Viacom International, Inc. et al v. Youtube, Inc. et al

Filing 310

DECLARATION of Andrew H. Schapiro, Group 10, Exhibit 374- 378 in Opposition re: 176 MOTION for Partial Summary Judgment /Viacom's Notice of Motion for Partial Summary Judgment on Liability and Inapplicability of the Digital Millennium Copyright Act Safe Harbor Defense.. Document filed by Youtube, Inc., Youtube, LLC, Google, Inc.. (Attachments: # 1 Exhibit 380 - 386, # 2 Exhibit 387 - 412, # 3 Exhibit 413 - 420, # 4 Exhibit 421 - 422, # 5 Exhibit 423, Part 1, # 6 Exhibit 423, Part 2, # 7 Exhibit 423, Part 3, # 8 Exhibit 424 -425)(Schapiro, Andrew)

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Schapiro Exhibit 413 Schapiro Ex. 414 VIDEO EXHIBITS: FILED MANUALLY Schapiro Exhibit 415 Customers | Limelight Networks Page 1 of 2 Support | Customer Login | Contact Us | International Services Platform Customers Ecosystem Resources Company Contac M Contact tMee 118866 5544 44831 -- 66-- 44-- 831 I t e i im l ght Bl g InnthheLLmeeilight--Bloog Your need, our solution Your need, our solution Limelight Networks offers s ime ions N r work b offer Lolutlight foetyour s usines s. Lolutioabofut our r ibusiness. s earn ns or youh ghp r rn abou e ser h gh Leaformanct our viices- for c er tent del v serv ponformancie ery. ices for content delivery. Brilliant bits Brilliant bits To ensure the best possible us r e ur i he e, G pos e Toeensxpertencbest ooglsible re er e ly m ienc la G i og e uscentxperade e, ndong lpage l ece ti ly ma fac l or i ing lcul e road ntme a de tandn capagating A ad t rd e a f ki t g. lodWoims ranacnor in calculating AdWords ranking. http://www.limelightnetworks.com/customers/ 4/29/2010 Customers | Limelight Networks Page 2 of 2 "Limelight Networks ' support of Silverlight is a significant endorsement of the rich and flexible capabilities inherent in our platform approach. Limelight Networks already has a broad base of customers taking advantage of industry-leading W indows Media technologies; and by incorporating Silverlight, they'll be able to seamlessly enhance their existing media solutions to offer content providers rich design and interactive capabilities." Forest Key, Director of User Experience and Web Platform, Microsoft Corporation "The Limelight Networks CDN provides world -class streaming performance, and our partnership with them will enable us to offer unmatched safe streaming solutions to home movie makers through our convenient and affordable flat-rate service. Streaming is the ideal mode for sharing personal and family content and Limelight has an outstanding track record in the industry for highly reliable delivery of streaming content." Cary Marsh, Managing Director, Mydeo "The Limelight Networks platform has demonstrated it can easily support our biggest audiences, with viewership peaking at levels we had not seen before. Our success in delivering free live video to over 100,000 unique simultaneous users demonstrates the power of the Internet to deliver breaking news to enormous audiences in real time as events unfold." Charlie Tillinghast, General Manager and Publisher, MSNBC.com "We originally chose Limelight N etworks as our CDN provider for Shrek 2 because we knew the volume would be huge. The Limelight Networks platform's performance, scalability, and reliability were so impressive that we have now deployed it for use with all of our current and upcoming properties." Abe Wong, Head of Information Technology, DreamWorks "The penetration of broadband and 3G networks, especially in developed markets, gives us the ability to distribute rich content, including long -form video, to consumers worldwide, even markets which traditional media has not been able to penetrate. We are proud to partner with Limelight Networks and are happy to announce we have received a phenomenal response, having already crossed 4 million video streams within a fortnight." Rajjat A. Barjatya, Managing Director, Rajshri Media "We're eagerly anticipating this year's Super Bowl, and we're confident that we will be able to drive this year 's increased ad traffic seamlessly. Thanks to the Limelight Networks platform, we are prepared for dramatic traffic surges and look forward to delivering on our traditional Super Bowl experience." Blair Harrison, CEO, IFILM "Based on our extensive testing with Limelight Networks, our download performance of large files was at least two to four times faster, especially noticeable in Asia and Europe." Steven Chui, Senior Manager, Online Architecture, Electronic Arts "When growing the GameShadow service, it became clear that we had a reputation to uphold and our original file serving system was beginning to show strain under the load. We needed a scalable and high -performing multi-access-point network that would allow all of our customers worldwide to experience the best possible delivery speeds." Tony Treadwell, COO and Founder, GameShadow Careers | Privacy Policy | Acceptable Use Policy Copyright © 2010 Limelight Networks. All rights reserved. http://www.limelightnetworks.com/customers/ 4/29/2010 Schapiro Exhibit 416 Video ID Vi de o Ti tl e L e n gth ( Se co n d s ) Da te V i d e o U p l o a d e d Y o u T u b e Acco u n t Us e rn a m e Acco u n t Em a i l Si gn u p I P V i d e o De s cri p ti o n YYeJEFa-xCA Amp'd Mobile - Lil' Bush "Hot Dog" Pilot 297 9 /1 /2 0 0 6 AmpdMobile cbettencourt@ampdmobile.com Brand new pilot episode of the original animated show "Lil' Bush." Check out www.ampd.com for more. Vi de o I D Vi de o Ti tl e L e n gth ( Se co n d s ) Da te V i d e o U p l o a d e d Y o u T u b e Acco u n t Us e rn a m e Acco u n t Em a i l Si gn u p I P V i d e o De s cri p ti o n HPB9tq7f_1k Illusionators! 226 2 /1 3 /2 0 0 7 clelltickle c Human Giant (the makers of Clell Tickle) would like you to prepare your mind...for a MIND EXPLOSION. Schapiro Exhibit 417 Username beheard bestweekever bestweekevertv BroadwayJoe broadwayjoe415 chu2007 damonjohnson demansr dreamworksfansite fan2band fanscapemtv fanscapevideos FanscapeVideos4U Fanscapevids fivechemical FunFunFunnyVideo funnyvids222 GossipGirl40 HGiantVid HotRodMovie isitfridayyet JackassTwoMovie jerseymouth1 keithhn LakeshoreEnt LakeshoreRecords mosjef73 MTV2 MTV2AllThatRocks mtvfanscape mtvnewsinterns MTVSneakAttack mysticalgirl8 NMarketing paraccount Paramount2009 Paramount2010 ParamountClassics ParamountGermany ParamountPictureShow ParamountVantage parkmyvibe pinkstrawberry PinkStrawberry1 reaction2006 reno911miami SnackBoard soundoff2007 SpikeTV strangewildernessuk StuntManForever Name given at registration VH1 Damon Jawad Mir Fanscape Lakeshore Lakeshore Records Paramount Andrew None Andrew Lauryn Adofo carl epps Reno911 Miami Gregg Email address given at registration beheard@freedomwriters.com jim.jazwiecki@mtvnmix.com rohit.sang@mtvnmix.com chipper102410@yahoo.com broadwayjoe415@hotmail.com chu@mindtheline.com damonjohnsonvc@yahoo.com vfang@hotmail.com contact@dreamworksfansite.com fanservices@fan2band.com alliew@fanscape.com alliew@fanscape.com alliew@fanscape.com fanscapenews@yahoo.com fivechemical@gmail.com SinCityBoArDeR@aol.com michelles@wiredset.com gossipgirl40@yahoo.com hgvideo1@gmail.com hotrodmovie@gmail.com is.it.friday.yet@hotmail.com tamar_teifeld@paramount.com marissa.grasso@mtvnmix.com jahpablo77@yahoo.com bkane@lakeshoreentertainment.com lakeshorerecords@gmail.com jinkoy@aol.com cuong.nyc@gmail.com mtv2.youtube@gmail.com lsammak@fanscape.com mtvnewsinterns@gmail.com sky.gellatly@mtvn.com mysticalgirl8@yahoo.com alicia.reich@mtvnmix.com Tamar_Teifeld@paramount.com Kyle_Bonnici@paramount.com Kyle_Bonnici@paramount.com paramountvantage@gmail.com paramountgermany@inpromo.de press@waytoblue.com paramountvantage@gmail.com parkmyvibe@hotmail.com pinkstrawberry05@yahoo.com crystalglow@btinternet.com carlepps2@yahoo.com kwebster@specialopsmedia.com chrisc@fanscape.com soundoff2007@yahoo.com steve.farrell@spiketv.com matt_waite@paramount.com hotrodkimble@yahoo.com CONFIDENTIAL GOO DB DATA 025-3 Username tastefullymine thatisalsofunny thatsfunny thatsnotfunny the110th thinkmtv veehonerockz vh1staff virtualmtv waytobluefrance Wiredset wiredsetassets Wiredsetvideo bayp1s1t rapyab cbnyab ynosyab xofyab renrawyab v1t2m moca1i1v eki1p1s ydem1o1c t1m1c x1ofpst m2g1m etagsnoilyab b1t1t1c1f b1t1v1i Fanscape mrthomas323 PJoseph73 1premier1 l1p1f yrre1h1c Name given at registration Latham dk Courtney Email address given at registration tastefullymine@tempinbox.com thatisalsofunny@hotmail.com scottisfunny@hotmail.com footyfan_87@hotmail.com the110th2007@yahoo.com tina.bul@mtvnmix.com vh1markintern@mtvn.com deborah.kadetsky@vh1staff.com mtvm80@yahoo.com aurelie@waytoblue.com video@wiredset.com katrinaa@wiredset.com michelles@wiredset.com csm@baytsp.com youtube@baytsp.com youtube@baytsp.com josephal@baytsp.com youtube@baytsp.com youtube@baytsp.com youtube@baytsp.com youtube@baytsp.com arianh@baytsp.com arianh@baytsp.com arianh@baytsp.com web_fox@baytsp.com youtube@baytsp.com youtube@baytsp.com atatar+bayTSP2CVP@google.com atatar+BayTSP2CVP@google.com amys@fanscape.com mr_thomas323@hotmail.com patrickjdoody@mac.com tknox@premierleague.com timc@nr-online.com vsandberg@cherrylane.com CONFIDENTIAL GOO DB DATA 025-4 Schapiro Exhibit 418 1 UN ITE D S TAT ES DIS TRI CT COU RT FO R T HE SOU THE RN DIS TRI CT OF NEW Y ORK __ ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ ) TH E F OOT BAL L A SSO CIA TIO N P REM IER ) LE AGU E L IMI TED , B OUR NE CO. , e t a l., ) on be hal f o f t hem sel ves an d a ll ) ot her s s imi lar ly sit uat ed, ) ) Pl ain tif fs, ) vs . ) NO . 0 7-C V-3 582 ) ) YO UTU BE, IN C., YO UTU BE, LL C, and ) GO OGL E, INC ., ) ) De fen dan ts. ) __ ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ ) VI DEO TAP ED DEP OSI TIO N O F KE ITH HA UPR ICH NE W Y ORK , N EW YOR K TU ESD AY, NO VEM BER 4, 20 08 BY : REB ECC A S CHA UML OFF EL, RP R, CLR JO B N O. 160 46 2 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 NO VEM BER 4, 20 08 10 :04 a. m. VI DEO TAP ED DEP OSI TIO N O F KE ITH HA UPR ICH , a t t he off ice s o f MAY ER BR OWN , 1 675 Br oad way , N ew Yor k, New Y ork pu rsu ant to no tic e, bef ore RE BEC CA SC HAU MLO FFE L, CLR , R PR. DAVID FELDMAN WORLDWIDE, INC. 805 Third Avenue, New York, New York 10022 (212)705-8585 3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 A P P E A R A N C E S: FO R T HE LEA D P LAI NTI FFS AN D PR OSP ECT IVE CL ASS : PR OSK AUE R R OSE LL P By : W ILL IAM M. HA RT, ES Q. Wh art @pr osk aue r.c om EL IZA BET H A . F IGU EIR A, ESQ . Ef igu eir a@p ros kau er. com 15 85 Bro adw ay Ne w Y ork , N ew Yor k 1 003 6-8 299 (2 12) 96 9-3 230 FO R T HE DEF END ANT S Y OUT UBE , I NC. , YO UTU BE, LL C a nd GOO GLE , I NC. : MA YER BR OWN LL P By : R EGI NAL D R . G OEK E, ESQ . Rg oek e@m aye rbr own .co m RI CHA RD S. PIA NKA , E SQ. Rp ian ka@ may erb row n.c om 16 75 Bro adw ay Ne w Y ork , N ew Yor k 1 001 (2 12) 50 6-2 146 AL SO PRE SEN T: Sa lle an Bro wne , V ide ogr aph er -- -oO o-- - DAVID FELDMAN WORLDWIDE, INC. 805 Third Avenue, New York, New York 10022 (212)705-8585 173 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 14:28:46 14:28:32 14:28:11 14:27:57 14:27:45 KE ITH HA UPR ICH Ha upr ich ? MR . G OEK E: A. Q. No . Di d e ith er of you r Ye s. as sis tan ts hav e a ny tec hni cal di ffi cul tie s u sin g t he pro gra m? A. Q. No t t hat I am awa re of . Di d t he use of th at pr ogr am al low yo u t o m ore re adi ly ide nti fy Ch err y L ane wo rks fo r n oti ce and ta ked own ? MR . H ART : Obj ect to th e fo rm of tha t a nd leg al con clu sio n. A. wh at? Q. Th an usi ng the ma nua l Mo re rea dil y i den tif ied th an pr oce ss tha t y ou des cri bed be for e. A. I thi nk tha t's a fai r as ses sme nt; th at it is mor e r ead ily ac ces sib le. Q. Di d y ou eve r h ave an in sta nce th at you ar e a war e o f i n whi ch a tak edo wn not ice th at you pr ovi ded t o Yo uTu be was no t r esp ond ed to wit hin DAVID FELDMAN WORLDWIDE, INC. 805 Third Avenue, New York, New York 10022 (212)705-8585 174 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 14:29:56 14:29:45 14:29:33 14:29:20 14:29:03 KE ITH HA UPR ICH 24 ho urs ? A. Be cau se con ten t i nfr ing eme nt is so pr eva len t, I d on' t m oni tor in div idu al res pon se tim e. Q. So do I und ers tan d y ou to be sa yin g y ou don 't kno w h ow lon g i t too k, in an y i nst anc e, for yo ur tak edo wn no tic e t o b e r esp ond ed to by You Tu be? A. I thi nk tha t t o b e a f air an d c orr ect st ate men t, yes . Q. Si tti ng her e t oda y, do yo u ha ve any co mpl ain t w ith re spe ct to th e le ngt h o f t ime it ta kes Yo uTu be to ta ke do wn con ten t t hat yo u h ave id ent ifi ed fo r n oti ce and ta ked own ? MR . H ART : I a m g oin g t o ob jec t t o t he ext ent th at the qu est ion ma y i mpl y i ssu es tha t g o be yon d s imp ly thi s c ont ent ve rif ica tio n t ool . A. pl eas e. Q. Si tti ng her e t oda y, do yo u Ca n y ou rep eat th e q ues ti on, ha ve any co mpl ain t w ith re spe ct to th e DAVID FELDMAN WORLDWIDE, INC. 805 Third Avenue, New York, New York 10022 (212)705-8585 175 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 14:31:17 14:31:08 14:30:47 14:30:15 14:30:04 KE ITH HA UPR ICH le ngt h o f t ime th at it tak es You Tu be to ta ke dow n a ny con ten t t hat yo u h av e id ent ifi ed for no tic e o f t ake dow n? MR . H ART : And yo u m ean s yo u, Kei th Hau pri ch. Q. Yo u m ean s C her ry Lan e. MR . H ART : I m ain tai n m y ob jec tio n, inc lud ing fo und ati on an d p rio r t est imo ny. A. do wn. Sp eci fic UR Ls are ta ken E xcu se me, sp eci fic UR L's a re T hat do esn 't kee p t he An d ta ken do wn. vi deo or vi deo cl ip off th e s ite . it do esn 't kee p a ll use of my s ong s b y ti tle of f t he sit e. Ha vin g s aid th at, Yo uTu be ta kes do wn -- I b eli eve , U RLs ar e tak en do wn, ex cus e m e, I d on' t b eli eve I ha ve an ob jec tio n a s t o t he len gth of t ime it ta kes Yo uTu be to tak e d own a sp eci fic UR L. My ob jec tio n g oes t o t he re app ear anc e o f t he con ten t u nde r a di ffe ren t U RL or the pr eva len ce of th e sa me tit le and di ffe ren t v ide o c lip s. DAVID FELDMAN WORLDWIDE, INC. 805 Third Avenue, New York, New York 10022 (212)705-8585 176 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 14:48:47 14:48:37 14:48:02 14:31:37 14:31:31 KE ITH HA UPR ICH MR . H ART : I d on' t w ant to th row of f y our fl ow but we ar e co min g u p o n a not her ho ur. at a rea son abl e j unc tur e? MR . G OEK E: MR . H ART : Th at' s f ine . Goo d. T he tim e A re we TH E V IDE OGR APH ER: is 2: 31 p.m ., and we ar e g oin g off th e r eco rd. (W her eup on, an of f-t he- rec ord di scu ssi on was he ld. ) TH E V IDE OGR APH ER: T he tim e is 2: 48 p.m . o n N ove mbe r 4 th, 20 08. fo ur. MR . H ART : By the wa y, sin ce A nd thi s i s t ape nu mbe r we ar e o n t he rec ord , I ha ve a st ate men t t hat mi ght he lp you . Yo u w ere as kin g e arl ier ab out a co pyr igh t c ert ifi cat e f or the wo rk Am eri can Be aut y, and I am tol d i t wa s i nde ed pro duc ed to you . It is PA 100 4-1 47 as mad e i n t he Fir st DAVID FELDMAN WORLDWIDE, INC. 805 Third Avenue, New York, New York 10022 (212)705-8585 Schapiro Exhibit 419 Curriculum Vitae Richard Waterman School Address: Business Address: Department of Statistics The Wharton School University of Pennsylvania 400 Jon M. Huntsman Hall 3730 Walnut Street Philadelphia, PA 19104-6340 Tel: (215)-898-8222 Fax: (215)-898-1280 Email: waterman@wharton.upenn.edu Degrees Analytic Business Services, Inc., 1266 Old Ford Road Huntingdon Valley, PA 19006 Tel: Office, (215) 576­8447 Fax: (215) 261­6081 Email: Richard Waterman@AnaBus.com Ph.D. Statistics (1993). Pennsylvania State University, University Park, PA. Advisor: Bruce Lindsay M.Sc. Environmental Resource Management (1988). Salford University, Salford, England. B.Sc. Mathematics with Statistics (1986). Bristol University, Bristol, England. Exp erience Academic app ointments Adjunct Asso ciate Professor, July 2000 to present. Department of Statistics, The Wharton School, University of Pennsylvania. Visiting Professor, 2002, 2003, 2005­2008. Indian School of Business, Hyderabad, India. Assistant Professor, July 1993 ­ June 2000. Department of Statistics, The Wharton School, University of Pennsylvania. Teaching Statistics Instructor, June 1990 ­ June 1993. Department of Statistics, PSU. Richard Waterman 2 Consulting and other employment Principal, Treystaa, Mumbai, India. Nov. 2008 ­ present. President and Founder, Analytic Business Services, Inc. May 2000 ­ present. Statistical Consultant, Survey design, implementation and analysis, December 1999 ­ March 2000. Philadelphia Auto Show, Philadelphia, PA. Advisory Board Memb er, Internet course delivery, December 1999. University Access, Los Angeles, CA. Statistical Consultant, Costing methodology review, December 1999 ­ June 2000. PSE&G, Newark, NJ. Statistical Consultant, Database marketing and advertising ROI, September 1999 ­ March 2000. Hoffman La Roche, Nutley, NJ. Statistical Consultant, Operations analysis, August 1999 ­ January 2000. City of Philadelphia, Philadelphia, PA. Statistical Consultant, Medical liability, November 1998 ­ February 1999. Litvin, Blumberg, Matusow & Young, Philadelphia, PA. Statistical Consultant, Survey Design, USPS National Conversion Rate Study, February 1998 ­ September 1998. A. T. Kearney Inc., Washington, D.C. Statistical Consultant, Survey Evaluation, USPS Data Quality Study, July 1997 ­ April 1999. A. T. Kearney Inc., Washington, D.C. Statistical Consultant ­ focus: environment and ecology, August 1991 ­ May 1993. Statistical Consulting Center, PSU. Graduate Intern, June 1991 ­ August 1991. Center for Statistical Ecology and Environmental Statistics, Department of Statistics, PSU. Consultant Co ordinator, January 1989 ­ June 1989. World Bank, Harare, Zimbabwe. Environmental Statistician, February 1988 ­ June 1988. UNICEF, Harare, Zimbabwe. Research Assistant, August 1987 ­ January 1988. UNDP, Harare, Zimbabwe. Assistant Statistician, May 1987 ­ August 1987. Department of Employment, London, England. Undergraduate Statistician, July 1985 ­ August 1985. Office of Population, Censuses and Surveys, London, England Richard Waterman 3 Honors and awards 2009. Teaching award; "Tough, but will thank you in 5 years" from the Class of 2010. 1996, 1997, 2008. Teaching award; Miller-Sherrerd MBA Core Teaching Award. For outstanding teaching in the MBA core. 1997, 1998, 2000, 2006, 2007. Teaching award; Graduate Division Excellence in Teaching Award. 1999. Business Week online edition. Wharton's 5 most popular professors. 1997. Teaching award; Helen Kardon Moss Anvil Award. The highest award in the graduate division. Recognizes exceptional teaching effort and ability. 1995, 1996. Teaching award; MBA Core Curriculum Cluster Award. 1995. NSF Travel grant to Aussois, France. 1993. NSF Travel grant to Columbia, SC. 1991. Vollmer-Kleckner Scholarship in Science; Pennsylvania State University. For outstanding performance in the Ph.D. candidacy exams. Grants 2008. Alfred West Jr., Learning Lab grant. 2002­2005. Principal Investigator, NIH/SBIR Phase I/Phase II Fast Track award for software development for the "Design of Comparative Observational Studies". 1998. Johnson and Johnson Medical. 1997. Wharton Award for Globalization of Research and Teaching. 1997. University of Pennsylvania Research Foundation. 1994­1996. National Science Foundation. 1994. University of Pennsylvania Research Foundation. 1994. University of Pennsylvania Research Foundation. Richard Waterman 4 Professional meetings (invited talks) 2007. Conference on Postal and Delivery Economics. Semmering, Austria. Title: Trade-Offs in product costing ­ the statistical impact of costpool formation decisions. 1999. ASA Joint Meetings. Baltimore, MD. Title: Simulation modeling for cost estimation. 1999. Current Directions in Postal Reform. Sintra, Portugal. Title: Simulation models for estimating the precision and sensitivity of cost estimates. 1997. Workshop on Symbolic Computation, MontrŽal, Canada. e Title: Tools for linking Symbolic, Numerical and Statistical Computing Environments. 1995. International Biometrics Society, ENAR. Birmingham, Alabama. Title: Likelihood Corrections and Nuisance Parameters. 1994. International Conference on Statistics to Commemorate the 100th Anniversary of Jerzy Neyman's Birthday, Jachranka, Poland. Title: Neyman-Scott Problems and Pro jective Scores. 1992. IMS Special Topics Meeting, State College. Title: An Approximate Conditional Approach to Poisson Regression Models with Heterogeneity. Invited talks at other institutions 2006. Department of Statistics, Wharton School, University of Pennsylvania. 1999. U.S. Congress. Congressional briefing on Data Quality within the U.S. Postal Service. 1997. 1996. 1995. 1994. 1993. 1993. Pennsylvania State University, Department of Statistics. University of Michigan, Department of Biostatistics. Lankenau Hospital, Department of Surgery. Educational Testing Services. Columbia University, Department of Statistics. Johns Hopkins University, Department of Biostatistics, Baltimore. Richard Waterman 5 Contributed talks and p osters 2006. McGuckin M, Waterman R, Shubin A. Increasing and Sustaining Hand Hygiene Compliance: A Multicenter Collaborative. Institute for Healthcare Improvement storyboard presentation. Atlanta, June 2006 2006. McGuckin M, Waterman R, Shubin A. Consumer Attitudes About Healthcare-Acquired Infection Rates and Hand Hygiene Practices. Society for Healthcare Epidemiology of America (SHEA) Chicago, March 2006 2003. McGuckin M, Waterman R, Brooks J, Cherry G, Porten L, Hurley S, Kerstein M. Validation of Venous Leg Ulcer Guidelines in the United States and United Kingdom, Dept of Rehab. Medicine, Annual Research Day, Philadelphia, PA 2003. 1999. McGuckin M, Waterman R, Cherry G, Brooks J, Kerstein M. Evaluation of Venous Leg Ulcer Guideline in US and UK. Presented at-The 14th Annual Clinical Symposium in Wound Care. Denver, CO. 1997. (With Vivian Seltzer). American Psychological Association, Chicago, Il. 1997. (With Maryanne McGuckin et.al). 7th Annual Meeting of the Society for Healthcare Epidemiology of America, St Louis, Mo. 1996. 1996. 1995. 11th International Conference on Statistical Modelling, Orvieto, Italy. Symposium on Estimating Functions, Athens, Ga. International Workshop on Mixture Models, Aussois, France. 1994. 9th International Conference on Statistical Modelling, Exeter, England. 1994. IMS meeting, Chapel Hill, NC. Publications Refereed Journals and Bo oks McGuckin, M., Waterman, R.P. and Govednik, J. (2009). "Hand Hygiene Compliance Rates in the US: A One Year Multicenter Collaborative Using Product Volume Usage, Measurement and Feedback" American Journal of Medical Quality. To appear. Rubin, D.R., and Waterman, R.P. (2006), "Estimating the causal effects of marketing interventions using the propensity score methodology", Statistical Science, Vol. 21, No. 2, 206-222. McGuckin, M., Waterman,R.P., et al. (2006). "Consumer Attitudes About Health Care-Acquired Infections and Hand Hygiene" American Journal of Medical Quality. Vol. 21, No. 5, 342-346 Richard Waterman 6 Haihong L., Lindsay, B.G., and Waterman, R.P. (2003), "Efficiency in Neymann Scott type problems under rectangular array asymptotics," Journal of the Royal Statistical Society, Series B. 65(1):191-208. Allison P., and Waterman, R.P. (2002), "Problems with fixed effects negative binomial regression models," Sociological Methodology. McGuckin, M., R. Waterman, et al. (2002). "Validation of venous leg ulcer guidelines in the United States and United Kingdom." Am J Surg 183(2): 132-137. McGuckin, M., Waterman, R., et.al. (2001), "Evaluation of a patient-empowering hand hygiene programme in the UK", Journal of Hospital Infection, 48(3):222­ 227. McGuckin, M., Waterman, R., et.al. (1999), "Patient education model for increasing handwashing compliance", American Journal of Infection Control, 27(4):309­314. Foster, D. P., Stine, R. A., and Waterman, R.P. (1998), "Business Analysis using Regression", Springer Verlag, New York. Foster, D. P., Stine, R. A., and Waterman, R.P. (1998), "Basic Business Statistics", Springer Verlag, New York. Seltzer, V., and Waterman R.P. (1996), " A cross-national study of adolescent peer concordance on issues of the future." Journal of Adolescent Research, 11, 461­82. Waterman, R.P., and Lindsay, B.G. (1996), " The accuracy of pro jected score methods in approximating conditional scores." Biometrika, 83, 1­13. Waterman, R.P. and Lindsay, B,G. (1996), "A simple and accurate method for approximate conditional inference in generalized linear models." Journal of the Royal Statistical Society, Series B, 58, 177-88. Patil, G.P., Taillie,C., and Waterman, R.P. (1991), "Small-sample Behaviour of Rao's Efficient Scores Test for the Two-sample Gamma Problem." Journal of Quantitative Economics, 7, 221­230. Kaltenthaler, E., Waterman, R.P., and Cross, P. (1991), "Faecal Indicator Bacteria on the Hands and the Effectiveness of Hand­washing in Zimbabwe." Journal of Tropical Medicine and Hygiene, 94, 358­363. Bo ok chapters, pro ceedings and technical rep orts McGuckin, M and Waterman, R.P. (2008) Author reply. "Cannot detect a change" is not the same as "there is not a change". Infect. Control Hosp. Epidemiol. 29(6):576-7; 580-2 Richard Waterman 7 Robinson, A., Waterman, R.P. and Rawnsley, D. (2008), "Trade-offs In Product Costing ­ The Statistical Impact of Costpool Formation Decisions". Proceedings of the 15th Conference on Delivery and Postal Economics. Editors Crew, M.A. and Kleindorfer, P.R. Linx. Data Quality Study. United States Postal Service. Technical Reports 2 and 3, Statistical Analysis and Simulation Analysis. (1999) Waterman, R.P., Rubin, D.R., Gelman, A. and Thomas, N. (1999), "Resource Allocation through Simulation Modeling of Complicated Systems Using Information from Multiple Complex Surveys: Rate Setting in the Postal Service.". Current Directions in Postal Reform. Editors Crew, M.A and Kleindorfer, P.R. KAP, Boston Lindsay, B.G., and Waterman.R.P.(1999) "Second order information loss due to nuisance parameters". Asymptotics, Nonparametrics, and Time Series. Editor S. Ghosh. Marcel Dekker. Waterman, R.P., Lindsay, B.G., and TenHave,T. (1996), "A latent regression model for heterogeneous data.," Proceedings of the 11th International Conference on Statistical Modelling, Orvieto, Italy. Waterman, R.P., and Lindsay, B.G. (1994), "Approximate conditional inference using pro jected score functions, with examples.," Proceedings of the 9th International Conference on Statistical Modelling, Exeter, England. Waterman, R.P., and Lindsay, B.G. (1994), "Pro jected score methods: Asymptotics and Neyman-Scott problems," Technical Report, Likelihood Center, Pennsylvania State University, University Park, PA. Lindsay, B.G., and Waterman, R.P. (1991), " Extending Godambe's Method in Nuisance Parameter Problems," In Proceedings of a Symposium in Honour of Professor V.P. Godambe, University of Waterloo, Waterloo, Ontario, Canada. Patil, G.P., Taillie, C., and Waterman, R.P. (1990), "Small-sample Behavior of Several Test Criteria for the Two-sample Gamma Problem," Technical Report 90­0904, Center for Statistical Ecology and Environmental Statistics, Department of Statistics, Pennsylvania State University, University Park, PA. Research interests Causal inference in marketing research Statistical issues in postal rate making Likelihood methods Richard Waterman 8 Professional activities Member of the National Acadamies' committee on the USO and the Postal Monopoly of the US Postal Service. 2008. Invited Session Organizer for the Joint Statistical Meetings, Baltimore. August 1999. Session title: "Blending Statistics and Economics to Estimate Marginal Cost in a Large Multiproduct Firm ­ A Case Study From the U.S. Postal Service". Invited Session Organizer for IMS/WNAR meeting, San Diego. June 1998. Session title: "Likelihood methods". Reviewer for Journal of the American Statistical Association, The Annals of Statistics, Journal of Computational Graphics and Statistics, Journal of Educational and Behavioral Statistics Thesis Title: A theory of pro jective scores, including approximations to conditional scores. Committee: Dr. B.G. Lindsay (Chair), Dr. C.C. Clogg, Dr. C.R. Rao, Dr. W.L. Harkness, Dr. D. Fong. May, 2009 Schapiro Exhibit 420

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