Apple Inc. v. Samsung Electronics Co. Ltd. et al
Filing
1285
EXHIBITS re #1189 Pretrial Conference Statement, Samsung's Revised Exhibit 6 to Pretrial Conference Statement and Proposed Order filed bySamsung Electronics Co. Ltd.. (Attachments: #1 Revised Exhibit 6)(Related document(s) #1189 ) (Briggs, Todd) (Filed on 7/23/2012)
REVISED
EXHIBIT 6
Apple v Samsung
Samsung's Trial Exhbits
Trial Ex. No.
500
501
503
504
Description
iPhone App testing
including photos and mail
(with error message)
Fidler Tablet Specifications
BegBates
APLNDC‐
WH0000279372
EndBates
APLNDC‐
WH0000279376
Substance or Purpose
Infringement
Sponsoring Witness
Emilie Kim; Nitin Ganatra
FIDLER00000030
FIDLER00000030
Roger Fidler, Robert Anders, Peter
Bressler, Itay Sherman, Sam Lucente
ETSI IPR Policy (November
1999)
U.S. Design Patent No.
D500,037
S‐ITC‐003356888
S‐ITC‐003356893
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade Dress
Functionality
FRAND
SAMNDCA00027716
SAMNDCA00027722
506
US Pat. No. 6,919,678
SAMNDCA00354855
SAMNDCA00354872
507
Japanese design patent JP
D1204221 (“JP221”)
SAMNDCA00402432
SAMNDCA00402444
508
Sharp Zarus SL‐6000L
511
Japanese design patent JP
D1241638 (“JP638”)
SAMNDCA00255247
SAMNDCA00255260
512
Korean design patent KR
30‐0398307
SAMNDCA00282113
SAMNDCA00282120
02198.51855/4870615.1
1
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/Design Patent
Functionality/Trade Dress
Functionality/Lack of
distinctiveness or confusion
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade Dress
Functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/Design Patent
Karl Rosenbrock, Michael Walker, Eric
Stasik, David Teece
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente, Douglas Satzger,
Sean Roarty
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente, Douglas Satzger
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente
Sam Lucente, Susan Kare, Jeeyuen Wang,
Min Seung Song, Dongseok Ryu
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente
7/23/2012
Trial Ex. No.
Description
BegBates
EndBates
515
Korean design patent KR
30‐0394921
SAMNDCA00255305
SAMNDCA00255311
516
Mac OS X 10.4 Tiger
518
Video of LaunchTile
running on an HP iPAQ
device that was shown by
Bederson at the CHI
Conference and HP iPAQ
device running LaunchTile
U.S. Design Patent No.
D534,516
Ex. D ISO Bederson's
Declaration ISO
Opposition to PI Motion
SAMNDCA00326488
SAMNDCA00326498
522
MPCP Project 2006
SAMNDCA00321382
SAMNDCA00321427
526
Samsung F700
520
02198.51855/4870615.1
Substance or Purpose
Functionality/Trade Dress
Functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/Design Patent
Functionality/Trade Dress
Functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/Design Patent
Functionality
Prior Art/Invalidity
2
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/Design Patent
Functionality/Trade Dress
Functionality
Independent Creation/Samsung
Design Process/Lack of
copying/Trade Dress
Functionality/Design Patent
Functionality
Independent Creation/Samsung
Design Process/Lack of
copying/Trade Dress
Functionality/Design Patent
Sponsoring Witness
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente
Sam Lucente, Susan Kare, Jeeuen Wang,
Dongseok Ryu, Bart Andre, Freddy
Anzures, Imran Chaudhri, Wei Chen,
Daniel Coster, Daniele De Iuliis, Richard
Dinh, Evans Hankey, Chris Harris, Phil
Hobson, Quin Hoellwarth, Chris Hood,
Richard Howarth, Jonathan Ive, Duncan
Kerr, Ben Kunst, Mark Lee, Brian Lynch,
Shin Nishibori, Chris Prest, Matthew
Rohrbach, Fletcher Rothkopf, Peter
Russell‐Clarke, Phillip Schiller, Christopher
Stringer, John Ternus, Eugene Whang,
Steve Zadesky, Rico Zorkendorfer
Benjamin Bederson
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente
Hyoung Shin Park, Gi‐Young Lee, Min
Hyouk Lee, Dongseok Ryu
Itay Sherman, Hyoung Shin Park, Gi‐Young
Lee, Min Hyouk Lee, Peter Bressler, Sam
Lucente
7/23/2012
Trial Ex. No.
527
528
Description
BegBates
EndBates
Patent Holdup and Royalty
Stacking
XNav sourcecode
S‐ITC‐003893262
S‐ITC‐003893320
529
Fidler, Roger. "The Tablet
Newspaper Vision 1981 ‐
2010." [Ex. 266 to Fidler
Dep. Tr.]
531
Samsung Licensing
Presentation to Apple
(September 2010)
iPhone User Guide for iOS
4.2 and 4.3 Software
iPhone Buyer Survey,
Apple Market Research &
Analysis, FY11 ‐ Q2
ComTech Report Q1, 2011
IDC Worldwide Quarterly
Mobile Phone Tracker ‐
2011 Q4, tab "Historical
Pivot," Data filtered by
setting 'Region' to "USA"
and 'Device Type' to
"Smartphone."
IDC Worldwide Quarterly
Media Tablet Tracker ‐
2011 Q4, tab "Pivot Table,"
Data filtered by setting
'Region' to "USA" and
'Product Category' to
"Media Tablet."
U.S. Design Patent
D581,922
533
534
535
536
537
538
02198.51855/4870615.1
Substance or Purpose
Functionality/Design Patent
Invalidity
FRAND
Prior Art/Invalidity
Ex. G ISO Bederson's
Declaration ISO
Opposition to PI Motion
Sponsoring Witness
Benjamin Bederson
Roger Fidler, Robert Anders, Peter
Bressler, Itay Sherman, Sam Lucente
Eric Stasik, David Teece
APLNDC00000898
APLNDC00000916
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade Dress
Functionality
FRAND
SAMNDCA00371436
SAMNDCA00371709
Infringement
APLNDC0000036266
APLNDC0000036348
Damages
Woodward Yang; Emilie Kim; Nitin
Ganatra
Arthur Rangel; Greg Joswiak
APLNDC0002831037
APLNDC‐Z0000000001
APLNDC0002831088
APLNDC‐Z0000000001
Damages
Damages
Arthur Rangel; Greg Joswiak
Arthur Rangel
APLNDC‐Z0000000003
APLNDC‐Z0000000003
Damages
Arthur Rangel
SAMNDCA00414425
SAMNDCA00414429
Design Patent Invalidity/ Design
patent Non‐Infringement/ Claim
Construction/ Independent
Creation/Samsung Design
Process/Lack of copying/Trade
Itay Sherman, Robert Anders, Peter
Bressler, Bart Andre, Daniel Coster,
Richard Howarth, Johnathan Ive, Duncan
Kerr, Shin Nishibori, Matthew Rohrbach,
Douglas Satzger, Christopher Stringer,
3
Seong Woo (Clayton) Kim, Boris Teksler
7/23/2012
Trial Ex. No.
539
541
542
543
544
546
547
548
549
Description
BegBates
EndBates
Substance or Purpose
Dress Functionality/Design Patent
Functionality
iPhone User Guide for iOS
5.1 Software
iPad and iPod Touch, US &
WW Sales Data, Q4FY07 ‐
Q2FY12
iPhone US & WW Sales
Data Q3FY07 – Q2FY12
iPhone Units/Revenue
Report Q3FY07 ‐ Q1FY12
(Domestic)
iPad US Profitability on a
Per Unit Basis
Bederson et al.: Pad++ A
Zooming Graphical
Interface for Exploring
Alternate Interface Physics
A Survey of Licensed
Royalties
Listing of MERL
DiamondTouch
Mandelbrot source code
files, dated December 8,
2003 through November
30, 2004, found on the
MERL‐Drive in the folders:
MERL‐
Drive/diamondtouch/peop
le/forlines/Mandelbrot/src
/com/merl/diamondtouch
and MERL‐
rive/diamondtouch/people
/forlines/Mandelbrot/src/c
om/merl/forlines/fractal
and MERL DiamondTouch
Table with Mandelbrot
files
Samsung's December 14,
SAMNDCA00371710
SAMNDCA00371888
Infringement
APLNDC0003149779
APLNDC0003149794
Damages
Sponsoring Witness
Eugene Whang, Rico Zorkendorfer, Sam
Lucente, Quin Hoellwarth and Tracy‐Gene
Durkin
Woodward Yang; Emilie Kim; Nitin
Ganatra
Mark Buckley
APLNDC0003149809
APLNDC0003149814
Damages
Mark Buckley
APLNDC‐Y0000051357
APLNDC‐Y00000513362
Damages
Mark Buckley
APLNDC‐Y0000051599
APLNDC‐Y0000051605
Damages
Mark Buckley
Prior Art/Invalidity
Benjamin Bederson
FRAND
Eric Stasik, David Teece
Prior Art/Invalidity
Stephen Gray; Adam Bogue; Clifton
Forlines; Edward Tse
FRAND
Karl Rosenbrock, Michael Walker, Craig
02198.51855/4870615.1
Ex. G ISO Bederson's
Declaration ISO MSJ
S‐ITC‐003892736
S‐ITC‐003892741
MERL0000001
APLNDC‐WH‐A‐
APLNDC‐WH‐A‐
4
7/23/2012
Trial Ex. No.
550
551
556
557
558
561
562
563
565
Description
1998 Declaration to ETSI
Nomura Yasuhiro patent
Japanese application and
translation
U.S. Application No.
2002/0030699 "Van Ee
Application"
Jefferson Han TED Video ‐
Unveiling the genius of
multi‐touch interface
design available at
http://www.ted.com/talks
/jeff_han_demos_his_brea
kthrough_touchscreen.ht
ml
3GPP standard TS 25.322
version 6.4.0 (Release 6)]
U.S. Pat. No. D638,815
BegBates
0000009374
SAMNDCA00359127
EndBates
0000009374
SAMNDCA00359156
Substance or Purpose
Prior Art/Invalidity
Sponsoring Witness
Bishop, Sungho Choi
Stephen Gray
APLNDC‐Y0000085763
APLNDC‐Y0000085767
Prior Art/Invalidity
Stephen Gray
S‐ITC‐0000110899
(Samsung's Invalidity
Contentions, Ex. J‐5)
Prior Art/Invalidity
Jefferson Han
Knightly Dep. Ex. 1
Infringement
Tim Williams; Maribel Gomez; Michael
Janning; Marcus Paltian; Andre Zorn
Minhyouk Lee, Peter Bressler
SAMNDCA00365643
SAMNDCA00365648
U.S. Patent Appl. No.
60/718187 (Flynt
Provisional Application for
Enhanced Portable Device
Navigation Tools); U.S.
Patent No. 7,933,632
("Flynt Patent")
March 8, 2006 email from
Howarth to Ive
SAMNDCA00402181
APLNDC‐Y0000096275
SAMNDCA00402322
APLNDC‐Y0000096300
APLNDC0003040119
APLNDC0003040124
Influences for Apple designs at
issue
Samsung Declaration to
ETSI ‐ May 16, 2006
Letter from Angel
Tradacete Cocera, EC
Director‐General of
S‐794‐ITC‐005517211
S‐794‐ITC‐005517227
FRAND
S‐794‐ITC‐003053503
S‐794‐ITC‐003053504
FRAND
02198.51855/4870615.1
5
Independent Creation/ Lack of
copying/Trade Dress
Functionality/Design Patent
Functionality/Design Patent Non‐
Infringement
Prior Art/Invalidity
Stephen Gray
Jonathan Ive, Richard Howarth, Shin
Nishibori, Bart Andre, Daniel Coster,
Daniele De Iuliis, Duncan Kerr, Matthew
Rohrbach, Christopher Stringer, Eugene
Whang, Rico Zorkendorfer, Douglas
Statzger
Karl Rosenbrock, Michael Walker, Craig
Bishop, Sungho Choi
Karl Rosenbrock, Eric Stasik, David Teece
7/23/2012
Trial Ex. No.
566
568
572
573
575
576
578
579
581
586
Description
Competition to
Rosenbrock ‐ Jun. 21, 2006
IReen Interactive Design ‐
September 14, 2006
Samsung Declaration to
ETSI ‐ August 7, 2007
April 15, 2011 E‐mail
String, Subject: Re: IPhone
v Android Preso, with
Smartphone Market Study
US January 2011 attached
[Eric Jue Deposition, Ex.
14]
Bekkers & West ‐ IPR
Standardization Policies
and Strategic Patenting in
UMTS
ETSI IPR Policy FAQs
Third Party Published
Information on Headline
FRAND Rates
April 14, 2010 Apple
internal email chain and
meeting agenda; subject
line: "iPhone 'firsts'"
June 14, 2010 Apple
internal e‐mail with
subject line "Re: receiver
up high in Y"
Worldwide iPhone Q3’10
Performance Summary,
July 7, 2010
Samsung‐Apple Licensing
Discussion, October 5,
2010
02198.51855/4870615.1
BegBates
EndBates
Substance or Purpose
Sponsoring Witness
SAMNDCA00321539
SAMNDCA00321599
Hyoung Shin Park, Gi‐Young Lee, Min
Hyouk Lee, Dongseok Ryu, Jeeyuen Wang,
Sam Lucente, Susan Kare
S‐794‐ITC‐005517177
S‐794‐ITC‐005517181
Independent Creation/Samsung
Design Process/Lack of
copying/Trade Dress
Functionality/Design Patent
Functionality/Design Patent
Invalidity
FRAND
APLNDC0002007608
APLNDC0002007704
Damages
Karl Rosenbrock, Michael Walker, Craig
Bishop, Sungho Choi
Art Rangel; Eric Jue
S‐ITC‐003893321
S‐ITC‐003893361
FRAND
David Teece
S‐ITC‐003899001
S‐ITC‐003899003
FRAND
S‐ITC‐003359278
S‐ITC‐003359285
FRAND
Karl Rosenbrock, Michael Walker, David
Teece, Eric Stasik
Eric Stasik, David Teece
APL‐ITC796‐0000119763
APL‐ITC796‐0000119767
Steven Sinclair, Tamara Whiteside, Eric Jue
APLNDC0002326562
APLNDC0002326563
Apple not first in many
categories/Trade Dress
Functionality/Design Patent
Functionality
Invalidity/ Non‐Infringement/
Claim Construction/ Functionality
APL7940000082356
APL7940000082378
Damages
Arthur Rangel; Greg Joswiak
APLNDC00010886
APLNDC00010917
Damages
Richard Lutton, Boris Teksler
6
Richard Howarth, Eugene Whang, Itay
Sherman, Andrew Bright, Jonathan Ive,
Chris Stringer, Robert Anders, Mark Lehto
7/23/2012
Trial Ex. No.
587
588
589
590
591
Description
Worldwide iPhone Q4 ’10
Performance Summary,
October 6, 2010
Samsung Licensing
Presentation to Apple
(November 4, 2010)
Worldwide iPhone Q1 ’11
Performance Summary,
January 5, 2011
U.S. Patent No. 7,872,640
and WO 03/081458 ("Lira
Patent")
Vinci Tablet
BegBates
APL7940001120491
EndBates
APL7940001120512
Substance or Purpose
Damages
Sponsoring Witness
Arthur Rangel; Greg Joswiak
S‐ITC‐000085099
S‐ITC‐000085107
FRAND
Seong Woo (Clayton) Kim, Richard Lutton,
Boris Teksler
APL7940000102312
APL7940000102332
Damages
Arthur Rangel; Greg Joswiak
SAMNDCA00020541
SAMNDCA00024748
Prior Art/Invalidity
Andries van Dam
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade Dress
Functionality
Lack of confusion or dilution/lack
of harm/Trade Dress
Functionality/Design Patent
Functionality
FRAND
Peter Bressler, Robert Anders, Itay
Sherman
Greg Joswiak, Arthur Rangel, Richard
Lutton, Jared Gosler, Sanjay Sood, Greg
Joswiak, Tony Fadell, Robert Borchers,
Scott Forstall
Boris Teksler, Richard Lutton
592
ComTech United States
Report Q410
APLNDCAL0010809
APLNDCAL0010809.54
593
Apple & Motorola Mobility
‐ Settlement Discussion
Presentation ‐ February
22, 2011
March 10, 2011 Internal
Apple email chain re:
"Android shipments grow
1580%, now 'king of the
hill' in Europe" (Ng, Ex. 3)
Android Market Overview,
CY10 Q4
MPCP Project 2006
APLNDC‐
WH0000726801
APLNDC‐
WH0000726806
APL‐ITC796‐0000074705
APL‐ITC796‐0000074708
Damages
Arthur Rangel; Greg Joswiak
APLNDC00004618
APLNDC00004736
Damages
Arthur Rangel; Greg Joswiak
SAMNDCA00321659
SAMNDCA00321679
Hyoung Shin Park, Gi‐Young Lee, Min
Hyouk Lee, Dongseok Ryu
S‐ITC‐003899243
S‐ITC‐003899244
Independent Creation/Samsung
Design Process/Lack of
copying/Trade Dress
Functionality/Design Patent
Functionality
FRAND
594
595
596
598
Letter re Apple's Request
for Patent License from
Clayton Kim to Boris
02198.51855/4870615.1
7
Seong Woo (Clayton) Kim, Boris Teksler,
Michael Walker, Richard Lutton
7/23/2012
Trial Ex. No.
599
601
603
605
613
614
616
617
618
619
620
Description
Teksler (July 25, 2011)
Anne Layne Farrar, Is the
Patent Ambush
Prerequisite Met?
Assessing the Extent of Ex
Ante IPR Disclosure within
Standard Setting (August
18, 2011)
October 20, 2010 E‐mail
String, Subject: Joz Q4
Earnings Notes [Jue Ex. 6]
Letter re Apple's Request
for Patent License from
Clayton Kim to Boris
Teksler (January 31, 2012)
ComTech USA Report
Q411, February 10, 2012
ETSI Guide on IPRs,
September 1‐2, 2004
iPad Buyer Survey: Initial
US Results, Apple Market
Research & Analysis,
August 2010
Shipment Records
iPad Tracking Study FY11‐
Q2 Report, Apple Market
Research & Analysis, May
2011
Royalty Rates And
Licensing Strategies For
Essential Patents on LTE
(4G) Telecommunication
Standards
Technology Royalty Rates
in SEC Filings
Nokia Fingerprint
Document
02198.51855/4870615.1
BegBates
EndBates
Substance or Purpose
Sponsoring Witness
S‐ITC‐003360813
S‐ITC‐003360839
FRAND
Karl Rosenbrock, Eric Stasik, David Teece
APL‐ITC796‐0000119893
APL‐ITC796‐000011919
Damages
Greg Joswiak
S‐ITC‐003894720
S‐ITC‐003894721
FRAND
Seong Woo (Clayton) Kim, Boris Teksler,
Richard Lutton
APLNDC‐Y0000148505
APLNDC‐Y0000148555
Damages
Arthur Rangel; Greg Joswiak
S‐ITC‐003356758
S‐ITC‐003356781
FRAND
APLNDC‐Y0000023361
APLNDC‐Y0000023427
Damages
Karl Rosenbrock, Michael Walker, Eric
Stasik, David Teece, Sungho Choi, Craig
Bishop
Arthur Rangel; Greg Joswiak
S‐794‐ITC‐005276702
APLNDC0000036349
S‐794‐ITC‐005276708
APLNDC0000036570
Damages
Damages
Timothy Sheppard
Arthur Rangel; Greg Joswiak
S‐ITC‐003893362
S‐ITC‐003893367
FRAND
Eric Stasik, David Teece
S‐ITC‐003893372
S‐ITC‐003893379
FRAND
Eric Stasik, David Teece
SAMNDCA00326336
SAMNDCA00326380
SAMNDCA00326337
SAMNDCA00326381
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade Dress
Itay Sherman, Robert Anders, Peter
Bressler, Ricardo Vilas‐Boas
8
7/23/2012
Trial Ex. No.
Description
BegBates
622
Reuters Tablet Video [Ex. L
to Fidler Decl. in Support
of Samsung's Opposition
to Apple's Motion for
Preliminary Injunction]
Nokia 7710
623
Sony CAD
APLNDC‐NCC00000274
APLNDC‐NCC00000282
624
Braun comparisons
SAMNDCA00403201
SAMNDCA00403391
SAMNDCA00403203
SAMNDCA00403392
625
Untitled Mobile Design
Team Presentation with
images of mock‐ups
SAMNDCA00321707
SAMNDCA00321753
SAMNDCA00321726
SAMNDCA00321766
627
Best Buy circulars
SAMNDCA00357159
SAMNDCA00359048
628
Home button application
SAMNDCA00404139
SAMNDCA00404665
621
02198.51855/4870615.1
EndBates
9
Substance or Purpose
Functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade Dress
Functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade Dress
Functionality/Lack of
distinctiveness or confusion
Influences on Apple design/Design
Patent Functionality/Trade Dress
Functionality
Sponsoring Witness
Roger Fidler, Robert Anders, Itay Sherman,
Sam Lucente
Sam Lucente, Susan Kare, Jeeyuen Wang,
Min Seung Song, Dongseok Ryu
Itay Sherman, Sam Lucente, Bart Andre,
Daniel Coster, Richard Howarth,
Johnathan Ive, Duncan Kerr, Shin
Nishibori, Matthew Rohrbach, Douglas
Satzger, Christopher Stringer, Eugene
Whang, Rico Zorkendorfer, Freddy
Anzures, Imran Chaudhri, Richard
Howarth
Influences on Apple design/Lack of Christopher Mount, Bart Andre, Daniel
distinctiveness/Design Patent
Coster, Richard Howarth, Johnathan Ive,
Claim Construction
Duncan Kerr, Shin Nishibori, Matthew
Rohrbach, Douglas Satzger, Christopher
Stringer, Eugene Whang, Rico
Zorkendorfer, Sam Lucente, Robert
Anders
Independent Creation/Samsung
Hyoung Shin Park, Gi‐Young Lee, Min
Design Process/Lack of
Hyouk Lee, Dongseok Ryu
copying/Trade Dress
Functionality/Design Patent
Functionality
Design Patent Functionality/
Jessica Hammerstrom, Justin Denison,
Design Patent invalidity/Trade
Travis Merrill
Dress Functionality/Lack of
Distinctiveness/Lack of Dilution or
confusion/Lack of Secondary
meaning
Design Patent Invalidity/ Trade
Peter Bressler, Sam Lucente, Susan Kare,
Dress Invalidity
Bart Andre, Daniel Coster, Richard
7/23/2012
Trial Ex. No.
629
630
631
632
633
635
Description
BegBates
EndBates
Substance or Purpose
Next Big Thing television
campaign
Teece Expert Report of
3/22/2012 ‐ Exs. 3A, 3B
Teece Expert Report of
4/2/2012 ‐ Exs R4A‐R4E
Nokia N9
SAMNDCA00311579
SAMNDCA00312556
N/A
SAMNDCA00311586
SAMNDCA00312565
N/A
Lack of confusion or dilution
Sponsoring Witness
Howarth, Johnathan Ive, Duncan Kerr,
Shin Nishibori, Matthew Rohrbach,
Douglas Satzger, Christopher Stringer,
Eugene Whang, Rico Zorkendorfer, Freddy
Anzures, Imran Chaudhri, Robert Anders,
Greg Joswiak, Robert Borchers, Richard
Lutton, Tony Fadell, Daniel De Iuliis, Russel
Winer, Scott Forstall
Todd Pendelton, Justin Denison
FRAND
Eric Stasik, David Teece
N/A
N/A
FRAND
Eric Stasik, David Teece
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade Dress
Functionality/Lack of
distinctiveness or confusion
Infringement
Sam Lucente, Susan Kare, Jeeyuen Wang,
Min Seung Song, Dongseok Ryu
Infringement
Tim Williams; Paul Min; Maribel Gomez;
Michael Janning; Marcus Paltian; Andre
Zorn
3GPP Contribution R1‐
050565 and attached
Change Request
Intel Source Code for X‐
GOLD Processors
02198.51855/4870615.1
APLNDC‐WH‐
A0000011080
APLNDC‐WH‐
A0000011084
750DOC000001 – 4;
753DOC003318 – 3468;
750DOC000289 – 322;
750DOC000269 – 288;
750DOC000698 – 872;
750DOC002366 – 2373;
750DOC002398 – 2423;
750DOC002430 – 2441;
750DOC000332 – 338;
750DOC000339;
750DOC000226 – 231;
750DOC000354 – 359;
750DOC000340 – 353;
750DOC000360;
750DOC0000210 – 215;
750DOC000517 – 525;
750DOC000526 – 555;
10
Tim Williams; Yong‐Jun Kwak
7/23/2012
Trial Ex. No.
636
645
Description
Infineon X‐GOLD 61x
Product Specification
Apple iOS Source Code
02198.51855/4870615.1
BegBates
750DOC002669;
750DOC00147 – 153;
750DOC002442 – 2509;
750DOC002292 – 2299;
750DOC002322 – 2348;
750DOC000408 – 413;
750DOC000414 – 425;
750DOC000216 – 225;
750DOC000426 – 434;
750DOC000435 – 463;
750DOC003015 – 3016;
750DOC003263 – 3269
593DOC002961
EndBates
Substance or Purpose
Sponsoring Witness
593DOC004487
Infringement
Tim Williams; Maribel Gomez; Michael
Janning; Marcus Paltian; Andre Zorn
Woodward Yang; Emilie Kim; Nitin
Ganatra
APLNDC‐WH‐SC
00000433‐444; APLNDC‐
WH‐SC 00000496‐498;
APLNDC‐WH‐SC
00000448‐449; APLNDC‐
WH‐SC 00000450‐452;
APLNDC‐WH‐SC
00000298; APLNDCWH‐
SC 00000299; APLNDC‐
WH‐SC 00000300;
APLNDC‐WH‐SC
00000301‐00000304;
APLNDC‐WH‐SC
00000410‐414; APLNDC‐
WH‐SC 00000415‐416;
APLNDC‐WH‐SC
00000315‐328; APLNDC‐
WH‐SC00000333‐336;
APLNDC‐WH‐SC
00000307‐314; APLNDC‐
WH‐SC 00000337‐359;
APLNDC‐WH‐SC
00000329‐332;
APLNDCWH‐SC
00000360‐363; APLNDC‐
WH‐SC 00000305;
Infringement
11
7/23/2012
Trial Ex. No.
Description
02198.51855/4870615.1
BegBates
APLNDC‐WH‐SC
00000364; APLNDC‐WH‐
SC 00000306; APLNDC‐
WH‐SC 00000365‐369;
APLNDC‐WH‐SC
00000370‐378; APLNDC‐
WH‐SC 00000379;
APLNDC‐WH‐SC
00000380‐385;
APLNDCWH‐ SC
00000386‐389; APLNDC‐
WH‐SC 00000390‐400;
APLNDC‐WH‐SC
00000401‐403; APLNDC‐
WH‐SC 00000404‐409;
APLNDC‐WH‐SC
00000417‐432; APLNDC‐
WH‐SC 000007874‐
7889; APLNDC‐WH‐SC
00000453‐454; APLNDC‐
WH‐SC 00000479‐492;
APLNDC‐WH‐SC
00000471‐475; APLNDC‐
WH‐SC 00000468‐471;
APLNDCWH‐SC
00000475‐479; APLNDC‐
WH‐SC 00000458‐468;
APLNDC‐WH‐SC
00000513‐517; APLNDC‐
WH‐SC00000079‐126,
235‐247, 7320‐7431,
7459‐7508, 7623‐7994,
9559‐9586, 9606‐9635,
9683‐9787, 9795‐9810,
9857‐9898, 9907‐9921,
9935‐9940, 9948‐9987,
9999‐10001, 10052‐
10100, 10108‐10125;
APLNDC‐WH‐
SC00000078‐96
EndBates
Substance or Purpose
12
Sponsoring Witness
7/23/2012
Trial Ex. No.
646
647
648
649
655
661
662
Description
Focus testing for photos
and camera apps on all
devices
iPhone App testing
including mail and photos
iPad App testing including
mail and photos
February 22, 2006 email
forwarding "Sony Strives
for Original Design
(Business Week)."
BegBates
APLNDC‐
WH0000279006
EndBates
APLNDC‐
WH0000279008
Substance or Purpose
Infringement
Sponsoring Witness
Emilie Kim; Nitin Ganatra
APLNDC‐
WH0000228039
APLNDC‐
WH0000230081
APLNDC0001207640
APLNDC‐
WH0000228042
APLNDC‐
WH0000230085
APLNDC0001207643
Infringement
Emilie Kim; Nitin Ganatra
Infringement
Emilie Kim; Nitin Ganatra
Influences for Apple designs at
issue; design patent
functionality/Trade Dress
Functionality/Design Patent
Invalidity/Design Patent
Infringement
Prior Art/Invalidity
Greg Joswiak, Phil Schiller; Peter Bressler,
Tony Fadell, Christopher Stringer, Richard
Howarth, Douglas Satzger, Shin Nishibori
Files related to
MERL0000001
DiamondTouch, DTFlash,
and Tablecloth including
but not limited to:
TableCloth source
code: F:\diamondtouch\p
eople\alan\dev\Flash\class
es‐2005‐06‐
09\tablecloth_27.fla; Scre
enshot of Diamond Touch‐
Flash
Demonstration: F:\diamon
dtouch\DTFlash\DTFlash‐
2005‐06‐07\index.htm
TableCloth
screenshot: F:\diamondto
uch\DTFlash\Dtflash‐2005‐
06‐07 (Trac decl. Ex. 25)
and MERL DiamondTouch
Table with Tablecloth files
MERL DiamondTouch Price BOGUE17608
List and Terms and
Conditions of Sale dated
10/25/05 [Exhibit 2 to
Adam Bogue 3/9/12
Deposition]
12/12/2005 MERL
BOGUE000159
02198.51855/4870615.1
Andries van Dam; Adam Bogue; Clifton
Forlines; Edward Tse
BOGUE17609
Prior art/Invalidity/Priority
Andries van Dam; Adam Bogue; Clifton
Forlines; Edward Tse
BOGUE000161
Prior art/Invalidity/Priority
Andries van Dam; Adam Bogue; Clifton
13
7/23/2012
Trial Ex. No.
676
678
Description
DiamondTouch table and
developers Kit Purchase
Order [Exhibit 11 to Adam
Bogue 3/9/12 Deposition]
Financial Spreadsheet
U.S. Patent Pub. No.
2004/0041504 A1
BegBates
EndBates
Substance or Purpose
Sponsoring Witness
Forlines; Edward Tse
SAMNDCA00402074
SAMNDCA00027692
SAMNDCA00402075
SAMNDCA00027708
Damages
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade Dress
Functionality
Independent Creation/Samsung
Design Process/Lack of
copying/Trade Dress
Functionality/Design patent
functionality
Independent Creation/Samsung
Design Process/Lack of
copying/Trade Dress
Functionality/Design Patent
Functionality
Independent Creation/Samsung
Design Process/Lack of
copying/Trade Dress
Functionality/Design patent
functionality/Lack of dilution or
confusion/Trade dress invalidity
Infringement of 516 Patent
Timothy Sheppard; Jaehwang Sim
Sam Lucente, Itay Sherman, Sean Roarty
682
Minhyouk Lee Sketchbook
SAMNDCA00197773
SAMNDCA00197901
683
Jinsoo Kim Sketchbook
SAMNDCA00197131
SAMNDCA00197263
684
Photographic Summary of
Samsung Devices
N/A
N/A
685
TSG‐RAN WG1 #38,
Prague, Czechs, 16th ‐ 20th
August 2004, Power
control at the maximum
power limit for E‐DCH
3GPP TSG‐RAN WG1
#40bis Meeting, Beijing,
China, 4‐8 April 2005,
Power control at the
maximum power limit
Apple Email regarding
competitor products
APLNDC‐WH‐A
0000010862
APLNDC‐WH‐A
0000010863
APLNDC‐WH‐A
0000011011
APLNDC‐WH‐A
0000011015
Infringement of 516 Patent
Young‐Bum Kim, Tim Williams
APLNDC0001260016
APLNDC0001260024
Design Patent Invalidity/Design
Patent Non‐Infringement/ Design
Patent Functionality/Trade Dress
Functionality/Lack of
Christopher Stringer, Jonathan Ive, Daniel
Coster, Daniele de Iuliis, Matthew
Rohrbach, Rico Zorkendorfer, Duncan
Kerr, Richard Howarth, Eugene Whang,
686
687
02198.51855/4870615.1
14
Min Hyouk Lee
Jin‐soo Kim
Min Hyouk Lee, Hyoung Shin Park,
YongSeok Bang, Jin Soo Kim, Hangil Song,
Gi‐Young Lee, Justin Denison
Young‐Bum Kim, Tim Williams
7/23/2012
Trial Ex. No.
Description
BegBates
688
Reply Declaration of
Christopher Stringer in
Support of Apple's Motion
for a Preliminary
Injunction
Stringer Exhibit 1161
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality
689
Roger Fidler Deposition
Exhibit 245 and exhibits
thereto
Fidler Exhibit 245
690
Nishibori Exhibit 2 Various
photos of Sony device
APL‐ITC796‐
X0000016675
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality
Influences on Apple design/design
patent functionality/Trade dress
functionality
691
Objectified Video Clip
Exhibit S to 8/22/11
Jenkins Decl. ISO
Samsung’s Opposition to
PI
692
Jefferson Han emails
NYU‐0003405
693
Mandelbrot source code
MERL0000001
694
4/7/2005 Apple email from APLNDC00019933
Steve Hotelling to Greg
Christie then to Scott
Forstall re: LaunchTile
11/6/2003 email from
Bogue Dep. Ex. 4
Adam Bogue to Steve
695
02198.51855/4870615.1
EndBates
Substance or Purpose
distinctiveness or confusion
APL‐ITC796‐
X0000016693
Design Patent Invalidity/Design
Patent Functionality/Design
Patent Non‐Infringement/Claim
Construction/Trade Dress
Functionality
NYU‐0031996
Prior Art; Invalidity
Prior Art; Invalidity
APLNDC00019935
Prior Art; Invalidity
Prior Art; Priority
15
Sponsoring Witness
Douglas Satzger, Shin Nishibori, Bart
Andre, Itay Sherman, Robert Anders
Christopher Stringer, Jonathan Ive, Daniel
Coster, Daniele de Iuliis, Matthew
Rohrbach, Rico Zorkendorfer, Duncan
Kerr, Richard Howarth, Eugene Whang,
Douglas Satzger, Shin Nishibori, Bart
Andre, Itay Sherman, Robert Anders
Sam Lucente, Itay Sherman, Roger Fidler
Itay Sherman, Sam Lucente, Bart Andre,
Daniel Coster, Richard Howarth,
Johnathan Ive, Duncan Kerr, Shin
Nishibori, Matthew Rohrbach, Douglas
Satzger, Christopher Stringer, Eugene
Whang, Rico Zorkendorfer, Freddy
Anzures, Imran Chandhri, Richard
Howarth
Bart Andre, Daniel Coster, Daniele De
Iuliis, Richard, Howarth, Jonathan Ive, Shin
Nishibori, Duncan Kerr, Matthew
Rohrbach, Douglas Satzger, Christopher
Stringer, Eugene Whang, Rico
Zorkendorfer, Robert Borchers, Greg
Joswiak, Tony Fadell, Quin Hoellwarth,
Scott Forstall, Peter Bressler, Robert
Anders, Itay Sherman
Stephen Gray, Jefferson Han, Steve
Hotelling
Stephen Gray, Clifton Forlines, Adam
Bogue, Edward Tse
Stephen Gray, Scott Forstall, Steve
Hotelling
Adam Bogue, Steve Hotelling
7/23/2012
Trial Ex. No.
696
697
698
699
700
701
702
703
704
705
706
Description
Hotelling re:
DiamondTouch
Forlines et al.,
“Experiences with an
Observations of Direct‐
Touch Tabletops” [Bogue,
Ex. 3]
1/14/05 Bogue/Forlines
email re: DiamondTouch
demos [Forlines, Ex. 7]
10/31/05 Bogue/Forlines
email re: DiamondTouch
demos [Forlines, Ex. 14]
10/25/05 MERL
DiamondTouch Price List
and Terms and Conditions
of Sale [Bogue, Ex. 2]
12/12/05 Science
Applications International
Purchase Order [Bogue, Ex.
11]
Summaries of Apple’s
Consumer Surveys
Pursuant to FRE 1006
Summaries of Data
Concerning Hypothetical
Design Around Cost
Pursuant to FRE 1006
Summaries of Apple and
Samsung ASP Data
Pursuant to FRE 1006
Summary of Apple’s
Contentions Per Product
Pursuant to FRE 1006
Email from Julio Gonzalez
to David Singer
Exhibit 67 to the
Deposition of Cooper
Woodring
02198.51855/4870615.1
BegBates
EndBates
Substance or Purpose
Prior Art; Priority
Bogue Dep. Ex. 3
Sponsoring Witness
Adam Bogue, Clifton Forlines, Edward Tse
FORLINES000013
FORLINES000013
Prior Art; Priority
Clifton Forlines, Adam Bogue
FORLINES000020
FORLINES000021
Prior Art; Priority
Clifton Forlines, Adam Bogue
BOGUE017608
BOGUE017609
Prior Art; Priority
Adam Bogue
BOGUE000159
BOGUE000161
Prior Art; Priority
Adam Bogue
N/A
N/A
Damages
Michael Wagner
N/A
N/A
Damages
Michael Wagner
N/A
N/A
Damages
Michael Wagner
N/A
N/A
Damages
Michael Wagner
APLNDC‐
WH0000054224
Woodring Ex. 67
APLNDC‐
WH0000054236
FRAND
David Singer
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
Cooper Woodring, Itay Sherman, Robert
Anders
16
7/23/2012
Trial Ex. No.
Description
BegBates
EndBates
Approved Report of 3GPP
TSG RANWG1 #41
Competitive MP3 Player
Tear Apart
APLNDC‐WH‐
A0000011139
APLNDC0002230566
APLNDC‐WH‐
A0000011202
APLNDC0002230578
709
Competitive Analysis
Document
Joswiak Ex. 17
APL7940014663269
APL7940014663279
Design Patent invalidity, design
patent non‐infringement, design
patent functionality, trade dress
functionality, lack of
distinctiveness or confusion; lack
of copying
710
Internal Apple Email
Regarding Competitive
Update
APLNDC0001509486
APLNDC001509497
Design Patent invalidity, design
patent non‐infringement, design
patent functionality, trade dress
functionality, lack of
distinctiveness or confusion; lack
of copying
711
Competitive Update
Presentation
APLNDC0001531935
APLNDC0001531982
Design Patent invalidity, design
patent non‐infringement, design
patent functionality, trade dress
functionality, lack of
distinctiveness or confusion; lack
of copying
712
Internal Apple Email
Regarding Competitive
Phone Tracker
APLNDC0002230186
APLNDC0002230243
Design Patent invalidity, design
patent non‐infringement, design
patent functionality, trade dress
functionality, lack of
distinctiveness or confusion; lack
of copying
707
708
02198.51855/4870615.1
17
Substance or Purpose
functionality
Infringement
Sponsoring Witness
Design Patent invalidity, design
patent non‐infringement, design
patent functionality, trade dress
functionality, lack of
distinctiveness or confusion; lack
of copying
Christopher Stringer, Jonathan Ive, Daniel
Coster, Daniele de Iuliis, Matthew
Rohrbach, Rico Zorkendorfer, Duncan
Kerr, Richard Howarth, Eugene Whang,
Douglas Satzger, Shin Nishibori, Bart
Andre, Itay Sherman, Robert Anders, Greg
Joswiak, Fletcher Rothkopf, Steve Zadesky
Christopher Stringer, Jonathan Ive, Daniel
Coster, Daniele de Iuliis, Matthew
Rohrbach, Rico Zorkendorfer, Duncan
Kerr, Richard Howarth, Eugene Whang,
Douglas Satzger, Shin Nishibori, Bart
Andre, Itay Sherman, Robert Anders, Greg
Joswiak, Steve Zadesky, Fletcher Rothkopf
Christopher Stringer, Jonathan Ive, Daniel
Coster, Daniele de Iuliis, Matthew
Rohrbach, Rico Zorkendorfer, Duncan
Kerr, Richard Howarth, Eugene Whang,
Douglas Satzger, Shin Nishibori, Bart
Andre, Itay Sherman, Robert Anders,
Evans Hankey, Steve Zadesky, Fletcher
Rothkopf
Christopher Stringer, Jonathan Ive, Daniel
Coster, Daniele de Iuliis, Matthew
Rohrbach, Rico Zorkendorfer, Duncan
Kerr, Richard Howarth, Eugene Whang,
Douglas Satzger, Shin Nishibori, Bart
Andre, Itay Sherman, Robert Anders,
Steve Zadesky, Fletcher Rothkopf
Christopher Stringer, Jonathan Ive, Daniel
Coster, Daniele de Iuliis, Matthew
Rohrbach, Rico Zorkendorfer, Duncan
Kerr, Richard Howarth, Eugene Whang,
Douglas Satzger, Shin Nishibori, Bart
Andre, Itay Sherman, Robert Anders,
Jason Lor, Steve Zadesky, Fletcher
Rothkopf
Tim Williams; Yong‐Jun Kwak
7/23/2012
Trial Ex. No.
713
Description
January 17, 2005 email
from Alan Esenther to Chia
Shen and Adam Bogue re:
DTFlash on
\\herc\diamondspace
Email and Presentation:
Samsung Juke (SGH‐F210)
Cell Phone/MP3 Player
$300 ‐ iPod Engineering
Teardown Report ‐ January
2008
Report: Mini‐Teardown:
Samsung Galaxy S (T‐
Mobile Vibrant) ‐
iPod/iPhone New Tech ‐
8.10.10
BegBates
FORLINES008206
EndBates
FORLINES008206
Substance or Purpose
Prior Art; Priority
Sponsoring Witness
Adam Bogue, Clifton Forlines
APLNDC0002367163
APLNDC0002367181
Christopher Stringer, Steve Zadesky,
Fletcher Rothkopf, Phil Schiller, Richard
Howarth, Douglas Satzger, Greg Joswiak
APL7940009836305
APL7940009836317
716
Email and HTC Touch HD
Take Apart presentation
APLNDC0001360046
APLNDC0001360058
717
Samsung Galaxy Tab 10.1
Take‐Apart
APLNDC0002868532
APLNDC0002868553
718
Sony Ericsson Mobile
Comm. AB, "Sony Ericsson
K750i, User Manual Guide"
Feb. 2005
Video of DiamondTouch
running Mandelbrot
Annotated Video of
Tablecloth Running on a
Diamondtouch
Annotated Videos of
LaunchTile and Xnav
APLNDC‐
WH0000007327
APLNDC‐
WH0000007418
Design Patent invalidity, design
patent non‐infringement, design
patent functionality, trade dress
functionality, lack of
distinctiveness or confusion; lack
of copying
Design Patent invalidity, design
patent non‐infringement, design
patent functionality, trade dress
functionality, lack of
distinctiveness or confusion; lack
of copying
Design Patent invalidity, design
patent non‐infringement, design
patent functionality, trade dress
functionality, lack of
distinctiveness or confusion; lack
of copying
Design Patent invalidity, design
patent non‐infringement, design
patent functionality, trade dress
functionality, lack of
distinctiveness or confusion; lack
of copying
Validity
n/a
n/a
714
715
719
720
721
02198.51855/4870615.1
Christopher Stringer, Steve Zadesky,
Fletcher Rothkopf, Phil Schiller, Richard
Howarth, Douglas Satzger, Greg Joswiak
Christopher Stringer, Steve Zadesky,
Fletcher Rothkopf, Phil Schiller, Richard
Howarth, Douglas Satzger, Greg Joswiak
Christopher Stringer, Steve Zadesky,
Fletcher Rothkopf, Phil Schiller, Richard
Howarth, Douglas Satzger, Greg Joswiak
Woodward Yang; Apple: Tony Givargis
Prior Art/Invalidity
Stephen Gray
Bogue Decl. ISO MSJ Ex.
4‐5
Prior Art/Invalidity
Adam Bogue; Clifton Forlines; Andries van
Dam
Van Dam Expert Report
Ex. 11a‐f
Prior Art/Invalidity
Benjamin Bederson; Andries van Dam
18
7/23/2012
Trial Ex. No.
722
723
724
725
Description
Annotated Video of
LaunchTile running on a HP
series 1900 ipaq Pocket PC
Annotated Video of XNav
running on a Sony
04/07/05 E‐mail ‐ Scott
Forstall to Greg Christie
IBM Simon prior art
BegBates
Gray Decl. Ex. 4‐5
EndBates
Substance or Purpose
Prior Art/Invalidity
Sponsoring Witness
Stephen Gray
n/a
n/a
Prior Art/Invalidity
Stephen Gray
APLNDC‐00019963
APLNDC‐00019965
Prior art ‐ Invalidity
Scott Forstall / Greg Christie
Prior art ‐ invalidity; backround
information regarding GUI history
and development; motivation to
combine
Prior art ‐ invalidity; backround
information regarding GUI history
and development; motivation to
combine
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality
Sam Lucente, Susan Kare, Itay Sherman,
Robert Anders, Peter Bressler
Expert Report of Samuel
Lucente
726
Xerox Star prior art for GUI Expert Report of Samuel
development
Lucente
727
KR30‐0418547, N.B.
Certified translation has
unique bates range
following original
SAMNDCA00255321
SAMNDCA00255329
728
JP D1241383, N.B.
Certified translation has
unique bates range
following original
SAMNDCA00255283
SAMNDCA00255295
729
JP D1142127 , N.B.
Certified translation has
unique bates range
following original
SAMNDCA00255229
SAMNDCA00255246
730
U.S. D558,758
SAMNDCA00373544
SAMNDCA00373547
731
Uberthings.com home
page
N/A
N/A
02198.51855/4870615.1
Prior Art Rebuttal
19
Sam Lucente, Susan Kare, Itay Sherman,
Robert Anders, Peter Bressler
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente
Itay Sherman, Bartley Andre, Daniel
Coster, Daniele De Iuliis, Richard Howarth,
Jony Ive, Shin Nishibori, Duncan Kerr,
Matthew Rohrbach, Douglas Satzger,
Christopher Stringer, Eugene Whang, Rico
Zorkendorfer, Bob Borchers, Greg Joswiak,
Tony Fadell, Quin Hoellwarth, Scott
Forstall, Peter Bressler, Robert Anders.
Wodward Yang
7/23/2012
Trial Ex. No.
732
Description
Japanese Design Patent
D1279226 (Issued Aug. 21,
2006)
BegBates
SAMNDCA00199346
EndBates
SAMNDCA00199353
733
Korean Design Patent 30‐
0403504 (Published Jan.
10, 2006)
SAMNDCA00199270
SAMNDCA00199275
734
European Community
Design Registration No.
000505532‐0001
(Published May 23, 2006)
SAMNDCA00199223
SAMNDCA00199226
735
Japanese Design Patent
D1189312 (Issued Nov. 5,
2003)
SAMNDCA00199315
SAMNDCA00199319
736
Tablet from Scene in 2001
A Space Odyssey (1968)
SAMNDCA00020130
SAMNDCA00020132
737
KR 30‐0304213 —
(Application Date: June 29,
2001; Publication Date:
August 16, 2002)
SAMNDCA00021593
SAMNDCA00021596
738
European Union RCD
000569157‐0005
(Registered August 1,
2006; Published
September 5, 2006;
SAMNDCA00021315‐
SAMNDCA00021315
SAMNDCA00021319
02198.51855/4870615.1
20
Substance or Purpose
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality/Lack of
distinctiveness or confusion
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality/Lack of
distinctiveness or confusion
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality/Lack of
distinctiveness or confusion
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality/Lack of
distinctiveness or confusion
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality
Sponsoring Witness
Sam Lucente, Susan Kare, Itay Sherman,
Robert Anders, Peter Bressler
Sam Lucente, Susan Kare, Itay Sherman,
Robert Anders, Peter Bressler
Sam Lucente, Susan Kare, Itay Sherman,
Robert Anders, Peter Bressler
Sam Lucente, Susan Kare, Itay Sherman,
Robert Anders, Peter Bressler
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente
7/23/2012
Trial Ex. No.
739
Description
00021319)
JP D1178470 (Registration
Date: May 16, 2003;
Publications Date: July 7,
2003)
BegBates
EndBates
Substance or Purpose
Sponsoring Witness
SAMNDCA00027686
SAMNDCA00027690
Itay Sherman, Robert Anders, Peter
Bressler, Sam Lucente
APLNDC‐X000006115
APLNDC‐X000006129
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction
740
Apple's 035 Prototype
Photos from D'889 File
History
741
Apple's 035 Prototype with
an authenticating
stipulation of fact
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction
742
Samsung F300
743
U.S. Pat. Appl. No.
29/382,846
APLNDC‐Y0000307694
APLNDC‐Y0000309349
Independent Creation/Samsung
Design Process/Lack of
copying/Trade dress
functionality/Design patent
functionality/Design patent
Invalidity
Design Patent Non‐
Infringement/Claim Construction
744
ChipWorks Inc., Custom
System Analysis Phase III
re Apple iPhone4, iPad2,
and iPhone 4S Wireless
Products
SAMNDCA‐00379457
SAMNDCA‐00379503
02198.51855/4870615.1
21
Infringement
Itay Sherman, Bartley Andre, Daniel
Coster, Daniele De Iuliis, Richard Howarth,
Jony Ive, Shin Nishibori, Duncan Kerr,
Matthew Rohrbach, Douglas Satzger,
Christopher Stringer, Eugene Whang, Rico
Zorkendorfer, Bob Borchers, Greg Joswiak,
Tony Fadell, Quin Hoellwarth, Scott
Forstall, Peter Bressler, Robert Anders
Itay Sherman, Bartley Andre, Daniel
Coster, Daniele De Iuliis, Richard Howarth,
Jony Ive, Shin Nishibori, Duncan Kerr,
Matthew Rohrbach, Douglas Satzger,
Christopher Stringer, Eugene Whang, Rico
Zorkendorfer, Bob Borchers, Greg Joswiak,
Tony Fadell, Scott Forstall, Peter Bressler,
Robert Anders
Itay Sherman, Hyoung Shin Park, Ji‐Young
Lee, Min Hyouk Lee, Peter Bressler, Sam
Lucente
Sam Lucente, Itay Sherman, Peter
Bressler, Justin Dennison, Todd Pendleton,
Robert Anders, Bart Andre, Freddy
Anzures, Iman Chaudhri, Wei Chen, Daniel
Coster, Daniele De Iuliis, Richard Dinh,
Evans Hankey, Chris Harris, Phil Hobson,
Quin Hoellwarth, Eugene Whang
Tim Williams
7/23/2012
Trial Ex. No.
745
746
747
748
749
750
751
752
753
754
755
Description
ChipWorks Inc., Custom
System Analysis re Apple
iPhone4 and iPad2
Approved minutes of the
47 TSG‐RAN WG2 meeting
Videos of Apple Products
demonstrating
infringement ('711 patent)
Videos of Apple Products
demonstrating
infringement ('460 patent)
Videos of Apple Products
demonstrating
infringement ('893 patent)
iPhone Teardown
‘381 Non‐infringement
Video Completed on July 5,
2012
US Patent No. 7,688,574
Consolidated Financial
Statements of Samsung
Electronics Co., Ltd. and
Subsidiaries as of
December 31, 2011
Apple 10‐K Forms, 2007‐
2011
BegBates
SAMNDCA‐00354268
EndBates
SAMNDCA‐00354291
Substance or Purpose
Infringement
Sponsoring Witness
Tim Williams
APLNDC‐WH‐
A0000008857
N/A
APLNDC‐WH‐
A0000008935
N/A
Infringement
Infringement
Tim Williams; Maribel Gomez; Michael
Janning; Marcus
Woodward Yang
N/A
N/A
Infringement
Woodward Yang
N/A
N/A
Infringement
Woodward Yang
SAMNDCA00019461
SAMNDCA00019466
Infringement
Non ‐ Infringement
Woodward Yang
Jeffrey Johnson
SAMNDCA00365600
SAMNDCA00365612
Invalidity ‐ functionality; Claim
construction; non‐infringement
Damages
Peter Bressler; Itay Sherman; Christopher
Stringer; Richard Howarth; Quinn
Hoellwarth; Douglass Satzger
Jaehwang Sim; Timothy Sheppard
Wagner Report
APLNDC‐Y0000134964
APLNDC‐Y0000135409
APLNDC‐Y0000051357
APLNDC‐Y0000135265
APLNDC‐Y0000135789
APLNDC‐Y0000051362
Damages
Vincent O'Brien; Michael Wagner
Damages
APLNDC0003149809
APLNDC0003149814
Damages
APLNDC0001772330‐R
APLNDC0001772336‐R
Damages
Mark Buckley; Vincent O'Brien; Michael
Wagner
Mark Buckley; Vincent O'Brien; Michael
Wagner
Mark Buckley; Vincent O'Brien; Michael
Wagner
Mark Buckley; Vincent O'Brien; Michael
Wagner
Mark Buckley; Vincent O'Brien; Michael
Wagner
757
Apple iPhone Units /
Revenue Report
Apple iPhone Units /
Revenue Report
Royalties Chart
758
Royalties Chart
APLNDC‐Y0000236371‐R
APLNDC‐Y0000236405‐R
Damages
759
Royalties Spreadsheet,
Privilege Log, dated
4/11/2012
APLNDC‐Y0000134964
APLNDC‐Y0000135265
Damages
756
02198.51855/4870615.1
22
7/23/2012
Trial Ex. No.
760
761
762
763
764
765
766
767
768
769
770
771
Description
1/15/09 ‐ E‐mail from
Joswiak to Oppenheimer
Presentation: Taking on
The iPad (Tchao, Exh 1750)
10/31/10 e‐mail from Jobs
to Forstall
iPad Consideration:
Quantitative Research
Among CE Buyers, August
2011
09‐01‐11 E‐mail from
Rangel to Ng (Ng, Exh 2)
Email from Greg Joswiak
with attached "earnings
call transcript,"
attachment dated July 22,
2010
iPad Tracking Study FY11‐
Q4 Report, Apple Market
Research & Analysis,
November 2011
iPhone Buyer Survey,
Apple Market Research &
Analysis, FY11 ‐ Q4
iPad Tracking Study July
2010 Report, Apple Market
Research & Analysis,
September 2010
iPad Tracking Study FY10‐
Q4 Report, Apple Market
Research & Analysis,
October 2010
iPad Tracking Study FY11‐
Q1 Report, Apple Market
Research & Analysis,
February 2011
iPad Tracking Study FY11‐
Q3 Report, Apple Market
Research & Analysis,
August 2011
02198.51855/4870615.1
BegBates
APLNDC0002094897
EndBates
APLNDC0002094898
Substance or Purpose
Damages
Sponsoring Witness
Greg Joswiak
APL‐ITC796‐0000488440
APL‐ITC796‐0000488507
Damages
Michael Tchao
APLNDC0001324916
APLNDC0001324917
Damages
Scott Forstall
APLNDC‐Y0000025460
APLNDC‐Y0000025574
Damages
Arthur Rangel; Greg Joswiak
APLNDC0001867475
APLNDC0001867477
Damages
Arthur Rangel, Stan Ng
APL‐ITC796‐0000071024
APL‐ITC796‐0000071048
Damages
Greg Joswiak
APL‐ITC796‐0000508285
APL‐ITC796‐0000508544
Damages
Arthur Rangel
APLNDC‐X0000006548
APLNDC‐X0000006647
Damages
Arthur Rangel
APLNDC‐Y0000023428
APLNDC‐Y0000023578
Damages
Arthur Rangel
APLNDC‐Y0000023579
APLNDC‐Y0000023729
Damages
Arthur Rangel
APLNDC‐Y0000023730
APLNDC‐Y0000023907
Damages
Arthur Rangel
APLNDC‐Y0000024130
APLNDC‐Y0000024333
Damages
Arthur Rangel
23
7/23/2012
Trial Ex. No.
772
773
774
775
776
777
778
779
780
781
782
Description
iPhone Buyer Survey,
Apple Market Research &
Analysis, FY10 ‐ Q2
iPhone Buyer Survey,
Apple Market Research &
Analysis, FY10 ‐ Q3
iPhone Buyer Survey,
Apple Market Research &
Analysis, FY10 ‐ Q4
iPhone Buyer Survey,
Apple Market Research &
Analysis, FY11 ‐ Q1
iPhone Buyer Survey,
Apple Market Research &
Analysis, FY11 ‐ Q3
Apple’s US Sales of iPad
Products
ITunes Business P&L Q1,
2012
GAAP Line of Business
Reporting ‐ iPad.acc
GAAP Line of Business
Reporting ‐ Mob.Adv.
Summaries of Samsung
Profits Pursuant to FRE
1006
Smartphone Image [Exhibit
9 to Deposition of Douglas
Satzger (2/9/2012 ‐ ITC
796)]
BegBates
APLNDC‐Y0000026687
EndBates
APLNDC‐Y0000026807
Substance or Purpose
Damages
Sponsoring Witness
Arthur Rangel
APLNDC‐Y0000027136
APLNDC‐Y0000027255
Damages
Arthur Rangel
APLNDC‐Y0000027256
APLNDC‐Y0000027340
Damages
Arthur Rangel
APLNDC‐Y0000027341
APLNDC‐Y0000027422
Damages
Arthur Rangel
APLNDC0000036172
APLNDC0000036265
Damages
Arthur Rangel
APL794‐F0000008247
APL794‐F0000008258
Damages
APLNDC‐Y0000051592
APLNDC‐Y0000051598
Damages
APLNDC‐Y0000051606
APLNDC‐Y0000051609
Damages
APLNDC‐Y0000051620
APLNDC‐Y0000051620
Damages
Mark Buckley; Vincent O'Brien; Michael
Wagner
Mark Buckley; Vincent O'Brien; Michael
Wagner
Mark Buckley; Vincent O'Brien; Michael
Wagner
Mark Buckley; Vincent O'Brien; Michael
Wagner
Michael Wagner
Damages
Design Patent Invalidity/Design
Patent Non‐Infringement/ Claim
Construction/ Design Patent
Functionality/Trade dress
functionality/Lack of
distinctiveness or confusion
Douglas Satzger
02198.51855/4870615.1
24
7/23/2012
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