Andrews v. Aurelio et al

Filing 63

ORDER by Judge Lucy H. Koh granting in part and denying in part 35 Motion for Summary Judgment (Attachments: # 1 Certificate/Proof of Service) (mpb, COURT STAFF) (Filed on 2/1/2013)

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1 2 3 4 5 6 7 IN THE UNITED STATES DISTRICT COURT 8 FOR THE NORTHERN DISTRICT OF CALIFORNIA 9 DAVID RAYMOND ANDREWS, 10 Plaintiff, 11 v. 12 J. AURELIO, et al., 13 Defendants. 14 ) ) ) ) ) ) ) ) ) ) No. C 11-2526 LHK (PR) ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS’ MOTIONS TO DISMISS; GRANTING IN PART AND DENYING IN PART DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT 15 16 Plaintiff, a California prisoner proceeding pro se, filed a second amended civil rights 17 complaint (“SAC”) pursuant to 42 U.S.C. § 1983 against prison officials. Plaintiff claims that 18 Defendants violated his right to due process.1 Defendants have moved to dismiss for failure to 19 exhaust and untimeliness and moved for summary judgment. Plaintiff has filed an opposition, 20 and Defendants have filed a reply. For the reasons that follow, Defendants’ motions to dismiss 21 are GRANTED in part and DENIED in part, and Defendants’ motion for summary judgment is 22 GRANTED in part and DENIED in part. 23 24 FACTUAL BACKGROUND The following facts are undisputed unless otherwise indicated. 25 26 27 1 Although the Court initially also directed Defendants to respond to Plaintiff’s allegation of retaliation, Plaintiff has subsequently dismissed that claim. (Opp. at 11.) Thus, Plaintiff’s retaliation claim is DISMISSED without prejudice. 28 Order Granting In Part and Denying In Part Defendants’ Motions to Dismiss; Granting In Part and Denying In Part Defendants’ Motion for Summary Judgment G:\PRO-SE\SJ.LHK\CR.11\Andrews526denymtdmsj.wpd 1 In September 2009, Plaintiff was housed at Pelican Bay State Prison (“PBSP”). On 2 September 15, 2009, Plaintiff was interviewed by Defendant Correctional Counselor Melton 3 (“Melton”) regarding Plaintiff’s upcoming Institutional Classification Committee (“ICC”) annual 4 review hearing. (Opp., Pl. Decl. at ¶ 2.) During their discussion of the upcoming review, 5 Plaintiff commented that the “R” suffix added to his classification score was improper, and 6 requested that the “R” suffix be removed. (Id. at ¶ 4.) Because Melton directed Plaintiff to 7 submit his request in writing (Opp. at 5), Plaintiff, the following day, gave Melton a letter 8 explaining that Plaintiff had never been convicted of any rape-related charge and thus, the “R” 9 suffix was improper. (Opp., Pl, Decl. at ¶ 5.) As support for his claim, he submitted a certified 10 document from the California Youth Authority (“CYA”) to Melton to present at his hearing. 11 (SAC, Ex. 4.) The document listed Plaintiff’s convictions for which he was sentenced to the 12 CYA. (Id.) Specifically, it listed, “602 W&I: escape; assault to commit theft; exhibiting 13 firearm; robbery; and carrying a concealed firearm.” (Id.) At the classification hearing, the ICC 14 was made up of Correctional Counselors Trujillo, Manion, and Melton. Plaintiff submitted those 15 documents to Melton prior to the hearing so that they would be considered and recorded at the 16 ICC hearing on September 17, 2009. (Opp., Pl. Decl. at ¶ 5.) At the ICC hearing, it was 17 recorded that Plaintiff was voluntarily absent. (Decl. Puget, Ex. B at 8.) However, Plaintiff 18 asserts that he was absent because the prison was on lockdown. (Opp., Pl. Decl. at ¶ 16.) There 19 is no indication that the ICC discussed Plaintiff’s challenge to the “R” suffix. (Decl. Puget, Ex. 20 B at 8.) Rather, it appears that the ICC mentions the designation, but presumably merely 21 continued the previous determination, initially designated in 2002. (Decl. Duncan, Ex. D.) 22 Plaintiff alleges that Defendants Correctional Counselor Aurelio (“Aurelio”) and Melton 23 were responsible for removing the “R” suffix or conducting a proper hearing. (SAC at 7.) 24 Further, Plaintiff claims that Aurelio failed to respond to his inquiry regarding his administrative 25 appeal at PBSP, and contends that Aurelio conspired with Defendants Correctional Officer Oritz 26 (“Ortiz”) and Classification Staff Representative Carriedo (“Carriedo”) to increase his 27 classification score. (Id. at 12.) Plaintiff also sues Defendant Appeals Coordinator Walch 28 Order Granting In Part and Denying In Part Defendants’ Motions to Dismiss; Granting In Part and Denying In Part Defendants’ Motion for Summary Judgment G:\PRO-SE\SJ.LHK\CR.11\Andrews526denymtdmsj.wpd 2 1 (“Walch”) for failing to answer his administrative appeal pursuant to state procedures. (Id. at 7.) 2 DISCUSSION 3 I. 4 MOTION TO DISMISS FOR FAILURE TO EXHAUST Defendants move for dismissal for failure to exhaust administrative remedies. PBSP 5 officials Melton and Walch assert that Plaintiff’s appeal regarding the “R” suffix was screened 6 out at the second level of review. California Substance Abuse and Treatment Facility (“SATF”) 7 officials Carriedo, Aurelio, and Ortiz assert that Plaintiff did not submit any administrative 8 appeal to the third level regarding classification or custody prior to filing this federal lawsuit. 9 The Prison Litigation Reform Act of 1995 (“PLRA”) amended 42 U.S.C. § 1997e to 10 provide that “[n]o action shall be brought with respect to prison conditions under [42 U.S.C. 11 § 1983], or any other Federal law, by a prisoner confined in any jail, prison, or other correctional 12 facility until such administrative remedies as are available are exhausted.” 42 U.S.C. § 1997e(a). 13 Exhaustion is a prerequisite to all prisoner suits about prison life, whether they involve general 14 circumstances or particular episodes, and whether they allege excessive force or some other 15 wrong. Porter v. Nussle, 534 U.S. 516, 532 (2002). PLRA’s exhaustion requirement requires 16 “proper exhaustion” of available administrative remedies. Woodford v. Ngo, 548 U.S. 81, 94, 17 (2006). 18 The State of California provides its prisoners the right to appeal administratively “any 19 departmental decision, action, condition or policy perceived by those individuals as adversely 20 affecting their welfare.” Cal. Code Regs. tit. 15, § 3084.1(a). In order to exhaust available 21 administrative remedies within this system, a prisoner must proceed through several levels of 22 appeal: (1) informal resolution; (2) formal written appeal on a CDC 602 inmate appeal form; (3) 23 second level appeal to the institution head or designee; and (4) third level appeal to the Director 24 of the California Department of Corrections and Rehabilitation. Barry v. Ratelle, 985 F.Supp. 25 1235, 1237 (S.D. Cal. 1997) (citing Cal. Code Regs. tit. 15, § 3084.5). A final decision from the 26 Director’s level of review satisfies the exhaustion requirement under § 1997e(a). Id. at 1237-38. 27 The obligation to exhaust persists as long as some remedy is available; when that is no 28 Order Granting In Part and Denying In Part Defendants’ Motions to Dismiss; Granting In Part and Denying In Part Defendants’ Motion for Summary Judgment G:\PRO-SE\SJ.LHK\CR.11\Andrews526denymtdmsj.wpd 3 1 longer the case, the prisoner need not further pursue the grievance. Brown v. Valoff, 422 F.3d 2 926, 934-35 (9th Cir. 2005). A prisoner need not exhaust further levels of review once he has 3 either received all the remedies that are available at an intermediate level of review, or has been 4 reliably informed by an administrator that no more remedies are available. Id. at 935. 5 Affirmative acts by jail or prison officials that disrupt or prevent the exhaust of administrative 6 remedies may make those remedies effectively unavailable. Albino v. Baca, 697 F.3d 1023, 7 1033 (9th Cir. 2012) quoting Sapp v. Kimbrell, 623 F.3d 813, 822 (9th Cir. 2010). 8 A. 9 Here, Plaintiff claims that he filed an administrative appeal, PBSP 09-02900, requesting “R” suffix custody classification 10 that the “R” suffix be removed from his custody classification. Defendants submit evidence that 11 Plaintiff received the first formal level of review’s denial on November 24, 2009. (Decl. Puget, 12 Ex. B at 2.) The reviewer stated that Plaintiff’s rap sheet noted that the CYA sustained an 13 adjudication of an offense that was equivalent to assault with intent to commit rape. (Id.) On 14 December 4, 2009, Plaintiff appealed that denial to the second level of review. (Decl. Puget, Ex. 15 A.) Defendants demonstrate that, on January 6, 2010, Plaintiff’s appeal was screened out due to 16 a time lapse.2 (Decl. Puget, Ex. B at 11.) The notice provided that if Plaintiff wished to continue 17 to appeal the matter, he must submit an explanation and supporting documents to explain why he 18 did not or could not have filed a timely appeal. (Id.) 19 Defendants assert that because Plaintiff’s “R” suffix was determined at his initial 20 classification hearing in 2002, his appeal to the second level of review was well beyond the 21 15-day deadline permitted in the regulations. (Reply at 3.) See Cal. Code Regs. Tit. 15, 22 § 3084.6(c) (2009). Section 3084.6(c) states, “An appellant must submit the appeal within 15 23 working days of the event or decision being appealed, or of receiving an unacceptable lower 24 level appeal decision.” (Emphasis added.) Here, Plaintiff received an “unacceptable lower level 25 26 27 2 The notice states, “There has been too great a TIME LAPSE between when the action or decision occurred and when you filed your appeal with no explanation of why you did not or could not file in a timely fashion.” (Decl. Puget, Ex. B at 11.) 28 Order Granting In Part and Denying In Part Defendants’ Motions to Dismiss; Granting In Part and Denying In Part Defendants’ Motion for Summary Judgment G:\PRO-SE\SJ.LHK\CR.11\Andrews526denymtdmsj.wpd 4 1 appeal decision” on November 24, 2009 (Decl. Puget, Ex. B at 2), and submitted an appeal on 2 December 4, 2009 (Decl. Puget, Ex. A), which was within 15 working days. Defendants’ 3 argument that Plaintiff’s appeal was screened out because he failed to submit an appeal within 4 15 working days of his initial “R” suffix designation in 2002 is not well taken. It appears that 5 Plaintiff’s appeal was improperly screened out, and thus, administrative remedies were 6 effectively unavailable. See Sapp, 623 F.3d at 822-23. The Court notes, however, that Plaintiff 7 does not explicitly make this argument. 8 Nonetheless, Plaintiff submits that he never received notice that his second level of 9 review appeal was screened out, nor was he ever instructed to submit any explanation of a time 10 lapse. (Opp. at 9.) He declares that on January 5, January 14, January 29, February 9, and April 11 13, 2010, he inquired about the result of his second level of review appeal, but received no 12 responses. (SAC at 8-9, Exs. 9, 14, 15, 17.) District courts have denied a motion to dismiss 13 based on exhaustion when a prisoner alleges that he has received no response to a complaint or 14 appeal. See Contreraz v. Stockbridge, 2011 WL 2620367, *2 (E.D. Cal. 2011); Exmundo v. 15 Scribner, 2011 WL 2445868, *3 (E.D. Cal. June 15, 2011), adopted by 2011 WL 3322608, *1 16 (E.D. Cal. Aug. 2, 2011), Gregory v. PHS, Inc., 2001 WL 1182779, *2 (D. Del. Sept. 21, 2001) 17 (holding that prisoner satisfied the exhaustion requirement when he filed a grievance and 18 received no response for such a long period of time that “it is safe to assume [it] exceeded the 19 amount of time allowed for prison authorities to respond under said grievance procedure”); see 20 also Brown, 422 F.3d at 943 n.18 (indefinite delay in responding to grievances renders an 21 administrative remedy unavailable) (collecting cases from other circuits). Because Plaintiff 22 asserts, and Defendants do not dispute, that he never received the notice that his appeal was 23 screened out, the Court finds that Defendants have not satisfied their burden of proof that 24 Plaintiff has failed to exhaust his claim regarding the improper R suffix. Wyatt, 315 F.3d at 25 1119. Defendants’ motion to dismiss is DENIED as to this claim. 26 B. 27 On February 2, 2011, Plaintiff was transferred from PBSP to SATF. (SAC at 12.) In his Increase in classification score 28 Order Granting In Part and Denying In Part Defendants’ Motions to Dismiss; Granting In Part and Denying In Part Defendants’ Motion for Summary Judgment G:\PRO-SE\SJ.LHK\CR.11\Andrews526denymtdmsj.wpd 5 1 SAC, Plaintiff argues that Aurelio conspired with Carriedo and Ortiz to increase his 2 classification score. (Id.) Defendants respond that a search of the CDCR’s third level of review 3 appeals filed by Plaintiff demonstrates that, after February 2, 2011, Plaintiff only exhausted one 4 appeal at the third level. (Decl. Lozano at ¶ 4.) That appeal was exhausted on March 9, 2012. 5 (Id., Ex. A.) Further, Plaintiff’s only grievance regarding custody or classification issues that 6 was submitted to the third level was screened out on April 12, 2012. (Id. at ¶ 5.) 7 Plaintiff does not argue that he did not exhaust this claim. Moreover, the evidence shows 8 that he did not exhaust any grievance after his arrival at SATF but prior to the filing of his SAC. 9 (Decl. Lozano at ¶¶ 4-5, Ex. A.) Because Plaintiff does not allege that he ever filed an 10 administrative grievance at any level challenging SATF Defendants’ increasing his classification 11 score prior to filing his SAC, that claim must be dismissed. Rhodes v. Robinson, 621 F.3d 1002, 12 1006 (9th Cir. 2010); McKinney v. Carey, 311 F.3d 1198, 1199 (9th Cir. 2002). 13 Accordingly, Defendants’ motion to dismiss is GRANTED as to Plaintiff’s claim against 14 Carriedo, Aurelio, and Ortiz regarding an increase in his classification score. 15 II. MOTION TO DISMISS AS UNTIMELY 16 Defendants also argue that Plaintiff’s complaint is untimely. They proffer that this action 17 accrued on November 26, 2002, the date upon which Plaintiff’s initial classification hearing was 18 held while he was housed at Calpatria State Prison. At that time, the ICC determined that 19 Plaintiff should have an “R” suffix custody classification. Because Plaintiff’s action accrued in 20 2002, argue Defendants, it has a three-year statute of limitations. (MSJ at 9-10, citing Cal. Civ. 21 Proc. Code § 340 (West 2002)). Plaintiff does not address the timeliness issue.3 22 Section 1983 does not contain its own limitations period. The appropriate period is that 23 of the forum state’s statute of limitations for personal injury torts. See Wilson v. Garcia, 471 24 U.S. 261, 276 (1985); TwoRivers v. Lewis, 174 F.3d 987, 991 (9th Cir. 1999). In California, the 25 26 27 3 Although Plaintiff states in his opposition that he was not aware that he was designated with an “R” suffix until 2009, he submits contrary evidence that shows he has been trying to get the suffix removed since at least July 5, 2006. (SAC, Ex. 20.) 28 Order Granting In Part and Denying In Part Defendants’ Motions to Dismiss; Granting In Part and Denying In Part Defendants’ Motion for Summary Judgment G:\PRO-SE\SJ.LHK\CR.11\Andrews526denymtdmsj.wpd 6 1 general residual statute of limitations for personal injury actions is the two-year period set forth 2 at California Civil Procedure Code § 335.1, and is the applicable statute in Section 1983 actions. 3 See Maldonado v. Harris, 370 F.3d 945, 954 (9th Cir. 2004); see also Silva v. Crain, 169 F.3d 4 608, 610 (9th Cir. 1999) (limitations period for filing Section 1983 action in California governed 5 by residual limitations period for personal injury actions in California, which was then one year 6 and was codified in Cal. Civ. Proc. Code § 340(3)); Cal. Civ. Proc. Code § 335.1 (current 7 codification of residual limitations period, which was enacted in 2002, is two years). 8 9 It is federal law, however, that determines when a cause of action accrues and the statute of limitations begins to run in a Section 1983 action. Wallace v. Kato, 549 U.S. 384, 388 (2007). 10 Under federal law, a claim generally accrues when the plaintiff knows or has reason to know of 11 the injury which is the basis of the action. See TwoRivers, 174 F.3d at 991-92. But accrual 12 ultimately depends on the substantive basis of the claim. See, e.g., Wallace, 549 U.S. at 388 13 (statute of limitations on a wrongful arrest/wrongful imprisonment claim begins to run when the 14 false imprisonment ends, when the plaintiff's confinement is no longer without legal process, but 15 rather becomes a confinement pursuant to legal process that is, for example, when he or she is 16 bound over by a magistrate or arraigned on charges); Pouncil v. Tilton, No. 10-16881, 2012 WL 17 5871659, *12-15 (9th Cir. Nov. 21, 2012) (claim that prison unlawfully denied prisoner conjugal 18 visits with his second wife in 2008 pursuant to a 1996 regulation was timely because it was an 19 independent, wrongful, and discrete act upon which his claim accrued, notwithstanding 20 prisoner’s 2002 administrative grievance complaining of a denial of conjugal visits with his first 21 wife). 22 Here, the question of when Plaintiff’s claim accrued depends on exactly what Plaintiff’s 23 claim is. Defendants argue that Plaintiff is challenging issuance of the “R” suffix. (MSJ at 9.) 24 While it is true that much of Plaintiff’s SAC discusses his attempts to remove the “R” suffix 25 because it was improperly given, liberally construed, the Court reads Plaintiff’s due process 26 claim to be that Defendants refused to address or correct his request to correct and remove the 27 “R” suffix at his ICC hearing on September 17, 2009. (SAC at 7, 13, 14.) See, e.g., Pouncil, 28 Order Granting In Part and Denying In Part Defendants’ Motions to Dismiss; Granting In Part and Denying In Part Defendants’ Motion for Summary Judgment G:\PRO-SE\SJ.LHK\CR.11\Andrews526denymtdmsj.wpd 7 1 2012 WL 5871659 at *5-6 (liberally construing pro se prisoner’s complaint to allege a denial of 2 a 2008 decision because it was unclear whether the prisoner was challenging a prison regulation 3 or the 2008 decision). 4 In Pouncil, the Court recognized two different avenues to determine when a cause of 5 action accrues. Id. at *7-10; compare Delaware State College v. Ricks, 449 U.S. 250 (1980) 6 (concluding that a college professor’s challenge to the termination of his tenure accrued when he 7 received a 1974 letter informing him of such termination at the end of the 1975 school year, and 8 not when the actual termination occurred in 1975), and Knox v. Davis, 260 F.3d 1009, 1014 (9th 9 Cir. 2001) (holding that an attorney’s claim that her legal mail and visitation rights to prison 10 inmates accrued when she received a letter informing her of such on January 20, 1996, and not 11 when she continued to receive those denials up until she filed suit in 1997), with National R.R. 12 Passenger Corp. v. Morgan, 536 U.S. 101 (2002) (concluding that a plaintiff’s claim against his 13 employer for unlawful employment practices alleged discrete discriminatory acts, each of which 14 started the clock for the statute of limitations), and Cherosky v. Henderson, 330 F3d. 1243 (9th 15 Cir. 2003) (applying Morgan, and concluding that employees’ did not assert any discrete act that 16 would have fallen within the statute of limitations). Here, Plaintiff’s initial classification hearing 17 in 2002 designated an “R” suffix to his custody status. Although Plaintiff challenges the 18 appendage of the “R” suffix, his claim is more narrowly construed as challenging the denial of 19 his right to due process at the 2009 ICC hearing. Thus, Plaintiff has sufficiently alleged a 20 “discrete act” which triggered the statute of limitations clock to run on September 18, 2009 – the 21 day after his hearing. 22 The applicable statute of limitations to Plaintiff’s claim is two years. See Cal. Code Civ. 23 Proc. § 335.1; Colony Cove Props., LLC v. City Of Carson, 640 F.3d 948, 956 (9th Cir. 2011). 24 Plaintiff filed his federal complaint on May 12, 2011. Thus, his claim is timely. Defendants’ 25 motion to dismiss this action as untimely is DENIED. 26 III. 27 MOTION FOR SUMMARY JUDGMENT Defendants argue that they are entitled to summary judgment as a matter of law because 28 Order Granting In Part and Denying In Part Defendants’ Motions to Dismiss; Granting In Part and Denying In Part Defendants’ Motion for Summary Judgment G:\PRO-SE\SJ.LHK\CR.11\Andrews526denymtdmsj.wpd 8 1 Plaintiff failed to sufficiently link them to the underlying claim, and because they are entitled to 2 qualified immunity. The remaining Defendants are Aurelio, Melton, and Walch. 3 Summary judgment is proper where the pleadings, discovery and affidavits demonstrate 4 that there is “no genuine issue as to any material fact and that the moving party is entitled to 5 judgment as a matter of law.” Fed. R. Civ. P. 56(c). Material facts are those which may affect 6 the outcome of the case. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute 7 as to a material fact is genuine if there is sufficient evidence for a reasonable jury to return a 8 verdict for the nonmoving party. Id. 9 The party moving for summary judgment bears the initial burden of identifying those 10 portions of the pleadings, discovery and affidavits which demonstrate the absence of a genuine 11 issue of material fact. Celotex Corp. v. Cattrett, 477 U.S. 317, 323 (1986). Where the moving 12 party will have the burden of proof on an issue at trial, it must affirmatively demonstrate that no 13 reasonable trier of fact could find other than for the moving party. But on an issue for which the 14 opposing party will have the burden of proof at trial, as is the case here, the moving party need 15 only point out “that there is an absence of evidence to support the nonmoving party's case.” Id. 16 at 325. 17 Once the moving party meets its initial burden, the nonmoving party must go beyond the 18 pleadings and, by its own affidavits or discovery, “set forth specific facts showing that there is a 19 genuine issue for trial.” Fed. R. Civ. P. 56(e). The Court is only concerned with disputes over 20 material facts and “factual disputes that are irrelevant or unnecessary will not be counted.” 21 Liberty Lobby, Inc., 477 U.S. at 248. It is not the task of the Court to scour the record in search 22 of a genuine issue of triable fact. Keenan v. Allen, 91 F.3d 1275, 1279 (9th Cir. 1996). The 23 nonmoving party has the burden of identifying, with reasonable particularity, the evidence that 24 precludes summary judgment. Id. If the nonmoving party fails to make this showing, “the 25 moving party is entitled to judgment as a matter of law.” Celotex Corp., 477 U.S. at 323. 26 At the summary judgment stage, the Court must view the evidence in the light most 27 favorable to the nonmoving party: if evidence produced by the moving party conflicts with 28 Order Granting In Part and Denying In Part Defendants’ Motions to Dismiss; Granting In Part and Denying In Part Defendants’ Motion for Summary Judgment G:\PRO-SE\SJ.LHK\CR.11\Andrews526denymtdmsj.wpd 9 1 evidence produced by the nonmoving party, the judge must assume the truth of the evidence set 2 forth by the nonmoving party with respect to that fact. See Leslie v. Grupo ICA, 198 F.3d 1152, 3 1158 (9th Cir. 1999). 4 Plaintiff alleges that Aurelio failed to remove the “R” suffix or conduct a proper hearing. 5 (SAC at 7.) Specifically, Plaintiff states that he sent a request via an administrative appeal to 6 Aurelio to remove the suffix from Plaintiff’s file. (Id. at 12, Ex. 19.) Plaintiff also alleges that 7 Walch failed to “answer[] the issue according to procedure.” (Id. at 7.) However, there is no 8 constitutional right to a prison administrative appeal or grievance system. See Ramirez v. 9 Galaza, 334 F.3d 850, 860 (9th Cir. 2003); Mann v. Adams, 855 F.2d 639, 640 (9th Cir. 1988). 10 Accordingly, Plaintiff’s allegation that Aurelio and Walch improperly handled his inmate 11 grievances cannot be the basis for liability. Moreover, Plaintiff does not allege that Aurelio or 12 Walch had any authority to remove the “R” suffix, or that they were involved in any hearing 13 regarding Plaintiff’s classification. Because there is an absence of evidence that Aurelio or 14 Walch proximately caused any deprivation of Plaintiff’s right to due process, see Leer v. 15 Murphy, 844 F.2d 628, 633-34 (1988), they are entitled to summary judgment. As such, the 16 Court finds it unnecessary to address Defendants’ argument that Aurelio and Walch are entitled 17 to qualified immunity. 18 Plaintiff also alleges that Melton failed to remove the “R” suffix or conduct a proper 19 hearing. (SAC at 7.) Plaintiff claims that, on the advice of Melton, he gave her an 20 administrative appeal, a letter explaining his request, and supporting documentation to show that 21 he believed the “R” suffix was improper. Plaintiff gave her these documents so that they would 22 be considered at his ICC hearing. (Opp., Pl. Decl. at ¶ 5.) Defendant Melton was present at the 23 hearing because she was part of the ICC. (Decl. Puget, Ex. 2 at 8.) As Defendants note, a 24 classification committee can reverse an “R” suffix evaluation by a previous institution’s 25 classification committee if new and compelling information is obtained. Cal. Code Regs. Tit. 15, 26 § 3366.1(b)(8). Construing all facts in Plaintiff’s favor, Melton, a member of the ICC at 27 Plaintiff’s hearing, was provided with potentially new and compelling information regarding the 28 Order Granting In Part and Denying In Part Defendants’ Motions to Dismiss; Granting In Part and Denying In Part Defendants’ Motion for Summary Judgment G:\PRO-SE\SJ.LHK\CR.11\Andrews526denymtdmsj.wpd 10 1 propriety of Plaintiff’s “R” suffix. Liberally construing Plaintiff’s claim, he alleges that he was 2 not given an opportunity to be heard at this hearing, and was absent because the prison was on 3 lockdown. The Court concludes that Plaintiff has alleged sufficient facts to link Melton to his 4 due process claim. 5 Melton also argues that she is entitled to qualified immunity. The defense of qualified 6 immunity protects “government officials . . . from liability for civil damages insofar as their 7 conduct does not violate clearly established statutory or constitutional rights of which a 8 reasonable person would have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). A 9 Court considering a claim of qualified immunity must determine: (1) whether the plaintiff has 10 alleged the deprivation of an actual constitutional right, and (2) whether such right was clearly 11 established such that it would be clear to a reasonable officer that his conduct was unlawful in 12 the situation he confronted. See Pearson v. Callahan, 555 U.S. 223, 232 (2009). Defendants 13 focus on the fact that Plaintiff received his “R” custody designation in 2002, and thus, the current 14 Defendants have no liability. As stated above, Plaintiff’s claim is more narrowly construed as 15 whether the Defendants denied him a right to due process by not affording him an opportunity to 16 be heard at his 2009 ICC hearing in order to challenge the custody classification. Thus, because 17 Defendants’ argument for qualified immunity does not apply to Plaintiff’s claim, Melton’s 18 motion for summary judgment based on qualified immunity is DENIED. 19 IV. 20 REFERRAL TO PRO SE SETTLEMENT PROCEEDINGS Prior to setting this matter for trial and appointing pro bono counsel to represent Plaintiff 21 for that purpose, the Court finds good cause to refer this matter to Judge Vadas pursuant to the 22 Pro Se Prisoner Settlement Program for settlement proceedings on the claim set forth above. 23 The proceedings will consist of one or more conferences as determined by Judge Vadas. The 24 conferences shall be conducted with Melton, or her representative, attending by videoconference 25 if they so choose. If these settlement proceedings do not resolve this matter, the Court will then 26 set this matter for trial and consider a motion from Plaintiff for appointment of counsel. 27 28 Order Granting In Part and Denying In Part Defendants’ Motions to Dismiss; Granting In Part and Denying In Part Defendants’ Motion for Summary Judgment G:\PRO-SE\SJ.LHK\CR.11\Andrews526denymtdmsj.wpd 11 1 CONCLUSION 2 1. Plaintiff’s retaliation claim is DISMISSED without prejudice. Defendants’ 3 motion to dismiss for failure to exhaust is GRANTED in part and DENIED in part. Plaintiff’s 4 claim against Carriedo, Aurelio, and Ortiz regarding an increase in his classification score is 5 DISMISSED without prejudice. Defendants’ motion to dismiss the due process claim as 6 untimely is DENIED. Defendants’ motion for summary judgment is GRANTED as to Aurelio 7 and Walch, but DENIED as to Melton. 8 9 2. The instant case is REFERRED to Judge Vadas pursuant to the Pro Se Prisoner Settlement Program for settlement proceedings on the remaining claim in this action, as 10 described above. The proceedings shall take place within one-hundred twenty (120) days of 11 the filing date of this order. Judge Vadas shall coordinate a time and date for a settlement 12 conference with all interested parties or their representatives and, within ten (10) days after the 13 conclusion of the settlement proceedings, file with the Court a report regarding the prisoner 14 settlement proceedings. If these settlement proceedings to do not resolve this matter, Plaintiff 15 can file a renewed motion for appointment of counsel, and the Court will then set this matter for 16 trial. 17 18 3. The Clerk of the Court shall mail a copy of the Court file, including a copy of this order, to Judge Vadas in Eureka, California. 19 4. 20 IT IS SO ORDERED. 21 22 The instant case is STAYED pending the settlement conference proceedings. 1/31/13 DATED: _________________ LUCY H. KOH United States District Judge 23 24 25 26 27 28 Order Granting In Part and Denying In Part Defendants’ Motions to Dismiss; Granting In Part and Denying In Part Defendants’ Motion for Summary Judgment G:\PRO-SE\SJ.LHK\CR.11\Andrews526denymtdmsj.wpd 12

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