HUERTA v. EWING et al
Filing
46
MINUTE ORDER for proceedings held before Judge Jane Magnus-Stinson: On May 17, 2017, the Court held a hearing on the parties' Joint Motion to Approve Joint Stipulation and Class Certification, [Filing No. 37 ]. Plaintiffs were present by co unsel Michael Sutherlin. Defendant Sheriff Greg Ewing was present in person and by counsel Craig McKee, David Friedrich, and Michael Wright. The remaining Defendants were present by counsel David Friedrich and Michael Wright. The court reporter wa s Jean Knepley. The Court DENIES IN PART WITH EXPLANATION the Joint Motion to Approve Stipulation and Class Certification to the extent it requests approval of the Joint Stipulation. [Filing No. 37 ] The Court, therefore, ACCEPTS the Proposed Join t Stipulation, [Filing No. 44 ] The Court GRANTS IN PART the Joint Motion to Approve Joint Stipulation and Class Certification, [Filing No. 37 ], to the extent that it seeks class certification, and likewise GRANTS Plaintiffs' Motion for Cla ss Certification, [Filing No. 10 ]. The joint stipulation filed on March 27, 2017 [Filing No. 36 ] is WITHDRAWN. Plaintiffs' Motion for Preliminary Injunction, [Filing No. 12 ], remains pending. (SEE ORDER FOR MORE DETAILS.) Signed by Judge Jane Magnus-Stinson. (Court Reporter Jean Knepley.) (Attachments: # 1 Class Notice)(MRI)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
TERRE HAUTE DIVISION
JAUSTON HUERTA, THOMAS BOLTON, JR.,
CURTIS GILLIE, CARL SHERB, DEREK HICKS,
and DURAND RANDLE,
Plaintiffs,
vs.
GREG EWING, ET AL.,
Defendants.
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2:16-cv-00397-JMS-DKL
ORDER
On May 17, 2017, the Court held a hearing on the parties’ Joint Motion to Approve Joint
Stipulation and Class Certification, [Filing No. 37]. 1 Plaintiffs were present by counsel Michael
Sutherlin. Defendant Sheriff Greg Ewing was present in person and by counsel Craig McKee,
David Friedrich, and Michael Wright. The remaining Defendants were present by counsel David
Friedrich and Michael Wright. The court reporter was Jean Knepley.
The Court outlined its continuing concerns with the Joint Motion to Approve Joint Stipulation and Class Certification, and counsel discussed those concerns. Based on that discussion and
on the parties’ filings, the Court makes the following rulings:
1
Plaintiffs filed a Joint Stipulation on March 27, 2017, [Filing No. 36], and then filed the Motion
to Approve Joint Stipulation and Class Certification on April 7, 2017, [Filing No. 37]. After an
April 20, 2017 telephonic status conference in which the Court invited the parties to submit any
revisions to the Motion to Approve, Plaintiffs filed a Proposed Joint Stipulation on May 15, 2017,
[Filing No. 44]. The Court assumes the Motion to Approve relates to the most recent Joint Stipulation, filed on May 15, 2017, [Filing No. 44], and considers the initial Joint Stipulation, [Filing
No. 36], WITHDRAWN.
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A. Joint Stipulation
The Court DENIES IN PART WITH EXPLANATION the Joint Motion to Approve
Stipulation and Class Certification to the extent it requests approval of the Joint Stipulation. [Filing No. 37.] The parties’ statements at the hearing clarified that they have differing opinions
regarding whether the Joint Stipulation is a consent decree, a private settlement agreement, or
something else altogether. If it were the former, it must comply with the provisions of the Prison
Litigation Reform Act and it does not. If it were the latter, then the Court’s approval is not necessary or appropriate. As the parties could not agree on how it should be treated, the Court will treat
it as a reflection of the parties’ agreement as to certain facts, and future plans with respect to resolution of the issues in this litigation. The Court, therefore, ACCEPTS the Proposed Joint Stipulation, [Filing No. 44], 2 save for the following language:
Plaintiffs’ counsel will petition the Court for fees from time to time, in the course
of monitoring the progress of construction and compliance with the time line. The
County reserves the right to object to any fee applications for any reason and the
Court retains its discretion regarding approval of fees. The County agrees to pay
any fees ordered by the Court within 30 days of the order. When counsel’s fees
exceed the Cap, the County is free to argue that [the] PLRA rate (or a lower hourly
rate) should apply to an award of plaintiffs’ attorney fees.
[Filing No. 44 at 3.] As the Court stated at the hearing, the parties may privately agree to whatever
arrangement they would like regarding attorneys’ fees. But the Court will not entertain interim
fee petitions, nor order payment of such fees on an interim basis, pursuant to anything short of a
merits adjudication, which has not been entered here.
2
Filing No. 36 and Filing No. 44 are not motions, and the Clerk is directed to TERMINATE them
as such on the docket.
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The language of the Proposed Joint Stipulation that the Court has accepted may be used to
support Plaintiffs’ Motion for Preliminary Injunction, [Filing No. 12], a future dispositive motion,
or for any other purpose for which a stipulation may legally be used.
B. Class Certification
The Court GRANTS IN PART the Joint Motion to Approve Joint Stipulation and Class
Certification, [Filing No. 37], to the extent that it seeks class certification, and likewise GRANTS
Plaintiffs’ Motion for Class Certification, [Filing No. 10]. The Court has reviewed Plaintiffs’
Motion for Class Certification, [Filing No. 10], along with Defendants’ Notice of Consent to Class
Action Certification, [Filing No. 19], and finds that the requirements of Fed. R. Civ. P. 23 are
satisfied here. Specifically, the Court must find that the putative class satisfies the four prerequisite
set forth in Fed. R. Civ. P. 23(a). If the putative class does satisfy these prerequisites, the Court
must additionally find that it satisfies the requirements set forth in Fed. R. Civ. P. 23(b), which
vary depending on which of three different types of class is proposed.
It is the plaintiffs’ burden to prove first that an identifiable class exists that merits certification under Federal Rule of Civil Procedure 23(a). Oshana v. Coca-Cola Co., 472 F.3d 506, 513
(7th Cir. 2006). The four prerequisites under Rule 23(a) are: “(1) [that] the class is so numerous
that joinder of all its members is impracticable; (2) [that] there are questions of law or fact common
to the class; (3) [that] the claims or defenses of the representative parties are typical of the claims
or defenses of the class; and (4) [that] the representative parties will fairly and adequately protect
the interests of the class.” Fed. R. Civ. P. 23(a). Class certification is not appropriate unless the
named plaintiff establishes all four prerequisites. Gen. Tel. Co. of the Southwest v. Falcon, 457
U.S. 147, 156, 102 S. Ct. 2364, 72 L. Ed. 2d 740 (1982).
In their Motion to Certify, Plaintiffs define the putative class as:
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All individuals in the care and custody of Vigo County, Indiana, including the current and future inmates who are or will be incarcerated in the Vigo County Jail and
all current and future individuals who were transported to other county jails as a
result of the overcrowding in the Vigo County Jail.
[Filing No. 11 at 1.] The Court finds that Plaintiffs have met their burden of showing that class
certification is appropriate here.
First, the class is so numerous that joinder of all members is impracticable. See Fed. R.
Civ. P. 23(a)(1). Hundreds of individuals are incarcerated at the Vigo County Jail on any given
day. Indeed, Sheriff Ewing stated at the hearing that three hundred and twenty seven individuals
were incarcerated at the Vigo County Jail on May 17, 2017.
Second, there are questions of law or fact common to the class. See Fed. R. Civ. P. 23(a)(2).
These common questions include: (a) whether Defendants are constitutionally required to provide
a jail that is not overcrowded; (b) whether Defendants have systematically violated that mandate;
(c) if Defendants are in violation of their duties, what efforts are required to remedy their constitutional violations; (d) whether the class members are entitled to a declaratory judgment; and (e)
whether the class members are entitled to preliminary and permanent injunctive relief.
Third, the Named Plaintiffs’ claims are typical of the class claims. See Fed. R. Civ. P.
23(a)(3). The Named Plaintiffs are all inmates at the Vigo County Jail, and are facing the same
conditions as the putative class members. The Named Plaintiffs’ claims and the claims of the
putative class members are all based on the same legal theories and the declaratory and injunctive
relief sought would apply to both the Named Plaintiffs and the putative class members in the same
way.
Fourth, the Named Plaintiffs and their counsel will fairly represent the class. See Fed. R.
Civ. P. 23(a)(4). The Court has no basis to find that the Named Plaintiffs and their counsel will
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not pursue the class’s interests, and notes that class counsel has experience litigating these types
of cases.
Finally, Plaintiffs have alleged that Defendants have “acted or refused to act on grounds
that apply generally to the class, so that final injunctive relief or corresponding declaratory relief
is appropriate respecting the class as a whole.” Fed. R. Civ. P. 23(b)(2). Plaintiffs’ claims against
Defendants center on an alleged systematic failure to maintain adequate conditions for all Vigo
County Jail inmates.
Because Plaintiffs have satisfied the requirements of Fed. R. Civ. P. 23(a) and Fed. R. Civ.
P. 23(b)(2), the Court certifies the following class:
All inmates in the care and custody of Vigo County, Indiana from October 13, 2016
to the present, including the current and future inmates who are or will be incarcerated in the Vigo County Jail and all current and future individuals who were transported to other county jails as a result of the overcrowding in the Vigo County Jail.
The Court clarifies, however, that it is not certifying a class with respect to any personal injury
claims members of the class may have as a result of jail overcrowding. Because adjudicating those
claims would necessarily involve highly individualized issues, class treatment is not appropriate.
In any event, the Court does not read Plaintiffs’ Motion to Certify to request certification of personal injury claims.
The Court further APPROVES the Notice to Class Members that has been modified from
the notice submitted by the parties, and which is attached as Exhibit 1 to this Order. To the extent
any party objects to the Notice, it must file an objection by May 31, 2017. If no objection shall be
filed, notice shall be provided in a manner agreed upon by the parties, and the parties shall file a
report reflecting their agreement on or before June 14, 2017.
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C. Motion for Preliminary Injunction
Plaintiffs’ Motion for Preliminary Injunction, [Filing No. 12], remains pending. The Court
ORDERS the parties to file a Report by June 9, 2017 advising whether they have reached agreement regarding an Agreed Preliminary Injunction, and if so, the parties are ORDERED to submit
a draft Agreed Preliminary Injunction by June 16, 2017. If not the parties shall propose a future
course for resolving the motion by the same date.
May 19, 2017
Distribution via ECF only to all counsel of record
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