Paul Roberts v. California Department of Corrections and Rehabilitation et al
Filing
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ORDER (1) DISMISSING FIRST AMENDED COMPLAINT WITHOUT PREJUDICE AS TO THREE DEFENDANTS; (2) DISMISSING FIRST AMENDED COMPLAINT WITH LEAVE TO AMEND AS TO EIGHT REMAINING DEFENDANTS; AND (3) DENYING FOUR MOVING DEFENDANTS MOTION TO DISMISS AS MOOT. The First Amended Complaint as against the Remaining Defendants is dismissed with leave to amend. If plaintiff intends to pursue this matter, he shall file a Second Amended Complaint within twenty (20) days of the date of this Order which cures the pleading defects set forth herein. The Motion to Dismiss 20 is moot and is denied as such without prejudice. SEE ORDER FOR COMPLETE DETAILS. (Attachments: # 1 Complaint Form, # 2 Dismissal Form) (dml)
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UNITED STATES DISTRICT COURT
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CENTRAL DISTRICT OF CALIFORNIA
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PAUL ROBERTS,
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Case No. EDCV 16-1929 CJC(JC)
Plaintiff,
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v.
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CALIFORNIA DEPARTMENT
OF CORRECTIONS AND
REHABILITATION, et al.,
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Defendants.
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ORDER (1) DISMISSING FIRST
AMENDED COMPLAINT WITHOUT
PREJUDICE AS TO THREE
DEFENDANTS; (2) DISMISSING
FIRST AMENDED COMPLAINT
WITH LEAVE TO AMEND AS TO
EIGHT REMAINING DEFENDANTS;
AND (3) DENYING FOUR MOVING
DEFENDANTS’ MOTION TO
DISMISS AS MOOT
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I.
BACKGROUND AND SUMMARY
On September 9, 2016 and October 11, 2016, Paul Roberts (“plaintiff”), who
is in custody at the California Institute for Men (“CIM”), is proceeding without a
lawyer (i.e., “pro se”), and has been granted leave to proceed in forma pauperis,
filed essentially duplicate copies of a Civil Rights Complaint (“Original
Complaint”) pursuant to 42 U.S.C. § 1983 (“Section 1983”) against the California
Department of Corrections and Rehabilitation (“CDCR”) and multiple CIM
officials for alleged constitutional violations related to the improper assignment of
other inmates to share plaintiff’s cell and the inadequate processing of related
grievances.
1
1
On October 27, 2016, the previously assigned United States Magistrate
2 Judge (“Magistrate Judge”) screened and dismissed the Original Complaint and
3 granted plaintiff leave to file a First Amended Complaint (“First Screening
4 Order”). (Docket No. 11).
5
On November 10, 2016, plaintiff filed the currently operative First Amended
6 Complaint (“FAC”) with attached exhibits (“FAC Ex.”) asserting claims against
7 the CDCR and ten individuals associated with the CIM: CIM Appeals
8 Coordinators Gill and Padilla, CIM Correctional Officers Ryles and Udave, four
9 unnamed CIM officials identified only as John Does #1-#4, the CIM Warden, and
10 Dr. Jaime. (FAC at 3-6, 22, 23-24). Plaintiff sues the ten individuals in their
11 individual capacities only, and seeks injunctive and monetary relief from all
12 defendants. The First Amended Complaint contains ten claims arising under
13 42 U.S.C. § 1983 (“Section 1983”) (predicated on violations of the Eighth and
14 Fourteenth Amendments) (Claims One through Four), Title II of the Americans
15 with Disabilities Act (“ADA”), 42 U.S.C. §§ 12101, et seq. (Claims Five through
16 Seven), Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794
17 (“Rehabilitation Act”) (Claim Nine), and state law (Claims Eight and Ten), and
18 essentially complains that defendants failed adequately to protect plaintiff by
19 assigning dangerous inmates to be his cellmates and failed properly to process his
20 grievances regarding the same.
21
In an Order dated November 18, 2016 (“Second Screening Order”), the
22 Magistrate Judge screened the First Amended Complaint, found that it did not state
23 viable claims against the CDCR, the CIM Warden, and Dr. Jaime, but that it did
24 “state a federal civil rights claim under the Eighth Amendment against defendants
25 Gill, Ryles, Padilla, Udave, and the Doe defendants in their individual capacities
26 only,” advised plaintiff that he need not respond to the Second Screening Order if
27 he wished to pursue the action solely against defendants Gill, Ryles, Padilla, and
28 Udave in their individual capacities, but directed plaintiff to file a Second
2
1 Amended Complaint within thirty days (i.e., by December 19, 2016) if he wished
2 to pursue the action against any of the other named defendants. (Docket No. 13).
3 Plaintiff did not file a response to the Second Screening Order and did not file a
4 Second Amended Complaint.
5
On February 21, 2017, defendants Gill, Ryles, Padilla, and Udave filed a
6 Motion to Dismiss First Amended Complaint (“Motion to Dismiss”). On March
7 13, 2017, plaintiff filed an Opposition to the Motion to Dismiss. The Motion to
8 Dismiss has been submitted for decision.
9
First, the Court agrees with and adopts the First Screening Order, and finds
10 that the Magistrate Judge properly dismissed the Original Complaint with leave to
11 amend for the reasons discussed therein.
12
Second, the Court further agrees with and adopts the Second Screening
13 Order to the extent it finds that the First Amended Complaint fails to state a claim
14 against the CDCR, the CIM Warden, and Dr. Jaime, construes plaintiff’s failure to
15 file a response to the Second Screening Order and a Second Amended Complaint
16 as an election to proceed solely as against defendants Gill, Ryles, Padilla, Udave
17 and John Does #1-#4 in their individual capacities (“Remaining Defendants”), and
18 dismisses this action without prejudice as against the CDCR, the CIM Warden and
19 Dr. Jaime (“Dismissed Defendants”).1
20
Third, and for the reasons explained below, the Court disagrees with and
21 declines to adopt the Second Screening Order to the extent it finds that the First
22 Amended Complaint adequately states a claim against the Remaining Defendants
23 and concludes, upon its own screening of the Second Amended Complaint that
24 dismissal of all claims against the Remaining Defendants with leave to amend is
25 appropriate.
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As the Dismissed Defendants are the only defendants named in Claims Six and Seven,
28 such order necessarily encompasses dismissal of Claims Six and Seven without prejudice.
3
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Finally, in light of the foregoing determination, the Motion to Dismiss is
2 moot and is denied as such without prejudice.
3 II.
THE FIRST AMENDED COMPLAINT2
4
Liberally construed, the First Amended Complaint and plaintiff’s attached
5 exhibits reflect, in pertinent part, the following:
6
Plaintiff is a 56-year-old mobility impaired inmate who suffers from an array
7 of medical issues, including “Atrial Fibrillation,” and has been prescribed
8 “Warfarin,” a medication that can cause “uncontrollable bleeding.” (FAC ¶¶ 119 12).
10
A.
Claim One – Section 1983 – Eighth and Fourteenth Amendments
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– Defendants John Doe #1, Ryles and Gill
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1.
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April 2014 Assignment of Inmate Ricky Adams to
Plaintiff’s Cell (“Adams Cell Assignment”)
Ricky Adams was an approximately 25 year old inmate “well known” by
15 “staff and inmates” for displaying “aggressive sexual behavior” towards other
16 inmates and his own cellmates. (FAC ¶ 18). Adams was previously in a fight with
17 a cellmate. (FAC ¶ 19). On April 15, 2014, Adams “brutally assaulted” inmate
18 Munson while exiting the dining hall – after which Adams was rehoused but not
19 disciplined. (FAC ¶ 20). Thus, at approximately 10:00 p.m. on April 15, 2014,
20 defendant John Doe #l ordered Adams to be moved into plaintiff’s cell – a cell
21 plaintiff had previously occupied by himself. (FAC ¶ 17; FAC Ex. A1).
22 Defendant Ryles escorted Adams to plaintiff’s cell. (FAC ¶ 17).
23
When Adams first approached the cell, he said to plaintiff “If your [sic] a
24 sex offender, tell me now because I don’t live with sex offenders and if I find out
25 after I move in your [sic] going to have a problem.” (FAC Ex. A1, A2). Plaintiff
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The Court summarizes only the alleged facts underlying the remaining federal claims –
28 Claims One through Five and Claim Nine – against the Remaining Defendants.
4
1 “advised Adams that [he] did in fact have a past [sex] offense [from] 35 years
2 ago[,]” whereupon Adams returned to the control office and advised defendant
3 Ryles that Adams and plaintiff “could not safely live together” and that Adams
4 “would not accept the housing assignment.” (FAC Ex. A2). Inmate Adams
5 informed defendant Ryles that Adams had “extreme animosity towards plaintiff”
6 and would rather be housed “with a particular homosexual of his choice.” (FAC
7 ¶ 22). After about five minutes, plaintiff approached the control office and
8 overheard defendant Ryles “repeatedly state to Adams ‘Just don’t talk to the
9 mother f--ker.’” (FAC Ex. A2).
10
Plaintiff also said that he refused to accept Adams as a cellmate, and
11 informed defendant Ryles that Adams was plaintiff’s enemy, and that plaintiff
12 feared for his own safety if he was forced to share a cell with Adams. (FAC ¶ 21).
13 Defendant Ryles then stated to plaintiff, “Get back in your f--king cell.” (FAC
14 ¶ 23). Plaintiff was “intimidated” by defendant Ryles and “fearful to attempt
15 further refusal of inmate Adams.” (FAC ¶ 23). After several minutes, Adams was
16 also convinced to enter the cell, and the cell door was then closed with the two men
17 inside. (FAC ¶ 23).
18
The following morning plaintiff refused to reenter the cell with inmate
19 Adams and reported to the facility sergeant that Adams had sexually assaulted him.
20 (FAC ¶ 24). Adams was rehoused, but no disciplinary action was taken against
21 Adams, and “no further interview was conducted regarding plaintiff’s allegations.”
22 (FAC ¶ 24).
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2.
Plaintiff’s Inmate Appeals Related to the Adams Cell
Assignment
On April 21, 2014, plaintiff filed a CDCR 602 Inmate/Parolee Appeal form
26 (“CDCR 602”), which was assigned Log # CIM-C-14-01471 (“Grievance CIM27 C-14-01471”), and in which plaintiff made a “staff complaint” that defendant
28 Ryles had failed to comply with Title 15, California Code of Regulations (“Cal.
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1 Code Regs.” or “CCR”), section 3269.1,3 and had “deliberately placed plaintiff’s
2 life in danger by forcing plaintiff to house with inmate Adams, knowing that
3 Adams was violent and that inmate Adams had threatened plaintiff prior to
4 entering the cell with plaintiff.” (FAC ¶ 25; see FAC Ex. A1, A2, A4).
5
On April 28, 2014, defendant Gill improperly screened out Grievance CIM-
6 C-14-01471, “claiming plaintiff was making general allegations but failed [sic] to
7 state facts.” (FAC ¶ 26; see FAC Ex. A4). Defendant Gill’s reasoning was
8 “completely without merit.” (FAC ¶ 26).
9
On or about May 5, 2014, plaintiff filed an appeal of Grievance CIM-C-14-
10 01471 “alleging improper screening,” and also submitted a “notice of default
11 alleging non-compliance with [15 CCR section] 3084.1(a).”4 (FAC ¶ 27; FAC Ex.
12 A4). The appeal was screened out by defendant Gill because “[plaintiff] failed to
13 demonstrate a material adverse effect upon [his] welfare.” (FAC ¶ 27; FAC Ex.
14 A5). In the screening notice, defendant Gill also stated “[i]nmate Adams was bed
15 moved from your cell without incident.” (FAC Ex. A5).
16
Plaintiff attempted to have “third level appeals” intervene, claiming that
17 Grievance CIM-C-14-01471 “was being purposely screened to cover-up staff
18 misconduct of avoiding compliance with CDCR policy[]” but plaintiff’s request
19 was denied. (FAC ¶ 28).
20
On May 27, 2014, plaintiff filed a claim with the state claims board, which
21 was ultimately denied. (FAC ¶ 29).
22 ///
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3
Title 15, CCR section 3269.1 provides for “Integrated Housing,” prohibits an inmate’s
25 race from being used as a primary determining factor in housing an institution’s male population,
and calls for inmate housing assignments to be made on the basis of available documentation and
26 individual case factors including “[c]ommitment offense[,]” and “[d]isciplinary history[.]”
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Title 15, CCR section 3084.1 provides for a right to appeal internal inmate grievances
28 and sets out certain policies and procedures relating to the same.
6
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B.
Claim Two – Section 1983 – Eighth and Fourteenth Amendments
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– Defendants John Doe #2, Padilla and Udave
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1.
4
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December 2015 Assignment of Inmate Cantrell to Plaintiff’s
Cell (“Cantrell Cell Assignment”)
Plaintiff remained in a cell by himself “for a period of time” after Adams
6 was removed. (FAC ¶ 33).
7
In or about December 2015, defendant John Doe #2, Facility “C” Program
8 Sergeant, directed that inmate Cantrell be moved to plaintiff’s cell. (FAC ¶ 34).
9 Cantrell practiced Satanism and “self-reported an extensive history of fighting with
10 his former cellmates.” (FAC ¶ 35). Cantrell had been rehoused because he had
11 been involved in a fight with his previous cellmate during which Cantrell was
12 reportedly the “aggressor.” (FAC ¶ 34). After several weeks passed, Cantrell
13 exhibited aggressive behavior towards plaintiff. (FAC ¶ 35). In addition, although
14 plaintiff is a devout Christian, Cantrell “dominated the cell decor with pictures of
15 satanic symbols and the atmosphere with satanic chanting.” (FAC
16 ¶ 35).
17
Plaintiff repeatedly asked to be separated from Cantrell after he “first
18 exhibited aggressive behavior towards plaintiff,” but defendant Udave (along with
19 other “staff”) “refused to separate plaintiff claiming he ([d]efendant Udave) would
20 not do a cell move.” (FAC ¶ 35). Plaintiff eventually found “a willing correctional
21 staff who moved inmate Cantrell.” (FAC ¶ 35).
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2.
Plaintiff’s Inmate Appeals Related to the Cantrell Cell
Assignment
On December 29, 2015, plaintiff filed a CDCR 602 inmate appeal – assigned
25 Log # CIM-C-15-03721 (“Grievance CIM-C-15-03721”) – “challenging staff’s
26 continued failure to follow procedures regarding housing assignments[,]”
27 ///
28 ///
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1 specifically Title 15, Cal. Code Regs., sections 32695 and 3269.1.6 (FAC ¶ 36;
2 FAC Ex. B1). Plaintiff complained “[s]taff has continued to house me with
3 inmates who have been involved in recent physical altercations ([inmates] Cantrell
4 & [] Adams), or inmates with a violent history or commitment offense and without
5 regards for current regulations.” (FAC ¶ 36; FAC Ex. B2). Plaintiff requested that
6 his Central File housing assignment profile “be updated to alert staff to [e]nsure
7 that all future housing assignments for [plaintiff] are based on [plaintiff’s]
8 individual case factors” including plaintiff’s nonviolent history, non-serious
9 commitment offense, lack of gang history, and “medical and disability status.”
10 (FAC ¶ 37; FAC Ex. B1-B2).
11
On December 30, 2015, defendant Padilla improperly screened out
12 Grievance CIM-C-15-03721, inaccurately claiming that plaintiff had failed to first
13 seek informal resolution through the required “CDCR-22 process.” (FAC ¶ 38;
14 FAC Ex. B3).
15
On January 1, 2016, plaintiff resubmitted Grievance CIM-C-15-03721 after
16 staff failed to respond to plaintiff’s CDCR-22 informal request. (FAC ¶ 39; see
17 FAC Ex. B3).
18
On January 13, 2016, defendant Padilla again screened out Grievance CIM-
19 C-15-03721, providing essentially three reasons for the rejection: (1) “Your appeal
20 concerns an anticipated action or decision. Such issues are not appealable until
21 they happen[]”; (2) “Per the last screening you were advised by the Facility
22 Captain and the appeals office to send a form 22 with your safety concerns to the
23 ///
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5
Title 15, CCR section 3269 governs inmate housing assignments and calls for inmates,
upon their arrival at an institution, to be screened for an appropriate housing assignment based
upon specified factors including the “[n]ature of the commitment offense[,]” “[e]nemies and
victimization history[,]” and “[h]istory of in-cell assaults and/or violence.” 15 CCR § 3269(a).
6
See supra note 3.
8
1 Sergeant or Lieutenant[]”; and (3) plaintiff failed to demonstrate any “material
2 adverse effect. . . .” (FAC ¶ 40; FAC Ex. B5).
3
Plaintiff resubmitted an appeal of Grievance CIM-C-15-03721, again
4 claiming that his appeal had been “improperly screened out.” (FAC ¶ 41). On
5 January 27, 2016, defendant Padilla again screened out plaintiff’s appeal
6 essentially due to plaintiff’s failure to demonstrate “a material adverse effect upon
7 [plaintiff’s] welfare.” (FAC ¶ 41; FAC Ex. B6). More specifically, defendant
8 Padilla wrote “[Title 15, Cal. Code Regs., section 3629] states in part ‘Inmates
9 shall accept Inmat[e]s Housing Assignments. . .’ [and] ‘Staff are to determine
10 suitability for double cell housing based on documentation and individual case
11 factors. Inmates are not entitled to single cell assignment, housing location of
12 choice, or to a cellmate of their choice.’” (FAC Ex. B6).
13
On February 9, 2016, plaintiff resubmitted his appeal of Grievance CIM-C-
14 15-03721, and responded to the prior screening notice by stating, in part, “I don’t
15 know how to correct this appeal. Please meet with me to help me with this
16 appeal.” (FAC ¶ 42; FAC Ex. B6).
17
On February 11, 2016, plaintiff’s appeal of Grievance CIM-C-15-03721 was
18 screened out, again purportedly because plaintiff “failed to demonstrate a material
19 adverse effect upon [his] welfare.” (FAC ¶ 43; FAC Ex. B7). Defendant Padilla
20 gave the following explanation for rejecting plaintiff’s appeal:
21
Your issue on the Form 22 dated [February 9, 2016] appears to
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be changing the original issue in your [CDCR] 602. [¶] If you are
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alleging that your medical condition (uncontrolled bleeding) makes
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you vulnerable to house [sic] with “certain inmates,” then you must
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pursue single cell status with the approval of medical documentation
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to support such a claim. [¶] As far as your request to be informed of
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specific corrections, there are none, as you have failed to present a
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material adverse effect upon your welfare. Inmates are not allowed
9
1
[sic] pick and choose which inmates they preferred to house with. [¶]
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It appears you are profiling other inmates based on your perceptions
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of their past housing situations and appear to be discriminatory [sic]
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which is against departmental policy. . . .
5 (FAC Ex. B7).
6
On an unspecified later date, plaintiff resubmitted an appeal of Grievance
7 CIM-C-15-03721. (FAC ¶ 45; FAC Ex. B7). On March 23, 2016, the appeal was
8 “canceled” as untimely. (FAC ¶ 45; FAC Ex. B8).
9
On February 22, 2016 – while petitioner was still seeking to proceed with
10 Grievance CIM-C-15-03721 as described above – plaintiff filed a CDCR 602
11 inmate appeal – assigned Log # CIM-C-16-00365 (“Grievance CIM-C-16-00365”)
12 – essentially challenging the aforementioned “screen-outs” of Grievance CIM-C13 15-03721 and the assertedly improper processing of such grievance, and requesting
14 that Grievance CIM-C-15-03721 be processed, an investigation be conducted into
15 why it was improperly screened out, and monetary compensation. (FAC Exs. C116 C2). Grievance CIM-C-16-00365 was ultimately denied on August 2, 2016. (FAX
17 Exs. C5-C6).
18
C.
Claim Three – Section 1983 – Eighth and Fourteenth
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Amendments – Defendants John Doe #3, Padilla, Gill, and Udave
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1.
21
22
June 2016 Assignment of Inmate Peter Gallegos to
Plaintiff’s Cell (“Gallegos Cell Assignment”)
On June 6, 2016, – after plaintiff had been housed without a cellmate –
23 defendant John Doe #3 directed that a newly arrived inmate, Peter Gallegos, be
24 moved to plaintiff’s cell. (FAC ¶ 50). Inmate Gallegos “has an extensive history
25 of in cell violence with his cellmates.” (FAC ¶ 55). Gallegos “immediately
26 asserted his dominance in the cell demanding all available storage space and
27 suggesting that plaintiff’s property could be stored under his bed.” (FAC ¶ 50).
28 ///
10
1
Plaintiff informed defendant Udave that plaintiff’s cell did not have a
2 storage locker for the bottom bunk where plaintiff was assigned, “and that the lack
3 of adequate storage space was at issue.” (FAC ¶ 51). Plaintiff also informed
4 defendant Udave that inmate Gallegos “was exhibiting aggressive behavior
5 towards plaintiff.” (FAC ¶ 51). Defendant Udave did not attempt to locate a
6 locker for plaintiff, nor did he make any attempt to address plaintiff’s concerns of
7 inmate Gallegos’ aggression towards plaintiff. (FAC ¶ 52).
8
On July 13, 2016, at approximately 6:30 a.m., plaintiff was attacked by
9 inmate Gallegos, and suffered “minor injury and excessive bleeding from an injury
10 to his right forearm.” (FAC ¶ 53). During breakfast release around 7:05 a.m.,
11 plaintiff and inmate Gallegos informed defendant Udave of the earlier
12 “altercation,” and medical attention was provided to both plaintiff and Gallegos.
13 (FAC ¶ 54). Plaintiff and Gallegos both signed a written statement that neither
14 harbored continued animosity towards the other and that both could remain on the
15 same yard. (FAC ¶ 54). Inmate Gallegos was rehoused to another building. (FAC
16 ¶ 54). After being rehoused, Gallegos was involved in a fight with his new
17 cellmate, and was consequently transferred to administrative segregation. (FAC
18 ¶ 55).
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2.
Plaintiff’s Inmate Appeals Related to the Gallegos Cell
Assignment
Claim Three of the First Amended Complaint recites no details regarding
22 any inmate appeals related to the Gallegos Cell Assignment, and no exhibits
23 pertaining to any such appeals are attached as exhibits to the First Amended
24 Complaint. However, Claim Three alleges that defendants Padilla and Gill
25 “improperly screened plaintiff’s appeal” and that such “obstruct[ion] of plaintiff’s
26 ability to appeal his circumstances” enabled defendants John Doe #3 and Udave to
27 “escape their responsibility” “to follow necessary regulations.” (FAC ¶¶ 57, 58).
28 ///
11
1
D.
Claim Four – Eighth and Fourteenth Amendments – Defendants
2
John Doe #4, Padilla, Gill and Udave
3
1.
4
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July 2016 Assignment of Inmate Garcia to Plaintiff’s Cell
(“Garcia Cell Assignment”)
On the evening of July 14, 2016, “staff” – apparently John Doe #4 –
6 assigned another new arrival, inmate Garcia, to plaintiff’s cell. (FAC ¶¶ 60, 61).
7 Inmate Garcia “self-reported six prior physical altercations with other inmates,”
8 three of which involved Garcia’s cellmates, and all of which prompted disciplinary
9 action against Garcia. (FAC ¶ 60).
10
2.
11
12
Plaintiff’s Inmate Appeals Related to the Garcia Cell
Assignment
Claim Four of the First Amended Complaint recites no details regarding any
13 inmate appeals related to the Garcia Cell Assignment, and no exhibits pertaining to
14 any such appeals are attached as exhibits to the First Amended Complaint.
15 However, similar to Claim Three, Claim Four alleges that defendants Padilla and
16 Gill “improperly screened plaintiff’s appeal” and that such “obstruct[ion] of
17 plaintiff’s ability to appeal his circumstances” enabled defendants John Doe #4 and
18 Udave to “escape their responsibility” “to follow necessary regulations.” (FAC ¶
19 62).
20
E.
Claim Five – ADA – All Remaining Defendants
21
In Claim Five, plaintiff alleges that the Remaining Defendants violated the
22 ADA based upon the facts alleged in support of Claims One through Four.
23
F.
Claim Nine – Rehabilitation Act – All Remaining Defendants
24
In Claim Nine, plaintiff alleges that the Remaining Defendants violated the
25 Rehabilitation Act based upon the facts alleged in support of all of his other claims.
26 ///
27 ///
28
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1 III.
LEGAL STANDARDS
2
A.
3
As plaintiff is a prisoner proceeding in forma pauperis on a complaint
The Screening Requirement
4 against a governmental defendant, the Court must screen the Complaint, and is
5 required to dismiss the case at any time it concludes the action is frivolous or
6 malicious, fails to state a claim on which relief may be granted, or seeks monetary
7 relief against a defendant who is immune from such relief. See 28 U.S.C.
8 §§ 1915(e)(2)(B), 1915A; 42 U.S.C. § 1997e(c).
9
When screening a complaint to determine whether it states any claim that is
10 viable (i.e., capable of succeeding), the Court applies the same standard as it would
11 when evaluating a motion to dismiss under Federal Rule of Civil Procedure
12 12(b)(6). See Rosati v. Igbinoso, 791 F.3d 1037, 1039 (9th Cir. 2015) (citation
13 omitted). Rule 12(b)(6), in turn, is read in conjunction with Rule 8(a) of the
14 Federal Rules of Civil Procedure. Zixiang Li v. Kerry, 710 F.3d 995, 998-99 (9th
15 Cir. 2013). Under Rule 8, a complaint must contain a “short and plain statement of
16 the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2).
17 While Rule 8 does not require detailed factual allegations, at a minimum a
18 complaint must allege enough specific facts to provide both “fair notice” of the
19 particular claim being asserted and “the grounds upon which [that claim] rests.”
20 Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 & n.3 (2007) (citation and
21 quotation marks omitted); see also Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)
22 (Rule 8 pleading standard “demands more than an unadorned, the-defendant23 unlawfully-harmed-me accusation”) (citing id. at 555). In addition, under Rule 10
24 of the Federal Rules of Civil Procedure (“Rule 10”), a complaint, among other
25 things, must state the names of “all the parties” in the caption. Fed. R. Civ. P.
26 10(a).
27
Thus, to survive screening, a complaint must “contain sufficient factual
28 matter, accepted as true, to state a claim to relief that is plausible on its face.”
13
1 Nordstrom v. Ryan, 762 F.3d 903, 908 (9th Cir. 2014) (citations and quotation
2 marks omitted). A claim is “plausible” when the facts alleged in the complaint
3 would support a reasonable inference that the plaintiff is entitled to relief from a
4 specific defendant for specific misconduct. Iqbal, 556 U.S. at 678 (citation
5 omitted); see also Gauvin v. Trombatore, 682 F. Supp. 1067, 1071 (N.D. Cal.
6 1988) (complaint “must allege the basis of [plaintiff’s] claim against each
7 defendant” to satisfy Rule 8 pleading requirements) (emphasis added); Chappell v.
8 Newbarth, 2009 WL 1211372, *3 (E.D. Cal. May 1, 2009) (“[A] complaint must
9 put each defendant on notice of Plaintiff’s claims against him or her, and their
10 factual basis.”) (citing Austin v. Terhune, 367 F.3d 1167, 1171 (9th Cir. 2004)).
11 Allegations that are “merely consistent with” a defendant’s liability, or reflect only
12 “the mere possibility of misconduct” do not “show[] that the pleader is entitled to
13 relief” (as required by Fed. R. Civ. P. 8(a)(2)), and thus are insufficient to state a
14 claim that is “plausible on its face.” Iqbal, 556 U.S. at 678-79 (citations and
15 quotation marks omitted).
16
At this preliminary stage, “well-pleaded factual allegations” in a complaint
17 are assumed true, while “[t]hreadbare recitals of the elements of a cause of action”
18 and “legal conclusion[s] couched as a factual allegation” are not. Id. (citation and
19 quotation marks omitted); Jackson v. Barnes, 749 F.3d 755, 763 (9th Cir. 2014)
20 (“mere legal conclusions ‘are not entitled to the assumption of truth’”) (quoting
21 id.), cert. denied, 135 S. Ct. 980 (2015). In addition, the Court is “not required to
22 accept as true conclusory allegations which are contradicted by documents referred
23 to in the complaint,” Steckman v. Hart Brewing, Inc., 143 F.3d 1293, 1295-96 (9th
24 Cir. 1998) (citation omitted), and “need not [] accept as true allegations that
25 contradict matters properly subject to judicial notice or by exhibit,” Sprewell v.
26 Golden State Warriors, 266 F.3d 979, 988 (9th Cir.), amended on denial of reh’g,
27 275 F.3d 1187 (9th Cir. 2001) (citation omitted).
28 ///
14
1
Pro se complaints are interpreted liberally to give plaintiffs “the benefit of
2 any doubt.” Akhtar v. Mesa, 698 F.3d 1202, 1212 (9th Cir. 2012) (citation and
3 internal quotation marks omitted). If a pro se complaint is dismissed because it
4 does not state a claim, the court must freely grant “leave to amend” (that is, give
5 the plaintiff a chance to file a new, corrected complaint) if it is “at all possible” that
6 the plaintiff could fix the identified pleading errors by alleging different or new
7 facts. Cafasso v. General Dynamics C4 Systems, Inc., 637 F.3d 1047, 1058 (9th
8 Cir. 2011) (citation omitted); Lopez v. Smith, 203 F.3d 1122, 1126-30 (9th Cir.
9 2000) (en banc) (citations and internal quotation marks omitted).
10
B.
11
To state a claim under Section 1983, a plaintiff must allege that a defendant,
Section 1983 Claims
12 while acting under color of state law, caused a deprivation of the plaintiff’s federal
13 rights. 42 U.S.C. § 1983; West v. Atkins, 487 U.S. 42, 48 (1988) (citations
14 omitted); Taylor v. List, 880 F.2d 1040, 1045 (9th Cir. 1989) (citation omitted).
15 There is no vicarious liability in Section 1983 lawsuits. Iqbal, 556 U.S. at 676
16 (citing, inter alia, Monell v. Department of Social Services of the City of New
17 York, 436 U.S. 658, 691 (1978)). Hence, a government official – whether
18 subordinate or supervisor – may be held liable under Section 1983 only when his
19 or her own actions have caused a constitutional deprivation. OSU Student Alliance
20 v. Ray, 699 F.3d 1053, 1069 (9th Cir. 2012) (citing id.), cert. denied, 134 S. Ct. 70
21 (2013).
22
An individual “causes” a constitutional deprivation when he or she
23 (1) “does an affirmative act, participates in another’s affirmative acts, or omits to
24 perform an act which he [or she] is legally required to do that causes the
25 deprivation”; or (2) “set[s] in motion a series of acts by others which the
26 [defendant] knows or reasonably should know would cause others to inflict the
27 constitutional injury.” Lacey v. Maricopa County, 693 F.3d 896, 915 (9th Cir.
28 ///
15
1 2012) (en banc) (quoting Johnson v. Duffy, 588 F.2d 740, 743-44 (9th Cir. 1978))
2 (quotation marks omitted).
3
Similarly, a government official may be held individually liable under
4 Section 1983 for acts taken in a supervisory capacity, but only when the
5 supervisor’s own misconduct caused an alleged constitutional deprivation. See
6 Iqbal, 556 U.S. at 676, 677 (“Absent vicarious liability, each Government official,
7 his or her title notwithstanding, is only liable for his or her own misconduct.”);
8 OSU Student Alliance, 699 F.3d at 1069 (supervisor liable under Section 1983
9 only if “he . . . engaged in culpable action or inaction himself”) (citing id. at 676).
10 A supervisor may “cause” a constitutional deprivation for purposes of Section
11 1983 liability, if he or she (1) personally participated in or directed a subordinate’s
12 constitutional violation; or (2) was not “physically present when the [plaintiff’s]
13 injury occurred,” but the constitutional deprivation can, nonetheless, be “directly
14 attributed” to the supervisor’s own wrongful conduct. See Starr v. Baca, 652 F.3d
15 1202, 1207 (9th Cir. 2011), cert. denied, 132 S. Ct. 2101 (2012).
16
Allegations regarding causation “must be individualized and focus on the
17 duties and responsibilities of each individual defendant whose acts or omissions
18 are alleged to have caused a constitutional deprivation.” Leer v. Murphy, 844 F.2d
19 628, 633 (9th Cir. 1988) (citations omitted).
20
C.
21
The Eighth Amendment prohibits “the infliction of ‘cruel and unusual
Eighth Amendment – Failure to Protect
22 punishments’ on those convicted of crimes.” Wilson v. Seiter, 501 U.S. 294, 29623 97 (1991) (citation omitted). Under the Eighth Amendment, prison officials have a
24 duty, among others, “to protect prisoners from violence at the hands of other
25 prisoners.” Farmer v. Brennan, 511 U.S. 825, 833 (1994) (citations omitted);
26 Hearns v. Terhune, 413 F.3d 1036, 1040 (9th Cir. 2005) (same) (citing id.). A
27 prison official violates this duty when (1) a prison inmate is incarcerated under
28 conditions that objectively pose a substantial risk of serious harm from another
16
1 inmate; and (2) the official responds with deliberate indifference – i.e. subjectively
2 knows of the risk an inmate is facing and deliberately “disregards that risk by
3 failing to take reasonable measures to abate it.” See Farmer, 511 U.S. at 837, 847.
4 To act with deliberate indifference, an official must be subjectively “aware of facts
5 from which the inference could be drawn that [the inmate faces] a substantial risk
6 of serious harm,” and actually draw such an inference. See id. at 837. That an
7 official “should have been aware” of a particular risk to an inmate, but was not,
8 does not establish an Eighth Amendment violation “no matter how severe the risk.”
9 Peralta v. Dillard, 744 F.3d 1076, 1086 (9th Cir. 2014) (en banc) (citation and
10 internal quotation marks omitted; emphasis in original), cert. denied,
11 135 S. Ct. 946 (2015). Mere negligence or civil recklessness does not violate the
12 Eighth Amendment. See Farmer, 511 U.S. at 835-47 (citations omitted).
13
As noted above, and as especially true when, like here, a plaintiff seeks to
14 hold an individual defendant personally liable for damages because another
15 prisoner attacked him, the causation inquiry between the deliberate indifference
16 and the Eighth Amendment deprivation requires a very individualized approach
17 which accounts for the duties, discretion, and means of each defendant. Leer, 844
18 F.2d at 633-34 (citation omitted). The prisoner must set forth specific facts as to
19 each individual defendant’s deliberate indifference. Id. at 634. There must be an
20 affirmative link between a defendant’s actions and the claimed deprivation. See
21 Rizzo v. Goode, 423 U.S. 362 (1976).
22
23
24
D.
Fourteenth Amendment – Due Process Violation Arising from
Failure Properly to Process Grievances
In general, a prison official’s improper processing of an inmate’s grievances,
25 without more, cannot serve as a basis for Section 1983 liability under the Due
26 Process Clause. See Ramirez v. Galaza, 334 F.3d 850, 860 (9th Cir. 2003)
27 (Prisoners do not have a “separate constitutional entitlement to a specific prison
28 grievance procedure.”) (citation omitted), cert. denied, 541 U.S. 1063 (2004);
17
1 Mann v. Adams, 855 F.2d 639, 640 (9th Cir.) (due process not violated simply
2 because defendant fails properly to process grievances submitted for
3 consideration), cert. denied, 488 U.S. 898 (1988); see, e.g., Todd v. California
4 Department of Corrections and Rehabilitation, 615 Fed. Appx. 415, 415 (9th Cir.
5 2015) (district court properly dismissed claim based on allegations of improper
6 “processing and handling of [] prison grievances,” because there is no
7 “‘constitutional entitlement to a specific prison grievance procedure’”) (citation
8 omitted); Shallowhorn v. Molina, 572 Fed. Appx. 545, 547 (9th Cir. 2014) (district
9 court properly dismissed Section 1983 claims against defendants who “were only
10 involved in the appeals process”) (citation omitted).
11
E.
12
To state a claim for violation of Title II of the ADA or Section 504 of the
ADA and Rehabilitation Act
13 Rehabilitation Act,7 a plaintiff must show that (1) he is a qualified individual with a
14 disability; (2) he was excluded from participation in or otherwise discriminated
15 against with regard to a public entity’s services, programs, or activities; (3) such
16 exclusion or discrimination was by reason of his disability; and (4) (for the
17 Rehabilitation Act claim) the public entity receives federal financial assistance.
18 Lovell v. Chandler, 303 F.3d 1039, 1052 (9th Cir. 2002), cert. denied, 537 U.S.
19 1105 (2003). However, such provisions only afford causes of action against public
20 entities (29 U.S.C. §§ 794, 794a; 42 U.S.C. § 12132; Miranda B. V. Kitzhaber, 328
21 F.3d 1181, 1187 (9th Cir. 2003)), and do not encompass public officials sued in
22 their individual capacities. See Baribeau v. City of Minneapolis, 596 F.3d 465,
23 484 (8th Cir. 2010) (“Individuals in their personal capacities, however, are not
24 subject to suit under Title II [of the ADA], which provides redress only from
25
26
27
28
7
See Zukle v. Regents of University of California, 166 F.3d 1041, 1045 n.11 (9th Cir.
1999) ([Since] “[t]here is no significant difference in analysis of the rights and obligations
created by the ADA and the Rehabilitation Act [citations] . . . courts have applied the same
analysis to claims brought under both statutes. . . .”) (citations and internal citations omitted).
18
1 public entities.”) (citing Alsbrook v. City of Maumelle, 184 F.3d 999, 1005 n.8
2 (8th Cir. 1999) (en banc), cert. dismissed, 529 U.S. 1001 (2000)); Garcia v.
3 S.U.N.Y. Health Sciences Center of Brooklyn, 280 F.3d 98, 107 (2d Cir. 2001)
4 (“Insofar as [plaintiff] is suing the individual defendants in their individual
5 capacities, neither Title II of the ADA nor § 504 of the Rehabilitation Act provides
6 for individual capacity suits against state officials.”) (citations omitted); Johnson v.
7 County of Los Angeles, 2015 WL 179773, *6 (C.D. Cal. Jan. 14, 2015) (ADA
8 claims against defendants in their individual capacities not cognizable; collecting
9 district court cases holding same); A.B. ex rel. B.S. v. Adams-Arapahoe 28J
10 School District, 831 F. Supp. 2d 1226, 1254 (D. Colo. 2011) (no individual
11 liability under either Title II of the ADA or the Rehabilitation Act); cf. Vinson v.
12 Thomas, 288 F.3d 1145, 1156 (9th Cir. 2002) (plaintiff cannot sue state officials in
13 their individual capacities pursuant to Section 1983 to vindicate rights created by
14 Title II of the ADA or section 504 of the Rehabilitation Act), cert. denied, 537 U.S.
15 1104 (2003).
16 IV.
DISCUSSION
17
The First Amended Complaint is deficient in, at least, the following respects:
18
First, the First Amended Complaint violates Rule 10 because it does not
19 name all Remaining Defendants in the caption. Fed. R. Civ. P. 10(a); see, e.g.,
20 Ferdik v. Bonzelet, 963 F.2d 1258, 1263 (9th Cir.), as amended (May 22, 1992)
21 (affirming dismissal of action based on failure to comply with court order that
22 complaint be amended to name all defendants in caption as required by Rule
23 10(a)), cert. denied, 506 U.S. 915 (1992).
24
Second, multiple paragraphs in the First Amended Complaint allege that one
25 or more defendants and/or other CIM officials acted collectively to injure plaintiff.
26 (See, e.g., FAC ¶¶ 39, 48, 60, 67, 69, 70, 89). Such general and conclusory
27 allegations against an indistinguishable group of defendants and others do not
28 demonstrate a causal link between any individual defendant’s conduct and an
19
1 alleged constitutional violation, and therefore are insufficient to state a viable claim
2 against any of the defendants. See Baker v. McCollan, 443 U.S. 137, 142 (1979)
3 (“[A] public official is liable under [Section] 1983 only ‘if he causes the plaintiff to
4 be subjected to a deprivation of his constitutional rights.’”) (citation omitted;
5 emphasis in original); Jones v. Williams, 297 F.3d 930, 934 (9th Cir. 2002) (“In
6 order for a person acting under color of state law to be liable under section 1983
7 there must be a showing of personal participation in the alleged rights
8 deprivation[.]”); Taylor, 880 F.2d at 1045 (“Liability under section 1983 arises
9 only upon a showing of personal participation by the defendant.”). To state a
10 viable Section 1983 individual capacity claim a plaintiff must, at a minimum,
11 allege facts which demonstrate the specific acts each individual defendant did and
12 how that individual’s alleged misconduct specifically violated plaintiff’s
13 constitutional rights.
14
Third, the First Amended Complaint fails to state a viable ADA or
15 Rehabilitation Act against any of the Remaining Defendants because individual
16 capacity claims are not cognizable under such statutes. See Baribeau, 596 F.3d at
17 484 (ADA); Alsbrook, 184 F.3d at 1005 n.8 (ADA); Garcia, 280 F.3d at 107 (ADA
18 & Rehabilitation Act); Johnson, 2015 WL 179773 at *6 (ADA); A.B. ex rel. B.S.,
19 831 F. Supp. 2d at 1254 (ADA & Rehabilitation Act); cf. Vinson, 288 F.3d at 1156
20 (Section 1983 claims predicated on ADA and Rehabilitation Act).
21
Fourth, the First Amended Complaint fails to state viable Section 1983
22 individual capacity claims against any of the Remaining Defendants predicated
23 upon the Fourteenth Amendment. Plaintiff’s Fourteenth Amendment claims
24 appear to be predicated upon the defendants’ alleged improper screening and
25 processing of plaintiff’s inmate grievances and appeals. (FAC ¶¶ 26-27, 38, 40-41,
26 62 ). However, aside from defendants Gill and Padilla, none of the other
27 Remaining Defendants are alleged to have played a role in screening or processing
28 plaintiff’s grievances. Even though defendants Gill and Padilla did participate in
20
1 processing one or more of plaintiff’s grievances, a prison official’s processing of
2 an inmate’s appeals, without more, cannot serve as a basis for Section 1983
3 liability.8 See Ramirez, 334 F.3d at 860; Mann, 855 F.2d at 640; Todd, 615 Fed.
4 Appx. at 415; Shallowhorn, 572 Fed. Appx. at 547.
5
Fifth, although a closer call, the First Amended Complaint currently fails to
6 state a viable Eighth Amendment failure to protect individual capacity claim
7 against the Remaining Defendants.
8
Defendants Gill and Padilla appear to have played no role in the housing
9 assignments of plaintiff or his cellmates and accordingly the First Amended
10 Complaint does not plausibly allege that either such defendant is liable for failing
11 to protect plaintiff under the Eighth Amendment.
12
Claim One – which relates to the Adams Cell Assignment and is the only
13 Eighth Amendment claim against defendants Joe Doe #1 and Ryles – also fails
14 adequately to state such a claim against such defendants. For example, the First
15 Amended Complaint does not plausibly allege that placing Adams in plaintiff’s
16 cell objectively posed a substantial risk of serious harm to plaintiff, or if so, that
17 Joe Doe #1 or Ryles actually knew as much. Plaintiff’s conclusory allegations that
18 it was “well known” among unspecified “staff” that Adams had “aggressive sexual
19 behavior,” or that Adams had previously been in two fights, do not show that
20 defendants Joe Doe #1 and Ryles were among those who were aware of such facts,
21
22
8
While a prison official’s alleged failure to process an inmate grievance may implicate a
23 prisoner’s First Amendment right of access to the courts, the Complaint fails to state such a
24 claim because plaintiff does not plausibly allege that any defendant actually failed to process his
25
26
27
28
grievances, that an actual injury resulted from any failure to process plaintiff’s grievances or that
any such conduct actually “hindered his efforts to pursue a [nonfrivolous] legal claim.” Lewis v.
Casey, 518 U.S. 343, 351-53, 354-55 (1996) (To establish any denial of access claim, a plaintiff
must show that he suffered an “actual injury” as a result of the defendants’ actions.); see
generally Bounds v. Smith, 430 U.S. 817, 821 (1977) (well-established that prisoners have a
constitutional right of access to the courts), abrogated in part on other grounds by, Lewis, 518
U.S. at 354.
21
1 much less that they had any basis for inferring therefrom that Adams was likely to
2 attack plaintiff if the two inmates were housed together. Likewise, plaintiff’s
3 conclusory allegations that defendant Ryles “deliberately” housed plaintiff with
4 Adams “knowing that [Ryles’] deliberate failure to properly screen potential
5 cellmate housing assignments could lead to violence between cellmates, and,
6 failing to consider plaintiff’s medical condition which places plaintiff in extreme
7 danger of uncontrollable hemorrhaging” (FAC ¶ 30) also fail plausibly to make
8 any such showing. Indeed, allegations that defendant Ryles “repeatedly” told
9 Adams to “[j]ust [not] talk to [plaintiff]” in response to Adams’ complaints about
10 being assigned to plaintiff’s cell, and that Ryles angrily ordered plaintiff to return
11 to his cell when plaintiff, likewise, refused to accept Adams as a cellmate and said
12 Adams was his “enemy” and that he feared for his safety, suggests that Ryles, at
13 most, believed plaintiff and Adams were merely upset about their housing
14 assignment, not that Adams necessarily posed any particular threat to plaintiff’s
15 safety. While it is also possible that Ryles could have interpreted the inmates’
16 complaints as indicating a potential for tension between Adams and plaintiff, such
17 possibility is insufficient to show that defendant Ryles subjectively knew that
18 housing the two inmates together created a substantial risk of serious harm to
19 plaintiff. Even if Ryles could have suspected as much under the circumstances,
20 such a suspicion alone does not plausibly show that defendant Ryles responded
21 with deliberate indifference under the circumstances. See, e.g., Berg v. Kincheloe,
22 794 F.2d 457, 459 (9th Cir. 1986) (prison officials “must have more than a mere
23 suspicion that an attack will occur” before they are obligated to take steps to
24 prevent an inmate assault) (citations and internal quotation marks omitted).
25
Moreover, plaintiff does not plausibly allege that it was within the scope of
26 defendant Ryles’ duties and responsibilities to re-house Adams after the inmate
27 had just been moved from another building by an entirely different official (i.e.,
28 John Doe #1), or that defendant Ryles had any obligation to question that decision
22
1 under the circumstances.
2
Claim Two – which relates to the Cantrell Cell Assignment, is the only
3 Eighth Amendment failure to protect claim against defendant Joe Doe #2, and also
4 names defendant Udave – also fails to state a claim against either such Remaining
5 Defendant. For example, plaintiff’s conclusory allegations that inmate Cantrell
6 had “an extensive history of fighting with his former cellmates,” had been the
7 aggressor in a fight with his prior cellmate, and had exhibited unspecified
8 “aggressive behavior” towards plaintiff (FAC ¶¶ 34-35), do not plausibly suggest
9 that defendants John Doe #2 or Udave were subjectively aware of such facts, much
10 less actually drew an inference therefrom that Cantrell posed a unique threat to
11 plaintiff beyond that which might reasonably be expected in a typical prison
12 setting. See generally Hudson v. Palmer, 468 U.S. 517, 526 (1984) (“Prisons, by
13 definition, are places of involuntary confinement of persons who have a
14 demonstrated proclivity for antisocial criminal, and often violent, conduct.”); Berg,
15 794 F.2d at 461 (observing prison environment is “at best, tense[,]” “sometimes
16 explosive,” and “always potentially dangerous”).
17
Moreover, plaintiff does not plausibly allege that inmate cell assignment in
18 general was within at least defendant Udave’s duties, discretion, or means, or if so,
19 that Udave subjectively knew plaintiff faced a substantial risk of serious harm on
20 any specific occasion when the defendant allegedly “refused” plaintiff’s request for
21 a “cell move,” or that by denying any particular request Udave failed to take
22 reasonable measures to avoid any such risk at a particular moment in time. Neither
23 does the First Amended Complaint plausibly allege that plaintiff suffered any
24 injury at all due to any misconduct by defendants John Doe #2 or Udave in
25 connection with the Cantrell Cell Assignment (i.e., plaintiff does not allege that
26 Cantrell ever attacked him while the two inmates were in the same cell).
27 Conclusory allegations that Cantrell “exhibited aggressive behavior” at unspecified
28 times or frequency and “dominated the cell decor with pictures of satanic symbols
23
1 and the atmosphere with satanic chanting” while plaintiff is a devout Christian
2 (FAC ¶ 35) do not even remotely suggest that plaintiff was denied the “the minimal
3 civilized measure of life’s necessities” that would be an Eighth Amendment
4 violation.
5
Claim Three – which relates to the Gallegos Cell Assignment, is the only
6 Eighth Amendment failure to protect claim against defendant Joe Doe #3, and also
7 names defendant Udave – also fails to state a claim against either such Remaining
8 Defendant. The First Amended Complaint does not plausibly allege that either
9 such defendant had any knowledge of Gallegos’ alleged “extensive history” of
10 violence with prior cellmates, or subjectively believed that Gallegos posed a
11 substantial risk of serious harm simply because plaintiff complained to Udave –
12 just like plaintiff had with respect to the prior inmate assigned to his cell – that
13 Gallegos was exhibiting unspecified “aggressive behavior towards plaintiff.”
14 (FAC ¶ 51). In any event, allegations that defendant Udave did not “attempt to
15 locate a locker for plaintiff” or address plaintiffs’ concerns about Gallegos’ alleged
16 aggression, at most, suggest that defendant Udave acted negligently, which, again,
17 is insufficient to establish deliberate indifference. Farmer, 511 U.S. at 835
18 (citation omitted).
19
Claim Three also fails to state a viable Eighth Amendment claim against
20 defendants John Doe #3 or Udave predicated on the July 13, 2016 “altercation”
21 between plaintiff and Gallegos. Plaintiff’s allegations do not plausibly suggest that
22 Gallegos posed a sufficiently substantial risk of serious harm to plaintiff in
23 connection with such altercation given that both inmates subsequently stated in
24 writing that neither continued to harbor animosity towards the other, and that both
25 thought they could remain together on the same yard. (FAC ¶ 54). Furthermore,
26 plaintiff’s allegations do not establish that defendants John Doe #3 or Udave
27 responded with deliberate indifference under the circumstances because Udave or
28 some other official took reasonable measures to abate the harm (i.e., obtained
24
1 medical attention for both inmates and rehoused Gallegos in a different building
2 after the altercation). (FAC ¶ 54).
3
Claim Four – which relates to the Garcia Cell Assignment, is the only Eighth
4 Amendment failure to protect claim against defendant Joe Doe #4, and also names
5 defendant Udave – also fails to state a claim against either such Remaining
6 Defendant. The First Amended Complaint does not plausibly allege that either
7 such defendant had any knowledge of Garcia’s prior physical altercations with
8 other inmates, or subjectively believed that Garcia posed a substantial risk of
9 serious harm to plaintiff. Indeed, nothing in the First Amended Complaint links
10 defendant Udave to the Garcia Cell Assignment, much less plausibly suggests that
11 he acted with deliberate indifference under the circumstances.
12
Sixth, the remaining paragraphs in the First Amended Complaint relating to
13 the federal claims are prolix (i.e., unnecessarily long, wordy, and tedious), at times
14 confusing and incomprehensible, and patently fail to frame plaintiff’s claims with
15 the simplicity, conciseness, and clarity required by Rule 8. Most of the allegations
16 are replete with unnecessary background information as well as duplicative,
17 irrelevant, and conclusory factual and legal assertions. (FAC ¶¶ 1-3, 6-8, 10, 1318 15, 44, 46, 64-66, 69-70, 88, 95-96). Conclusory allegations addressed to specific
19 claims ultimately amount to, at most, the “formulaic recitation of the elements” of
20 a civil rights cause of action. (FAC ¶¶ 30-31, 47, 56-58, 61-62, 68-70, 79, 84, 8921 90, 94). On the whole, such allegations do nothing to plausibly connect any
22 particular act or incident to a specific legal claim against any individual defendant,
23 and consequently are insufficient to state any viable Section 1983 claim. See Pena
24 v. Gardner, 976 F.2d 469, 471 (9th Cir. 1992) (Vague and conclusory allegations
25 of official participation in civil rights violations not sufficient to state a claim under
26 Section 1983) (citation omitted); see also Iqbal, 556 U.S. at 680-84 (conclusory
27 allegations which amount to nothing more than a “formulaic recitation of the
28 elements” insufficient under Rule 8 pleading standard) (citations omitted); Knapp
25
1 v. Hogan, 738 F.3d 1106, 1109-10 & n.1 (9th Cir. 2013) (violations of Rule 8’s
2 “short and plain statement” requirement “warrant dismissal”) (citations omitted),
3 cert. denied, 135 S. Ct. 57 (2014). To confuse matters further, the first paragraphs
4 of all claims except Claim One sweepingly incorporate most or all preceding
5 allegations from the First Amended Complaint, and thus each successive claim
6 effectively ends up including exponentially more allegations, until the last claim
7 technically asserts every claim against every defendant predicated on every fact
8 alleged in the entire First Amended Complaint. (FAC
9 ¶¶ 82, 49, 59, 63, 71, 80, 85, 91).
10
Finally, the Court finds it would not be appropriate to exercise supplemental
11 jurisdiction over plaintiff’s state claims in the instant case where the First
12 Amended Complaint fails to state any viable claim over which this Court has
13 original subject matter jurisdiction. See 28 U.S.C. § 1367(c)(3) (district court may
14 decline supplemental jurisdiction over claim where “court has dismissed all claims
15 over which it has original jurisdiction”); Carlsbad Technology, Inc. v. HIF Bio,
16 Inc., 556 U.S. 635, 639 (2009) (recognizing district court’s discretion to decide
17 whether to exercise supplemental jurisdiction over state-law claims after district
18 court dismissed “every claim over which it had original jurisdiction”) (citations
19 omitted); Lacey, 693 F.3d at 940 (district court must affirmatively indicate that it
20 has exercised its discretion to decide whether to keep state claims in federal court
21 after all federal claims have been dismissed); see, e.g., Acri v. Varian Associates,
22 Inc., 114 F.3d 999, 1001 (9th Cir. 1997) (en banc) (“[I]n the usual case in which all
23 federal-law claims are eliminated before trial, the balance of factors . . . will point
24 toward declining to exercise jurisdiction over the remaining state-law claims.’”)
25 (citation and quotation marks omitted).
26 ///
27 ///
28
26
1 V.
ORDERS
2
In light of the foregoing, IT IS HEREBY ORDERED:
3
1.
The Court adopts the First Screening Order.
4
2.
The Court adopts the Second Screening Order to the extent it finds
5 that the First Amended Complaint fails to state a claim against the CDCR, the CIM
6 Warden, and Dr. Jaime, construes plaintiff’s failure to file a response to the Second
7 Screening Order and a Second Amended Complaint as an election to proceed
8 solely as against defendants Gill, Ryles, Padilla, Udave and John Does #1-#4 in
9 their individual capacities, and dismisses this action without prejudice as against
10 the CDCR, the CIM Warden and Dr. Jaime.
11
3.
The Court declines to adopt the Second Screening Order to the extent
12 it finds that the First Amended Complaint adequately states a claim against the
13 Remaining Defendants and concludes, upon its own screening of the Second
14 Amended Complaint that dismissal of all claims against the Remaining Defendants
15 with leave to amend is appropriate.
16
4.
The First Amended Complaint as against the Remaining Defendants is
17 dismissed with leave to amend. If plaintiff intends to pursue this matter, he shall
18 file a Second Amended Complaint within twenty (20) days of the date of this Order
19 which cures the pleading defects set forth herein.9 The Clerk is directed to provide
20
21
22
23
24
25
26
27
28
9
Any Second Amended Complaint must: (a) be labeled “Second Amended Complaint”;
(b) be complete in and of itself and not refer in any manner to the Original Complaint or First
Amended Complaint – i.e., it must include all claims on which plaintiff seeks to proceed (Local
Rule 15-2); (c) contain a “short and plain” statement of the claim(s) for relief (Fed. R. Civ. P.
8(a)); (d) make each allegation “simple, concise and direct” (Fed. R. Civ. P. 8(d)(1)); (e) set
forth clearly the sequence of events giving rise to the claim(s) for relief; (f) allege specifically
what each individual defendant did and how that individual’s conduct specifically violated
plaintiff’s civil rights; (g) state the names of all defendants in the caption (Fed. R. Civ. P. 10(a));
and
(h) not add defendants or claims without leave of court, cf. George v. Smith, 507 F.3d 605, 607
(7th Cir. 2007) (civil rights plaintiff may not file “buckshot” complaints – i.e., a pleading that
(continued...)
27
1 plaintiff with a Central District of California Civil Rights Complaint Form, CV-66,
2 to facilitate plaintiff’s filing of a Second Amended Complaint if he elects to
3 proceed in that fashion.
4
5.
In the event plaintiff elects not to proceed with this action, he shall
5 sign and return the attached Notice of Dismissal by the foregoing deadline which
6 will result in the voluntary dismissal of this action without prejudice.
7
6.
Plaintiff is cautioned that, absent further order of the Court,
8 plaintiff’s failure timely to file a Second Amended Complaint or Notice of
9 Dismissal, may be deemed plaintiff’s admission that amendment is futile, and
10 may result in the dismissal of this action with or without prejudice on the
11 grounds set forth above, on the ground that amendment is futile, for failure
12 diligently to prosecute and/or for failure to comply with the Court’s Order.
13
7.
The Motion to Dismiss is moot and is denied as such without
14 prejudice.
15
IT IS SO ORDERED.
16
17 DATED: August 22, 2017
18
19
________________________________
20
HONORABLE CORMAC J. CARNEY
UNITED STATES DISTRICT JUDGE
21
22
23
24
25
26
27
9
(...continued)
28 alleges unrelated violations against different defendants).
28
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