Apple Inc. v. Samsung Electronics Co. Ltd. et al

Filing 942

Declaration of Brian von Herzen in Support of #930 Administrative Motion to File Under Seal Samsung's Motion for Summary Judgment filed bySamsung Electronics Co. Ltd.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 10)(Related document(s) #930 ) (Maroulis, Victoria) (Filed on 5/18/2012)

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1 QUINN EMANUEL URQUHART & SULLIVAN, LLP Charles K. Verhoeven (Cal. Bar No. 170151) 2 charlesverhoeven@quinnemanuel.com 50 California Street, 22nd Floor 3 San Francisco, California 94111 Telephone: (415) 875-6600 4 Facsimile: (415) 875-6700 5 Kevin P.B. Johnson (Cal. Bar No. 177129) kevinjohnson@quinnemanuel.com 6 Victoria F. Maroulis (Cal. Bar No. 202603) victoriamaroulis@quinnemanuel.com th 7 555 Twin Dolphin Drive 5 Floor Redwood Shores, California 94065 8 Telephone: (650) 801-5000 Facsimile: (650) 801-5100 9 Michael T. Zeller (Cal. Bar No. 196417) 10 michaelzeller@quinnemanuel.com 865 S. Figueroa St., 10th Floor 11 Los Angeles, California 90017 Telephone: (213) 443-3000 12 Facsimile: (213) 443-3100 13 Attorneys for SAMSUNG ELECTRONICS CO., LTD., SAMSUNG ELECTRONICS 14 AMERICA, INC. and SAMSUNG TELECOMMUNICATIONS AMERICA, LLC 15 16 UNITED STATES DISTRICT COURT 17 NORTHERN DISTRICT OF CALIFORNIA, SAN JOSE DIVISION 18 APPLE INC., a California corporation, CASE NO. 11-cv-01846-LHK 19 DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 20 Plaintiff, vs. 21 SAMSUNG ELECTRONICS CO., LTD., a Korean business entity; SAMSUNG 22 ELECTRONICS AMERICA, INC., a New York corporation; SAMSUNG 23 TELECOMMUNICATIONS AMERICA, LLC, a Delaware limited liability company, 24 Defendants. 25 26 27 28 Case No. 11-cv-01846-LHK DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 I, Brian Von Herzen, declare: 2 1. I am the Chief Executive Officer of Rapid Prototypes, Inc., an electronics 3 consultancy specializing in the research, design and development of commercial electronic 4 products, and have been with the company since 1994. I have been asked to provide an expert 5 declaration on behalf of Samsung Electronics Co. Ltd., Samsung Electronics America, Inc., and 6 Samsung Telecommunications America, LLC (collectively “Samsung”) in the above-captioned 7 case. 8 2. I submit this declaration in support of Samsung’s Motion for Summary Judgment. 9 If asked at hearings or trial, I am prepared to testify regarding the matters I discuss in this 10 declaration. 11 3. I reserve the right to supplement or amend this declaration based on any new 12 information that is relevant to my opinions. 13 4. I am being compensated for my work in this matter at the rate of $575 per hour plus 14 expenses. My compensation is in no way tied to the outcome of this matter. 15 I. PROFESSIONAL AND EDUCATIONAL BACKGROUND 16 5. A detailed record of my education and professional qualifications is attached as 17 Exhibit 1 to my Declaration and summarized below. 18 6. I received a Bachelor’s degree from Princeton University in 1980 in Physics. I 19 received a Master’s of Science degree in 1984 and a Ph.D. in 1989 from the California Institute of 20 Technology (“Caltech”) in VLSI and Computer Graphics. During and after my graduate studies, 21 part of my research required the design and development of multiple custom integrated circuits. 22 At Caltech, I was awarded a Hertz Foundation Fellowship and a Hughes Foundation Fellowship. 23 7. From 1992 to 1994 I worked for Synaptics, Inc. in the engineering of electronic 24 circuits for human interface devices such as the TouchPad, which was developed by Synaptics in 25 the 1990’s. I have substantial industry experience in the design and manufacture of touch sensing 26 devices, including transparent touchscreens. 27 8. At Rapid Prototypes, Inc., I specialize in the research, design and development of 28 commercial electronic products. Over the past two decades, I have designed dozens of electronic Case No. 11-cv-01846-LHK -1DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 systems for several Fortune 500 companies, including human interface devices, signal processing 2 systems, graphics and video processing systems. 3 4 9. I am an inventor on approximately a dozen electronics patents and have approximately a dozen additional patents pending. 5 10. 6 7 I am a member of the Institute of Electrical and Electronic Engineers (IEEE), and am the author or co-author of published articles related to signal processing and computer 8 graphics. I have given numerous invited seminars at leading conferences and institutions around 9 the world on the topics of digital signal processing, electronic systems engineering, and hardware / 10 software co-design. 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 II. APPLICABLE LEGAL PRINCIPLES 11. I am informed by counsel that “prior art” includes public information, public knowledge, and public acts that occur before an application for a patent was filed. Prior art includes patents, journals, Internet publications, systems and products. 12. I am further informed by counsel that prior art renders a patent claim invalid by anticipation if the reference discloses each element of the claim, either expressly or inherently, from the point of view of a person of ordinary skill in the art at the time the claimed invention was made. I understand that an element of a claim is inherent if it is necessarily present in an item of prior art. 13. I am further informed by counsel that Section 102 of the Patent Act provides that “[a] person shall be entitled to a patent unless . . . (a) the invention was known or used by others in this country, or patented or described in a printed publication in this or a foreign country, before the invention thereof by the applicant for patent, or . . . (b) the invention was patented or described in a printed publication in this or a foreign country or in public use or on sale in this country, more than one year prior to the date of the application for patent in the United States . . . .” 14. I have been informed by counsel that the evidence must be “clear and convincing” for a claim to be found invalid. 28 Case No. 11-cv-01846-LHK -2DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 15. I understand that a patent claim is invalid if the claim would have been obvious to a 2 person of ordinary skill in the art at the time the patent was filed. I understand that the standard 3 for determining obviousness was clarified by the Supreme Court of the United States in KSR Int’l 4 Co. v. Teleflex Inc., 550 U.S. 298 (2007). 5 16. I understand that the obviousness analysis is expansive and flexible. I also 6 understand that a combination of familiar elements according to known methods is likely to be 7 obvious when it does no more than yield predictable results, and that when a patent claims a 8 structure or process already known in the prior art that is altered by the mere substitution of one 9 element for another known in the field, the combination must do more than yield a predictable 10 result. I also understand that in KSR, the Supreme Court found that “[w]hen a work is available 11 in one field of endeavor, design incentives and other market forces can prompt variations of it, 12 either in the same field or a different one. If a person of ordinary skill can implement a 13 predictable variation, § 103 likely bars its patentability. For the same reason, if a technique has 14 been used to improve one device, and a person of ordinary skill in the art would recognize that it 15 would improve similar devices in the same way, using the technique is obvious unless its actual 16 application is beyond his or her skill . . . . a court must ask whether the improvement is more than 17 the predictable use of prior art elements according to their established functions.” Further, “it can 18 be important to identify a reason that would have prompted a person of ordinary skill in the 19 relevant field to combine the elements in the way the claimed new invention does.” 20 III. OVERVIEW OF THE ’607 PATENT AND THE ASSERTED CLAIMS 21 17. U.S. Patent 7,663,607 (“the ’607 Patent”), titled “Multipoint Touchscreen” was 22 filed on May 6, 2004 and issued on February 16, 2010. The patent has three named inventors: 23 Steve Hotelling, Joshua A. Strickon and Brian Q. Huppi. 24 18. The ’607 Patent relates to a touch panel having a “transparent capacitive sensing 25 medium” configured to detect multiple touches or near touches that occur at the same time and at 26 distinct locations on the touch panel and to produce distinct signals representative of those 27 touches. Generally, the sensing medium includes two layers of conductive traces arranged in grid 28 that are physically separated from each other by an insulator. Monitoring circuitry is connected Case No. 11-cv-01846-LHK -3DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 to the sensing medium and used to detect multiple touches or near touches that occur at the same 2 time and at distinct locations on the sensing medium. 3 19. I understand that Apple has dropped claims 1-3, 6, 7, 10 and 11 of the ’607 Patent 4 and is only asserting dependent claim 8. Claim 8 recites “[t]he touch panel as recited in claim 7, 5 further comprising a virtual ground charge amplifier coupled to the touch panel for detecting the 6 touches on the touch panel.” Claim 8 depends from dependent claim 7, which recites “[t]he touch 7 panel as recited in claim 1, wherein the capacitive sensing medium is a mutual capacitance sensing 8 medium.” Claim 7, in turn, depends on independent claim 1, which is reproduced below. 9 10 11 12 13 14 15 16 17 18 1. A touch panel comprising a transparent capacitive sensing medium configured to detect multiple touches or near touches that occur at a same time and at distinct locations in a plane of the touch panel and to produce distinct signals representative of a location of the touches on the plane of the touch panel for each of the multiple touches, wherein the transparent capacitive sensing medium comprises: a first layer having a plurality of transparent first conductive lines that are electrically isolated from one another; and a second layer spatially separated from the first layer and having a plurality of transparent second conductive lines that are electrically isolated from one another, the second conductive lines being positioned transverse to the first conductive lines, the intersection of transverse lines being positioned at different locations in the plane of the touch panel, each of the second conductive lines being operatively coupled to capacitive monitoring circuitry; wherein the capacitive monitoring circuitry is configured to detect changes in charge coupling between the first conductive lines and the second conductive lines. 19 20 IV. CLAIM CONSTRUCTION 21 20. I understand that although the Court has already issued a claim construction order 22 in this case, none of the terms of claim 8 (or claims 1 or 7 from which claim 8 depends) were 23 specifically construed by the Court. I have therefore applied the plain and ordinary meaning as 24 would be understood by one of ordinary skill in that art to all the claim terms below, except where 25 expressly noted. 26 V. PERSON OF ORDINARY SKILL IN THE ART 27 21. I am informed by counsel that when analyzing a patent, one does so from the 28 viewpoint of one of ordinary skill in the art at the time of the filing of the patent application. A Case No. 11-cv-01846-LHK -4DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 person of ordinary skill in the art relevant to the ’607 Patent in May 2004 would have had an 2 undergraduate degree in electrical engineering, physics, computer engineering, or a related field 3 and 2-3 years of work experience with input devices. 4 VI. THE FINDINGS OF THE INTERNATIONAL TRADE COMMISSION (“ITC”) 5 22. I understand that Apple has already asserted certain claims of the ’607 Patent 6 against other cellular telephone manufacturers, including Motorola, in the ITC. I also understand 7 that Apple asserted claims 1-7 and 10 of the ’607 Patent against Motorola in Inv. No. 337-TA-750, 8 in the matter of Certain Mobile Devices and Related Software. Although dependent claim 8 was 9 not expressly asserted in Inv. No. 337-TA-750, claims 1 and 7, from which claim 8 depends, were 10 both asserted and found by the ITC to be invalid due to prior art. It is my opinion that claim 8, 11 which recites only the trivial and obvious addition of a “virtual ground charge amplifier,” imparts 12 absolutely no novelty or non-obviousness to claims 1 and 7 and is therefore also invalid. 13 23. More specifically, I understand that ALJ Essex, in his Initial Determination, agreed 14 with the Commission Investigative Staff that claims 1-7 and 10 of the ’607 Patent were invalid 15 based on two, independent grounds. Attached as Exhibit 2 to my Declaration is the Initial 16 Determination (“750 ID”) issued by ALJ Essex. Most notably, ALJ Essex determined that two 17 different prior art bases rendered the ‘607 Patent invalid. (See Exhibit 2 at pp. 141-149; 17218 177). First, ALJ Essex found the ’607 Patent invalid because it was anticipated by U.S. Patent 19 No. 7,372,455 to Perski et al. (“Perski ’455,” attached as Exhibit 3 to my Declaration). (Id. at 20 145-46). The only claim limitation of claim 1 that Apple argued was missing in Perski ‘455 was 21 the multitouch limitation. (Id. at 143). ALJ Essex readily dismissed Apple’s argument, finding 22 that the “method disclosed in Perski ‘455 for detecting multiple touches is virtually identical to the 23 disclosure in the ’607 Patent.” (Id. at 144 (emphasis added)). 24 24. Second, ALJ Essex found the ’607 Patent invalid in view of the Sony Smartskin 25 paper (“Smartskin,” attached as Exhibit 4 to my Declaration). (Id. at 172-73). Although the 26 27 Commission Investigative Staff determined that Smartskin anticipated all the asserted claims, ALJ Essex found that anticipation in view of Smartskin was an “extremely close call.” (Id. at 147 28 Case No. 11-cv-01846-LHK -5DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 (emphasis in original)). While falling slightly short of finding anticipation in view of Smartskin, 2 ALJ Essex did easily find that Smartskin rendered all the asserted claims of the ’607 Patent 3 4 obvious, either by itself or in conjunction with Japanese Patent Application Pub. No. 2002342033A to Rekimoto (“Rekimoto”), the same author of the Smartskin paper. (Id. at 172-76). 5 6 7 25. I have reviewed the 750 ID and agree with ALJ Essex and the Commission Investigative Staff that Perski ‘455 anticipates claims 1-7 and 10 of the ’607 Patent. I also agree 8 with the Commission Investigative Staff that Smartskin anticipates claims 1-7 and 10. With 9 respect to ALJ Essex’s obviousness determination, I further agree that if Smartskin does not 10 anticipate claims 1-7 and 10, it most certainly renders all the claims obvious, either by itself or in 11 view of Rekimoto. 12 26. I understand that the full Commission decided to review the 750 ID and affirmed 13 the ALJ’s determination of no violation of the Tariff Act. (See Notice of Commission Decision 14 issued March 16, 2012, attached as Exhibit 5 to my Declaration). I understand that the 15 Commission decided not to review the anticipation determination in view of Perski ‘455 and 16 therefore that ground of invalidity was affirmed and made final. I also understand that the 17 Commission decided to review the obviousness determination in view of Smartskin, and on 18 review, slightly modified the reasoning contained in the Initial Determination but otherwise 19 affirmed the ALJ’s obviousness determination. (Id. at 3). Importantly, with respect to the 20 obviousness finding in view of Smartskin, the Commission noted that “Motorola has demonstrated 21 by clear and convincing evidence that the asserted claims of the ’607 Patent are invalid under 35 22 U.S.C. § 103.” (Id). 23 27. On March 28, 2012, I understand that the Commission issued its Opinion reviewing 24 just the obviousness determination in view of Smartskin. (See the Commission Opinion, attached 25 as Exhibit 6 to my Declaration). I have reviewed the Commission Opinion and agree with its 26 conclusions. In connection with the obviousness finding in view of Smartskin, I agree with ALJ 27 Essex, the Commission Investigative Staff, and the full Commission that “Smartskin provides the 28 Case No. 11-cv-01846-LHK -6DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 reason to combine the use of transparent electrodes made of materials such as ITO with the 2 mutual-capacitance sensor for detecting multiple touches on the sensor surface.” (Id. at 7-8). I 3 further agree with the Commission that Smartskin provides one of ordinary skill with a 4 “reasonable expectation of success” under the Supreme Court’s rationale in KSR Int’l Co. v. 5 Teleflex Inc. (Id.). Namely, I agree that the use of transparent ITO electrodes was extremely 6 well known far in advance of the ’607 Patent filing and that using transparent ITO electrodes in 7 the sensor described in Smartskin would “do[] no more than yield predictable results.” (Id. at 10). 8 I further disagree with Apple’s contention that the sensors described in Smartskin and the ’607 9 Patent are different in any material respect, and in any event find this comparison irrelevant to my 10 obviousness determination for the same reasons articulated by the Commission in its Opinion. 11 (Id. at 12-14). 12 VII. THE “VIRTUAL GROUND CHARGE AMPLIFIER” OF CLAIM 8 IS A COMMON 13 “INTEGRATOR” CIRCUIT FOUND IN MANY APPLICATIONS INCLUDING 14 TOUCHSCREENS OVER A DECADE BEFORE THE ’607 PATENT WAS FILED 15 28. As I mentioned above, it is my understanding that claim 8 was not asserted at the 16 ITC against Motorola. Claims 1 and 7, from which claim 8 depends, were asserted and found 17 invalid. It is my opinion that the addition of such a commonplace piece of circuitry (i.e., a 18 “virtual ground charge amplifier”) to the touchscreen of claims 1 and 7 cannot and does not impart 19 any novelty, non-obviousness, or inventiveness whatsoever to the claimed invention. This well20 known circuit is a simple operational amplifier “integrator” that performs the mathematical 21 operation of integration. Moreover, this piece of circuitry is found in numerous prior art 22 references, including textbooks, IEEE articles, and university physics experiments, which 23 reinforces my opinion that the claimed charge amplifier is a trivial and obvious addition to the 24 touchscreen recited in claims 1 and 7. 25 29. Operational amplifiers, or op-amps, are among the most 26 widely used electronic devices today, being used in a vast array of 27 consumer, industrial, and scientific devices. They can range from just a 28 Case No. 11-cv-01846-LHK -7DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 few cents to produce and are typically packaged as components or used as elements of more 2 complex integrated circuits. Op-amps have two inputs—an inverting (negative) input and a non3 inverting (positive) input—and a single output. Figure 4.1, taken from a popular textbook, shows 4 the common representation of an op-amp. (See P. Horowitz and W. Hill, “The Art of 5 Electronics,” (2nd edition, 1989), p. 176, attached as Exhibit 7 to my Declaration). 6 30. In its infringement contentions, I understand that Apple did not identify what 7 circuitry constituted the claimed “virtual ground charge amplifier” of claim 8 and rather merely 8 stated that “the specific circuit elements performing this function will be identified in discovery.” 9 (See Exhibit 17 to Apple’s Disclosure of Asserted Claims & Infringement Contentions, attached as 10 Exhibit 8 to my Declaration). This failure of Apple to disclose what precise circuitry it believed 11 constituted the claimed “virtual ground charge amplifier” rendered claim 8 ambiguous because, in 12 my opinion, a “virtual ground charge amplifier” is not a term of art. 13 14 15 31. 16 17 This definition is consistent with FIG. 13 18 of the specification of the ’607 Patent which shows an example of a “filter,” which has been 19 reproduced below. As described below, such a basic, ubiquitous circuit does not add any 20 inventiveness whatsoever to the invention described in the ’607 Patent. The use of such an 21 operational amplifier in the configuration shown in FIG. 13 is simple op-amp “integrator” that 22 responds to changes in input voltage over time. As explained in more detail below, this precise 23 circuitry was extremely well known in the field of electronics generally and in the field of 24 capacitive touch screen specifically and used to filter out parasitic, or unwanted, charge coupling. 25 26 27 28 Case No. 11-cv-01846-LHK -8DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 2 3 4 5 32. 6 7 8 9 10 11 12 13 14 15 33. 16 17 18 19 20 21 22 23 34. This observation is completely consistent with my own opinion. Charge 24 amplifiers in the configuration shown in FIG. 13 of the ’607 Patent were extremely well known as 25 “integrators” far in advance of the invention described in the ’607 Patent. These charge 26 amplifiers were prevalent in the consumer electronics industry and were used in many devices 27 ranging from CCD cameras to DRAM memory. A popular textbook shows the exact same 28 Case No. 11-cv-01846-LHK -9DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 arrangement in numerous circuit examples, for instance, as the fast logarithmic converter 2 (Example T) on page 255 of the Horowitz and Hill textbook. (See Exhibit 7). 3 4 5 6 7 8 9 10 11 12 35. Both instances of the “411” operational amplifier in the figure above comprise the 13 exact same “virtual ground charge amplifier” circuit shown in FIG. 13 of the ’607 patent. The 14 left example above grounds the positive input of the amplifier, just as in FIG. 13 of the ’607 15 Patent, causing the negative input to maintain a “virtual ground,” using a 43 pF feedback capacitor 16 on the negative input. The right example above also grounds the positive input, also just as in 17 FIG. 13 of the ’607 Patent, causing the negative input to maintain a “virtual ground,” using a 300 18 pF feedback capacitor on the negative input. Both of these operational amplifiers are configured 19 as “virtual ground charge amplifiers” and are depicted clearly in the 1989 university textbook. 20 Additional examples of this configuration of a virtual ground charge amplifier can be found on 21 pages 277, 278 and 282 of the same textbook. (See Exhibit 7). In particular, the conventional 22 “integrator” of Figure 5.25B in the textbook (reproduced below) shows the exact same 23 configuration of a virtual ground charge amplifier as shown in FIG. 13 of the ’607 Patent. This 24 figure appears in Chapter 5, titled “Active Filters and Oscillators” as an example of a common and 25 well-known circuit element that can be used in many applications. (Exhibit 7). 26 27 28 Case No. 11-cv-01846-LHK -10DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 2 3 4 5 6 7 8 36. This conventional “integrator” is in the exact same configuration as the “virtual 9 ground charge amplifier” shown in FIG. 13 of the ’607 Patent. In addition, the “integrator” of 10 Figure 5.25A of the same textbook also shows the exact same configuration of the virtual ground 11 charge amplifier shown in FIG. 13 of the ’607 patent. (Exhibit 7). Figure 5.25A is given in the 12 textbook as another common example of a charge “integrator,” this time a switched-capacitor type 13 of integrator. (Exhibit 7). 14 15 16 17 18 19 20 21 22 23 24 25 37. The use of these “virtual ground charge amplifiers” as filter elements was also 26 extremely well known for at least a decade prior to the filing of the ’607 Patent. For example, the 27 same textbook provides several examples of various filters that use the same operational amplifier 28 configuration. Case No. 11-cv-01846-LHK -11DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 2 3 4 5 6 7 8 38. As shown in Figure 5.19 above, the filter depicted in the popular electronics 9 textbook from 1989 shows two operational amplifiers in a “virtual ground charge amplifier” 10 configuration. These two amplifiers are in the exact same configuration as shown in FIG. 13 of 11 the ’607 Patent. Other examples of various filters with this same configuration can be found 12 throughout Chapter 5, entitled “Active Filters and Oscillators.” (See, e.g., Figure 5.20 of Exhibit 13 7). As such, this textbook provides ample motivation for one of ordinary skill in the art to 14 incorporate the “integrator” or filter elements described therein into any filtering application in 15 order to reduce stray signals or noise. 16 39. These “virtual ground charge amplifier” circuits were all in common usage well 17 before the invention described in the ’607 Patent. I therefore agree with Dr. Maharbiz that circuit 18 designers would choose a virtual ground charge amplifier rather than any other operational 19 amplifier for this type of application, since it has a high input impedance and maintains virtual 20 ground on the input electrodes, which can reduce, or filter, noise base on the impedance of the 21 feedback circuit. It would have been obvious to any circuit designer at the time the ’607 Patent 22 was filed to include such an amplifier, as evidenced by the widespread use of this exact same 23 amplifier in numerous applications in the 1989 university textbook as shown above. 24 40. Yet another example of this well-known circuit configuration is taken from 25 University of Colorado’s Physics 3330 curriculum, Experiment 5, Fall 1999, where the second 26 figure on page 2 (Figure 5.2) shows a simple current integrator in the exact same configuration 27 shown in FIG. 13 of the ’607 Patent, complete with grounded positive input and feedback 28 Case No. 11-cv-01846-LHK -12DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 capacitor from the output to the negative input. The figure is reproduced below (also available at 2 http://www.colorado.edu/physics/phys3330/PDF/Experiment5.pdf). 3 4 5 6 7 8 9 10 11 12 13 14 41. Such “virtual ground charge amplifiers” were also commonly used for dynamic 15 memory circuits and for camera sensor circuits. The charge amplifier integrates the current on 16 the input wire over time to produce an output proportional to the integrated current (namely 17 charge) on the input. When a memory cell is read, the charge present on the capacitor of the 18 memory location is placed on the memory read bus. The change in charge is then sensed at the 19 edge of the memory array using a charge amplifier that measures the change in charge on the input 20 to the charge amplifier. This circuit has been in standard practice for decades, and was adapted in 21 more recent decades to CMOS camera sensors such as those present in cellular telephones and 22 digital cameras today. The light reaching each pixel of the CMOS camera sensor places a charge 23 on that pixel. The pixels are read out to a bus, where the charge amplifiers at the edge of the bus 24 commonly measure the charge associated with that row or column using a charge amplifier to 25 increase the magnitude of the charge signal on the bus. Like a memory array or an image sensor 26 array, touch sensor arrays use the same configuration of row and column lines and the same 27 configuration of charge amplifiers. Amplifying signals from array lines using such charge 28 Case No. 11-cv-01846-LHK -13DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 amplifiers was in standard practice well before the time of the invention described in the ’607 2 Patent. 3 42. These types of charge amplifiers were also routinely used to reduce, or filter, 4 parasitic capacitance well over a decade before the ’607 Patent was filed. This use underscores 5 the obviousness of incorporating such a charge amplifier in a capacitive touchscreen where 6 parasitic capacitance is present. Often switched capacitor circuits (like the circuits shown above) 7 provide accurate voltage gain and integration by switching a sampled capacitor onto an op-amp 8 with a capacitor in feedback. One of the earliest of these circuits is the “parasitic-sensitive 9 integrator” developed by the Czech engineer Bedrich Hosticka in 1977—over 25 years prior to the 10 filing date of the ’607 Patent. (See B. Hosticka, R. Brodersen and P. Gray, “MOS Sampled Data 11 Recursive Filters Using Switched Capacitor Integrators,” IEEE Journal of Solid State Circuits, Vol 12 SC-12, No. 6, December 1977, attached as Exhibit 11 to my Declaration). 13 14 15 16 17 18 19 20 43. As shown above, Figure 2(a) of the Hosticka paper is identical to the “virtual 21 ground charge amplifier” shown in FIG. 13 of the ’607 Patent. The amplifier shown in the 22 example above has its positive input grounded, just as in FIG. 13 of the ’607 Patent, causing the 23 negative input to maintain a “virtual ground,” using feedback capacitor on the negative input. As 24 explained by Hosticka, Brodersen, and Gray, the use of such a circuit as a type of “switched filter” 25 to reduce noise in the form of parasitic capacitance and was extremely well known in many 26 different applications. (Exhibit 11 at 600, 604). The Hosticka paper gives many other examples 27 of filters also incorporating a “virtual ground charge amplifier,” such as the low-pass filter shown 28 below. (Exhibit 11 at 603). Case No. 11-cv-01846-LHK -14DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 2 3 4 5 6 7 8 44. The circuits shown above were so commonplace that one of ordinary skill in the art 9 at the time of the invention described in the ’607 Patent would have found it obvious to include 10 such a circuit in any detection circuitry subject to parasitic capacitance in order to act as a filter, as 11 taught by Hosticka and the 1979 textbook. The incorporation of such a circuit would be a trivial 12 addition to any capacitive touch sensor that would yield extremely predictable results—namely the 13 filtering of parasitic noise and unwanted charge coupling resulting potentially in more accurate 14 measurements. 15 45. Virtual ground charge amplifiers were also extremely well known in the touch 16 sensor field many years prior to the invention described in the ’607 Patent. For example, as I 17 referenced in my opening expert report, FIG. 3 of U.S. Patent No. 5,113,041 to Blonder et al. 18 (hereinafter “Blonder,” attached as Exhibit 12 to my Declaration) shows the exact same “virtual 19 ground charge amplifier” over a decade before the filing date the ‘607 Patent. Blonder describes 20 a transparent “touch screen” for use with a conductive stylus or human finger, just like the ’607 21 Patent, and is therefore in the exact same field of art as both Perski and Smartskin. (See, e.g., 22 Exhibit 12 at 14:43-65). 23 24 25 26 27 28 Case No. 11-cv-01846-LHK -15DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 2 3 4 5 6 7 46. 8 9 10 11 12 13 47. The inverting amplifier 30 shown in Blonder is identical in every respect to the 14 “virtual ground charge amplifier” shown in FIG. 13 of the ’607 Patent. For example, the non15 inverting (positive) terminal of the amplifier is tied to ground, and the inverting (negative) 16 terminal is connected to a feedback loop with a capacitor. As such, the amplifier includes the 17 exact same “capacitor designed into a negative feedback loop” that Apple’s own expert alleged 18 was required for an operational amplifier to be considered a “virtual ground charge amplifier.” 19 48. In his validity report, Dr. Maharbiz points out misleading and irrelevant distinctions 20 between the touch sensor described in Blonder and the touch sensors described in Perski and 21 Smartskin. (See Exhibit 10 at ¶¶ 105-112). He argues that these differences would somehow 22 prevent successful incorporation of the “virtual ground charge amplifier,” which is clearly shown 23 in FIG. 3 of Blonder, into the touch sensors of either Perski or Smartskin. These arguments are 24 completely without merit. The capacitive touch sensor design described in Blonder is virtually 25 identical to the touch sensors described in Perski and Smartskin. All three of these capacitive 26 touch sensors utilize two layers of conductive lines in order to detect the touch of a human finger 27 or stylus. The conductive lines in Blonder are even arranged in parallel layers forming an X/Y 28 Case No. 11-cv-01846-LHK -16DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 grid, just like those in Perski and Smartskin. FIG. 1 of Blonder clearly shows this layered 2 arrangement of conductive lines. 3 4 5 6 7 8 9 10 11 12 13 49. Dr. Maharbiz first argues that Blonder applies a “voltage pulse” to the lines, while 14 Smartskin and Perski use AC signals. (See Exhibit 10 at ¶ 106). This is an irrelevant distinction. 15 As described above, the “virtual ground charge amplifier” configuration has been used for over a 16 decade in many applications, including use as current integrators and filters. Both AC and pulsed 17 DC signals benefit equally from the use of such a charge amplifier, and the capacitive detection 18 techniques are virtually identical for AC and DC driving signals. Moreover, Blonder itself 19 acknowledged in prior art that “[t]he inputting implement introduces a current (AC or DC) onto 20 the tablet, where it is measured.” (Blonder at 4:20-22 (emphasis added)). Blonder, therefore, 21 recognized that AC and DC signals were interchangeable and either could be used as the driving 22 signal to detect touches using a capacitive touch screen. In fact, the selection of AC versus DC 23 driving signals is merely an implementation detail well within the purview of one of ordinary skill 24 in the art. 25 50. Dr. Maharbiz then argues that the “virtual ground charge amplifier” shown in FIG. 26 3 of Blonder is not actually “coupled to the touch panel for detecting touches.” (Exhibit 10 at ¶ 27 107). This again is incorrect, as the stylus clearly makes contact with the touch panel, creating an 28 electrical coupling with the conductive traces of the touch panel. This is what allows the touch Case No. 11-cv-01846-LHK -17DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 detection to take place. Blonder is clear that “[a] voltage pulse on a nearby strip couples through 2 stylus tip 31 to the amplifier input producing a corresponding voltage pulse at output node 33.” 3 (Blonder at 9:32-35). Dr. Maharbiz’s coupling argument is therefore completely without merit. 4 51. Finally, Dr. Maharbiz alleges that “[t]he capacitor at issue in Blonder is used for 5 force sensing, not position sensing.” (Exhibit 10 at ¶¶ 110-111). He then alleges that one skilled 6 in the art would not combine an amplifier circuit in a force sensing stylus with a position sensing 7 sensor, like those described in Perski and Smartskin. (Exhibit 10 at ¶¶ 110-111). This argument 8 again is misleading. Blonder describes both position sensing and force sensing embodiments. 9 While Dr. Maharbiz is correct that FIG. 4a of Blonder does describe a force sensing embodiment, 10 “virtual ground charge amplifier” 30 is part of the FIG. 3 embodiment, not the FIG. 4a 11 embodiment. Blonder is clear that in some embodiments “position information may be 12 supplemented e.g. by stylus-to-tablet spacing and/or, if in contact, by force,” but Blonder is 13 primarily concerned with position sensing. (Bonder at 4:68–5:1). As such, it is my opinion that 14 any distinction made between force sensing and position sensing is misplaced. 15 52. In any event, Blonder is just one example of many touch sensors that use such a 16 “virtual ground charge amplifier” configuration to detect touches using a capacitive touch sensor. 17 Another example is shown in U.S. Patent No. 5,565,658 to Gerpheide et al. (hereinafter 18 “Gerpheide ’658,” attached as Exhibit 13 to my Declaration). Gerpheide ’658 issued in 1996—8 19 years before the ’607 Patent was filed. I understand that Gerpheide ’658 was even included and 20 charted in Samsung’s preliminary invalidity contentions in an obviousness combination with U.S. 21 Patent No. 5,305,017 also to Gerpheide et al. (hereinafter “Gerpheide ’017,” attached as Exhibit 22 14 to my Declaration). (See Exhibit R-2 to Samsung’s Patent Local Rule 3-3 and 3-4 23 Disclosures, attached as Exhibit 15 to my Declaration). Gerpheide ’658, like Blonder, is directed 24 to a capacitive touch sensor. Gerpheide ’658, in FIG. 6B, shows a “virtual ground charge 25 amplifier” as its “capacitive measuring element” connected to the touch panel. 26 27 28 Case No. 11-cv-01846-LHK -18DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 2 3 4 53. Once again, this amplifier is in precisely the same configuration as shown in FIG. 5 13 of the ’607 Patent. The non-inverting (positive) terminal of the amplifier is tied to ground, and 6 the inverting (negative) terminal is connected to a feedback loop with a capacitor. As such, the 7 amplifier includes the exact same “capacitor designed into a negative feedback loop” that Apple’s 8 own expert alleged was required for an operational amplifier to be considered a “virtual ground 9 charge amplifier.” There can be no doubt that Gerpheide ’658 clearly shows a “virtual ground 10 charge amplifier” coupled to the touch panel for detecting touches. 11 54. Gerpheide ’658 provides the motivation to incorporate the virtual ground charge 12 amplifier of FIG. 6b shown above into any capacitive touch sensor. For example, Gerpheide ’658 13 teaches that FIG. 6b represents a “preferred alternative” for the capacitive measurement element 14 shown in the prior figures. (Gerpheide ’658 at 7:46-54). Gerpheide ’658 also expressly 15 mentions that these configurations “represent different implementations known in the art for low 16 pass filter elements, such as switched capacitor integrators and filters, high-order analog filters, 17 and digital filters.” (Id. at 8:15-19). As such, it would be readily apparent to one of ordinary 18 skill in the art to incorporate the virtual ground charge amplifier of FIG. 6b into any capacitive 19 touch sensing application, including the touch sensors described in Perski and Smartskin, in order 20 to filter unwanted charge coupling and detect only charge coupling due to the presence of a finger 21 touch. 22 55. As yet another example, Gerpheide ’017, which I understand was also included and 23 charted in Samsung’s preliminary invalidity contentions, also discloses the claimed “virtual 24 ground charge amplifier.” Gerpheide ’017 issued in 1994—a decade before the ’607 Patent was 25 filed. Gerpheide ’017 was identified and referenced in my opening expert report with respect to 26 claim 7, from which claim 8 depends. I cited Gerpheide ’017 for its description of a mutual 27 capacitive touch sensor (see ¶¶ 111 and 112 of my Corrected Opening Report, attached as Exhibit 28 16 to my Declaration). In particular, I cited column 9, line 62 through column 12, line 13 in my Case No. 11-cv-01846-LHK -19DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 opening report. (Id. at ¶ 112). These columns describe the exact same “virtual ground charge 2 amplifier” shown in FIG. 13 of the ’607 Patent. 3 56. For example, Gerpheide ’017 describes a “differential charge amplifier” which 4 maintains its inputs to “virtual ground” in order to detect mutual capacitance. This is yet another 5 clear example of the claimed “virtual ground charge amplifier” recited in claim 8 of the ’607 6 patent. As shown in the excerpt below, differential charge amplifier 560 is a virtual ground 7 charge amplifier because it is a charge amplifier whose inputs are maintained at “virtual ground,” 8 the precise definition provided by Brian Huppi, an inventor of the ’607 Patent. 9 10 11 12 13 14 15 16 17 18 19 (Gerpheide ’017 at 11:41-64). 20 57. These examples of numerous prior art references each disclosing a “virtual ground 21 charge amplifier” used in connection with a capacitive touch sensor confirm my opinion that this 22 charge amplifier configuration was extremely well known and commonly used in the design of 23 capacitive touch screens for at least 10 years prior to the filing date of ’607 Patent. In my 24 opinion, such a feature cannot and does not contribute any inventiveness to the touch panel 25 described and claimed in the ’607 Patent. 26 VIII. INVALIDITY OF CLAIM 8 27 58. Apple does not deny that almost all of the limitations of claims 1 and 7, from which 28 claim 8 depends, are shown by each of the Perski ’455 and Smartskin references. (See Exhibit Case No. 11-cv-01846-LHK -20DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 10). I understand that Apple’s arguments are virtually identical to those made in the ITC. 2 Namely, the only limitation of claims 1 and 7 Apple alleges is missing from the Perski ’455 3 reference is the multi-touch limitation. (Id. at ¶¶ 72-91). The only limitation of claims 1 and 7 4 Apple alleges is missing in the Smartskin reference is the “transparent sensing medium” 5 limitation. (Id. at ¶¶ 165-181). Apple also alleges that neither reference discloses the “virtual 6 ground charge amplifier” recited in claim 8. 7 59. In my opinion, Apple’s expert makes illogical and completely unsupported 8 distinctions between asserted claim 8 of the ’607 Patent and the Perski ’455 and Smartskin 9 references. These distinctions, which I understand to be legally irrelevant, cannot withstand even 10 the most superficial scrutiny. It is my opinion, therefore, that both Perski ’455 and Smartskin 11 clearly disclose or render obvious each and every limitation found in claim 8 and this claim is 12 therefore invalid. Attached as Exhibit 17 to my Declaration is a claim chart showing in detail 13 where each and every limitation is found in, or rendered obvious by, the references. Exhibit 17 is 14 supported by the deposition transcripts of Brian Q. Huppi (attached as Exhibit 9 to my 15 Declaration), Joshua Strickon (attached as Exhibit 18 to my Declaration), Shawn P. Day (attached 16 as Exhibit 19 to my Declaration), and Steven Hotelling (attached as Exhibit 20 to my Declaration). 17 A. 18 Perski ’455 1. 19 60. The Multi-touch Limitation Apple’s only response to the Perski ’455 reference with respect to claims 1 and 7 is 20 that Perski ’455 requires the detection of both a finger and a stylus and thus cannot form a “true 21 multitouch design.” (Exhibit 10 at ¶¶ 77-79). This argument is without merit. For all the 22 reasons below, Perski ’455 clearly and unambiguously discloses this limitation. 23 61. Initially, I note the claim 8 does not require a “true multitouch design.” Rather, 24 the preamble1 of claim 1 merely requires the sensing medium to be “configured to detect multiple 25 touches or near touches that occur at a same time and at distinct locations in a plane of a touch 26 panel.” Perski ’455 plainly and expressly discloses this limitation. For example, Perski ’455 27 1 28 Both parties agree that the preamble of claim 1 is limiting. Case No. 11-cv-01846-LHK -21DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 discloses that “[t]he goal of the finger detection algorithm…is to recognize all of the sensor matrix 2 junctions that transfer signals due to external finger touch. It should be noted that this algorithm 3 is preferably able to detect more than one finger touch at the same time.” (Perski ’455 at 14:154 19). 5 62. In fact, upon closer inspection, the preferred touch detection algorithm disclosed in 6 Perski ’455 is identical to that disclosed in the ’607 Patent itself. Both detection algorithms drive 7 one “drive” line at a time and sense on all intersecting “sense” lines. This allows the detection 8 circuitry of both Perski ’455 and the ’607 Patent “to recognize all of the sensor matrix junctions,” 9 and this is what allows for the recognition of multiple simultaneous touches. (Id.). 10 11 12 13 14 15 Multi-touch Limitation “configured to detect multiple touches or near touches that occur at a same time and at distinct locations in a plane of a touch panel” (Claim 1) 16 17 18 19 20 21 22 23 Perski ’455 ’607 Patent “The goal of the finger detection algorithm…is to recognize all of the sensor matrix junctions that transfer signals due to external finger touch. It should be noted that this algorithm is preferably able to detect more than one finger touch at the same time. A number of procedures for detection are possible. The most simple and direct approach is to provide a signal to each one of the matrix lines in one of the matrix axes, one line at a time, and to read the signal in turn at each one of the matrix lines on the orthogonal axis…. The junctions that are being touched are the ones connecting the conductor that is currently being energized and the conductors which exhibit an output signal.” (14:15-43). “When driven, the charge on the driving line capacitively couples to the intersecting sensing lines through the nodes and the capacitive sensing circuit senses all of the sensing lines in parallel. Thereafter, the next driving line is driven, and the charge on the next driving line capacitively couples to the intersecting sensing lines through the nodes and the capacitive sensing circuit senses all of the sensing lines in parallel. This happens sequential until all the lines have been driven.” (13:38-46 (reference numerals omitted)) 24 25 63. As shown in the table above, both the Perski ’455 detection algorithm and the 26 detection algorithm disclosed in the ’607 Patent drive a signal on one drive line at a time until all 27 drive lines have been scanned. After driving each line, all the orthogonal intersecting lines on the 28 other axis are sensed. All sense lines that exhibit an output signal are the lines currently being Case No. 11-cv-01846-LHK -22DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 touched. This detection algorithm allows for the independent recognition of all junctions in the 2 grid of traces (all X/Y intersection locations), much like a grid coordinate system. This capability 3 is what permits the “true multitouch” recognition. There is absolutely no difference between the 4 detection algorithm disclosed in Perski ’455 and the detection algorithm disclosed in the ’607 5 Patent. It is thus my opinion that the detection algorithm used in Perski ’455 clearly is able to 6 “detect[ing] multiple touches or near touches that occur at a same time and at distinct locations in 7 a plane of a touch panel.” 8 64. In his validity report, Apple’s expert also alleges that “Perski’s need for both the 9 stylus and finger touch capability [] led to specific weaknesses in Perski’s design.” (Exhibit 14 at 10 ¶ 79). This is plainly incorrect. The ability of the touch sensor in Perski ’455 to detect both 11 finger and stylus touches is completely irrelevant to the invalidity analysis. First, Perski ’455 is 12 clear that the “[d]etection of finger touch and EM stylus is independent and can be performed 13 simultaneously or at different times. It is left to the discretion of the user whether to…implement 14 a detector for one kind of interaction alone (i.e., finger touch or EM stylus) or to allow the 15 detection of both kinds of interactions.” (Perski ’455 at 8:49-55 (emphasis added)). As such, 16 Perski ’455 clearly supports solely detecting finger touches, solely detecting an EM stylus, or both 17 forms of detection simultaneously. Second, the ability to detect a finger in addition to a stylus is 18 not prohibited anywhere in claims 1, 7, or 8, so I understand this distinction to be completely 19 irrelevant to my invalidity determination. 20 65. Rather, all that is required is a sensing medium “configured to detect multiple 21 touches or near touches that occur at a same time and at distinct locations in a plane of a touch 22 panel.” This is the only limitation Apple alleges is missing from Perski ’455. (Exhibit 10 at ¶¶ 23 72-91). In my view, Perski ’455 shows this feature clearly and unambiguously. There is simply 24 no other possible interpretation of the plain disclosure of Perski ’455. 25 66. Apple’s expert seems to admit that Perski ’455 does in fact show the ability to 26 detect multiple touches at the same time, but that this ability “was ancillary to the primary purpose 27 of Perski’s device.” (Exhibit 14 at ¶ 81). This argument has no merit because the “primary 28 purpose” of Perski is legally irrelevant for my invalidity determination. Rather, Perski ’455 Case No. 11-cv-01846-LHK -23DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 expressly discloses a transparent sensing medium configured to detect multiple touches at the 2 same time and therefore anticipates this limitation. 3 67. Apple’s expert again seems to admit that Perski ’455 meets this limitation when he 4 states “[t]hus, on its face, the Perski references do not disclose or claim multi-finger sensing 5 embodiments in the precise manner that is set forth in the ’607 Patent.” (Id.). Once again, I find 6 this reasoning fatally flawed. First, I understand that is not legally relevant to my invalidity 7 determination what is claimed in Perski ’455. Rather, I understand that a prior art reference is 8 prior art for all that it discloses anywhere in the reference, whether claimed or unclaimed. 9 Second, there is no requirement I am aware of that a prior art reference must disclose the “precise 10 manner” of sensing set forth in a patent in order to invalidate that patent. Rather, I understand 11 that only each and every limitation of the claims must be disclosed or rendered obvious in order to 12 invalidate a patent. Perski ’455 clearly does this. Third, as described above, Perski ‘455 does in 13 fact describe the exact same detection algorithm disclosed in the ’607 Patent; therefore, in my 14 opinion, Perski ’455 does in fact disclose the “precise manner” of detection set forth in the ’607 15 Patent. 16 68. Finally, Apple argues that Perski ’455 would not have enabled a working touch 17 panel configured to detect multiple touches. (Id. ¶ 82). Apple seems to suggest that when 18 Perski’s touch panel is placed over a display, parasitic (or unwanted) variable capacitance 19 coupling would occur “between the display and the sensor and between the environment and the 20 sensor” rendering reliable multitouch detection impossible. (Id.). This reasoning is flawed and 21 extremely speculative for several reasons. 22 69. First, Perski ’455 expressly teaches that its sensor is “substantially transparent and 23 suitable for location over a display screen.” (Perski ’455 at 3:39-40). To suggest that Perski’s 24 sensor would somehow not function as described when positioned over a display is completely 25 contrary to the express disclosure of Perski itself and completely unsupported. In fact, all of 26 Perski’s touch sensor embodiments are positioned over a display. For example, Perski ’455 27 states: “present embodiments comprise a digitizer that allows finger clicks and movement 28 detection on flat panel displays, in such a way that the same sensing infrastructure can be used for Case No. 11-cv-01846-LHK -24DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 electromagnetic (EM) stylus detection. The digitizer is designed to work in conjunction with a 2 patterned transparent conductive foil system, which allows for detecting the location of an electro 3 magnetic stylus on top of an electronic display surface.” (Id. at 8:9-16). 4 70. Second, all touchscreens positioned over a display would experience some degree 5 of unwanted, or parasitic, coupling. This is inevitable due to interference caused by the display 6 itself. Parasitic coupling will not make multitouch detection unreliable, as suggested by Apple’s 7 expert, especially if techniques are used to reduce the unwanted coupling. 8 71. Third, Apple’s own expert admits that “[w]ithout a proper compensation method, 9 these variations in parasitic capacitance across the traces would generate spurious signals…so that 10 reliable multitouch is not possible.” (Exhibit 14 at ¶ 85). What Apple’s expert fails to mention 11 is that Perski ’455 discloses several different compensation methods to account for this parasitic 12 capacitance. For example, Perski ’455 teaches that “[i]n a preferred embodiment, the detector 13 actually learns the amount of parasitic current transfer for each individual junction and subtracts 14 this value from the sampled signals.” (Perski ’455 at 14:11-14). As such, Perski ’455 describes 15 a method of completely removing virtually all parasitic capacitance by subtracting it out from its 16 measurements. In addition, Perski ’455 discloses a sophisticated “mapping solution” to eliminate 17 virtually all of the parasitic capacitance. Perski ’455 explains that “[s]uch a mapping process is 18 used in the preferred embodiment of the present invention in order to solve the problem of steady 19 noises injected by the panel display. The same method can be used in the same and other 20 embodiments of the present invention in order to solve any type of steady noise problem.” (Id. at 21 21:46-53). As such, Perski ’455 discloses several compensation methods that adequately deal 22 with unwanted charge coupling and other sources of noise. 23 72. Fourth, “reliable multitouch” is not required by any claim of the ’607 Patent, as 24 Apple’s expert seems to imply. Rather, as described above, only the detection of multiple 25 touches at the same time and at distinct location is required. The transparent touch sensor 26 described by Perski ’455 is fully enabled and would certainly detect multiple touches at the same 27 time and at distinct locations, as required by asserted claim 8. Whether or not the sensor 28 described in Perski ’455 can perform “reliable multitouch” is irrelevant. In any event, as I Case No. 11-cv-01846-LHK -25DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 explained above, Perski ’455 provides several mechanisms for combating parasitic capacitance 2 and therefore can reliably detect multiple touches at the same time. 3 73. For all these reasons, it is my opinion that the touch sensor described in Perski ‘455 4 does not suffer from disabling parasitic capacitance problems that would render multitouch 5 unreliable. Apple’s suggestions otherwise are highly speculative and completely unsupported. 6 Rather, the express disclosure of Perski ’455 is unambiguous: the touch sensor described in 7 Perski ’455 is configured “to detect more than one finger touch at the same time” and hence 8 discloses this limitation. (Perski ’455 at 14:15-19). 9 10 2. 74. The Virtual Ground Charge Amplifier Limitation When I submitted my opening report, I was uncertain of the precise definition of a 11 “virtual ground charge amplifier.” I relied in part on my interpretation of this term in light of the 12 specification of the ’607 Patent as well as the disposition testimony of Brian Huppi, one of the 13 inventor’s of the ’607 Patent. According to Mr. Huppi, Mr. Huppi a “virtual ground charge 14 amplifier” is merely an “operational amplifier [] that was configured such that it held the inputs to 15 be at the same potential as ground.” (Exhibit 9 at 96:19-97:9). With this definition in mind, I 16 cited to at least operational amplifier 74 of FIG. 5 of Perski ‘455 as the claimed “virtual ground 17 charge amplifier.” 18 75. I also explained that this operational amplifier 74 of Perski ‘455 inherently carries 19 “Miller capacitance,” which is mathematically identical to a pair of capacitors to ground, 20 providing a virtual ground to the charge amplifier. In my opinion, operational amplifier 74 of 21 Perski ‘455 qualifies as a “virtual ground charge amplifier” under the plain and ordinary meaning 22 of the term. 23 76. I understand that Apple’s expert now asserts that the claimed “virtual ground 24 charge amplifier” must be in the precise configuration shown in FIG. 13 of the ’607 Patent. 25 Many different prior art references, including the Blonder and two Gerpheide references I 26 described above, show the exact same amplifier configuration shown in FIG. 13 of the ’607 27 Patent. (See ¶¶ 29-57 above). Many of these references predate the filing of the ’607 Patent by 28 more than 10 years. Moreover, as discussed above in ¶¶ 29-57, this op-amp configuration is Case No. 11-cv-01846-LHK -26DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 widely used in all kinds of consumer electronics devices and is even described in many textbooks 2 and university science experiments. Many of the examples I cited above are even in the 3 capacitive touch sensor field and include express descriptions of “virtual ground charge 4 amplifiers” and the reasons for including such circuits in a touch sensor. As such, it is my 5 opinion that even if the Court requires the claimed “virtual ground charge amplifier” to be in the 6 precise configuration shown in FIG. 13 of the ’607 Patent, it would have been obvious to one of 7 ordinary skill in the art at the time of the invention of the ’607 Patent to include such circuitry in 8 the touch sensor of Perski ‘455. 9 77. Such a modification to Perski ‘455 would have been obvious in order to filter 10 parasitic capacitance and other stray noise. This would allow for only the change in charge 11 coupling due to an eternal finger touch to be measured and detected. For example, Perski ’455 12 itself already acknowledges that there is a certain amount or “parasitic capacitance” associated 13 with the overlapping conductors. Perski ’455 then teaches that “[i]n a preferred embodiment, the 14 detector actually learns the amount of parasitic current transfer for each individual junction and 15 subtracts this value from the sampled signals.” (Perski ’455 at 14:11-14). As such, Perski ‘455 16 itself provides the motivation for one of ordinary skill in the art to use the precise amplifier 17 configuration shown in any one of the Blonder reference, the Gerpheide ‘658 reference, the 18 Gerpheide ‘017 reference, the numerous textbook references, or the Hosticka article, in order to 19 filter parasitic capacitance and other noises. The addition of such a commonplace circuit to the 20 touch sensor of Perski ’455 would have been readily obvious to even the most novice circuit 21 designer. 22 23 3. 78. Other Limitations In my rebuttal report regarding non-infringement, it was my opinion that the 24 preamble of claim 1 required the ability to detect near touches in addition to actual touches. This 25 requirement, in my opinion, is the result of arguments made by the applicants during prosecution 26 of the ’607 Patent. To the extent the Court agrees with my view and to the extent Apple argues 27 that near touches are not detected by the sensor described in Perski ’455, it is my opinion that 28 Perski ’455 expressly teaches the detection of near touches in addition to actual touches. For Case No. 11-cv-01846-LHK -27DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 example, Perski ’455 states “[i]n the preferred embodiments of the present invention, the same 2 detector can detect and process signals from an Electro Magnetic Stylus whether it is placed in 3 contact with, or at a short distance from, the surface of a flat panel display.” (Perski ’455 at 4 8:56-65). 5 79. In my rebuttal report regarding non-infringement, it was also my opinion that the 6 last limitation of claim 1 required driving all of the first conductive lines at the same time and 7 sensing on all the second conductive lines. Because the “first conductive lines” and the “second 8 conductive lines” referred back to the “plurality” of lines, I concluded that more than one (i.e., at 9 least two) lines must be driven simultaneously while sensing on more than one (i.e., at least two) 10 lines. The actual number of lines included in the “first conductive lines” and the “second 11 conductive lines” would depend on how many lines were grouped into the claimed first and 12 second lines, respectively, but at least two must be included in each grouping to fulfill the 13 “plurality” requirement. To the extent the Court agrees with my view and to the extent Apple 14 argues Perski ’455 does not disclose this limitation, it is my opinion that Perski ’455 clearly 15 teaches driving multiple lines simultaneously while sensing on multiple lines. For example, 16 Perski ’455 teaches that “[a] faster approach is to apply the signal to a group of conductors on one 17 axis. A group can comprise any subset including all of the conductors in that axis, and look for a 18 signal at each one of the conductors on the other axis. Subsequently, an input signal is applied to 19 a group of lines on the second axis, and outputs are sought at each one of the conductors on the 20 first axis.” (Perski ’455 at 14:44-50). Perski ‘455 unambiguously describes driving a group of 21 multiple lines on one axis while at the same time sensing on all the lines on the other axis and 22 therefore clearly meets this limitation. 23 80. Because all of the elements of claim 8 are disclosed or rendered obvious by Perski 24 ’455, it is my opinion that Perski ’455 clearly invalidates claim 8 of the ’607 Patent. 25 B. 1. 26 27 Smartskin 81. The Transparent Sensing Medium Limitation Apple’s only response to the Smartskin reference with respect to claims 1 and 7 is 28 that Smartskin does not show a “transparent” sensing medium. (Exhibit 14 at ¶¶ 165-176). I Case No. 11-cv-01846-LHK -28DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 disagree with this allegation. For all the reasons below, Smartskin clearly and unambiguously 2 discloses this limitation. 3 82. As Apple’s expert acknowledged in his report, Smartskin describes two different 4 prototypes. (Exhibit 14 at ¶ 167). Although both prototypes are arguably opaque, in my 5 experience converting either of the two opaque prototypes into a transparent design would have 6 been an easy modification well within the skill of one of ordinary skill at the time the ’607 Patent 7 was filed. ITO, or indium tin oxide, is a solid solution that is transparent and colorless in thin 8 layers. ITO is the most widely used transparent conducting oxide and was commonly used in 9 LCD’s and flat panel displays well before the ’607 Patent was filed. The use of ITO traces in 10 transparent touch screens was extremely well known, as evidenced by the numerous references 11 (like Perski ‘455 as well as many other references included in Samsung’s invalidity contentions) 12 disclosing the use of such transparent electrodes in capacitive touch screens. Converting either 13 opaque sensor prototype into a transparent sensor would involve little more than mounting the 14 electrodes described in Smartskin on transparent dielectric layers and substituting the copper wires 15 with transparent ITO traces. Both of these modifications would have been obvious to one of 16 ordinary skill in the art at the time the ’607 Patent was filed. For example, plastic PET 17 transparent films could be used as the substrate to carry the transparent ITO traces. This selection 18 would have been an obvious design choice and is shown in almost all of the transparent touch 19 sensors cited in my opening report, including the capacitive touch sensor of Perski ’455. Such a 20 conversion of an opaque capacitive touch sensor into transparent form would yield extremely 21 obvious and predictable results—namely, a touch sensor capable of being used as a touchscreen 22 and mounted in front of a display, as already taught by Smartskin itself, as described below. 23 83. In any event, it is my opinion the Smartskin itself actually discloses the use of 24 transparent electrodes and therefore discloses this limitation without resorting to an obviousness 25 analysis. The two Smartskin prototypes detailed in the Smartskin paper are both adapted for use 26 with a projector that displays information onto the sensors. A user may interact with the 27 displayed information, as shown in Figure 7 below, where a user is able to concatenate two 28 displayed objects using both hands. Case No. 11-cv-01846-LHK -29DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 2 3 4 5 6 7 8 84. It is clear, therefore, that the touch sensor described in Smartskin is adapted for use 9 with a projection display. Smartskin also includes a section entitled “Use of transparent 10 electrodes” which expressly discloses the use of ITO as a transparent electrode in the design of a 11 Smartskin sensor. (Smartskin at p. 7). As shown below, Smartskin teaches that a “transparent 12 SmartSkin sensor can be obtained by using [] (ITO) or a conductive polymer” and this transparent 13 version of the sensor can be “mounted in front if a flat panel display or on a rear-projection 14 screen.” As such, a fully transparent embodiment of the Smartskin sensor is expressly disclosed 15 within Smartskin itself. 16 17 18 19 20 21 22 23 24 25 26 85. Apple’s only response to this express disclosure in Smartskin is that Smartskin 27 doesn’t actually enable the use of a transparent sensor, but merely describes one. (Exhibit 14 at ¶ 28 168). I disagree. The problems identified by Apple’s expert regarding electrical resistance, poor Case No. 11-cv-01846-LHK -30DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 performance, and thermal and external noise are all specious. In fact, in my experience, none of 2 the alleged problems identified by Apple’s expert are actual impediments to making the Smartskin 3 sensor transparent. Numerous other examples of prior art touch sensors were fully transparent, 4 including the touch sensor described in Perski ’455; therefore, Apple’s arguments are completely 5 without merit. 6 86. While Apple’s expert recites facts about the resistance of copper and ITO, he 7 misses the point. It is not a question of the relative resistance of copper versus ITO. The 8 comparison should be made of the line resistance relative to the input impedance of the charge 9 amplifier. In both cases, the resistance of the copper or ITO lines results in an RC time constant 10 that is very small compared to any human motions or touchpad phenomena. As a result, the 11 distinction between copper and ITO resistance is irrelevant in the context of a charge amplifier 12 that is fast relative to the timescale of human motion on or near a touch sensor. 13 87. Dr. Maharbiz also exaggerates the effect of line resistance in comparing sheet 14 resistance instead of resistance per unit distance of trace, as would be representative for two 15 identically sized panels, one made from thin copper wires and the other made from wide ITO 16 traces. The copper wires are opaque, so must be made thin to pass a large fraction of light, 17 whereas the wider ITO traces can be made thicker to increase the capacitive pickup of signals. 18 For a 10 cm touchscreen and 1 mm trace pitch, approximately 100 ITO squares can span the 19 touchscreen. The copper traces, on the other hand, must be made narrow enough to not block 20 light, much narrower than the ITO. Allowing for 1% light blockage using copper, the traces 21 would have to be 10 microns wide on a 1000 um pitch. Such a configuration spanning an 22 example 10 cm touchscreen would require ten thousand squares of resistance for the copper, 23 resulting in 4.5 ohms of resistance per trace for copper. Again, using Dr. Maharbiz’s figures, 50 24 ohms per square would result in 5000 ohms for the ITO trace. Even assuming a generous input 25 capacitance of 100 pF, the relevant time constant would be RC = 5000 ohms * 100 pF = 5e-7 26 seconds = ½ microsecond, more than 1000 times faster than the fastest human motions, which are 27 on millisecond timescales. It was well known to have operational amplifiers with input 28 capacitances well below 100 pF at the time of the invention described in the ’607 Patent. In Case No. 11-cv-01846-LHK -31DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 addition, the traces themselves could be made to have low capacitance as well. The ITO traces 2 are demonstrably fast enough to capture any human motion. It was common knowledge at the 3 time of the invention described in the ’607 Patent that such circuits were practical. Thus, a 4 transparent touchscreen using ITO was well within the purview of an ordinary touch sensor 5 designer at the time of the ’607 Patent invention. 6 88. Apple’s expert also argues that converting the opaque Smartskin sensor into a 7 transparent sensor would dramatically increase the resistance of the lines and introduce a phase 8 shift. As described above, the resistance of the lines would likely increase by a factor of 1000, 9 not 100,000 as Dr. Maharbiz suggests. Dr. Maharbiz says the 100,000 times sheet resistivity 10 increase “would result in roughly the same amount of increase in the time constant of the system.” 11 I disagree. The time constant of the system is proportional to the resistance of the traces, which 12 are shown in preceding paragraphs to be two orders of magnitude less than the ratio Dr. Maharbiz 13 uses for the copper wires and ITO traces. More importantly, whether the time constant is ½ 14 microsecond for the ITO trances or ½ nanosecond for the copper wires, both timescales are 15 extremely short relative to the millisecond timescales of the fastest human motions. 16 89. Moreover, Smartskin uses a “lock-in amplifier” to lock in the phase of the system. 17 Not only does the lock-in amplifier accommodate phase shifts, it actually uses phase shifts to 18 achieve its objectives. Thus, I find the comments in Dr. Maharbiz’s report to be unrealistic in 19 suggesting that a working lock-in amplifier detection circuit would be rendered inoperable by the 20 introduction of a phase shift that in an example circuit would measure a fraction of a microsecond. 21 Rather, the lock-in amplifier is designed to accommodate for such a phase shift. The frequencies 22 used by the Smartskin sensor are low compared to the ½ microsecond phase shift timescale. For 23 example, the Smartskin paper discloses 400 KHz frequencies, which is nearly an order of 24 magnitude slower than the typical timescale calculated above for ITO with a high input 25 capacitance amplifier. 26 90. Dr. Maharbiz also states that “such a large RC might have acted as an inherent low 27 pass filter, preventing the sinusoids of the frequencies described in the Smartskin paper.” Again, 28 this conclusion is specious and unsupported. The 400 KHz sinusoid of the Smartskin sensor Case No. 11-cv-01846-LHK -32DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 would not be attenuated by an RC time constant that corresponds to a frequency nearly an order of 2 magnitude larger using conservative example values. A 400 KHz sinusoid is not attenuated or 3 blocked by a 2 MHz low-pass filter. Thus, the signal would not be limited for practical values of 4 R and C for the transparent ITO material. 5 91. Dr. Maharbiz also cites to an increase of noise by a factor of 316, but misses the 6 point that thermal noise is not the driving consideration in this design. In addition, Dr. Maharbiz 7 makes the incorrect assumption that the line resistance is increasing by 100,000 times. For the 8 reasons stated above, the typical copper wire uses 100 times as many squares per unit trace 9 distance than the ITO traces, due to thickness constraints. Thus, the line resistivity is at least two 10 orders of magnitude smaller than the figures indicated by Dr. Maharbiz, resulting in a noise 11 increase of only 31.6 times and not the 316 times suggested by Dr. Maharbiz. The noise of the 12 amplifiers in this example far outweighs the noise of even a large ITO trace. Thermal noise is 13 therefore not the dominant factor in these designs. 14 92. As a practical matter, the increased resistivity of the ITO would mainly increase the 15 noise at frequencies above the knee frequency of the RC time constant, 2 MHz in the example 16 above. The signals of interest have far lower frequency. It was common practice at the time of 17 the ’607 Patent invention to filter out-of-band noise as required for desired circuit operation. 18 Thus, noise introduced by increased trace resistance could easily be reduced using conventional 19 and well-known filtering techniques. 20 93. As such, it is my opinion that Smartskin does expressly disclose and fully enable a 21 transparent sensor adapted for use in front of a display. Even if Smartskin did not disclose such 22 an embodiment, it would have been obvious to convert either sensor prototype described in 23 Smartskin into a transparent form so that the sensor could be mounted in front of a display, as 24 taught by Smartskin itself or the Rekimoto reference, which is by the same author. 25 26 2. 94. The Virtual Ground Charge Amplifier Limitation For the same reasons described above in connection with Perski ’455, it is my 27 opinion that the addition of a “virtual ground charge amplifier” into the touch sensor of Smartskin 28 would have been a trivial and obvious addition. One of ordinary skill in the art would be Case No. 11-cv-01846-LHK -33DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 motivated to include such a charge amplifier for the same reasons stated above in connection for 2 Perski ’455. Namely, the addition of such an amplifier configuration could be used as a filter to 3 reduce stray, unwanted charge coupling and potentially improve measurements. Such a 4 modification to the touch sensor of Smartskin would yield extremely predictable results because, 5 as described above, such a charge amplifier configuration was well known and widely used in 6 many filtering applications, including capacitive touch sensors, for over a decade before the filing 7 of the ’607 Patent. 8 9 3. 95. Other Limitations In my rebuttal report regarding non-infringement, it was my opinion that the 10 preamble of claim 1 required the ability to detect near touches in addition to actual touches. This 11 requirement, in my opinion, is the result of arguments made by the applicants during prosecution 12 of the ’607 Patent. To the extent the Court agrees with my view and to the extent Apple argues 13 that near touches are not detected by the sensor described in Smartskin, it is my opinion that 14 Smartskin expressly teaches the detection of near touches in addition to actual touches. For 15 example, Smartskin states “[w]hen a user’s hand is placed within 5-10 cm from the table, the 16 system recognizes the effect of capacitance change.” (Smartskin at p. 3). Smartskin goes on to 17 explain how “distance estimation” is implemented to determine the relative distance of a hand to 18 the table and even shows (in Figure 5 reproduced below) different visual indications 19 corresponding to varying distances of a finger being away from the table. Smartskin, therefore, 20 clearly detects near touches as well as actual touches. 21 22 23 24 25 26 27 28 Case No. 11-cv-01846-LHK -34DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 96. In my rebuttal report regarding non-infringement, it was also my opinion that the 2 last limitation of claim 1 required driving all of the first conductive lines at the same time and 3 sensing on all the second conductive lines. Because the “first conductive lines” and the “second 4 conductive lines” referred back to the “plurality” of lines, I concluded that more than one (i.e., at 5 least two) lines must be driven simultaneously while sensing on more than one (i.e., at least two) 6 lines. The actual number of lines included in the “first conductive lines” and the “second 7 conductive lines” would depend on how many lines were grouped into the claimed first and 8 second lines, respectively, but at least two must be included in each grouping to fulfill the 9 “plurality” requirement. To the extent the Court agrees with my view and to the extent Apple 10 argues Smartskin does not disclose this limitation, it is my opinion that Smartskin clearly teaches 11 driving multiple lines simultaneously while sensing on multiple lines. For example, Smartskin 12 teaches that “[t]he system time-dividing transmitting signal [is] sent to each of a vertical 13 electrodes and the system independently measures values from each of receiver electrodes.” 14 (Smartskin at p. 2). The fact that the transmitted signal is time-divided would indicate that the 15 signal is transmitted to a subset of all the electrodes in one axis while all the electrodes on the 16 other axis are sensed. It is therefore my opinion that Smartskin discloses driving more than one 17 line at the same time while sensing on more than one line. To the extent Smartskin’s sensor 18 applies the drive signal only to one electrode at a time, it would have been obvious to use the 19 “faster approach” described in Perski ’455 in the Smartskin sensor in order to reduce the number 20 of steps or operations required in order to scan the entire panel. (See ¶ 79). This modification to 21 the Smartskin sensor would have been an obvious design choice in order to improve scan speed 22 and efficiency, as taught by Perski ’455. 23 97. Because all of the elements of claim 8 are disclosed or rendered obvious by 24 Smartskin, it is my opinion that Smartksin invalidates claim 8 of the ’607 Patent. 25 IX. CONCLUSION 26 98. It is my opinion that claim 8 of the ’607 Patent is clearly invalid in view of either 27 Perski or Smartskin. 28 Case No. 11-cv-01846-LHK -35DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT 1 2 I declare under penalty of perjury that the foregoing is true and correct. Executed in Santa 3 Clara County, California on May 17, 2012. 4 5 By: 6 7 Brian Von Herzen 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case No. 11-cv-01846-LHK -36DECLARATION OF BRIAN VON HERZEN, PH.D. IN SUPPORT OF SAMSUNG’S MOTION FOR SUMMARY JUDGMENT

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