Securities and Exchange Commission v. Copeland et al

Filing 1

Copy of Judgment of Permanent Injunctioin [sic] and appointing Thomas C. Hebrank as permanent receiver of Defendants, signed by U.S. District Court, Central District of California Judge, on 10/19/11. (Attachments: # 1 Complaint, # 2 Civil Cover Sheet, # 3 Receipt) (lyg, )

JS Rev. 09/11)

CIVIL COVER SHEET

The JS 44 civil cover sheet and the information contained herein neither replace nor sul~l~lement the filing and service of pleadings or other l~apers as required by law, except as l~rovided
by local rules of court. This form, approved by the Judicial Conference of-the United ~;{ates in September 1974, is required for the use of the Clerk of Court for the purpose of initiating
the civil docket Sheet. (SEE INSTRUCTIONS ON NEXTPAGE OF THIS FORM.)

DEFENDANTS
Charles P. Copeland; Copeland Wealth Management, A Financial
Advisory Corporation; Copeland Wealth Management, A Real Estate
Corporation
County of Residence of First Listed Defendant Pueblo

I. (a) PLAINTIFFS
Securities and Exchange Commission
(b) County of Residence of First Listed Plaintiff
(EXCEPT 1N U.S. PLAINTIFF CASES)

(IN U.S. PLAINTIFF CASES ONLY)
IN LAND CONDEMNATION CASES, USE THE LOCATION OF
THE TRACT OF LAND INVOLVED.

NOTE:

T,(C) Attg.rn,eys ,(Firm,Nam~e, Ad,dress, and T.elep, tw.ne Number) t~ece~ver, c/o Ted
nomas tA t-let)ranK, t~ourt-appoimeo ~ermanent . ~ .

Attorneys (If Known)

Fates, Allen Matkins Leck Gamble Mallory & Natsis LLP, 501 W.
Broadway, 15th Floor, San Die.qo, CA 92101 [phone]
II. BASIS OF JURISDICTION (Place an "x"in one Sex only)
HI. CITIZENSHIP OF PRINCIPAL PARTIES (Place an ’w" In one ~ox for l~latnt~
(For Diversity Cases Only)
PTF DEF
£3 1 £3 1

1~ 1 U.S. Govemment
Plaintiff

£3 3 Federal Question
(U.S. Government Not a Party)

£3 2 U.S. Government
Defendant

£3 4 Diversity
(Indicate Citizenship of Parties in Item 111)

Citizen of This State

and One Box for DefendanO
PTF DEF
£3 4 £3 4

Incorporated or Principal Place
of Business In This State

Citizen of Another State

£3 2 £3 2 Incorporated andPrineipal Place
of Business In Another State

CitizenorSubjeetofa
Foreign Country

£3 3

£3 3

Foreign Nation

£3 5 £3 5
£3 6

£3 6

IV. NATURE OF SUIT (Place an "X" in One Box Only)
,-;&~FORFEIT U ItE/PENAUTY :?

£3 625 Drag Related Seizure
PERSONAL INJURY
PERSONAL INJURY
O 365 Personalinjury of Property 21 USC 881
71 310Airplane
Product Liability
£3 690 Other
D 315 Airplane Product
Liability
O 367 Health Care/
Pharmaeantieal
D 320 Assault, Libel &
Slander
Personal Injury
Product Liability
£3 330 Federal Employers’
Liability
£3 368 Asbestos Personal
Injury Product
C1 340 Marine
Liability
O 345 Marine Product
Liability
PERSONAL PROPERTY
710 Fair Labor Standards
£3 370 Other Fraud
Act
£3 350 Motor Vehicle
720 Labor/Mgmt. Relations
171 355 Motor Vehiale
£3 371 Troth in Lending
Product Liability £3 380 Other Parsonal
740 Railway Labor Act
751 Family and Medical
£3 360 Other Personal
Property Damage
Injury
0 385 Property Damage
Leave Act
Product Liability
790 Other Labor Litigation
O 362 Personal Injury 791 Empl. Ret. Ine.
Med. Malpractice
Security Act
~ PRISONER PE’ITI’IONS’

£3
£3
O
£3
£3

1 I0 Insurance
120 Marine
130 Miller Act
! 40 Negotiable Instrument
150 Recovery of Overpayment
& Enforcement of Judgment
£3 151 MedicareAet
£3 152 Recovery of Defaulted
Student Loans
(Exel. Veterans)
£3 153 ReeoveryofOverpayment
of Vetaran’s Benefits
£3 160 Stockholders’ Suits
O 190 Other Contract
£3 195 Contract Product Liability
£3 196 Franchise

210
220
230
240
245
290

£3 440 Other Civil Rights
£3 441 Voting
£3 442 Employment
£3 443 Housing/
Accommodations
£3 445 Amer. w/Disabilities Employment
O 446 Amer. w/Disabilitias Other
£3 448 Education

Land Condemnation
Foreclosure
Rent Lease & Ejectment
Torts to Land
Tort Product Liability
All Other Real Property

V. ORIGIN
1~ 1 Original
Proceeding

O 510 Motions to Vacate
Sentence
Habeas Corpus:
0 530 General
£3 535 Death Penalty
£3 540 Mandamus & Other
£3 550 Civil Rights
£3 555 Pr!son Condition
O 560 Civil Detainee Conditions of
Confinement

422 Appeal 28 USC 158
423 Withdrawal
28 USC 157
i ~:: PROPERTY RIGHTS ’: ::
820 Copyrights
830 Patent
840 Trademark
~’ SOCIAUSECURITY

861 HIA (1395f0
862 Black Lung (923)
863 DIWCiD1WW (405(g))
864 SSID Title XVI
865 RSI (405(g))

;: FEDERAL TAX’SUITS/:

870 Taxes (U.S. Plaintiff
or Defendant)
871 IRS--Third Party
26 USC 7609

375
400
410
430
450
460
470

False Claims Act
State Reapportionment
Antitrust
Banks and Banking
Commerce
Deportation
Racketeer Influenced and
Corrupt Organizations
480 Consumer Credit
490 Cable/Sat TV
850 Seeurities/Commoditias/
Exchange
890 Other Statutory Actions
891 Agricultural Acts
893 Environmental Matters
895 Freedom of Information
Act
896 Arbitration
899 Administrative Procedure
AeVReview or Appeal of
Agency Decision
950 Constitutionality of
State Statutes

462 Naturalization Application
463 Habeas Corpus Alien Detainee
(Prisoner Petition)
465 Other Immigration
Actions

(Place an "X" in One Box Only)
ID 6 Multidistrict
ID 4 Reinstated or O 5 Transferreddistrict
ID 2 Removed from
ID 3 Remanded from
another from
Litigation
Reopened
State Court
Appellate Court
(spectfv~
Cite the U.S. Civil Statute under which you are filing (Do not citejurlsdictionalstatutes unless diversity):

28 O.S.C. See. 754
VI. CAUSE OF ACTION Brief description of cause:
Receiver appointed in civil action where property is located in another district

VII, REQUESTED IN
’ COMPLAINT:

¯ t~l CHECK IF THIS IS A CLASS ACTION
UNDER F.R.C.P. 23

VIH. RELATED CASE(S) (See instructions):
IF ANY

DEMANDS

CHECK YES only if demanded in complaint:
JURY DEMAND:
Ci Yes CI No

JUDGE Manuel L. Real, Central Dist. of Calif. DOCKET NUMBER 2:11-cv-08607-R -DTB

DATE
Sl~F .~OF RECORD

FOR OFFICE I/SE ONLY
RECEIPT #

AMOUNT

APPLYING IFP

JUDGE

MAG. JUDGE