Almy et al v. United States Department of Defense et al

Filing 50

EXHIBITS re 49 MOTION to Dismiss or, in the Alternative, Motion for Summary Judgment, and Opposition to Plaintiffs' Motion for Partial Summary Judgment filed byDepartment of the Air Force, Department of the Navy, Michael B. Donley, Robert M. Gates, Ray Mabus, United States Department of Defense. (Attachments: # 1 Exhibit)(Related document(s) 49 ) (Parker, Ryan) (Filed on 8/19/2011)

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1 2 3 4 5 6 7 8 9 IAN HEATH GERSHENGORN Deputy Assistant Attorney General MELINDA L. HAAG United States Attorney VINCENT M. GARVEY Deputy Director PAUL G. FREEBORNE Virginia Bar No. 33024 RYAN B. PARKER Utah Bar No. 11742 U.S. Department of Justice Civil Division Federal Programs Branch P.O. Box 883 Washington, D.C. 20044 Telephone: (202) 353-0543 Facsimile: (202) 616-8460 E-mail: paul.freeborne@ usdoj.gov 10 Attorneys for Federal Defendants 11 12 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA 13 14 15 16 17 18 19 20 21 22 23 ) ) ) ) ) Plaintiffs, ) ) v. ) ) UNITED STATES DEPARTMENT OF ) DEFENSE, ROBERT M. GATES, Secretary of ) Defense; DEPARTMENT OF THE AIR FORCE; ) MICHAEL B. DONLEY, Secretary, Department ) of the Air Force; DEPARTMENT OF THE ) NAVY; and RAY MABUS, Secretary, ) Department of the Navy, ) ) Defendants. ) ) ) ) MICHAEL D. ALMY, ANTHONY J. LOVERDE, and JASON D. KNIGHT, Case No. 3:10-cv-5627 (RS) EXHIBITS TO DEFENDANTS’ MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF DEFENDANTS’ MOTION TO DISMISS OR, IN THE ALTERNATIVE, CROSS-MOTION FOR SUMMARY JUDGMENT AND OPPOSITION TO PLAINTIFFS’ MOTION FOR PARTIAL SUMMARY JUDGMENT Hearing Date: Thursday, October 13, 2011 Time: 1:30 P.M. Courtroom: San Francisco Courthouse, Courtroom 3 - 17th Floor 450 Golden Gate Avenue, San Francisco, CA 94102 24 25 26 27 28 Exhibits to Defendants’ Memorandum of Points and Authorities in Support of Defendants’ Motion to Dismiss or, in the Alternative, Cross-Motion for Summary Judgment and Opposition to Plaintiffs’ Motion for Partial Summary Judgment, Almy v. United States Department of Defense, Case No. 3:10-cv-5627 (RS) 1 EXHIBITS 2 1. Memorandum for Secretaries of the Military Departments, “Repeal of Don’t Ask, Don’t Tell” and Future Impact on Policy, dated January 28, 2011 4 2. Declaration of Patrick A. Count, Department of the Navy, with Enclosures 5 3. Declaration of Kathy Wardlaw, PhD, Department of the Navy, with Enclosures 6 4. Declaration of Feroz A. Essa, Department of the Air Force 7 5. Declaration of Mark Sakowski, Department of the Navy 8 6. Federal Rule of Civil Procedure 56(d) Declaration of Counsel, Paul G. Freeborne 3 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Exhibits to Defendants’ Memorandum of Points and Authorities in Support of Defendants’ Motion to Dismiss or, in the Alternative, Cross-Motion for Summary Judgment and Opposition to Plaintiffs’ Motion for Partial Summary Judgment, Almy v. United States Department of Defense, Case No. 3:10-cv-5627 (RS) Memorandum for Secretaries of the Military Departments, “Repeal of Don’t Ask, Don’t Tell” and Future Impact on Policy, dated January 28, 2011 UNDER SECRETARY OF DEFENSE 4000 DEFENSE PENTAGON WASHINGTON, D.C. 20301-4000 JAN L· I­ ,I PERSONNEL AND READINESS MEMORANDUM FOR SECRETARIES OF THE MILITARY DEPARTMENTS SUBJECT: Repeal of Don't As Don't Tell and Future Impact on Policy On December 22 od , 2010, the President signed legislation that will lead to the eventual repeal of 10 U.S.C. § 654 and its implementing regulations (commonly known as "Don't Ask, Don't Tell"). The legislation provides that repeal will take effect 60 days after the President, the Secretary of Defense, and the Chairman of the Joint Chiefs of Staff certify to Congress that the Armed Forces are prepared to implement repeal in a manner that is consistent with the standards of military readiness, military effectiveness, unit cohesion, and recruiting and retention of the Armed Forces. Until such time, there are no changes to 10 U.S.c. § 654 nor any existing Department or Service policies. The purpose of attachment one is twofold: I) to provide the Department's Policy Guidance that will take effect on the date of repeal (the exact date is not yet known) and 2) to inform the Military Services about the steps each should take immediately in order to prepare for the effective date of repeal. Additionally, the second attachment contains those changes to Department Instructions and Directives that will be effective on the date of repeal. It remains the policy of the Department of Defense that sexual orientation is a personal and private matter, to treat all members with dignity and respect, and to ensure maintenance of good order and discipline. Leaders will be essential to implementing this change in policy fairly and consistently. A clear focus on leadership, professionalism, and respect will enable any change in policy to be executed with minimum disruption to the force. CL\\"QLA~ Clifford L. Stanley Attachments: As stated cc: Chairman of the Joint Chiefs of Staff Coast Guard, Commandant (CG 1) General Counsel of the Department of Defense DADT Repeal Policy Guidance On the effective date of repeal of Don't Ask, Don't Tell (DADT), which is yet to be determined, this policy guidance will apply to all military personnel serving in the Armed Forces of the United States, including those serving in the Reserve components of the Armed Forces. In order to prepare to implement the below policy guidance on the effective date of repeal of DADT, each Service is immediately directed to identify its specific instructions and regulations related to all policy areas affected by the future repeal of DADT and prepare draft changes based on the below policy guidance. It is critical to reemphasize that these policy changes will not be effective until the date of repeal. Separations Upon repeal, Services may no longer separate Service members under the homosexual conduct policy set forth under 10 U.S.C. § 654 and its implementing regulations. Service members will no longer be subject to administrative separation based solely on legal homosexual acts, a statement by a Service member that he or she is a homosexual or bisexual (or words to that effect), or marriage or attempted marriage to a person known to be of the same biological sex. Members who have an approved separation date after the effective date of repeal based on proceedings commenced solely under 10 U.S.C. § 654 and its implementing regulations will have that separation cancelled and will return to duty. Additionally, on the date of repeal, Services will cease all pending investigations, separations, discharges, or administrative proceedings commenced solely under 10 U.S.C. § 654, and its implementing regulations. Services may reprocess if facts afford another appropriate reason for separation other than IOU .S.C. § 654 and its implementing regulations. In those cases already begun in which 10 U.S.C. § 654 and its implementing regulations represent one of multiple reasons for separation, Services will make a case-by-case determination as to whether to proceed with the separation or to start the proceedings over again. DoD discharge codes lB, RA, RB, RC for discharges under 10 U.S.C. § 654 and its implementing regulations will be discontinued. Accessions and Recruiting Policy Upon repeal, statements about sexual orientation or lawful acts of homosexual conduct will not be considered as a bar to military service or admission to Service academies, ROTC or any other accession program. Sexual orientation will continue to be a personal and private matter. Applicants for enlistment or appointment may not be asked, or be required to reveal, their sexual orientation. All applicants, regardless of any statements in regard to sexual orientation, will be treated with professionalism and respect. The required briefings given to applicants for enlistment and appointment regarding standards of personal conduct in the armed forces and separations policy will be amended appropriately to reflect the new policy. Re-Accessions Upon repeal, former Service members who were discharged solely under lO U.S.c. § 654 and its implementing regulations may apply to re-enter the Armed Forces. They will be evaluated according to the same criteria and Service requirements applicable to all prior-Service members seeking re-entry into the military at that time. There will be no preferential treatment for Service members separated solely under 10 U.S.C. § 654 and its implementing regulations. They will be processed as any other re-accession applicant under Service policies. Services shall continue to consider a Service member's previous performance and disciplinary record when determining suitability for re-entry. Services will waive re-entry codes on DD Forms 214 that are based upon separations under 10 U.S.C. § 654 and its implementing regulations. Applicants will then be processed on a case-by-case basis in accordance with Service policies. In considering applications for re-accessions, the Services will not consider to the detriment of an applicant any separation that was solely for under 10 U.S.c. § 654, and its implementing regulations. For example, former Service members who were separated with an honorable discharge (or an uncharacterized discharge for those occurring during initial training), and who have a separation code in their records reflecting a separation under 10 U.S.C. § 654 and its implementing regulations, shall be considered for re-entry according to the most favorable re-entry classification. The military requirements of the Services will continue to dictate re-accession criteria. Standards of Conduct Upon repeal, existing standards of conduct shall continue to apply to all Service members regardless of sexual orientation. Enforcement of service standards of conduct, including those related to public displays of affection, dress and appearance, and fraternization will be sexual orientation neutral. All members are responsible for upholding and maintaining the high standards of the U.S. military at all times and at all places. Services retain the authority provided by law, Department and Service regulations to counsel, discipline, and involuntarily separate those Service members who fail to obey established standards. 2 Leaders at all levels are entrusted to ensure the impartial administration of these standards and to hold Service members accountable. In cases where conduct is prohibited, leaders shall be expected to take such appropriate corrective or disciplinary action as they determine may be necessary to preserve morale, good order and discipline, unit cohesion, military readiness, and combat effectiveness. In order to meet the intent of this policy guidance, each Service is directed to immediately review its standards of personal and professional conduct policies and procedures to ensure that they provide adequate guidance in relevant areas, apply uniformly to all personnel, and promote an environment free from personal, social or institutional barriers that prevent Service members from rising to their highest potential. Place special emphasis in such review on the following areas: public displays of affection (PDA), dress and appearance, nepotism, unprofessional relationships, conflicts of interest, and zero tolerance for harassment and hazing. Standards of conduct shall clearly address the responsibility of leaders, supervisors, and subordinate personnel at all levels to foster unit cohesion, good order and discipline, respect for authority, and mission accomplishment. Additional Guidance Moral and Religious Concerns/Freedom ofSpeech Policies regarding Service members' individual expression and free exercise of religion already exist and are adequate. In today's military, people of different moral and religious values work, live and fight together. This is possible because they treat each one another with dignity and respect. This will not change. There will be no changes regarding Service member exercise of religious beliefs, nor are there any changes to policies concerning the Chaplain Corps of the Military Departments and their duties. The Chaplain Corps' First Amendment freedoms and their duty to care for all will not change. When Chaplains are engaged in the performance of religious services, they may not be required to engage in practices contrary to their religious beliefs. Service members will continue to respect and serve with others who may hold different views and beliefs. Equal Opportunity All Service members, regardless of sexual orientation, are entitled to an environment free from personal, social, or institutional barriers that prevent Service members from rising to the highest level of responsibility possible. Harassment or abuse based on sexual orientation is unacceptable and will be dealt with through command or inspector general channels. 3 Sexual orientation will not be considered along with race, color, religion, sex, and national origin as a class under the Military Equal Opportunity (MEO) program and therefore will not be dealt with through the MEO complaint process. In order to meet the intent of this policy guidance, DoD, Military Departments, and Service IV1EO programs will immediately review their current IV1EO Programs as established in DODD 1350.2 Department ofDefense Military Equal Opportunity (MEO) Program to ensure consistency with this policy. Collection and Retention ofSexual Orientation Data Sexual orientation is a personal and private matter. DoD components, including the Services are not authorized to request, collect, or maintain information about the sexual orientation of Service members except when it is an essential part of an otherwise appropriate investigation or other official action. Personal Privacy The creation of separate bathroom facilities or living quarters based on sexual orientation is prohibited, and Commanders may not establish practices that physically segregate Service members according to sexual orientation. Personal privacy is a concern for many Service members. Members of the Armed Forces accept living and working conditions that are often austere, primitive, and characterized by forced intimacy with little or no privacy. Consistent with current policy, Commanders will continue to maintain the discretion to alter berthing or billeting assignments in accordance with Service policy in the interest of maintaining morale, good order and discipline, and consistent with performance of the mission. Benefits There will be no changes at this time to eligibility standards for military benefits, including applicable definitions. Service members and their opposite-sex spouses receive a range of entitlements and benefits depending on eligibility. The Defense of Marriage Act, I U.S .C. § 7, and the existing definition of "dependent" in some laws, prohibit extension of many military benefits-such as medical care, travel and housing allowances, and other benefits-to same-sex couples. All Service members will continue to have various benefits for which they may designate beneficiaries in accordance with the rules governing each program. Some Service members may not have taken full advantage of these designations prior to repeal ofDADT. The Services will reemphasize the opportunity to designate beneficiaries for these benefits to all its Service members. Such benefits include the following: 4 1. 2. 3. 4. 5. 6. 7. 8. Service Member's Group Life Insurance (SGLI) Beneficiary Post Vietnam-Era Veterans Assistance Program (VEAP) Beneficiary GJ. Bill Death Beneficiary Death Gratuity Beneficiary Final Settlement of Accounts Beneficiary Wounded Warrior Act Designated Caregiver Thrift Savings Plan (TSP) Beneficiary Survivor Benefit Plan Beneficiary Although there will be no changes to benefits eligibility on the date of repeal, the Department will continue to study existing benefits to determine those, if any, that should be revised, based on policy, fiscal, legal, and feasibility considerations, to give the Service member the discretion to designate a person or persons of their choosing as a beneficiary. lvfedical Policy There will be no changes to existing medical policies. The Surgeons General of the Military Departments have determined that repeal of DADT does not affect the military readiness of the force and that changes to medical policies are not necessary. Duty Assignment There will be no changes to assignment policies. All Service members will continue to be eligible for world-wide assignment without consideration of sexual orientation. Service members assigned to duty, or otherwise serving in countries in which homosexual conduct is prohibited or restricted, will abide by the guidance provided to them by their local commanders. Release from Service Commitments There will be no new policy to allow for release from service commitments for Service members opposed to repeal of 10 U.S.c. § 654 or to serving with gay and lesbian Service members. Service members may request to be voluntarily discharged under the plenary authority of the Military Department Secretary concerned, or other appropriate authority based upon the specific facts of each case. Such discretionary discharge may only be granted when the Military Department Secretary concerned has determined the early separation would be in the best interest of the Service. 5 Claims for Compensation and Retroactive Full Separation Pay The Department will not authorize compensation of any type, including retroactive full separation pay, for those previously separated under lO U.S.C. §654 and its implementing regulations. 6 Declaration of Patrick A. Count, Department of the Navy, with Enclosures 1910-148 CH-11, 29 Apr 2005 Page 1 of 7 MILPERSMAN 1910-148 SEPARATION BY REASON OF HOMOSEXUAL CONDUCT Responsible NAVPERSCOM Office (PERS-4832) References Phone: DSN COM FAX 882-4432 (901) 874-4432 882-2624 (a) CNO WASHINGTON DC 281833Z OCT 99 (NAVADMIN 291/99) (b) CNO WASHINGTON DC 010300Z MAR 94 (NAVADMIN 033/94) (c) Uniform Code of Military Justice (UCMJ), Article 31(b) (d) Manual for Courts-Martial (MCM) United States (e) CNO WASHINGTON DC 131430Z APR 00 (NAVADMIN 094/00) (f) BUPERSINST 1900.8A 1. Policy. Separation processing is mandatory if the commanding officer (CO) believes, based on credible information, the servicemember has committed homosexual conduct as defined in MILPERSMAN 1900-010. 2. Separation Authority. Commander, Navy Personnel Command (COMNAVPERSCOM) serves as separation authority for all cases involving homosexual conduct. 3. Separation Basis a. Homosexual conduct exists if a servicemember has (1) engaged in a homosexual act; (2) married or attempted to marry a person of the same biological sex; or (3) stated that he/she is a homosexual or bisexual, or made other statements indicating a propensity or intent to engage in homosexual acts. b. Sexual orientation (e.g., heterosexual, homosexual, and bisexual) is considered a personal and private matter, and is 1910-148 CH-11, 29 Apr 2005 Page 2 of 7 not a bar to continued service unless manifested by homosexual conduct as defined in MILPERSMAN 1900-010. c. Processing is not required if member committed homosexual conduct to avoid or terminate military service, and separation is not in the best interest of Navy. 4. Fact-Finding Inquiries a. If the CO questions the credibility of evidence of homosexual conduct, a fact-finding investigation may be necessary. An investigation is not mandatory and only a CO can authorize it. Sole purpose of an investigation is to uncover further information to assist the CO in determining whether the alleged homosexual conduct actually occurred. b. As explained in reference (a), before a CO authorizes an investigation concerning alleged homosexual conduct, the command’s judge advocate should consult with the senior judge advocate assigned to the general court-martial convening authority or higher authority. COs without assigned judge advocates should consult directly with a senior judge advocate in their chain of command, or seek assistance in securing such advice from Navy Trial Service Offices or Navy Personnel Command (NAVPERSCOM). Consultation should occur prior to initiation of any investigation. c. COs may personally conduct the inquiry or appoint an investigating officer. d. As explained in reference (b), members shall not be asked nor required to reveal their sexual orientation; however, when credible information indicates homosexual conduct, members may be asked if they engaged in such conduct. Prior to any questioning, members suspected of homosexual conduct should be advised of the Department of Defense (DOD) policy on homosexual conduct and apprised of their rights per reference (c), if applicable. e. If a CO has credible evidence of possible criminal conduct, the procedures outlined in reference (d) and other Secretary of the Navy (SECNAV) regulations/directives must be followed. f. Where a servicemember has stated that he/she is a homosexual or bisexual and does not contest separation, little 1910-148 CH-11, 29 Apr 2005 Page 3 of 7 or no investigation should be necessary. A commander who suspects that a servicemember has made such a statement for purpose of seeking separation from Naval Service in order to avoid a service obligation, and who believes the member is not a person who engages in, attempts to engage in, has a propensity to engage in, or intends to engage in homosexual acts, may initiate a more substantial investigation only when authorized by SECNAV (Assistant Secretary of the Navy, Manpower and Reserve Affairs (ASN(M&RA)). g. A request for authorization may be forwarded to NAVPERSCOM, Enlisted Performance and Separations Section (PERS-4832) for coordination with SECNAV (ASN(M&RA)). Request will provide facts surrounding disclosure, an explanation of why further inquiry is appropriate, and an assessment of any potential disadvantage of an extended inquiry. h. The following is a definition of “substantial inquiry”: As explained in reference (e), a substantial inquiry to determine whether a statement was made for the purpose of seeking separation from the military service in order to avoid a service obligation is an inquiry that extends beyond questioning the member who made the statement, and/or a third party who reports that a member made a statement, individuals suggested by the member for interview, and the member’s immediate supervisory chain of command. 5. Credible Information. This table provides some examples of when credible information exists or does not exist to support initiating fact-finding inquiries: Credible information... does not exist WHEN... • the only information is the opinion of others that a member is homosexual; • information is based on rumor, suspicion, or capricious claims concerning a member’s sexual orientation; or • the only known information is associational activity such as frequenting homosexual bars, possessing/reading homosexual publications, associating with known homosexuals, or marching in a homosexual rights rally in civilian clothes. (Such activity, in and of itself, does not provide evidence of homosexual conduct.) 1910-148 CH-11, 29 Apr 2005 Page 4 of 7 Credible information... WHEN... • member states they are homosexual/bisexual, or married to a member of the same sex, or have engaged in homosexual acts; • a reliable person has observed or heard a member engaging in homosexual acts; • a reliable person states they heard, observed, or discovered a member make a spoken/written statement that a reasonable person would believe was intended to convey the fact they engage in, attempt to engage in, or have a propensity to engage in homosexual acts; or • does exist a reliable person states they have observed behavior that amounts to a non-verbal statement by a member they are homosexual or bisexual (i.e., behavior that a reasonable person would believe was intended to convey the member engages in, attempts to engage in, or has the propensity to engage in homosexual acts). 6. Processing Procedures. Administrative Board Procedure (MILPERSMAN 1910-404) must be used. Least favorable characterization for cases based on homosexual acts and/or marriage must state Under Other Than Honorable (OTH). For cases where sole basis for processing is an admission by the servicemember that he/she is a homosexual or bisexual, least favorable characterization may be General (Under Honorable Conditions) (GEN). 7. Verbatim Processing Reasons. Reason for processing cited on member’s notice of an Administrative Board Procedure must state the member is being processed for: “HOMOSEXUAL CONDUCT AS EVIDENCED BY: in its entirety) (one or more of the following phrases a. member’s statement that he/she is a homosexual or bisexual, or words to that effect, which creates a rebuttable presumption that he/she engages in, attempts to engage in, has a propensity to engage in, or intends to engage in homosexual acts; and/or b. member engaging in, attempting to engage in, or soliciting another to engage in a homosexual act(s); and/or c. member’s marriage or attempted marriage to a person known to be of the same biological sex.” 1910-148 CH-11, 29 Apr 2005 Page 5 of 7 8. Mandatory Separation. separation is mandatory. A member must be... separated retained WHEN there is an approved finding the... member made a statement that he/she is a homosexual or bisexual, or words to that effect member committed homosexual act(s) member married or attempted to marry a person known to be of the same biological sex board does not find sufficient evidence that homosexual conduct exists (See Note 1.) Use this table to determine when UNLESS there are further approved findings that... the member has demonstrated that he/she does not engage in, or have a propensity to engage in, homosexual act(s). (See Notes 1 and 2.) THEN the administrative board may recommend... retention • such acts are a departure from the member’s usual behavior; and • such acts are unlikely to recur; and • such acts were not accomplished by use of force, coercion, or intimidation; and • under the particular circumstances of the case, the member’s continued presence in Navy is consistent with Navy’s interest in good order and discipline, and morale; and • the member does not have a propensity to engage in homosexual acts. (See Note 1) (See Note 1.) retention using the homosexual conduct board findings/ recommendations sheet per MILPERSMAN 1910-516. the case involves another basis for separation (e.g., misconduct, etc.) which member was notified of and a basis for separation is recommended. separation for the other basis 1910-148 CH-11, 29 Apr 2005 Page 6 of 7 NOTES: 1. The member bears the burden of proving by a preponderance of the evidence that retention is warranted. 2. In determining whether a member has successfully rebutted the homosexual acts presumption, the following (not all inclusive) may be considered: a. Whether the member has engaged in homosexual acts. b. Member’s credibility. c. Nature and circumstances of member’s statement. d. Testimony from others regarding member’s past conduct, character and credibility. 9. Characterization of Separation a. Use this table to determine characterization of service. WHEN... during the current term of service, the member attempted, solicited, or committed a homosexual act with aggravating circumstances as follows: THEN separation type... can be OTH per MILPERSMAN 1910-300 • • • by using force, coercion, or intimidation; with a person under age 16; with a subordinate in circumstances that violate customary naval superior-subordinate relationships; • openly in public view; • for compensation; • aboard a naval vessel or aircraft; or • in another location subject to naval control, under aggravating circumstances that adversely impact good order and discipline; or morale-comparable to the impact created by such activity aboard a vessel or aircraft processing by reason of statement (see Note) or homosexual acts or marriage do not meet criteria for OTH consideration cited above may be GEN or Honorable (HON) per MILPERSMAN 1910-300 NOTE: Characterization of service is based on service record in cases of homosexual conduct with no evidence (including admissions) of aggravating circumstances. b. If the member has less than 180 days of service, an Entry Level Separation may be appropriate. See MILPERSMAN 1910-308. 1910-148 CH-11, 29 Apr 2005 Page 7 of 7 c. MILPERSMAN 1910-300 provides additional characterization guidance. 10. Separation Program Designator (SPD). the following SPD codes are to be used: Per reference (f), SPD CODES EXPLANATION GRA-Homosexual Conduct (Acts) GRB-Homosexual Conduct (Statement) GRC-Homosexual Conduct (Marriage or Attempted Marriage) HRA-Homosexual Conduct (Acts) HRB-Homosexual Conduct (Statement) HRC-Homosexual Conduct (Marriage or Attempted Marriage) Involuntary discharge, approved recommendation of a board. (Use when administrative board was held.) Involuntary discharge in lieu of further processing or convening of a board. (Use when administrative board was waived.)

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