Vargas et al v. Pfizer Inc. et al

Filing 146

DECLARATION of Julie A. Ahrens in Support re: 141 MOTION for Attorney Fees and Costs.. Document filed by Brian Transeau. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G# 8 Exhibit H# 9 Exhibit H part 2# 10 Exhibit I# 11 Exhibit J# 12 Exhibit K# 13 Exhibit L# 14 Exhibit M# 15 Exhibit N# 16 Exhibit O# 17 Exhibit P# 18 Exhibit Q# 19 Exhibit R# 20 Exhibit S# 21 Exhibit T# 22 Exhibit U# 23 Exhibit V# 24 Exhibit W# 25 Exhibit X# 26 Exhibit Y# 27 Exhibit Z# 28 Exhibit Z part 2# 29 Exhibit AA# 30 Exhibit BB# 31 Exhibit CC# 32 Exhibit DD# 33 Exhibit EE# 34 Exhibit FF)(Falzone, Anthony)

Vargas et al v. Pfizer Inc. et al

Doc. 146 Att. 12

EXHIBIT K

Dockets.Justia.com

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 1 of 15

UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK : : : : Plaintiffs : vs. : : PFIZER INC., PUBLICIS, INC., FLUID MUSIC, : EAST WEST COMMUNICATIONS, INC. and : BRIAN TRANSEAU p/k/a "BT" : : : : Defendants : : RALPH VARGAS, and BLAND-RICKY ROBERTS CASE NO.: 04 CV 9772 (WHP) (JCF) SECOND AMENDED COMPLAINT DEMAND FOR JURY TRIAL

ECF CASE

Ralph Vargas (individually referred to herein as "Plaintiff Vargas") and BlandRicky Roberts (individually referred to herein as "Plaintiff Roberts") (collectively referred to herein as "Plaintiffs"), by and through their attorneys, Paul A. Chin, Esq., complaining of Pfizer, Inc. (hereinafter "Defendant Pfizer"), Publicis, Inc. (hereinafter "Defendant Publicis"), Fluid Music (hereinafter "Defendant FM"), East West Communications, Inc. (hereinafter "Defendant EWC") and Brian Transeau,

professionally known as "BT" (hereinafter "Defendant Transeau") (collectively referred to herein as "Defendants") allege as follows: I. 1. NATURE OF THE ACTION

This is a civil action for direct, contributory and vicarious

copyright infringement on behalf of Plaintiffs, the creators, composers, producers, arrangers and/or copyright owners of the original musical composition and sound recording entitled, "Bust Dat Groove Without Ride" from the album entitled, "Funky

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 2 of 15

Drummer, Volume II" (referred to herein as the "Composition") that is the subject matter of this Complaint, against: Defendant Pfizer, its employees and agents, subsidiaries, parent companies, affiliates and/or holding companies; Defendant Publicis, its employees and agents, subsidiaries, parent companies, affiliates and/or holding companies; Defendant FM, its employees and agents, subsidiaries, parent companies, affiliates and/or holding companies; Defendant EWC, its employees and agents, subsidiaries, parent companies, affiliates and/or holding companies; and Defendant Transeau. 2. Defendant Pfizer, in support of its national advertising campaign featuring

the Composition as the key musical themes and/or jingles to promote the sales of its pharmaceutical drug "Celebrex", and increase its profits, knowingly, willfully and intentionally: (i) acted in concert with one or more third parties, including Defendants FM, EWC, and Transeau, to infringe Plaintiffs' copyrights and exclusive rights in and relating to the Composition; (ii) distributed, used, commercialized, exploited and made derivative works of the Composition without Plaintiffs' written authorization or consent; (iii) induced and caused various third parties, including, but not limited to, various television and radio stations to broadcast, perform and otherwise exploit the Composition, and derivatives thereof, in New York and throughout the United States without Plaintiffs' written authorization or consent; (iv) unlawfully profited from the unauthorized distribution, use, commercialization and other exploitation of the Composition, and derivatives thereof; and (v) deprived Plaintiffs of substantial income directly and/or indirectly related to the Composition. 3. Defendants Publicis, FM, EWC, and Transeau without Plaintiffs' written

authorization or consent, reproduced, manufactured, performed, sold, created derivative

2

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 3 of 15

works, and otherwise exploited the Composition, via their respective agents in New York and throughout the United States, thereby, infringing Plaintiffs' copyrights in and to the Composition. 4. By this action, Plaintiffs seek a finding that Plaintiffs are the creators,

composers, producers, arrangers and copyright owners of the original music composition and sound recording that comprise the Composition and that Defendant Pfizer knowingly, willfully and intentionally: (i) acted in concert with one or more third parties to infringe Plaintiffs' copyrights and exclusive rights in and relating to the Composition; (ii) directly infringed Plaintiffs' copyrights and exclusive rights, in and relating to the Composition, in violation of the Copyright Act, 17 U.S.C. §§106, 115 and 501; and (iii) induced, caused and materially contributed to the infringement of Plaintiffs' copyrights and exclusive rights in and relating to the Composition by various third parties. 5. Plaintiffs also seek a finding that: (i) Defendants Publicis, FM, EWC, and

Transeau without Plaintiffs' written authorization or consent, reproduced, manufactured, performed, sold, created derivative works, and otherwise exploited the Composition, in violation of the Copyright Act, 17 U.S.C. §106, 115 and 501; (ii) Defendants' acts, as alleged herein, constitute misappropriation and unfair competition under state statutory and common law; (iii) Defendants profited from the unauthorized distribution, use, commercialization and other exploitation of the Composition, and derivatives thereof; (iv) Defendants deprived Plaintiffs of substantial income directly related to the Composition; and (v) Plaintiffs are entitled to the legal, equitable and financial relief, as requested herein, to remedy Defendants'unlawful and infringing conduct.

3

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 4 of 15

II. 6.

JURISDICTION AND VENUE

This Court has jurisdiction over the subject matter of this Complaint

pursuant to 28 U.S.C. §§ 1331 and 1338 (a) and (b). This Court has supplemental jurisdiction over the remaining claims pursuant to 28 U.S.C. §1367. 7. This Court has personal jurisdiction over all Defendants because

Defendants Pfizer and Publicis maintain their corporate headquarters and/or principal place of business within this judicial district and all of the Defendants: (i) solicit, transact and conduct business in the State of New York and in this judicial district and are regularly doing or soliciting business or engaging in a persistent course of conduct in this State and in this District; (ii) receive substantial revenue from the State of New York and the infringing conduct occurred in the State of New York and within this judicial district; (iii) expect or reasonably should expect their conduct to have consequences in the State of New York; and (iv) directly or indirectly infringed Plaintiffs' copyrights in the Composition in the City and State of New York. 8. Venue is properly laid in this District pursuant to 28 U.S.C. § 1391 (b) and

(c), §1400 (a) in that Defendants transact business in this judicial district, and/or a substantial part of the events giving rise to Plaintiffs' claims occurred in this judicial district. III. 9. PARTIES

Plaintiff Vargas is the creator, composer, producer and arranger of musical

compositions, including advertising jingles. Plaintiff Vargas is the creator, composer, producer and arranger of the Composition. Plaintiff Vargas resides in New York City, County and State of New York.

4

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 5 of 15

10.

Plaintiff Roberts is the creator, composer, producer and arranger of

musical compositions, including advertising jingles. Plaintiff Roberts was the sole shareholder, and owner, of the company JBR Records, Inc., which initially released, distributed, published and otherwise exploited the Composition. Plaintiff Roberts is the owner of the copyright in and to the master sound recording that contains the Composition. Plaintiff Roberts currently resides in the State of Pennsylvania. 11. Upon information and belief Defendant Brian Transeau is a musician,

professionally known as "BT." Upon information and belief, Defendant Transeau, in conjunction with Defendants FM, EWC, Pfizer and Publicis, created the jingle featured in Defendant Pfizer' national advertising campaign for its drug "Celebrex", which contains s Plaintiffs' Composition. Upon information and belief, Defendant Transeau resides in the New York City, County and State of New York. 12. Upon information and belief, Defendant Pfizer is a corporation duly

organized and existing under the laws of the State of Delaware, with its principal place of business at 235 East 42nd Street, New York, New York, within this judicial district. Upon information and belief, Defendant Pfizer is licensed and authorized to do business in the State of New York and actively transacts business in the State of New York and in this judicial district. Defendant Pfizer directly or indirectly manufactures, markets,

distributes and sells pharmaceutical products, including, but not limited to the drug "Celebrex," in the State of New York within this judicial district and throughout the United States and the world. 13. Upon information and belief, Defendant Publicis is a corporation duly

organized and existing under the laws of the State of New York, with its principal place

5

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 6 of 15

of business at 304 East 45th Street, New York, New York, located within this judicial district. Upon information and belief, Defendant Publicis is licensed and authorized to do business in the State of New York and actively transacts business in the State of New York and in this judicial district. 14. Upon information and belief, Defendant FM is a corporation duly

organized and existing under the laws of a State within the United States with its principal place of business in the State of New York. Upon information and belief, Defendant FM is a record label that manufactures, distributes, markets and sells musical compositions in the form of cds, tapes, dvds and phonographic records to the general public. Upon information and belief, Defendant FM manufactured, marketed,

distributed, used, commercialized, sold and otherwise exploited the Composition in this State and this District, infringed Plaintiffs' copyrights in and to the Composition in this State and this District and otherwise actively transacts business in this State and this District. 15. Upon information and belief, Defendant EWC is a corporation duly

organized and existing under the laws of a State within the United States with its principal place of business in the State California. Upon information and belief,

Defendant EWC is a music company that manufactures, distributes, markets and sells musical sample material in the form of cds, tapes, dvds and phonographic records to the general public. Upon information and belief, Defendant EWC manufactured, marketed, distributed, used, commercialized, sold and otherwise exploited the Composition in this State and this District, infringed Plaintiffs' copyrights in and to the Composition in this

6

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 7 of 15

State and this District and otherwise actively transacts business in this State and this District. IV. A. 16. FACTS COMMON TO ALL CLAIMS FOR RELIEF

The Composition In 1993, Plaintiff Vargas created, composed, produced and arranged the

Composition which Defendant Pfizer, on or about June 2003, featured as the key musical theme and/or jingle in its worldwide advertising campaign to: (i) promote the sale of its pharmaceutical drug "Celebrex"; and (ii) increase Defendant Pfizer' profits (hereinafter s referred to as the "Celebrex Campaign"). 17. Plaintiff Vargas obtained a Copyright Registration certificate for the Attached hereto as Exhibit A is the Copyright

Composition on January 27, 1995. Registration for the Composition. 18.

Plaintiff Roberts is the sole shareholder, and owner, of the company JBR

Records, Inc., which initially released the Composition. JBR Records, Inc. is listed as the copyright claimant on the Copyright Certificate of Registration for the sound recording of the Composition. Exhibit B, Certificate of Registration for the Composition. Plaintiff Roberts is the copyright owner of the sound recording containing the Composition via a valid Copyright Assignment, in all rights, title and interest in and to the Composition, from JBR Records, Inc. to Plaintiff Roberts, duly recorded with the United States Copyright Office. Exhibit C, Copyright Assignment; Recordation of Copyright

Assignment with U.S. Copyright Office; Fee for Recordation of Copyright Assignment. 19. Plaintiffs are the owners of all rights, title and interest in and to the

copyrights in the Composition.

7

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 8 of 15

20.

Upon information and belief, Defendants knew that in order to

manufacture, reproduce, distribute, use, commercialize, exploit or make derivative works of the Composition, Defendants needed to obtain: (i) valid certificates of authorship signed by the creator and composer of the Compositions; and (ii) valid copyright assignments executed by the author and owner of any such original musical compositions. 21. Defendants intentionally, willfully and knowingly distributed, used,

commercialized, exploited and/or made derivative works of the Composition without obtaining valid certificates of authorship and/or copyright assignments from Plaintiffs. B. 22. Defendants Falsely Designate and Identify Transeau as the Creator, Composer and Producer of the Composition Upon information and belief, Defendants Pfizer and Publicis paid

significant sums of money to Defendants FM, EWC, and Transeau for use of the Composition, even though Defendants Pfizer and Publicis knew, or should have known, that Defendants FM, EWC, and Transeau were not the composers, arrangers, producers or copyright owners of the Composition. 23. Upon information and belief, Defendant Transeau has unlawfully and

illegally infringed the copyrights in and to more than twenty (20) different musical compositions created, produced, arranged and owned by Plaintiffs. 24. Upon information and belief, Defendants FM, EWC, and Transeau did not

have a valid copyright certificate and/or copyright registration for the Composition, and Defendants Pfizer and Publicis never received a valid copyright certificate and/or copyright registration for the Composition.

8

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 9 of 15

25.

Upon information and belief, Defendants, in an effort to distribute, use,

commercialize and otherwise exploit the Composition without Plaintiffs' written authorization or consent, falsely designated and identified Defendant Transeau as the creator, composer, producer, arranger and owner of the Composition. C. 26. Defendants Infringe Plaintiffs' Copyrights in the Composition Upon information and belief, from June 2003 until present, Defendants

knowingly, willfully and intentionally caused various third parties, including, but not limited to, various television and radio stations, to broadcast, perform and otherwise exploit the Composition and derivatives thereof, in New York and throughout the United States, even though Defendants knew that they did not have Plaintiffs' written authorization or consent to do so. 27. Upon information and belief, Defendants never made any royalty

payments directly to Plaintiffs or to various performance collection societies (eg. BMI, ASCAP) on Plaintiffs' behalf, for publicly broadcasting, performing and otherwise exploiting the Composition, and derivatives thereof. 28. Upon information and belief, the Composition contributed to the huge

success of Defendant Pfizer' Celebrex Campaign and substantially increased the sales of s Defendant Pfizer' pharmaceutical product "Celebrex" and Defendant Pfizer' profits. s s V. CAUSES OF ACTION

COUNT I DIRECT COPYRIGHT INFRINGEMENT 29. Plaintiffs repeat and reallege each and every allegation contained in

paragraphs 1 through 28 as if fully set forth herein.

9

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 10 of 15

30.

Defendants directly infringed Plaintiffs' copyrights and exclusive rights,

in and relating to the Composition under copyright law by distributing, using, commercializing, exploiting and/or making derivatives of the Composition, without Plaintiffs' written authorization or consent, all in violation of the Copyright Act, 17 U.S.C. §§ 106, 115 and 501. 31. Upon information and belief, Defendants never made any royalty

payments to Plaintiffs, or to various performance collection societies on Plaintiffs' behalf, for publicly broadcasting, performing or otherwise exploiting the Composition and/or derivatives thereof. 32. The foregoing acts of infringement by Defendants have been willful,

intentional and purposeful. 33. As a direct and proximate result of Defendants' copyright infringement,

Plaintiffs have suffered and will continue to suffer severe injuries and damages and are entitled to their actual damages and Defendants' gross revenue or profits derived by Defendants that are attributable to Defendants' direct infringement of the Composition, pursuant to 17 U.S.C. §504(b). 34. Plaintiffs' exact amount of actual damages and Defendants' gross revenue

or profits will be established at trial, but are in no event less than $10,000,000 (TEN MILLION DOLLARS). 35. Alternatively, Plaintiffs may elect to be awarded, and, therefore, are

entitled to the maximum amount of statutory damages, to the extent permitted by law, pursuant to 17 U.S.C. §504(c), with respect to each work infringed and each act of infringement.

10

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 11 of 15

36.

Plaintiffs are further entitled to their attorneys' fees and full costs pursuant

to 17 U.S.C. §505. COUNT II CONTRIBUTORY COPYRIGHT INFRINGEMENT 37. Plaintiffs repeat and reallege each and every allegation contained in

paragraphs 1 through 36 as if fully set forth herein. 38. Upon information and belief, Defendants willfully, knowingly and

intentionally induced, caused, encouraged and/or assisted various third parties, including, but not limited to, various television and radio stations to publicly broadcast, perform and otherwise exploit the Composition, and/or derivatives thereof, even though Defendants knew, or should have known, that they did not have Plaintiffs' written authorization or consent to do so. 39. An infringement of Plaintiffs' rights in and to the Composition occurred

each time a third party, as a result of Defendants' inducement, encouragement and/or assistance, reproduced, broadcast, performed or otherwise exploited the Composition or any derivatives thereof 40. An infringement of Plaintiffs' rights in and to the Composition occurred

each time a third party, as a result of Defendants' inducement, encouragement and/or assistance, made a derivative work from the Composition,. 41. Upon information and belief, Defendants, through their conduct, engaged

in the business of knowingly inducing, causing, encouraging, assisting and/or materially contributing to the making of derivative compositions from the Composition; thereby infringing Plaintiffs' copyrights and exclusive rights, in and relating to the Composition, under copyright law.

11

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 12 of 15

42.

An infringement of Plaintiffs'rights in and to these compositions occurred

each time a third party, including, but not limited to, various radio and television stations publicly broadcast, performed or otherwise exploited the Composition or any derivatives thereof. 43. purposeful. 44. Defendants' conduct, as alleged herein, constitutes contributory The foregoing acts by Defendants have been willful, intentional and

infringement of Plaintiffs' copyrights and exclusive rights, in and relating to the Composition, and any derivatives thereof, under copyright law in violation of the Copyright Act, 17 U.S.C. §§ 106, 115 and 501. 45. As a direct and proximate result of the contributory infringement by

Defendants, Plaintiffs are entitled to their actual damages and Defendants' gross revenue or profits derived by Defendants that are attributable to Defendants' contributory infringement of the Compositions pursuant to 17 U.S.C. §504(b). 46. Plaintiffs' exact amount of actual damages and Defendant Pfizer' gross s

revenue or profits will be established at trial, but are in no event less than $10,000,000 (TEN MILLION DOLLARS). 47. Alternatively, Plaintiffs may elect to be awarded, and, therefore, are

entitled to the maximum amount of statutory damages, to the extent permitted by law, pursuant to 17 U.S.C. §504(c), with respect to each work infringed and each act of infringement. 48. Plaintiffs are further entitled to their attorneys' fees and full costs pursuant

to 17 U.S.C. §505.

12

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 13 of 15

COUNT III VIOLATION OF THE LANHAM ACT 43(a) FALSE DESIGNATION OF ORIGIN 49. Plaintiffs, in accordance with their agreement with Defendants, voluntarily

dismissed Count III with prejudice, pursuant to Rule 41(a) (1) (ii) of the Federal Rules of Civil Procedure on or about April 27, 2005. COUNT IV STATUTORY AND COMMON LAW UNFAIR COMPETITION 50. Plaintiffs, in accordance with their agreement with Defendants, voluntarily

dismissed Count IV with prejudice, pursuant to Rule 41(a) (1) (ii) of the Federal Rules of Civil Procedure on or about April 27, 2005. VI. PRAYER FOR RELIEF

WHEREFORE, Plaintiffs pray to the Court for a judgment against Defendants, jointly and severally, as follows: A. Awarding Plaintiffs their actual and compensatory damages suffered as a result of Defendants' unlawful, illegal and infringing conduct in an amount to be determined at trial, but in no event less than $10,000,000 (TEN MILLION DOLLARS); B. Awarding Plaintiffs any and all gross revenue or profits derived by Defendants that are attributable to Defendants' infringement of the Composition in an amount to be determined at trial, but in no event less than $10,000,000 (TEN MILLION DOLLARS);

13

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 14 of 15

C.

Awarding Plaintiffs, at their election and to the extent permitted by law, the maximum amount of statutory damages against Defendants for each work infringed and for each act of infringement;

D.

Awarding Plaintiffs punitive and exemplary damages in an amount to be determined at trial;

E. F.

Awarding Plaintiffs prejudgment interest according to law; Awarding Plaintiffs' reasonable attorneys' fees, costs and expenses relating to this action; and

G.

Awarding such other and further relief as the Court may deem just and proper.

Dated: New York, New York November 8, 2005

Respectfully submitted, s/ Paul A. Chin Paul A. Chin, Esq. (PC 9656) LAW OFFICES OF PAUL A. CHIN The Woolworth Building 233 Broadway, 5th Floor New York, NY 10007 [phone] Attorney for Plaintiffs, Ralph Vargas and Bland-Ricky Roberts

DEMAND FOR JURY TRIAL Plaintiffs demand a jury trial pursuant to Rule 38(b) of the Federal Rules of Civil Procedure. Dated: New York, New York November 8, 2005 Respectfully submitted, s/ Paul A. Chin Paul A. Chin, Esq. (PC 9656) LAW OFFICES OF PAUL A. CHIN The Woolworth Building 233 Broadway, 5th Floor

14

Case 1:04-cv-09772-WHP

Document 50

Filed 11/14/2005

Page 15 of 15

New York, NY 10007 [phone] Attorney for Plaintiffs, Ralph Vargas and Roberts

Bland-Ricky

15

EXHIBIT A

Case 1:04-cv-09772-WHP

Document 50-2

Filed 11/14/2005

Page 1 of 2

Case 1:04-cv-09772-WHP

Document 50-2

Filed 11/14/2005

Page 2 of 2

EXHIBIT B

Case 1:04-cv-09772-WHP

Document 50-3

Filed 11/14/2005

Page 1 of 2

Case 1:04-cv-09772-WHP

Document 50-3

Filed 11/14/2005

Page 2 of 2

EXHIBIT C

Case 1:04-cv-09772-WHP

Document 50-4

Filed 11/14/2005

Page 1 of 3

Case 1:04-cv-09772-WHP

Document 50-4

Filed 11/14/2005

Page 2 of 3

Case 1:04-cv-09772-WHP

Document 50-4

Filed 11/14/2005

Page 3 of 3