8/1996 Attachment to letter reflecting legal advice David Nimmer, Esq. Don Biederman, regarding "Happy Birthday to You" (Irell & Manella LLP) Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) 79 6/21/1996 Letter reflecting legal advice regarding "Happy David Nimmer, Esq. Don Biederman, Birthday to You"; handwritten correspondence from (Irell & Manella LLP) Esq. (Executive Don Biederman to Warner Chappell Music, Inc., Vice President legal department reflecting legal advice regarding and General "Happy Birthday to You" Counsel, Warner/Chappell Music, Inc.) 80 4/30/1996 Fax reflecting request for legal advice regarding Don Biederman, Ken Abdo, Esq. "Happy Birthday to You" and correspondence with Esq. (Executive Vice (Abdo & Abdo, Bob Katzmarek regarding the same President and P.A.) General Counsel, Warner/Chappell Music, Inc.) CC TYPE AC AC AC AC Ed Pierson, Esq. AC (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) EX. A 26 of 42 87 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 81 4/30/1996 Fax reflecting request for legal advice regarding "Happy Birthday to You" and correspondence with Bob Katzmarek regarding the same FROM Don Biederman, Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) TO Ken Abdo, Esq. (Abdo & Abdo, P.A.) 82 4/30/1996 Fax cover sheet reflecting request for legal advice regarding "Happy Birthday to You" and correspondence with Bob Katzmarek regarding the same Don Biederman, Ken Abdo, Esq. Esq. (Executive Vice (Abdo & Abdo, President and P.A.) General Counsel, Warner/Chappell Music, Inc.) 83 Don Biederman, Esq. (Legal Department, Warner/Chappell Music Co.) 84 85 Unknown Handwritten notes reflecting legal advice regarding communications with Bob Katzmarek regarding "Happy Birthday to You"; handwritten correspondence from Don Biederman, Esq., to Steve Scott (Warner/Chappell Music, Inc.) regarding the same Unknown Handwritten notes reflecting legal advice regarding communications with Bob Katzmarek regarding "Happy Birthday to You" Don Biederman, Esq. (Legal Department, Warner/Chappell Music Co.) Unknown Handwritten notes reflecting legal advice regarding Don Biederman, communications with Bob Katzmarek regarding Esq. (Legal "Happy Birthday to You"; handwritten Department, correspondence from Don Biederman, Esq., to Warner/Chappell Steve Scott (Warner/Chappell Music, Inc.) Music Co.) regarding the same CC TYPE Ed Pierson, Esq. AC (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) Ed Pierson, Esq. AC (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) AC AC AC EX. A 27 of 42 88 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 86 4/23/1996 Memo reflecting legal advice regarding "Happy Birthday to You" and communication with Bob Katzmarek regarding the same 87 7/14/1966 Letter reflecting legal advice regarding "Happy Birthday to You" 88 7/8/1966 Letter reflecting legal advice regarding "Happy Birthday to You" 89 6/28/1966 Letter reflecting legal advice regarding "Happy Birthday to You" 90 3/8/1967 Letter from UK performing rights society to UK exclusive subpublisher of "Happy Birthday to You" reflecting legal advice regarding issues related to "Happy Birthday to You" copyright under UK law FROM Don Biederman, Esq. (Executive Vice President and General Counsel, Warner/Chappell Music, Inc.) C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) TO Legal File David K. Sengstack (President, Summy-Birchard Co.) Rubenstein, Nash & Brown, Jackson, Co. Boettcher & Dienner Brown, Jackson, Rubenstein, Nash Boettcher & Dienner & Co. Denis de Freitas, Esq. (Legal Department, The Performing Right Society Ltd.) 91 3/16/1967 Letter reflecting legal advice regarding "Happy Birthday to You" C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) 92 3/10/1967 Letter from UK exclusive subpublisher of "Happy Birthday to You" to UK performing rights society reflecting legal advice regarding issues related to "Happy Birthday to You" copyright under UK law P. A. Howgill, Esq. (Administrative Manager, Keith Prowse Music Publishing Co. Ltd.) P. A. Howgill, Esq. (Administrative Manager, Keith Prowse Music Publishing Co. Ltd.) David K. Sengstack (President, Summy-Birchard Co.) Denis de Freitas, Esq. (Legal Department, The Performing Right Society, Ltd.) CC TYPE Leslie E. Bider AC (President & CEO, Warner/Chappell Music, Inc.) AC AC AC AC John A. Kelly, Jr., AC Esq. C. Lyman Emrich, AC Jr., Esq. (Brown, Jackson, Boettcher & Dienner) EX. A 28 of 42 89 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 93 5/22/1967 Letter to UK exclusive subpublisher of "Happy Birthday to You" reflecting legal advice regarding "Happy Birthday to You" 94 Unknown Typewritten notes reflecting legal advice regarding "Happy Birthday to You" 95 8/4/1967 Letter to UK exclusive subpublisher of "Happy Birthday to You" reflecting legal advice regarding "Happy Birthday to You" FROM C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) P. A. Howgill, Esq. (Administrative Manager, Keith Prowse Music Publishing Co. Ltd.) C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) 96 8/17/1967 Letter from UK exclusive subpublisher of "Happy Birthday to You" reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" P. A. Howgill, Esq. (Administrative Manager, Keith Prowse Music Publishing Co. Ltd.) 97 11/29/1968 Letter reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) TO P. A. Howgill, Esq. (Administrative Manager, Keith Prowse Music Publishing Co. Ltd.) CC David K. Sengstack (President, Summy-Birchard Co.) TYPE AC AC P. A. Howgill, Esq. (Administrative Manager, Keith Prowse Music Publishing Co. Ltd.) C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) David K. Sengstack (President, Summy-Birchard Co.); Patrick W. O'Brien, Esq. (Mayer, Friedlich, Spless, Tierney, Brown & Platt) AC AC AC EX. A 29 of 42 90 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 98 12/18/1968 Letter to UK exclusive subpublisher of "Happy Birthday to You" reflecting legal advice regarding "Happy Birthday to You"; handwritten correspondence from C. Lyman Emrich, Jr., Esq. to David K. Sengstack reflecting the same FROM C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) 99 2/13/1969 Letter to UK exclusive subpublisher of "Happy Birthday to You" reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) TO P. A. Howgill, Esq. (Administrative Manager, Keith Prowse Music Publishing Co. Ltd.) P. A. Howgill, Esq. (Administrative Manager, Keith Prowse Music Publishing Co. Ltd.) CC TYPE AC AC EX. A 30 of 42 91 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number 100 DATE 3/1/1989 DESCRIPTION Memorandum reflecting legal advice regarding "Happy Birthday to You" 101 12/30/1986 Letter reflecting legal advice regarding "Happy Birthday to You" FROM Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) TO Sy Feldman (Warner/Chappell Music, Inc.); Lynn Sengstack (Warner/Chappell Music, Inc.); Bob Alexander (Warner/Chappell Music, Inc.) Dennis Angel, Esq. Ron Gertz, Esq. (Clearing House, Ltd.) CC TYPE Leslie E. Bider AC (President & CEO, Warner/Chappell Music, Inc.); Jay R. Morgenstern (Executive Vice President and General Manager, Warner/Chappell Music, Inc.); Jack Rosner (Senior Vice President, Head of Synchronization Licensing, Warner/Chappell Music, Inc.); Al Kohn (Vice President, Licensing, Warner/Chappell Music, Inc.); Linda Kohn (Warner/Chappell Music, Inc.); John Brunning, Esq. (Legal Department, Warner Bros. Music-UK) AC EX. A 31 of 42 92 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 102 3/14/1990 Letter reflecting request for legal advice regarding "Happy Birthday to You" 103 5/8/1989 104 5/8/1989 FROM David K. Sengstack (Consultant to Warner/Chappell Music, Inc.) TO CC Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) Letter from parent of exclusive UK subpublisher of Caroline Chandler Geoffrey Ellis "Happy Birthday to You" to UK performing rights (Business Affairs (Repertoire society reflecting legal advice and reflecting request Assistant, EMI Music Controller, The for legal advice regarding "Happy Birthday to You" Publishing) Performing Right copyright under UK law Society, Ltd.) Letter from parent of exclusive UK subpublisher of Crispin Evans Geoffrey Ellis "Happy Birthday to You" to UK performing rights (Director & Manager, (Repertoire society reflecting legal advice and reflecting request Commercial Affairs, Controller, The for legal advice regarding "Happy Birthday to You" EMI Music Performing Right copyright under UK law Publishing) Society, Ltd.) 105 3/29/1967 Letter from UK performing rights society to UK subpublisher of "Happy Birthday to You" reflecting legal advice regarding issues related to "Happy Birthday to You" copyright under UK law R. F. Whale (General Manager, The Performing Right Society Ltd.) J. J. Phillips, Esq. (Keith Prowse Music Publishing Co. Ltd.) 106 5/25/1989 Letter from parent of exclusive UK subpublisher of "Happy Birthday to You" reflecting legal advice regarding "Happy Birthday to You" Crispin Evans (Director & Manager, Commercial Affairs, EMI Music Publishing) 107 5/16/1963 Letter reflecting legal advice regarding communication with potential licensee regarding "Happy Birthday to You" C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) David K. Sengstack (President, Summy-Birchard Co.) TYPE AC AC AC AC John Brunning, Esq. (Legal Department, Warner Bros. Music-UK) AC AC EX. A 32 of 42 93 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number 108 DATE 6/6/1974 DESCRIPTION Letter reflecting legal advice regarding correspondence with potential licensee regarding "Happy Birthday to You" FROM C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) 109 6/6/1974 Attachment to letter reflecting legal advice regarding correspondence with potential licensee regarding "Happy Birthday to You" C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) 110 10/8/1968 Letter reflecting legal advice regarding communication with potential licensee regarding "Happy Birthday to You" 111 112 Patrick W. O'Brien, Esq. (Mayer, Friedlich, Spless, Tierney, Brown & Platt) Unknown Transcription of telephone conversation between C. C. Lyman Emrich, Jr., Esq. (Brown, Lyman Emrich, Jr., Esq., Patrick O'Brien, Esq., David Sengstack and Roberta Savler reflecting Jackson, Boettcher legal advice regarding "Happy Birthday to You" and & Dienner) correspondence with potential licensee regarding the same 6/9/1965 Letter reflecting legal advice regarding "Happy C. Lyman Emrich, Birthday to You" and correspondence with potential Jr., Esq. (Brown, licensee regarding the same Jackson, Boettcher & Dienner) 113 5/13/1963 Letter reflecting legal advice regarding correspondence with potential licensee regarding "Happy Birthday to You" C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) 114 4/14/1982 Memo reflecting request for legal advice regarding communication with potential licensee regarding "Happy Birthday to You" NJR (SummyBirchard Co.) 33 of 42 TO Roberta Savler (Publication Director, SummyBirchard Co.) CC TYPE Charles Liebman, AC Esq.; David K. Sengstack (President, Summy-Birchard Co.) Roberta Savler Charles Liebman, AC (Publication Esq.; David K. Director, Summy- Sengstack Birchard Co.) (President, Summy-Birchard Co.) David K. AC Sengstack (President, Summy-Birchard Co.) AC David K. Sengstack (President, Summy-Birchard Co.) Theodore Kupferman, Esq. (Kupferman & Price) Legal File AC David K. Sengstack (President, Summy-Birchard Co.) AC AC EX. A 94 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 115 3/30/1982 Memo reflecting request for legal advice regarding communication with potential licensee regarding "Happy Birthday to You" 116 12/7/1966 Letter reflecting legal advice regarding correspondence with potential licensees regarding "Happy Birthday to You" 117 7/31/1978 Correspondence reflecting request for legal advice regarding "Happy Birthday to You" 118 7/31/1978 Attachment to correspondence reflecting request for legal advice regarding "Happy Birthday to You" 119 7/31/1978 Attachment to correspondence reflecting request for legal advice regarding "Happy Birthday to You" 120 7/31/1978 Correspondence reflecting request for legal advice regarding "Happy Birthday to You" 121 7/31/1978 Attachment to correspondence reflecting request for legal advice regarding "Happy Birthday to You" 122 7/31/1978 Attachment to correspondence reflecting request for legal advice regarding "Happy Birthday to You" 34 of 42 FROM NJR (SummyBirchard Co.) C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) TO Legal File David K. Sengstack (President, Summy-Birchard Co.) Roberta Savler Counsel for (Publication Director, Summy-Birchard Summy-Birchard Co. Co.) Roberta Savler Counsel for (Publication Director, Summy-Birchard Summy-Birchard Co. Co.) Roberta Savler Counsel for (Publication Director, Summy-Birchard Summy-Birchard Co. Co.) Roberta Savler Counsel for (Publication Director, Summy-Birchard Summy-Birchard Co. Co.) Roberta Savler Counsel for (Publication Director, Summy-Birchard Summy-Birchard Co. Co.) Roberta Savler Counsel for (Publication Director, Summy-Birchard Summy-Birchard Co. Co.) CC FWM (SummyBirchard Co.); David K. Sengstack (President, Summy-Birchard Co.) TYPE AC AC AC AC AC AC AC AC EX. A 95 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number 123 DATE 4/3/1975 DESCRIPTION Letter reflecting request for legal advice regarding potential licensing of "Happy Birthday to You" 124 4/18/1975 Letter reflecting request for legal advice regarding correspondence with potential licensee regarding "Happy Birthday to You" 125 3/24/1975 Letter reflecting legal advice regarding correspondence with potential licensee regarding "Happy Birthday to You" 126 11/8/1974 Letter reflecting legal advice regarding correspondence with unauthorized user of "Happy Birthday to You" FROM Roberta Savler (Publication Director, Summy-Birchard Co.) Roberta Savler (Publication Director, Summy-Birchard Co.) Theodore R. Jackson, Esq. (Gilbert & Gilbert) TO CC Theodore R. Jackson, Esq. (Gilbert & Gilbert) TYPE AC Theodore R. Jackson, Esq. (Gilbert & Gilbert) AC Roberta Savler (Publication Director, SummyBirchard Co.) Roberta Savler Albert Berman (Publication Director, (Managing Summy-Birchard Director, Harry Co.) Fox Agency, Inc.) AC AC 127 11/8/1974 Attachment to letter reflecting legal advice regarding correspondence with unauthorized user of "Happy Birthday to You" Roberta Savler (Publication Director, Summy-Birchard Co.) Albert Berman (Managing Director, Harry Fox Agency, Inc.) AC 128 11/8/1974 Attachment to letter reflecting legal advice regarding correspondence with unauthorized user of "Happy Birthday to You" Roberta Savler (Publication Director, Summy-Birchard Co.) Albert Berman (Managing Director, Harry Fox Agency, Inc.) AC 129 C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) D. Arthur Yergey, Esq. AC, WP L. C. Lunde (Administrative Assistant, SummyBirchard Co.) AC, WP 5/4/1967 Letter reflecting legal advice regarding correspondence with unauthorized user of "Happy Birthday to You" 130 1/26/1967 Letter reflecting legal advice regarding correspondence with unauthorized user of "Happy Birthday to You" EX. A 35 of 42 96 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 131 1/26/1967 Attachment to letter reflecting legal advice regarding correspondence with unauthorized user of "Happy Birthday to You" 132 1/6/1967 Letter reflecting legal advice regarding correspondence with unauthorized user of "Happy Birthday to You" 133 1/6/1967 Attachment to letter reflecting legal advice regarding correspondence with unauthorized user of "Happy Birthday to You" 134 Unknown Draft letter to Nancy F. Wechsler and John R. Fawcett regarding "Happy Birthday to You" reflecting request for legal advice regarding correspondence with unauthorized user of "Happy Birthday to You"; handwritten note reflecting request to John Hough, Esq. (Price, Cushman, Keck, Mahin & Cate) for legal advice regarding the same 135 1/9/1985 Letter reflecting legal advice regarding correspondence with unauthorized user of "Happy Birthday to You" 136 11/6/1984 Letter reflecting legal advice regarding correspondence with potential licensee regarding "Happy Birthday to You" FROM C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) TO CC L. C. Lunde (Administrative Assistant, SummyBirchard Co.) C. Lyman Emrich, Jr., Esq. (Brown, Jackson, Boettcher & Dienner) David K. Sengstack (President, Summy-Birchard Co.) C. Lyman Emrich, David K. Jr., Esq. (Brown, Sengstack Jackson, Boettcher (President, & Dienner) Summy-Birchard Co.) Counsel for Summy- Summy-Birchard Birchard Co. Co. TYPE AC, WP AC, WP AC, WP AC Andrew M. Manshel, Howard Balsam, Esq. (Administrative Esq. (Harry Fox Director and Agency, Inc.) Counsel, Birch Tree Group Ltd.) AC Andrew M. Manshel, Howard Balsam, Esq. (Administrative Esq. (Harry Fox Director and Agency, Inc.) Counsel, Birch Tree Group Ltd.) AC EX. A 36 of 42 97 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number 137 DATE 8/7/1984 FROM Andrew M. Manshel, Esq. (Administrative Director and Counsel, Birch Tree Group Ltd.) TO Howard Balsam, Esq. (Harry Fox Agency, Inc.) 138 7/31/1984 Letter reflecting legal advice regarding correspondence with unauthorized user of "Happy Birthday to You" Howard Balsam, Esq. (Harry Fox Agency, Inc., Inc.) Ernest R. Farmer Edward P. Murphy AC (Summy-Birchard (Harry Fox Music, Inc.) Agency, Inc.) 139 12/14/1988 Letter reflecting legal advice regarding "Happy Birthday to You" Neil Boorstyn, Esq. (Townsend and Townsend) 140 Letter reflecting legal advice regarding "Happy Birthday to You" David Nimmer, Esq. (Irell & Manella LLP) 141 2/17/1989 Letter reflecting legal advice regarding "Happy Birthday to You" David Nimmer, Esq. (Irell & Manella LLP) Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) 4/5/1989 DESCRIPTION Letter reflecting legal advice regarding "Happy Birthday to You" CC TYPE AC AC AC AC EX. A 37 of 42 98 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number 142 DATE 6/7/1989 DESCRIPTION Letter reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" 143 6/7/1989 Attachment to letter reflecting legal advice and Don Biederman, David Nimmer, reflecting request for legal advice regarding "Happy Esq. (Senior Vice Esq. (Irell & Birthday to You" President, Legal and Manella LLP) Business Affairs, Warner/Chappell Music, Inc.) 144 Unknown Handwritten correspondence reflecting request for legal advice regarding "Happy Birthday to You" copyright in Japan 145 5/25/1990 Letter reflecting legal advice regarding "Happy Birthday to You" copyright in Japan FROM Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) Don Biederman, Esq. (Legal Department, Warner/Chappell Music Co.) David Nimmer, Esq. (Irell & Manella LLP) TO David Nimmer, Esq. (Irell & Manella LLP) John Brunning, Esq. (Legal Department, Warner Bros. Music-UK) Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) CC TYPE AC AC AC Ed Pierson, Esq. AC (Legal Department, Warner/Chappell Music, Inc.); Jack Rosner (Senior Vice President, Head of Synchronization Licensing, Warner/Chappell Music, Inc.) EX. A 38 of 42 99 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number 146 DATE 3/7/2001 DESCRIPTION Email chain reflecting legal advice regarding "Happy Birthday to You" Earlier correspondence in chain: 3/6/2001: from Ed Pierson, Esq. to Audrey Sporleder copying Ilene Goldberg, Esq. and Guy Blake, Esq. FROM Audrey Sporleder (Senior Director, Contract Administration, Warner/Chappell Music, Inc.) TO Ed Pierson, Esq. (General Counsel, Warner/Chappell Music, Inc.) CC Ilene Goldberg, Esq. (Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.); Guy Blake, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music Co.) TYPE AC Teveya Dovbish, Ed Pierson, Esq. Esq. (Alfred (General Publishing Co., Inc.) Counsel, Warner/Chappell Music, Inc.) Guy Blake, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music Co.) AC 3/6/2001: from Guy Blake, Esq., to Ed Pierson, Esq., copying Audrey Sporleder and Ilene Goldberg, Esq. 3/6/2001: from Ed Pierson, Esq., to Ilene Goldberg, Esq., Guy Blake, Esq., and Audrey Sporleder 3/5/2001: from Merlene Travis to Ed Pierson, Esq. 2/27/2001 f Ed Pi E t M l 147 2/21/2001 Memorandum from print agent reflecting legal advice regarding "Happy Birthday to You" EX. A 39 of 42 100 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 148 6/27/2000 Email chain reflecting request for legal advice regarding "Happy Birthday to You" FROM Scott Blietz Earlier correspondence in chain: TO Ed Pierson, Esq. (General Counsel, Warner/Chappell Music, Inc.) 6/26/2000: from Caesar Apostol to Scott Blietz CC TYPE Jack Rosner AC (Senior Vice President, Head of Synchronization Licensing, Warner/Chappell Music, Inc.) 6/26/2000: from Alexander Mackintosh to Caesar Apostol 6/25/2000: from Caesar Apostol to Scott Blietz copying KC Low, Alex Mackintosh 6/23/2000: from Scott Blietz to Caesar Apostol 6/23/2000: from Caesar Apostol to Scott Blietz 149 8/23/1993 Handwritten correspondence reflecting legal advice Don Biederman, Lynn Sengstack regarding "Happy Birthday to You" Esq. (Senior Vice (Warner/Chappell President, Legal and Music, Inc.) Business Affairs, Warner/Chappell Music, Inc.) 150 8/18/1993 Handwritten correspondence reflecting request for legal advice regarding "Happy Birthday to You" Lynn Sengstack (Warner/Chappell Music, Inc.) Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) AC Jack Rosner AC (Senior Vice President, Head of Synchronization Licensing, Warner/Chappell Music, Inc.) EX. A 40 of 42 101 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 151 8/18/1993 Attachment to handwritten correspondence reflecting request for legal advice regarding "Happy Birthday to You" FROM Lynn Sengstack (Warner/Chappell Music, Inc.) TO Don Biederman, Esq. (Senior Vice President, Legal and Business Affairs, Warner/Chappell Music, Inc.) 152 8/23/1993 Fax cover of handwritten correspondence reflecting Don Biederman, Lynn Sengstack legal advice regarding "Happy Birthday to You"; Esq. (Senior Vice (Warner/Chappell President, Legal and Music, Inc.) Business Affairs, Warner/Chappell Music, Inc.) CC TYPE Jack Rosen AC (Warner/Chappell Music, Inc.) Jack Rosen AC (Warner/Chappell Music, Inc.) 153 12/11/1979 Memorandum reflecting communication with potential licensee regarding "Happy Birthday to You" and reflecting request for legal advice regarding the same Nancy Ruth Legal File Hoffman, Esq. (Legal Department, SummyBirchard Co.) AC 154 12/21/1979 Memorandum reflecting legal advice regarding "Happy Birthday to You" Nancy Ruth Legal File Hoffman, Esq. (Legal Department, SummyBirchard Co.) AC 155 11/7/1963 Letter reflecting legal advice and reflecting request for legal advice regarding "Happy Birthday to You" Theodore R. David K. Kupferman, Esq. Sengstack (Kupferman & Price) (President, Summy-Birchard Co.) David K. Sengstack Theodore (President, Summy- Kupferman, Esq. Birchard Co.) (Kupferman & Price) AC 156 11/4/1963 Letter reflecting request for legal advice regarding "Happy Birthday to You" AC EX. A 41 of 42 102 Good Morning to You Productions Corp. et al. v. Warner/Chappell Music, Inc. et al. C.D. Cal. No. CV 13-04460-GHK Defendants' Privilege Log (May 9, 2014) Privilege Number DATE DESCRIPTION 157 11/12/1964 Letter reflecting request for legal advice regarding "Happy Birthday to You" FROM David K. Sengstack (President, SummyBirchard Co.) TO CC Theodore Kupferman, Esq. (Kupferman & Price) TYPE AC EX. A 42 of 42 103

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