Kimbro v. Chen et al

Filing 11

ORDER DISMISSING 1 Complaint, WITH LEAVE TO AMEND, for Failure to State a Claim upon which Relief may be Granted; Thirty Day Deadline signed by Magistrate Judge Gerald B. Cohn on 7/12/2012. First Amended Complaint due by 8/15/2012. (Attachments: # 1 Amended Complaint Form)(Sant Agata, S)

Download PDF
1 2 3 4 5 6 UNITED STATES DISTRICT COURT 7 EASTERN DISTRICT OF CALIFORNIA 8 9 RICHARD KIMBRO, 10 11 12 13 CASE NO. 1:11-cv-00957-GBC (PC) Plaintiff, ORDER DISMISSING COMPLAINT, WITH LEAVE TO AMEND, FOR FAILURE TO STATE A CLAIM UPON WHICH RELIEF MAY BE GRANTED v. CHEN, et al., Doc. 1 Defendants. / THIRTY-DAY DEADLINE 14 15 16 Screening Order 17 I. Procedural History, Screening Requirement, and Standard 18 On June 13, 2011, Plaintiff Richard Kimbro (“Plaintiff”), a state prisoner proceeding pro se 19 and in forma pauperis, filed this civil rights action pursuant to 42 U.S.C. § 1983, alleging failure to 20 provide morphine, methadone, and treat his kidney stone condition from 2005 through 2011. Compl. 21 at 7 of Part 1 & 53, 70-71, 79 of Part 2 of Complaint, Doc. 1. Plaintiff names forty-seven (47) 22 Defendants, who were employed by the Appeals Branch of California Department of Corrections 23 (“CDCR”); Kern Valley State Prison (“KVSP”); Salinas Valley State Prison (“SVSP”); Mule Creek 24 State Prison (“MCSP”); High Desert State Prison (“HDSP”); and Corcoran Substance Abuse and 25 Treatment Facility (“CSATF”). See id. at 1-3. 26 The Court is required to screen complaints brought by prisoners seeking relief against a 27 governmental entity or officer or employee of a governmental entity. 28 U.S.C. § 1915A(a). The 28 Court must dismiss a complaint, or portion thereof, if the prisoner has raised claims that are legally Page 1 of 14 1 “frivolous or malicious,” that fail to state a claim upon which relief may be granted, or that seek 2 monetary relief from a defendant who is immune from such relief. 28 U.S.C. § 1915A(b)(1),(2). 3 “Notwithstanding any filing fee, or any portion thereof, that may have been paid, the court shall 4 dismiss the case at any time if the court determines that . . . the action or appeal . . . fails to state a 5 claim upon which relief may be granted.” 28 U.S.C. § 1915(e)(2)(B)(ii). 6 A complaint must contain “a short and plain statement of the claim showing that the pleader 7 is entitled to relief. . . .” Fed. R. Civ. P. 8(a)(2). Detailed factual allegations are not required, but 8 “[t]hreadbare recitals of the elements of a cause of action, supported by mere conclusory statements, 9 do not suffice,” Ashcroft v. Iqbal, 556 U.S. 662, __, 129 S. Ct. 1937, 1949 (2009) (citing Bell 10 Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)), and courts “are not required to indulge 11 unwarranted inferences,” Doe I v. Wal-Mart Stores, Inc., 572 F.3d 677, 681 (9th Cir. 2009). While 12 factual allegations are accepted as true, legal conclusions are not. Iqbal, 129 S. Ct. at 1949. 13 While prisoners proceeding pro se in civil rights actions are still entitled to have their 14 pleadings liberally construed and to have any doubt resolved in their favor, the pleading standard is 15 now higher, Hebbe v. Pliler, 627 F.3d 338, 342 (9th Cir. 2010). Under § 1983, plaintiff must 16 demonstrate that each defendant personally participated in the deprivation of his rights. Jones v. 17 Williams, 297 F.3d 930, 934 (9th Cir. 2002). This requires the presentation of factual allegations 18 sufficient to state a plausible claim for relief. Iqbal, 129 S. Ct. at 1949-50; Moss v. U.S. Secret 19 Service, 572 F.3d 962, 969 (9th Cir. 2009). The mere possibility of misconduct falls short of meeting 20 this plausibility standard. Iqbal, 129 S. Ct. at 1949-50; Moss, 572 F.3d at 969. 21 Section 1983 provides a cause of action for the violation of constitutional or other federal 22 rights by those acting under color of state law. E.g., Patel v. Kent School Dist., 648 F.3d 965, 971 23 (9th Cir. 2011); Jones, 297 F.3d at 934. For each defendant named, plaintiff must show a causal link 24 between the violation of his rights and an action or omission of the defendant. Iqbal,129 S. Ct. at 25 1949-50; Starr v. Baca, 652 F.3d 1202, 1205-06 (9th Cir. 2011); Corales v. Bennett, 567 F.3d 554, 26 570 (9th Cir. 2009). There is no respondeat superior liability under § 1983, and each defendant may 27 only be held liable for misconduct directly attributed to him or her. Iqbal, 129 S. Ct. at 1949-50; 28 Ewing v. City of Stockton, 588 F.3d 1218, 1235 (9th Cir. 2009). Page 2 of 14 1 II. Allegations in Plaintiff’s Complaint 2 In Plaintiff’s complaint, he names Dr. Chen; N. Grannis, Chief Inmate Appeals Branch; T. 3 Brewer, Chief Executive Appeals Officer; D. D. Ortiz, Associate Warden, Health Care Operations; 4 L. Zamora, Chief Appeals; M.D. Biter, Warden; Dr. John Doe; and Dr. N. Patel. Compl. at 1, 3, 23 5 of Part 1 & 79 of Part 2 of Complaint, Doc. 1. Dr. Chen, D. D. Ortiz, and M.D. Biter were employed 6 at KVSP and Dr. John Doe was employed at CSATF. Id. The remainder of the forty-seven (47) 7 defendants were employed or related to claims arising at other prisons, namely SVSP, MCSP, and 8 HDSP. Id. at 1-3. 9 On September 20, 2009, Plaintiff was transferred to CSATF and continued on pain 10 management therapy. Id. at 17. On December 21, 2009, during a ten minute exam, Dr. John Doe 11 would not take a urine sample or treat infection, causing Plaintiff to go to the hospital. Id. at 23, 28. 12 Dr. John Doe stated that Plaintiff claims he is not adequately controlled on Tylenol and wants 13 morphine. Id. at 53, Part 2 of Complaint. Dr. John Doe declined to order morphine. Id. On December 14 25, 2009, Plaintiff had an infection in his urinary tract. Id. at 17, Part 1 of Complaint. Following the 15 infection, Plaintiff was placed on a treatment plan at CSATF to include pain management and urine 16 checks. Id. 17 On July 20, 2010, Plaintiff was transferred from CSATF to KVSP. Id. at 5, 17. Plaintiff’s 18 medications were discontinued without being seen. Id. at 5. Weeks later, Dr. Chen denied all pain 19 management medications, refused recommendations from specialist regarding surgical issues, 20 refused to renew mobility, denied batteries for his hearing aid, and denied renewal of his ADA 21 hearing impaired. Id. He was refused urine testing for several months even though he has a 22 documented history of kidney stones. Id. at 6. Dr. Chen refused to consider prior specialist 23 recommendations. Id. Dr. Chen told him to drink large amounts of water, but the water has 24 documented high levels of arsenic. Id. Dr. Chen told him that if he did not drink the water, he would 25 experience kidney pain. Id. Plaintiff has developed a cyst on his liver and a severe skin rash covering 26 his body, which are symptoms of arsenic poisoning. Id. As a result of the pain and skin rash, Plaintiff 27 was on suicide watch in January and March 2011. Id. As a result of the pain and anger issues 28 between Dr. Chen and Plaintiff, he was transferred to a different yard and placed under the care of Page 3 of 14 1 Dr. J. Sanchez. Id. Dr. Sanchez renewed Plaintiff’s ADA status and ordered a new knee brace that 2 Dr. Chen had refused to provide him for over three months. Id. Plaintiff’s 602 inmate appeal time 3 restraints were violated, Plaintiff had to involve the warden and internal affairs. Id. at 7. Plaintiff’s 4 specialist recommendations were refused because Dr. Sanchez said Dr. Chen was his superior and 5 he would not disagree with his opinion. Id. 6 On November 29, 2010, D. D. Ortiz, Associate Warden, Health Care Operations, issued a 7 memorandum stating Plaintiff’s appeal at KVSP was still pending. Id. at 79, Part 2 of Complaint. 8 On January 27, 2011, T. Brewer, Chief Executive Officer for KVSP, issued a second level response 9 to Plaintiff’s appeal. Id. at 70-71. Plaintiff was interviewed about his appeal by Dr. Patel, and on 10 September 8, 2010 and September 22, 2010, Plaintiff was seen by the urologist who did not feel that 11 methadone was required. Id. at 70. The doctor noted there were no active symptoms of kidney 12 stones. Id. On November 4, 2010, Plaintiff was seen and the doctor noted no manifestation of kidney 13 stone attacks. Id. at 71. Plaintiff requested methadone on numerous times. Id. On December 1, 2010, 14 Plaintiff had a CT Scan of the abdomen and pelvis. Id. On March 24, 2011, L. Zamora, Chief, Office 15 of Third Level Appeals, screened out Plaintiff’s appeal for time constraints. Id. at 72. 16 As of May 30, 2011, Plaintiff still has no treatment for his chronic issues or his skin rash. Id. 17 at 7, Part 1 of Complaint. Plaintiff cannot sit or stand for more than fifteen minutes and he has not 18 received the knee brace. Id. He has kidney stone issues and blood off an on in his urine. Id. He is 19 being accused of drug seeking behavior when he requests to be returned to a specialist for pain 20 management. Id. at 23. 21 Plaintiff also attaches exhibits and chronologizes allegations from 2005 through 2009 at other 22 prisons, namely SVSP, MCSP, and HDSP. Id. at 7-28, 30-100 of Part 1 & 1-52 of Part 2 of 23 Complaint. 24 For relief, Plaintiff seeks proper medical attention; damages of $1,500,000 and $25,000 from 25 each defendant; and to be found innocent or guilty for assault on staff. Id. at 5. 26 // 27 // 28 // Page 4 of 14 1 III. Legal Standard and Analysis for Plaintiff’s Claims 2 A. Rule 20(a) and Venue 3 Having examined Plaintiff’s claims, the Court finds that Plaintiff’s complaint is in violation 4 of Rule 20(a)(2) of the Federal Rules of Civil Procedure. Pursuant to Federal Rule of Civil Procedure 5 20(a)(2), persons may be joined as defendants in one action if the right asserted against them arises 6 from the same transaction or occurrence, and any questions of law or fact common to all defendants 7 will arise in the action. See George v. Smith, 507 F.3d 605, 607 (7th Cir. 2007) (finding unrelated 8 claims against different defendants belong in different suits). 9 Here, Plaintiff’s claims against defendants and allegations from other prisons, namely SVSP, 10 MCSP, and HDSP, arise from different unrelated occurrences, as the alleged violations all occurred 11 at prisons not within the Fresno division of the Eastern District of California. SVSP is in the 12 Northern District of California, and MCSP and HDSP are in the Sacramento division of the Eastern 13 District of California, and venue is appropriate there. Accordingly, the Court will dismiss Plaintiff’s 14 claims against defendants arising from other prisons, namely SVSP, MCSP, and HDSP, without 15 prejudice to filing a new, separate action. 16 B. Eighth Amendment Deliberate Indifference to Serious Medical Need 17 1. Legal Standard 18 “[T]o maintain an Eighth Amendment claim based on prison medical treatment, an inmate 19 must show ‘deliberate indifference to serious medical needs.’” Jett, 439 F.3d at 1096 (quoting Estelle 20 v. Gamble, 429 U.S. 97, 106 (1976)). The two part test for deliberate indifference requires the 21 plaintiff to show (1) “‘a serious medical need’ by demonstrating that ‘failure to treat a prisoner’s 22 condition could result in further significant injury or the unnecessary and wanton infliction of pain,’” 23 and (2) “the defendant’s response to the need was deliberately indifferent.” Jett, 439 F.3d at 1096 24 (quoting McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other grounds, 25 WMX Techs., Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc)). 26 Deliberate indifference is shown by “a purposeful act or failure to respond to a prisoner’s 27 pain or possible medical need, and harm caused by the indifference.” Id. (citing McGuckin, 974 F.2d 28 at 1060). Deliberate indifference may be manifested “when prison officials deny, delay or Page 5 of 14 1 intentionally interfere with medical treatment, or it may be shown by the way in which prison 2 physicians provide medical care.” Id. (citing McGuckin at 1060). Where a prisoner is alleging a delay 3 in receiving medical treatment, the delay must have led to further harm in order for the prisoner to 4 make a claim of deliberate indifference to serious medical needs. McGuckin at 1060 (citing Shapely 5 v. Nevada Bd. of State Prison Comm’rs, 766 F.2d 404, 407 (9th Cir. 1985)). 6 Under § 1983, Plaintiff must link the named defendants to the participation in the violation 7 at issue. Iqbal, 129 S. Ct. at 1948-49; Simmons v. Navajo County, Ariz., 609 F.3d 1011, 1020-21 (9th 8 Cir. 2010); Ewing, 588 F.3d at 1235; Jones, 297 F.3d at 934. Liability may not be imposed on 9 supervisory personnel under the theory of respondeat superior, Iqbal, 129 S. Ct. at 1948-49; Ewing, 10 588 F.3d at 1235, and administrators may only be held liable if they “participated in or directed the 11 violations, or knew of the violations and failed to act to prevent them,” Taylor v. List, 880 F.2d 1040, 12 1045 (9th Cir. 1989); accord Starr, 652 F.3d at 1205-08; Corales, 567 F.3d at 570; Preschooler II 13 v. Clark County School Board of Trustees, 479 F.3d 1175, 1182 (9th Cir. 2007); Harris v. Roderick, 14 126 F.3d 1189, 1204 (9th Cir. 1997). 15 Plaintiff may not seek to impose liability on defendants merely upon position of authority, 16 based on vague or other conclusory allegations. Plaintiff fails to allege sufficient facts to support a 17 plausible claim based on the knowing disregard of a substantial risk of harm to Plaintiff’s health. 18 Medical malpractice does not become a constitutional violation merely because the victim is a 19 prisoner, and Estelle, 429 U.S. at 106; McGuckin, 974 F.2d at 1059, and isolated occurrences of 20 neglect do not rise to the level of an Eighth Amendment violation, O’Loughlin v. Doe, 920 F.2d 614, 21 617 (9th Cir. 1990); Wood v. Housewright, 900 F.2d 1332, 1334 (9th Cir. 1990). 22 2. Analysis 23 Plaintiff fails to state a cognizable Eighth Amendment claim. Plaintiff alleges Defendants 24 were indifferent by failing to provide him with treatment for kidney stones. Id. at 6, Part 1 of 25 Complaint, Doc. 1. However, Plaintiff’s complaint demonstrates that Defendants were not indifferent 26 to Plaintiff’s complaints but evaluated Plaintiff and treated him according to medical necessity. On 27 September 8, 2010 and September 22, 2010, Plaintiff was seen by the urologist who did not feel that 28 methadone was required. Id. at 70, Part 2 of Complaint. The doctor noted there were no active Page 6 of 14 1 symptoms of kidney stones. Id. On November 4, 2010, Plaintiff was seen and the doctor noted no 2 manifestation of kidney stone attacks. Id. at 71. Plaintiff requested methadone on numerous times. 3 Id. On December 1, 2010, Plaintiff had a CT Scan of the abdomen and pelvis. Id. Plaintiff contends 4 that he needs stronger pain medication such as morphine or methadone rather than Tylenol, but 5 Plaintiff’s medical records establish that Plaintiff does not currently have active kidney stones or any 6 other serious condition warranting narcotic drugs. Id. at 70, Part 2 of Complaint. Plaintiff states Dr. 7 Chen is ignoring the recommendations of the specialist. Id. at 5, Part 1 of Complaint. However, 8 Plaintiff does not state when he saw a specialist, who the specialist was, and if the recommendations 9 by the specialist concern his current medical condition. Id. Plaintiff also contends that Dr. Chen told 10 him to drink water, but Plaintiff disagrees with Dr. Chen and does not want to drink water because 11 of the high levels of arsenic. Id. at 6. 12 Plaintiff states he has not received his knee brace, but Plaintiff does not allege knee pain. Id. 13 at 7, Part 1 of Complaint. Moreover, Plaintiff states that Defendants did order him a knee brace. Id. 14 Plaintiff contends that Dr. Chen failed to provide him his ADA hearing impairment, but Plaintiff 15 alleges he was transferred and Dr. Sanchez renewed his ADA status. Id. Finally, Plaintiff contends 16 that during a ten minute exam, Dr. John Doe would not take a urine sample or treat infection, causing 17 Plaintiff to go to the hospital. Id. at 23, 28. However, the medical notes indicate that Dr. John Doe 18 stated that Plaintiff claimed that his pain was not adequately controlled by Tylenol; that he wanted 19 morphine; and that Dr. John Doe declined to order morphine. Id. at 53, Part 2 of Complaint. Plaintiff 20 fails to state a claim of deliberate indifference against Dr. John Doe. 21 Neither an inadvertent failure to provide adequate medical care, nor mere negligence or 22 medical malpractice, nor a mere delay in medical care, nor a difference of opinion over proper 23 treatment, constitutes an Eighth Amendment violation. See Estelle, 429 U.S. at 105-06; Sanchez v. 24 Vild, 891 F.2d 240, 242 (9th Cir. 1989); Shapley v. Nev. Bd. of State Prison Comm’r, 766 F.2d 404, 25 407 (9th Cir. 1984). Moreover, the Constitution does not require that prison doctors give inmates 26 every medical treatment they desire. Bowring v. Godwin, 551 F.2d 44, 47-48 (4th Cir. 1977). To 27 establish a constitutional right to treatment under the Eighth Amendment, an inmate must show that 28 a physician or other health care provider exercising ordinary skill and care at the time of observation Page 7 of 14 1 would conclude with reasonable medical certainty that: (1) the prisoner’s symptoms evidenced a 2 serious disease or injury; (2) the disease or injury was curable or could be substantially alleviated; 3 and (3) the potential for harm to the prisoner by reason of delay or denial of care would be 4 substantial. Id. “The courts will not intervene upon allegations of mere negligence, mistake or 5 difference of opinion.” Id. at 48; see also Sanchez, 891 F.2d at 242. In addition, gross negligence is 6 insufficient to establish deliberate indifference. See Wood v. Housewright, 900 F.2d 1332, 1334 (9th 7 Cir. 1990). 8 Neither negligence nor gross negligence is actionable under § 1983 in the prison context. See 9 Farmer, 511 U.S. at 835-36 & n.4; Wood, 900 F.2d at 1334 (gross negligence insufficient to state 10 claim for denial of medical needs to prisoner). Nor is negligence actionable under § 1983 outside of 11 the prison context. The Constitution does not guarantee due care on the part of state officials; 12 liability for negligently inflicted harm is categorically beneath the threshold of constitutional due 13 process. See County of Sacramento v. Lewis, 523 U.S. 833, 849 (1998). The Eighth Amendment’s 14 prohibition of cruel and unusual punishment applies to prison medical care (and the Fourteenth 15 Amendment’s right to due process applies to jail medical care); however, an Eighth Amendment or 16 Fourteenth Amendment violation only occurs if there is deliberate indifference to a known risk to 17 an inmate’s serious medical condition. 18 Plaintiff alleges that defendants failed to provide him with morphine or methadone. However, 19 Plaintiff is not permitted to dictate his medical treatment. Bowring, 551 F.2d at 47-48. As a matter 20 of law, differences of opinion between prisoner and prison doctors fails to show deliberate 21 indifference to serious medical needs. Jackson v. McIntosh, 90 F.3d 330, 332 (9th Cir. 1996) 22 (emphasis added). 23 Thus, even with liberal construction, Plaintiff’s complaint does not allege deliberate 24 indifference to a medical need because neither mere negligence or medical malpractice, nor a mere 25 delay in medical care, nor a difference of opinion over proper treatment, constitutes an Eighth 26 Amendment violation. See Estelle, 429 U.S. at 105-06 (emphasis added); Sanchez, 891 F.2d at 242; 27 Shapley, 766 F.2d at 407. Moreover, the Constitution does not require that prison doctors give 28 inmates every medical treatment they desire. Bowring, 551 F.2d at 47-48. The complaint will be Page 8 of 14 1 dismissed for failure to state a claim upon which relief may be granted. 2 3 4 C. Eighth Amendment Conditions of Confinement Plaintiff alleges there is high levels of arsenic in the water at KVSP. Compl. at 6, Part 1 of Complaint, Doc. 1. 5 The Eighth Amendment protects prisoners from inhumane methods of punishment and from 6 inhumane conditions of confinement. Morgan, 465 F.3d at 1045. But this is not a mandate for 7 comfortable prisons. Farmer, 511 U.S. at 832. Indeed, prison conditions may be both restrictive and 8 harsh without violating the Constitution. Chapman, 452 U.S. at 347. Within this construct, however, 9 prison officials must provide food, clothing, shelter, sanitation, medical care, and personal safety. 10 Toussaint v. McCarthy, 801 F.2d 1080, 1107 (9th Cir. 1986). A prison official violates the Eighth 11 Amendment when these two components are met: (1) the deprivation alleged must be objectively 12 sufficiently serious; and (2) the prison official possesses a sufficiently culpable state of mind. 13 Farmer, 511 U.S. at 834 (citing Wilson v. Seiter, 501 U.S. 294, 297-98 (1991)). In determining 14 whether a deprivation of a basic necessity is sufficiently serious to satisfy the objective component 15 of an Eighth Amendment claim, courts consider the circumstances, nature, and duration of the 16 deprivation. The more basic the need, the shorter the time it can be withheld. See Johnson v. Lewis, 17 217 F.3d 726, 731 (9th Cir. 2000). Substantial deprivations of shelter, food, drinking water or 18 sanitation over an extended time are sufficiently serious to satisfy the objective component of an 19 Eighth Amendment claim. Id. at 732-33. 20 The exposure to toxic substances can support a claim under § 1983. See Wallis v. Baldwin, 21 70 F.3d 1074, 1076–77 (9th Cir. 1995) (exposure to asbestos). However, Plaintiff’s speculative and 22 conclusory allegations fail to state a claim that the elevated levels of arsenic in the water is 23 sufficiently serious as to constitute a risk of harm to Plaintiff’s health. Plaintiff has alleged that he 24 has various adverse health conditions attributable to the exposure, but provided no facts that would 25 enable the Court to conclude that this is anything more than unqualified speculation by an individual 26 and not based on medical or other training or science. The complaint lacks specific factual 27 allegations connecting each individual defendant to the conduct described. The allegations do not 28 make clear what role each defendant played in the process and how each caused or failed to correct Page 9 of 14 1 2 3 the alleged harm and how they had the capacity to correct it. Accordingly, the Court finds that Plaintiff fails to state a cognizable claim for relief under § 1983 based upon Eighth Amendment conditions of confinement. 4 D. Violation of State Prison Rules and Regulations 5 Violations of state prison rules and regulations, without more, do not support any claims 6 under section 1983. Ove v. Gwinn, 264 F.3d 817, 824 (9th Cir. 2001); Sweaney v. Ada County, 7 Idaho, 119 F.3d 1385, 1391 (9th Cir. 1997). Only if the events complained of rise to the level of a 8 federal statutory or constitutional violation may Plaintiff pursue them under section 1983. Patel, 648 9 F.3d at 971; Jones, 297 F.3d at 934. Thus, complaints that prison officials violated state regulations 10 regarding the inmate appeals process or prison disciplinary proceedings, for example, will not 11 support a claim for denial of due process under federal law. 12 E. Supervisory Liability and Linkage 13 Under § 1983, Plaintiff must link the named defendants to the participation in the violation 14 at issue. Iqbal, 129 S. Ct. at 1948-49; Simmons v. Navajo County, Ariz., 609 F.3d 1011, 1020-21 (9th 15 Cir. 2010); Ewing, 588 F.3d at 1235; Jones, 297 F.3d at 934. Liability may not be imposed on 16 supervisory personnel under the theory of respondeat superior, Iqbal, 129 S. Ct. at 1948-49; Ewing, 17 588 F.3d at 1235, and administrators may only be held liable if they “participated in or directed the 18 violations, or knew of the violations and failed to act to prevent them,” Taylor, 880 F.2d at 1045; 19 accord Starr, 652 F.3d 1202, 1205-08; Corales, 567 F.3d at 570; Preschooler II v. Clark County 20 School Board of Trustees, 479 F.3d 1175, 1182 (9th Cir. 2007); Harris v. Roderick, 126 F.3d 1189, 21 1204 (9th Cir. 1997). 22 Simply naming D. D. Ortiz, Associate Warden, Health Care Operations and M.D. Biter, 23 Warden, as defendants is insufficient to hold them liable based on a position of authority as Plaintiff 24 has not alleged any facts linking the defendant to acts or omissions, which suggest that the defendant 25 participated or directed the violations, or knew of the violations and failed to prevent them. Iqbal, 26 129 S. Ct. at 1948-49; Ewing, 588 F.3d at 1235. Accordingly, the Court finds that Plaintiff fails to 27 state a cognizable claim for relief under § 1983 against D. D. Ortiz, Associate Warden, Health Care 28 Operations and M.D. Biter, Warden, based upon supervisory liability. Page 10 of 14 1 F. Inmate Appeals and Defendants Related to Inmate Appeals Process 2 Defendants’ actions in responding to Plaintiff’s appeals, alone, cannot give rise to any claims 3 for relief under section 1983 for violation of due process. “[A prison] grievance procedure is a 4 procedural right only, it does not confer any substantive right upon the inmates.” Buckley v. Barlow, 5 997 F.2d 494, 495 (8th Cir. 1993) (citing Azeez v. DeRobertis, 568 F. Supp. 8, 10 (N.D. Ill. 1982)); 6 see also Ramirez v. Galaza, 334 F.3d 850, 860 (9th Cir. 2003) (no liberty interest in processing of 7 appeals because no entitlement to a specific grievance procedure); Massey v. Helman, 259 F.3d 641, 8 647 (7th Cir. 2001) (existence of grievance procedure confers no liberty interest on prisoner); Mann 9 v. Adams, 855 F.2d 639, 640 (9th Cir. 1988). “Hence, it does not give rise to a protected liberty 10 interest requiring the procedural protections envisioned by the Fourteenth Amendment.” Azeez, 568 11 F. Supp. at 10; Spencer v. Moore, 638 F. Supp. 315, 316 (E.D. Mo. 1986). Actions in reviewing a 12 prisoner’s administrative appeal cannot serve as the basis for liability under § 1983. Buckley, 997 13 F.2d at 495. 14 Plaintiff also seeks to impose liability under the Eighth Amendment on individuals related 15 to the inmate appeals process including N. Grannis, Chief Inmate Appeals Branch; T. Brewer, Chief 16 Executive Appeals Officer; D. D. Ortiz, Associate Warden, Health Care Operations; L. Zamora, 17 Chief Appeals; M.D. Biter, Warden; and Dr. N. Patel. Compl. at 1, 3, 23 of Part 1 of Complaint & 18 79 of Part 2 of Complaint, Doc. 1. Generally, denying a prisoner’s administrative appeal does not 19 cause or contribute to the underlying violation. George v. Smith, 507 F.3d 605, 609 (7th Cir. 2007). 20 The mere possibility of misconduct is insufficient to support a claim, Iqbal, 129 S. Ct. at 1949-50; 21 Moss, 572 F.3d at 969, and there is inadequate factual support for a claim that in denying his inmate 22 appeals, defendants knew of and disregarded a substantial risk of harm to Plaintiff. Farmer v. 23 Brennan, 511 U.S. 825, 837 (1994). Nevertheless, because prison administrators cannot willfully 24 turn a blind eye to constitutional violations being committed by subordinates, there may be limited 25 circumstances in which those involved in reviewing an inmate appeal can be held liable under 26 section 1983. Jett v. Penner, 439 F.3d 1091, 1098 (9th Cir. 2006). 27 On November 29, 2010, D. D. Ortiz, Associate Warden, Health Care Operations, issued a 28 memorandum stating Plaintiff’s appeal at KVSP was still pending. Id. at 79, Part 2 of Complaint. Page 11 of 14 1 On January 27, 2011, T. Brewer, Chief Executive Officer for KVSP, issued a second level response 2 to Plaintiff’s appeal. Id. at 70-71. Plaintiff was interviewed about his appeal by Dr. Patel, and on 3 September 8, 2010 and September 22, 2010, Plaintiff was seen by the urologist who did not feel that 4 methadone was required. Id. at 70. The doctor noted there were no active symptoms of kidney 5 stones. Id. On November 4, 2010, Plaintiff was seen and the doctor noted no manifestation of kidney 6 stone attacks. Id. at 71. Plaintiff requested methadone on numerous times. Id. On December 1, 2010, 7 Plaintiff had a CT Scan of the abdomen and pelvis. Id. On March 24, 2011, L. Zamora, Chief, Office 8 of Third Level Appeals, screened out Plaintiff’s appeal for time constraints. Id. at 72. 9 The complaint demonstrates that the defendants involved in the appeal process did not 10 willfully turn a “blind eye” to constitutional violations but reviewed the entire record and found that 11 Plaintiff received adequate medical treatment. Jett, 439 F.3d at 1098. 12 Plaintiff’s claims against D. D. Ortiz, Associate Warden, Health Care Operations and M.D. 13 Biter, Warden, are even further attenuated as they did not personally deny his appeals. A decision 14 by a defendant’s designee provides no basis for a claim as § 1983 does not permit respondeat 15 superior liability. Iqbal, 129 S. Ct. at 1948-49; Simmons, 609 F.3d at 1020-21; Ewing, 588 F.3d at 16 1235; Jones, 297 F.3d at 934. 17 Accordingly, the Court finds that Plaintiff fails to state a cognizable claim for relief under 18 § 1983 based upon the inmate appeals process and individuals related to the inmate appeals process. 19 G. Personal Participation and Doe Defendants 20 Under § 1983, Plaintiff must demonstrate that each named defendant personally participated 21 in the deprivation of his rights. Jones, 297 F.3d at 934. The Supreme Court has emphasized that the 22 term “supervisory liability,” loosely and commonly used by both courts and litigants alike, is a 23 misnomer. Iqbal, 129 S. Ct. at 1949. “Government officials may not be held liable for the 24 unconstitutional conduct of their subordinates under a theory of respondeat superior.” Id. at 1948. 25 Rather, each government official, regardless of his or her title, is only liable for his or her own 26 misconduct, and therefore, plaintiff must demonstrate that each defendant, through his or her own 27 individual actions, violated plaintiff’s constitutional rights. Id. at 1948–49. 28 Plaintiff fails to allege any facts personally linking the Dr. John Doe defendant to the alleged Page 12 of 14 1 rights violations. There is no evidence that this defendant personally participated in the events 2 alleged in Plaintiff’s complaint, and a doe defendant cannot be held liable based solely upon a 3 supervisory position. Plaintiff cannot proceed against this doe defendant unless he alleges how each 4 personally violated, or knowingly directed a violation of his constitutional rights. 5 6 Moreover, “[a]s a general rule, the use of ‘John Doe’ to identify a defendant is not favored.” Gillespie v. Civiletti, 629 F.2d 637, 642 (9th Cir.1980). 7 IV. Conclusion and Order 8 Plaintiff’s complaint fails to state any claims upon which relief may be granted. The Court 9 will provide Plaintiff with the opportunity to file an amended complaint. Lopez v. Smith, 203 F.3d 10 1122, 1130 (9th Cir. 2000) (en banc); Noll v. Carlson, 809 F.2d 1446, 1448-49 (9th Cir. 1987). 11 Plaintiff may not change the nature of this suit by adding new, unrelated claims in his amended 12 complaint. George v. Smith, 507 F.3d 605, 607 (7th Cir. 2007) (no “buckshot” complaints). 13 Plaintiff’s amended complaint should be brief, Fed. R. Civ. P. 8(a), but it must state what 14 each named defendant did that led to the deprivation of Plaintiff’s constitutional rights, Iqbal, 129 15 S. Ct. at 1948-49. Although accepted as true, the “[f]actual allegations must be [sufficient] to raise 16 a right to relief above the speculative level. . . .” Twombly, 550 U.S. at 555. 17 Finally, an amended complaint supersedes the prior complaint, Forsyth v. Humana, Inc., 114 18 F.3d 1467, 1474 (9th Cir. 1997); King v. Atiyeh, 814 F.2d 565, 567 (9th Cir. 1987), and it must be 19 “complete in itself without reference to the prior or superseded pleading,” Local Rule 220. Ferdik 20 v. Bonzelet, 963 F.2d 1258, 1262 (9th Cir. 1992) (reference to original and first amended complaints 21 was precluded by doctrine that an amended pleading supersedes the original pleading). Therefore, 22 “[a]ll causes of action alleged in an original complaint which are not alleged in an amended 23 complaint are waived.” King, 814 F.2d at 567 (citing to London v. Coopers & Lybrand, 644 F.2d 24 811, 814 (9th Cir. 1981)); accord Forsyth, 114 F.3d at 1474. 25 // 26 // 27 // 28 // Page 13 of 14 1 Based on the foregoing, it is HEREBY ORDERED that: 2 1. 3 Plaintiff’s complaint is DISMISSED for failure to state a claim upon which relief may be granted; 4 2. The Clerk’s Office shall send Plaintiff a complaint form; 5 3. Within thirty (30) days from the date of service of this order, Plaintiff shall file a 6 first amended complaint; and 7 4. 8 If Plaintiff fails to file a first amended complaint in compliance with this order, this action will be dismissed, with prejudice, for failure to state a claim. 9 10 IT IS SO ORDERED. 11 12 Dated: 7j8cce July 12, 2012 UNITED STATES MAGISTRATE JUDGE 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Page 14 of 14

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?