Apple Inc. v. Samsung Electronics Co. Ltd. et al

Filing 939

Administrative Motion to File Under Seal Apple's Administrative Motion to File Documents Under Seal filed by Apple Inc.. (Attachments: #1 Apple's Motion to Strike Portions of Samsung's Expert Reports, #2 Decl. of C. Wheeler, #3 Decl. of E. Tierney, #4 Decl. of M. Pernick, #5 Ex. 1, #6 Ex. 14, #7 Ex. 15, #8 Ex. 32, #9 Ex. 33, #10 Ex. 36, #11 Ex. 37, #12 Proposed Oder Granting Apple's Motion to Strike, #13 Proposed Order Granting Apple's Admin Motion)(Tucher, Alison) (Filed on 5/17/2012) Modified on 5/21/2012 attachment #2 and #3 sealed pursuant to General Order No. 62 (dhm, COURT STAFF).

Exhibit 14

1 QUINN EMANUEL URQUHART & SULLIVAN, LLP
Charles K. Verhoeven (Bar No. 170151)
2 [e-mail]
50 California Street, 22nd Floor
3 San Francisco, California 94111
Telephone: [phone]
4 Facsimile: [phone]
5 Kevin P.B. Johnson (Bar No. 177129)
[e-mail]
6 Victoria F. Maroulis (Bar No. 202603)
[e-mail]
th
7 555 Twin Dolphin Drive, 5 Floor
Redwood Shores, California 94065-2139
8 Telephone: [phone]
Facsimile: [phone]
9
Michael T. Zeller (Bar No. 196417)
10 [e-mail]
865 S. Figueroa St., 10th Floor
11 Los Angeles, California 90017
Telephone: [phone]
12 Facsimile: [phone]
13 Attorneys for SAMSUNG ELECTRONICS CO.,
LTD., SAMSUNG ELECTRONICS AMERICA,
14 INC. and SAMSUNG
TELECOMMUNICATIONS AMERICA, LLC
15
16

UNITED STATES DISTRICT COURT

17

NORTHERN DISTRICT OF CALIFORNIA, SAN JOSE DIVISION

18
19 APPLE INC., a California corporation,
Plaintiff,

20
21

vs.

CASE NO. 11-cv-01846-LHK
SAMSUNG’S OBJECTIONS AND
RESPONSES TO APPLE INC.’S SECOND
SET OF INTERROGATORIES (Nos. 2-6)

22 SAMSUNG ELECTRONICS CO., LTD., a
Korean business entity; SAMSUNG
23 ELECTRONICS AMERICA, INC., a New
York corporation; SAMSUNG
24 TELECOMMUNICATIONS AMERICA,
LLC, a Delaware limited liability company,
25
Defendant.
26
27
28
Case No. 11-cv-01846-LHK
SAMSUNG'S OBJECTIONS AND RESPONSES TO APPLE INC.’S SECOND SET OF INTERROGATORIES

1

Pursuant to Federal Rules of Civil Procedure 26 and 33, Defendants Samsung Electronics

2 Co. Ltd., Samsung Electronics America, Inc., and Samsung Telecommunications America, LLC
3 (collectively, “Samsung”) respond to Plaintiff Apple Inc.’s (“Apple”) Second Set of Interrogatories
4 as follows:
5
6

GENERAL STATEMENT
The following responses are based on discovery available as of the date hereof. Discovery

7 is just beginning and is continuing, and these responses are subject to change accordingly. It is
8 anticipated that further discovery, independent investigation and analysis may lead to the
9 discovery of additional information or documents, supply additional facts and add meaning to
10 known facts, as well as establish entirely new factual conclusions and legal contentions, all of
11 which may lead to additions to, changes to or variations from the responses set forth herein.
12

In addition, the following responses are given without prejudice to Samsung’s right to

13 produce or rely on subsequently discovered information, facts or documents.

Samsung

14 accordingly reserves the right to change the responses herein and/or produce or rely on
15 subsequently discovered documents as additional facts are ascertained, analysis is made, legal
16 research is completed and contentions are made. The responses herein are made in a good faith
17 effort to comply with the provisions of Rules 26 and 33 of the Federal Rules of Civil Procedure,
18 and to supply such responsive information as exists and is presently within Samsung’s possession,
19 custody or control, but are in no way to be deemed to be to the prejudice of Samsung in relation to
20 further discovery, research and analysis.
21

An answer to an interrogatory shall not be deemed a waiver of any applicable general or

22 specific objection to an interrogatory. In responding to the interrogatories, Samsung does not
23 waive any objections that may be applicable to the use, for any purpose, of any information or
24 documents provided in response, or the admissibility, relevance, or materiality of any such
25 information or documents to any issue in this case.
26

Samsung’s responses to these interrogatories do not constitute admissions relative to the

27 existence of any documents or information, to the relevance or admissibility of any documents or
28 information, or to the truth or accuracy of any statement or characterization contained in Apple’s
Case No. 11-cv-01846-LHK
-1SAMSUNG'S OBJECTIONS AND RESPONSES TO APPLE INC.’S SECOND SET OF INTERROGATORIES

1 requests.

All objections as to relevance, authenticity, or admissibility of any document are

2 expressly reserved.
3

Samsung expressly incorporates this General Statement and the following General

4 Objections as though set forth fully in response to each of the following individual interrogatories
5 and, to the extent that they are not raised in any particular response, Samsung does not waive those
6 objections.
7
8

GENERAL OBJECTIONS
1.

Samsung objects to the “Definitions” and “Instructions” contained in Apple’s

9 Second Set of Interrogatories to the extent they are inconsistent with the Federal Rules of Civil
10 Procedure.
11

2.

Samsung objects to Apple’s Definition of “Samsung,” “You,” “Your,” and

12 “Defendants” as overly broad to the extent it requires Samsung to pursue information from
13 individuals no longer employed by Samsung whose data is not currently in the possession of
14 Samsung. Samsung further objects to Apple’s Definition of “Samsung,” “You,” “Your,” and
15 “Defendants” as overly broad, vague, and ambiguous to the extent it does not define “affiliates,”
16 and also to the extent that it requires Samsung to potentially seek information from thousands of
17 people. Samsung will respond to interrogatories based on a reasonable inquiry of individuals
18 expected to possess the requested information.
19

3.

Samsung objects to Apple’s definition of “Apple” to as overly broad, vague, and

20 ambiguous.
21

4.

Samsung objects to Apple‘s definition of “Products at Issue” as overly broad,

22 vague, and ambiguous insofar as it includes the undefined categories of “any similar products”
23 and “any products that Apple accuses of infringing its intellectual property in this litigation.”
24

5.

Samsung objects to Apple’s definition of “Hardware Design” as overly broad,

25 vague, and ambiguous insofar as it includes “all hardware, insignia or ornamentation thereon.”
26

6.

Samsung objects to Apple’s definition of “Graphical User Interface Design” as

27 overly broad, vague and ambiguous.
28

7.

Samsung objects to the definition of “Third Party” or “Third Parties” as overly

Case No. 11-cv-01846-LHK
-2SAMSUNG'S OBJECTIONS AND RESPONSES TO APPLE INC.’S SECOND SET OF INTERROGATORIES

1 broad.
2

8.

Samsung objects to Apple’s definition of “Relating,” and each and every

3 interrogatory that uses the term “Relating,” as overly broad, vague and ambiguous.
4

9.

Samsung objects to these interrogatories as vague and ambiguous to the extent

5 they include terms that are undefined. Samsung in its responses will identify any terms it believes
6 are vague and ambiguous and will assume a reasonable meaning for each such term.
7

10.

Samsung objects generally to each interrogatory to the extent that it seeks to elicit

8 information subject to and protected by the attorney-client privilege, the attorney work-product
9 doctrine, the joint defense privilege, the common interest doctrine, and/or any other applicable
10 privilege or immunity. Any inadvertent disclosure of such information shall not be deemed a
11 waiver of the attorney-client privilege, the work product doctrine, or any other applicable
12 privilege or immunity recognized by statute or case law. Samsung will exchange with Apple a log
13 of withheld documents at a time agreed to by counsel for the parties. Samsung also will not log
14 privileged documents that were created on or after April 15, 2011.
15

11.

Samsung objects generally to the interrogatories to the extent they seek

16 information from outside a reasonable time period or from a point other than a reasonable time.
17

12.

Samsung objects to these interrogatories to the extent they seek to compel

18 Samsung to generate or create information and/or documents that do not already exist.
19

13.

Samsung objects generally to the interrogatories to the extent that they prematurely

20 call for contentions, identification of prior art, or identification of witnesses at this stage of the
21 litigation.
22

14.

Samsung objects to each interrogatory to the extent it is duplicative or cumulative

23 of another interrogatory.
24

15.

Samsung objects to each interrogatory to the extent it is compound and comprises

25 discrete subparts resulting in separate interrogatories.
26

16.

Samsung expressly reserves the right to respond to any or all of the interrogatories

27 by specifying documents wherein the responsive information may be ascertained pursuant to Rule
28 33(d) of the Federal Rules of Civil Procedure.
Case No. 11-cv-01846-LHK
-3SAMSUNG'S OBJECTIONS AND RESPONSES TO APPLE INC.’S SECOND SET OF INTERROGATORIES

1

17.

Samsung objects generally to the interrogatories to the extent they seek

2 confidential proprietary or trade secret information of third parties. Samsung will endeavor to
3 work with third parties to obtain their consent, if necessary, before identifying or producing such
4 information and/or documents.
5

18.

Samsung objects generally to the interrogatories on the grounds that they are

6 overly broad, unduly burdensome, and neither relevant nor reasonably calculated to lead to the
7 discovery of admissible evidence.
8

19.

Samsung objects to the interrogatories on the ground that they are overly broad,

9 unduly burdensome and oppressive to the extent they purport to require Samsung to search its
10 facilities and inquire of its employees other than those facilities and employees that would
11 reasonably be expected to have responsive information. Samsung’s responses are based upon (1)
12 a reasonable search and investigation of facilities and files that could reasonably be expected to
13 contain responsive information, and (2) inquiries of Samsung’s employees and/or representatives
14 who could reasonably be expected to possess responsive information.
15

20.

Samsung objects to the interrogatories on the grounds that they seek information

16 already in the possession of Apple, publicly available, or as readily available to Apple as it is to
17 Samsung.
18

21.

Samsung objects to each interrogatory to the extent that it seeks information before

19 Samsung is required to disclose such information in accordance with any applicable law, such as
20 the Northern District of California Patent Local Rules.
21

22.

Samsung objects to the interrogatories on the grounds and to the extent that they

22 seek legal conclusions or call for expert testimony. Samsung’s responses should not be construed
23 to provide legal conclusions.
24

Subject to and without waiving the foregoing General Statement and General Objections,

25 Samsung responds as follows:
26
27
28
Case No. 11-cv-01846-LHK
-4SAMSUNG'S OBJECTIONS AND RESPONSES TO APPLE INC.’S SECOND SET OF INTERROGATORIES

1

INTERROGATORIES

2 INTERROGATORY NO. 2:
3

For each of the Asserted Claims, set forth in detail Samsung’s bases for asserting the

4 defense of non-infringement, including a claim chart indicating whether each element of the claim
5 is present or absent in each of the Products at Issue and, if Samsung contends that an element is
6 absent, the detailed basis for that contention.
7 RESPONSE TO INTERROGATORY NO. 2:
8

Samsung objects to this interrogatory as vague and ambiguous. Samsung further objects to

9 this interrogatory to the extent that it seeks to elicit information subject to and protected by the
10 attorney-client privilege, the attorney work-product doctrine, the joint defense privilege, the
11 common interest doctrine, and/or any other applicable privilege or immunity. Samsung objects to
12 Apple‘s definition of “Products at Issue” as overly broad, vague, and ambiguous insofar as it
13 includes the undefined categories of “any similar products” and “any products that Apple accuses
14 of infringing its intellectual property in this litigation.” Samsung further objects to this
15 interrogatory as premature to the extent it requests information regarding Samsung’s non16 infringement contentions just seven business days after Apple has served its infringement
17 contentions and before sufficient discovery has been conducted. Samsung further objects to this
18 interrogatory to the extent it prematurely calls for contentions at this stage of litigation. Samsung
19 will provide such contentions in accordance with the Court’s Minute Order and Case Management
20 Order, dated August 25, 2011.
21

Subject to the foregoing general and specific objections, Samsung responds as follows:

22

For U.S. Patent No. 7,812,828, Samsung’s investigation is ongoing and Samsung will

23 supplement this interrogatory after it has had a reasonable opportunity to review Apple’s
24 infringement contentions and respond thereto.
25

For U.S. Patent No. 6,493,002, Samsung’s investigation is ongoing and Samsung will

26 supplement this interrogatory after it has had a reasonable opportunity to review Apple’s
27 infringement contentions and respond thereto.
28
Case No. 11-cv-01846-LHK
-5SAMSUNG'S OBJECTIONS AND RESPONSES TO APPLE INC.’S SECOND SET OF INTERROGATORIES

1

For U.S. Patent No. 7,469,381, Samsung’s investigation is ongoing and Samsung will

2 supplement this interrogatory after it has had a reasonable opportunity to review Apple’s
3 infringement contentions and respond thereto. Samsung also incorporates by reference the
4 Declaration of Jeffrey Johnson in Support of Samsung’s Opposition to Apple’s Motion for a
5 Preliminary Injunction (Dkt. No. 174).
6

For U.S. Patent No. 7,844,915, Samsung’s investigation is ongoing and Samsung will

7 supplement this interrogatory after it has had a reasonable opportunity to review Apple’s
8 infringement contentions and respond thereto.
9

For U.S. Patent No. 7,853,891, Samsung’s investigation is ongoing and Samsung will

10 supplement this interrogatory after it has had a reasonable opportunity to review Apple’s
11 infringement contentions and respond thereto.
12

For U.S. Patent No. 7,663,607, Samsung’s investigation is ongoing and Samsung will

13 supplement this interrogatory after it has had a reasonable opportunity to review Apple’s
14 infringement contentions and respond thereto.
15

For U.S. Patent No. 7,864,163, Samsung’s investigation is ongoing and Samsung will

16 supplement this interrogatory after it has had a reasonable opportunity to review Apple’s
17 infringement contentions and respond thereto.
18

For U.S. Patent No. 7,920,129, Samsung’s investigation is ongoing and Samsung will

19 supplement this interrogatory after it has had a reasonable opportunity to review Apple’s
20 infringement contentions and respond thereto.
21 INTERROGATORY NO. 3:
22

Identify in detail the person or persons most knowledgeable about the design,

23 development, implementation, structure, operation, and promotion of each of the Products at Issue,
24 including the design, development, implementation, structure, or operation of the Hardware
25 Design of each of the Products at Issue and the Graphical User Interface Design installed or
26 available on each of the Products at Issue, including a detailed description of each of their roles.
27
28
Case No. 11-cv-01846-LHK
-6SAMSUNG'S OBJECTIONS AND RESPONSES TO APPLE INC.’S SECOND SET OF INTERROGATORIES

1 RESPONSE TO INTERROGATORY NO. 3:
2

Samsung objects to this interrogatory on the grounds that it is vague and ambiguous with

3 regard to the terms “Hardware Design” and “Graphical User Interface Design.” Samsung further
4 objects to Apple‘s definition of “Products at Issue” as overly broad, vague, and ambiguous insofar
5 as it includes the undefined categories of “any similar products” and “any products that Apple
6 accuses of infringing its intellectual property in this litigation.”
7

Subject to the foregoing general and specific objections, Samsung incorporates by

8 reference Samsung’s Initial Disclosures, served on September 7, 2011, and any supplemental
9 disclosures thereon. Samsung is willing to meet and confer with Apple about the relevance and
10 scope of any additional information sought by this request.
11 INTERROGATORY NO. 4:
12

Identify in detail Samsung’s policies, practices, documents, communications, meetings,

13 entities, divisions, departments, teams, groups, employees, representatives, agents, and anyone
14 acting on Samsung’s behalf relating to keeping apprised of, reverse engineering, copying,
15 emulating, or otherwise monitoring or analyzing Apple’s products, services, designs, technologies,
16 advertising, marketing, or strategies in the mobile electronic device industry, including any use by
17 Samsung of information relating to the foregoing activities in the design, development, or
18 implementation of Samsung’s own products, services, designs, technologies, advertising,
19 marketing, or other strategies.
20 RESPONSE TO INTERROGATORY NO. 4:
21

Samsung objects to this interrogatory as vague and ambiguous. Samsung further objects to

22 this interrogatory to the extent that it seeks to elicit information subject to and protected by the
23 attorney-client privilege, the attorney work-product doctrine, the joint defense privilege, the
24 common interest doctrine, and/or any other applicable privilege or immunity.
25

Subject to the foregoing general and specific objections, Samsung responds as follows:

26

Samsung does not have “policies” or “practices” of “reverse engineering, copying, [or]

27 emulating” Apple’s products, but Samsung does keep apprised of its competitors’ products,
28 including Apple’s products.
Case No. 11-cv-01846-LHK
-7SAMSUNG'S OBJECTIONS AND RESPONSES TO APPLE INC.’S SECOND SET OF INTERROGATORIES

1

Samsung has not yet completed its discovery and investigation of the facts relating to this

2 interrogatory. Samsung will supplement this response with a narrative, and/or with the documents
3 reflecting this information (if any) pursuant to Federal Rule of Civil Procedure 33(d).
4 INTERROGATORY NO. 5:
5

State in detail the basis of Samsung’s contention that Apple’s claims are barred “on the

6 basis that the marks and alleged trade dress at issue lack distinctiveness, including, without
7 limitation secondary meaning,” as alleged in ¶ 281 of the Answer, including an identification of
8 any documents on which Samsung intends to rely or which tend to prove or disprove Samsung’s
9 contention.
10 RESPONSE TO INTERROGATORY NO. 5:
11

Samsung objects to this interrogatory as vague and ambiguous. Samsung further objects to

12 this interrogatory to the extent that it seeks to elicit information subject to and protected by the
13 attorney-client privilege, the attorney work-product doctrine, the joint defense privilege, the
14 common interest doctrine, and/or any other applicable privilege or immunity. Samsung further
15 objects to this interrogatory as premature to the extent it requests information regarding
16 Samsung’s contentions before discovery has been completed or substantially completed, and to the
17 extent it requests information that is or will be the subject of expert testimony.
18

Subject to the foregoing general and specific objections, Samsung responds as follows:

19

Samsung directs Apple to Samsung’s Answer in this case. See Dkt. No. 80. Samsung also

20 refers Apple to smartphone and tablet computer product selections available on the market and in
21 retailer stores.
22

Samsung has not yet completed its discovery and investigation of the facts relating to this

23 interrogatory. Samsung will supplement this response with a narrative and/or with the documents
24 reflecting this information pursuant to Federal Rule of Civil Procedure 33(d).
25 INTERROGATORY NO. 6:
26

State in detail the basis of Samsung’s contention that Apple’s claims are barred “by reason

27 of other parties’ use of any trademarks or trade dress at issue,” as alleged in ¶ 292 of the Answer,
28
Case No. 11-cv-01846-LHK
-8SAMSUNG'S OBJECTIONS AND RESPONSES TO APPLE INC.’S SECOND SET OF INTERROGATORIES

1 including an identification of any documents on which Samsung intends to rely or which tend to
2 prove or disprove Samsung’s contention.
3 RESPONSE TO INTERROGATORY NO. 6:
4

Samsung objects to this interrogatory as vague and ambiguous. Samsung further objects to

5 this interrogatory to the extent that it seeks to elicit information subject to and protected by the
6 attorney-client privilege, the attorney work-product doctrine, the joint defense privilege, the
7 common interest doctrine, and/or any other applicable privilege or immunity. Samsung further
8 objects to this interrogatory as premature to the extent it requests information regarding
9 Samsung’s contentions before discovery has been completed or substantially completed, and to the
10 extent it requests information that is or will be the subject of expert testimony.
11

Subject to the foregoing general and specific objections, Samsung responds as follows:

12

Samsung directs Apple to Samsung’s Answer in this case. See Dkt. No. 80. Samsung also

13 refers Apple to smartphone and tablet computer product selections available on the market and in
14 retailer stores.
15

Samsung has not yet completed its discovery and investigation of the facts relating to this

16 interrogatory. Samsung will supplement this response with a narrative and/or with the documents
17 reflecting this information pursuant to Federal Rule of Civil Procedure 33(d).
18
19 DATED: September 8, 2011

Respectfully submitted,

20

QUINN EMANUEL URQUHART &
SULLIVAN, LLP

21
22
23
24
25
26
27
28

By
/s/ Todd Briggs
Charles K. Verhoeven
Kevin P.B. Johnson
Victoria F. Maroulis
Michael T. Zeller
Attorneys for SAMSUNG ELECTRONICS CO.,
LTD., SAMSUNG ELECTRONICS AMERICA,
INC. and SAMSUNG
TELECOMMUNICATIONS AMERICA, LLC
Case No. 11-cv-01846-LHK
-9SAMSUNG'S OBJECTIONS AND RESPONSES TO APPLE INC.’S SECOND SET OF INTERROGATORIES

1
2

CERTIFICATE OF SERVICE
I hereby certify that on September 8, 2011, I caused SAMSUNG’S OBJECTIONS AND

3 RESPONSES TO APPLE INC.’S SECOND SET OF INTERROGATORIES (Nos. 2-6) to be
4 electronically served on the following via email:
5 ATTORNEYS FOR APPLE INC.
6 HAROLD J. MCELHINNY
[e-mail]
7 MICHAEL A. JACOBS
[e-mail]
8 JENNIFER LEE TAYLOR
[e-mail]
9 ALISON M. TUCHER
[e-mail]
10 RICHARD S.J. HUNG
[e-mail]
11 JASON R. BARTLETT
[e-mail]
12 MORRISON & FOERSTER LLP
425 Market Street
13 San Francisco, California 94105-2482
Telephone: [phone]
14 Facsimile: [phone]
15 WILLIAM F. LEE
[e-mail]
16 WILMER CUTLER PICKERING HALE
AND DORR LLP
17 60 State Street
Boston, Massachusetts 02109
18 Telephone: [phone]
Facsimile: [phone]
19
MARK D. SELWYN
[e-mail]
20
WILMER CUTLER PICKERING HALE
21 AND DORR LLP
950 Page Mill Road
22 Palo Alto, California 94304
Telephone: [phone]
23 Facsimile: [phone]
24
I declare under penalty of perjury that the foregoing is true and correct. Executed in
25
Redwood Shores, California on Sept. 8, 2011.
26
_/s/ Melissa N. Chan
27
28
Case No. 11-cv-01846-LHK
SAMSUNG'S OBJECTIONS AND RESPONSES TO APPLE INC.’S SECOND SET OF INTERROGATORIES