Anwar et al v. Fairfield Greenwich Limited et al

Filing 623

DECLARATION of Patrick B. Berarducci in Support re: (30 in 1:10-cv-08272-VM) MOTION to Dismiss Operative Complaints in Almiron, Carrillo and Lou-Martinez.. Document filed by Stanchart Securities International Inc., Standard Chartered Bank International (Americas) Limited, Standard Chartered PLC. (Attachments: #1 Exhibit Almiron Account Application and Agreement, #2 Exhibit Carrillo Account Application and Agreement, #3 Exhibit Almiron NISA, #4 Exhibit Carrillo NISA, #5 Exhibit Almiron Statement of Accounts, #6 Exhibit Lou-Martinez Account Application and Agreement, #7 Exhibit Lou-Martinez Statement of Accounts, #8 Exhibit Lou-Martinez Statement of Accounts, #9 Exhibit Lou-Martinez Statement of Accounts, #10 Exhibit Lou-Martinez Statement of Accounts, #11 Exhibit Lou-Martinez Statement of Accounts, #12 Exhibit Almiron Subscription Agreement, #13 Exhibit Carrillo Subscription Agreement)Filed In Associated Cases: 1:09-cv-00118-VM -THK, 1:10-cv-06186-VM, 1:10-cv-06187-VM, 1:10-cv-08272-VM(Nelles, Sharon)

Anwar et al v. Fairfield Greenwich Limited et al

Doc. 623 Att. 8

Exhibit H

Dockets.Justia.com

American Express Private Bank

American Express Bank International
Miami Branch 1111 Brickell Avenue Miami, Florida 33131

PLANNING FOR 2006
As we begin a new year, you and your family may be reviewing your current financial plans to ensure they fit your future needs. Relationship Managers are committed to helping you update your wealth-management strategies using a principled approach to long-term investment management and an extensive range of products and services. They can also introduce you to individuals with specialist expertise in areas such as investments, fiduciary, insurance, structured products and foreign currencies.

MOISES LOU-MARTINEZ CASA LA PROSPERIDAD APARTADO 6-7248 EL DORADO, PANAMA REPUBLIC OF PANAMA

Statement of Accounts
Statement Date: 31 January 2006 Client Number-Portfolio: *** 72-1 Reference Currency: US DOLLAR Relationship Manager: ECHEVARRIA, GREGORIO

www.americanexpress.com/privatebank
American Express Private Bank is the global marketing name used by American Express Bank Ltd., a subsidiary of American Express Company.

American Express Bank International
Miami Branch 1111 Brickell Avenue Miami, Florida 33131 Telephone [phone] Telefax [phone] www.americanexpress.com/privatebank

Page 2 Statement Date: 31 January 2006 Reference Currency: US DOLLAR Client Number-Portfolio: *** 72-1

CONSOLIDATED INVESTMENT SUMMARY
(US DOLLAR EQUIVALENT)

Assets Client Number-Portfolio: *** 72-1 Total Assets

This Statement 31 JAN 06 2,507,231.18 2,507,231.18

Last Statement 31 DEC 05 2,490,375.84 2,490,375.84

Approximate Borrowing Power

1,896,553.69

1,886,823.77

Liabilities (excluding Overdrafts)

This Statement 31 JAN 06 0.00 0.00 0.00 0.00

Last Statement 31 DEC 05 0.00 0.00 0.00 0.00

Loans Letters of Credit & Guarantees Other Liabilities Total Liabilities

Net Position

2,507,231.18

2,490,375.84

This document is considered approved unless we are notified in writing of any objection within one month.

American Express Bank International
Miami Branch 1111 Brickell Avenue Miami, Florida 33131 Telephone [phone] Telefax [phone] www.americanexpress.com/privatebank

Page 3 Statement Date: 31 January 2006 Reference Currency: US DOLLAR Client Number-Portfolio: *** 72-1

SUMMARY OF INVESTMENT POSITIONS
(US DOLLAR EQUIVALENT)

Portfolio Value as of 31 JAN 06

% of Portfolio

Current Value 31 JAN 06

Value Last Statement 31 DEC 05

USD 2,507,231.18
INVESTMENT ALLOCATION
Cash Accounts Short-Term Investments Bonds Mutual Funds Equities Portfolio Investments Alternative Investments Other Investments 60.58 1,518,782.65 1,506,895.54 1.41 38.02 35,284.11 953,164.42 35,875.98 947,604.32

TOTAL

100.00

2,507,231.18

2,490,375.84

This document is considered approved unless we are notified in writing of any objection within one month.

American Express Bank International
Miami Branch 1111 Brickell Avenue Miami, Florida 33131 Telephone [phone] Telefax [phone] www.americanexpress.com/privatebank

Page 4 Statement Date: 31 January 2006 Reference Currency: US DOLLAR Client Number-Portfolio: *** 72-1

SUMMARY OF INVESTMENT POSITIONS BY CURRENCY
(US DOLLAR EQUIVALENT)

Currency

Cash Accounts 35,284.11

Short-Term Investments 953,164.42

Bonds

Mutual Funds

Equities

Portfolio & Alternative Investments 1,518,782.65

Other Investments

Total Assets 2,507,231.18

%

Liabilities

%

USD

100.00

Total

35,284.11

953,164.42

1,518,782.65

2,507,231.18

100.00

This document is considered approved unless we are notified in writing of any objection within one month.

American Express Bank International
Miami Branch 1111 Brickell Avenue Miami, Florida 33131 Telephone [phone] Telefax [phone] www.americanexpress.com/privatebank

Page 5 Statement Date: 31 January 2006 Reference Currency: US DOLLAR Client Number-Portfolio: *** 72-1

INVESTMENT POSITIONS Cash Accounts
Currency USD Balance 35,284.11 Description DEMAND ACCOUNT Account Number Reference Currency 35,284.11 USD % 1.41

*********

Total Cash Accounts

35,284.11

USD

1.41

Short-Term Investments
Currency Amount Description PREMIUM DEPOSIT + AEIDC 4.135 % 03 JAN 2006 - 03 FEB 2006 Interest 03 JAN 2006 - 31 JAN 2006 As of Valuation Reference Currency USD USD 950,000.00 3,164.42 953,164.42 USD USD USD 38.02 %

USD

950,000.00

31 JAN

950,000.00 3,164.42

38.02

Total Short-Term Investments Maturity Summary 0-3 Months 3-6 Months 6-12 Months Beyond 12 Months Total Short-Term Investments

953,164.42 0.00 0.00 0.00 953,164.42

USD USD USD USD USD 38.02

Securities positions are held by the Bank or a nominee except those shown with a (+) sign which are held in client name by the issuer or, in the case of Portfolio Investments, are held by the custodian or sub-custodian of such securities positions. Prices are believed to be reliable, but their accuracy is not guaranteed. This document is considered approved unless we are notified in writing of any objection within one month.

American Express Bank International
Miami Branch 1111 Brickell Avenue Miami, Florida 33131 Telephone [phone] Telefax [phone] www.americanexpress.com/privatebank

Page 6 Statement Date: 31 January 2006 Reference Currency: US DOLLAR Client Number-Portfolio: *** 72-1

Alternative Investments
Currency Balance or Quantity 128.08 Description AMERICAN EXPRESS ALT INV FUND(LUX) GLOBAL LONG-SHORT FOF A Average Purchase Price 975.980 Price As of Date 1163.560 31 DEC Valuation Reference Currency USD 149,025.27 USD %

USD

149,025.27

5.94

USD

491.90

AMERICAN EXPRESS ALT INV FUND(LUX) GLOBAL MARKET NTRL MODERATE FOF A

1016.461

1245.030 31 DEC

612,430.26

USD

612,430.26

USD

24.43

USD

113,101.28

US DOLLAR FLOATING RATE FUND LTD SHARES -C- SERIES R

2.166

2.146 30 JAN

242,709.70

USD

242,709.70

USD

9.68

USD

467.80

FAIRFIELD SENTRY LTD SHARES

1068.861

1100.080 30 DEC

514,617.42

USD

514,617.42

USD

20.53

Total Alternative Investments

1,518,782.65

USD

60.58

Total Assets

2,507,231.18

USD 100.00

Securities positions are held by the Bank or a nominee except those shown with a (+) sign which are held in client name by the issuer or, in the case of Portfolio Investments, are held by the custodian or sub-custodian of such securities positions. Prices are believed to be reliable, but their accuracy is not guaranteed. This document is considered approved unless we are notified in writing of any objection within one month.

American Express Bank International
Miami Branch 1111 Brickell Avenue Miami, Florida 33131 Telephone [phone] Telefax [phone] www.americanexpress.com/privatebank

Page 7 Statement Date: 31 January 2006 Reference Currency: US DOLLAR Client Number-Portfolio: *** 72-1

SECURITIES ACCOUNT ACTIVITY
Transaction Trade Date Nominal Description Currency Transaction Price Cost/ Proceeds

No transactions reported

This document is considered approved unless we are notified in writing of any objection within one month.

American Express Bank International
Miami Branch 1111 Brickell Avenue Miami, Florida 33131 Telephone [phone] Telefax [phone] www.americanexpress.com/privatebank

Page 8 Statement Date: 31 January 2006 Reference Currency: US DOLLAR Client Number-Portfolio: *** 72-1

ACCOUNT STATEMENT ********* USD DEMAND
01 January 06 - 31 January 06 Date Description Initial Balance 03 JAN 2006 03 JAN 2006 03 JAN 2006 03 JAN 2006 10 JAN 2006 26 JAN 2006 ACCOUNT TRANSFER IDS PREMIUM DEPOSIT REPAYMENT OF PRINCIPAL PAYMENT OF INTEREST ACCOUNT TRANSFER IDS ACCOUNT TRANSFER FAIRF QTY FEE Closing Balance 03 JAN 2006 03 JAN 2006 03 JAN 2006 03 JAN 2006 10 JAN 2006 26 JAN 2006 950,000.00 260,000.00 845.07 2,237.79 639.39 686,964.66 Value Date Debit Credit Balance 35,875.98 722,840.64 <227,159.36> 32,840.64 33,685.71 35,923.50 35,284.11

35,284.11

This document is considered approved unless we are notified in writing of any objection within one month.