Irving H. Picard v. Saul B. Katz et al

Filing 85

DECLARATION of Lisa M. Collura in Support re: 81 MOTION for Partial Summary Judgment.. Document filed by Irving H. Picard. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10)(Bohorquez, Fernando)

Exhibit 1
Part 10 of 10

EXHIBIT 6

Bankers Trust 599 Account Activity Summary
December 1, 1998 - May 31, 1999 [1]
Source / Recipient

#

Amount

Beginning Balance (12/1/1998)

$

273,933

$

849,975,000

Incoming Check & Wire Payments
Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)
Subtotal: Incoming Wires / Transfers

106
106

849,975,000
849,975,000

1991 Family Trust - A/C #xxxxxx575
Albert H. Small
Albert H. Small - A/C #xxxxxx625
Alternative Advisors Limited
Andover Associates - A/C #xxxxxx693
Andrew Jaffe - A/C #xxxxx364
AndrwTST J.P. Morgan Florida, FSB Acct.
Arthur Schlichter - A/C #xxxxxx451
Bank Leumi Jerusalem Zion Squa
Bank Vontobel and Co. AG Zurich
Banque L Industrie - A/C #xxxxx792
Banque National - A/C #xxxxxxxxxxx141
Banque Pour Industrie - A/C #xxxx810 - IA Outflows
Barbara Picower
Bernard A. & Chris Marden - A/C #xxxxxx349
Bernard A. Marden - A/C #xxxxxx336
Bernard Marden - A/C #xxxxx708
BFI Business Finance
BPI Multiadvisors 3040
BPI Multiadvisors 3043
Capital Growth Company
CarlShap Morgan Florida, FSB Acct. No. 99
Carola M. Bruckner - A/C #xxxxxxxxx109
Carole & Irwin Lipkin - A/C #xxxxxxx814
CCC Trust - A/C #xxxxxxx767
Chais Family Foundation - A/C #xxxxxx113
Citco Bank
Clothmasters Inc. - A/C #xxxxx081
Community Realty Co., Inc.
Cowen Company
Credit Agricole Indosuez
Credit Lyonnais
Croul Trust - A/C #xxxxx247
Daniel H. Leeds & Sunita Leeds
David & Diana Lance - A/C #xxxxxxx982
Decisions Incorporated
Dorado Investment Company
Douglas Johnson
Drummers Inc. - A/C #xxxxxxx601
Edward Blumenfeld
EllJaffe J.P. Morgan Florida, FSB Acct.
Emily Chais - A/C #xxxxxx287
Erin Reardon - A/C #xxxxxx303
Estate of Irving B. - A/C #xxxxxxx414
Estate of Joy Ungerle - A/C #xxxxx617
Evangelos Sakellariou
Family Swimmers Ltd. - A/C #xxxxxE05
For the Benefit of M - A/C #xxxxxx074
Gerard G. Leeds
Goodman S.A.Nassau
Greenwich Sentry LP
Greenwich Sentry LP - A/C #xxxxx804
Hames P. Marden - A/C #xxxxx894
Haravey Werners - A/C #xxxxxx239
Harvey Werners - A/C #xxxxxx239
HS Divine Inc. Defined Benefit
HSDevine Def. Contrib. Plan Trust
Iris Zurawin & James - A/C #xxxxx641
J F Partnership
JAB Partnership
Jack N. & Lorraine F - A/C #xxxxxx562
James P. Marden - A/C #xxxxx894
James P. Marden - A/C #xxxxx149
Jeffry M Picower Special Co
JEMW Partnership
Jennifer J.P. Morgan Florida, FSB Acct.
Jeremiah Blither - A/C #xxxxxx729
JLN Partnership
John C. Stoller
Jonathan H. Simon

1
1
3
1
1
1
1
1
1
1
1
3
18
2
4
25
19
1
3
1
2
1
1
4
1
2
1
1
3
1
3
2
2
1
1
4
4
1
1
1
1
1
1
1
1
5
1
1
1
2
1
1
2
1
1
1
1
4
2
2
2
14
2
2
2
1
1
2
2
1

(262,533)
(920,000)
(4,500,000)
(74,408)
(850,000)
(100,000)
(2,505,143)
(200,000)
(140,000)
(20,000)
(21,500)
(2,153,125)
(98,959,907)
(150,000)
(300,000)
(2,600,000)
(6,514,712)
(1,000,000)
(28,000,000)
(9,925,000)
(164,250)
(16,292,035)
(247,303)
(60,000)
(660,000)
(1,650,000)
(55,000,000)
(500,000)
(899,347)
(3,843,346)
(6,533,832)
(850,000)
(2,551,250)
(150,000)
(1,512,688)
(272,364,085)
(10,500,000)
(1,200,000)
(1,000,000)
(1,500,000)
(13,292,250)
(1,150,000)
(104,387)
(10,200,000)
(7,516,191)
(135,000)
(600,000)
(500,000)
(146,744)
(400,000)
(1,000,000)
(600,000)
(150,000)
(320,000)
(650,000)
(1,290,000)
(503,000)
(850,000)
(526,000)
(496,209)
(2,000,000)
(2,510,000)
(393,000)
(68,000)
(102,650)
(4,066,109)
(496,625)
(1,123,806)
(70,000)
(500,000)

Total Incoming Check & Wire Payments
Outgoing Check & Wire Payments
Outflows to BLMIS Customers

Page 1 of 19

Bankers Trust 599 Account Activity Summary
December 1, 1998 - May 31, 1999 [1]
Source / Recipient

#

JonSegal J.P. Morgan Florida, FSB Acct.
Kenneth & Rosalind Landis
Kurt J. Lance - A/C #xxxxxxx044
Lagoon Investments
Lagoon Investments 1897
Larry & Linda Elin - A/C #xxxxxxx444
Lilo J. Leeds
LindaFMY J.P. Morgan Florida, FSB Acct.
LindaStr J.P. Morgan Florida, FSB Acct.
Loeb, Block Partners LLP Trust
Magnify Inc. - A/C #xxxxxxx199
Marc B. Wolpow - A/C #xxxxx031
Margaret and Gregory Gavlik
Mark Chais
Melvin B. Nessel - A/C #xxxxxxxxxx109
Merritt Kevin & P - A/C #xxxxxxx152
Meyer Brown
Mfamily - A/C #xxxxxxx402
Michael C. Pascucci - A/C #xxxxx702
Michael J.P. Morgan Florida, FSB Acct.
Michael Louise - A/C #xxxxxxx563
Midland Bank PLC - A/C #xxxxx910
Miles Q. Fiterman - A/C #xxxx448
Milton S. Cohn - A/C #xxxxxxxxx866
Minnetonka Moccasin Profit Sharing
Nephrology Assoc PC Pen Plan
Nephrology Associates - A/C #xxxxx519
Norman P. Rappaport - A/C #xxxxxx807
Norsk Ltd - A/C #xxxxx601
North Star Fund - A/C #xxxxxxxxxx253
Pascucci Family Foundation - A/C #xxxxx822
Patrice M Auld - A/C #xxxxxxx493
Patrice Kevin Auld - A/C #xxxxx920
Perry Finance Lim
Richard A. or Cathy Bro - A/C #xxxx875
Richard A. or Cathy Broms
Ritco - A/C #xxxxx309
Robert M. Potamkin - A/C #xxxxxxx725
Ronald & Sheryl Wein - A/C #xxxxxx661
RonSegal J.P. Morgan Florida, FSB Acct.
Rudy & Annette Bongio - A/C #xxxxx111
RuthShap J.P. Morgan Florida, FSB Acct.
Samantha Strauss - A/C #xxxxx890
Samantha Strauss - A/C #xxxxx422
Samuel Salmanson - A/C #xxxxxx007
Schiff Family Holdings - A/C #xxxxxxx694
Schiff Family Holdings Nevada
ShapFND - A/C #xxxxxxxx001
Shapiro Partnership - A/C #xxxxx721
Sidney Kimmel
SLF Partners IV - A/C #xxxxxxx654
Sommer Associates, LLC - A/C #xxxxxx884
Spirits of St. Louis - A/C #xxxxxxx759
Stanley Chais 1991 - A/C #xxxxx575
Stephen Glassman - A/C #xxxxxxx983
Sterling Doubleday - A/C #xxxxxx313
Sterling Equities Fund - A/C #xxxxxx076
Sterling Equities Funding
Sterling Equities Funding - A/C #xxxxxx076
Steven J.P. Morgan Florida, FSB Acct.
Strand International
Strickman Living Tst Dt 5/8/90 Arthur E Strickman Ttee
Susan Jane Stone
Suzi B. Lustgarten & Scott H.
Teresa Ann Wright - A/C #xxxxxxxxxx148
The Bank of Bermuda Ltd.
The Brighton Company - A/C #xxxxxx352
The Kevin & Patrice Auld Foundation
The Lambeth Company - A/C #xxxxxx864
The Marden Family Foundation - A/C #xxxxx122
The Picower Foundation
The Picower Institute For Medical Research
The Popham Company - A/C #xxxxxx374
The Retirement Income Plan For Employees Of Monroe
Theodore Jungreis - A/C #xxxxx226
Tremont - Broad Market - A/C #xxxxxxx624
Trust FBO Gabrielle H Picower Dec Inc
Unicycle Trading Co. - A/C #xxxxxx173
Westwood Partner - A/C #xxxxxxxxxx608
Whitechapel Management - A/C #xxxxxxx147

3
1
1
1
3
2
1
1
1
1
1
1
2
5
1
1
1
1
1
2
1
2
1
1
1
1
1
1
1
1
1
7
1
1
1
2
1
1
1
1
6
1
1
1
1
1
1
1
1
1
1
1
1
1
1
5
1
2
2
2
1
1
1
1
1
1
4
4
4
2
3
6
4
6
1
1
1
2
1
2

Page 2 of 19

Amount
(4,209,310)
(500,000)
(500,000)
(15,000,000)
(5,560,000)
(3,000,000)
(146,744)
(2,458,587)
(13,190,712)
(490,000)
(100,000)
(500,000)
(274,000)
(1,250,000)
(1,000,000)
(1,915,000)
(8,000,000)
(602,000)
(1,500,000)
(3,269,241)
(1,000,000)
(143,221)
(6,000,000)
(1,000,000)
(955,000)
(500,000)
(500,000)
(1,100,000)
(1,000,000)
(1,245,381)
(500,000)
(1,520,000)
(20,000)
(5,000)
(750,000)
(3,410,000)
(1,436,552)
(700,000)
(250,000)
(13,090,000)
(210,000)
(12,487,800)
(250,000)
(62,236)
(1,000,000)
(800,000)
(550,000)
(11,395,404)
(1,805,000)
(700,000)
(500,000)
(3,000,000)
(1,500,000)
(16,886,259)
(500,000)
(13,000,000)
(1,000,000)
(600,000)
(600,000)
(3,269,256)
(120,000)
(500,000)
(500,000)
(500,000)
(500,100)
(2,000,000)
(6,374,254)
(70,000)
(12,561,255)
(105,000)
(7,700,000)
(4,200,000)
(4,210,650)
(6,424,455)
(2,548,427)
(300,000)
(5,000)
(1,000,000)
(950,000)
(300,000)

Bankers Trust 599 Account Activity Summary
December 1, 1998 - May 31, 1999 [1]
Source / Recipient

#

William Chais - A/C #xxxxxx633
Yeshaya Horowitz Associates - A/C #xxxxx731
Various Chais Family IA Accounts
Subtotal: Outflows to BLMIS Customers
Other Outgoing Checks / Wires

Banque Pour Industrie - Chase A/C #xxxxxxx231 - Non-IA
Bernard L. Madoff - A/C #xxxxxx703
East Coast Estate Jewelry
Gabinelli Co. - PNC Bk NJ NA A/C #xxxxxxx944
George McFadden, Agent for Chemical Leaman Corp - First Union A/C
#xxxxxxxxxx674
Mid-Atlantic / Central Carolina Bank & Trust Co A/C #xxxxxx303
MSIL / Dresdner Bank Frankfurt
Subtotal: Other Outgoing Checks / Wires

1
3
1
329
1
3
1
1

Amount
(1,125,000)
(3,250,000)
(16,308,125)
(828,693,401)
(43,010)
(966,523)
(15,100)
(200,000)

1

(24,173)

1
2
10

(806,726)
(19,500,000)
(21,555,532)

$

(850,248,933)

Total Outgoing Check & Wire Payments
Total Activity: December 1, 1998 - May 31, 1999 [1]
Ending Balance (7/31/2000)

445 $

[1]

(273,933)
$

-

Note:
[1]

balance to the JPMC ‘703 account and zero out the BT '599 account. Statements for two months after October 1999 are available from BLMIS records – December 1999 and July 2000 both of which show a zero balance in the account.

Page 3 of 19

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID
1

Date
12/1/1998

Amount

Category (FTI)

200,000.00 Incoming Wires / Transfers

Source / Recipient (FTI) (As
Redacted)
Bernard L. Madoff (JPMC '703)

2

12/1/1998

(95,000.00) Outflows to BLMIS Customer

James P. Marden - A/C #xxxxx894

3

12/1/1998

(74,408.04) Outflows to BLMIS Customer

Alternative Advisors Limited

4

12/1/1998

(55,000.00) Outflows to BLMIS Customer

James P. Marden - A/C #xxxxx894

5

12/2/1998

200,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

6

12/2/1998

(100,000.00) Outflows to BLMIS Customer

7

12/2/1998

(35,000.00) Outflows to BLMIS Customer

John C. Stoller

8
9

12/2/1998
12/2/1998

Patrice M Auld - A/C #xxxxxxx493

Description (per OCR of Bank Stmt and
As Redacted)
ORG BERNARD L MADOFF 885 3RD
AVE N
BNF REDACTED JAMES P. MARDEN
PAT
BNF ALTERNATIVE ADVISORS
LIMITED
BNF REDACTED JAMES P. MARDEN
PAT
ORG BERNARD L MADOFF 885 3RD
AVE N
BNF REDACTED NO NAME GIVEN BBK
Y

JPMC 703
ID

274688

1A0044

PATRICE M AULD

12/1/1998

CW

CHECK WIRE

208382

1FR027

HUNTER DOUGLAS INTL NV FRITS W VAN
DER GREFT LUCERNE BRANCH 6006 LUCERNE

12/1/1998

CW

CHECK WIRE

9924

1M0024

JAMES P MARDEN

12/1/1998

CW

CHECK WIRE

PATRICE M AULD

12/2/1998

CW

CHECK WIRE

12/2/1998

CW

CHECK WIRE

12/2/1998

CW

CHECK WIRE

12/2/1998

CW

CHECK WIRE

44
1A0044
1EM217

(25,000.00) Outflows to BLMIS Customer

BNF REDACTED BERNARD A MARDEN
Bernard A. Marden - A/C #xxxxxx336
CHA

24223

1M0086

(25,000.00) Outflows to BLMIS Customer

BNF REDACTED BERNARD A MARDEN
Bernard A. Marden - A/C #xxxxxx336
CHA

269625

1M0085

228610

1FN021

HSBC SECURITIES SERVICES (LUXEMBOURG)
SA SPEC CUST ACCT LAGOON INVSMNT C/O
MRS R SCOTT

12/3/1998

CW

CHECK WIRE

286880

1G0005

MARGARET GAVLIK & GREG GAVLIK

12/3/1998

CW

CHECK WIRE

170944

1FR032

BNP PARIBAS SECURITIES SERVICE ATTN:
SYLVAINE FOSSEN

12/4/1998

CW

CHECK WIRE

274702

1A0044

PATRICE M AULD

12/4/1998

CW

CHECK WIRE

284019

1W0047

12/7/1998

CW

CHECK WIRE

15,000,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

11

12/3/1998

(15,000,000.00) Outflows to BLMIS Customer

Lagoon Investments

BNF LOGMG-1897 LAGOON
INVESTMENTS

12

12/3/1998

13

12/4/1998

1,400,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

14

12/4/1998

(1,134,309.28) Outflows to BLMIS Customer

Banque National - A/C
#xxxxxxxxxxx141

15

12/4/1998

(200,000.00) Outflows to BLMIS Customer

(10,000.00) Outflows to BLMIS Customer

16

12/7/1998

900,000.00 Incoming Wires / Transfers

17

12/7/1998

(950,000.00) Outflows to BLMIS Customer

18

12/7/1998

(30,000.00) Outflows to BLMIS Customer

19

12/7/1998

(20,000.00) Outflows to BLMIS Customer

Margaret and Gregory Gavlik

Patrice M Auld - A/C #xxxxxxx493
Bernard L. Madoff (JPMC '703)
Westwood Partner - A/C
#xxxxxxxxxx608
Rudy & Annette Bongio - A/C
#xxxxx111
Evangelos Sakellariou

20

12/8/1998

200,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

21

12/8/1998

(140,000.00) Outflows to BLMIS Customer

Rudy & Annette Bongio - A/C
#xxxxx111

22

12/10/1998

700,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

23

12/10/1998

(671,000.00) Outflows to BLMIS Customer

The Picower Institute For Medical
Research

BNF MARGARET AND GREGORY
GAVLIK 9
ORG BERNARD L MADOFF 885 3RD
AVE N
BNF 20019280500141 BANQUE
NATIONAL
BNF REDACTED NO NAME GIVEN BBK
Y
ORG BERNARD L MADOFF 885 3RD
AVE N
BNF 0494002023608 WESTWOOD
PARTNER
BNF REDACTED RUDY ANNETTE
BONGIO
BNF EVANGELOS SAKELLARIOU BBK
GENE
ORG BERNARD L MADOFF 885 3RD
AVE N
BNF REDACTED RUDY ANNETTE
BONGIO
ORG BERNARD L MADOFF 885 3RD
AVE N

73

94

14316

14323

200,000.00 Incoming Wires / Transfers

28

12/11/1998

29

12/15/1998

11,700,000.00 Incoming Wires / Transfers

30

12/15/1998

(4,000,000.00) Outflows to BLMIS Customer

31

12/15/1998

(2,000,000.00) Outflows to BLMIS Customer

32

12/15/1998

(2,000,000.00) Outflows to BLMIS Customer

(20,000.00) Outflows to BLMIS Customer

(100,000.00) Outflows to BLMIS Customer
(25,000.00) Outflows to BLMIS Customer

Bernard L. Madoff (JPMC '703)
Chais Family Foundation - A/C
#xxxxxx113
Carole & Irwin Lipkin - A/C
#xxxxxxx814

RUDY BONGIORNO & ANNETTE BONGIORNO
J/T WROS

12/8/1998

CW

CHECK WIRE

135

1M0085

296338

1C1016

275905

1L0036

ORG BERNARD L MADOFF 885 3RD
AVE N
BNF 001925113 CHAIS FAMILY
FOUNDAT

The Lambeth Company - A/C
#xxxxxx864
The Brighton Company - A/C
#xxxxxx352
The Popham Company - A/C
#xxxxxx374
Bernard A. & Chris Marden - A/C
#xxxxxx349

BNF REDACTED BERNARD A AND
CHRIS

BNF REDACTED BERNARD A MARDEN
Bernard A. Marden - A/C #xxxxxx336
CHA

Page 4 of 19

THE PICOWER INSTITUTE FOR MEDICAL
RESEARCH ATTN: ELAINE JONES COO
MARDEN FAMILY LP TWO NORTH BREAKERS
ROW
CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

12/9/1998

CW

CHECK

12/10/1998

CW

CHECK WIRE

12/10/1998

CW

CHECK WIRE

CHAIS FAMILY FOUNDATION

12/11/1998

CW

CHECK WIRE

IRWIN LIPKIN

12/11/1998

CW

CHECK WIRE

147

BNF REDACTED CAROLE LIPKIN IRWIN
ORG BERNARD L MADOFF 885 3RD
AVE N
BNF 001383864 THE LAMBETH
COMPANY
BNF 001379352 THE BRIGHTON
COMPANY
BNF 001419374 THE POPHAM
COMPANY

Bernard L. Madoff (JPMC '703)

1B0050

109

28483

Bernard A. Marden - A/C #xxxxxx336

(150,000.00) Outflows to BLMIS Customer

CHECK WIRE

BNF REDACTED BERNARD A MARDEN
CHA

(75,000.00) Outflows to BLMIS Customer

12/11/1998

CHECK WIRE

CW

1M0086

12/10/1998

12/11/1998

CW

12/7/1998

46072

25
26

12/7/1998

EVANGELOS SAKELLARIOU PENTELIS 23

1P0017

(75,000.00) Outflows to BLMIS Customer

27

1B0050
1FR012

256278

12/10/1998

WESTWOOD PARTNERS C/O BARRY S
GLASSMAN
RUDY BONGIORNO & ANNETTE BONGIORNO
J/T WROS

200649

EXCHANGE CHECK

24

JOHN C STOLLER & SHEILA P STOLLER AS
TTEES OF JOHN CHAPMAN STOLLER
MARDEN FAMILY LP TWO NORTH BREAKERS
ROW
CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

58

BNF REDACTED BERNARD A MARDEN
Bernard A. Marden - A/C #xxxxxx336
CHA

12/15/1998

CM Type CM Description

236330

12/3/1998

34

CM Date

163747

10

12/15/1998

CM
CM AccountName
AccountNo

24

BNF JOHN C. STOLLER

ORG BERNARD L MADOFF 885 3RD
AVE N

33

CMID

180
302014

1L0002

THE LAMBETH CO C/O STANLEY CHAIS

12/15/1998

CW

CHECK WIRE

290740

1B0061

THE BRIGHTON COMPANY

12/15/1998

CW

CHECK WIRE

286764

1P0031

THE POPHAM COMPANY

12/15/1998

CW

CHECK WIRE

12/15/1998

CW

CHECK WIRE

12/15/1998

CW

CHECK WIRE

279811

1CM226

191087

1M0086

THE BERNARD A MARDEN & CHRIS MARDEN
FOUNDATION INC TWO NORTH BREAKERS
ROW
MARDEN FAMILY LP TWO NORTH BREAKERS
ROW

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

Category (FTI)

Source / Recipient (FTI) (As
Redacted)

Description (per OCR of Bank Stmt and
As Redacted)

Bernard A. Marden - A/C #xxxxxx336

JPMC 703
ID

BNF REDACTED BERNARD A MARDEN
CHA

CMID

35

12/15/1998

(25,000.00) Outflows to BLMIS Customer

36

12/15/1998

(8,760.00) Outflows to BLMIS Customer

37

12/15/1998

(2,490.00) Outflows to BLMIS Customer

38

12/16/1998

7,900,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

39

12/16/1998

(5,500,000.00) Outflows to BLMIS Customer

The Picower Foundation

(3,539,158.00) Outflows to BLMIS Customer

The Retirement Income Plan For
Employees Of Monroe
Croul Trust - A/C #xxxxx247

BNF 6001635694 SCHIFF FAMILY HOLDI

243859

1S0363

47289

1FR032

40
41

12/16/1998
12/16/1998

(831,249.80) Outflows to BLMIS Customer

42

12/16/1998

(800,000.00) Outflows to BLMIS Customer

43

12/16/1998

(700,000.00) Outflows to BLMIS Customer

44

12/16/1998

(20,000.00) Outflows to BLMIS Customer

45

12/17/1998

(21,500.00) Outflows to BLMIS Customer

46

12/18/1998

14,500,000.00 Incoming Wires / Transfers

47

12/18/1998

(12,500,000.00) Other Outgoing Checks / Wires

48

12/18/1998

(1,500,000.00) Outflows to BLMIS Customer

49

12/18/1998

(500,000.00) Outflows to BLMIS Customer

50

12/18/1998

51

12/21/1998

(7,000.00) Outflows to BLMIS Customer

52

12/21/1998

7,000,000.00 Incoming Wires / Transfers

53

12/21/1998

(7,516,190.68) Outflows to BLMIS Customer

54

12/21/1998

(7,000,000.00) Other Outgoing Checks / Wires

55

12/21/1998

(1,720,000.00) Outflows to BLMIS Customer

56

12/21/1998

(1,500,000.00) Outflows to BLMIS Customer

57

12/21/1998

(1,000,000.00) Outflows to BLMIS Customer

58

12/21/1998

(150,000.00) Outflows to BLMIS Customer

59

12/21/1998

(10,000.00) Outflows to BLMIS Customer

11,900,000.00 Incoming Wires / Transfers

60

12/21/1998

61

12/22/1998

100,000.00 Incoming Wires / Transfers

(8,000.00) Outflows to BLMIS Customer

62

12/22/1998

(100,000.00) Outflows to BLMIS Customer

63

12/23/1998

16,600,000.00 Incoming Wires / Transfers

64

12/23/1998

(9,925,000.00) Outflows to BLMIS Customer

65

12/23/1998

(6,000,000.00) Outflows to BLMIS Customer

66

12/23/1998

(500,000.00) Outflows to BLMIS Customer

67

12/23/1998

(45,912.00) Outflows to BLMIS Customer

68

12/23/1998

(24,657.50) Outflows to BLMIS Customer

69

12/23/1998

(12,242.50) Outflows to BLMIS Customer

70

12/23/1998

(5,965.00) Outflows to BLMIS Customer

Banque Pour Industrie - A/C
#xxxx810 - IA Outflows
Banque Pour Industrie - A/C
#xxxx810 - IA Outflows

Schiff Family Holdings - A/C
#xxxxxxx694
Banque National - A/C
#xxxxxxxxxxx141

BNF 1599810 BANQUE POUR
INDUSTRIE
BNF 1599810 BANQUE POUR
INDUSTRIE
ORG BERNARD L MADOFF 885 3RD
AVE N
EXCHANGE CHECK

Kenneth & Rosalind Landis
Banque Pour Industrie - A/C
#xxxx810 - IA Outflows
Banque Pour Industrie - A/C
#xxxx810 - IA Outflows
Banque Pour Industrie - A/C
#xxxx810 - IA Outflows
Banque Pour Industrie - A/C
#xxxx810 - IA Outflows

12/15/1998

CM Type CM Description
CW

CHECK WIRE

12/15/1998

CW

CHECK WIRE

1FN075

MELLE EMILIE APFELBAUM

12/15/1998

CW

CHECK WIRE

145647

1P0024

12/15/1998

CW

CHECK

EXCHANGE CHECK

105647

1M0046

12/15/1998

CW

CHECK

BNF 20760247 CROUL TRUST BBK
MERRI

214205

1C1261

THE PICOWER FOUNDATION
THE RETIREMENT INCOME PLAN FOR
EMPLOYEES OF MONROE SYSTEMS FOR
BUSINESS INC
THE CROUL FAMILY TRUST JOHN V CROUL
TRUSTEE
SCHIFF FAMILY HOLDINGS NEVADA LIMITED
PARTNERSHIP
BNP PARIBAS SECURITIES SERVICE ATTN:
SYLVAINE FOSSEN
TURRET CORPORATION CITCO BUILDING
WICKAMS CAY ROAD TOWN TORTOLA
MELLE EMILIE APFELBAUM

12/16/1998

CW

CHECK WIRE

BPINEW //C9361120FD122398 BNF 3040
BPI MULTIADVISORS SUB NO
N //C030171OFD122398 BNF KENNETH
AND ROSALIND LANDIS
BIF //C9361130FD122398 BNF 1599810
BANQUE POUR INDUSTRIE
BIF //C9361140FD122398 BNF 1599810
BANQUE POUR INDUSTRIE
BIF //C9361160FD122398 BNF 1599810
BANQUE POUR INDUSTRIE
BIF //C9361150FD122398 BNF 1599810
BANQUE POUR INDUSTRIE

Page 5 of 19

287871

CM Date

197264

BNF 20019280500141 BANQUE
NATIONAL
BNF BANK VONTOBEL AND CO AG
Bank Vontobel and Co. AG Zurich
ZURICH
Banque L Industrie - A/C #xxxxx792 BNF 32554792 BANQUE L INDUSTRIE FR
ORG BERNARD L MADOFF 885 3RD
Bernard L. Madoff (JPMC '703)
AVE N
MSIL / Dresdner Bank Frankfurt
BNF DRESDNER BANK FRANKFURT
BNF REDACTED MICHAEL C.
Michael C. Pascucci - A/C #xxxxx702
PASCUCCI 19
Pascucci Family Foundation - A/C
BNF 45100822 PASCUCCI FAMILY
#xxxxx822
FOUND
Rudy & Annette Bongio - A/C
BNF REDACTED RUDY ANNETTE
#xxxxx111
BONGIO
ORG BERNARD L MADOFF 885 3RD
Bernard L. Madoff (JPMC '703)
AVE N
ORG BERNARD L MADOFF 885 3RD
Bernard L. Madoff (JPMC '703)
AVE N
Estate of Joy Ungerle - A/C
BNF REDACTED ESTATE OF JOY
#xxxxx617
UNGERLE
MSIL / Dresdner Bank Frankfurt
BNF DRESDNER BANK FRANKFURT
BNF 20760247 CROUL TRUST BBK
Croul Trust - A/C #xxxxx247
MERRI
Spirits of St. Louis - A/C
BNF 2101667759 SPIRITS OF ST LOUIS
#xxxxxxx759
BNF 0271130601 DRUMMERS INC BBK
Drummers Inc. - A/C #xxxxxxx601
TH
CREDIT LYONNAIS 55 AVENUE DES
Credit Lyonnais
CHAM
BNF THE KEVIN AND PATRICE AULD
The Kevin & Patrice Auld Foundation
FOU
Rudy & Annette Bongio - A/C
BNF REDACTED RUDY ANNETTE
#xxxxx111
BONGIO
ORG BERNARD L MADOFF 885 3RD
Bernard L. Madoff (JPMC '703)
AVE N
Iris Zurawin & James - A/C
BNF REDACTED IRIS ZURAWIN JAMES
#xxxxx641
TEBC OF 98/12/23//M055729IFD122398
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
N //C030172OFD122398 BNF 3043 BPI
BPI Multiadvisors 3043
MULTIADVISORS-SUS SER
BPI Multiadvisors 3040

46078

CM
CM AccountName
AccountNo
CHARLOTTE M MARDEN REV TST
1M0085
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES
BANQUE FINAMA 'B' ACCT ATTN: MRS SYLVIE
1FN007
DRINGENBERG

191

12/16/1998

CW

CHECK WIRE

12/16/1998

CW

CHECK WIRE

12/16/1998

CW

CHECK WIRE

12/17/1998

CW

CHECK WIRE

200660

1FR019

200630

1FN075

112492

1CM539

THE MICHAEL C PASCUCCI 1995 CHARITABLE
REMAINDER TRUST UAD 11/7/95

12/18/1998

CW

CHECK WIRE

132981

1CM427

PASCUCCI FAMILY FOUNDATION

12/18/1998

CW

CHECK WIRE

20215

1B0048

ANNETTE BONGIORNO

12/18/1998

CW

CHECK WIRE

308551

1U0014

ESTATE OF JOY UNGERLEIDER MAYERSON
C/O PANETH HABER&ZIMMERMAN LLP

12/21/1998

CW

CHECK WIRE

281076

1C1261

THE CROUL FAMILY TRUST JOHN V CROUL
TRUSTEE

12/21/1998

CW

CHECK WIRE

125018

1S0217

SPIRITS OF ST LOUIS, LP ACCOUNT #1

12/21/1998

CW

CHECK WIRE

32446

1EM265

12/21/1998

CW

CHECK WIRE

302806

1FN089

12/21/1998

CW

CHECK WIRE

286348

1A0078

12/21/1998

CW

CHECK WIRE

272294

1B0048

ANNETTE BONGIORNO

12/21/1998

CW

CHECK WIRE

290774

1M0024

JAMES P MARDEN

12/22/1998

CW

CHECK WIRE

24181

1FR008

12/23/1998

CW

CHECK WIRE

260000

1FN091

12/23/1998

CW

CHECK WIRE

12/23/1998

CW

CHECK WIRE

12/23/1998

CW

CHECK WIRE

212

232
230

TED GOLDBERG & LORI GOLDBERG J/T WROS
26 HALF MOON ISLE
FINANCIERE AGACHE 11 RUE FRANCOIS 1ER
75008 PARIS
THE PATRICE AULD AND KEVIN AULD
FOUNDATION

242

258

178789

1ZB279

170794

1FN007

OPTIMAL MULTIADVISORS LTD CHARLOTTE
HOUSE CHARLOTTE ST
OPTIMAL MULTIADVISORS LTD CHARLOTTE
HOUSE CHARLOTTE ST P O BOX N-9204
NASSAU BAHAMAS
KENNETH H LANDIS & ROSALIND A LANDIS
J/T WROS
BANQUE FINAMA 'B' ACCT ATTN: MRS SYLVIE
DRINGENBERG

274718

1FN075

MELLE EMILIE APFELBAUM

12/23/1998

CW

CHECK WIRE

39214

1FN076

MADAME LAURENCE APFELBAUM

12/23/1998

CW

CHECK WIRE

200703

1FN006

MADAME DORIS IGOIN

12/23/1998

CW

CHECK WIRE

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

Category (FTI)

Source / Recipient (FTI) (As
Redacted)

71

12/24/1998

2,400,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

72

12/24/1998

(1,436,551.97) Outflows to BLMIS Customer

Ritco - A/C #xxxxx309

73

12/24/1998

(1,000,000.00) Outflows to BLMIS Customer

BFI Business Finance

74

12/28/1998

14,500,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

75

12/28/1998

3,500,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

76

12/28/1998

(16,886,259.00) Outflows to BLMIS Customer

77

12/28/1998

(311,250.00) Outflows to BLMIS Customer

78

12/28/1998

(300,000.00) Outflows to BLMIS Customer

79

12/28/1998

(150,000.00) Outflows to BLMIS Customer

80

12/28/1998

(146,743.68) Outflows to BLMIS Customer

81

12/28/1998

(146,743.68) Outflows to BLMIS Customer

82

12/28/1998

(22,575.00) Outflows to BLMIS Customer

83

12/28/1998

(16,045.00) Outflows to BLMIS Customer

84

12/29/1998

85

12/29/1998

(578,500.00) Outflows to BLMIS Customer

86

12/29/1998

(500,000.00) Outflows to BLMIS Customer

87

12/29/1998

1,400,000.00 Incoming Wires / Transfers

(200,000.00) Outflows to BLMIS Customer

Stanley Chais 1991 - A/C #xxxxx575

Description (per OCR of Bank Stmt and
As Redacted)
TEBC OF 98/12/24//M005809IFD122498
ORG BERNARD L MADOFF 885 3RD
AVE N
N //C040039OFD122498 BNF 10035309
RITCO 3510 BBK REPUBL
N //C040038OFD122498 BNF BFI
BUSINESS FINANCE
TEBC OF 98/12/28//M053810IFD122898
ORG BERNARD L MADOFF 885 3RD
AVE N
TEBC OF 98/12/28//M060337IFD122898
ORG BERNARD L MADOFF 885 3RD
AVE N

204830

274649
246064

98

12/31/1998

(750,000.00) Outflows to BLMIS Customer

Richard A. or Cathy Bro - A/C
#xxxx875

1M0070

NTC & CO. FBO BERNARD A MARDEN (36748)

12/28/1998

CW

CHECK WIRE

178777

1FR005

DANIEL LEEDS AND SUNITA LEEDS J/T WROS

12/28/1998

CW

CHECK WIRE

280006

1FR005

DANIEL LEEDS AND SUNITA LEEDS J/T WROS

12/28/1998

CW

CHECK WIRE

228614

1FR005

DANIEL LEEDS AND SUNITA LEEDS J/T WROS

12/28/1998

CW

CHECK WIRE

264770

1FN076

MADAME LAURENCE APFELBAUM

12/28/1998

CW

CHECK WIRE

256760

1FN006

MADAME DORIS IGOIN

12/28/1998

CW

CHECK WIRE

62320

1M0024

JAMES P MARDEN

12/29/1998

CW

CHECK WIRE

114866

1C1049

CLOTHMASTERS INC

12/29/1998

CW

CHECK WIRE

12/29/1998

CW

CHECK WIRE

12/29/1998

CW

CHECK WIRE

12/29/1998

CW

CHECK WIRE

299

DEL REY HOLDING LTD CHURUCH AND EAST
BAY STREETS NASSAU BAHAMAS P O BOX
SS6312
MARDEN FAMILY LP TWO NORTH BREAKERS
ROW
CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

CW

CHECK WIRE

313289

1M0024

JAMES P MARDEN

12/30/1998

CW

CHECK WIRE

238509

1A0044

PATRICE M AULD

12/30/1998

CW

CHECK WIRE

157448

1FR030

WHITECHAPEL MANAGEMENT LTD ATTN
CHRISTOPHER WETHERHILL 48 PAR LA
VILLERD SUITE 653

12/30/1998

CW

CHECK WIRE

206047

1G0092

GREENWICH SENTRY LP C/O FAIRFIELD
GREENWICH GROUP

12/31/1998

CW

CHECK WIRE

3402

1EM029

RICHARD A BROMS REVOCABLE TRUST

12/31/1998

CW

CHECK WIRE

1991 Family Trust - A/C #xxxxxx575

Greenwich Sentry LP

CHECK WIRE

12/30/1998

(262,533.42) Outflows to BLMIS Customer

(1,000,000.00) Outflows to BLMIS Customer

CW

1994 TRUST FOR THE CHILDREN OF STANLEY
AND PAMELA CHAIS AL ANGEL & MARK
CHAIS TRUSTEE

12/30/1998

12/31/1998

12/28/1998

1C1215

92

97

PATRICE M AULD

117911

Bernard L. Madoff (JPMC '703)

Bernard L. Madoff (JPMC '703)

1A0044

CHECK WIRE

800,000.00 Incoming Wires / Transfers

2,200,000.00 Incoming Wires / Transfers

CHECK WIRE

CW

12/30/1998

12/31/1998

CW

12/29/1998

91

96

12/28/1998

PATRICE M AULD

Bernard Marden - A/C #xxxxx708

Whitechapel Management - A/C
#xxxxxxx147

THE 1996 TST FOR THE CHILDREN OF PAMELA
& STANLEY CHAIS AL ANGEL & MARK CHAIS
TRUSTEE

282

1A0044

(21,000.00) Outflows to BLMIS Customer

(100,000.00) Outflows to BLMIS Customer

1C1270

284

148015

12/29/1998

12/30/1998

CHECK WIRE

1M0085

90

95

CHECK WIRE

CW

105662

Bernard A. Marden - A/C #xxxxxx336

Bernard Marden - A/C #xxxxx708

CW

12/24/1998

BCMARD
//C967301OFD122998 BNF
REDACTED BERNARD A MARDEN CHA

(50,000.00) Outflows to BLMIS Customer

(226,981.00) Outflows to BLMIS Customer

12/24/1998

1M0086

12/29/1998

12/30/1998

1ZB268

EXCHANGE ASSOCIATES LLC ATTN MR STEVE
WEIDMAN C/O BROAD WALL CORP
DAVID I LUSTIG TRF LUSTIG FAMILY 1990
TRUST DATED 1/31/90

89597

89

94

CM Type CM Description

1FN088

(50,000.00) Outflows to BLMIS Customer

Bernard Marden - A/C #xxxxx708

CM Date

170763

12/29/1998

(226,981.00) Outflows to BLMIS Customer

1CM441

90142

GOODMAN//C967300OFD122998 BNF
GOODMAN S.A.NASSAU

88

12/30/1998

CM
CM AccountName
AccountNo

119594

BCMARD
//C9673020FD122998 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A WARDEN CHA

93

CMID

269

N." //C010063OFD122898 BNF
REDACTED STANLEY CHAIS 1991 FA

B.MARDEN//C953706OFD122898 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDEN BBK
YR
BCMARD //C953705OFD122898 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A MARDEN CHA
N //C010064OFD122898 BNF DANIEL H.
Daniel H. Leeds & Sunita Leeds
LEEDS SUNITA LEEDS
N
//S1922180CP122898 LILO J.
Lilo J. Leeds
LEEDS
N
//S192109OCP122898 GERARD
Gerard G. Leeds
G. LEEDS
BIF
//C953704OFD122898 BNF
Banque Pour Industrie - A/C
1599810 BANQUE POUR INDUSTRIE
#xxxx810 - IA Outflows
Banque Pour Industrie - A/C
BIF
//C953703OFD122898 BNF
#xxxx810 - IA Outflows
1599810 BANQUE POUR INDUSTRIE
TEBC OF 98/12/29//M034355IFD122998
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
. B.MARDEN//C9672980FD122998 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDEN BBK
YR
CLOTHMAS
//C9672990FD122998 BNF
Clothmasters Inc. - A/C #xxxxx081
55087081 CLOTHMASTERS, INC.
Goodman S.A.Nassau

JPMC 703
ID

B.MARDEN//C9672970FD122998 BNF
REDACTED BERNARD MARDEN BBK
YR
TEBC OF 98/12/30//M014385IFD123098
ORG BERNARD L MADOFF 885 3RD
AVE N

312

N
//C030037OFD123098 BNF
001681575 1991 FAMILY TRUST'ST
B.MARDEN//C916405OFD123098 BNF
REDACTED BERNARD MARDEN BBK
YR
B.MARDEN//C916406OFD123098 BNF
REDACTED BERNARD MARDEN BBK
YR
WITECHAP
//C916404OFD123098 BNF
1010640147 WHITECHAPEL MANAGEM
TEBC OF 98/12/31//M030129IFD123198
ORG BERNARD. L MADOFF 885 3RD
AVE N
N /-/C0402370FD123198 BNF
GREENWICH SENTRY LP
N //C0402380FD123198 BNF REDACTED
RICHARD A OR CATHY BRO

Page 6 of 19

331

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Category (FTI)

Source / Recipient (FTI) (As
Redacted)

Date

Amount

99

1/4/1999

4,500,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

100

1/4/1999

(1,500,000.00) Outflows to BLMIS Customer

Edward Blumenfeld

101

1/4/1999

(1,100,000.00) Outflows to BLMIS Customer

Norman P. Rappaport - A/C
#xxxxxx807

102

1/4/1999

(1,000,000.00) Outflows to BLMIS Customer

Yeshaya Horowitz Associates - A/C
#xxxxx731

103

1/4/1999

(367,318.00) Outflows to BLMIS Customer

104

1/4/1999

(300,000.00) Outflows to BLMIS Customer

105

1/4/1999

(300,000.00) Outflows to BLMIS Customer

106

1/4/1999

(253,000.00) Outflows to BLMIS Customer

107

1/4/1999

(95,000.00) Outflows to BLMIS Customer

108

1/4/1999

(55,000.00) Outflows to BLMIS Customer

109

1/5/1999

95,000,000.00 Incoming Wires / Transfers

110

1/5/1999

53,500,000.00 Incoming Wires / Transfers

111

1/5/1999

(68,240,752.00) Outflows to BLMIS Customer

112

1/5/1999

(65,000,000.00) Outflows to BLMIS Customer

113

1/5/1999

(10,200,000.00) Outflows to BLMIS Customer

114

1/5/1999

(1,500,000.00) Outflows to BLMIS Customer

115

1/5/1999

(955,000.00) Outflows to BLMIS Customer

116

1/5/1999

(825,050.00) Outflows to BLMIS Customer

117

1/5/1999

(512,000.00) Outflows to BLMIS Customer

118

1/5/1999

(500,000.00) Outflows to BLMIS Customer

119

1/5/1999

(300,000.00) Outflows to BLMIS Customer

120

1/5/1999

(199,623.00) Outflows to BLMIS Customer

121

1/5/1999

(69,000.00) Outflows to BLMIS Customer

122

1/5/1999

(60,000.00) Outflows to BLMIS Customer

123

1/5/1999

(58,575.00) Outflows to BLMIS Customer

124

1/5/1999

(30,000.00) Outflows to BLMIS Customer

125

1/5/1999

(5,000.00) Outflows to BLMIS Customer

126

1/6/1999

127

1/6/1999

(850,000.00) Outflows to BLMIS Customer

128

1/6/1999

(300,000.00) Outflows to BLMIS Customer

129

1/6/1999

(300,000.00) Outflows to BLMIS Customer

130

1/6/1999

(200,000.00) Outflows to BLMIS Customer

1,600,000.00 Incoming Wires / Transfers

The Retirement Income Plan For
Employees Of Monroe

Description (per OCR of Bank Stmt and
As Redacted)
TEBC OF 99/01/04//M009521IFD010499
ORG BERNARD L. MADOFF 885 3RD"
AVE N
, EDWARD//C935716OFD010499 BNF
EDWARD BLUMENFELD
N
//C0100720FD010499 BNF
REDACTED NORMAN P.RAPPAPORT
YESHOR ... //C936088OFD010499 BNF
REDACTED YESHAYA HOROWITZ
ASSO
REDACTED
CHECK

JPMC 703
ID

Page 7 of 19

CM
CM AccountName
AccountNo

CM Date

CM Type CM Description

378
224115

1B0210

EDWARD BLUMENFELD ET AL II C/O
BLUMENFELD DEVELOPMENT GRP

1/4/1999

CW

CHECK WIRE

307244

1C0020

NORMAN P RAPPAPORT

1/4/1999

CW

CHECK WIRE

223545

1FN037

THE YESHAYA HOROWITZ ASSOC ATTN:
AYALA NAHIR ALFASI ST 11

1/4/1999

CW

CHECK WIRE

240062

1M0046

THE RETIREMENT INCOME PLAN FOR
EMPLOYEES OF MONROE SYSTEMS FOR
BUSINESS INC

12/31/1998

CW

CHECK

97082

//REDACTED EXCHANGE

N
//C010071OFD010499 BNF
Sterling Equities Funding
STERLING EQUITIES FUNDING
N
//C0100700FD010499
Sterling Equities Funding
BNF.STERLING EQUITIES FUNDING
.ZIRAWOM//C935719OED010499 BNF
James P. Marden - A/C #xxxxx149
REDACTED JAMES P. MARDER IRI
MARDAULD
//C935718OFD010499
Hames P. Marden - A/C #xxxxx894 BNF REDACTED JAMES P. WARDEN
PAT
MARDAULD
//C935717OFD010499
Hames P. Marden - A/C #xxxxx894 BNF REDACTED JAMES P., MARDEN
PAT
-TEBC OF 99/01/05//M035505IFD010599Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
TEBC OF 99/01/05//M014129IFD010599
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
REDACTED //REDACTED EXCHANGE
Decisions Incorporated
CHECK '
REDACTED, //REDACTED EXCHANGE
Decisions Incorporated
CHECK
KAHN//C948544OFD010599 BNF
Estate of Irving B. - A/C #xxxxxxx414
REDACTED ESTATE. OF IRVING B.
Larry & Linda Elin - A/C
LL.ELINS - //C948546OFD01059.9 BNF
#xxxxxxx444
REDACTED LARRY LINDA ELIN
MINNMOCC
//C94S547OFD010599
Minnetonka Moccasin Profit Sharing BNF HINNETONKA MOCCASIN PROFIT
SHA
REDACTED //REDACTED EXCHANGE
JLN Partnership
CHECK
REDACTED //REDACTED EXCHANGE
J F Partnership
CHECK
Nephrology Associates - A/C
N.
//C020059OFD010599 BNF
#xxxxx519
4AX95519 NEPHROLOGY ASSOCIATES
Tremont - Broad Market - A/C
TREFNG
//C948545OFD010599 BNF
#xxxxxxx624
1010728624 TREMONT-BROAD MARKE
REDACTED //REDACTED EXCHANGE
JAB Partnership
CHECK
REDACTED //REDACTED EXCHANGE
Capital Growth Company
CHECK
REDACTED //REDACTED EXCHANGE:
Barbara Picower
CHECK
REDACTED //REDACTED EXCHANGE
JEMW Partnership
CHECK
REDACTED //REDACTED EXCHANGE
Jeffry M Picower Special Co
CHECK
Trust FBO Gabrielle H Picower Dec REDACTED //REDACTED
EXCHANGE.CHECK
Inc
TEBC OF 99/01/06//M045730IFD010699
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
Andover Associates - A/C
N
//C030100OFD010699 BNF
#xxxxxx693
532491693' ANDOVER ASSOCIATES,L
Sterling Equities Funding - A/C
FRIEDMAN//C957416OFD010699 BNF
#xxxxxx076
201008076. STERLING EQUITIES FU
Sterling Equities Funding - A/C
FRIEDMAN//C957415OFD010699 BNF
#xxxxxx076
201008076 STERLING EQUITIES FU
PATRICE//C957417OFD010699 BNF
Patrice M Auld - A/C #xxxxxxx493
REDACTED NO'NAME GIVEN BBK Y

CMID

1KW155

JUDITH A WILPON C/O STERLING EQUITIES

1/4/1999

CW

CHECK WIRE

12957

1KW154

IRIS J KATZ C/O STERLING EQUITES

1/4/1999

CW

CHECK WIRE

282007

1M0024

JAMES P MARDEN

1/4/1999

CW

CHECK WIRE

241241

1A0044

PATRICE M AULD

1/4/1999

CW

CHECK WIRE

279900

1M0024

JAMES P MARDEN

1/4/1999

CW

CHECK WIRE

96683

1D0010

DECISIONS INCORPORATED

1/4/1999

CW

CHECK

413

411

86456

1D0010

DECISIONS INCORPORATED

1/4/1999

CW

CHECK

105965

1K0002

THE ESTATE OF IRVING B KAHN

1/5/1999

CW

CHECK WIRE

239047

1E0126

LINDA ELINS

1/5/1999

CW

CHECK WIRE

114629

1M0040

MINNETONKA MOCCASIN CO INC PST DAVID
MILLER TRUSTEE

1/5/1999

CW

CHECK WIRE

268522

1J0008

JLN PARTNERSHIP C/O DECISIONS INC

1/4/1999

CW

CHECK

223692

1J0004

J F PARTNERSHIP C/O DECISIONS INC

1/4/1999

CW

CHECK

47165

1CM135

NEPHROLOGY ASSOC PC PEN PLAN

1/5/1999

CW

CHECK WIRE

152410

1FR010

RYE SELECT BROAD MARKET INSURANCE
PORTFOLIO LDC

1/5/1999

CW

CHECK WIRE

9563

1J0002

JAB PARTNERSHIP C/O DECISIONS INC

1/4/1999

CW

CHECK

152070

1C1006

CAPITAL GROWTH COMPANY C/O DECISIONS
INC

1/4/1999

CW

CHECK

13476

1P0019

BARBARA PICOWER

1/4/1999

CW

CHECK

9572

1J0003

JEMW PARTNERSHIP C/O DECISIONS INC

1/4/1999

CW

CHECK

183866

1P0023

13483

1P0020

236928

1A0061

ANDOVER ASSOCIATES L P C/O DANZIGER &
MARKHOFF

1/6/1999

CW

CHECK WIRE

161242

1KW155

JUDITH A WILPON C/O STERLING EQUITIES

1/6/1999

CW

CHECK WIRE

105851

1KW024

SAUL B KATZ

1/6/1999

CW

CHECK WIRE

224029

1A0044

PATRICE M AULD

1/6/1999

CW

CHECK WIRE

JEFFRY M PICOWER SPECIAL CO C/O
DECISIONS INC
TRUST FBO GABRIELLE H PICOWER DEC INC
C/O APRIL C FREILICH

1/4/1999

CW

CHECK

1/4/1999

CW

CHECK

431

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

Category (FTI)

131

1/8/1999

3,000,000.00 Incoming Wires / Transfers

132

1/8/1999

125,000.00 Incoming Wires / Transfers

133

1/8/1999

(3,000,000.00) Outflows to BLMIS Customer

134

1/8/1999

(104,386.70) Outflows to BLMIS Customer

135

1/8/1999

(25,000.00) Outflows to BLMIS Customer

136

1/11/1999

2,600,000.00 Incoming Wires / Transfers

137

1/11/1999

1,000,000.00 Incoming Wires / Transfers

138

1/11/1999

900,000.00 Incoming Wires / Transfers

139

1/11/1999

(2,548,426.50) Outflows to BLMIS Customer

140

1/11/1999

(1,000,000.00) Outflows to BLMIS Customer

141

1/11/1999

(806,726.00) Other Outgoing Checks / Wires

142

1/11/1999

(100,000.00) Outflows to BLMIS Customer

143

1/11/1999

(20,000.00) Outflows to BLMIS Customer

144

1/12/1999

145

1/12/1999

(920,000.00) Outflows to BLMIS Customer

146

1/12/1999

(899,347.00) Outflows to BLMIS Customer

147

1/12/1999

(500,000.00) Outflows to BLMIS Customer

3,500,000.00 Incoming Wires / Transfers

148

1/12/1999

(220,000.00) Outflows to BLMIS Customer

149

1/12/1999

(140,000.00) Outflows to BLMIS Customer

150

1/12/1999

(30,000.00) Outflows to BLMIS Customer

151

1/13/1999

(797,000.00) Outflows to BLMIS Customer

152

1/14/1999

899,347.00 Outflows to BLMIS Customer

153

1/14/1999

800,000.00 Incoming Wires / Transfers

154

1/14/1999

(150,000.00) Outflows to BLMIS Customer

155

1/14/1999

(50,000.00) Outflows to BLMIS Customer

156

1/14/1999

(50,000.00) Outflows to BLMIS Customer

Description (per OCR of Bank Stmt and
JPMC 703
As Redacted)
ID
TEBC OF 99/01/08//M003633IFD010899
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
483
AVE N
TEBC OF 99/01/08//M036146IFD010899
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
481
AVE N
Sommer Associates, LLC - A/C
N
//C050044OFD010899 BNF
#xxxxxx884
967717884: SOMMER ASSOCIATES LL
N
//C050108OFD010899 BNF
Erin Reardon - A/C #xxxxxx303
REDACTED;- ERIN REARDON BBK RIC
PATFDN
//C913001OFD010899 BNF
The Kevin & Patrice Auld Foundation
THE KEVIN AND PATRICE AULD FOU
TEBC OF 99/01/11//M009745IFD011199
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
508
AVE N
TEBC OF 99/01/11//M056242IFD011199
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
507
AVE N
TEBC OF 99/01/11//M041729IFD011199
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
506
AVE N
N
//C010296OFD011199 BNF
Theodore Jungreis - A/C #xxxxx226
REDACTED THEODORE JUNGREIS BBK
Jack N. & Lorraine F - A/C
JACKFRIE.
//C921187OFD011199 BNF
#xxxxxx562
REDACTED JACK N. LORRAINE F
//C010297OFD011199 BNF MIDMid-Atlantic / Central Carolina Bank N
& Trust Co A/C #xxxxxx303
ATLANTIC 1322 AIRLIE ROAD
MAGNIFY
//C924037OFD011199 BNF
Magnify Inc. - A/C #xxxxxxx199
122-0463199 MAGNIFY INC JERUSA
Rudy & Annette Bongio - A/C
BONG
//C922467OFD011199 BNF
#xxxxx111
REDACTED RUDY ANNETTE BONGIO
TEBC OR 99/01/12//M022065IFD011299
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
534
AVE N
N
//C020068OFD011299 BNF
Albert H. Small
ALBERT H. SMALL
N
//C020069OFD011299 BNF
Community Realty Co., Inc.
COMMUNITY REALTY CO.,INC. ACCO
KLANCE
//C931060OFD011299 BNF
Kurt J. Lance - A/C #xxxxxxx044
REDACTED KURT J LANCE BBK SU
PATRICE//C931062OFD011299 BNF
Patrice M Auld - A/C #xxxxxxx493
REDACTED NO NAME GIVEN BBK Y
ZIRAWOM//C931061OFD011299 BNF
James P. Marden - A/C #xxxxx149
REDACTED JAMES P. MARDER IRI
SAKELLAR
//C931063OFD011299 BNF
Evangelos Sakellariou
EVANGELOS SAKELLARIOU BBK GENE
REDACTED //REDACTED EXCHANGE
The Picower Institute For Medical
CHECK
Research
NONE
//C279056BAD011499
Community Realty Co., Inc.
SUSPENSE ACCOUNT REDACTED
BV=01-13-99
TEBC OF 99/01/14//M031665IFDdll499
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
569
AVE N
MARKCHAI //C947556OFD011499 BNF
Mark Chais
MARK CHAIS
BCMARD //C947557OFD011499 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A MARDEN CHA
Source / Recipient (FTI) (As
Redacted)

Bernard A. Marden - A/C #xxxxxx336

157

1/15/1999

300,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

158

1/15/1999

(899,347.00) Outflows to BLMIS Customer

Community Realty Co., Inc.

159

1/15/1999

(500,000.00) Outflows to BLMIS Customer

Susan Jane Stone

160

1/15/1999

(320,000.00) Outflows to BLMIS Customer

Haravey Werners - A/C #xxxxxx239

WERNER //C050144OFD011599 BNF
REDACTED HARAVEY WERNERS BBK

Page 8 of 19

CM
CM AccountName
AccountNo

96834

1E0153

204171

1R0126

92250

1A0078

100439

1ZA882

260420

1F0083

12845

CM Type CM Description

1/8/1999

CW

CHECK WIRE

1/8/1999

CW

CHECK WIRE

1/8/1999

CW

CHECK WIRE

THEODORE JUNGREIS

1/11/1999

CW

CHECK WIRE

JACK N FRIEDMAN LORRAINE L FRIEDMAN
TENANTS IN COMMON

1/11/1999

CW

CHECK WIRE

1FN024

MAGNIFY INC KURT BRUNNER ATTY AT LAW

1/11/1999

CW

CHECK WIRE

224109

1B0048

ANNETTE BONGIORNO

1/11/1999

CW

CHECK WIRE

152190

1EM336

1/12/1999

CW

CHECK WIRE

273720

1EM336

1/12/1999

CW

CHECK WIRE

9623

1L0116

KURT J LANCE

1/12/1999

CW

CHECK WIRE

236921

1A0044

PATRICE M AULD

1/12/1999

CW

CHECK WIRE

182697

1M0024

JAMES P MARDEN

1/12/1999

CW

CHECK WIRE

152427

1FR012

EVANGELOS SAKELLARIOU PENTELIS 23

1/12/1999

CW

CHECK WIRE

114659

1P0017

THE PICOWER INSTITUTE FOR MEDICAL
RESEARCH ATTN: ELAINE JONES COO

1/11/1999

CW

CHECK

1EM336

COMMUNITY REALTY COMPANY INC AS
AGENT FOR OTHERS

1/12/1999

CW

CHECK WIRE

252557

1C1027

MARK HUGH CHAIS & MIRIE CHAIS JT WROS

1/14/1999

CW

CHECK WIRE

183785

1M0086

1/14/1999

CW

CHECK WIRE

1M0085

1/14/1999

CW

CHECK WIRE

273720

1EM336

COMMUNITY REALTY COMPANY INC AS
AGENT FOR OTHERS

1/12/1999

CW

CHECK WIRE

213924

1S0199

SUSAN JANE STONE

1/14/1999

CW

CHECK WIRE

1EM224

HARVEY L WERNER REV TRUST VIOLET M
AND JEFFREY R WERNER WENDY WERNER
BROWN CO-TRUSTEES

1/15/1999

CW

CHECK WIRE

273720

SOMMER ASSOCIATES LLC

CM Date

169897

BCMARD //C947558OFD011499 BNF
REDACTED BERNARD A MARDEN CHA
TEBC OF 99/01/15//M018481IFD011599
ORG BERNARD L MADOFF' 885 3RD
AVE N
N ' //C050281OFD011599 BNF 218302201
COMMUNITY REALTY CO.
N //C050096OFD011599 BNF FN0031
SUSAN JANE STONE BBK DD

CMID

RITA M REARDON & ERIN E REARDON JT
WROS
THE PATRICE AULD AND KEVIN AULD
FOUNDATION

COMMUNITY REALTY COMPANY INC AS
AGENT FOR OTHERS
COMMUNITY REALTY COMPANY INC AS
AGENT FOR OTHERS

MARDEN FAMILY LP TWO NORTH BREAKERS
ROW
CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

590

245818

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

Category (FTI)

161

1/19/1999

72,000,000.00 Incoming Wires / Transfers

162

1/19/1999

30,000,000.00 Incoming Wires / Transfers

163

1/19/1999

(16,292,035.25) Outflows to BLMIS Customer

164

1/19/1999

(13,292,249.51) Outflows to BLMIS Customer

165

1/19/1999

(13,190,711.94) Outflows to BLMIS Customer

166

1/19/1999

(13,090,000.00) Outflows to BLMIS Customer

167

1/19/1999

(12,487,799.91) Outflows to BLMIS Customer

168

1/19/1999

(11,395,403.61) Outflows to BLMIS Customer

169

1/19/1999

(4,066,108.87) Outflows to BLMIS Customer

170

1/19/1999

(2,936,350.24) Outflows to BLMIS Customer

171

1/19/1999

(2,936,327.44) Outflows to BLMIS Customer

172

1/19/1999

(2,936,312.99) Outflows to BLMIS Customer

173

1/19/1999

(2,505,142.55) Outflows to BLMIS Customer

174

1/19/1999

(2,458,587.07) Outflows to BLMIS Customer

175

1/19/1999

(1,805,000.00) Outflows to BLMIS Customer

176

1/19/1999

(859,114.83) Outflows to BLMIS Customer

177

1/19/1999

(413,845.09) Outflows to BLMIS Customer

178

1/19/1999

(332,928.26) Outflows to BLMIS Customer

179

1/19/1999

(332,928.26) Outflows to BLMIS Customer

180

1/19/1999

(250,000.00) Outflows to BLMIS Customer

181

1/19/1999

(200,000.00) Outflows to BLMIS Customer

182

1/19/1999

(100,000.00) Outflows to BLMIS Customer

183

1/19/1999

(62,236.40) Outflows to BLMIS Customer

184

1/21/1999

(5,000.00) Outflows to BLMIS Customer

185

1/22/1999

4,500,000.00 Incoming Wires / Transfers

186

1/22/1999

(3,500,000.00) Outflows to BLMIS Customer

187

1/22/1999

(264,000.00) Outflows to BLMIS Customer

188

1/22/1999

(248,825.00) Outflows to BLMIS Customer

189

1/22/1999

(200,000.00) Outflows to BLMIS Customer

190

1/22/1999

(150,000.00) Outflows to BLMIS Customer

191

1/22/1999

192

1/25/1999

193

1/25/1999

(100,000.00) Outflows to BLMIS Customer

1,000,000.00 Incoming Wires / Transfers

(500,000.00) Outflows to BLMIS Customer

Description (per OCR of Bank Stmt and
JPMC 703
As Redacted)
ID
TEBC OF 99/01/19//M024289IFD011999
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
617
AVE N
TEBC OF 99/01/19//M064513IFD011999
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
614
AVE N
CarlShap Morgan Florida, FSB Acct. CARLSHAP //C968124OFD011999 BNF
No. 99
MORGAN FLORIDA,FSB ACCT NO. 99
EllJaffe J.P. Morgan Florida, FSB
ELLJAFFE //C968127OFD011999 BNF J.P.
Acct.
MORGAN FLORIDA, FSB ACCT
LindaStr J.P. Morgan Florida, FSB
LINDASTR //C968128OFD011999 BNF J.P.
Acct.
MORGAN FLORIDA, FSB ACCT
RonSegal J.P. Morgan Florida, FSB RONSEGAL //C968126OFD011999 BNF
Acct.
J.P. MORGAN FLORDIA, FSB ACCT
RuthShap J.P. Morgan Florida, FSB RUTHSHAP . //C968125OFD011999 BNF
Acct.
J.P. MORGAN FLORIDA,FSB ACCT N
SHAPFND //C968137OFD011999 BNF
ShapFND - A/C #xxxxxxxx001
PBD88618001
Jennifer J.P. Morgan Florida, FSB
JENNIFER //C968129OFD011999 BNF J.P.
Acct.
MORGAN FLORIDA, FSB ACCT
JonSegal J.P. Morgan Florida, FSB
JONSEGAL //C968130OFD011999 BNF J.P.
Acct.
MORGAN FLORIDA,FSB ACCT N
STEVEN //C968132OFD011999 BNF J.P.
Steven J.P. Morgan Florida, FSB Acct.
MORGAN FLORIDA, FSB ACCT
Michael J.P. Morgan Florida, FSB
MICHAEL //C968131OFD011999 BNF J.P.
Acct.
MORGAN FLORIDA,FSB ACCT N
AndrwTST J.P. Morgan Florida, FSB ANDRWTST //C968133OFD011999 BNF
Acct.
J.P. MORGAN FLORIDA, FSB ACCT
LindaFMY J.P. Morgan Florida, FSB LINDAFMY //C968135OFD011999 BNF
Acct.
J.P. MORGAN FLORIDA, FSB ACCT
SHAPPTR //C968136OFD0U999 BNF
Shapiro Partnership - A/C #xxxxx721
PBD89721 SHAPIRO PARTNERSHIP
JonSegal J.P. Morgan Florida, FSB
JENSEG85 //C968138OFD011999 BNF J.P.
Acct.
MORGAN FLORIDA, FSB ACCT
JonSegal J.P. Morgan Florida, FSB
JONSEG89 //C968139OFD011999 BNF J.P.
Acct.
MORGAN FLORIDA,FSB ACCT N
STVJAF89 //C968141OFD011999 BNF J.P.
Steven J.P. Morgan Florida, FSB Acct.
MORGAN FLORIDA, FSB ACCT
Michael J.P. Morgan Florida, FSB
MICJAF89' //C968140OFD011999 BNF J.P.
Acct.
MORGAN FLORIDA, FSB ACCT
SAM85NEW: //C968134OFD011999 BNF
Samantha Strauss - A/C #xxxxx890
PBD70890 SAMANTHA STRAUSS BBK
GOODMAN//C968123OFD011999 BNF
Goodman S.A.Nassau
GOODMAN S.A.NASSAU
ANJAF93 //C968142OFD011999 BNF
Andrew Jaffe - A/C #xxxxx364
PBD88364 ANDREW JAFFE BBK 9999
SAMSTRUG //C968148OFD011999 BNF
Samantha Strauss - A/C #xxxxx422
PBD71422 SAMANTHA STRAUSS, BBK
Rudy & Annette Bongio - A/C
BONG //C926600OFDO12199 BNF
#xxxxx111
REDACTED RUDY : ANNETTE BONGIO
TEBC OF 99/01/22//M004913IFD012299
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
662
AVE N
DORADO. //C935128OFD012299 BNF
Dorado Investment Company
DORADO INVESTMENT COMPANY
GAVLIK //C935130OFD012299 BNF
Margaret and Gregory Gavlik
MARGARET AND GREGORY GAVLIK 9
BIF //C935129OFD012299 BNF 1599810
Banque Pour Industrie - A/C
BANQUE POUR INDUSTRIE
#xxxx810 - IA Outflows
PATRICE//C935133OFD012299 BNF
Patrice M Auld - A/C #xxxxxxx493
REDACTED NO NAME GIVEN BBK Y
Iris Zurawin & James - A/C
JPMARDEN //C935132OFD012299 BNF
#xxxxx641
REDACTED IRIS ZURAWIN' JAMES
Source / Recipient (FTI) (As
Redacted)

Bernard A. & Chris Marden - A/C
#xxxxxx349
Bernard L. Madoff (JPMC '703)

Bernard Marden - A/C #xxxxx708

Page 9 of 19

CM
CM AccountName
AccountNo

282055

1SH026

280000

1SH005

177682

1SH036

27384

1SH020

289758

1SH032

289772

1SH025

27364

1SH017

27389

1SH019

204139

1SH010

170044

1SH007

182865

1SH003

313096

1SH031

204147

1SH022

73733

1SH016

114749

1SH018

170049

1SH006

13503

1SH009

177676

1SH039

223626

1FR038

313100

1SH059

313098

1SH040

240199

1B0048

268307

CARL SHAPIRO TRUST U/D/T 4/9/03
ELLEN S JAFFE 2003 TRUST U/D/T DTD 5/8/2003
AS AMENDED
LINDA SHAPIRO WAINTRUP 1992 TRUST U/D/T
DTD 3/11/92 AS AMENDED
RHONDA SHAPIRO ZINNER 1993 TST U/D/T
DATED 7/7/93 AS AMENDED
RUTH SHAPIRO TRUST U/D/T 4/9/03
CARL SHAPIRO & RUTH SHAPIRO FAMILY
FOUNDATION
JENNIFER SEGAL HERMAN TRUST U/D/T DTD
5/1/67 AS AMENDED
JONATHAN M SEGAL TRUST U/D/T DTD 12/1/70
AS AMENDED
STEVEN C JAFFE TRUST U/D/T DTD 9/25/71 AS
AMENDED
MICHAEL S JAFFE TRUST U/D/T DTD 9/25/71 AS
AMENDED
ANDREW N JAFFE TRUST U/D/T DTD 5/12/75 AS
AMENDED
LINDA SHAPIRO FAMILY TRUST DATED
12/08/76 LINDA WAINTRUP TRUSTEE
SHAPIRO FAMILY LTD PARTNERSHIP C/O
RUTH SHAPIRO
JENNIFER SEGAL HERMAN 1985 TRUST DATED
4/16/85
JONATHAN M SEGAL 1989 TRUST U/D/T DTD
3/9/89 AS AMENDED T SEGAL TSTEE
MICHAEL S JAFFE 1989 TRUST U/D/T DTD
8/24/89 AS AMENDED
STEVEN C JAFFE 1989 TRUST U/D/T DTD 8/24/89
AS AMENDED
SAMANTHA L STRAUSS 1985 TRUST LINDA
WAINTRUP TRUSTEE

CM Date

CM Type CM Description

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

1/19/1999

CW

CHECK WIRE

ANNETTE BONGIORNO

1/21/1999

CW

CHECK WIRE

1D0026

DORADO INVESTMENT COMPANY

1/22/1999

CW

CHECK WIRE

273608

1G0005

MARGARET GAVLIK & GREG GAVLIK

1/22/1999

CW

CHECK WIRE

273425

1FN075

MELLE EMILIE APFELBAUM

1/22/1999

CW

CHECK WIRE

42041

1A0044

PATRICE M AULD

1/22/1999

CW

CHECK WIRE

13443

1M0024

JAMES P MARDEN

1/22/1999

CW

CHECK WIRE

268110

BERNFDN
//C9351310FD012299 BNF
REDACTED BERNARD A AND CHRIS
TEBC OF 99/01/25//M040625IFD012599
ORG BERNARD L MADOFF 885 3RD
AVE N
B.MARDEN//C943337OFD012599 BNF
REDACTED BERNARD MARDEN BBK
YR

CMID

1CM226

THE BERNARD A MARDEN & CHRIS MARDEN
FOUNDATION INC TWO NORTH BREAKERS
ROW

1/22/1999

CW

CHECK WIRE

169921

1M0086

MARDEN FAMILY LP TWO NORTH BREAKERS
ROW

1/25/1999

CW

CHECK WIRE

ISADEX INC
ANDREW N JAFFE 1993 IRREV TST U/D/T DTD
6/11/93 AS AMENDED
SAMANTHA L STRAUSS 2003 IRREVOCABLE
TRUST

686

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

Category (FTI)

194

1/25/1999

(500,000.00) Outflows to BLMIS Customer

195

1/26/1999

400,000.00 Incoming Wires / Transfers

196

1/26/1999

(500,000.00) Outflows to BLMIS Customer

197

1/27/1999

1,300,000.00 Incoming Wires / Transfers

198

1/27/1999

(1,000,000.00) Outflows to BLMIS Customer

199

1/27/1999

(250,000.00) Outflows to BLMIS Customer

200

1/29/1999

201

1/29/1999

(500,000.00) Outflows to BLMIS Customer

202

1/29/1999

(500,000.00) Outflows to BLMIS Customer

203

2/1/1999

200,000.00 Incoming Wires / Transfers

204

2/1/1999

(682,785.00) Outflows to BLMIS Customer

1,500,000.00 Incoming Wires / Transfers

205

2/1/1999

(85,000.00) Outflows to BLMIS Customer

206

2/1/1999

(45,000.00) Outflows to BLMIS Customer

207

2/3/1999

(43,010.00) Other Outgoing Checks / Wires

208

2/5/1999

1,100,000.00 Incoming Wires / Transfers

209

2/5/1999

800,000.00 Incoming Wires / Transfers

210

2/5/1999

(800,000.00) Other Outgoing Checks / Wires

211

2/5/1999

(300,000.00) Outflows to BLMIS Customer

212

2/5/1999

(300,000.00) Outflows to BLMIS Customer

213

2/5/1999

(200,000.00) Outflows to BLMIS Customer

214

2/5/1999

(200,000.00) Outflows to BLMIS Customer

215

2/5/1999

(25,000.00) Outflows to BLMIS Customer

216

2/8/1999

1,100,000.00 Incoming Wires / Transfers

217

2/8/1999

(400,000.00) Outflows to BLMIS Customer

218

2/10/1999

(742,000.00) Outflows to BLMIS Customer

219

2/11/1999

100,000.00 Incoming Wires / Transfers

220

2/11/1999

(100,000.00) Outflows to BLMIS Customer

221

2/12/1999

200,000.00 Incoming Wires / Transfers

Description (per OCR of Bank Stmt and
As Redacted)
B.MARDEN//C943336OFD012599 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDEN BBK
YR
TEBC OF 99/01/26//M038578IFD012699
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
Strickman Living Tst Dt 5/8/90 Arthur N
//C020107OFD012699 BNF ATTN
E Strickman Ttee
WDDA 4068001460 TRUST AC
TEBC OF 99/01/27//M024497IFD012799
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
Sterling Equities Fund - A/C
FRIEDMAN//C965595OFD012799 BNF
#xxxxxx076
201008076 STERLING EQUITIES FU
N
//C03O097OFD012799 BNF
Ronald & Sheryl Wein - A/C
REDACTED RONALD SHERYL WEIN
#xxxxxx661
TEBC OF 99/01/29//M003633IFD012999
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
N
//C050248OFD012999 BNF
Albert H. Small - A/C #xxxxxx625
REDACTED ALBERT H.SMALL BBK C
N
//C050249OFD012999 BNF
For the Benefit of M - A/C
JG5373074 FOR THE BENEFIT OF M
#xxxxxx074
TEBC OF 99/02/01//M047153IFD020199
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
Source / Recipient (FTI) (As
Redacted)

The Retirement Income Plan For
Employees Of Monroe

JPMC 703
ID

279874

Page 10 of 19

CM
CM AccountName
AccountNo
CHARLOTTE M MARDEN REV TST
1M0085
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

CM Date

CM Type CM Description

1/25/1999

CW

CHECK WIRE

707
213891

1S0156

STRICKMAN LIVING TST DT 5/8/90 ARTHUR E
STRICKMAN TTEE

1/26/1999

CW

CHECK WIRE

249898

1KW220

L THOMAS OSTERMAN ET AL SEF TIC

1/27/1999

CW

CHECK WIRE

43968

1W0049

SHERYL WEINSTEIN & RONALD WEINSTEIN
J/T WROS

1/27/1999

CW

CHECK WIRE

191712

1S0195

ALBERT H SMALL

1/29/1999

CW

CHECK WIRE

13513

1S0146

MIKE STEIN

1/29/1999

CW

CHECK WIRE

289705

1M0046

THE RETIREMENT INCOME PLAN FOR
EMPLOYEES OF MONROE SYSTEMS FOR
BUSINESS INC

1/29/1999

CW

CHECK

216986

1A0044

PATRICE M AULD

2/1/1999

CW

CHECK WIRE

34903

1M0024

JAMES P MARDEN

2/1/1999

CW

CHECK WIRE

207180

1M0024

JAMES P MARDEN

2/5/1999

CW

CHECK WIRE

187542

1A0044

PATRICE M AULD

2/5/1999

CW

CHECK WIRE

256813

1M0086

MARDEN FAMILY LP TWO NORTH BREAKERS
ROW

2/5/1999

CW

CHECK WIRE

34917

1M0085

CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

2/5/1999

CW

CHECK WIRE

207067

1FR012

EVANGELOS SAKELLARIOU PENTELIS 23

2/5/1999

CW

CHECK WIRE

187556

1A0044

PATRICE M AULD

2/8/1999

CW

CHECK WIRE

129659

1P0017

THE PICOWER INSTITUTE FOR MEDICAL
RESEARCH ATTN: ELAINE JONES COO

2/8/1999

CW

CHECK

227979

1C1027

MARK HUGH CHAIS & MIRIE CHAIS JT WROS

2/11/1999

CW

CHECK WIRE

727

755

787

REDACTED //REDACTED EXCHANGE
CHECK

MARDAULD
//C933583OFD020199
James P. Marden - A/C #xxxxx894
BNF REDACTED JAMES P. HARDEN
PAT
MARDAULD
//C933582OFD020199
James P. Marden - A/C #xxxxx894
BNF REDACTED JAMES P. WARDEN
PAT
Banque Pour Industrie - Chase A/C
BIF
//C954745OFD020399 BNF
#xxxxxxx231 - Non-IA
1599810 BANQUE POUR INDUSTRIE
TEBC OF 99/02/05//M011937IFD020599
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
TEBC OF 99/02/05//M038961IFD020599
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
,AMET1//C914614OFD020599 BNF
Bernard L. Madoff - A/C #xxxxxx703
140081703 BERNARD L MADOFF BBK
MARDAULD
//C969062OFD020599
James P. Marden - A/C #xxxxx894
BNF REDACTED JAMES P. MARDEN
PAT
MARDAULD
//C969061OFD020599
James P. Marden - A/C #xxxxx894
BNF REDACTED JAMES P. MARDEN
PAT
B.MARDEN//C969060OFD020599 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDEN BBK
YR
B.MARDEN//C969059OFD020599 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDEN BBK
YR
SAKELLAR
//C969058OFD020599
Evangelos Sakellariou
BNF EVANGELOS SAKELLAR LOU BBK
TEBC OF 99/02/08//M051121IFD020899
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
PATRICE//C917342OFD020899 BNF
Patrice M Auld - A/C #xxxxxxx493
REDACTED NO NAME GIVEN BBK Y
The Picower Institute For Medical
REDACTED //REDACTED EXCHANGE
Research
CHECK
TEBC OF 99/02/11//M020529IFD021199
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
MARKCHAI
//C941577OFD021199
Mark Chais
BNF MARK CHAIS
TEBC OF 99/02/12//M055473IFD021299
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N

CMID

857

856
850

872

925

940

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

Category (FTI)

222

2/12/1999

223

2/16/1999

4,100,000.00 Incoming Wires / Transfers

224

2/16/1999

(2,750,000.00) Outflows to BLMIS Customer

225

2/16/1999

(1,250,000.00) Outflows to BLMIS Customer

226

2/16/1999

(50,000.00) Outflows to BLMIS Customer

227

2/16/1999

(200,000.00) Outflows to BLMIS Customer

(50,000.00) Outflows to BLMIS Customer

Description (per OCR of Bank Stmt and
JPMC 703
As Redacted)
ID
N
//C050039OFD021299 BNF
Arthur Schlichter - A/C #xxxxxx451
REDACTED ARTHUR SCHLICHTER RE
TEBC OF 99/02/16//M018049IFD021699
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 88 5 3RD
964
AVE N
SMALLNEW
//C958536OFD021699
Albert H. Small - A/C #xxxxxx625
BNF REDACTED ALBERT H SMALL BBK
C
YESHOR
//C958537OFD021699 BNF
Yeshaya Horowitz Associates - A/C
REDACTED YESHAYA HOROWITZ
#xxxxx731
ASSO
BCMARD
//C958535OFD021699 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A WARDEN CHA
Source / Recipient (FTI) (As
Redacted)

228

2/17/1999

10,900,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

229

2/17/1999

(5,050,351.03) Outflows to BLMIS Customer

The Lambeth Company - A/C
#xxxxxx864

230

2/17/1999

(3,843,346.06) Outflows to BLMIS Customer

231

2/17/1999

(1,000,000.00) Outflows to BLMIS Customer

232

2/17/1999

(672,000.00) Outflows to BLMIS Customer

233

2/17/1999

(202,700.59) Outflows to BLMIS Customer

234

2/17/1999

(24,173.00) Other Outgoing Checks / Wires

235

2/18/1999

300,000.00 Incoming Wires / Transfers

236

2/18/1999

(200,000.00) Outflows to BLMIS Customer

237

2/18/1999

(174,685.00) Outflows to BLMIS Customer

238

2/19/1999

400,000.00 Incoming Wires / Transfers

239

2/19/1999

(425,000.00) Outflows to BLMIS Customer

240

2/23/1999

(50,000.00) Outflows to BLMIS Customer

241

2/23/1999

(50,000.00) Outflows to BLMIS Customer

Cowen Company

Melvin B. Nessel - A/C
#xxxxxxxxxx109
The Brighton Company - A/C
#xxxxxx352
The Popham Company - A/C
#xxxxxx374
George McFadden, Agent for
N
//C030050OFD021799 BNF
Chemical Leaman Corp - First Union
REDACTED GEORGE MCFADDEN
A/C #xxxxxxxxxx674
TEBC OF 99/02/18//M038450IFD021899
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
PATRICE//C916900OFD021899 BNF
Patrice M Auld - A/C #xxxxxxx493
REDACTED NO NAME GIVEN BBK Y
BIF
//C916899OFD021899 BNF
Banque Pour Industrie - A/C
1599810 BANQUE POUR INDUSTRIE
#xxxx810 - IA Outflows
TEBC OF 99/02/19//M053041IFD021999
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
MARDAULD
//C925035OFD021999
James P. Marden - A/C #xxxxx894
BNF REDACTED JAMES P. MARDEN
PAT
BCMARD
//C941741OFD022399 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A MARDEN CHA
Bernard A. Marden - A/C #xxxxxx336

242

2/25/1999

300,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

243

2/25/1999

(200,000.00) Outflows to BLMIS Customer

Whitechapel Management - A/C
#xxxxxxx147

244

2/26/1999

600,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

245

3/1/1999

200,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

246

3/1/1999

(591,630.00) Outflows to BLMIS Customer

The Retirement Income Plan For
Employees Of Monroe

247

3/1/1999

(90,000.00) Outflows to BLMIS Customer

James P. Marden - A/C #xxxxx894

248

3/1/1999

(50,000.00) Outflows to BLMIS Customer

James P. Marden - A/C #xxxxx894

REDACTED //REDACTED EXCHANGE
CHECK
MARDAULD
//C928734OFD030199
BNF REDACTED JAMES P. MARDEN
PAT
WARDAULD
//C928733OFD030199
BNF REDACTED JAMES P. MARDEN
PAT

Page 11 of 19

CM Type CM Description

102930

1S0284

ARTHUR I SCHLICHTER REVOCABLE TRUST

2/12/1999

CW

CHECK WIRE

268420

1S0195

ALBERT H SMALL

2/16/1999

CW

CHECK WIRE

233561

1FN037

THE YESHAYA HOROWITZ ASSOC ATTN:
AYALA NAHIR ALFASI ST 11

2/16/1999

CW

CHECK WIRE

229510

1M0086

2/16/1999

CW

CHECK WIRE

1M0085

2/16/1999

CW

CHECK WIRE

34770

1L0002

2/17/1999

CW

CHECK WIRE

207077

1G0284

244591

MARDEN FAMILY LP TWO NORTH BREAKERS
ROW
CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

1N0004

THE LAMBETH CO C/O STANLEY CHAIS
JOYCE ZEGER GREENBERG TRUSTEE JZG
TRUST U/A/D 7/14/95
MELVIN B NESSEL REV TRUST PAUL
RAMPELL SUC-TRUSTEE

2/17/1999

CW

CHECK WIRE

2/17/1999

CW

CHECK WIRE

10609

1B0061

THE BRIGHTON COMPANY

2/17/1999

CW

CHECK WIRE

36988

1P0031

THE POPHAM COMPANY

2/17/1999

CW

CHECK WIRE

237123

1A0044

PATRICE M AULD

2/18/1999

CW

CHECK WIRE

233550

1FN006

MADAME DORIS IGOIN

2/18/1999

CW

CHECK WIRE

49747

1A0044

PATRICE M AULD

2/19/1999

CW

CHECK WIRE

2/23/1999

CW

CHECK WIRE

2/23/1999

CW

CHECK WIRE

994

1008

MARDEN FAMILY LP TWO NORTH BREAKERS
ROW
CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

280477

1M0086

10814

1M0085

13272

WITECHAP
//C959008OFD022599 BNF
1010640147 WHITECHAPEL MAMAGEM
TEBC OF 99/02/26//M011313IFD022699
ORG BERNARD L MADOFF 885 3RD
AVE N
TEBC OF 99/03/01//M051713IFD030199
ORG BERNARD L MADOFF 885 3RD
AVE N

CM Date

980

BCMARD
//C941740OFD022399 BNF
REDACTED BERNARD A MARDEN CHA
TEBC OF 99/02/25//M049841IFD022599
ORG BERNARD L MADOFF 885 3RD
AVE N

CM
CM AccountName
AccountNo

123301

BCMARD
//C95S534OFD021699 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A HARDEN CHA
T^BC OF 99/02/17//M044850IFD021799
OR~G BERNARD L MADOFF 885 3RD
AVE N
CITYNAT1//C968936OFD021799 BNF
001383864 THE LAMBETH COMPANY
N
//C030051OFD021799 BNF
COWEN COMPANY
MESSEL
//C968934OFD021799 BNF
REDACTED MELVIN B. NE
CITYNAT2//C968935OFD021799 BNF
001379352 THE BRIGHTON COMPANY
CITYNAT3//C968937OFD021799 BNF
001419374 THE POPHAM COMPANY

CMID

1FR030

WHITECHAPEL MANAGEMENT LTD ATTN
CHRISTOPHER WETHERHILL 48 PAR LA
VILLERD SUITE 653

2/25/1999

CW

CHECK WIRE

263069

1M0046

THE RETIREMENT INCOME PLAN FOR
EMPLOYEES OF MONROE SYSTEMS FOR
BUSINESS INC

2/26/1999

CW

CHECK WIRE

280618

1A0044

PATRICE M AULD

3/1/1999

CW

CHECK WIRE

239077

1M0024

JAMES P MARDEN

3/1/1999

CW

CHECK WIRE

1056

1071

1108

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

Category (FTI)

249

3/1/1999

(30,000.00) Outflows to BLMIS Customer

250

3/2/1999

(35,000.00) Outflows to BLMIS Customer

251

3/2/1999

(4,800.00) Outflows to BLMIS Customer

252

3/2/1999

(3,222.00) Outflows to BLMIS Customer

253

3/2/1999

(930.00) Outflows to BLMIS Customer

254
255

3/2/1999
3/3/1999

(720.00) Outflows to BLMIS Customer
(50,000.00) Outflows to BLMIS Customer

256

3/8/1999

1,000,000.00 Incoming Wires / Transfers

257

3/8/1999

(500,000.00) Outflows to BLMIS Customer

258

3/8/1999

(500,000.00) Outflows to BLMIS Customer

259

3/10/1999

1,300,000.00 Incoming Wires / Transfers

260

3/10/1999

(1,200,000.00) Outflows to BLMIS Customer

261

3/10/1999

(37,500.00) Outflows to BLMIS Customer

262

3/10/1999

(37,500.00) Outflows to BLMIS Customer

263

3/11/1999

3,800,000.00 Incoming Wires / Transfers

264

3/11/1999

(3,000,000.00) Outflows to BLMIS Customer

265

3/11/1999

(695,000.00) Outflows to BLMIS Customer

266

3/12/1999

100,000.00 Incoming Wires / Transfers

267

3/12/1999

(131,012.22) Outflows to BLMIS Customer

268

3/12/1999

(40,000.00) Outflows to BLMIS Customer

269

3/15/1999

100,000.00 Incoming Wires / Transfers

270

3/15/1999

(150,000.00) Outflows to BLMIS Customer

271

3/18/1999

600,000.00 Incoming Wires / Transfers

272

3/18/1999

(500,100.00) Outflows to BLMIS Customer

273

3/18/1999

(10,000.00) Outflows to BLMIS Customer

274

3/19/1999

2,100,000.00 Incoming Wires / Transfers

275

3/19/1999

(2,000,000.00) Outflows to BLMIS Customer

276

3/19/1999

(150,000.00) Outflows to BLMIS Customer

277

3/23/1999

1,300,000.00 Incoming Wires / Transfers

Description (per OCR of Bank Stmt and
JPMC 703
As Redacted)
ID
MARDEN89
//C928735OFD030199 BNF
The Marden Family Foundation - A/C
REDACTED THE MARDEN; FAMILY
#xxxxx122
FOU
STOLLER
//C936567OFD030299 BNF
John C. Stoller
JOHN C. STOLLER
BIF
//C936608OFD030299 BNF
Banque Pour Industrie - A/C
1599810 BANQUE POUR INDUSTRIE
#xxxx810 - IA Outflows
Banque Pour Industrie - A/C
BIF
//C936611OFD030299 BNF
#xxxx810 - IA Outflows
1599810 BANQUE POUR INDUSTRIE
Banque Pour Industrie - A/C
BIF
//C936610OFD030299 BNF
1599810 BANQUE POUR INDUSTRIE
#xxxx810 - IA Outflows
Banque Pour Industrie - A/C
BIF
//C936609OFD030299 BNF
#xxxx810 - IA Outflows
1599810 BANQUE POUR INDUSTRIE
Source / Recipient (FTI) (As
Redacted)

Bernard A. & Chris Marden - A/C
#xxxxxx349

Bernard A. Marden - A/C #xxxxxx336

Page 12 of 19

CM Date

CM Type CM Description

12886

1M0089

THE MARDEN FAMILY FOUNDATION INC C/O
JAMES P MARDEN

273319

1EM217

JOHN C STOLLER & SHEILA P STOLLER AS
TTEES OF JOHN CHAPMAN STOLLER

3/2/1999

CW

CHECK WIRE

244848

1FN006

MADAME DORIS IGOIN

3/2/1999

CW

CHECK WIRE

229557

1FN076

MADAME LAURENCE APFELBAUM

3/2/1999

CW

CHECK WIRE

237156

1FN075

MELLE EMILIE APFELBAUM

3/2/1999

CW

CHECK WIRE

3/2/1999

CW

CHECK WIRE

3/3/1999

CW

CHECK WIRE

BANQUE FINAMA 'B' ACCT ATTN: MRS SYLVIE
DRINGENBERG
THE BERNARD A MARDEN & CHRIS MARDEN
FOUNDATION INC TWO NORTH BREAKERS
ROW

3/1/1999

CW

CHECK WIRE

37261

1FN007
1CM226

80962

1M0086

MARDEN FAMILY LP TWO NORTH BREAKERS
ROW

3/8/1999

CW

CHECK WIRE

295456

1M0085

CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

3/8/1999

CW

CHECK WIRE

281178

1P0024

THE PICOWER FOUNDATION

249789

1M0086

223588

1M0085

147368

1KW247

281185

1182

1206
3/9/1999

CW

CHECK

3/10/1999

CW

CHECK WIRE

3/10/1999

CW

CHECK WIRE

METS LIMITED PTR #2 ATTN LEN LABITA

3/11/1999

CW

CHECK WIRE

1P0017

THE PICOWER INSTITUTE FOR MEDICAL
RESEARCH ATTN: ELAINE JONES COO

3/10/1999

CW

CHECK

64314

1FR027

HUNTER DOUGLAS INTL NV FRITS W VAN
DER GREFT LUCERNE BRANCH 6006 LUCERNE

3/12/1999

CW

CHECK WIRE

152324

1FR012

EVANGELOS SAKELLARIOU PENTELIS 23

3/12/1999

CW

CHECK WIRE

260375

1M0024

JAMES P MARDEN

3/15/1999

CW

CHECK WIRE

179143

1W0081

3/18/1999

CW

CHECK WIRE

280610

1A0078

3/18/1999

CW

CHECK WIRE

286740

1D0026

DORADO INVESTMENT COMPANY

3/19/1999

CW

CHECK WIRE

10838

BCMARD
//C9234O6OFD031099 BNF
REDACTED BERNARD A MARDEN CHA

TEBC OF 99/03/11//M007857IFD031199
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
STERLING
//C931497OFD031199 BNF
Sterling Doubleday - A/C #xxxxxx313
144-065-313 STERLING DOUBLEDAY
The Picower Institute For Medical
REDACTED //REDACTED EXCHANGE
Research
CHECK
TEBC OF 99/03/12//M064049IFD031299
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
HUNTER
//C938983OFD031299 BNF
Midland Bank PLC - A/C #xxxxx910
39018910 MIDLAND BANK PLC 140
SAKELLAR
//C938982OFD031299 BNF
Evangelos Sakellariou
EVANGELOS SAKELLARIOU BBK GENE
TEBC OF 99/03/15//M032307IFD031599
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
Iris Zurawin & James - A/C
JPMARDEN
//C947966OFD031599 BNF
#xxxxx641
REDACTED IRIS ZURAWIN JAMES
TEBC OF 99/03/18//M043697IFD031899
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
Teresa Ann Wright - A/C
N
/ //C040043OFD031899 BNF
#xxxxxxxxxx148
REDACTED TERESA ANN WRIGH
PATFDN
//G9151230FD031899 BNF
The Kevin & Patrice Auld Foundation
THE KEVIN AND PATRICE AULD FOU
TEBC OF 99/03/19//M055217IFD031999
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
DORADO
//C924721OFD031999 BNF
Dorado Investment Company
DORADO INVESTMENT COMPANY
MARKCHAI
//C924720OFD031999
Mark Chais
BNF MARK CHAIS
TEBC OF 99/03/23//M046642IFD032399
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N

CM
CM AccountName
AccountNo

273277

BERNFDN
//C9448560FD030399 BNF
REDACTED BERNARD A AND CHRIS

;TEBC OF 99/03/08//M042530IFD030899
Bernard L. Madoff (JPMC '703)
[ORG BERNARD L MADOFF 885 3RD
AVE N
|
B.MARDEN//C967928OFD030899
Bernard Marden - A/C #xxxxx708
BNF REDACTED BERNARD MARDENi
BBK YR
B.MARDEN//C967929OFD030899 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDENiBBK
YR
TEBC OF 99/03/10//M041522IFD031099
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
REDACTED //REDACTED EXCHANGE
The Picower Foundation
CHECK
BCMARD
//C923405OFD031099 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A MARDEN CHA

CMID

1C1027

MARK HUGH CHAIS & MIRIE CHAIS JT WROS

3/19/1999

CW

CHECK WIRE

MARDEN FAMILY LP TWO NORTH BREAKERS
ROW
CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

1217

1231

1242

1286
WRIGHT INVESTMENT FUND C/O TERESA A
WRIGHT-HOROWITZ
THE PATRICE AULD AND KEVIN AULD
FOUNDATION

1299

1329

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

278

3/23/1999

1,000,000.00 Incoming Wires / Transfers

279

3/23/1999

(1,245,381.16) Outflows to BLMIS Customer

280

3/23/1999

Category (FTI)

(500,000.00) Outflows to BLMIS Customer

281

3/23/1999

282

3/24/1999

13,700,000.00 Incoming Wires / Transfers

283

3/24/1999

2,500,000.00 Incoming Wires / Transfers

284

3/24/1999

(10,000,000.00) Outflows to BLMIS Customer

285

3/24/1999

(3,300,000.00) Outflows to BLMIS Customer

286

3/24/1999

(1,290,000.00) Outflows to BLMIS Customer

287
288

3/24/1999

(500,000.00) Outflows to BLMIS Customer

(700,000.00) Outflows to BLMIS Customer

3/24/1999

(503,000.00) Outflows to BLMIS Customer
(500,000.00) Outflows to BLMIS Customer

289

3/24/1999

290

3/24/1999

291

3/25/1999

(15,100.00) Other Outgoing Checks / Wires
9,000,000.00 Incoming Wires / Transfers

292

3/25/1999

(3,500,000.00) Outflows to BLMIS Customer

293

3/25/1999

(3,500,000.00) Outflows to BLMIS Customer

294

3/25/1999

(2,000,000.00) Outflows to BLMIS Customer

295

3/26/1999

3,200,000.00 Incoming Wires / Transfers

296

3/26/1999

(3,000,000.00) Outflows to BLMIS Customer

297

3/26/1999

(200,000.00) Other Outgoing Checks / Wires

298

3/29/1999

(10,000.00) Outflows to BLMIS Customer
(5,000.00) Outflows to BLMIS Customer

Description (per OCR of Bank Stmt and
JPMC 703
CM
CMID
As Redacted)
ID
AccountNo
TEBC OF 99/03/23//M036529IFD032399
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
1327
AVE N
North Star Fund - A/C
N
//C020136OFD032399 BNF
102829
1CM501
#xxxxxxxxxx253
4500608213253 NORTH STAR FUND
B.MARDEN//C940621OFD032399 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDEN BBK
273497
1M0086
YR
B.MARDEN//C940622OFD032399 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDEN BBK
260411
1M0085
YR
TEBC OF 99/03/24//M031537IFD032499
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
1344
AVE N
TEBC OF 99/03/24//M051041IFD032499
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
1343
AVE N
BPINEW
//C948129OFD032499 BNF
BPI Multiadvisors 3040
244854
1FR008
3040 BPI MULTIADVISORS SUB NO
LAGOONCD
//C9481280FD032499
Lagoon Investments 1897
BNF LOGMG-1897 LAGOON
177643
1FN021
INVESTMENTS
HSDIVINE
//C948127OFD032499 BNF
HS Divine Inc. Defined Benefit
244818
1EM271
HS DIVINE INC DEFINED BENEFIT
BABYLONE
//C948130BBK032499
Credit Lyonnais
CREDIT LYONNAIS 55 AV DES CHAMPS
270104
1FN089
E
N
//C030042OFD032499 BNF
HSDevine Def. Contrib. Plan Trust
183447
1EM373
HSDIVINE DEF CONTRIB PLAN TRU
N
//C0300410FD032499 BNF
177599
1CM174
Jonathan H. Simon
JONATHAN H. SIMON
REDACTED //REDACTED EXCHANGE
East Coast Estate Jewelry
CHECK
TEBC OF 99/03/25//M051508IFD032599
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFFi 885 3RD
1357
AVE N
The Brighton Company - A/C
CITYNAT2//C956900OFD032599 BNF
257086
1B0061
#xxxxxx352
001379352 THE BRIGHTON COMPANY
The Lambeth Company - A/C
CITYNAT1//C956901OFD032599 BNF
272842
1L0002
#xxxxxx864
001383864 THE LAMBETH COMPANY
The Popham Company - A/C
CITYNAT3//C956902OFD032599 BNF
Multiple - See Detail
#xxxxxx374
001419374 THE POPHAM COMPANY
TEBC OF 99/03/26//M042545IFD032699
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
1374
AVE N
STERLING
//C969401OFD032699 BNF
Sterling Doubleday - A/C #xxxxxx313
286985
1KW247
144-065-313 STERLING DOUBLEDAY
//C050043OFD032699 BNF
Gabinelli Co. - PNC Bk NJ NA A/C N
8001977944 GABINELLI CO. BBK
#xxxxxxx944
Carole & Irwin Lipkin - A/C
IRWIN
//C917383OFD032999 BNF
82995
1L0037
#xxxxxxx814
REDACTED CAROLE LIPKIN IRWIN
N
//C010098OFD032999 BNF
244577
1FN074
Perry Finance Lim
PERRFINAUSD1 PERRY FINANCE LIM
TEBC OF 99/03/30//M006193IFD033099
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
1397
AVE N
Source / Recipient (FTI) (As
Redacted)

299

3/29/1999

300

3/30/1999

1,000,000.00 Incoming Wires / Transfers

301

3/30/1999

(1,000,000.00) Outflows to BLMIS Customer

Samuel Salmanson - A/C #xxxxxx007

302

3/31/1999

3,400,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

303

3/31/1999

1,100,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

304

3/31/1999

(3,300,000.00) Outflows to BLMIS Customer

Credit Agricole Indosuez

305

3/31/1999

(500,000.00) Outflows to BLMIS Customer

306

4/1/1999

1,300,000.00 Incoming Wires / Transfers

Nephrology Assoc PC Pen Plan
Bernard L. Madoff (JPMC '703)

Page 13 of 19

CM Date

CM Type CM Description

NORTH STAR FUND INC FRANCES LEAR FUND

3/23/1999

CW

CHECK WIRE

MARDEN FAMILY LP TWO NORTH BREAKERS
ROW

3/23/1999

CW

CHECK WIRE

CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

3/23/1999

CW

CHECK WIRE

3/24/1999

CW

CHECK WIRE

3/24/1999

CW

CHECK WIRE

H S DIVINE INC DEFINED BENEFIT PLAN

3/24/1999

CW

CHECK WIRE

FINANCIERE AGACHE 11 RUE FRANCOIS 1ER
75008 PARIS

3/24/1999

CW

CHECK WIRE

HS DIVINE DEFINED CONTRIBUTION PENSION
PLAN AND TRUST

3/24/1999

CW

CHECK WIRE

JONATHAN H SIMON

3/24/1999

CW

CHECK WIRE

THE BRIGHTON COMPANY

3/25/1999

CW

CHECK WIRE

THE LAMBETH CO C/O STANLEY CHAIS

3/25/1999

CW

CHECK WIRE

METS LIMITED PTR #2 ATTN LEN LABITA

3/26/1999

CW

CHECK WIRE

BERNARD L MADOFF SPECIAL 5

3/29/1999

CW

CHECK WIRE

PERRY FINANCE INC FIRST FLOOR TUDOR
HOUSE LE BORDAGE ST PETER PORT

3/29/1999

CW

CHECK WIRE

1S0225

SAMUEL SALMANSON REV TST 1988

3/30/1999

CW

CHECK WIRE

64325

1FR033

PIGUET CONSISTENT GROWTH FUND

3/31/1999

CW

CHECK WIRE

172009

N
//C020082OFD033099 BNF
REDACTED SAMUEL SALMANSON BBK
TEBC OF 99/03/31//M053891IFD033199
ORG BERNARD L MADOFF 885 3RD
AVE N
TEBC OF 99/03/31//M059777IFD033199
ORG BERNARD L MADOFF 885 3RD
AVE N
N //C030258BBK033199 CREDIT
AGRICOLE INDOSUEZ
N //C030257OFD033199 MONEY
TRANSFER PAYMENT
TEBC OF 99/04/01//H047666IFD040199
ORG BERNARD L MADOFF 885 3RD
AVE N

CM AccountName

1CM135

NEPHROLOGY ASSOC PC PEN PLAN

3/31/1999

CW

CHECK WIRE

277714

OPTIMAL MULTIADVISORS LTD CHARLOTTE
HOUSE CHARLOTTE ST
HSBC SECURITIES SERVICES (LUXEMBOURG)
SA SPEC CUST ACCT LAGOON INVSMNT C/O
MRS R SCOTT

1414

1411

1447

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

Category (FTI)

Source / Recipient (FTI) (As
Redacted)

Description (per OCR of Bank Stmt and
As Redacted)
REDACTED //REDACTED EXCHANGE
CHECK

307

4/1/1999

(668,039.00) Outflows to BLMIS Customer

The Retirement Income Plan For
Employees Of Monroe

308

4/1/1999

(600,000.00) Outflows to BLMIS Customer

Greenwich Sentry LP - A/C
#xxxxx804

309

4/1/1999

(200,000.00) Outflows to BLMIS Customer

310

4/1/1999

(200,000.00) Outflows to BLMIS Customer

JPMC 703
ID

311

4/1/1999

(153,832.00) Outflows to BLMIS Customer

312

4/1/1999

(80,000.00) Outflows to BLMIS Customer

313

4/1/1999

(50,000.00) Outflows to BLMIS Customer

314

4/2/1999

90,000,000.00 Incoming Wires / Transfers

315

4/2/1999

50,000,000.00 Incoming Wires / Transfers

316

4/2/1999

(70,000,000.00) Outflows to BLMIS Customer

317

4/2/1999

(69,123,333.00) Outflows to BLMIS Customer

318

4/2/1999

(298,756.00) Outflows to BLMIS Customer

319

4/2/1999

(296,586.00) Outflows to BLMIS Customer

320

4/2/1999

(95,250.00) Outflows to BLMIS Customer

321

4/2/1999

(90,000.00) Outflows to BLMIS Customer

322

4/2/1999

(44,075.00) Outflows to BLMIS Customer

323

4/2/1999

(38,000.00) Outflows to BLMIS Customer

324

4/2/1999

(14,000.00) Outflows to BLMIS Customer

325

4/5/1999

3,600,000.00 Incoming Wires / Transfers

326

4/5/1999

(1,250,000.00) Outflows to BLMIS Customer

327

4/5/1999

(1,000,000.00) Outflows to BLMIS Customer

328

4/5/1999

(500,000.00) Outflows to BLMIS Customer

329

4/5/1999

(500,000.00) Outflows to BLMIS Customer

330

4/5/1999

(140,000.00) Outflows to BLMIS Customer

331

4/5/1999

(120,000.00) Outflows to BLMIS Customer

332

4/6/1999

1,500,000.00 Incoming Wires / Transfers

333

4/6/1999

(1,500,000.00) Outflows to BLMIS Customer

334

4/7/1999

700,000.00 Incoming Wires / Transfers

335

4/7/1999

(660,000.00) Outflows to BLMIS Customer

336

4/8/1999

337

4/8/1999

1,500,000.00 Incoming Wires / Transfers
(500,000.00) Outflows to BLMIS Customer

96889

NEWGRWCH
//C945507OFD040199
BNF 00151804 GREENWICH SENTRY L.P.
BCMARD
//C945506OFD040199 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A HARDEN CHA

Bernard A. Marden - A/C #xxxxxx336

233004
238749

BCMARD
//C945505OFD040199 BNF
REDACTED BERNARD A MARDEN CHA

N
//C040036BBK040199 CREDIT
Credit Agricole Indosuez
AGRICOLE IMDOSUEZ
MARDAULD
//C945504OFD040199
James P. Marden - A/C #xxxxx894
BNF REDACTED JAMES P. WARDEN
PAT
MARDAULD , //C945503OFD040199
James P. Marden - A/C #xxxxx894
BNF REDACTED JAMES P. MARDEN
PAT
TEBC OF 99/04/02//M036258IFD040299
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
TEBC OF 99/04/02//M007329IFD040299
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
REDACTED //REDACTED EXCHANGE.
Decisions Incorporated
CHECK
REDACTED //REDACTED EXCHANGE
Decisions Incorporated
CHECK
REDACTED //REDACTED EXCHANGE
JLN Partnership
CHECK
REDACTED //REDACTED EXCHA'NGE
JAB Partnership
CHECK
REDACTED //REDACTED EXCHANGE
Capital Growth Company
CHECK
REDACTED /'/REDACTED EXCHANGE
Barbara Picower
CHECK
REDACTED //REDACTED EXCHANGE
JEMW Partnership
CHECK
REDACTED //REDACTED EXCHANGE
Jeffry M Picower Special Co
CHECK
REDACTED. //REDACTED EXCHANGE
J F Partnership
CHECK
TEBC OF 99/04/05//M048413IFD040599
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
SMALLNEW
//C961896OFD040599
Albert H. Small - A/C #xxxxxx625
BNF REDACTED ALBERT H SMALL BBK
C
■ C0HNMILT//C961897OFD040599 BNF
Milton S. Cohn - A/C #xxxxxxxxx866
REDACTED MILTON S.COHN BBK
N//C010073OFD040599 BNF
Stephen Glassman - A/C
REDACTED STEPHEN GLASSMAN #xxxxxxx983
N
//C010074OFD040599 BNF
SLF Partners IV - A/C #xxxxxxx654
REDACTED SLF PARTNERS IV - C
PREMERO
//C961898OFD040599 BNF
Bank Leumi Jerusalem Zion Squa
BANK LEUMI JERUSALEM ZION SQUA
N
//C010072OFD040599 BNF
Strand International
18520/38 STRAND INTERNATIONAL
TEBC OF 99/04/06//M008868IFD040699
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
Larry & Linda Elin - A/C
LL.ELINS
//C969964OFD040699 BNF
#xxxxxxx444
REDACTED LARRY LINDA ELIN
TEBC OF 99/04/07//M032033IFD040799
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
CCC-TST
//C917278OFD040799 BNF
CCC Trust - A/C #xxxxxxx767
6647-322-767 CCC TRUST BBK YR
TEBC OF 99/04/08//M022449IFD040899
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
N
//C040040OFD040899 BNF SUZI
Suzi B. Lustgarten & Scott H.
B. LUSTGARTEN SCOTT H.

Page 14 of 19

CMID

269071

CM
CM AccountName
AccountNo
THE RETIREMENT INCOME PLAN FOR
1M0046
EMPLOYEES OF MONROE SYSTEMS FOR
BUSINESS INC
GREENWICH SENTRY LP C/O FAIRFIELD
1G0092
GREENWICH GROUP
MARDEN FAMILY LP TWO NORTH BREAKERS
1M0086
ROW
CHARLOTTE M MARDEN REV TST
1M0085
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

CM Date
3/31/1999

CM Type CM Description
CW

CHECK

4/1/1999

CW

CHECK WIRE

4/1/1999

CW

CHECK WIRE

4/1/1999

CW

CHECK WIRE

29065

1FR033

PIGUET CONSISTENT GROWTH FUND

4/1/1999

CW

CHECK WIRE

91493

1A0044

PATRICE M AULD

4/1/1999

CW

CHECK WIRE

14376

1M0024

JAMES P MARDEN

4/1/1999

CW

CHECK WIRE

91843

1D0010

DECISIONS INCORPORATED

4/1/1999

CW

CHECK
CHECK

1464

1462

24325

1D0010

DECISIONS INCORPORATED

4/1/1999

CW

237005

1J0008

JLN PARTNERSHIP C/O DECISIONS INC

4/1/1999

CW

CHECK

238638

1J0002

JAB PARTNERSHIP C/O DECISIONS INC

4/1/1999

CW

CHECK

24354

1C1006

CAPITAL GROWTH COMPANY C/O DECISIONS
INC

4/1/1999

CW

CHECK

121497

1P0019

BARBARA PICOWER

4/1/1999

CW

CHECK

238633

1J0003

JEMW PARTNERSHIP C/O DECISIONS INC

4/1/1999

CW

CHECK

269125

1P0023

JEFFRY M PICOWER SPECIAL CO C/O
DECISIONS INC

4/1/1999

CW

CHECK

238609

1J0004

J F PARTNERSHIP C/O DECISIONS INC

4/1/1999

CW

CHECK

309728

1S0195

ALBERT H SMALL

4/5/1999

CW

CHECK WIRE

212635

1C1071

MILTON S COHN

4/5/1999

CW

CHECK WIRE

233053

1H0077

WARREN M HELLER

4/5/1999

CW

CHECK WIRE

259579

1T0035

MORRIS TALANSKY GRAT DATED 11/12/02

4/5/1999

CW

CHECK WIRE

218372

1FN097

PREMERO INVESTMENT LTD II

4/5/1999

CW

CHECK WIRE

230828

1FR051

STRAND INTERNATIONAL INVESTMENT LTD

4/5/1999

CW

CHECK WIRE

172687

1E0126

LINDA ELINS

4/6/1999

CW

CHECK WIRE

159547

1C1065

CCC TRUST UNDER SETTLEMENT OF TST DTD
3/18/96 DENNIS A ROACH AND

4/7/1999

CW

CHECK WIRE

257297

1L0160

SUSAN BRAMAN LUSTGARTEN SCOTT H
LUSTGARTEN J/T WROS

4/8/1999

CW

CHECK WIRE

1484

1505

1519

1533

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

Category (FTI)

338

4/8/1999

(500,000.00) Outflows to BLMIS Customer

339

4/8/1999

(500,000.00) Outflows to BLMIS Customer

340

4/9/1999

55,600,000.00 Incoming Wires / Transfers

341

4/9/1999

(55,000,000.00) Outflows to BLMIS Customer

342

4/12/1999

3,200,000.00 Incoming Wires / Transfers

343

4/12/1999

(2,000,000.00) Outflows to BLMIS Customer

344

4/12/1999

(1,200,000.00) Outflows to BLMIS Customer

345

4/12/1999

(637,000.00) Outflows to BLMIS Customer

346

4/13/1999

20,400,000.00 Incoming Wires / Transfers

347

4/13/1999

8,000,000.00 Incoming Wires / Transfers

348

4/13/1999

(16,308,125.00) Outflows to BLMIS Customer

349

4/13/1999

(8,000,000.00) Outflows to BLMIS Customer

350

4/13/1999

(1,150,000.00) Outflows to BLMIS Customer

351

4/13/1999

(1,125,000.00) Outflows to BLMIS Customer

352

4/13/1999

(1,000,000.00) Outflows to BLMIS Customer

353

4/13/1999

(750,000.00) Outflows to BLMIS Customer

354

4/14/1999

1,400,000.00 Incoming Wires / Transfers

355

4/14/1999

(1,000,000.00) Outflows to BLMIS Customer

356

4/14/1999

(500,000.00) Outflows to BLMIS Customer

357

4/15/1999

250,000.00 Incoming Wires / Transfers

358

4/15/1999

(247,302.74) Outflows to BLMIS Customer

359

4/19/1999

13,900,000.00 Incoming Wires / Transfers

360

4/19/1999

(3,000,000.00) Outflows to BLMIS Customer

361

4/19/1999

(2,000,000.00) Outflows to BLMIS Customer

362

4/19/1999

(2,000,000.00) Outflows to BLMIS Customer

363

4/19/1999

(1,915,000.00) Outflows to BLMIS Customer

364
365

4/19/1999
4/19/1999

(1,512,688.00) Outflows to BLMIS Customer
(800,000.00) Outflows to BLMIS Customer

366

4/19/1999

(602,000.00) Outflows to BLMIS Customer

367

4/19/1999

(550,000.00) Outflows to BLMIS Customer

368

4/19/1999

(500,000.00) Outflows to BLMIS Customer

Description (per OCR of Bank Stmt and
As Redacted)
B.MARDEN//C925608OFD040899 BNF
Bernard Marden - A/C #xxxxx708
REDACTED.BERNARD MARDEN BBK
YR
B.MARDEN//C925607OFD040899 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDEN BBK
YR
TEBC OF 99/04/09//M048818IFD040999
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
N
//S195422OCP040999 CITCO
Citco Bank
BANK NEDERLAND N.V.
TEBC OF 99/04/12//M047025IFD041299
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
STERLING
//C941517OFD041299 BNF
Sterling Doubleday - A/C #xxxxxx313
144-065-313 STERLING DOUBLEDAY
N
//C010026OFD041299 BNF
Douglas Johnson
DOUGLAS JOHNSON
REDACTED //REDACTED EXCHANGE
The Picower Institute For Medical
CHECK
Research
TEBC OF 99/04/13//M013873IFD041399
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
TEBC OF 99/04/13//M020625IFD041399
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
HALPERN
//C948556OFD041399 BNF
Various Chais Family IA Accounts
001306952 HALPERN AND MANTOUAN
N
//C020187OFD041399 BNF
Meyer Brown
MEYER BROWN PLATT
EMCHAIS
//C948554OFD041399 BNF
Emily Chais - A/C #xxxxxx287
REDACTED EMILY CHAIS BBK CITY
WTLCHAIS
//C948553OFD041399 BNF
William Chais - A/C #xxxxxx633
REDACTED WILLIAM CHAIS BBK CI
Jack N. & Lorraine F - A/C
JACKFRIE
//C948552OFD041399 BNF
#xxxxxx562
REDACTED JACK N. LORRAINE F
MARKCH&I
//C948555OFD041399
Mark Chais
BNF MARK CHAIS
TEBC OF 99/04/14//M015905IFD041499
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
N
//C030015OFD041499 BNF
Michael Louise - A/C #xxxxxxx563
REDACTED MICHAEL LOUISE ST
Unicycle Trading Co. - A/C
UNICYCLE
//C957054OFD04I499 BNF
#xxxxxx173
001719173 UNICYCLE TRADING CO
TEBC OF 99/04/15//M048658IFD041599
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
Carola M. Bruckner - A/C
N
//C040249OFD041599 BNF
#xxxxxxxxx109
REDACTED CAROLA M. BRUCKER
TEBC OF 99/04/19//M025011IFD041999
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
DORADO.
//C925128OFD041999 BNF
Dorado Investment Company
DORADO INVESTMENT COMPANY
STERLING
//C925120OFD041999 BNF
Sterling Doubleday - A/C #xxxxxx313
144-065-313 STERLING DOUBLEDAY
BROMSRC
//C925127OFD041999 BNF
Richard A. or Cathy Broms
RICHARD A OR CATHY BROMS
Merritt Kevin & P - A/C
MERRITT//C925124OFD041999 BNF
#xxxxxxx152
REDACTED MERRITT KEVIN AND P
Source / Recipient (FTI) (As
Redacted)

David & Diana Lance - A/C
#xxxxxxx982

LANCE
//C925129OFD041999 BNF
REDACTED DAVID DIANA LANCE

ZIRAWOM//C925123OFD041999 BNF
James P. Marden - A/C #xxxxx894
REDACTED JAMES P. HARDER IRI
MFAMILY//C925125OFD041999 BNF
Mfamily - A/C #xxxxxxx402
REDACTED NO NAME GIVEN BBK Y
SCHIFFMY
//C925126OFD041999 BNF
Schiff Family Holdings Nevada
SCHIFF FAMILY HOLDINGS NEVADA
BCMARD
//C925121OFD04T999 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A MARDEN CHA

Page 15 of 19

JPMC 703
ID

CMID

CM
CM AccountName
AccountNo

CM Date

CM Type CM Description

81444

1M0086

MARDEN FAMILY LP TWO NORTH BREAKERS
ROW

4/8/1999

CW

CHECK WIRE

265947

1M0085

CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

4/8/1999

CW

CHECK WIRE

212775

1FN045

CITCO GLOBAL CUSTODY N V FBO FAIRFIELD
SENTRY LTD

4/9/1999

CW

CHECK WIRE

262793

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/12/1999

CW

CHECK WIRE

215371

1J0022

DOUGLAS D JOHNSON

4/12/1999

CW

CHECK WIRE

258261

1P0017

THE PICOWER INSTITUTE FOR MEDICAL
RESEARCH ATTN: ELAINE JONES COO

4/9/1999

CW

CHECK

1545

1565

1593

1591
Multiple - See Detail
91565

1CM241

MELVYN I WEISS BARBARA J WEISS JT WROS

4/13/1999

CW

CHECK WIRE

291958

1C1020

EMILY CHAIS

4/13/1999

CW

CHECK WIRE

63716

1C1034

WILLIAM CHAIS

4/13/1999

CW

CHECK WIRE

258093

1F0083

JACK N FRIEDMAN LORRAINE L FRIEDMAN
TENANTS IN COMMON

4/13/1999

CW

CHECK WIRE

223934

1C1027

MARK HUGH CHAIS & MIRIE CHAIS JT WROS

4/13/1999

CW

CHECK WIRE

224024

1S0146

MIKE STEIN

4/14/1999

CW

CHECK WIRE

258403

1U0021

THE UNICYCLE TRADING COMPANY C/O
WILLIAM CHAIS

4/14/1999

CW

CHECK WIRE

179751

1ZA813

CAROLA M BRUCKER GANESHA

4/15/1999

CW

CHECK WIRE

212647

1D0026

DORADO INVESTMENT COMPANY

4/19/1999

CW

CHECK WIRE

258118

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/19/1999

CW

CHECK WIRE

172370

1EM029

RICHARD A BROMS REVOCABLE TRUST

4/19/1999

CW

CHECK WIRE

206515

1A0044

PATRICE M AULD

4/19/1999

CW

CHECK WIRE

37265

1L0110

DAVID W LANCE TST UAD 3/27/06 DIANA W
LANCE TST UAD 3/27/06 TENANTS IN
COMMON

4/19/1999

CW

CHECK WIRE

121595

1M0024

JAMES P MARDEN

4/19/1999

CW

CHECK WIRE

4/19/1999

CW

CHECK WIRE

4/19/1999

CW

CHECK WIRE

4/19/1999

CW

CHECK WIRE

1604

1617

1645

258225

1M0021

309764

1S0363

14097

1M0086

MARDEN FAMILY TRUST TWO NORTH
BREAKERS ROW
SCHIFF FAMILY HOLDINGS NEVADA LIMITED
PARTNERSHIP
MARDEN FAMILY LP TWO NORTH BREAKERS
ROW

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

Category (FTI)

369

4/19/1999

(500,000.00) Outflows to BLMIS Customer

370

4/19/1999

(500,000.00) Outflows to BLMIS Customer

371

4/20/1999

1,100,000.00 Incoming Wires / Transfers

372

4/20/1999

(1,000,000.00) Outflows to BLMIS Customer

373

4/20/1999

(50,000.00) Outflows to BLMIS Customer

374

4/20/1999

(50,000.00) Outflows to BLMIS Customer

375

4/21/1999

6,700,000.00 Incoming Wires / Transfers

376

4/21/1999

(6,000,000.00) Outflows to BLMIS Customer

377

4/21/1999

(700,000.00) Outflows to BLMIS Customer

378

4/22/1999

2,000,000.00 Incoming Wires / Transfers

379

4/22/1999

(2,000,000.00) Outflows to BLMIS Customer

380

4/26/1999

3,300,000.00 Incoming Wires / Transfers

381

4/26/1999

(3,000,000.00) Outflows to BLMIS Customer

382

4/26/1999

(318,815.64) Outflows to BLMIS Customer

383

4/26/1999

(20,000.00) Outflows to BLMIS Customer

384

4/26/1999

(15,000.00) Outflows to BLMIS Customer

385

4/27/1999

1,000,000.00 Incoming Wires / Transfers

386

4/27/1999

(1,000,000.00) Outflows to BLMIS Customer

387

4/28/1999

2,600,000.00 Incoming Wires / Transfers

388

4/28/1999

(2,000,000.00) Outflows to BLMIS Customer

389

4/28/1999

(496,624.92) Outflows to BLMIS Customer
(50,000.00) Outflows to BLMIS Customer

Source / Recipient (FTI) (As
Redacted)

Description (per OCR of Bank Stmt and
As Redacted)

Bernard A. Marden - A/C #xxxxxx336

BCMARD
//C925122OFD041999 BNF
REDACTED BERNARD A MARDEN CHA

WOLPOW
//C925130OFD041999 BNF
REDACTED MARC B WOLPOW BBK
BAN
TEBC OF 99/04/20//M043185IFD042099
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
N ■■
//C020119OFD042099 BNF
Norsk Ltd - A/C #xxxxx601
16028601 SUB ACCOUNT NORSK LTD
BCMARD
//C934184OFD042099 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A MARDEN CHA

Bernard A. & Chris Marden - A/C
#xxxxxx349

4/28/1999

391

4/30/1999

5,900,000.00 Incoming Wires / Transfers

Bernard L. Madoff (JPMC '703)

392

4/30/1999

(3,080,000.00) Outflows to BLMIS Customer

Credit Agricole Indosuez

393

4/30/1999

(2,000,000.00) Outflows to BLMIS Customer

Lagoon Investments 1897

394

4/30/1999

(260,000.00) Outflows to BLMIS Customer

Lagoon Investments 1897

395

5/3/1999

396

5/3/1999

397

5/3/1999

Bernard L. Madoff (JPMC '703)

(700,000.00) Outflows to BLMIS Customer

Sidney Kimmel

(575,525.00) Outflows to BLMIS Customer

The Retirement Income Plan For
Employees Of Monroe

REDACTED //REDACTED EXCHANGE
CHECK

Page 16 of 19

MARC WOLPOW AUDAX GROUP

CM Date

CM Type CM Description

4/19/1999

CW

CHECK WIRE

4/19/1999

CW

CHECK WIRE

4/20/1999

CW

CHECK WIRE

4/20/1999

CW

CHECK WIRE

4/20/1999

CW

CHECK WIRE

1W0100

5422

1FN026

258214

1M0086

10114

1M0085

233034

1F0021

MILES Q FITERMAN REVOCABLE TST MILES Q
FITERMAN TRUSTEE

4/21/1999

CW

CHECK WIRE

259481

1P0089

ROBERT M POTAMKIN OCEANSIDE #4

4/21/1999

CW

CHECK WIRE

213080

1FN086

KINGATE EURO FUND LTD

4/22/1999

CW

CHECK WIRE

5443

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/26/1999

CW

CHECK WIRE

71121

1FR032

BNP PARIBAS SECURITIES SERVICE ATTN:
SYLVAINE FOSSEN

4/26/1999

CW

CHECK WIRE

29047

1FR012

EVANGELOS SAKELLARIOU PENTELIS 23

4/26/1999

CW

CHECK WIRE

81389

1L0036

IRWIN LIPKIN

4/26/1999

CW

CHECK WIRE

218376

1FN037

THE YESHAYA HOROWITZ ASSOC ATTN:
AYALA NAHIR ALFASI ST 11

4/27/1999

CW

CHECK WIRE

159590

1D0026

DORADO INVESTMENT COMPANY

4/28/1999

CW

CHECK WIRE

57090

1CM027

JEREMIAH BLITZER

4/28/1999

CW

CHECK WIRE

212481

1CM226

THE BERNARD A MARDEN & CHRIS MARDEN
FOUNDATION INC TWO NORTH BREAKERS
ROW

4/28/1999

CW

CHECK WIRE

5431

1FR033

PIGUET CONSISTENT GROWTH FUND

4/30/1999

CW

CHECK WIRE

4/30/1999

CW

CHECK WIRE

4/30/1999

CW

CHECK WIRE

5/3/1999

CW

CHECK WIRE

4/30/1999

CW

CHECK

1663
MAYFAIR COPORATION POB 298 6/7
MULCASTER ST
MARDEN FAMILY LP TWO NORTH BREAKERS
ROW
CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

1682

1695

1718

1730

1746

BERNFDN.
//C927748OFD042899 BNF
REDACTED BERNARD A AND CHRIS .
TEBC OF 99/04/30//M059185IFD043099
ORG BERNARD L MADOFF 885 3RD
AVE N
PIGUET
//C945959BBK043099
CREDIT AGRICOLE INDOSUEZ
LAGOONCD
//C945958OFD043099
BNF LOGMG-1897 LAGOON
INVESTMENTS
LAGOONCD
//C945957OFD043099
BNF LOGMG-1897 LAGOON
TEBC OF 99/05/03//M042546IFD050399
ORG BERNARD L MADOFF 885 3RD
AVE N
KIMMEL
//C956172BBK050399 FBO
SIDNEY KIMMEL

CM
CM AccountName
AccountNo
CHARLOTTE M MARDEN REV TST
1M0085
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

19424

BCMARD
//C934183OFD042099 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A MARDEN CHA
TEBC OF 99/04/21//M014513IFD042199
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885- 3RD
AVE N
FITERMAN//C942061OFD042199 BNF
Miles Q. Fiterman - A/C #xxxx448
REDACTED MILES Q.FITERMAN BBK Y
N
//C030071OFD042199 BNF
Robert M. Potamkin - A/C
REDACTED ROBERT M. POTAMKIN
#xxxxxxx725
TEBC OF 99/04/22//M058113IFD042299
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
N
//C040147BBK042299 THE
The Bank of Bermuda Ltd.
BANK OF BERMUDA LTD FRONT STRE
TEBC OF 99/04/26//M023681IFD042699
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
STERLING
//C965369OFD042699 BNF
Sterling Doubleday - A/C #xxxxxx313
144-065-313 STERLING DOUBLEDAY
Banque National - A/C
BNPORD
//C965367OFD042699 BNF
#xxxxxxxxxxx141
20019280500141 BANQUE NATIONAL
SAKELLAR
//C965366OFD042699 BNF
Evangelos Sakellariou
EVANGELOS SAKELLARIOU BBK GENE
Carole & Irwin Lipkin - A/C
IRWIN
//C965368OFD042699 BNF
#xxxxxxx814
REDACTED CAROLE LIPKIN-IRWIN
TEBC OF 99/04/27//M050321IFD042799
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
YESHOR
//C919461OFD042799 BNF
Yeshaya Horowitz Associates - A/C
REDACTED YESHAYA HOROWITZ
#xxxxx731
ASSO
TEBC OF 99/04/28//M051122IFD042899
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
DORADO
//C927749OED042899 BNF
Dorado Investment Company
DORADO INVESTMENT COMPANY
N
//C030029OFD042899 BNF
Jeremiah Blither - A/C #xxxxxx729
REDACTED JEREMIAH BLITHER BBK

CMID
81434

Marc B. Wolpow - A/C #xxxxx031

390

1,000,000.00 Incoming Wires / Transfers

JPMC 703
ID

1779

HSBC SECURITIES SERVICES (LUXEMBOURG)
SA SPEC CUST ACCT LAGOON INVSMNT C/O
MRS R SCOTT
LAGOON INVESTMENT B C/O MRS R SCOTT
BANK OF BERMUDA LUXEMBORG SA

230770

1FN021

218390

1FN096

262167

1CM222

RIP INVESTMENTS LP

1M0046

THE RETIREMENT INCOME PLAN FOR
EMPLOYEES OF MONROE SYSTEMS FOR
BUSINESS INC

1815

269007

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

Category (FTI)

Source / Recipient (FTI) (As
Redacted)

398

5/3/1999

(85,000.00) Outflows to BLMIS Customer

James P. Marden - A/C #xxxxx894

399

5/3/1999

(50,000.00) Outflows to BLMIS Customer

James P. Marden - A/C #xxxxx894

400

5/4/1999

401

5/4/1999

1,500,000.00 Incoming Wires / Transfers

(650,000.00) Outflows to BLMIS Customer

402

5/5/1999

100,000.00 Incoming Wires / Transfers

403

5/5/1999

(1,000,000.00) Outflows to BLMIS Customer

404

5/5/1999

(100,000.00) Outflows to BLMIS Customer

405

5/5/1999

(25,000.00) Outflows to BLMIS Customer

406

5/10/1999

500,000.00 Incoming Wires / Transfers

407

5/10/1999

(450,000.00) Outflows to BLMIS Customer

408

5/11/1999

600,000.00 Incoming Wires / Transfers

409

5/12/1999

300,000.00 Incoming Wires / Transfers

410

5/12/1999

200,000.00 Incoming Wires / Transfers

411

5/12/1999

(658,000.00) Outflows to BLMIS Customer

412

5/12/1999

(500,000.00) Outflows to BLMIS Customer

413

5/13/1999

300,000.00 Incoming Wires / Transfers

414

5/13/1999

(125,000.00) Outflows to BLMIS Customer

415

5/13/1999

(125,000.00) Outflows to BLMIS Customer

416

5/14/1999

1,600,000.00 Incoming Wires / Transfers

417

5/14/1999

(1,410,000.00) Outflows to BLMIS Customer

418

5/14/1999

(202,253.70) Outflows to BLMIS Customer

419

5/14/1999

(10,904.39) Outflows to BLMIS Customer

420

5/14/1999

(7,949.06) Outflows to BLMIS Customer

421

5/17/1999

1,500,000.00 Incoming Wires / Transfers

422

5/17/1999

500,000.00 Incoming Wires / Transfers

423

5/17/1999

(1,500,000.00) Outflows to BLMIS Customer

424

5/17/1999

(490,000.00) Outflows to BLMIS Customer

425

5/17/1999

(20,000.00) Outflows to BLMIS Customer

426

5/17/1999

(12,208.32) Outflows to BLMIS Customer

Bernard L. Madoff (JPMC '703)

Harvey Werners - A/C #xxxxxx239

Description (per OCR of Bank Stmt and
As Redacted)
MARDAULD
//C956174OFD050399
BNF REDACTED JAMES P. MARDEN
PAT
MARDAULD
//C956173OFD050399
BNF REDACTED JAMES P. MARDEN
PAT
TEBC OF 99/05/04//M031793IFD050499
ORG BERNARD L MADOFF 885 3RD
AVE N

JPMC 703
ID

Page 17 of 19

CM
CM AccountName
AccountNo

CM Date

CM Type CM Description

5136

1A0044

PATRICE M AULD

5/3/1999

CW

CHECK WIRE

277327

1M0024

JAMES P MARDEN

5/3/1999

CW

CHECK WIRE

106651

1EM224

HARVEY L WERNER REV TRUST VIOLET M
AND JEFFREY R WERNER WENDY WERNER
BROWN CO-TRUSTEES

5/4/1999

CW

CHECK WIRE

1832

WERNER
//C966950OFD050499 BNF
REDACTED HARVEY WERNERS BBK B

TEBC OF 99/05/05//M006833IFD050599
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
REDACTED //REDACTED EXCHANGE
The Picower Foundation
CHECK
MARKCHAI
//C914574OFD050599
Mark Chais
BNF MARK CHAIS
PATFDN ' //C914573OFD050599 BNF
The Kevin & Patrice Auld Foundation
THE KEVIN AND PATRICE AULD FOU
TEBC OF 99/05/10//M020913IFD051099
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
Iris Zurawin & James - A/C
JPMARDEN
//C939235OFD051099 BNF
#xxxxx641
REDACTED IRIS ZURAWIN JAMES
TEBC OF 99/05/11//M001841IFD051199
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
TEBC OF 99/05/12//M004385IFD051299
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
TEBC OF 99/05/12//M046769IFD051299
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
The Picower Institute For Medical
REDACTED //REDACTED EXCHANGE
Research
CHECK
Unicycle Trading Co. - A/C
UNICYCLE
//C954498OFD051299 BNF
#xxxxxx173
001719173 UNICYCLE TRADING CO
TEBC OF 99/05/13//M060082IFD051399
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
B.MARDEN//C962362OFD051399 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDEN BBK
YR
B.MARDEN//C962361OFD051399 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDEN BBK
YR
TEBC OF 99/05/14//M017841IFD051499
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
BROMSRC
//C910108OFD051499 BNF
Richard A. or Cathy Broms
RICHARD A OR CATHY BROMS
The Brighton Company - A/C
CITYNAT2//C910105OFD051499 BNF
#xxxxxx352
001379352 THE BRIGHTON COMPANY
The Lambeth Company - A/C
CITYNAT1//C910106OFD051499 BNF
#xxxxxx864
001383864 THE LAMBETH COMPANY
The Popham Company - A/C
CITYNAT3//C910107OFD051499 BNF
#xxxxxx374
001419374 THE POPHAM COMPANY
TEBC OF 99/05/17//M062881IFD051799
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
TEBC OF 99/05/17//M058019IFD051799
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
Chais Family Foundation - A/C
CITYNAT4//C9176330FD051799 BNF
#xxxxxx113
001925113 CHAIS FAMILY FOUNDAT
N
//C010038OFD051799 BNF
Loeb, Block Partners LLP Trust
LOEB,BLOCK PARTNERS LLP TRUST
PKAULDFD
//C917635OFD051799 BNF
Patrice Kevin Auld - A/C #xxxxx920
REDACTED PATRICE KEVIN AUL
HUNTER
//C917634OFD051799 BNF
Midland Bank PLC - A/C #xxxxx910
39018910 MIDLAND BANK PLC 140

CMID

1850
277388

1P0024

THE PICOWER FOUNDATION

5/4/1999

CW

CHECK

5218

1C1027

MARK HUGH CHAIS & MIRIE CHAIS JT WROS

5/5/1999

CW

CHECK WIRE

179925

1A0078

THE PATRICE AULD AND KEVIN AULD
FOUNDATION

5/5/1999

CW

CHECK WIRE

216089

1M0024

JAMES P MARDEN

5/10/1999

CW

CHECK WIRE

22809

1P0017

5/10/1999

CW

CHECK

100605

1U0021

5/12/1999

CW

CHECK WIRE

261922

1M0086

MARDEN FAMILY LP TWO NORTH BREAKERS
ROW

5/13/1999

CW

CHECK WIRE

193132

1M0085

CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES

5/13/1999

CW

CHECK WIRE

232616

1EM029

RICHARD A BROMS REVOCABLE TRUST

5/14/1999

CW

CHECK WIRE

5169

1B0061

THE BRIGHTON COMPANY

5/14/1999

CW

CHECK WIRE

210095

1L0002

THE LAMBETH CO C/O STANLEY CHAIS

5/14/1999

CW

CHECK WIRE

100506

1P0031

THE POPHAM COMPANY

5/14/1999

CW

CHECK WIRE

262259

1C1016

CHAIS FAMILY FOUNDATION

5/17/1999

CW

CHECK WIRE

73029

1FR007

5/17/1999

CW

CHECK WIRE

5/17/1999

CW

CHECK WIRE

5/17/1999

CW

CHECK WIRE

1899

1915

1929

1928
THE PICOWER INSTITUTE FOR MEDICAL
RESEARCH ATTN: ELAINE JONES COO
THE UNICYCLE TRADING COMPANY C/O
WILLIAM CHAIS

1943

1957

1971

1968

244504

1A0078

184794

1FR027

LEISURE ENTERPRISES INC EDIFICIO PLAZA
BANCOMER 50 ST
THE PATRICE AULD AND KEVIN AULD
FOUNDATION
HUNTER DOUGLAS INTL NV FRITS W VAN
DER GREFT LUCERNE BRANCH 6006 LUCERNE

Bankers Trust 599 Account Activity Detail
December 1, 1998 - May 31, 1999
BT 599
ID

Date

Amount

Category (FTI)

427

5/18/1999

600,000.00 Incoming Wires / Transfers

428

5/18/1999

(250,000.00) Outflows to BLMIS Customer

429

5/18/1999

(250,000.00) Outflows to BLMIS Customer

430

5/18/1999

(75,000.00) Outflows to BLMIS Customer

431

5/20/1999

12,700,000.00 Incoming Wires / Transfers

432

5/20/1999

(12,000,000.00) Outflows to BLMIS Customer

433

5/20/1999

(600,000.00) Outflows to BLMIS Customer

434

5/20/1999

(174,422.50) Outflows to BLMIS Customer

435

5/20/1999

(1,830.00) Outflows to BLMIS Customer

436

5/21/1999

72,200,000.00 Incoming Wires / Transfers

437

5/21/1999

26,000,000.00 Incoming Wires / Transfers

438

5/21/1999

(98,194,650.50) Outflows to BLMIS Customer

439

5/21/1999

(15,000.00) Outflows to BLMIS Customer

440

5/24/1999

100,000.00 Incoming Wires / Transfers

441

5/24/1999

(37,500.00) Outflows to BLMIS Customer

Description (per OCR of Bank Stmt and
JPMC 703
As Redacted)
ID
TEBC OF 99/05/18//M007857IFD051899
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
1987
AVE N
B.MARDEN//C9297800FD051899 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDEN BBK
YR
B.MARDEN//C929781OFD051899 BNF
Bernard Marden - A/C #xxxxx708
REDACTED BERNARD MARDEN BBK
YR
The Marden Family Foundation - A/C MARDEN89
//C929782OFD051899 BNF
#xxxxx122
43234122 THE MARDEN FAMILY FOU
TEBC OF 99/05/20//M050850IFD052099
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
2013
AVE N
Source / Recipient (FTI) (As
Redacted)

BPI Multiadvisors 3040

5/24/1999

(37,500.00) Outflows to BLMIS Customer

5/24/1999

(17,175.00) Outflows to BLMIS Customer

444

5/27/1999

(140,000.00) Other Outgoing Checks / Wires

445

10/20/1999

(26,523.00) Other Outgoing Checks / Wires

Page 18 of 19

CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES
THE MARDEN FAMILY FOUNDATION INC C/O
JAMES P MARDEN

5/18/1999

CW

CHECK WIRE

5/18/1999

CW

CHECK WIRE

5/18/1999

CW

CHECK WIRE

5/20/1999

CW

CHECK WIRE

277365

1M0085

22805

1M0089

1FN091
1CM383

5/20/1999

CW

CHECK WIRE

1FN006

MADAME DORIS IGOIN

5/20/1999

CW

CHECK WIRE

5334

1FN075

MELLE EMILIE APFELBAUM

5/20/1999

CW

CHECK WIRE

5245

1FN007

BANQUE FINAMA 'B' ACCT ATTN: MRS SYLVIE
DRINGENBERG

5/21/1999

CW

CHECK WIRE

261836

1L0036

IRWIN LIPKIN

5/21/1999

CW

CHECK WIRE

49541

1M0086

5/24/1999

CW

CHECK WIRE

216120

1M0085

5/24/1999

CW

CHECK WIRE

205849

1FN075

5/24/1999

CW

CHECK WIRE

OPTIMAL MULTIADVISORS LTD CHARLOTTE
HOUSE CHARLOTTE ST P O BOX N-9204
NASSAU BAHAMAS
FAMILY SWIMMERS LTD PTRSHIP RICHARD A
SCHERR GENERAL PTR

2027

2025

2030

Banque Pour Industrie - A/C
#xxxx810 - IA Outflows

BIF
//C961689OFD052499 BNF
1599810 BANQUE POUR INDUSTRIE
ANET1//C931720OFD052799 BNF
Bernard L. Madoff - A/C #xxxxxx703
140081703 BERNARD L MADOFF BBK
ANET1//C9128290FD102099 BNF
Bernard L. Madoff - A/C #xxxxxx703
140081703 BERNARD L MADOFF BBK

MARDEN FAMILY LP TWO NORTH BREAKERS
ROW

CM Type CM Description

215830

BCMARD
//C961687OFD052499 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A MARDEN CHA

443

1M0086

CM Date

215632

Family Swimmers Ltd. - A/C
#xxxxxE05
Banque Pour Industrie - A/C
#xxxx810 - IA Outflows
Banque Pour Industrie - A/C
#xxxx810 - IA Outflows

442

217571

CM
CM AccountName
AccountNo

233710

BPINEW
//C945904OFD052099 BNF
3040 BPI MULTIADVISORS SUB NO

N
//C040069OFD052099 BNF
87007E05 FAMILY SWIMMERS LTD P
BIF
//C945905OFD052099 BNF
1599810 BANQUE POUR INDUSTRIE
BIF
//C945906OFD052099 BNF
1599810 BANQUE POUR INDUSTRIE
TEBC OF 99/05/21//M065458IFD052199
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
TEBC OF 99/05/21//M039586IFD052199
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
Banque Pour Industrie - A/C
BIF
//C954049OFD052199 BNF
#xxxx810 - IA Outflows
1599810 BANQUE POUR INDUSTRIE
Carole & Irwin Lipkin - A/C
IRWIN
//C954048OFD052199 BNF
#xxxxxxx814
REDACTED CAROLE LIPKIN IRWIN
TEBC OF 99/05/24//M000674IFD052499
Bernard L. Madoff (JPMC '703)
ORG BERNARD L MADOFF 885 3RD
AVE N
BCMARD
//C9616880FD052499 BNF
Bernard A. Marden - A/C #xxxxxx336
REDACTED BERNARD A MARDEN CHA

CMID

2075
3801

MARDEN FAMILY LP TWO NORTH BREAKERS
ROW
CHARLOTTE M MARDEN REV TST
CHARLOTTE M MARDEN AND BERNARD A
MARDEN TTEES
MELLE EMILIE APFELBAUM

Bankers Trust 599 Account Activity Detail - Multiple Table
BT 599
ID
294
294

147832
82999

348

24329

348

212631

348

199904

348

98144

348

36042

348

212617

348

91853

348

291948

348

180308

348

291951

348

24350

348

206752

348

199930

348

199939

348

98162

348
348

212562
206700

348

35986

348

199999

CMID

CM
CM Account Name
AccountNo
1P0031 THE POPHAM COMPANY
1P0031 THE POPHAM COMPANY
EMILY CHAIS TRUST 1 AL ANGEL TRUSTEE 4 ROCKY
1C1021
WAY
EMILY CHAIS TRUST 2 EMILY & WILLIAM CHAIS
1C1022
TRUSTEE 4 ROCKY WAY
EMILY CHAIS TRUST #3 EMILY & WILLIAM CHAIS
1C1023
TRUSTEE 4 ROCKY WAY
EMILY CHAIS ISSUE TRUST 1 AL ANGEL TRUSTEE 4
1C1024
ROCKY WAY
EMILY CHAIS ISSUE TRUST 2 AL ANGEL TRUSTEE 4
1C1025
ROCKY WAY
MARK CHAIS TRUST 1 AL ANGEL TRUSTEE 4 ROCKY
1C1028
WAY
MARK HUGH CHAIS TRUST 2 AL ANGEL TRUSTEE 4
1C1029
ROCKY WAY
MARK HUGH CHAIS TRUST 3 AL ANGEL TRUSTEE 4
1C1030
ROCKY WAY
MARK HUGH CHAIS ISSUE TST 1 AL ANGEL TRUSTEE 4
1C1031
ROCKY WAY
MARK HUGH CHAIS ISSUE TST 2 AL ANGEL TRUSTEE 4
1C1032
ROCKY WAY
WILLIAM FREDERICK CHAIS TST 1 AL ANGEL TRUSTEE
1C1035
4 ROCKY WAY
WILLIAM FREDERICK CHAIS TST 2 WILLIAM AND
1C1036
MARK CHAIS TRUSTEE 4 ROCKY WAY
WILLIAM FREDERICK CHAIS TST 3 WILLIAM & MARK
1C1037
CHAIS TRUSTEE 4 ROCKY WAY
WILLIAM F CHAIS ISSUE TST 1 AL ANGEL TRUSTEE 4
1C1038
ROCKY WAY
WILLIAM F CHAIS ISSUE TST 2 AL ANGEL TRUSTEE 4
1C1039
ROCKY WAY
1C1204 MADELINE CELIA CHAIS 1992 TRUST
1C1212 CHLOE FRANCIS CHAIS 1994 TRUST
JONATHAN WOLF CHAIS TRUST WILLIAM CHAIS, MARK
1C1227
CHAIS & EMILY CHAIS LOW TRUSTEES
THE 1996 TST FOR THE CHILDREN OF PAMELA &
1C1270
STANLEY CHAIS AL ANGEL & MARK CHAIS TRUSTEE

Page 19 of 19

CM Date

CM Type

CM Description

Amount

3/25/1999
3/25/1999

CW
CW

CHECK WIRE
CHECK WIRE

(1,328,462.35)
(671,537.65)

4/13/1999

CW

CHECK WIRE

(1,263,827.00)

4/13/1999

CW

CHECK WIRE

(983,630.00)

4/13/1999

CW

CHECK WIRE

(1,562,118.00)

4/13/1999

CW

CHECK WIRE

(722,935.00)

4/13/1999

CW

CHECK WIRE

(653,403.00)

4/13/1999

CW

CHECK WIRE

(1,243,468.00)

4/13/1999

CW

CHECK WIRE

(971,078.00)

4/13/1999

CW

CHECK WIRE

(1,555,210.00)

4/13/1999

CW

CHECK WIRE

(719,759.00)

4/13/1999

CW

CHECK WIRE

(650,147.00)

4/13/1999

CW

CHECK WIRE

(1,457,881.00)

4/13/1999

CW

CHECK WIRE

(963,628.00)

4/13/1999

CW

CHECK WIRE

(1,421,255.00)

4/13/1999

CW

CHECK WIRE

(716,917.00)

4/13/1999

CW

CHECK WIRE

(661,069.00)

4/13/1999
4/13/1999

CW
CW

CHECK WIRE
CHECK WIRE

(5,142.00)
(3,427.00)

4/13/1999

CW

CHECK WIRE

(3,231.00)

4/13/1999

CW

CHECK WIRE

(750,000.00)

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
257552
242380
275069
264475
264514
264752
264757
242435
242445
249509
257560
264527
275082
257880
249513
194996
164751
280196
302346
286251
257536

BLMIS
Account BLMIS Account Name
Number
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW447 STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
1KW455
EQUITIES ARTHUR FRIEDMAN
1KW067 FRED WILPON
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
L THOMAS OSTERMAN AND JILL PUPKE
1KW384
TIC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
COLLEGE PLACE ENTERPRISES LLC C/O
1KW466
STERLING EQUITIES
1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

164737

1KW084

303998
301744

1KW014
1KW067

279386

1KW077

296905
287027
23036
195031
4901
22840

1KW156
1KW242
1KW263
1KW315
1KW347
1KW358

167450

1KW367

302350
174830
296999
4890

1KW402
1KW413
1KW420
1KW447

22860

1KW455

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
MARVIN B TEPPER
STERLING THIRTY VENTURE, LLC
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

Transaction
Date per
Customer
Statement
12/1/2008
12/1/2008

Amount per
Customer
Statement
(75,000.00)
(35,000.00)

Transaction
Type
CW
CW

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

Transaction Description

Quicken Data
[3]

12/1/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/2008
12/1/2008
12/1/2008
12/1/2008
12/1/2008
12/1/2008

(200,000.00)
(100,000.00)
(40,000.00)
(135,000.00)
(25,000.00)
(80,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
No
Yes
Yes
Yes

12/1/2008

(5,000.00)

CW

CHECK

Yes

Yes

No

12/1/2008
12/1/2008
12/1/2008
12/1/2008

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

12/1/2008

(65,000.00)

CW

CHECK

Yes

Yes

Yes

11/26/2008

8,000,000.00

CA

CHECK

Yes

Yes

Yes

11/26/2008

1,435.33

CA

CHECK

Yes

11/24/2008

(30,000.00)

CW

CHECK

Yes

Yes

Yes

11/21/2008

450,000.00

CA

CHECK

Yes

Yes

No

11/12/2008

(40,000.00)

CW

CHECK

Yes

Yes

Yes

11/7/2008

(10,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

11/6/2008

(5,757,985.65)

CW

CHECK

Yes

Yes

Yes

11/3/2008
11/3/2008

(75,000.00)
(35,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

Yes

11/3/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

11/3/2008
11/3/2008
11/3/2008
11/3/2008
11/3/2008
11/3/2008

(200,000.00)
(100,000.00)
(40,000.00)
(135,000.00)
(25,000.00)
(80,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

11/3/2008

(5,000.00)

CW

CHECK

Yes

Yes

No

11/3/2008
11/3/2008
11/3/2008
11/3/2008

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

11/3/2008

(65,000.00)

CW

CHECK

Yes

Yes

Yes

Page 1 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

9132
142160
174708
189141

BLMIS
Account BLMIS Account Name
Number
STERLING DIST PROPERTIES LLC
1KW465 STERLING EQUITIES ATTN: ARTHUR
FRIEDMAN
STERLING VC V LLC STERLING EQUITIES
1KW464
ATTN: ARTHUR FRIEDMAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
STERLING VC IV LLC STERLING EQUITIES
1KW463
ATTN: ARTHUR FRIEDMAN

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

10/28/2008

(356,139.00)

CW

CHECK

Yes

Yes

Yes

10/27/2008

(633,556.00)

CW

CHECK

Yes

Yes

Yes

10/23/2008

6,122.00

CA

CHECK

Yes

10/21/2008

(825,000.00)

CW

CHECK

Yes

Yes
Yes

Yes
Yes

229353

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

10/10/2008

10,000,000.00

CA

CHECK WIRE

Yes

148180

1KW013 DAYLE KATZ
HOWARD S KATZ C/O STERLING
1KW424
EQUITIES
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW108 GREGORY KATZ
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW447 STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
1KW455
EQUITIES ARTHUR FRIEDMAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW013 DAYLE KATZ
1KW014 IRIS J KATZ C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW019 MICHAEL KATZ
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW315 STERLING THIRTY VENTURE, LLC
1KW358 STERLING 20 LLC
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)

10/9/2008

682,746.00

CA

CHECK

Yes

Yes

10/9/2008

33,507.00

CA

CHECK

Yes

Yes

10/3/2008

2,800,000.00

CA

CHECK

Yes

Yes

Yes

10/3/2008
10/1/2008
10/1/2008

44,175.00
(75,000.00)
(35,000.00)

CA
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

10/1/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

10/1/2008
10/1/2008
10/1/2008
10/1/2008
10/1/2008
10/1/2008
10/1/2008

(5,500.00)
(200,000.00)
(100,000.00)
(40,000.00)
(135,000.00)
(25,000.00)
(80,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

10/1/2008

(5,000.00)

CW

CHECK

Yes

Yes

No

10/1/2008
10/1/2008
10/1/2008
10/1/2008

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

10/1/2008

(65,000.00)

CW

CHECK

Yes

Yes

Yes

9/30/2008

82,093.00

CA

CHECK

Yes

9/25/2008
9/25/2008

(500,000.00)
(500,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

147820
216829
131318
246321
79103
217551
240343
260306
301254
263531
79078
106253
265132
283879
184912
229375
79172
229450
148173
179294
255108
304779
128430
243176
128478
216229
28081
177502
114650

Yes

Yes

9/25/2008

(2,800,000.00)

CW

CHECK

Yes

Yes

Yes

9/24/2008

(1,500,000.00)

CW

CHECK

Yes

Yes

Yes

9/24/2008

(1,500,000.00)

CW

CHECK

Yes

Yes

Yes

9/23/2008
9/23/2008
9/23/2008
9/23/2008

(2,000,000.00)
(1,400,000.00)
(1,300,000.00)
(700,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Page 2 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
46875
216207
62724
293222
90382
106823
162957
304771
255125
28071
128423
90397
304775
275213
189627
57530
237338
234155
105298
266605
114640
263133
188958
263082
179880
235703
154951
213198
62466
79275
188660
290496
219564
108508
62480
67269
235707
216598

BLMIS
Account BLMIS Account Name
Number
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW447 STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
1KW455
EQUITIES ARTHUR FRIEDMAN
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW014 IRIS J KATZ C/O STERLING EQUITIES
NATALIE KATZ O'BRIEN AND BRENDAN
1KW458
O'BRIEN JT WROS
STERLING DIST PROPERTIES LLC
1KW465 STERLING EQUITIES ATTN: ARTHUR
FRIEDMAN
1KW067 FRED WILPON
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
RICHARD A WILPON ANITA M TAPPY
1KW403
T.I.C
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW447 STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
1KW455
EQUITIES ARTHUR FRIEDMAN
1KW067 FRED WILPON
1KW014 IRIS J KATZ C/O STERLING EQUITIES
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW067 FRED WILPON
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC

Transaction
Date per
Customer
Statement
9/23/2008
9/23/2008

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(350,000.00)
(1,600,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

9/23/2008

(700,000.00)

CW

CHECK

Yes

Yes

Yes

9/18/2008
9/18/2008

(120,000.00)
(133,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

9/18/2008

300,000.00

CA

CHECK

Yes

Yes

Yes

9/18/2008

(380,000.00)

CW

CHECK

Yes

Yes

Yes

9/17/2008

(5,000,000.00)

CW

CHECK

Yes

Yes

Yes

9/10/2008

(2,000.00)

CW

CHECK

Yes

Yes

9/4/2008

(18,181.82)

CW

CHECK

Yes

Yes

Yes

9/2/2008
9/2/2008

(75,000.00)
(35,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

9/2/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

9/2/2008
9/2/2008
9/2/2008
9/2/2008
9/2/2008
9/2/2008

(200,000.00)
(100,000.00)
(40,000.00)
(135,000.00)
(25,000.00)
(80,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

9/2/2008

(5,000.00)

CW

CHECK

Yes

Yes

Yes

9/2/2008
9/2/2008
9/2/2008
9/2/2008

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

9/2/2008

(65,000.00)

CW

CHECK

Yes

Yes

Yes

8/29/2008
8/26/2008

40,000.00
(415,000.00)

CA
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

8/26/2008

(179,200.00)

CW

CHECK

Yes

Yes

Yes

8/11/2008
8/5/2008
8/1/2008

(160,000.00)
(8,000,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

8/1/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2008
8/1/2008
8/1/2008
8/1/2008
8/1/2008
8/1/2008

(225,000.00)
(100,000.00)
(40,000.00)
(150,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Page 3 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

254829

1KW367

290511
219607
150011
219588

1KW402
1KW413
1KW420
1KW447

303133

1KW455

160309

1KW434

235369

1KW354

260792

1KW372

132262

1KW455

196398

1KW466

46056

1KW354

160302

1KW403

235317

1KW367

196340

1KW300

32000

1KW435

115753

1KW108

31994

1KW435

132046

1KW067

280648

1KW077

285820
158112
31980
115765
247318
273122
285078

1KW121
1KW156
1KW242
1KW263
1KW315
1KW347
1KW358

98452

1KW367

61754
196378
285084
279739

1KW402
1KW413
1KW420
1KW447

196387

1KW455

154368

1KW108

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
FFB AVIATION LLC C/O STERLING
EQUITIES
MICHAEL KATZ-SEF
ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
COLLEGE PLACE ENTERPRISES LLC C/O
STERLING EQUITIES
MICHAEL KATZ-SEF
RICHARD A WILPON ANITA M TAPPY
T.I.C
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING EQUITIES
STERLING INTERNAL V LLC C/O
STERLING EQUITIES
GREGORY KATZ
STERLING INTERNAL V LLC C/O
STERLING EQUITIES
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
MICHAEL KATZ & SAUL B KATZ TIC
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
MARVIN B TEPPER
STERLING THIRTY VENTURE, LLC
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
GREGORY KATZ

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

8/1/2008

(5,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2008
8/1/2008
8/1/2008
8/1/2008

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

8/1/2008

(65,000.00)

CW

CHECK

Yes

Yes

Yes

7/31/2008

(89,100.00)

CW

CHECK

Yes

Yes

Yes

7/21/2008

230,000.00

CA

CHECK WIRE

Yes

7/21/2008

1,756,163.86

CA

CHECK

Yes

Yes

Yes

7/21/2008

(300,000.00)

CW

CHECK

Yes

Yes

Yes

7/21/2008

3,000,000.00

JRNL

CHECK

Yes

Yes

Yes

7/18/2008

(276,200.00)

CW

CHECK

Yes

Yes

Yes

7/16/2008

(9,091.00)

CW

CHECK

Yes

Yes

Yes

7/10/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

7/9/2008

(2,500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

7/9/2008

(3,500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

7/7/2008

1,880.00

CA

CHECK

Yes

Yes

Yes

7/7/2008

(13,500,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2008

(35,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2008
7/1/2008
7/1/2008
7/1/2008
7/1/2008
7/1/2008
7/1/2008

(5,500.00)
(225,000.00)
(100,000.00)
(40,000.00)
(150,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

7/1/2008

(5,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2008
7/1/2008
7/1/2008
7/1/2008

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

7/1/2008

(65,000.00)

CW

CHECK

Yes

Yes

Yes

6/27/2008

28,552.00

CA

CHECK

Yes

Yes

Yes

Page 4 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

194943

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

154561

1KW463

103651

1KW464

211252

1KW465

186359

1KW424

276527

1KW209

213591
295548
224423

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files
Yes

Quicken Data
[3]

6/27/2008

(16,000,000.00)

CW

CHECK WIRE

Yes

6/24/2008

2,758,625.00

JRNL

CHEKC WIRE

Yes

Yes

6/24/2008

12,437,500.00

JRNL

CHEKC WIRE

Yes

Yes

6/24/2008

2,393,500.00

JRNL

CHEKC WIRE

Yes

Yes

6/16/2008

11,519.00

CA

CHECK

Yes

6/9/2008

(18,000.00)

CW

CHECK

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/9/2008

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

1KW013 DAYLE KATZ
1KW108 GREGORY KATZ
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW447 STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
1KW455
EQUITIES ARTHUR FRIEDMAN

6/6/2008
6/6/2008

52,900.00
2,289.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

6/6/2008

13,808.00

CA

CHECK

Yes

6/5/2008

(70,000.00)

CW

CHECK

Yes

Yes

Yes

6/2/2008

(35,000.00)

CW

CHECK

Yes

Yes

Yes

6/2/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

6/2/2008
6/2/2008
6/2/2008
6/2/2008
6/2/2008
6/2/2008

(250,000.00)
(100,000.00)
(40,000.00)
(150,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

6/2/2008

(5,000.00)

CW

CHECK

Yes

Yes

Yes

6/2/2008
6/2/2008
6/2/2008
6/2/2008

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

6/2/2008

(65,000.00)

CW

CHECK

Yes

Yes

Yes

194551

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/30/2008

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

76872
76929
194571
291916
162819
214310

1KW315
1KW347
1KW358
1KW413
1KW420
1KW447

5/29/2008
5/29/2008
5/29/2008
5/29/2008
5/29/2008
5/29/2008

(700,000.00)
(800,000.00)
(725,000.00)
(900,000.00)
(500,000.00)
(550,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

5/29/2008

(325,000.00)

CW

CHECK

Yes

Yes

Yes

254508
224439
254735
254503
278245
80628
311963
213606
224388
278784
211247
311987
186471
161155
306657
295024

167809

STERLING VC IV LLC STERLING EQUITIES
ATTN: ARTHUR FRIEDMAN
STERLING VC V LLC STERLING EQUITIES
ATTN: ARTHUR FRIEDMAN
STERLING DIST PROPERTIES LLC
STERLING EQUITIES ATTN: ARTHUR
FRIEDMAN
HOWARD S KATZ C/O STERLING
EQUITIES
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

STERLING THIRTY VENTURE, LLC
FS COMPANY LLC
STERLING 20 LLC
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
1KW455
EQUITIES ARTHUR FRIEDMAN

Page 5 of 153

Yes

Yes

Yes
Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

Transaction
Date per
Customer
Statement

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK WIRE

Yes

Yes

Yes

CHECK WIRE

Yes

Yes

Yes

CMID

BLMIS
Account BLMIS Account Name
Number

266367

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/23/2008

(5,000,000.00)

CW

225252

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/19/2008

(7,000,000.00)

CW

188846

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/12/2008

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

275230

1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW447 STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
1KW455
EQUITIES ARTHUR FRIEDMAN
NATALIE KATZ O'BRIEN AND BRENDAN
1KW458
O'BRIEN JT WROS
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW302 RUTH FRIEDMAN
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW447 STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
1KW455
EQUITIES ARTHUR FRIEDMAN

5/1/2008

(35,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2008
5/1/2008
5/1/2008
5/1/2008
5/1/2008
5/1/2008

(250,000.00)
(100,000.00)
(40,000.00)
(150,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

5/1/2008

(5,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2008
5/1/2008
5/1/2008
5/1/2008

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

5/1/2008

(65,000.00)

CW

CHECK

Yes

Yes

Yes

4/14/2008

(180,000.00)

CW

CHECK

Yes

Yes

Yes

4/9/2008

(30,000.00)

CW

CHECK

Yes

4/4/2008

10,000.00

CA

CHECK

Yes

Yes

Yes

4/4/2008
4/1/2008

10,000.00
(35,000.00)

CA
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

4/1/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

4/1/2008
4/1/2008
4/1/2008
4/1/2008
4/1/2008
4/1/2008
4/1/2008

(5,500.00)
(250,000.00)
(100,000.00)
(40,000.00)
(150,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

4/1/2008

(5,000.00)

CW

CHECK

Yes

Yes

Yes

4/1/2008
4/1/2008
4/1/2008
4/1/2008

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

4/1/2008

(65,000.00)

CW

CHECK

Yes

Yes

Yes

166841
76860
266362
166837
23390
256089
257357
150807
62796
223536
256118
178491
76881
133852
284142
157709
256870
167804
264436
286110
12520
133819
133824
220222
228946
299432
256898
178593
112193
26190
26242
40201

Amount per
Customer
Statement

Transaction
Type

Page 6 of 153

Transaction Description

Quicken Data
[3]

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

273424

1KW434

25376

1KW108

227305

1KW209

178163

1KW004

279031

1KW013

102895

1KW109

263175

1KW110

279053

1KW424

302485
268687
279047
67944

1KW156
1KW315
1KW402
1KW447

198719

1KW455

230103
928
213613
168781
306503
255924
941
231565
48332
48343
25351
233138
198704
236431
48404
226520
226514
163467
278896
262957
240691

FFB AVIATION LLC C/O STERLING
EQUITIES
GREGORY KATZ
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
DAYLE KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
HOWARD S KATZ C/O STERLING
EQUITIES
STERLING 15C LLC
STERLING THIRTY VENTURE, LLC
STERLING 10 LLC STERLING EQUITIES
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

3/25/2008

(89,100.00)

CW

CHECK

Yes

Yes

Yes

3/24/2008

45,060.00

CA

CHECK

Yes

Yes

Yes

3/24/2008

61,850.00

CA

CHECK

Yes

3/18/2008

35,000.00

CA

CHECK

Yes

Yes

Yes

3/18/2008

75,627.00

CA

CHECK

Yes

Yes

Yes

3/18/2008

52,105.00

CA

CHECK

Yes

Yes

Yes

3/18/2008

45,160.00

CA

CHECK

Yes

Yes

Yes

Yes

3/18/2008

9,424.00

CA

CHECK

Yes

Yes

Yes

3/12/2008
3/12/2008
3/12/2008
3/12/2008

(800,000.00)
(500,000.00)
(1,500,000.00)
(450,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

3/12/2008

(250,000.00)

CW

CHECK

Yes

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/4/2008

5,000,000.00

CA

CHECK WIRE

Yes

Yes

Yes

1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW447 STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
1KW455
EQUITIES ARTHUR FRIEDMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW001 BON MICK FAMILY PARTNERS L P
HOWARD S KATZ C/O STERLING
1KW424
EQUITIES
1KW300 STERLING EQUITIES
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS

3/3/2008

(35,000.00)

CW

CHECK

Yes

Yes

Yes

3/3/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

3/3/2008
3/3/2008
3/3/2008
3/3/2008
3/3/2008
3/3/2008

(250,000.00)
(100,000.00)
(40,000.00)
(150,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

3/3/2008

(5,000.00)

CW

CHECK

Yes

Yes

Yes

3/3/2008
3/3/2008
3/3/2008
3/3/2008

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

3/3/2008

(65,000.00)

CW

CHECK

Yes

Yes

Yes

2/29/2008

250,000.00

CA

CHECK

Yes

Yes

Yes

2/27/2008

80,000.00

CA

CHECK

Yes

Yes

Yes

2/27/2008

325,000.00

CA

CHECK

Yes

Yes

Yes

2/19/2008

2,500,000.00

CA

CHECK

Yes

Yes

Yes

2/7/2008

600,000.00

CA

CHECK

Yes

Yes

Yes

2/7/2008

8,000,000.00

CA

CHECK WIRE

Yes

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

Page 7 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement
2/6/2008

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files
Yes

Quicken Data
[3]

198536

1KW436 STERLING AMERICAN ADVISORS II LP

(1,759.83)

CW

CHECK

Yes

34118

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/4/2008

10,000,000.00

CA

CHECK WIRE

Yes

201241

1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW447 STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
1KW455
EQUITIES ARTHUR FRIEDMAN
NATALIE KATZ O'BRIEN AND BRENDAN
1KW458
O'BRIEN JT WROS

2/1/2008

(35,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2008

250,000.00

CA

CHECK

Yes

Yes

Yes

2/1/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2008
2/1/2008
2/1/2008
2/1/2008
2/1/2008
2/1/2008

(250,000.00)
(100,000.00)
(40,000.00)
(150,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

2/1/2008

(5,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2008
2/1/2008
2/1/2008
2/1/2008

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

2/1/2008

(65,000.00)

CW

CHECK

Yes

Yes

Yes

1/24/2008

11,000.00

CA

CHECK

Yes

Yes

Yes

1/22/2008

8,000,000.00

CA

CHECK WIRE

Yes

Yes

1/17/2008

24,000.00

CA

CHECK

Yes

Yes

1/17/2008

12,000.00

CA

CHECK

Yes

Yes

1/17/2008

12,000.00

CA

CHECK

Yes

Yes

1/17/2008

10,000,000.00

CA

CHECK WIRE

Yes

Yes

1/14/2008

(11,000.00)

CW

CHECK

Yes

Yes

Yes

263218
308068
283428
248119
278881
242677
276412
243573
262960
857
254354
42700
169090
95381
234043
59816
34939
10227
240249
287184

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

150969

1KW458

9155

1KW019

246706

1KW081

205349

1KW209

42330

1KW263

115542

1KW076

205339
271808

1KW108
1KW013

199196

1KW109

NATALIE KATZ O'BRIEN AND BRENDAN
O'BRIEN JT WROS
MICHAEL KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
MARVIN B TEPPER
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
GREGORY KATZ
DAYLE KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

Yes
Yes

1/10/2008

(160,000.00)

CW

CHECK

Yes

Yes

Yes

1/10/2008

(230,000.00)

CW

CHECK

Yes

Yes

Yes

1/10/2008

(24,000.00)

CW

CHECK

Yes

1/10/2008

(330,000.00)

CW

CHECK

Yes

Yes

Yes

1/8/2008

250,000.00

CA

CHECK

Yes

Yes

Yes

1/8/2008
1/3/2008

2,780.00
63,500.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

1/3/2008

35,000.00

CA

CHECK

Yes

Yes

Page 8 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

257019

1KW110

191535

1KW067

33828

1KW077

262064
268743
25562
205402
62487
147926
246625

1KW121
1KW156
1KW242
1KW263
1KW315
1KW347
1KW358

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
MICHAEL KATZ & SAUL B KATZ TIC
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
MARVIN B TEPPER
STERLING THIRTY VENTURE, LLC
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
L THOMAS OSTERMAN
STERLING EQUITIES
STERLING THIRTY VENTURE, LLC
STERLING 20 LLC
STERLING BRUNSWICK SEVEN LLC
STERLING AMERICAN ADVISORS II LP
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

245998

1KW367

261933
85982
147973
80692

1KW402
1KW413
1KW420
1KW447

191492

1KW455

311287

1KW209

66820
273688
250182
229703
19275
298756
225899

1KW044
1KW300
1KW315
1KW358
1KW420
1KW436
1KW447

75850

1KW455

262965

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

221583

1KW254

221545

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

263000

1KW423

172674

1KW067

192985

1KW077

19212
221537

1KW156
1KW242

221562

1KW254

193008
262976
201344

1KW263
1KW315
1KW347

STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL

METS LIMITED PARTNERSHIP SHEA
STADIUM
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL
MARVIN B TEPPER
STERLING THIRTY VENTURE, LLC
FS COMPANY LLC

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type
CA

Transaction Description

CHECK

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

1/3/2008

25,000.00

1/2/2008

(35,000.00)

CW

CHECK

Yes

Yes

Yes

1/2/2008

(50,000.00)

CW

CHECK

Yes

Yes

Yes

1/2/2008
1/2/2008
1/2/2008
1/2/2008
1/2/2008
1/2/2008
1/2/2008

(5,500.00)
(250,000.00)
(100,000.00)
(40,000.00)
(150,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

1/2/2008

(5,000.00)

CW

CHECK

Yes

Yes

Yes

1/2/2008
1/2/2008
1/2/2008
1/2/2008

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

1/2/2008

(65,000.00)

CW

CHECK

Yes

Yes

Yes

12/31/2007

12,864.00

CA

CHECK

Yes

12/21/2007
12/21/2007
12/21/2007
12/21/2007
12/21/2007
12/21/2007
12/21/2007

(225,000.00)
(2,000,000.00)
(850,000.00)
(500,000.00)
(600,000.00)
(1,400,654.90)
(650,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

12/21/2007

(350,000.00)

CW

CHECK

Yes

Yes

Yes

12/17/2007

(500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

12/17/2007

(1,500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

12/11/2007

(1,000,000.00)

CW

CHECK WIRE

Yes

12/11/2007

(2,500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

12/3/2007

(35,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes

Yes

Yes

12/3/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

12/3/2007
12/3/2007

(250,000.00)
(100,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

12/3/2007

(10,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

12/3/2007
12/3/2007
12/3/2007

(40,000.00)
(150,000.00)
(25,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

Page 9 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
263003
211970
211954
163753
193012
212887
212904
256514
105825
5221
287382
5228
311792
5217
287364
12019
243026
261312
30831
12023
243043
256495
88738
255866
311794
190095
12015
255909
30855
12028
243035
255920
61087
166827
311804
88743

BLMIS
Account BLMIS Account Name
Number
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW447 STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
1KW455
EQUITIES ARTHUR FRIEDMAN
RICHARD A WILPON ANITA M TAPPY
1KW403
T.I.C
STERLING INTERNAL V LLC C/O
1KW435
STERLING EQUITIES
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
STERLING INTERNAL V LLC C/O
1KW435
STERLING EQUITIES
1KW019 MICHAEL KATZ
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW108 GREGORY KATZ
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW269 PHYLLIS REBELL OSTERMAN
STERLING INTERNAL V LLC C/O
1KW435
STERLING EQUITIES
1KW067 FRED WILPON
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW019 MICHAEL KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW367

Transaction
Date per
Customer
Statement
12/3/2007

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(100,000.00)

CW

CHECK

Yes

Yes

Yes

12/3/2007

(5,000.00)

CW

CHECK

Yes

Yes

Yes

12/3/2007
12/3/2007
12/3/2007
12/3/2007

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

12/3/2007

(65,000.00)

CW

CHECK

Yes

Yes

Yes

11/28/2007

(9,090.91)

CW

CHECK

Yes

Yes

Yes

11/14/2007

1,200,000.00

CA

CHECK

Yes

Yes

Yes

11/13/2007
11/13/2007

238,000.00
238,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

11/9/2007

(1,900,000.00)

CW

CHECK

Yes

Yes

Yes

11/8/2007

800,000.00

CA

CHECK

Yes

Yes

Yes

11/8/2007

500,000.00

CA

CHECK

Yes

Yes

Yes

11/8/2007
11/8/2007
11/8/2007

(65,000.00)
2,700,000.00
2,900,000.00

CW
CA
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

11/7/2007

661,451.00

CA

CHECK

Yes

Yes

Yes

11/7/2007

319,045.00

CA

CHECK

Yes

Yes

Yes

11/7/2007

(150,000.00)

CW

CHECK

Yes

Yes

Yes

11/5/2007

(7,687,500.00)

CW

CHECK

Yes

Yes

Yes

11/2/2007

1,400,000.00

CA

CHECK

Yes

Yes

Yes

11/2/2007

(100,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2007
11/1/2007

215,000.00
(35,000.00)

CA
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

11/1/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2007
11/1/2007
11/1/2007
11/1/2007
11/1/2007
11/1/2007

(250,000.00)
(100,000.00)
(40,000.00)
(150,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

11/1/2007

(5,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2007
11/1/2007
11/1/2007

(70,000.00)
(50,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

Page 10 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

124150

1KW426

243049

1KW447

30869

1KW455

267536

1KW004

53448

1KW076

88578

1KW081

31108

1KW084

208563
53595

1KW287
1KW396

220161

1KW426

46796
88557
267607

1KW013
1KW019
1KW108

267614

1KW109

228408

1KW110

228462

1KW424

306027
31102

1KW024
1KW067

185929

1KW076

267476

1KW081

53515

1KW201

88582

1KW209

267544

1KW067

101779

1KW077

267623
53488
101854
255292
46822
228441
273150
220156
128622
228451

1KW121
1KW156
1KW242
1KW263
1KW315
1KW315
1KW347
1KW347
1KW358
1KW358

GREGORY A KATZ & AMY BETH KATZ
JT/WROS
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
STERLING HERITAGE LLC
DEYVA ARTHUR
GREGORY A KATZ & AMY BETH KATZ
JT/WROS
DAYLE KATZ
MICHAEL KATZ
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
HOWARD S KATZ C/O STERLING
EQUITIES
SAUL B KATZ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
DAVID M KATZ
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
MICHAEL KATZ & SAUL B KATZ TIC
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
MARVIN B TEPPER
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
FS COMPANY LLC
FS COMPANY LLC
STERLING 20 LLC
STERLING 20 LLC

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Yes

Yes

Quicken Data
[3]

11/1/2007

30,000.00

CA

CHECK

11/1/2007

(110,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2007

(65,000.00)

CW

CHECK

Yes

Yes

Yes

10/31/2007

55,000.00

CA

CHECK

Yes

Yes

Yes

10/31/2007

250,000.00

CA

CHECK

Yes

10/31/2007

316,233.00

CA

CHECK

Yes

Yes

Yes

10/19/2007

27,004.04

CA

CHECK

Yes

Yes

Yes

10/18/2007
10/12/2007

(0.93)
(56,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

10/11/2007

55,000.00

CA

CHECK

Yes

Yes

Yes

Yes
Yes
Yes

Yes
Yes
Yes

Yes

Yes

10/9/2007
10/9/2007
10/9/2007

129,000.00
580,000.00
3,597.00

CA
CA
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

10/9/2007

20,987.00

CA

CHECK

Yes

Yes

10/9/2007

26,377.00

CA

CHECK

Yes

Yes

10/9/2007

35,607.00

CA

CHECK

Yes

Yes

Yes

10/5/2007
10/5/2007

(2,322,612.00)
(3,171,359.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

10/5/2007

(822,163.00)

CW

CHECK

Yes

Yes

Yes

10/5/2007

(1,511,710.00)

CW

CHECK

Yes

Yes

Yes

10/5/2007

(184,402.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes

Yes

10/5/2007

30,667.00

CA

CHECK

10/1/2007

(35,000.00)

CW

CHECK

Yes

Yes

Yes

10/1/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

10/1/2007
10/1/2007
10/1/2007
10/1/2007
10/1/2007
10/1/2007
10/1/2007
10/1/2007
10/1/2007
10/1/2007

(5,500.00)
(250,000.00)
(100,000.00)
(40,000.00)
(150,000.00)
(1,100,000.00)
(25,000.00)
(1,500,000.00)
(100,000.00)
(1,000,000.00)

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Page 11 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

267076

1KW367

295088
220166
172127
273160
112356

1KW402
1KW413
1KW420
1KW447
1KW447

112339

1KW455

273153

1KW455

269055

1KW435

213222
79819

1KW412
1KW427

36957

1KW458

36930

1KW367

245649
79806

1KW024
1KW067

297826

1KW081

180604

1KW109

289859

1KW110

272123

1KW209

279961
194041

1KW300
1KW315

269006

1KW367

245683

1KW420

194105

1KW455

180598

1KW067

245656

1KW077

272117
190827
147788
147791
180629
194087

1KW156
1KW242
1KW263
1KW315
1KW347
1KW358

213214

1KW367

269050
190851

1KW402
1KW413

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING INTERNAL V LLC C/O
STERLING EQUITIES
DAVID KATZ ET AL TIC
SAUL B KATZ ET AL TIC
NATALIE KATZ O'BRIEN AND BRENDAN
O'BRIEN JT WROS
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
SAUL B KATZ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
STERLING EQUITIES
STERLING THIRTY VENTURE, LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING BRUNSWICK SEVEN LLC
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
MARVIN B TEPPER
STERLING THIRTY VENTURE, LLC
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

10/1/2007

(5,000.00)

CW

CHECK

Yes

Yes

Yes

10/1/2007
10/1/2007
10/1/2007
10/1/2007
10/1/2007

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)
(1,700,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

10/1/2007

(65,000.00)

CW

CHECK

Yes

Yes

Yes

10/1/2007

(600,000.00)

CW

CHECK

Yes

Yes

Yes

9/24/2007

(1,725,000.00)

CW

CHECK

Yes

Yes

Yes

9/20/2007
9/20/2007

(913.37)
(32,524.29)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

9/19/2007

450,000.00

JRNL

CHECK

Yes

Yes

Yes

9/7/2007

(35,000.00)

CW

CHECK

Yes

Yes

Yes

9/6/2007
9/6/2007

(800,000.00)
(1,450,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

9/6/2007

(600,000.00)

CW

CHECK

Yes

Yes

Yes

9/6/2007

(35,000.00)

CW

CHECK

Yes

Yes

Yes

9/6/2007

(18,000.00)

CW

CHECK

Yes

Yes

Yes

9/6/2007

(19,000.00)

CW

CHECK

Yes

9/6/2007
9/6/2007

(1,800,000.00)
(480,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

9/6/2007

(65,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

9/6/2007

(10,000.00)

CW

CHECK

Yes

Yes

Yes

9/6/2007

(250,000.00)

CW

CHECK

Yes

Yes

Yes

9/4/2007

(35,000.00)

CW

CHECK

Yes

Yes

Yes

9/4/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

9/4/2007
9/4/2007
9/4/2007
9/4/2007
9/4/2007
9/4/2007

(270,000.00)
(100,000.00)
(40,000.00)
(100,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

9/4/2007

(5,000.00)

CW

CHECK

Yes

Yes

Yes

9/4/2007
9/4/2007

(70,000.00)
(50,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

Page 12 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
297840
213231
147798
18141
313905
27254
197805
273324

BLMIS
Account BLMIS Account Name
Number
1KW420 STERLING BRUNSWICK SEVEN LLC
GREGORY A KATZ & AMY BETH KATZ
JT/WROS
1KW447 STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
1KW455
EQUITIES ARTHUR FRIEDMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
EDWARD TEPPER JACQUELINE TEPPER
1KW308
ELISE TEPPER TIC
1KW044 L THOMAS OSTERMAN
METS LIMITED PARTNERSHIP SHEA
1KW423
STADIUM
1KW426

197831

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

302327

1KW322

306088

1KW108

146842

1KW109

213792

1KW110

302319

1KW067

213756

1KW077

221841

1KW084

13260
313909
13269
306092
306096
273300

1KW156
1KW242
1KW263
1KW315
1KW347
1KW358

146867

1KW367

13281
219971
273309
146874

1KW402
1KW413
1KW420
1KW447

213821

1KW455

113190

1KW455

Transaction
Date per
Customer
Statement
9/4/2007

BLMIS
Customer
[2]
Files

Quicken Data
[3]

CW

CHECK

Yes

Yes

Yes

CA

CHECK

Yes

Yes

Yes

9/4/2007

(110,000.00)

CW

CHECK

Yes

Yes

Yes

9/4/2007

(65,000.00)

CW

CHECK

Yes

Yes

Yes

8/31/2007

250,000.00

CA

CHECK

Yes

Yes

Yes

8/30/2007

(692,292.98)

CW

CHECK

Yes

Yes

Yes

8/29/2007

210,000.00

CA

CHECK

Yes

Yes

Yes

8/27/2007

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

8/20/2007

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

1KW044

7/19/2007

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/16/2007
7/16/2007
7/13/2007

94646

BLMIS Bank
[1]
Records

25,000.00

247731

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
1KW300 STERLING EQUITIES

Transaction Description

(35,000.00)

105939

1KW367

Transaction
Type

9/4/2007

MARVIN B TEPPER DEFINED BENEFIT
PLAN
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
MARVIN B TEPPER
STERLING THIRTY VENTURE, LLC
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
L THOMAS OSTERMAN

279010

Amount per
Customer
Statement

8/16/2007

(1,559.54)

CW

CHECK

Yes

Yes

Yes

8/7/2007

(20,309.50)

CW

CHECK

Yes

Yes

Yes

8/6/2007

(19,000.00)

CW

CHECK

Yes

Yes

Yes

8/6/2007

(19,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2007

(35,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2007

(32,172.51)

CW

CHECK

Yes

Yes

Yes

8/1/2007
8/1/2007
8/1/2007
8/1/2007
8/1/2007
8/1/2007

(270,000.00)
(100,000.00)
(40,000.00)
(100,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

8/1/2007

(5,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2007
8/1/2007
8/1/2007
8/1/2007

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

8/1/2007

(65,000.00)

CW

CHECK

Yes

Yes

Yes

7/26/2007

(215,000.00)

CW

CHECK

Yes

Yes

Yes

1,000,000.00

CA

CHECK

Yes

Yes

Yes

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

(100,000.00)

CW

CHECK

Yes

Yes

Yes

2,500,000.00

CA

CHECK

Yes

Page 13 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

65156
142205
254077
298616

BLMIS
Account BLMIS Account Name
Number
FFB AVIATION LLC C/O STERLING
EQUITIES
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW263 MARVIN B TEPPER
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW434

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

7/13/2007

(89,100.00)

CW

CHECK

Yes

Yes

Yes

7/5/2007

3,000,000.00

CA

CHECK

Yes

Yes

Yes

7/5/2007

1,500,000.00

CA

CHECK

Yes

Yes

7/3/2007

1,000,000.00

CA

CHECK

Yes

Yes

269857

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/3/2007

(15,000,000.00)

CW

CHECK WIRE

Yes

298496

7/3/2007

140,000.00

CA

CHECK

Yes

Yes

7/3/2007

190,000.00

CA

CHECK

Yes

Yes

7/2/2007

(35,000.00)

CW

CHECK

Yes

Yes

Yes

7/2/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

291596
5588
247711

1KW302 RUTH FRIEDMAN
GREGORY A KATZ & AMY BETH KATZ
1KW426
JT/WROS
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST

7/2/2007
7/2/2007
7/2/2007

(5,500.00)
(270,000.00)
(100,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

269853

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/2/2007

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

298620
68871
69412
94688

1KW263
1KW315
1KW347
1KW358

7/2/2007
7/2/2007
7/2/2007
7/2/2007

(40,000.00)
(100,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

261885

1KW367

7/2/2007

(5,000.00)

CW

CHECK

Yes

Yes

Yes

311083
229874
261901
94802
143415

1KW402
1KW413
1KW420
1KW447
1KW108

7/2/2007
7/2/2007
7/2/2007
7/2/2007
6/28/2007

(70,000.00)
(50,000.00)
(35,000.00)
(110,000.00)
30,223.00

CW
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

246086

1KW209

6/28/2007

56,711.50

CA

CHECK

Yes

156455

1KW322

6/27/2007

(830,773.60)

CW

CHECK

Yes

Yes

Yes

311087
261833
291575

157604

1KW412

9831

1KW084

256002

1KW314

256016

1KW367

306920
143449
143484
237294
256032
156564
89915
237311

1KW391
1KW413
1KW420
1KW427
1KW445
1KW358
1KW402
1KW449

MARVIN B TEPPER
STERLING THIRTY VENTURE, LLC
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
STERLING TWENTY FIVE LLC
GREGORY KATZ
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
MARVIN B TEPPER DEFINED BENEFIT
PLAN
DAVID KATZ ET AL TIC
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
STERLING THIRTY VENTURE LLC B
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
KATZ 2002 DESCENDANTS TRUST
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
SAUL B KATZ ET AL TIC
WILPON 2002 DESCENDANT'S TRUST
STERLING 20 LLC
STERLING 10 LLC STERLING EQUITIES
SEE HOLDCO LLC

Yes

Yes

Yes

6/27/2007

(508,840.62)

CW

CHECK

Yes

Yes

Yes

6/26/2007

10,679.25

CA

CHECK

Yes

Yes

Yes

6/26/2007

(2,650,000.00)

CW

CHECK

Yes

Yes

Yes

6/26/2007

(350,000.00)

CW

CHECK

Yes

Yes

Yes

6/26/2007
6/26/2007
6/26/2007
6/26/2007
6/26/2007
6/25/2007
6/25/2007
6/25/2007

(2,000,000.00)
(500,000.00)
(950,000.00)
(27,658,324.32)
(1,500,000.00)
(1,400,000.00)
(1,150,000.00)
(160,000.00)

CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Page 14 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

303538

1KW367

157619

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
1KW447 STERLING TWENTY FIVE LLC

237265

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

221384

1KW403

298751

1KW067

221341

1KW077

221321
306900
143431
234593
156461
237282

1KW156
1KW242
1KW263
1KW315
1KW347
1KW358

306908

1KW367

237289
143441
221407

1KW402
1KW413
1KW420

212005

1KW372

240058
290212

Transaction
Date per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Yes

Yes

Quicken Data
[3]

(62,000.00)

CW

CHECK

6/13/2007

(500,000.00)

CW

CHECK

Yes

Yes

Yes

6/11/2007

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

6/7/2007

(14,545.00)

CW

CHECK

Yes

Yes

Yes

6/1/2007

(35,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/2007
6/1/2007
6/1/2007
6/1/2007
6/1/2007
6/1/2007

(270,000.00)
(100,000.00)
(40,000.00)
(100,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

6/1/2007

(5,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/2007
6/1/2007
6/1/2007

(70,000.00)
(50,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

5/22/2007

(100,000.00)

CW

CHECK

Yes

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/21/2007

(7,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

5/1/2007

(35,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2007

(270,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2007

24,000.00

CA

CHECK

Yes

184124
212032
250565

1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC

294546
303143

95980
184007
285391
309270
309274
96014
126722
96026
168605
227701

RICHARD A WILPON ANITA M TAPPY
T.I.C
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
MARVIN B TEPPER
STERLING THIRTY VENTURE, LLC
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

6/13/2007

Amount per
Customer
Statement

Yes

Yes

5/1/2007

24,000.00

CA

CHECK

Yes

5/1/2007
5/1/2007
5/1/2007
5/1/2007
5/1/2007

(100,000.00)
(40,000.00)
(100,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

5/1/2007

(5,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2007
5/1/2007
5/1/2007

(70,000.00)
(50,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

1KW453 GREG KATZ (TR) C/O STERLING EQUITIES

4/30/2007

(2,397.68)

CW

CHECK

Yes

ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

4/24/2007

450,000.00

CA

CHECK

Yes

Page 15 of 153

Yes

Yes
Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

203085

1KW435

41891

1KW447

192987

1KW455

312156

1KW447

234706

1KW322

294540
294527

1KW447
1KW447

303147

1KW455

174662

1KW300

62104

1KW109

174635

1KW110

41885
239563
192899
174617

1KW447
1KW447
1KW024
1KW067

303107

1KW076

303132

1KW209

188876
303128

1KW313
1KW315

174638

1KW109

184419

1KW110

303122

1KW209

174609

1KW001

303117

1KW084

115554

1KW108

294552

1KW455

184461

1KW455

222716

1KW455

222708

1KW455

184406

1KW067

184413

1KW077

239527

1KW121

STERLING INTERNAL V LLC C/O
STERLING EQUITIES
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TWENTY FIVE LLC
MARVIN B TEPPER DEFINED BENEFIT
PLAN
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING EQUITIES
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
SAUL B KATZ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE, LLC
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
BON MICK FAMILY PARTNERS L P
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
GREGORY KATZ
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
MICHAEL KATZ & SAUL B KATZ TIC

Transaction
Date per
Customer
Statement
4/20/2007

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files
Yes

Quicken Data
[3]

(20,000,000.00)

CW

CHECK

Yes

4/20/2007

6,726,067.00

CA

CHECK WIRE

Yes

Yes

4/20/2007

14,309,082.00

CA

CHECK WIRE

Yes

Yes

4/19/2007

150,000.00

CA

CHECK

Yes

Yes

Yes

4/18/2007

65,809.00

CA

CHECK

Yes

Yes

Yes

4/18/2007
4/18/2007

250,000.00
(323,466.00)

CA
CW

CHECK WIRE
CHECK

Yes
Yes

Yes

Yes
Yes

4/16/2007

5,000,000.00

CA

CHECK WIRE

Yes

4/12/2007

1,000,000.00

CA

CHECK

Yes

Yes

Yes

4/11/2007

(45,000.00)

CW

CHECK

Yes

Yes

Yes

4/11/2007

(15,000.00)

CW

CHECK

Yes

Yes

Yes

4/11/2007
4/11/2007
4/10/2007
4/10/2007

5,095,000.00
(8,984.00)
(575,000.00)
(421,000.00)

CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

4/10/2007

350,000.00

CA

CHECK

Yes

Yes

4/10/2007

(27,000.00)

CW

CHECK

Yes

Yes

4/9/2007
4/9/2007

5,221,249.00
(5,221,249.00)

CA
CW

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

4/4/2007

(129,042.00)

CW

CHECK

Yes

Yes

Yes

4/4/2007

(188,124.00)

CW

CHECK

Yes

Yes

Yes

4/4/2007

(139,727.00)

CW

CHECK

Yes

4/3/2007

110,000.00

CA

CHECK

Yes

Yes

Yes

4/3/2007

15,000.00

CA

CHECK

Yes

Yes

Yes

Yes

Yes

Yes

4/3/2007

115,646.00

CA

CHECK

Yes

Yes

Yes

4/3/2007

4,142,685.00

JRNL

CHECK

Yes

Yes

Yes

4/3/2007

2,954,056.00

JRNL

CHECK

Yes

Yes

Yes

4/3/2007

1,142,811.00

JRNL

CHECK

Yes

Yes

Yes

4/3/2007

269,530.00

JRNL

CHECK

Yes

Yes

Yes

4/2/2007

(35,000.00)

CW

CHECK

Yes

Yes

Yes

4/2/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

4/2/2007

(5,500.00)

CW

CHECK

Yes

Yes

Yes

Page 16 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

192915
203049
303120
294500
294516
184444

1KW156
1KW242
1KW263
1KW315
1KW347
1KW358

174683

1KW367

188882
203057
52839
152326

1KW402
1KW413
1KW420
1KW242

191758

1KW252

256588

1KW260

55299

1KW345

256596

1KW426

274912

1KW086

152314
263731
274959
276905
276898
309797

1KW156
1KW412
1KW449
1KW358
1KW402
1KW413

265273

1KW367

276888

1KW209

191776

STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
MARVIN B TEPPER
STERLING THIRTY VENTURE, LLC
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
SAUL B KATZ FAMILY TRUST
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
FRED WILPON FAMILY TRUST
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
GREGORY A KATZ & AMY BETH KATZ
JT/WROS
JUDY WILPON & FRED WILPON FAM FDN
INC
STERLING 15C LLC
DAVID KATZ ET AL TIC
SEE HOLDCO LLC
STERLING 20 LLC
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

Transaction
Date per
Customer
Statement
4/2/2007
4/2/2007
4/2/2007
4/2/2007
4/2/2007
4/2/2007

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(270,000.00)
(100,000.00)
(40,000.00)
(100,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

4/2/2007

(5,000.00)

CW

CHECK

Yes

Yes

Yes

4/2/2007
4/2/2007
4/2/2007
3/30/2007

(70,000.00)
(50,000.00)
(35,000.00)
2,100,000.00

CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

3/30/2007

(143,121.80)

CW

CHECK

Yes

Yes

Yes

3/30/2007

3,700,000.00

CA

CHECK

Yes

Yes

Yes

3/30/2007

(1,350,000.00)

CW

CHECK

Yes

Yes

Yes

3/30/2007

(285,000.00)

CW

CHECK

Yes

Yes

Yes

3/29/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

3/29/2007
3/29/2007
3/29/2007
3/28/2007
3/28/2007
3/28/2007

(700,000.00)
(20,600,000.00)
(6,500,000.00)
(3,800,000.00)
(3,300,000.00)
(2,000,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

3/22/2007

(100,000.00)

CW

CHECK

Yes

Yes

Yes

3/21/2007

(21,325.08)

CW

CHECK

Yes

Yes

Yes

1KW453 GREG KATZ (TR) C/O STERLING EQUITIES

3/20/2007

250,000.00

JRNL

CHECK

Yes

152330

ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

3/14/2007

(150,000.00)

CW

CHECK

Yes

Yes

Yes

263701

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/12/2007

(8,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

166687
166855
256566
220635

1KW336
1KW396
1KW014
1KW067

3/7/2007
3/5/2007
3/1/2007
3/1/2007

(57,500.00)
10,000.00
(85,000.00)
(35,000.00)

CW
CA
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

3/1/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2007
3/1/2007
3/1/2007
3/1/2007
3/1/2007

(270,000.00)
(100,000.00)
(40,000.00)
(100,000.00)
(25,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

256571

1KW077

191735
265254
55286
274942
274953

1KW156
1KW242
1KW263
1KW315
1KW347

SAUL B KATZ BRIAN HAHN JR TIC
DEYVA ARTHUR
IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
MARVIN B TEPPER
STERLING THIRTY VENTURE, LLC
FS COMPANY LLC

Page 17 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
234344

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement
3/1/2007

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

192097

1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW396 DEYVA ARTHUR

2/7/2007

10,000.00

CA

CHECK

Yes

220175

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/2/2007

18,000,000.00

CA

CHECK WIRE

Yes

270216
219649

1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
STERLING INTERNAL V LLC C/O
1KW435
STERLING EQUITIES
ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
1KW396 DEYVA ARTHUR
1KW449 SEE HOLDCO LLC
RICHARD A WILPON ANITA M TAPPY
1KW403
T.I.C

2/1/2007
2/1/2007

(85,000.00)
(35,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

2/1/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2007
2/1/2007
2/1/2007
2/1/2007
2/1/2007
2/1/2007

(270,000.00)
(100,000.00)
(40,000.00)
(100,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

2/1/2007

(5,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2007
2/1/2007
2/1/2007

(70,000.00)
(50,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

2/1/2007

(1,350,000.00)

CW

CHECK

Yes

Yes

Yes

1/29/2007

1,900,000.00

CA

CHECK

Yes

Yes

Yes

1/29/2007
1/29/2007

65,000.00
6,600,000.00

CA
JRNL

CHECK
CHECK WIRE

Yes
Yes

Yes
Yes

Yes
Yes

1/26/2007

(10,909.00)

CW

CHECK

Yes

Yes

Yes

265293
215772
263725
265296
192091
286008
232269
243867
270220

307079
243884
96031
232274
222357
282618
9145
86743
222063
277615
220185
271234
34041
227938
222862
227941

1KW367

(100,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2007

(5,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2007
3/1/2007
3/1/2007

(70,000.00)
(50,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

2/15/2007

100,000.00

CA

CHECK

Yes

Yes

2/12/2007

11,415.39

CA

CHECK

Yes

Yes

2/12/2007

24,000.00

CA

CHECK

Yes

Yes

2/12/2007

24,000.00

CA

CHECK

Yes

Yes

2/8/2007

(100,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes
Yes

154628

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/24/2007

30,000,000.00

CA

CHECK WIRE

Yes

Yes

273398
224203
294844
34044
301456

1KW447
1KW391
1KW445
1KW447
1KW447

1/19/2007
1/18/2007
1/18/2007
1/18/2007
1/17/2007

17,575,000.00
1,962,500.00
1,962,500.00
200,000.00
2,000,000.00

CA
CA
JRNL
CA
CA

CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

STERLING TWENTY FIVE LLC
KATZ 2002 DESCENDANTS TRUST
WILPON 2002 DESCENDANT'S TRUST
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC

Page 18 of 153

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
291091
214220
174208
156036
154459
222841
296622
266282
294817
224193
154451
256246
256253
226474
222647
118921
266276
296648
118965
118974
154424
222822
227926
147493
215554
147497
294821
119326
305187
294912
294930
245682
294942
23071
239964
224669

BLMIS
Account BLMIS Account Name
Number
1KW447 STERLING TWENTY FIVE LLC
1KW447 STERLING TWENTY FIVE LLC
1KW447 STERLING TWENTY FIVE LLC
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW396 DEYVA ARTHUR
ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW347 FS COMPANY LLC
1KW374 METS II LLC
GREG KATZ AMY KATZ JT TEN MICHAEL
1KW345
KATZ TIC
STERLING METS LP-FUNDING ACCT
1KW254
PLYRS DEF SLRY OBL
STERLING METS LP-FUNDING ACCT
1KW254
PLYRS DEF SLRY OBL
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW315 STERLING THIRTY VENTURE, LLC
1KW358 STERLING 20 LLC
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW412 DAVID KATZ ET AL TIC
STERLING INTERNAL V LLC C/O
1KW435
STERLING EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ

Transaction
Date per
Customer
Statement
1/16/2007
1/16/2007
1/16/2007

Amount per
Customer
Statement

Transaction
Type

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK WIRE
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

Yes

Yes

Transaction Description

Quicken Data
[3]

3,000,000.00
500,000.00
300,000.00

JRNL
JRNL
JRNL

1/12/2007

(11,000.00)

CW

CHECK

Yes

1/12/2007

10,000.00

CA

CHECK

Yes

1/8/2007

(450,000.00)

CW

CHECK

Yes

1/5/2007

24,000.00

CA

CHECK

Yes

Yes

1/5/2007

24,000.00

CA

CHECK

Yes

Yes

1/5/2007
1/5/2007

300,000.00
4,900,000.00

CA
CA

CHECK WIRE
CHECK WIRE

Yes
Yes

Yes
Yes

1/4/2007

380,000.00

CA

CHECK

Yes

Yes

1/3/2007

6,865,294.00

CA

CHECK WIRE

Yes

1/3/2007

3,659,995.00

CA

CHECK WIRE

Yes

Yes

Yes

1/2/2007
1/2/2007

(85,000.00)
(35,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

1/2/2007

(50,000.00)

CW

CHECK

Yes

Yes

Yes

1/2/2007
1/2/2007
1/2/2007
1/2/2007
1/2/2007
1/2/2007
1/2/2007

(5,500.00)
(270,000.00)
(100,000.00)
(40,000.00)
(100,000.00)
(25,000.00)
(100,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

1/2/2007

(5,000.00)

CW

CHECK

Yes

Yes

Yes

1/2/2007
1/2/2007
1/2/2007

(70,000.00)
(50,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

12/26/2006

(2,000,000.00)

CW

CHECK

Yes

Yes

Yes

12/26/2006
12/26/2006
12/26/2006
12/26/2006

(6,150,000.00)
(540,000.00)
(160,000.00)
(1,100,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

12/26/2006

(1,440,000.00)

CW

CHECK

Yes

Yes

Yes

Yes
Yes

Yes

Yes

Yes

12/21/2006

(60,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/2006
12/21/2006

(500,000.00)
(1,000,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

Page 19 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
23080
275187
227384
305183
227387
79750
227403
115464
203447
275301
203495
462
23085
227371
154143
264297
468
154038
294907
282792
294921
263820
227398
306560
306553
227345
140281
312940
312941
306541
284809
294820
275218
214942
245677
306287
205621

BLMIS
Account BLMIS Account Name
Number
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
1KW336 SAUL B KATZ BRIAN HAHN JR TIC
1KW346 ROBBINSVILLE PARK LLC
1KW347 FS COMPANY LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW420 STERLING BRUNSWICK SEVEN LLC
FFB AVIATION LLC C/O STERLING
1KW434
EQUITIES
ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
1KW396 DEYVA ARTHUR
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
MARVIN B TEPPER DEFINED BENEFIT
1KW322
PLAN
1KW396 DEYVA ARTHUR
1KW396 DEYVA ARTHUR
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW081

Transaction
Date per
Customer
Statement
12/21/2006

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(1,000,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/2006

(5,600,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/2006
12/21/2006
12/21/2006

(55,000.00)
(630,000.00)
(1,300,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

12/21/2006

(200,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/2006

(1,250,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/2006

(245,675.00)

CW

CHECK

Yes

Yes

Yes

12/14/2006

(100,000.00)

CW

CHECK

Yes

Yes

Yes

12/5/2006
12/1/2006
12/1/2006

10,000.00
(85,000.00)
(35,000.00)

CA
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes

12/1/2006

(50,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/2006
12/1/2006
12/1/2006
12/1/2006
12/1/2006
12/1/2006

(270,000.00)
(100,000.00)
(40,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

12/1/2006

(5,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/2006
12/1/2006
12/1/2006

(45,000.00)
(50,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

11/15/2006

(950,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

11/14/2006

(28,360.00)

CW

CHECK

Yes

Yes

Yes

11/8/2006
11/3/2006
11/1/2006
11/1/2006

10,000.00
127,000.00
(85,000.00)
(35,000.00)

CA
CA
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

11/1/2006

(50,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2006
11/1/2006
11/1/2006
11/1/2006
11/1/2006
11/1/2006

(270,000.00)
(100,000.00)
(40,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

11/1/2006

(5,000.00)

CW

CHECK

Yes

Yes

Yes

Page 20 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
206841
312895
258076
256239
156530
279420
233477
217451
42022
42031
156521
186758
249307
236495
135277
248706
291523
248713
236521
210335
233260
288103
311019
215414
311036
213350
33697
188084
311026
129094
242557
168024
288110
141441
188063
288136
215433
248934

BLMIS
Account BLMIS Account Name
Number
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW396 DEYVA ARTHUR
1KW332 EDWARD TEPPER
1KW436 STERLING AMERICAN ADVISORS II LP
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW315 STERLING THIRTY VENTURE, LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
1KW436 STERLING AMERICAN ADVISORS II LP
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
RICHARD A WILPON ANITA M TAPPY
1KW403
T.I.C
1KW374 METS II LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC

Transaction
Date per
Customer
Statement
11/1/2006
11/1/2006
11/1/2006

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(45,000.00)
(50,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

10/20/2006

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

10/20/2006
10/18/2006
10/4/2006
10/2/2006
10/2/2006

130,000.00
(77,460.68)
(75,000.00)
(85,000.00)
(35,000.00)

CA
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

10/2/2006

(50,000.00)

CW

CHECK

Yes

Yes

Yes

10/2/2006
10/2/2006
10/2/2006
10/2/2006
10/2/2006
10/2/2006
10/2/2006

(5,500.00)
(270,000.00)
(100,000.00)
(40,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

10/2/2006

(5,000.00)

CW

CHECK

Yes

Yes

Yes

10/2/2006
10/2/2006
10/2/2006

(45,000.00)
(50,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

9/29/2006

5,000,000.00

CA

CHECK WIRE

Yes

Yes

9/29/2006

6,000,000.00

CA

CHECK WIRE

Yes

Yes

9/29/2006

(17,613.46)

CW

CHECK

Yes

9/29/2006

1,300,000.00

JRNL

CHECK WIRE

Yes

9/28/2006

(60,000.00)

CW

CHECK

Yes

Yes

Yes

9/25/2006

(600,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes
Yes

9/25/2006

(10,909.00)

CW

CHECK

Yes

Yes

Yes

9/22/2006

(462,863.63)

CW

CHECK

Yes

Yes

Yes

9/14/2006

(200,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/2006
9/1/2006

(65,000.00)
(35,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

9/1/2006

(35,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/2006
9/1/2006
9/1/2006
9/1/2006
9/1/2006

(270,000.00)
(100,000.00)
(40,000.00)
(90,000.00)
(30,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Page 21 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
199996
188065
33715
213357
248942
78809
127169
127176
127160
78764
241162
287794
154335
127193
154344
149422
179645
78787
241231
5163
298910
230658
167679
202465

BLMIS
Account BLMIS Account Name
Number
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
HOWARD S KATZ C/O STERLING
1KW424
EQUITIES
1KW067 FRED WILPON
1KW332 EDWARD TEPPER
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
STERLING INTERNAL V LLC C/O
1KW435
STERLING EQUITIES
1KW374 METS II LLC
METS LIMITED PARTNERSHIP SHEA
1KW423
STADIUM
1KW367

Transaction
Date per
Customer
Statement
9/1/2006

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(60,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/2006

(5,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/2006
9/1/2006
9/1/2006

(45,000.00)
(33,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

8/28/2006

25,000.00

CA

CHECK

Yes

8/16/2006
8/3/2006
8/1/2006
8/1/2006

475,000.00
(50,000.00)
(65,000.00)
(35,000.00)

CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

8/1/2006

(35,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2006
8/1/2006
8/1/2006
8/1/2006
8/1/2006
8/1/2006

(270,000.00)
(100,000.00)
(40,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

8/1/2006

(5,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2006
8/1/2006
8/1/2006

(45,000.00)
(33,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

7/27/2006

67,937,120.00

JRNL

CHECK WIRE

Yes

7/17/2006

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

7/13/2006

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

7/10/2006

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

7/10/2006

(100,000.00)

CW

CHECK

Yes

Yes

Yes

7/3/2006
7/3/2006

(65,000.00)
(35,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

7/3/2006

(35,000.00)

CW

CHECK

Yes

Yes

Yes

7/3/2006
7/3/2006
7/3/2006

(5,500.00)
(270,000.00)
(100,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

Yes

Yes

12115

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

189520

1KW367

207154
189496

1KW014
1KW067

298938

1KW077

86607
114100
115028

1KW121
1KW156
1KW242

279865

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/3/2006

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

245899
114104
95221
189502

1KW263
1KW314
1KW347
1KW358

7/3/2006
7/3/2006
7/3/2006
7/3/2006

(40,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

7/3/2006

(5,000.00)

CW

CHECK

Yes

Yes

Yes

245906

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
MICHAEL KATZ & SAUL B KATZ TIC
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST

MARVIN B TEPPER
STERLING THIRTY VENTURE LLC B
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS

Page 22 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
207211
95270
245928
122120
195205
298967
97821
72118
167161

BLMIS
Account BLMIS Account Name
Number
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
DAN KNOPF HEATHER KNOPF JT TEN C/O
1KW309
STERLING EQUITIES
1KW412 DAVID KATZ ET AL TIC
1KW067 FRED WILPON
1KW024 SAUL B KATZ
DAN KNOPF HEATHER KNOPF JT TEN C/O
1KW309
STERLING EQUITIES

122087

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

195178

1KW110

73191

1KW209

221032

1KW367

225163
72140

1KW014
1KW067

249347

1KW077

97835
61605
22862
122106
73170

1KW156
1KW242
1KW314
1KW347
1KW358

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
STERLING THIRTY VENTURE LLC B
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
HOWARD S KATZ C/O STERLING
EQUITIES
COLLEGE PLACE ENTERPRISES PROFIT
SHARING

221025

1KW367

189646
152858
181655

1KW402
1KW413
1KW420

8696

1KW424

32211

1KW084

112305

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

112328
189740
17339
44157

1KW332 EDWARD TEPPER
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
MARVIN B TEPPER DEFINED BENEFIT
1KW322
PLAN
FFB AVIATION LLC C/O STERLING
1KW434
EQUITIES

1KW084

Transaction
Date per
Customer
Statement
7/3/2006
7/3/2006
7/3/2006

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(45,000.00)
(33,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

6/27/2006

(500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

6/20/2006

(29,000.00)

CW

CHECK

Yes

Yes

Yes

6/20/2006
6/19/2006
6/16/2006

(650,000.00)
4,000,000.00
4,053,840.00

CW
CA
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes

Yes
Yes
Yes

6/14/2006

(46,000.00)

CW

CHECK

Yes

Yes

Yes

6/12/2006

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

6/9/2006

(6,000.00)

CW

CHECK

Yes

Yes

6/9/2006

(15,500.00)

CW

CHECK

Yes

Yes

6/9/2006

(35,000.00)

CW

CHECK

Yes

6/1/2006
6/1/2006

(65,000.00)
(35,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

6/1/2006

(35,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/2006
6/1/2006
6/1/2006
6/1/2006
6/1/2006

(270,000.00)
(100,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

6/1/2006

(5,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/2006
6/1/2006
6/1/2006

(45,000.00)
(33,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

5/31/2006

(180,000.00)

CW

CHECK

Yes

Yes

Yes

5/22/2006

(10,738.64)

CW

CHECK

Yes

Yes

Yes

5/22/2006

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

Yes

5/18/2006

(50,000.00)

CW

CHECK

Yes

Yes

Yes

5/11/2006

17,793.00

CA

CHECK

Yes

Yes

Yes

5/10/2006

10,296.00

CA

CHECK

Yes

Yes

Yes

5/4/2006

2,600,000.00

JRNL

CHECK

Yes

Yes

Yes

Page 23 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

115106

1KW252

93925
261078
4486

1KW108
1KW014
1KW067

4493

1KW077

114461
44061

1KW156
1KW242

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
GREGORY KATZ
IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

5/3/2006

(60,000.00)

CW

CHECK

Yes

Yes

Yes

5/2/2006
5/1/2006
5/1/2006

(63,065.00)
(65,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

5/1/2006

(35,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2006
5/1/2006

(270,000.00)
(100,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

56537

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/1/2006

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

207836
44125
44132

1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS

5/1/2006
5/1/2006
5/1/2006

(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

5/1/2006

(5,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2006
5/1/2006
5/1/2006

(45,000.00)
(33,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

4/26/2006

1,000,000.00

CA

CHECK

Yes

Yes

Yes

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

185586
185615
298976
189746
156811
13076

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

4/24/2006

267937

1KW348 157 J.E.S LLC
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
HOWARD S KATZ C/O STERLING
1KW424
EQUITIES
1KW024 SAUL B KATZ
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
MARVIN B TEPPER DEFINED BENEFIT
1KW322
PLAN
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW108 GREGORY KATZ
1KW108 GREGORY KATZ

4/24/2006

(4,354.57)

CW

CHECK

Yes

Yes

Yes

4/21/2006

(60,000.00)

CW

CHECK

Yes

Yes

Yes

4/20/2006

24,000.00

CA

CHECK

Yes

Yes

4/20/2006

24,000.00

CA

CHECK

Yes

Yes

52437
60766
233334
267959
52406
293525
12195
168206
293970
13072
53115
166147
293473
131648
173739

4/20/2006

170,000.00

CA

CHECK

Yes

4/18/2006

(5,500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

4/18/2006

(200,000.00)

CW

CHECK

Yes

Yes

Yes

4/13/2006

(7,000.00)

CW

CHECK

Yes

Yes

Yes

4/13/2006

(11,000.00)

CW

CHECK

Yes

Yes

Yes

4/7/2006

90,000.00

CA

CHECK

Yes

Yes

Yes

4/3/2006
4/3/2006
4/3/2006

(65,000.00)
(80,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

4/3/2006

(35,000.00)

CW

CHECK

Yes

Yes

Yes

4/3/2006
4/3/2006

24,000.00
17,745.00

CA
CA

CHECK
CHECK

Yes
Yes

Page 24 of 153

Yes

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

53097

1KW109

86220

1KW109

173747

1KW110

173742

1KW110

168199
156821

1KW121
1KW156

52434

1KW209

293506

1KW209

293501

1KW209

13080

1KW242

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
MICHAEL KATZ & SAUL B KATZ TIC
STERLING 15C LLC
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
SAUL B KATZ FAMILY TRUST
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
MARVIN B TEPPER
STERLING THIRTY VENTURE LLC B
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
MICHAEL KATZ

86243

1KW252

293514
86251
13089
267949

1KW263
1KW314
1KW347
1KW358

75928

1KW367

233306
52475
53148
154070

1KW402
1KW413
1KW420
1KW019

174517

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

237700

1KW084

154056
79656

1KW014
1KW019

154075

1KW076

4351

1KW077

259742

1KW081

58327
46405
267888
309370
261211
205898
303697
142092

1KW315
1KW332
1KW347
1KW354
1KW358
1KW402
1KW413
1KW412

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
IRIS J KATZ C/O STERLING EQUITIES
MICHAEL KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JUDITH A WILPON C/O STERLING
EQUITIES
RICHARD A WILPON & DEBRA WILPON
J/T WROS
STERLING THIRTY VENTURE, LLC
EDWARD TEPPER
FS COMPANY LLC
MICHAEL KATZ-SEF
STERLING 20 LLC
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
DAVID KATZ ET AL TIC

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

4/3/2006

24,000.00

CA

CHECK

Yes

Yes

4/3/2006

18,550.00

CA

CHECK

Yes

Yes

4/3/2006

24,000.00

CA

CHECK

Yes

Yes

4/3/2006

17,285.00

CA

CHECK

Yes

Yes

4/3/2006
4/3/2006

(5,500.00)
(270,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

4/3/2006

48,000.00

CA

CHECK

Yes

Yes

4/3/2006

25,541.00

CA

CHECK

Yes

Yes

4/3/2006

24,000.00

CA

CHECK

Yes

4/3/2006

(100,000.00)

CW

CHECK

Yes

Yes
Yes

Yes
Yes

Yes
Yes

Yes

4/3/2006

(75,000.00)

CW

CHECK

Yes

Yes

Yes

4/3/2006
4/3/2006
4/3/2006
4/3/2006

(150,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

4/3/2006

(5,000.00)

CW

CHECK

Yes

Yes

Yes

4/3/2006
4/3/2006
4/3/2006
3/30/2006

(45,000.00)
(33,000.00)
(22,000.00)
(1,150,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

3/30/2006

(350,000.00)

CW

CHECK

Yes

Yes

Yes

3/30/2006

15,000.00

CA

CHECK

Yes

Yes

Yes

3/28/2006
3/28/2006

(400,000.00)
(400,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

3/28/2006

(760,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

3/28/2006

(1,800,000.00)

CW

CHECK

Yes

Yes

Yes

3/28/2006

(144,000.00)

CW

CHECK

Yes

Yes

Yes

3/28/2006
3/28/2006
3/28/2006
3/28/2006
3/28/2006
3/28/2006
3/28/2006
3/27/2006

(1,000,000.00)
(75,000.00)
(450,000.00)
(250,000.00)
(700,000.00)
(500,000.00)
(1,250,000.00)
(650,000.00)

CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Page 25 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
4363
210880
79682
123932
259759

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement
3/22/2006

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

22,000.00

CA

CHECK

Yes

Yes

3/20/2006

22,000.00

CA

CHECK

Yes

Yes

3/20/2006

22,000.00

CA

CHECK

Yes

Yes

3/20/2006

(150,000.00)

CW

CHECK

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/14/2006

4,000,000.00

CA

CHECK WIRE

Yes

1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

1KW109

Yes

Yes
Yes

160035

1KW118 BRUCE WILPON

3/10/2006

(120,000.00)

CW

CHECK

Yes

174543

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/7/2006

3,000,000.00

CA

CHECK WIRE

Yes

174505
79632
134589

1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM
ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

3/1/2006
3/1/2006
3/1/2006

(65,000.00)
(80,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

3/1/2006

(35,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2006
3/1/2006
3/1/2006
3/1/2006
3/1/2006

(270,000.00)
(100,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

3/1/2006

(5,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2006
3/1/2006
3/1/2006

(45,000.00)
(33,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

2/22/2006

(54,000.00)

CW

CHECK

Yes

Yes

Yes

2/13/2006

(1,010,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

2/7/2006

5,000,000.00

CA

CHECK WIRE

Yes

Yes

2/6/2006

9,161.50

CA

CHECK

Yes

Yes

4302
111842
45630
154118
267883
301286
274211
123950
214176
111069
295823
279566
24460

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

212363

1KW209

123646

1KW426

169130
262065
46852

1KW014
1KW024
1KW067

262057

1KW077

295832
295794
24480
38868
203176

1KW156
1KW242
1KW314
1KW347
1KW358

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
GREGORY A KATZ & AMY BETH KATZ
JT/WROS
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
STERLING THIRTY VENTURE LLC B
FS COMPANY LLC
STERLING 20 LLC

Yes

Yes
Yes

2/6/2006

65,000.00

CA

CHECK

Yes

2/1/2006
2/1/2006
2/1/2006

(65,000.00)
(80,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

2/1/2006

(35,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2006
2/1/2006
2/1/2006
2/1/2006
2/1/2006

(270,000.00)
(100,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Page 26 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

301240
295839
295847

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC

272389

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

262082

1KW367

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

2/1/2006

(5,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2006
2/1/2006
2/1/2006

(45,000.00)
(33,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

1/31/2006

5,000,000.00

CA

CHECK WIRE

Yes

Yes

JUDY WILPON & FRED WILPON FAM FDN
INC
GREG KATZ AMY KATZ JT TEN MICHAEL
1KW345
KATZ TIC
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN

1/18/2006

(400,000.00)

CW

CHECK

Yes

1/17/2006

380,000.00

CA

CHECK

Yes

Yes

1/11/2006

(4,000.00)

CW

CHECK

Yes

Yes

75437

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/10/2006

7,000,000.00

CA

CHECK WIRE

Yes

Yes

272364
22110
61660

1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW013 DAYLE KATZ
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
MARVIN B TEPPER DEFINED BENEFIT
1KW322
PLAN
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
METS LIMITED PTR SPECIAL ATTN: LEN
1KW192
LABITA
1KW348 157 J.E.S LLC
METS LIMITED PARTNERSHIP SHEA
1KW423
STADIUM
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW013 DAYLE KATZ
1KW108 GREGORY KATZ

1/3/2006
1/3/2006
1/3/2006

(65,000.00)
(80,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

1/3/2006

(35,000.00)

CW

CHECK

Yes

Yes

Yes

1/3/2006
1/3/2006
1/3/2006
1/3/2006
1/3/2006
1/3/2006

(5,500.00)
(270,000.00)
(100,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

1/3/2006

(5,000.00)

CW

CHECK

Yes

Yes

Yes

1/3/2006
1/3/2006
1/3/2006

(45,000.00)
(33,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

12/28/2005

(50,000.00)

CW

CHECK

Yes

Yes

Yes

287554
287565
261941

52201
263805
155487
308133
104969
115377
75446
287559
110064
155505
124851
289026
227809
215029
249763
276956
17796
294909
256716
267526
311733
215012

1KW086

Yes

Yes

12/23/2005

(1,000,000.00)

CW

CHECK

Yes

Yes

Yes

12/23/2005

(1,000,000.00)

CW

CHECK

Yes

Yes

Yes

12/23/2005

(13,925.00)

CW

CHECK

Yes

Yes

Yes

12/23/2005

2,000,000.00

CA

CHECK

Yes

12/21/2005

(1,700,000.00)

CW

CHECK WIRE

Yes

12/21/2005

(1,080,327.29)

CW

CHECK

Yes

12/21/2005

(1,900,000.00)

CW

CHECK WIRE

Yes

12/20/2005

(300,000.00)

CW

CHECK

Yes

12/19/2005
12/19/2005

101,115.00
47,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Page 27 of 153

Yes
Yes
Yes

Yes
Yes

Yes

Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

219903

1KW109

189087

1KW110

289031
280674
278564
248885

1KW263
1KW269
1KW336
1KW347

294594

1KW209

278556

1KW336

299838

1KW403

215022
284719
299830
186161
278578
299842
189126
276933
297437
297440
219899

1KW156
1KW314
1KW358
1KW402
1KW412
1KW420
1KW300
1KW279
1KW014
1KW024
1KW067

13454

1KW077

294578
249756
17800
289038
294598

1KW156
1KW242
1KW314
1KW347
1KW358

299834

1KW367

278569
294913
187778
142414

1KW402
1KW413
1KW420
1KW427

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
MARVIN B TEPPER
PHYLLIS REBELL OSTERMAN
SAUL B KATZ BRIAN HAHN JR TIC
FS COMPANY LLC
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
SAUL B KATZ BRIAN HAHN JR TIC
RICHARD A WILPON ANITA M TAPPY
T.I.C
STERLING 15C LLC
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
STERLING 10 LLC STERLING EQUITIES
DAVID KATZ ET AL TIC
STERLING BRUNSWICK SEVEN LLC
STERLING EQUITIES
STERLING BRUNSWICK CORP
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
STERLING THIRTY VENTURE LLC B
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
SAUL B KATZ ET AL TIC
JUDY WILPON & FRED WILPON FAM FDN
INC
BON MICK FAMILY PARTNERS L P

21169

1KW086

246205

1KW001

141855

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

8629

1KW076

279267
21159
142331
66144

1KW013
1KW014
1KW014
1KW014

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
DAYLE KATZ
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES

Transaction
Date per
Customer
Statement
12/19/2005

Amount per
Customer
Statement

Transaction
Type

73,665.00

Transaction Description

CA

CHECK

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Yes

12/19/2005

56,000.00

CA

CHECK

(100,000.00)
(88,000.00)
(19,500.00)
(500,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

12/15/2005

95,090.00

CA

CHECK

[3]

Yes

Yes

12/16/2005
12/16/2005
12/16/2005
12/16/2005

Quicken Data

Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

12/13/2005

(13,000.00)

CW

CHECK

Yes

Yes

Yes

12/13/2005

(5,000.00)

CW

CHECK

Yes

Yes

Yes

12/12/2005
12/12/2005
12/12/2005
12/12/2005
12/12/2005
12/12/2005
12/8/2005
12/7/2005
12/1/2005
12/1/2005
12/1/2005

(400,000.00)
(1,500,000.00)
(1,100,000.00)
(2,250,000.00)
(1,000,000.00)
(700,000.00)
(2,000,000.00)
(3,020.42)
(65,000.00)
(80,000.00)
(35,000.00)

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

12/1/2005

(35,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/2005
12/1/2005
12/1/2005
12/1/2005
12/1/2005

(270,000.00)
(100,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

12/1/2005

(5,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/2005
12/1/2005
12/1/2005
11/30/2005

(45,000.00)
(33,000.00)
(22,000.00)
22,000,000.00

CW
CW
CW
JRNL

CHECK
CHECK
CHECK
CHECK WIRE

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

11/21/2005

(75,000.00)

CW

CHECK

Yes

Yes

Yes

11/14/2005

(107,000.00)

CW

CHECK

Yes

Yes

Yes

11/7/2005

135,000.00

CA

CHECK

Yes

Yes

11/4/2005

250,000.00

CA

CHECK

Yes

Yes

11/1/2005
11/1/2005
11/1/2005
11/1/2005

496,000.00
(65,000.00)
(5,000,000.00)
(6,400,000.00)

CA
CW
CW
CW

CHECK
CHECK
CHECK WIRE
CHECK WIRE

Yes
Yes
Yes
Yes

Page 28 of 153

Yes
Yes
Yes

Yes
Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

Transaction
Date per
Customer
Statement

BLMIS
Customer
[2]
Files

CMID

BLMIS
Account BLMIS Account Name
Number

66166

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

11/1/2005

225,000.00

CA

CHECK

Yes

142342
252915
255687

1KW024 SAUL B KATZ
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW013 DAYLE KATZ
1KW019 MICHAEL KATZ
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW314 STERLING THIRTY VENTURE LLC B
1KW358 STERLING 20 LLC
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW019 MICHAEL KATZ
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS

11/1/2005
11/1/2005
11/1/2005

(80,000.00)
(5,400,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK WIRE
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

11/1/2005

(35,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2005
11/1/2005
11/1/2005
11/1/2005
11/1/2005

(270,000.00)
(100,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

155639
252925
155703
141864
226801
63835
155711
21182
141892
238142
259914
39502
189391
37218
310070
39467
37188
18367
189441
39477
294048
259881
259896
305432
134268
199755
305420
305428
37232
39512
134309
189407
305436

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

Quicken Data
[3]

Yes

11/1/2005

(5,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2005
11/1/2005
11/1/2005

(45,000.00)
(33,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

10/27/2005

750,000.00

CA

CHECK

Yes

Yes

10/26/2005

150,000.00

CA

CHECK

Yes

Yes

10/24/2005

4,840.00

CA

CHECK

Yes

Yes

10/21/2005

(75,000.00)

CW

CHECK

Yes

10/20/2005
10/20/2005

28,000.00
400,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes
Yes

10/20/2005

4,165.00

CA

CHECK

Yes

10/14/2005
10/14/2005

(850,000.00)
(500,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

10/7/2005

1,000,000.00

CA

CHECK

Yes

10/3/2005
10/3/2005
10/3/2005
10/3/2005

(65,000.00)
(351,900.00)
(80,000.00)
(35,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

10/3/2005

(35,000.00)

CW

CHECK

Yes

Yes

Yes

10/3/2005

(117,700.00)

CW

CHECK

Yes

Yes

Yes

10/3/2005
10/3/2005
10/3/2005
10/3/2005
10/3/2005
10/3/2005

(5,500.00)
(270,000.00)
(100,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

10/3/2005

(5,000.00)

CW

CHECK

Yes

Yes

Yes

Page 29 of 153

Yes
Yes
Yes

Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

134299
189461
206797
285169
155193
31621

1KW402
1KW413
1KW420
1KW260
1KW260
1KW298

8317

1KW084

15645

1KW332

15614

1KW076

228760

1KW192

155215

1KW423

34113

1KW086

256065

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST TR
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
EDWARD TEPPER
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
METS LIMITED PTR SPECIAL ATTN: LEN
LABITA
METS LIMITED PARTNERSHIP SHEA
STADIUM
JUDY WILPON & FRED WILPON FAM FDN
INC

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
DAVID M KATZ
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
METS LIMITED PTR SPECIAL ATTN: LEN
LABITA

Transaction
Date per
Customer
Statement
10/3/2005
10/3/2005
10/3/2005
9/29/2005
9/29/2005
9/29/2005

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(45,000.00)
(33,000.00)
(22,000.00)
(3,836,066.48)
(5,017,278.83)
(1,500,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

9/28/2005

(15,912.02)

CW

CHECK

Yes

Yes

Yes

9/28/2005

(40,000.00)

CW

CHECK

Yes

Yes

Yes

9/26/2005

50,000.00

CA

CHECK

Yes

Yes

No

9/26/2005

(5,150,000.00)

CW

CHECK WIRE

Yes

Yes

No

9/26/2005

(850,000.00)

CW

CHECK WIRE

Yes

9/21/2005

(50,000.00)

CW

CHECK

Yes

Yes

Yes

9/19/2005

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

9/14/2005

(64,000.00)

CW

CHECK

Yes

Yes

9/14/2005

(107,000.00)

CW

CHECK

Yes

Yes

9/14/2005

(6,000.00)

CW

CHECK

Yes

Yes

9/14/2005

(20,000.00)

CW

CHECK

Yes

Yes

9/13/2005

(55,000.00)

CW

CHECK

Yes

Yes

Yes

9/12/2005

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

No

Yes

155155

1KW004

256033

1KW201

154478

1KW209

311186

1KW367

246281

1KW252

34137

1KW192

246265

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/6/2005

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

155162
34128
228756

1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC

9/1/2005
9/1/2005
9/1/2005

(65,000.00)
(80,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

9/1/2005

(35,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/2005
9/1/2005
9/1/2005
9/1/2005
9/1/2005
9/1/2005

(270,000.00)
(100,000.00)
(90,000.00)
(30,000.00)
(200,000.00)
(60,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

34132
31615
154484
8319
256073
256082
155203
31629
311192
154503
20000

9/1/2005

(5,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/2005
9/1/2005
9/1/2005

(45,000.00)
(33,000.00)
(22,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

Page 30 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files
Yes

Quicken Data
[3]

GREGORY A KATZ & AMY BETH KATZ
JT/WROS
1KW198 RED VALLEY PARTNERS
1KW300 STERLING EQUITIES
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM

9/1/2005

240,000.00

JRNL

CHECK

Yes

8/24/2005
8/16/2005

115,000.00
1,900,000.00

CA
CA

CHECK
CHECK

Yes
Yes

8/15/2005

(35,000.00)

CW

CHECK

Yes

209991

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/9/2005

8,000,000.00

CA

CHECK WIRE

Yes

274865

1KW084

8/8/2005

(9,717.55)

CW

CHECK

Yes

Yes

Yes

274809
250776

1KW013
1KW014

8/1/2005
8/1/2005

(587,000.00)
(20,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

8/1/2005

(20,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2005
8/1/2005
8/1/2005
8/1/2005
8/1/2005

(250,000.00)
(100,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

8/1/2005

(5,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2005
8/1/2005
8/1/2005
7/29/2005

(45,000.00)
(23,000.00)
(22,000.00)
33,000.00

CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

7/27/2005

(35,000.00)

CW

CHECK

Yes

Yes

Yes

7/26/2005

40,000.00

CA

CHECK

Yes

Yes

7/22/2005

680,000.00

CA

CHECK

Yes

Yes

7/21/2005

(40,000.00)

CW

CHECK

Yes

154521
309164
279296
235605

1KW426

6483

1KW077

51881
250817
210010
51923
51929

1KW156
1KW242
1KW314
1KW347
1KW358

210028

1KW367

204809
309184
210069
233516

1KW402
1KW413
1KW420
1KW013

242421

1KW086

242468

1KW367

306475

1KW019

234506

1KW086

289114

1KW209

277966

1KW024

289090

1KW076

285609

1KW252

185613
306467
226573

1KW013
1KW014
1KW019

25377

1KW081

289128

1KW263

117752

1KW345

289073

1KW004

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
DAYLE KATZ
IRIS J KATZ C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
STERLING THIRTY VENTURE LLC B
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
DAYLE KATZ
JUDY WILPON & FRED WILPON FAM FDN
INC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
MICHAEL KATZ
JUDY WILPON & FRED WILPON FAM FDN
INC
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
DAYLE KATZ
IRIS J KATZ C/O STERLING EQUITIES
MICHAEL KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
MARVIN B TEPPER
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

Yes
Yes
Yes

Yes

Yes
Yes

Yes

Yes

7/19/2005

4,356.00

CA

CHECK

Yes

Yes

7/15/2005

800,000.00

CA

CHECK

Yes

Yes

7/15/2005

(150,000.00)

CW

CHECK

Yes

7/15/2005

400,000.00

CA

CHECK

Yes

Yes

7/13/2005
7/13/2005
7/13/2005

1,100,000.00
800,000.00
1,100,000.00

CA
CA
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

7/13/2005

3,960,139.13

CA

CHECK

Yes

Yes

7/13/2005

1,350,000.00

CA

CHECK

Yes

Yes

7/13/2005

380,000.00

CA

CHECK

Yes

Yes

7/11/2005

400,000.00

CA

CHECK

Yes

Yes

Page 31 of 153

Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

234521

1KW081

313107

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

RICHARD A WILPON & DEBRA WILPON
J/T WROS

STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL
METS LIMITED PARTNERSHIP SHEA
STADIUM
SAUL B KATZ
FRED WILPON
STERLING 15C LLC
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
DAYLE KATZ
METS LIMITED PTR SPECIAL ATTN: LEN
LABITA

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

7/11/2005

985,000.00

CA

CHECK

Yes

Yes

7/11/2005

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

7/11/2005

(450,000.00)

CW

CHECK WIRE

Yes

Yes

7/11/2005

(350,000.00)

CW

CHECK WIRE

Yes

Yes

7/8/2005
7/8/2005
7/8/2005
7/8/2005
7/8/2005

10,000,000.00
10,000,000.00
(400,000.00)
(1,000,000.00)
(450,000.00)

CA
CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

7/8/2005

75,000.00

CA

CHECK

Yes

Yes

7/8/2005
7/5/2005

(600,000.00)
500,000.00

CW
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

7/5/2005

(2,200,000.00)

CW

CHECK WIRE

Yes

Yes

226593

1KW254

233597

1KW423

25374
277978
289097
25406
25410

1KW024
1KW067
1KW156
1KW314
1KW358

218175

1KW408

313119
117676

1KW413
1KW013

289107

1KW192

234545

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/5/2005

(1,800,000.00)

CW

CHECK WIRE

Yes

289077

1KW014 IRIS J KATZ C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW302 RUTH FRIEDMAN
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O
1KW408
STERLING EQUITIES
1KW412 DAVID KATZ ET AL TIC
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW420 STERLING BRUNSWICK SEVEN LLC
1KW332 EDWARD TEPPER
METS LIMITED PTR SPECIAL ATTN: LEN
1KW192
LABITA
1KW378 STERLING METS (INSURANCE FUND)
METS LIMITED PARTNERSHIP SHEA
1KW423
STADIUM
1KW378 STERLING METS (INSURANCE FUND)
1KW388 ARTHUR FRIEDMAN ET AL TIC

7/1/2005

(20,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2005

(20,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2005
7/1/2005
7/1/2005
7/1/2005
7/1/2005
7/1/2005
7/1/2005
7/1/2005

(5,500.00)
(250,000.00)
(100,000.00)
(39,750.00)
(15,000.00)
(90,000.00)
(30,000.00)
(60,000.00)

CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

7/1/2005

(5,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2005

(45,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2005

(100,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2005
7/1/2005
7/1/2005
7/1/2005
6/30/2005

(800,000.00)
(23,000.00)
(22,000.00)
(120,000.00)
(40,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

289420
285603
308938
218120
226614
242430
285615
226659
289140
117736
226720
308967
234576
25414
218182
185706
266650
241708
274051
83141
83136
270899

Yes

6/29/2005

(6,500,000.00)

CW

CHECK WIRE

Yes

Yes

6/29/2005

(1,000,000.00)

CW

CHECK WIRE

Yes

Yes
Yes

6/29/2005

(2,500,000.00)

CW

CHECK WIRE

Yes

6/28/2005
6/23/2005

(6,000,000.00)
(45.93)

CW
CW

CHECK WIRE
CHECK

Yes
Yes

Page 32 of 153

Yes

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

274043

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

240387

1KW086

240399

1KW110

266614
268799

1KW201
1KW358

83128

1KW367

JUDY WILPON & FRED WILPON FAM FDN
INC
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DAVID M KATZ
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

305584

1KW402

266645

1KW109

268761

1KW109

240876

1KW209

266636

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

240909

1KW424

260509
292290
241690

1KW315
1KW315
1KW014

83102

1KW077

260479
270896
240425
268794
266675

1KW156
1KW242
1KW314
1KW347
1KW358

240694

1KW367

305581

1KW402

260540

1KW408

HOWARD S KATZ C/O STERLING
EQUITIES
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
IRIS J KATZ C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
STERLING THIRTY VENTURE LLC B
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

6/22/2005

(2,000,000.00)

CW

CHECK WIRE

Yes

6/21/2005

(300,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

6/15/2005

(12,000.00)

CW

CHECK

Yes

Yes

Yes

6/15/2005
6/15/2005

(92,000.00)
(200,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

6/15/2005

(37,000.00)

CW

CHECK

Yes

6/15/2005

(100,000.00)

CW

CHECK

Yes

Yes

Yes

6/14/2005

(2,000.00)

CW

CHECK

Yes

Yes

Yes

6/13/2005

(12,000.00)

CW

CHECK

Yes

Yes

Yes

6/13/2005

(13,000.00)

CW

CHECK

Yes

6/13/2005

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

6/6/2005

55,000.00

JRNL

CHECK

Yes

Yes

Yes

6/3/2005
6/2/2005
6/1/2005

(1,000,000.00)
1,000,000.00
(20,000.00)

CW
CA
CW

CHECK WIRE
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

6/1/2005

(20,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/2005
6/1/2005
6/1/2005
6/1/2005
6/1/2005

(250,000.00)
(100,000.00)
(90,000.00)
(30,000.00)
(50,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

6/1/2005

(5,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes

6/1/2005

(30,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/2005

(100,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes

292301

1KW413

6/1/2005

(23,000.00)

CW

CHECK

Yes

307131

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/27/2005

(2,000,000.00)

CW

CHECK WIRE

Yes

279376

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/23/2005

(8,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

5/19/2005

(50,000.00)

CW

CHECK

Yes

Yes

Yes

5/18/2005

14,466.75

CA

CHECK

Yes

Yes

5/18/2005

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

5/11/2005

(50,000.00)

CW

CHECK

Yes

8367
307123
186939
184137

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
STERLING METS LP-FUNDING ACCT
1KW254
PLYRS DEF SLRY OBL
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW252

Page 33 of 153

Yes

Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
307119
184195
236317
233898
256933
186934
233433
311689
236341
256995
236350
233975
311695
256987
155216
308471
226860
282970
96207
96239
227878
241840
308456
261666
241878
241927
226875
261649
308459
198763
282958
198838
241909
282980
241888
308463

BLMIS
Account BLMIS Account Name
Number
1KW013 DAYLE KATZ
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW014 IRIS J KATZ C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW242 SAUL B KATZ FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O
1KW408
STERLING EQUITIES
1KW413 CHARLES STERLING SUB LLC (PRIMARY)
1KW314 STERLING THIRTY VENTURE LLC B
1KW358 STERLING 20 LLC
1KW014 IRIS J KATZ C/O STERLING EQUITIES
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
1KW201 DAVID M KATZ
1KW044 L THOMAS OSTERMAN
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW014 IRIS J KATZ C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC

Transaction
Date per
Customer
Statement
5/9/2005

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files
Yes

Quicken Data
[3]

23,000.00

CA

CHECK

Yes

5/4/2005

3,872.00

CA

CHECK

Yes

Yes

5/2/2005

(20,000.00)

CW

CHECK

Yes

Yes

Yes

5/2/2005

(20,000.00)

CW

CHECK

Yes

Yes

Yes

5/2/2005

(250,000.00)

CW

CHECK

Yes

Yes

Yes

5/2/2005

(1,500.00)

CW

CHECK

Yes

Yes

Yes

5/2/2005
5/2/2005
5/2/2005
5/2/2005

(100,000.00)
(90,000.00)
(30,000.00)
(50,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

5/2/2005

(5,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

5/2/2005

(30,000.00)

CW

CHECK

Yes

Yes

Yes

5/2/2005

(100,000.00)

CW

CHECK

Yes

Yes

Yes

5/2/2005
4/25/2005
4/25/2005
4/22/2005

(23,000.00)
(700,000.00)
(400,000.00)
(500,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

4/22/2005

(400,000.00)

CW

CHECK

Yes

Yes

Yes

4/21/2005

15,000.00

CA

CHECK

Yes

Yes

Yes

4/21/2005
4/11/2005
4/11/2005

(202,000.00)
(90,000.00)
(38,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes

Yes
Yes
Yes

4/11/2005

(47,000.00)

CW

CHECK

Yes

Yes

4/11/2005

(36,000.00)

CW

CHECK

Yes

Yes

4/11/2005

(31,000.00)

CW

CHECK

Yes

Yes

4/11/2005

(48,000.00)

CW

CHECK

Yes

Yes

4/4/2005

(50,000.00)

CW

CHECK

Yes

Yes

Yes

4/1/2005

(20,000.00)

CW

CHECK

Yes

Yes

Yes

4/1/2005

(20,000.00)

CW

CHECK

Yes

Yes

Yes

4/1/2005
4/1/2005
4/1/2005
4/1/2005
4/1/2005
4/1/2005
4/1/2005

(5,500.00)
(250,000.00)
(100,000.00)
(39,750.00)
(90,000.00)
(30,000.00)
(50,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Page 34 of 153

Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

227923

1KW367

226915

1KW402

211165

1KW408

211201
115340
182473
279256

1KW413
1KW402
1KW420
1KW024

279292

1KW209

204169
31945
87642

1KW108
1KW013
1KW108

87652

1KW109

212889

1KW110

305260
298838
279298
260326
158363
246637
305256

1KW420
1KW156
1KW314
1KW347
1KW358
1KW413
1KW402

87630

1KW086

147112
141410
246613

1KW014
1KW024
1KW067

212925

1KW077

260657
182461
298853
158334
158346
260358

1KW156
1KW242
1KW260
1KW314
1KW347
1KW358

305252

1KW367

266999

1KW402

260369

1KW408

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
STERLING 10 LLC STERLING EQUITIES
STERLING BRUNSWICK SEVEN LLC
SAUL B KATZ
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
GREGORY KATZ
DAYLE KATZ
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING BRUNSWICK SEVEN LLC
STERLING 15C LLC
STERLING THIRTY VENTURE LLC B
FS COMPANY LLC
STERLING 20 LLC
CHARLES STERLING SUB LLC (PRIMARY)
STERLING 10 LLC STERLING EQUITIES
JUDY WILPON & FRED WILPON FAM FDN
INC
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
JUDY WILPON & FRED WILPON FAM FDN
INC
CHARLES STERLING SUB LLC (PRIMARY)

115324

1KW413

261071

1KW086

265513

1KW413

175646

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

Transaction
Date per
Customer
Statement
4/1/2005

Amount per
Customer
Statement

Transaction
Type

(5,000.00)

CW

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK

Yes

Yes

Yes

Transaction Description

Quicken Data
[3]

4/1/2005

(30,000.00)

CW

CHECK

Yes

Yes

Yes

4/1/2005

(100,000.00)

CW

CHECK

Yes

Yes

Yes

4/1/2005
3/29/2005
3/29/2005
3/28/2005

(23,000.00)
5,000,000.00
7,000,000.00
75,000.00

CW
CA
CA
CA

CHECK
CHECK WIRE
CHECK WIRE
CHECK

Yes
Yes
Yes
Yes

Yes

Yes
Yes
Yes
Yes

3/28/2005

5,808.00

CA

CHECK

Yes

Yes

3/24/2005
3/23/2005
3/23/2005

40,000.00
29,403.00
24,000.00

CA
CA
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

3/23/2005

65,000.00

CA

CHECK

Yes

Yes

3/23/2005

65,000.00

CA

CHECK

Yes

Yes

3/23/2005
3/18/2005
3/18/2005
3/18/2005
3/18/2005
3/18/2005
3/17/2005

5,400,000.00
(500,000.00)
(900,000.00)
(1,300,000.00)
(600,000.00)
(1,000,000.00)
400,000.00

JRNL
CW
CW
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

3/3/2005

(70,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2005
3/1/2005
3/1/2005

(20,000.00)
(42,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

3/1/2005

(20,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2005
3/1/2005
3/1/2005
3/1/2005
3/1/2005
3/1/2005

(250,000.00)
(100,000.00)
(100,000.00)
(90,000.00)
(30,000.00)
(30,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

3/1/2005

(5,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2005

(30,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2005

(100,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2005

(23,000.00)

CW

CHECK

Yes

Yes

Yes

2/14/2005

(70,000.00)

CW

CHECK

Yes

Yes

Yes

2/11/2005

(110,000.00)

CW

CHECK

Yes

Yes

2/9/2005

3,000,000.00

CA

CHECK WIRE

Yes

Yes

Page 35 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
187658
239053
19707

BLMIS
Account BLMIS Account Name
Number
1KW388 ARTHUR FRIEDMAN ET AL TIC
1KW392 FRED WILPON - APT TRACING
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC

Transaction
Date per
Customer
Statement
2/9/2005
2/9/2005

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(65,106.57)
(10,494.81)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

2/4/2005

(60,000.00)

CW

CHECK

Yes

Yes

Yes

265498

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/2/2005

2,000,000.00

CA

CHECK WIRE

Yes

19688
19699
229082

2/1/2005
2/1/2005
2/1/2005

(20,000.00)
(42,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

2/1/2005

(20,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2005
2/1/2005
2/1/2005
2/1/2005
2/1/2005
2/1/2005

(250,000.00)
(100,000.00)
(100,000.00)
(90,000.00)
(30,000.00)
(30,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

2/1/2005

(5,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2005

(30,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2005

(100,000.00)

CW

CHECK

Yes

Yes

Yes

1/27/2005

44,000.00

CA

CHECK

Yes

1/26/2005

(100,000.00)

CW

CHECK

Yes

Yes

Yes

76121
19741

1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O
1KW408
STERLING EQUITIES
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW354 MICHAEL KATZ-SEF
1KW396 DEYVA ARTHUR

1/26/2005
1/26/2005

(132,000.00)
(10,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

4769

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/24/2005

5,000,000.00

CA

CHECK WIRE

Yes

Yes

294673

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/20/2005

5,000,000.00

CA

CHECK WIRE

Yes

Yes

1/19/2005

50,000.00

CA

CHECK

Yes

Yes

1/19/2005

50,000.00

CA

CHECK

Yes

Yes

1/18/2005
1/18/2005

(10,500.00)
(100,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

1/18/2005

5,000,000.00

CA

CHECK WIRE

Yes

1/14/2005

(162,000.00)

CW

CHECK

Yes

Yes

Yes

1/7/2005

(354,000.00)

CW

CHECK

Yes

Yes

Yes

Yes
Yes

Yes
Yes

261076
273069
233854
3651
293865
233876
3655
239043
140678
187701
79166
79151

L THOMAS OSTERMAN AND JILL PUPKE
TIC
L THOMAS OSTERMAN AND JILL PUPKE
TIC
GREGORY KATZ
BRUCE WILPON

79231

1KW384

261147

1KW384

273095
4755

1KW108
1KW118

79195

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

141996
294661

RICHARD A WILPON & DEBRA WILPON
J/T WROS
IRIS & SAUL KATZ FAM FDN INC AND
1KW016 JUDY & FRED WILPON FAMILY FDN INC
TIC
1KW081

79181

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/7/2005

4,000,000.00

CA

CHECK WIRE

1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ

1/3/2005
1/3/2005

(20,000.00)
(42,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

Page 36 of 153

Yes
Yes
Yes

Yes

61905
19715

Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
261112

BLMIS
Account BLMIS Account Name
Number

307037

1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O
1KW408
STERLING EQUITIES
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW412 DAVID KATZ ET AL TIC

285239

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

253450
294665
142008
252730
252745
54608
142039
261140
76136
142054
253467
54641
284622

1KW077

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
DAYLE KATZ
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
DAYLE KATZ
IRIS J KATZ C/O STERLING EQUITIES
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
STERLING 10 LLC STERLING EQUITIES

Transaction
Date per
Customer
Statement
1/3/2005

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(42,000.00)

CW

CHECK

Yes

Yes

Yes

1/3/2005

(20,000.00)

CW

CHECK

Yes

Yes

Yes

1/3/2005
1/3/2005
1/3/2005
1/3/2005
1/3/2005
1/3/2005
1/3/2005
1/3/2005

(5,500.00)
(250,000.00)
(100,000.00)
(39,750.00)
(100,000.00)
(90,000.00)
(30,000.00)
(30,000.00)

CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

1/3/2005

(5,000.00)

CW

CHECK

Yes

Yes

Yes

1/3/2005

(30,000.00)

CW

CHECK

Yes

Yes

Yes

1/3/2005

(100,000.00)

CW

CHECK

Yes

Yes

Yes

12/29/2004

18,164.89

CA

CHECK

Yes

12/28/2004

(800,000.00)

CW

CHECK

Yes

Yes

Yes

12/27/2004

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

12/23/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/2004
12/20/2004
12/20/2004

21,000.00
200,000.00
200,000.00

CA
CA
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes

Yes
Yes
Yes

12/16/2004

(14,308.06)

CW

CHECK

Yes

Yes

Yes

12/14/2004
12/14/2004
12/14/2004
12/14/2004
12/14/2004
12/14/2004

(320,000.00)
(875,000.00)
(250,000.00)
(450,000.00)
(150,000.00)
(1,200,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

12/14/2004

(850,000.00)

CW

CHECK

Yes

Yes

12/14/2004

(100,000.00)

CW

CHECK

Yes

Yes

12/14/2004

(100,000.00)

CW

CHECK

Yes

Yes

12/14/2004

(150,000.00)

CW

CHECK

Yes

Yes

12/14/2004

(200,000.00)

CW

CHECK

Yes

Yes

12/14/2004
12/14/2004
12/14/2004

(400,000.00)
(600,000.00)
(250,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes

214317

1KW252

78265
237160
284634

1KW013
1KW242
1KW260

78289

1KW084

307048
279491
161321
294316
78269
304777

1KW013
1KW014
1KW019
1KW024
1KW044
1KW067

214092

1KW077

277381

1KW108

279499

1KW109

161370

1KW110

277400

1KW209

293385
307019
270610

1KW314
1KW358
1KW402

237172

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

12/13/2004

(7,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

293380

1KW269 PHYLLIS REBELL OSTERMAN

12/10/2004

(40,000.00)

CW

CHECK

Yes

Yes

Yes

Page 37 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

270582
284654
188920
262484
66554
188863

1KW300
1KW374
1KW269
1KW014
1KW024
1KW067

262494

1KW077

21814
188911
284628
234791
188959
25701

1KW156
1KW242
1KW260
1KW314
1KW347
1KW358

284650

1KW367

305800

1KW402

277464

1KW408

22334

1KW252

166473

1KW086

221767

STERLING EQUITIES
METS II LLC
PHYLLIS REBELL OSTERMAN
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
JUDY WILPON & FRED WILPON FAM FDN
INC

Transaction
Date per
Customer
Statement
12/10/2004
12/10/2004
12/9/2004
12/1/2004
12/1/2004
12/1/2004

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(1,000,000.00)
(380,000.00)
80,000.00
(20,000.00)
(42,000.00)
(42,000.00)

CW
CW
CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

12/1/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/2004
12/1/2004
12/1/2004
12/1/2004
12/1/2004
12/1/2004

(250,000.00)
(100,000.00)
(100,000.00)
(120,000.00)
(30,000.00)
(30,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

12/1/2004

(5,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/2004

(30,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/2004

(100,000.00)

CW

CHECK

Yes

Yes

Yes

11/30/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

11/19/2004

(50,000.00)

CW

CHECK

Yes

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

11/19/2004

4,000,000.00

CA

CHECK WIRE

Yes

Yes

164665

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

11/12/2004

2,000,000.00

CA

CHECK WIRE

Yes

Yes

166496

1KW322

22307
22295
141389

1KW014
1KW024
1KW067

113194

1KW076

113202

1KW077

164651
112792
141417
285040
164672
164674

1KW156
1KW242
1KW260
1KW314
1KW347
1KW358

74749

1KW367

146230

1KW402

22351

1KW408

84723

1KW086

MARVIN B TEPPER DEFINED BENEFIT
PLAN
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES
JUDY WILPON & FRED WILPON FAM FDN
INC

11/12/2004

89,000.00

CA

CHECK

Yes

11/1/2004
11/1/2004
11/1/2004

(20,000.00)
(42,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

11/1/2004

(150,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2004
11/1/2004
11/1/2004
11/1/2004
11/1/2004
11/1/2004

(250,000.00)
(100,000.00)
(100,000.00)
(120,000.00)
(30,000.00)
(30,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes

11/1/2004

(5,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2004

(30,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2004

(100,000.00)

CW

CHECK

Yes

Yes

Yes

10/22/2004

(40,000.00)

CW

CHECK

Yes

Yes

Yes

Page 38 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

3865

1KW109

96055

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

48491

1KW252

181989
107942
280889
84856

1KW108
1KW013
1KW413
1KW413

16588

1KW109

48502

1KW110

205712

1KW209

246920
259071
16582
36261
260009

1KW279
1KW346
1KW024
1KW044
1KW067

3916

1KW408

311617

1KW004

259035

1KW192

84710

1KW218

259986

1KW254

56834
150193
260004
107965

1KW378
1KW014
1KW024
1KW067

261110

1KW077

3818
298120
36251
261103
131153
221743
259078
221780

1KW121
1KW156
1KW242
1KW260
1KW260
1KW314
1KW347
1KW358

56829

1KW367

205805

1KW402

221822

1KW408

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
GREGORY KATZ
DAYLE KATZ
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
STERLING BRUNSWICK CORP
ROBBINSVILLE PARK LLC
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
METS LIMITED PTR SPECIAL ATTN: LEN
LABITA
STERLING METS LP C/O SHEA STADIUM
STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL
STERLING METS (INSURANCE FUND)
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
MICHAEL KATZ & SAUL B KATZ TIC
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
FS COMPANY LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files
Yes

10/22/2004

(1,000.00)

CW

CHECK

Yes

10/22/2004

12,000,000.00

CA

CHECK WIRE

Yes

Quicken Data
[3]

Yes
Yes

10/22/2004

(15,000.00)

CW

CHECK

Yes

10/18/2004
10/15/2004
10/15/2004
10/15/2004

5,000.00
15,084.00
9,924,000.00
9,802,172.81

CA
CA
CA
CA

CHECK
CHECK
CHECK WIRE
CHECK WIRE

Yes
Yes
Yes
Yes

10/13/2004

19,000.00

CA

CHECK

Yes

10/13/2004

16,100.00

CA

CHECK

Yes

10/13/2004

24,439.50

CA

CHECK

Yes

Yes

Yes

10/12/2004
10/12/2004
10/7/2004
10/7/2004
10/7/2004

1,550,000.00
1,250,000.00
445,000.00
145,000.00
1,150,000.00

CA
CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

10/7/2004

(4,000,000.00)

CW

CHECK

Yes

Yes

Yes

10/4/2004

(80,000.00)

CW

CHECK

Yes

Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes

Yes

Yes

10/4/2004

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

10/4/2004

(1,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

10/4/2004

(1,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

10/4/2004
10/1/2004
10/1/2004
10/1/2004

(1,000,000.00)
(20,000.00)
(42,000.00)
(42,000.00)

CW
CW
CW
CW

CHECK WIRE
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

10/1/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

10/1/2004
10/1/2004
10/1/2004
10/1/2004
10/1/2004
10/1/2004
10/1/2004
10/1/2004

(5,500.00)
(250,000.00)
(100,000.00)
(39,750.00)
(100,000.00)
(120,000.00)
(30,000.00)
(30,000.00)

CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

10/1/2004

(5,000.00)

CW

CHECK

Yes

Yes

Yes

10/1/2004

(30,000.00)

CW

CHECK

Yes

Yes

Yes

10/1/2004

(100,000.00)

CW

CHECK

Yes

Yes

Yes

Page 39 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

Transaction
Date per
Customer
Statement

CMID

BLMIS
Account BLMIS Account Name
Number

227048

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

9/29/2004

(40,000.00)

CW

227083

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/27/2004

(3,000,000.00)

CW

36387

1KW309

68343
36391
77680

1KW314
1KW358
1KW402

108133

1KW209

108173

1KW367

16610

1KW076

DAN KNOPF HEATHER KNOPF JT TEN C/O
STERLING EQUITIES
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
STERLING 10 LLC STERLING EQUITIES
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

Amount per
Customer
Statement

Transaction
Type

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK

Yes

Yes

Yes

CHECK WIRE

Yes

Yes

Yes

Transaction Description

Quicken Data
[3]

9/24/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

9/24/2004
9/24/2004
9/24/2004

(1,000,000.00)
(900,000.00)
(450,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

9/22/2004

(2,500.00)

CW

CHECK

Yes

Yes

Yes

9/22/2004

(14,000.00)

CW

CHECK

Yes

Yes

Yes

9/20/2004

(200,000.00)

CW

CHECK

Yes

Yes

Yes

9/20/2004

(8,000.00)

CW

CHECK

Yes

Yes

9/20/2004

(2,500.00)

CW

CHECK

Yes

Yes

9/20/2004

(1,000.00)

CW

CHECK

Yes

Yes

CW

CHECK WIRE

Yes

Yes

Yes

260179

1KW108

260159

1KW109

260173

1KW110

150472

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/20/2004

(2,000,000.00)

260182

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/13/2004

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

26145
26164
68333

1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
SAUL B KATZ FAMILY TRUST 2 C/O
1KW407
STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O
1KW408
STERLING EQUITIES
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW013 DAYLE KATZ
1KW019 MICHAEL KATZ

9/1/2004
9/1/2004
9/1/2004

(20,000.00)
(42,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

9/1/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/2004
9/1/2004
9/1/2004
9/1/2004
9/1/2004
9/1/2004

(250,000.00)
(100,000.00)
(100,000.00)
(120,000.00)
(30,000.00)
(30,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

9/1/2004

(5,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/2004

(30,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/2004

(100,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/2004

(100,000.00)

CW

CHECK

Yes

Yes

Yes

8/25/2004

(53,000.00)

CW

CHECK

Yes

Yes

Yes

8/17/2004

63,000.00

CA

CHECK

Yes

Yes

Yes

8/16/2004
8/16/2004

200,000.00
200,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

77635
36351
218286
36378
150497
108180
26209
138769
36411
218310
68361
286981
284877
43658
120585

Page 40 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

120612

1KW076

195740

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
STERLING EQUITIES (GREENWOOD) C/O
1KW359
MATTHEW BERNSTEIN MS# NYC034091

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

8/10/2004

(100,000.00)

CW

CHECK

Yes

Yes

Yes

8/5/2004

(192.50)

CW

CHECK

Yes

Yes

Yes

286966

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/3/2004

4,000,000.00

CA

CHECK WIRE

Yes

43542
60228
302499

1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW347 FS COMPANY LLC
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
SAUL B KATZ FAMILY TRUST 2 C/O
1KW407
STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O
1KW408
STERLING EQUITIES
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM

8/2/2004
8/2/2004
8/2/2004

(20,000.00)
(42,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

8/2/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

8/2/2004
8/2/2004
8/2/2004
8/2/2004
8/2/2004
8/2/2004

(250,000.00)
(100,000.00)
(100,000.00)
(120,000.00)
(30,000.00)
(30,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

8/2/2004

(5,000.00)

CW

CHECK

Yes

Yes

Yes

8/2/2004

(30,000.00)

CW

CHECK

Yes

Yes

Yes

8/2/2004

(100,000.00)

CW

CHECK

Yes

Yes

Yes

8/2/2004

(100,000.00)

CW

CHECK

Yes

Yes

Yes

7/30/2004

(10,000.00)

CW

CHECK

Yes

Yes

Yes

68020
254300
195721
41
43690
284910
43701
254320
305096
254326
68071
267616

Yes

292762

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/29/2004

5,000,000.00

CA

CHECK WIRE

Yes

46457
273192
273203
46472

1KW260
1KW347
1KW412
1KW300

7/28/2004
7/26/2004
7/26/2004
7/23/2004

200,000.00
(113,000.00)
(300,000.00)
1,000,000.00

CA
CW
CW
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

7/19/2004

67,887.50

CA

CHECK

Yes

Yes

7/14/2004
7/13/2004
7/13/2004

45,000.00
171,200.00
25,450.00

CA
CA
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

7/13/2004

43,360.00

CA

CHECK

Yes

Yes

7/13/2004

32,710.00

CA

CHECK

Yes

Yes

7/13/2004

13,800.00

CA

CHECK

Yes

Yes

7/13/2004

12,000.00

CA

CHECK

Yes

Yes

7/12/2004

(1,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

7/8/2004

(30,000.00)

CW

CHECK

Yes

Yes

Yes

266627

1KW209

244299
266592
284108

1KW013
1KW019
1KW108

187796

1KW109

267534

1KW110

273187

1KW345

204446

1KW345

292758

1KW192

187788

1KW086

FRED WILPON FAMILY TRUST
FS COMPANY LLC
DAVID KATZ ET AL TIC
STERLING EQUITIES
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
DAYLE KATZ
MICHAEL KATZ
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
METS LIMITED PTR SPECIAL ATTN: LEN
LABITA
JUDY WILPON & FRED WILPON FAM FDN
INC

Page 41 of 153

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
292736
165432
187782
165418
158466
144508
267523
165364
284074
73661
244305
73672
266634
46446
266655
267626
158463
213807
273218
11843
96686
277857
11931
204673
99830
144664
158568
204675
11922
144680
307952
144684
284700
197312

BLMIS
Account BLMIS Account Name
Number
1KW218 STERLING METS LP C/O SHEA STADIUM
1KW341 CHARLES STERLING LLC
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW315 STERLING THIRTY VENTURE, LLC
1KW358 STERLING 20 LLC
1KW402 STERLING 10 LLC STERLING EQUITIES
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW402 STERLING 10 LLC STERLING EQUITIES
SAUL B KATZ FAMILY TRUST 2 C/O
1KW407
STERLING EQUITIES
1KW156 STERLING 15C LLC
1KW218 STERLING METS LP C/O SHEA STADIUM
1KW378 STERLING METS (INSURANCE FUND)
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
FRED WILPON FAMILY TRUST 2 C/O
1KW408
STERLING EQUITIES
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW218 STERLING METS LP C/O SHEA STADIUM
DAN KNOPF HEATHER KNOPF JT TEN C/O
1KW309
STERLING EQUITIES
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM

Transaction
Date per
Customer
Statement
7/6/2004
7/6/2004

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(1,000,000.00)
163,940.00

CW
CA

CHECK WIRE
CHECK WIRE

Yes
Yes

7/2/2004

(200,000.00)

CW

CHECK

Yes

Yes

Yes

7/2/2004
7/2/2004
7/2/2004
7/1/2004
7/1/2004
7/1/2004

(1,000,000.00)
(600,000.00)
(1,250,000.00)
(20,000.00)
(42,000.00)
(42,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

7/1/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2004
7/1/2004
7/1/2004
7/1/2004
7/1/2004
7/1/2004
7/1/2004

(5,500.00)
(250,000.00)
(100,000.00)
(39,750.00)
(100,000.00)
(120,000.00)
(30,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

7/1/2004

(5,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2004

(30,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes
Yes

7/1/2004

(100,000.00)

CW

CHECK

Yes

Yes

Yes

6/30/2004
6/28/2004
6/25/2004

(500,000.00)
(2,000,000.00)
(3,000,000.00)

CW
CW
CW

CHECK WIRE
CHECK WIRE
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

6/24/2004

(8,741.22)

CW

CHECK

Yes

Yes

Yes

6/24/2004

4,965,222.50

JRNL

CHECK WIRE

Yes

Yes

6/14/2004

17,749.30

CA

CHECK

Yes

Yes

6/14/2004

(6,500.00)

CW

CHECK

Yes

6/14/2004

(4,500.00)

CW

CHECK

Yes

Yes

Yes

Yes

6/14/2004

(4,500.00)

CW

CHECK

Yes

Yes

6/14/2004

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

6/14/2004

300,000.00

CA

CHECK

Yes

Yes

6/14/2004

(25,000.00)

CW

CHECK

Yes

Yes

6/14/2004

(1,000,000.00)

CW

CHECK

Yes

Yes

Yes

6/10/2004

(32,000.00)

CW

CHECK

Yes

Yes

Yes

Page 42 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
196479
204706

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement
6/9/2004
6/8/2004

Amount per
Customer
Statement

BLMIS
Customer
[2]
Files

Quicken Data

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

(3,000,000.00)
150,000.00

CW
CA

CHECK WIRE A/O 6/7/04
CHECK

Yes
Yes

Yes

Yes
Yes

400,000.00

CA

CHECK

Yes

Yes

Yes

[3]

197265
204694

1KW218 STERLING METS LP C/O SHEA STADIUM
1KW388 ARTHUR FRIEDMAN ET AL TIC
SAUL B KATZ FAMILY TRUST 2 C/O
1KW407
STERLING EQUITIES
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW313 STERLING THIRTY VENTURE LLC TR
1KW358 STERLING 20 LLC
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST

158574

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/1/2004

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

277848
96703
196512

1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW388 ARTHUR FRIEDMAN ET AL TIC
1KW402 STERLING 10 LLC STERLING EQUITIES
SAUL B KATZ FAMILY TRUST 2 C/O
1KW407
STERLING EQUITIES
1KW014 IRIS J KATZ C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES

6/1/2004
6/1/2004
6/1/2004

(100,000.00)
(120,000.00)
(30,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

197350
99760
196494
253512
196458
96669
144667
277834
144656

99814
307956
11937
144718
276998
239938

6/8/2004
6/4/2004

50,000.00

CA

CHECK

Yes

6/4/2004
6/4/2004

(800,000.00)
(600,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

6/3/2004

31,050.75

CA

CHECK

Yes

Yes

Yes

6/1/2004
6/1/2004
6/1/2004

(20,000.00)
(42,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

6/1/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/2004
6/1/2004

(250,000.00)
(100,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

Yes

6/1/2004

(5,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/2004
6/1/2004

(130,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

6/1/2004

(300,000.00)

CW

CHECK

Yes

Yes

Yes

5/27/2004

(250,000.00)

CW

CHECK

Yes

Yes

Yes

5/27/2004

(250,000.00)

CW

CHECK

Yes

Yes

Yes

214266

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/26/2004

(1,550,000.00)

CW

CHECK WIRE

Yes

53015
268779
52996

1KW346 ROBBINSVILLE PARK LLC
1KW412 DAVID KATZ ET AL TIC
1KW300 STERLING EQUITIES

5/26/2004
5/26/2004
5/25/2004

(1,250,000.00)
5,510,000.00
(2,500,000.00)

CW
JRNL
CW

CHECK WIRE
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes

Yes
No
Yes

214249

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/17/2004

(1,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

226779

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/10/2004

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

145
51264
226746

1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B

5/3/2004
5/3/2004
5/3/2004

(20,000.00)
(42,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

5/3/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

5/3/2004
5/3/2004
5/3/2004
5/3/2004

(250,000.00)
(100,000.00)
(100,000.00)
(120,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

58029
226766
246587
105883
53005

Page 43 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
265777

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement
5/3/2004

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

224541
265788

1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW388 ARTHUR FRIEDMAN ET AL TIC
1KW402 STERLING 10 LLC STERLING EQUITIES

428

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

4/26/2004

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

58047

(30,000.00)

CW

CHECK

Yes

Yes

Yes

5/3/2004

(5,000.00)

CW

CHECK

Yes

Yes

Yes

5/3/2004
5/3/2004

(130,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

193295

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

4/23/2004

(40,000.00)

CW

CHECK

Yes

Yes

Yes

247807

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

4/19/2004

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

300578

JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC

4/16/2004

(40,000.00)

CW

CHECK

Yes

Yes

Yes

146722

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

4/16/2004

(1,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

226684

432
239632

1KW108 GREGORY KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
1KW024 SAUL B KATZ
1KW067 FRED WILPON
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM
1KW374 METS II LLC
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW388 ARTHUR FRIEDMAN ET AL TIC
1KW402 STERLING 10 LLC STERLING EQUITIES

292831
297712
304981

146678
286943
226673
226694
430
254006
267036
193301
183265
300574
286936
267040
190504
239599
247817
300602
146740
254051

105178
305730
239257

1KW076

4/15/2004

(8,000.00)

CW

CHECK

Yes

Yes

Yes

4/12/2004

50,000.00

CA

CHECK

Yes

Yes

Yes

4/8/2004
4/8/2004

235,000.00
349,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

4/8/2004

(25,000.00)

CW

CHECK

Yes

Yes

Yes

4/7/2004

5,500,000.00

CA

CHECK

Yes

Yes

Yes

4/5/2004

550,000.00

CA

CHECK

Yes

Yes

Yes

4/1/2004
4/1/2004
4/1/2004

(20,000.00)
(42,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

4/1/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

4/1/2004
4/1/2004
4/1/2004
4/1/2004
4/1/2004
4/1/2004
4/1/2004

(5,500.00)
(250,000.00)
(100,000.00)
(39,750.00)
(100,000.00)
(120,000.00)
(30,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

4/1/2004

(5,000.00)

CW

CHECK

Yes

Yes

Yes

4/1/2004
4/1/2004

(130,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/30/2004

(12,300,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

1KW024 SAUL B KATZ
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST

3/25/2004
3/25/2004

(1,000,000.00)
(2,000,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

3/25/2004

(1,500,000.00)

CW

CHECK

Yes

Yes

Yes

3/25/2004
3/25/2004

(1,500,000.00)
(1,500,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

Page 44 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

169028

1KW086

119830

1KW359

305697

1KW086

202975

1KW309

50671

1KW083

JUDY WILPON & FRED WILPON FAM FDN
INC
STERLING EQUITIES (GREENWOOD) C/O
MATTHEW BERNSTEIN MS# NYC034091
JUDY WILPON & FRED WILPON FAM FDN
INC
DAN KNOPF HEATHER KNOPF JT TEN C/O
STERLING EQUITIES
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

3/23/2004

(45,000.00)

CW

CHECK

Yes

Yes

Yes

3/23/2004

(209,579.00)

CW

CHECK

Yes

Yes

Yes

3/19/2004

(40,000.00)

CW

CHECK

Yes

Yes

Yes

3/17/2004

(7,000.00)

CW

CHECK

Yes

Yes

Yes

3/15/2004

(461.63)

CW

CHECK

Yes

Yes

274159

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/4/2004

(350,000.00)

CW

CHECK

Yes

Yes

Yes

304985

1KW044 L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW263 MARVIN B TEPPER
1KW354 MICHAEL KATZ-SEF
SAUL B KATZ FAMILY TRUST 2 C/O
1KW407
STERLING EQUITIES

3/4/2004

(121,800.00)

CW

CHECK

Yes

Yes

Yes

3/4/2004

(149,000.00)

CW

CHECK

Yes

Yes

Yes

3/4/2004
3/4/2004

150,000.00
(276,400.00)

CA
CW

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

3/3/2004

4,967,000.00

JRNL

CHECK WIRE

Yes

Yes

3/2/2004

2,000,000.00

CA

CHECK WIRE

Yes

Yes

3/2/2004

16,000.00

CA

CHECK

Yes

Yes

3/2/2004

16,000.00

CA

CHECK

Yes

Yes

3/1/2004
3/1/2004
3/1/2004

(20,000.00)
(42,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

3/1/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2004
3/1/2004
3/1/2004
3/1/2004
3/1/2004

(250,000.00)
(100,000.00)
(100,000.00)
(120,000.00)
(30,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

292803
112892
288344
274109
305734

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

304960

1KW384

304964

1KW384

233444
109574
53993

1KW014
1KW024
1KW067

217521

1KW077

217252
242727
217622
168989
292797

1KW156
1KW242
1KW260
1KW314
1KW358

168993

1KW367

3/1/2004

(5,000.00)

CW

CHECK

Yes

Yes

Yes

53942
109557
264800

1KW388
1KW402
1KW156

L THOMAS OSTERMAN AND JILL PUPKE
TIC
L THOMAS OSTERMAN AND JILL PUPKE
TIC
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
ARTHUR FRIEDMAN ET AL TIC
STERLING 10 LLC STERLING EQUITIES
STERLING 15C LLC

3/1/2004
3/1/2004
2/27/2004

(130,000.00)
(30,000.00)
(225,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

300664

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/27/2004

2,000,000.00

CA

CHECK WIRE

Yes

235662
235650
109674
262289
109650

1KW314
1KW358
1KW347
1KW396
1KW108

2/27/2004
2/27/2004
2/26/2004
2/26/2004
2/25/2004

(750,000.00)
(750,000.00)
240,000.00
8,000.00
(43,000.00)

CW
CW
CA
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes

Yes

Yes
Yes
Yes
Yes
Yes

2/25/2004

(43,000.00)

CW

CHECK

Yes

Yes

Yes

235626

STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
FS COMPANY LLC
DEYVA ARTHUR
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN

Page 45 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

264812

1KW110

264821

1KW378

109642

1KW086

300668

1KW252

310938

1KW349

300680

1KW300

310945

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING METS (INSURANCE FUND)
JUDY WILPON & FRED WILPON FAM FDN
INC
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
CONEY ISLAND BASEBALL HOLDING CO
LLC
STERLING EQUITIES

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

2/25/2004

(37,600.00)

2/25/2004
2/24/2004
2/24/2004

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files
Yes

Quicken Data
[3]

CW

CHECK

Yes

4,000,000.00

CA

CHECK WIRE

Yes

(60,000.00)

CW

CHECK

Yes

Yes

Yes

(320,000.00)

CW

CHECK

Yes

Yes

Yes

Yes
Yes

2/18/2004

(29,426.25)

CW

CHECK

Yes

Yes

Yes

2/13/2004

2,500,000.00

CA

CHECK

Yes

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/5/2004

4,000,000.00

CA

CHECK WIRE

Yes

310928
260298
109638
244409

1KW121
1KW014
1KW024
1KW067

2/3/2004
2/2/2004
2/2/2004
2/2/2004

15,382.57
(215,000.00)
(42,000.00)
(42,000.00)

CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

244401

1KW077

2/2/2004

(20,000.00)

CW

CHECK

Yes

Yes

Yes

305009
183097
109680
54101
235644

1KW156
1KW242
1KW260
1KW314
1KW358

2/2/2004
2/2/2004
2/2/2004
2/2/2004
2/2/2004

(250,000.00)
(100,000.00)
(100,000.00)
(120,000.00)
(30,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

260314

1KW367

2/2/2004

(5,000.00)

CW

CHECK

Yes

Yes

Yes

244417
183111

1KW388
1KW402

2/2/2004
2/2/2004

(130,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

Yes

Yes

MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
ARTHUR FRIEDMAN ET AL TIC
STERLING 10 LLC STERLING EQUITIES

Yes

302961

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/23/2004

2,000,000.00

CA

CHECK WIRE

Yes

279653

1KW313 STERLING THIRTY VENTURE LLC TR

1/21/2004

90.00

CA

CHECK

Yes

133474

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/16/2004

1,000,000.00

CA

CHECK WIRE

Yes

41546

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/14/2004

3,000,000.00

CA

CHECK WIRE

Yes

239693

1KW044 L THOMAS OSTERMAN

1/13/2004

(44,000.00)

CW

CHECK

Yes

304942

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

1/12/2004

290,000.00

CA

CHECK

Yes

Yes

239684
304950

1KW024 SAUL B KATZ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
GREG KATZ AMY KATZ JT TEN MICHAEL
1KW345
KATZ TIC

1/12/2004
1/12/2004

1,090,000.00
1,093,648.50

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

1/12/2004

285,000.00

CA

CHECK

Yes

Yes

1/12/2004

100,000.00

CA

CHECK

Yes

Yes

1/12/2004

44,000.00

CA

CHECK

Yes

Yes
Yes
Yes

143617
285418
298908
41533
239727
304976

1/12/2004
1/12/2004

1,090,000.00
1,090,000.00

CA
CA

CHECK
CHECK

12,000.00

CA

CHECK

Yes

Yes
Yes
Yes

Yes
Yes

1/12/2004

Yes

Page 46 of 153

Yes

Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

244992
285410
304954

BLMIS
Account BLMIS Account Name
Number
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW345

302957

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

298896

1KW004

285405
133438

1KW044
1KW108

95447

1KW109

16325

1KW110

133420

1KW110

244986

1KW209

298911
298915

1KW336
1KW347

143642

1KW367

285397
279617
41482
143611

1KW014
1KW024
1KW024
1KW067

133457

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
L THOMAS OSTERMAN
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
SAUL B KATZ BRIAN HAHN JR TIC
FS COMPANY LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
SAUL B KATZ
FRED WILPON

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files
Yes

Quicken Data
[3]

1/12/2004

10,500.00

CA

CHECK

Yes

1/9/2004

200,000.00

CA

CHECK

Yes

Yes

1/9/2004

100,000.00

CA

CHECK

Yes

Yes

1/9/2004

3,000,000.00

CA

CHECK WIRE

Yes

Yes

1/8/2004

(37,000.00)

CW

CHECK

Yes

Yes

1/8/2004
1/8/2004

45,000.00
44,000.00

CA
CA

CHECK
CHECK

Yes
Yes

1/8/2004

44,000.00

CA

CHECK

Yes

Yes

1/8/2004

44,000.00

CA

CHECK

Yes

Yes

1/8/2004

(1,500.00)

CW

CHECK

Yes

Yes

1/8/2004

(5,000.00)

CW

CHECK

Yes

Yes

1/8/2004
1/8/2004

(5,000.00)
(410,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

Yes

Yes
Yes

Yes
Yes

1/8/2004

(25,000.00)

CW

CHECK

Yes

1/7/2004
1/7/2004
1/7/2004
1/7/2004

215,000.00
557,000.00
300,000.00
1,100,000.00

CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/7/2004

3,000,000.00

CA

CHECK WIRE

Yes

285448

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/6/2004

2,000,000.00

CA

CHECK WIRE

Yes

95433
143597
304961
279649
16343
133480
30426
285465
143635

1KW014
1KW067
1KW121
1KW156
1KW242
1KW260
1KW260
1KW314
1KW358

1/2/2004
1/2/2004
1/2/2004
1/2/2004
1/2/2004
1/2/2004
1/2/2004
1/2/2004
1/2/2004

(215,000.00)
(54,000.00)
(5,500.00)
(250,000.00)
(100,000.00)
(39,750.00)
(100,000.00)
(120,000.00)
(30,000.00)

CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

1/2/2004

(5,000.00)

CW

CHECK

Yes

Yes

Yes

245007
95542

IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW388 ARTHUR FRIEDMAN ET AL TIC
1KW402 STERLING 10 LLC STERLING EQUITIES

1/2/2004
1/2/2004

(130,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

303943

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

12/30/2003

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

93284
230636

1KW332 EDWARD TEPPER
1KW347 FS COMPANY LLC

12/24/2003
12/24/2003

(35,000.00)
6,985,625.00

CW
CA

CHECK
CHECK WIRE

Yes
Yes

Yes

Yes
Yes

30447

Page 47 of 153

Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
110488
15217
271011

BLMIS
Account BLMIS Account Name
Number
1KW013 DAYLE KATZ
1KW019 MICHAEL KATZ
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS

Transaction
Date per
Customer
Statement
12/23/2003
12/23/2003

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(550,000.00)
(400,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

12/23/2003

(1,500,000.00)

CW

CHECK

Yes

Yes

Yes

297749

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

12/23/2003

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

15238
188572

12/23/2003
12/19/2003

3,945,086.66
(16,770.00)

CA
CW

CHECK WIRE
CHECK

Yes
Yes

Yes

Yes
Yes

12/19/2003

(15,000.00)

CW

CHECK

Yes

Yes

Yes

261868
31700
279578

1KW347 FS COMPANY LLC
1KW118 BRUCE WILPON
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM
1KW300 STERLING EQUITIES
1KW336 SAUL B KATZ BRIAN HAHN JR TIC
1KW269 PHYLLIS REBELL OSTERMAN

12/19/2003
12/18/2003
12/11/2003

(1,800,000.00)
35,000.00
30,000.00

CW
CA
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes

119015

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

12/8/2003

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

110493
303940
48389
195296
110496

1KW014
1KW067
1KW121
1KW242
1KW260

12/3/2003
12/3/2003
12/3/2003
12/3/2003
12/3/2003

(800,000.00)
1,330,218.00
(40,000.00)
(750,000.00)
(727,000.00)

CW
CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes

Yes
Yes
Yes
Yes
Yes

41236

1KW004

12/2/2003

10,000.00

CA

CHECK

Yes

Yes

195239
195252

1KW013
1KW067

12/2/2003
12/2/2003

80,000.00
190,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

162493

1KW081

12/2/2003

775,000.00

CA

CHECK

Yes

Yes

11302

1KW086

12/2/2003

(60,000.00)

CW

CHECK

Yes

Yes

Yes

230628
261838
32854
232532
297753
232537
133566

1KW014
1KW067
1KW156
1KW242
1KW260
1KW314
1KW358

12/1/2003
12/1/2003
12/1/2003
12/1/2003
12/1/2003
12/1/2003
12/1/2003

(215,000.00)
(154,000.00)
(250,000.00)
(100,000.00)
(100,000.00)
(120,000.00)
(30,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

300340

1KW367

104830
93277

1KW388
1KW402

77405

1KW403

77344
308774

1KW044
1KW156

201110

1KW252

239041
77382
239067

1KW314
1KW341
1KW358

83806

IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
DAYLE KATZ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
JUDY WILPON & FRED WILPON FAM FDN
INC
IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
ARTHUR FRIEDMAN ET AL TIC
STERLING 10 LLC STERLING EQUITIES
RICHARD A WILPON ANITA M TAPPY
T.I.C
L THOMAS OSTERMAN
STERLING 15C LLC
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
STERLING THIRTY VENTURE LLC B
CHARLES STERLING LLC
STERLING 20 LLC

Yes
Yes
Yes

12/1/2003

(5,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/2003
12/1/2003

(130,000.00)
(70,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

11/26/2003

58,000.00

CA

CHECK

Yes

Yes

No

11/25/2003
11/25/2003

(150,000.00)
(550,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

11/25/2003

(110,000.00)

CW

CHECK

Yes

Yes

Yes

11/25/2003
11/25/2003
11/24/2003

(1,900,000.00)
204,500.00
(1,210,000.00)

CW
CA
CW

CHECK
CHECK WIRE
CHECK

Yes
Yes
Yes

Yes

Yes
Yes
Yes

Page 48 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement

239032

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

11/21/2003

2,000,000.00

CA

CHECK WIRE

Yes

77399
138378
122986

1KW388 ARTHUR FRIEDMAN ET AL TIC
1KW396 DEYVA ARTHUR
1KW013 DAYLE KATZ

11/21/2003
11/21/2003
11/20/2003

(157,000.00)
(8,000.00)
545,000.00

CW
CW
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

239019

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

11/20/2003

2,000,000.00

CA

CHECK WIRE

Yes

77352

1KW096

11/17/2003

(18,031.96)

CW

CHECK

Yes

Yes

Yes

11/13/2003

(2,500.00)

CW

CHECK

Yes

Yes

Yes

148530

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

77360

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

11/5/2003

2,000,000.00

CA

CHECK WIRE

Yes

148522
8217
239014
201103
8219
123020
109148

1KW014
1KW067
1KW156
1KW242
1KW260
1KW314
1KW358

11/3/2003
11/3/2003
11/3/2003
11/3/2003
11/3/2003
11/3/2003
11/3/2003

(60,000.00)
(154,000.00)
(180,000.00)
(60,000.00)
(66,167.00)
(150,000.00)
(40,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

11/3/2003

(5,000.00)

CW

CHECK

Yes

Yes

Yes

77389

IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW388 ARTHUR FRIEDMAN ET AL TIC

11/3/2003

(115,000.00)

CW

CHECK

Yes

Yes

Yes

134749

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

10/22/2003

4,000,000.00

CA

CHECK WIRE

Yes

Yes

260261

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

10/20/2003

6,000,000.00

CA

CHECK WIRE

Yes

Yes

10/16/2003

(120,000.00)

CW

CHECK

Yes

10/14/2003

(155.28)

CW

CHECK

Yes

Yes

10/10/2003

10,000.00

CA

CHECK

Yes

Yes

10/10/2003

10,000.00

CA

CHECK

Yes

Yes

10/10/2003

44,000.00

CA

CHECK

Yes

Yes

10/10/2003

(4,354.33)

CW

CHECK

Yes

Yes

Yes

10/9/2003

(40,000.00)

CW

CHECK

Yes

Yes

Yes

10/3/2003

150,000.00

CA

CHECK

Yes

Yes

10/3/2003

500.00

CA

CHECK

Yes

Yes

10/2/2003

(2,500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

10/1/2003
10/1/2003
10/1/2003
10/1/2003

(60,000.00)
(154,000.00)
(5,500.00)
(300,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

285883

261526

1KW077

83411

1KW365

71298

1KW109

277938

1KW110

134740

1KW209

260266

1KW323

170427

1KW086

232815

1KW081

134754

1KW322

196534

1KW254

170433
196509
261538
196523

1KW014
1KW067
1KW121
1KW156

JUDITH A WILPON C/O STERLING
EQUITIES
L THOMAS OSTERMAN TRACING
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
BROOKLYN BASEBALL COMPANY
JUDY WILPON & FRED WILPON FAM FDN
INC
RICHARD A WILPON & DEBRA WILPON
J/T WROS
MARVIN B TEPPER DEFINED BENEFIT
PLAN
STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL
IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
STERLING 15C LLC

Page 49 of 153

Yes

Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

261565
46172
21188
83374
83400

1KW242
1KW260
1KW260
1KW314
1KW358

232857

1KW367

196552

1KW388

153679

1KW004

100724
153686

1KW402
1KW118

SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
STERLING 10 LLC STERLING EQUITIES
BRUCE WILPON

Transaction
Date per
Customer
Statement
10/1/2003
10/1/2003
10/1/2003
10/1/2003
10/1/2003

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(60,000.00)
(39,750.00)
(66,167.00)
(150,000.00)
(40,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

10/1/2003

(5,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes

10/1/2003

(115,000.00)

CW

CHECK

Yes

9/30/2003

157,000.00

CA

CHECK

Yes

9/30/2003
9/26/2003

10,631,062.50
231,000.00

CA
CA

CHECK WIRE
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

Yes

153745

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/25/2003

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

182394

1KW402 STERLING 10 LLC STERLING EQUITIES

9/25/2003

269,000.00

CA

CHECK

Yes

Yes

Yes

287052

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/15/2003

(3,500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

277397

1KW044 L THOMAS OSTERMAN
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
IRIS & SAUL KATZ FAM FDN INC AND
1KW016 JUDY & FRED WILPON FAMILY FDN INC
TIC
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN

9/12/2003

(105,000.00)

CW

CHECK

Yes

Yes

9/12/2003

(25,000.00)

CW

CHECK

Yes

Yes

9/11/2003

(55,000.00)

CW

CHECK

Yes

9/10/2003

(28,000.00)

CW

CHECK

Yes

Yes

9/10/2003

(10,000.00)

CW

CHECK

Yes

Yes

9/10/2003

(2,500.00)

CW

CHECK

Yes

Yes

9/10/2003

(5,000.00)

CW

CHECK

Yes

Yes

9/8/2003

299,424.66

CA

CHECK

Yes

Yes

9/8/2003

2,900.00

CA

CHECK

Yes

Yes

271956
287059
182335
209245
174566
287036
210765
21109

Yes

Yes

12503

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/8/2003

(3,500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

209381
100690
182340
153694
209259
271929
153753
95933
209393

1KW227
1KW067
1KW014
1KW067
1KW156
1KW242
1KW260
1KW314
1KW358

9/5/2003
9/4/2003
9/2/2003
9/2/2003
9/2/2003
9/2/2003
9/2/2003
9/2/2003
9/2/2003

65,000.00
1,300,000.00
(60,000.00)
(154,000.00)
(300,000.00)
(60,000.00)
(66,167.00)
(150,000.00)
(40,000.00)

CA
CA
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

9/2/2003

(5,000.00)

CW

CHECK

Yes

Yes

Yes

21126

NATALIE KATZ
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS

Page 50 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
1KW201 DAVID M KATZ
1KW263 MARVIN B TEPPER

8/28/2003

(18,000.00)

CW

CHECK

Yes

Yes

Yes

8/28/2003
8/28/2003

500,000.00
95,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

5910

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

8/25/2003

1,360,000.00

CA

CHECK

Yes

Yes

160331

8/25/2003

450,000.00

CA

CHECK

Yes

Yes

8/25/2003

1,000,000.00

CA

CHECK

Yes

8/22/2003
8/22/2003
8/22/2003
8/22/2003
8/22/2003
8/21/2003

(292,000.00)
(1,000,000.00)
(1,000,000.00)
(12,146.44)
(62.46)
108,000.00

CW
CW
CW
CW
CW
JRNL

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
No
Yes

8/20/2003

(50,000.00)

CW

CHECK

Yes

Yes

Yes

292376
94478
237031
281823
292297
94446
170604
292362
170613
91620
160457
267657
94455

1KW044 L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW242 SAUL B KATZ FAMILY TRUST
1KW315 STERLING THIRTY VENTURE, LLC
1KW358 STERLING 20 LLC
1KW365 L THOMAS OSTERMAN TRACING
1KW376 VICKY SCHULTZ SAUL B KATZ TIC
1KW391 KATZ 2002 DESCENDANTS TRUST
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW313 STERLING THIRTY VENTURE LLC TR
1KW313 STERLING THIRTY VENTURE LLC TR
1KW024 SAUL B KATZ
1KW298 FRED WILPON FAMILY TRUST TR
1KW299 SAUL B KATZ TR
1KW313 STERLING THIRTY VENTURE LLC TR
1KW313 STERLING THIRTY VENTURE LLC TR
1KW313 STERLING THIRTY VENTURE LLC TR
1KW313 STERLING THIRTY VENTURE LLC TR
1KW313 STERLING THIRTY VENTURE LLC TR
1KW313 STERLING THIRTY VENTURE LLC TR
1KW313 STERLING THIRTY VENTURE LLC TR
1KW314 STERLING THIRTY VENTURE LLC B

8/20/2003
8/20/2003
8/19/2003
8/19/2003
8/19/2003
8/19/2003
8/19/2003
8/19/2003
8/19/2003
8/19/2003
8/19/2003
8/19/2003
8/19/2003

1,489,065.00
515,327.00
(154,000.00)
1,143,312.00
1,016,224.00
2,601,264.00
1,149,641.00
657,067.00
656,889.00
473,973.00
145,894.00
42,335.00
(7,145,058.00)

CA
CA
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

160352

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/18/2003

(1,500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

267546

1KW084

8/13/2003

(7,818.10)

CW

CHECK

Yes

Yes

Yes

292291

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/11/2003

(1,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

5917

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/4/2003

(3,500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

1KW014
1KW067
1KW156
1KW242
1KW260
1KW300
1KW314
1KW358

8/1/2003
8/1/2003
8/1/2003
8/1/2003
8/1/2003
8/1/2003
8/1/2003
8/1/2003

(60,000.00)
(154,000.00)
(300,000.00)
(30,000.00)
(66,167.00)
1,650,000.00
(150,000.00)
(40,000.00)

CW
CW
CW
CW
CW
CA
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

8/1/2003

(5,000.00)

CW

CHECK

Yes

Yes

Yes

283505
252531
292276

253031
283545
91648
91651
94527
266399
283655
160316

5908
41129
281790
5913
283537
283553
267673
94516
266408

1KW004

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING EQUITIES
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS

Page 51 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

Transaction
Date per
Customer
Statement

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK WIRE

Yes

Yes

CHECK WIRE

Yes

CHECK

Yes

Yes

Yes

CW

CHECK WIRE

Yes

Yes

Yes

(80,000.00)

CW

CHECK

Yes

Yes

Yes

7/14/2003

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

7/8/2003

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

7/2/2003

(2,600,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

7/1/2003
7/1/2003
7/1/2003

(60,000.00)
(154,000.00)
(5,500.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

7/1/2003

(60,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2003
7/1/2003
7/1/2003
7/1/2003
7/1/2003
7/1/2003
7/1/2003

(300,000.00)
(154,000.00)
(30,000.00)
(39,750.00)
(66,167.00)
(150,000.00)
(40,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

7/1/2003

(5,000.00)

CW

CHECK

Yes

Yes

Yes

CMID

BLMIS
Account BLMIS Account Name
Number

162931

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/31/2003

(5,000,000.00)

CW

260464

1KW388 ARTHUR FRIEDMAN ET AL TIC
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM

7/25/2003

3,000,000.00

JRNL

7/22/2003

(10,000.00)

CW

162927

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/21/2003

(5,000,000.00)

32116

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

7/14/2003

226606

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

254037

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

226613

Amount per
Customer
Statement

Transaction
Type

Transaction Description

Quicken Data
[3]

Yes
Yes

248976

ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW238 SAUL B KATZ - PM
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW156 STERLING 15C LLC

6/30/2003

3,620,559.00

CA

CHECK WIRE

Yes

139263

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/30/2003

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

118179
181492
248965

1KW366 MARVIN B TEPPER TRACING
1KW287 STERLING HERITAGE LLC
1KW014 IRIS J KATZ C/O STERLING EQUITIES
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW227 NATALIE KATZ
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM
1KW269 PHYLLIS REBELL OSTERMAN
1KW278 SAUL B KATZ JI
1KW300 STERLING EQUITIES
1KW314 STERLING THIRTY VENTURE LLC B
1KW325 BAS AIRCRAFT LLC

6/27/2003
6/26/2003
6/25/2003

(249,257.28)
(24,324.44)
(750,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

6/25/2003

(371,276.38)

CW

CHECK

Yes

Yes

Yes

6/25/2003

(750,000.00)

CW

CHECK

Yes

Yes

Yes

6/25/2003
6/25/2003

(175,000.00)
(94,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

6/25/2003

(25,000.00)

CW

CHECK

Yes

Yes

Yes

6/25/2003
6/25/2003
6/25/2003
6/25/2003
6/25/2003

(200,000.00)
(643,372.91)
(1,600,000.00)
(900,000.00)
(4,918.86)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

292489
32097
162916
292473
66546
141693
299974
141700
306049
66334
141711
162938
66351

181474
181481
245430
139259
102128
264203
193409
249026
193383
301652

Page 52 of 153

Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

102140

1KW329

245485
245494
313703
240261

1KW341
1KW346
1KW358
1KW363

118137

1KW252

193439
118098
264200
102134
165836
165810

1KW347
1KW019
1KW242
1KW260
1KW307
1KW044

102121

FRED WILPON SAUL B KATZ TIC TAX
ESCROW
CHARLES STERLING LLC
ROBBINSVILLE PARK LLC
STERLING 20 LLC
SAUL B KATZ PAWLING REFINANCING
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
FS COMPANY LLC
MICHAEL KATZ
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
DEBRA WILPON
L THOMAS OSTERMAN

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

6/25/2003

(4,370,109.37)

CW

CHECK

Yes

Yes

Yes

6/25/2003
6/25/2003
6/25/2003
6/25/2003

(116,000.00)
(295,000.00)
(600,000.00)
(519,145.82)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

6/24/2003

(1,340,000.00)

CW

CHECK

Yes

Yes

Yes

6/24/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/19/2003

(1,000,000.00)
(251,300.00)
(200,000.00)
(170,000.00)
(75,600.00)
(40,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/16/2003

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

60291

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/13/2003

(1,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

181508

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/9/2003

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

293581

1KW207

6/6/2003

(6,500.00)

CW

CHECK

Yes

Yes

Yes

181486

1KW208

6/6/2003

(6,000.00)

CW

CHECK

Yes

Yes

Yes

245465

1KW209

6/6/2003

(6,500.00)

CW

CHECK

Yes

Yes

Yes

264223

1KW367

6/5/2003

(15,000.00)

CW

CHECK

Yes

Yes

Yes

193356
293566

1KW014
1KW067

6/2/2003
6/2/2003

(60,000.00)
(154,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

6/2/2003

(60,000.00)

CW

CHECK

Yes

Yes

Yes

6/2/2003
6/2/2003
6/2/2003

(300,000.00)
(154,000.00)
(30,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes

SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ - PM
SAUL B KATZ FAMILY TRUST

118105

1KW155

293571
193377
312929

1KW156
1KW238
1KW242

301644

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/2/2003

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

139307
165841
301660

1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION

6/2/2003
6/2/2003
6/2/2003

(66,167.00)
(150,000.00)
(40,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

6/2/2003

(5,000.00)

CW

CHECK

Yes

Yes

Yes

5/27/2003

(20,000.00)

CW

CHECK

Yes

Yes

Yes

139334
260751
288632

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/27/2003

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

239332

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/16/2003

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

Page 53 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

187332

1KW083

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK

Yes

Yes

Yes

Transaction Description

Quicken Data
[3]

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

5/12/2003

(25,000.00)

CW

305489

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/12/2003

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

305473

1KW019 MICHAEL KATZ
PHILIP H WACHTLER AND ROBIN WILPON
1KW096
WACHTLER J/T WROS

5/8/2003

150,000.00

CA

CHECK

Yes

Yes

Yes

5/8/2003

(20,000.00)

CW

CHECK

Yes

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/6/2003

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

5/5/2003

850,000.00

CA

CHECK

Yes

5/1/2003
5/1/2003

(154,000.00)
(60,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

5/1/2003

(60,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2003
5/1/2003
5/1/2003
5/1/2003
5/1/2003
5/1/2003
5/1/2003

(300,000.00)
(154,000.00)
(30,000.00)
(66,167.00)
(150,000.00)
(5,000.00)
(40,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

5/1/2003

(5,000.00)

CW

CHECK

Yes

Yes

Yes

268356
220250

ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ - PM
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
SAUL B KATZ BRIAN HAHN JR TIC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

288653

1KW372

265951
268388

1KW067
1KW154

268394

1KW155

220204
268236
182423
288641
30609
52453
52419

1KW156
1KW238
1KW242
1KW260
1KW314
1KW336
1KW358

30615

1KW367

196117

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

4/28/2003

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

301081

JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC

4/25/2003

(40,000.00)

CW

CHECK

Yes

Yes

Yes

279065

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

4/21/2003

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

279131

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

4/16/2003

(65,000.00)

CW

CHECK

Yes

Yes

Yes

39877

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

4/16/2003

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

220167

1KW378 STERLING METS (INSURANCE FUND)
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW154 IRIS J KATZ C/O STERLING EQUITES
1KW198 RED VALLEY PARTNERS
JESSICA WILPON RICHARD A WILPON AS
1KW208
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW358 STERLING 20 LLC
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES

4/15/2003

75,000.00

CA

CHECK

Yes

Yes

4/9/2003

(60,000.00)

CW

CHECK

Yes

Yes

4/9/2003
4/9/2003

(78,080.49)
(162,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

4/9/2003

(8,000.00)

CW

CHECK

Yes

Yes

4/9/2003

(5,000.00)

CW

CHECK

Yes

Yes

4/8/2003
4/8/2003
4/8/2003

(250,000.00)
(60,000.00)
(950,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

4/7/2003

(60,000.00)

CW

CHECK

Yes

Yes

Yes

301035
279192
301110
196111
301105
279057
260710
284533
186006

Page 54 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
301075
223622
181574
279172

BLMIS
Account BLMIS Account Name
Number
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC

Transaction
Date per
Customer
Statement
4/7/2003
4/7/2003
4/7/2003

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(30,000.00)
(66,167.00)
(1,300,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

4/4/2003

(35,000.00)

CW

CHECK

Yes

Yes

Yes

223496

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

4/2/2003

1,000,000.00

CA

CHECK WIRE

Yes

129887
39819
260561
301079
313784
307167

1KW067
1KW121
1KW156
1KW238
1KW260
1KW358

4/1/2003
4/1/2003
4/1/2003
4/1/2003
4/1/2003
4/1/2003

(154,000.00)
(5,500.00)
(300,000.00)
(154,000.00)
(39,750.00)
(40,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes

Yes
Yes
Yes
Yes
Yes
Yes

130092

1KW367

4/1/2003

(5,000.00)

CW

CHECK

Yes

Yes

Yes

4044
56314

1KW341
1KW014

3/31/2003
3/28/2003

157,000.00
(5,000,000.00)

CA
CW

CHECK WIRE
CHECK WIRE

Yes
Yes

Yes

Yes
Yes

253000

1KW077

3/28/2003

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

180102

1KW384

3/28/2003

10,000.00

CA

CHECK

Yes

Yes

Yes

241692

1KW322

3/27/2003

(1,642.00)

CW

CHECK

Yes

Yes

Yes

171788

1KW076

3/26/2003

(400,000.00)

CW

CHECK

Yes

Yes

Yes

298173
171817

1KW067
1KW238

3/25/2003
3/25/2003

(150,000.00)
(150,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

171554

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/14/2003

4,000,000.00

CA

CHECK WIRE

Yes

239101

1KW263 MARVIN B TEPPER

3/14/2003

(260,000.00)

CW

CHECK

Yes

Yes

Yes

202360

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/13/2003

54,635.00

CA

CHECK

Yes

Yes

252986

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/13/2003

44,000.00

CA

CHECK

Yes

Yes

252993

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/13/2003

44,000.00

CA

CHECK

Yes

Yes

202389

1KW084

3/13/2003

27,648.00

CA

CHECK

Yes

Yes

3/13/2003

44,000.00

CA

CHECK

Yes

Yes

3/13/2003

44,000.00

CA

CHECK

Yes

Yes

3/13/2003

44,500.00

CA

CHECK

Yes

Yes

171536

1KW108

241674

1KW109

253018

1KW110

298183

1KW004

298164

1KW019

171530
202384

FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
STERLING 15C LLC
SAUL B KATZ - PM
FRED WILPON FAMILY TRUST
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
CHARLES STERLING LLC
IRIS J KATZ C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
L THOMAS OSTERMAN AND JILL PUPKE
TIC
MARVIN B TEPPER DEFINED BENEFIT
PLAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
FRED WILPON
SAUL B KATZ - PM

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ

Yes

Yes

3/10/2003

(37,400.00)

CW

CHECK

Yes

Yes

3/10/2003

(356,500.00)

CW

CHECK

Yes

Yes

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/10/2003

(356,500.00)

CW

CHECK

Yes

Yes

1KW024 SAUL B KATZ

3/10/2003

(140,000.00)

CW

CHECK

Yes

Yes

Page 55 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
4033
239046
215707
298198
253007
298205
180092
146326
180095
56334
186182
186132
298168
298193
146313
244742
171895
127598
224644

BLMIS
Account BLMIS Account Name
Number
1KW044 L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON
J/T WROS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW198 RED VALLEY PARTNERS
1KW341 CHARLES STERLING LLC
1KW346 ROBBINSVILLE PARK LLC
1KW354 MICHAEL KATZ-SEF
1KW156 STERLING 15C LLC
1KW323 BROOKLYN BASEBALL COMPANY
1KW044 L THOMAS OSTERMAN
1KW067 FRED WILPON
1KW156 STERLING 15C LLC
1KW238 SAUL B KATZ - PM
1KW300 STERLING EQUITIES
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW376 VICKY SCHULTZ SAUL B KATZ TIC
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW081

Transaction
Date per
Customer
Statement
3/10/2003

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(155,000.00)

CW

CHECK

Yes

Yes

3/10/2003

(570,000.00)

CW

CHECK

Yes

Yes

3/10/2003

(10,000.00)

CW

CHECK

Yes

Yes

3/10/2003

(10,000.00)

CW

CHECK

Yes

Yes

3/10/2003

(10,000.00)

CW

CHECK

Yes

Yes

3/10/2003
3/7/2003
3/7/2003
3/6/2003
3/5/2003
3/4/2003
3/3/2003
3/3/2003
3/3/2003
3/3/2003
3/3/2003

(71,000.00)
(373,000.00)
(104,000.00)
(220,000.00)
150,000.00
(400,000.00)
(15,000.00)
(154,000.00)
(300,000.00)
(154,000.00)
700,000.00

CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

3/3/2003

(5,000.00)

CW

CHECK

Yes

Yes

Yes

2/27/2003

(60,733.09)

CW

CHECK

Yes

Yes

Yes

2/26/2003

(30,000.00)

CW

CHECK

Yes

Yes

Yes

93153

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/25/2003

4,000,000.00

CA

CHECK WIRE

Yes

Yes

232731

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/24/2003

3,000,000.00

CA

CHECK WIRE

Yes

Yes

225971

1KW348 157 J.E.S LLC

2/21/2003

65,000.00

CA

CHECK WIRE

Yes

Yes

130950

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/20/2003

3,000,000.00

CA

CHECK WIRE

Yes

Yes

232711

1KW227 NATALIE KATZ
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC

2/18/2003

40,000.00

CA

CHECK

Yes

Yes

Yes

2/14/2003

(70,000.00)

CW

CHECK

Yes

Yes

Yes

232718

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/14/2003

2,000,000.00

CA

CHECK WIRE

Yes

Yes

193498
11705
254474
93146
93162
291228
176207
75432
224623
224637
176896

1KW154
1KW156
1KW242
1KW260
1KW314
1KW358
1KW336
1KW024
1KW044
1KW067
1KW154

2/13/2003
2/13/2003
2/13/2003
2/13/2003
2/13/2003
2/13/2003
2/5/2003
2/3/2003
2/3/2003
2/3/2003
2/3/2003

70,000.00
90,000.00
340,000.00
75,000.00
165,000.00
100,000.00
(30,000.00)
130,000.00
(15,000.00)
(154,000.00)
(60,000.00)

CA
CA
CA
CA
CA
CA
CW
CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

2/3/2003

(60,000.00)

CW

CHECK

Yes

Yes

Yes

11697

176900

IRIS J KATZ C/O STERLING EQUITES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
SAUL B KATZ BRIAN HAHN JR TIC
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES

Page 56 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

232896
93141
225966
127565
130954

1KW156
1KW238
1KW242
1KW260
1KW314

176218

1KW345

180224

1KW345

254484

1KW358

222218

1KW367

254505
16526

1KW378
1KW156

174403

1KW076

247376

1KW083

16534
112205

1KW004

254774
16520
59039
194126
240208
174391
254791
194195
229488
308611
75912
254813
224820
3904

STERLING 15C LLC
SAUL B KATZ - PM
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING METS (INSURANCE FUND)
STERLING 15C LLC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

Transaction
Date per
Customer
Statement
2/3/2003
2/3/2003
2/3/2003
2/3/2003
2/3/2003
2/3/2003

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(300,000.00)
(154,000.00)
(30,000.00)
(66,167.00)
(150,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

40,000.00

CA

CHECK

Yes

Yes

Yes

2/3/2003

35,000.00

CA

CHECK

Yes

Yes

Yes

2/3/2003

(40,000.00)

CW

CHECK

Yes

Yes

Yes

2/3/2003

(5,000.00)

CW

CHECK

Yes

Yes

Yes

2/3/2003
1/29/2003

1,041,700.00
(82,800.00)

CA
CW

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

1/27/2003

100,000.00

CA

CHECK

Yes

Yes

Yes

1/24/2003

(55,000.00)

CW

CHECK

Yes

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/24/2003

3,000,000.00

CA

CHECK WIRE

Yes

Yes

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

1/16/2003

(20,000.00)

CW

CHECK

Yes

Yes

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

1/16/2003

(71,950.00)

CW

CHECK

Yes

Yes

1KW044 L THOMAS OSTERMAN
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
PHILIP H WACHTLER AND ROBIN WILPON
1KW096
WACHTLER J/T WROS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS
1KW207
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
1KW208
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW227 NATALIE KATZ
1KW302 RUTH FRIEDMAN
DAN KNOPF HEATHER KNOPF JT TEN C/O
1KW309
STERLING EQUITIES
1KW024 SAUL B KATZ
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION

1/16/2003

(39,700.00)

CW

CHECK

Yes

Yes

1/16/2003

(16,000.00)

CW

CHECK

Yes

Yes

1/16/2003

(11,500.00)

CW

CHECK

Yes

Yes

1/16/2003

(1,500.00)

CW

CHECK

Yes

Yes

1/16/2003

(3,000.00)

CW

CHECK

Yes

Yes

1/16/2003

(5,000.00)

CW

CHECK

Yes

Yes

1/16/2003

(5,000.00)

CW

CHECK

Yes

Yes

1/16/2003

(3,500.00)

CW

CHECK

Yes

Yes

1/16/2003
1/16/2003

(3,000.00)
(44,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

1/16/2003

(2,500.00)

CW

CHECK

Yes

1/13/2003

120,000.00

CA

CHECK

Yes

Yes

Yes

1/13/2003

120,000.00

CA

CHECK

Yes

Yes

Yes

Yes

Yes

194171

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/13/2003

6,000,000.00

CA

CHECK WIRE

Yes

194223

1KW300 STERLING EQUITIES

1/13/2003

900,000.00

CA

CHECK

Yes

Yes

Page 57 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

112267

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

247392

1KW086

254825
194227
194161
177348

1KW323
1KW347
1KW067
1KW238

75900

Transaction
Date per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

5,000,000.00

CA

CHECK WIRE

Yes

1/8/2003

(40,000.00)

CW

CHECK

Yes

Yes

Yes

1/6/2003
1/6/2003
1/3/2003
1/3/2003

(625,000.00)
(600,000.00)
(1,200,000.00)
(154,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK WIRE
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/3/2003

5,000,000.00

CA

CHECK WIRE

Yes

194133
194138
308604
16507
258854

1KW044
1KW044
1KW067
1KW121
1KW154

1/2/2003
1/2/2003
1/2/2003
1/2/2003
1/2/2003

(15,000.00)
(200,000.00)
(154,000.00)
(5,500.00)
(60,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

75834

1KW155

1/2/2003

(60,000.00)

CW

CHECK

Yes

Yes

Yes

177334
3914
229461
75885
194200
259309
229493
229501
177362

1KW156
1KW238
1KW242
1KW242
1KW260
1KW260
1KW269
1KW314
1KW358

1/2/2003
1/2/2003
1/2/2003
1/2/2003
1/2/2003
1/2/2003
1/2/2003
1/2/2003
1/2/2003

(300,000.00)
(300,000.00)
(30,000.00)
(310,000.00)
(39,750.00)
(66,167.00)
(55,000.00)
(150,000.00)
(40,000.00)

CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

210786

1KW367

1/2/2003

(5,000.00)

CW

CHECK

Yes

Yes

Yes

76852

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

12/27/2002

5,000,000.00

CA

CHECK WIRE

Yes

Yes

255895
6418

1KW260 FRED WILPON FAMILY TRUST
1KW299 SAUL B KATZ TR
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN

12/27/2002
12/27/2002

(1,700,000.00)
(1,190,963.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

12/26/2002

(35,000.00)

CW

CHECK

Yes

Yes

Yes

12/20/2002
12/20/2002

(408,500.00)
(380,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

12/18/2002

22,000.00

CA

CHECK

Yes

Yes

Yes

12/17/2002

(500,000.00)

CW

CHECK

Yes

Yes

Yes

12/16/2002

(16,400.00)

CW

CHECK

Yes

Yes

Yes

12/16/2002

22,000.00

CA

CHECK

Yes

Yes

12/16/2002

22,000.00

CA

CHECK

Yes

Yes

287624
255881
142750
107300
304153
107287
189474
137428

JUDY WILPON & FRED WILPON FAM FDN
INC
BROOKLYN BASEBALL COMPANY
FS COMPANY LLC
FRED WILPON
SAUL B KATZ - PM

L THOMAS OSTERMAN
L THOMAS OSTERMAN
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ - PM
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
PHYLLIS REBELL OSTERMAN
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

1/9/2003

Amount per
Customer
Statement

76818

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

12/16/2002

(4,000,000.00)

CW

CHECK WIRE

Yes

196126

1KW263 MARVIN B TEPPER

12/16/2002

200,000.00

CA

CHECK

Yes

Page 58 of 153

Yes

Yes

Yes

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

149493
6421

1KW302 RUTH FRIEDMAN
1KW354 MICHAEL KATZ-SEF

287656

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

Transaction
Date per
Customer
Statement
12/16/2002
12/13/2002
12/9/2002

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

10,000.00
(60,000.00)

CA
CW

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

38340

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

12/5/2002

(113,300.00)

CW

CHECK

Yes

249316
23633

12/5/2002
12/5/2002

(268,800.00)
(224,100.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

12/5/2002

(183,600.00)

CW

CHECK

Yes

Yes

Yes

12/5/2002

(186,500.00)

CW

CHECK

Yes

Yes

Yes

12/5/2002
12/5/2002
12/4/2002
12/4/2002

(1,000,000.00)
(1,000,000.00)
(150,000.00)
(150,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

12/4/2002

(10,000.00)

CW

CHECK

Yes

Yes

Yes

12/4/2002

(50,000.00)

CW

CHECK

Yes

Yes

Yes

12/2/2002
12/2/2002
12/2/2002
12/2/2002
12/2/2002

(154,000.00)
(15,000.00)
(154,000.00)
35,000.00
(60,000.00)

CW
CW
CW
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

182013
258528
210618
234531

1KW024 SAUL B KATZ
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW260 FRED WILPON FAMILY TRUST
1KW299 SAUL B KATZ TR
1KW024 SAUL B KATZ
1KW067 FRED WILPON
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
1KW067 FRED WILPON
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW298 FRED WILPON FAMILY TRUST TR
1KW299 SAUL B KATZ TR
1KW346 ROBBINSVILLE PARK LLC
1KW300 STERLING EQUITIES

296528

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

181972

1KW076

107276
6414
287660
38388
189465
249328
189468
38355
249312
249323
23627
249352
137443
196115
179801
179827
255890
304149
297414
184683
51069
234525
244825
279011

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

Yes

12/2/2002

(60,000.00)

CW

CHECK

Yes

Yes

Yes

12/2/2002
12/2/2002
12/2/2002
12/2/2002
12/2/2002

(300,000.00)
(30,000.00)
(66,167.00)
(150,000.00)
(40,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

12/2/2002

(5,000.00)

CW

CHECK

Yes

Yes

Yes

11/29/2002
11/29/2002

(1,000,000.00)
(1,000,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

11/29/2002

(1,000,000.00)

CW

CHECK

Yes

Yes

Yes

11/29/2002

(55,000.00)

CW

CHECK

Yes

Yes

Yes

11/29/2002
11/29/2002
11/29/2002
11/26/2002

(1,000,000.00)
(2,000,000.00)
(232,000.00)
(1,300,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

11/22/2002

3,000,000.00

CA

CHECK WIRE

Yes

11/20/2002

(100,000.00)

CW

CHECK

Yes

Page 59 of 153

Yes
Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

279024

1KW096

210589

1KW019

296515

1KW083

279068

1KW279

181988

1KW086

164703

1KW083

20962
296541
234537
291365
253262
258512
51082
51073
279002
234515
210594

1KW315
1KW358
1KW378
1KW024
1KW044
1KW067
1KW348
1KW024
1KW044
1KW067
1KW154

244861

1KW155

279042
279054
210612
279080

1KW156
1KW242
1KW260
1KW358

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
MICHAEL KATZ
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
STERLING BRUNSWICK CORP
JUDY WILPON & FRED WILPON FAM FDN
INC
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
STERLING THIRTY VENTURE, LLC
STERLING 20 LLC
STERLING METS (INSURANCE FUND)
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
157 J.E.S LLC
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
STERLING METS (INSURANCE FUND)
RUSKIN GARDENS APTS LLC
RICHARD A WILPON EH
DAVID M KATZ ET AL TIC F/M
STERLING METS (INSURANCE FUND)
STERLING METS (INSURANCE FUND)

296547

1KW367

20978
238750
177101
304853
311040
219814

1KW378
1KW189
1KW250
1KW362
1KW378
1KW378

238763

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

Transaction
Date per
Customer
Statement
11/19/2002

Amount per
Customer
Statement

Transaction
Type

(10,000.00)

CW

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK

Yes

Yes

Yes

Transaction Description

[3]

11/18/2002

119,621.25

CA

CHECK

Yes

Yes

Yes

11/15/2002

(10,000.00)

CW

CHECK

Yes

Yes

Yes

11/14/2002

(125,000.00)

CW

CHECK

Yes

Yes

Yes

11/13/2002

(50,000.00)

CW

CHECK

Yes

Yes

Yes

11/12/2002

(10,000.00)

CW

CHECK

Yes

Yes

Yes

11/12/2002
11/12/2002
11/12/2002
11/8/2002
11/8/2002
11/8/2002
11/7/2002
11/1/2002
11/1/2002
11/1/2002
11/1/2002

(700,000.00)
(420,000.00)
144,792.00
351,146.25
55,000.00
520,931.25
(95,000.00)
(154,000.00)
(15,000.00)
(154,000.00)
(60,000.00)

CW
CW
CA
CA
CA
CA
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

11/1/2002

(60,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2002
11/1/2002
11/1/2002
11/1/2002

(300,000.00)
(30,000.00)
(66,167.00)
(40,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

11/1/2002

(5,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2002
10/31/2002
10/31/2002
10/31/2002
10/28/2002
10/28/2002

656,164.00
(49.29)
(123.20)
(1,618.04)
1,095,000.00
160,500.00

CA
CW
CW
CW
JRNL
JRNL

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

10/22/2002

7,000,000.00

CA

CHECK WIRE

Yes

Yes
Yes
Yes

203922

1KW300 STERLING EQUITIES

10/22/2002

1,000,000.00

CA

CHECK

Yes

19546

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

10/18/2002

4,000,000.00

CA

CHECK WIRE

Yes

243952

1KW086

10/9/2002

(50,000.00)

CW

CHECK

Yes

36672

1KW076

19537
238728
238731
284143
21203

1KW024
1KW044
1KW067
1KW121
1KW154

JUDY WILPON & FRED WILPON FAM FDN
INC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES

Quicken Data

Yes

Yes

10/4/2002

(100,000.00)

CW

CHECK

Yes

Yes

Yes

10/1/2002
10/1/2002
10/1/2002
10/1/2002
10/1/2002

(154,000.00)
(15,000.00)
(154,000.00)
(5,500.00)
(60,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Page 60 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

36680

1KW155

243956
269859
21207
287537
177112
203928

1KW156
1KW198
1KW242
1KW260
1KW260
1KW358

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

10/1/2002

(60,000.00)

CW

CHECK

Yes

Yes

Yes

10/1/2002
10/1/2002
10/1/2002
10/1/2002
10/1/2002
10/1/2002

(300,000.00)
66,000.00
(30,000.00)
(39,750.00)
(66,167.00)
(40,000.00)

CW
CA
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes

Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

179966

1KW367

JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
RED VALLEY PARTNERS
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

10/1/2002

(5,000.00)

CW

CHECK

Yes

Yes

Yes

259402

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/30/2002

(4,000,000.00)

CW

CHECK WIRE

Yes

254428
226467
309569

1KW260 FRED WILPON FAMILY TRUST
1KW358 STERLING 20 LLC
1KW376 VICKY SCHULTZ SAUL B KATZ TIC
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
1KW067 FRED WILPON
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN

9/27/2002
9/27/2002
9/27/2002

(400,000.00)
(85,000.00)
60,000.00

CW
CW
JRNL

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

9/25/2002

(10,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes

311195

254410
196028

Yes

Yes

9/25/2002

(5,000.00)

CW

CHECK

Yes

9/23/2002

75,000.00

CA

CHECK

Yes

Yes

9/23/2002

6,100.00

CA

CHECK

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/23/2002

(5,000,000.00)

CW

CHECK WIRE

Yes

277914

ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS

9/20/2002

(22,000.00)

CW

CHECK

Yes

Yes

277921

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

9/20/2002

(516,200.00)

CW

CHECK

Yes

Yes

11591

9/20/2002

(4,000.00)

CW

CHECK

Yes

Yes

9/20/2002

(660,000.00)

CW

CHECK

Yes

Yes

9/20/2002

(12,000.00)

CW

CHECK

Yes

Yes

9/20/2002

(8,000.00)

CW

CHECK

Yes

Yes

9/20/2002

(5,000.00)

CW

CHECK

Yes

Yes

9/20/2002

(4,000.00)

CW

CHECK

Yes

311185
259229

1KW044 L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON
J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON
1KW096
WACHTLER J/T WROS
SCOTT WILPON RICHARD A WILPON AS
1KW207
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
1KW208
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW024 SAUL B KATZ
1KW067 FRED WILPON

9/17/2002
9/17/2002

(250,000.00)
(250,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

259249

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/16/2002

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

11595

1KW076

9/11/2002

50,000.00

CA

CHECK

Yes

Yes

Yes

196019
199043

277926
230904
259390
259927
230929

254399
199076
259941

1KW081

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW325 BAS AIRCRAFT LLC
1KW374 METS II LLC

Yes

Yes

Yes

9/11/2002

50,000.00

CA

CHECK

Yes

Yes

Yes

9/11/2002
9/11/2002

(3,200.00)
(600,247.73)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

Page 61 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

Transaction
Date per
Customer
Statement

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK WIRE

Yes

Yes

Yes

CA
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

(60,000.00)

CW

CHECK

Yes

Yes

Yes

(325,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

9/3/2002
9/3/2002
9/3/2002

(66,167.00)
(155,000.00)
(40,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

9/3/2002

(5,000.00)

CW

CHECK

Yes

Yes

Yes

8/29/2002

600,000.00

JRNL

CHECK

Yes

Yes

Yes

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

8/28/2002

400,000.00

CA

CHECK

Yes

Yes

8/28/2002

325,000.00

CA

CHECK

Yes

Yes

8/28/2002

830,000.00

CA

CHECK

Yes

Yes

8/28/2002
8/28/2002

750,000.00
3,000,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

8/27/2002

50,000.00

CA

CHECK

Yes

Yes

8/26/2002
8/26/2002

175,672.79
77,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

300830
133892
211965

1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW260 FRED WILPON FAMILY TRUST
1KW315 STERLING THIRTY VENTURE, LLC
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW156 STERLING 15C LLC
1KW315 STERLING THIRTY VENTURE, LLC
1KW358 STERLING 20 LLC

259215
211948

CMID

BLMIS
Account BLMIS Account Name
Number

254421

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/9/2002

(3,000,000.00)

CW

196078
11587
199000
199028
196048

1KW300
1KW024
1KW044
1KW067
1KW154

9/4/2002
9/3/2002
9/3/2002
9/3/2002
9/3/2002

300,000.00
(114,000.00)
(15,000.00)
(114,000.00)
(60,000.00)

9/3/2002

277948
11611

STERLING EQUITIES
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST

9/3/2002
9/3/2002

11614

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/3/2002

199050
259405
254435

1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW358 STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS
1KW374 METS II LLC

211932
307905

190635

309565
304196

236620
230070
133896
251093
236610
300371
280393

304192

Amount per
Customer
Statement

Transaction
Type

Transaction Description

Quicken Data
[3]

8/22/2002

(25,000.00)

CW

CHECK

Yes

Yes

Yes

8/22/2002
8/22/2002
8/22/2002

(500,000.00)
(1,800,000.00)
(1,600,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/12/2002

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

1KW315 STERLING THIRTY VENTURE, LLC
ESTATE OF LEONARD J SCHREIER C/O
1KW372 SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

8/12/2002

(500,000.00)

CW

CHECK

Yes

Yes

Yes

8/12/2002

2,200,000.00

JRNL

CHECK

Yes

Yes

Yes

307870

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/5/2002

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

236618
300818
304180
300826

1KW024
1KW044
1KW067
1KW154

8/1/2002
8/1/2002
8/1/2002
8/1/2002

(114,000.00)
(15,000.00)
(114,000.00)
(60,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

8/1/2002

(60,000.00)

CW

CHECK

Yes

Yes

Yes

108226

SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES

Page 62 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

259311
211803
259219
300379
259339

1KW156
1KW242
1KW260
1KW314
1KW358

300387

STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER
1KW367
JT/WROS

Transaction
Date per
Customer
Statement
8/1/2002
8/1/2002
8/1/2002
8/1/2002
8/1/2002

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(325,000.00)
(30,000.00)
(66,167.00)
(155,000.00)
(40,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

8/1/2002

(5,000.00)

CW

CHECK

Yes

Yes

Yes

242134

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/29/2002

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

58623

1KW044 L THOMAS OSTERMAN
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW067 FRED WILPON
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW156 STERLING 15C LLC
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS

7/25/2002

(44,000.00)

CW

CHECK

Yes

Yes

Yes

7/24/2002

(90,000.00)

CW

CHECK

Yes

Yes

Yes

308284
108424
306966
308298
293672

7/19/2002

550,000.00

CA

CHECK

Yes

7/18/2002

(10,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes

7/18/2002

(143,650.00)

CW

CHECK

Yes

7/15/2002

50,000.00

CA

CHECK

Yes

Yes

Yes

252576

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/15/2002

(5,000,000.00)

CW

CHECK WIRE

Yes

38753
108444

1KW067 FRED WILPON
1KW314 STERLING THIRTY VENTURE LLC B

7/11/2002
7/11/2002

(2,000,000.00)
(3,000,000.00)

CW
CW

CHECK WIRE
CHECK WIRE

Yes
Yes

58633

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/8/2002

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

7/5/2002

(3,192,063.32)

CW

CHECK

Yes

Yes

Yes

7/3/2002
7/3/2002

111,320.00
222,250.00

JRNL
JRNL

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

7/3/2002

500,000.00

JRNL

CHECK

Yes

Yes

Yes

7/2/2002

(2,300,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2002
7/1/2002
7/1/2002
7/1/2002
7/1/2002
7/1/2002

(114,000.00)
(15,000.00)
150,000.00
(114,000.00)
(5,500.00)
(60,000.00)

CW
CW
CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

7/1/2002

(60,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/2002
7/1/2002

(325,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

LEONARD SCHREIER AND SANFORD
KOUFAX TIC
L THOMAS OSTERMAN TRACING
MARVIN B TEPPER TRACING
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST

Yes

Yes
Yes
Yes

293666

1KW053

293689
293697

1KW365
1KW366

252584

1KW367

293662

1KW052

58618
151632
308280
308277
242118
308292

1KW024
1KW044
1KW067
1KW067
1KW121
1KW154

235688

1KW155

306969
252573

1KW156
1KW242

108438

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/1/2002

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

293685
58638
242139
242150
30838

1KW260
1KW260
1KW314
1KW358
1KW024

7/1/2002
7/1/2002
7/1/2002
7/1/2002
6/28/2002

(39,750.00)
(66,167.00)
(155,000.00)
(40,000.00)
(427,500.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
SAUL B KATZ

Page 63 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

273332
294101
201520
116802
201511
273291
201398
293233

1KW067
1KW156
1KW250
1KW362
1KW242
1KW013
1KW024
1KW067

116753

1KW084

225619

1KW154

201414

1KW155

153997
154003
225682

1KW260
1KW269
1KW307

116739

1KW083

297313
154008

1KW260
1KW302

15046

1KW076

273299

1KW024

259626

1KW081

232209

1KW096

FRED WILPON
STERLING 15C LLC
RICHARD A WILPON EH
DAVID M KATZ ET AL TIC F/M
SAUL B KATZ FAMILY TRUST
DAYLE KATZ
SAUL B KATZ
FRED WILPON
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
FRED WILPON FAMILY TRUST
PHYLLIS REBELL OSTERMAN
DEBRA WILPON
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
FRED WILPON FAMILY TRUST
RUTH FRIEDMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL B KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

Transaction
Date per
Customer
Statement
6/28/2002
6/28/2002
6/26/2002
6/26/2002
6/25/2002
6/24/2002
6/24/2002
6/24/2002

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(255,700.00)
(137,750.00)
(312,633.40)
(4,570,946.46)
(4,000,000.00)
(1,000,000.00)
211,413.50
(4,000,000.00)

CW
CW
CW
CW
CW
CW
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

6/24/2002

(7,183.20)

CW

CHECK

Yes

Yes

Yes

6/24/2002

(1,500,000.00)

CW

CHECK

Yes

Yes

6/24/2002

(3,000,000.00)

CW

CHECK

Yes

Yes

6/24/2002
6/24/2002
6/24/2002

(5,000,000.00)
(100,000.00)
(260,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

6/20/2002

(10,000.00)

CW

CHECK

Yes

Yes

Yes

6/20/2002
6/20/2002

(500,000.00)
(200,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

6/18/2002

350,000.00

CA

CHECK

Yes

Yes

6/17/2002

694,530.00

CA

CHECK

Yes

Yes

6/17/2002

412,000.00

CA

CHECK

Yes

Yes

6/17/2002

(15,000.00)

CW

CHECK

Yes

Yes

Yes

15036

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

6/13/2002

(77,000.00)

CW

CHECK

Yes

Yes

Yes

116737

6/13/2002

(150,000.00)

CW

CHECK

Yes

Yes

Yes

6/13/2002

(2,000.00)

CW

CHECK

Yes

Yes

Yes

6/13/2002

(2,500.00)

CW

CHECK

Yes

Yes

Yes

6/13/2002

(3,500.00)

CW

CHECK

Yes

Yes

Yes

6/13/2002

(14,200.00)

CW

CHECK

Yes

6/12/2002

(595,000.00)

CW

CHECK

Yes

Yes

Yes

294104
201422

1KW067 FRED WILPON
SCOTT WILPON RICHARD A WILPON AS
1KW207
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
1KW208
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW263 MARVIN B TEPPER
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW189 RUSKIN GARDENS APTS LLC
1KW156 STERLING 15C LLC

6/12/2002
6/10/2002

(157,573.34)
(700,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

30871

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/10/2002

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

232241
154014
30875

1KW315 STERLING THIRTY VENTURE, LLC
1KW358 STERLING 20 LLC
1KW323 BROOKLYN BASEBALL COMPANY
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW044 L THOMAS OSTERMAN

6/10/2002
6/10/2002
6/7/2002

(1,700,000.00)
(1,800,000.00)
700,000.00

CW
CW
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

6/5/2002

(50,000.00)

CW

CHECK

Yes

Yes

Yes

6/4/2002

75,000.00

CA

CHECK

Yes

Yes

Yes

297308
201434
201478
297319
15041

15058
294075

Page 64 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

259619
232194
153929
225616

1KW024
1KW044
1KW067
1KW154

Transaction
Date per
Customer
Statement
6/3/2002
6/3/2002
6/3/2002
6/3/2002

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(114,000.00)
(15,000.00)
(114,000.00)
(60,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

6/3/2002

(60,000.00)

CW

CHECK

Yes

Yes

Yes

6/3/2002
6/3/2002

(325,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

294089
273351

SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST

116791

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/3/2002

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

116797
201526
301525
254857
101454

1KW260
1KW314
1KW358
1KW019
1KW067

6/3/2002
6/3/2002
6/3/2002
5/29/2002
5/29/2002

(66,167.00)
(155,000.00)
(40,000.00)
285,000.00
1,240,837.00

CW
CW
CW
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

242598

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/28/2002

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

1KW067 FRED WILPON
MARVIN B TEPPER DEFINED BENEFIT
PLAN
1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW302 RUTH FRIEDMAN
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B
1KW363 SAUL B KATZ PAWLING REFINANCING

5/20/2002

100,000.00

CA

CHECK

Yes

Yes

5/17/2002

24,986.00

CA

CHECK

Yes

Yes

5/15/2002
5/15/2002

85,000.00
30,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

5/15/2002

50,000.00

CA

CHECK

Yes

Yes

Yes

5/14/2002

(15,000.00)

CW

CHECK

Yes

Yes

Yes

5/14/2002
5/10/2002
5/10/2002

(30,000.00)
(114,000.00)
(114,000.00)

CW
CW
CW

CHECK
CHECK WIRE
CHECK WIRE

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

5/10/2002

200,000.00

CA

CHECK

Yes

Yes

Yes

5/10/2002

(60,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

153968

259978
286199
228646
302400
302404
302396
242604
191636
273800
73047
289877
273829
101476
238274
101484
191708
312115
196035
73098
73115

FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
MICHAEL KATZ
FRED WILPON

1KW322

5/10/2002

(60,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

5/10/2002
5/10/2002
5/10/2002
5/10/2002
5/9/2002
5/9/2002
5/9/2002
5/9/2002

(325,000.00)
(30,000.00)
(66,167.00)
(155,000.00)
79,800.00
79,800.00
(500,000.00)
460,085.16

CW
CW
CW
CW
CA
CA
CW
JRNL

CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

289888

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/6/2002

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

289861
191621
73023
309435
196013

1KW001
1KW019
1KW024
1KW044
1KW067

5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002

5,040.00
71,142.00
507,087.90
35,000.00
450,000.00

CA
CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

BON MICK FAMILY PARTNERS L P
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON

Page 65 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

73105
312119
238288
302419
273930
242618
312121
273917
238283
302416
312317

1KW362
1KW362
1KW362
1KW362
1KW362
1KW362
1KW362
1KW362
1KW362
1KW362
1KW024

73063
289872
92104
285881

DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
SAUL B KATZ
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
PHILIP H WACHTLER AND ROBIN WILPON
1KW096
WACHTLER J/T WROS
1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

Transaction
Date per
Customer
Statement
5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/1/2002

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

1,428,240.00
1,359,080.00
421,400.00
421,400.00
256,120.00
234,360.00
191,520.00
96,320.00
25,760.00
10,000.00
93,333.34

JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

5/1/2002

(40,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2002

(30,000.00)

CW

CHECK

Yes

Yes

Yes

4/30/2002

(25,000.00)

CW

CHECK

Yes

Yes

Yes

4/29/2002

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

Yes

225333

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

4/23/2002

(4,000,000.00)

CW

CHECK WIRE

Yes

219330
284441

4/22/2002
4/17/2002

70,000.00
30,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

4/17/2002

50,000.00

CA

CHECK

Yes

Yes

4/17/2002

(15,000.00)

CW

CHECK

Yes

4/15/2002

(600,000.00)

CW

CHECK

Yes

253420
292858
270511

1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW238 SAUL B KATZ - PM
1KW263 MARVIN B TEPPER
1KW307 DEBRA WILPON

4/15/2002
4/15/2002
4/15/2002

(760,700.00)
(300,000.00)
(206,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

284436

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

4/12/2002

(581,000.00)

CW

CHECK

Yes

248215
313624
313658
313657

1KW044
1KW067
1KW279
1KW269

4/12/2002
4/12/2002
4/12/2002
4/11/2002

(15,000.00)
(973,000.00)
(110,000.00)
150,000.00

CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

284432

1KW004

4/10/2002

(20,000.00)

CW

CHECK

Yes

270262

1KW044

4/10/2002

130,000.00

CA

CHECK

Yes

220075

1KW076

4/10/2002

(1,500.00)

CW

CHECK

Yes

Yes

222893

1KW207

4/10/2002

(12,500.00)

CW

CHECK

Yes

Yes

147703

1KW208

4/10/2002

(11,000.00)

CW

CHECK

Yes

Yes

192631

1KW209

4/10/2002

(12,000.00)

CW

CHECK

Yes

Yes

253387
263947
313647

L THOMAS OSTERMAN
FRED WILPON
STERLING BRUNSWICK CORP
PHYLLIS REBELL OSTERMAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

Page 66 of 153

Yes

Yes

Yes
Yes

Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

253433
188796
263962
285910
226273

1KW242
1KW260
1KW260
1KW313
1KW024

92096
285846

SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC TR
SAUL B KATZ
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN

Transaction
Date per
Customer
Statement
4/10/2002
4/10/2002
4/10/2002
4/10/2002
4/5/2002

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

410,000.00
165,000.00
(3,000.00)
(500,000.00)
(300,000.00)

CA
CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

4/5/2002

19,480.50

CA

CHECK

Yes

Yes

Yes

4/5/2002

4,000.00

CA

CHECK

Yes

Yes

Yes

313656

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

4/3/2002

2,000,000.00

CA

CHECK WIRE

Yes

313623
220052
270270
138408
272245
92130

1KW024
1KW067
1KW067
1KW024
1KW067
1KW108

4/2/2002
4/2/2002
4/2/2002
4/1/2002
4/1/2002
4/1/2002

(100,000.00)
(200,000.00)
(250,000.00)
(114,000.00)
(114,000.00)
100,000.00

CW
CW
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

253400

1KW109

4/1/2002

100,000.00

CA

CHECK

Yes

Yes

Yes

313650

1KW110

4/1/2002

100,000.00

CA

CHECK

Yes

Yes

Yes

285851
313652

1KW121
1KW154

4/1/2002
4/1/2002

(5,500.00)
(60,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

263959

1KW155

4/1/2002

(60,000.00)

CW

CHECK

Yes

Yes

Yes

147694
147711
188791
285890
147723
222905
285920

1KW156
1KW242
1KW242
1KW260
1KW260
1KW260
1KW314

4/1/2002
4/1/2002
4/1/2002
4/1/2002
4/1/2002
4/1/2002
4/1/2002

(325,000.00)
275,000.00
(30,000.00)
275,000.00
(39,750.00)
(66,167.00)
(155,000.00)

CW
CA
CW
CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes

Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

216592

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/22/2002

(230,000.00)

CW

CHECK

Yes

Yes

Yes

272510
249245

1KW024 SAUL B KATZ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION

3/22/2002
3/22/2002

(150,000.00)
(582,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

3/22/2002

(296,000.00)

CW

CHECK

Yes

Yes

Yes

3/22/2002

(15,000.00)

CW

CHECK

Yes

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/22/2002

2,000,000.00

CA

CHECK WIRE

Yes

3/21/2002

4,000.00

CA

CHECK

Yes

Yes

Yes

3/20/2002

(50,000.00)

CW

CHECK

Yes

Yes

Yes

98292
98316
279381
269258
225379

SAUL B KATZ
FRED WILPON
FRED WILPON
SAUL B KATZ
FRED WILPON
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B

TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC

241648

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/20/2002

3,000,000.00

CA

CHECK WIRE

1KW161 ARTHUR FRIEDMAN ET AL TIC

3/19/2002

(16,665.92)

CW

CHECK

Yes

Yes
Yes

Yes

Yes

279368

Yes

Page 67 of 153

Yes
Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

278844
279390
137478
216601
279397

1KW257
1KW259
1KW328
1KW337
1KW339

303873
8243

STERLING JET LTD
STERLING JET II LTD
AIR STERLING LLC
MICHAEL KATZ ET AL TIC C/W II
STERLING METS ASSOCIATES
STERLING EQUITIES (GREENWOOD) C/O
1KW359
MATTHEW BERNSTEIN MS# NYC034091

Transaction
Date per
Customer
Statement
3/19/2002
3/19/2002
3/19/2002
3/19/2002
3/19/2002
3/19/2002

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(22.54)
(12.41)
(5.69)
(5,472.24)
(82.91)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

171,273.00

JRNL

CHECK

Yes

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/12/2002

3,000,000.00

CA

CHECK WIRE

Yes

Yes

209607
242016
98350
249238
241980
225359
6406

1KW358
1KW358
1KW358
1KW024
1KW044
1KW067
1KW154

3/4/2002
3/4/2002
3/4/2002
3/1/2002
3/1/2002
3/1/2002
3/1/2002

20,000,000.00
575,238.00
177.00
(114,000.00)
(15,000.00)
(114,000.00)
(60,000.00)

CA
CA
CA
CW
CW
CW
CW

CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
No
No
Yes
Yes
Yes
Yes

272524

1KW155

3/1/2002

(60,000.00)

CW

CHECK

Yes

Yes

Yes

209581
242006
278850
242013
64758

1KW156
1KW242
1KW260
1KW314
1KW067

3/1/2002
3/1/2002
3/1/2002
3/1/2002
2/28/2002

(325,000.00)
(30,000.00)
(66,167.00)
(155,000.00)
(50,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

211424

1KW086

2/28/2002

(50,000.00)

CW

CHECK

Yes

Yes

Yes

261152
221443

1KW198
1KW242

2/28/2002
2/28/2002

(25,000.00)
(25,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

261158

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/26/2002

3,000,000.00

CA

CHECK WIRE

Yes

30317
30340
30303
228273

1KW337
1KW339
1KW300
1KW242

MICHAEL KATZ ET AL TIC C/W II
STERLING METS ASSOCIATES
STERLING EQUITIES
SAUL B KATZ FAMILY TRUST

2/25/2002
2/25/2002
2/22/2002
2/21/2002

(298,046.15)
(91,570.03)
(400,000.00)
(565,500.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

216066

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/21/2002

2,000,000.00

CA

CHECK WIRE

Yes

211446

2/21/2002

(565,500.00)

CW

CHECK

Yes

Yes

Yes

2/19/2002

(10,000.00)

CW

CHECK

Yes

Yes

Yes

235417
39637

1KW260 FRED WILPON FAMILY TRUST
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
1KW263 MARVIN B TEPPER
1KW300 STERLING EQUITIES

2/15/2002
2/13/2002

200,000.00
(600,000.00)

CA
CW

CHECK
CHECK WIRE

Yes
Yes

Yes

Yes
Yes

64801

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/12/2002

2,000,000.00

CA

CHECK WIRE

Yes

64808
161646
277290
277299

1KW300
1KW024
1KW044
1KW067

2/4/2002
2/1/2002
2/1/2002
2/1/2002

(400,000.00)
(114,000.00)
(15,000.00)
(114,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

2/1/2002

40,000.00

CA

CHECK

Yes

228269

64765

STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
FRED WILPON
JUDY WILPON & FRED WILPON FAM FDN
INC
RED VALLEY PARTNERS
SAUL B KATZ FAMILY TRUST

1KW083

STERLING EQUITIES
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN

Page 68 of 153

Yes

Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

215737

1KW110

39631

1KW154

235399

1KW155

216046
235412
221448
228287

1KW156
1KW242
1KW260
1KW314

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type
CA

Transaction Description

CHECK

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

2/1/2002

40,000.00

2/1/2002

(60,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2002

(60,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2002
2/1/2002
2/1/2002
2/1/2002

(325,000.00)
(30,000.00)
(66,167.00)
(155,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes

Yes

175901

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/24/2002

2,000,000.00

CA

CHECK WIRE

Yes

Yes

225973
220720
188051
220749
253775
237596

1KW019
1KW024
1KW067
1KW108
1KW108
1KW019

1/23/2002
1/23/2002
1/23/2002
1/23/2002
1/23/2002
1/17/2002

88,000.00
(150,000.00)
(150,000.00)
40,000.00
4,000.00
11,650.00

CA
CW
CW
CA
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

162499

1KW207

1/17/2002

44,000.00

CA

CHECK

Yes

Yes

226015

1KW208

1/17/2002

44,000.00

CA

CHECK

Yes

Yes

188071

1KW209

1/17/2002

44,000.00

CA

CHECK

Yes

Yes

186402

1KW263

MICHAEL KATZ
SAUL B KATZ
FRED WILPON
GREGORY KATZ
GREGORY KATZ
MICHAEL KATZ
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
MARVIN B TEPPER

1/17/2002

44,000.00

CA

CHECK

Yes

Yes

83950

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/16/2002

3,000,000.00

CA

CHECK WIRE

Yes

Yes

38682
257603
237608
83927

1KW019
1KW024
1KW067
1KW108

MICHAEL KATZ
SAUL B KATZ
FRED WILPON
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN

1/15/2002
1/15/2002
1/15/2002
1/15/2002

(225,000.00)
(1,613,000.00)
(1,553,000.00)
(2,500.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

1/15/2002

(3,750.00)

CW

CHECK

Yes

Yes

1/15/2002

(4,000.00)

CW

CHECK

Yes

Yes

83938

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/11/2002

6,000,000.00

CA

CHECK WIRE

Yes

Yes

253801
162599
208717
257631

1KW263
1KW263
1KW300
1KW121

1/11/2002
1/11/2002
1/11/2002
1/9/2002

426,300.00
100,000.00
1,400,000.00
(11,650.00)

CA
CA
CA
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

162510

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/8/2002

5,000,000.00

CA

CHECK WIRE

Yes

Yes

226056

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/4/2002

4,000,000.00

CA

CHECK WIRE

Yes

208727
162432

1KW354 MICHAEL KATZ-SEF
1KW044 L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS

1/4/2002
1/3/2002

1,176,357.00
11,000.00

JRNL
CA

CHECK
CHECK

Yes
Yes

1/3/2002

40,200.00

CA

CHECK

Yes

257619
257624

237613

MARVIN B TEPPER
MARVIN B TEPPER
STERLING EQUITIES
MICHAEL KATZ & SAUL B KATZ TIC

Page 69 of 153

Yes
Yes

Yes
Yes

Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

237624

1KW081

293124
220729
257608
245423
162468

1KW024
1KW044
1KW067
1KW121
1KW154

RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING HERITAGE LLC
STERLING THIRTY VENTURE LLC B
BAS AIRCRAFT LLC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
L THOMAS OSTERMAN
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

1/3/2002

900,000.00

CA

CHECK

Yes

1/2/2002
1/2/2002
1/2/2002
1/2/2002
1/2/2002

(114,000.00)
(15,000.00)
(114,000.00)
(5,500.00)
(60,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

1/2/2002

(60,000.00)

CW

CHECK

Yes

Yes

Yes

1/2/2002
1/2/2002
1/2/2002
1/2/2002
1/2/2002
1/2/2002
1/2/2002

(325,000.00)
(30,000.00)
(39,750.00)
(66,167.00)
(25,000.00)
(155,000.00)
(22,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

12/28/2001

60,000.00

CA

CHECK

Yes

Yes

12/28/2001
12/28/2001
12/28/2001
12/28/2001
12/28/2001

257,690.00
1,153,034.00
100,000.00
70,000.00
1,478,500.00

CA
CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

12/28/2001

88,550.00

CA

CHECK

Yes

Yes

12/28/2001

322,810.00

CA

CHECK

Yes

Yes

Yes

38691

1KW155

245427
226023
162530
253796
253809
208722
257657

1KW156
1KW242
1KW260
1KW260
1KW287
1KW314
1KW325

293149

1KW004

140736
204763
121552
259710
235280

1KW019
1KW024
1KW044
1KW044
1KW067

98652

1KW076

232074

1KW081

255002

1KW232 JUDITH A WILPON-W STERLING EQUITIES

12/28/2001

(506,028.34)

CW

CHECK

Yes

Yes

Yes

296386

1KW233 JUDITH A WILPON-K STERLING EQUITIES

12/28/2001

(492,317.27)

CW

CHECK

Yes

Yes

Yes

310159

1KW234 JUDITH A WILPON-T STERLING EQUITIES

12/28/2001

(491,444.51)

CW

CHECK

Yes

Yes

Yes

204798
228022
310162
235307
259757
126996
266300

1KW235
1KW236
1KW237
1KW242
1KW260
1KW263
1KW272

12/28/2001
12/28/2001
12/28/2001
12/28/2001
12/28/2001
12/28/2001
12/28/2001

(808,123.14)
(929,722.42)
(638,545.87)
491,700.00
494,200.00
198,600.00
(31,218.59)

CW
CW
CW
CA
CA
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

232525

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

12/27/2001

4,000,000.00

CA

CHECK WIRE

Yes

310165

1KW189 RUSKIN GARDENS APTS LLC

12/21/2001

(30,000.00)

CW

CHECK

Yes

Yes

Yes

106592

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

12/21/2001

2,000,000.00

CA

CHECK WIRE

Yes

Yes

121535
296356
204787
127019

1KW024
1KW067
1KW235
1KW300

12/20/2001
12/20/2001
12/20/2001
12/20/2001

125,000.00
425,000.00
(17,387.50)
(1,500,000.00)

CA
CA
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

IRIS J KATZ-W STERLING EQUITIES
IRIS J KATZ-K STERLING EQUITIES
IRIS J KATZ-T STERLING EQUITIES
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
MARVIN B TEPPER
IRIS J KATZ - O STERLING EQUITIES

SAUL B KATZ
FRED WILPON
IRIS J KATZ-W STERLING EQUITIES
STERLING EQUITIES

Page 70 of 153

Yes
Yes
Yes
Yes

Yes

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
147001

BLMIS
Account BLMIS Account Name
Number

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(2,000,000.00)

CW

CHECK

Yes

Yes

Yes

147009

1KW349

12/20/2001

(1,800,000.00)

CW

CHECK

Yes

Yes

Yes

235243

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

12/14/2001

(133,500.00)

CW

CHECK

Yes

Yes

Yes

98636

1KW067 FRED WILPON
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW156 STERLING 15C LLC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW019 MICHAEL KATZ
1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW201 DAVID M KATZ
SCOTT WILPON RICHARD A WILPON AS
1KW207
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
1KW208
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
1KW227 NATALIE KATZ
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW263 MARVIN B TEPPER
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC

12/14/2001

300,000.00

CA

CHECK

Yes

12/14/2001

(50,000.00)

CW

CHECK

Yes

12/14/2001

10,000.00

CA

CHECK

Yes

Yes

12/13/2001

25,000.00

CA

CHECK

Yes

Yes

12/12/2001

(65,000.00)

CW

CHECK

Yes

Yes

Yes

12/12/2001

(600,000.00)

CW

CHECK

Yes

Yes

Yes

12/7/2001

(29,700.00)

CW

CHECK

Yes

Yes

12/7/2001
12/7/2001
12/7/2001
12/7/2001

(60,500.00)
(96,300.00)
(2,000.00)
(307,400.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

12/7/2001

(66,700.00)

CW

CHECK

Yes

Yes

14904
296361
37446
276489
254991
195924
195885
277049
259704
265381
265385
293185
212253
212258
121569
259741
296403
208856
235322
204769
296392
259747
106641
273980
29585

1KW339 STERLING METS ASSOCIATES
CONEY ISLAND BASEBALL HOLDING CO
LLC

Transaction
Date per
Customer
Statement
12/20/2001

Yes
Yes

Yes

12/7/2001

(133,400.00)

CW

CHECK

Yes

Yes

12/7/2001

(19,500.00)

CW

CHECK

Yes

Yes

12/7/2001

(19,500.00)

CW

CHECK

Yes

Yes

12/7/2001

(19,500.00)

CW

CHECK

Yes

Yes

12/7/2001

(120,000.00)

CW

CHECK

Yes

Yes

12/7/2001

(1,000.00)

CW

CHECK

Yes

Yes

12/7/2001

(1,000.00)

CW

CHECK

Yes

Yes

12/7/2001

(1,000.00)

CW

CHECK

Yes

Yes

12/7/2001
12/7/2001
12/7/2001
12/7/2001

(12,600.00)
(672,900.00)
(295,800.00)
(104,900.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

12/5/2001

(25,000.00)

CW

CHECK

Yes

Yes

Yes

12/5/2001

(40,000.00)

CW

CHECK

Yes

Yes

Yes

265361

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

12/3/2001

210,000.00

CA

CHECK

Yes

Yes

212236

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

12/3/2001

77,748.66

CA

CHECK

Yes

Yes

Page 71 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

Transaction
Date per
Customer
Statement

BLMIS
Customer
[2]
Files

CMID

BLMIS
Account BLMIS Account Name
Number

265370

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

12/3/2001

4,813.83

CA

CHECK

Yes

151690
235258
98648

12/3/2001
12/3/2001
12/3/2001

(114,000.00)
(15,000.00)
(114,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

12/3/2001

(250,000.00)

CW

CHECK

Yes

Yes

Yes

12/3/2001

(60,000.00)

CW

CHECK

Yes

Yes

Yes

12/3/2001

(60,000.00)

CW

CHECK

Yes

Yes

Yes

265410
228025

1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
1KW067 FRED WILPON
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW242 SAUL B KATZ FAMILY TRUST

12/3/2001
12/3/2001

(325,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

44636

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

12/3/2001

1,000,000.00

CA

CHECK WIRE

Yes

298810
232536
208876
270941
224969
110058
258265
169556

1KW260
1KW314
1KW325
1KW328
1KW024
1KW024
1KW044
1KW067

12/3/2001
12/3/2001
12/3/2001
12/3/2001
11/28/2001
11/28/2001
11/28/2001
11/28/2001

(66,167.00)
(155,000.00)
(22,000.00)
(302,362.19)
1,838,000.00
105,000.00
130,000.00
300,000.00

CW
CW
CW
CW
CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

11/28/2001

300,000.00

CA

CHECK

Yes

Yes

11/27/2001

347,000.00

CA

CHECK

Yes

Yes

11/27/2001

200,000.00

CA

CHECK

Yes

Yes

11/27/2001
11/27/2001
11/26/2001
11/23/2001
11/21/2001

3,600,000.00
5,300,000.00
525,000.00
(1,500,000.00)
(11,312,310.86)

CA
CA
CA
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

20644
98674
296368

FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
BAS AIRCRAFT LLC
AIR STERLING LLC
SAUL B KATZ
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON
STERLING THIRTY VENTURE LLC B
ARTHUR FRIEDMAN ET AL TIC

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

Quicken Data
[3]

Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

265820

1KW081

222559

1KW024

265809

1KW076

240984
311369
224978
222603
265844

1KW242
1KW260
1KW067
1KW314
1KW161

222591

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

11/21/2001

2,000,000.00

CA

CHECK WIRE

Yes

82638

JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC

11/16/2001

(50,000.00)

CW

CHECK

Yes

222565

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

11/16/2001

1,000,000.00

CA

CHECK WIRE

Yes

Yes

82651

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

11/9/2001

2,000,000.00

CA

CHECK WIRE

Yes

Yes

265836

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

11/7/2001

60,215.45

CA

CHECK

Yes

Yes

Yes

11/7/2001

1,800,000.00

JRNL

CHECK

Yes

Yes

Yes

11/6/2001

(20,000.00)

CW

CHECK

Yes

Yes

Yes

11/6/2001

(100,000.00)

CW

CHECK

Yes

Yes

Yes

11/2/2001

1,000,000.00

CA

CHECK WIRE

Yes

214930

CONEY ISLAND BASEBALL HOLDING CO
1KW349
LLC
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW287 STERLING HERITAGE LLC

222581

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

311372
110056

Page 72 of 153

Yes
Yes
Yes

Yes
Yes

Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

240957
281131
265838
311364

1KW024
1KW044
1KW067
1KW154

224981

1KW155

169579
214922
222575
222599
16340
92092

1KW156
1KW161
1KW242
1KW260
1KW314
1KW325

SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
BAS AIRCRAFT LLC
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
157 J.E.S LLC
ROBBINSVILLE PARK LLC
MICHAEL KATZ
MICHAEL KATZ
JUDY WILPON & FRED WILPON FAM FDN
INC
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN

Transaction
Type

(114,000.00)
(15,000.00)
(114,000.00)
(42,000.00)

CW
CW
CW
CW

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Transaction Description

Quicken Data
[3]

11/1/2001

(42,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001

(370,000.00)
(66,000.00)
(43,500.00)
(75,167.00)
(192,000.00)
(22,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

10/30/2001

(10,000.00)

CW

CHECK

Yes

Yes

Yes

725,000.00
800,000.00
175,116.00
51,647.52

JRNL
CA
CA
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

10/25/2001

(40,000.00)

CW

CHECK

Yes

Yes

Yes

10/25/2001

(7,000.00)

CW

CHECK

Yes

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

10/25/2001

2,000,000.00

CA

CHECK WIRE

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

10/23/2001

2,000,000.00

CA

CHECK WIRE

Yes

Yes

10/22/2001

210,000.00

CA

CHECK

Yes

Yes

Yes

10/22/2001
10/22/2001
10/19/2001
10/19/2001
10/19/2001

40,000.00
67,500.00
136,331.00
98,000.00
350,000.00

CA
CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes
Yes
Yes

10/19/2001

3,000,000.00

CA

CHECK WIRE

Yes

1KW083
1KW348
1KW346
1KW019
1KW019

198073

1KW086

102258

1KW207

303668
226994

RICHARD A WILPON & DEBRA WILPON
J/T WROS
RED VALLEY PARTNERS
BAS AIRCRAFT LLC
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON

307550

1KW081

198076
243398
307711
198032
307544

1KW198
1KW325
1KW024
1KW044
1KW067

94007

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

307719

1KW076

227015
307535
202038
307707

1KW315
1KW019
1KW024
1KW024

282950
102289

282917

Amount per
Customer
Statement

10/29/2001
10/26/2001
10/25/2001
10/25/2001

307548
210769
102298
146728
202051

198055

Transaction
Date per
Customer
Statement
11/1/2001
11/1/2001
11/1/2001
11/1/2001

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
STERLING THIRTY VENTURE, LLC
MICHAEL KATZ
SAUL B KATZ
SAUL B KATZ

Yes

10/18/2001

100,000.00

CA

CHECK

Yes

10/17/2001
10/16/2001
10/16/2001
10/16/2001

(300,000.00)
58,630.00
496,625.00
63,250.00

CW
CA
CA
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

10/16/2001

6,000,000.00

CA

CHECK WIRE

Yes

1KW260 FRED WILPON FAMILY TRUST
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN

10/16/2001

1,134,000.00

CA

CHECK

Yes

10/15/2001

(10,000.00)

CW

CHECK

Yes

Yes

Yes

10/15/2001

(4,000.00)

CW

CHECK

Yes

Yes

Yes

Page 73 of 153

Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

226949

1KW083

282938
198100
146794
227011
210760
93969

1KW156
1KW279
1KW313
1KW315
1KW332
1KW024

282945

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

93972

282926
243386
307563

1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
GREG KATZ AMY KATZ JT TEN MICHAEL
1KW345
KATZ TIC
GREG KATZ AMY KATZ JT TEN MICHAEL
1KW345
KATZ TIC
1KW346 ROBBINSVILLE PARK LLC
1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
1KW067 FRED WILPON
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW242 SAUL B KATZ FAMILY TRUST

146768

243373
102224
226967
276053
282961
282973

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
STERLING 15C LLC
STERLING BRUNSWICK CORP
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE, LLC
EDWARD TEPPER
SAUL B KATZ

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

10/11/2001

(10,000.00)

CW

CHECK

Yes

Yes

Yes

10/11/2001
10/11/2001
10/11/2001
10/11/2001
10/11/2001
10/9/2001

(200,000.00)
(70,000.00)
(450,000.00)
(350,000.00)
(30,000.00)
469,370.00

CW
CW
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

10/9/2001

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

10/5/2001

469,370.00

CA

CHECK

Yes

Yes

Yes

10/5/2001

50,000.00

CA

CHECK

Yes

Yes

Yes

10/3/2001

(3,500.00)

CW

CHECK

Yes

Yes

Yes

10/3/2001

(3,500.00)

CW

CHECK

Yes

Yes

Yes

10/3/2001

(3,500.00)

CW

CHECK

Yes

Yes

Yes

10/2/2001

80,000.00

JRNL

CHECK

Yes

Yes

Yes

10/2/2001

70,000.00

JRNL

CHECK

Yes

Yes

Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

10/2/2001
10/1/2001
10/1/2001
10/1/2001
10/1/2001
10/1/2001

700,000.00
(114,000.00)
(15,000.00)
(114,000.00)
(5,500.00)
(42,000.00)

JRNL
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

10/1/2001

(42,000.00)

CW

CHECK

Yes

Yes

Yes

10/1/2001
10/1/2001
10/1/2001

(370,000.00)
(66,000.00)
(43,500.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

10/1/2001

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

276115
94024
307567
102309

1KW260
1KW260
1KW287
1KW314

10/1/2001
10/1/2001
10/1/2001
10/1/2001

(39,750.00)
(75,167.00)
(25,000.00)
(192,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

258679

1KW233 JUDITH A WILPON-K STERLING EQUITIES

9/26/2001

(12,688.00)

CW

CHECK

Yes

Yes

Yes

195185

1KW260 FRED WILPON FAMILY TRUST

9/26/2001

248,000.00

CA

CHECK

Yes

94038
226941
226930
276045
303665
276077
276089

FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING HERITAGE LLC
STERLING THIRTY VENTURE LLC B

Yes

309097

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/24/2001

(7,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

200006

1KW328 AIR STERLING LLC
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW019 MICHAEL KATZ
1KW024 SAUL B KATZ

9/24/2001

(215,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes

199901
273948
25096

9/20/2001

(40,000.00)

CW

CHECK

Yes

9/18/2001
9/18/2001

(433,000.00)
(454,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Page 74 of 153

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
259079
82135

BLMIS
Account BLMIS Account Name
Number

195145
270066
234234
82197
47266
270080
259140

1KW044 L THOMAS OSTERMAN
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW227 NATALIE KATZ
1KW263 MARVIN B TEPPER
1KW302 RUTH FRIEDMAN
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW257 STERLING JET LTD
1KW259 STERLING JET II LTD

47259
259090
240894
259072
47203
25127

47229
258651
199909
25103
199919

Transaction
Date per
Customer
Statement
9/18/2001
9/18/2001

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(179,000.00)
(562,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

9/18/2001

(395,200.00)

CW

CHECK

Yes

Yes

9/18/2001

(15,000.00)

CW

CHECK

Yes

9/18/2001

(2,500.00)

CW

CHECK

Yes

Yes

9/18/2001

(3,500.00)

CW

CHECK

Yes

Yes

Yes

Yes

9/18/2001

(3,000.00)

CW

CHECK

Yes

9/18/2001
9/18/2001
9/18/2001
9/17/2001
9/17/2001
9/12/2001
9/12/2001

(6,000.00)
(76,000.00)
(31,000.00)
144,000.00
149,000.00
(1,029,026.86)
(585,714.46)

CW
CW
CW
CA
CA
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes

Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/10/2001

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

1KW024
1KW024
1KW044
1KW067
1KW154

9/4/2001
9/4/2001
9/4/2001
9/4/2001
9/4/2001

95,500.00
(114,000.00)
(15,000.00)
(114,000.00)
(42,000.00)

CA
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

9/4/2001

(42,000.00)

CW

CHECK

Yes

Yes

Yes

9/4/2001
9/4/2001
9/4/2001

(370,000.00)
(66,000.00)
(43,500.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

SAUL B KATZ
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
SAUL B KATZ FAMILY TRUST

Yes

258663

1KW155

221342
47249
82191

1KW156
1KW161
1KW242

195167

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/4/2001

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

309109
259129
309105
278641
201199
154824
72483

1KW257
1KW259
1KW260
1KW314
1KW044
1KW257
1KW259

9/4/2001
9/4/2001
9/4/2001
9/4/2001
8/28/2001
8/24/2001
8/24/2001

(50,000.00)
(30,000.00)
(75,167.00)
(192,000.00)
(50,000.00)
(176,000.00)
(106,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

179637

1KW309

8/20/2001

125,000.00

CA

CHECK

Yes

Yes

No

141370
276986

1KW156
1KW341

8/15/2001
8/15/2001

(121,250.00)
2,100,000.00

CHECK
CHECK WIRE

Yes
Yes

Yes

Yes
Yes

72378

1KW052

8/14/2001

35,000.00

CHECK

Yes

276932

1KW044

179607

1KW086

STERLING JET LTD
STERLING JET II LTD
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
L THOMAS OSTERMAN
STERLING JET LTD
STERLING JET II LTD
DAN KNOPF HEATHER KNOPF JT TEN C/O
STERLING EQUITIES
STERLING 15C LLC
CHARLES STERLING LLC
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
L THOMAS OSTERMAN
JUDY WILPON & FRED WILPON FAM FDN
INC

CW
JRNL
CA

Yes

8/13/2001

(50,000.00)

CW

CHECK

Yes

Yes

Yes

8/13/2001

(100,000.00)

CW

CHECK

Yes

Yes

Yes

Page 75 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

154847

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

276983

1KW272 IRIS J KATZ - O STERLING EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
1KW044 L THOMAS OSTERMAN
1KW235 IRIS J KATZ-W STERLING EQUITIES
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC

118232
118335
72467
241419

1KW004

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

8/13/2001

(3,000,000.00)

CW

Transaction Description

BLMIS Bank
[1]
Records

CHECK WIRE

BLMIS
Customer
[2]
Files

Yes

Quicken Data
[3]

Yes

8/13/2001

(20,000.00)

CW

CHECK

Yes

8/10/2001

25,000.00

CA

CHECK

Yes

8/10/2001
8/10/2001

24,000.00
(17,367.50)

CA
CW

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

8/9/2001

(40,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes
Yes

118301

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

8/6/2001

60,000.00

CA

CHECK

Yes

Yes

259422

LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ

8/6/2001

15,000.00

CA

CHECK

Yes

Yes

219270

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/6/2001

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

201194

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

8/2/2001

70,000.00

CA

CHECK

Yes

Yes

Yes

118341

1KW076

141388
154841
154814
278932
72405
72388

1KW198
1KW263
1KW024
1KW044
1KW067
1KW067

278938

1KW081

276950

1KW084

72419

1KW108

72434

1KW109

179594

1KW110

278945

1KW154

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RED VALLEY PARTNERS
MARVIN B TEPPER
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
SAUL B KATZ FAMILY TRUST
STERLING JET LTD
STERLING JET II LTD
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
BAS AIRCRAFT LLC
STERLING HERITAGE LLC

301329

1KW155

118424
241445
241457
179627
259445
259440
118487
301333
252725

1KW156
1KW161
1KW242
1KW257
1KW259
1KW260
1KW314
1KW325
1KW287

266220

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/2/2001

50,000.00

CA

CHECK

Yes

Yes

Yes

8/2/2001
8/2/2001
8/1/2001
8/1/2001
8/1/2001
8/1/2001

125,000.00
28,900.00
(114,000.00)
(15,000.00)
495,000.00
(114,000.00)

CA
CA
CW
CW
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

8/1/2001

100,000.00

CA

CHECK

Yes

8/1/2001

(13,333.21)

CW

CHECK

Yes

Yes

Yes

8/1/2001

(2,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2001

(2,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2001

(2,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2001

(42,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2001

(42,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2001
8/1/2001
8/1/2001
8/1/2001
8/1/2001
8/1/2001
8/1/2001
8/1/2001
7/31/2001

(370,000.00)
(66,000.00)
(43,500.00)
(50,000.00)
(30,000.00)
(75,167.00)
(192,000.00)
(25,000.00)
(370,000.00)

CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

7/30/2001

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

Page 76 of 153

Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

Transaction
Date per
Customer
Statement

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK WIRE

Yes

Yes

Yes

CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

(10,000.00)

CW

CHECK

Yes

Yes

Yes

7/13/2001
7/13/2001
7/13/2001

(10,000.00)
(2,500.00)
1,980,000.00

CW
CW
JRNL

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/9/2001

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

7/5/2001
7/3/2001

(51,000.00)
42,000.00

CW
CA

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

7/3/2001

75,000.00

CA

CHECK

Yes

7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001

1,203,114.93
904,438.41
890,051.30
509,499.99
393,362.49
242,012.50
224,822.70
224,762.01
176,325.00
162,175.16
49,950.01
14,485.50
(114,000.00)
(15,000.00)
(114,000.00)
(5,500.00)
(42,000.00)

JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

7/2/2001

(42,000.00)

CW

CHECK

Yes

Yes

Yes

88745
252316
88785

1KW236 IRIS J KATZ-K STERLING EQUITIES
1KW263 MARVIN B TEPPER
MARVIN B TEPPER DEFINED BENEFIT
1KW322
PLAN
1KW337 MICHAEL KATZ ET AL TIC C/W II
1KW337 MICHAEL KATZ ET AL TIC C/W II
1KW337 MICHAEL KATZ ET AL TIC C/W II
1KW337 MICHAEL KATZ ET AL TIC C/W II
1KW337 MICHAEL KATZ ET AL TIC C/W II
1KW337 MICHAEL KATZ ET AL TIC C/W II
1KW337 MICHAEL KATZ ET AL TIC C/W II
1KW337 MICHAEL KATZ ET AL TIC C/W II
1KW337 MICHAEL KATZ ET AL TIC C/W II
1KW337 MICHAEL KATZ ET AL TIC C/W II
1KW337 MICHAEL KATZ ET AL TIC C/W II
1KW337 MICHAEL KATZ ET AL TIC C/W II
1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
1KW067 FRED WILPON
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW242 SAUL B KATZ FAMILY TRUST

7/2/2001
7/2/2001
7/2/2001

(370,000.00)
(66,000.00)
(43,500.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

266217

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/2/2001

(6,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

118865
146041
298406
118906
118929
224973
88793
298419

1KW257
1KW259
1KW260
1KW260
1KW287
1KW314
1KW325
1KW336

7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001

(50,000.00)
(30,000.00)
(37,250.00)
(75,167.00)
(25,000.00)
(192,000.00)
(25,000.00)
90,000.00

CW
CW
CW
CW
CW
CW
CW
JRNL

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

CMID

BLMIS
Account BLMIS Account Name
Number

118959

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/23/2001

(3,000,000.00)

CW

252334
107631
217459
252328

1KW315
1KW323
1KW236
1KW300

7/23/2001
7/18/2001
7/17/2001
7/16/2001

(500,000.00)
(475,000.00)
(53,000.00)
600,000.00

146009

1KW083

7/13/2001

146037
107613
217506

1KW108
1KW260
1KW339

118943
224964
252699
252338
218464
107644
217470
292713
111686
88834
88803
217477
266233
298414
252752
266249
146003
292665
107580
252289
252308
107588

STERLING THIRTY VENTURE, LLC
BROOKLYN BASEBALL COMPANY
IRIS J KATZ-K STERLING EQUITIES
STERLING EQUITIES
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
GREGORY KATZ
FRED WILPON FAMILY TRUST
STERLING METS ASSOCIATES

STERLING JET LTD
STERLING JET II LTD
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING HERITAGE LLC
STERLING THIRTY VENTURE LLC B
BAS AIRCRAFT LLC
SAUL B KATZ BRIAN HAHN JR TIC

Amount per
Customer
Statement

Transaction
Type

Page 77 of 153

Transaction Description

Quicken Data
[3]

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
217487
266261
238650
283599
15140
277326

BLMIS
Account BLMIS Account Name
Number
1KW336 SAUL B KATZ BRIAN HAHN JR TIC
1KW336 SAUL B KATZ BRIAN HAHN JR TIC
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS

Transaction
Date per
Customer
Statement
7/2/2001
7/2/2001
6/27/2001

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

31,550.00
28,450.00
150,000.00

JRNL
JRNL
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

6/27/2001

95,000.00

CA

CHECK

Yes

Yes

Yes

6/27/2001

13,500.00

CA

CHECK

Yes

Yes

Yes

6/22/2001

25,000.00

CA

CHECK

Yes

Yes

Yes

312099

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

6/22/2001

100,000.00

CA

CHECK

Yes

Yes

Yes

277337
277347

1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW067 FRED WILPON
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS

6/22/2001
6/22/2001

256,895.00
70,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

6/22/2001

30,000.00

CA

CHECK

Yes

Yes

Yes

6/22/2001
6/22/2001
6/19/2001

50,000.00
600,000.00
(350,000.00)

CA
CA
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

6/15/2001

(54,600.00)

CW

CHECK

Yes

Yes

Yes

283596
274945
218101
186908
285486
305105

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

6/15/2001

(196,300.00)

CW

CHECK

Yes

Yes

Yes

186887

1KW044 L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW263 MARVIN B TEPPER
1KW019 MICHAEL KATZ
1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW263 MARVIN B TEPPER
1KW302 RUTH FRIEDMAN
1KW024 SAUL B KATZ
1KW024 SAUL B KATZ

6/15/2001

(50,800.00)

CW

CHECK

Yes

Yes

Yes

6/15/2001

(145,800.00)

CW

CHECK

Yes

Yes

Yes

6/15/2001

(77,300.00)

CW

CHECK

Yes

Yes

Yes

218049
274934
218058
292120
15121
137256
238631
283589
238645
238654
312100
186914
218082
218091
305113
218095
218036
137246

6/15/2001

(25,000.00)

CW

CHECK

Yes

Yes

Yes

6/15/2001
6/13/2001
6/13/2001
6/13/2001

(67,500.00)
(200,000.00)
(1,265,600.00)
(80,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes

Yes
Yes
Yes
Yes

6/13/2001

(76,000.00)

CW

CHECK

Yes

Yes

6/13/2001

(690,000.00)

CW

CHECK

Yes

Yes

6/13/2001

(95,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

6/13/2001

(193,300.00)

CW

CHECK

6/13/2001

(6,000.00)

CW

CHECK

Yes

Yes

6/13/2001

(6,000.00)

CW

CHECK

Yes

Yes

6/13/2001

(4,000.00)

CW

CHECK

Yes

Yes

6/13/2001
6/13/2001
6/11/2001
6/7/2001

(110,000.00)
(17,000.00)
137,357.00
(60,000.00)

CW
CW
CA
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Page 78 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
24713
137261

BLMIS
Account BLMIS Account Name
Number
1KW067 FRED WILPON
PHILIP H WACHTLER AND ROBIN WILPON
1KW096
WACHTLER J/T WROS

Transaction
Date per
Customer
Statement
6/7/2001

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

137,000.00

CA

CHECK

Yes

6/5/2001

(15,000.00)

CW

CHECK

Yes

Yes

Yes
Yes

186999

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/4/2001

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

238626
274923
274927
186945

1KW024
1KW044
1KW067
1KW154

6/1/2001
6/1/2001
6/1/2001
6/1/2001

(54,000.00)
(15,000.00)
(114,000.00)
(54,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

6/1/2001

(42,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/2001
6/1/2001
6/1/2001
6/1/2001
6/1/2001
6/1/2001
6/1/2001
6/1/2001
5/29/2001

(370,000.00)
(66,000.00)
(43,500.00)
(50,000.00)
(30,000.00)
(75,167.00)
(192,000.00)
(25,000.00)
487,500.00

CW
CW
CW
CW
CW
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes

5/29/2001

50,000.00

CA

CHECK

Yes

SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
SAUL B KATZ FAMILY TRUST
STERLING JET LTD
STERLING JET II LTD
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
BAS AIRCRAFT LLC
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL B KATZ FAMILY TRUST

283609

1KW155

186960
285520
238660
283614
274955
238670
238684
24729
202939

1KW156
1KW161
1KW242
1KW257
1KW259
1KW260
1KW314
1KW325
1KW067

265779

1KW076

208147

1KW242

5/29/2001

302,240.00

CA

CHECK

Yes

192223

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/29/2001

(9,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

101905
203000

1KW260 FRED WILPON FAMILY TRUST
1KW272 IRIS J KATZ - O STERLING EQUITIES

5/29/2001
5/29/2001

302,240.00
(20,000.00)

CA
CW

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

235588

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

5/22/2001

55,000.00

CA

CHECK

Yes

Yes

Yes

101874

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

5/21/2001

70,000.00

CA

CHECK

Yes

Yes

208117

1KW044 L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS

5/21/2001

30,000.00

CA

CHECK

Yes

Yes

5/21/2001

25,000.00

CA

CHECK

Yes

Yes

265773

Yes
Yes

265700

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

5/18/2001

130,000.00

CA

CHECK

Yes

Yes

276640
265730

1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS

5/18/2001
5/18/2001

487,500.00
20,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

5/18/2001

195,000.00

CA

CHECK

Yes

Yes

5/16/2001

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

5/15/2001

(20,000.00)

CW

CHECK

Yes

Yes

Yes

5/14/2001

(50,000.00)

CW

CHECK

Yes

Yes

Yes

5/14/2001

(27,500.00)

CW

CHECK

Yes

Yes

Yes

101877
185817
11059
185783
28612

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC

Page 79 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

192173

1KW052

235596

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
1KW315 STERLING THIRTY VENTURE, LLC

208099

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

202926

1KW004

11066
265704
235577

1KW300
1KW024
1KW067

265764

1KW076

265718
101911
265725
11055
178946
192215
11047
235589
192154
299380

1KW067
1KW263
1KW279
1KW044
1KW236
1KW269
1KW024
1KW044
1KW067
1KW154

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
STERLING EQUITIES
SAUL B KATZ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
FRED WILPON
MARVIN B TEPPER
STERLING BRUNSWICK CORP
L THOMAS OSTERMAN
IRIS J KATZ-K STERLING EQUITIES
PHYLLIS REBELL OSTERMAN
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
SAUL B KATZ FAMILY TRUST
STERLING JET LTD
STERLING JET II LTD
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
BAS AIRCRAFT LLC
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK

Yes

Yes

Yes

Yes

Yes

Transaction Description

Quicken Data
[3]

5/11/2001

50,000.00

CA

5/10/2001

(500,000.00)

CW

CHECK

Yes

5/9/2001

100,000.00

CA

CHECK

Yes

5/8/2001

(50,000.00)

CW

CHECK

Yes

Yes

Yes

5/8/2001
5/7/2001
5/7/2001

(1,000,000.00)
340,328.35
300,000.00

CW
CA
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes

Yes
Yes
Yes

5/7/2001

25,000.00

CA

CHECK

Yes

5/4/2001
5/4/2001
5/4/2001
5/2/2001
5/2/2001
5/2/2001
5/1/2001
5/1/2001
5/1/2001
5/1/2001

(54,000.00)
20,000.00
(180,000.00)
60,000.00
(23,000.00)
50,000.00
(60,000.00)
(15,000.00)
(60,000.00)
(96,000.00)

CW
CA
CW
CA
CW
CA
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

5/1/2001

(42,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2001
5/1/2001
5/1/2001
5/1/2001
5/1/2001
5/1/2001
5/1/2001
5/1/2001

(370,000.00)
(66,000.00)
(43,500.00)
(50,000.00)
(30,000.00)
(75,167.00)
(192,000.00)
(25,000.00)

CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

4/30/2001

40,000.00

CA

CHECK

Yes

Yes

4/30/2001

20,000.00

CA

CHECK

Yes

Yes

4/30/2001

20,000.00

CA

CHECK

Yes

Yes

4/30/2001

20,000.00

CA

CHECK

Yes

Yes

276681

1KW155

192185
208131
306726
192238
28623
277306
235607
178897

1KW156
1KW161
1KW242
1KW257
1KW259
1KW260
1KW314
1KW325

192981

1KW081

283813

1KW207

214982

1KW208

236143

1KW209

238035

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

4/27/2001

41,877.00

CA

CHECK

1KW190 L THOMAS OSTERMAN
1KW227 NATALIE KATZ

4/27/2001
4/27/2001

(250,000.00)
(6,600.00)

CW
CW

CHECK
CHECK

Yes
Yes

214948

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

4/26/2001

70,000.00

CA

CHECK

1KW044 L THOMAS OSTERMAN
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW242 SAUL B KATZ FAMILY TRUST

4/26/2001
4/24/2001
4/24/2001

30,000.00
(235,000.00)
(621,500.00)

CA
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes

Yes

245023
245028
106835

Yes

Yes

238044
41663

Yes

Page 80 of 153

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

283837
197706
306718
215681

1KW260
1KW067
1KW242
1KW044

106766

1KW081

236152
184326
283774

1KW263
1KW019
1KW024

FRED WILPON FAMILY TRUST
FRED WILPON
SAUL B KATZ FAMILY TRUST
L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON
J/T WROS
MARVIN B TEPPER
MICHAEL KATZ
SAUL B KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
SAUL B KATZ FAMILY TRUST

197715

1KW052

283735
283757

1KW067
1KW108

184335

1KW109

283768

1KW110

214974

1KW242

283808

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

221807
238031
106816
214929

1KW315
1KW019
1KW024
1KW067

41608

1KW081

283798
215715

1KW236
1KW238

215751

1KW329

236171

1KW329

37744
283748
41622
245014

1KW227
1KW001
1KW024
1KW067

214935

1KW083

215700
306714
214968
236167
309221
197672
215675
214959

1KW235
1KW236
1KW237
1KW272
1KW044
1KW067
1KW121
1KW154

41645

1KW155

306710

1KW156

STERLING THIRTY VENTURE, LLC
MICHAEL KATZ
SAUL B KATZ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
IRIS J KATZ-K STERLING EQUITIES
SAUL B KATZ - PM
FRED WILPON SAUL B KATZ TIC TAX
ESCROW
FRED WILPON SAUL B KATZ TIC TAX
ESCROW
NATALIE KATZ
BON MICK FAMILY PARTNERS L P
SAUL B KATZ
FRED WILPON
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
IRIS J KATZ-W STERLING EQUITIES
IRIS J KATZ-K STERLING EQUITIES
IRIS J KATZ-T STERLING EQUITIES
IRIS J KATZ - O STERLING EQUITIES
L THOMAS OSTERMAN
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC

Transaction
Date per
Customer
Statement
4/24/2001
4/17/2001
4/17/2001
4/16/2001

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(621,500.00)
(100,000.00)
(50,000.00)
(65,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
No

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

4/16/2001

(640,000.00)

CW

CHECK

Yes

Yes

Yes

4/16/2001
4/12/2001
4/12/2001

(100,000.00)
(590,000.00)
(682,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

4/12/2001

(30,000.00)

CW

CHECK

Yes

Yes

Yes

4/12/2001
4/12/2001

(836,000.00)
(2,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

4/12/2001

(9,000.00)

CW

CHECK

Yes

Yes

Yes

4/12/2001

(8,200.00)

CW

CHECK

Yes

Yes

Yes

4/12/2001

(210,000.00)

CW

CHECK

Yes

Yes

Yes

4/10/2001

(10,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

4/10/2001
4/9/2001
4/9/2001
4/9/2001

(500,000.00)
1,450,000.00
1,547,500.00
3,737,500.00

CW
CA
CA
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes

Yes
Yes
Yes
Yes

4/9/2001

2,175,000.00

CA

CHECK

Yes

Yes

4/9/2001
4/9/2001

250,000.00
1,940,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

4/9/2001

1,700,000.00

JRNL

CHECK

Yes

Yes

4/9/2001

1,700,000.00

JRNL

CHECK

Yes

4/6/2001
4/5/2001
4/5/2001
4/5/2001

(12,500.00)
(3,500.00)
(60,000.00)
(60,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

4/5/2001

(10,000.00)

CW

CHECK

Yes

Yes

Yes

4/5/2001
4/5/2001
4/5/2001
4/5/2001
4/2/2001
4/2/2001
4/2/2001
4/2/2001

(100,000.00)
(100,000.00)
(120,000.00)
(40,000.00)
(15,000.00)
(54,000.00)
(5,500.00)
(96,000.00)

CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

4/2/2001

(42,000.00)

CW

CHECK

Yes

Yes

Yes

4/2/2001

(370,000.00)

CW

CHECK

Yes

Yes

Yes

Page 81 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

306702
106825
238046
283818
283828
283824
215723
106847
221840
169157
288179
261205

1KW161
1KW242
1KW257
1KW259
1KW260
1KW260
1KW287
1KW314
1KW325
1KW325
1KW019
1KW024

261212
159629
83676

ARTHUR FRIEDMAN ET AL TIC
SAUL B KATZ FAMILY TRUST
STERLING JET LTD
STERLING JET II LTD
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING HERITAGE LLC
STERLING THIRTY VENTURE LLC B
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
MICHAEL KATZ
SAUL B KATZ
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
1KW328 AIR STERLING LLC
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC

Transaction
Date per
Customer
Statement
4/2/2001
4/2/2001
4/2/2001
4/2/2001
4/2/2001
4/2/2001
4/2/2001
4/2/2001
4/2/2001
3/28/2001
3/23/2001
3/23/2001
3/23/2001

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

(66,000.00)
(43,500.00)
(50,000.00)
(30,000.00)
(36,000.00)
(75,167.00)
(25,000.00)
(192,000.00)
(25,000.00)
(25,000.00)
110,000.00
998,836.48

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

21,584.25

CA

CHECK

BLMIS
Customer
[2]
Files

Yes

3/22/2001

500,000.00

JRNL

3/21/2001

(25,000.00)

CW

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Quicken Data
[3]

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

CHECK WIRE

Yes

Yes

Yes

CHECK

Yes

Yes

Yes

Yes

300015

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/12/2001

(7,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

261135
300010
300004
235225
200154
200159

1KW242
1KW260
1KW108
1KW325
1KW044
1KW067

3/8/2001
3/8/2001
3/5/2001
3/5/2001
3/1/2001
3/1/2001

160,000.00
235,000.00
20,000.00
150,000.00
(15,000.00)
(54,000.00)

CA
CA
CA
JRNL
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

169144

1KW083

3/1/2001

(20,000.00)

CW

CHECK

Yes

Yes

Yes

101195

1KW154

3/1/2001

(96,000.00)

CW

CHECK

Yes

Yes

Yes

265750

1KW155

3/1/2001

(42,000.00)

CW

CHECK

Yes

Yes

Yes

278745
278749
74115
242336
300096
300650
132727
238618
106522

1KW156
1KW161
1KW242
1KW257
1KW259
1KW260
1KW314
1KW180
1KW242

3/1/2001
3/1/2001
3/1/2001
3/1/2001
3/1/2001
3/1/2001
3/1/2001
2/28/2001
2/28/2001

(370,000.00)
(66,000.00)
(43,500.00)
(50,000.00)
(30,000.00)
(75,167.00)
(192,000.00)
(5,486.44)
(741,000.00)

CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

211819

1KW273

2/28/2001

(20.40)

CW

CHECK

Yes

Yes

Yes

122553
175316

1KW175
1KW227

2/26/2001
2/26/2001

(75.53)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

No
Yes

106531

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/23/2001

3,000,000.00

CA

CHECK WIRE

Yes

SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
GREGORY KATZ
BAS AIRCRAFT LLC
L THOMAS OSTERMAN
FRED WILPON
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
SAUL B KATZ FAMILY TRUST
STERLING JET LTD
STERLING JET II LTD
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 15C LLC #2
SAUL B KATZ FAMILY TRUST
JUDITH A WILPON - O STERLING
EQUITIES
STERLING PATHOGENESIS CO
NATALIE KATZ

187020

1KW314 STERLING THIRTY VENTURE LLC B

2/23/2001

(1,500,000.00)

CW

CHECK

Yes

154440

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

2/16/2001

40,000.00

CA

CHECK

Yes

Page 82 of 153

Yes
Yes

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

172711

1KW052

202574

1KW081

208390

1KW109

208399

1KW110

122584

1KW207

232470

1KW208

186990

1KW209

187034
122564

1KW242
1KW260

265359
28874

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

2/16/2001

60,000.00

CA

CHECK

Yes

Yes

2/16/2001

40,000.00

CA

CHECK

Yes

Yes

2/16/2001

20,000.00

CA

CHECK

Yes

Yes

2/16/2001

20,000.00

CA

CHECK

Yes

Yes

2/16/2001

20,000.00

CA

CHECK

Yes

Yes

2/16/2001

20,000.00

CA

CHECK

Yes

Yes

2/16/2001

20,000.00

CA

CHECK

Yes

Yes

2/16/2001
2/16/2001

747,500.00
741,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/13/2001

4,000,000.00

CA

CHECK WIRE

Yes

Yes

2/9/2001

(60,000.00)

CW

CHECK

Yes

Yes

Yes

2/7/2001

(10,000.00)

CW

CHECK

Yes

Yes

Yes

186983
28903

1KW314 STERLING THIRTY VENTURE LLC B
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW263 MARVIN B TEPPER
1KW323 BROOKLYN BASEBALL COMPANY

2/7/2001
2/7/2001

(60,000.00)
4,275,000.00

CW
JRNL

CHECK
CHECK A/O 2/6/01

Yes
Yes

Yes
Yes

Yes
Yes

172720

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/6/2001

4,000,000.00

CA

CHECK WIRE

Yes

Yes

238605

2/6/2001

(41,667.00)

CW

CHECK

Yes

Yes

122586

1KW308

2/6/2001

10,623.42

CA

CHECK

Yes

Yes

28896

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/2/2001

3,000,000.00

CA

CHECK WIRE

Yes

Yes

202535
28811
28741

2/1/2001
2/1/2001
2/1/2001

(15,000.00)
(54,000.00)
(96,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

2/1/2001

(42,000.00)

CW

CHECK

Yes

Yes

Yes

28753
28801
208469
211811
232466
106519
289545
193300

1KW044 L THOMAS OSTERMAN
1KW067 FRED WILPON
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW242 SAUL B KATZ FAMILY TRUST
1KW257 STERLING JET LTD
1KW259 STERLING JET II LTD
1KW260 FRED WILPON FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW314 STERLING THIRTY VENTURE LLC B

2/1/2001
2/1/2001
2/1/2001
2/1/2001
2/1/2001
2/1/2001
2/1/2001
2/1/2001

(370,000.00)
(66,000.00)
(43,500.00)
(50,000.00)
(30,000.00)
(33,500.00)
(600,000.00)
(185,000.00)

CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

241045

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/31/2001

4,000,000.00

CA

CHECK WIRE

Yes

302004

1KW227 NATALIE KATZ
MARVIN B TEPPER DEFINED BENEFIT
1KW322
PLAN
1KW300 STERLING EQUITIES

1/25/2001

(15,000.00)

CW

CHECK

Yes

Yes

Yes

1/24/2001

132,839.55

JRNL

CHECK

Yes

Yes

Yes

1/17/2001

500,000.00

CA

CHECK

Yes

Yes

Yes

28829

208425

169183
157548

1KW260 FRED WILPON FAMILY TRUST
EDWARD TEPPER JACQUELINE TEPPER
ELISE TEPPER TIC

Page 83 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

150257

1KW273

29885

1KW004

29518
306538
279722
117350

1KW260
1KW019
1KW024
1KW044

29895

1KW052

219498

1KW081

309559

1KW207

309563

1KW208

29485

1KW209

241031

JUDITH A WILPON - O STERLING
EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
FRED WILPON FAMILY TRUST
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

Transaction
Date per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files
Yes

Quicken Data
[3]

(7,082.59)

CW

CHECK

Yes

1/12/2001

12,000.00

CA

CHECK

Yes

1/12/2001
1/11/2001
1/11/2001
1/11/2001

525,000.00
(35,000.00)
(200,000.00)
(112,000.00)

CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

1/11/2001

(100,000.00)

CW

CHECK

Yes

Yes

Yes

1/11/2001

(105,000.00)

CW

CHECK

Yes

Yes

Yes

1/11/2001

(3,000.00)

CW

CHECK

Yes

Yes

Yes

1/11/2001

(2,200.00)

CW

CHECK

Yes

Yes

Yes

1/11/2001

(5,500.00)

CW

CHECK

Yes

Yes

Yes

1KW232 JUDITH A WILPON-W STERLING EQUITIES

1/11/2001

(100,000.00)

CW

CHECK

Yes

Yes

Yes

241037

1KW233 JUDITH A WILPON-K STERLING EQUITIES

1/11/2001

(100,000.00)

CW

CHECK

Yes

Yes

Yes

141172

1KW234 JUDITH A WILPON-T STERLING EQUITIES

1/11/2001

(120,000.00)

CW

CHECK

Yes

Yes

Yes

265327

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/11/2001

4,000,000.00

CA

CHECK WIRE

Yes

117405
219519

1KW263 MARVIN B TEPPER
1KW300 STERLING EQUITIES

1/11/2001
1/11/2001

(168,000.00)
300,000.00

CW
CA

CHECK
CHECK

Yes
Yes

279743

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/10/2001

4,000,000.00

CA

CHECK WIRE

Yes

219509

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/8/2001

4,000,000.00

CA

CHECK WIRE

Yes

219492
141194
117362
169121
169147
29467
150232
117336
141148
219504
221775

1KW156
1KW259
1KW242
1KW260
1KW314
1KW001
1KW044
1KW044
1KW067
1KW121
1KW154

1/5/2001
1/5/2001
1/4/2001
1/4/2001
1/4/2001
1/2/2001
1/2/2001
1/2/2001
1/2/2001
1/2/2001
1/2/2001

(227,500.00)
(130,000.00)
(43,500.00)
(33,500.00)
(185,000.00)
(30,000.00)
(15,000.00)
(60,000.00)
(54,000.00)
(5,500.00)
(96,000.00)

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

1/2/2001

(42,000.00)

CW

CHECK

Yes

Yes

Yes

1/2/2001
1/2/2001
1/2/2001
1/2/2001

(370,000.00)
(66,000.00)
(50,000.00)
(30,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

306546

1KW155

259764
259770
265336
309570

1KW156
1KW161
1KW257
1KW259

STERLING 15C LLC
STERLING JET II LTD
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
BON MICK FAMILY PARTNERS L P
L THOMAS OSTERMAN
L THOMAS OSTERMAN
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING JET LTD
STERLING JET II LTD

1/16/2001

Amount per
Customer
Statement

Page 84 of 153

Yes
Yes

Yes
Yes

Yes
Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

241050
117389
141206
278563

1KW260
1KW260
1KW287
1KW218

238473

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

24431
100872
278525

Transaction
Date per
Customer
Statement
1/2/2001
1/2/2001
1/2/2001
12/29/2000

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(36,000.00)
(41,667.00)
(25,000.00)
28,718,778.66

CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK WIRE

Yes
Yes
Yes
Yes

12/28/2000

4,000,000.00

CA

CHECK WIRE

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

12/26/2000

3,000,000.00

CA

CHECK WIRE

Yes

Yes

12/22/2000
12/22/2000

285,000.00
60,061.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

12/22/2000

(20.03)

CW

CHECK

Yes

278549
57189

1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER & DEYVA
1KW054
SCHREIER T I C
1KW255 STERLING EQUITIES INVESTORS
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC

238468

1KW234 JUDITH A WILPON-T STERLING EQUITIES

12/21/2000

100909

1KW201 DAVID M KATZ

12/20/2000

57263

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

12/20/2000

287914
5903
292304

FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING HERITAGE LLC
STERLING METS LP C/O SHEA STADIUM

Yes
Yes
Yes

Yes

Yes
Yes
Yes
Yes

Yes

12/22/2000

(50.43)

CW

CHECK

Yes

12/21/2000

(10,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/2000
12/21/2000

(450,000.00)
(215,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

300,000.00

CA

CHECK

Yes

(45,000.00)

CW

CHECK

Yes

Yes

Yes

2,000,000.00

CA

CHECK WIRE

Yes

12/19/2000

(10,000.00)

CW

CHECK

Yes

12/19/2000
12/18/2000
12/18/2000

(29,042.00)
(10,000.00)
(230,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

Yes

Yes

Yes

100927
292300
70875

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
1KW235 IRIS J KATZ-W STERLING EQUITIES
1KW044 L THOMAS OSTERMAN
1KW198 RED VALLEY PARTNERS

57213

1KW232 JUDITH A WILPON-W STERLING EQUITIES

12/18/2000

(307,697.00)

CW

CHECK

Yes

Yes

Yes

24415

1KW233 JUDITH A WILPON-K STERLING EQUITIES

12/18/2000

(383,447.00)

CW

CHECK

Yes

Yes

Yes

204277

1KW234 JUDITH A WILPON-T STERLING EQUITIES

12/18/2000

(418,322.00)

CW

CHECK

Yes

Yes

Yes

70895

1KW273

12/18/2000

(101,350.00)

CW

CHECK

Yes

Yes

Yes

12/14/2000

(4,000.00)

CW

CHECK

Yes

Yes

Yes

12/14/2000
12/14/2000

(60,000.00)
(190,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

12/14/2000

9,100.00

CA

CHECK

Yes

Yes

12/14/2000

9,100.00

CA

CHECK

Yes

Yes

12/6/2000

(250,000.00)

CW

CHECK

Yes

Yes

Yes

12/5/2000

(1,000.00)

CW

CHECK

Yes

Yes

Yes

12/4/2000
12/1/2000
12/1/2000

(7,331.00)
(15,000.00)
(54,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

220941

1KW083

57179

1KW083

220970
282173

1KW189
1KW263

100948

1KW308

296766

1KW308

70884

1KW242

287920

1KW083

304145
57174
174545

1KW175
1KW044
1KW067

JUDITH A WILPON - O STERLING
EQUITIES
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
RUSKIN GARDENS APTS LLC
MARVIN B TEPPER
EDWARD TEPPER JACQUELINE TEPPER
ELISE TEPPER TIC
EDWARD TEPPER JACQUELINE TEPPER
ELISE TEPPER TIC
SAUL B KATZ FAMILY TRUST
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
STERLING PATHOGENESIS CO
L THOMAS OSTERMAN
FRED WILPON

Page 85 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
100876

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement
12/1/2000

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

292311
16
24418

1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW236 IRIS J KATZ-K STERLING EQUITIES

57256

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

12/1/2000

2,000,000.00

CA

CHECK WIRE

Yes

282167
226894
217051

1KW260 FRED WILPON FAMILY TRUST
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST

12/1/2000
11/29/2000
11/29/2000

(41,667.00)
6,000,000.00
5,000,000.00

CW
CA
CA

CHECK
CHECK WIRE
CHECK WIRE

Yes
Yes
Yes

247725

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

11/28/2000

4,000,000.00

CA

CHECK WIRE

Yes

Yes

217030

1KW257 STERLING JET LTD
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION

11/28/2000

1,500,000.00

CA

CHECK

Yes

Yes

11/21/2000

(37,560.00)

CW

CHECK

Yes

247717

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

11/20/2000

4,000,000.00

CA

CHECK WIRE

Yes

217057
247745
51393

1KW314 STERLING THIRTY VENTURE LLC B
1KW315 STERLING THIRTY VENTURE, LLC
1KW067 FRED WILPON

11/20/2000
11/20/2000
11/15/2000

(225,000.00)
30,000,000.00
(1,500,000.00)

CW
JRNL
CW

CHECK WIRE
CHECK WIRE
CHECK

Yes
Yes
Yes

217021

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

11/15/2000

3,000,000.00

CA

CHECK WIRE

Yes

226881
258827
262734
251717
193930
258831

1KW201
1KW259
1KW259
1KW263
1KW313
1KW314

DAVID M KATZ
STERLING JET II LTD
STERLING JET II LTD
MARVIN B TEPPER
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC B
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION

11/13/2000
11/13/2000
11/13/2000
11/13/2000
11/8/2000
11/8/2000

(182.00)
833,333.00
166,667.00
583,000.00
11,158,142.00
19,191,858.00

CW
CA
CA
CA
JRNL
JRNL

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes

Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

11/7/2000

(2,000.00)

CW

CHECK

Yes

Yes

Yes

234098

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

11/7/2000

3,000,000.00

CA

CHECK WIRE

Yes

Yes

265087

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

11/1/2000

(216,804.00)

CW

CHECK

Yes

Yes

262664

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

11/1/2000

(2,990,647.00)

CW

CHECK

Yes

Yes

51369
234073
262668

1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW108 GREGORY KATZ

11/1/2000
11/1/2000
11/1/2000

(363,981.00)
(15,000.00)
(1,393,245.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

88656

226852

216999

247699
262707
226767
247702
216989
282242

(96,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/2000
12/1/2000
12/1/2000

(370,000.00)
(66,000.00)
(129,350.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes

Yes

Yes
Yes
Yes

Yes
Yes

Yes
Yes

Yes
Yes
Yes
Yes

Yes

Yes
Yes
Yes

11/1/2000

(73,504.00)

CW

CHECK

Yes

11/1/2000
11/1/2000

(54,000.00)
(476,232.00)

CW
CW

CHECK
CHECK

Yes
Yes

11/1/2000

(2,669,474.00)

CW

CHECK

Yes

Yes

11/1/2000

(2,574,763.00)

CW

CHECK

Yes

Yes

11/1/2000

(21,750.00)

CW

CHECK

Yes

Yes

Page 86 of 153

Yes
Yes

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
51410

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement
11/1/2000

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

262726
51423
51451
234087

1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW198 RED VALLEY PARTNERS
1KW201 DAVID M KATZ

226888

1KW233 JUDITH A WILPON-K STERLING EQUITIES

11/1/2000

(6,803.00)

CW

CHECK

Yes

265124
51491
245668
57411

1KW260
1KW263
1KW067
1KW201

FRED WILPON FAMILY TRUST
MARVIN B TEPPER
FRED WILPON
DAVID M KATZ
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION

11/1/2000
11/1/2000
10/30/2000
10/30/2000

(41,667.00)
(1,208,561.00)
305,660.00
489,550.00

CW
CW
CA
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes

Yes
Yes
Yes
Yes

10/26/2000

(250,000.00)

CW

CHECK

Yes

Yes

Yes

132274

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

10/25/2000

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

14652
14658
240630
57457
101291
162146
233471
83239
214447
210846
24465

1KW288
1KW289
1KW290
1KW291
1KW292
1KW293
1KW294
1KW295
1KW296
1KW297
1KW242

10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/23/2000

(4,083,768.00)
(1,764,019.00)
(1,681,237.00)
(1,265,353.00)
(430,755.00)
(534,496.00)
(87,196.00)
(370,526.00)
(393,353.00)
(547,439.00)
(1,400,000.00)

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

69311

1KW233 JUDITH A WILPON-K STERLING EQUITIES

10/17/2000

(7,075.00)

CW

CHECK

Yes

Yes

Yes

292181

1KW260 FRED WILPON FAMILY TRUST
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW201 DAVID M KATZ
DAN KNOPF HEATHER KNOPF JT TEN C/O
1KW309
STERLING EQUITIES

10/17/2000

(50,000.00)

CW

CHECK

Yes

Yes

Yes

10/12/2000

(5,000.00)

CW

CHECK

Yes

Yes

Yes

10/12/2000
10/12/2000
10/10/2000

(525,000.00)
(525,000.00)
135,000.00

CW
CW
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes

10/10/2000

160,000.00

JRNL

CHECK

Yes

Yes

Yes

234076

296620

245678
101275
101279
69305
271038

1KW155

FRED WILPON TR
SAUL B KATZ TR
RICHARD A WILPON TR
MICHAEL KATZ TR
L THOMAS OSTERMAN TR
LEONARD J SCHRIER TR
ARTHUR FRIEDMAN TR
JEFFREY WILPON TR
DAVID KATZ TR
MARVIN TEPPER ELISE TEPPER TR
SAUL B KATZ FAMILY TRUST

1KW083

(96,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/2000
11/1/2000
11/1/2000
11/1/2000

(370,000.00)
(66,000.00)
(2,128,000.00)
(2,646,465.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes
Yes
Yes

296618

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

10/3/2000

217,000.00

CA

CHECK

Yes

Yes

Yes

276303
259113

1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC

10/3/2000
10/3/2000

140,000.00
98,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

10/3/2000

133,000.00

CA

CHECK

Yes

Yes

Yes

10/3/2000

700,000.00

CA

CHECK

Yes

Yes

Yes

10/3/2000

275,000.00

CA

CHECK

Yes

Yes

Yes

10/3/2000

1,001,000.00

CA

CHECK

Yes

Yes

Yes

14632
14637
245671
259127

Page 87 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

296636
296640
162129
69273
125286
132272
209327

1KW242
1KW260
1KW263
1KW044
1KW067
1KW121
1KW154

SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
MARVIN B TEPPER
L THOMAS OSTERMAN
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

Transaction
Date per
Customer
Statement
10/3/2000
10/3/2000
10/3/2000
10/2/2000
10/2/2000
10/2/2000
10/2/2000

Amount per
Customer
Statement

Transaction
Type

497,000.00
245,000.00
154,700.00
(15,000.00)
(54,000.00)
(5,500.00)
(96,000.00)

CA
CA
CA
CW
CW
CW
CW

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Transaction Description

Quicken Data
[3]

10/2/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

10/2/2000
10/2/2000
10/2/2000
10/2/2000

(370,000.00)
(66,000.00)
(36,000.00)
(41,667.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

9/27/2000

231,000.00

CA

CHECK

Yes

Yes

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

9/27/2000

2,290,750.00

CA

CHECK

Yes

Yes

9/27/2000
9/27/2000

885,500.00
912,450.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

9/27/2000

1,212,750.00

CA

CHECK

Yes

Yes

9/27/2000

6,648,950.00

CA

CHECK

Yes

Yes

9/27/2000

1,540,000.00

CA

CHECK

Yes

Yes

9/27/2000

2,929,850.00

CA

CHECK

Yes

Yes

9/27/2000

654,500.00

CA

CHECK

Yes

9/27/2000
9/27/2000
9/27/2000
9/27/2000

1,540,000.00
5,467,000.00
2,695,000.00
1,205,150.00

CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

214514
136358
83347

1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW201 DAVID M KATZ
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW263 MARVIN B TEPPER
EDWARD TEPPER JACQUELINE TEPPER
1KW308
ELISE TEPPER TIC
1KW198 RED VALLEY PARTNERS
1KW175 STERLING PATHOGENESIS CO
1KW175 STERLING PATHOGENESIS CO

24381

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

69281

1KW155

276309
292174
57433
57422

1KW156
1KW161
1KW260
1KW260

271079

1KW004

50002
271091
214470
50025
129054
129065
224713
129068
233596
83372
50041
277765
50047

129032

1KW004

233557
136325

1KW019
1KW044

280838

1KW052

288922

1KW067

288925

1KW076

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

Yes

Yes
Yes
Yes
Yes
Yes

9/27/2000

300,300.00

JRNL

CHECK

Yes

9/26/2000
9/19/2000
9/14/2000

1,000,000.00
(2,797,943.18)
(24,064,511.67)

CA
CW
CW

CHECK WIRE
CHECK WIRE
CHECK WIRE

Yes
Yes
Yes

9/12/2000

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

9/11/2000

(99,450.00)

CW

CHECK

Yes

Yes

9/11/2000
9/11/2000

(219,800.00)
(214,300.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

9/11/2000

(274,400.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes

Yes
Yes
Yes

9/11/2000

(493,500.00)

CW

CHECK

Yes

Yes

9/11/2000

(236,500.00)

CW

CHECK

Yes

Yes

Page 88 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

280847

1KW081

233576

1KW096

129085

1KW109

136332
214505

1KW154
1KW198

136390

1KW207

24376

1KW208

231498

1KW209

280882
129100
233607

1KW260
1KW175
1KW272

RICHARD A WILPON & DEBRA WILPON
J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
IRIS J KATZ C/O STERLING EQUITES
RED VALLEY PARTNERS
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
FRED WILPON FAMILY TRUST
STERLING PATHOGENESIS CO
IRIS J KATZ - O STERLING EQUITIES
JUDITH A WILPON - O STERLING
EQUITIES
IRIS J KATZ-K STERLING EQUITIES
L THOMAS OSTERMAN
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
STERLING JET LTD
FRED WILPON FAMILY TRUST
STERLING PATHOGENESIS CO

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

9/11/2000

(542,000.00)

CW

CHECK

Yes

Yes

9/11/2000

(41,000.00)

CW

CHECK

Yes

Yes

9/11/2000

(4,700.00)

CW

CHECK

Yes

Yes

9/11/2000
9/11/2000

(728,300.00)
(55,500.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

9/11/2000

(2,100.00)

CW

CHECK

Yes

Yes

9/11/2000

(1,900.00)

CW

CHECK

Yes

Yes
Yes

9/11/2000

(1,300.00)

CW

CHECK

Yes

9/11/2000
9/7/2000
9/7/2000

(422,100.00)
2,400,000.00
(750.00)

CW
CA
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes

9/7/2000

(750.00)

CW

CHECK

Yes

Yes

Yes

9/5/2000
9/1/2000
9/1/2000
9/1/2000

(21,750.00)
(15,000.00)
(54,000.00)
(96,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

9/1/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/2000
9/1/2000
9/1/2000
9/1/2000
9/1/2000
8/28/2000

(370,000.00)
(66,000.00)
(130,000.00)
(50,000.00)
(41,667.00)
(2,500,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/28/2000

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

1KW300 STERLING EQUITIES
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
BETTY RONSON ED TEPPER & SHELLY
1KW231
TEPPER TIC

8/24/2000
8/17/2000

(500,000.00)
(255.31)

CW
CW

CHECK WIRE
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

8/17/2000

(303.95)

CW

CHECK

Yes

226499

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/16/2000

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

292402

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/14/2000

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

280329

1KW300 STERLING EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS

8/14/2000

(500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

8/8/2000

(80,000.00)

CW

CHECK

Yes

Yes

Yes

88552

1KW232 JUDITH A WILPON-W STERLING EQUITIES

8/8/2000

(12,882.00)

CW

CHECK

Yes

Yes

Yes

239130

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

8/7/2000

(1,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

253665

1KW108 GREGORY KATZ

8/2/2000

(3,000.00)

CW

CHECK

Yes

Yes

Yes

83381

1KW273

233603
202065
129041
24365

1KW236
1KW044
1KW067
1KW154

288940

1KW155

288950
214493
288959
231505
24385
88529

1KW156
1KW161
1KW175
1KW257
1KW260
1KW175

300963
185110
300828
239119

253659

Page 89 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

307363

1KW109

23355

1KW110

300955
185087
307367

1KW044
1KW067
1KW154

97706

1KW155

88511
185096
292397
226509
264966

1KW156
1KW161
1KW175
1KW257
1KW260

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
L THOMAS OSTERMAN
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
STERLING JET LTD
FRED WILPON FAMILY TRUST

Transaction
Date per
Customer
Statement
8/2/2000

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(3,000.00)

CW

CHECK

Yes

Yes

Yes

8/2/2000

(3,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2000
8/1/2000
8/1/2000

(15,000.00)
(54,000.00)
(96,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

8/1/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

8/1/2000
8/1/2000
8/1/2000
8/1/2000
8/1/2000

(370,000.00)
(66,000.00)
(130,000.00)
(50,000.00)
(41,667.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

15664

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

7/31/2000

40,000.00

CA

CHECK

Yes

Yes

Yes

224483

1KW108 GREGORY KATZ

7/31/2000

20,000.00

CA

CHECK

Yes

Yes

Yes

273378

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/31/2000

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

215285
278597
299279
311924
187412
251454
278610
35251

1KW067
1KW154
1KW198
1KW242
1KW260
1KW067
1KW198
1KW242

7/26/2000
7/26/2000
7/26/2000
7/26/2000
7/26/2000
7/24/2000
7/24/2000
7/24/2000

(13,437.50)
(13,437.50)
(20,000.00)
(524,062.50)
(524,062.50)
(100,000.00)
(50,000.00)
(50,000.00)

CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

187399

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/24/2000

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

305718

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/19/2000

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

15712

1KW300 STERLING EQUITIES
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN

7/18/2000

1,850,000.00

JRNL

CHECK

Yes

Yes

Yes

7/17/2000

20,000.00

CA

CHECK

Yes

273370

1KW232 JUDITH A WILPON-W STERLING EQUITIES

7/14/2000

(16,370.00)

CW

CHECK

Yes

Yes

Yes

273330

1KW004

7/12/2000

(9,500.00)

CW

CHECK

Yes

Yes

Yes

311914
299260

1KW019
1KW044

7/12/2000
7/12/2000

(73,600.00)
(33,300.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

311920

299264

1KW052

299268

1KW067

278579

1KW076

305691

1KW081

299272

1KW083

FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
RED VALLEY PARTNERS
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON
RED VALLEY PARTNERS
SAUL B KATZ FAMILY TRUST

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

Yes

7/12/2000

(45,100.00)

CW

CHECK

Yes

Yes

Yes

7/12/2000

(320,600.00)

CW

CHECK

Yes

Yes

Yes

7/12/2000

(47,500.00)

CW

CHECK

Yes

Yes

Yes

7/12/2000

(95,000.00)

CW

CHECK

Yes

Yes

Yes

7/12/2000

(10,000.00)

CW

CHECK

Yes

Yes

Yes

Page 90 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

15685

1KW084

278590
273388
280668

1KW154
1KW260
1KW263

305724

1KW273

305714

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
IRIS J KATZ C/O STERLING EQUITES
FRED WILPON FAMILY TRUST
MARVIN B TEPPER
JUDITH A WILPON - O STERLING
EQUITIES

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

7/12/2000

(11,542.22)

CW

CHECK

Yes

Yes

Yes

7/12/2000
7/12/2000
7/12/2000

(216,100.00)
(41,667.00)
(61,800.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

7/12/2000

(10,000.00)

CW

CHECK

Yes

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/10/2000

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

251502

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

7/5/2000

100,000.00

CA

CHECK

Yes

Yes

Yes

251427

1KW044 L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS
1KW207
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
1KW208
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC

7/5/2000

67,000.00

CA

CHECK

Yes

Yes

Yes

7/5/2000

80,000.00

CA

CHECK

Yes

Yes

Yes

7/5/2000

20,000.00

CA

CHECK

Yes

Yes

Yes

7/5/2000

40,000.00

CA

CHECK

Yes

Yes

Yes

7/5/2000

40,000.00

CA

CHECK

Yes

Yes

Yes

7/5/2000

40,000.00

CA

CHECK

Yes

Yes

Yes

7/3/2000

(30,000.00)

CW

CHECK

Yes

7/3/2000
7/3/2000
7/3/2000

(45,000.00)
(15,000.00)
(40,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

7/3/2000

(60,000.00)

CW

CHECK

Yes

7/3/2000
7/3/2000

(54,000.00)
(140,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

7/3/2000

(35,000.00)

CW

CHECK

Yes

7/3/2000

(11,000.00)

CW

CHECK

Yes

7/3/2000

(70,000.00)

CW

CHECK

Yes

Yes

7/3/2000

(5,000.00)

CW

CHECK

Yes

Yes

7/3/2000

(5,000.00)

CW

CHECK

Yes

Yes

7/3/2000

(5,000.00)

CW

CHECK

Yes

7/3/2000
7/3/2000
7/3/2000

(5,500.00)
(70,000.00)
(96,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes

7/3/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

7/3/2000
7/3/2000

(370,000.00)
(66,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

15674
224489
187395
280660
224515
251413
251419
305687
278562
273339
15667
311916
35189
311918
278584
273352
35202
215298
35211
305701
251481
251487
251497
305704

Page 91 of 153

Yes
Yes

Yes
Yes
Yes
Yes

Yes

Yes
Yes
Yes

Yes

Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
35229
305711
35245
311922
251533

BLMIS
Account BLMIS Account Name
Number
1KW175 STERLING PATHOGENESIS CO
1KW201 DAVID M KATZ
SCOTT WILPON RICHARD A WILPON AS
1KW207
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
1KW208
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
1KW209
CUSTODIAN

Transaction
Date per
Customer
Statement
7/3/2000
7/3/2000

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(130,000.00)
(35,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

7/3/2000

(20,000.00)

CW

CHECK

Yes

Yes

7/3/2000

(20,000.00)

CW

CHECK

Yes

Yes

7/3/2000

(20,000.00)

CW

CHECK

Yes

Yes

Yes

Yes
Yes

273365

1KW232 JUDITH A WILPON-W STERLING EQUITIES

7/3/2000

(57,000.00)

CW

CHECK

Yes

Yes

Yes

35262

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

7/3/2000

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

35267
15702
251537
15707
305729

1KW257
1KW259
1KW260
1KW263
1KW287

7/3/2000
7/3/2000
7/3/2000
7/3/2000
7/3/2000

(50,000.00)
(20,000.00)
(36,000.00)
(25,000.00)
(25,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

281892

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/27/2000

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

6/26/2000

175,000.00

CA

CHECK

Yes

Yes

Yes

6/26/2000
6/26/2000

42,000.00
90,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

6/21/2000

(27,000.00)

CW

CHECK

Yes

Yes

Yes

STERLING JET LTD
STERLING JET II LTD
FRED WILPON FAMILY TRUST
MARVIN B TEPPER
STERLING HERITAGE LLC

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

299946

1KW076

253855
285052

1KW242
1KW260

145512

1KW096

194317

1KW232 JUDITH A WILPON-W STERLING EQUITIES

6/21/2000

(100,000.00)

CW

CHECK

Yes

Yes

Yes

285042

1KW233 JUDITH A WILPON-K STERLING EQUITIES

6/21/2000

(100,000.00)

CW

CHECK

Yes

Yes

Yes

145517

1KW234 JUDITH A WILPON-T STERLING EQUITIES

6/21/2000

(120,000.00)

CW

CHECK

Yes

Yes

Yes

253841
253844
281865
281921

1KW235
1KW236
1KW237
1KW272

6/21/2000
6/21/2000
6/21/2000
6/21/2000

(100,000.00)
(100,000.00)
(120,000.00)
(50,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

218012

1KW273

299942
253848
281917

1KW067
1KW242
1KW260

281771

1KW076

303932

1KW108

253810

1KW109

298018

1KW110

253882

1KW260

IRIS J KATZ-W STERLING EQUITIES
IRIS J KATZ-K STERLING EQUITIES
IRIS J KATZ-T STERLING EQUITIES
IRIS J KATZ - O STERLING EQUITIES
JUDITH A WILPON - O STERLING
EQUITIES
FRED WILPON
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
FRED WILPON FAMILY TRUST

6/21/2000

(40,000.00)

CW

CHECK

Yes

Yes

Yes

6/20/2000
6/16/2000
6/16/2000

1,644,000.00
64,000.00
67,000.00

CA
CA
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes

Yes
Yes
Yes

6/15/2000

(1,600,000.00)

CW

CHECK

Yes

Yes

Yes

6/15/2000

6,500.00

CA

CHECK

Yes

Yes

Yes

6/15/2000

6,500.00

CA

CHECK

Yes

Yes

Yes

6/15/2000

6,500.00

CA

CHECK

Yes

Yes

Yes

6/15/2000

(150,000.00)

CW

CHECK

Yes

Yes

Yes

Page 92 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

299930

1KW004

194270
250810
298010

1KW019
1KW024
1KW044

299938

1KW052

253806

1KW067

145508

1KW076

250825

1KW081

281793

1KW108

281811

1KW109

310349

1KW110

285037

1KW155

218992
281844
250840

1KW198
1KW201
1KW238

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
JUDITH A WILPON C/O STERLING
EQUITIES
RED VALLEY PARTNERS
DAVID M KATZ
SAUL B KATZ - PM

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

6/14/2000

(95,300.00)

CW

CHECK

Yes

Yes

6/14/2000
6/14/2000
6/14/2000

(586,800.00)
(40,000.00)
(110,300.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

6/14/2000

(145,500.00)

CW

CHECK

No

Yes

6/14/2000

(825,000.00)

CW

CHECK

Yes

Yes

6/14/2000

(252,000.00)

CW

CHECK

Yes

Yes

6/14/2000

(507,800.00)

CW

CHECK

Yes

Yes

6/14/2000

(6,000.00)

CW

CHECK

Yes

Yes

6/14/2000

(4,000.00)

CW

CHECK

Yes

Yes

6/14/2000

(2,500.00)

CW

CHECK

Yes

Yes

6/14/2000

(203,800.00)

CW

CHECK

Yes

Yes

6/14/2000
6/14/2000
6/14/2000

(75,000.00)
(336,600.00)
(1,646,700.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

281884

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/14/2000

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

224324
200689
298025

1KW263 MARVIN B TEPPER
1KW175 STERLING PATHOGENESIS CO
1KW263 MARVIN B TEPPER

6/14/2000
6/7/2000
6/7/2000

(83,100.00)
(1,608,400.00)
(100,000.00)

CW
CW
CW

CHECK
CHECK WIRE
CHECK

Yes
Yes
Yes

Yes

Yes
Yes
Yes

281873

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/5/2000

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

310344
250820

6/1/2000
6/1/2000

(15,000.00)
(54,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

6/1/2000

(15,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/2000

(96,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

274349
194303
298021

1KW044 L THOMAS OSTERMAN
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO

6/1/2000
6/1/2000
6/1/2000

(370,000.00)
(66,000.00)
(130,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

303938

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

6/1/2000

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

253875
281909

1KW257 STERLING JET LTD
1KW259 STERLING JET II LTD

6/1/2000
6/1/2000

(50,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

288444

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/30/2000

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

263800

1KW175 STERLING PATHOGENESIS CO

5/22/2000

1,600,000.00

CA

CHECK WIRE

Yes

264852

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/19/2000

(1,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

246423

1KW287 STERLING HERITAGE LLC

5/19/2000

565,000.00

JRNL

CHECK

Yes

Yes

Yes

298014
281825
281832

Page 93 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

Transaction
Date per
Customer
Statement

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK WIRE

Yes

Yes

Yes

CW
CA
CA
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes

Yes

Yes
Yes
Yes
Yes

(125,000.00)

CW

CHECK

Yes

Yes

Yes

5/2/2000
5/1/2000
5/1/2000

5,155.66
(15,000.00)
(54,000.00)

CA
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes

5/1/2000

(15,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2000

(54,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

5/1/2000
5/1/2000
5/1/2000

(370,000.00)
(66,000.00)
(130,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

CMID

BLMIS
Account BLMIS Account Name
Number

268464

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/15/2000

(2,000,000.00)

CW

263791
288438
224840
288430

1KW154
1KW242
1KW260
1KW154

5/10/2000
5/5/2000
5/5/2000
5/3/2000

(42,000.00)
44,000.00
125,000.00
(125,000.00)

309313

1KW155

5/3/2000

185623
264830
268444

1KW195
1KW044
1KW067

264840

1KW076

256471

1KW154

IRIS J KATZ C/O STERLING EQUITES
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
JEFFREY S WILPON SPECIAL
L THOMAS OSTERMAN
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO

Amount per
Customer
Statement

Transaction
Type

Transaction Description

Quicken Data
[3]

256479

1KW155

224816
288433
256489

1KW156
1KW161
1KW175

194646

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5/1/2000

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

194650
268469

1KW257 STERLING JET LTD
1KW259 STERLING JET II LTD
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW201 DAVID M KATZ
1KW263 MARVIN B TEPPER
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ
1KW238 SAUL B KATZ - PM
1KW263 MARVIN B TEPPER

5/1/2000
5/1/2000

(50,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

4/28/2000

(29,192.00)

CW

CHECK

Yes

Yes

4/28/2000
4/28/2000

(183,993.00)
(100,146.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

4/28/2000

(53,964.00)

CW

CHECK

Yes

Yes

4/28/2000

(175,135.00)

CW

CHECK

Yes

Yes

4/28/2000
4/28/2000

(103,466.00)
(91,687.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

4/24/2000

(4,159.00)

CW

CHECK

Yes

Yes

4/24/2000
4/24/2000

(32,236.00)
(14,558.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

268498
194689
268507
264899
288482
273779
194740
309326
198879
309330
288471
268520
273763
264911
309353
288514
309369
282878

4/24/2000

(19,757.00)

CW

CHECK

Yes

Yes

4/24/2000

(773,774.00)

CW

CHECK

Yes

Yes

4/24/2000

(41,594.00)

CW

CHECK

Yes

Yes

4/24/2000

(50,000.00)

CW

CHECK

Yes

4/24/2000
4/24/2000
4/24/2000
4/24/2000

(29,116.00)
(20,797.00)
(94,626.00)
(27,036.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Page 94 of 153

Yes

Yes
Yes
Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

185680

1KW084

185659

1KW004

207634
207668

1KW019
1KW044

268516

1KW052

256506

1KW067

198896

1KW081

194715
198907
207730
198939
273788
309372

1KW195
1KW201
1KW238
1KW255
1KW263
1KW260

216514

1KW210

264886

1KW004

288463
273743

1KW019
1KW044

256501

1KW052

224855

1KW067

268532

1KW081

264918

1KW108

309345

1KW109

194700

1KW110

216505
273775
268583
207760
264892

1KW195
1KW198
1KW201
1KW263
1KW024

282868
207683
207711
198926
194734
216534
185666
194691
256511

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
JEFFREY S WILPON SPECIAL
DAVID M KATZ
SAUL B KATZ - PM
STERLING EQUITIES INVESTORS
MARVIN B TEPPER
FRED WILPON FAMILY TRUST
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
JEFFREY S WILPON SPECIAL
RED VALLEY PARTNERS
DAVID M KATZ
MARVIN B TEPPER
SAUL B KATZ

Transaction
Date per
Customer
Statement
4/20/2000

Amount per
Customer
Statement

Transaction
Type

16,320.75

CA

Transaction Description

CHECK

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Yes

Yes

Quicken Data
[3]

Yes

4/18/2000

(12,169.00)

CW

CHECK

Yes

Yes

Yes

4/18/2000
4/18/2000

(94,311.00)
(42,592.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

4/18/2000

(57,804.00)

CW

CHECK

Yes

Yes

Yes

4/18/2000

(410,709.00)

CW

CHECK

Yes

Yes

Yes

4/18/2000

(121,692.00)

CW

CHECK

Yes

Yes

Yes

4/18/2000
4/18/2000
4/18/2000
4/18/2000
4/18/2000
4/17/2000

(60,846.00)
(60,846.00)
(276,848.00)
(414,079.06)
(79,099.00)
88,000.00

CW
CW
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

4/14/2000

(1,141.26)

CW

CHECK

Yes

Yes

4/12/2000

(54,200.00)

CW

CHECK

Yes

Yes

4/12/2000
4/12/2000

(448,000.00)
(113,600.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

4/12/2000

(465,000.00)

CW

CHECK

Yes

Yes

4/12/2000

(2,440,000.00)

CW

CHECK

Yes

Yes

4/12/2000

(424,000.00)

CW

CHECK

Yes

Yes

4/12/2000

(7,000.00)

CW

CHECK

Yes

Yes

4/12/2000

(6,000.00)

CW

CHECK

Yes

Yes

4/12/2000

(3,500.00)

CW

CHECK

Yes

Yes

4/12/2000
4/12/2000
4/12/2000
4/12/2000
4/11/2000

(265,600.00)
(75,000.00)
(107,000.00)
(606,000.00)
500,000.00

CW
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

4/10/2000

(5,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

1KW067
1KW154
1KW242
1KW260
1KW260
1KW044

4/4/2000
4/4/2000
4/4/2000
4/4/2000
4/4/2000
4/3/2000

(54,000.00)
(54,000.00)
(2,450,000.00)
(36,000.00)
(675,000.00)
(15,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

4/3/2000

(15,000.00)

CW

CHECK

Yes

Yes

Yes

4/3/2000

(5,500.00)

CW

CHECK

Yes

Yes

Yes

FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW121 MICHAEL KATZ & SAUL B KATZ TIC

Page 95 of 153

Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
193760
224876
268561
268575
273768
288501
194727
268598
250769
260583
189096
259018
197317
197314
228738
259040
206867
197272
235769
290724

BLMIS
Account BLMIS Account Name
Number
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
1KW257 STERLING JET LTD
1KW259 STERLING JET II LTD
1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW156 STERLING 15C LLC
1KW156 STERLING 15C LLC
1KW198 RED VALLEY PARTNERS
1KW242 SAUL B KATZ FAMILY TRUST
1KW263 MARVIN B TEPPER
1KW067 FRED WILPON
1KW279 STERLING BRUNSWICK CORP
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM
1KW155

Transaction
Date per
Customer
Statement
4/3/2000

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(42,000.00)

CW

CHECK

Yes

Yes

Yes

4/3/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

4/3/2000
4/3/2000
4/3/2000
4/3/2000
4/3/2000
4/3/2000
3/23/2000
3/23/2000
3/23/2000

(370,000.00)
(66,000.00)
(130,000.00)
(12,000.00)
(50,000.00)
(30,000.00)
112,400.00
130,600.00
(100,000.00)

CW
CW
CW
CW
CW
CW
CA
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

3/23/2000

80,000.00

CA

CHECK

Yes

Yes

3/23/2000
3/23/2000
3/23/2000
3/23/2000
3/23/2000
3/22/2000
3/21/2000

240,000.00
50,000.00
(50,000.00)
(50,000.00)
104,540.00
1,500,000.00
1,362,500.00

CA
CA
CW
CW
CA
CA
JRNL

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

3/20/2000

350,000.00

CA

CHECK WIRE

Yes

Yes

3/16/2000

1,000,000.00

CA

CHECK WIRE

Yes

Yes

3/13/2000

(1,479,689.37)

CW

CHECK

Yes

Yes

Yes

3/10/2000
3/9/2000

88,880.00
(15,000.00)

CA
CW

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

3/9/2000

(15,000.00)

CW

CHECK

Yes

Yes

3/9/2000

(15,000.00)

CW

CHECK

Yes

Yes

3/9/2000
3/9/2000

(60,520.00)
(327,200.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

3/7/2000

25,380.00

CA

CHECK

Yes

Yes

Yes

292823

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

174746

1KW210

250773
189114

1KW044
1KW108

240570

1KW109

174601

1KW110

235757
260610

1KW201
1KW260

174597

1KW004

258993

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/7/2000

107,520.00

CA

CHECK

Yes

Yes

259002

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/7/2000

90,240.00

CA

CHECK

Yes

Yes

228732

1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW156 STERLING 15C LLC
1KW238 SAUL B KATZ - PM

3/7/2000

25,000.00

CA

CHECK

Yes

3/7/2000

121,740.00

CA

CHECK

Yes

Yes

3/7/2000

885,120.00

CA

CHECK

Yes

Yes

3/7/2000

255,860.00

CA

CHECK

Yes

3/7/2000
3/7/2000

6,282,359.00
366,420.00

CA
CA

CHECK
CHECK

Yes
Yes

290705
197267
259010
270601
240575

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
L THOMAS OSTERMAN
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DAVID M KATZ
FRED WILPON FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

Page 96 of 153

Yes

Yes

Yes
Yes

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement
3/7/2000

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

270613

1KW242 SAUL B KATZ FAMILY TRUST

229,920.00

CA

CHECK

Yes

Yes

206843

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/6/2000

6,000,000.00

CA

CHECK WIRE

Yes

Yes

189082

1KW044 L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
1KW257 STERLING JET LTD
1KW259 STERLING JET II LTD
1KW263 MARVIN B TEPPER
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS

3/1/2000

(15,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2000

(15,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/2000
3/1/2000
3/1/2000
3/1/2000

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

3/1/2000

(13,250.00)

CW

CHECK

Yes

Yes

Yes

3/1/2000
3/1/2000
3/1/2000

(50,000.00)
(30,000.00)
30,000.00

CW
CW
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes

2/29/2000

(11,200.00)

CW

CHECK

Yes

Yes

2/29/2000

(140,400.00)

CW

CHECK

Yes

Yes

2/29/2000

(30,000.00)

CW

CHECK

Yes

2/29/2000

(74,400.00)

CW

CHECK

Yes

Yes

2/29/2000
2/29/2000
2/29/2000
2/25/2000

(187,900.00)
(116,200.00)
(21,000.00)
(97,500.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

2/25/2000

(346,926.89)

CW

CHECK

Yes

Yes

2/25/2000

(140,000.00)

CW

CHECK

Yes

Yes

2/16/2000

(110,000.00)

CW

CHECK

Yes

Yes

2/15/2000

(500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

2/15/2000

(500,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

2/8/2000
2/4/2000

431,304.00
12,000.00

JRNL
CA

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

CA

CHECK WIRE

Yes

260590
197301
250792
259036
197331
290711
189155
250802
250813
189158
206860
251739
288609

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

247248

1KW081

168514

1KW081

229095
283359
288648
288619

1KW195
1KW201
1KW263
1KW175

288634

1KW231

251751

1KW252

231124

1KW252

247251

1KW154

RICHARD A WILPON & DEBRA WILPON
J/T WROS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
JEFFREY S WILPON SPECIAL
DAVID M KATZ
MARVIN B TEPPER
STERLING PATHOGENESIS CO
BETTY RONSON ED TEPPER & SHELLY
TEPPER TIC
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
SAUL B KATZ JI
DAVID M KATZ

Yes

Yes

174372

1KW155

174406
231116

1KW278
1KW201

247258

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/4/2000

2,000,000.00

161734

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/3/2000

5,000,000.00

CA

CHECK WIRE

Yes

174365

1KW044 L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES

2/1/2000

(15,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2000

(15,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

168503
161712

Page 97 of 153

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

231086

1KW155

174378
231102
251748
229085

1KW156
1KW161
1KW175
1KW195

288628

1KW210

288644
168528

1KW257
1KW259

140443
149551
165925
158645
173435
135276
131935
159204
131921
166212
131580
173934
131962
158686
183402

JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
STERLING JET LTD
STERLING JET II LTD

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

2/1/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/2000
2/1/2000
2/1/2000
2/1/2000

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

2/1/2000

(13,250.00)

CW

CHECK

Yes

Yes

Yes

2/1/2000
2/1/2000

(50,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/28/2000

4,000,000.00

CA

CHECK WIRE

Yes

1KW198 RED VALLEY PARTNERS
1KW242 SAUL B KATZ FAMILY TRUST
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW227 NATALIE KATZ
1KW108 GREGORY KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
1KW154 IRIS J KATZ C/O STERLING EQUITES
1KW242 SAUL B KATZ FAMILY TRUST
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM

1/27/2000
1/27/2000
1/25/2000

(50,000.00)
(50,000.00)
83,351.00

CW
CW
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

1/25/2000

85,688.00

CA

CHECK

Yes

1/25/2000
1/24/2000

12,000.00
(20,000.00)

CA
CW

CHECK
CHECK

Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes

Yes
Yes

1/21/2000

133,000.00

CA

CHECK

Yes

Yes

1/21/2000
1/21/2000
1/21/2000
1/21/2000
1/21/2000
1/21/2000

(17,187.00)
(17,187.00)
49,000.00
(670,313.00)
65,000.00
(670,313.00)

CW
CW
CA
CW
CA
CW

CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK WIRE

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

1/19/2000

200,000.00

CA

CHECK WIRE

Yes

Yes

165930

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/14/2000

2,000,000.00

CA

CHECK WIRE

Yes

Yes

149803

1KW232 JUDITH A WILPON-W STERLING EQUITIES

1/13/2000

(30,872.00)

CW

CHECK

Yes

Yes

165912

1KW233 JUDITH A WILPON-K STERLING EQUITIES

1/13/2000

(30,872.00)

CW

CHECK

Yes

Yes

166246

1KW234 JUDITH A WILPON-T STERLING EQUITIES

1/13/2000

(23,944.00)

CW

CHECK

Yes

Yes

158672
165917
166257

1KW235 IRIS J KATZ-W STERLING EQUITIES
1KW236 IRIS J KATZ-K STERLING EQUITIES
1KW237 IRIS J KATZ-T STERLING EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW024 SAUL B KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW195 JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL

1/13/2000
1/13/2000
1/13/2000

(28,535.00)
(30,872.00)
(23,944.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

183327
159198
173347
166231
166238

1/12/2000

(75,000.00)

CW

CHECK

Yes

1/12/2000

(360,000.00)

CW

CHECK

Yes

1/12/2000

(15,000.00)

CW

CHECK

Yes

1/12/2000

(40,000.00)

CW

CHECK

Yes

Yes

1/12/2000

(20,000.00)

CW

CHECK

Yes

Yes

Page 98 of 153

Yes
Yes

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

Transaction
Date per
Customer
Statement

CMID

BLMIS
Account BLMIS Account Name
Number

124317

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/12/2000

3,000,000.00

CA

CHECK WIRE

166286
124840

1/12/2000
1/10/2000

(35,000.00)
(57,600.00)

CW
CW

CHECK
CHECK

Yes
Yes

1/10/2000

(94,000.00)

124299
131951
149557

1KW263 MARVIN B TEPPER
1KW019 MICHAEL KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW154 IRIS J KATZ C/O STERLING EQUITES
1KW198 RED VALLEY PARTNERS
1KW201 DAVID M KATZ

1/10/2000
1/10/2000
1/10/2000

(90,000.00)
(36,000.00)
(55,000.00)

131592

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/7/2000

2,000,000.00

173458

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/4/2000
1/4/2000

BLMIS
Customer
[2]
Files

Yes

149765
173353
131546

166272

1KW252

173318

1KW044

166191

1KW076

149778
183341

1KW121
1KW154

149548

1KW155

183353
165895
165902
166225

1KW156
1KW161
1KW175
1KW195

158654

1KW210

140453
131595
292718
182317

1KW257
1KW259
1KW067
1KW154

198192

1KW155

168756

1KW255

114048

1KW004

198236

1KW242

223827

1KW004

223843
248701

1KW019
1KW044

165852

1KW052

237799

1KW067

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
STERLING JET LTD
STERLING JET II LTD
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING EQUITIES INVESTORS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
SAUL B KATZ FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

Quicken Data
[3]

Yes
Yes

Yes
Yes

1/10/2000

(70,000.00)

CW

CHECK

Yes

Yes

1/10/2000

(350,000.00)

CW

CHECK

Yes

Yes

CW

CHECK

Yes

Yes

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

CA

CHECK WIRE

Yes

Yes

5,000,000.00

CA

CHECK WIRE

Yes

Yes

92,000.00

CA

CHECK

Yes

Yes

1/3/2000

(15,000.00)

CW

CHECK

Yes

Yes

Yes

1/3/2000

(15,000.00)

CW

CHECK

Yes

Yes

Yes

1/3/2000
1/3/2000

(5,500.00)
(42,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

1/3/2000

(42,000.00)

CW

CHECK

Yes

Yes

Yes

1/3/2000
1/3/2000
1/3/2000
1/3/2000

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

1/3/2000

(13,250.00)

CW

CHECK

Yes

Yes

Yes

1/3/2000
1/3/2000
12/30/1999
12/29/1999

(50,000.00)
(30,000.00)
100,000.00
107,500.00

CW
CW
CA
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

12/29/1999

107,500.00

CA

CHECK

Yes

Yes

Yes

12/29/1999

35,770.00

CA

CHECK

Yes

Yes

Yes

12/28/1999

(40,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

Yes

12/28/1999

(125,000.00)

CW

CHECK

Yes

12/27/1999

(16,000.00)

CW

CHECK

Yes

Yes

12/27/1999
12/27/1999

(40,000.00)
(17,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

12/27/1999

(22,000.00)

CW

CHECK

Yes

12/27/1999

186,000.00

CA

CHECK

Yes

Page 99 of 153

Yes
Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

256608

1KW081

312448

1KW154

125995

1KW155

188964
308664

1KW195
1KW201

237840

1KW210

182265
251477
237852

1KW242
1KW260
1KW272

290237

1KW273

273701

1KW001

198128

1KW004

273765

1KW019

249480

1KW052

172873

1KW081

237825

1KW155

251288
168739
292741
290229

1KW242
1KW255
1KW263
1KW272

300729

1KW273

309257

1KW004

292708
198144
273748

1KW019
1KW044
1KW044

230783

1KW052

273782

1KW081

230348

1KW154

306858

1KW155

44185
296350
237830
300721
251468
182313

1KW195
1KW201
1KW242
1KW260
1KW263
1KW154

RICHARD A WILPON & DEBRA WILPON
J/T WROS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
JEFFREY S WILPON SPECIAL
DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
IRIS J KATZ - O STERLING EQUITIES
JUDITH A WILPON - O STERLING
EQUITIES
BON MICK FAMILY PARTNERS L P
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
JUDITH A WILPON C/O STERLING
EQUITIES
SAUL B KATZ FAMILY TRUST
STERLING EQUITIES INVESTORS
MARVIN B TEPPER
IRIS J KATZ - O STERLING EQUITIES
JUDITH A WILPON - O STERLING
EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
JEFFREY S WILPON SPECIAL
DAVID M KATZ
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
MARVIN B TEPPER
IRIS J KATZ C/O STERLING EQUITES

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

12/27/1999

(50,000.00)

12/27/1999

(145,000.00)

12/27/1999

(100,000.00)

12/27/1999
12/27/1999

(15,000.00)
44,444.14

CW

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

CHECK

Yes

Yes

CW

CHECK

Yes

Yes

CW

CHECK

Yes

Yes

CW
CA

CHECK
CHECK

Yes
Yes

Yes

Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

12/27/1999

(10,000.00)

CW

CHECK

Yes

12/27/1999
12/27/1999
12/23/1999

49,000.00
53,000.00
(107,500.00)

CA
CA
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

12/23/1999

(107,500.00)

CW

CHECK

Yes

Yes

Yes

12/21/1999

(25,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/1999

(10,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/1999

(10,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/1999

(10,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/1999

(25,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/1999

(100,000.00)

CW

CHECK

Yes

Yes

Yes

12/21/1999
12/21/1999
12/21/1999
12/21/1999

(125,000.00)
(1,984,500.00)
(15,000.00)
(2,900.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

12/21/1999

(2,900.00)

CW

CHECK

Yes

Yes

Yes

12/17/1999

(40,700.00)

CW

CHECK

Yes

Yes

12/17/1999
12/17/1999
12/17/1999

(24,035.00)
76,850.00
(5,405.00)

CW
CA
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

12/17/1999

(16,720.00)

CW

CHECK

Yes

Yes

Yes

12/17/1999

(35,580.00)

CW

CHECK

Yes

Yes

12/17/1999

(352,563.00)

CW

CHECK

Yes

Yes

12/17/1999

(483,363.00)

CW

CHECK

Yes

Yes

12/17/1999
12/17/1999
12/17/1999
12/17/1999
12/17/1999
12/13/1999

(2,700.00)
(2,700.00)
(35,807.00)
(35,807.00)
100,000.00
(107,500.00)

CW
CW
CW
CW
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Page 100 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

292739

1KW155

124054
314065

1KW195
1KW198

237837

1KW210

223869

1KW083

198133

1KW044

172877

1KW076

268745

1KW154

BLMIS
Customer
[2]
Files

Quicken Data
[3]

12/13/1999

(147,500.00)

CW

CHECK

Yes

Yes

12/13/1999
12/13/1999

(96,000.00)
(118,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

12/13/1999

(90,000.00)

CW

CHECK

Yes

Yes

12/2/1999

(200,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

CW

CHECK

Yes

Yes

Yes

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

12/1/1999

(13,250.00)

CW

CHECK

Yes

Yes

Yes

12/1/1999
12/1/1999
12/1/1999
11/30/1999

(50,000.00)
(30,000.00)
(190,000.00)
200,000.00

CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

11/26/1999

(100,000.00)

CW

CHECK

Yes

Yes

11/26/1999
11/26/1999

(71,000.00)
(50,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

11/26/1999

200,000.00

CA

CHECK WIRE

Yes

Yes

11/24/1999
11/22/1999
11/22/1999
11/22/1999

(185,486.40)
225,000.00
12,000.00
71,500.00

CW
CA
CA
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

11/15/1999

17,000.00

CA

CHECK

Yes

Yes

Yes

1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
1KW195 JEFFREY S WILPON SPECIAL
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST

11/15/1999
11/15/1999

115,000.00
297,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

11/10/1999

10,000.00

CA

CHECK

Yes

Yes

Yes

11/10/1999

163,000.00

CA

CHECK

Yes

Yes

Yes

11/10/1999

513,000.00

CA

CHECK

Yes

Yes

Yes

11/10/1999

13,538.00

CA

CHECK

Yes

Yes

Yes

11/10/1999
11/10/1999
11/10/1999

(92,696.14)
194,000.00
581,000.00

CW
CA
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes

223873
251292
306865
218206

1KW257
1KW259
1KW263
1KW238

9637

1KW155

218198
296595

1KW198
1KW242

157870

1KW252

302344
213145
188702
296655

1KW260
1KW024
1KW108
1KW195

218183
292806
9580

9645
134539
9573

BLMIS Bank
[1]
Records

(42,000.00)

1KW210

302380

Transaction Description

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)

255126

9628

Transaction
Type

12/1/1999
12/1/1999
12/1/1999
12/1/1999

1KW155
1KW156
1KW161
1KW175
1KW195

302372

Amount per
Customer
Statement

12/1/1999

256623
120068
306183
182236
44165

302368

JUDITH A WILPON C/O STERLING
EQUITIES
JEFFREY S WILPON SPECIAL
RED VALLEY PARTNERS
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
STERLING JET LTD
STERLING JET II LTD
MARVIN B TEPPER
SAUL B KATZ - PM
JUDITH A WILPON C/O STERLING
EQUITIES
RED VALLEY PARTNERS
SAUL B KATZ FAMILY TRUST
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
FRED WILPON FAMILY TRUST
SAUL B KATZ
GREGORY KATZ
JEFFREY S WILPON SPECIAL

Transaction
Date per
Customer
Statement

Page 101 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

270361

1KW110

213137

1KW004

296639
134508
158003

1KW019
1KW024
1KW044

158024

1KW052

9631

1KW067

188683

1KW081

294793
270384
158075
296600

1KW195
1KW201
1KW238
1KW263

213097

1KW252

218188

1KW044

233305

1KW076

213160

1KW154

294783

1KW155

270372
158030
158065
213166

1KW156
1KW161
1KW175
1KW195

134532

1KW210

233205
157878
296339
223909
206436
222885
186513

1KW257
1KW259
1KW195
1KW154
1KW242
1KW257
1KW260

235212

1KW155

295791

1KW252

310295

1KW155

251736
206431

1KW198
1KW242

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
JEFFREY S WILPON SPECIAL
DAVID M KATZ
SAUL B KATZ - PM
MARVIN B TEPPER
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
STERLING JET LTD
STERLING JET II LTD
JEFFREY S WILPON SPECIAL
IRIS J KATZ C/O STERLING EQUITES
SAUL B KATZ FAMILY TRUST
STERLING JET LTD
FRED WILPON FAMILY TRUST
JUDITH A WILPON C/O STERLING
EQUITIES
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
JUDITH A WILPON C/O STERLING
EQUITIES
RED VALLEY PARTNERS
SAUL B KATZ FAMILY TRUST

Transaction
Date per
Customer
Statement
11/8/1999

Amount per
Customer
Statement

Transaction
Type

9,000.00

CA

Transaction Description

CHECK

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Yes

Yes

Quicken Data
[3]

Yes

11/5/1999

(63,200.00)

CW

CHECK

Yes

Yes

Yes

11/5/1999
11/5/1999
11/5/1999

(322,100.00)
(300,000.00)
(254,600.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

11/5/1999

(119,600.00)

CW

CHECK

Yes

Yes

Yes

11/5/1999

(1,207,700.00)

CW

CHECK WIRE

Yes

Yes

Yes

11/5/1999

(380,300.00)

CW

CHECK

Yes

Yes

Yes

11/5/1999
11/5/1999
11/5/1999
11/5/1999

(133,700.00)
(173,900.00)
(200,000.00)
(268,800.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

11/4/1999

125,000.00

CA

CHECK WIRE

Yes

11/1/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

Yes

11/1/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

11/1/1999
11/1/1999
11/1/1999
11/1/1999

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

11/1/1999

(13,250.00)

CW

CHECK

Yes

Yes

Yes

11/1/1999
11/1/1999
10/29/1999
10/27/1999
10/27/1999
10/27/1999
10/27/1999

(50,000.00)
(30,000.00)
(18,367.00)
(205,000.00)
(41,000.00)
(205,000.00)
(41,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

10/20/1999

(50,000.00)

CW

CHECK

No

Yes

Yes

10/20/1999

(125,000.00)

CW

CHECK

No

Yes

Yes

10/18/1999

(100,000.00)

CW

CHECK

No

Yes

Yes

10/18/1999
10/18/1999

(90,000.00)
(50,000.00)

CW
CW

CHECK
CHECK

No
No

Yes
Yes

Yes
Yes

CHECK WIRE

Yes

Yes

Yes

CHECK
CHECK

Yes
No

Yes
Yes

Yes
Yes

277588

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

10/18/1999

(5,000,000.00)

CW

248749
85604

1KW269 PHYLLIS REBELL OSTERMAN
1KW044 L THOMAS OSTERMAN

10/6/1999
10/1/1999

216,000.00
(15,000.00)

JRNL
CW

Page 102 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

304878

1KW076

310287
304893

1KW121
1KW154

288219

1KW155

111024
310283
186493
310291

1KW156
1KW161
1KW175
1KW195

251763

1KW210

288236
207501

1KW257
1KW259

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
STERLING JET LTD
STERLING JET II LTD
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING EQUITIES INVESTORS
STERLING EQUITIES INVESTORS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
JEFFREY S WILPON SPECIAL
RED VALLEY PARTNERS
DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
STERLING JET LTD
STERLING JET LTD
STERLING JET II LTD

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

10/1/1999

(15,000.00)

CW

CHECK

No

Yes

Yes

10/1/1999
10/1/1999

(5,000.00)
(42,000.00)

CW
CW

CHECK
CHECK

No
No

Yes
Yes

Yes
Yes

10/1/1999

(42,000.00)

CW

CHECK

No

Yes

Yes

10/1/1999
10/1/1999
10/1/1999
10/1/1999

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

No
No
No
No

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

10/1/1999

(13,250.00)

CW

CHECK

No

Yes

Yes

10/1/1999
10/1/1999

(50,000.00)
(30,000.00)

CW
CW

CHECK
CHECK

No
No

Yes
Yes

Yes
Yes

9/29/1999

(25,000.00)

CW

CHECK

No

Yes

Yes

9/27/1999
9/27/1999
9/24/1999
9/21/1999

134,000.00
202,000.00
500,000.00
1,244,500.00

CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

9/20/1999

(29,000.00)

CW

CHECK

Yes

Yes

Yes

9/20/1999
9/20/1999

(120,000.00)
(85,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

9/20/1999

(106,000.00)

CW

CHECK

Yes

Yes

Yes

9/20/1999

(113,000.00)

CW

CHECK

Yes

Yes

Yes

9/20/1999
9/20/1999
9/20/1999

(100,000.00)
(45,000.00)
(58,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

9/20/1999

(27,000.00)

CW

CHECK

Yes

Yes

Yes

9/20/1999
9/20/1999
9/20/1999

(72,000.00)
(256,000.00)
(142,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

55078

1KW252

210025
241541
209615
186820

1KW242
1KW260
1KW255
1KW255

167548

1KW004

210021
221589

1KW019
1KW044

248914

1KW052

161438

1KW081

210008
209527
284638

1KW195
1KW198
1KW201

186780

1KW210

167566
248917
226138

1KW257
1KW257
1KW259

55008

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

9/17/1999

10,000,000.00

CA

CHECK WIRE

Yes

248869
284539
311716

1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW238 SAUL B KATZ - PM
1KW257 STERLING JET LTD
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN

9/15/1999
9/15/1999
9/15/1999

40,000.00
10,000.00
(272,500.00)

CA
CA
CW

CHECK 9/14/99
CHECK 9/14/99
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

9/15/1999

(900,000.00)

CW

CHECK

No

Yes

Yes

9/15/1999
9/15/1999

(1,300,000.00)
(280,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

209541
55014
55066
161421
284619
167558

Yes

9/14/1999

(10,000.00)

CW

CHECK

Yes

Yes

Yes

9/14/1999
9/14/1999

(77,500.00)
(35,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

Page 103 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

284646

1KW052

226127

1KW067

161434

1KW081

54992
226075
248894
209604
241532

1KW154
1KW195
1KW201
1KW257
1KW263

232134

1KW192

311710
186798

1KW120
1KW238

248921

1KW252

232156
209580
55040
226118

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
IRIS J KATZ C/O STERLING EQUITES
JEFFREY S WILPON SPECIAL
DAVID M KATZ
STERLING JET LTD
MARVIN B TEPPER
METS LIMITED PTR SPECIAL ATTN: LEN
LABITA
SAUL B KATZ DP
SAUL B KATZ - PM
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

Transaction
Date per
Customer
Statement
9/14/1999

Amount per
Customer
Statement

Transaction
Type

(47,500.00)

CW

Transaction Description

CHECK

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Yes

Yes

Quicken Data
[3]

Yes

9/14/1999

(217,500.00)

CW

CHECK

Yes

Yes

Yes

9/14/1999

(100,000.00)

CW

CHECK

Yes

Yes

Yes

9/14/1999
9/14/1999
9/14/1999
9/14/1999
9/14/1999

(227,500.00)
(70,000.00)
(50,000.00)
(100,000.00)
(65,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

9/13/1999

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

9/9/1999
9/9/1999

(49,225.02)
191,263.00

CW
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

9/2/1999

(150,000.00)

CW

CHECK

Yes

Yes

Yes

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

9/1/1999

60,000.00

CA

CHECK

Yes

Yes

Yes

9/1/1999
9/1/1999
9/1/1999

56,000.00
(15,000.00)
50,000.00

CA
CW
CA

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

9/1/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/1999

20,000.00

CA

CHECK

Yes

Yes

Yes

9/1/1999

20,000.00

CA

CHECK

Yes

Yes

Yes

9/1/1999

20,000.00

CA

CHECK

Yes

Yes

Yes

9/1/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

9/1/1999
9/1/1999
9/1/1999
9/1/1999

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

9/1/1999

(13,250.00)

CW

CHECK

Yes

Yes

Yes

249656
177042

1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
1KW218 STERLING METS LP C/O SHEA STADIUM
1KW263 MARVIN B TEPPER

8/30/1999
8/30/1999

(3,000,000.00)
40,000.00

CW
CA

CHECK WIRE
CHECK

Yes
Yes

Yes

Yes
Yes

202874

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

8/27/1999

80,000.00

CA

CHECK

Yes

Yes

Yes

193968

1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW198 RED VALLEY PARTNERS
SCOTT WILPON RICHARD A WILPON AS
1KW207
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
1KW208
CUSTODIAN

8/27/1999

(100,000.00)

CW

CHECK

Yes

Yes

Yes

248906
284572
210014
161405
284586
232140
167545
232116
9962
311713
209567

233065
202892
253086
202886

8/27/1999

40,000.00

CA

CHECK

Yes

Yes

Yes

8/27/1999

(50,000.00)

CW

CHECK

Yes

Yes

Yes

8/27/1999

40,000.00

CA

CHECK

Yes

Yes

Yes

8/27/1999

40,000.00

CA

CHECK

Yes

Yes

Yes

Page 104 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

253075

1KW209

303156
241839
177015
236828
241820

1KW242
1KW257
1KW259
1KW120
1KW154

241816

1KW155

249635

1KW252

236837

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
SAUL B KATZ FAMILY TRUST
STERLING JET LTD
STERLING JET II LTD
SAUL B KATZ DP
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

8/27/1999

40,000.00

CA

CHECK

Yes

Yes

Yes

8/27/1999
8/24/1999
8/24/1999
8/12/1999
8/12/1999

(50,000.00)
(306,800.00)
(184,100.00)
(20,000.00)
(300,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

8/12/1999

(300,000.00)

CW

CHECK

Yes

Yes

Yes

8/12/1999

(150,000.00)

CW

CHECK

Yes

Yes

Yes

1KW232 JUDITH A WILPON-W STERLING EQUITIES

8/11/1999

(100,000.00)

CW

CHECK

Yes

Yes

269320

1KW233 JUDITH A WILPON-K STERLING EQUITIES

8/11/1999

(100,000.00)

CW

CHECK

Yes

Yes

253104

1KW234 JUDITH A WILPON-T STERLING EQUITIES

8/11/1999

(140,000.00)

CW

CHECK

Yes

Yes

253099
306532
249645

1KW235 IRIS J KATZ-W STERLING EQUITIES
1KW236 IRIS J KATZ-K STERLING EQUITIES
1KW237 IRIS J KATZ-T STERLING EQUITIES
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
1KW218 STERLING METS LP C/O SHEA STADIUM
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW044 L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
1KW218 STERLING METS LP C/O SHEA STADIUM
1KW156 STERLING 15C LLC
1KW198 RED VALLEY PARTNERS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW242 SAUL B KATZ FAMILY TRUST

8/11/1999
8/11/1999
8/11/1999

(100,000.00)
(100,000.00)
(140,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

8/9/1999

(9,414.35)

CW

CHECK

Yes

Yes

Yes

8/9/1999
8/9/1999
8/9/1999
8/5/1999

(2,000,000.00)
60,000.00
77,000.00
(1,000.00)

CW
CA
CA
CW

CHECK WIRE
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

8/5/1999

(1,000.00)

CW

CHECK

Yes

Yes

Yes

8/5/1999

(1,000.00)

CW

CHECK

Yes

Yes

Yes

202851
172099
177037
233075
306524
176984
176950
202870
202845
249630
281742
241807
176945
193971
303159
177030
241881
300082
182527
182382
182399
208227

8/2/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

8/2/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

8/2/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

8/2/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

8/2/1999
8/2/1999
8/2/1999
8/2/1999

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

8/2/1999

(13,250.00)

CW

CHECK

Yes

Yes

Yes

8/2/1999
7/29/1999
7/26/1999
7/20/1999

(2,000,000.00)
114,800.00
(85,000.00)
(295,000.00)

CW
CA
CW
CW

CHECK WIRE
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes
Yes

7/20/1999

(95,000.00)

CW

CHECK

Yes

Yes

Yes

7/20/1999

(79,000.00)

CW

CHECK

Yes

Yes

Yes

Page 105 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
208218
182539
300086
200860
156242
208555
301040
208548
206466
300074
206502
240267
182392
156258
3390
300124
300132
3401
210445
284167
119900
34380
223392
276643
50138
34344
258600
284160
210436
123863
119943
120020
223429
292204
276682

BLMIS
Account BLMIS Account Name
Number
1KW260 FRED WILPON FAMILY TRUST
1KW242 SAUL B KATZ FAMILY TRUST
1KW218 STERLING METS LP C/O SHEA STADIUM
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW024 SAUL B KATZ
PHILIP H WACHTLER AND ROBIN WILPON
1KW096
WACHTLER J/T WROS
1KW044 L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
1KW255 STERLING EQUITIES INVESTORS
1KW120 SAUL B KATZ DP
1KW024 SAUL B KATZ
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW195 JEFFREY S WILPON SPECIAL
1KW198 RED VALLEY PARTNERS
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
STERLING DOUBLEDAY ENTERPRISES #2
1KW223
C/O HARRY O'SHAUGHNESSY

Transaction
Date per
Customer
Statement
7/20/1999
7/19/1999
7/12/1999

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(79,000.00)
68,000.00
(3,000,000.00)

CW
CA
CW

CHECK
CHECK
CHECK WIRE

Yes
Yes
Yes

Yes

Yes
Yes
Yes

7/8/1999

(40,000.00)

CW

CHECK

No

Yes

Yes

7/8/1999

(100,000.00)

CW

CHECK

No

Yes

Yes

7/8/1999

(30,000.00)

CW

CHECK

No

Yes

Yes

7/6/1999

43,333.33

CA

CHECK

Yes

Yes

Yes

7/6/1999

125,000.00

CA

CHECK

Yes

Yes

Yes

7/1/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/1999
7/1/1999

(5,000.00)
(42,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

7/1/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

7/1/1999
7/1/1999
7/1/1999
7/1/1999

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

7/1/1999

(13,250.00)

CW

CHECK

Yes

Yes

Yes

6/29/1999
6/25/1999
6/24/1999
6/24/1999
6/24/1999

(88,500.00)
(20,000.00)
21,000.00
67,000.00
80,000.00

CW
CW
CA
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes

Yes
Yes
Yes
Yes
Yes

6/14/1999

(40,000.00)

CW

CHECK

Yes

Yes

6/14/1999
6/14/1999

(121,000.00)
(80,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

6/14/1999

(102,000.00)

CW

CHECK

Yes

Yes

6/14/1999

(114,000.00)

CW

CHECK

Yes

Yes

6/14/1999

(4,000.00)

CW

CHECK

Yes

Yes

6/14/1999

(2,700.00)

CW

CHECK

Yes

Yes

6/14/1999

(1,900.00)

CW

CHECK

Yes

Yes

6/14/1999
6/14/1999

(94,000.00)
(21,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

6/14/1999

(27,000.00)

CW

CHECK

Yes

Yes

6/14/1999

(4,000,000.00)

CW

CHECK WIRE

Yes

Yes

Page 106 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
276684
210405
258637
276660
204799
223443
276641
210413
223343
204761
292175
204752
210432
75725
284204
223369
75745
284195
34366
119996
34371
223426
292192
19156
244681
215921
209998
277198
209990
233800
244656
261827
210006
64475
244686
106719
106688

BLMIS
Account BLMIS Account Name
Number
1KW260 FRED WILPON FAMILY TRUST
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW067 FRED WILPON
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
1KW242 SAUL B KATZ FAMILY TRUST
1KW238 SAUL B KATZ - PM
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW019 MICHAEL KATZ
1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
1KW242 SAUL B KATZ FAMILY TRUST
1KW260 FRED WILPON FAMILY TRUST
STERLING DOUBLEDAY ENTERPRISES #2
1KW223
C/O HARRY O'SHAUGHNESSY
STERLING DOUBLEDAY ENTERPRISES #2
1KW223
C/O HARRY O'SHAUGHNESSY
1KW180 STERLING 15C LLC #2
1KW198 RED VALLEY PARTNERS
1KW257 STERLING JET LTD
1KW259 STERLING JET II LTD
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW195 JEFFREY S WILPON SPECIAL
1KW156 STERLING 15C LLC
IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM
1KW255 STERLING EQUITIES INVESTORS
1KW024 SAUL B KATZ

Transaction
Date per
Customer
Statement
6/9/1999
6/4/1999
6/4/1999

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

1,470,000.00
(651,000.00)
(669,000.00)

CA
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

6/4/1999

(800,000.00)

CW

CHECK

Yes

Yes

Yes

6/4/1999
6/3/1999

(500,000.00)
115,555.00

CW
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

6/1/1999

12,100.00

CA

CHECK

Yes

Yes

Yes

6/1/1999
6/1/1999
6/1/1999
6/1/1999

99,000.00
100,000.00
84,200.00
(15,000.00)

CA
CA
CA
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

6/1/1999

242,000.00

CA

CHECK

Yes

Yes

Yes

6/1/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/1999

307,000.00

CA

CHECK

Yes

Yes

Yes

6/1/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

6/1/1999
6/1/1999
6/1/1999
6/1/1999

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

6/1/1999

(13,250.00)

CW

CHECK

Yes

Yes

No

6/1/1999
6/1/1999

914,500.00
69,500.00

CA
JRNL

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

5/28/1999

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

5/26/1999

(2,000,000.00)

CW

CHECK WIRE

Yes

5/25/1999
5/17/1999
5/17/1999
5/17/1999
5/14/1999

(5,000,000.00)
(100,000.00)
1,658,791.14
563,820.28
(1,000.00)

CW
CW
JRNL
JRNL
CW

CHECK WIRE
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes

Yes

Yes
Yes
Yes
Yes
Yes

5/14/1999

(1,000.00)

CW

CHECK

Yes

Yes

Yes

5/14/1999

(1,000.00)

CW

CHECK

Yes

Yes

Yes

5/14/1999
5/6/1999

(250,000.00)
65,000.00

CW
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

5/6/1999

200,000.00

CA

CHECK WIRE

Yes

5/6/1999
5/4/1999

575,000.00
(100,000.00)

JRNL
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

Page 107 of 153

Yes

No

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

209983

1KW052

209974

1KW044

244666

1KW076

184827

1KW154

64503

1KW155

64497
64511
73129
19184

1KW156
1KW161
1KW175
1KW195

Transaction
Date per
Customer
Statement

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
MICHAEL KATZ
STERLING 15C LLC

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

4/26/1999

172716

1KW121 MICHAEL KATZ & SAUL B KATZ TIC

258118

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

19172

1KW210

237009
262820

1KW019
1KW156

5443

37108
238661

IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS

5/4/1999

Amount per
Customer
Statement

Transaction
Type

(50,000.00)

CW

Transaction Description

CHECK

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Yes

Yes

Quicken Data
[3]

Yes

5/3/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

5/3/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

5/3/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

5/3/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

5/3/1999
5/3/1999
5/3/1999
5/3/1999

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

5/3/1999

(13,250.00)

CW

CHECK

Yes

Yes

No

4/30/1999
4/30/1999

68,700.00
40,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

4/21/1999

(68,700.00)

CW

CHECK

Yes

Yes

Yes

4/19/1999

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

4/16/1999

(40,000.00)

CW

CHECK

Yes

Yes

Yes

4/13/1999

(34,000.00)

CW

CHECK

Yes

Yes

238656

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

4/13/1999

(272,000.00)

CW

CHECK

Yes

Yes

81191
215345

1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
1KW154 IRIS J KATZ C/O STERLING EQUITES
1KW195 JEFFREY S WILPON SPECIAL
1KW198 RED VALLEY PARTNERS
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL

4/13/1999
4/13/1999

(690,000.00)
(112,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

4/13/1999

(132,000.00)

CW

CHECK

Yes

Yes

4/13/1999

(1,386,000.00)

CW

CHECK

Yes

Yes

4/13/1999

(218,500.00)

CW

CHECK

Yes

Yes

4/13/1999

(6,500.00)

CW

CHECK

Yes

Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

5451
238582
230111
213087
230869
238621
37126
143605
81228
262793
5439
215361
9975

IRIS AND SAUL KATZ FAMILY
1KW252
FOUNDATION PM
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
1KW044 L THOMAS OSTERMAN

4/13/1999

(4,000.00)

CW

CHECK

Yes

Yes

4/13/1999
4/13/1999
4/13/1999

(286,000.00)
(232,000.00)
(36,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

4/13/1999

(108,000.00)

CW

CHECK

Yes

Yes

4/12/1999

(2,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

4/6/1999

600,000.00

JRNL

CHECK WIRE

Yes

Yes

Yes

4/5/1999

15,273.00

CA

CHECK

Yes

Yes

Yes

4/1/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

Page 108 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

143578

1KW076

29105
262761
9984

1KW120
1KW121
1KW154

265822

1KW155

9979
143594
237024
230119
81212

1KW156
1KW161
1KW175
1KW195
1KW201

230135

1KW210

181320

1KW004

266502
17942

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL B KATZ DP
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

4/1/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

4/1/1999
4/1/1999
4/1/1999

(20,000.00)
(5,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

4/1/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

4/1/1999
4/1/1999
4/1/1999
4/1/1999
4/1/1999

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)
(8,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

4/1/1999

(13,250.00)

CW

CHECK

Yes

Yes

Yes

3/29/1999

(3,930.00)

CW

CHECK

Yes

Yes

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/29/1999

(57,795.00)

CW

CHECK

Yes

Yes

3/29/1999

(18,810.00)

CW

CHECK

Yes

Yes

3/29/1999

(39,945.00)

CW

CHECK

Yes

Yes

3/29/1999

(76,540.00)

CW

CHECK

Yes

Yes

147356
177730

1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ

286985
266523
147339
181334
82876
277549

43546
244896
281075
244922

3/29/1999

(348,775.00)

CW

CHECK

Yes

Yes

3/29/1999

(420,965.00)

CW

CHECK

Yes

Yes

3/29/1999
3/29/1999

(6,930.00)
(2,500.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/26/1999

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

1KW180
1KW220
1KW120
1KW220
1KW242

3/24/1999
3/24/1999
3/22/1999
3/18/1999
3/12/1999

(80,000.00)
(214,442.78)
(25,000.00)
(200,000.00)
305,000.00

CW
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

STERLING 15C LLC #2
L THOMAS OSTERMAN ET AL SEF TIC
SAUL B KATZ DP
L THOMAS OSTERMAN ET AL SEF TIC
SAUL B KATZ FAMILY TRUST

147368

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

3/11/1999

(3,000,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

181349
147232
273375

1KW250 RICHARD A WILPON EH
1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL

3/10/1999
3/9/1999
3/1/1999

200,000.00
(97,000.00)
(15,000.00)

JRNL
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

3/1/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

3/1/1999
3/1/1999
3/1/1999
3/1/1999

(250,000.00)
(66,000.00)
(130,000.00)
(12,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

177721
281058
181343
177726
43534
17957
17967

Page 109 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
244928

BLMIS
Account BLMIS Account Name
Number
1KW201 DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

Transaction
Date per
Customer
Statement
3/1/1999

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(8,000.00)

CW

CHECK

Yes

Yes

Yes

266534

1KW210

3/1/1999

(13,250.00)

CW

CHECK

Yes

Yes

Yes

233601

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/19/1999

1,000,000.00

CA

CHECK WIRE

Yes

Yes

262938

1KW235 IRIS J KATZ-W STERLING EQUITIES

2/11/1999

(68,000.00)

CW

CHECK

Yes

209876

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/11/1999

2,000,000.00

CA

CHECK WIRE

Yes

Yes

209853

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

2/3/1999

2,000,000.00

CA

CHECK WIRE

Yes

Yes

17639

2/1/1999

(30,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/1999

134,100.00

CA

CHECK

Yes

Yes

Yes

2/1/1999
2/1/1999

10,000.00
(42,000.00)

CA
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

2/1/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

2/1/1999
2/1/1999
2/1/1999
2/1/1999
2/1/1999
2/1/1999

(250,000.00)
(66,000.00)
(130,000.00)
216,500.00
(12,000.00)
(8,000.00)

CW
CW
CW
CA
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

2/1/1999

(13,250.00)

CW

CHECK

Yes

Yes

Yes

1/28/1999

(327,000.00)

CW

CHECK

Yes

Yes

Yes

1/27/1999
1/27/1999
1/19/1999
1/19/1999
1/19/1999

(20,000.00)
(1,000,000.00)
12,000.00
5,000.00
10,000.00

CW
CW
CA
CA
CA

CHECK
CHECK WIRE
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

1/13/1999

(8,200.00)

CW

CHECK

Yes

Yes

Yes

1/13/1999
1/13/1999
1/13/1999

(182,175.00)
(63,550.00)
(2,500.00)

CW
CW
CW

CHECK
CHECK
CHECK

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

1/13/1999

(1,500.00)

CW

CHECK

Yes

Yes

Yes

1/13/1999

(5,000.00)

CW

CHECK

Yes

Yes

Yes

1/13/1999

(1,015,275.00)

CW

CHECK

Yes

Yes

Yes

268611
97117

1KW044 L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW118 BRUCE WILPON
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW120 SAUL B KATZ DP
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW108 GREGORY KATZ
1KW108 GREGORY KATZ
1KW227 NATALIE KATZ
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW198 RED VALLEY PARTNERS
1KW201 DAVID M KATZ

1/13/1999
1/13/1999

(72,000.00)
(87,500.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

105955

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/12/1999

1,000,000.00

CA

CHECK WIRE

Yes

10718
262920
17647
262913
17654
82358
209796
237238
233591
187712
233588
233595
97067
273668
249898
249892
12976
9426
12947
249863
281484
299368
12971
273653
281493

Page 110 of 153

Yes

Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

Transaction
Date per
Customer
Statement

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Yes

Yes

Yes

Yes
Yes

Yes
Yes

Yes
Yes

CHECK WIRE

Yes

Yes

Yes

CW

CHECK

Yes

Yes

Yes

2,000,000.00

CA

CHECK WIRE

Yes

1/4/1999

(15,000.00)

CW

CHECK

Yes

Yes

Yes

1/4/1999
1/4/1999
1/4/1999

(5,000.00)
(42,000.00)
(300,000.00)

CW
CW
CW

CHECK
CHECK
CHECK WIRE

Yes
Yes
Yes

Yes
Yes
Yes

Yes
Yes
Yes

1/4/1999

(42,000.00)

CW

CHECK

Yes

Yes

Yes

1/4/1999

(300,000.00)

CW

CHECK WIRE

Yes

Yes

Yes

1/4/1999
1/4/1999
1/4/1999
1/4/1999
1/4/1999

(150,000.00)
(66,000.00)
(130,000.00)
(10,000.00)
(8,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

CMID

BLMIS
Account BLMIS Account Name
Number

268626

1KW210

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

1/11/1999

20,000.00

299393

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/8/1999

2,000,000.00

CA

CHECK WIRE

Yes

105913
105851

1/7/1999
1/6/1999

(2,000.00)
(300,000.00)

CW
CW

CHECK
CHECK WIRE

1/6/1999

(300,000.00)

CW

161225

1KW195 JEFFREY S WILPON SPECIAL
1KW024 SAUL B KATZ
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC

1/5/1999

(100,000.00)

281534

1KW247 METS LIMITED PTR #2 ATTN LEN LABITA

1/5/1999

161242

273631

1KW076

97114
161248
12957

1KW121
1KW154
1KW154

183606

1KW155

97082

1KW155

295566
97085
97102
9605
183617

1KW156
1KW161
1KW175
1KW195
1KW201

223781

1KW210

90344

1KW108

275005

1KW109

152967

1KW110

241415

1KW198

286875

1KW210

296042

1KW052

199179
241448

1KW067
1KW108

296163

1KW081

188219
102554

1KW195
1KW198

9919

1KW207

67292

1KW208

252456

1KW209

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
RED VALLEY PARTNERS
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
GREGORY KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
JEFFREY S WILPON SPECIAL
RED VALLEY PARTNERS
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

Amount per
Customer
Statement

Transaction
Type
CA

Transaction Description

CHECK

Quicken Data
[3]

Yes

Yes

1/4/1999

(13,250.00)

CW

CHECK

Yes

Yes

Yes

12/31/1998

(1,000.00)

CW

CHECK

Yes

Yes

Yes

12/31/1998

(1,000.00)

CW

CHECK

Yes

Yes

Yes

12/31/1998

(1,000.00)

CW

CHECK

Yes

Yes

Yes

12/31/1998

(18,000.00)

CW

CHECK

Yes

Yes

Yes

12/31/1998

(7,000.00)

CW

CHECK

Yes

Yes

Yes

12/29/1998

50,000.00

CA

CHECK

Yes

Yes

Yes

12/29/1998
12/29/1998

186,000.00
20,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

12/24/1998

80,000.00

CA

CHECK

Yes

Yes

Yes

12/24/1998
12/24/1998

(96,000.00)
(146,800.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

12/24/1998

40,000.00

CA

CHECK

Yes

Yes

Yes

12/24/1998

40,000.00

CA

CHECK

Yes

Yes

Yes

12/24/1998

40,000.00

CA

CHECK

Yes

Yes

Yes

Page 111 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

116616

1KW210

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

Transaction
Date per
Customer
Statement
12/24/1998

Amount per
Customer
Statement

Transaction
Type

Transaction Description

(90,000.00)

CW

CHECK

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Yes

Yes

Quicken Data
[3]

Yes

29257

1KW234 JUDITH A WILPON-T STERLING EQUITIES

12/24/1998

(220,000.00)

CW

CHECK

Yes

Yes

Yes

290202
193183

12/24/1998
12/24/1998

(220,000.00)
193,000.00

CW
JRNL

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

12/23/1998

(150,000.00)

CW

CHECK

Yes

Yes

Yes

12/23/1998

(150,000.00)

CW

CHECK

Yes

Yes

Yes

12/23/1998

(7,605.56)

CW

CHECK

Yes

Yes

Yes

12/23/1998

1,000,000.00

CA

CHECK WIRE

Yes

235363
163686

1KW237 IRIS J KATZ-T STERLING EQUITIES
1KW242 SAUL B KATZ FAMILY TRUST
LEONARD SCHREIER AND SANFORD
1KW053
KOUFAX TIC
LEONARD SCHREIER AND SANFORD
1KW053
KOUFAX TIC
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
STERLING DOUBLEDAY ENTERPRISES #2
1KW223
C/O HARRY O'SHAUGHNESSY
1KW013 DAYLE KATZ
1KW019 MICHAEL KATZ

12/22/1998
12/22/1998

70,000.00
70,000.00

CA
CA

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

263715

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

12/22/1998

36,000.00

CA

CHECK

Yes

Yes

Yes

12/22/1998

8,000.00

CA

CHECK

Yes

Yes

Yes

12/22/1998

8,000.00

CA

CHECK

Yes

Yes

Yes

12/22/1998

8,000.00

CA

CHECK

Yes

Yes

Yes

Yes

Yes

296029

1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW024 SAUL B KATZ
STERLING DOUBLEDAY ENTERPRISES #2
1KW223
C/O HARRY O'SHAUGHNESSY
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW019 MICHAEL KATZ

12/11/1998

(400,000.00)

290213

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

12/11/1998

(315,300.00)

12/11/1998

(401,600.00)

12/11/1998

(187,100.00)

12/11/1998

(676,500.00)

12/11/1998

174334
20174

1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ

12/11/1998
12/11/1998

222448

1KW232 JUDITH A WILPON-W STERLING EQUITIES

236396
5811
302796

262162
262175
313178
246842

173142
67274
162058
301515
278290
20164

5808
189070
256274
271757

256487
275469

1KW109

Yes

12/21/1998

273,914.00

CA

CHECK

Yes

12/21/1998

2,000,000.00

CA

CHECK WIRE

Yes

Yes

12/11/1998

(114,700.00)

CW

CHECK

Yes

Yes

CW

CHECK

Yes

Yes

CW

CHECK

Yes

Yes

CW

CHECK

Yes

Yes

CW

CHECK

Yes

Yes

CW

CHECK

Yes

Yes

(665,600.00)

CW

CHECK

Yes

Yes

(421,000.00)
(406,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

12/8/1998

(100,000.00)

CW

CHECK

Yes

Yes

Yes

1KW233 JUDITH A WILPON-K STERLING EQUITIES

12/8/1998

(100,000.00)

CW

CHECK

Yes

Yes

Yes

1KW235 IRIS J KATZ-W STERLING EQUITIES
1KW236 IRIS J KATZ-K STERLING EQUITIES
STERLING DOUBLEDAY ENTERPRISES #2
1KW223
C/O HARRY O'SHAUGHNESSY
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS

12/8/1998
12/8/1998

(100,000.00)
(100,000.00)

CW
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

Yes
Yes

12/2/1998

2,000,000.00

CA

CHECK WIRE

Yes

12/1/1998

(15,000.00)

CW

CHECK

Yes

1KW052

Page 112 of 153

Yes
Yes

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
275848
81922
200453
243885
288281
28326
5891
67266
242889
197515
270871
227598
76730
246027
223600
222455
286841
314119
76737
151344
168269
23003
303474
197521
231237
189348
45654
299008
89573
296105
158443
157194
241337
206155
271365
256855
10345

BLMIS
Account BLMIS Account Name
Number
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW120 SAUL B KATZ DP
1KW238 SAUL B KATZ - PM
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
STERLING DOUBLEDAY ENTERPRISES #2
1KW223
C/O HARRY O'SHAUGHNESSY
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW198 RED VALLEY PARTNERS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW238 SAUL B KATZ - PM
1KW175 STERLING PATHOGENESIS CO
1KW044 L THOMAS OSTERMAN
MARVIN TEPPER & ELISE TEPPER J/T
1KW168
WROS
1KW178 STERLING EQUITIES INVESTORS
1KW189 RUSKIN GARDENS APTS LLC
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ

Transaction
Date per
Customer
Statement
12/1/1998

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(42,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/1998

(42,000.00)

CW

CHECK

Yes

Yes

Yes

12/1/1998
12/1/1998
12/1/1998
12/1/1998
12/1/1998

(150,000.00)
(66,000.00)
(130,000.00)
(10,000.00)
(8,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

12/1/1998

(13,250.00)

CW

CHECK

Yes

Yes

Yes

11/24/1998

118,000.00

CA

CHECK

Unavailable

Yes

Yes

11/20/1998

(492,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/20/1998

(492,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/13/1998
11/5/1998
11/4/1998

11,248,150.52
(25,000.00)
500,000.00

CA
CW
CA

CHECK WIRE
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes

Yes
Yes
Yes

11/2/1998

(15,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/2/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/2/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/2/1998
11/2/1998
11/2/1998
11/2/1998
11/2/1998

(150,000.00)
(66,000.00)
(130,000.00)
(10,000.00)
(8,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

11/2/1998

(13,250.00)

CW

CHECK

Unavailable

Yes

Yes

11/2/1998

(2,000,000.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

10/30/1998

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

10/26/1998
10/21/1998

(90,000.00)
15,000.00

CW
CA

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

10/21/1998

15,000.00

CA

CHECK

Unavailable

Yes

Yes

10/21/1998

15,000.00

CA

CHECK

Unavailable

Yes

Yes

10/21/1998
10/15/1998
10/14/1998

48,200.00
(200,000.00)
(41,000.00)

CA
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

10/14/1998

(653.33)

CW

CHECK

Unavailable

Yes

Yes

10/14/1998
10/14/1998
10/14/1998
10/14/1998

(1,403.54)
(30,000.00)
(50,600.00)
(85,400.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes
Yes

Page 113 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
299011
206164
302440
214431
54971
269160
206120
289322
206132
271992
131281
287449
262194
241341
277210
7599
176561
160291
275754
226420
45416
41893
258222
160266
310262
274449
289373
188120
287225
63964
290231
290245

BLMIS
Account BLMIS Account Name
Number
1KW211 MARVIN B TEPPER
1KW198 RED VALLEY PARTNERS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW175 STERLING PATHOGENESIS CO
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
1KW175 STERLING PATHOGENESIS CO
1KW175 STERLING PATHOGENESIS CO
PHILIP H WACHTLER AND ROBIN WILPON
1KW096
WACHTLER J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW195 JEFFREY S WILPON SPECIAL
1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW201 DAVID M KATZ
STERLING DOUBLEDAY ENTERPRISES #2
1KW223
C/O HARRY O'SHAUGHNESSY
1KW238 SAUL B KATZ - PM
1KW120 SAUL B KATZ DP
FRED WILPON AND SAUL KATZ TIC
1KW222
CITIBANK
FRED WILPON AND SAUL KATZ TIC
1KW222
CITIBANK

Transaction
Date per
Customer
Statement
10/14/1998
10/9/1998
10/8/1998

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(887.18)
(50,000.00)
(25,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

10/8/1998

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

10/8/1998

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

10/2/1998

3,952,400.00

CA

CHECK WIRE

Unavailable

10/1/1998

(15,000.00)

CW

CHECK

Unavailable

Yes

Yes

10/1/1998
10/1/1998

(5,000.00)
(42,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

Yes

10/1/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

10/1/1998
10/1/1998
10/1/1998
10/1/1998
10/1/1998

(150,000.00)
(66,000.00)
(100,000.00)
(10,000.00)
(8,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

10/1/1998

(13,250.00)

CW

CHECK

Unavailable

Yes

Yes

9/28/1998
9/17/1998

(1,030,000.00)
65,000.00

CW
CA

CHECK WIRE
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

9/16/1998

(15,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/15/1998

(19,000.00)

CW

CHECK

Unavailable

Yes

9/15/1998
9/14/1998
9/14/1998

(26,000.00)
(47,000.00)
(38,300.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

9/14/1998

(82,000.00)

CW

CHECK

Unavailable

Yes

9/14/1998

90,000.00

CA

CHECK

Unavailable

9/14/1998

(58,100.00)

CW

CHECK

Unavailable

Yes

9/14/1998

(26,000.00)

CW

CHECK

Unavailable

Yes

Yes

Yes

9/14/1998

(1,000,000.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

9/14/1998
9/11/1998

245,809.57
(25,000.00)

CA
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

9/11/1998

(905,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/11/1998

(1,001,000.00)

CW

CHECK

Unavailable

Yes

Yes

160691

1KW234 JUDITH A WILPON-T STERLING EQUITIES

9/4/1998

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

289381
252695

1KW237 IRIS J KATZ-T STERLING EQUITIES
1KW238 SAUL B KATZ - PM

9/4/1998
9/3/1998

(40,000.00)
225,000.00

CW
JRNL

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

Page 114 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
189045
287208
112425
241428
263859
287204
271151
255803
272010
160280
129501
142981
124680
129146
248845
196912
222093
274640
200320
247867
288288
271230
28791
286343
188865
275405
251085
187570
281129
129418
222074
196929
281145
263867
263709
231343
313517

BLMIS
Account BLMIS Account Name
Number
1KW238 SAUL B KATZ - PM
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
STERLING DOUBLEDAY ENTERPRISES #2
1KW223
C/O HARRY O'SHAUGHNESSY
1KW156 STERLING 15C LLC
1KW175 STERLING PATHOGENESIS CO
1KW156 STERLING 15C LLC
1KW156 STERLING 15C LLC
1KW040 METS LIMITED PTR
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW201 DAVID M KATZ
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW019 MICHAEL KATZ
1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW195 JEFFREY S WILPON SPECIAL
1KW120 SAUL B KATZ DP
1KW175 STERLING PATHOGENESIS CO
1KW040 METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES

Transaction
Date per
Customer
Statement
9/3/1998

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

29,500.00

JRNL

CHECK

Unavailable

Yes

Yes

9/1/1998

(15,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/1/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/1/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/1/1998
9/1/1998
9/1/1998
9/1/1998
9/1/1998

(150,000.00)
(66,000.00)
(100,000.00)
(10,000.00)
(8,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

9/1/1998

(13,250.00)

CW

CHECK

Unavailable

Yes

Yes

8/31/1998

(3,000,000.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

8/27/1998
8/25/1998
8/24/1998
8/24/1998
8/13/1998
8/13/1998
8/12/1998

(150,000.00)
935,000.00
174,800.00
74,253.75
(1,000,000.00)
(500,000.00)
(50,000.00)

CW
CA
CA
CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

8/11/1998

(10,000.00)

CW

CHECK

Unavailable

Yes

8/11/1998
8/11/1998
8/11/1998

(77,500.00)
(50,000.00)
(35,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

8/11/1998

(47,500.00)

CW

CHECK

Unavailable

Yes

8/11/1998

(250,000.00)

CW

CHECK

Unavailable

Yes

Unavailable

8/11/1998

(100,000.00)

CW

CHECK

8/11/1998

(10,000.00)

CW

CHECK

8/11/1998

(10,000.00)

CW

CHECK

Yes

Unavailable

Yes

Yes

Unavailable

Yes

Yes

Yes

Yes

8/11/1998

(10,000.00)

CW

CHECK

Unavailable

8/11/1998

(177,500.00)

CW

CHECK

Unavailable

Yes

8/11/1998

(87,500.00)

CW

CHECK

Unavailable

Yes

8/11/1998
8/5/1998
8/5/1998
8/3/1998

(50,000.00)
(25,000.00)
(250,000.00)
(2,000,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes
Yes

8/3/1998

(15,000.00)

CW

CHECK

Unavailable

Yes

Yes

8/3/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

8/3/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

Page 115 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

298675
201765
178819
25942
238496

1KW156
1KW161
1KW175
1KW195
1KW201

271826

1KW210

122116
233182
230953

1KW040
1KW178
1KW044

172411

1KW076

134360
233168

1KW121
1KW154

309571

1KW155

220545
207016
313357
250467
202470

1KW156
1KW161
1KW175
1KW195
1KW201

169445

1KW210

222235
251142
172120
42034
169104
121112
149499
295813

1KW175
1KW227
1KW040
1KW175
1KW040
1KW040
1KW218
1KW040

304479

1KW004

125187
187877
165518

1KW019
1KW024
1KW044

295843

1KW052

220577

1KW067

310442

1KW081

299870

1KW108

172126

1KW109

271603

1KW110

268999
282909
299141

1KW154
1KW195
1KW201

STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
METS LIMITED PTR
STERLING EQUITIES INVESTORS
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
STERLING PATHOGENESIS CO
NATALIE KATZ
METS LIMITED PTR
STERLING PATHOGENESIS CO
METS LIMITED PTR
METS LIMITED PTR
STERLING METS LP C/O SHEA STADIUM
METS LIMITED PTR
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
IRIS J KATZ C/O STERLING EQUITES
JEFFREY S WILPON SPECIAL
DAVID M KATZ

Transaction
Date per
Customer
Statement
8/3/1998
8/3/1998
8/3/1998
8/3/1998
8/3/1998

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(150,000.00)
(66,000.00)
(100,000.00)
(10,000.00)
(8,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

8/3/1998

(13,250.00)

CW

CHECK

Unavailable

Yes

Yes

7/27/1998
7/24/1998
7/23/1998

(2,000,000.00)
(981,169.66)
(40,000.00)

CW
CW
CW

CHECK WIRE
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

7/1/1998

(15,000.00)

CW

CHECK

Unavailable

Yes

Yes

7/1/1998
7/1/1998

(5,000.00)
(292,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

7/1/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

7/1/1998
7/1/1998
7/1/1998
7/1/1998
7/1/1998

(150,000.00)
(66,000.00)
(100,000.00)
(10,000.00)
(8,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

7/1/1998

(13,250.00)

CW

CHECK

Unavailable

Yes

Yes

6/30/1998
6/30/1998
6/29/1998
6/29/1998
6/22/1998
6/18/1998
6/16/1998
6/15/1998

(500,000.00)
32,000.00
(3,000,000.00)
(500,000.00)
(2,000,000.00)
(625,156.00)
625,156.00
(1,000,000.00)

CW
JRNL
CW
CW
CW
CW
CA
CW

CHECK WIRE
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

6/12/1998

(18,000.00)

CW

CHECK

Unavailable

Yes

6/12/1998
6/12/1998
6/12/1998

(49,000.00)
(425,000.00)
(33,300.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

6/12/1998

(82,000.00)

CW

CHECK

Unavailable

Yes

6/12/1998

(568,000.00)

CW

CHECK

Unavailable

Yes

6/12/1998

(58,100.00)

CW

CHECK

Unavailable

Yes

6/12/1998

(3,500.00)

CW

CHECK

Unavailable

Yes

6/12/1998

(3,500.00)

CW

CHECK

Unavailable

Yes

6/12/1998

(3,000.00)

CW

CHECK

Unavailable

Yes

6/12/1998
6/12/1998
6/12/1998

(500,000.00)
(23,200.00)
(26,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Page 116 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
192129
309587
295222
121135
269266
301978
192147
287134
282903
285198
245241
282002
275665
117575
304495
177135
217283
168209
296215
285222
296217
206570
299149
248590
256612
167620
296222
248581
5877
10506
178299
225033
299739
307424
288114
275541
178306
239416
168909

BLMIS
Account BLMIS Account Name
Number
1KW040 METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
1KW120 SAUL B KATZ DP
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW040 METS LIMITED PTR
1KW044 L THOMAS OSTERMAN
1KW040 METS LIMITED PTR
FRED WILPON AND SAUL KATZ TIC
1KW222
CITIBANK
FRED WILPON AND SAUL KATZ TIC
1KW222
CITIBANK
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW220 L THOMAS OSTERMAN ET AL SEF TIC
1KW040 METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
1KW076

Transaction
Date per
Customer
Statement
6/1/1998

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(1,000,000.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

6/1/1998

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

6/1/1998
6/1/1998

(25,000.00)
(292,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

6/1/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/1/1998
6/1/1998
6/1/1998
6/1/1998
6/1/1998

(150,000.00)
(66,000.00)
(100,000.00)
(10,000.00)
(8,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

6/1/1998

(13,250.00)

CW

CHECK

Unavailable

Yes

Yes

5/27/1998

950,000.00

CA

CHECK

Unavailable

Yes

Yes

5/26/1998
5/15/1998
5/11/1998

(2,000,000.00)
(50,000.00)
(3,000,000.00)

CW
CW
CW

CHECK WIRE
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

5/7/1998

949,803.50

JRNL

CHECK

Unavailable

Yes

Yes

5/7/1998

949,803.50

JRNL

CHECK

Unavailable

Yes

Yes

5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/4/1998

409,468.54
307,816.88
302,920.37
173,403.40
133,877.12
82,366.62
76,516.23
76,495.58
60,010.51
55,194.75
17,000.00
4,930.00
(1,000,000.00)

JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

5/1/1998

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

5/1/1998

(292,000.00)

CW

CHECK

Unavailable

Yes

Yes

5/1/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

5/1/1998
5/1/1998
5/1/1998
5/1/1998
5/1/1998

(150,000.00)
(66,000.00)
(100,000.00)
(10,000.00)
(8,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

5/1/1998

(13,250.00)

CW

CHECK

Unavailable

Yes

Yes

Page 117 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

287982

1KW004

9424

1KW168

99708
118257
287018

1KW211
1KW040
1KW218

32297

1KW004

49080
197784
81151

1KW019
1KW024
1KW044

207226

1KW052

290095

1KW067

218752

1KW081

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MARVIN TEPPER & ELISE TEPPER J/T
WROS
MARVIN B TEPPER
METS LIMITED PTR
STERLING METS LP C/O SHEA STADIUM
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
IRIS J KATZ C/O STERLING EQUITES
JEFFREY S WILPON SPECIAL
DAVID M KATZ
MARVIN B TEPPER
BON MICK FAMILY PARTNERS L P
METS LIMITED PTR

118267

1KW108

313546

1KW109

218763

1KW110

262702
213959
14404
118312
145540
249964

1KW154
1KW195
1KW201
1KW211
1KW001
1KW040

313277

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

80188

1KW084

67663

1KW076

96880
24126

1KW121
1KW154

46238

1KW155

307307
119537
274784
146556
134432

1KW156
1KW161
1KW175
1KW195
1KW201

207009

1KW210

14249
235310
24165
226529

1KW040
1KW120
1KW044
1KW040

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
METS LIMITED PTR
SAUL B KATZ DP
L THOMAS OSTERMAN
METS LIMITED PTR

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

4/21/1998

97,000.00

CA

CHECK

Unavailable

Yes

Yes

4/21/1998

(130,755.00)

CW

CHECK

Unavailable

Yes

Yes

4/21/1998
4/20/1998
4/20/1998

(150,692.00)
(2,000,000.00)
44,039,914.11

CW
CW
JRNL

CHECK
CHECK WIRE
CHECK WIRE

Unavailable
Unavailable
Unavailable

Yes
Yes

Yes
Yes
Yes

4/16/1998

(15,200.00)

CW

CHECK

Unavailable

Yes

4/16/1998
4/16/1998
4/16/1998

(155,700.00)
(579,150.00)
(48,400.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

4/16/1998

(188,900.00)

CW

CHECK

Unavailable

Yes

4/16/1998

(760,000.00)

CW

CHECK

Unavailable

Yes

4/16/1998

(214,500.00)

CW

CHECK

Unavailable

Yes

4/16/1998

(18,500.00)

CW

CHECK

Unavailable

Yes

4/16/1998

(9,800.00)

CW

CHECK

Unavailable

Yes

4/16/1998

(7,800.00)

CW

CHECK

Unavailable

Yes

4/16/1998
4/16/1998
4/16/1998
4/16/1998
4/14/1998
4/14/1998

(500,000.00)
(71,200.00)
(53,200.00)
(13,700.00)
(15,000.00)
(5,000,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

4/13/1998

15,000.00

CA

CHECK

Unavailable

Yes

Yes

4/13/1998

19,600.00

CA

CHECK

Unavailable

Yes

Yes

4/1/1998

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

4/1/1998
4/1/1998

(5,000.00)
(292,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

4/1/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/1/1998
4/1/1998
4/1/1998
4/1/1998
4/1/1998

(150,000.00)
(66,000.00)
(100,000.00)
(10,000.00)
(8,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

4/1/1998

(13,250.00)

CW

CHECK

Unavailable

Yes

Yes

3/30/1998
3/25/1998
3/13/1998
3/4/1998

(5,000,000.00)
(10,000.00)
(50,000.00)
2,000,000.00

CW
CW
CW
CA

CHECK WIRE
CHECK
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes
Yes

Page 118 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

213993

1KW076

269420

1KW154

62370

1KW155

58963
62314
74064
207938
298777

1KW156
1KW161
1KW175
1KW195
1KW201

130302

1KW210

218524
139681

1KW040
1KW108

190195

1KW109

69935

1KW110

263196
193280
13849
13852
218509
218533
218538
190182

1KW180
1KW040
1KW019
1KW024
1KW024
1KW044
1KW067
1KW067

242543

1KW081

193274
193315

1KW040
1KW154

13858

1KW076

13845

1KW004

296154
212385

1KW024
1KW040

190186

1KW076

139688

1KW154

212388

1KW155

69948
212397
190204
263205
242559
69964

1KW156
1KW161
1KW175
1KW195
1KW195
1KW201

263214

1KW210

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
METS LIMITED PTR
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING 15C LLC #2
METS LIMITED PTR
MICHAEL KATZ
SAUL B KATZ
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
SAUL B KATZ
METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
DAVID M KATZ
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type
CW

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK

Unavailable

Yes

Quicken Data
[3]

3/2/1998

(8,500.00)

3/2/1998

(292,000.00)

CW

CHECK

Unavailable

Yes

Yes

3/2/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

3/2/1998
3/2/1998
3/2/1998
3/2/1998
3/2/1998

(150,000.00)
(66,000.00)
(100,000.00)
(10,000.00)
(8,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

3/2/1998

(13,250.00)

CW

CHECK

Unavailable

Yes

Yes

2/27/1998
2/27/1998

3,000,000.00
(84,000.00)

CA
CW

CHECK WIRE
CHECK

Unavailable
Unavailable

Yes

Yes
Yes

2/27/1998

(84,000.00)

CW

CHECK

Unavailable

Yes

Yes

2/27/1998

(84,000.00)

CW

CHECK

Unavailable

Yes

Yes

2/23/1998
2/20/1998
2/12/1998
2/12/1998
2/12/1998
2/12/1998
2/12/1998
2/12/1998

417,800.00
1,000,000.00
(21,400.00)
(140,100.00)
(318,000.00)
(50,000.00)
(150,100.00)
(318,000.00)

CA
CA
CW
CW
CW
CW
CW
CW

CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

2/12/1998

(23,500.00)

CW

CHECK

Unavailable

Yes

Yes

2/10/1998
2/10/1998

1,000,000.00
(42,000.00)

CA
CW

CHECK WIRE
CHECK

Unavailable
Unavailable

Yes

Yes
Yes

2/4/1998

100,000.00

CA

CHECK

Unavailable

Yes

Yes

Yes

2/3/1998

100,000.00

CA

CHECK

Unavailable

Yes

Yes

2/2/1998
2/2/1998

(344,000.00)
2,000,000.00

CW
CA

CHECK
CHECK WIRE

Unavailable
Unavailable

Yes

Yes
Yes

2/2/1998

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

2/2/1998

(250,000.00)

CW

CHECK

Unavailable

Yes

Yes

2/2/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

2/2/1998
2/2/1998
2/2/1998
2/2/1998
2/2/1998
2/2/1998

(150,000.00)
(66,000.00)
(100,000.00)
(10,000.00)
(97,432.00)
(8,000.00)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes

2/2/1998

(13,250.00)

CW

CHECK

Unavailable

Yes

Yes

Page 119 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
262429
124941
271718
246287
250102
227025
247758
207333
176606
296069
94997
94991
144827
312413
222115
117546
203980
227677
117563
247754
196138
286436
261760
222106
271761
502
132231
290457
224512
94960
117520
287932
144829
9328

BLMIS
Account BLMIS Account Name
Number
1KW211 MARVIN B TEPPER
1KW120 SAUL B KATZ DP
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW024 SAUL B KATZ
1KW067 FRED WILPON
1KW067 FRED WILPON
1KW154 IRIS J KATZ C/O STERLING EQUITES
ROBIN WACHTLER AND PHILLIP
1KW210
WACHTLER SPECIAL
STERLING THIRD ASSOC C/O MICHAEL
1KW059
KATZ
STERLING THIRD ASSOC C/O MICHAEL
1KW059
KATZ
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW024 SAUL B KATZ
1KW040 METS LIMITED PTR
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW040 METS LIMITED PTR
1KW040 METS LIMITED PTR
1KW195 JEFFREY S WILPON SPECIAL
1KW198 RED VALLEY PARTNERS
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES

Transaction
Date per
Customer
Statement
2/2/1998
1/29/1998
1/27/1998

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(68,800.00)
(20,000.00)
(84,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

1/27/1998

(84,000.00)

CW

CHECK

Unavailable

Yes

Yes

1/27/1998

(84,000.00)

CW

CHECK

Unavailable

Yes

Yes

1/26/1998
1/26/1998
1/22/1998
1/20/1998

1,808,866.26
1,808,866.27
(1,050,000.00)
(250,000.00)

CA
CA
CW
CW

CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

1/20/1998

40,000.00

CA

CHECK

Unavailable

Yes

Yes

1/16/1998

(1,383.20)

CW

CHECK

Unavailable

Yes

No

1/16/1998

(3,616,349.33)

CW

CHECK

Unavailable

Yes

No

1/16/1998

12,000.00

CA

CHECK

Unavailable

Yes

Yes

1/16/1998

12,000.00

CA

CHECK

Unavailable

Yes

Yes

1/16/1998

12,000.00

CA

CHECK

Unavailable

Yes

Yes

1/14/1998

(8,000.00)

CW

CHECK

Unavailable

Yes

1/14/1998
1/14/1998

(880,000.00)
2,000,000.00

CW
CA

CHECK
CHECK WIRE

Unavailable
Unavailable

Yes
Yes

1/14/1998

(74,000.00)

CW

CHECK

Unavailable

Yes

1/14/1998

(500,000.00)

CW

CHECK

Unavailable

Yes

1/14/1998

(11,500.00)

CW

CHECK

Unavailable

Yes

1/14/1998

(10,000.00)

CW

CHECK

Unavailable

Yes

1/14/1998

(4,000.00)

CW

CHECK

Unavailable

Yes

1/14/1998

(3,000.00)

CW

CHECK

Unavailable

Yes

1/14/1998
1/14/1998

(22,000.00)
(70,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

1/13/1998

(40,000.00)

CW

CHECK

Unavailable

1/9/1998
1/6/1998
1/6/1998
1/5/1998

2,000,000.00
2,000,000.00
(2,000.00)
(200,900.00)

CA
CA
CW
CW

CHECK WIRE
CHECK WIRE
CHECK
CHECK

1/2/1998

(8,500.00)

CW

1/2/1998
1/2/1998

(5,000.00)
(42,000.00)

CW
CW

Page 120 of 153

Yes

Yes

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes

Yes
Yes
Yes
Yes

CHECK

Unavailable

Yes

Yes

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

296054

1KW155

176622
280544
144747
280497
82554
271586
268475
270141
226277

1KW156
1KW161
1KW175
1KW195
1KW201
1KW201
1KW024
1KW040
1KW024

256187

1KW155

186058

1KW161

263017

1KW054

185495
263523
302214

1KW195
1KW024
1KW044

26359

1KW052

313487

1KW067

62165

1KW081

139610

1KW108

79501

1KW109

51573

1KW110

86854
139634

1KW197
1KW201

9012

1KW004

JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
DAVID M KATZ
DAVID M KATZ
SAUL B KATZ
METS LIMITED PTR
SAUL B KATZ
JUDITH A WILPON C/O STERLING
EQUITIES
ARTHUR FRIEDMAN ET AL TIC
LEONARD J SCHREIER & DEYVA
SCHREIER T I C
JEFFREY S WILPON SPECIAL
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
NATALIE KATZ & SAUL B KATZ T/I/C
DAVID M KATZ
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

1/2/1998

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

1/2/1998
1/2/1998
1/2/1998
1/2/1998
1/2/1998
1/2/1998
12/30/1997
12/30/1997
12/29/1997

(150,000.00)
(66,000.00)
(100,000.00)
(8,000.00)
(4,650.00)
(8,000.00)
(135,000.00)
2,500,000.00
(227,500.00)

CW
CW
CW
CW
CW
CW
CW
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

12/29/1997

(337,500.00)

CW

CHECK

Unavailable

Yes

Yes

12/29/1997

(435,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/24/1997

(4,630.00)

CW

CHECK

Unavailable

Yes

Yes

12/24/1997
12/23/1997
12/23/1997

(40,000.00)
(225,550.00)
(17,300.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes

Yes
Yes
Yes

12/23/1997

(24,800.00)

CW

CHECK

Unavailable

Yes

12/23/1997

(185,725.00)

CW

CHECK

Unavailable

Yes

12/23/1997

(10,450.00)

CW

CHECK

Unavailable

Yes

12/23/1997

(7,000.00)

CW

CHECK

Unavailable

Yes

12/23/1997

(3,075.00)

CW

CHECK

Unavailable

Yes

12/23/1997

(1,500.00)

CW

CHECK

Unavailable

Yes

12/23/1997
12/23/1997

(4,000.00)
(3,400.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

12/22/1997

(9,750.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

223363

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

12/22/1997

(75,560.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

257903
215996

1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
MARVIN TEPPER & ELISE TEPPER J/T
1KW168
WROS
1KW201 DAVID M KATZ
1KW044 L THOMAS OSTERMAN
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS

12/22/1997
12/22/1997

(221,815.00)
(34,125.00)

CW
CW

CHECK WIRE
CHECK WIRE

Unavailable
Unavailable

Yes
Yes

Yes
Yes

12/22/1997

(46,310.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

12/22/1997

(377,815.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

12/22/1997

(97,500.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

12/22/1997

(63,375.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

12/22/1997
12/18/1997
12/15/1997

(48,750.00)
(50,000.00)
(120,000.00)

CW
CW
CW

CHECK WIRE
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

12/1/1997

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

62711
26370
9019
79381
275472
222390
139592
216002

Page 121 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
301408
165552
258448
256194
263032
200590
139625
209099
305923
243139
242068
202371
255440
230550
145804
213703
62633
209087
303799
171743
10119
242088
209114
209120
271044
79192
144781
257928
123685
291127
82098
152474
152490
152500
302892

BLMIS
Account BLMIS Account Name
Number
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ
1KW120 SAUL B KATZ DP
1KW024 SAUL B KATZ
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW040 METS LIMITED PTR
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
1KW044 L THOMAS OSTERMAN
1KW156 STERLING 15C LLC
1KW019 MICHAEL KATZ
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW195 JEFFREY S WILPON SPECIAL
1KW201 DAVID M KATZ
1KW024 SAUL B KATZ
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW044 L THOMAS OSTERMAN
1KW120 SAUL B KATZ DP
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW040 METS LIMITED PTR
1KW175 STERLING PATHOGENESIS CO
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW155

Transaction
Date per
Customer
Statement
12/1/1997

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/1/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/1/1997
12/1/1997
12/1/1997
12/1/1997
12/1/1997
11/26/1997
11/21/1997

(150,000.00)
(66,000.00)
(100,000.00)
(8,000.00)
(8,000.00)
(25,000.00)
(775,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

11/21/1997

(775,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/17/1997

5,000,000.00

CA

CHECK WIRE

Unavailable

11/14/1997

(6,293.45)

CW

CHECK

Unavailable

Yes

Yes

11/12/1997
11/10/1997
11/3/1997
11/3/1997
11/3/1997

(50,000.00)
51,895.00
121,700.00
1,001,001.30
1,001,001.30

CW
CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

11/3/1997

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

Yes

11/3/1997

121,718.70

CA

CHECK

Unavailable

Yes

Yes

11/3/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/3/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/3/1997
11/3/1997
11/3/1997
11/3/1997
11/3/1997
10/29/1997
10/24/1997

(150,000.00)
(66,000.00)
(100,000.00)
(8,000.00)
(8,000.00)
(75,000.00)
(136,600.00)

CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes

10/24/1997

(136,600.00)

CW

CHECK

Unavailable

Yes

Yes

10/22/1997
10/22/1997

(100,000.00)
(25,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

10/21/1997

9,781.00

CA

CHECK

Unavailable

Yes

Yes

10/16/1997
10/15/1997

(1,000,000.00)
4,944,800.00

CW
CA

CHECK WIRE
CHECK WIRE

Unavailable
Unavailable

Yes

Yes
Yes

10/10/1997

(25,400.00)

CW

CHECK

Unavailable

Yes

Yes

280886

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

10/10/1997

(5,600.00)

CW

CHECK

Unavailable

Yes

Yes

270760
247294

1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN

10/10/1997
10/10/1997

(83,700.00)
(6,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

Page 122 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
DAVID M KATZ
SAUL B KATZ
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
METS LIMITED PTR
L THOMAS OSTERMAN
BON MICK FAMILY PARTNERS L P
STERLING 15C LLC #2
RED VALLEY PARTNERS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
METS LIMITED PTR
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

CHECK

Unavailable

Yes

Quicken Data
[3]

219806

1KW067

152495

1KW081

280207
302900

1KW201
1KW024

302896

1KW011

280194

1KW076

243304
214060

1KW121
1KW154

270769

1KW155

280896
280189
123731
247310
222727
54472
80633
49088
243824
41483

1KW156
1KW161
1KW175
1KW195
1KW040
1KW044
1KW001
1KW180
1KW198
1KW154

299226

1KW155

62692

1KW040

54466

1KW004

235673

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

9/12/1997

(10,500.00)

CW

CHECK

Unavailable

Yes

299234

1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
DAVID KATZ & JULIE KATZ JT TENANTS
1KW011
C/O STERLING EQUITIES
1KW178 STERLING EQUITIES INVESTORS
1KW195 JEFFREY S WILPON SPECIAL
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES

9/12/1997

(53,000.00)

CW

CHECK

Unavailable

Yes

9/12/1997

(20,000.00)

CW

CHECK

Unavailable

Yes

313126
244203
49095
168501
164121
41495
54478
228695

CW

BLMIS
Customer
[2]
Files

1KW052

145079

(32,600.00)

BLMIS Bank
[1]
Records

5725

302725

10/10/1997

Transaction Description

Yes

10/10/1997

(54,500.00)

CW

CHECK

Unavailable

Yes

Yes

10/10/1997

(7,100.00)

CW

CHECK

Unavailable

Yes

Yes

10/10/1997
10/7/1997

(69,600.00)
500,000.00

CW
CA

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

10/1/1997

(8,000.00)

CW

CHECK

Unavailable

Yes

Yes

10/1/1997

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

10/1/1997
10/1/1997

(5,000.00)
(542,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

10/1/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

10/1/1997
10/1/1997
10/1/1997
10/1/1997
9/26/1997
9/26/1997
9/25/1997
9/25/1997
9/22/1997
9/18/1997

(150,000.00)
(66,000.00)
(100,000.00)
(8,000.00)
(5,000,000.00)
(50,000.00)
(40,000.00)
75,660.00
(500,000.00)
(140,625.00)

CW
CW
CW
CW
CW
CW
CW
CA
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

9/18/1997

(140,625.00)

CW

CHECK

Unavailable

Yes

Yes

9/15/1997

(1,000,000.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

9/12/1997

(16,000.00)

CW

CHECK

Unavailable

Yes

9/12/1997

(12,100.00)

CW

CHECK

Unavailable

Yes

9/12/1997

(400,000.00)

CW

CHECK

Unavailable

Yes

9/12/1997

(506,000.00)

CW

CHECK

Unavailable

Yes

9/5/1997

(108,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/4/1997
9/4/1997

418,061.00
(8,000.00)

CA
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

9/3/1997

(6,293.45)

CW

CHECK

Unavailable

Yes

Yes

9/2/1997

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

9/2/1997

(542,000.00)

CW

CHECK

Unavailable

Yes

Yes

Page 123 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

299222

1KW155

299230
49054
49073
223321

1KW156
1KW161
1KW175
1KW195

249610

1KW004

231025
206347
295891
230449

1KW120
1KW120
1KW175
1KW118

291462
291467

JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
SAUL B KATZ DP
SAUL B KATZ DP
STERLING PATHOGENESIS CO
BRUCE WILPON

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

9/2/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/2/1997
9/2/1997
9/2/1997
9/2/1997

(150,000.00)
(66,000.00)
(100,000.00)
(135,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

8/27/1997

8,000.00

CA

CHECK

Unavailable

Yes

Yes

8/27/1997
8/22/1997
8/15/1997
8/14/1997

80,000.00
13,850.00
4,943,800.00
5,000.00

CA
CA
CA
CA

CHECK
CHECK
CHECK WIRE
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes

Yes
Yes
Yes
Yes

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

8/12/1997

18,700.00

CA

CHECK

Unavailable

Yes

Yes

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

8/12/1997

8,800.00

CA

CHECK

Unavailable

Yes

Yes

8/1/1997

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

8/1/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

8/1/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

8/1/1997
8/1/1997
8/1/1997
8/1/1997

(150,000.00)
(66,000.00)
(70,000.00)
1,576,000.00

CW
CW
CW
JRNL

CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

56186

1KW076

292007

1KW154

220852

1KW155

223570
178936
48617
185828

1KW156
1KW161
1KW175
1KW195

249678

1KW081

290714

1KW067

291493

1KW052

249689
222165
81838

1KW067
1KW044
1KW040

116477

1KW192

95874
4812
264220
249708

1KW023
1KW116
1KW119
1KW154

116345

1KW155

219834

1KW076

243679
249701
291513

1KW121
1KW154
1KW154

203561

1KW155

258532

1KW156

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JEFFREY S WILPON SPECIAL
RICHARD A WILPON & DEBRA WILPON
J/T WROS
FRED WILPON
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
L THOMAS OSTERMAN
METS LIMITED PTR
METS LIMITED PTR SPECIAL ATTN: LEN
LABITA
NATALIE KATZ
HEATHER KNOPF
DAVID M KATZ
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
MICHAEL KATZ & SAUL B KATZ TIC
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 15C LLC

7/31/1997

(30,000.00)

CW

CHECK

Unavailable

Yes

Yes

7/29/1997

(100,000.00)

CW

CHECK

Unavailable

Yes

Yes

7/28/1997

100,000.00

CA

CHECK

Unavailable

7/23/1997
7/16/1997
7/14/1997

(1,500,000.00)
(50,000.00)
10,700,000.00

CW
CW
CA

CHECK
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable

7/14/1997

20,000,000.00

JRNL

CHECK WIRE

Unavailable

7/3/1997
7/3/1997
7/3/1997
7/3/1997

(166,667.00)
(166,666.00)
(166,667.00)
(325,000.00)

CW
CW
CW
CW

CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

7/3/1997

(325,000.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

7/1/1997

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

7/1/1997
7/1/1997
7/1/1997

(5,000.00)
(42,000.00)
(500,000.00)

CW
CW
CW

CHECK
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

7/1/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

7/1/1997

(150,000.00)

CW

CHECK

Unavailable

Yes

Yes

Page 124 of 153

Yes
Yes
Yes

Yes
Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
116361
80042
7893
168385
251938
155862

BLMIS
Account BLMIS Account Name
Number
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
1KW190 L THOMAS OSTERMAN
JUDY WILPON & FRED WILPON FAM FDN
1KW086
INC
1KW189 RUSKIN GARDENS APTS LLC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS

Transaction
Date per
Customer
Statement
7/1/1997
7/1/1997
6/26/1997

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(66,000.00)
(70,000.00)
250,000.00

CW
CW
JRNL

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

(34,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/16/1997

160,000.00

JRNL

CHECK

Unavailable

Yes

Yes

6/11/1997

(29,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/19/1997

251925

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

6/11/1997

(25,500.00)

CW

CHECK

Unavailable

Yes

Yes

155852

1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON
1KW096
WACHTLER J/T WROS
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW154 IRIS J KATZ C/O STERLING EQUITES
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW156 STERLING 15C LLC
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW067 FRED WILPON
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS

6/11/1997

(353,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/11/1997

(65,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/11/1997

(35,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/10/1997

(29,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/4/1997

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/4/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/2/1997

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

6/2/1997

(500,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/2/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/2/1997
6/2/1997
6/2/1997

(150,000.00)
(66,000.00)
(70,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

5/15/1997

(50,000.00)

CW

CHECK

Unavailable

Yes

Yes

53627
276651
191839
274726
280770
268419
81321
267718
203679
191849
203646
140523
207684
188321
270202
209042
231373
272655
81824
264437
244120
214536
240723

1KW052

5/9/1997

(500,000.00)

CW

CHECK

Unavailable

Yes

Yes

5/1/1997

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

5/1/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

5/1/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

5/1/1997
5/1/1997
5/1/1997

(150,000.00)
(66,000.00)
(70,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

4/25/1997

26,391.50

CA

CHECK

Unavailable

Yes

Yes

4/17/1997

(50,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/9/1997

(240,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/7/1997

(68,000.00)

CW

CHECK

Unavailable

Yes

Yes

303739

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

4/7/1997

(25,500.00)

CW

CHECK

Unavailable

Yes

Yes

197750

1KW024 SAUL B KATZ

4/7/1997

(1,682,000.00)

CW

CHECK

Unavailable

Yes

Yes

Page 125 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
197761
197764
49457
197780
214574
88428
49466
197771
261507
88818
117352
26986
229297
49479
277091
202808

BLMIS
Account BLMIS Account Name
Number
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
DAVID KATZ NATALIE AND HEATHER
1KW012
KATZ TIC
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW118 BRUCE WILPON
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
DAVID KATZ & JULIE KATZ JT TENANTS
1KW011
C/O STERLING EQUITIES
1KW052

Transaction
Date per
Customer
Statement
4/7/1997

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(175,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/7/1997

(117,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/7/1997

(1,136,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/7/1997

(32,100.00)

CW

CHECK

Unavailable

Yes

Yes

4/7/1997

(420,625.00)

CW

CHECK

Unavailable

Yes

Yes

4/7/1997

(420,625.00)

CW

CHECK

Unavailable

Yes

Yes

4/1/1997

(500,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/1/1997

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

4/1/1997
4/1/1997
4/1/1997

(165,000.00)
(5,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

4/1/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/1/1997
4/1/1997

(66,000.00)
(70,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

3/31/1997

(13,500.00)

CW

CHECK

Unavailable

Yes

Yes

3/31/1997

(67,500.00)

CW

CHECK

Unavailable

Yes

Yes

206161

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/31/1997

(104,625.00)

CW

CHECK

Unavailable

Yes

Yes

126155

1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW117 ROBIN WILPON WACHTLER
MARVIN TEPPER & ELISE TEPPER J/T
1KW168
WROS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW040 METS LIMITED PTR
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
MARVIN TEPPER & ELISE TEPPER J/T
1KW168
WROS
1KW098 FRED WILPON ET AL TIC
1KW180 STERLING 15C LLC #2
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW040 METS LIMITED PTR
1KW024 SAUL B KATZ

3/31/1997

(47,250.00)

CW

CHECK

Unavailable

Yes

Yes

230694
261555
231396
190571
288654
163264
231182
268122
126172
288639
22362
270711
192455
163255
5296

3/31/1997

(64,125.00)

CW

CHECK

Unavailable

Yes

Yes

3/31/1997

(67,500.00)

CW

CHECK

Unavailable

Yes

Yes

3/31/1997

(135,000.00)

CW

CHECK

Unavailable

Yes

Yes

3/31/1997

(176,260.13)

CW

CHECK

Unavailable

Yes

Yes

3/31/1997

(37,750.00)

CW

CHECK

Unavailable

Yes

Yes

3/25/1997

(307,125.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

3/25/1997

(455,625.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

3/20/1997

(21,000,000.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

3/19/1997

(80,000.00)

CW

CHECK

Unavailable

Yes

Yes

3/19/1997

45,000.00

CA

CHECK

Unavailable

Yes

Yes

3/14/1997
3/13/1997

(475.00)
4,189,834.99

CHECK
CHECK WIRE

Unavailable
Unavailable

Yes

Yes
Yes

CW
JRNL

3/11/1997

30,000.00

CA

CHECK

Unavailable

Yes

Yes

3/5/1997
3/3/1997

(1,000,000.00)
(500,000.00)

CW
CW

CHECK WIRE
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

Page 126 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

275647

1KW076

306707

1KW154

202858

1KW155

163267
264470
90408
170246

1KW161
1KW175
1KW175
1KW067

54048

1KW004

249698
255562
314050
170240
96931

1KW067
1KW178
1KW040
1KW023
1KW024

245538

1KW076

90400

1KW154

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
FRED WILPON
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
FRED WILPON
STERLING EQUITIES INVESTORS
METS LIMITED PTR
NATALIE KATZ
SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

299497

1KW155

288667
249707

1KW161
1KW175

126939

1KW052

172971

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

74931
172974
229296
229303
157176
126899
28247
282741
265014
172952
274891
310239
130416
191554
182271
36060

1KW067 FRED WILPON
1KW108 GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
1KW109
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
1KW110
CUSTODIAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS
1KW040 METS LIMITED PTR
1KW040 METS LIMITED PTR
1KW040 METS LIMITED PTR
PHILIP H WACHTLER AND ROBIN WILPON
1KW096
WACHTLER J/T WROS
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW117 ROBIN WILPON WACHTLER
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW175 STERLING PATHOGENESIS CO

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type
CW

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK

Unavailable

Yes

Quicken Data
[3]

3/3/1997

(8,500.00)

3/3/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

3/3/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

3/3/1997
3/3/1997
2/28/1997
2/20/1997

(66,000.00)
(35,000.00)
4,800,000.00
42,532.72

CW
CW
CA
CA

CHECK
CHECK
CHECK WIRE
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes
Yes

2/18/1997

27,000.00

CA

CHECK

Unavailable

Yes

Yes

2/18/1997
2/13/1997
2/11/1997
2/7/1997
2/4/1997

1,850,000.00
380,000.00
2,000,000.00
45,000.00
(500,000.00)

CA
JRNL
CA
CA
CW

CHECK
CHECK
CHECK WIRE
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

2/3/1997

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

2/3/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

2/3/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

2/3/1997
2/3/1997

(66,000.00)
(35,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

1/24/1997

65,000.00

CA

CHECK

Unavailable

Yes

Yes

1/21/1997

200,000.00

CA

CHECK

Unavailable

Yes

Yes
Yes
Yes

Yes

1/21/1997
1/21/1997

272,000.00
15,000.00

CA
CA

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

1/21/1997

15,000.00

CA

CHECK

Unavailable

Yes

Yes

1/21/1997

15,000.00

CA

CHECK

Unavailable

Yes

Yes

1/16/1997

600,000.00

CA

CHECK

Unavailable

Yes

Yes

1/13/1997
1/7/1997
1/3/1997

1,000,000.00
2,000,000.00
2,000,000.00

CA
CA
CA

CHECK WIRE
CHECK WIRE
CHECK WIRE

Unavailable
Unavailable
Unavailable

1/3/1997

(10,000.00)

CW

CHECK

Unavailable

Yes

Yes

1/2/1997

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

1/2/1997
1/2/1997
1/2/1997

(9,000.00)
(5,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

1/2/1997

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

1/2/1997
1/2/1997

(66,000.00)
(35,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

Page 127 of 153

Yes
Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

170506
62021
247871
247854

1KW040
1KW024
1KW067
1KW040

162930

1KW081

262703

1KW154

296549

1KW155

299763
58201

1KW161
1KW098

286956

1KW011

286962

1KW076

165649

1KW154

296544

1KW155

162964

1KW161

103360

1KW168

295487

1KW168

184011

1KW083

269745
56148

1KW006
1KW019

295477

1KW155

269757

1KW040

295469

1KW076

216084

1KW154

103314

1KW155

103349
103375
260053
273238
49084
222094
260038
206107

1KW161
1KW175
1KW121
1KW040
1KW098
1KW156
1KW019
1KW067

222078

1KW081

28373

1KW040

222072

1KW076

49110

1KW117

METS LIMITED PTR
SAUL B KATZ
FRED WILPON
METS LIMITED PTR
RICHARD A WILPON & DEBRA WILPON
J/T WROS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
ARTHUR FRIEDMAN ET AL TIC
FRED WILPON ET AL TIC
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
ARTHUR FRIEDMAN ET AL TIC
MARVIN TEPPER & ELISE TEPPER J/T
WROS
MARVIN TEPPER & ELISE TEPPER J/T
WROS
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
RUTH FRIEDMAN
MICHAEL KATZ
JUDITH A WILPON C/O STERLING
EQUITIES
METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
MICHAEL KATZ & SAUL B KATZ TIC
METS LIMITED PTR
FRED WILPON ET AL TIC
STERLING 15C LLC
MICHAEL KATZ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ROBIN WILPON WACHTLER

Transaction
Date per
Customer
Statement
12/30/1996
12/23/1996
12/23/1996
12/19/1996

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

2,000,000.00
772,500.00
1,962,500.00
(1,000,000.00)

CA
CA
CA
CW

CHECK WIRE
CHECK
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes
Yes

12/19/1996

(130,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/19/1996

(1,750,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/19/1996

(2,300,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/19/1996
12/12/1996

(435,000.00)
(186,100.43)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

12/4/1996

20,000.00

CA

CHECK

Unavailable

Yes

Yes

12/2/1996

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

12/2/1996

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/2/1996

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/2/1996

(66,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/25/1996

15,000.00

CA

CHECK

Unavailable

Yes

Yes

11/25/1996

15,000.00

CA

CHECK

Unavailable

Yes

Yes

11/22/1996

(70,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/20/1996
11/20/1996

(627,000.00)
(200,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

11/20/1996

(300,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/15/1996

5,000,000.00

CA

CHECK WIRE

Unavailable

Yes

11/1/1996

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

11/1/1996

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/1/1996

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/1/1996
11/1/1996
10/24/1996
10/21/1996
10/21/1996
10/7/1996
10/4/1996
10/4/1996

(66,000.00)
5,000,000.00
153,415.00
(2,000,000.00)
(700,000.00)
6,367.21
144,000.00
1,056,000.00

CW
JRNL
CA
CW
CW
CA
CA
CA

CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

10/4/1996

144,000.00

CA

CHECK

Unavailable

Yes

Yes

10/1/1996

(4,000,000.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

10/1/1996

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

10/1/1996

(12,000.00)

CW

CHECK

Unavailable

Yes

Yes

Page 128 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
9490
266100
49114
28379
236489
294065
230941
237091
237083
230933
268544
268552
311407
284571
293862
245779
256301
282271
257240
257246
310140
310132
313185

307877
294022
294003
223768
148149
205448
240929
294051
205500
310144
289526
166898
175906
166921

BLMIS
Account BLMIS Account Name
Number
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES
1KW098 FRED WILPON ET AL TIC
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW134 CHARLES 15 ASSOCIATES
1KW040 METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW156 STERLING 15C LLC
1KW040 METS LIMITED PTR
1KW134 CHARLES 15 ASSOCIATES
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW156 STERLING 15C LLC
1KW019 MICHAEL KATZ
ELISE C TEPPER SHELLEY L TEPPER,J G
1KW062 TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G
1KW062 TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
1KW040 METS LIMITED PTR
1KW040 METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW098 FRED WILPON ET AL TIC
1KW117 ROBIN WILPON WACHTLER
1KW121 MICHAEL KATZ & SAUL B KATZ TIC
1KW154 IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
1KW155
EQUITIES
1KW161 ARTHUR FRIEDMAN ET AL TIC
1KW024 SAUL B KATZ
1KW040 METS LIMITED PTR
1KW040 METS LIMITED PTR
1KW098 FRED WILPON ET AL TIC

Transaction
Date per
Customer
Statement
10/1/1996
10/1/1996

Amount per
Customer
Statement

Transaction
Type

(2,000.00)
(42,000.00)

CW
CW

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

Yes
Yes

Unavailable

Yes

Yes

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

Quicken Data
[3]

10/1/1996

(42,000.00)

CW

CHECK

10/1/1996
9/30/1996
9/27/1996

(66,000.00)
(750,000.00)
(900,000.00)

CW
CW
CW

CHECK
CHECK WIRE
CHECK WIRE

9/26/1996

(190,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/20/1996
9/3/1996

(6,367.21)
(3,000,000.00)

CW
CW

CHECK
CHECK WIRE

Unavailable
Unavailable

Yes

Yes
Yes

9/3/1996

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

9/3/1996

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/3/1996

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/3/1996
8/21/1996
8/19/1996
8/16/1996

(66,000.00)
2,810,663.95
(2,000,000.00)
(2,810,663.95)

CW
CA
CW
CW

CHECK
CHECK
CHECK WIRE
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

8/1/1996

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

8/1/1996

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

8/1/1996

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

8/1/1996
7/29/1996
7/26/1996

(66,000.00)
95,500.00
10,000.00

CW
CA
CA

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

7/25/1996

(36.81)

CW

CHECK

Unavailable

Yes

Yes

7/25/1996

(97.71)

CW

CHECK

Unavailable

Yes

Yes

7/17/1996
7/3/1996

(2,000,000.00)
1,000,000.00

CW
CA

CHECK WIRE
CHECK WIRE

Unavailable
Unavailable

Yes

Yes
Yes

7/1/1996

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

7/1/1996
7/1/1996
7/1/1996
7/1/1996

(2,200,000.00)
(12,000.00)
(2,000.00)
(42,000.00)

CW
CW
CW
CW

CHECK WIRE
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

7/1/1996

(42,000.00)

CW

CHECK

Unavailable

Yes

Yes

7/1/1996
6/25/1996
6/21/1996
6/17/1996
6/10/1996

(66,000.00)
(1,250,000.00)
1,000,000.00
(1,000,000.00)
(400,000.00)

CW
CW
CA
CW
CW

CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes

Yes
Yes
Yes
Yes
Yes

Page 129 of 153

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

166906

1KW076

124262

1KW011

237739
180838
258213
237737
180827

1KW040
1KW098
1KW024
1KW024
1KW040

283157

1KW062

124276

1KW098

243356

1KW076

221679

1KW154

221688

1KW155

41021
204544

1KW040
1KW154

277188

1KW155

169731
41053

1KW040
1KW154

310806

1KW155

119205
221664
204523

1KW040
1KW134
1KW040

221656

1KW077

169742

1KW076

38038
310798
262421
191553

1KW117
1KW121
1KW040
1KW154

185686

1KW155

131488
177697
79493

1KW112
1KW040
1KW040

18452

1KW084

127198

1KW084

177724
131499

1KW156
1KW154

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
METS LIMITED PTR
FRED WILPON ET AL TIC
SAUL B KATZ
SAUL B KATZ
METS LIMITED PTR
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
FRED WILPON ET AL TIC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
METS LIMITED PTR
CHARLES 15 ASSOCIATES
METS LIMITED PTR
JUDITH A WILPON C/O STERLING
EQUITIES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ROBIN WILPON WACHTLER
MICHAEL KATZ & SAUL B KATZ TIC
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING
EQUITIES
MARVIN B TEPPER
METS LIMITED PTR
METS LIMITED PTR
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
STERLING 15C LLC
IRIS J KATZ C/O STERLING EQUITES

Transaction
Date per
Customer
Statement
6/3/1996

Amount per
Customer
Statement

Transaction
Type

(8,500.00)

CW

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK

Unavailable

Yes

Yes

Quicken Data
[3]

5/31/1996

35,000.00

CA

CHECK

Unavailable

Yes

Yes

5/28/1996
5/28/1996
5/15/1996
5/14/1996
5/10/1996

(2,000,000.00)
500,000.00
(1,750,000.00)
(250,000.00)
(5,500,000.00)

CW
CA
CW
CW
CW

CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

5/9/1996

(53,183.66)

CW

CHECK

Unavailable

Yes

Yes

5/3/1996

(800,000.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

5/1/1996

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

4/30/1996

800,000.00

CA

CHECK WIRE

Unavailable

Yes

4/30/1996

800,000.00

CA

CHECK WIRE

Unavailable

Yes

4/29/1996
4/25/1996

(3,000,000.00)
2,500,000.00

CW
CA

CHECK WIRE
CHECK WIRE

Unavailable
Unavailable

Yes
Yes
Yes

4/25/1996

2,500,000.00

CA

CHECK WIRE

Unavailable

4/22/1996
4/18/1996

(1,000,000.00)
1,700,000.00

CW
CA

CHECK WIRE
CHECK WIRE

Unavailable
Unavailable

4/18/1996

1,700,000.00

CA

CHECK WIRE

Unavailable

4/15/1996
4/9/1996
4/8/1996

(1,000,000.00)
45,500.00
(2,000,000.00)

CW
CA
CW

CHECK WIRE
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable

Yes
Yes

Yes
Yes
Yes

4/8/1996

1,000,000.00

CA

CHECK

Unavailable

Yes

Yes

4/1/1996

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

4/1/1996
4/1/1996
3/26/1996
3/26/1996

(12,000.00)
(2,000.00)
(2,000,000.00)
2,500,000.00

CW
CW
CW
CA

CHECK
CHECK
CHECK WIRE
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes
Yes

3/26/1996

2,500,000.00

CA

CHECK WIRE

Unavailable

Yes

3/25/1996
3/22/1996
3/20/1996

(114.91)
(1,200,000.00)
(800,000.00)

CW
CW
CW

CHECK
CHECK WIRE
CHECK WIRE

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

3/14/1996

13,098.33

CA

CHECK

Unavailable

Yes

3/14/1996

2,901.67

CA

CHECK

Unavailable

Yes

3/14/1996
3/12/1996

4,100,000.00
4,855,571.29

CHECK
CHECK WIRE

Unavailable
Unavailable

JRNL
JRNL

Page 130 of 153

Yes

Yes
Yes
Yes

Yes

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

136056

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
MICHAEL KATZ
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR
METS LIMITED PTR
FRED WILPON ET AL TIC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
HEATHER KNOPF
METS LIMITED PTR
METS LIMITED PTR
FRED WILPON ET AL TIC
METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
MICHAEL KATZ & SAUL B KATZ TIC
CHARLES 15 ASSOCIATES
METS LIMITED PTR

127175

1KW014

262427

1KW077

177703

1KW076

167077
216626
163221

1KW014
1KW014
1KW019

216631

1KW077

74546

1KW077

307606

1KW081

63035
87979
216636

1KW040
1KW040
1KW098

74540

1KW076

55786

1KW108

247951

1KW109

309846

1KW110

309850
55775
16666
139065
139044

1KW116
1KW040
1KW040
1KW098
1KW040

278174

1KW076

40422
295439
84077

1KW121
1KW134
1KW040

295967

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

CHECK WIRE

BLMIS
Customer
[2]
Files

Unavailable

Quicken Data
[3]

3/12/1996

4,855,571.29

JRNL

3/4/1996

1,832,800.00

CA

CHECK

Unavailable

Yes

Yes

3/4/1996

2,597,520.00

CA

CHECK

Unavailable

Yes

Yes

3/1/1996

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

2/28/1996
2/28/1996
2/28/1996

539,000.00
500,000.00
73,500.00

CA
CA
CA

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

2/28/1996

539,000.00

CA

CHECK

Unavailable

Yes

Yes

2/28/1996

100,000.00

CA

CHECK

Unavailable

Yes

Yes

2/28/1996

73,500.00

CA

CHECK

Unavailable

Yes

Yes

2/13/1996
2/9/1996
2/8/1996

1,000,000.00
1,000,000.00
800,000.00

CA
CA
CA

CHECK WIRE
CHECK WIRE
CHECK

Unavailable
Unavailable
Unavailable

Yes

Yes
Yes
Yes

2/1/1996

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

1/29/1996

12,000.00

CA

CHECK

Unavailable

Yes

Yes

1/29/1996

12,000.00

CA

CHECK

Unavailable

Yes

Yes

1/29/1996

12,000.00

CA

CHECK

Unavailable

Yes

Yes

1/29/1996
1/9/1996
1/4/1996
1/3/1996
1/2/1996

15,000.00
2,000,000.00
2,000,000.00
(2,000,000.00)
2,000,000.00

CA
CA
CA
CW
CA

CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes

Yes
Yes
Yes
Yes
Yes

1/2/1996

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

1/2/1996
12/28/1995
12/21/1995

(2,000.00)
115,000.00
1,000,000.00

CW
CA
CA

CHECK
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable

Yes
Yes

Yes
Yes
Yes

12/1/1995

(16,500.00)

CW

CHECK

Unavailable

Yes

Yes

12/1/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/1/1995

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

Yes

Yes

12/1/1995

(16,500.00)

CW

CHECK

Unavailable

460761

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW040 METS LIMITED PTR

11/6/1995

1,000,000.00

CA

CHECK WIRE

Unavailable

438102

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

11/1/1995

(16,500.00)

CW

CHECK

Unavailable

Yes

Yes

455499

LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ

11/1/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

225864
84087
141745

1KW052

Page 131 of 153

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

416648

1KW076

456707

1KW081

417777

1KW037

417778

1KW037

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
CHARLES 15 ASSOCIATES
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
L THOMAS OSTERMAN
METS LIMITED PTR
CHARLES 15 ASSOCIATES

460662

1KW134

447314

1KW110

451670
460686
460665

1KW044
1KW040
1KW134

435784

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

455632

1KW052

418402

1KW076

463812

1KW081

447453
460666
443840
446304
446301
430243
521893
451661

1KW121
1KW134
1KW098
1KW098
1KW098
1KW098
1KW134
1KW040

422727

1KW076

430234

1KW098

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
MICHAEL KATZ & SAUL B KATZ TIC
CHARLES 15 ASSOCIATES
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
CHARLES 15 ASSOCIATES
METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
FRED WILPON ET AL TIC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
CHARLES 15 ASSOCIATES
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

466233

1KW076

427052

1KW134

536685

1KW109

426990

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

430215

1KW052

450566

1KW076

436410

1KW081

430189

1KW040

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

11/1/1995

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

11/1/1995

(16,500.00)

CW

CHECK

Unavailable

Yes

Yes

10/24/1995

(58.68)

CW

CHECK

Unavailable

Yes

10/24/1995

(117.36)

CW

CHECK

Unavailable

Yes

10/23/1995

175,000.00

CA

CHECK

Unavailable

Yes

Yes

10/16/1995

20,000.00

CA

CHECK

Unavailable

Yes

Yes

10/10/1995
10/6/1995
10/3/1995

(50,000.00)
1,000,000.00
1,198,000.00

CW
CA
CA

CHECK
CHECK WIRE
CHECK WIRE

Unavailable
Unavailable
Unavailable

Yes

Yes
Yes
Yes

10/2/1995

(16,500.00)

CW

CHECK

Unavailable

Yes

Yes

10/2/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

10/2/1995

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

10/2/1995

(16,500.00)

CW

CHECK

Unavailable

Yes

Yes

10/2/1995
10/2/1995
9/29/1995
9/29/1995
9/29/1995
9/29/1995
9/29/1995
9/25/1995

(2,000.00)
102,000.00
1,264,000.00
1,096,000.00
140,000.00
(2,500,000.00)
36,000.00
(2,000,000.00)

CW
CA
CA
CA
CA
CW
CA
CW

CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes

Yes

Defendants'
[2]
Documents

9/25/1995

0.26

CA

CHECK

Unavailable

9/13/1995

(150,000.00)

CW

CHECK

Unavailable

9/12/1995

301.57

CA

CHECK

Unavailable

9/8/1995

93,000.00

CA

CHECK

Unavailable

Yes

Yes

9/5/1995

5,000.00

CA

CHECK

Unavailable

Yes

Yes

9/1/1995

(16,500.00)

CW

CHECK

Unavailable

Yes

Yes

9/1/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/1/1995

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

9/1/1995

(16,500.00)

CW

CHECK

Unavailable

Yes

Yes

8/30/1995

(1,000,000.00)

CW

CHECK WIRE

Unavailable

Yes

Yes

Page 132 of 153

No

Yes

Yes

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

452854

1KW076

455661

1KW040

601719

1KW076

601718

1KW076

601723

1KW076

601725

1KW076

601674

1KW076

601678

1KW076

601681

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

1KW076

601685

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

8/21/1995

36,771.25

CA
CW

CHECK WIRE

Unavailable

Yes

PACIFICORP

Unavailable

Yes

8/11/1995

32,588.63

8.8125

FIRST AUSTRALIA
PRIME INC FD

Unavailable

Yes

8/11/1995

7,920.00

20.625

POTOMAC EPL PWR

Unavailable

Yes

Unavailable

Yes

Unavailable

No

Unavailable

No

Unavailable

No

Unavailable

No

Unavailable

No

Unavailable

No

Unavailable

No

Unavailable

No

Unavailable

No

Unavailable

No

Unavailable

No

Unavailable

No

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

8/7/1995

0.00

DELV

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

8/7/1995

0.00

DELV

8/7/1995

0.00

DELV

8/7/1995

0.00

DELV

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

8/7/1995

0.00

RECD

601695

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

8/7/1995

0.00

RECD

601689

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

8/7/1995

0.00

RECD

601698

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

8/7/1995

0.00

RECD

8/7/1995

0.00

RECD

8/7/1995

0.00

RECD

601693
601704
529678
443047
423203
417646

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW052

Yes

18.375

1KW076

601700

[3]

53,397.75

17.441

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS

Unavailable

Quicken Data

(1,000,000.00)

5,232.30

1KW076

CHECK

BLMIS
Customer
[2]
Files

8/15/1995

601687

601691

BLMIS Bank
[1]
Records

8/11/1995

8/11/1995

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS

Transaction Description

BALTIMORE COUNTY
MD MTG 3/15/2013
BALTIMORE COUNTY
MD MTG 3/15/2013
RECEIVED
FIRST AUSTRALIA
PRIME INC FD
RECEIVED
PACIFICORP RECEIVED
POTOMAC EPL PWR
RECEIVED
BALTIMORE COUNTY
MD MTG 3/15/2013
CANCEL C&S
BALTIMORE COUNTY
MD MTG 3/15/2013
RECEIVED
FIRST AUSTRALIA
PRIME INC FD CANCEL
C&S
FIRST AUSTRALIA
PRIME INC FD
RECEIVED
PACIFICORP CANCEL
C&S
PACIFICORP RECEIVED
POTOMAC EPL PWR
CANCEL C&S
POTOMAC EPL PWR
RECEIVED

8/7/1995

0.00

RECD

8/7/1995

0.00

RECD

8/1/1995

(16,500.00)

CW

CHECK

Unavailable

Yes

Yes

8/1/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

8/1/1995

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

8/1/1995

(16,500.00)

CW

CHECK

Unavailable

Yes

Yes

Page 133 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

439665

1KW084

420138

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

7/25/1995

15,600.00

CA

CHECK

Unavailable

Yes

Yes

7/3/1995

(16,500.00)

CW

CHECK

Unavailable

Yes

Yes

7/3/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

7/3/1995

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
MICHAEL KATZ & SAUL B KATZ TIC
CHARLES 15 ASSOCIATES
DAYLE KATZ

7/3/1995

(16,500.00)

CW

CHECK

Unavailable

Yes

Yes

7/3/1995
6/30/1995
6/27/1995

(2,000.00)
25,000.00
(255,700.00)

CW
CA
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes

Yes
Yes
Yes

6/27/1995

(255,700.00)

CW

CHECK

Unavailable

Yes

6/27/1995

(435,232.00)

CW

CHECK

Unavailable

Yes

6/27/1995

(435,232.00)

CW

CHECK

Unavailable

Yes

6/27/1995

(917,063.00)

CW

CHECK

Unavailable

Yes

424489

1KW052

463667

1KW076

419765

1KW081

438457
452088
427077

1KW121
1KW134
1KW013

431435

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

415458

1KW022

435717

1KW022

460895

1KW024

416133

1KW064

418584
465880
539153

1KW066
1KW067
1KW080

458594

1KW081

417280
458444
466788
429050

1KW112
1KW040
1KW118
1KW001

431377

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

451017

1KW052

417328

1KW076

458593

1KW081

446030
415224
468698
454170

1KW134
1KW040
1KW001
1KW040

440602

1KW030

438228

1KW037

MICHAEL KATZ AND RICHARD A WILPON
TIC
MICHAEL KATZ AND RICHARD A WILPON
TIC
SAUL B KATZ
MARVIN B TEPPER & ELISE C TEPPER JT
WROS
DEBRA WILPON
FRED WILPON
RICHARD A WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
MARVIN B TEPPER
METS LIMITED PTR
BRUCE WILPON
BON MICK FAMILY PARTNERS L P

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
CHARLES 15 ASSOCIATES
METS LIMITED PTR
BON MICK FAMILY PARTNERS L P
METS LIMITED PTR
SAUL B KATZ FAMILY TRUST MICHAEL
KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST

6/27/1995

(117,795.45)

CW

CHECK

Unavailable

Yes

6/27/1995
6/27/1995
6/27/1995

(509,113.14)
(3,337,262.00)
(245,123.08)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

6/27/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

6/27/1995
6/21/1995
6/12/1995
6/5/1995

(140,876.35)
(2,000,000.00)
(156,633.42)
(12,500.00)

CW
CW
CW
CW

CHECK
CHECK WIRE
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes

Yes
Yes
Yes
Yes

6/1/1995

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/1/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/1/1995

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

6/1/1995

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

5/31/1995
5/30/1995
5/19/1995
5/16/1995

20,000.00
(3,000,000.00)
(5,000.00)
(2,000,000.00)

CA
CW
CW
CW

CHECK
CHECK WIRE
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes

Yes
No
Yes
Yes

5/12/1995

(4,319.88)

CW

CHECK

Unavailable

Yes

5/12/1995

(87.56)

CW

CHECK

Unavailable

Yes

Page 134 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

438231

SAUL KATZ FAMILY TRUST
1KW037 DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST

432222

1KW072

416302
416305

445935
436373

FRED WILPON FAMILY TRUST GREG
KATZ, HOWARD KATZ, & TODD KATZ TIC

FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
FRED WILPON FAMILY TRUST RICHARD
1KW075 WILPON JUDITH WILPON MARVIN B
TEPPER &
RICHARD A WILPON TRUSTEE OF FRED
1KW082 WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
1KW074

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

464469

1KW052

429785

1KW076

445926

1KW081

439579

1KW030

439690

1KW037

453345

1KW037

415091

1KW072

444693

1KW074

463877

1KW075

454501

1KW082

441603

1KW040

453288

1KW005

420450

1KW076

466646
466642

1KW040
1KW040

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

Defendants'
[2]
Documents

5/12/1995

(175.12)

CW

CHECK

Unavailable

Yes

5/12/1995

(877.07)

CW

CHECK

Unavailable

No

Yes

5/12/1995

(1,545.63)

CW

CHECK

Unavailable

No

Yes

5/12/1995

(3,474.29)

CW

CHECK

Unavailable

Yes

5/12/1995

(310.47)

CW

CHECK

Unavailable

No

5/1/1995

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

5/1/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

5/1/1995

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

Yes

Yes

Yes

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ FAMILY TRUST MICHAEL
KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST

5/1/1995

(40,000.00)

CW

CHECK

Unavailable

4/28/1995

(16,526.32)

CW

CHECK

Unavailable

Yes

4/28/1995

(812.82)

CW

CHECK

Unavailable

Yes

4/28/1995

(1,625.65)

CW

CHECK

Unavailable

Yes

FRED WILPON FAMILY TRUST GREG
KATZ, HOWARD KATZ, & TODD KATZ TIC

4/28/1995

(3,579.75)

CW

CHECK

Unavailable

No

Yes

4/28/1995

(6,245.40)

CW

CHECK

Unavailable

No

Yes

4/28/1995

(14,025.45)

CW

CHECK

Unavailable

Yes

4/28/1995

(1,292.47)

CW

CHECK

Unavailable

No

Yes

4/26/1995

(3,000,000.00)

CW

CHECK WIRE

Unavailable

No

Yes

4/18/1995

(15,500.00)

CW

CHECK

Unavailable

FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
FRED WILPON FAMILY TRUST RICHARD
WILPON JUDITH WILPON MARVIN B
TEPPER &
RICHARD A WILPON TRUSTEE OF FRED
WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
METS LIMITED PTR
BERNICE FRIEDMAN AND ARTHUR
FRIEDMAN T/I/C
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
METS LIMITED PTR
METS LIMITED PTR

4/18/1995

25,000.00

CA

CHECK

Unavailable

4/17/1995
4/13/1995

(2,000,000.00)
(1,000,000.00)

CW
CW

CHECK WIRE
CHECK WIRE

Unavailable
Unavailable

Yes

Page 135 of 153

Yes
Yes

Yes

Yes
Yes

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
419718
432095
442715
439580

439606

439601

456560
415192
437523

454491

BLMIS
Account BLMIS Account Name
Number
1KW024 SAUL B KATZ
1KW067 FRED WILPON
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING
SAUL B KATZ FAMILY TRUST MICHAEL
1KW030 KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
SAUL KATZ FAMILY TRUST
1KW037 DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
1KW037 DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
1KW072

FRED WILPON FAMILY TRUST GREG
KATZ, HOWARD KATZ, & TODD KATZ TIC

FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
FRED WILPON FAMILY TRUST RICHARD
1KW075 WILPON JUDITH WILPON MARVIN B
TEPPER &
RICHARD A WILPON TRUSTEE OF FRED
1KW082 WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
1KW074

460788

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

427979

1KW052

422898

1KW076

424683

1KW081

415539

1KW121

482685

1KW004

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
MICHAEL KATZ & SAUL B KATZ TIC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
CHARLES 15 ASSOCIATES

Transaction
Date per
Customer
Statement
4/7/1995
4/7/1995

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

Yes
Yes

2,380,892.50
3,503,955.00

CA
CA

CHECK
CHECK

Unavailable
Unavailable

4/6/1995

13,000.56

CA

CHECK

Unavailable

4/4/1995

(2,293,068.71)

CW

CHECK

Unavailable

Yes

4/4/1995

(47,713.36)

CW

CHECK

Unavailable

Yes

4/4/1995

(95,426.72)

CW

CHECK

Unavailable

Yes

4/4/1995

(498,941.25)

CW

CHECK

Unavailable

No

Yes

4/4/1995

(859,790.12)

CW

CHECK

Unavailable

No

Yes

4/4/1995

(1,926,805.14)

CW

CHECK

Unavailable

Yes

4/4/1995

(182,144.92)

CW

CHECK

Unavailable

No

4/3/1995

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/3/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/3/1995

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

4/3/1995

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/3/1995

(2,000.00)

CW

CHECK

Unavailable

Yes

Yes

3/17/1995

30,600.00

CA

CHECK

Unavailable

Yes

Yes

3/10/1995

(20,000.00)

CW

CHECK

Unavailable

Yes

Yes

3/8/1995

120,000.00

CA

CHECK

Unavailable

Yes

Yes

439598

1KW096

461595

1KW134

433338

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/2/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

465666
424473

1KW024 SAUL B KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS

3/2/1995
3/2/1995

(238,000.00)
(54,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

3/2/1995

(39,000.00)

CW

CHECK

Unavailable

Yes

3/2/1995

(339,000.00)

CW

CHECK

Unavailable

Yes

3/2/1995

(140,000.00)

CW

CHECK

Unavailable

Yes

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/1/1995

(40,000.00)

CW

CHECK

Unavailable

438661
438151
438393
433326

Defendants'
[2]
Documents

Page 136 of 153

Yes

Yes

Yes

Yes

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

438660

1KW052

465876

1KW076

440981

1KW081

418596

1KW004

438487

1KW076

463932

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

449248

1KW052

465858

1KW076

415532

1KW081

443667

1KW059

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
STERLING THIRD ASSOC C/O MICHAEL
KATZ
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
CHARLES 15 ASSOCIATES
SAUL B KATZ
FRED WILPON

439382

1KW108

465484

1KW109

465533

1KW110

422589
418367
447826

1KW134
1KW024
1KW067

459412

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

459369

1KW052

436152

1KW076

445929

1KW081

455250
425552
461729

1KW040
1KW024
1KW067

425624

1KW059

418257

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

434298

1KW052

418125
461738

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR
SAUL B KATZ
FRED WILPON
STERLING THIRD ASSOC C/O MICHAEL
KATZ

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

3/1/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

3/1/1995

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

3/1/1995

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

2/24/1995

32,000.00

CA

CHECK

Unavailable

Yes

2/21/1995

50,000.00

CA

CHECK

Unavailable

Yes

2/1/1995

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

2/1/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

2/1/1995

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

2/1/1995

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

1/26/1995

35,000.00

CA

CHECK

Unavailable

1/25/1995

13,000.00

CA

CHECK

Unavailable

Yes

Yes

1/25/1995

13,000.00

CA

CHECK

Unavailable

Yes

Yes

1/25/1995

13,000.00

CA

CHECK

Unavailable

Yes

Yes

1/25/1995
1/4/1995
1/4/1995

450,000.00
(525,000.00)
(430,000.00)

JRNL
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

1/3/1995

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

1/3/1995

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

1/3/1995

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

1/3/1995

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/30/1994
12/7/1994
12/7/1994

8,000,000.00
1,950,000.00
1,950,000.00

CA
CA
CA

CHECK WIRE
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes

Yes
Yes
Yes

12/6/1994

(3,900,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/1/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/1/1994

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/1/1994

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

12/1/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

Page 137 of 153

Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

516424

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

442346

1KW052

426132

1KW056

514301

1KW076

491238

1KW081

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

11/1/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/1/1994

(25,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/1/1994

(61.93)

CW

CHECK

Unavailable

Yes

No

11/1/1994

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

Yes

Defendants'
[2]
Documents

Yes

11/1/1994

(40,000.00)

CW

CHECK

Unavailable

474508
474507

1KW040
1KW040

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
LEONARD J SCHREIER & MICHAEL
SCHREIER TIC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR
METS LIMITED PTR

10/26/1994
10/13/1994

(2,000,000.00)
(3,000,000.00)

CW
CW

CHECK WIRE
CHECK WIRE

Unavailable
Unavailable

496364

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

10/3/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

10/3/1994

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

10/3/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/20/1994
9/13/1994
9/13/1994

10,000.00
(400,000.00)
(400,000.00)

CA
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes

Yes
Yes
Yes

9/1/1994

(40,000.00)

cw

CHECK

Unavailable

Yes

Yes

9/1/1994

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

9/1/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

Yes

Yes

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ DP
SAUL B KATZ
FRED WILPON

415208

1KW076

444898

1KW081

423939
502116
510384

1KW120
1KW024
1KW067

502931

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

498336
484590

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW076

No
No

Yes

437739

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

8/1/1994

(40,000.00)

CW

CHECK

Unavailable

505808

8/1/1994

(2,000,000.00)

CW

CHECK WIRE

Unavailable

8/1/1994

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

8/1/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

502137
511767

1KW040 METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW044 L THOMAS OSTERMAN
1KW040 METS LIMITED PTR

7/19/1994
7/15/1994

10,000.00
(3,000,000.00)

CA
CW

CHECK
CHECK WIRE

Unavailable
Unavailable

474933

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

7/1/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

540451

1KW076

7/1/1994

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

475007

1KW081

7/1/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

444847

1KW017

6/20/1994

(61,086.19)

CW

CHECK

Unavailable

No

Yes

444852

1KW017

6/20/1994

(132,400.77)

CW

CHECK

Unavailable

No

Yes

447998

1KW030

6/20/1994

(600,000.00)

CW

CHECK

Unavailable

Yes

478050
423945

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
IRIS KATZ & SAUL KATZ FAMILY FDN
INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN
INC OTHERS ON FILE
SAUL B KATZ FAMILY TRUST MICHAEL
KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES

Page 138 of 153

No

Yes
No

Yes

Yes

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

435043
431783
447955
431976
431793
427482

BLMIS
Account BLMIS Account Name
Number
FRED WILPON FAMILY TRUST RICHARD
1KW075 WILPON JUDITH WILPON MARVIN B
TEPPER &
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW117 ROBIN WILPON WACHTLER
1KW118 BRUCE WILPON
MARVIN B TEPPER & ELISE C TEPPER JT
1KW064
WROS
DAVID KATZ & JULIE KATZ JT TENANTS
1KW011
C/O STERLING EQUITIES

420935

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

429929

1KW076

455425

1KW081

500489

1KW040

517424

1KW083

517411

1KW084

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
BERNICE FRIEDMAN AND ARTHUR
FRIEDMAN T/I/C
RUTH FRIEDMAN
RICHARD A WILPON
METS LIMITED PTR
METS LIMITED PTR

491830

1KW005

524033
428266
500481
486485

1KW006
1KW080
1KW040
1KW040

482266

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

428074

1KW076

517316

1KW081

469388
469406
494254
466962
466999
428268
491790
453773
466961
466997

1KW119
1KW040
1KW119
1KW024
1KW067
1KW006
1KW044
1KW040
1KW024
1KW067

462849

1KW084

521495
478005

1KW121
1KW044

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
DAVID M KATZ
METS LIMITED PTR
DAVID M KATZ
SAUL B KATZ
FRED WILPON
RUTH FRIEDMAN
L THOMAS OSTERMAN
METS LIMITED PTR
SAUL B KATZ
FRED WILPON
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
MICHAEL KATZ & SAUL B KATZ TIC
L THOMAS OSTERMAN

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

6/20/1994

(600,000.00)

CW

CHECK

Unavailable

6/20/1994

(25,000.00)

CW

CHECK

Unavailable

6/20/1994
6/20/1994

(200,817.82)
(67,599.23)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

6/13/1994

(110,000.00)

CW

CHECK

Unavailable

Yes

6/10/1994

6,500.00

CA

CHECK

Unavailable

Yes

6/1/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

6/1/1994

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

Yes

Defendants'
[2]
Documents

Yes

6/1/1994

(40,000.00)

CW

CHECK

Unavailable

5/31/1994

(2,000,000.00)

CW

CHECK WIRE

40,000.00

CA

CHECK

Unavailable

5/24/1994

38,200.00

CA

CHECK

Yes

Unavailable

5/25/1994

Yes

Unavailable

Yes

No
Yes

Yes

Yes
Yes

5/23/1994

(18,065.00)

CW

CHECK

Unavailable

Yes

Yes

5/23/1994
5/23/1994
5/16/1994
5/4/1994

300,000.00
60,000.00
(2,500,000.00)
(1,500,000.00)

CA
CA
CW
CW

CHECK
CHECK
CHECK WIRE
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
No
No

5/2/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

5/2/1994

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

5/2/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

5/2/1994
4/29/1994
4/28/1994
4/26/1994
4/26/1994
4/25/1994
4/25/1994
4/22/1994
4/21/1994
4/21/1994

5,500.00
(500,000.00)
25,000.00
(500,000.00)
(500,000.00)
115,000.00
115,000.00
(2,500,000.00)
(600,000.00)
(600,000.00)

CA
CW
CA
CW
CW
CA
CA
CW
CW
CW

CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

4/18/1994

11,151.30

CA

CHECK

Unavailable

4/11/1994
4/8/1994

102,450.00
75,000.00

JRNL
CA

CHECK
CHECK

Unavailable
Unavailable

Page 139 of 153

Yes

Yes

Yes
No
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes

Yes

Yes
Yes

Yes

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

437704

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

428234

1KW076

462786

1KW081

437779
535135
491749

1KW040
1KW040
1KW024

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR
METS LIMITED PTR
SAUL B KATZ
LEONARD J SCHREIER & MICHAEL
SCHREIER TIC
FRED WILPON
SAUL B KATZ
FRED WILPON

421580

1KW056

466913
428065
453670

1KW067
1KW024
1KW067

466925

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

4/4/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/4/1994

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

4/4/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

4/1/1994
3/28/1994
3/14/1994

(6,000,000.00)
(1,000,000.00)
(1,000,000.00)

CW
CW
CW

CHECK WIRE
CHECK WIRE
CHECK

Unavailable
Unavailable
Unavailable

Yes

No
No
Yes

Defendants'
[2]
Documents

3/14/1994

(14,672.62)

CW

CHECK

Unavailable

Yes

No

3/14/1994
3/2/1994
3/2/1994

(1,000,000.00)
(500,000.00)
(500,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Yes
Yes
Yes

3/1/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

3/1/1994

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

3/1/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes
Yes

Yes

516879

JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW120 SAUL B KATZ DP

2/22/1994

100,000.00

JRNL

CHECK

Unavailable

Yes

Yes

416948

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

2/1/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

499904

1KW076

2/1/1994

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

Yes

Yes

472552
507022

500811

1KW081

522670
505246
516853

1KW024
1KW040
1KW067

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ
METS LIMITED PTR
FRED WILPON
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
METS LIMITED PTR
MARVIN TEPPER L SCHREIER,L.T
OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
METS LIMITED PTR
METS LIMITED PTR

519661

1KW096

430357

1KW108

519511

1KW109

496477

1KW110

505243

1KW040

477821

1KW063

491294
491293

1KW040
1KW040

502657

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

472278
465144

JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS

2/1/1994

(40,000.00)

CW

CHECK

Unavailable

1/26/1994
1/26/1994
1/26/1994

(500,000.00)
2,000,000.00
(500,000.00)

CW
CA
CW

CHECK WIRE
CHECK WIRE
CHECK WIRE

Unavailable
Unavailable
Unavailable

Yes
No
Yes

1/26/1994

(20,000.00)

CW

CHECK

Unavailable

Yes

1/24/1994

15,000.00

CA

CHECK

Unavailable

Yes

1/24/1994

15,000.00

CA

CHECK

Unavailable

Yes

Yes

1/24/1994

15,000.00

CA

CHECK

Unavailable

Yes

1/19/1994

2,000,000.00

CA

CHECK WIRE

Unavailable

No

1/13/1994

(91,000.00)

CW

CHECK

Unavailable

Yes

1/11/1994
1/4/1994

2,000,000.00
2,000,000.00

CA
CA

CHECK WIRE
CHECK WIRE

Unavailable
Unavailable

Yes
Yes

1/3/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

1/3/1994

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

1/3/1994

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

Page 140 of 153

Yes

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement

475259

1KW040 METS LIMITED PTR

12/30/1993

2,000,000.00

479120

1KW011

12/22/1993

521362

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

488612

1KW076

474780

1KW081

537624

1KW040

520668

1KW004

DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
RUTH FRIEDMAN

Amount per
Customer
Statement

BLMIS
Customer
[2]
Files

Quicken Data

Transaction Description

BLMIS Bank
[1]
Records

CA

CHECK WIRE A/O
12/23/93

Unavailable

Yes

5,000.00

CA

CHECK

Unavailable

Yes

12/1/1993

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

12/1/1993

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

12/1/1993

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

11/17/1993

2,000,000.00

CA

CHECK

Unavailable

Yes

11/2/1993

(188,000.00)

CW

CHECK

Unavailable

Yes
Yes

Transaction
Type

[3]

497750

1KW006

11/2/1993

(312,000.00)

CW

CHECK

Unavailable

529841

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

11/2/1993

(385,000.00)

CW

CHECK

Unavailable

Yes

526264

1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
SAUL B KATZ S B C/O STERLING
1KW089
EQUITIES

11/2/1993

(220,000.00)

CW

CHECK

Unavailable

Yes

11/2/1993

(350,000.00)

CW

CHECK

Unavailable

Yes

11/2/1993

(1,500,000.00)

CW

CHECK

Unavailable

Yes

11/2/1993

(435,000.00)

CW

CHECK

Unavailable

Yes

11/2/1993

(1,500,000.00)

CW

CHECK

Unavailable

Yes

535088
477558
484280
472582
495772

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

11/1/1993

(40,000.00)

CW

CHECK

Unavailable

502401
512145

1KW024 SAUL B KATZ
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW024 SAUL B KATZ
1KW067 FRED WILPON
STERLING THIRD ASSOC C/O MICHAEL
1KW059
KATZ

11/1/1993
11/1/1993

(450,000.00)
(450,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

11/1/1993

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

11/1/1993

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

10/18/1993
10/18/1993

145,000.00
145,000.00

CA
CA

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

10/6/1993

(290,000.00)

CW

CHECK

Unavailable

Yes

503321
507593
482292
460478
419374

Yes

Yes
Yes
Yes

496074

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

10/1/1993

(40,000.00)

CW

CHECK

Unavailable

482289
460458

1KW024 SAUL B KATZ
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
SAUL B KATZ S B C/O STERLING
1KW089
EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
1KW004
J/T WROS

10/1/1993
10/1/1993

(450,000.00)
(450,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

10/1/1993

(8,500.00)

CW

CHECK

Unavailable

Yes

Yes

10/1/1993

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

9/23/1993

(1,260,000.00)

CW

CHECK

Unavailable

Yes

9/9/1993

(100,000.00)

CW

CHECK

Unavailable

Yes

475624
496201
475367
464723

Page 141 of 153

Yes

Yes
No
No

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
482417
476705

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement
9/9/1993
9/9/1993

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

508302

1KW019 MICHAEL KATZ
1KW044 L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW080 RICHARD A WILPON

484951

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

9/1/1993

(40,000.00)

CW

CHECK

Unavailable

489170
510124

1KW024 SAUL B KATZ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS

9/1/1993
9/1/1993

(450,000.00)
(450,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

9/1/1993

(40,000.00)

CW

CHECK

Unavailable
Unavailable

Yes
Yes

471082

490556
509075

1KW040 METS LIMITED PTR

474835

1KW089

(250,000.00)
(100,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Yes
Yes

9/9/1993

(200,000.00)

CW

CHECK

Unavailable

Yes

9/9/1993

(250,000.00)

CW

CHECK

Unavailable

Yes

8/18/1993

34,426,000.00

CA

CHECK WIRE A/O
8/17/93

8/18/1993

150,000.00

CA

CHECK

Yes

Yes
No
No

Yes

Unavailable

Yes

520693

SAUL B KATZ S B C/O STERLING
EQUITIES
1KW098 FRED WILPON ET AL TIC

8/12/1993

1,000,000.00

CA

CHECK

Unavailable

472490

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

8/2/1993

(40,000.00)

CW

CHECK

Unavailable

479161
481974

1KW024 SAUL B KATZ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS

8/2/1993
8/2/1993

(450,000.00)
(450,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

8/2/1993

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

Yes

Yes

532788

Yes
Yes

Yes
No
No

500132

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

7/1/1993

(40,000.00)

CW

CHECK

Unavailable

506775
516059

7/1/1993
7/1/1993

(450,000.00)
(450,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

7/1/1993

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

484093
516248
493116
421332

1KW024 SAUL B KATZ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW013 DAYLE KATZ
1KW019 MICHAEL KATZ
1KW066 DEBRA WILPON
1KW080 RICHARD A WILPON

6/8/1993
6/8/1993
6/8/1993
6/8/1993

135,000.00
135,000.00
75,000.00
75,000.00

CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes

474428

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

6/1/1993

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

504418
509222

1KW024 SAUL B KATZ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW040 METS LIMITED PTR
PHILIP H WACHTLER AND ROBIN WILPON
1KW096
WACHTLER J/T WROS

6/1/1993
6/1/1993

(450,000.00)
(450,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

6/1/1993

(40,000.00)

CW

CHECK

Unavailable

5/18/1993

(2,000,000.00)

CW

CHECK WIRE

Unavailable

Yes

5/12/1993

(20,000.00)

CW

CHECK

Unavailable

Yes

522827

510649
482128
511424
516527

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

5/3/1993

(40,000.00)

CW

CHECK

Unavailable

477040
482127
520902

1KW024 SAUL B KATZ
1KW040 METS LIMITED PTR
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW098 FRED WILPON ET AL TIC

5/3/1993
5/3/1993
5/3/1993

(450,000.00)
(3,000,000.00)
(450,000.00)

CW
CW
CW

CHECK
CHECK WIRE
CHECK

(40,000.00)

CW

CHECK

Unavailable

5/3/1993

(6,500,000.00)

CW

CHECK WIRE

Unavailable

No
No
Yes

Unavailable
Unavailable
Unavailable

5/3/1993

No
No

513107
419456

Page 142 of 153

Yes

Yes

Yes
No
Yes
No

Yes

Yes
Yes

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

521408

1KW084

423615
470499

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
1KW040 METS LIMITED PTR
BERNICE FRIEDMAN AND ARTHUR
1KW005
FRIEDMAN T/I/C

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

4/21/1993

14,513.79

CA

CHECK

Unavailable

Yes

4/15/1993

(2,000,000.00)

CW

CHECK WIRE

Unavailable

Yes

4/13/1993

(13,500.00)

CW

CHECK

Unavailable

Yes

470518

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

4/1/1993

(40,000.00)

CW

CHECK

Unavailable

470504
521200

4/1/1993
4/1/1993

(450,000.00)
(450,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

4/1/1993

(40,000.00)

CW

CHECK

Unavailable

3/31/1993

(3,000,000.00)

CW

CHECK WIRE

Unavailable

Yes

484042
484037

1KW024 SAUL B KATZ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
1KW040 METS LIMITED PTR
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION
1KW040 METS LIMITED PTR
1KW040 METS LIMITED PTR

470120
430785
509161

489174
516174
489386

491948
491909
509262
472916
506748
500324

Yes

Yes
No
No

Yes

Yes

3/19/1993

16,000.00

CA

CHECK

Unavailable

Yes

3/16/1993
3/3/1993

(3,000,000.00)
(2,000,000.00)

CW
CW

CHECK WIRE
CHECK WIRE

Unavailable
Unavailable

Yes
Yes

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

3/1/1993

(40,000.00)

CW

CHECK

Unavailable

1KW024 SAUL B KATZ
1KW067 FRED WILPON
RICHARD A WILPON & DEBRA WILPON
1KW081
J/T WROS
SAUL B KATZ S B C/O STERLING
1KW089
EQUITIES
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
SAUL B KATZ S B C/O STERLING
1KW089
EQUITIES
1KW040 METS LIMITED PTR
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING

3/1/1993
3/1/1993

(450,000.00)
(450,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

3/1/1993

(40,000.00)

CW

CHECK

Unavailable

3/1/1993

150,000.00

CA

CHECK

Unavailable

Yes

2/26/1993

25,000.00

CA

CHECK

Unavailable

Yes

2/24/1993

48,346.93

CA

CHECK

Unavailable

Yes

509846

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

479706

1KW081

501190

1KW089

421347
493110

1KW024
1KW067

510090

1KW089

493739

1KW053

475712
509981
522684
492411

1KW024
1KW067
1KW040
1KW040

492412

1KW040 METS LIMITED PTR

RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ S B C/O STERLING
EQUITIES
SAUL B KATZ
FRED WILPON
SAUL B KATZ S B C/O STERLING
EQUITIES
LEONARD SCHREIER AND SANFORD
KOUFAX TIC
SAUL B KATZ
FRED WILPON
METS LIMITED PTR
METS LIMITED PTR

Yes

Yes
No
No

Yes

Yes

2/16/1993

(13,000,000.00)

CW

CHECK WIRE

Unavailable

Yes

2/16/1993

21,391.00

CA

CHECK

Unavailable

Yes

2/11/1993

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

2/11/1993

(40,000.00)

CW

CHECK

Unavailable

Yes

Yes

2/11/1993

34,266.93

CA

CHECK

Unavailable

Yes

2/1/1993
2/1/1993

(450,000.00)
(450,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

No
No

1/29/1993

675,671.73

CA

CHECK

Unavailable

Yes

1/7/1993

(125,000.00)

CW

CHECK

Unavailable

Yes

1/4/1993
1/4/1993
12/24/1992
12/23/1992

(250,000.00)
(250,000.00)
3,000,000.00
12,000,000.00

CW
CW
CA
CA

Unavailable
Unavailable
Unavailable
Unavailable

No
No
Unavailable
Unavailable

12/23/1992

4,000,000.00

CA

CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE A/O
12/22/92

Unavailable

Unavailable

Page 143 of 153

Defendants'
[2]
Documents

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

530372

1KW096

486824

1KW052

492320
477283
538917
503897

1KW024
1KW067
1KW024
1KW067

526536

1KW089

524525

1KW084

522779
534625
509850
507302

1KW024
1KW067
1KW024
1KW067

477271

1KW007

486796
474365

1KW024
1KW067

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
SAUL B KATZ
FRED WILPON
SAUL B KATZ
FRED WILPON
SAUL B KATZ S B C/O STERLING
EQUITIES
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
SAUL B KATZ
FRED WILPON
SAUL B KATZ
FRED WILPON
ALLAN GOTTLIEB SCOTT GOTTLIEB &
SAUL B KATZ TIC
SAUL B KATZ
FRED WILPON
STERLING THIRD ASSOC C/O MICHAEL
KATZ
SAUL B KATZ
L THOMAS OSTERMAN

Transaction
Date per
Customer
Statement
12/23/1992

Amount per
Customer
Statement

Transaction
Type

125,000.00

CA

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

CHECK

Unavailable

Yes

Quicken Data
[3]

Defendants'
[2]
Documents

Unavailable

12/16/1992

125,000.00

CA

CHECK

Unavailable

Unavailable

12/1/1992
12/1/1992
11/2/1992
11/2/1992

(250,000.00)
(250,000.00)
(250,000.00)
(250,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable
Unavailable

11/2/1992

1,000,000.00

CA

CHECK WIRE

Unavailable

Unavailable

Yes

10/9/1992

11,700.00

CA

CHECK

Unavailable

Unavailable

Yes

10/1/1992
10/1/1992
9/1/1992
9/1/1992

(250,000.00)
(250,000.00)
(250,000.00)
(250,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable
Unavailable

8/27/1992

(238,156.17)

CW

CHECK

Unavailable

Unavailable

8/25/1992
8/25/1992

140,000.00
140,000.00

CA
CA

CHECK
CHECK

Unavailable
Unavailable

Unavailable
Unavailable

Yes

8/19/1992

(280,000.00)

CW

CHECK

Unavailable

Unavailable

Yes

8/3/1992
8/3/1992

(250,000.00)
(180,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Unavailable
Unavailable

Yes

503111

1KW059

486788
505911

1KW024
1KW044

512612

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

8/3/1992

(1,000,000.00)

CW

CHECK WIRE

Unavailable

Unavailable

474361

8/3/1992

(250,000.00)

CW

CHECK

Unavailable

Unavailable

7/29/1992

550,000.00

JRNL

CHECK WIEW

Unavailable

Unavailable

Yes

7/20/1992

17,500.00

CA

CHECK

Unavailable

Unavailable

Yes

7/20/1992

17,500.00

CA

CHECK

Unavailable

Unavailable

Yes

7/20/1992

13,800.00

CA

CHECK

Unavailable

Unavailable

Yes
Yes

512558
501817

1KW067 FRED WILPON
SAUL B KATZ S B C/O STERLING
1KW089
EQUITIES
DAVID KATZ NATALIE AND HEATHER
1KW012
KATZ TIC
DAVID KATZ NATALIE AND HEATHER
1KW012
KATZ TIC
DAVID KATZ NATALIE AND HEATHER
1KW012
KATZ TIC
DAVID KATZ NATALIE AND HEATHER
1KW012
KATZ TIC
1KW024 SAUL B KATZ
1KW067 FRED WILPON

482622

501553
526528
526532
526541
526544

Yes

7/20/1992

3,700.00

CA

CHECK

Unavailable

Unavailable

7/1/1992
7/1/1992

(250,000.00)
(250,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Unavailable
Unavailable

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

6/30/1992

(1,000,000.00)

CW

CHECK WIRE

Unavailable

Unavailable

Yes

482607

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

6/15/1992

(2,000,000.00)

CW

CHECK WIRE

Unavailable

Unavailable

Yes

538385
477236

1KW024 SAUL B KATZ
1KW067 FRED WILPON
COLLEGE PLACE ENTERPRISES PROFIT
1KW084
SHARING

6/1/1992
6/1/1992

(250,000.00)
(250,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Unavailable
Unavailable

6/1/1992

25,000.00

JRNL

CHECK

Unavailable

5/29/1992

(3,000,000.00)

CW

CHECK WIRE

Unavailable

532005
483254

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

Page 144 of 153

Yes

Unavailable
Unavailable

Yes

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

486761

532417
478874

BLMIS
Account BLMIS Account Name
Number
SAUL B KATZ FAMILY TRUST MICHAEL
1KW030 KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
FRED WILPON FAMILY TRUST RICHARD
1KW075 WILPON JUDITH WILPON MARVIN B
TEPPER &
IRIS KATZ & SAUL KATZ FAMILY
1KW083
FOUNDATION

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

5/28/1992

41,000.00

CA

CHECK

Unavailable

Yes

Unavailable

5/28/1992

24,000.00

CA

CHECK

Unavailable

Yes

Unavailable

5/28/1992

37,000.00

JRNL

CHECK

Unavailable

Yes

Defendants'
[2]
Documents

Unavailable

483253

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

5/15/1992

(3,000,000.00)

CW

CHECK WIRE

Unavailable

Unavailable

513509
482884

1KW024 SAUL B KATZ
1KW067 FRED WILPON

5/1/1992
5/1/1992

(250,000.00)
(250,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Unavailable
Unavailable

533208

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

4/30/1992

(4,000,000.00)

CW

CHECK WIRE

Unavailable

Unavailable

Yes

467214

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

4/15/1992

(1,000,000.00)

CW

CHECK WIRE

Unavailable

Unavailable

Yes

4/10/1992

(25,400.00)

CW

CHECK

Unavailable

Unavailable

Yes

4/1/1992
4/1/1992

(250,000.00)
(250,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Unavailable
Unavailable

Yes

538077
500155

BERNICE FRIEDMAN AND ARTHUR
1KW005
FRIEDMAN T/I/C
1KW024 SAUL B KATZ
1KW067 FRED WILPON

478818

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

3/31/1992

(4,000,000.00)

CW

CHECK WIRE

Unavailable

Unavailable

496354
500157

1KW024 SAUL B KATZ
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW067 FRED WILPON
1KW024 SAUL B KATZ
1KW067 FRED WILPON
IRIS & SAUL KATZ FAM FDN INC AND
1KW016 JUDY & FRED WILPON FAMILY FDN INC
TIC
IRIS & SAUL KATZ FAM FDN INC AND
1KW016 JUDY & FRED WILPON FAMILY FDN INC
TIC

3/2/1992
3/2/1992

(250,000.00)
(250,000.00)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Unavailable
Unavailable

3/2/1992

25,000.00

CA

CHECK

Unavailable

Unavailable

Yes

2/21/1992
2/3/1992
2/3/1992

(500,000.00)
(250,000.00)
(250,000.00)

CW
CW
CW

CHECK WIRE
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable

Yes

1/24/1992

100,000.00

JRNL

CHECK A/O 1/9/92

Unavailable

Unavailable

Yes

1/24/1992

100,000.00

JRNL

CHECK A/O 1/9/92

Unavailable

Unavailable

Yes

526804

515642
526147
526861
526143
473162

473182

Yes

477257

1KW072

FRED WILPON FAMILY TRUST GREG
KATZ, HOWARD KATZ, & TODD KATZ TIC

1/21/1992

300,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

477252

1KW072

FRED WILPON FAMILY TRUST GREG
KATZ, HOWARD KATZ, & TODD KATZ TIC

1/21/1992

54,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

502052

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

1/8/1992

3,000,000.00

CA

CHECK WIRE

Unavailable

Unavailable

Yes

473108
482769
476430

1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON

1/2/1992
1/2/1992
1/2/1992

(22,000.00)
(60,000.00)
(18,000.00)

PW
PW
PW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

478070

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

12/26/1991

(3,000,000.00)

CW

CHECK WIRE

Unavailable

Unavailable

Yes

526371

1KW024 SAUL B KATZ

12/19/1991

(1,500,000.00)

CW

CHECK WIRE

Unavailable

Unavailable

Yes

Page 145 of 153

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

534201
537518
526370
534194

1KW067
1KW014
1KW024
1KW067

497276

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

524562
528399

526153
525666
490122

1KW024 SAUL B KATZ
1KW067 FRED WILPON
STERLING THIRD ASSOC C/O MICHAEL
1KW059
KATZ
ELISE C TEPPER SHELLEY L TEPPER,J G
1KW062 TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
MARVIN B TEPPER & ELISE C TEPPER JT
1KW064
WROS
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON

478530

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

513289

1KW012

513293

1KW012

513290

1KW012

513295

1KW012

476523

1KW030

538087
532160
538990

1KW014
1KW024
1KW067

529254

102352

478250
535012
533997
524555
533917

1KW014
1KW024
1KW067
1KW014
1KW024

508981
537328

528880
525649
536746
492268
501662
528398
478122

Transaction
Date per
Customer
Statement
12/19/1991
12/2/1991
12/2/1991
12/2/1991

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

Defendants'
[2]
Documents

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes

(1,500,000.00)
(22,000.00)
(60,000.00)
(18,000.00)

CW
PW
PW
PW

CHECK WIRE
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

11/22/1991

2,000,000.00

CA

CHECK WIRE

Unavailable

Unavailable

Yes

11/12/1991
11/12/1991

238,000.00
238,000.00

CA
CA

CHECK
CHECK

Unavailable
Unavailable

Unavailable
Unavailable

Yes
Yes

11/5/1991

(476,000.00)

CW

CHECK

Unavailable

Unavailable

11/4/1991

100,000.00

CA

CHECK

Unavailable

Yes

Unavailable

11/4/1991

265,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

11/1/1991
11/1/1991
11/1/1991

(22,000.00)
(60,000.00)
(18,000.00)

PW
PW
PW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

10/7/1991

12,500.00

CA

CHECK

Unavailable

Unavailable

Yes

10/1/1991
10/1/1991
10/1/1991

(22,000.00)
(60,000.00)
(18,000.00)

PW
PW
PW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

9/25/1991

1,000,000.00

CA

CHECK WIRE

Unavailable

Unavailable

Yes

9/17/1991

49,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

9/17/1991

46,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

9/17/1991

38,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

9/17/1991

17,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

9/17/1991

370,000.00

CA

CHECK

Unavailable

Unavailable

Yes

9/3/1991
9/3/1991
9/3/1991

(22,000.00)
(60,000.00)
(18,000.00)

PW
PW
PW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

8/26/1991

(60,939.41)

CW

CHECK

Unavailable

Unavailable

8/1/1991
8/1/1991
8/1/1991
7/1/1991
7/1/1991

(22,000.00)
(60,000.00)
(18,000.00)
(22,000.00)
(60,000.00)

PW
PW
PW
PW
PW

CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

7/1/1991

(1,000,000.00)

CW

CHECK WIRE

Unavailable

Unavailable

Yes

1KW067 FRED WILPON

7/1/1991

(18,000.00)

PW

CHECK

Unavailable

Unavailable

Yes

FRED WILPON
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON

DAVID KATZ NATALIE AND HEATHER
KATZ TIC
DAVID KATZ NATALIE AND HEATHER
KATZ TIC
DAVID KATZ NATALIE AND HEATHER
KATZ TIC
DAVID KATZ NATALIE AND HEATHER
KATZ TIC
SAUL B KATZ FAMILY TRUST MICHAEL
KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
ROBIN WACHTLER & PHILIP WACHTLER
JT TEN WROS
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ

Page 146 of 153

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

540614

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

480910

100625

533744
478611
503782

1KW014
1KW024
1KW067

489743

1KW076

536958

1KW037

533780

1KW037

533783

1KW037

536959

1KW037

536961

1KW037

536118

1KW037

533790

1KW037

533637

1KW011

533835

1KW004

476477

1KW044

532152

1KW052

489741

1KW076

496737

100625

489738

1KW076

528600
520239
488067
537516
534374
522169

1KW014
1KW024
1KW067
1KW014
1KW024
1KW067

ARTHUR FRIEDMAN T I C OTHERS ON
FILE
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ARTHUR FRIEDMAN T I C OTHERS ON
FILE
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON

Transaction
Date per
Customer
Statement
6/17/1991

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

CHECK WIRE

BLMIS
Customer
[2]
Files

[3]

Defendants'
[2]
Documents

Unavailable

Unavailable

Quicken Data

Yes

(2,000,000.00)

CW

6/14/1991

(3,402.91)

CW

CHECK

Unavailable

Unavailable

6/3/1991
6/3/1991
6/3/1991

(22,000.00)
(60,000.00)
(18,000.00)

PW
PW
PW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

5/31/1991

87,500.00

CA

CHECK

Unavailable

Unavailable

Yes

5/24/1991

50,000.00

CA

CHECK

Unavailable

Yes

Unavailable

5/24/1991

28,000.00

CA

CHECK

Unavailable

Yes

Unavailable

5/24/1991

25,000.00

CA

CHECK

Unavailable

Yes

Unavailable

5/24/1991

25,000.00

CA

CHECK

Unavailable

Yes

Unavailable

5/24/1991

16,000.00

CA

CHECK

Unavailable

Yes

Unavailable

5/24/1991

10,000.00

CA

CHECK

Unavailable

Yes

Unavailable

5/24/1991

6,000.00

CA

CHECK

Unavailable

Yes

Unavailable

5/20/1991

22,000.00

CA

CHECK

Unavailable

5/15/1991

150,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

5/15/1991

150,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

5/15/1991

150,000.00

CA

CHECK

Unavailable

Unavailable

5/15/1991

125,000.00

CA

CHECK

Unavailable

Unavailable

5/14/1991

(1,181,675.74)

CW

CHECK WIRE

Unavailable

Unavailable

5/6/1991

25,000.00

CA

CHECK

Unavailable

Unavailable

Yes

5/1/1991
5/1/1991
5/1/1991
4/1/1991
4/1/1991
4/1/1991

(22,000.00)
(60,000.00)
(18,000.00)
(22,000.00)
(60,000.00)
(18,000.00)

PW
PW
PW
PW
PW
PW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes

Page 147 of 153

Unavailable

Yes

Yes

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

Transaction
Date per
Customer
Statement
3/1/1991
3/1/1991
3/1/1991

CMID

BLMIS
Account BLMIS Account Name
Number

527781
527009
530003

1KW014 IRIS J KATZ C/O STERLING EQUITIES
1KW024 SAUL B KATZ
1KW067 FRED WILPON

602104

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

2/14/1991

0.00

RECD

602094

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

2/11/1991

198,315.95

73.75

Amount per
Customer
Statement

Transaction
Type

(22,000.00)
(60,000.00)
(18,000.00)

PW
PW
PW

Transaction Description
CHECK
CHECK
CHECK
HARCOURT BRACE
JOVANOVICH INC SUB
DEB CONV 13.750
9/15/1999 RECEIVED
A/O 02/11/91
HARCOURT BRACE
JOVANOVICH INC SUB
DEB CONV 13.750
9/15/1999

BLMIS
Customer
[2]
Files

[3]

Defendants'
[2]
Documents

Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Unavailable

Unavailable

Unavailable

Unavailable

BLMIS Bank
[1]
Records

Quicken Data

503709

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

2/11/1991

(198,315.95)

CW

CHECK

Unavailable

Unavailable

490165
537557
489761
490148
497201
476087
497193

1KW024
1KW067
1KW014
1KW024
1KW067
1KW024
1KW067

2/8/1991
2/8/1991
2/6/1991
2/6/1991
2/6/1991
2/1/1991
2/1/1991

130,000.00
130,000.00
(22,000.00)
(60,000.00)
(18,000.00)
(130,000.00)
(130,000.00)

CA
CA
CW
CW
CW
PW
PW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

528523

1KW076

1/17/1991

25,000.00

CA

CHECK

Unavailable

Unavailable

Yes

528496

1KW011

1/14/1991

223,000.00

CA

CHECK

Unavailable

Unavailable

Yes

510781

1KW052

1/14/1991

100,000.00

CA

CHECK

Unavailable

Unavailable

Yes

489687
525711
418781

1KW024
1KW067
1KW040

1/2/1991
1/2/1991
12/21/1990

(60,000.00)
(60,000.00)
5,500,000.00

CHECK
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable

Yes

453929

1KW074

12/21/1990

205,000.00

CA

CHECK

Unavailable

Yes

Unavailable

464155

1KW074

12/21/1990

20,500.00

CA

CHECK

Unavailable

Yes

Unavailable

461445

1KW062

12/20/1990

42,000.00

CA

CHECK

Unavailable

Yes

Unavailable

459049

1KW062

12/20/1990

5,000.00

CA

CHECK

Unavailable

Yes

Unavailable

459053

1KW062

12/20/1990

3,000.00

CA

CHECK

Unavailable

Yes

Unavailable

434646

1KW062

12/18/1990

320,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

461440

1KW062

12/18/1990

50,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

SAUL B KATZ
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
SAUL B KATZ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
SAUL B KATZ
FRED WILPON
METS LIMITED PTR
FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B

PW
PW
JRNL

Page 148 of 153

Yes

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

461442

461441

461444
424200

BLMIS
Account BLMIS Account Name
Number
ELISE C TEPPER SHELLEY L TEPPER,J G
1KW062 TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G
1KW062 TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G
1KW062 TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

Defendants'
[2]
Documents

12/18/1990

40,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

12/18/1990

20,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

12/18/1990

20,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

12/14/1990

25,000.00

CA

CHECK

Unavailable

Unavailable

Yes

451901

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

12/12/1990

4,500,000.00

CA

CHECK WIRE

Unavailable

Unavailable

Yes

462899
422114
444153

1KW024 SAUL B KATZ
1KW067 FRED WILPON
1KW023 NATALIE KATZ

12/3/1990
12/3/1990
11/13/1990

(60,000.00)
(60,000.00)
(8,825.00)

PW
PW
PW

Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable

Yes

601605

1KW024 SAUL B KATZ

11/13/1990

0.00

RECD

Unavailable

Unavailable

602356

1KW023 NATALIE KATZ

11/8/1990

0.00

RECD

Unavailable

Unavailable

602355

1KW023 NATALIE KATZ

11/1/1990

8,825.00

8.875

Unavailable

Unavailable

601602

1KW024 SAUL B KATZ

11/1/1990

14,120.00

8.875

Unavailable

Unavailable

Yes

438360

1KW024 SAUL B KATZ

11/1/1990

(60,000.00)

PW

Unavailable

Unavailable

Yes

601563

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

11/1/1990

282,400.00

8.875

Unavailable

Unavailable

Yes

448524

1KW067 FRED WILPON

11/1/1990

(60,000.00)

PW

Unavailable

Unavailable

601588

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

10/31/1990

0.00

RECD

CHECK
CHECK
CHECK ACP
AMERICAN REAL
ESTATE PART
RECEIVED
AMERICAN REAL
ESTATE PART
RECEIVED
AMERICAN REAL
ESTATE PART
AMERICAN REAL
ESTATE PART
CHECK
AMERICAN REAL
ESTATE PART
CHECK
AMERICAN REAL
ESTATE PART
RECEIVED 10/29/90

Unavailable

Unavailable

418045

1KW074

10/29/1990

200,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

460979

1KW074

10/29/1990

20,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

422199

1KW052

10/25/1990

100,000.00

CA

CHECK

Unavailable

Unavailable

Yes

427257
460980
460981

1KW024
1KW067
1KW067

10/1/1990
10/1/1990
10/1/1990

(60,000.00)
(60,000.00)
(60,000.00)

PW
CW
PW

CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable

Yes

434008

1KW076

9/11/1990

25,000.00

CA

CHECK

Unavailable

Unavailable

Yes

443295

1KW005

9/6/1990

70,000.00

JRNL

CHECK

Unavailable

427224

1KW024

9/4/1990

(60,000.00)

PW

CHECK

Unavailable

460005

102352

8/6/1990

50,000.00

JRNL

CHECK

Unavailable

FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
SAUL B KATZ
FRED WILPON
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
BERNICE FRIEDMAN AND ARTHUR
FRIEDMAN T/I/C
SAUL B KATZ
ROBIN WACHTLER & PHILIP WACHTLER
JT TEN WROS

Page 149 of 153

Yes

Unavailable

Yes

Unavailable

Unavailable

Yes

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID
455099
441536
446606
456344
456345
456348
446603
446608
446610
446609
446605
446607
446601
450870
535439
425405
446379
422229
425298
418955
438380
445776
462311
508722
463423
429657
436002
450053
465388

465390

BLMIS
Account BLMIS Account Name
Number
1KW024 SAUL B KATZ
1KW067 FRED WILPON
IRIS KATZ & SAUL KATZ FAMILY FDN
1KW017
INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN
1KW017
INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN
1KW017
INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN
1KW017
INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN
1KW017
INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN
1KW017
INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN
1KW017
INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN
1KW017
INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN
1KW017
INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN
1KW017
INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN
1KW017
INC OTHERS ON FILE
1KW024 SAUL B KATZ
1KW067 FRED WILPON
1KW024 SAUL B KATZ
1KW067 FRED WILPON
ALLAN GOTTLIEB SCOTT GOTTLIEB &
1KW007
SAUL B KATZ TIC
1KW024 SAUL B KATZ
1KW067 FRED WILPON
LEONARD J SCHREIER C/O KIM BAPTISTE
1KW052
ESQ
1KW024 SAUL B KATZ
1KW067 FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
1KW076
JT TENANTS
1KW024 SAUL B KATZ
1KW067 FRED WILPON
1KW024 SAUL B KATZ
1KW067 FRED WILPON
MARVIN TEPPER L SCHREIER,L.T
1KW063 OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
1KW063 OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H

Transaction
Date per
Customer
Statement
8/1/1990
8/1/1990

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

(60,000.00)
(60,000.00)

PW
PW

CHECK
CHECK

Unavailable
Unavailable

7/9/1990

100,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

7/9/1990

75,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

7/9/1990

65,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

7/9/1990

65,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

7/9/1990

55,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

7/9/1990

30,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

7/9/1990

29,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

7/9/1990

25,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

7/9/1990

10,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

7/9/1990

10,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

7/9/1990

1,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

7/2/1990
7/2/1990
6/1/1990
6/1/1990

(60,000.00)
(60,000.00)
(60,000.00)
(60,000.00)

PW
PW
PW
PW

CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable
Unavailable

Yes

5/8/1990

144,280.00

JRNL

CHECK

Unavailable

Unavailable

Yes

5/1/1990
5/1/1990

(60,000.00)
(60,000.00)

PW
PW

CHECK
CHECK

Unavailable
Unavailable

Unavailable
Unavailable

Yes

4/16/1990

200,000.00

JRNL

CHECK

Unavailable

4/2/1990
4/2/1990

(60,000.00)
(60,000.00)

PW
PW

CHECK
CHECK

Unavailable
Unavailable

3/2/1990

75,000.00

JRNL

CHECK

Unavailable

3/1/1990
3/1/1990
2/1/1990
2/1/1990

(60,000.00)
(60,000.00)
(60,000.00)
(60,000.00)

PW
PW
CW
CW

CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

1/24/1990

100,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

1/24/1990

100,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

Page 150 of 153

Unavailable
Unavailable

Defendants'
[2]
Documents

Yes

Yes

Unavailable
Unavailable
Unavailable

Yes

Yes

Yes

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

465392

465386

465387

465389

465391

465393

465394
436732
424140
424151
422954

422943

425479

422940

422945
464090

BLMIS
Account BLMIS Account Name
Number
MARVIN TEPPER L SCHREIER,L.T
1KW063 OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
1KW063 OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
1KW063 OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
1KW063 OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
1KW063 OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
1KW063 OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
1KW063 OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
1KW001 BON MICK FAMILY PARTNERS L P
DAVID KATZ & JULIE KATZ JT TENANTS
1KW011
C/O STERLING EQUITIES
DAVID KATZ & JULIE KATZ JT TENANTS
1KW011
C/O STERLING EQUITIES
RICHARD A WILPON TRUSTEE OF FRED
1KW082 WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
RICHARD A WILPON TRUSTEE OF FRED
1KW082 WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
RICHARD A WILPON TRUSTEE OF FRED
1KW082 WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
RICHARD A WILPON TRUSTEE OF FRED
1KW082 WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
RICHARD A WILPON TRUSTEE OF FRED
1KW082 WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
1KW057 STERLING DOUBLEDAY ENTERPRISES L P

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

BLMIS
Customer
[2]
Files

Quicken Data
[3]

Defendants'
[2]
Documents

1/24/1990

85,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

1/24/1990

20,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

1/24/1990

20,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

1/24/1990

20,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

1/24/1990

20,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

1/24/1990

20,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

1/24/1990

15,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

12/26/1989

75,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

12/14/1989

33,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

12/14/1989

20,000.00

JRNL

CHECK

Unavailable

Yes

Unavailable

2/6/1989

60,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

2/6/1989

59,900.00

JRNL

CHECK

Unavailable

Unavailable

Yes

2/6/1989

55,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

2/6/1989

25,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

2/6/1989

100.00

JRNL

CHECK

Unavailable

Unavailable

Yes

1/13/1989

3,000,000.00

CHECK WIRE

Unavailable

Unavailable

Yes

CA

525197

1KW024 SAUL B KATZ

12/1/1988

40,544.67

CA

CHECK

Unavailable

Unavailable

Yes

497007

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

11/22/1988

1,000,000.00

CA

CHECK WIRE

Unavailable

Unavailable

Yes

497005

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

11/15/1988

1,000,000.00

CA

CHECK WIRE

Unavailable

Unavailable

Yes

Page 151 of 153

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

Transaction
Date per
Customer
Statement

471856

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

10/19/1988

1,000,000.00

475786

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

9/23/1988

1,000,000.00

475950

MICHAEL KATZ AND RICHARD A WILPON
1KW022
TIC

9/20/1988

250,000.00

475779

1KW057 STERLING DOUBLEDAY ENTERPRISES L P

9/16/1988

2,000,000.00

531230

1KW024 SAUL B KATZ

5/11/1988

(2,300.00)

PW

527261

1KW067 FRED WILPON

5/11/1988

(2,300.00)

PW

539296

101149

3/17/1988

(3,787.00)

CW

3/17/1988

(3,787.00)

CW

CHECK

Unavailable

Unavailable

3/3/1988
3/3/1988

82,687.50
82,687.50

CA
CA

CHECK
CHECK

Unavailable
Unavailable

Unavailable
Unavailable

11/30/1987

(510,398.11)

CW

CHECK

Unavailable

Unavailable

11/30/1987

(510,398.11)

CW

CHECK

Unavailable

Unavailable

10/22/1987

500,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

10/22/1987

500,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

6/5/1987

250,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

6/5/1987

250,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

12/18/1986

500,000.00

JRNL

CHECK

Unavailable

Unavailable

12/18/1986

500,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

12/18/1986

500,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

12/18/1986

500,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

12/18/1986

500,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

12/18/1986

500,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

495032

102343

471781
497081

1KW024
1KW067

445404

101149

440825

102343

445448

101149

416539

102343

452488

1KW053

452490

1KW053

SAUL B KATZ MICHAEL KATZ L THOMAS
OSTERMAN ARTHUR FRIEDMAN &
JEFFREY S WILPON TIC
FRED WILPON RICHARD A WILPON &
LEONARD SCHREIR TIC
SAUL B KATZ
FRED WILPON
SAUL B KATZ MICHAEL KATZ L THOMAS
OSTERMAN ARTHUR FRIEDMAN &
JEFFREY S WILPON TIC
FRED WILPON RICHARD A WILPON &
LEONARD SCHREIR TIC
SAUL B KATZ MICHAEL KATZ L THOMAS
OSTERMAN ARTHUR FRIEDMAN &
JEFFREY S WILPON TIC
FRED WILPON RICHARD A WILPON &
LEONARD SCHREIR TIC
LEONARD SCHREIER AND SANFORD
KOUFAX TIC
LEONARD SCHREIER AND SANFORD
KOUFAX TIC
ARTHUR FRIEDMAN T I C OTHERS ON
FILE
IRIS J KATZ C/O STERLING EQUITIES

453174

100625

470606

1KW014

449754

1KW020 MICHAEL KATZ & DAYLE KATZ J/T WROS

488461

417671
447373

SAUL B KATZ FAMILY TRUST MICHAEL
1KW030 KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
FRED WILPON FAMILY TRUST RICHARD
1KW075 WILPON JUDITH WILPON MARVIN B
TEPPER &
JUDITH A WILPON C/O STERLING
1KW077
EQUITIES

Amount per
Customer
Statement

BLMIS
Customer
[2]
Files

[3]

Defendants'
[2]
Documents

Unavailable

Unavailable

Yes

CHECK WIRE

Unavailable

Unavailable

Yes

JRNL

CHECK

Unavailable

Unavailable

Yes

JRNL

CHECK

Unavailable

Transaction Description

BLMIS Bank
[1]
Records

CA

CHECK WIRE

CA

Transaction
Type

Page 152 of 153

CHECK DIV
ROCKEFELLERCTR
PPTY
CHECK DIV
ROCKEFELLER CTR
PPTY
CHECK

Yes

Quicken Data

Unavailable

Unavailable

Unavailable

Unavailable

Unavailable

Unavailable

Unavailable

Yes
Yes

List of All Cash Transactions in 185 Defendants' Accounts

EXHIBIT 7
Reconcilation Results

CMID

BLMIS
Account BLMIS Account Name
Number

447285

1KW081

532473

1KW059

449251
468993
442244
513859

1KW024
1KW067
1KW024
1KW067

RICHARD A WILPON & DEBRA WILPON
J/T WROS
STERLING THIRD ASSOC C/O MICHAEL
KATZ
SAUL B KATZ
FRED WILPON
SAUL B KATZ
FRED WILPON

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Transaction
Type

Transaction Description

BLMIS Bank
[1]
Records

CHECK

Unavailable

Quicken Data
[3]

Defendants'
[2]
Documents

Unavailable

Yes

12/18/1986

500,000.00

JRNL

5/7/1986

430,000.00

JRNL

CHECK

Unavailable

Unavailable

Yes

4/3/1986
4/3/1986
10/1/1985
10/1/1985

300,000.00
300,000.00
1,000,000.00
1,000,000.00

CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable
Unavailable

Yes

[1]

Further detail regarding our reconcilation to BLMIS Bank records is set forth in an excel spreadsheet titled "Reconciliation and Tracing Results - 185
Defendants Accounts" which is attached as Exhibit 15.

[2]

Further detail regarding our reconciliation to BLMIS Customer Files and Defendants' Records is set forth in an excel spreadsheet titled "Results of
Reconciliation to BLMIS Customer Files and Defendants' Documents" which is attached asExhibit 16.

[3]

BLMIS
Customer
[2]
Files

The results of our reconciliation to Defendants' Quicken data is included in an electronic database which is available upon request.

Page 153 of 153

Yes

EXHIBIT 8

EXHIBIT 9

            EXHIBIT

10

EXHIBIT 11

Reconciliation Results (185 Defendants’ Accounts)
1

Reconciled to
BLMIS
Bank Records

2

Reconciled to
BLMIS
Customer Files

3

Reconciled to
Defendants’
Quicken Data

4

EXHIBIT 12

Reconciled to
Defendants’
Documents *only
reviewed for transactions not
otherwise reconciled to 1, 2 or 3

99 Could Not be Reconciled
(No Records)

4 147

Reconciled across all 3 sources
4,911

5,000

3,947
3,710

4,000

2,902

3,000

2,000

1

2

3
1,000

5,000 Total
0

BLMIS
Bank Records

Total Cash Transactions = 5,246

BLMIS
Defendants’
Customer Files Quicken Data

List of Available Records Related to Defendants Bank Accounts

EXHIBIT 13
Available
Records
Beginning Date

Available
Records
Ending Date

xxxxxxx395

L Thomas Osterman C/O Sterling Equities;
L Thomas Osterman or Phyllis Osterman C/O Sterling
Equities;
Marjorie K Osterman L Thomas Osterman C/O Sterling
Equities;
Trust UWO Harold Korn L Thomas Osterman Lester Osterman
C/O Tom Osterman Sterling Equities

8/20/2003

9/30/2009

Citibank

xxxxx023

Estate of Leonard Schreier C/O Schulte Roth

5/1/2002

11/1/2009

Citibank

xxxxx031

Estate of Leonard Schreier C/O Schulte Roth

5/1/2002

11/1/2009

JP Morgan Chase

xxxxxx076

Sterling Equities Funding Co

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx004

10/19/2002

10/20/2009

JP Morgan Chase

xxxxxx313

8/30/2003

8/31/2010

JP Morgan Chase

xxxxxx254

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxxx269

Fred Wilpon &/Or Judy Wilpon;
Fred Wilpon or Judy Wilpon

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx578

Mr Richard A Wilpon &/Or Mrs Debbie Wilpon C/O Sterling
Equities Inc;
Mr Richard A Wilpon Or Mrs Debbie Wilpon C/O Sterling
Equities Inc

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx806

Mr Saul B Katz C/O Sterling Equities

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxxx452

Mr Marvin Tepper Elise C Tepper;
Mr Marvin Tepper Or Elise C Tepper

11/1/2002

10/30/2009

JP Morgan Chase

xxxxxxx174

Judy and Fred Wilpon Family Foundation Inc

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx775

Michael Katz &/Or Dayle H Katz;
Michael Katz Or Dayle H Katz

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx674

Rose Katz Michael Katz;
Rose Katz Michael Katz C/O Sterling Equities;
Rose Katz Or Michael Katz C/O Sterling Equities

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx711

Sterling Thirty Venture LLC

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx802

Howard Katz Michael Katz;
Howard Katz Or Michael Katz

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx308

Mr Arthur Friedman &/Or Mrs Ruth Friedman;
Mr Arthur Friedman Or Mrs Ruth Friedman

10/19/2002

9/30/2009

JP Morgan Chase

xxxxxx550

Todd M Katz &/Or Michael Katz;
Todd M Katz Or Michael Katz

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx593

College Place Enterprises Profit Sharing Plan C/O Sterling
Equities, Inc.;
College Place Enterprises Arthur Friedman C/O Sterling
Equities

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx899

Sterling 15C L.L.C. Sterling Equities

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx077

Sterling Twenty Five LLC Attn: Arthur Friedman

4/7/2007

9/30/2009

JP Morgan Chase

xxxxxx054

Sterling Equities, Inc.;
Sterling Equities Associates

10/1/2002

9/30/2009

Account Number

Name on Account [1]

Bank of America

Bank

Robin Wilpon Wachtler H Philip Wachtler;
Robin Wilpon Wachtler or H Philip Wachtler
Sterling Mets, L.P.;
Sterling Mets L P Alpha Staff Payroll;
Sterling Mets L P Concentration Account
Richard Wilpon, Wilpon Family Trust Michael Katz, Iris Katz
Trustees Sterling Equities;
Fred Wilpon Family Trust Michael Katz, Iris Katz Trustees
Sterling Equities

Page 1 of 3

List of Available Records Related to Defendants Bank Accounts

EXHIBIT 13
Available
Records
Beginning Date

Available
Records
Ending Date

FS Company, L.L.C. C/O Sterling Equities Inc.;
FS Co L L C C/O Sterling Equities Inc

10/1/2002

9/30/2009

Sterling Tracing LLC Attn: Arthur Friedman

4/7/2007

9/30/2009

Edward M Tepper

11/26/2003

9/30/2009

xxxxxx887

Gregory Katz &/Or Amy Bachman;
Gregory Katz Or Amy Bachman;
Gregory Katz Or Amy Beth Bachman

10/25/2002

10/23/2009

JP Morgan Chase

xxxxxx885

Jeffrey S. Wilpon &/Or Valerie Wilpon;
Jeffrey S. Wilpon Or Valerie Wilpon

11/16/2004

9/30/2009

JP Morgan Chase

xxxxxx245

Charles Sterling Sub LLC

1/4/2005

9/30/2009

JP Morgan Chase

xxxxxx116

Mrs Dayle H Katz &/Or Mr Michael Katz;
Mrs Dayle H Katz Or Mr Michael Katz

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx906

Daniel Knopf Heather K Knopf;
Daniel R Knopf Heather K Knopf;
Daniel R Knopf Or Heather K Knopf

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx624

Sterling Internal V LLC Attn: Amy Gold

7/20/2006

9/30/2009

JP Morgan Chase

xxxxxx528

David M. Katz

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx048

FFB Aviation LLC Attn: Cynthia Bernstein;
FFB Aviation LLC Attn: Helene Kravitz

11/23/2005

9/30/2009

JP Morgan Chase

xxxxxx298

Marvin B. Tepper Defined Benefits Plan

10/25/2002

3/24/2008

JP Morgan Chase

xxxxxx282

Sterling Mets, L.P. Player Funding Account;
Sterling Mets L P Old Player Funding Acct;
Sterling Mets L P Flex Spending Account

6/17/2005

8/31/2010

JP Morgan Chase

xxxxxx527

Mr Saul B Katz &/Or Mrs Iris J Katz Sterling Equities;
Mr Saul B Katz Or Mrs Iris J Katz Sterling Equities

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx020

Mets II LLC;
Mets II LLC Attn: Rebecca Landau

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx757

Sterling VC V LLC Attn: Amy Gold

6/16/2007

9/30/2009

JP Morgan Chase

xxxxxx944

SEE HoldCo LLC C/O Sterling Equities

2/1/2007

12/31/2007

JP Morgan Chase

xxxxxx380

Jeffrey S. Wilpon &/Or Valerie Wilpon;
Jeffrey S. Wilpon Or Valerie Wilpon

11/16/2004

7/26/2005

JP Morgan Chase

xxxxxx629

Sterling Brunswick Corporation Attn: Lee Cibelbi;
Sterling Brunswick Corp Attn Lee Cibelbi

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx245

Brooklyn Baseball Company, L.L.C.;
Brooklyn Baseball Co L L C Attn Sharif Soliman

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx974

College Place Enterprises;
College Place Enterprises Arthur Friedman C/O Sterling
Equities

10/1/2002

10/30/2009

JP Morgan Chase

xxxxxx560

Wilpon 2002 Descendants' Trust

3/8/2003

9/30/2009

JP Morgan Chase

xxxxxx579

Katz 2002 Descendants' Trust

4/19/2003

9/30/2009

JP Morgan Chase

xxxxxx027

Sterling VC IV LLC Attn: Christina Shkreli

11/2/2005

9/30/2009

JP Morgan Chase

xxxxxx431

10/1/2002

8/29/2008

JP Morgan Chase

xxxxxx354

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx711

BAS Aircraft LLC
Gregory Katz Michael Katz;
Gregory Katz Or Michael Katz
David M. Katz-Ha

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx318

Air Sterling LLC

10/1/2002

9/30/2009

JP Morgan Chase

xxxxxx108

Sterling Equities Investors Attn: Lee Cilielli

10/1/2002

9/30/2009

Bank

Account Number

Name on Account [1]

JP Morgan Chase

xxxxxx284

JP Morgan Chase

xxxxxx085

JP Morgan Chase

xxxxxxxxx565

JP Morgan Chase

Page 2 of 3

List of Available Records Related to Defendants Bank Accounts
Available
Records
Beginning Date
10/1/2002

Available
Records
Ending Date
8/31/2010

Sterling Heritage LLC Sterling Equities Inc

10/1/2002

9/30/2009

Thomas Osterman Family 2006 Grantor Trust

12/29/2006

10/30/2009

Bank

Account Number

Name on Account [1]

JP Morgan Chase

xxxxxx209

Sterling Mets Associates

JP Morgan Chase

xxxxxx292

JP Morgan Chase

xxxxxx404

[1]

EXHIBIT 13

Name on Account represents all iterations of the name appearing on the related bank statements

Page 3 of 3

Results of Receiving Bank Analysis - 185 Defendants' Accounts

Bank

Account Number

JP Morgan Chase

xxxxxx313

JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
Bank of America
JP Morgan Chase

xxxxxx076
Unknown
xxxxxx269
xxxxxx624
xxxxxx711
xxxxxx806
Unknown
xxxxxx578

JP Morgan Chase

xxxxxx254

JP Morgan Chase

xxxxxx775

JP Morgan Chase

xxxxxx262

Bank of America
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
Bank of America
Bank of America
CitiBank
JP Morgan Chase
JP Morgan Chase

xxxxxxx342
xxxxxx305
xxxxxx054
xxxxxx282
xxxxxx380
xxxxxx885
xxxxxxx452
xxxxxx245
xxxxxx077
xxxxxx528
xxxxxx899
xxxxx377
xxx349
xxxxx023
xxxxxx004
xxxxxx284

JP Morgan Chase

xxxxxx363

JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
Bank of America
CitiBank
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
Bank of America
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase

xxxxxx674
xxxxxx402
xxxxxx174
xxxxxx029
xxxxxx116
xxxxxxxxx450
xxxxx031
xxxxxx085
xxxxxx108
xxxxxx209
xxxxxx308
xxxxxx406
xxxxxx579
xxxx197
xxxxxxx264
xxxxxx560
xxxxxx527
xxxxxx621
xxxxxx020
xxxxxx298
xxxxxx027
xxxxxx802
xxxxxx757
xxxxxx048
xxxxxx550
xxxxxx629
xxxxxx245
xxxxxx924
xxxxxx706
xxxxxx602
xxxxxx318
xxxxxxxxx565

EXHIBIT 14

Account Holder [1]

Sterling Doubleday Enterprises, L.P.; Sterling Mets L.P.; Sterling
Mets L.P. Alpha Staff Payroll; Sterling Mets L.P. Concentration
Account
Sterling Equities Funding [3]
Various Defendants
Fred Wilpon; Judith Wilpon
Sterling Internal V LLC
Sterling Thirty Venture LLC
Iris Katz; Saul B. Katz
Various Defendants
Richard Wilpon; Daniel Wilpon; Jessica Wilpon; Scott Wilpon
Fred Wilpon Family Trust; Richard Wilpon; Michael Katz; Iris Katz
Gregory Katz; Michael Katz; Dayle Katz; Howard Katz; Rose Katz;
Todd Katz; Hope Katz
Saul B. Katz Family Trust; Richard Wilpon; Michael Katz; Judith
Wilpon
Sterling 20 LLC
Sterling 10 LLC; Sterling 20 LLC
Sterling Equities; Sterling Equities Associates
Sterling Mets, L.P. Player Funding Account
Jeffrey Wilpon; Valerie Wilpon
Jeffrey Wilpon; Valerie Wilpon
Marvin B. Tepper; Elise C. Tepper; Marvin B. Tepper Tracing
Charles Sterling Sub LLC
Sterling Twenty Five LLC
David Katz
Sterling 15C LLC
Fred Wilpon Family Trust
Judith Wilpon; Iris Katz
Estate of Leonard J. Schreier
Philip Watchtler; Robin Wilpon Wachtler
FS Company LLC; Sterling Equities
L. Thomas Osterman; Phyllis Rebell Osterman; The Osterman
Family Trust
Red Valley Partners
Iris J. Katz and Saul B. Katz Family Foundation, Inc.
Judy and Fred Wilpon Family Foundation, Inc.
Sterling Brunswick Seven LLC
Dayle Katz
L. Thomas Osterman; Phyllis Rebell Osterman
Estate of Leonard J. Schreier
Sterling Tracing LLC
Sterling Equities Investors
Sterling Mets Associates
Arthur Friedman; Ruth Friedman
Estate of Leonard J. Schreier
Katz 2000 Descendants' Trust
Sterling Pathogenesis Corp
Coney Island Baseball Holding Company LLC
Wilpon 2002 Descendants' Trust
Iris J. Katz and Saul B. Katz Family Foundation, Inc.; Iris Katz
Robbinsville Park Associates
Mets II LLC
Marvin B. Tepper Defined Benefits Plan
Sterling VC IV LLC
Howard Katz
Sterling VC V LLC
FFB Aviation LLC
Todd Katz
Sterling Brunswick Corporation
Brooklyn Baseball Company LLC
Sterling Jet Ltd.
Sterling DIST Properties LLC
Sterling Jet II Ltd.
Air Sterling LLC
Edward M. Tepper

Page 1 of 2

Total Amount
Traced per BLMIS
Bank Records [2]

Supported by
Defendants' Bank
Account Records
Produced by Third
[2]
Parties

437,700,000

287,550,000

293,122,915
208,579,184
51,150,021
46,587,500
41,158,307
29,929,869
26,972,455
23,469,228

220,004,488

22,116,218

5,500,000

20,574,600

1,500,000

12,121,359
46,587,500
26,516,307
4,322,612
9,611,710

18,305,270
15,855,000
14,600,000
14,200,000
10,000,000
9,065,025
6,782,163
6,188,864
5,350,000
5,282,450
5,239,731
5,097,186
5,017,279
5,000,000
4,410,000
4,207,613
4,050,000

6,100,000
10,000,000
5,000,000
3,250,000
3,300,000

2,010,000
1,500,000

3,944,801
3,690,300
3,274,143
3,262,500
3,100,000
2,957,000
2,891,752
2,800,000
2,525,000
2,398,579
2,091,570
2,043,470
2,012,465
2,000,000
1,924,831
1,829,426
1,500,000
1,459,350
1,261,000
842,864
833,975
825,000
652,042
633,556
512,975
502,224
485,000
479,354
356,800
356,139
344,100
335,000
332,461

1,000,000

2,000,000

1,500,000

Results of Receiving Bank Analysis - 185 Defendants' Accounts

EXHIBIT 14
Total Amount
Traced per BLMIS
Bank Records [2]

Bank

Account Number

Account Holder [1]

JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
CitiBank
JP Morgan Chase
Bank of America
JP Morgan Chase
JP Morgan Chase
Bank of America
Capital One
Bank of America
Bank of America
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
JP Morgan Chase
CitiBank
CitiBank
Key Bank National Association
JP Morgan Chase
SunTrust Bank
Capital One
JP Morgan Chase
Bank of America
Bank of America
CitiBank
Bethpage Federal Credit Union

xxxxxx593
xxxxxx887
xxxxxx599
xxxxxx831
xxxxxx674
Unknown
xxxxxx944
xxxxxxx756
xxxxxx906
xxxxxx354
xxxxxxxxx063
xxxxxxx474
xxxxxxx395
xxxxxxx408
xxxxxx711
xxxxxx974
xxxxxxx026
xxxxxx067
xxxxxx292
xxxxx753
xxxxx013
Unknown
xxxxxx148
xxxxxxxxxx828
Unknown
xxxxxx031
xxxxxxx280
xxxxxxx680
xxxxx093
xxxx141

College Place Enterprises Profit Sharing Plan
Gregory Katz; Amy Beth Katz
Ruskin Gardens Apartments Co.
BAS Aircraft LLC
Michael Katz; Saul B. Katz; Rose Katz
Air Sterling LLC
SEE Holdco LLC; Sterling Equities
Phyllis Rebell Osterman
Dan Knopf; Heather Katz Knopf
Gregory Katz; Michael Katz
Sterling American Advisors II LP
Robin Wilpon Wachtler
L. Thomas Osterman
Phyllis Rebell Osterman
David Katz
College Place Enterprises LLC
Edward M. Tepper
Bon-Mick Family Partners LP
Sterling Heritage LLC
Gregory Katz; Howard Katz; Michael Katz; Todd Katz
Natalie Katz O'Brien
Deyva Schreier Arthur
Bruce N. Wilpon
Bernie Gravat
Philip Watchtler; Robin Wilpon Wachtler
Gregory Katz; Howard Katz; Todd Katz
Michael Katz and Rose Katz
Saul B. Katz and Brian Hahn Jr.
Philip Watchtler; Robin Wilpon Wachtler
Vicky Schultz
Total Withdrawals Traced from BLMIS

Supported by
Defendants' Bank
Account Records
Produced by Third
[2]
Parties

323,386
254,565
247,573
219,200
207,500
203,600
160,000
150,000
104,500
81,250
75,000
70,000
44,000
40,000
40,000
40,000
35,000
28,500
25,000
21,000
18,000
18,000
16,770
15,000
15,000
10,500
5,500
5,000
5,000
62
1,396,947,462

649,373,976

79.50%
Bank Records Unavailable and/or Account Holder Unknown
Total Cash Withdrawals from 185 Defendants' Accounts

360,275,953
1,757,223,415

[1]
For withdrawals via checks, the account holder identified represents the endorser of the check as shown on the back of the canceled check. For withdrawals via wire transfers, the account holder
identified is based on information contained in the JPMC Wire File and/or the 703 Account or BT Account bank statements
[2]

Our detailed tracing analysis is set forth in an excel spreadsheet titled "Reconciliation and Tracing Results - 185 Defendants Accounts" which is attached as Exhibit 15.

[3]
The withdrawals traced to this account were signed by or referenced numerous individuals, including but not limited to, Arthur Friedman, Fred Wilpon Family Trust, Iris J. Katz, Judith A. Wilpon,
and Saul Katz, as well as numerous entities including but not limited to, Sterling 30 Venture, Sterling Heritage LLC, and Sterling Pathogenesis.

Page 2 of 2

EXHIBIT 15

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

237294

1KW427

SAUL B KATZ ET AL TIC

6/26/2007

(27,658,324.32)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

43238

263731

1KW412

DAVID KATZ ET AL TIC

3/29/2007

(20,600,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

41973

203085

1KW435

STERLING INTERNAL V LLC C/O
STERLING EQUITIES

4/20/2007

(20,000,000.00)

194943

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/27/2008

(16,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185076

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

48494

JPMC xxxxxx313

269857

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/3/2007

(15,000,000.00)

CW

JP MORGAN CHASE BANK

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

43380

JPMC xxxxxx313

JP MORGAN CHASE BANK

31994

1KW435

STERLING INTERNAL V LLC C/O
STERLING EQUITIES

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Current Banking
Institution(s)

JPMC xxxxxx076

JP MORGAN CHASE BANK

xxxxxx076

JPMC xxxxxx076

JP MORGAN CHASE BANK
CHASE MANHATTAN
BANK

STERLING METS L P
xxxxxx313 CONCENTRATION
ACCOUNT
STERLING EQUITIES
xxxxxx076
FUNDING CO

Transaction within
Available Records

Statement
Trans Date

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

Yes

6/26/2007

27,658,324.32

JPMSAS0009055

Confirmed

10/1/2002

9/30/2009

Yes

3/29/2007

20,600,000.00

JPMSAS0009033

Confirmed

xxxxxx624 STERLING INTERNAL V

7/20/2006

9/30/2009

Yes

4/23/2007

20,000,000.00

JPMSAR0007701

Confirmed

STERLING METS L P
ALPHA STAFF PAYROLL

8/30/2003

8/31/2010

Yes

6/27/2008

16,000,000.00

JPMSCT0001350

Confirmed

8/30/2003

8/31/2010

Yes

7/3/2007

15,000,000.00

JPMSCT0001133

Confirmed

7/7/2008

(13,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198485

JPMC xxxxxx624

JP MORGAN CHASE BANK

292831

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

3/30/2004

(12,300,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

27057

JPMC xxxxxx313

JP MORGAN CHASE BANK

221562

1KW254

STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL

12/3/2007

(10,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

45291

JPMC xxxxxx313

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

257536

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

11/7/2008

(10,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

50553

JPMC xxxxxx313

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076
JPMC xxxxxx313

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx076

79275

1KW067

FRED WILPON

8/5/2008

(8,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198978

263701

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

3/12/2007

(8,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

1KW161

ARTHUR FRIEDMAN ET AL TIC

12/1/2000

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113170

JPMSAF0069268

JPMSAF0069726

MADWAA00267916

MADWAA00294591

n/a - wire

16

JPMSAF0056354

MADWAA00300340
41723

MADWAA00140954

279376

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/23/2005

(8,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx313

JP MORGAN CHASE BANK

243043

1KW435

STERLING INTERNAL V LLC C/O
STERLING EQUITIES

11/5/2007

(7,687,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190730

JPMSAF0061710

MADWAA00262019

JPMC xxxxxx624

CHASE MANHATTAN
BANK

94455

1KW314

STERLING THIRTY VENTURE LLC B

8/19/2003

(7,145,058.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146803

JPMSAF0016661

MADWAA00324331

JPMC xxxxxx711

JP MORGAN CHASE BANK

225252

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/19/2008

(7,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

47909

JPMC xxxxxx313

JP MORGAN CHASE BANK

240058

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/21/2007

(7,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

42747

JPMC xxxxxx313

JP MORGAN CHASE BANK

274959

1KW449

SEE HOLDCO LLC

3/29/2007

(6,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183357

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

241708

1KW192

METS LIMITED PTR SPECIAL ATTN: LEN
LABITA

6/29/2005

(6,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx282

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

33064

JPMSAF0054682

MADWAA00266588
33642

11047

1KW024

SAUL B KATZ

5/1/2001

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124820

MADWAA00147537

JPMC xxxxxx806

JP MORGAN CHASE BANK

11066

1KW300

STERLING EQUITIES

5/8/2001

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124937

MADWAA00147753

JPMC xxxxxx054

CHASE MANHATTAN
BANK

273324

1KW423

METS LIMITED PARTNERSHIP SHEA
STADIUM

8/27/2007

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx313

JP MORGAN CHASE BANK

11587

1KW024

SAUL B KATZ

9/3/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137456

JPMSAF0007144

MADWAA00116119

JPMC xxxxxx806

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

11591

1KW044

L THOMAS OSTERMAN

9/20/2002

(4,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137804

JPMSAF0007475

MADWAA00115639

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

256239

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

10/20/2006

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx885

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

3916

1KW408

FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

10/7/2004

(4,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158490

JPMSAF0028466

JPMSAF0028467

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

66144

1KW014

IRIS J KATZ C/O STERLING EQUITIES

3390

1KW161

ARTHUR FRIEDMAN ET AL TIC

305187

1KW315

STERLING THIRTY VENTURE, LLC

(6,400,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

7/1/1999

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92958

MADWAA00192033

12/26/2006

11/1/2005

(6,150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180628

JPMSAF0052352

n/a - wire

35302

MADWAA00206026

34137

1KW192

METS LIMITED PTR SPECIAL ATTN: LEN
LABITA

9/12/2005

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

34687

JPMC xxxxxx313

JP MORGAN CHASE BANK

83136

1KW378

STERLING METS (INSURANCE FUND)

6/28/2005

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

33614

JPMC xxxxxx313

JP MORGAN CHASE BANK

122087

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/12/2006

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

38238

JPMC xxxxxx313

JP MORGAN CHASE BANK

167679

1KW374

METS II LLC

7/17/2006

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

38640

JPMC xxxxxx313

JP MORGAN CHASE BANK

269853

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/2/2007

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

43346

JPMC xxxxxx313

JP MORGAN CHASE BANK

279865

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/3/2006

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

38478

JPMC xxxxxx313

JP MORGAN CHASE BANK

297749

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12/23/2003

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

25601

JPMC xxxxxx313

JP MORGAN CHASE BANK

164737

1KW084

11/6/2008

(5,757,985.65)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201669

JPMSAF0072308

MADWAA00285481

JPMC xxxxxx076

JP MORGAN CHASE BANK

275187

1KW081

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
RICHARD A WILPON & DEBRA WILPON
J/T WROS

12/21/2006

(5,600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180527

JPMSAF0052220

MADWAA00205884

JPMC xxxxxx578

JPMSAF0055953

MADWAA00268604

52406

1KW024

SAUL B KATZ

4/18/2006

(5,500,000.00)

CW

CHECK WIRE

703 Account

n/a - wire

252915

1KW024

SAUL B KATZ

11/1/2005

(5,400,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

303128

1KW315

STERLING THIRTY VENTURE, LLC

4/9/2007

(5,221,249.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

184659

228760

1KW192

METS LIMITED PTR SPECIAL ATTN: LEN
LABITA

9/26/2005

(5,150,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

5811

1KW235

IRIS J KATZ-W STERLING EQUITIES

12/8/1998

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88136

5891

1KW201

DAVID M KATZ

12/1/1998

(8,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88013

5903

1KW255

STERLING EQUITIES INVESTORS

CW

CHECK

Withdrawal

Withdrawal

Wire

Check

Yes

12/22/2000

(50.43)

509 Account

113591

56314

1KW014

IRIS J KATZ C/O STERLING EQUITIES

3/28/2003

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

1KW154

IRIS J KATZ C/O STERLING EQUITES

3/1/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

Yes

509 Account

132719

253000

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

3/28/2003

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

37630
35300

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx711

JP MORGAN CHASE BANK

JPMC xxxxxx313

JP MORGAN CHASE BANK

MADWAA00379542

JPMC xxxxxx527

MADWAA00379316

JPMC xxxxxx711

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

34829

n/a - wire

6406

MADWAA00151783

JPMC xxxxxx076

n/a - wire

21759

JP MORGAN CHASE BANK
JP MORGAN CHASE BANK
JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00077479

304771

1KW067

FRED WILPON

9/17/2008

(5,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199732

JPMC xxxxxx076

JP MORGAN CHASE BANK

428

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/26/2004

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

27433

JPMC xxxxxx313

JP MORGAN CHASE BANK

153745

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/25/2003

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

24396

JPMC xxxxxx313

JP MORGAN CHASE BANK

188846

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/12/2008

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

47816

JPMC xxxxxx313

JP MORGAN CHASE BANK

194551

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/30/2008

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

48066

JPMC xxxxxx313

JP MORGAN CHASE BANK

197831

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8/20/2007

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

43999

JPMC xxxxxx313

JP MORGAN CHASE BANK

213591

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/9/2008

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

48207

JPMC xxxxxx313

JP MORGAN CHASE BANK

237265

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/11/2007

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

43028

JPMC xxxxxx313

JP MORGAN CHASE BANK

246265

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/6/2005

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

34615

JPMC xxxxxx313

JP MORGAN CHASE BANK

266367

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/23/2008

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

47976

JPMC xxxxxx313

JP MORGAN CHASE BANK

9637

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

11/26/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96788

MADWAA00188773

JPMC xxxxxx269

9979

1KW156

STERLING 15C LLC

4/1/1999

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90697

MADWAA00392174

JPMC xxxxxx076

Check

Yes

509 Account

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

9984

1KW154

IRIS J KATZ C/O STERLING EQUITES

4/1/1999

(42,000.00)

CW

CHECK

Withdrawal

90695

JPMSAF0070438

JPMC xxxxxx076
JPMC xxxxxx076

21760

JPMSAF0002414

MADWAA00302699

MADWAA00392170

JPMC xxxxxx076

44065

39797

MADWAA00337145

12503

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/8/2003

(3,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

24171

JPMC xxxxxx313

JP MORGAN CHASE BANK

287052

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/15/2003

(3,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

24254

JPMC xxxxxx313

JP MORGAN CHASE BANK

32000

1KW435

STERLING INTERNAL V LLC C/O
STERLING EQUITIES

7/9/2008

(3,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

48671

JPMC xxxxxx624

JP MORGAN CHASE BANK

31102

1KW067

FRED WILPON

10/5/2007

(3,171,359.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190217

JPMSAF0061236

JPMC xxxxxx269

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

14904

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

12/14/2001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130634

JPMSAF0000368

MADWAA00072455

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

15036

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

6/13/2002

(77,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135391

JPMSAF0005048

MADWAA00063025

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

15058

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

6/5/2002

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135208

JPMSAF0004875

MADWAA00063745

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

56537

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/1/2006

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

37786

JPMC xxxxxx313

JP MORGAN CHASE BANK

112305

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/22/2006

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

37998

JPMC xxxxxx313

JP MORGAN CHASE BANK

186939

1KW254

STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL

5/18/2005

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

33020

JPMC xxxxxx313

JP MORGAN CHASE BANK

260182

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/13/2004

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

29321

JPMC xxxxxx313

JP MORGAN CHASE BANK

266636

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/13/2005

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

33386

JPMC xxxxxx313

JP MORGAN CHASE BANK

12971

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

1/13/1999

(1,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89725

JPMC xxxxxx775

CHASE MANHATTAN
BANK

285169

1KW260

FRED WILPON FAMILY TRUST

9/29/2005

(3,836,066.48)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00381143
34899

15121

1KW019

MICHAEL KATZ

6/13/2001

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125423

MADWAA00098734

11931

1KW378

STERLING METS (INSURANCE FUND)

6/25/2004

(3,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154924

JPMSAF0024372

15667

1KW067

FRED WILPON

7/3/2000

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108974

MADWAA00248106

JPMC xxxxxx269

15685

1KW084

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

7/12/2000

(11,542.22)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110129

MADWAA00249148

JPMC xxxxxx593

Withdrawal

Check

129992

MADWAA00098097

16340

1KW314

(192,000.00)

CW

CHECK

Yes

509 Account

Potential Bank Account
Holder(s) [2]

Original Banking
Institution(s)

JPMC xxxxxx624

Check 3 Bates

MADWAA00332743

JPMC xxxxxx313

STERLING THIRTY VENTURE LLC B

11/1/2001

12115

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/10/2006

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

38572

JPMC xxxxxx313

JP MORGAN CHASE BANK

196479

1KW218

STERLING METS LP C/O SHEA STADIUM

6/9/2004

(3,000,000.00)

CW

CHECK WIRE A/O 6/7/04

Withdrawal

Wire

Yes

703 Account

n/a - wire

28025

JPMC xxxxxx313

JPMC xxxxxx076

JP MORGAN CHASE BANK

17654

1KW155

2/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89955

JPMC xxxxxx076

CHASE MANHATTAN
BANK

202465

1KW423

JUDITH A WILPON C/O STERLING
EQUITIES
METS LIMITED PARTNERSHIP SHEA
STADIUM

7/13/2006

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx313

JP MORGAN CHASE BANK

MADWAA00385148
38613

JP MORGAN CHASE BANK

1 of 60

xxxxxx313

xxxxxx313 STERLING METS, L.P.
xxxxxx624

STERLING INTERNAL V
LLC

Available Records
Beginning

Available Records
Through

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

7/20/2006

9/30/2009

Yes

7/18/2008

13,500,000.00

JPMSAR0007727

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

3/30/2004

12,300,000.00

JPMSCT0000456

Confirmed

xxxxxx313 STERLING METS L P

8/30/2003

8/31/2010

Yes

12/3/2007

10,000,000.00

JPMSCT0001224

Confirmed

8/30/2003

8/31/2010

Yes

11/7/2008

10,000,000.00

JPMSCT0001436

10/1/2002

9/30/2009

Yes

8/6/2008

8,000,000.00

JPMSAS0009189

8/30/2003

8/31/2010

Yes

3/12/2007

8,000,000.00

JPMSCT0001055

Confirmed

10/1/2002

9/30/2009

No

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

5/23/2005

8,000,000.00

JPMSCT0000680

Confirmed

xxxxxx624

STERLING INTERNAL V
LLC
STERLING THIRTY
VENTURE
STERLING METS L P
xxxxxx313
ALPHA STAFF PAYROLL

7/20/2006

9/30/2009

Yes

11/6/2007

7,687,500.00

JPMSAR0007711

Confirmed

xxxxxx711

10/1/2002

9/30/2009

Yes

8/20/2003

7,145,058.00

JPMSAR0007274

Confirmed

8/30/2003

8/31/2010

Yes

5/19/2008

7,000,000.00

JPMSCT0001324

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

5/21/2007

7,000,000.00

JPMSCT0001106

STERLING EQUITIES
FUNDING CO
STERLING METS, L.P.
xxxxxx282 PLAYER FUNDING
ACCOUNT
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

3/30/2007

6,500,000.00

6/17/2005

8/31/2010

Yes

6/29/2005

6,500,000.00

JPMSCT0000002

10/1/2002

9/30/2009

Yes

11/1/2005

6,400,000.00

JPMSAS0008920

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

12/27/2006

6,150,000.00

JPMSAS0009009

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

9/12/2005

6,000,000.00

JPMSCT0000739

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

6/28/2005

6,000,000.00

JPMSCT0000698

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

6/12/2006

6,000,000.00

JPMSCT0000885

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

7/17/2006

6,000,000.00

JPMSCT0000907

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

7/2/2007

6,000,000.00

JPMSCT0001132

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

7/3/2006

6,000,000.00

JPMSCT0000899

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

12/23/2003

6,000,000.00

JPMSCT0000408

STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

11/7/2008

5,757,985.65

JPMSAS0009222

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

12/22/2006

5,600,000.00

JPMSAR0012823

Confirmed

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING CO
STERLING THIRTY
VENTURE LLC

10/1/2002

9/30/2009

Yes

4/18/2006

5,500,000.00

JPMSAS0008956

Confirmed

10/1/2002

9/30/2009

Yes

11/1/2005

5,400,000.00

JPMSAS0008920

Confirmed

10/1/2002

9/30/2009

Yes

4/10/2007

5,221,249.00

JPMSAR0007318

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

9/26/2005

5,150,000.00

JPMSCT0000745

Confirmed

10/1/2002

9/30/2009

No

xxxxxx711 DAVID M. KATZ-HA

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING CO

10/1/2002

Confirmed

xxxxxx313 STERLING METS, L.P.
ARTHUR FRIEDMAN ET
AL TIC
STERLING EQUITIES
FUNDING CO

xxxxxx076

xxxxxx076

xxxxxx076
xxxxxx076
xxxxxx711

xxxx527 IRIS J. KATZ

xxxxxx076

Confirmed
JPMSDD0026836

Confirmed

Confirmed
Confirmed
JPMSDD0008851

Confirmed
Confirmed
Confirmed

JPMSDD0007783

Confirmed

Confirmed
Confirmed
JPMSDD0026494

Confirmed

9/30/2009

No

10/1/2002

9/30/2009

Yes

3/28/2003

5,000,000.00

JPMSAS0008753

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

Yes

3/28/2003

5,000,000.00

JPMSAS0008753

10/1/2002

9/30/2009

Yes

9/18/2008

5,000,000.00

JPMSAS0009199

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

4/26/2004

5,000,000.00

JPMSCT0000473

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

9/25/2003

5,000,000.00

JPMSCT0000362

Confirmed

STERLING METS L P
ALPHA STAFF PAYROLL
STERLING METS L P
xxxxxx313
ALPHA STAFF PAYROLL

8/30/2003

8/31/2010

Yes

5/12/2008

5,000,000.00

JPMSCT0001319

Confirmed

8/30/2003

8/31/2010

Yes

5/30/2008

5,000,000.00

JPMSCT0001330

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

8/20/2007

5,000,000.00

JPMSCT0001165

Confirmed

8/30/2003

8/31/2010

Yes

6/9/2008

5,000,000.00

JPMSCT0001338

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

6/11/2007

5,000,000.00

JPMSCT0001119

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

9/6/2005

5,000,000.00

JPMSCT0000736

Confirmed

STERLING METS L P
ALPHA STAFF PAYROLL
FRED WILPON, JUDITH A.
xxxx269
WILPON
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

8/30/2003

8/31/2010

Yes

5/23/2008

5,000,000.00

JPMSCT0001327

Confirmed

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No
No

8/27/2007

5,000,000.00

JPMSCT0001168

Confirmed

xxxxxx076

xxxxxx076

xxxxxx313

xxxxxx313

STERLING METS L P
ALPHA STAFF PAYROLL

xxxxxx313

Confirmed
JPMSDD0027156

Confirmed

10/1/2002

9/30/2009

10/1/2002

9/30/2009

xxxxxx054 STERLING EQUITIES

10/1/2002

9/30/2009

No

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

11/16/2004

9/30/2009

Yes

10/20/2006

5,000,000.00

JPMSAS0008024

Confirmed

10/1/2002

9/30/2009

Yes

10/8/2004

4,000,000.00

JPMSAS0003775

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

5/1/2006

4,000,000.00

JPMSCT0000863

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

5/22/2006

4,000,000.00

JPMSCT0000874

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

5/18/2005

4,000,000.00

JPMSCT0000679

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

9/13/2004

4,000,000.00

JPMSCT0000557

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

6/13/2005

4,000,000.00

JPMSCT0000692

Confirmed

MICHAEL KATZ
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

9/29/2005

3,836,066.48

JPMSAS0008910

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

9/8/2003

3,500,000.00

JPMSCT0000353

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

9/15/2003

3,500,000.00

JPMSCT0000357

Confirmed

STERLING INTERNAL V
LLC
FRED WILPON & JUDITH
xxxx269
A WILPON
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

7/20/2006

9/30/2009

Yes

7/9/2008

3,500,000.00

JPMSAR0007727

Confirmed

10/1/2002

9/30/2009

Yes

10/9/2007

3,171,359.00

JPMSAS0011650

Confirmed

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

xxxxxx313 STERLING METS

8/30/2003

8/31/2010

Yes

6/29/2004

3,000,000.00

JPMSCT0000510

FRED WILPON & JUDITH
A WILPON
COLLEGE PL
xxxxxx593
ENTERPRISES PS
STERLING THIRTY
xxxxxx076
VENTURE

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

7/10/2006

3,000,000.00

JPMSCT0000903

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

6/7/2004

3,000,000.00

JPMSCT0000500

Confirmed

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

7/13/2006

3,000,000.00

JPMSCT0000905

Confirmed

xxxx806 SAUL B KATZ

xxxx806 SAUL B KATZ
L THOMAS OSTERMAN
xxxxxx076 STERLING EQUITIES
FUNDING CO
JEFFREY S. WILPON &/OR
xxxxxx885
VALERIE WILPON
WILPON FAMILY TRUST
RICHARD WILPON
xxxxxx254
MICHAEL KATZ
IRIS KATZ TTEES

xxxxxx775

xxxxxx624

xxxx269

No

No

JPMSCT0000513

Confirmed

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

17942

1KW044

L THOMAS OSTERMAN

Transaction
Date Per
Customer
Statement
3/29/1999

Amount per
Customer
Statement
(18,810.00)

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

CW

Withdrawal

Check

Yes

CHECK

BLMIS BANK
Check Number Check 1 Bates
Account [1]

509 Account

90603

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

MADWAA00391998

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

JPMC xxxxxx076

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx711

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

L THOMAS OSTERMAN
xxxxxx076 STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

No

226779

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/10/2004

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

27651

JPMC xxxxxx313

JP MORGAN CHASE BANK

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

5/10/2004

3,000,000.00

JPMSCT0000483

Confirmed

227083

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/27/2004

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

29489

JPMC xxxxxx313

JP MORGAN CHASE BANK

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

9/27/2004

3,000,000.00

JPMSCT0000564

Confirmed

247731

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/16/2007

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

43522

JPMC xxxxxx313

JP MORGAN CHASE BANK

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

7/16/2007

3,000,000.00

JPMSCT0001141

256065

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/19/2005

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

34761

JPMC xxxxxx313

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

9/19/2005

3,000,000.00

JPMSCT0000742

128430

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

9/25/2008

(2,800,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199928

JPMSAF0070624

10/1/2002

9/30/2009

Yes

9/26/2008

2,800,000.00

256002

1KW314

STERLING THIRTY VENTURE LLC B

6/26/2007

(2,650,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186280

JPMSAF0057477

STERLING EQUITIES
FUNDING
STERLING THIRTY
xxxxxx711
VENTURE LLC

10/1/2002

9/30/2009

Yes

6/27/2007

2,650,000.00

JPMSAR0007320

Confirmed

292489

1KW372

ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

7/2/2003

(2,600,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

10/1/2002

9/30/2009

Yes

7/2/2003

2,600,000.00

JPMSAS0008771

Confirmed

MADWAA00303049

JPMC xxxxxx076

23207

JP MORGAN CHASE
BANK

xxxxxx076

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
ASSOCIATES

52996

1KW300

STERLING EQUITIES

196340

1KW300

STERLING EQUITIES

20174

1KW201

DAVID M KATZ

196534

1KW254

263000

1KW423

STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL
METS LIMITED PARTNERSHIP SHEA
STADIUM

12/11/2007

(2,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

45412

JPMC xxxxxx313

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

83141

1KW423

METS LIMITED PARTNERSHIP SHEA
STADIUM

6/29/2005

(2,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

33638

JPMC xxxxxx282

JP MORGAN CHASE BANK

JPMC xxxxxx806

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

5/25/2004

(2,500,000.00)

509 Account

154430

7/9/2008

(2,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

12/11/1998

(406,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88211

(2,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

10/2/2003

CW

CHECK

Withdrawal

Check

Yes

JPMSAF0023814

JPMSAF0023815

MADWAA00220666

JPMC xxxxxx076

24562

306027

1KW024

SAUL B KATZ

10/5/2007

(2,322,612.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190216

JPMSAF0061235

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

7/2/2002

(2,300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

136173

JPMSAF0005917

MADWAA00111816

289107

1KW192

7/5/2005

(2,200,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

119326

1KW077

METS LIMITED PTR SPECIAL ATTN: LEN
LABITA
JUDITH A WILPON C/O STERLING
EQUITIES

12/26/2006

(2,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180627

1KW300

STERLING EQUITIES

12/8/2005

(2,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169672

MADWAA00206024
JPMSAF0040444

xxxxxx076

9/30/2009

Yes

5/26/2004

2,500,000.00

JPMSAS0008822

xxxxxx054

10/1/2002

9/30/2009

Yes

7/9/2008

2,500,000.00

JPMSAS0010269

Confirmed

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

No

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

10/2/2003

2,500,000.00

JPMSCT0000368

Confirmed

xxxxxx313 STERLING METS L P

8/30/2003

8/31/2010

Yes

12/11/2007

2,500,000.00

JPMSCT0001227

Confirmed

STERLING METS, L.P.
xxxxxx282 PLAYER FUNDING
ACCOUNT

6/17/2005

8/31/2010

Yes

6/29/2005

2,500,000.00

JPMSCT0000002

Confirmed

10/1/2002

9/30/2009

2,322,612.00

Yes

10/9/2007

CITIBANK

CITIBANK

ESTATE OF LEONARD
SCHREIER

5/1/2002

11/1/2009

Yes

7/16/2002

5,492,063.32

CITSAK0011969

Not Confirmed - possibly included
in larger deposit

JP MORGAN CHASE BANK

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

7/5/2005

2,200,000.00

JPMSCT0000704

Confirmed

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

STERLING EQUITIES
FUNDING

10/1/2002

9/30/2009

Yes

12/27/2006

2,000,000.00

JPMSAS0009009

JPMSDD0007779

MADWAA00364404

xxxxxx054 STERLING EQUITIES

10/1/2002

JPMSDC0008717

JPMC xxxxxx054

CHASE MANHATTAN
BANK

216229

1KW315

STERLING THIRTY VENTURE, LLC

9/23/2008

(2,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199864

JPMSAF0070561

MADWAA00302955

JPMC xxxxxx711

JP MORGAN CHASE BANK

258528

1KW299

SAUL B KATZ TR

11/29/2002

(2,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139752

JPMSAF0009556

MADWAA00128514

JPMC xxxxxx076

JP MORGAN CHASE BANK

273688

1KW300

STERLING EQUITIES

12/21/2007

(2,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191732

JPMSAF0062714

MADWAA00292414

JPMC xxxxxx054

JP MORGAN CHASE BANK

304981

1KW067

FRED WILPON

3/25/2004

(2,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152489

JPMSAF0021752

JPMSAF0021753

JPMC xxxxxx269

JP MORGAN CHASE BANK

306920

1KW391

KATZ 2002 DESCENDANTS TRUST

6/26/2007

(2,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186284

JPMSAF0057481

JPMC xxxxxx579

CHASE MANHATTAN
BANK

4/24/2006

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

MADWAA00224321

13076

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

703 Account

n/a - wire

37689

JPMC xxxxxx313

JP MORGAN CHASE BANK

119015

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12/8/2003

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

25373

JPMC xxxxxx313

JP MORGAN CHASE BANK

144680

1KW218

STERLING METS LP C/O SHEA STADIUM

6/14/2004

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

28105

JPMC xxxxxx313

JP MORGAN CHASE BANK

150472

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/20/2004

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

29399

JPMC xxxxxx313

JP MORGAN CHASE BANK

158574

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/1/2004

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

27953

JPMC xxxxxx313

JP MORGAN CHASE BANK

247807

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/19/2004

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

27358

JPMC xxxxxx313

JP MORGAN CHASE BANK

24365

1KW154

IRIS J KATZ C/O STERLING EQUITES

9/1/2000

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110869

MADWAA00244223

JPMC xxxxxx076

24376

1KW208

JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN

9/11/2000

(1,900.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111045

MADWAA00243617

JPMC xxxxxx578

24415

1KW233

JUDITH A WILPON-K STERLING EQUITIES

12/18/2000

JPMC xxxxxx527

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JPMC xxxxxx313

JP MORGAN CHASE BANK

(383,447.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113427

MADWAA00140386

24418

1KW236

IRIS J KATZ-K STERLING EQUITIES

12/1/2000

(129,350.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113120

MADWAA00140858

259035

1KW192

METS LIMITED PTR SPECIAL ATTN: LEN
LABITA

10/4/2004

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx269

24729

1KW325

BAS AIRCRAFT LLC

6/1/2001

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125270

MADWAA00099256

JPMC xxxxxx831

CHASE MANHATTAN
BANK

25096

1KW024

SAUL B KATZ

9/18/2001

(454,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127621

MADWAA00100356

JPMC xxxxxx806

JP MORGAN CHASE BANK

25103

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

9/18/2001

(3,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127627

MADWAA00100368

JPMC xxxxxx775

CHASE MANHATTAN
BANK

25127

1KW154

IRIS J KATZ C/O STERLING EQUITES

9/4/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127409

MADWAA00100880

JPMC xxxxxx076

JP MORGAN CHASE BANK

29631

12/30/2003

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

25710

JPMC xxxxxx313

JP MORGAN CHASE BANK

307131

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/27/2005

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

33127

JPMC xxxxxx313

JP MORGAN CHASE BANK

313107

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/11/2005

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

33800

JPMC xxxxxx313

JP MORGAN CHASE BANK

309797

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

3/28/2007

(2,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183317

JPMSAF0054644

MADWAA00204250

JPMC xxxxxx245

JP MORGAN CHASE BANK

239041

1KW314

STERLING THIRTY VENTURE LLC B

11/25/2003

(1,900,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149248

JPMSAF0018672

JPMSAF0018673

256716

1KW423

12/21/2005

(1,900,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

5228

1KW435

11/9/2007

(1,900,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190832

JPMSAF0061805

MADWAA00262199

4351

1KW077

METS LIMITED PARTNERSHIP SHEA
STADIUM
STERLING INTERNAL V LLC C/O
STERLING EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

3/28/2006

(1,800,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172695

JPMSAF0043777

JPMSAF0043778

MADWAA00367227

JPMC xxxxxx269

261868

1KW300

STERLING EQUITIES

12/19/2003

(1,800,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149813

JPMSAF0018842

JPMSAF0018843

MADWAA00222198

28612

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

5/14/2001

(27,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125006

28741

1KW154

IRIS J KATZ C/O STERLING EQUITES

2/1/2001

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

28811

1KW067

FRED WILPON

2/1/2001

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

2/9/2001

(60,000.00)

CW

CHECK

Withdrawal

Check

(20,000.00)

CW

CHECK

Withdrawal

Check

29257

1KW234

JUDITH A WILPON-T STERLING EQUITIES

12/24/1998

(220,000.00)

CW

CHECK

Withdrawal

Check

29485

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

1/11/2001

(5,500.00)

CW

CHECK

Withdrawal

29585

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

12/5/2001

(40,000.00)

CW

CHECK

30303

1KW300

STERLING EQUITIES

2/22/2002

(400,000.00)

CW

CHECK

Yes

3/29/2007

2,000,000.00

JPMSAR0007631

Confirmed

9/30/2009

Yes

12/1/2003

1,900,000.00

JPMSAR0007278

Confirmed

8/31/2010

Yes

12/21/2005

1,900,000.00

JPMSCT0000789

7/20/2006

9/30/2009

Yes

11/13/2007

1,900,000.00

JPMSAR0007711

Confirmed

xxxx269 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

3/30/2006

1,800,000.00

JPMSAS0011489

Confirmed

xxxxxx054 STERLING EQUITIES

10/1/2002

9/30/2009

Yes

12/25/2003

1,901,957.40

JPMSAS0010060

JP MORGAN CHASE
BANK

JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

10/1/2002

9/30/2009

No

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

JP MORGAN CHASE BANK

9/30/2009

No

JP MORGAN CHASE
BANK

FRED WILPON & JUDITH
A WILPON
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING THIRTY
xxxxxx076
VENTURE

10/1/2002

CHASE MANHATTAN
BANK

10/1/2002

9/30/2009

No

No

9/7/2007

1,800,000.00

7/5/2005

1,800,000.00

JPMSCT0000704

1,725,000.00

JPMSAS0009082

Withdrawal

Check

Yes

509 Account

132613

JPMSAF0002314

MADWAA00076698

JPMC xxxxxx054

CHASE MANHATTAN
BANK

9/30/2009

10/1/2002

9/30/2009

JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

10/1/2002

9/30/2009

xxxxxx054 STERLING EQUITIES

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

8/31/2010

No
Yes

(91,570.03)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132627

JPMSAF0002326

MADWAA00076714

JPMC xxxxxx209

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

9/6/2007

(1,800,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188653

JPMSAF0059716

MADWAA00276348

JPMC xxxxxx076

JP MORGAN CHASE BANK

6/28/2002

(427,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

136127

JPMSAF0005861

MADWAA00111732

JPMC xxxxxx806

JP MORGAN CHASE BANK

7/5/2005

(1,800,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx313

JP MORGAN CHASE BANK

188964

JPMSAF0060010

MADWAA00276900

1KW192

STERLING INTERNAL V LLC C/O
STERLING EQUITIES
METS LIMITED PTR SPECIAL ATTN: LEN
LABITA

509 Account

17796

12/21/2005

(1,700,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx313

JP MORGAN CHASE BANK

112356

1KW447

STERLING TWENTY FIVE LLC

10/1/2007

(1,700,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189621

JPMSAF0060657

MADWAA00264112

JPMC xxxxxx077

JP MORGAN CHASE BANK

249026

1KW300

STERLING EQUITIES

6/25/2003

(1,600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145111

JPMSAF0015088

MADWAA00322036

JPMC xxxxxx054

CHASE MANHATTAN
BANK

Withdrawal

Check

Yes

JPMSAF0070566

MADWAA00302965

JPMC xxxxxx077

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMSAF0061238

MADWAA00265690

1KW298

FRED WILPON FAMILY TRUST TR

9/29/2005

(1,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

105178

1KW077

3/25/2004

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152490

JPMSAF0021754

JPMSAF0021755

128478

1KW081

JUDITH A WILPON C/O STERLING
EQUITIES
RICHARD A WILPON & DEBRA WILPON
J/T WROS

9/24/2008

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199891

JPMSAF0070586

MADWAA00302997

JPMC xxxxxx578

220156

1KW347

FS COMPANY LLC

10/1/2007

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189619

JPMSAF0060655

MADWAA00264108

JPMC xxxxxx284

JP MORGAN CHASE BANK

JPMC xxxxxx578
34894

239257

1KW260

FRED WILPON FAMILY TRUST

3/25/2004

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152492

JPMSAF0021758

JPMSAF0021759

243176

1KW019

MICHAEL KATZ

9/24/2008

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199890

JPMSAF0070585

MADWAA00302995

34366

1KW175

STERLING PATHOGENESIS CO

6/1/1999

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92533

MADWAA00185779

MADWAA00224323

MADWAA00224327

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx269

CHASE MANHATTAN
BANK

JP MORGAN CHASE BANK

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

35202

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

7/3/2000

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109476

MADWAA00248490

JPMC xxxxxx802

35211

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

7/3/2000

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109196

MADWAA00247632

JPMC xxxxxx674

Not Confirmed - possibly included
in larger deposit

No

JP MORGAN CHASE
BANK

JPMSDC0005733

No

JP MORGAN CHASE
BANK

Confirmed

No

xxxxxx578 RICHARD WILPON

2/25/2002

31621

xxxx269

10/1/2002

STERLING METS ASSOCIATES

27862

STERLING INTERNAL V
LLC

9/30/2009

1KW339

190219

xxxxxx624

9/30/2009

30340

199869

xxxxxx313 STERLING METS, L.P.

10/1/2002

JP MORGAN CHASE
BANK

n/a - wire

xxxxxx711

10/1/2002

JP MORGAN CHASE BANK

703 Account

xxxxxx245

CHARLES STERLING SUB
LLC
STERLING THIRTY
VENTURE LLC

9/30/2009

CHASE MANHATTAN
BANK

509 Account

Confirmed

1/4/2005

JPMC xxxxxx174

509 Account

JPMSCT0000570

No

8/30/2003

MADWAA00073347

Yes

2,000,000.00

xxxx527 IRIS J. KATZ

10/1/2002

JPMSAF0000206

Yes

10/4/2004

FRED A. WILPON AND
JUDITH A. WILPON

Confirmed

130456

Wire

No

Confirmed

509 Account

Check

9/30/2009

Confirmed

Yes

Withdrawal

10/1/2002

JPMSCT0000707

Check

Withdrawal

xxxxxx578 RICHARD A. WILPON

2,000,000.00

Withdrawal

CHECK

No

7/11/2005

JPMC xxxxxx578

CHECK

9/30/2009

Yes

MADWAA00152011

CHECK WIRE

10/1/2002

8/31/2010

122246

CW

Confirmed

xxxxxx076 IRIS J. KATZ

8/30/2003

509 Account

CW

JPMSCT0000469

xxxxxx313 STERLING METS, L.P.

Yes

CW

2,000,000.00

Confirmed

Check

(1,511,710.00)

4/19/2004

JPMSCT0000683

JPMC xxxxxx269

(1,600,000.00)

Yes

2,000,000.00

MADWAA00379024

(1,550,000.00)

8/31/2010

5/27/2005

88401

10/5/2007

8/30/2003

Yes

509 Account

9/23/2008

Confirmed

xxxxxx313 STERLING METS, L.P.

8/31/2010

Yes

5/26/2004

JPMSCT0000496

8/30/2003

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

STERLING TWENTY FIVE LLC

2,000,000.00

xxxxxx313 STERLING METS, L.P.

JP MORGAN CHASE BANK

RICHARD A WILPON & DEBRA WILPON
J/T WROS

6/1/2004

Confirmed

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

METS LIMITED PTR #2 ATTN LEN LABITA

Yes

JPMSCT0000411

JPMC xxxxxx076

1KW447

8/31/2010

JPMSCT0000510

JPMC xxxxxx806

1KW081

8/30/2003

JPMSCT0000696

MADWAA00146322

1KW247

Confirmed

xxxxxx313 STERLING METS, L.P.

2,000,000.00

MADWAA00392718

216207

JPMSCT0000561

2,000,000.00

91171

267476

2,000,000.00

2,000,000.00

122670

214266

9/20/2004

6/28/2004

509 Account

JPMC xxxxxx076

Yes

6/22/2005

509 Account

35939

8/31/2010

12/30/2003

Yes

Yes

8/30/2003

Yes

Yes

Check

Confirmed

xxxxxx313 STERLING METS, L.P.

8/31/2010

122632

Withdrawal

Confirmed

JPMSCT0000503

8/30/2003

JPMC xxxxxx076

CHECK

Confirmed

JPMSCT0000401

2,000,000.00

xxxxxx313 STERLING METS, L.P.

MADWAA00076712

CW

JPMSCT0000857

2,000,000.00

6/14/2004

No

JPMSAF0002325

(1,725,000.00)

2,000,000.00

12/8/2003

Yes

Yes

132626

9/24/2007

4/24/2006

Yes

8/31/2010

Yes

509 Account

1KW435

Yes

8/31/2010

8/30/2003

8/31/2010

Yes

269055

8/31/2010

8/30/2003

xxxxxx313 STERLING METS, L.P.

8/31/2010

509 Account

33716

8/30/2003

xxxxxx313 STERLING METS, L.P.

8/30/2003

Check

METS LIMITED PTR #2 ATTN LEN LABITA

xxxxxx313 STERLING METS, L.P.

Not Confirmed - possibly included
in larger deposit

8/30/2003

Withdrawal

1KW247

Confirmed

xxxxxx313 STERLING METS, L.P.

CHECK

234545

JPMSAR0000699

xxxxxx313 STERLING METS, L.P.

CW

STERLING EQUITIES

2,000,000.00

No

(298,046.15)

SAUL B KATZ

6/28/2007

9/30/2009

2/25/2002

1KW300

Yes

9/30/2009

MICHAEL KATZ ET AL TIC C/W II

1KW024

9/30/2009

10/1/2002

1KW337

30838

4/19/2003

Confirmed

10/1/2002

30317

279961

Confirmed

JPMSDC0014199

xxxxxx076 IRIS J. KATZ

JPMC xxxxxx254

METS LIMITED PTR #2 ATTN LEN LABITA

4/1/1999

JPMSAS0011400

HOWARD KATZ
xxxxxx775 MICHAEL KATZ
DAYLE H. KATZ

JP MORGAN CHASE BANK

1KW247

SAUL B KATZ DP

JPMSAS0010230

2,000,000.00

No

JPMC xxxxxx269

303943

STERLING THIRTY VENTURE LLC B

2,012,500.00

3/30/2004

No

JPMC xxxxxx076

JP MORGAN CHASE BANK
JP MORGAN CHASE BANK

1KW120

12/26/2007

Yes

9/30/2009

MADWAA00146128

JPMC xxxxxx313
JPMC xxxxxx313

1KW314

Yes

9/30/2009

10/1/2002

MADWAA00146120

33527
28285

29105

9/30/2009

10/1/2002

xxxx806 SAUL B KATZ

122565

n/a - wire
n/a - wire

28874

STERLING EQUITIES
ASSOCIATES
FRED WILPON & JUDITH
A WILPON
KATZ 2002
xxxxxx579
DESCENDANTS TRUST

10/1/2002

xxxx269

No

122561

703 Account
703 Account

MADWAA00146252

xxxxxx054

xxxx269

Confirmed
Confirmed

8/29/2008

CHASE MANHATTAN
BANK

Yes
Yes

Yes

JPMSAS0008739

10/1/2002

JPMC xxxxxx174

Wire
Wire

Check

JPMSAR0007349

6,055,000.00

xxxxxx831 BAS AIRCRAFT LLC

MADWAA00146877

Withdrawal
Withdrawal

Withdrawal

JPMSAS0010134

2,000,000.00

12/2/2002

Yes

JPMC xxxxxx054

CHECK WIRE
CHECK WIRE

CHECK

2,000,000.00

9/24/2008

Yes

8/31/2010

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

CW
CW

CW

12/13/2005

Yes

9/30/2009

9/30/2009

JPMC xxxxxx624

(2,000,000.00)
(2,000,000.00)

(41,667.00)

Yes

9/30/2009

10/1/2002

STERLING THIRTY
VENTURE LLC

9/30/2009

JP MORGAN CHASE BANK

6/22/2005
6/28/2004

2/6/2001

9/30/2009

10/1/2002

xxxxxx076 SAUL KATZ

xxxxxx711

8/30/2003

JP MORGAN CHASE BANK

METS LIMITED PTR #2 ATTN LEN LABITA
STERLING METS LP C/O SHEA STADIUM

FRED WILPON FAMILY TRUST

Confirmed

10/1/2002

JPMC xxxxxx711

1KW247
1KW218

1KW260

Confirmed

10/1/2002

JPMC xxxxxx313

274043

28829

xxxxxx076

JPMSAT0008529

JP MORGAN CHASE
BANK

277857

35940

xxxxx031

xxxxxx313 STERLING METS, L.P.

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

MADWAA00222679

xxxx806 SAUL B KATZ

Confirmed

JPMC xxxxxx313

Citi xxxxx031
33718

JPMSAF0040443

JP MORGAN CHASE BANK
JP MORGAN CHASE BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMSDD0002331

Confirmed

JPMC xxxxxx076

MADWAA00265686

293662

189126

Confirmed

JPMC xxxxxx054

JPMC xxxxxx313

10/1/2002

Confirmed

JPMSDD0027186

JPMC xxxxxx528

48672
MADWAA00378724

JPMSAF0052351

xxxxxx076

2 of 60

xxxx806 SAUL B. KATZ
xxxx269

FRED WILPON AND
JUDITH A. WILPON

MICHAEL KATZ ET AL TIC
C/W II
xxxxxx076
STERLING EQUITIES
FUNDING CO
STERLING METS
xxxxxx209
ASSOCIATES
STERLING EQUITIES
xxxxxx076
FUNDING CO

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

STERLING EQUITIES
FUNDING

10/1/2002

9/30/2009

Yes

9/25/2007

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

12/21/2005

1,700,000.00

JPMSCT0000789

Confirmed

4/7/2007

9/30/2009

Yes

10/2/2007

1,700,000.00

JPMSAT0010767

Confirmed

10/1/2002

9/30/2009

Yes

6/26/2003

1,600,000.00

JPMSAS0010041

Confirmed

xxxx806 SAUL B KATZ

xxxxxx076

xxxxxx077 STERLING 25 LLC
xxxxxx054 STERLING EQUITIES
xxxxxx077

STERLING TWENTY FIVE
LLC
STERLING EQUITIES
FUNDING CO

JPMSAT0010789

Confirmed

9/30/2009

Yes

5/26/2004

1,550,000.00

JPMSAS0008821

Confirmed

Yes

10/9/2007

1,511,710.00

JPMSAR0012914

Confirmed

10/1/2002

9/30/2009

Yes

9/29/2005

1,500,000.00

JPMSAS0008910

Confirmed

10/1/2002

9/30/2009

Yes

3/30/2004

1,500,000.00

JPMSAS0011400

Confirmed

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

9/25/2008

1,500,000.00

JPMSAR0013172

Confirmed

xxxxxx284 FS COMPANY LLC

10/1/2002

9/30/2009

Yes

10/2/2007

1,500,000.00

JPMSAT0010707

Confirmed

10/1/2002

9/30/2009

Yes

3/30/2004

1,500,000.00

JPMSAS0003766

Confirmed

10/1/2002

9/30/2009

Yes

9/26/2008

1,500,000.00

JPMSAR0001788

Confirmed

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING CO
FRED WILPON, JUDITH A.
xxxx269
WILPON

WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING
PATHOGENESIS /
xxxxxx076
STERLING EQUITIES
FUNDING CO
xxxxxx802 HOWARD S KATZ
xxxxxx674

ROSE KATZ & MICHAEL
KATZ JT TENANT

9/24/2008

1,600,000.00

Confirmed

9/30/2009

xxxxxx076

Yes

JPMSDD0011174

10/1/2002

xxxxxx578 RICHARD A. WILPON

9/30/2009

Confirmed

Confirmed

10/1/2002

xxxxxx076

4/7/2007

JPMSDD0011033

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

35245

BLMIS
Account
Number

1KW207

BLMIS Account Name

SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN

Transaction
Date Per
Customer
Statement

7/3/2000

Amount per
Customer
Statement

(20,000.00)

Tran
Transaction Description
Type

CW

CHECK

Deposit or
Withdrawal

Withdrawal

Check or
Wire

Check

Reconciled to BLMIS
Bank Records

Yes

BLMIS BANK
Check Number Check 1 Bates
Account [1]

509 Account

109480

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

MADWAA00248498

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

JPMC xxxxxx076

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

271011

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

12/23/2003

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149898

JPMSAF0018884

JPMSAF0018885

MADWAA00222326

JPMC xxxxxx076

284719

1KW314

STERLING THIRTY VENTURE LLC B

12/12/2005

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169723

JPMSAF0040496

JPMSAF0040497

MADWAA00364492

JPMC xxxxxx711

256032

1KW445

WILPON 2002 DESCENDANT'S TRUST

6/26/2007

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186287

JPMSAF0057484

12/17/2007

35267

1KW257

STERLING JET LTD

7/3/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108984

MADWAA00248126

1KW254

STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL

(1,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

79806

1KW067

FRED WILPON

9/6/2007

(1,450,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188643

JPMSAF0059706

MADWAA00276330

JPMC xxxxxx269

294942

1KW435

STERLING INTERNAL V LLC C/O
STERLING EQUITIES

12/26/2006

(1,440,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180633

JPMSAF0052357

MADWAA00206034

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

298756

1KW436

STERLING AMERICAN ADVISORS II LP

12/21/2007

(1,400,654.90)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191736

JPMSAF0062718

MADWAA00292422

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

156564

1KW358

STERLING 20 LLC

6/25/2007

(1,400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186241

JPMSAF0057439

MADWAA00277676

JPMC xxxxxx076

JP MORGAN CHASE BANK

221583

JPMC xxxxxx560
45509

JPMC xxxxxx313

JP MORGAN CHASE BANK

JP MORGAN CHASE BANK

Confirmed

xxxxxx775 UNKNOWN

10/1/2002

9/30/2009

Yes

4/2/2007

1,550,000.00

JPMSAR0001523

xxxxxx076

STERLING EQUITIES
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

10/1/2002

9/30/2009

Yes

2/2/2007

1,350,000.00

JPMSAS0009025

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING CO
STERLING THIRTY
xxxxxx076
VENTURE

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

4/9/2003

1,360,000.00

JPMSAS0008758

10/1/2002

9/30/2009

Yes

12/22/2006

1,300,000.00

JPMSAS0009009

No
11/27/2002

1,300,000.00

JPMSAS0008737

Confirmed

5/26/2004

1,250,000.00

JPMSAS0008821

Confirmed

9/30/2009

Yes

12/22/2006

1,250,000.00

JPMSAS0009009

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx269

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076 SAUL B. KATZ TRUST

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00076164

MADWAA00129397

JP MORGAN CHASE BANK

JPMC xxxxxx318

JPMSAF0001987

JPMSAF0009504

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

LEONARD J SCHREIER
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING THIRTY
xxxxxx711
VENTURE LLC
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

Wire

Yes

703 Account

n/a - wire

Check

Yes

509 Account

139702

53015

1KW346

ROBBINSVILLE PARK LLC

5/26/2004

(1,250,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

227403

1KW420

STERLING BRUNSWICK SEVEN LLC

12/21/2006

(1,250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180535

41622

1KW024

SAUL B KATZ

4/5/2001

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123903

MADWAA00151313

41645

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

4/2/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123335

MADWAA00149575

JPMC xxxxxx076

303697

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

3/28/2006

(1,250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172706

JPMSAF0043796

194161

1KW067

FRED WILPON

1/3/2003

(1,200,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

304777

1KW067

FRED WILPON

12/14/2004

(1,200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159570

JPMSAF0029563

43534

1KW161

ARTHUR FRIEDMAN ET AL TIC

3/1/1999

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90258

MADWAA00385986

6418

1KW299

SAUL B KATZ TR

12/27/2002

(1,190,963.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140344

JPMSAF0010183

43546

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

3/29/1999

(39,945.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90604

MADWAA00392000

15415

27860
MADWAA00205900

JPMSAF0043797

MADWAA00367243

JPMC xxxxxx245
20322

JPMSAF0029564

MADWAA00333715

MADWAA00118906

89915

1KW402

STERLING 10 LLC STERLING EQUITIES

6/25/2007

(1,150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186242

JPMSAF0057440

MADWAA00277678

154070

1KW019

MICHAEL KATZ

3/30/2006

(1,150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172794

JPMSAF0043887

JPMSAF0043888

228441

1KW315

STERLING THIRTY VENTURE, LLC

10/1/2007

(1,100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189618

JPMSAF0060654

MADWAA00264106

245682

1KW412

DAVID KATZ ET AL TIC

12/26/2006

(1,100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180632

JPMSAF0052356

MADWAA00206032

294909

1KW348

157 J.E.S LLC

12/21/2005

(1,080,327.29)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170022

JPMSAF0040846

JPMSAF0040847

2/13/2006

6/14/2004

(1,010,000.00)

(1,000,000.00)

CW

CW

CHECK WIRE

CHECK

Withdrawal

Withdrawal

Wire

Check

Yes

Yes

703 Account

509 Account

MADWAA00376024

JPMC xxxxxx711
JPMC xxxxxx076
MADWAA00364994

JPMC xxxxxx076
36754

JPMSAF0024192

JPMC xxxxxx076

JPMC xxxxxx775

n/a - wire

154744

FS COMPANY / STERLING
EQUITIES FUNDING

JPMC xxxxxx076

132371

Withdrawal
Withdrawal

JPMSAF0052229

xxxxxx076

JPMC xxxxxx076

509 Account

CHECK WIRE
CHECK

MADWAA00332441

Citi xxxxx023

Citi xxxxx023

xxxxxx076

10/1/2002

JPMSDD0009988

Confirmed

JPMSDD0008437

Confirmed

JPMSDD0007751

Confirmed

Not Confirmed - possibly included
in larger deposit

Not Confirmed - possibly included
in larger deposit

No

JPMSDD0007753

Confirmed

JP MORGAN CHASE BANK

xxxxxx318 AIR STERLING LLC

10/1/2002

9/30/2009

No

JP MORGAN CHASE BANK

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

No

xxxxxx245

1/4/2005

9/30/2009

Yes

3/30/2006

1,250,000.00

JPMSAR0007619

Confirmed

xxxxxx076

10/1/2002

9/30/2009

Yes

1/3/2003

1,200,000.00

JPMSAS0008744

Confirmed

10/1/2002

9/30/2009

Yes

12/15/2004

1,200,000.00

JPMSAS0011430

Confirmed

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

12/30/2002

3,090,963.00

JPMSAS0008740

Not Confirmed - possibly included
in larger deposit

10/1/2002

9/30/2009

No

JP MORGAN CHASE BANK

CHASE MANHATTAN
BANK

JP MORGAN CHASE BANK

CHARLES STERLING SUB
LLC
STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

6/27/2007

1,150,000.00

10/1/2002

9/30/2009

Yes

3/31/2006

1,552,000.00

JPMSAR0001497

Not Confirmed - possibly included
in larger deposit

10/1/2002

9/30/2009

Yes

10/2/2007

1,100,000.00

JPMSAR0007326

JPMSDD0009987

Confirmed

Confirmed

10/1/2002

12/27/2006

1,100,000.00

JPMSAS0009009

JPMSDD0007773

Confirmed

Yes

12/23/2005

1,080,327.29

JPMSAS0008930

JPMSDD0017161

Confirmed

5/1/2002

11/1/2009

Yes

2/13/2006

1,010,000.00

CITSAK0012151

CITSAK0013273

Confirmed

CITIBANK

CITIBANK

Yes

9/30/2009

CITIBANK

CITIBANK

9/30/2009

10/1/2002

ESTATE OF LEORNARD J.
xxxx023
SCHREIER
ESTATE OF LEONARD J
xxxx023
SCHREIER

5/1/2002

11/1/2009

Yes

6/18/2004

1,000,000.00

CITSAK0012074

FRED WILPON & JUDITH
xxxx269
A WILPON
STERLING THIRTY
xxxxxx711
VENTURE, LLC
FRED WILPON & JUDITH
xxxx269
A WILPON

10/1/2002

9/30/2009

Yes

12/22/2006

1,000,000.00

JPMSAS0011531

Confirmed

10/1/2002

9/30/2009

Yes

7/11/2005

1,000,000.00

JPMSAR0007297

Confirmed

CITSAK0012737

Confirmed

9/4/2001

(114,000.00)

10/1/2002

9/30/2009

No

9/18/2001

(395,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127624

MADWAA00100362

JPMC xxxxxx578

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
BANK

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

9/4/2001

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127413

MADWAA00100888

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

ARTHUR FRIEDMAN ET
xxxxxx076 AL TIC / STERLING
EQUITIES FUNDING CO

10/1/2002

9/30/2009

No

xxxxxx076 SAUL B. KATZ TRUST

10/1/2002

9/30/2009

Yes

12/9/2002

2,000,000.00

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

12/2/2002

6,055,000.00

JPMSAS0008739

Confirmed

STERLING THIRTY
VENTURE, LLC
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING THIRTY
xxxxxx711
VENTURE
STERLING THIRTY
xxxxxx711
VENTURE LLC
STERLING THIRTY
xxxxxx711
VENTURE

10/1/2002

9/30/2009

Yes

3/30/2006

1,000,000.00

JPMSAR0007305

Confirmed

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

9/27/2004

1,000,000.00

JPMSAR0007287

Confirmed

10/1/2002

9/30/2009

Yes

8/26/2003

1,000,000.00

JPMSAR0007274

Confirmed

10/1/2002

9/30/2009

Yes

7/6/2004

1,000,000.00

JPMSAR0007285

Confirmed

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxx076

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

12/2/2002

6,055,000.00

JPMSAS0008739

Confirmed

10/1/2002

9/30/2009

Yes

12/27/2005

1,000,000.00

JPMSAR0012787

Confirmed

10/1/2002

9/30/2009

Yes

12/22/2006

1,000,000.00

JPMSAT0008423

Confirmed

10/1/2002

9/30/2009

Yes

12/27/2005

1,000,000.00

JPMSAR0001889

Confirmed

10/1/2002

9/30/2009

Yes

12/2/2002

6,055,000.00

JPMSAS0008739

Confirmed

10/1/2002

9/30/2009

Yes

12/2/2002

6,055,000.00

JPMSAS0008739

10/1/2002

9/30/2009

Yes

3/21/2005

1,000,000.00

JPMSAS0008872

10/1/2002

9/30/2009

Yes

6/3/2005

1,000,000.00

JPMSAS0008889

10/1/2002

9/30/2009

Yes

12/13/2004

1,022,986.33

JPMSAS0010096

JPMSDC0004291

Not Confirmed - possibly included
in larger deposit

10/1/2002

9/30/2009

Yes

12/13/2005

1,000,000.00

JPMSAS0008929

JPMSDD0016977

Confirmed

12/21/2006

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180526

JPMSAF0052219

MADWAA00205882

7/8/2005

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166218

JPMSAF0036744

JPMSAF0036745

CW

CHECK

Withdrawal

Check

Yes

509 Account

127405

JPMC xxxxxx269
MADWAA00157553

JPMC xxxxxx711

MADWAA00100872

JPMC xxxxxx269

12/5/2002

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139926

JPMSAF0009736

MADWAA00128220

JPMC xxxxxx076

JP MORGAN CHASE BANK

11/29/2002

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139747

JPMSAF0009551

MADWAA00128504

JPMC xxxxxx076

JP MORGAN CHASE BANK

STERLING THIRTY VENTURE, LLC

3/28/2006

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172699

JPMSAF0043784

JPMSAF0043785

JPMC xxxxxx711

JP MORGAN CHASE BANK

MICHAEL KATZ

6/14/1999

(121,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92757

MADWAA00185127

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JPMC xxxxxx711

JP MORGAN CHASE BANK

JPMC xxxxxx711

JP MORGAN CHASE BANK

JPMC xxxxxx711

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

MADWAA00367233

68343

1KW314

STERLING THIRTY VENTURE LLC B

9/24/2004

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157325

JPMSAF0027235

JPMSAF0027236

91648

1KW315

STERLING THIRTY VENTURE, LLC

8/22/2003

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146869

JPMSAF0016724

MADWAA00324443

165418

1KW315

STERLING THIRTY VENTURE, LLC

7/2/2004

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155521

JPMSAF0025196

JPMSAF0025197

51369

1KW024

SAUL B KATZ

11/1/2000

(363,981.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112710

MADWAA00242529

JPMC xxxxxx806

51393

1KW067

FRED WILPON

11/15/2000

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112907

MADWAA00243065

JPMC xxxxxx269

51410

1KW154

IRIS J KATZ C/O STERLING EQUITES

11/1/2000

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112747

MADWAA00242597

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

51423

1KW161

ARTHUR FRIEDMAN ET AL TIC

11/1/2000

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112751

MADWAA00242605

JPMC xxxxxx076

CHASE MANHATTAN
BANK

182013

1KW298

FRED WILPON FAMILY TRUST TR

11/29/2002

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139751

JPMSAF0009555

JPMC xxxxxx076

JP MORGAN CHASE BANK

215029

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

12/23/2005

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170093

JPMSAF0040920

JPMSAF0040921

224669

1KW024

SAUL B KATZ

12/21/2006

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180525

JPMSAF0052218

MADWAA00205880

227809

1KW013

DAYLE KATZ

12/23/2005

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170092

JPMSAF0040918

JPMSAF0040919

234525

1KW067

FRED WILPON

11/29/2002

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139748

JPMSAF0009552

MADWAA00128506

244825

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

11/29/2002

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139749

JPMSAF0009553

MADWAA00128508

246637

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

3/18/2005

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162148

JPMSAF0032468

JPMSAF0032469

260509

1KW315

STERLING THIRTY VENTURE, LLC

6/3/2005

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

270582

1KW300

STERLING EQUITIES

12/10/2004

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159484

12/12/2005

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169726

JPMSAF0027237

MADWAA00351771

MADWAA00342249

MADWAA00128512
MADWAA00365058

JPMC xxxxxx578
JPMC xxxxxx806

MADWAA00365056

JPMC xxxxxx116
JPMC xxxxxx076
JPMC xxxxxx076
JPMC xxxxxx076

JPMSAF0040501

JPMSAF0029470
JPMSAF0040502

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

MADWAA00364496

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

JPMC xxxxxx076

MADWAA00333551

JP MORGAN CHASE BANK

JPMC xxxxxx076
JPMC xxxxxx054

MADWAA00159909
33285

JPMSAF0029469

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

292758

1KW192

METS LIMITED PTR SPECIAL ATTN: LEN
LABITA

7/12/2004

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx313

JP MORGAN CHASE BANK

54992

1KW154

IRIS J KATZ C/O STERLING EQUITES

9/14/1999

(227,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94913

MADWAA00189929

JPMC xxxxxx076

55014

1KW238

SAUL B KATZ - PM

9/15/1999

(1,300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94943

MADWAA00189983

JPMC xxxxxx806

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

6/29/2005

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

33636

JPMC xxxxxx282

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

11/15/2006

(950,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

40110

Citi xxxxx023

CITIBANK

CITIBANK

287660

1KW260

FRED WILPON FAMILY TRUST

Withdrawal

Check

139925

JPMSAF0009735

MADWAA00128218

297712

1KW024

SAUL B KATZ

3/25/2004

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152488

JPMSAF0021750

JPMSAF0021751

JPMC xxxxxx806

JP MORGAN CHASE BANK

56834

1KW378

STERLING METS (INSURANCE FUND)

10/4/2004

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

29629

JPMC xxxxxx313

JP MORGAN CHASE BANK

12/5/2002

(1,000,000.00)

CW

CHECK

Yes

509 Account

MADWAA00224319

JP MORGAN CHASE BANK

84710

1KW218

STERLING METS LP C/O SHEA STADIUM

10/4/2004

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

29627

JPMC xxxxxx313

JP MORGAN CHASE BANK

146722

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/16/2004

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

27332

JPMC xxxxxx313

JP MORGAN CHASE BANK

214249

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/17/2004

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

27733

JPMC xxxxxx313

JP MORGAN CHASE BANK

221545

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12/11/2007

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

45413

JPMC xxxxxx313

JP MORGAN CHASE BANK

259986

1KW254

STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL

10/4/2004

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

29628

JPMC xxxxxx313

JP MORGAN CHASE BANK

292736

1KW218

STERLING METS LP C/O SHEA STADIUM

7/6/2004

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

28438

JPMC xxxxxx313

JP MORGAN CHASE BANK

STERLING METS (INSURANCE FUND)

JPMSDD0020699

Yes

2/1/2002

17559

CW

ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

JPMSAS0009108

1,400,000.00

9/30/2009

MADWAA00068591

CW

1KW378

1,400,654.90

6/27/2007

10/1/2002

MADWAA00069691

JPMSAF0000623

n/a - wire

(600,000.00)

1KW372

12/26/2007

Yes

Yes

JPMSAF0001717

130907

703 Account

(1,300,000.00)

274051

Yes

9/30/2009

9/30/2009

132125

509 Account

Yes

2/13/2002

306560

9/30/2009

10/1/2002

9/30/2009

509 Account

Yes

Wire

11/26/2002

DAVID KATZ ET AL TIC

10/1/2002

Confirmed

9/30/2009

Yes

Check

Withdrawal

STERLING EQUITIES

1KW412

Confirmed

Confirmed

10/1/2002

Check

Withdrawal

CHECK WIRE

STERLING EQUITIES

278578

JPMSDD0007775

10/1/2002

Withdrawal

CHECK

CW

1KW300

1KW019

JPMSAS0009009

10/1/2002

CHECK

CW

1KW300

50138

JPMSAS0011610

1,440,000.00

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING

CW

(60,000.00)
(2,000,000.00)

39637

1KW315

1,450,000.00

12/27/2006

xxxxxx076 IRIS J. KATZ

(225,000.00)

1/2/2002
7/11/2002

234531

58327

JPMSCT0001229

9/7/2007

Yes

xxxxxx076

FS COMPANY LLC

SAUL B KATZ TR

1,500,000.00

Yes

9/30/2009

JP MORGAN CHASE
BANK

STERLING THIRTY VENTURE LLC B

1KW347

IRIS J KATZ C/O STERLING EQUITIES

12/17/2007

9/30/2009

10/1/2002

JP MORGAN CHASE BANK

1KW314

227387

1KW299

Yes

10/1/2002

JP MORGAN CHASE BANK

181574

1KW014

8/31/2010

FRED WILPON & JUDITH
A WILPON
STERLING EQUITIES
FUNDING
STERLING AMERICAN
ADVISORS II
xxxxxx076
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING

JPMC xxxxxx076

JP MORGAN CHASE BANK

38388

8/30/2003

xxxx269

xxxxxx076

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

51069

xxxxxx313 STERLING METS L P

MADWAA00306320

CHASE MANHATTAN
BANK

JPMC xxxxxx076

RICHARD A WILPON & DEBRA WILPON
J/T WROS

Confirmed

MADWAA00205896

JPMC xxxxxx775

FRED WILPON

ARTHUR FRIEDMAN ET AL TIC

Confirmed

JPMSAF0013270

1/15/2002

JUDITH A WILPON C/O STERLING
EQUITIES

1KW067

FRED WILPON

JPMSDD0000970

JPMSAF0052227

MICHAEL KATZ

1KW155

38753

1KW081

JPMSAS0008795

143333

1KW019

38691

1KW161

JPMSAR0012303

180533

38682

1KW067

1,500,000.00

509 Account

JP MORGAN CHASE BANK

47229

Confirmed

6/28/2007

509 Account

CHASE MANHATTAN
BANK

JPMC xxxxxx076

47249

JPMSAR0007302

Yes

Yes

JPMC xxxxxx775

MADWAA00199848

47203

1,500,000.00

9/30/2009

Yes

MADWAA00266662

JPMSAF0053790

FRED WILPON

1,500,000.00

12/1/2005

3/8/2003

Check

JPMSAF0054722

182404

STERLING THIRTY VENTURE LLC B

12/29/2003

Yes

Check

183400

509 Account

1KW067

Yes

9/30/2009

Withdrawal

509 Account

Yes

1KW314

9/30/2009

10/1/2002

Withdrawal

Yes

Check

23080

No

10/1/2002

CHECK

Check

Withdrawal

25406

Tracing Results

No

CHECK

Withdrawal

CHECK

1KW372

9/30/2009

Check Bates
Reference

CW

CHECK

CW

284700

10/1/2002

Bank Statement Bank Statement
Amount
Bates Reference

CW

CW

(1,350,000.00)

1KW372

9/30/2009

Statement
Trans Date

(1,300,000.00)

(1,350,000.00)

2/1/2007

279566

10/1/2002

Transaction within
Available Records

(1,300,000.00)

GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
STERLING INTERNAL V LLC C/O
STERLING EQUITIES

3/30/2007

1KW435

ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

Available Records
Through

4/7/2003

1KW345

IRIS J KATZ C/O STERLING EQUITES

SCOTT WILPON
RICHARD WILPON
xxxxxx076 CUSTODIAN
STERLING EQUITIES
FUNDING CO
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING THIRTY
xxxxxx711
VENTURE LLC
WILPON 2002
xxxxxx560
DESCENDANT'S TRUST

Available Records
Beginning

12/21/2006

55299

1KW154

Potential Bank Account
Holder(s) [2]

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

271234

39631

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

28520

3 of 60

xxxxxx711

xxxx806 SAUL B KATZ
xxxx269

FRED WILPON & JUDITH
A WILPON

xxxxxx076 IRIS J. KATZ
ARTHUR FRIEDMAN ET
AL TIC
STERLING EQUITIES
FUNDING CO
FRED WILPON FAMILY
xxxxxx076
TRUST
xxxxxx578 RICHARD A. WILPON
xxxx806 SAUL B KATZ
xxxxxx116 UNKNOWN
xxxxxx076

STERLING EQUITIES
FUNDING CO

xxxxxx076 JUDITH A. WILPON
CHARLES STERLING SUB
xxxxxx076 LLC / STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxxxx054 STERLING EQUITIES
DAVID KATZ ET AL TIC
xxxxxx076 STERLING EQUITIES
FUNDING CO
FRED WILPON FAMILY
xxxxxx076
TRUST

JPMSAS0008739

Confirmed
JPMSDD0005489

Confirmed
Confirmed

10/1/2002

9/30/2009

Yes

12/9/2002

2,000,000.00

10/1/2002

9/30/2009

Yes

3/30/2004

1,000,000.00

JPMSAT0008324

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

10/4/2004

1,000,000.00

JPMSCT0000570

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

10/4/2004

1,000,000.00

JPMSCT0000570

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

4/16/2004

1,000,000.00

JPMSCT0000469

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

5/17/2004

1,000,000.00

JPMSCT0000487

Confirmed

xxxxxx313 STERLING METS L P

8/30/2003

8/31/2010

Yes

12/11/2007

1,000,000.00

JPMSCT0001227

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

10/4/2004

1,000,000.00

JPMSCT0000570

Confirmed

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

Yes

7/6/2004

1,000,000.00

JPMSCT0000518

Confirmed

8/30/2003

7/12/2004

1,000,000.00

JPMSCT0000520

Confirmed

6/29/2005

1,000,000.00

JPMSCT0000002

Confirmed

xxxx806 SAUL B KATZ

xxxxxx313 STERLING METS, L.P.
xxxxxx076 IRIS J. KATZ
xxxx806 SAUL B. KATZ
STERLING METS, L.P.
xxxxxx282 PLAYER FUNDING
ACCOUNT
xxxx023

ESTATE OF LEORNARD J.
SCHREIER

8/31/2010

Yes

10/1/2002

9/30/2009
9/30/2009

No

6/17/2005

8/31/2010

Yes

5/1/2002

11/1/2009

Yes

Confirmed

No

10/1/2002

JPMSAS0008739

Confirmed

Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

JP MORGAN CHASE
BANK

57189

1KW161

ARTHUR FRIEDMAN ET AL TIC

12/21/2000

(215,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113555

MADWAA00140582

JPMC xxxxxx076

CHASE MANHATTAN
BANK

57213

1KW232

JUDITH A WILPON-W STERLING EQUITIES

12/18/2000

(307,697.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113426

MADWAA00140384

JPMC xxxxxx269

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

57422

1KW260

FRED WILPON FAMILY TRUST

10/2/2000

(41,667.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111328

MADWAA00260013

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

57433

1KW260

FRED WILPON FAMILY TRUST

10/2/2000

(36,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111546

MADWAA00260439

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

57457

1KW291

MICHAEL KATZ TR

10/24/2000

(1,265,353.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112610

MADWAA00259761

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

284533

1KW358

STERLING 20 LLC

4/8/2003

(950,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143881

JPMSAF0013814

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

193383

1KW314

STERLING THIRTY VENTURE LLC B

58618

1KW024

SAUL B KATZ

MADWAA00307028

6/25/2003

(900,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145112

JPMSAF0015089

MADWAA00322038

JPMC xxxxxx711

7/1/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135642

JPMSAF0005361

MADWAA00110140

JPMC xxxxxx806

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx254

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

58638

1KW260

FRED WILPON FAMILY TRUST

7/1/2002

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135654

JPMSAF0005381

MADWAA00110164

291916

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

5/29/2008

(900,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196716

JPMSAF0067543

MADWAA00295464

JPMC xxxxxx245

JP MORGAN CHASE BANK

279491

1KW014

IRIS J KATZ C/O STERLING EQUITIES

12/14/2004

(875,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159566

JPMSAF0029555

JPMSAF0029556

MADWAA00333707

JPMC xxxxxx076

JP MORGAN CHASE BANK

18367

1KW314

STERLING THIRTY VENTURE LLC B

10/14/2005

(850,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168812

JPMSAF0039493

JPMSAF0039494

MADWAA00170157

JPMC xxxxxx711

JP MORGAN CHASE BANK

MADWAA00333717

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx711

JP MORGAN CHASE BANK

JPMC xxxxxx313

JP MORGAN CHASE BANK

JPMC xxxxxx298

CHASE MANHATTAN
BANK

MADWAA00305025

JPMC xxxxxx027

JP MORGAN CHASE BANK

MADWAA00265688

JPMC xxxxxx885

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

214092

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

12/14/2004

(850,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159571

JPMSAF0029565

JPMSAF0029566

250182

1KW315

STERLING THIRTY VENTURE, LLC

12/21/2007

(850,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191733

JPMSAF0062715

MADWAA00292416

155215

1KW423

(850,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

1KW322

6/27/2007

(830,773.60)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186327

JPMSAF0057518

MADWAA00273500

189141

1KW463

10/21/2008

(825,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201367

JPMSAF0072024

185929

1KW076

METS LIMITED PARTNERSHIP SHEA
STADIUM
MARVIN B TEPPER DEFINED BENEFIT
PLAN
STERLING VC IV LLC STERLING EQUITIES
ATTN: ARTHUR FRIEDMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

9/26/2005

156455

10/5/2007

(822,163.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190218

JPMSAF0061237

64497

1KW156

STERLING 15C LLC

5/3/1999

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92169

MADWAA00379970

34825

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
FRED WILPON AND
xxxx269
JUDITH A. WILPON
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING THIRTY
xxxxxx711
VENTURE
xxxx806 SAUL B KATZ
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
CHARLES STERLING SUB
xxxxxx245
LLC

9/30/2009

Yes

10/1/2002

9/30/2009

xxxxxx313 STERLING METS, L.P.
xxxxxxxxxx298UNKNOWN
xxxxxx027 STERLING VC IV LLC
JEFFREY WILPON AND
VALERIE WILPON
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC

xxxxxx885

Check

Yes

509 Account

92168

MADWAA00379968

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx076 JUDITH WILPON

Check

Yes

509 Account

92171

MADWAA00379974

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx076

64758

1KW067

FRED WILPON

2/28/2002

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132686

JPMSAF0002382

JPMC xxxxxx269

64808

1KW300

STERLING EQUITIES

2/4/2002

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132412

JPMSAF0002046

MADWAA00076364

JPMC xxxxxx054

76929

1KW347

FS COMPANY LLC

5/29/2008

(800,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196714

JPMSAF0067541

MADWAA00295460

JPMC xxxxxx284

110493

1KW014

IRIS J KATZ C/O STERLING EQUITIES

12/3/2003

(800,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149456

JPMSAF0018742

JPMSAF0018743

MADWAA00223083

JPMC xxxxxx076

196494

1KW313

STERLING THIRTY VENTURE LLC TR

6/4/2004

(800,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154646

JPMSAF0024071

JPMSAF0024072

MADWAA00332265

JPMC xxxxxx711

JP MORGAN CHASE
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

234576

1KW412

DAVID KATZ ET AL TIC

7/1/2005

(800,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165609

JPMSAF0036109

JPMSAF0036110

MADWAA00169007

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

245649

1KW024

SAUL B KATZ

9/6/2007

(800,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188641

JPMSAF0059705

MADWAA00276328

JPMC xxxxxx806

JP MORGAN CHASE BANK

Withdrawal

Check

Yes

509 Account

194306

JPMSAF0065190

Check

Yes

509 Account

159872

JPMSAF0029894

JPMSAF0029895

154075

1KW076
1KW155

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JUDITH A WILPON C/O STERLING
EQUITIES

3/28/2006

181481

6/25/2003

(750,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145103

JPMSAF0015081

MADWAA00322022

195296

1KW242

SAUL B KATZ FAMILY TRUST

12/3/2003

(750,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

703 Account

149461

JPMSAF0018741

JPMSAF0018749

69281

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

10/2/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111324

MADWAA00260005

(7,075.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112518

JPMC xxxxxx899

n/a - wire

MADWAA00259609

MADWAA00334225

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00297062

Withdrawal

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx885

2/27/2004

(750,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152008

JPMSAF0021249

12/18/2000

(101,350.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113431

MADWAA00140392

6/25/2003

(750,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145101

JPMSAF0015079

8/1/2001

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126979

MADWAA00086189

JPMC xxxxxx269

(17,367.50)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127117

MADWAA00086445

JPMC xxxxxx806

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

(106,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127289

MADWAA00086753

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134827

JPMSAF0004447

JPMC xxxxxx711

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

5/3/1999

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92172

MADWAA00379976

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

12/3/2003

(727,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149462

JPMSAF0018750

JPMSAF0018751

JPMC xxxxxx076

JP MORGAN CHASE BANK

STERLING THIRTY VENTURE, LLC

11/12/2002

(700,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139480

JPMSAF0009313

MADWAA00129043

JPMC xxxxxx711

JP MORGAN CHASE BANK

STERLING THIRTY VENTURE, LLC

5/29/2008

(700,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196712

JPMSAF0067540

MADWAA00295458

JPMC xxxxxx711

JP MORGAN CHASE BANK

1KW156

STERLING 15C LLC

3/29/2007

(700,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183356

JPMSAF0054681

JPMC xxxxxx076

JP MORGAN CHASE BANK

1KW314

STERLING THIRTY VENTURE LLC B

4/25/2005

(700,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

163983

JPMSAF0034374

JPMC xxxxxx711

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx245

JP MORGAN CHASE BANK

69311

1KW233

JUDITH A WILPON-K STERLING EQUITIES

235662

1KW314

STERLING THIRTY VENTURE LLC B

70895

1KW273

JUDITH A WILPON - O STERLING EQUITIES

10/17/2000

248965

1KW014

IRIS J KATZ C/O STERLING EQUITIES

72388

1KW067

FRED WILPON

72467

1KW235

IRIS J KATZ-W STERLING EQUITIES

8/10/2001

72483

1KW259

STERLING JET II LTD

8/24/2001

73098

1KW314

STERLING THIRTY VENTURE LLC B

5/9/2002

73129

1KW175

STERLING PATHOGENESIS CO

110496

1KW260

FRED WILPON FAMILY TRUST

20962

1KW315

76872

1KW315

152314
155216

(760,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

37324

6/1/1999

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92530

(700,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199867

JPMSAF0070564

JPMC xxxxxx076
JPMC xxxxxx076
JPMC xxxxxx269

JPMSAF0021250

MADWAA00223469

JPMC xxxxxx711
JPMC xxxxxx269

MADWAA00322018

JPMC xxxxxx806

MADWAA00066978

JPMSAF0034375

MADWAA00223095

MADWAA00166155

MADWAA00185773

9/23/2008

JPMC xxxxxx269
MADWAA00223093

JP MORGAN CHASE BANK

JP MORGAN CHASE BANK
JP MORGAN CHASE BANK

75745

1KW156

STERLING 15C LLC

114650

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

62724

1KW455
1KW308

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
EDWARD TEPPER JACQUELINE TEPPER
ELISE TEPPER TIC

9/23/2008

27254

8/30/2007

(692,292.98)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188444

JPMSAF0059515

MADWAA00275954

142092

1KW412

DAVID KATZ ET AL TIC

3/27/2006

(650,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172651

JPMSAF0043729

JPMSAF0043730

MADWAA00367203

298967

1KW412

DAVID KATZ ET AL TIC

6/20/2006

(650,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175368

JPMSAF0046727

JPMSAF0046728

MADWAA00211756

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

225899

1KW447

STERLING TWENTY FIVE LLC

12/21/2007

(650,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191737

JPMSAF0062719

MADWAA00292424

JPMC xxxxxx077

JP MORGAN CHASE BANK

142160

1KW464

10/27/2008

(633,556.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201445

JPMSAF0072097

MADWAA00305151

JPMC xxxxxx757

JP MORGAN CHASE BANK

33697

1KW081

STERLING VC V LLC STERLING EQUITIES
ATTN: ARTHUR FRIEDMAN
RICHARD A WILPON & DEBRA WILPON
J/T WROS

9/25/2006

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177897

JPMSAF0049135

MADWAA00209768

JPMC xxxxxx578

194227

1KW347

FS COMPANY LLC

1/6/2003

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140999

JPMSAF0010936

MADWAA00118722

JPMC xxxxxx284

(700,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199870

JPMC xxxxxx076

JPMSAF0070567

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

MADWAA00302961

JP MORGAN CHASE BANK

JPMC xxxxxx085

JP MORGAN CHASE
BANK

239046

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

3/10/2003

(570,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142401

JPMSAF0012394

MADWAA00319770

110488

1KW013

DAYLE KATZ

12/23/2003

(550,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149896

JPMSAF0018880

JPMSAF0018881

MADWAA00222322

JPMC xxxxxx116

308774

1KW156

STERLING 15C LLC

11/25/2003

(550,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149246

JPMSAF0018668

JPMSAF0018669

MADWAA00222675

JPMC xxxxxx899

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

214310

1KW447

STERLING TWENTY FIVE LLC

5/29/2008

(550,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196718

JPMSAF0067545

MADWAA00295468

JPMC xxxxxx077

JP MORGAN CHASE BANK

294912

1KW358

STERLING 20 LLC

12/26/2006

(540,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180630

JPMSAF0052354

MADWAA00206028

JPMC xxxxxx076

JP MORGAN CHASE BANK

157604

1KW412

DAVID KATZ ET AL TIC

6/27/2007

(508,840.62)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186328

JPMSAF0057519

MADWAA00273502

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

122120

1KW372

ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

6/27/2006

(500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

CITIBANK

CITIBANK

81191

1KW024

SAUL B KATZ

4/13/1999

(690,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

91911

MADWAA00391022

JPMC xxxxxx806

81212

1KW201

DAVID M KATZ

(8,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90702

MADWAA00392184

JPMC xxxxxx711

81922

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

12/1/1998

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88008

MADWAA00379306

JPMC xxxxxx076

82135

1KW067

FRED WILPON

9/18/2001

(562,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127623

MADWAA00100360

JPMC xxxxxx269

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

297826

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

313119

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

273153

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

274809

1KW013

192899

1KW024

82358

82638
82876

9/6/2007

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188644

JPMSAF0059707

MADWAA00276332

7/8/2005

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166220

JPMSAF0036747

JPMSAF0036748

10/1/2007

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189622

JPMSAF0060658

MADWAA00264114

DAYLE KATZ

8/1/2005

(587,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166546

JPMSAF0037073

JPMSAF0037074

SAUL B KATZ

4/10/2007

(575,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

184718

JPMSAF0056011

MADWAA00267252

1KW156

STERLING 15C LLC

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

1KW220

L THOMAS OSTERMAN ET AL SEF TIC

4/1/1999

2/1/1999

11/16/2001
3/18/1999

(250,000.00)

(50,000.00)
(200,000.00)

CW

CW
CW

CHECK

CHECK
CHECK

Withdrawal

Withdrawal
Withdrawal

Check

Check
Check

Yes

Yes
Yes

509 Account

509 Account
509 Account

89956

130180
90437

JPMC xxxxxx578
MADWAA00157557

JPMC xxxxxx076

MADWAA00097727
MADWAA00386300

JP MORGAN CHASE BANK

JPMC xxxxxx116

CHASE MANHATTAN
BANK

JPMC xxxxxx806

MADWAA00155153

JP MORGAN CHASE BANK

JPMC xxxxxx085

JP MORGAN CHASE BANK

JPMC xxxxxx578

38381

MADWAA00385150

CHASE MANHATTAN
BANK

Citi xxxxx023

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

4 of 60

JPMSAS0008757

Confirmed - Under $1 Million
Under $1 Million

Yes

Withdrawal

CHECK

950,000.00

No

10/1/2002

4/8/2003

Yes

9/30/2009

10/1/2002

Withdrawal

CHECK

9/30/2009

STERLING THIRTY
VENTURE

xxxxxx711

CHECK

CW

10/1/2002
10/1/2002

xxxxxx076 JUDITH A. WILPON

CHECK

CW

Yes

Yes

CW

(800,000.00)

9/30/2009

9/30/2009

CW

(800,000.00)

No

10/1/2002

10/1/2002

(42,000.00)

3/12/2008

9/30/2009

STERLING THIRTY
VENTURE LLC

xxxxxx711

(66,000.00)

12/28/2004

No

10/1/2002

No

5/3/1999

STERLING 15C LLC

9/30/2009

Tracing Results

No

10/1/2002

Check Bates
Reference

No

9/30/2009

Yes

5/3/1999

DAVID KATZ ET AL TIC

9/30/2009

10/1/2002

Bank Statement Bank Statement
Amount
Bates Reference

Yes

JUDITH A WILPON C/O STERLING
EQUITIES

1KW156

10/1/2002

Statement
Trans Date

No

9/30/2009

ARTHUR FRIEDMAN ET AL TIC

1KW412

9/30/2009

9/30/2009

1KW155

302485

10/1/2002

9/30/2009

1KW161

307037

Transaction within
Available Records

1/4/2005

64503

JP MORGAN CHASE BANK

Available Records
Through

10/1/2002

xxxxxx076 IRIS J. KATZ

64511

MADWAA00077415

Available Records
Beginning

ARTHUR FRIEDMAN ET
AL TIC
STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON

Under $1 Million
12/15/2004

875,000.00

JPMSDD0003113

Confirmed - Under $1 Million

12/15/2004

850,000.00

JPMSDD0003112

Confirmed - Under $1 Million

Under $1 Million

Under $1 Million

8/30/2003

8/31/2010

Yes

Under $1 Million

10/25/2002

3/24/2008

Yes

Under $1 Million

11/2/2005

9/30/2009

Yes

Under $1 Million

11/16/2004

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxx054 STERLING EQUITIES

10/1/2002

9/30/2009

No

xxxxxx284 FS COMPANY LLC

10/1/2002

9/30/2009

Yes

STERLING EQUITY
FUNDING
STERLING THIRTY
xxxxxx711
VENTURE
DAVID KATZ ET AL TIC
xxxxxx076 STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

11/16/2004

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

FRED WILPON AND
JUDITH A. WILPON
STERLING THIRTY
VENTURE LLC
FRED WILPON AND
JUDITH A. WILPON

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

1/4/2005

9/30/2009

Yes

xxxxxx076

xxxx806 SAUL B KATZ
xxxxxx899 STERLING 15C LLC
DAVID KATZ ET AL TIC
xxxxxx076 STERLING EQUITIES
FUNDING CO
JEFFREY S. WILPON &/OR
xxxxxx885
VALERIE WILPON
FRED A. WILPON AND
xxxx269
JUDITH A. WILPON
STERLING EQUITIES
xxxxxx076
FUNDING

xxxx269
xxxxxx711
xxxx269

xxxx806 SAUL B. KATZ
FRED WILPON & JUDITH
xxxx269
A WILPON
IRIS J. KATZ, SAUL B.
xxxx806
KATZ
STERLING JET II LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING THIRTY
xxxxxx711
VENTURE LLC
STERLING
PATHOGENESIS CO /
xxxxxx076
STERLING EQUITIES
FUNDING CO
STERLING EQUITY
xxxxxx076
FUNDING
STERLING THIRTY
xxxxxx711
VENTURE
STERLING THIRTY
xxxxxx711
VENTURE LLC
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING THIRTY
xxxxxx711
VENTURE
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
CHARLES STERLING SUB
xxxxxx245
LLC
xxxxxx085 STERLING TRACING
STERLING EQUITIES
xxxxxx076
FUNDING CO
DAVID KATZ ET AL TIC
xxxxxx076 STERLING EQUITIES
FUNDING CO
DAVID KATZ ET AL TIC
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING TWENTY FIVE
xxxxxx077
LLC

Under $1 Million
12/8/2003

800,000.00

7/6/2005

800,000.00

12/29/2004

800,000.00

12/8/2003

JPMSDD0000815

Confirmed - Under $1 Million

JPMSAS0008895

JPMSDD0006680

Confirmed - Under $1 Million

JPMSAS0008858

JPMSDD0003272

Confirmed - Under $1 Million

750,000.00

JPMSDD0000813

Confirmed - Under $1 Million

Under $1 Million

Under $1 Million
Under $1 Million

Under $1 Million
Under $1 Million

Under $1 Million

Under $1 Million

12/8/2003

727,000.00

JPMSDD0000814

Confirmed - Under $1 Million

3/30/2007

700,000.00

JPMSDD0008850

Confirmed - Under $1 Million

Under $1 Million
Under $1 Million

Under $1 Million

Under $1 Million

4/7/2007

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

9/4/2007

692,292.98

JPMSDD0010969

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/28/2006

650,000.00

JPMSAS0008950

JPMSDD0013324

Confirmed - Under $1 Million

Under $1 Million

10/1/2002

9/30/2009

Yes

6/21/2006

650,000.00

JPMSAS0008971

JPMSDD0013006

Confirmed - Under $1 Million

4/7/2007

9/30/2009

Yes

Under $1 Million

xxxxxx757 STERLING VC V LLC

6/16/2007

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx284 FS COMPANY LLC

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

STERLING EQUITIES
FUNDING

10/1/2002

9/30/2009

Yes

4/7/2007

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx116 UNKNOWN

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx899 STERLING 15C LLC

10/1/2002

9/30/2009

Yes

xxxxxx077 STERLING 25 LLC

4/7/2007

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

12/27/2006

540,000.00

JPMSAS0009009

JPMSDD0007777

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/29/2007

508,840.62

JPMSAS0009056

JPMSDD0010035

Confirmed - Under $1 Million

xxxxxx076

xxxxxx085 STERLING TRACING LLC
xxxxxx116 UNKNOWN
xxxx806 SAUL B KATZ

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxxxx076

xxxx023

ESTATE OF LEONARD J.
SCHREIER

5/1/2002

11/1/2009

Yes

10/1/2002

9/30/2009

No

xxxxxx711 DAVID M. KATZ-HA

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

FRED WILPON & JUDITH
A WILPON
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxx806 SAUL B KATZ

xxxx269

Under $1 Million
7/11/2005

600,000.00

JPMSDD0006698

Confirmed - Under $1 Million

Under $1 Million
Under $1 Million

Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

304153

1KW372

ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

96686

1KW156

STERLING 15C LLC

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

MADWAA00127730

12/17/2002

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140139

6/30/2004

(500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

JPMSAF0009981

Check 3 Bates

n/a - wire

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Citi xxxxx031

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

CITIBANK

CITIBANK

10/1/2002

9/30/2009

Yes

10/1/2002

JP MORGAN CHASE BANK

xxxxxx076 IRIS J. KATZ

JP MORGAN CHASE BANK

xxxxxx076

9/7/2000

(750.00)

MADWAA00244463

JPMC xxxxxx269

1KW447

STERLING TWENTY FIVE LLC

6/13/2007

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186060

MADWAA00277374

JPMC xxxxxx076

JUDY WILPON & FRED WILPON FAM FDN
INC

3/21/2001

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123152

MADWAA00143330

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

(2,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132128

JPMSAF0001720

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

83927

1KW108

JUDITH A WILPON - O STERLING EQUITIES

GREGORY KATZ

1/15/2002

CW

CHECK

Withdrawal

Check

Yes

509 Account

110993

MADWAA00069697

JP MORGAN CHASE BANK

CHASE MANHATTAN
BANK

255108

1KW013

DAYLE KATZ

9/25/2008

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199926

JPMSAF0070622

MADWAA00303045

JPMC xxxxxx116

268687

1KW315

STERLING THIRTY VENTURE, LLC

3/12/2008

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194307

JPMSAF0065191

MADWAA00297064

JPMC xxxxxx711

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

88511

1KW156

STERLING 15C LLC

8/1/2000

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110389

MADWAA00253783

JPMC xxxxxx076

CHASE MANHATTAN
BANK

88529

1KW175

STERLING PATHOGENESIS CO

8/28/2000

(2,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110749

MADWAA00254401

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

88552

1KW232

JUDITH A WILPON-W STERLING EQUITIES

8/8/2000

(12,882.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110475

MADWAA00253945

JPMC xxxxxx269

CHASE MANHATTAN
BANK

9/25/2008

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199927

JPMSAF0070623

7/2/2001

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125633

MADWAA00102886

(500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

226860

1KW014

IRIS J KATZ C/O STERLING EQUITIES

4/22/2005

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

163969

JPMSAF0034358

JPMSAF0034359

239964

1KW014

IRIS J KATZ C/O STERLING EQUITIES

12/21/2006

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180524

JPMSAF0052217

MADWAA00205878

248885

1KW347

FS COMPANY LLC

12/16/2005

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169887

JPMSAF0040697

JPMSAF0040698

MADWAA00166135

JPMC xxxxxx076
MADWAA00364778

JPMC xxxxxx284

JP MORGAN CHASE
BANK

xxxxxx076

9/30/2009

No

10/1/2002

9/30/2009

Yes

4/26/2005

500,000.00

10/1/2002

9/30/2009

Yes

12/22/2006

500,000.00

xxxxxx284 FS COMPANY LLC

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx116 UNKNOWN

10/1/2002

9/30/2009

Yes

Under $1 Million

STERLING THIRTY
VENTURE LLC
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING
PATHOGENESIS /
xxxxxx076
STERLING EQUITIES
FUNDING CO
FRED WILPON AND
xxxx269
JUDITH A. WILPON
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

xxxxxx831 BAS AIRCRAFT LLC

10/1/2002

8/29/2008

No

xxxxxx313 STERLING METS L P

8/30/2003

8/31/2010

Yes

xxxxxx775

MICHAEL KATZ
DAYLE H. KATZ
CHARLES STERLING SUB
LLC
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

No

xxxxxx245

1/4/2005

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

xxxxxx020 METS II LLC

10/1/2002

9/30/2009

Yes

xxxxxx831 BAS AIRCRAFT LLC

10/1/2002

8/29/2008

No

5/1/2002

11/1/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

xxxxxx711

STERLING THIRTY VENTURE, LLC

9/6/2007

(480,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188655

JPMSAF0059718

MADWAA00276352

JPMC xxxxxx076

JP MORGAN CHASE BANK

9/22/2006

(462,863.63)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177867

JPMSAF0049106

MADWAA00209738

JPMC xxxxxx020

JP MORGAN CHASE BANK

11/1/2001

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129993

MADWAA00098099

JPMC xxxxxx831

CHASE MANHATTAN
BANK

222841

1KW372

ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

1/8/2007

(450,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

181960

JPMSAF0053398

MADWAA00194275

CITIBANK

CITIBANK

JPMSAF0043790

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx284 FS COMPANY LLC

xxxxxx076

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88501

6/26/2007

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186285

1KW108

GREGORY KATZ

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

JP MORGAN CHASE BANK

MADWAA00377977

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JPMSAF0057482

JPMC xxxxxx245

JP MORGAN CHASE BANK

Citi xxxxx023

267888

1KW347

FS COMPANY LLC

3/28/2006

(450,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172702

JPMSAF0043789

94024

1KW260

FRED WILPON FAMILY TRUST

10/1/2001

(75,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127794

MADWAA00088583

MADWAA00367235

JPMC xxxxxx284

294316

1KW024

SAUL B KATZ

12/14/2004

(450,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159568

JPMSAF0029559

JPMSAF0029560

226593

1KW254

STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL

7/11/2005

(450,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx313

JP MORGAN CHASE BANK

67944

1KW447

STERLING TWENTY FIVE LLC

3/12/2008

(450,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194310

JPMSAF0065194

MADWAA00297070

JPMC xxxxxx077

JP MORGAN CHASE BANK

174617

1KW067

FRED WILPON

4/10/2007

(421,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

184721

JPMSAF0056014

MADWAA00267258

JPMC xxxxxx269

JP MORGAN CHASE BANK

154951

1KW014

IRIS J KATZ C/O STERLING EQUITIES

8/26/2008

(415,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199226

JPMSAF0069955

MADWAA00301791

JPMC xxxxxx076

JP MORGAN CHASE BANK

15217

1KW019

MICHAEL KATZ

12/23/2003

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149897

JPMSAF0018882

JPMSAF0018883

MADWAA00222324

JPMC xxxxxx775

33799

CHASE MANHATTAN
BANK

JPMC xxxxxx806

MADWAA00333711

JP MORGAN CHASE BANK

JPMC xxxxxx254

JP MORGAN CHASE BANK

79656

1KW019

MICHAEL KATZ

3/28/2006

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172694

JPMSAF0043775

JPMSAF0043776

MADWAA00367225

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

154056

1KW014

IRIS J KATZ C/O STERLING EQUITIES

3/28/2006

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172693

JPMSAF0043773

JPMSAF0043774

MADWAA00367223

JPMC xxxxxx806

JP MORGAN CHASE BANK

215022

1KW156

STERLING 15C LLC

12/12/2005

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169722

JPMSAF0040494

JPMSAF0040495

MADWAA00364490

JPMC xxxxxx899

CHASE MANHATTAN
BANK

282970

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

4/22/2005

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

163970

JPMSAF0034360

JPMSAF0034361

MADWAA00166137

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

287554

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

1/18/2006

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

171554

JPMSAF0042547

JPMSAF0042548

MADWAA00362266

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

289097

1KW156

STERLING 15C LLC

7/8/2005

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166217

JPMSAF0036742

JPMSAF0036743

MADWAA00157551

JPMC xxxxxx899

CHASE MANHATTAN
BANK

500,000.00

10/1/2002

IRIS J. KATZ, STERLING
EQUITIES FUNDING

BAS AIRCRAFT LLC

12/31/1998

90344
143449

JPMC xxxxxx313

45511

Confirmed - Under $1 Million

No

METS II LLC

12/17/2007

6/15/2007

JPMSAS0008827

No

1KW315

METS LIMITED PTR #2 ATTN LEN LABITA

JP MORGAN CHASE BANK
CHASE MANHATTAN
BANK

500,000.00

Yes

1KW325

1KW247

JPMC xxxxxx076
JPMC xxxxxx831

Under $1 Million
6/30/2004

9/30/2009

1KW374

262965

MADWAA00303047

Tracing Results

9/30/2009

92092

BAS AIRCRAFT LLC

Check Bates
Reference

9/30/2009

194041

IRIS J KATZ C/O STERLING EQUITIES

1KW325

Bank Statement Bank Statement
Amount
Bates Reference

10/1/2002

311026

1KW014

88793

Statement
Trans Date

10/1/2002

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

304779

Transaction within
Available Records

STERLING EQUITIES
FUNDING CO
FRED WILPON AND
xxxx269
JUDITH A. WILPON
STERLING EQUITIES
xxxxxx076
FUNDING
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
GREGORY KATZ
xxxxxx775 MICHAEL KATZ
DAYLE H. KATZ

1KW086

1KW273

Available Records
Through

Yes

83676

83381

ESTATE OF LEONARD J
SCHREIER

Available Records
Beginning

11/1/2009

157619

JPMC xxxxxx076

xxxxx031

Potential Bank Account
Holder(s) [2]

5/1/2002

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

28328

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

xxxx023

xxxxxx254

ESTATE OF LEONARD J
SCHREIER

FRED WILPON FAMILY
TRUST

xxxx806 SAUL B KATZ

9/26/2008

Confirmed - Under $1 Million

JPMSDD0005798
JPMSAS0009009

500,000.00

Confirmed - Under $1 Million

JPMSDD0007749

Confirmed - Under $1 Million

JPMSDD0027187

Confirmed - Under $1 Million

Under $1 Million

Under $1 Million
9/7/2007

480,000.00

JPMSDD0011032

Confirmed - Under $1 Million
Under $1 Million

9/30/2009

Yes

Under $1 Million

8/30/2003

8/31/2010

Yes

Under $1 Million

xxxxxx077 STERLING TWENTY FIVE

4/7/2007

9/30/2009

Yes

FRED WILPON & JUDITH
A WILPON
STERLING EQUITIES
xxxxxx076
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

xxxxxx313 STERLING METS, L.P.

xxxx269

Under $1 Million
Under $1 Million
9/3/2008

415,000.00

JPMSDD0027090

Confirmed - Under $1 Million
Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx899 STERLING 15C LLC

10/1/2002

9/30/2009

Yes

Under $1 Million

STERLING THIRTY
xxxxxx711
VENTURE
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

xxxx806 SAUL B. KATZ
xxxxxx899 STERLING 15C LLC
IRIS AND SAUL KATZ
FAMILY FDN
STERLING EQUITIES
FUNDING CO
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

293385

1KW314

STERLING THIRTY VENTURE LLC B

12/14/2004

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159581

JPMSAF0029582

JPMSAF0029583

JPMC xxxxxx711

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

142750

1KW260

FRED WILPON FAMILY TRUST

12/20/2002

(380,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140215

JPMSAF0010060

MADWAA00127860

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

162957

1KW465

STERLING DIST PROPERTIES LLC
STERLING EQUITIES ATTN: ARTHUR
FRIEDMAN

9/18/2008

(380,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199769

JPMSAF0070474

MADWAA00302767

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

12/10/2004

(380,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159486

JPMSAF0029473

JPMSAF0029474

JPMC xxxxxx020

9/30/2009

CHECK

Withdrawal

Check

Yes

509 Account

89872

MADWAA00384990

JPMC xxxxxx269

FRED WILPON, JUDITH A.
WILPON
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
ROSE KATZ & MICHAEL
xxxxxx674
KATZ JT TENANT

10/1/2002

9/30/2009

9/30/2009

9/30/2009

No

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Confirmed - Under $1 Million

No

10/1/2002

JPMSDD0005799

No

10/1/2002

400,000.00

Yes

CW

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

10/1/2002

(327,000.00)

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

xxxxxx020 METS II LLC

1/28/1999

4/26/2005

No

MADWAA00333735

284654

1KW374

METS II LLC

97067

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

MADWAA00333555

97085

1KW161

ARTHUR FRIEDMAN ET AL TIC

1/4/1999

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88572

MADWAA00378115

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

97114

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

1/4/1999

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88791

MADWAA00387697

JPMC xxxxxx674

1/13/1999

(87,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89729

MADWAA00381151

JPMC xxxxxx528

8/1/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110388

MADWAA00253781

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

12/1/2000

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113166

MADWAA00140946

JPMC xxxxxx076

12/20/2000

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113519

MADWAA00140540

JPMC xxxxxx528

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

3/1/2001

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122933

MADWAA00143654

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

10/12/2000

(525,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112469

MADWAA00259519

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

STERLING 15C LLC

5/10/2002

(325,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

16634

3095

19943

JPMC xxxxxx076

JP MORGAN CHASE BANK

FRED WILPON FAMILY TRUST

5/10/2002

(66,167.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

16634

3095

19944

JPMC xxxxxx076

JP MORGAN CHASE BANK

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/10/2003

(356,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142398

JPMSAF0012391

MADWAA00319764

JPMC xxxxxx775

1KW019

MICHAEL KATZ

3/10/2003

(356,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142397

JPMSAF0012390

MADWAA00319762

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

1KW016

IRIS & SAUL KATZ FAM FDN INC AND
JUDY & FRED WILPON FAMILY FDN INC
TIC

1/7/2005

(354,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161076

JPMSAF0031319

JPMSAF0031320

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK

97117

1KW201

DAVID M KATZ

97706

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

180092

1KW341

CHARLES STERLING LLC

3/7/2003

(373,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142375

JPMSAF0012369

MADWAA00319720

JPMC xxxxxx076

98292

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

3/22/2002

(296,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132957

JPMSAF0002635

MADWAA00077209

JPMC xxxxxx578

98648

1KW067

FRED WILPON

12/3/2001

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130381

JPMSAF0000133

MADWAA00073229

JPMC xxxxxx269

JPMSAF0000138

MADWAA00073237

98674

1KW154

IRIS J KATZ C/O STERLING EQUITES

100876

1KW154

IRIS J KATZ C/O STERLING EQUITES

100909

1KW201

DAVID M KATZ

101195

1KW154

IRIS J KATZ C/O STERLING EQUITES

101279

1KW260

FRED WILPON FAMILY TRUST

101476

1KW156

101484

1KW260

171530
298164

294661

12/3/2001

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130386

JP MORGAN CHASE BANK

Yes

509 Account

168122

JPMSAF0038713

JPMSAF0038714

MADWAA00168221

JPMC xxxxxx076

JP MORGAN CHASE BANK

Yes

509 Account

172795

JPMSAF0043889

JPMSAF0043890

MADWAA00376026

JPMC xxxxxx775

274159

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/4/2004

(350,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152155

JPMSAF0021417

JPMSAF0021418

MADWAA00223747

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

105851

1KW024

SAUL B KATZ

1/6/1999

(300,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

BT Account

n/a - wire

256016

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

6/26/2007

(350,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186281

233597

1KW423

METS LIMITED PARTNERSHIP SHEA
STADIUM

7/11/2005

(350,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

106688

1KW024

SAUL B KATZ

5/4/1999

(100,000.00)

CW

CW

CHECK

CHECK

Withdrawal

Withdrawal

Check

Check

Yes

Yes

509 Account

509 Account

122573

92208

129
MADWAA00273456
33798

MADWAA00146144

JPMC xxxxxx254

MADWAA00380180

JPMC xxxxxx076

106766

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

4/16/2001

(640,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124606

MADWAA00132631

JPMC xxxxxx578

107580

1KW067

FRED WILPON

7/2/2001

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125619

MADWAA00102860

JPMC xxxxxx269

107588

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

7/2/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125624

MADWAA00102868

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE BANK

107613

1KW260

FRED WILPON FAMILY TRUST

7/13/2001

(2,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126768

MADWAA00105034

JPMC xxxxxx254

CHASE MANHATTAN
BANK

107631

1KW323

BROOKLYN BASEBALL COMPANY

7/18/2001

(475,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126820

MADWAA00105126

JPMC xxxxxx245

CHASE MANHATTAN
BANK

75850

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

12/21/2007

(350,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191738

JPMSAF0062720

MADWAA00292426

JPMC xxxxxx085

42330

1KW263

MARVIN B TEPPER

1/10/2008

(330,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193238

JPMSAF0064197

MADWAA00290275

JPMC xxxxxxx452

167809

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

5/29/2008

(325,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196719

JPMSAF0067546

MADWAA00295470

JPMC xxxxxx085

JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

5 of 60

Under $1 Million

10/1/2002

9/30/2009

Under $1 Million

No

10/1/2002

9/30/2009

No

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

No

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

1/10/2005

354,000.00

10/1/2002

9/30/2009

Yes

10/5/2005

351,900.00

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/19/2002

10/20/2009

Yes

Under $1 Million

8/30/2003

8/31/2010

Yes

Under $1 Million

10/1/2002

9/30/2009

No

xxxxxx313 STERLING METS, L.P.

Check
Check

Confirmed - Under $1 Million

xxxxxx076 IRIS J. KATZ

JP MORGAN CHASE
BANK

Withdrawal
Withdrawal

(33,500.00)

xxxxxx076 IRIS J. KATZ

JP MORGAN CHASE BANK

CHECK
CHECK

JPMSDD0027162

No

JPMC xxxxxx313

CW
CW

380,000.00

No

JP MORGAN CHASE
BANK

(351,900.00)
(350,000.00)

Under $1 Million

9/19/2008

Yes

9/30/2009

CHASE MANHATTAN
BANK

10/3/2005
3/30/2006

2/1/2001

9/30/2009
9/30/2009

10/1/2002

FRED WILPON & JUDITH
A WILPON

JPMC xxxxxx076

MICHAEL KATZ
MICHAEL KATZ & DAYLE KATZ J/T WROS

FRED WILPON FAMILY TRUST

10/1/2002
10/1/2002

xxxx269

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

1KW019
1KW020

1KW260

STERLING EQUITIES
FUNDING CO

xxxxxx578 RICHARD A. WILPON

xxxxxx076

JPMC xxxxxx004

MADWAA00349567

259881

106519

xxxx269

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
IRIS & SAUL KATZ FAM
FDN
JUDY & FRED WILPON
xxxxxx076
FAMILY
STERLING EQUITIES
FUNDING
MICHAEL KATZ
xxxxxx076 STERLING EQUITIES
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING CO
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

174517

JPMSAF0057478

STERLING EQUITIES
FUNDING CO

xxxxxx254

WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxxxx578 RICHARD A. WILPON
xxxx269

FRED WILPON & JUDITH
A WILPON

xxxxxx076 JUDITH WILPON
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
BROOKLYN BASEBALL
xxxxxx245
COMPANY LLC
xxxxxx085 STERLING TRACING LLC
xxxxxxx452M. B. TEPPER
xxxxxx085 STERLING TRACING LLC

No

10/1/2002

9/30/2009
9/30/2009
9/30/2009
9/30/2009

9/30/2009

9/30/2009

Confirmed - Under $1 Million

No

10/1/2002

JPMSDD0017533

No

10/1/2002

Confirmed - Under $1 Million

No

10/1/2002

JPMSDD0004866

No

10/1/2002

Under $1 Million

JPMSAS0008862

No

10/1/2002

Under $1 Million

No

4/7/2007

9/30/2009

Yes

Under $1 Million

11/1/2002

10/30/2009

Yes

Under $1 Million

4/7/2007

9/30/2009

Yes

Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

108226

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

108444

1KW314

STERLING THIRTY VENTURE LLC B

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

MADWAA00120019

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Bank Account
Number(s)

294527

1KW447

STERLING TWENTY FIVE LLC

307048

1KW013

DAYLE KATZ

12/14/2004

(320,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159565

JPMSAF0029553

JPMSAF0029554

JPMC xxxxxx116

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

3914

1KW238

SAUL B KATZ - PM

1/2/2003

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140914

JPMSAF0010838

MADWAA00118562

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

141693

1KW156

STERLING 15C LLC

7/1/2003

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145213

JPMSAF0015185

MADWAA00309075

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

177334

1KW156

STERLING 15C LLC

1/2/2003

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140432

JPMSAF0010283

MADWAA00119180

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

179801

1KW156

STERLING 15C LLC

12/2/2002

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139808

JPMSAF0009612

MADWAA00127994

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

196523

1KW156

STERLING 15C LLC

10/1/2003

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147507

JPMSAF0017327

MADWAA00234346

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

209259

1KW156

STERLING 15C LLC

9/2/2003

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147032

JPMSAF0016880

MADWAA00314593

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

232896

1KW156

STERLING 15C LLC

2/3/2003

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141916

JPMSAF0011951

MADWAA00322998

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

240387

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

6/21/2005

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164914

JPMSAF0035413

JPMSAF0035414

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

243956

1KW156

STERLING 15C LLC

10/1/2002

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137948

JPMSAF0007625

MADWAA00123324

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

267526

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

12/20/2005

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169984

JPMSAF0040805

JPMSAF0040806

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

273203

1KW412

DAVID KATZ ET AL TIC

7/26/2004

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156286

JPMSAF0026125

JPMSAF0026126

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

132262

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

7/21/2008

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198700

JPMSAF0069470

MADWAA00294977

JPMC xxxxxx085

JP MORGAN CHASE BANK

1KW354

MICHAEL KATZ-SEF

3/4/2004

(276,400.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152159

JPMSAF0021424

JPMSAF0021425

JPMC xxxxxx775

46056

1KW354

MICHAEL KATZ-SEF

7/18/2008

(276,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198682

JPMSAF0069454

MADWAA00294945

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx085 STERLING TRACING LLC

288344

5588

1KW156

STERLING 15C LLC

7/2/2007

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186381

JPMSAF0057571

MADWAA00273600

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

13260

1KW156

STERLING 15C LLC

8/1/2007

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

187953

JPMSAF0059072

MADWAA00279796

JPMC xxxxxx076

JP MORGAN CHASE BANK

31615

1KW156

STERLING 15C LLC

9/1/2005

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167098

JPMSAF0037638

JPMC xxxxxx076

JP MORGAN CHASE BANK

97835

1KW156

STERLING 15C LLC

6/1/2006

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174985

JPMSAF0046321

JPMSAF0046322

MADWAA00211084

JPMC xxxxxx076

111842

1KW156

STERLING 15C LLC

3/1/2006

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172244

JPMSAF0043281

JPMSAF0043282

MADWAA00366481

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

114100

1KW156

STERLING 15C LLC

7/3/2006

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175560

JPMSAF0046915

MADWAA00372787

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

116737

1KW067

FRED WILPON

6/13/2002

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135392

JPMSAF0005049

MADWAA00063027

JPMC xxxxxx269

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING EQUITIES
xxxxxx076 FUNDING/STERLING
EQUITIES
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING/STERLING 15C
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076 FUNDING/STERLING 15C
LLC
FRED WILPON & JUDITH
xxxx269
A WILPON

JP MORGAN CHASE
BANK

COLLEGE PL
xxxxxx593
ENTERPRISES PROFIT P.S.

8/1/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137005

7/11/2002

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

4/18/2007

(323,466.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185033

JPMSAF0006706

JPMC xxxxxx076
17561

JPMSAF0056314

MADWAA00267836

JPMC xxxxxx076
JPMC xxxxxx077

MADWAA00333705

MADWAA00161260

MADWAA00341779

MADWAA00223755

JP MORGAN CHASE BANK

116753

1KW084

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

6/24/2002

(7,183.20)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135541

JPMSAF0005214

MADWAA00063275

JPMC xxxxxx593

CHASE MANHATTAN
BANK

116797

1KW260

FRED WILPON FAMILY TRUST

6/3/2002

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135157

JPMSAF0004818

MADWAA00063649

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

116802

1KW362

DAVID M KATZ ET AL TIC F/M

6/26/2002

(4,570,946.46)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135606

JPMSAF0005311

MADWAA00063313

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

117389

1KW260

FRED WILPON FAMILY TRUST

1/2/2001

(41,667.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

121003

MADWAA00148625

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

114461

1KW156

STERLING 15C LLC

5/1/2006

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174487

JPMSAF0045779

JPMSAF0045780

JPMC xxxxxx076

141441

1KW156

STERLING 15C LLC

9/1/2006

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177499

JPMSAF0048769

MADWAA00209108

118424

1KW156

STERLING 15C LLC

8/1/2001

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126985

MADWAA00086201

JPMC xxxxxx076

118487

1KW314

STERLING THIRTY VENTURE LLC B

8/1/2001

(192,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126992

MADWAA00086215

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

118865

1KW257

STERLING JET LTD

7/2/2001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125629

MADWAA00102878

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

118906

1KW260

FRED WILPON FAMILY TRUST

7/2/2001

(75,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125631

MADWAA00102882

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

155487

1KW156

STERLING 15C LLC

1/3/2006

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170206

JPMSAF0041048

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

118929

1KW287

STERLING HERITAGE LLC

7/2/2001

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125846

MADWAA00103302

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

156821

1KW156

STERLING 15C LLC

4/3/2006

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172833

JPMSAF0043941

JPMSAF0043942

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

184007

1KW156

STERLING 15C LLC

5/1/2007

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185223

JPMSAF0056490

MADWAA00279292

JPMC xxxxxx076

JP MORGAN CHASE BANK

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

119943

6/14/1999

(1,900.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92766

JPMSAF0041049

MADWAA00367644

JPMC xxxxxx076

MADWAA00359812

MADWAA00374855

MADWAA00185145

JP MORGAN CHASE BANK

12/1/1999

(250,000.00)

JPMC xxxxxx076

CHASE MANHATTAN
BANK

186758

1KW156

STERLING 15C LLC

10/2/2006

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178553

JPMSAF0049773

MADWAA00198377

JPMC xxxxxx076

JP MORGAN CHASE BANK

121569

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

12/7/2001

(19,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130500

JPMSAF0000245

MADWAA00072217

JPMC xxxxxx550

CHASE MANHATTAN
BANK

191735

1KW156

STERLING 15C LLC

3/1/2007

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182831

JPMSAF0054186

MADWAA00203452

JPMC xxxxxx076

JP MORGAN CHASE BANK

122553

1KW175

STERLING PATHOGENESIS CO

2/26/2001

(75.53)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122842

MADWAA00143492

JPMC xxxxxx076

JP MORGAN CHASE BANK

192915

1KW156

STERLING 15C LLC

4/2/2007

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183445

JPMSAF0054767

JPMC xxxxxx076

JP MORGAN CHASE BANK

123863

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

6/14/1999

(2,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92765

MADWAA00185143

JPMC xxxxxx775

CHASE MANHATTAN
BANK

221321

1KW156

STERLING 15C LLC

6/1/2007

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185768

JPMSAF0056997

JPMC xxxxxx076

JP MORGAN CHASE BANK

124840

1KW019

MICHAEL KATZ

1/10/2000

(57,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101222

MADWAA00052901

JPMC xxxxxx775

CHASE MANHATTAN
BANK

227371

1KW156

STERLING 15C LLC

12/1/2006

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179985

JPMSAF0051380

JPMC xxxxxx076

JP MORGAN CHASE BANK

125286

1KW067

FRED WILPON

10/2/2000

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111319

MADWAA00259995

JPMC xxxxxx269

125995

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

12/27/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97354

MADWAA00057536

JPMC xxxxxx269

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

120068

1KW156

STERLING 15C LLC

CW

CHECK

Withdrawal

Check

Yes

509 Account

96885

MADWAA00056705

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx054

CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00276122

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00212962

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMSAF0048311

MADWAA00210181

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMSAF0040250

JPMSAF0040251

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

MADWAA00266752

MADWAA00278050

MADWAA00206258

243884

1KW156

STERLING 15C LLC

2/1/2007

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182431

JPMSAF0053816

MADWAA00199900

127019

1KW300

STERLING EQUITIES

12/20/2001

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130743

JPMSAF0000467

MADWAA00072635

252925

1KW156

STERLING 15C LLC

11/1/2005

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169011

JPMSAF0039709

JPMSAF0039710

272117

1KW156

STERLING 15C LLC

9/4/2007

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188533

JPMSAF0059599

284809

1KW156

STERLING 15C LLC

11/1/2006

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179506

JPMSAF0050690

287794

1KW156

STERLING 15C LLC

8/1/2006

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177004

294578

1KW156

STERLING 15C LLC

12/1/2005

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169506

MADWAA00354893

MADWAA00364100

295832

1KW156

STERLING 15C LLC

2/1/2006

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

171819

JPMSAF0042817

JPMSAF0042818

296648

1KW156

STERLING 15C LLC

1/2/2007

(270,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180757

JPMSAF0052466

MADWAA00195230

129041

1KW067

FRED WILPON

9/1/2000

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110865

MADWAA00244215

JPMC xxxxxx269

129085

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

9/11/2000

(4,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111041

MADWAA00243609

JPMC xxxxxx775

10/3/2005

(270,000.00)

CW

MADWAA00363187

305428

1KW156

STERLING 15C LLC

CHECK

Withdrawal

Check

Yes

509 Account

168058

JPMSAF0038630

JPMSAF0038631

JPMC xxxxxx076

JP MORGAN CHASE BANK

249316

1KW024

SAUL B KATZ

12/5/2002

(268,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139921

JPMSAF0009728

MADWAA00128210

JPMC xxxxxx806

JP MORGAN CHASE BANK

239101

1KW263

MARVIN B TEPPER

3/14/2003

(260,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142471

MADWAA00319902

MADWAA00168107

JPMC xxxxxxx452

CHASE MANHATTAN
BANK

131546

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

1/10/2000

(94,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101225

MADWAA00052907

JPMC xxxxxx578

131595

1KW259

STERLING JET II LTD

(30,000.00)

CW

CHECK

Withdrawal

509 Account

100104

MADWAA00052271

Check

Yes

131935

1KW108

GREGORY KATZ

1/24/2000

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101398

MADWAA00053203

118098

1KW019

MICHAEL KATZ

6/23/2003

(251,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145049

JPMSAF0015029

132272

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

10/2/2000

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111543

MADWAA00260433

JPMC xxxxxx674

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

12015

1KW156

STERLING 15C LLC

11/1/2007

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190649

JPMSAF0061632

MADWAA00261873

JPMC xxxxxx076

JP MORGAN CHASE BANK

12520

1KW156

STERLING 15C LLC

4/1/2008

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194589

JPMSAF0065460

MADWAA00298211

JPMC xxxxxx076

JP MORGAN CHASE BANK

19212

1KW156

STERLING 15C LLC

12/3/2007

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191218

JPMSAF0062225

MADWAA00291634

JPMC xxxxxx076

JP MORGAN CHASE BANK

1/3/2000

JPMC xxxxxx076
JPMC xxxxxx354
MADWAA00321984

JPMC xxxxxx775

6 of 60

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxxxx076

xxxxxx077 STERLING 25 LLC
xxxxxx116 UNKNOWN
SAUL B. KATZ PM
xxxxxx076 STERLING EQUITITES
FUNDING CO
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
UNKNOWN FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
UNKNOWN FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
DAVID KATZ ET AL TIC
xxxxxx076 STERLING EQUITIES
FUNDING CO

xxxxxx775

MICHAEL KATZ
DAYLE H. KATZ

xxxxxx775 UNKNOWN

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES
DAVID M KATZ ET AL TIC
F/M
xxxxxx076
STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING/STERLING 15C
STERLING EQUITIES
xxxxxx076
FUNDING/STERLING 15C
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxxxx254

xxxxxx076 STERLING 30 VENTURE
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING/STERLING 15C
STERLING HERITAGE
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076 FUNDING/STERLING 15C
LLC
STERLING EQUITIES
xxxxxx076
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076
FUNDING/STERLING 15C

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

10/1/2002

9/30/2009

10/1/2002

9/30/2009

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

No
No

4/7/2007

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/2/2003

300,000.00

JPMSDD0000257

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/4/2003

300,000.00

JPMSDD0000028

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

4/7/2007

9/30/2009

Under $1 Million

Under $1 Million

7/28/2004

300,000.00

JPMSDD0004074

Yes

Confirmed - Under $1 Million
Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

7/5/2007

270,000.00

JPMSDD0010283

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/2/2007

270,000.00

JPMSDD0010594

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/6/2005

270,000.00

JPMSDD0007297

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/2/2006

270,000.00

JPMSDD0012934

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2006

270,000.00

JPMSDD0013223

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/5/2006

270,000.00

JPMSDD0012127

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

5/2/2006

270,000.00

JPMSDD0012631

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/5/2006

270,000.00

JPMSDD0011664

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

1/4/2006

270,000.00

JPMSDD0014097

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

4/5/2006

270,000.00

JPMSDD0013650

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/3/2007

270,000.00

JPMSDD0009527

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/3/2006

270,000.00

JPMSDD0011889

Confirmed - Under $1 Million

3/2/2007

270,000.00

JPMSDD0008723

Confirmed - Under $1 Million

4/4/2007

270,000.00

JPMSDD0009187

Confirmed - Under $1 Million

6/4/2007

270,000.00

JPMSDD0009870

Confirmed - Under $1 Million

12/4/2006

270,000.00

JPMSDD0007588

Confirmed - Under $1 Million

9/30/2009

No

10/1/2002

9/30/2009

Yes

xxxxxx550 UNKNOWN

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING
STERLING
xxxxxx076
PATHOGENESIS
STERLING EQUITIES
xxxxxx076
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING
FRED WILPON & JUDITH
xxxx269
A WILPON
FRED WILPON, JUDITH A.
xxxx269
WILPON
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

xxxxxx054 STERLING EQUITIES

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING/STERLING 15C
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING/STERLING 15C
STERLING EQUITIES
xxxxxx076 FUNDING/STERLING 15C
LLC
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
FRED WILPON & JUDITH
xxxx269
A WILPON
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING/STERLING 15C

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

10/1/2002

9/30/2009

10/1/2002

xxxxxx076

xxxxxx076

xxxx806 SAUL B KATZ

10/1/2002

2/2/2007

270,000.00

JPMSDD0008445

Confirmed - Under $1 Million

11/3/2005

270,000.00

JPMSDD0017840

Confirmed - Under $1 Million

Yes

9/5/2007

270,000.00

JPMSDD0010996

Confirmed - Under $1 Million

Yes

11/3/2006

270,000.00

JPMSDD0011256

Confirmed - Under $1 Million

9/30/2009

Yes

8/2/2006

270,000.00

JPMSDD0012350

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/5/2005

270,000.00

JPMSDD0016941

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

2/3/2006

270,000.00

JPMSDD0014396

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/3/2007

270,000.00

JPMSDD0008122

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No
10/5/2005

270,000.00

JPMSDD0017538

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

Under $1 Million

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

xxxxxx076

STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

xxxxxx354 GREGORY KATZ

10/1/2002

9/30/2009

No

MICHAEL KATZ
DAYLE H. KATZ

10/1/2002

9/30/2009

Yes

xxxxxx674 MICHAEL KATZ

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

10/1/2002

9/30/2009

xxxxxx775

xxxxxx076

No

Under $1 Million

11/2/2007

250,000.00

JPMSDD0019904

Confirmed - Under $1 Million

Yes

4/2/2008

250,000.00

JPMSDD0015411

Confirmed - Under $1 Million

Yes

12/4/2007

250,000.00

JPMSDD0020228

Confirmed - Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

21814

1KW156

STERLING 15C LLC

12/1/2004

32854

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Yes

509 Account

159265

JPMSAF0029241

JPMSAF0029242

MADWAA00333133

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(250,000.00)

CW

CHECK

Withdrawal

Check

12/1/2003

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

JPMC xxxxxx076

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

53488

1KW156

STERLING 15C LLC

10/1/2007

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189078

JPMSAF0060119

JPMC xxxxxx076

JP MORGAN CHASE BANK

136332

1KW154

IRIS J KATZ C/O STERLING EQUITES

9/11/2000

(728,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111042

MADWAA00243611

JPMC xxxxxx806

136390

1KW207

SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN

9/11/2000

(2,100.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111044

MADWAA00243615

JPMC xxxxxx578

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

137246

1KW024

SAUL B KATZ

6/7/2001

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125354

MADWAA00098612

JPMC xxxxxx806

JP MORGAN CHASE BANK

137256

1KW024

SAUL B KATZ

6/13/2001

(1,265,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125424

MADWAA00098736

JPMC xxxxxx806

JP MORGAN CHASE BANK

73672

1KW156

STERLING 15C LLC

7/1/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155039

JPMSAF0024507

JPMSAF0024508

JPMC xxxxxx076

JP MORGAN CHASE BANK

138408

1KW024

SAUL B KATZ

4/1/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

133123

JPMSAF0002788

MADWAA00065762

JPMC xxxxxx806

JP MORGAN CHASE BANK

76860

1KW156

STERLING 15C LLC

5/1/2008

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196253

JPMSAF0067095

MADWAA00293022

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

142008

1KW156

STERLING 15C LLC

1/3/2005

JPMSAF0030053

MADWAA00335837

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

140453

1KW257

STERLING JET LTD

JPMC xxxxxx076

161321

1KW019

MICHAEL KATZ

JPMSAF0029558

MADWAA00333709

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

141148

1KW067

FRED WILPON

141172

1KW234

JUDITH A WILPON-T STERLING EQUITIES

141206

1KW287

STERLING HERITAGE LLC

141370

1KW156

STERLING 15C LLC

168781

1KW156

STERLING 15C LLC

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

1KW156

STERLING 15C LLC

36351

1KW156

STERLING 15C LLC

134508

1KW024

SAUL B KATZ

51881

1KW156

STERLING 15C LLC

194105
197265

1KW156

STERLING 15C LLC

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149363

JPMSAF0018700

JPMSAF0018701

MADWAA00222903

9/1/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156827

JPMSAF0026707

JPMSAF0026708

JPMSAF0026709

11/5/1999

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96598

MADWAA00189189

8/1/2005

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166568

JPMSAF0037104

JPMSAF0037105
MADWAA00264690

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159972

JPMSAF0030052

1/3/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

100103

MADWAA00052269

12/14/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159567

JPMSAF0029557

MADWAA00339859

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx806
MADWAA00155197

JPMC xxxxxx076
MADWAA00350867

CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

1/2/2001

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

120992

MADWAA00148603

JPMC xxxxxx269

1/11/2001

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122249

MADWAA00152017

JPMC xxxxxx269

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

1/2/2001

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

121223

MADWAA00149055

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

8/15/2001

(121,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127177

MADWAA00086557

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

3/3/2008

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194102

JPMSAF0064999

MADWAA00296858

JPMC xxxxxx076

JP MORGAN CHASE BANK

9/6/2007

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188661

JPMSAF0059724

MADWAA00276364

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

6/1/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154554

JPMSAF0023953

JPMSAF0023954

MADWAA00332091

JPMC xxxxxx775

217252

1KW156

STERLING 15C LLC

3/1/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152063

JPMSAF0021312

JPMSAF0021313

MADWAA00223577

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

226766

1KW156

STERLING 15C LLC

5/3/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154117

JPMSAF0023500

JPMSAF0023501

MADWAA00220118

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

239938

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

5/27/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154475

JPMSAF0023861

JPMSAF0023862

MADWAA00331937

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

254300

1KW156

STERLING 15C LLC

8/2/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156410

JPMSAF0026254

JPMSAF0026255

MADWAA00334730

256933

1KW156

STERLING 15C LLC

5/2/2005

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164070

JPMSAF0034459

JPMSAF0034460

MADWAA00175150

JPMC xxxxxx076

260479

1KW156

STERLING 15C LLC

6/1/2005

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164547

JPMSAF0035020

JPMSAF0035021

MADWAA00160582

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

260657

1KW156

STERLING 15C LLC

3/1/2005

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161852

JPMSAF0032140

JPMSAF0032141

MADWAA00159359

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

267040

1KW156

STERLING 15C LLC

4/1/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152645

JPMSAF0021920

JPMSAF0021921

MADWAA00226657

JPMC xxxxxx076

JP MORGAN CHASE BANK

268743

1KW156

STERLING 15C LLC

1/2/2008

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191919

JPMSAF0062893

MADWAA00290955

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

273069

1KW156

STERLING 15C LLC

2/1/2005

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161466

JPMSAF0031739

JPMSAF0031740

MADWAA00173335

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

276998

1KW014

IRIS J KATZ C/O STERLING EQUITIES

5/27/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154474

JPMSAF0023859

JPMSAF0023860

MADWAA00331935

JPMC xxxxxx076

278245

1KW156

STERLING 15C LLC

6/2/2008

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196834

JPMSAF0067666

MADWAA00295684

143594

1KW161

ARTHUR FRIEDMAN ET AL TIC

4/1/1999

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90699

MADWAA00392178

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

279649

1KW156

STERLING 15C LLC

1/2/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

150115

JPMSAF0019149

JPMSAF0019150

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

282958

1KW156

STERLING 15C LLC

4/1/2005

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162460

JPMSAF0032793

MADWAA00165005

JPMC xxxxxx076

JP MORGAN CHASE BANK

283428

1KW156

STERLING 15C LLC

2/1/2008

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193636

JPMSAF0064566

MADWAA00287550

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

298120

1KW156

STERLING 15C LLC

10/1/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157453

JPMSAF0027370

JPMSAF0027371

JPMC xxxxxx076

JP MORGAN CHASE BANK

145517

1KW234

JUDITH A WILPON-T STERLING EQUITIES

6/21/2000

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108867

MADWAA00245089

JPMC xxxxxx269

146003

1KW024

SAUL B KATZ

7/2/2001

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125616

MADWAA00102854

JPMC xxxxxx806

JP MORGAN CHASE
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

146037

1KW108

GREGORY KATZ

7/13/2001

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126766

MADWAA00105030

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

146041

1KW259

STERLING JET II LTD

7/2/2001

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125630

MADWAA00102880

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

305009

1KW156

STERLING 15C LLC

2/2/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151665

JPMSAF0020904

JPMSAF0020905

MADWAA00229750

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

308938

1KW156

STERLING 15C LLC

7/1/2005

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165561

JPMSAF0036044

JPMSAF0036045

MADWAA00168913

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

146794

1KW313

STERLING THIRTY VENTURE LLC TR

10/11/2001

(450,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128896

MADWAA00088069

JPMC xxxxxx711

309370

1KW354

MICHAEL KATZ-SEF

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

198719

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

3/12/2008

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194311

JPMSAF0065195

MADWAA00297072

JPMC xxxxxx085

147001

1KW339

STERLING METS ASSOCIATES

12/20/2001

(2,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130745

JPMSAF0000469

MADWAA00072639

JPMC xxxxxx209

118179

1KW366

MARVIN B TEPPER TRACING

6/27/2003

(249,257.28)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145186

JPMSAF0015159

MADWAA00309025

JPMC xxxxxxx452

147232

1KW024

SAUL B KATZ

3/9/1999

(97,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90359

MADWAA00386168

3/28/2006

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172703

JPMSAF0043791

JPMC xxxxxx076

MADWAA00236739

MADWAA00338573

JP MORGAN CHASE BANK

JPMC xxxxxx076

JPMSAF0043792

MADWAA00367237

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx775

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

STERLING EQUITIES
xxxxxx076 FUNDING/STERLING 15C
LLC
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

10/1/2002

9/30/2009

Yes

12/2/2004

Bank Statement Bank Statement
Amount
Bates Reference

250,000.00

10/1/2002

Check Bates
Reference

Tracing Results

JPMSDD0003056

Confirmed - Under $1 Million

JPMSDD0000797

Confirmed - Under $1 Million

9/30/2009

Yes

12/3/2003

250,000.00

10/1/2002

9/30/2009

Yes

9/3/2004

500,000.00

10/1/2002

9/30/2009

No

xxxxxx076

STERLING EQUITIES
FUNDING/STERLING 15C
STERLING EQUITIES
xxxxxx076
FUNDING
IRIS J. KATZ PAYABLE TO
xxxx806
SAUL B. KATZ

10/1/2002

9/30/2009

Yes

8/2/2005

250,000.00

JPMSDD0007012

Confirmed - Under $1 Million

9/30/2009

Yes

10/2/2007

250,000.00

JPMSDD0019445

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

xxxxxx578 RICHARD A WILPON

10/1/2002

9/30/2009

No

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

7/2/2004

470,000.00

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

5/2/2008

250,000.00

JPMSDD0015838

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/4/2005

250,000.00

JPMSDD0004834

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

3/4/2008

250,000.00

JPMSDD0014998

10/1/2002

9/30/2009

Yes

9/7/2007

250,000.00

JPMSDD0011035

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/2/2004

250,000.00

JPMSDD0003554

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2004

250,000.00

JPMSDD0001752

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/4/2004

250,000.00

JPMSDD0002259

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/28/2004

250,000.00

JPMSDD0002351

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/3/2004

250,000.00

JPMSDD0004257

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/3/2005

490,000.00

10/1/2002

9/30/2009

Yes

6/3/2005

250,000.00

JPMSDD0006336

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2005

250,000.00

JPMSDD0005440

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/2/2004

250,000.00

JPMSDD0002032

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/3/2008

250,000.00

JPMSDD0020798

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

2/3/2005

250,000.00

JPMSDD0005125

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/28/2004

250,000.00

JPMSDD0002350

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/3/2008

250,000.00

JPMSDD0016139

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

1/6/2004

250,000.00

JPMSDD0001206

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/8/2005

250,000.00

JPMSDD0005746

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

2/4/2008

250,000.00

JPMSDD0014666

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/4/2004

250,000.00

JPMSDD0002486

Confirmed - Under $1 Million

xxxx806 SAUL B KATZ

xxxxxx076

STERLING EQUITIES
FUNDING CO

xxxx806 SAUL B KATZ
STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076 FUNDING/STERLING 15C
LLC
STERLING EQUITIES
xxxxxx076
FUNDING CO
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
FRED WILPON & JUDITH
xxxx269
A WILPON
FRED WILPON AND
xxxx269
JUDITH A. WILPON
STERLING HERITAGE
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076
FUNDING/STERLING 15C
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076 FUNDING/STERLING 15C
LLC
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076 FUNDING/STERLING 15C
LLC
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
FRED WILPON AND
xxxx269
JUDITH A WILPON
xxxx806 SAUL B KATZ
xxxxxx076

GREGORY KATZ
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING JET II LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076 FUNDING/STERLING 15C
LLC
STERLING THIRTY
xxxxxx711
VENTURE
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

10/1/2002

Not Confirmed - possibly included
in larger deposit

JPMSAS0008842

No

Not Confirmed - possibly included
in larger deposit

JPMSAS0008831

Under $1 Million

Confirmed - Under $1 Million

Not Confirmed - possibly included
in larger deposit

JPMSAS0008883

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

2/4/2004

250,000.00

JPMSDD0001491

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/5/2005

250,000.00

JPMSDD0006664

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx085 STERLING TRACING LLC

4/7/2007

9/30/2009

Yes

Under $1 Million

10/1/2002

8/31/2010

No

11/1/2002

10/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

147339

1KW220

L THOMAS OSTERMAN ET AL SEF TIC

3/24/1999

(214,442.78)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90521

MADWAA00386442

JPMC xxxxxx076

CHASE MANHATTAN
BANK

147356

1KW195

JEFFREY S WILPON SPECIAL

3/29/1999

(6,930.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90609

MADWAA00392010

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

STERLING METS
ASSOCIATES
MARVIN B TEPPER
xxx452
TRACING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
FUNDING CO
xxxxxx076
L THOMAS OSTERMAN ET
AL SEF TIC
JEFFREY S. WILPON
xxxxxx076 STERLING EQUITIES
FUNDING CO

115464

1KW434

FFB AVIATION LLC C/O STERLING
EQUITIES

12/21/2006

(245,675.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180536

JPMSAF0052230

JPMC xxxxxx048

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx048 FFB AVIATION LLC

11/23/2005

9/30/2009

Yes

STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

147694

1KW156

STERLING 15C LLC

147703

1KW208

JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN

147723

1KW260

FRED WILPON FAMILY TRUST

246706

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

4/1/2002

(325,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

133131

JPMSAF0002795

MADWAA00205902

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx578 RICHARD A. WILPON

JP MORGAN CHASE
BANK

xxxxxx254

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

Yes

7/2/2008

225,000.00

JPMSDD0016584

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/4/2008

225,000.00

JPMSDD0026813

Confirmed - Under $1 Million

xxxxxx899 STERLING 15C LLC

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

1/6/2004

215,000.00

10/1/2002

9/30/2009

Yes

7/27/2007

215,000.00

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

xxxx527 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

2/5/2004

FRED WILPON AND
JUDITH A. WILPON
STERLING EQUITIES
xxxxxx076 STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

No
4/6/2004

4/10/2002

(11,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134339

JPMSAF0003973

MADWAA00064218

JPMC xxxxxx578

CHASE MANHATTAN
BANK

4/1/2002

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

133355

JPMSAF0003013

MADWAA00066214

JPMC xxxxxx254

JP MORGAN CHASE BANK

1/10/2008

(230,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193231

JPMSAF0064190

MADWAA00290261

JPMC xxxxxx578

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx269

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx806

JP MORGAN CHASE BANK

1KW156

STERLING 15C LLC

7/1/2008

(225,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197897

JPMSAF0068695

MADWAA00286966

JPMC xxxxxx076

JP MORGAN CHASE BANK

1KW156

STERLING 15C LLC

8/1/2008

(225,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198893

JPMSAF0069645

MADWAA00300208

JPMC xxxxxx076

JP MORGAN CHASE BANK

264800

1KW156

STERLING 15C LLC

2/27/2004

(225,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152007

JPMSAF0021247

JPMSAF0021248

JPMC xxxxxx899

CHASE MANHATTAN
BANK

23633

1KW067

FRED WILPON

12/5/2002

(224,100.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139922

JPMSAF0009730

MADWAA00128212

JPMC xxxxxx269

JP MORGAN CHASE BANK

180095

1KW354

MICHAEL KATZ-SEF

3/6/2003

(220,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142357

JPMSAF0012353

MADWAA00319686

JPMC xxxxxx775

CHASE MANHATTAN
BANK

95433

1KW014

IRIS J KATZ C/O STERLING EQUITIES

1/2/2004

(215,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

150108

JPMSAF0019139

JPMSAF0019140

JPMC xxxxxx076

JP MORGAN CHASE BANK

113190

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
JUDITH A WILPON C/O STERLING
EQUITIES

7/26/2007

(215,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

187845

JPMSAF0058967

MADWAA00273179

JPMC xxxxxx076

JP MORGAN CHASE BANK

1/3/2000

(42,000.00)

JPMC xxxxxx076

1/10/2000

(55,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101231

MADWAA00052919

JPMC xxxxxx528

1/3/2000

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

100313

MADWAA00052685

JPMC xxxxxx674
JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JPMC xxxxxx527

JP MORGAN CHASE BANK

CW

CHECK

Withdrawal

Check

Yes

509 Account

100096

MADWAA00223467

MADWAA00236725

MADWAA00052255

149557

1KW201

DAVID M KATZ

149778

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

149803

1KW232

JUDITH A WILPON-W STERLING EQUITIES

1/13/2000

(30,872.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101291

MADWAA00053027

230628

1KW014

IRIS J KATZ C/O STERLING EQUITIES

12/1/2003

(215,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149356

JPMSAF0018694

JPMSAF0018695

MADWAA00222889

260298

1KW014

IRIS J KATZ C/O STERLING EQUITIES

2/2/2004

(215,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151656

JPMSAF0020891

JPMSAF0020892

MADWAA00229734

150257

1KW273

JUDITH A WILPON - O STERLING EQUITIES

1/16/2001

(7,082.59)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122296

MADWAA00152097

119830

1KW359

STERLING EQUITIES (GREENWOOD) C/O
MATTHEW BERNSTEIN MS# NYC034091

3/23/2004

(209,579.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152431

JPMSAF0021692

JPMSAF0021693

151690

1KW024

SAUL B KATZ

12/3/2001

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130378

JPMSAF0000130

MADWAA00073223

96239

1KW201

DAVID M KATZ

4/21/2005

(202,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

163956

JPMSAF0034345

JPMSAF0034346

256082

1KW347

FS COMPANY LLC

9/1/2005

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167067

JPMSAF0037610

Under $1 Million

JP MORGAN CHASE BANK

219564

1KW155

Under $1 Million

JPMC xxxxxx076

MADWAA00065776

158112

149548

xxxxxx209

MADWAA00226435

MADWAA00166115

JPMC xxxxxx528
JPMC xxxxxx284

JP MORGAN CHASE
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

7 of 60

xxxx269
xxxxxx775

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES

FRED WILPON & JUDITH
A WILPON
MICHAEL KATZ
DAYLE H. KATZ

xxxxxx076 IRIS J. KATZ
xxxxxx076

xxxxxx674

STERLING EQUITIES
FUNDING

ROSE KATZ & MICHAEL
KATZ JT TENANT

xxxxxx076 JUDITH A. WILPON

xxxx269

10/1/2002

9/30/2009

Under $1 Million

Under $1 Million
Under $1 Million
Under $1 Million
JPMSDD0001208

Confirmed - Under $1 Million

JPMSAS0009063

JPMSDD0010374

Confirmed - Under $1 Million

215,000.00

JPMSAS0008805

JPMSDD0001501

Confirmed - Under $1 Million

209,579.00

JPMSAS0008815

JPMSDD0002046

Confirmed - Under $1 Million

No

Yes

Under $1 Million

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

No

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx284 FS COMPANY

10/1/2002

9/30/2009

Yes

Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

152967

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

260306

1KW156

264475
153929
153968

153997

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

12/31/1998

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88503

MADWAA00377981

STERLING 15C LLC

10/1/2008

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199980

JPMSAF0070671

MADWAA00303189

JPMC xxxxxx076

1KW156

STERLING 15C LLC

12/1/2008

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202033

JPMSAF0072639

MADWAA00304139

JPMC xxxxxx076

1KW067

FRED WILPON

6/3/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135148

JPMSAF0004804

MADWAA00063631

JPMC xxxxxx269

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

6/3/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135153

JPMSAF0004811

MADWAA00063641

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

1KW260

FRED WILPON FAMILY TRUST

6/24/2002

(5,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135550

JPMSAF0005219

MADWAA00063281

JPMC xxxxxx254

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx775

268799

1KW358

STERLING 20 LLC

6/15/2005

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164841

JPMSAF0035341

JPMSAF0035342

275213

1KW156

STERLING 15C LLC

9/2/2008

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199352

JPMSAF0070072

MADWAA00302001

277400

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

12/14/2004

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159579

JPMSAF0029580

JPMSAF0029581

296905

1KW156

STERLING 15C LLC

11/3/2008

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201569

JPMSAF0072214

MADWAA00285295

293525

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

4/18/2006

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174236

JPMSAF0045514

JPMSAF0045515

129094

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

9/14/2006

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177761

JPMSAF0049007

MADWAA00209572

12/21/2006

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180534

JPMSAF0052228

MADWAA00205898

8/1/2001

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126976

MADWAA00086183

8/24/2001

(176,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127288

MADWAA00086751

4/4/2007

(188,124.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

184545

JPMSAF0055850

79750

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

154814

1KW024

SAUL B KATZ

154824

1KW257

STERLING JET LTD

184419

1KW110

MADWAA00161126

MADWAA00333733

MADWAA00376478

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

Confirmed - Under $1 Million

9/30/2009

No

10/1/2002

9/30/2009

Yes

6/16/2005

300,000.00

10/1/2002

9/30/2009

Yes

9/3/2008

200,000.00

10/1/2002

9/30/2009

Yes

12/15/2004

200,000.00

JPMSDD0003102

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/4/2008

200,000.00

JPMSDD0026469

Confirmed - Under $1 Million

10/19/2002

10/20/2009

Yes

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

Not Confirmed - possibly included
in larger deposit

JPMSAS0008890

Under $1 Million

9/30/2009

No

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx528 UNKNOWN

10/1/2002

9/30/2009

Yes

Under $1 Million

10/19/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

Withdrawal

Check

Yes

509 Account

139924

JPMSAF0009734

MADWAA00128216

JPMC xxxxxx578

Withdrawal

Check

Yes

509 Account

190220

JPMSAF0061239

MADWAA00265692

JPMC xxxxxx528

107276

1KW076

12/5/2002

(183,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139923

JPMSAF0009732

MADWAA00128214

JPMC xxxxxx308

8696

1KW424

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
HOWARD S KATZ C/O STERLING
EQUITIES

5/31/2006

(180,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174956

JPMSAF0046284

JPMSAF0046285

MADWAA00211030

JPMC xxxxxx802

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

239014

1KW156

STERLING 15C LLC

11/3/2003

(180,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

148909

JPMSAF0018594

JPMSAF0018595

MADWAA00221016

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

213198

1KW084

(179,200.00)

CW

CHECK

Withdrawal

Check

Yes

JPMC xxxxxx593

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx899
JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx578

MADWAA00268398

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

8/26/2008

509 Account

199227

JPMSAF0069956

MADWAA00301793

245430

1KW156

STERLING 15C LLC

6/25/2003

(175,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145104

JPMSAF0015082

MADWAA00322024

156258

1KW156

STERLING 15C LLC

7/1/1999

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92956

MADWAA00192029

102134

1KW260

FRED WILPON FAMILY TRUST

6/23/2003

(170,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145051

JPMSAF0015031

MADWAA00321988

141996

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

1/14/2005

(162,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161207

JPMSAF0031462

JPMSAF0031463

9155

1KW019

MICHAEL KATZ

1/10/2008

(160,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193229

JPMSAF0064188

MADWAA00290257

62466

1KW402

STERLING 10 LLC STERLING EQUITIES

8/11/2008

(160,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199039

JPMSAF0069783

MADWAA00300444

JPMC xxxxxx076

294930

1KW402

STERLING 10 LLC STERLING EQUITIES

12/26/2006

(160,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180631

JPMSAF0052355

MADWAA00206030

JPMC xxxxxx076

237311

1KW449

SEE HOLDCO LLC

6/25/2007

(160,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186243

JPMSAF0057441

MADWAA00277680

JPMC xxxxxx944

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
BANK

MADWAA00350250

JPMC xxxxxx775

CHASE MANHATTAN
BANK

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96513

MADWAA00189033

JPMC xxxxxx076

CHASE MANHATTAN
BANK

11/1/1999

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96508

MADWAA00189023

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

11/5/1999

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96604

MADWAA00188479

JPMC xxxxxx806

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

11/21/2003

(157,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149189

JPMSAF0018661

JPMSAF0018662

MADWAA00221496

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

MADWAA00221006

11/1/2002

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139344

JPMSAF0009187

MADWAA00129846

JPMC xxxxxx806

JP MORGAN CHASE BANK

93141

1KW238

SAUL B KATZ - PM

2/3/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141918

JPMSAF0011953

MADWAA00323002

JPMC xxxxxx806

CHASE MANHATTAN
BANK

129887

1KW067

FRED WILPON

4/1/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143144

JPMSAF0013089

MADWAA00305958

JPMC xxxxxx269

JP MORGAN CHASE BANK

146313

1KW238

SAUL B KATZ - PM

3/3/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142274

JPMSAF0012284

MADWAA00319544

JPMC xxxxxx806

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

161225

1KW156

STERLING 15C LLC

1/5/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89043

MADWAA00377151

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

BT Account

n/a - wire

8217

1KW067

FRED WILPON

11/3/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

148902

JPMSAF0018591

JPMSAF0018592

JPMC xxxxxx269

JP MORGAN CHASE BANK

19537

1KW024

SAUL B KATZ

10/1/2002

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137938

JPMSAF0007613

MADWAA00123304

JPMC xxxxxx806

JP MORGAN CHASE BANK

23627

1KW067

FRED WILPON

12/2/2002

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139801

JPMSAF0009605

MADWAA00127980

JPMC xxxxxx269

JP MORGAN CHASE BANK

MADWAA00323871

41129

1KW067

FRED WILPON

8/1/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146551

JPMSAF0016429

JPMC xxxxxx269

JP MORGAN CHASE BANK

158672

1KW235

IRIS J KATZ-W STERLING EQUITIES

1/13/2000

(28,535.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101294

MADWAA00053033

JPMC xxxxxx076

159198

1KW024

SAUL B KATZ

1/12/2000

(360,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101261

MADWAA00052975

JPMC xxxxxx806

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

SAUL B KATZ

1KW024

JPMSDD0027091

10/1/2002

10/1/2002

CHECK

51073

Confirmed - Under $1 Million

No
No

10/1/2002

CHECK

ARTHUR FRIEDMAN ET AL TIC

JPMSDD0024982

9/30/2009
9/30/2009

STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO

CW

1KW388

200,000.00

Yes

10/1/2002

xxxxxx550 UNKNOWN

CW

77399

12/2/2008

9/30/2009

10/1/2002

10/1/2002

JP MORGAN CHASE
BANK

(186,500.00)

SAUL B KATZ - PM

Confirmed - Under $1 Million

10/2/2008

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

(184,402.00)

ARTHUR FRIEDMAN ET AL TIC

JPMSDD0025954

Yes

CHASE MANHATTAN
BANK

12/5/2002

1KW238

Tracing Results

200,000.00

9/30/2009

JP MORGAN CHASE BANK

10/5/2007

1KW161

Check Bates
Reference

10/1/2002

Bank Statement Bank Statement
Amount
Bates Reference

No

JPMC xxxxxx550

DAVID M KATZ

158075

Statement
Trans Date

9/30/2009

JPMC xxxxxx076

1KW081

158030

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
DANIEL WILPON
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
xxxxxx254

Transaction within
Available Records

10/1/2002

CHASE MANHATTAN
BANK

1KW201

11/1/1999

xxxxxx076 JUDITH A. WILPON

Available Records
Through

JP MORGAN CHASE BANK

6414

STERLING JET II LTD

MICHAEL KATZ
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
UNKNOWN
FUNDING
FRED WILPON & JUDITH
xxxx269
A WILPON
xxxxxx775

Available Records
Beginning

JPMC xxxxxx004

53515

1KW259

Potential Bank Account
Holder(s) [2]

JPMC xxxxxx806

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
RICHARD A WILPON & DEBRA WILPON
J/T WROS

157878

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

xxxxxx004 UNKNOWN
xxxx806 SAUL B KATZ

xxxxxx308

ARTHUR FRIEDMAN
RUTH FRIEDMAN

xxxxxx802 UNKNOWN
STERLING EQUITIES
UNKNOWN FUNDING CO/STERLING
15C LLC
COLLEGE PLACE
xxxxxx593 ENTERPRISES PROFIT
SHARING

Under $1 Million
Under $1 Million
11/5/2003

180,000.00

JPMSDD0000518

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx899 STERLING 15C LLC

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx076

STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx775 UNKNOWN

10/1/2002

9/30/2009

Yes

Under $1 Million

STERLING JET II LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO

xxxxxx076
xxxxxx076

STERLING EQUITIES
FUNDING
STERLING EQUITIES
FUNDING

xxxxxx944 SEE HOLD CO LLC

xxxx806 SAUL B. KATZ
ARTHUR FRIEDMAN ET
UNKNOWN AL TIC
xxxx269

FRED WILPON & JUDITH
A WILPON

10/1/2002

Yes

8/12/2008

160,000.00

JPMSAS0009190

JPMSDD0026860

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/27/2006

160,000.00

JPMSAS0009009

JPMSDD0007781

Confirmed - Under $1 Million

2/1/2007

12/31/2007

9/30/2009

Yes

10/1/2002

9/30/2009

No

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

Under $1 Million

11/25/2003

157,000.00

JPMSAS0008791

JPMSDD0000597

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

FRED WILPON & JUDITH
A WILPON
FRED WILPON & JUDITH
xxxx269
A WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

No

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B. KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

xxxx269

xxxxxx076 IRIS J. KATZ

xxxx269

FRED WILPON & JUDITH
A WILPON

xxxx806 SAUL B. KATZ

JP MORGAN CHASE BANK

10/1/2002

9/30/2009

161248

1KW154

IRIS J KATZ C/O STERLING EQUITES

1/4/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88569

MADWAA00378109

JPMC xxxxxx076

CHASE MANHATTAN
BANK

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

153694

1KW067

FRED WILPON

9/2/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147026

JPMSAF0016874

MADWAA00314581

JPMC xxxxxx269

JP MORGAN CHASE BANK

9/30/2009

Yes

Under $1 Million

1KW067

FRED WILPON

7/1/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145206

JPMSAF0015178

MADWAA00309063

JPMC xxxxxx269

10/1/2002

9/30/2009

Yes

Under $1 Million

161421

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

9/14/1999

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94906

MADWAA00189915

JPMC xxxxxx076

CHASE MANHATTAN
BANK

FRED WILPON & JUDITH
A WILPON
FRED WILPON & JUDITH
xxxx269
A WILPON
ARTHUR FRIEDMAN
& RUTH FRIEDMAN J/T
xxxxxx076 WRDS
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

162916

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

No

161242

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

1/6/1999

(300,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

128

JPMC xxxxxx076

JP MORGAN CHASE
BANK

162468

1KW154

IRIS J KATZ C/O STERLING EQUITES

1/2/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130906

JPMSAF0000622

MADWAA00068589

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

162530

1KW260

FRED WILPON FAMILY TRUST

1/2/2002

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

131131

JPMSAF0000839

MADWAA00070221

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

177348

1KW238

SAUL B KATZ - PM

1/3/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140965

JPMSAF0010898

MADWAA00118658

JPMC xxxxxx806

193377

1KW238

SAUL B KATZ - PM

6/2/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144696

JPMSAF0014613

MADWAA00322358

JPMC xxxxxx806

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

196509

1KW067

FRED WILPON

10/1/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147502

JPMSAF0017322

MADWAA00234336

JPMC xxxxxx269

JP MORGAN CHASE BANK

224637

1KW067

FRED WILPON

2/3/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141909

JPMSAF0011944

MADWAA00322984

JPMC xxxxxx269

JP MORGAN CHASE BANK

234515

1KW067

FRED WILPON

11/1/2002

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139347

JPMSAF0009190

MADWAA00129852

JPMC xxxxxx269

JP MORGAN CHASE BANK

237031

1KW024

SAUL B KATZ

8/19/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146801

JPMSAF0016659

MADWAA00324327

JPMC xxxxxx806

JP MORGAN CHASE BANK

238731

1KW067

FRED WILPON

10/1/2002

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137941

JPMSAF0007616

MADWAA00123310

JPMC xxxxxx269

JP MORGAN CHASE BANK

161434

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

9/14/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94911

1KW024

SAUL B KATZ

2/1/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132364

JPMSAF0001977

161712

1KW154

IRIS J KATZ C/O STERLING EQUITES

2/1/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101530

JPMC xxxxxx076
MADWAA00076150

JP MORGAN CHASE BANK

JPMC xxxxxx076

MADWAA00049482

CHASE MANHATTAN
BANK

JPMC xxxxxx806

MADWAA00189925

161646

CHASE MANHATTAN
BANK

SAUL B KATZ

12/2/2002

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139798

JPMSAF0009602

MADWAA00128598

FRED WILPON

12/1/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149358

JPMSAF0018696

JPMSAF0018697

165895

1KW161

ARTHUR FRIEDMAN ET AL TIC

1/3/2000

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

100099

MADWAA00052261

JPMC xxxxxx806
MADWAA00222893

JP MORGAN CHASE BANK
JP MORGAN CHASE BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

1KW024
1KW067

JPMC xxxxxx269
JPMC xxxxxx076

249312
261838

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

166257

1KW237

IRIS J KATZ-T STERLING EQUITIES

1/13/2000

(23,944.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101296

MADWAA00053037

268236

1KW238

SAUL B KATZ - PM

5/1/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144294

JPMSAF0014230

MADWAA00317023

JPMC xxxxxx806

293566

1KW067

FRED WILPON

6/2/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144688

JPMSAF0014605

MADWAA00322342

JPMC xxxxxx269

298168

1KW067

FRED WILPON

3/3/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142265

JPMSAF0012277

MADWAA00319530

JPMC xxxxxx269

299974

1KW238

SAUL B KATZ - PM

7/1/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145215

JPMSAF0015187

MADWAA00309079

JPMC xxxxxx806

301079

1KW238

SAUL B KATZ - PM

4/1/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143151

JPMSAF0013096

MADWAA00305972

JPMC xxxxxx806

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

167545

1KW156

STERLING 15C LLC

9/1/1999

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94733

MADWAA00189455

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JUDITH A WILPON-K STERLING EQUITIES

1/13/2000

(30,872.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101292

MADWAA00053029

165917

1KW236

IRIS J KATZ-K STERLING EQUITIES

1/13/2000

(30,872.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101295

MADWAA00053035

265951

165912

1KW067

1KW233

FRED WILPON

5/1/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144285

JPMSAF0014218

166212

1KW154

IRIS J KATZ C/O STERLING EQUITES

1/21/2000

(17,187.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101374

MADWAA00053175

JPMC xxxxxx076

166246

1KW234

JUDITH A WILPON-T STERLING EQUITIES

1/13/2000

(23,944.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101293

MADWAA00053031

JPMC xxxxxx076

JPMC xxxxxx076
MADWAA00317005

JPMC xxxxxx269

JPMC xxxxxx076

JP MORGAN CHASE
BANK

8 of 60

xxxx269

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxx806 SAUL B. KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B. KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

FRED WILPON & JUDITH
A WILPON
FRED WILPON & JUDITH
xxxx269
A WILPON
FRED WILPON & JUDITH
xxxx269
A WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B KATZ
xxxxxx076

STERLING EQUITIES
FUNDING CO

xxxxxx076 IRIS J. KATZ

xxxxxx254

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES

xxxx269

xxxx269

FRED WILPON & JUDITH
A WILPON

xxxx806 SAUL B KATZ

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

FRED WILPON & JUDITH
A WILPON
ARTHUR FRIEDMAN
xxxxxx076 STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC

xxxx269

xxxx269

FRED WILPON & JUDITH
A WILPON

xxxxxx076 IRIS J. KATZ

No

Under $1 Million

10/1/2002

9/30/2009

No

xxxx806 SAUL B. KATZ

10/1/2002

9/30/2009

Yes

FRED WILPON & JUDITH
A WILPON
FRED WILPON & JUDITH
xxxx269
A WILPON

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B. KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B. KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

xxxx269

Under $1 Million
Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

167558

1KW044

L THOMAS OSTERMAN

9/14/1999

167566

1KW257

STERLING JET LTD

308604

1KW067

FRED WILPON
ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

9/20/1999

(72,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94994

MADWAA00190071

1/2/2003

(154,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140425

JPMSAF0010274

MADWAA00119166

3/20/2006

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172536

JPMSAF0043606

MADWAA00367019

3/14/2007

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183054

JPMSAF0054397

3/3/2008

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194107

JPMSAF0065004

94908

Current Banking
Institution(s)

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx269

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

Citi xxxxx023

CITIBANK

CITIBANK

xxxx023

MADWAA00203864

Citi xxxxx023

CITIBANK

CITIBANK

xxxx023

MADWAA00296868

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076
JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

Check 3 Bates

MADWAA00189919

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

123932

1KW372

152330

1KW372

941

1KW315

STERLING THIRTY VENTURE, LLC

168514

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

(74,400.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101854

MADWAA00044051

168528

1KW259

STERLING JET II LTD

2/1/2000

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101539

MADWAA00049500

12028

1KW315

STERLING THIRTY VENTURE, LLC

11/1/2007

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190654

JPMSAF0061637

168739

1KW255

STERLING EQUITIES INVESTORS

12/21/1999

(1,984,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97275

MADWAA00057408

JPMC xxxxxx108

CHASE MANHATTAN
BANK

23390

1KW315

STERLING THIRTY VENTURE, LLC

5/1/2008

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196258

JPMSAF0067100

MADWAA00293030

JPMC xxxxxx076

JP MORGAN CHASE BANK

46822

1KW315

STERLING THIRTY VENTURE, LLC

10/1/2007

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189084

JPMSAF0060124

MADWAA00264700

JPMC xxxxxx076

JP MORGAN CHASE BANK

62487

1KW315

STERLING THIRTY VENTURE, LLC

1/2/2008

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191924

JPMSAF0062898

JPMC xxxxxx076

JP MORGAN CHASE BANK

67269

1KW315

STERLING THIRTY VENTURE, LLC

8/1/2008

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198898

JPMSAF0069650

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

169121

1KW260

FRED WILPON FAMILY TRUST

1/4/2001

(33,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

121594

MADWAA00150543

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

2/29/2000

STERLING THIRTY VENTURE LLC B

10/1/2003

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147513

JPMSAF0017333

STERLING THIRTY VENTURE LLC B

1/4/2001

(185,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

121595

169157

1KW325

BAS AIRCRAFT LLC

3/28/2001

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123247

1KW314

STERLING THIRTY VENTURE LLC B

9/2/2003

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147037

JPMSAF0016885

113194

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

11/1/2004

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158817

JPMSAF0028784

JPMSAF0028785

123020

1KW314

STERLING THIRTY VENTURE LLC B

11/3/2003

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

148917

JPMSAF0018601

JPMSAF0018602

130954

1KW314

STERLING THIRTY VENTURE LLC B

2/3/2003

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141921

JPMSAF0011956

1KW314

STERLING THIRTY VENTURE LLC B

7/1/2003

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145219

JPMSAF0015191

161370

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

12/14/2004

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159577

JPMSAF0029577

JPMSAF0029578

172873

1KW081

173353

1KW067

FRED WILPON

174378

1KW156

STERLING 15C LLC

165841

1KW314

STERLING THIRTY VENTURE LLC B

171817

1KW238

189465

Withdrawal

Check

Yes

509 Account

92049

No

9/30/2009

Yes

MADWAA00352191

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

Yes

MADWAA00221028

JPMC xxxxxx076

10/1/2002

9/30/2009

Yes

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

10/1/2002

9/30/2009

Yes

Under $1 Million

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

Yes

Under $1 Million

JPMC xxxxxx550

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx550 TODD KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

JP MORGAN CHASE
BANK

ROSE KATZ
xxxxxx775 MICHAEL KATZ
DAYLE H. KATZ

10/1/2002

9/30/2009

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

xxxx269

FRED WILPON & JUDITH
A WILPON
STERLING EQUITIES
FUNDING CO
STERLING THIRTY
xxxxxx076
VENTURE

10/1/2002

9/30/2009

xxxxxx076

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B. KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx269

10/1/2002

9/30/2009

No

xxxxxx076

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

MADWAA00333729

JP MORGAN CHASE BANK

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx775

CHASE MANHATTAN
BANK

Check

Yes

509 Account

97271

MADWAA00057402

JPMC xxxxxx578

Yes

509 Account

101224

MADWAA00052905

JPMC xxxxxx269

Check

Yes

509 Account

101532

MADWAA00049486

JPMC xxxxxx076

6/2/2003

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144700

JPMSAF0014617

MADWAA00322366

JPMC xxxxxx076

SAUL B KATZ - PM

3/25/2003

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142583

JPMSAF0012539

MADWAA00320078

JPMC xxxxxx806

1KW024

SAUL B KATZ

12/4/2002

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139890

JPMSAF0009692

MADWAA00128150

JPMC xxxxxx806

174545

1KW067

FRED WILPON

12/1/2000

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113162

MADWAA00140938

213606

1KW315

STERLING THIRTY VENTURE, LLC

6/2/2008

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196839

JPMSAF0067671

174601

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

3/9/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102041

MADWAA00044379

JPMC xxxxxx269
MADWAA00295694

JP MORGAN CHASE
BANK

220222

1KW315

STERLING THIRTY VENTURE, LLC

4/1/2008

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194594

JPMSAF0065465

MADWAA00298221

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

229501

1KW314

STERLING THIRTY VENTURE LLC B

1/2/2003

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140436

JPMSAF0010291

MADWAA00119188

JPMC xxxxxx076

JP MORGAN CHASE BANK

242677

1KW315

STERLING THIRTY VENTURE, LLC

2/1/2008

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193641

JPMSAF0064571

MADWAA00287560

JPMC xxxxxx076

247318

1KW315

STERLING THIRTY VENTURE, LLC

7/1/2008

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197902

JPMSAF0068700

MADWAA00286976

JPMC xxxxxx076

249328

1KW067

FRED WILPON

12/4/2002

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139891

JPMSAF0009693

MADWAA00128152

JPMC xxxxxx269

262976

1KW315

STERLING THIRTY VENTURE, LLC

12/3/2007

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191223

JPMSAF0062230

MADWAA00291644

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

267673

1KW314

STERLING THIRTY VENTURE LLC B

8/1/2003

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146564

JPMSAF0016440

MADWAA00323893

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

176945

1KW161

ARTHUR FRIEDMAN ET AL TIC

8/2/1999

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94370

MADWAA00191829

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

298173

1KW067

FRED WILPON

3/25/2003

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142582

JPMSAF0012538

MADWAA00320076

JPMC xxxxxx269

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

304149

1KW314

STERLING THIRTY VENTURE LLC B

12/2/2002

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139812

JPMSAF0009616

MADWAA00128002

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

4/3/2006

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

173374

JPMSAF0044547

JPMSAF0044548

MADWAA00374097

JPMC xxxxxxx452

7/15/2005

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166331

JPMSAF0036858

JPMSAF0036859

MADWAA00157741

JPMC xxxxxx885

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JPMSAF0021422

MADWAA00223751

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

177730

1KW201

DAVID M KATZ

CHECK

Withdrawal

Check

Yes

509 Account

152157

JPMSAF0021421

CHECK

Withdrawal

Check

Yes

509 Account

90256

MADWAA00385982

(2,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90610

MADWAA00392012

3/29/1999

JPMC xxxxxx076

259742

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

3/28/2006

(144,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172696

JPMSAF0043779

JPMSAF0043780

1KW024

SAUL B KATZ

3/10/2003

(140,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142399

JPMSAF0012392

MADWAA00319766

178897

1KW325

BAS AIRCRAFT LLC

5/1/2001

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124837

178946

1KW236

IRIS J KATZ-K STERLING EQUITIES

5/2/2001

(23,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179607

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

8/13/2001

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

179627

1KW257

STERLING JET LTD

8/1/2001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

303122

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

4/4/2007

(139,727.00)

CW

CHECK

Withdrawal

Check

Yes

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

JPMC xxxxxx578
JPMC xxxxxx076

202384

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

1KW315

STERLING THIRTY VENTURE, LLC

10/1/2008

(135,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199985

JPMSAF0070676

MADWAA00303199

JPMC xxxxxx076

JP MORGAN CHASE BANK

STERLING THIRTY VENTURE, LLC

11/3/2008

(135,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201575

JPMSAF0072220

MADWAA00285307

JPMC xxxxxx076

JP MORGAN CHASE BANK

237338

1KW315

STERLING THIRTY VENTURE, LLC

MADWAA00302011

JPMC xxxxxx076

264757

1KW315

STERLING THIRTY VENTURE, LLC

12/1/2008

(135,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202039

JPMSAF0072643

MADWAA00304151

JPMC xxxxxx076

JP MORGAN CHASE BANK

90382

1KW014

IRIS J KATZ C/O STERLING EQUITIES

9/18/2008

(133,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199767

JPMSAF0070472

MADWAA00302763

JPMC xxxxxx076

JP MORGAN CHASE BANK

76121

1KW354

MICHAEL KATZ-SEF

1/26/2005

(132,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161372

JPMSAF0031638

JPMSAF0031639

MADWAA00350476

JPMC xxxxxx775

CHASE MANHATTAN
BANK

432

1KW388

ARTHUR FRIEDMAN ET AL TIC

4/1/2004

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152655

JPMSAF0021936

JPMSAF0021937

MADWAA00226675

JPMC xxxxxx076

JP MORGAN CHASE BANK

181320

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

3/29/1999

(3,930.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90601

MADWAA00391994

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

181334

1KW120

SAUL B KATZ DP

3/22/1999

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90489

MADWAA00386386

JPMC xxxxxx806

181343

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

3/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90255

MADWAA00385980

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

53942

1KW388

ARTHUR FRIEDMAN ET AL TIC

3/1/2004

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152073

JPMSAF0021329

JPMSAF0021330

MADWAA00223597

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

104830

1KW388

ARTHUR FRIEDMAN ET AL TIC

12/1/2003

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149373

JPMSAF0018715

JPMSAF0018716

MADWAA00222923

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

224541

1KW388

ARTHUR FRIEDMAN ET AL TIC

5/3/2004

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154127

JPMSAF0023516

JPMSAF0023517

MADWAA00220138

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

244417

1KW388

ARTHUR FRIEDMAN ET AL TIC

2/2/2004

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151675

JPMSAF0020921

JPMSAF0020922

MADWAA00229770

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

CHECK

Withdrawal

Check

Yes

509 Account

199357

JPMSAF0070077

JP MORGAN CHASE BANK

9 of 60

JPMSDD0019907

Confirmed - Under $1 Million

No

9/30/2009

Yes

5/2/2008

150,000.00

JPMSDD0015841

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/2/2007

150,000.00

JPMSDD0019448

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/3/2008

150,000.00

JPMSDD0020806

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/4/2008

150,000.00

JPMSDD0026816

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/2/2003

150,000.00

JPMSDD0000261

Confirmed - Under $1 Million

9/4/2003

150,000.00

JPMSDD0000030

Confirmed - Under $1 Million

11/5/2003

150,000.00

JPMSDD0000516

Confirmed - Under $1 Million

JPMSAS0008785

Under $1 Million

No

6/3/2008

150,000.00

JPMSDD0016138

Confirmed - Under $1 Million

4/2/2008

150,000.00

JPMSDD0015412

Confirmed - Under $1 Million

2/4/2008

150,000.00

JPMSDD0014669

Confirmed - Under $1 Million

7/2/2008

150,000.00

JPMSDD0016583

Confirmed - Under $1 Million

12/4/2007

150,000.00

JPMSDD0020231

Confirmed - Under $1 Million

9/30/2009

Yes

9/30/2009

Yes

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxxx452MARVIN B TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxx885 JEFFREY S WILPON

11/16/2004

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
DAVID M. KATZ
xxxxxx076 STERLING EQUITIES
FUNDING CO

Under $1 Million

Under $1 Million

Under $1 Million

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

8/29/2008

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
UNKNOWN
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING CO
ARTHUR FRIEDMAN
& RUTH FRIEDMAN J/T
xxxxxx076 WRDS
STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

10/2/2008

135,000.00

JPMSDD0025957

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/4/2008

135,000.00

JPMSDD0026471

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/3/2008

135,000.00

JPMSDD0027092

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/2/2008

135,000.00

JPMSDD0024988

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/19/2008

133,000.00

JPMSDD0027160

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

4/2/2004

130,000.00

JPMSDD0002035

Confirmed - Under $1 Million

No

CHASE MANHATTAN
BANK

1KW315

150,000.00

9/30/2009

10/1/2002

10/1/2002

JPMC xxxxxx578

MADWAA00268400

11/2/2007

10/1/2002

10/1/2002

JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO

JPMSAF0055851

No

10/1/2002

JP MORGAN CHASE
BANK

184546

Yes

Yes

JP MORGAN CHASE
BANK

509 Account

No

9/30/2009

9/30/2009

JP MORGAN CHASE BANK

126989

9/30/2009

10/1/2002

10/1/2002

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
FRED WILPON & JUDITH
xxxx269
A WILPON
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
xxxxxx076

CHASE MANHATTAN
BANK

127130

509 Account

9/30/2009

10/1/2002

Yes

JPMC xxxxxx076

509 Account

10/1/2002

Yes

JPMC xxxxxx174

MADWAA00147633

Confirmed - Under $1 Million

9/30/2009

MADWAA00086209

124869

JPMSDD0015001

9/30/2009

MADWAA00086469

JPMC xxxxxx831

150,000.00

10/1/2002

JPMC xxxxxx806

MADWAA00147571

3/4/2008

10/1/2002

STERLING THIRTY
xxxxxx076 VENTURE LLC / STERLING
EQUITIES FUNDING CO

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE BANK

79078

CW

FRED WILPON & JUDITH
A WILPON
STERLING EQUITIES
FUNDING
TODD KATZ
xxxxxx775 MICHAEL KATZ
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING

xxxxxx578 RICHARD A. WILPON

JPMC xxxxxx578
JPMC xxxxxx806

195031

(135,000.00)

xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

MADWAA00367229

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

9/2/2008

Under $1 Million

8/29/2008

Check

CW

Yes

10/1/2002

Withdrawal

CW

9/30/2009

10/1/2002

Withdrawal

(149,000.00)

10/1/2002

STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
JEFFREY WILPON AND
VALERIE WILPON
xxxxxx076 JT TENANTS
STERLING EQUITIES
FUNDING CO
STERLING THIRTY
UNKNOWN
VENTURE
STERLING THIRTY
xxxxxx076
VENTURE
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO

Withdrawal

(250,000.00)

Yes

xxxxxx831 BAS AIRCRAFT LLC

CHECK

3/4/2004

11/1/2009

JP MORGAN CHASE
BANK

MADWAA00391260

3/1/1999

5/1/2002

JP MORGAN CHASE
BANK

CHECK

STERLING 15C LLC

Under $1 Million

ESTATE OF LEONARD J
SCHREIER

JP MORGAN CHASE BANK

CHECK

1KW156

Yes

CHASE MANHATTAN
BANK

CW

1KW081

11/1/2009

JPMC xxxxxx076

CW

177726

5/1/2002

No

CW

292803

Under $1 Million

ESTATE OF LEONARD J
SCHREIER

Yes

(25,000.00)

MARVIN B TEPPER

Yes

9/30/2009

(250,000.00)

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS

No

9/30/2009

9/30/2009

(350,000.00)

1KW263

9/30/2009

10/1/2002

10/1/2002

2/1/2000

1KW076

10/1/2002

10/1/2002

1/10/2000

293514

Tracing Results

STERLING THIRTY
xxxxxx076 VENTURE LLC / STERLING
EQUITIES FUNDING CO

MADWAA00234358

12/21/1999

289090

Check Bates
Reference

JP MORGAN CHASE
BANK

MADWAA00309087

CHECK

Bank Statement Bank Statement
Amount
Bates Reference

No

JP MORGAN CHASE
BANK

MADWAA00323008

141711

CW

Statement
Trans Date

9/30/2009

JP MORGAN CHASE BANK

MADWAA00314603

(68,700.00)

Transaction within
Available Records

10/1/2002

JP MORGAN CHASE BANK

MADWAA00149407

95933

4/21/1999

Available Records
Through

JPMC xxxxxx076

MADWAA00150545

MICHAEL KATZ & SAUL B KATZ TIC

L THOMAS OSTERMAN
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON

Available Records
Beginning

JPMC xxxxxx831

1KW314

1KW314

RICHARD A WILPON & DEBRA WILPON
J/T WROS

Potential Bank Account
Holder(s) [2]

JPMC xxxxxx076

MADWAA00300212

83374

1KW121

Bank Account
Number(s)

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx108
INVESTORS
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO

MADWAA00261883

169147

172716

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Original Banking
Institution(s)

Check 2 Bates

xxxx806 SAUL B KATZ
xxxxxx831 BAS AIRCRAFT LLC
xxxx806 SAUL B. KATZ

xxxx806 SAUL B. KATZ
xxxxxx076 JUDITH A. WILPON
ARTHUR FRIEDMAN ET
AL TIC
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
xxxxxx076

Under $1 Million

Under $1 Million

10/1/2002

9/30/2009

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

3/2/2004

130,000.00

10/1/2002

9/30/2009

Yes

12/3/2003

130,000.00

10/1/2002

9/30/2009

Yes

5/4/2004

10/1/2002

9/30/2009

Yes

2/4/2004

No

JPMSDD0001754

Confirmed - Under $1 Million

JPMSDD0000804

Confirmed - Under $1 Million

130,000.00

JPMSDD0002257

Confirmed - Under $1 Million

130,000.00

JPMSDD0001490

Confirmed - Under $1 Million

JPMSAS0008794

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO

ARTHUR FRIEDMAN ET AL TIC

1/2/2004

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

150125

JPMSAF0019165

JPMSAF0019166

MADWAA00236759

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

1KW388

ARTHUR FRIEDMAN ET AL TIC

6/1/2004

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154564

JPMSAF0023971

JPMSAF0023972

MADWAA00332111

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

4/4/2007

(129,042.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

184544

JPMSAF0055849

MADWAA00268396

JPMC xxxxxx802

CHASE MANHATTAN
BANK

1KW279

STERLING BRUNSWICK CORP

11/14/2002

(125,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139530

JPMSAF0009359

MADWAA00129135

JPMC xxxxxx629

JP MORGAN CHASE BANK

182382

1KW154

IRIS J KATZ C/O STERLING EQUITES

7/20/1999

(295,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94140

MADWAA00190441

JPMC xxxxxx076

182392

1KW155

7/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92955

MADWAA00192027

JPMC xxxxxx076

182399

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

7/20/1999

(95,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94141

MADWAA00190443

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx802 UNKNOWN

279068

43690

1KW314

STERLING THIRTY VENTURE LLC B

8/2/2004

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156416

JPMSAF0026264

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO

245007

1KW388

307956

174638

53005

1KW314

STERLING THIRTY VENTURE LLC B

5/3/2004

183341

1KW154

IRIS J KATZ C/O STERLING EQUITES

183353

1KW156

STERLING 15C LLC

183606

1KW155

183617

1KW201

JPMSAF0026265

JPMSAF0023510

MADWAA00334742

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154123

JPMSAF0023509

MADWAA00220130

1/3/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

100095

MADWAA00052253

JPMC xxxxxx076

1/3/2000

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

100097

MADWAA00052257

JPMC xxxxxx076

JUDITH A WILPON C/O STERLING
EQUITIES

1/4/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88570

MADWAA00378111

JPMC xxxxxx076

DAVID M KATZ

1/4/1999

(8,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88575

MADWAA00378121

JPMC xxxxxx711

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

54101

1KW314

STERLING THIRTY VENTURE LLC B

2/2/2004

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151671

JPMSAF0020914

JPMSAF0020915

MADWAA00229762

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

96703

1KW314

STERLING THIRTY VENTURE LLC B

6/1/2004

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154560

JPMSAF0023964

JPMSAF0023965

MADWAA00332103

JPMC xxxxxx076

JP MORGAN CHASE BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

9/1/2004

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156832

JPMSAF0026719

JPMSAF0026720

JPMSAF0026721

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

3/10/2006

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172425

JPMSAF0043491

JPMSAF0043492

MADWAA00366823

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING THIRTY VENTURE LLC B

3/1/2004

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152069

JPMSAF0021322

JPMSAF0021323

MADWAA00223589

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING BRUNSWICK SEVEN LLC

7/1/2005

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165610

JPMSAF0036111

JPMSAF0036112

MADWAA00169009

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

CW

CHECK

Withdrawal

Check

Yes

509 Account

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JPMSAF0027380

MADWAA00338583

184326

1KW019

MICHAEL KATZ

4/12/2001

(590,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124572

MADWAA00132567

JPMC xxxxxx775

184335

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

4/12/2001

(9,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124577

MADWAA00132577

JPMC xxxxxx775

150497

1KW314

STERLING THIRTY VENTURE LLC B

160035

1KW118

BRUCE WILPON

168989

1KW314

185706

1KW420

184827

1KW154

MADWAA00350877

IRIS J KATZ C/O STERLING EQUITES

5/3/1999

(42,000.00)

221743

1KW314

STERLING THIRTY VENTURE LLC B

10/1/2004

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157458

JPMSAF0027379

JPMC xxxxxx076

JP MORGAN CHASE BANK

185087

1KW067

FRED WILPON

8/1/2000

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110383

MADWAA00253771

JPMC xxxxxx269

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

185096

1KW161

ARTHUR FRIEDMAN ET AL TIC

8/1/2000

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110391

MADWAA00253787

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

92167

MADWAA00379966

232537

1KW314

STERLING THIRTY VENTURE LLC B

12/1/2003

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149369

JPMSAF0018709

JPMSAF0018710

MADWAA00222915

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

234791

1KW314

STERLING THIRTY VENTURE LLC B

12/1/2004

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159271

JPMSAF0029251

JPMSAF0029252

MADWAA00333145

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

261526

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

10/16/2003

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

148661

JPMSAF0018434

MADWAA00233968

JPMC xxxxxx076

267626

1KW314

STERLING THIRTY VENTURE LLC B

7/1/2004

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155045

JPMSAF0024517

JPMSAF0024518

186513

1KW260

FRED WILPON FAMILY TRUST

10/27/1999

(41,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96432

MADWAA00188887

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

MADWAA00339871

JPMC xxxxxx076
JPMC xxxxxx076

JPMSAF0019159

MADWAA00236751

JP MORGAN CHASE BANK

285465

1KW314

STERLING THIRTY VENTURE LLC B

1/2/2004

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

150121

JPMSAF0019158

JPMC xxxxxx076

JP MORGAN CHASE BANK

186908

1KW067

FRED WILPON

6/19/2001

(350,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125513

MADWAA00098898

JPMC xxxxxx269

1KW108

GREGORY KATZ

6/13/2001

(6,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125432

MADWAA00098752

JPMC xxxxxx775

CHASE MANHATTAN
BANK

9/18/2008

(120,000.00)

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

186914
293222

1KW014

IRIS J KATZ C/O STERLING EQUITIES

Check

Yes

186945

1KW154

IRIS J KATZ C/O STERLING EQUITES

6/1/2001

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125260

MADWAA00099236

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

186983

1KW263

MARVIN B TEPPER

2/7/2001

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122644

MADWAA00146274

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

187020

1KW314

STERLING THIRTY VENTURE LLC B

2/23/2001

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122810

MADWAA00143464

JPMC xxxxxx711

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

187412

1KW260

FRED WILPON FAMILY TRUST

7/26/2000

(524,062.50)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110289

MADWAA00249400

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

300602

1KW314

STERLING THIRTY VENTURE LLC B

4/1/2004

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152651

JPMSAF0021929

JPMSAF0021930

MADWAA00226667

JPMC xxxxxx076

JP MORGAN CHASE BANK

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

10/3/2005

(117,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168123

JPMSAF0038715

JPMSAF0038716

MADWAA00168223

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

199755
77389

1KW388

ARTHUR FRIEDMAN ET AL TIC

11/3/2003

(115,000.00)

CW

CW

CHECK

CHECK

Withdrawal

Withdrawal

Check

Yes

509 Account

509 Account

199766

148921

JPMSAF0070471

JPMSAF0018607

MADWAA00302761

JPMSAF0018608

JPMC xxxxxx076

MADWAA00221036

JP MORGAN CHASE
BANK

196552

1KW388

ARTHUR FRIEDMAN ET AL TIC

10/1/2003

(115,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147517

JPMSAF0017337

MADWAA00234366

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

188051

1KW067

FRED WILPON

1/23/2002

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132221

JPMSAF0001804

MADWAA00069865

JPMC xxxxxx076

JP MORGAN CHASE BANK

38340

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

12/5/2002

(113,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139920

JPMSAF0009726

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

11/5/1999

(380,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96601

FS COMPANY LLC

7/26/2004

(113,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156285

JPMSAF0026123

JPMSAF0026124

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx775

MADWAA00188473

1KW347

CHASE MANHATTAN
BANK

JPMC xxxxxx076

MADWAA00128208

188683
273192

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

117,700.00

JPMSDD0017534

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/5/2003

115,000.00

JPMSDD0000517

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/2/2003

115,000.00

JPMSDD0000260

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No
Yes

Confirmed - Under $1 Million
Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
CHARLES STERLING SUB /
xxxxxx076 STERLING EQUITIES
FUNDING
FRED WILPON & JUDITH
xxxx269
A WILPON
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

11/2/2007

110,000.00

JPMSDD0019906

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/2/2008

110,000.00

JPMSDD0024990

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/3/2008

110,000.00

JPMSDD0027093

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

2/14/2005

110,000.00

JPMSDD0005168

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

CHASE MANHATTAN
BANK

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

JP MORGAN CHASE BANK

xxxxxx076

10/1/2002

9/30/2009

Yes

10/2/2007

110,000.00

JPMSDD0019447

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/2/2008

110,000.00

JPMSDD0016589

10/1/2002

9/30/2009

Yes

6/3/2008

110,000.00

JPMSDD0016134

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/17/2005

107,000.00

JPMSDD0017907

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

(110,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191231

JPMSAF0062238

MADWAA00291658

JPMC xxxxxx076

JP MORGAN CHASE BANK

219588

1KW447

STERLING TWENTY FIVE LLC

8/1/2008

(110,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198906

JPMSAF0069658

JPMC xxxxxx076

JP MORGAN CHASE BANK

229450

1KW447

STERLING TWENTY FIVE LLC

10/1/2008

(110,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199993

JPMSAF0070684

MADWAA00303215

JPMC xxxxxx076

JP MORGAN CHASE BANK

236431

1KW447

STERLING TWENTY FIVE LLC

3/3/2008

(110,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194115

JPMSAF0065012

MADWAA00296884

JPMC xxxxxx076

JP MORGAN CHASE BANK

190635

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

9/3/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137464

JPMSAF0007152

MADWAA00116135

JPMC xxxxxx076

JP MORGAN CHASE BANK

243049

1KW447

STERLING TWENTY FIVE LLC

11/1/2007

(110,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190662

JPMSAF0061645

MADWAA00261897

JPMC xxxxxx076

JP MORGAN CHASE BANK

257880

1KW447

STERLING TWENTY FIVE LLC

12/1/2008

(110,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202047

JPMSAF0072651

MADWAA00304167

JPMC xxxxxx076

JP MORGAN CHASE BANK

263082

1KW447

STERLING TWENTY FIVE LLC

9/2/2008

(110,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199365

JPMSAF0070085

MADWAA00301737

JPMC xxxxxx076

JP MORGAN CHASE BANK

191636

1KW024

SAUL B KATZ

5/10/2002

(114,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

16634

3095

19945

JPMC xxxxxx076

JP MORGAN CHASE BANK

191708

1KW314

STERLING THIRTY VENTURE LLC B

5/10/2002

(155,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

16634

3095

19946

JPMC xxxxxx076

JP MORGAN CHASE BANK

2/11/2005

(110,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161646

JPMSAF0031929

5/1/2001

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124823

MADWAA00147543

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx269

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

MADWAA00164422

10/5/2005

xxxxxx076 JUDITH A. WILPON

12/3/2007

JPMSAF0037847

JPMSDD0002034

Yes

Confirmed - Under $1 Million

STERLING TWENTY FIVE LLC

167315

120,000.00

9/30/2009

JPMSDD0015000

1KW447

509 Account

4/2/2004

10/1/2002

110,000.00

212887

Yes

Yes

3/4/2008

JP MORGAN CHASE BANK

Check

9/30/2009

Yes

JPMC xxxxxx076

Withdrawal

No

10/1/2002

9/30/2009

MADWAA00293046

CHECK

No

9/30/2009

10/1/2002

JPMSAF0067108

CW

9/30/2009

10/1/2002

Confirmed - Under $1 Million

196266

(107,000.00)

10/1/2002

JPMSDD0025956

509 Account

9/14/2005

No

110,000.00

Yes

DAVID M KATZ

No

9/30/2009

10/2/2008

Check

xxxxxx578 RICHARD A. WILPON
FS COMPANY LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
FRED WILPON & JUDITH
xxxx269
A WILPON

xxxxxx076

JPMC xxxxxx076
MADWAA00355235

Yes

9/30/2009

10/1/2002

Yes

Withdrawal

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
BOB MICK FAMILY
xxxxxx076 PARTNERS/STERLING
EQUITIES FUNDING CO

JPMC xxxxxx528

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx528 DAVID M. KATZ

JPMC xxxxxx076

9/30/2009

10/1/2002

9/30/2009

CHECK

1KW201

ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

10/1/2002

10/1/2002

CW

256033

Confirmed - Under $1 Million

No

Confirmed - Under $1 Million

(110,000.00)

JPMSAF0039937

Confirmed - Under $1 Million

No

9/30/2009

JPMSDD0026815

5/1/2008

JPMSAF0039936

JPMSDD0027161

Yes

9/30/2009

10/1/2002

110,000.00

STERLING TWENTY FIVE LLC

169209

120,000.00

9/30/2009

10/1/2002

8/4/2008

1KW447

509 Account

9/19/2008

xxxxxx076 IRIS J. KATZ
MARVIN TEPPER
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING 30 VENTURE
xxxxxx711
LLC
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
ARTHUR FRIEDMAN ET
UNKNOWN AL TIC

10/1/2002

Yes

178491

Yes

Confirmed - Under $1 Million

No

9/30/2009

JP MORGAN CHASE BANK

Check

JPMSDD0001207

Yes

10/1/2002

JP MORGAN CHASE BANK

JPMC xxxxxx076

Withdrawal

120,000.00

9/30/2009
9/30/2009

Confirmed - Under $1 Million

JPMC xxxxxx076

MADWAA00287576

CHECK

1/6/2004

Not Confirmed - possibly included
in larger deposit

10/1/2002
10/1/2002

JPMSDD0020230

MADWAA00276148

JPMSAF0064579

CW

JPMSAS0008831

STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING

110,000.00

JPMSAF0059612

193649

(107,000.00)

470,000.00

STERLING EQUITIES
FUNDING CO

xxxxxx076 FAMILY TRUST

Confirmed - Under $1 Million
Confirmed - Under $1 Million
Confirmed - Under $1 Million

12/4/2007

188546

509 Account

11/14/2005

7/2/2004

xxxxxx076

JPMSDD0000798
JPMSDD0003055
JPMSDD0000323

Yes

509 Account

Yes

BON MICK FAMILY PARTNERS L P

JPMSAS0008786

120,000.00

9/30/2009

Yes

Check

1KW001

120,000.00

12/3/2003

10/1/2002

Check

Withdrawal

246205

120,000.00

10/20/2003

Yes

Confirmed - Under $1 Million

Withdrawal

CHECK

MADWAA00295710

12/2/2004

Yes

9/30/2009

JPMSDD0015847

CHECK

CW

JPMSAF0067679

Yes

9/30/2009

10/1/2002

110,000.00

CW

(110,000.00)

MADWAA00286992

9/30/2009

10/1/2002

5/2/2008

(110,000.00)

2/1/2008

196847

10/1/2002

xxxxxx076 JUDITH A. WILPON

Yes

9/4/2007

STERLING TWENTY FIVE LLC

197910

No

9/30/2009

STERLING TWENTY FIVE LLC

1KW447

509 Account

9/30/2009

10/1/2002

1KW447

169090

509 Account

No

10/1/2002

Confirmed - Under $1 Million

147798

Yes

Yes

9/30/2009

JPMSDD0014668

JP MORGAN CHASE BANK

Yes

9/30/2009

10/1/2002

JPMSDD0010998

CHASE MANHATTAN
BANK

JPMC xxxxxx076

Check

No

10/1/2002

110,000.00

JPMC xxxxxx076
MADWAA00279822

Check

9/30/2009

STERLING THIRTY
VENTURE
FRED WILPON & JUDITH
A WILPON
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO

110,000.00

JPMC xxxxxx076

JPMSAF0059085

Withdrawal

Confirmed - Under $1 Million

10/1/2002

xxxx269

2/4/2008

MADWAA00273626

MADWAA00044185

187966

Withdrawal

JPMSDD0002488

xxxxxx076 IRIS J. KATZ
UNKNOWN

9/5/2007

JPMSAF0057584

101924

509 Account

CHECK

Confirmed - Under $1 Million

Yes

186394

509 Account

Yes

CHECK

120,000.00

Confirmed - Under $1 Million

JPMSDD0006676

Yes

509 Account

Yes

Check

CW

10/4/2004

JPMSDD0001753
JPMSAS0008895

9/30/2009

Yes

Check

Withdrawal

CW

120,000.00

9/30/2009

Check

Withdrawal

CHECK

(110,000.00)

120,000.00

7/5/2005

10/1/2002

Withdrawal

CHECK

CW

(110,000.00)

3/2/2004

Yes

10/1/2002

CHECK

CW

(110,000.00)

6/2/2008

Yes

9/30/2009

Confirmed - Under $1 Million

CW

(30,000.00)

8/1/2007

7/1/2008

9/30/2009

10/1/2002

JPMSDD0010596

(110,000.00)

3/1/2000

STERLING TWENTY FIVE LLC

STERLING TWENTY FIVE LLC

10/1/2002

Not Confirmed - possibly included
in larger deposit

JPMSDD0010281

7/2/2007

STERLING JET II LTD

1KW447

STERLING TWENTY FIVE LLC

Confirmed - Under $1 Million

110,000.00

STERLING TWENTY FIVE LLC

1KW259

1KW447

JPMSDD0013274

JPMSAS0008842

110,000.00

1KW447

146874

1KW447

120,000.00

8/2/2007

JP MORGAN CHASE BANK

94802
189158

306657

500,000.00

3/14/2006

7/5/2007

JPMC xxxxxx354

279739

9/3/2004

Yes

No

MADWAA00044375

JPMC xxxxxx076

Yes

9/30/2009

Yes

102039

JPMC xxxxxx578

9/30/2009

10/1/2002

Yes

509 Account

JPMC xxxxxx076

10/1/2002

9/30/2009

Yes

MADWAA00064220

No

9/30/2009

Check

MADWAA00264712

No

9/30/2009

9/30/2009

Withdrawal

MADWAA00147563

9/30/2009

10/1/2002

10/1/2002

CHECK

JPMSAF0003974

Confirmed - Under $1 Million

10/1/2002

10/1/2002

CW

JPMSAF0060132

JPMSDD0003552

10/1/2002

(15,000.00)

124833

120,000.00

STERLING EQUITIES
FUNDING
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

3/9/2000

134340

Confirmed - Under $1 Million

6/2/2004

xxxxxx076

GREGORY KATZ

189092

JPMSDD0001488

Yes

xxxxxx076

1KW108

509 Account

120,000.00

9/30/2009

xxxxxx076

189114

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

509 Account

2/4/2004

10/1/2002

Confirmed - Under $1 Million

JPMC xxxxxx269

509 Account

Yes

No

MADWAA00044653

Yes

9/30/2009

9/30/2009

102214

Yes

No

10/1/2002

10/1/2002

509 Account

Yes

No

9/30/2009

xxxxxx354 GREGORY KATZ

Yes

Check

9/30/2009

10/1/2002

STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING CO
BRUCE WILPON
xxxxxx076 STERLING EQUITIES
FUNDING
STERLING THIRTY
xxxxxx076
VENTURE
STERLING BRUNSWICK
xxxxxx076 SEVEN LLC / STERLING
EQUITIES FUNDING

Confirmed - Under $1 Million

Check

Check

10/1/2002

xxxxxx711 DAVID M. KATZ-HA

No

Withdrawal

Check

xxxxxx076 JUDITH A. WILPON

9/30/2009

CHECK

Withdrawal

No

10/1/2002

CW

Withdrawal

No

9/30/2009

STERLING EQUITIES
FUNDING CO

Confirmed - Under $1 Million

(100,000.00)

Withdrawal

9/30/2009

10/1/2002

xxxxxx076

JPMSDD0020805

3/23/2000

CHECK

Confirmed - Under $1 Million

10/1/2002

xxxxxx076 IRIS J. KATZ

JPMSDD0015405

FRED WILPON

CHECK

JPMSDD0002253

JPMSDD0026476

1KW067

CHECK

120,000.00

110,000.00

189096

CW

Confirmed - Under $1 Million

5/4/2004

110,000.00

JP MORGAN CHASE BANK

CW

JPMSDD0004258

Yes

110,000.00

JP MORGAN CHASE BANK

JPMC xxxxxx076

CW

120,000.00

9/30/2009

1/3/2008

JP MORGAN CHASE BANK

JPMC xxxxxx076

MADWAA00290975

(50,000.00)

8/3/2004

10/1/2002

4/2/2008

JPMC xxxxxx076

MADWAA00298237

JPMSAF0062906

(12,000.00)

Yes

11/4/2008

MADWAA00285323

JPMSAF0065473

191932

(110,000.00)

No

9/30/2009

Yes

JPMSAF0072228

194602

509 Account

5/1/2001

9/30/2009

10/1/2002

Yes

201583

509 Account

Yes

4/10/2002

10/1/2002

xxxxxx076 JUDITH A. WILPON

Yes

509 Account

Yes

Check

10/1/2007

No

9/30/2009

Yes

Check

Withdrawal

STERLING JET LTD

9/30/2009

STERLING EQUITIES
FUNDING CO

9/30/2009

Check

Withdrawal

CHECK

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

10/1/2002

xxxxxx076

9/30/2009

Withdrawal

CHECK

CW

STERLING TWENTY FIVE LLC

No

10/1/2002

CHECK

CW

(110,000.00)

1KW209

9/30/2009

10/1/2002

CW

(110,000.00)

1KW257

Under $1 Million

10/1/2002

xxxxxx076 IRIS J. KATZ

10/1/2002

(110,000.00)

1/2/2008

1KW447

Under $1 Million

Yes

Confirmed - Under $1 Million

4/1/2008

192631

Confirmed - Under $1 Million

Yes

Yes

9/30/2009

JPMSDD0004075

11/3/2008

192238

JPMSDD0003555

9/30/2009

9/30/2009

10/1/2002

STERLING BRUNSWICK
CORP

113,000.00

STERLING TWENTY FIVE LLC

273160

130,000.00

10/1/2002

10/1/2002

xxxxxx629

7/28/2004

STERLING TWENTY FIVE LLC

MADWAA00173661

Confirmed - Under $1 Million

No

STERLING TWENTY FIVE LLC

JPMSAF0031930

JPMSDD0001209

Yes

1KW447

CHARLES STERLING SUB LLC (PRIMARY)

6/2/2004

Tracing Results

130,000.00

9/30/2009

1KW447

FRED WILPON

1/6/2004

Check Bates
Reference

9/30/2009

1KW447

1KW413

Yes

Bank Statement Bank Statement
Amount
Bates Reference

9/30/2009

4890

1KW067

Statement
Trans Date

10/1/2002

80692

265513

9/30/2009

Transaction within
Available Records

10/1/2002

26242

192154

10/1/2002

Available Records
Through

10/1/2002

JPMC xxxxxx578
MADWAA00341777

Available Records
Beginning

10 of 60

Under $1 Million

No

JPMSAS0008922

Confirmed - Under $1 Million

Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

203447

1KW372

212005

1KW372

41

1KW260

BLMIS Account Name
ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

CHECK

Withdrawal

Check

Yes

509 Account

180323

JPMSAF0051918

MADWAA00205562

Citi xxxxx023

CITIBANK

CITIBANK

xxxx023

ESTATE OF LEONARD J
SCHREIER

5/1/2002

11/1/2009

Yes

5/22/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185537

JPMSAF0056779

MADWAA00278874

Citi xxxxx023

CITIBANK

CITIBANK

xxxx023

ESTATE OF LEONARD J
SCHREIER

5/1/2002

11/1/2009

Yes

Under $1 Million

FRED WILPON FAMILY TRUST

8/2/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156415

JPMSAF0026262

JPMSAF0026263

MADWAA00334740

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

Yes

Under $1 Million

JPMSAF0031748

MADWAA00173345

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

Under $1 Million

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

1KW260

FRED WILPON FAMILY TRUST

2/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161471

JPMSAF0031747

IRIS J KATZ C/O STERLING EQUITES

4/3/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102428

MADWAA00039604

2/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182440

JPMSAF0053825

MADWAA00199918

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

11/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158857

JPMSAF0028839

JPMSAF0028840

MADWAA00352269

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

FRED WILPON FAMILY TRUST

1/2/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

150120

JPMSAF0019156

JPMSAF0019157

MADWAA00236749

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

1KW260

FRED WILPON FAMILY TRUST

9/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156831

JPMSAF0026716

JPMSAF0026717

JPMSAF0026718

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

36672

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

48332

1KW358

STERLING 20 LLC

FRED WILPON

9145

1KW358

STERLING 20 LLC

22351

1KW408

FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

30426

1KW260

36378

8/27/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94651

MADWAA00189305

JPMC xxxxxx269

MADWAA00350875

10/4/2002

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

138986

JPMSAF0008851

MADWAA00123064

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

3/3/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194110

JPMSAF0065007

MADWAA00296874

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

1/3/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159977

JPMSAF0030060

JPMSAF0030061

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

6/14/2000

(586,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108759

MADWAA00244901

JPMC xxxxxx775

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

54608

1KW260

FRED WILPON FAMILY TRUST

194270

1KW019

MICHAEL KATZ

194303

1KW161

ARTHUR FRIEDMAN ET AL TIC

6/1/2000

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108535

MADWAA00245481

JPMC xxxxxx076

194317

1KW232

JUDITH A WILPON-W STERLING EQUITIES

6/21/2000

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108865

MADWAA00245085

JPMC xxxxxx269

194689

1KW019

MICHAEL KATZ

4/28/2000

(183,993.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108061

MADWAA00048684

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

194700

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

4/12/2000

(3,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107763

MADWAA00038827

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

194727

1KW257

STERLING JET LTD

4/3/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102436

MADWAA00039618

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

194734

1KW260

FRED WILPON FAMILY TRUST

4/4/2000

(36,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107008

MADWAA00041388

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

54641

1KW408

FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

1/3/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159984

JPMSAF0030073

JPMSAF0030074

MADWAA00335861

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

68361

1KW408

FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

9/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156839

JPMSAF0026737

JPMSAF0026738

JPMSAF0026739

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

68871

1KW315

STERLING THIRTY VENTURE, LLC

7/2/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186386

JPMSAF0057576

MADWAA00273610

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

79151

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

1/26/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161370

JPMSAF0031635

JPMSAF0031636

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

94688

1KW358

STERLING 20 LLC

7/2/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186389

JPMSAF0057579

MADWAA00273616

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

195885

1KW019

MICHAEL KATZ

12/7/2001

(60,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130492

JPMSAF0000237

MADWAA00073409

JPMC xxxxxx775

196028

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

9/25/2002

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137875

JPMSAF0007544

MADWAA00123790

JPMC xxxxxx802

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

196048

1KW154

IRIS J KATZ C/O STERLING EQUITES

9/3/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137463

JPMSAF0007151

MADWAA00116133

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

105883

1KW260

FRED WILPON FAMILY TRUST

5/3/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154122

JPMSAF0023507

JPMSAF0023508

MADWAA00220128

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

109680

1KW260

FRED WILPON FAMILY TRUST

2/2/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151670

JPMSAF0020912

JPMSAF0020913

MADWAA00229760

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

120612

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

8/10/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156555

JPMSAF0026412

JPMSAF0026413

MADWAA00335004

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

126722

1KW315

STERLING THIRTY VENTURE, LLC

5/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185229

JPMSAF0056495

MADWAA00279304

JPMC xxxxxx076

JP MORGAN CHASE BANK

128622

1KW358

STERLING 20 LLC

10/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189087

JPMSAF0060127

MADWAA00264704

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

MADWAA00335847

MADWAA00350474

MADWAA00350891

131153

1KW260

FRED WILPON FAMILY TRUST

10/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157457

JPMSAF0027377

JPMSAF0027378

MADWAA00338581

JPMC xxxxxx254

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

141417

1KW260

FRED WILPON FAMILY TRUST

11/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158850

JPMSAF0028827

JPMSAF0028828

MADWAA00352255

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

5/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185232

JPMSAF0056497

MADWAA00279308

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

11/20/2002

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139603

JPMSAF0009421

MADWAA00129263

JPMC xxxxxx076

JP MORGAN CHASE BANK

3/1/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101915

MADWAA00044167

JPMC xxxxxx076

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101919

MADWAA00044175

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123330

MADWAA00149565

JPMC xxxxxx269

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124637

MADWAA00132689

JPMC xxxxxx269

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

MADWAA00088369

JPMC xxxxxx174

CHASE MANHATTAN
BANK

MADWAA00088067

JPMC xxxxxx629

CHASE MANHATTAN
BANK

147791

1KW315

STERLING THIRTY VENTURE, LLC

9/4/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188538

JPMSAF0059604

MADWAA00276132

JPMC xxxxxx076

154424

1KW315

STERLING THIRTY VENTURE, LLC

1/2/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180763

JPMSAF0052472

MADWAA00195242

JPMC xxxxxx076

168605

1KW358

STERLING 20 LLC

181972

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

197301

1KW154

IRIS J KATZ C/O STERLING EQUITES

197331

1KW161

ARTHUR FRIEDMAN ET AL TIC

197672

1KW067

FRED WILPON

4/2/2001

197706

1KW067

FRED WILPON

4/17/2001

198073

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

10/25/2001

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129086

198100

1KW279

STERLING BRUNSWICK CORP

10/11/2001

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128895

184444

1KW358

STERLING 20 LLC

4/2/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183454

JPMSAF0054776

MADWAA00266770

187701

1KW408

FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

2/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161478

JPMSAF0031760

JPMSAF0031761

194087

1KW358

STERLING 20 LLC

9/4/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188541

JPMSAF0059607

MADWAA00276138

3/1/2000

JP MORGAN CHASE BANK

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00173359

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

Check

Yes

198907

1KW201

DAVID M KATZ

4/18/2000

(60,846.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107913

MADWAA00039099

JPMC xxxxxx528

198939

1KW255

STERLING EQUITIES INVESTORS

4/18/2000

(414,079.06)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107915

MADWAA00039103

JPMC xxxxxx108

199028

1KW067

FRED WILPON

9/3/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137459

JPMSAF0007147

MADWAA00116125

JPMC xxxxxx269

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

199050

1KW260

FRED WILPON FAMILY TRUST

9/3/2002

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137468

JPMSAF0007156

MADWAA00116143

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

199076

1KW325

BAS AIRCRAFT LLC

9/11/2002

(3,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137662

JPMSAF0007343

MADWAA00115403

JPMC xxxxxx831

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

211165

1KW408

FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

4/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162471

JPMSAF0032805

MADWAA00165027

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

199901

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

9/20/2001

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127656

MADWAA00100418

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

199909

1KW108

GREGORY KATZ

9/18/2001

(2,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127626

MADWAA00100366

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

199919

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

9/18/2001

(3,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127628

MADWAA00100370

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK

1KW019

Available Records
Through

CW

1KW154

198879

Available Records
Beginning

(100,000.00)

3651

1KW067

Potential Bank Account
Holder(s) [2]

12/14/2006

193760
193968

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

MICHAEL KATZ

4/24/2000

(32,236.00)

CW

CHECK

Withdrawal

509 Account

107985

MADWAA00048584

216598

1KW358

STERLING 20 LLC

8/1/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198901

JPMSAF0069653

200006

1KW328

AIR STERLING LLC

9/24/2001

(215,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127679

MADWAA00100450

JPMC xxxxxx076
JPMC xxxxxx775

MADWAA00300770

JPMC xxxxxx318

JP MORGAN CHASE BANK

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

11 of 60

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
xxxxxx254

Under $1 Million

10/1/2002

9/30/2009

Yes

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

FRED WILPON & JUDITH
xxxx269
A WILPON
STERLING EQUITIES
xxxxxx076
FUNDING
WILPON FAMILY TRUST
RICHARD WILPON
xxxxxx254
MICHAEL KATZ
IRIS KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
JEFFREY S WILPON
VALERIE WILPON
xxxxxx076 JT TENANTS
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING CO
FRED WILPON, JUDITH A.
xxxx269
WILPON
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
TODD KATZ
MICHAEL KATZ AS
xxxxxx775
CUSTODIAN
DAYLE H. KATZ
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST
RICHARD WILPON
xxxxxx254
MICHAEL KATZ
IRIS KATZ TTEES
WILPON FAMILY TRUST
RICHARD WILPON
xxxxxx254
MICHAEL KATZ
IRIS KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING
JEFFREY S WILPON
VALERIE WILPON
xxxxxx076
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES /
xxxxxx076 STERLING EQUITIES
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

xxxxxx802 UNKNOWN

10/1/2002

9/30/2009

No

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

10/1/2002

9/30/2009

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

9/5/2007

100,000.00

JPMSDD0011004

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/3/2007

100,000.00

JPMSDD0008123

Confirmed - Under $1 Million

5/3/2007

100,000.00

JPMSDD0009528

Confirmed - Under $1 Million

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
JEFFREY WILPON
VALERIE WILPON
xxxxxx076 JT TENANTS
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
JEFFREY WILPON
VALERIE WILPON JT
TENANT
xxxxxx076 STERLING EQUITIES
FUNDING CO
OKAY AS PER ANTHONY
WILKINS
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON
FRED WILPON & JUDITH
xxxx269
A WILPON
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING BRUNSWICK
xxxxxx629
CORP
STERLING EQUITIES
xxxxxx076
FUNDING
WILPON FAMILY TRUST
RICHARD WILPON
xxxxxx254
MICHAEL KATZ
IRIS KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
xxxxxx254

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

2/2/2007

100,000.00

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

7/5/2007

100,000.00

10/1/2002

9/30/2009

Yes

1/28/2005

100,000.00

10/1/2002

9/30/2009

Yes

7/5/2007

100,000.00

100,000.00

Under $1 Million

5/3/2007

9/30/2009
9/30/2009
9/30/2009
9/30/2009
9/30/2009

10/1/2002

9/30/2009
9/30/2009

Yes

10/1/2002

9/30/2009

9/30/2009

Yes

JPMSDD0009529

Confirmed - Under $1 Million

100,000.00

JPMSDD0019446

Confirmed - Under $1 Million

Under $1 Million

Under $1 Million

Yes

10/1/2002

100,000.00

No

10/1/2002

Confirmed - Under $1 Million

No

10/1/2002

JPMSDD0004303

No

10/1/2002

JPMSAS0008836

No

10/1/2002

Confirmed - Under $1 Million

No

10/1/2002

Confirmed - Under $1 Million

Yes

10/1/2002

JPMSDD0004944

JPMSDD0010282

JPMSAS0008863

Confirmed - Under $1 Million

Under $1 Million

10/2/2007

Yes

JPMSDD0010280

Under $1 Million

Yes

9/30/2009

Confirmed - Under $1 Million

Under $1 Million

Yes

9/30/2009

JPMSDD0014999

Under $1 Million

100,000.00

10/1/2002

Confirmed - Under $1 Million

Under $1 Million

3/4/2008

8/11/2004

10/1/2002

JPMSDD0008446

Under $1 Million

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

10/1/2002

9/30/2009
9/30/2009

9/30/2009

10/1/2002

8/29/2008

9/30/2009

9/30/2009

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

Under $1 Million

No

10/1/2002

Confirmed - Under $1 Million

Yes

10/1/2002

JPMSDD0010997

No

10/1/2002

100,000.00

No

xxxxxx831 BAS AIRCRAFT LLC

9/5/2007

No

10/1/2002

Confirmed - Under $1 Million

No

10/1/2002

JPMSDD0009188

No

STERLING EQUITIES
INVESTORS
FRED WILPON & JUDITH
xxxx269
A WILPON
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES

100,000.00

No

xxxxxx528 DAVID M. KATZ

4/4/2007

xxxxxx108

WILPON FAMILY TRUST
RICHARD WILPON
MICHAEL KATZ
IRIS KATZ TTEES
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
GREGORY KATZ
xxxxxx775 MICHAEL KATZ
DAYLE H. KATZ
TODD KATZ
xxxxxx775 MICHAEL KATZ
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING
xxxxxx254

xxxxxx318 AIR STERLING LLC

Under $1 Million

8/4/2008

100,000.00

JPMSDD0026814

Confirmed - Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

200453

1KW156

STERLING 15C LLC

Transaction
Date Per
Customer
Statement
12/1/1998

Amount per
Customer
Statement
(150,000.00)

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

CW

Withdrawal

Check

Yes

CHECK

BLMIS BANK
Check Number Check 1 Bates
Account [1]

509 Account

88009

Check 2 Bates

Check 3 Bates

MADWAA00379308

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

JPMC xxxxxx076

Info Not
Availble

Current Banking
Institution(s)

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC

10/1/2002

9/30/2009

No

xxxxxx254 WILPON FAMILY TRUST

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

xxxxxx254

217622

1KW260

FRED WILPON FAMILY TRUST

3/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152068

JPMSAF0021320

JPMSAF0021321

JPMC xxxxxx254

JP MORGAN CHASE BANK

221537

1KW242

SAUL B KATZ FAMILY TRUST

12/3/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191220

JPMSAF0062227

MADWAA00291638

JPMC xxxxxx076

JP MORGAN CHASE BANK

201414

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

6/24/2002

(3,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135546

JPMSAF0005217

MADWAA00063279

JPMC xxxxxx269

JP MORGAN CHASE BANK

JPMC xxxxxx578

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx593

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

MADWAA00223587

201422

1KW156

STERLING 15C LLC

6/10/2002

(700,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135305

JPMSAF0004965

MADWAA00062861

JPMC xxxxxx899

201434

1KW208

(2,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135398

JPMSAF0005055

MADWAA00063039

JPMC xxxxxx578

1KW209

JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

6/13/2002

201478

6/13/2002

(3,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135399

JPMSAF0005056

MADWAA00063041

JPMC xxxxxx578

201520

1KW250

RICHARD A WILPON EH

6/26/2002

(312,633.40)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135605

JPMSAF0005310

MADWAA00063311

221822

1KW408

FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

10/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157464

JPMSAF0027390

JPMSAF0027391

202851

1KW084

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

8/9/1999

(9,414.35)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94457

MADWAA00191101

MADWAA00338595

222357

1KW315

STERLING THIRTY VENTURE, LLC

2/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182437

JPMSAF0053822

203000

1KW272

IRIS J KATZ - O STERLING EQUITIES

5/29/2001

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125166

MADWAA00099060

227926

1KW358

STERLING 20 LLC

1/2/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180766

JPMSAF0052475

MADWAA00195248

232532

1KW242

SAUL B KATZ FAMILY TRUST

12/1/2003

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149366

JPMSAF0018705

JPMSAF0018706

JPMC xxxxxx076

JP MORGAN CHASE BANK

234344

1KW358

STERLING 20 LLC

3/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182840

JPMSAF0054195

MADWAA00203470

JPMC xxxxxx076

JP MORGAN CHASE BANK

234593

1KW315

STERLING THIRTY VENTURE, LLC

6/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185774

JPMSAF0057003

MADWAA00278062

JPMC xxxxxx076

JP MORGAN CHASE BANK

204277

1KW234

JUDITH A WILPON-T STERLING EQUITIES

12/18/2000

(418,322.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113428

MADWAA00140388

JPMC xxxxxx269

CHASE MANHATTAN
BANK

CW

CHECK

Withdrawal

Check

Yes

509 Account

185777

JPMSAF0057006

MADWAA00199912

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx527

CHASE MANHATTAN
BANK

JPMC xxxxxx076
MADWAA00222909

JP MORGAN CHASE BANK

237282

1KW358

STERLING 20 LLC

6/1/2007

(100,000.00)

MADWAA00278068

JPMC xxxxxx076

JP MORGAN CHASE BANK

243573

1KW358

STERLING 20 LLC

2/1/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193644

JPMSAF0064574

MADWAA00287566

JPMC xxxxxx076

JP MORGAN CHASE BANK

204787

1KW235

IRIS J KATZ-W STERLING EQUITIES

12/20/2001

(17,387.50)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130741

JPMSAF0000465

MADWAA00072631

JPMC xxxxxx806

JP MORGAN CHASE BANK

204798

1KW235

IRIS J KATZ-W STERLING EQUITIES

12/28/2001

(808,123.14)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130871

JPMSAF0000588

MADWAA00068521

JPMC xxxxxx806

JP MORGAN CHASE BANK

246625

1KW358

STERLING 20 LLC

1/2/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191927

JPMSAF0062901

JPMC xxxxxx076

JP MORGAN CHASE BANK

247711

1KW242

SAUL B KATZ FAMILY TRUST

7/2/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186383

JPMSAF0057573

MADWAA00273604

JPMC xxxxxx076

JP MORGAN CHASE BANK

247817

1KW260

FRED WILPON FAMILY TRUST

4/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152650

JPMSAF0021927

206436

1KW242

SAUL B KATZ FAMILY TRUST

10/27/1999

(41,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96430

MADWAA00226665

MADWAA00188883

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JPMSAF0021928

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

248119

1KW242

SAUL B KATZ FAMILY TRUST

2/1/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193638

JPMSAF0064568

MADWAA00287554

JPMC xxxxxx076

JP MORGAN CHASE BANK

249307

1KW242

SAUL B KATZ FAMILY TRUST

10/2/2006

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178556

JPMSAF0049776

MADWAA00198383

JPMC xxxxxx076

JP MORGAN CHASE BANK

255920

1KW358

STERLING 20 LLC

11/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190657

JPMSAF0061640

MADWAA00261889

JPMC xxxxxx076

JP MORGAN CHASE BANK

257357

1KW358

STERLING 20 LLC

5/1/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196261

JPMSAF0067103

MADWAA00293036

JPMC xxxxxx076

JP MORGAN CHASE BANK

207634

1KW019

MICHAEL KATZ

4/18/2000

(94,311.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107905

MADWAA00039083

JPMC xxxxxx775

207683

1KW067

FRED WILPON

4/4/2000

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107004

MADWAA00041380

JPMC xxxxxx269
JPMC xxxxxx806

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

206502

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

7/1/1999

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

93180

MADWAA00192467

207730

1KW238

SAUL B KATZ - PM

4/18/2000

(276,848.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107914

MADWAA00039101

260369

1KW408

FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

3/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161864

JPMSAF0032161

208131

1KW161

ARTHUR FRIEDMAN ET AL TIC

5/1/2001

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124831

JPMC xxxxxx674

MADWAA00147559

JPMSAF0032162

MADWAA00159383

208218

1KW260

FRED WILPON FAMILY TRUST

7/20/1999

(79,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94143

MADWAA00190447

JPMC xxxxxx076

208227

1KW242

SAUL B KATZ FAMILY TRUST

7/20/1999

(79,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94142

MADWAA00190445

JPMC xxxxxx076

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

2/1/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122566

MADWAA00146130

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

260540

1KW408

FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

6/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164558

JPMSAF0035040

JPMSAF0035041

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

208722

1KW314

STERLING THIRTY VENTURE LLC B

1/2/2002

(155,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130912

JPMSAF0000628

MADWAA00068601

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130503

JPMSAF0000248

MADWAA00072223

JP MORGAN CHASE
BANK

208425

JPMC xxxxxx578

CHASE MANHATTAN
BANK

208876

1KW325

BAS AIRCRAFT LLC

12/3/2001

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130394

JPMSAF0000145

MADWAA00073249

JPMC xxxxxx831

263003

1KW358

STERLING 20 LLC

12/3/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191226

JPMSAF0062233

MADWAA00291650

JPMC xxxxxx076

209327

1KW154

IRIS J KATZ C/O STERLING EQUITES

10/2/2000

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111323

MADWAA00260003

264514

1KW242

SAUL B KATZ FAMILY TRUST

12/1/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202036

JPMSAF0072640

MADWAA00304145

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

209581

1KW156

STERLING 15C LLC

3/1/2002

(325,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132721

JPMSAF0002416

MADWAA00077483

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

209604

1KW257

STERLING JET LTD

9/14/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94916

MADWAA00189935

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

209796

1KW161

ARTHUR FRIEDMAN ET AL TIC

2/1/1999

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89958

MADWAA00385154

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

209998

1KW198

RED VALLEY PARTNERS

5/17/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92301

MADWAA00380334

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx775

CHASE MANHATTAN
BANK

208856

1KW208

JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN

MADWAA00160604

12/7/2001

210006

1KW195

JEFFREY S WILPON SPECIAL

5/14/1999

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92291

MADWAA00380322

266655

1KW260

FRED WILPON FAMILY TRUST

7/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155044

JPMSAF0024515

210021

1KW019

MICHAEL KATZ

9/20/1999

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94978

JPMC xxxxxx076

MADWAA00190045

JPMSAF0024516

MADWAA00339869

Withdrawal

Check

Yes

509 Account

92764

MADWAA00185141

JPMC xxxxxx775

CHECK

Withdrawal

Check

Yes

509 Account

92915

MADWAA00191953

JPMC xxxxxx076

277848

1KW260

FRED WILPON FAMILY TRUST

6/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154559

JPMSAF0023962

JPMSAF0023963

JPMC xxxxxx254

JP MORGAN CHASE BANK

278784

1KW358

STERLING 20 LLC

6/2/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196842

JPMSAF0067674

MADWAA00295700

JPMC xxxxxx076

210760

1KW332

EDWARD TEPPER

10/11/2001

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128898

MADWAA00088073

279499

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

12/14/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159576

JPMSAF0029575

JPMC xxxxxx802

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

JPMC xxxxxx254

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

284628

1KW260

FRED WILPON FAMILY TRUST

12/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159270

JPMSAF0029249

JPMSAF0029250

211424

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

2/28/2002

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132687

JPMSAF0002383

MADWAA00077417

JPMC xxxxxx174

211446

1KW260

FRED WILPON FAMILY TRUST

2/21/2002

(565,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132595

JPMSAF0002297

MADWAA00076676

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

211819

1KW273

JUDITH A WILPON - O STERLING EQUITIES

2/28/2001

(20.40)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122882

MADWAA00143556

JPMC xxxxxx269

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

285078

1KW358

STERLING 20 LLC

7/1/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197905

JPMSAF0068703

MADWAA00286982

JPMC xxxxxx076

JP MORGAN CHASE BANK

294500

1KW315

STERLING THIRTY VENTURE, LLC

4/2/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183451

JPMSAF0054773

MADWAA00266764

JPMC xxxxxx076

JP MORGAN CHASE BANK

212253

1KW108

GREGORY KATZ

12/7/2001

(19,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130498

JPMSAF0000243

MADWAA00073421

JPMC xxxxxx354

212258

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

12/7/2001

(19,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130499

JPMSAF0000244

MADWAA00073423

297753

1KW260

FRED WILPON FAMILY TRUST

12/1/2003

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149368

JPMSAF0018707

JPMSAF0018708

299432

1KW358

STERLING 20 LLC

4/1/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194597

JPMSAF0065468

MADWAA00298227

JPMC xxxxxx802

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076
MADWAA00161130

Confirmed - Under $1 Million

JPMSDD0014667

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING

10/1/2002

9/30/2009

Yes

1/3/2008

100,000.00

JPMSDD0020804

Confirmed - Under $1 Million

xxxxxx076 STERLING EQUITIES

10/1/2002

9/30/2009

Yes

7/5/2007

100,000.00

JPMSDD0010279

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

2/4/2008

100,000.00

JPMSDD0014674

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/3/2006

100,000.00

JPMSDD0011890

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/2/2007

100,000.00

JPMSDD0019905

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/2/2008

100,000.00

JPMSDD0015843

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxx076

WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
SAUL B. KATZ, FAMILY
xxxxxx076
TRUST
ROSE KATZ & MICHAEL
xxxxxx674
KATZ JT TENANT
STERLING EQUITIES
xxxxxx076
FUNDING
SAUL B. KATZ FAMILY
xxxxxx076
TRUST
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
FRED WILPON & JUDITH
xxxx269
A WILPON
xxxx806 SAUL B. KATZ
WILPON FAMILY TRUST
RICHARD WILPON
MICHAEL KATZ
IRIS KATZ TTEES
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
xxxxxx254

xxxxxx076 WILPON FAMILY TRUST
xxxxxx076

SAUL B. KATZ, FAMILY
TRUST

xxxxxx076 JUDITH A. WILPON
WILPON FAMILY TRUST
RICHARD WILPON
xxxxxx254
MICHAEL KATZ
IRIS KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING CO
RICHARD WILPON AS
xxxxxx578 CUSTODIAN FOR
JESSICA WILPON

10/1/2002

9/30/2009
9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Under $1 Million

No

10/1/2002

Under $1 Million

No

Under $1 Million

No

CHECK

JPMSAF0035346

JPMSDD0009869

100,000.00

9/30/2009

CW

JPMSAF0035345

100,000.00

2/4/2008

No

10/1/2002

CW

164843

6/4/2007

Yes

9/30/2009

No

(4,000.00)

509 Account

Yes

9/30/2009

10/1/2002

Yes

(88,500.00)

Yes

9/30/2009

10/1/2002

9/30/2009

6/29/1999

Check

xxxx806 SAUL B. KATZ

10/1/2002

10/1/2002

6/14/1999

Withdrawal

No

No

STERLING EQUITIES INVESTORS

CHECK

9/30/2009

9/30/2009

GREGORY KATZ

CW

10/1/2002

10/1/2002

1KW255

(100,000.00)

FRED WILPON AND
JUDITH A. WILPON
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
IRIS J. KATZ, SAUL B.
xxxx806
KATZ
xxxx269

Confirmed - Under $1 Million

No

1KW108

6/15/2005

Confirmed - Under $1 Million

9/30/2009

210445

STERLING 10 LLC STERLING EQUITIES

JPMSDD0009875

10/1/2002

210436

1KW402

100,000.00

JEFFREY S. WILPON
xxxxxx076 STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

JPMC xxxxxx806

305584

6/4/2007

xxxxxx076 RED VALLEY PARTNERS

MADWAA00279812

MADWAA00222913

Yes

JP MORGAN CHASE
BANK

MADWAA00203464

MADWAA00120239

9/30/2009

JP MORGAN CHASE
BANK

JPMSAF0059080

JPMSAF0006820

10/1/2002

No

JPMSAF0054192

137130

Confirmed - Under $1 Million

xxxxxx076 STERLING EQUITIES

9/30/2009

MADWAA00184899

509 Account

JPMSDD0008724

10/1/2002

92633

Yes

JPMSDD0000800

100,000.00

No

187961

Check

100,000.00

3/2/2007

9/30/2009

182837

Withdrawal

12/3/2003

Yes

9/30/2009

509 Account

CHECK

Yes

9/30/2009

10/1/2002

509 Account

CW

9/30/2009

10/1/2002

10/1/2002

509 Account

(500,000.00)

Confirmed - Under $1 Million

10/1/2002

No

Yes

8/12/2002

JPMSDD0008121

Yes

Yes

STERLING THIRTY VENTURE, LLC

100,000.00

9/30/2009

Check

1KW315

Confirmed - Under $1 Million

1/3/2007

10/1/2002

Check

211948

JPMSDD0008447

Yes

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO

Withdrawal

MADWAA00333143

100,000.00

No

9/30/2009

No

Withdrawal

JPMC xxxxxx076

2/2/2007

9/30/2009

9/30/2009

CHECK

MADWAA00333727

9/30/2009

10/1/2002

10/1/2002

CHECK

JPMSAF0029576

10/1/2002

xxxxxx076 IRIS J. KATZ

CW

MADWAA00332101

Under $1 Million

10/1/2002

Yes

CW

JPMC xxxxxx076

Confirmed - Under $1 Million

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

xxxx527 IRIS J. KATZ
xxxxxx076

9/30/2009

(100,000.00)

JPMC xxxxxx076

Yes

100,000.00

No

8/29/2008

(651,000.00)

Yes

9/30/2009

JPMSDD0020238

Under $1 Million
12/4/2007

Yes

10/1/2002

Tracing Results

No

9/30/2009

9/30/2009

3/1/2007

Check

9/30/2009

10/1/2002

WILPON FAMILY TRUST
RICHARD WILPON
MICHAEL KATZ
IRIS KATZ TTEES
COLLEGE PL
xxxxxx593 ENTERPRISES PROFIT
SHARING PLAN
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

6/4/1999

Withdrawal

10/1/2002

Check Bates
Reference

No

xxxxxx578 RICHARD A. WILPON

Bank Statement Bank Statement
Amount
Bates Reference

No

9/30/2009

Statement
Trans Date

No

9/30/2009

10/1/2002

10/1/2002

STERLING THIRTY VENTURE, LLC

CHECK

9/30/2009

10/1/2002

xxxxxx578 RICHARD A. WILPON

10/1/2002

IRIS J KATZ C/O STERLING EQUITIES

CW

10/1/2002

xxxxxx578 RICHARD A. WILPON

STERLING EQUITIES
FUNDING

1KW315

(100,000.00)

xxxxxx899 STERLING 15C LLC

xxxxxx076

1KW014

8/1/2007

STERLING EQUITIES
FUNDING
FRED WILPON AND
JUDITH A. WILPON

Transaction within
Available Records

xxxxxx831 BAS AIRCRAFT LLC

274942

STERLING 20 LLC

xxxx269

Available Records
Through

CHASE MANHATTAN
BANK

210405

1KW358

xxxxxx076

Available Records
Beginning

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

273300

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

Original Banking
Institution(s)

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

12 of 60

xxxxxx076

xxxx806 SAUL B. KATZ

No

12/4/2007

100,000.00

JPMSDD0020229

Confirmed - Under $1 Million

12/2/2008

100,000.00

JPMSDD0024994

Confirmed - Under $1 Million

Under $1 Million

10/1/2002

9/30/2009

Yes

8/2/2007

100,000.00

JPMSDD0010595

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2007

100,000.00

JPMSDD0008725

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

6/3/2008

100,000.00

JPMSDD0016131

Confirmed - Under $1 Million

xxxxxx775

MICHAEL KATZ
DAYLE H. KATZ
STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

xxxxxx076

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

xxxxxx802 UNKNOWN

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
FRED WILPON AND
xxxx269
JUDITH A. WILPON
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

No

Under $1 Million

No

10/1/2002

9/30/2009

Yes

7/2/2008

100,000.00

JPMSDD0016581

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/4/2007

100,000.00

JPMSDD0009189

Confirmed - Under $1 Million

xxxxxx354 UNKNOWN

10/1/2002

9/30/2009

No

xxxxxx802 UNKNOWN

10/1/2002

9/30/2009

No

xxxxxx076

STERLING EQUITY
FUNDING
STERLING EQUITIES
FUNDING
STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING

10/1/2002

9/30/2009

Yes

12/3/2003

100,000.00

JPMSDD0000799

Confirmed - Under $1 Million

xxxxxx076

10/1/2002

9/30/2009

Yes

4/2/2008

100,000.00

JPMSDD0015408

10/1/2002

9/30/2009

Yes

6/16/2005

300,000.00

JPMSAS0008890

Confirmed - Under $1 Million
Not Confirmed - possibly included
in larger deposit

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

213087

1KW108

GREGORY KATZ

4/13/1999

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(6,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

91919

Check 2 Bates

Check 3 Bates

Check 4 Bates

MADWAA00391038

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

JPMC xxxxxx775

Info Not
Availble

Current Banking
Institution(s)

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

GREGORY KATZ
xxxxxx775 MICHAEL KATZ
DAYLE H. KATZ

10/1/2002

9/30/2009

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING
WILPON FAMILY TRUST
RICHARD WILPON
xxxxxx254
MICHAEL KATZ
IRIS KATZ TTEES
WILPON FAMILY TRUST
RICHARD WILPON
xxxxxx254
MICHAEL KATZ
IRIS KATZ TTEES
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

10/25/2002

10/23/2009

Yes

Under $1 Million

11/1/2002

10/30/2009

Yes

Under $1 Million

MADWAA00168935

JPMC xxxxxx254

MADWAA00175172

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

MADWAA00372262

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMSAF0053922

MADWAA00200110

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

183217

JPMSAF0054551

MADWAA00204156

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

509 Account

187643

JPMSAF0058775

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

509 Account

190700

JPMSAF0061682

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx887 UNKNOWN

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

NATALIE KATZ
xxxxxx076 STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

JPMC xxxxxx528

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

10/1/2002

9/30/2009

9/30/2009

Withdrawal

Check

Yes

509 Account

96504

MADWAA00189015

CHECK

Withdrawal

Check

Yes

509 Account

187958

JPMSAF0059077

308967

1KW408

7/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165572

JPMSAF0036063

JPMSAF0036064

311695

1KW408

FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

5/2/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164081

JPMSAF0034476

JPMSAF0034477

189520

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

7/10/2006

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

176664

JPMSAF0047997

270220

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

2/8/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182550

265273

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

3/22/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

279010

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

7/16/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

88738

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

11/2/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

JPMC xxxxxx076
MADWAA00279806

MADWAA00261967

277381

1KW108

GREGORY KATZ

12/14/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159575

JPMSAF0029573

JPMSAF0029574

MADWAA00333725

JPMC xxxxxx887

289031

1KW263

MARVIN B TEPPER

12/16/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169882

JPMSAF0040688

JPMSAF0040689

MADWAA00364768

JPMC xxxxxxx452

139259

1KW227

NATALIE KATZ

6/25/2003

(94,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145105

JPMSAF0015083

MADWAA00322026

214447

1KW296

DAVID KATZ TR

10/24/2000

(393,353.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112615

MADWAA00259771

214493

1KW161

ARTHUR FRIEDMAN ET AL TIC

9/1/2000

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110873

MADWAA00244231

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

214922

1KW161

ARTHUR FRIEDMAN ET AL TIC

11/1/2001

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129989

MADWAA00098091

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

214930

1KW287

STERLING HERITAGE LLC

11/6/2001

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130057

MADWAA00097499

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

266614

1KW201

DAVID M KATZ

6/15/2005

(92,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164839

JPMSAF0035338

JPMC xxxxxx528

CHASE MANHATTAN
BANK

214959

1KW154

IRIS J KATZ C/O STERLING EQUITES

4/2/2001

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123334

MADWAA00149573

JPMC xxxxxx076

214968

1KW237

IRIS J KATZ-T STERLING EQUITIES

4/5/2001

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123908

MADWAA00151323

JPMC xxxxxx527

468

1KW315

STERLING THIRTY VENTURE, LLC

12/1/2006

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179991

JPMSAF0051387

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

8319

1KW314

STERLING THIRTY VENTURE LLC B

9/1/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167103

JPMSAF0037643

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

215285

1KW067

FRED WILPON

7/26/2000

(13,437.50)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110285

MADWAA00249392

JPMC xxxxxx269

215298

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

7/3/2000

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109477

MADWAA00248492

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JPMSAF0035339

MADWAA00161124

MADWAA00206270

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

17800

1KW314

STERLING THIRTY VENTURE LLC B

12/1/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169511

JPMSAF0040258

JPMSAF0040259

MADWAA00364110

JPMC xxxxxx076

JP MORGAN CHASE BANK

22862

1KW314

STERLING THIRTY VENTURE LLC B

6/1/2006

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174990

JPMSAF0046329

JPMSAF0046330

MADWAA00211094

JPMC xxxxxx076

JP MORGAN CHASE BANK

24480

1KW314

STERLING THIRTY VENTURE LLC B

2/1/2006

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

171824

JPMSAF0042825

JPMSAF0042826

MADWAA00363197

JPMC xxxxxx076

JP MORGAN CHASE BANK

215675

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

4/2/2001

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123559

MADWAA00150003

JPMC xxxxxx674

215700

1KW235

IRIS J KATZ-W STERLING EQUITIES

4/5/2001

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123906

MADWAA00151319

JPMC xxxxxx527

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

STERLING HERITAGE LLC
STERLING THIRTY VENTURE LLC B
STERLING 15C LLC

4/2/2001

Check Bates
Reference

Tracing Results

JPMSDD0010597

Confirmed - Under $1 Million

No

10/1/2002

CHECK

CW

1KW287

Bank Statement Bank Statement
Amount
Bates Reference

No

CW

(100,000.00)

1KW314

Statement
Trans Date

No

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

(42,000.00)

8/1/2007

1KW156

Transaction within
Available Records

JP MORGAN CHASE
BANK

11/1/1999

39512

Available Records
Through

JP MORGAN CHASE BANK

IRIS J KATZ C/O STERLING EQUITES
STERLING THIRTY VENTURE, LLC
FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

215723

Available Records
Beginning

CHASE MANHATTAN
BANK

1KW154
1KW315

CHASE MANHATTAN
BANK

Bank Account
Number(s)

JPMC xxxxxx076

213160
306092

216046

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Original Banking
Institution(s)

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123563

MADWAA00150011

10/3/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168063

JPMSAF0038638

JPMSAF0038639

2/1/2002

(325,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132373

JPMSAF0001989

MADWAA00076168

MADWAA00168117

xxxxxx076

xxx452 MARVIN B TEPPER

ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
ARTHUR FRIEDMAN ET
xxxxxx076
AL TIC
STERLING HERITAGE LLC
xxxxxx076 / STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

No

xxxx527 IRIS J. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

12/4/2006

90,000.00

JPMSDD0007589

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/6/2005

90,000.00

JPMSDD0007296

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

12/5/2005

90,000.00

JPMSDD0016942

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/2/2006

90,000.00

JPMSDD0012938

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

2/3/2006

90,000.00

JPMSDD0014397

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxx076 STERLING HERITAGE LLC

10/1/2002

9/30/2009

No

xxxxxx076 STERLING 30 VENTURE

10/1/2002

9/30/2009

Yes

10/5/2005

90,000.00

JPMSDD0017540

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

4/5/2006

90,000.00

JPMSDD0013652

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

1/4/2006

90,000.00

JPMSDD0014098

Confirmed - Under $1 Million

No

STERLING EQUITIES
xxxxxx076
FUNDING
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING THIRTY
xxxxxx076
VENTURE
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
ROSE KATZ & MICHAEL
xxxxxx674
KATZ JT TENANT
xxxx527 IRIS J. KATZ

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

MADWAA00077139

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

MICHAEL KATZ ET AL TIC
xxxxxx076 STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

CHECK

Withdrawal

Check

Yes

509 Account

172838

JPMSAF0043949

CHECK

Withdrawal

Check

Yes

509 Account

107009

MADWAA00041390

JPMSAF0043950

216592

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/22/2002

(230,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132954

JPMSAF0002632

MADWAA00077203

104969

1KW314

STERLING THIRTY VENTURE LLC B

1/3/2006

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170211

JPMSAF0041056

JPMSAF0041057

216601

1KW337

MICHAEL KATZ ET AL TIC C/W II

3/19/2002

(5,472.24)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132915

JPMSAF0002595

MADWAA00374865

MADWAA00359822

No

xxxxxx076 IRIS J. KATZ

JPMC xxxxxx775

CW

CW

Confirmed - Under $1 Million

No

JP MORGAN CHASE
BANK

(90,000.00)

(675,000.00)

JPMSAS0008768

Yes

CHASE MANHATTAN
BANK

4/3/2006

4/4/2000

94,000.00

9/30/2009

JPMC xxxxxx076

STERLING THIRTY VENTURE LLC B

FRED WILPON FAMILY TRUST

6/26/2003

9/30/2009

JPMC xxxxxx254

1KW314

1KW260

Under $1 Million

10/1/2002

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

86251

100,000.00

10/1/2002

xxxxxx528 DAVID M. KATZ

STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING THIRTY
xxxxxx076
VENTURE
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO

216534

8/2/2007

Under $1 Million

216989

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

11/1/2000

(2,574,763.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112716

MADWAA00242539

JP MORGAN CHASE
BANK

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

114104

1KW314

STERLING THIRTY VENTURE LLC B

7/3/2006

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175566

JPMSAF0046921

MADWAA00372799

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING THIRTY
xxxxxx076 VENTURE LLC / STERLING
EQUITIES FUNDING CO

10/1/2002

9/30/2009

Yes

7/5/2006

90,000.00

JPMSDD0012129

Confirmed - Under $1 Million

135277

1KW315

STERLING THIRTY VENTURE, LLC

10/2/2006

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178559

JPMSAF0049779

MADWAA00198389

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

Yes

10/3/2006

90,000.00

JPMSDD0011891

Confirmed - Under $1 Million

217459

1KW236

IRIS J KATZ-K STERLING EQUITIES

7/17/2001

(53,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126800

MADWAA00105088

JPMC xxxxxx806

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

No

141864

1KW314

STERLING THIRTY VENTURE LLC B

11/1/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169016

JPMSAF0039717

JPMSAF0039718

MADWAA00354903

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

Yes

11/3/2005

90,000.00

JPMSDD0017839

Confirmed - Under $1 Million

142039

1KW314

STERLING THIRTY VENTURE LLC B

1/3/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159978

JPMSAF0030062

JPMSAF0030063

MADWAA00335849

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

Yes

1/4/2005

90,000.00

JPMSDD0004836

Confirmed - Under $1 Million

154118

1KW314

STERLING THIRTY VENTURE LLC B

JPMSAF0043290

JPMSAF0043291

JPMC xxxxxx076

JP MORGAN CHASE BANK

9/30/2009

Yes

3/2/2006

90,000.00

JPMSDD0013222

Confirmed - Under $1 Million

1KW273

JUDITH A WILPON - O STERLING EQUITIES

JPMC xxxxxx269

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

10/1/2002

218012

10/1/2002

9/30/2009

No

218058

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

6/15/2001

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125480

MADWAA00098842

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

No

218082

1KW109

(6,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125433

MADWAA00098754

JPMC xxxxxx775

9/30/2009

6/13/2001

(4,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125434

MADWAA00098756

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

10/1/2002

1KW110

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

6/13/2001

218091

10/1/2002

9/30/2009

No

154344

1KW314

STERLING THIRTY VENTURE LLC B

8/1/2006

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177010

JPMSAF0048317

STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
IRIS J. KATZ, SAUL B.
xxxx806
KATZ
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
FRED WILPON AND
xxxx269
JUDITH A. WILPON
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING THIRTY
xxxxxx076
VENTURE LLC

10/1/2002

9/30/2009

Yes

8/2/2006

90,000.00

JPMSDD0012349

Confirmed - Under $1 Million

219492

1KW156

STERLING 15C LLC

1/5/2001

(227,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

121621

MADWAA00150595

JPMC xxxxxx899

xxxxxx899 STERLING 15C LLC

10/1/2002

9/30/2009

No

219498

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

1/11/2001

(105,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122239

MADWAA00151997

JPMC xxxxxx578

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

219504

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

121219

MADWAA00149047

xxxxxx674

ROSE KATZ & MICHAEL
KATZ JT TENANT
STERLING THIRTY
VENTURE
STERLING THIRTY
VENTURE
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING THIRTY
xxxxxx076
VENTURE LLC
STERLING THIRTY
xxxxxx076
VENTURE
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO

10/1/2002

9/30/2009

No

xxxxxx076

10/1/2002

9/30/2009

Yes

3/2/2005

90,000.00

JPMSDD0005439

Confirmed - Under $1 Million

xxxxxx076

10/1/2002

9/30/2009

Yes

5/2/2006

90,000.00

JPMSDD0012632

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/2/2005

90,000.00

JPMSDD0007013

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/3/2006

90,000.00

JPMSDD0011257

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/5/2006

90,000.00

JPMSDD0011666

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/3/2005

90,000.00

JPMSDD0006337

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/8/2005

90,000.00

JPMSDD0005741

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/5/2005

90,000.00

JPMSDD0006669

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

2/3/2005

90,000.00

JPMSDD0005124

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/3/2005

490,000.00

11/23/2005

9/30/2009

Yes

3/1/2006

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172249

JPMSAF0043289

6/21/2000

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108872

JPMC xxxxxx578

MADWAA00245099

MADWAA00366491

158334

1KW314

STERLING THIRTY VENTURE LLC B

3/1/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161858

JPMSAF0032151

JPMSAF0032152

MADWAA00159371

JPMC xxxxxx076

207836

1KW314

STERLING THIRTY VENTURE LLC B

5/1/2006

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174492

JPMSAF0045787

JPMSAF0045788

MADWAA00367654

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

210010

1KW314

STERLING THIRTY VENTURE LLC B

1/2/2001

8/1/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166573

JPMSAF0037112

MADWAA00210193

JPMC xxxxxx076

JPMC xxxxxx674

JPMSAF0037113

MADWAA00155207

214942

1KW315

STERLING THIRTY VENTURE, LLC

11/1/2006

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179512

JPMSAF0050696

MADWAA00212974

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

215433

1KW314

STERLING THIRTY VENTURE LLC B

9/1/2006

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177505

JPMSAF0048775

MADWAA00209118

JPMC xxxxxx076

JP MORGAN CHASE BANK

240425

1KW314

STERLING THIRTY VENTURE LLC B

6/1/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164552

JPMSAF0035028

JPMSAF0035029

JPMC xxxxxx076

JP MORGAN CHASE BANK

282980

1KW314

STERLING THIRTY VENTURE LLC B

4/1/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162465

JPMSAF0032799

MADWAA00165015

285615

1KW314

STERLING THIRTY VENTURE LLC B

7/1/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165566

JPMSAF0036052

JPMSAF0036053

MADWAA00168923

JPMC xxxxxx076

293865

1KW314

STERLING THIRTY VENTURE LLC B

2/1/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161472

JPMSAF0031749

JPMSAF0031750

MADWAA00173347

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

311689

1KW314

STERLING THIRTY VENTURE LLC B

5/2/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164075

JPMSAF0034466

JPMSAF0034467

MADWAA00175160

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

65156

1KW434

FFB AVIATION LLC C/O STERLING
EQUITIES

7/13/2007

(89,100.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

187631

JPMSAF0058764

MADWAA00272859

JPMC xxxxxx048

JP MORGAN CHASE BANK

xxxxxx048 FFB AVIATION LLC

MADWAA00160592

JPMC xxxxxx076

JP MORGAN CHASE
BANK

No

Not Confirmed - possibly included
in larger deposit

JPMSAS0008883

220720

1KW024

SAUL B KATZ

1/23/2002

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132220

JPMSAF0001803

MADWAA00069863

JPMC xxxxxx076

JP MORGAN CHASE BANK

160309

1KW434

7/31/2008

(89,100.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198854

JPMSAF0069609

MADWAA00300136

JPMC xxxxxx048

JP MORGAN CHASE BANK

273424

1KW434

FFB AVIATION LLC C/O STERLING
EQUITIES
FFB AVIATION LLC C/O STERLING
EQUITIES

3/25/2008

(89,100.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194471

JPMSAF0065343

MADWAA00297200

JPMC xxxxxx048

JP MORGAN CHASE BANK

203495

1KW014

IRIS J KATZ C/O STERLING EQUITIES

12/1/2006

(85,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179978

JPMSAF0051372

MADWAA00206244

JPMC xxxxxx076

JP MORGAN CHASE BANK

217451

1KW014

IRIS J KATZ C/O STERLING EQUITIES

10/2/2006

(85,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178546

JPMSAF0049766

MADWAA00198363

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

221448

1KW260

FRED WILPON FAMILY TRUST

2/1/2002

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132376

JPMSAF0001992

MADWAA00076174

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx254

10/1/2002

9/30/2009

No

226474

1KW014

IRIS J KATZ C/O STERLING EQUITIES

1/2/2007

(85,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180750

JPMSAF0052459

MADWAA00195216

JPMC xxxxxx076

xxxxxx076

10/1/2002

9/30/2009

Yes

1/3/2007

85,000.00

JPMSDD0008119

Confirmed - Under $1 Million

256566

1KW014

IRIS J KATZ C/O STERLING EQUITIES

3/1/2007

(85,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182821

JPMSAF0054176

MADWAA00203432

JPMC xxxxxx076

10/1/2002

9/30/2009

Yes

3/2/2007

85,000.00

JPMSDD0008715

Confirmed - Under $1 Million

221775

1KW154

IRIS J KATZ C/O STERLING EQUITES

1/2/2001

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

120996

MADWAA00148611

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

10/1/2002

9/30/2009

No

JPMC xxxxxx076

JP MORGAN CHASE BANK

13 of 60

Under $1 Million

STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

No

xxxxxx048 FFB AVIATION LLC

11/23/2005

9/30/2009

Yes

xxxxxx048 FFB AVIATION LLC

11/23/2005

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

12/4/2006

85,000.00

JPMSDD0007583

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/3/2006

85,000.00

JPMSDD0011887

Confirmed - Under $1 Million

xxxxxx076

STERLING EQUITIES
FUNDING

xxxxxx076 IRIS J. KATZ
WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
xxxxxx076 IRIS J. KATZ

Under $1 Million
Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

270216

1KW014

IRIS J KATZ C/O STERLING EQUITIES

221807

1KW315

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

MADWAA00199886

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Current Banking
Institution(s)

JP MORGAN CHASE BANK

JPMC xxxxxx711

Check 4 Bates

Original Banking
Institution(s)

JPMC xxxxxx076

Check 3 Bates

Receiving Bank
Account - Standardized

Info Not
Availble

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00379538

JPMC xxxxxx269

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

MADWAA00098095

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

2/1/2007

(85,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182424

JPMSAF0053809

STERLING THIRTY VENTURE, LLC

4/10/2001

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124522

MADWAA00132475

312940

1KW014

IRIS J KATZ C/O STERLING EQUITIES

11/1/2006

(85,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179499

JPMSAF0050683

221840

1KW325

BAS AIRCRAFT LLC

4/2/2001

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123344

MADWAA00149593

16526

1KW156

STERLING 15C LLC

1/29/2003

(82,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141842

JPMSAF0011883

22110

1KW024

SAUL B KATZ

1/3/2006

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170198

JPMSAF0041034

JPMSAF0041035

22840

1KW358

STERLING 20 LLC

11/3/2008

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201578

JPMSAF0072223

MADWAA00285313

222448

1KW232

JUDITH A WILPON-W STERLING EQUITIES

12/8/1998

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88134

222599

1KW260

FRED WILPON FAMILY TRUST

11/1/2001

(75,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129991

222603

1KW314

STERLING THIRTY VENTURE LLC B

11/23/2001

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130242

MADWAA00097827

32116

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

7/14/2003

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146330

JPMSAF0016223

34128

1KW024

SAUL B KATZ

9/1/2005

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167090

JPMSAF0037630

222885

1KW257

STERLING JET LTD

10/27/1999

(205,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96431

MADWAA00188885

222893

1KW207

SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN

4/10/2002

(12,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134338

JPMSAF0003972

222905

1KW260

FRED WILPON FAMILY TRUST

4/1/2002

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

133134

JPMSAF0002798

223369

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

6/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92529

MADWAA00212948

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx831
MADWAA00323268

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JPMC xxxxxx899
MADWAA00359796

Statement
Trans Date

Check Bates
Reference

Tracing Results

10/1/2002

9/30/2009

Yes

2/2/2007

85,000.00

JPMSDD0008440

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

11/3/2006

85,000.00

JPMSDD0011260

Confirmed - Under $1 Million

xxxxxx831 BAS AIRCRAFT LLC

10/1/2002

8/29/2008

No

xxxxxx899 STERLING 15C LLC

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

1/4/2006

80,000.00

JPMSDD0014089

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/4/2008

80,000.00

JPMSDD0026470

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

9/6/2005

80,000.00

JPMSDD0007300

Confirmed - Under $1 Million

xxxxxx076
xxxxxx076

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING

xxxx269 JUDITH A. WILPON

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx578

MADWAA00064216

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx578 RICHARD A WILPON
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

10/1/2002

9/30/2009

Yes

4/5/2006

80,000.00

JPMSDD0013659

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2006

80,000.00

JPMSDD0013224

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

xxxxxx076

STERLING EQUITIES
FUNDING
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON

10/1/2002

9/30/2009

Yes

9/3/2008

80,000.00

JPMSDD0027094

Confirmed - Under $1 Million

xxxxxx076

10/1/2002

9/30/2009

Yes

11/3/2005

80,000.00

JPMSDD0017844

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/2/2008

80,000.00

JPMSDD0024983

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/5/2005

80,000.00

JPMSDD0017543

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

2/3/2006

80,000.00

JPMSDD0014395

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING
FRED WILPON & JUDITH
xxxx269
A WILPON
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

10/1/2002

9/30/2009

Yes

10/2/2008

80,000.00

JPMSDD0025955

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

12/6/2005

80,000.00

JPMSDD0016955

Confirmed - Under $1 Million

4/10/2003

78,080.49

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00065782

CHASE MANHATTAN
BANK

259896

1KW024

SAUL B KATZ

10/3/2005

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168050

JPMSAF0038618

JPMSAF0038619

MADWAA00168091

JPMC xxxxxx076

JP MORGAN CHASE BANK

1KW024

SAUL B KATZ

2/1/2006

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

171812

JPMSAF0042806

JPMSAF0042807

MADWAA00363173

JPMC xxxxxx076

JP MORGAN CHASE BANK

224855

1KW067

FRED WILPON

4/12/2000

(2,440,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107756

MADWAA00038813

JPMC xxxxxx269

224876

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

4/3/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102429

MADWAA00039606

JPMC xxxxxx076

224964

1KW236

IRIS J KATZ-K STERLING EQUITIES

7/5/2001

(51,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126160

MADWAA00103906

JPMC xxxxxx806

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

224981

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

11/1/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129986

MADWAA00098085

JPMC xxxxxx076

JP MORGAN CHASE BANK

265132

1KW358

STERLING 20 LLC

10/1/2008

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199988

JPMSAF0070679

MADWAA00303205

JPMC xxxxxx076

JP MORGAN CHASE BANK

225359

1KW067

FRED WILPON

3/1/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132715

JPMSAF0002410

MADWAA00077471

JPMC xxxxxx269

JP MORGAN CHASE BANK

225379

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

3/20/2002

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132928

JPMSAF0002607

MADWAA00077161

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

4/3/2006

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172826

JPMSAF0043930

JPMSAF0043931

MADWAA00374841

JPMC xxxxxx076

JP MORGAN CHASE BANK

1KW024

SAUL B KATZ

3/1/2006

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172237

JPMSAF0043270

JPMSAF0043271

MADWAA00366467

JPMC xxxxxx076

JP MORGAN CHASE BANK

1KW019

MICHAEL KATZ

12/27/1999

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97349

MADWAA00057526

JPMC xxxxxx775

223909

1KW154

IRIS J KATZ C/O STERLING EQUITES

10/27/1999

(205,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96428

MADWAA00188881

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

105298

1KW358

STERLING 20 LLC

9/2/2008

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199360

JPMSAF0070080

MADWAA00302017

142342

1KW024

SAUL B KATZ

11/1/2005

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169003

JPMSAF0039697

JPMSAF0039698

242445

1KW358

STERLING 20 LLC

12/1/2008

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202042

JPMSAF0072646

MADWAA00304157

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

MADWAA00354877

JP MORGAN CHASE BANK

xxxxxx254

xxxx806

IRIS J. KATZ, SAUL B.
KATZ

xxxxxx076

225616

1KW154

IRIS J KATZ C/O STERLING EQUITES

6/3/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135152

JPMSAF0004809

MADWAA00063639

JPMC xxxxxx076

JP MORGAN CHASE BANK

1KW154

IRIS J KATZ C/O STERLING EQUITES

6/24/2002

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135545

JPMSAF0005215

MADWAA00063277

JPMC xxxxxx806

225682

1KW307

DEBRA WILPON

6/24/2002

(260,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135552

JPMSAF0005223

MADWAA00063285

JPMC xxxxxx578

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx076 IRIS J. KATZ

225619

226075

1KW195

JEFFREY S WILPON SPECIAL

9/14/1999

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94914

MADWAA00189931

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

226127

1KW067

FRED WILPON

9/14/1999

(217,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94910

MADWAA00189923

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JEFFREY S. WILPON
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING JET II LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO

9/20/1999

(142,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94996

MADWAA00190075

JPMC xxxxxx076

CHASE MANHATTAN
BANK

4/5/2002

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

133743

JPMSAF0003392

MADWAA00065375

JPMC xxxxxx806

JP MORGAN CHASE BANK

STERLING 20 LLC

9/27/2002

(85,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137908

JPMSAF0007575

MADWAA00123248

JPMC xxxxxx076

1KW024

SAUL B KATZ

12/1/2005

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169498

JPMSAF0040238

JPMSAF0040239

1KW257

STERLING JET LTD

8/1/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110393

MADWAA00253791

1KW259

STERLING JET II LTD

1KW024

SAUL B KATZ

226467

1KW358

297440
226509

JPMC xxxxxx076
JPMC xxxxxx076

MADWAA00364084

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

279192

1KW154

IRIS J KATZ C/O STERLING EQUITES

4/9/2003

(78,080.49)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143926

JPMSAF0013858

MADWAA00307116

JPMC xxxxxx076

279420

1KW332

EDWARD TEPPER

10/18/2006

(77,460.68)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179329

JPMSAF0050520

MADWAA00197013

JPMC xxxxxxxxx565

165836

1KW307

DEBRA WILPON

6/23/2003

(75,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145052

JPMSAF0015032

MADWAA00321990

JPMC xxxxxx578

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

21169

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

11/21/2005

(75,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169329

JPMSAF0040059

JPMSAF0040060

MADWAA00355445

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

37218

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

10/21/2005

(75,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168873

JPMSAF0039556

JPMSAF0039557

MADWAA00170245

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

226767

1KW067

FRED WILPON

11/1/2000

(476,232.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112714

MADWAA00242535

JPMC xxxxxx269

CHASE MANHATTAN
BANK

128423

1KW014

IRIS J KATZ C/O STERLING EQUITIES

9/2/2008

(75,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199342

JPMSAF0070062

MADWAA00301983

JPMC xxxxxx076

JP MORGAN CHASE BANK

246321

1KW014

IRIS J KATZ C/O STERLING EQUITIES

10/1/2008

(75,000.00)

MADWAA00303169

226881

1KW201

DAVID M KATZ

226888

1KW233

JUDITH A WILPON-K STERLING EQUITIES

303998

1KW014

IRIS J KATZ C/O STERLING EQUITIES

11/3/2008

(75,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201559

JPMSAF0072204

MADWAA00285275

46405

1KW332

EDWARD TEPPER

3/28/2006

(75,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172701

JPMSAF0043787

JPMSAF0043788

254774

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

1/16/2003

(71,950.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141670

JPMSAF0011721

MADWAA00116952

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

857

1KW402

STERLING 10 LLC STERLING EQUITIES

2/1/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193646

JPMSAF0064576

MADWAA00287570

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

11697

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

2/14/2003

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142080

JPMSAF0012103

MADWAA00322834

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

13281

1KW402

STERLING 10 LLC STERLING EQUITIES

8/1/2007

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

187963

JPMSAF0059082

MADWAA00279816

JPMC xxxxxx076

25351

1KW402

STERLING 10 LLC STERLING EQUITIES

3/3/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194112

JPMSAF0065009

MADWAA00296878

JPMC xxxxxx076

61754

1KW402

STERLING 10 LLC STERLING EQUITIES

7/1/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197907

JPMSAF0068705

MADWAA00286986

JPMC xxxxxx076

62796

1KW402

STERLING 10 LLC STERLING EQUITIES

5/1/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196263

JPMSAF0067105

MADWAA00293040

JPMC xxxxxx076

228022

1KW236

IRIS J KATZ-K STERLING EQUITIES

12/28/2001

(929,722.42)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130872

JPMSAF0000589

MADWAA00068523

JPMC xxxxxx806

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

228287

1KW314

STERLING THIRTY VENTURE LLC B

2/1/2002

(155,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132377

JPMSAF0001993

MADWAA00076176

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

CW

CHECK

Withdrawal

Check

Yes

509 Account

199970

JPMSAF0070661

JPMC xxxxxx076

JP MORGAN CHASE BANK

11/13/2000

(182.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112876

MADWAA00243017

JPMC xxxxxx528

11/1/2000

(6,803.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112723

MADWAA00242553

JPMC xxxxxx269

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

257552

1KW014

IRIS J KATZ C/O STERLING EQUITIES

12/1/2008

(75,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202024

JPMSAF0072632

JPMC xxxxxx076

JP MORGAN CHASE BANK

226941

1KW024

SAUL B KATZ

10/1/2001

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127778

MADWAA00088555

JPMC xxxxxx806

JP MORGAN CHASE BANK

227011

1KW315

STERLING THIRTY VENTURE, LLC

10/11/2001

(350,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128897

MADWAA00088071

JPMC xxxxxx711

JP MORGAN CHASE BANK

STERLING THIRTY VENTURE, LLC

10/17/2001

(300,000.00)

227015

87630

1KW315

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

3/3/2005

(70,000.00)

CW

CW

CHECK

CHECK

Withdrawal

Withdrawal

Check

Check

Yes

Yes

509 Account

509 Account

128971

161922

MADWAA00304125

MADWAA00088203

JPMSAF0032234

Under $1 Million

CHASE MANHATTAN
BANK

79632

226273

Bank Statement Bank Statement
Amount
Bates Reference

CHASE MANHATTAN
BANK

223843

226138

Available Records
Through

JPMC xxxxxx711

262065

SAUL B KATZ

Transaction within
Available Records

STERLING EQUITIES
FUNDING
STERLING THIRTY
xxxxxx711
VENTURE
STERLING EQUITIES
xxxxxx076
FUNDING
xxxxxx076

Available Records
Beginning

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING THIRTY
xxxxxx711
VENTURE
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

1KW024

Potential Bank Account
Holder(s) [2]

JPMC xxxxxx174

MADWAA00310325

MADWAA00185771

53115

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

JPMC xxxxxx711
JPMC xxxxxx076
MADWAA00375871

JPMC xxxxxxxxx565

JPMC xxxxxx174

JP MORGAN CHASE BANK
JP MORGAN CHASE BANK

JP MORGAN CHASE BANK

JPMSAF0032235

MADWAA00159493

93277

1KW402

STERLING 10 LLC STERLING EQUITIES

12/1/2003

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149374

JPMSAF0018717

JPMSAF0018718

MADWAA00222925

114640

1KW402

STERLING 10 LLC STERLING EQUITIES

9/2/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199362

JPMSAF0070082

MADWAA00302021

JPMC xxxxxx076

166827

1KW402

STERLING 10 LLC STERLING EQUITIES

11/1/2007

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190659

JPMSAF0061642

MADWAA00261891

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

229095

1KW195

JEFFREY S WILPON SPECIAL

2/29/2000

(187,900.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101855

MADWAA00044053

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE BANK

178593

1KW402

STERLING 10 LLC STERLING EQUITIES

4/1/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194599

JPMSAF0065470

MADWAA00298231

JPMC xxxxxx076

JP MORGAN CHASE BANK

184124

1KW402

STERLING 10 LLC STERLING EQUITIES

5/1/2007

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185234

JPMSAF0056499

MADWAA00279312

JPMC xxxxxx076

JP MORGAN CHASE BANK

184912

1KW402

STERLING 10 LLC STERLING EQUITIES

10/1/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199990

JPMSAF0070681

MADWAA00303209

JPMC xxxxxx076

JP MORGAN CHASE BANK

188882

1KW402

STERLING 10 LLC STERLING EQUITIES

4/2/2007

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183456

JPMSAF0054778

MADWAA00266774

JPMC xxxxxx076

JP MORGAN CHASE BANK

211954

1KW402

STERLING 10 LLC STERLING EQUITIES

12/3/2007

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191228

JPMSAF0062235

MADWAA00291652

JPMC xxxxxx076

JP MORGAN CHASE BANK

215554

1KW402

STERLING 10 LLC STERLING EQUITIES

1/2/2007

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180768

JPMSAF0052477

MADWAA00195252

JPMC xxxxxx076

JP MORGAN CHASE BANK

230869

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

4/13/1999

(4,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

91920

MADWAA00391040

JPMC xxxxxx775

CHASE MANHATTAN
BANK

14 of 60

xxxx806 IRIS J. KATZ
xxxxxx578 RICHARD A. WILPON

xxxx806 SAUL B KATZ
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
xxxxxx076

xxxxxx076 IRIS J. KATZ
xxxxxxxxx565EDWARD TEPPER
xxxxxx578 RICHARD A. WILPON
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
FRED WILPON & JUDITH
xxxx269
A WILPON
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Under $1 Million

No

10/1/2002

9/30/2009

No

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No
No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

Yes

JPMSAS0008758

Confirmed - Under $1 Million

11/26/2003

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

9/3/2008

75,000.00

JPMSDD0027096

Confirmed - Under $1 Million

10/2/2008

75,000.00

JPMSDD0025962

Confirmed - Under $1 Million

12/2/2008

75,000.00

JPMSDD0024991

Confirmed - Under $1 Million

11/4/2008

75,000.00

JPMSDD0026477

Confirmed - Under $1 Million

2/4/2008

70,000.00

JPMSDD0014665

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

No

xxxx269

FRED A. WILPON AND
JUDITH A. WILPON
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

Under $1 Million

STERLING THIRTY
VENTURE
STERLING THIRTY
xxxxxx711
VENTURE
STERLING EQUITIES
xxxxxx076
FUNDING
xxxxxx711

xxxxxxxxx565EDWARD TEPPER
MICHAEL KATZ
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
xxxxxx775

xxxx806 SAUL B. KATZ
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
JEFFREY S. WILPON
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

9/30/2009

No

10/1/2002

9/30/2009

Yes

11/26/2003

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

8/2/2007

70,000.00

JPMSDD0010593

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/4/2008

70,000.00

JPMSDD0014997

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/2/2008

70,000.00

JPMSDD0016580

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/2/2008

70,000.00

JPMSDD0015848

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

12/3/2003

70,000.00

JPMSDD0000802

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/3/2008

70,000.00

JPMSDD0027095

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/2/2007

70,000.00

JPMSDD0019903

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

4/2/2008

70,000.00

JPMSDD0015407

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/3/2007

70,000.00

JPMSDD0009526

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/2/2008

70,000.00

JPMSDD0025953

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/4/2007

70,000.00

JPMSDD0009186

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/4/2007

70,000.00

JPMSDD0020227

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/3/2007

70,000.00

JPMSDD0008120

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

Under $1 Million
Under $1 Million

Under $1 Million

Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

BLMIS
Account
Number

BLMIS Account Name

230904

1KW096

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

9/20/2002

230929

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

231086

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

231102

1KW161

ARTHUR FRIEDMAN ET AL TIC

231498

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

CMID

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137809

JPMSAF0007480

MADWAA00115649

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

9/20/2002

(4,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137815

JPMSAF0007486

MADWAA00115661

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

2/1/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101531

MADWAA00049484

JPMC xxxxxx076

2/1/2000

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101534

MADWAA00049490

JPMC xxxxxx076

9/11/2000

(1,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111046

MADWAA00243619

JPMC xxxxxx578

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JPMC xxxxxx076

JPMC xxxxxx076

231505

1KW257

STERLING JET LTD

9/1/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110875

MADWAA00244235

215772

1KW402

STERLING 10 LLC STERLING EQUITIES

3/1/2007

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182842

JPMSAF0054197

232116

1KW161

ARTHUR FRIEDMAN ET AL TIC

9/1/1999

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94735

MADWAA00189459

MADWAA00203474

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

PHILIP WACHTLER
ROBIN WACHTLER
xxxxxx076
STERLING EQUITIES
FUNDING CO
DANIEL WILPON
RICHARD WILPON
xxxxxx076 CUSTODIAN
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

10/1/2002

9/30/2009

9/30/2009

9/30/2009

Check Bates
Reference

Tracing Results

No

10/1/2002

Bank Statement Bank Statement
Amount
Bates Reference

No

10/1/2002

Statement
Trans Date

No

10/1/2002

9/30/2009

No

xxxxxx578 RICHARD WILPON

10/1/2002

9/30/2009

No

JP MORGAN CHASE
BANK

STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

3/2/2007

70,000.00

JPMSDD0008722

Confirmed - Under $1 Million

2/2/2007

70,000.00

JPMSDD0008444

Confirmed - Under $1 Million

232140

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

9/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94732

MADWAA00189453

JPMC xxxxxx076

CHASE MANHATTAN
BANK

1KW315

STERLING THIRTY VENTURE, LLC

6/10/2002

(1,700,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135308

JPMSAF0004968

MADWAA00062867

JPMC xxxxxx711

JP MORGAN CHASE BANK

222063

1KW402

STERLING 10 LLC STERLING EQUITIES

2/1/2007

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182442

JPMSAF0053827

MADWAA00199922

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx076 JUDITH WILPON

232241

232536

1KW314

STERLING THIRTY VENTURE LLC B

12/3/2001

(155,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130393

JPMSAF0000144

MADWAA00073247

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING THIRTY
xxxxxx076 VENTURE LLC / STERLING
EQUITIES FUNDING CO

237289

1KW402

STERLING 10 LLC STERLING EQUITIES

6/1/2007

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185779

JPMSAF0057008

MADWAA00278072

JPMC xxxxxx076

JP MORGAN CHASE BANK

Yes

6/4/2007

70,000.00

JPMSDD0009871

Confirmed - Under $1 Million

STERLING 10 LLC STERLING EQUITIES

12/1/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202044

JPMSAF0072648

MADWAA00304161

JPMC xxxxxx076

JP MORGAN CHASE BANK

xxxxxx076

10/1/2002

9/30/2009

Yes

12/2/2008

70,000.00

JPMSDD0024984

Confirmed - Under $1 Million

261071

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

2/14/2005

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161659

JPMSAF0031942

JPMSAF0031943

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

Yes

233205

1KW257

STERLING JET LTD

11/1/1999

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96512

MADWAA00189031

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

STERLING EQUITIES
FUNDING
STERLING EQUITIES
FUNDING
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

10/1/2002

1KW402

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx076

257560

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

1/3/2008

70,000.00

JPMSDD0020797

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/5/2007

70,000.00

JPMSDD0010995

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/4/2008

70,000.00

JPMSDD0026812

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

xxxxxx711 DAVID M. KATZ-HA

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING
STERLING EQUITIES
FUNDING
STERLING EQUITIES
FUNDING

10/1/2002

9/30/2009

Yes

10/2/2007

70,000.00

JPMSDD0019444

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/4/2008

70,000.00

JPMSDD0026468

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/10/2007

70,000.00

JPMSDD0010309

Confirmed - Under $1 Million

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

No
6/3/2008

70,000.00

JPMSDD0016132

Confirmed - Under $1 Million

MADWAA00173685

xxxxxx711
xxxxxx076

STERLING THIRTY
VENTURE LLC
STERLING EQUITIES
FUNDING

9/30/2009

No

Under $1 Million

295088

1KW402

STERLING 10 LLC STERLING EQUITIES

10/1/2007

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189089

JPMSAF0060129

MADWAA00264708

JPMC xxxxxx076

JP MORGAN CHASE BANK

302350

1KW402

STERLING 10 LLC STERLING EQUITIES

11/3/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201580

JPMSAF0072225

MADWAA00285317

JPMC xxxxxx076

JP MORGAN CHASE BANK

311083

1KW402

STERLING 10 LLC STERLING EQUITIES

7/2/2007

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186391

JPMSAF0057581

MADWAA00273620

JPMC xxxxxx076

JP MORGAN CHASE BANK

234076

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

11/1/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112748

MADWAA00242599

JPMC xxxxxx076

234087

1KW201

DAVID M KATZ

11/1/2000

(2,646,465.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112722

MADWAA00242551

JPMC xxxxxx528

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

311987

1KW402

STERLING 10 LLC STERLING EQUITIES

6/2/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196844

JPMSAF0067676

MADWAA00295704

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

224439

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

6/5/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196990

JPMSAF0067819

MADWAA00295974

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

8219

1KW260

FRED WILPON FAMILY TRUST

11/3/2003

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

148916

JPMSAF0018599

JPMSAF0018600

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

21188

1KW260

FRED WILPON FAMILY TRUST

10/1/2003

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147512

JPMSAF0017332

MADWAA00234356

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

66334

1KW260

FRED WILPON FAMILY TRUST

7/1/2003

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145218

JPMSAF0015190

MADWAA00309085

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

127565

1KW260

FRED WILPON FAMILY TRUST

2/3/2003

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141920

JPMSAF0011955

MADWAA00323006

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

139307

1KW260

FRED WILPON FAMILY TRUST

6/2/2003

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144699

JPMSAF0014616

MADWAA00322364

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

153753

1KW260

FRED WILPON FAMILY TRUST

9/2/2003

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147036

JPMSAF0016884

MADWAA00314601

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

177112

1KW260

FRED WILPON FAMILY TRUST

10/1/2002

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137951

JPMSAF0007629

MADWAA00123330

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

235243

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

12/14/2001

(133,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130633

JPMSAF0000367

MADWAA00072453

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx775 UNKNOWN

235322

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130504

JPMSAF0000249

MADWAA00072225

JPMC xxxxxx578

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

RICHARD A WILPON AS
xxxxxx578 CUSTODIAN FOR
DANIEL WILPON

10/1/2002

9/30/2009

No

235399

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

2/1/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132372

JPMSAF0001988

MADWAA00076166

JPMC xxxxxx076

JP MORGAN CHASE BANK

10/1/2002

9/30/2009

No

1KW314

STERLING THIRTY VENTURE LLC B

5/1/2001

(192,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124836

MADWAA00147569

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx076 JUDITH A. WILPON

235607

10/1/2002

9/30/2009

No

210612

1KW260

FRED WILPON FAMILY TRUST

11/1/2002

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139357

JPMSAF0009199

MADWAA00129872

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

Yes

Under $1 Million

223622

1KW260

FRED WILPON FAMILY TRUST

4/7/2003

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143332

JPMSAF0013269

MADWAA00306318

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

Yes

Under $1 Million

255890

1KW260

FRED WILPON FAMILY TRUST

12/2/2002

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139811

JPMSAF0009615

MADWAA00128000

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING THIRTY
VENTURE
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES

10/1/2002

9/30/2009

Yes

Under $1 Million

235688

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

7/1/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135650

JPMSAF0005374

MADWAA00110156

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES

10/1/2002

9/30/2009

Yes

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

No

xxxx806 SAUL B. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

261933

1KW402

STERLING 10 LLC STERLING EQUITIES

1/2/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191929

JPMSAF0062903

MADWAA00290971

JPMC xxxxxx076

JP MORGAN CHASE BANK

269050

1KW402

STERLING 10 LLC STERLING EQUITIES

9/4/2007

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188543

JPMSAF0059609

MADWAA00276142

JPMC xxxxxx076

JP MORGAN CHASE BANK

290511

1KW402

STERLING 10 LLC STERLING EQUITIES

8/1/2008

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198903

JPMSAF0069655

MADWAA00300220

JPMC xxxxxx076

JP MORGAN CHASE BANK

233557

1KW019

MICHAEL KATZ

9/11/2000

(219,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111028

MADWAA00243583

JPMC xxxxxx775

233588

1KW201

DAVID M KATZ

2/1/1999

(8,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89961

MADWAA00385160

JPMC xxxxxx711

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

12/7/2001

MADWAA00221026

259309

1KW260

FRED WILPON FAMILY TRUST

1/2/2003

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140435

JPMSAF0010289

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

235757

1KW201

DAVID M KATZ

3/9/2000

(60,520.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102042

MADWAA00044381

JPMC xxxxxx528

236167

1KW272

IRIS J KATZ - O STERLING EQUITIES

4/5/2001

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123909

MADWAA00151325

JPMC xxxxxx527

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

283537

1KW260

FRED WILPON FAMILY TRUST

8/1/2003

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146563

JPMSAF0016439

MADWAA00323891

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

187658

1KW388

ARTHUR FRIEDMAN ET AL TIC

2/9/2005

(65,106.57)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161598

JPMSAF0031879

JPMSAF0031880

MADWAA00173573

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

236396

1KW233

JUDITH A WILPON-K STERLING EQUITIES

12/8/1998

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88135

MADWAA00379540

JPMC xxxxxx269

CHASE MANHATTAN
BANK

13072

1KW014

IRIS J KATZ C/O STERLING EQUITIES

4/3/2006

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172825

JPMSAF0043928

JPMSAF0043929

MADWAA00374839

JPMC xxxxxx076

JP MORGAN CHASE BANK

18141

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

9/4/2007

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188547

JPMSAF0059613

MADWAA00276150

JPMC xxxxxx076

JP MORGAN CHASE BANK

236618

1KW024

SAUL B KATZ

8/1/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

136997

JPMSAF0006698

MADWAA00120005

JPMC xxxxxx806

JP MORGAN CHASE BANK

236828

1KW120

SAUL B KATZ DP

8/12/1999

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94512

MADWAA00191203

JPMC xxxxxx806

236837

1KW232

JUDITH A WILPON-W STERLING EQUITIES

8/11/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94492

MADWAA00191165

237024

1KW175

STERLING PATHOGENESIS CO

4/1/1999

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90700

MADWAA00392180

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

21159

1KW014

IRIS J KATZ C/O STERLING EQUITIES

11/1/2005

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169002

JPMSAF0039695

JPMSAF0039696

JPMC xxxxxx076

JP MORGAN CHASE BANK

22860

1KW455

11/3/2008

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201584

JPMSAF0072229

MADWAA00285325

JPMC xxxxxx076

JP MORGAN CHASE BANK

30869

1KW455

11/1/2007

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190663

JPMSAF0061646

MADWAA00261899

JPMC xxxxxx076

JP MORGAN CHASE BANK

40201

1KW455

4/1/2008

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194603

JPMSAF0065474

MADWAA00298239

JPMC xxxxxx076

JP MORGAN CHASE BANK

48404

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

3/3/2008

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194116

JPMSAF0065013

JPMC xxxxxx076

JP MORGAN CHASE BANK

237608

1KW067

FRED WILPON

1/15/2002

(1,553,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132127

JPMSAF0001719

JPMC xxxxxx269

JP MORGAN CHASE BANK

237852

1KW272

IRIS J KATZ - O STERLING EQUITIES

12/23/1999

(107,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97322

MADWAA00057484

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JPMSAF0067109

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

76881

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196267

238274

1KW242

SAUL B KATZ FAMILY TRUST

5/10/2002

(30,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

238582

1KW067

FRED WILPON

4/13/1999

(1,386,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

91914

5/1/2008

MADWAA00119186

JPMC xxxxxx269

MADWAA00354875

MADWAA00069695

MADWAA00293048

JPMC xxxxxx076
16634

MADWAA00391028

3095

19948

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx269

CHASE MANHATTAN
BANK

238618

1KW180

STERLING 15C LLC #2

2/28/2001

(5,486.44)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122879

MADWAA00143554

JPMC xxxxxx899

JP MORGAN CHASE BANK

238621

1KW154

IRIS J KATZ C/O STERLING EQUITES

4/13/1999

(286,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

91921

MADWAA00391042

JPMC xxxxxx806

UNKNOWN

238626

1KW024

SAUL B KATZ

6/1/2001

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125253

MADWAA00099222

JPMC xxxxxx806

JP MORGAN CHASE BANK

15 of 60

xxxxxx076
xxxxxx076
xxxxxx076

STERLING EQUITIES
FUNDING
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
xxxxxx076

xxxxxx076

xxxx527 IRIS J. KATZ
WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
FRED WILPON AND
xxxx269
JUDITH A. WILPON
xxxxxx254

xxxxxx076 IRIS KATZ
xxxxxx076

xxxx269
xxxxxx076

STERLING EQUITIES
FUNDING

FRED WILPON, JUDITH A.
WILPON
STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

10/19/2002

10/20/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

Under $1 Million

Under $1 Million

2/10/2005

65,106.57

Yes

4/5/2006

Yes

9/5/2007

JPMSAS0008867

JPMSDD0005156

Confirmed - Under $1 Million

65,000.00

JPMSDD0013657

Confirmed - Under $1 Million

65,000.00

JPMSDD0011000

Confirmed - Under $1 Million

No

10/1/2002

9/30/2009

No

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

11/3/2005

65,000.00

JPMSDD0017843

Confirmed - Under $1 Million

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
FRED WILPON & JUDITH
xxxx269
A WILPON

10/1/2002

9/30/2009

Yes

11/4/2008

65,000.00

JPMSDD0026472

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/2/2007

65,000.00

JPMSDD0019909

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/2/2008

65,000.00

JPMSDD0015404

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/4/2008

65,000.00

JPMSDD0015005

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

5/2/2008

65,000.00

JPMSDD0015846

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxx076

xxxxxx076
xxxxxx076
xxxx269

STERLING EQUITIES
FUNDING
STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
A WILPON

xxxxxx899 STERLING 15C LLC

10/1/2002

9/30/2009

No

xxxx806 IRIS J. KATZ

10/1/2002

9/30/2009

No

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

No

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

238645

1KW067

FRED WILPON

6/13/2001

238656

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

238670

1KW260

95381

1KW455

112339

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(690,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125427

MADWAA00098742

4/13/1999

(272,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

91910

MADWAA00391020

FRED WILPON FAMILY TRUST

6/1/2001

(75,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125268

MADWAA00099252

2/1/2008

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193650

JPMSAF0064580

MADWAA00287578

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

10/1/2007

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189093

JPMSAF0060133

127160

1KW014

IRIS J KATZ C/O STERLING EQUITIES

8/1/2006

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

176997

148173

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

10/1/2008

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155162

1KW014

IRIS J KATZ C/O STERLING EQUITIES

9/1/2005

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

169130

1KW014

IRIS J KATZ C/O STERLING EQUITIES

2/1/2006

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

1KW231

BETTY RONSON ED TEPPER & SHELLY
TEPPER TIC

239119

174505

8/17/2000

(303.95)

CW

CHECK

Withdrawal

Check

Yes

Original Banking
Institution(s)

Current Banking
Institution(s)

JPMC xxxxxx269

JP MORGAN CHASE BANK

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00264714

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMSAF0048304

MADWAA00210167

JPMC xxxxxx076

JP MORGAN CHASE BANK

199994

JPMSAF0070685

MADWAA00303217

JPMC xxxxxx076

JP MORGAN CHASE BANK

509 Account

167089

JPMSAF0037629

MADWAA00163448

MADWAA00164044

JPMC xxxxxx076

JP MORGAN CHASE BANK

509 Account

171811

JPMSAF0042804

JPMSAF0042805

MADWAA00363171

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

509 Account

110609

Check 2 Bates

Check 3 Bates

MADWAA00254183

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

MADWAA00366465

10/2/2007

65,000.00

JPMSDD0019451

Confirmed - Under $1 Million

xxxxxx076 IRIS KATZ

10/1/2002

9/30/2009

Yes

8/2/2006

65,000.00

JPMSDD0012351

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/2/2008

65,000.00

JPMSDD0025961

Confirmed - Under $1 Million

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

9/6/2005

65,000.00

JPMSDD0007305

Confirmed - Under $1 Million

STERLING EQUITIES
FUNDING
BETTY RONSON
ED TEPPER
xxxxxx076 SHELLY TEPPER TIC
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

2/3/2006

65,000.00

JPMSDD0014391

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

7/2/2008

65,000.00

JPMSDD0016590

Confirmed - Under $1 Million

xxxxxx076 IRIS KATZ

10/1/2002

9/30/2009

Yes

7/5/2006

65,000.00

JPMSDD0012122

Confirmed - Under $1 Million

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

12/4/2007

65,000.00

JPMSDD0020232

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/2/2007

65,000.00

JPMSDD0010602

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

6/2/2006

65,000.00

JPMSDD0012933

Confirmed - Under $1 Million

xxxxxx076 IRIS KATZ

10/1/2002

9/30/2009

Yes

9/5/2006

65,000.00

JPMSDD0011663

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/2/2008

65,000.00

JPMSDD0024989

Confirmed - Under $1 Million

5/2/2006

65,000.00

JPMSDD0012640

Confirmed - Under $1 Million

1/4/2006

65,000.00

JPMSDD0014092

Confirmed - Under $1 Million

xxxxxx076

STERLING EQUITIES
FUNDING CO

xxxxxx076

10/1/2002

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

196387

1KW455

7/1/2008

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197911

JPMSAF0068708

MADWAA00286994

JPMC xxxxxx076

JP MORGAN CHASE BANK

207154

1KW014

IRIS J KATZ C/O STERLING EQUITIES

7/3/2006

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175553

JPMSAF0046908

MADWAA00372773

JPMC xxxxxx076

JP MORGAN CHASE BANK

212904

1KW455

12/3/2007

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191232

JPMSAF0062239

MADWAA00291660

JPMC xxxxxx076

JP MORGAN CHASE BANK

213821

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

8/1/2007

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

187967

JPMSAF0059086

MADWAA00279824

240267

1KW154

IRIS J KATZ C/O STERLING EQUITES

7/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92954

MADWAA00192025

225163

1KW014

IRIS J KATZ C/O STERLING EQUITIES

6/1/2006

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174978

JPMSAF0046310

JPMSAF0046311

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

242557

1KW014

IRIS J KATZ C/O STERLING EQUITIES

9/1/2006

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177492

JPMSAF0048762

MADWAA00209092

JPMC xxxxxx076

JP MORGAN CHASE BANK

249513

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

12/1/2008

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202048

JPMSAF0072652

MADWAA00304169

JPMC xxxxxx076

JP MORGAN CHASE BANK

261078

1KW014

IRIS J KATZ C/O STERLING EQUITIES

5/1/2006

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174480

JPMSAF0045767

JPMSAF0045768

240570

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

3/9/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102040

MADWAA00044377

10/24/2000

240630

1KW290

RICHARD A WILPON TR

(1,681,237.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112609

MADWAA00259759

272364

1KW014

IRIS J KATZ C/O STERLING EQUITIES

1/3/2006

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170197

JPMSAF0041032

JPMC xxxxxx076

JP MORGAN CHASE BANK

240894

1KW024

SAUL B KATZ

9/4/2001

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127402

MADWAA00100866

JPMC xxxxxx806

JP MORGAN CHASE BANK

240957

1KW024

SAUL B KATZ

11/1/2001

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129176

MADWAA00098067

JPMC xxxxxx806

241031

1KW232

JUDITH A WILPON-W STERLING EQUITIES

1/11/2001

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122247

MADWAA00152013

JPMC xxxxxx269

241037

1KW233

JUDITH A WILPON-K STERLING EQUITIES

1/11/2001

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122248

MADWAA00152015

JPMC xxxxxx269

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

121222

2/4/2008

Yes

xxxxxx578 RICHARD WILPON

JP MORGAN CHASE BANK

JPMC xxxxxx076

MADWAA00290977

509 Account

Yes

9/30/2009

JPMC xxxxxx578

MADWAA00149053

JPMSDD0014673

Confirmed - Under $1 Million

xxxxxx076

xxxxxx076

STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

3/2/2006

65,000.00

JPMSDD0013231

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/3/2008

65,000.00

JPMSDD0027097

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/3/2008

65,000.00

JPMSDD0020801

Confirmed - Under $1 Million

9/30/2009

No

10/1/2002

9/30/2009

Yes

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

No

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

No

xxxx269

FRED WILPON AND
JUDITH A. WILPON
FRED WILPON AND
JUDITH A. WILPON
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES

10/1/2002

9/30/2009

No

xxxx269

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

10/5/2005

65,000.00

JPMSDD0017537

Confirmed - Under $1 Million

STERLING EQUITIES
FUNDING
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076
FUNDING CO
MARVIN TEPPER
xxxxxx076 STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

6/3/2008

65,000.00

JPMSDD0016135

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

12/5/2005

65,000.00

JPMSDD0016945

Confirmed - Under $1 Million

8/4/2008

65,000.00

JPMSDD0026820

Confirmed - Under $1 Million

xxxxxx076 IRIS KATZ

294048

1KW014

IRIS J KATZ C/O STERLING EQUITIES

10/3/2005

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168049

JPMSAF0038616

JPMSAF0038617

295024

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

6/2/2008

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196848

JPMSAF0067680

MADWAA00295712

241419

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

8/9/2001

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127108

MADWAA00086429

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

241445

1KW161

ARTHUR FRIEDMAN ET AL TIC

8/1/2001

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126987

MADWAA00086205

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

241532

1KW263

MARVIN B TEPPER

9/14/1999

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94917

MADWAA00189937

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

xxxxxx076 IRIS J. KATZ
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

No

297437

1KW014

IRIS J KATZ C/O STERLING EQUITIES

12/1/2005

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169497

JPMSAF0040236

JPMSAF0040237

MADWAA00168089

65,000.00

No

JPMC xxxxxx076

MADWAA00302027

JPMSAF0062907

Yes

No

9/30/2009

10/1/2002

Yes

JPMSAF0043269

JPMSAF0070086

191933

Check

9/30/2009

10/1/2002

9/30/2009

JPMSAF0043268

199366

509 Account

Withdrawal

10/1/2002

9/30/2009

172236

509 Account

Yes

CHECK

No

10/1/2002

509 Account

Yes

Check

CW

9/30/2009

10/1/2002

Yes

Check

Withdrawal

MADWAA00359794

Tracing Results

10/1/2002

xxxxxx076 IRIS KATZ

Check

Withdrawal

CHECK

JPMSAF0041033

Check Bates
Reference

No

HOWARD KATZ
xxxxxx775 MICHAEL KATZ AS
CUSTODIAN

Withdrawal

CHECK

CW

MADWAA00367630

Bank Statement Bank Statement
Amount
Bates Reference

9/30/2009

JP MORGAN CHASE
BANK

CHECK

CW

(65,000.00)

MADWAA00211070

Statement
Trans Date

10/1/2002

JP MORGAN CHASE BANK

CW

(65,000.00)

1/2/2008

(36,000.00)

Transaction within
Available Records

FRED WILPON & JUDITH
A WILPON
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
xxxx269

CHASE MANHATTAN
BANK

(65,000.00)

9/2/2008

1/2/2001

Available Records
Through

JPMC xxxxxx775

3/1/2006

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

FRED WILPON FAMILY TRUST

Available Records
Beginning

JPMC xxxxxx076

IRIS J KATZ C/O STERLING EQUITIES

1KW455
1KW455

1KW260

Potential Bank Account
Holder(s) [2]

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

1KW014

179880
191492

241050

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

MADWAA00364082

241807

1KW156

STERLING 15C LLC

8/2/1999

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94368

MADWAA00191825

JPMC xxxxxx076

CHASE MANHATTAN
BANK

241816

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

8/12/1999

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94514

MADWAA00191207

JPMC xxxxxx076

241820

1KW154

IRIS J KATZ C/O STERLING EQUITES

8/12/1999

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94513

MADWAA00191205

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

303133

1KW455

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

8/1/2008

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198907

JPMSAF0069659

MADWAA00300226

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

269006

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

9/6/2007

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188657

JPMSAF0059720

MADWAA00276356

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

279131

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

4/16/2003

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144085

JPMSAF0013980

MADWAA00306500

JPMC xxxxxx308

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

242013

1KW314

STERLING THIRTY VENTURE LLC B

3/1/2002

(155,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132725

JPMSAF0002420

MADWAA00077491

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

242139

1KW314

STERLING THIRTY VENTURE LLC B

7/1/2002

(155,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135655

JPMSAF0005383

MADWAA00110166

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

242150

1KW358

STERLING 20 LLC

7/1/2002

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135657

JPMSAF0005386

MADWAA00110170

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

242336

1KW257

STERLING JET LTD

3/1/2001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122939

MADWAA00143666

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING EQUITIES
FUNDING
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO

JPMC xxxxxx887

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx887 UNKNOWN

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

MADWAA00319424

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
VICKY SCHULTZ
SAUL KATZ
xxxxxx076
STERLING EQUITIES
FUNDING CO

93925

1KW108

GREGORY KATZ

5/2/2006

(63,065.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174529

JPMSAF0045841

303538

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

6/13/2007

(62,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186059

MADWAA00277372

127598

1KW376

VICKY SCHULTZ SAUL B KATZ TIC

2/27/2003

(60,733.09)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142210

JPMSAF0012224

JPMC xxxxxx076

JPMSAF0045842

MADWAA00367726

JP MORGAN CHASE
BANK

xxxxxx076

xxxxxx076 IRIS J. KATZ
xxxxxx076

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/25/2002

10/23/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

MICHAEL KATZ
DAYLE H. KATZ
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

8/1/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146549

JPMSAF0016427

MADWAA00323867

JPMC xxxxxx076

JP MORGAN CHASE BANK

12/13/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140086

JPMSAF0009914

MADWAA00127636

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JUDY WILPON & FRED WILPON FAM FDN
INC

12/2/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149420

JPMSAF0018734

JPMSAF0018735

MADWAA00223015

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

2/4/2005

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161548

JPMSAF0031832

JPMSAF0031833

MADWAA00173479

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

21203

1KW154

IRIS J KATZ C/O STERLING EQUITES

10/1/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137946

JPMSAF0007623

MADWAA00123320

JPMC xxxxxx076

JP MORGAN CHASE BANK

32097

1KW014

IRIS J KATZ C/O STERLING EQUITIES

7/1/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145204

JPMSAF0015176

MADWAA00309059

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

ARTHUR FRIEDMAN ET
xxxxxx076 AL TIC / STERLING
EQUITIES FUNDING CO

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

5908

1KW014

IRIS J KATZ C/O STERLING EQUITIES

6421

1KW354

MICHAEL KATZ-SEF

11302

1KW086

19707

243386

1KW161

ARTHUR FRIEDMAN ET AL TIC

36680

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

44132

1KW358

STERLING 20 LLC

243885

1KW161

ARTHUR FRIEDMAN ET AL TIC

51929

1KW358

STERLING 20 LLC

10/1/2001

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127790

MADWAA00088579

JPMC xxxxxx076

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137947

JPMSAF0007624

MADWAA00123322

5/1/2006

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174495

JPMSAF0045793

JPMSAF0045794

MADWAA00367660

12/1/1998

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88010

MADWAA00379310

8/1/2005

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166576

JPMSAF0037118

JPMSAF0037119

MADWAA00155213

1KW358

STERLING 20 LLC

11/1/2005

(60,000.00)

CW

CHECK

Withdrawal

Check

66546

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

7/1/2003

(60,000.00)

73170

1KW358

STERLING 20 LLC

6/1/2006

(60,000.00)

75446

1KW358

STERLING 20 LLC

1/3/2006

(60,000.00)

CW

75834

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

109642

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

Yes

509 Account

169019

JPMSAF0039723

JPMSAF0039724

CW

CHECK

Withdrawal

CW

CHECK

Withdrawal

Check

Yes

509 Account

145212

JPMSAF0015184

MADWAA00309073

Check

Yes

509 Account

174993

JPMSAF0046335

CHECK

Withdrawal

Check

Yes

509 Account

170214

JPMSAF0041062

1KW161

ARTHUR FRIEDMAN ET AL TIC

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

6/2/2006

60,000.00

JPMSDD0012937

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/4/2006

60,000.00

JPMSDD0014095

Confirmed - Under $1 Million

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

10/1/2002

9/30/2009

Yes

Under $1 Million

JPMC xxxxxx076

JP MORGAN CHASE BANK

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

JPMC xxxxxx076

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

xxxxxx711 DAVID M. KATZ-HA

10/1/2002

9/30/2009

No

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

xxxxxx318 AIR STERLING LLC

10/1/2002

9/30/2009

No

xxxxxx076

10/1/2002

9/30/2009

No

MADWAA00119178
JPMSAF0021154

245028

Confirmed - Under $1 Million

10/1/2002

JPMC xxxxxx076

JPMSAF0010281
JPMSAF0021153

FRED WILPON

JPMSDD0017833

JPMC xxxxxx174

140431
151915

1KW067

Confirmed - Under $1 Million

60,000.00

MADWAA00230176

509 Account

245014

JPMSDD0007011

11/3/2005

JP MORGAN CHASE
BANK

509 Account

11/3/2003

60,000.00

Yes

JP MORGAN CHASE BANK

Yes

IRIS J KATZ C/O STERLING EQUITIES

xxxxxx076 JUDITH A. WILPON

8/2/2005

9/30/2009

JPMC xxxxxx076

Yes

IRIS J KATZ C/O STERLING EQUITES

10/1/2002

MADWAA00359828

Check

DAVID M KATZ

JP MORGAN CHASE
BANK

JPMSAF0041063

Check

1KW014

JP MORGAN CHASE BANK

Yes

STERLING EQUITIES
FUNDING CO
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO

Withdrawal

1KW154

9/30/2009

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

Withdrawal

1KW201

No

10/1/2002

STERLING 20 C /
xxxxxx076 STERLING EQUITIES
FUNDING CO

Confirmed - Under $1 Million

JP MORGAN CHASE BANK

CHECK

148522

9/30/2009

xxxxxx076 STERLING 20 LLC

JPMSDD0012635

JP MORGAN CHASE BANK

CHECK

137443

10/1/2002

JP MORGAN CHASE
BANK

60,000.00

JPMC xxxxxx076

CW

244928

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

Under $1 Million
5/2/2006

JPMC xxxxxx076

CW

1KW155

CHASE MANHATTAN
BANK

JPMC xxxxxx076

STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO

MADWAA00211098

(60,000.00)

1KW155

JP MORGAN CHASE
BANK

JPMSAF0046336

(60,000.00)

118105

JP MORGAN CHASE BANK

JPMC xxxxxx076

1/2/2003

244922

JPMC xxxxxx076

MADWAA00354909

2/24/2004

JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

10/1/2002

63835

xxxxxx775

JPMC xxxxxx711

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00151315

JPMC xxxxxx318

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

MADWAA00132839

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

6/2/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144693

JPMSAF0014610

3/29/1999

(420,965.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90608

MADWAA00392008

MADWAA00322352

3/1/1999

(8,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90261

MADWAA00385992

12/2/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139806

JPMSAF0009610

MADWAA00127990

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

148900

JPMSAF0018589

JPMSAF0018590

4/5/2001

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123904

4/24/2001

(235,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124728

MADWAA00221002

16 of 60

xxxxxx076

ARTHUR FRIEDMAN ET
AL TIC
STERLING EQUITIES
FUNDING CO

Under $1 Million

Under $1 Million

Under $1 Million
11/5/2003

60,000.00

JPMSDD0000520

Confirmed - Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

245423

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

1/2/2002

155203

1KW358

STERLING 20 LLC

170433

1KW014

176896

1KW154

176900

1KW155

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Yes

509 Account

131128

JPMSAF0000836

MADWAA00070217

Check

Yes

509 Account

167106

JPMSAF0037646

Withdrawal

Check

Yes

509 Account

147500

JPMSAF0017320

Withdrawal

Check

Yes

509 Account

141914

JPMSAF0011949

Withdrawal

Check

Yes

509 Account

141915

JPMSAF0011950

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(5,500.00)

CW

CHECK

Withdrawal

Check

9/1/2005

(60,000.00)

CW

CHECK

Withdrawal

IRIS J KATZ C/O STERLING EQUITIES

10/1/2003

(60,000.00)

CW

CHECK

IRIS J KATZ C/O STERLING EQUITES

2/3/2003

(60,000.00)

CW

CHECK

JUDITH A WILPON C/O STERLING
EQUITIES

2/3/2003

(60,000.00)

CW

CHECK

JPMC xxxxxx674

CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00234332

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00322994

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00322996

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

703 / BT ID 1

703 ID 2

Receiving Bank
Account - Standardized

Info Not
Availble

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Current Banking
Institution(s)

Check 4 Bates

703 Detail 703 Multiple
ID
ID

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

Original Banking
Institution(s)

Check 3 Bates

ROSE KATZ & MICHAEL
KATZ JT TENANT
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxxxx674

xxxxxx076 IRIS J. KATZ

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

10/1/2002

9/30/2009

10/1/2002

9/30/2009

Yes

9/6/2005

60,000.00

Yes

10/2/2003

Tracing Results

JPMSDD0007289

Confirmed - Under $1 Million

JPMSDD0000259

60,000.00

Check Bates
Reference

Confirmed - Under $1 Million

No

10/1/2002

9/30/2009

JPMSAS0008908

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

179645

1KW358

STERLING 20 LLC

8/1/2006

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177013

JPMSAF0048320

MADWAA00210199

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

Yes

8/2/2006

60,000.00

JPMSDD0012355

Confirmed - Under $1 Million

182340

1KW014

IRIS J KATZ C/O STERLING EQUITIES

9/2/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147024

JPMSAF0016872

MADWAA00314577

JPMC xxxxxx076

JP MORGAN CHASE BANK

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

9/4/2003

60,000.00

JPMSDD0000027

Confirmed - Under $1 Million

186006

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

4/7/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143330

JPMSAF0013267

MADWAA00306314

JPMC xxxxxx076

JP MORGAN CHASE BANK

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

189407

1KW358

STERLING 20 LLC

10/3/2005

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168066

JPMSAF0038644

JPMSAF0038645

10/1/2002

9/30/2009

Yes

10/5/2005

60,000.00

JPMSDD0017539

Confirmed - Under $1 Million

189502

1KW358

STERLING 20 LLC

7/3/2006

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175569

JPMSAF0046925

MADWAA00372805

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING 20 / STERLING
EQUITIES FUNDING CO
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

7/5/2006

60,000.00

JPMSDD0012128

Confirmed - Under $1 Million

193356

1KW014

IRIS J KATZ C/O STERLING EQUITIES

6/2/2003

(60,000.00)

CW

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00168121

CHECK

Withdrawal

Check

Yes

509 Account

144686

JPMSAF0014603

MADWAA00322338

10/1/2002

9/30/2009

Yes

CW

CHECK

Withdrawal

Check

Yes

509 Account

139807

JPMSAF0009611

MADWAA00127992

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx076 IRIS J. KATZ

(60,000.00)

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177508

JPMSAF0048778

MADWAA00209124

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

Yes

9/5/2006

60,000.00

JPMSDD0011661

Confirmed - Under $1 Million

2/3/2006

60,000.00

JPMSDD0014392

Confirmed - Under $1 Million

JUDITH A WILPON C/O STERLING
EQUITIES
STERLING 20 LLC

203176

1KW358

STERLING 20 LLC

2/1/2006

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

171827

JPMSAF0042831

JPMSAF0042832

210594

1KW154

IRIS J KATZ C/O STERLING EQUITES

11/1/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139352

JPMSAF0009195

MADWAA00129862

247248

1KW081

2/29/2000

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101853

MADWAA00044049

244861

1KW155

RICHARD A WILPON & DEBRA WILPON
J/T WROS
JUDITH A WILPON C/O STERLING
EQUITIES

11/1/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139353

JPMSAF0009196

258854

1KW154

IRIS J KATZ C/O STERLING EQUITES

247699

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

260710

1KW260

267949

1KW358

268388
268394
289140

JPMC xxxxxx076

JP MORGAN CHASE BANK

9/30/2009

Yes

JPMC xxxxxx076

JP MORGAN CHASE BANK

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

1/2/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140430

MADWAA00119176

JPMC xxxxxx076

11/1/2000

(73,504.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112712

MADWAA00242533

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

FRED WILPON FAMILY TRUST

4/8/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143880

JPMSAF0013813

MADWAA00307026

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING 20 LLC

4/3/2006

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172841

JPMSAF0043955

JPMSAF0043956

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

1KW154

IRIS J KATZ C/O STERLING EQUITES

5/1/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144290

JPMSAF0014224

MADWAA00317015

JPMC xxxxxx076

JP MORGAN CHASE BANK

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

5/1/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144291

JPMSAF0014226

MADWAA00317017

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

1KW358

STERLING 20 LLC

7/1/2005

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165569

JPMSAF0036057

JPMSAF0036058

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

248894

1KW201

DAVID M KATZ

9/14/1999

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94915

MADWAA00189933

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

248917

1KW257

STERLING JET LTD

9/20/1999

(256,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94995

MADWAA00190073

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

291523

1KW358

STERLING 20 LLC

10/2/2006

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178562

JPMSAF0049782

MADWAA00198395

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

294598

1KW358

STERLING 20 LLC

12/1/2005

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169514

JPMSAF0040264

JPMSAF0040265

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

294907

1KW358

STERLING 20 LLC

12/1/2006

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179994

JPMSAF0051390

MADWAA00206276

JPMC xxxxxx076

JP MORGAN CHASE BANK

301286

1KW358

STERLING 20 LLC

3/1/2006

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172252

JPMSAF0043296

JPMSAF0043297

JPMC xxxxxx076

JP MORGAN CHASE BANK

249238

1KW024

SAUL B KATZ

3/1/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132712

JPMSAF0002407

MADWAA00077465

JPMC xxxxxx806

JP MORGAN CHASE BANK

249245

1KW067

FRED WILPON

3/22/2002

(582,000.00)

CW

CHECK

Withdrawal

Check

MADWAA00077207

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

MADWAA00374869

MADWAA00168929

MADWAA00364116

MADWAA00366497

JPMC xxxxxx269

JP MORGAN CHASE BANK

CW

CHECK

Withdrawal

Check

Yes

509 Account

179515

JPMSAF0050699

MADWAA00212980

JPMC xxxxxx076

JP MORGAN CHASE BANK

CW

CHECK

Withdrawal

Check

Yes

509 Account

180523

JPMSAF0052216

MADWAA00205876

JPMC xxxxxx308

SAUL B KATZ BRIAN HAHN JR TIC

3/7/2007

(57,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182938

JPMSAF0054289

MADWAA00203658

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

SAUL B KATZ BRIAN HAHN JR TIC

12/21/2006

(55,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180531

JPMSAF0052225

MADWAA00205892

JPMC xxxxxx076

JP MORGAN CHASE BANK

11/29/2002

(55,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139750

JPMSAF0009554

MADWAA00128510

1/2/2004

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

150110

JPMSAF0019142

JPMSAF0019143

227384

1KW336

279011

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

143597

1KW067

FRED WILPON

JPMSAF0002634

JPMC xxxxxx076

(60,000.00)

1KW336

132956

MADWAA00129864

(60,000.00)

166687

509 Account

JPMC xxxxxx578

11/1/2006

STERLING 20 LLC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

Yes

MADWAA00363203

12/21/2006

1KW358

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx269

JP MORGAN CHASE BANK

249630

1KW154

IRIS J KATZ C/O STERLING EQUITES

8/2/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94366

MADWAA00191821

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

249635

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

8/12/1999

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94515

MADWAA00191209

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

249645

1KW237

IRIS J KATZ-T STERLING EQUITIES

8/11/1999

(140,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94497

MADWAA00191175

JPMC xxxxxx076

249863

1KW019

MICHAEL KATZ

1/13/1999

(182,175.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89719

MADWAA00381131

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

249898

1KW220

L THOMAS OSTERMAN ET AL SEF TIC

1/27/1999

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

BT Account

n/a - wire

23085

1KW077

12/1/2006

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179980

JPMSAF0051374

MADWAA00206248

JPMC xxxxxx076

33828

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

1/2/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191912

JPMSAF0062886

MADWAA00290941

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

MADWAA00236729

198

JPMC xxxxxx076

34113

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

9/21/2005

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167447

JPMSAF0037953

JPMC xxxxxx174

CHASE MANHATTAN
BANK

250792

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

3/1/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101916

MADWAA00044169

JPMC xxxxxx076

6/14/2000

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108760

MADWAA00244903

JPMC xxxxxx806

(50,000.00)

CW

CHECK

Withdrawal

Check

MADWAA00044183

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

250810

1KW024

SAUL B KATZ

250813

1KW257

STERLING JET LTD

250820

1KW067

FRED WILPON

6/1/2000

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108526

MADWAA00245463

JPMC xxxxxx076

250825

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

6/14/2000

(507,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108765

MADWAA00244911

JPMC xxxxxx578

250840

1KW238

SAUL B KATZ - PM

6/14/2000

(1,646,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108775

MADWAA00244931

JPMC xxxxxx806

251419

1KW019

MICHAEL KATZ

7/3/2000

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109468

MADWAA00248474

JPMC xxxxxx775

251454

1KW067

FRED WILPON

7/24/2000

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110248

MADWAA00249348

JPMC xxxxxx269

251481

1KW154

IRIS J KATZ C/O STERLING EQUITES

7/3/2000

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108978

MADWAA00248114

JPMC xxxxxx076

251487

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

7/3/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108979

MADWAA00248116

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

251497

1KW156

STERLING 15C LLC

7/3/2000

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108980

MADWAA00248118

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

251533

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

7/3/2000

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109482

MADWAA00248502

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK

3/1/2000

Yes

509 Account

101923

JPMSAF0037954

MADWAA00164648

7/3/2000

(36,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109200

MADWAA00247640

JPMC xxxxxx254

CHASE MANHATTAN
BANK

2/29/2000

(11,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101851

MADWAA00044045

JPMC xxxxxx076

CHASE MANHATTAN
BANK

STERLING PATHOGENESIS CO

2/1/2000

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101535

MADWAA00049492

JPMC xxxxxx076

MICHAEL KATZ & SAUL B KATZ TIC

7/2/2001

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125842

MADWAA00103294

JPMC xxxxxx674

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

IRIS J KATZ C/O STERLING EQUITES

7/2/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125623

MADWAA00102866

JPMC xxxxxx076

251537

1KW260

FRED WILPON FAMILY TRUST

251739

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

251748

1KW175

252289

1KW121

252308

1KW154

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

252316

1KW161

ARTHUR FRIEDMAN ET AL TIC

7/2/2001

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125627

MADWAA00102874

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

252334

1KW315

STERLING THIRTY VENTURE, LLC

7/23/2001

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126854

MADWAA00105176

JPMC xxxxxx711

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

252725

1KW287

STERLING HERITAGE LLC

7/31/2001

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126935

MADWAA00086109

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

38355

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

12/4/2002

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139893

JPMSAF0009695

MADWAA00128156

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

42031

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

10/2/2006

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178548

JPMSAF0049768

MADWAA00198367

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

509 Account

191930

95980

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

5/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185215

JPMSAF0056483

253099

85982

1KW235

IRIS J KATZ-W STERLING EQUITIES

8/11/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94495

MADWAA00191171

253104

1KW413

1KW234

CHARLES STERLING SUB LLC (PRIMARY)

1/2/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

JPMSAF0062904

JPMC xxxxxx076
MADWAA00279278

Under $1 Million
Under $1 Million

STERLING 20 C /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

1KW004

Under $1 Million

9/1/2006

1KW155
1KW358

23071

9/30/2009

12/2/2002

196115
199996

306287

xxxxxx076

10/1/2002

JPMC xxxxxx076
JPMC xxxxxx076

JUDITH A WILPON-T STERLING EQUITIES

8/11/1999

(140,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94494

MADWAA00191169

253420

1KW238

SAUL B KATZ - PM

4/15/2002

(760,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134432

JPMSAF0004061

MADWAA00064392

JPMC xxxxxx806

101779

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

10/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189070

JPMSAF0060111

MADWAA00264674

JPMC xxxxxx269

JPMC xxxxxx076

JP MORGAN CHASE BANK

17 of 60

LEONARD J SCHREIER
xxxxxx076 STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
DAVID M. KATZ
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxx806 SAUL B KATZ
xxxx269
xxxxxx076

FRED WILPON & JUDITH
A WILPON
STERLING EQUITIES
FUNDING

10/1/2002

Under $1 Million

Under $1 Million

4/5/2006

60,000.00

JPMSDD0013651

Confirmed - Under $1 Million

7/5/2005

60,000.00

JPMSDD0006667

Confirmed - Under $1 Million

Yes

10/3/2006

60,000.00

JPMSDD0011896

Confirmed - Under $1 Million

Yes

12/5/2005

60,000.00

JPMSDD0016948

Confirmed - Under $1 Million

Under $1 Million
Under $1 Million

10/1/2002

9/30/2009

Yes

12/4/2006

60,000.00

JPMSDD0007586

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2006

60,000.00

JPMSDD0013226

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

11/3/2006

60,000.00

JPMSDD0011255

Confirmed - Under $1 Million

10/19/2002

9/30/2009

Yes

SAUL B KATZ & BRIAN
HAHN JR TIC
STERLING EQUITIES
xxxxxx076
FUNDING CO
IRIS KATZ & SAUL KATZ
FAMILY FDN
xxxxxx076
STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON

10/1/2002

9/30/2009

Yes

3/9/2007

57,500.00

JPMSAS0009031

JPMSDD0008746

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/26/2006

55,000.00

JPMSAS0009009

JPMSDD0007764

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/2/2002

6,055,000.00

10/1/2002

9/30/2009

Yes

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

12/4/2006

50,000.00

JPMSDD0007582

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/3/2008

50,000.00

JPMSDD0020802

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxx308 ARTHUR FRIEDMAN
UNKNOWN

FOUNDATION PM
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxx806 SAUL B KATZ

Under $1 Million

Confirmed - Under $1 Million

Under $1 Million

No

Under $1 Million

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING CO

10/1/2002
10/1/2002

9/30/2009

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

Yes

STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
FRED WILPON AND
xxxx269
JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

1/3/2008

50,000.00

JPMSDD0020807

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/3/2007

50,000.00

JPMSDD0009534

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/2/2007

50,000.00

JPMSDD0019453

Confirmed - Under $1 Million

xxxxxx076
xxxxxx076

xxxx806 SAUL B. KATZ
xxxxxx775
xxxx269

MICHAEL KATZ
DAYLE H. KATZ
FRED WILPON & JUDITH
A WILPON

STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
DANIEL WILPON
RICHARD A WILPON
xxxxxx076 CUSTODIAN
STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
ARTHUR FRIEDMAN
RUTH FRIEDMAN
xxxxxx076
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
ROSE KATZ/MICHAEL
xxxxxx674
KATZ
xxxxxx076 IRIS J. KATZ
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
STERLING THIRTY
xxxxxx711
VENTURE LLC
STERLING HERITAGE /
xxxxxx076 STERLING EQUITIES
FUNDING CO
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

xxxx806 SAUL B. KATZ
xxxxxx076

STERLING EQUITIES
FUNDING

9/30/2009

No

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009
9/30/2009

Yes

50,000.00

JPMSDD0011888

Confirmed - Under $1 Million

No

10/1/2002

Under $1 Million
10/3/2006

No

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

112193

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

253659

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

8/8/2000

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110474

MADWAA00253943

253796

1KW260

FRED WILPON FAMILY TRUST

1/2/2002

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130911

JPMSAF0000627

253806

1KW067

FRED WILPON

6/14/2000

(825,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108763

MADWAA00244907

4/1/2008

Amount per
Customer
Statement
(50,000.00)

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

CW

Withdrawal

Check

Yes

CHECK

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

509 Account

MADWAA00298233

194600

JPMSAF0065471

703 Detail 703 Multiple
ID
ID

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx269

703 ID 2

JP MORGAN CHASE BANK

JPMC xxxxxx254

703 / BT ID 1

Current Banking
Institution(s)

JPMC xxxxxx076

MADWAA00068599

Check 4 Bates

Original Banking
Institution(s)

JPMC xxxxxx076

Check 3 Bates

Receiving Bank
Account - Standardized

Info Not
Availble

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

253841

1KW235

IRIS J KATZ-W STERLING EQUITIES

6/21/2000

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108868

MADWAA00245091

JPMC xxxxxx527

253844

1KW236

IRIS J KATZ-K STERLING EQUITIES

6/21/2000

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108869

MADWAA00245093

JPMC xxxxxx527

253875

1KW257

STERLING JET LTD

6/1/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108537

MADWAA00245485

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

253882

1KW260

FRED WILPON FAMILY TRUST

6/15/2000

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108801

MADWAA00244975

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

118921

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

1/2/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180752

JPMSAF0052461

MADWAA00195220

JPMC xxxxxx076

JP MORGAN CHASE BANK

143441

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

254428

1KW260

FRED WILPON FAMILY TRUST

254435

1KW358

STERLING 20 LLC

147497

1KW413

160316

1KW086

163753
166473

6/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185780

JPMSAF0057009

MADWAA00278074

JPMC xxxxxx076

JP MORGAN CHASE BANK

9/27/2002

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137905

JPMSAF0007572

MADWAA00123242

JPMC xxxxxx076

JP MORGAN CHASE BANK

9/3/2002

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137471

JPMSAF0007159

MADWAA00116149

JPMC xxxxxx076

JP MORGAN CHASE BANK

CHARLES STERLING SUB LLC (PRIMARY)

1/2/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180769

JPMSAF0052478

MADWAA00195254

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JUDY WILPON & FRED WILPON FAM FDN
INC

8/20/2003

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146831

JPMSAF0016688

MADWAA00324381

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

12/3/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191229

JPMSAF0062236

MADWAA00291654

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

11/19/2004

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159129

JPMSAF0029102

JPMSAF0029103

MADWAA00352759

166841

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

174830

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

254991

1KW156

STERLING 15C LLC

12/12/2001

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130587

JPMSAF0000324

MADWAA00072371

JPMC xxxxxx899

255002

1KW232

JUDITH A WILPON-W STERLING EQUITIES

12/28/2001

(506,028.34)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130868

JPMSAF0000585

MADWAA00068515

JPMC xxxxxx269

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

181988

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

11/13/2002

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139515

JPMSAF0009345

MADWAA00129107

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

184413

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

4/2/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183437

JPMSAF0054759

MADWAA00266736

JPMC xxxxxx076

JP MORGAN CHASE BANK

186471

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

6/2/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196845

JPMSAF0067677

MADWAA00295706

JPMC xxxxxx076

JP MORGAN CHASE BANK

5/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196245

JPMSAF0067087

MADWAA00292831

JPMC xxxxxx076

11/3/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201581

JPMSAF0072226

MADWAA00285319

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE BANK

229375

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

10/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199991

JPMSAF0070682

MADWAA00303211

JPMC xxxxxx076

JP MORGAN CHASE BANK

257603

1KW024

SAUL B KATZ

1/15/2002

(1,613,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132126

JPMSAF0001718

MADWAA00069693

JPMC xxxxxx806

JP MORGAN CHASE BANK

257608

1KW067

FRED WILPON

1/2/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130901

JPMSAF0000617

MADWAA00068579

JPMC xxxxxx269

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

257619

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

1/15/2002

(3,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132129

JPMSAF0001721

MADWAA00069699

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

257631

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

1/9/2002

(11,650.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

131574

JPMSAF0001258

MADWAA00068135

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

190095

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

190851

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

192985

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

196378

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

203057

1KW413

210335

1KW413

212032

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190641

JPMSAF0061624

MADWAA00261857

JPMC xxxxxx076

JP MORGAN CHASE BANK

9/4/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188544

JPMSAF0059610

MADWAA00276144

JPMC xxxxxx076

JP MORGAN CHASE BANK

12/3/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191209

JPMSAF0062217

MADWAA00291618

JPMC xxxxxx076

JP MORGAN CHASE BANK

7/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197908

JPMSAF0068706

MADWAA00286988

JPMC xxxxxx076

JP MORGAN CHASE BANK

CHARLES STERLING SUB LLC (PRIMARY)

4/2/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183457

JPMSAF0054779

MADWAA00266776

JPMC xxxxxx076

JP MORGAN CHASE BANK

CHARLES STERLING SUB LLC (PRIMARY)

10/2/2006

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178565

JPMSAF0049785

MADWAA00198401

JPMC xxxxxx076

JP MORGAN CHASE BANK

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

5/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185235

JPMSAF0056500

MADWAA00279314

JPMC xxxxxx076

JP MORGAN CHASE BANK

256274

1KW067

FRED WILPON

12/11/1998

(676,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88208

MADWAA00378718

JPMC xxxxxx269

256479

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

5/1/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108108

MADWAA00048774

JPMC xxxxxx076

256506

1KW067

4/18/2000

(410,709.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107908

MADWAA00039089

JPMC xxxxxx269

256511

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

4/3/2000

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102648

MADWAA00040769

JPMC xxxxxx674

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

213613

1KW077

3/3/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194094

JPMSAF0064991

MADWAA00296848

JPMC xxxxxx076

JP MORGAN CHASE BANK

213756

1KW077

8/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

187946

JPMSAF0059065

MADWAA00279782

JPMC xxxxxx076

JP MORGAN CHASE BANK

217551

1KW077

10/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199972

JPMSAF0070663

MADWAA00303173

JPMC xxxxxx076

JP MORGAN CHASE BANK

256608

1KW081

12/27/1999

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97352

MADWAA00057532

JPMC xxxxxx578

256623

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
RICHARD A WILPON & DEBRA WILPON
J/T WROS
JUDITH A WILPON C/O STERLING
EQUITIES

12/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96884

MADWAA00056703

JPMC xxxxxx076

CHASE MANHATTAN
BANK

219607

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

8/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198904

JPMSAF0069656

MADWAA00300222

JPMC xxxxxx076

JP MORGAN CHASE BANK

219971

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

8/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

187964

JPMSAF0059083

MADWAA00279818

JPMC xxxxxx076

JP MORGAN CHASE BANK

220166

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

10/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189090

JPMSAF0060130

MADWAA00262719

JPMC xxxxxx076

JP MORGAN CHASE BANK

221341

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

6/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185760

JPMSAF0056989

MADWAA00278034

JPMC xxxxxx076

JP MORGAN CHASE BANK

223536

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

5/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196264

JPMSAF0067106

MADWAA00293042

JPMC xxxxxx076

JP MORGAN CHASE BANK

FRED WILPON

11/1/2007

257657

1KW325

BAS AIRCRAFT LLC

1/2/2002

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130913

JPMSAF0000629

MADWAA00068603

JPMC xxxxxx831

229874

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

7/2/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186392

JPMSAF0057582

MADWAA00273622

JPMC xxxxxx076

233138

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

3/3/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194113

JPMSAF0065010

MADWAA00296880

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

243952

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

10/9/2002

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139047

JPMSAF0008912

MADWAA00123462

JPMC xxxxxx174

CHASE MANHATTAN
BANK

258637

1KW067

FRED WILPON

6/4/1999

(669,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92635

MADWAA00184903

JPMC xxxxxx269

CHASE MANHATTAN
BANK

258663

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

9/4/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127410

1KW233

JUDITH A WILPON-K STERLING EQUITIES

9/26/2001

(12,688.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127725

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

9/4/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188525

JPMSAF0059591

259036

1KW156

STERLING 15C LLC

3/1/2000

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101917

MADWAA00044171

254354

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

2/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193647

JPMSAF0064577

259129

1KW259

STERLING JET II LTD

9/4/2001

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127416

MADWAA00100894

259140

1KW259

STERLING JET II LTD

259219

1KW260

FRED WILPON FAMILY TRUST

259229

1KW067

FRED WILPON

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

MADWAA00088463

245656

JPMC xxxxxx076

MADWAA00100882

258679

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

JPMC xxxxxx076
JPMC xxxxxx269
MADWAA00276106

JPMC xxxxxx076
JPMC xxxxxx076

MADWAA00287572

JP MORGAN CHASE
BANK

9/12/2001

(585,714.46)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127561

MADWAA00100252

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

8/1/2002

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137009

JPMSAF0006711

MADWAA00120027

JPMC xxxxxx254

JP MORGAN CHASE BANK

9/17/2002

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137738

JPMSAF0007414

MADWAA00115543

JPMC xxxxxx269

JP MORGAN CHASE
BANK

254503

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

6/2/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196826

JPMSAF0067658

MADWAA00295668

JPMC xxxxxx076

259311

1KW156

STERLING 15C LLC

8/1/2002

(325,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137006

JPMSAF0006707

MADWAA00120021

JPMC xxxxxx076

259339

1KW358

STERLING 20 LLC

8/1/2002

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137012

JPMSAF0006713

MADWAA00120033

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

259390

1KW207

SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN

9/20/2002

(8,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137813

JPMSAF0007484

MADWAA00115657

JPMC xxxxxx076

JP MORGAN CHASE BANK

259405

1KW314

STERLING THIRTY VENTURE LLC B

9/3/2002

(155,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137469

JPMSAF0007157

MADWAA00116145

JPMC xxxxxx076

259445

1KW259

STERLING JET II LTD

8/1/2001

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126990

MADWAA00086211

259619

1KW024

SAUL B KATZ

6/3/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135145

JPMSAF0004799

MADWAA00063625

JPMC xxxxxx806

259741

1KW201

DAVID M KATZ

12/7/2001

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130501

JPMSAF0000246

MADWAA00072219

JPMC xxxxxx528

256571

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

3/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182823

JPMSAF0054178

MADWAA00203436

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

259747

1KW260

FRED WILPON FAMILY TRUST

12/7/2001

(295,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130507

JPMSAF0000252

MADWAA00072231

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

259770

1KW161

ARTHUR FRIEDMAN ET AL TIC

1/2/2001

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

121000

MADWAA00148619

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

256995

1KW358

STERLING 20 LLC

5/2/2005

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164078

JPMSAF0034471

JPMSAF0034472

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

263133

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

9/2/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199363

JPMSAF0070083

MADWAA00302023

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00175166

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

18 of 60

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

Transaction within
Available Records

Statement
Trans Date

Check Bates
Reference

Tracing Results

10/1/2002

9/30/2009

Yes

4/2/2008

50,000.00

JPMSDD0015406

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxx527 IRIS J. KATZ

10/1/2002

9/30/2009

No

xxxx527 IRIS J. KATZ

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

1/3/2007

50,000.00

JPMSDD0008118

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/4/2007

50,000.00

JPMSDD0009874

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

xxxxxx076 STERLING 20 LLC

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076
FUNDING
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

1/3/2007

50,000.00

JPMSDD0008126

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

12/4/2007

50,000.00

JPMSDD0020234

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

5/2/2008

50,000.00

JPMSDD0015839

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/4/2008

50,000.00

JPMSDD0026473

Confirmed - Under $1 Million

xxxxxx899 STERLING 15C LLC

10/1/2002

9/30/2009

FRED WILPON AND
xxxx269
JUDITH A. WILPON
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

4/4/2007

50,000.00

JPMSDD0009192

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/3/2008

50,000.00

JPMSDD0016133

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/2/2007

50,000.00

JPMSDD0019911

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/4/2007

50,000.00

JPMSDD0009193

Confirmed - Under $1 Million

xxxxxx076 CHARLES STERLING SUB

10/1/2002

9/30/2009

Yes

10/3/2006

50,000.00

JPMSDD0011895

Confirmed - Under $1 Million

xxxxxx076

STERLING EQUITIES
FUNDING
FRED WILPON & JUDITH
xxxx269
A WILPON

10/1/2002

9/30/2009

Yes

5/3/2007

50,000.00

JPMSDD0009532

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

xxxx269

FRED WILPON & JUDITH
A WILPON
ROSE KATZ & MICHAEL
KATZ JT TENANT
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

xxxxxx674

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

3/4/2008

50,000.00

JPMSDD0015006

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/2/2007

50,000.00

JPMSDD0010604

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/2/2008

50,000.00

JPMSDD0025964

Confirmed - Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

No

xxxxxx076

STERLING EQUITIES
FUNDING
STERLING EQUITIES
FUNDING
STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

8/4/2008

50,000.00

JPMSDD0026817

Confirmed - Under $1 Million

xxxxxx076

10/1/2002

9/30/2009

Yes

8/2/2007

50,000.00

JPMSDD0010599

xxxxxx076

10/1/2002

9/30/2009

Yes

10/2/2007

50,000.00

JPMSDD0019454

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/4/2007

50,000.00

JPMSDD0009872

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/2/2008

50,000.00

JPMSDD0015844

Confirmed - Under $1 Million

10/2/2008

50,000.00

JPMSDD0025959

Confirmed - Under $1 Million

STERLING EQUITIES
FUNDING
ARTHUR FRIEDMAN
xxxxxx076 STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
FRED WILPON & JUDITH
xxxx269
A WILPON
xxxxxx076

xxxxxx076

xxxxxx076

Available Records
Beginning

Available Records
Through

Bank Statement Bank Statement
Amount
Bates Reference

Under $1 Million

Under $1 Million

No

Under $1 Million

10/1/2002

9/30/2009

Yes

9/5/2007

50,000.00

JPMSDD0011005

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/4/2007

50,000.00

JPMSDD0020237

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/2/2008

50,000.00

JPMSDD0016587

Confirmed - Under $1 Million

No

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

FRED WILPON & JUDITH
xxxx269
A WILPON
HOWARD KATZ
xxxxxx775 MICHAEL KATZ
DAYLE H. KATZ
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

xxxxxx831 BAS AIRCRAFT LLC

10/1/2002

8/29/2008

No

xxxxxx076 STERLING EQUITIES

10/1/2002

9/30/2009

Yes

7/5/2007

50,000.00

JPMSDD0010285

Confirmed - Under $1 Million

STERLING EQUITIES
FUNDING
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
FRED WILPON & JUDITH
xxxx269
A WILPON

10/1/2002

9/30/2009

Yes

3/4/2008

50,000.00

JPMSDD0015002

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

xxxx269

FRED WILPON AND
JUDITH A. WILPON
STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING JET II LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING JET II LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
FRED WILPON & JUDITH
xxxx269
A WILPON
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
SCOTT WILPON
RICHARD WILPON
xxxxxx076 CUSTODIAN
STERLING EQUITIES
FUNDING CO
STERLING THIRTY
xxxxxx076
VENTURE
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

No

xxxxxx076

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxx806 SAUL B KATZ

xxxxxx076

No

Under $1 Million

No

9/5/2007

50,000.00

JPMSDD0011001

Confirmed - Under $1 Million

2/4/2008

50,000.00

JPMSDD0014670

Confirmed - Under $1 Million

6/3/2008

50,000.00

JPMSDD0016137

Confirmed - Under $1 Million

3/2/2007

50,000.00

JPMSDD0008714

Confirmed - Under $1 Million

JPMSDD0027099

Confirmed - Under $1 Million

10/1/2002

9/30/2009

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

No

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
STERLING 20 C /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

5/3/2005

490,000.00

10/1/2002

9/30/2009

Yes

9/3/2008

50,000.00

xxxxxx076

No

Not Confirmed - possibly included
in larger deposit

JPMSAS0008883

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

259927

259941

BLMIS
Account
Number

1KW208

1KW374

BLMIS Account Name

JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN

METS II LLC

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

9/20/2002

(5,000.00)

9/11/2002

(600,247.73)

Tran
Transaction Description
Type

CW

CW

CHECK

CHECK

Deposit or
Withdrawal

Withdrawal

Withdrawal

Check or
Wire

Check

Check

Reconciled to BLMIS
Bank Records

Yes

Yes

BLMIS BANK
Check Number Check 1 Bates
Account [1]

509 Account

509 Account

137814

137685

JPMSAF0007485

JPMSAF0007365

Check 2 Bates

Check 3 Bates

Check 4 Bates

MADWAA00115659

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

CHARLES STERLING SUB LLC (PRIMARY)

3/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182843

JPMSAF0054198

MADWAA00203476

JPMC xxxxxx076

CHARLES STERLING SUB LLC (PRIMARY)

12/1/2006

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179997

JPMSAF0051393

MADWAA00206282

JPMC xxxxxx076

264436

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

4/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194581

JPMSAF0065452

MADWAA00298201

JPMC xxxxxx076

264527

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

12/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202045

JPMSAF0072649

MADWAA00304163

JPMC xxxxxx076

266675

1KW358

STERLING 20 LLC

274912

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

275069

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

277615

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164555

JPMSAF0035033

JPMSAF0035034

CW

CHECK

Withdrawal

Check

Yes

509 Account

183354

JPMSAF0054679

JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00115447

1KW413
1KW413

(50,000.00)

Current Banking
Institution(s)

JP MORGAN CHASE BANK

263725

6/1/2005

Original Banking
Institution(s)

JPMC xxxxxx076

263820

3/29/2007

Info Not
Availble

MADWAA00266584

JPMSAF0035035

MADWAA00160598

JP MORGAN CHASE BANK

JP MORGAN CHASE BANK
JP MORGAN CHASE BANK

7/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197889

JPMSAF0068687

MADWAA00286950

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

12/28/2005

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170154

JPMSAF0040986

JPMSAF0040987

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

FRED WILPON FAMILY TRUST

3/9/2000

(327,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102043

MADWAA00044383

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

8/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198885

JPMSAF0069637

MADWAA00300192

JPMC xxxxxx076

JP MORGAN CHASE BANK

7/2/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186374

JPMSAF0057564

MADWAA00273586

JPMC xxxxxx076

JP MORGAN CHASE BANK

9/2/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199344

JPMSAF0070064

MADWAA00301987

JPMC xxxxxx076

JP MORGAN CHASE BANK

11/1/2006

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179501

JPMSAF0050685

MADWAA00212952

JPMC xxxxxx076

JP MORGAN CHASE BANK

2/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182426

JPMSAF0053811

MADWAA00199890

JPMC xxxxxx076

JP MORGAN CHASE BANK

2/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193629

JPMSAF0064560

MADWAA00287540

JPMC xxxxxx076

JP MORGAN CHASE BANK

4/1/2005

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162468

JPMSAF0032802

MADWAA00165021

JPMC xxxxxx076

JP MORGAN CHASE BANK

279386

1KW077

280648

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

289026

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

260610

1KW260

12/1/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202026

JPMSAF0072634

MADWAA00304129

JPMC xxxxxx076

JP MORGAN CHASE BANK

2/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182443

JPMSAF0053828

MADWAA00199924

JPMC xxxxxx076

JP MORGAN CHASE BANK

11/3/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201561

JPMSAF0072206

MADWAA00285279

JPMC xxxxxx076

JP MORGAN CHASE BANK

290496

1KW077

291575

1KW077

304775

1KW077

306541

1KW077

307079

1KW077

308068

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

308463

1KW358

STERLING 20 LLC

311804

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

11/1/2007

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190660

JPMSAF0061643

MADWAA00261893

JPMC xxxxxx076

JP MORGAN CHASE BANK

312895

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

11/1/2006

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179518

JPMSAF0050703

MADWAA00212986

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

235317

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

7/10/2008

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198578

JPMSAF0069358

MADWAA00294761

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

112328

1KW332

EDWARD TEPPER

5/18/2006

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174775

JPMSAF0046100

MADWAA00368168

JPMC xxxxxxxxx565

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

1KW332

EDWARD TEPPER

8/3/2006

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177070

JPMSAF0048375

184137

1KW076

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164271

JPMSAF0034716

JPMSAF0034717

MADWAA00175530

JPMC xxxxxx380

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

5/11/2005

226875

4/4/2005

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162980

JPMSAF0033316

JPMSAF0033317

MADWAA00161938

JPMC xxxxxx885

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

241927

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

4/11/2005

(48,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

163677

JPMSAF0034066

JPMSAF0034067

MADWAA00165617

JPMC xxxxxx004

CHASE MANHATTAN
BANK

308456

1KW109

4/11/2005

(47,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

163670

JPMSAF0034054

JPMSAF0034055

MADWAA00165603

JPMC xxxxxx802

167161

1KW309

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
DAN KNOPF HEATHER KNOPF JT TEN C/O
STERLING EQUITIES

6/14/2006

(46,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175273

JPMSAF0046633

JPMSAF0046634

MADWAA00211582

JPMC xxxxxx906

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

21182

1KW402

STERLING 10 LLC STERLING EQUITIES

11/1/2005

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169021

JPMSAF0039727

JPMSAF0039728

MADWAA00354913

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

127176

33715

xxxxxxxxx565EDWARD TEPPER
xxxxxxxxx565EDWARD TEPPER

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx802 UNKNOWN

JP MORGAN CHASE
BANK

123950

1KW402

STERLING 10 LLC STERLING EQUITIES

3/1/2006

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172254

JPMSAF0043300

JPMSAF0043301

MADWAA00366501

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

134299

1KW402

STERLING 10 LLC STERLING EQUITIES

10/3/2005

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168068

JPMSAF0038646

JPMSAF0038649

MADWAA00168125

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

262664

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

11/1/2000

(2,990,647.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112709

MADWAA00242527

JPMC xxxxxx775

262707

1KW067

FRED WILPON

11/1/2000

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112743

MADWAA00242589

JPMC xxxxxx269

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

262726

1KW156

STERLING 15C LLC

11/1/2000

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112749

MADWAA00242601

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

262761

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

4/1/1999

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90918

MADWAA00392998

JPMC xxxxxx674

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
FRED WILPON & JUDITH
xxxx269
A WILPON
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
ROSE KATZ & MICHAEL
xxxxxx674 KATZ JT TENANTS
SAUL B. KATZ

262913

1KW154

IRIS J KATZ C/O STERLING EQUITES

2/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89954

MADWAA00385146

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx076 IRIS J. KATZ
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING
STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING

3/23/2004

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152429

JPMSAF0021689

JPMSAF0021690

MADWAA00224233

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

5/1/2006

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174497

JPMSAF0045797

JPMSAF0045798

MADWAA00367664

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

189646

1KW402

STERLING 10 LLC STERLING EQUITIES

6/1/2006

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174995

JPMSAF0046339

JPMSAF0046340

MADWAA00211100

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

204809

1KW402

STERLING 10 LLC STERLING EQUITIES

8/1/2005

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166578

JPMSAF0037122

JPMSAF0037123

MADWAA00155217

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

206841

1KW402

STERLING 10 LLC STERLING EQUITIES

11/1/2006

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179517

JPMSAF0050702

MADWAA00212984

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

207211

1KW402

STERLING 10 LLC STERLING EQUITIES

7/3/2006

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175571

JPMSAF0046927

MADWAA00372809

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

233306

1KW402

STERLING 10 LLC STERLING EQUITIES

4/3/2006

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172843

JPMSAF0043958

JPMSAF0043959

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

263959

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

4/1/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

133130

JPMSAF0002794

MADWAA00065774

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

CHECK

Withdrawal

Check

Yes

509 Account

141689

JPMSAF0011740

(7,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107761

MADWAA00038823

JPMC xxxxxx775

CW

CHECK

Withdrawal

Check

Yes

509 Account

110394

MADWAA00253793

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

265124

1KW260

FRED WILPON FAMILY TRUST

11/1/2000

(41,667.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112752

MADWAA00242607

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

239693

1KW044

L THOMAS OSTERMAN

1/13/2004

(44,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151359

JPMSAF0020567

BofA xxxxxxx395

FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

CW

CHECK

Withdrawal

Check

Yes

509 Account

151948

JPMSAF0021189

JPMSAF0021190

CW

CHECK

Withdrawal

Check

Yes

509 Account

130495

JPMSAF0000240

MADWAA00073415

265410

1KW156

STERLING 15C LLC

12/3/2001

(325,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130388

JPMSAF0000140

MADWAA00073241

109650

1KW108

GREGORY KATZ

2/25/2004

(43,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151947

JPMSAF0021187

JPMSAF0021188

MADWAA00223365

JPMC xxxxxx802
JPMC xxxxxx269
JPMC xxxxxx076

MADWAA00223363

JP MORGAN CHASE BANK

JPMC xxxxxx887

1KW067

FRED WILPON

5/4/2001

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124900

MADWAA00147689

JPMC xxxxxx076

265725

1KW279

STERLING BRUNSWICK CORP

5/4/2001

(180,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124902

MADWAA00147693

JPMC xxxxxx629

265750

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

3/1/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122934

MADWAA00143656

19699

1KW024

SAUL B KATZ

2/1/2005

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161458

JPMSAF0031727

JPMC xxxxxx076
JPMSAF0031728

MADWAA00173319

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK

265718

JPMC xxxxxx806

Under $1 Million

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

19 of 60

Under $1 Million

10/1/2002

9/30/2009

Yes

9/5/2006

45,000.00

JPMSDD0011660

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

1/4/2006

45,000.00

JPMSDD0014100

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2006

45,000.00

JPMSDD0013230

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/5/2005

45,000.00

JPMSDD0017541

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

5/2/2006

45,000.00

JPMSDD0012643

Confirmed - Under $1 Million

Under $1 Million

Under $1 Million

10/1/2002

9/30/2009

Yes

6/2/2006

45,000.00

JPMSDD0012935

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/2/2005

45,000.00

JPMSDD0007010

Confirmed - Under $1 Million

JPMSDD0016946

Confirmed - Under $1 Million

45,000.00

JPMSDD0007584

Confirmed - Under $1 Million

45,000.00

JPMSDD0014389

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/6/2005

45,000.00

JPMSDD0007298

10/19/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

8/20/2003

9/30/2009

Yes

Under $1 Million

xxxxxx802 UNKNOWN

10/1/2002

9/30/2009

Yes

Under $1 Million

FRED WILPON & JUDITH
A WILPON
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC

10/1/2002

9/30/2009

No

GREGORY KATZ
xxxxxx775 MICHAEL KATZ
DAYLE H. KATZ
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES

(41,667.00)

(43,000.00)

Yes

45,000.00

xxxxxx308 RUTH FRIEDMAN

8/1/2000

(307,400.00)

9/30/2009

2/3/2006

JP MORGAN CHASE
BANK

4/12/2000

2/25/2004

Under $1 Million

11/26/2003

12/4/2006

JP MORGAN CHASE
BANK

FRED WILPON FAMILY TRUST

12/7/2001

Yes

12/5/2005

CHASE MANHATTAN
BANK

GREGORY KATZ

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

10/20/2009

Yes

JPMC xxxxxx308

1KW260

FRED WILPON

Confirmed - Under $1 Million

10/19/2002

Yes

JP MORGAN CHASE
BANK

1KW108

1KW109

JPMSDD0011250

Yes

JP MORGAN CHASE BANK

264966

1KW067

50,000.00

9/30/2009

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

264918

235626

11/3/2006

9/30/2009

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK
JP MORGAN CHASE BANK

CHASE MANHATTAN
BANK

265381

Yes

9/30/2009

JP MORGAN CHASE BANK

JPMC xxxxxx076

MADWAA00238261

9/30/2009

10/1/2002

JPMC xxxxxx076

JPMC xxxxxx076

STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING

MADWAA00116990

Confirmed - Under $1 Million

10/1/2002

10/1/2002

MADWAA00364120

MADWAA00363207

JPMC xxxxxx076

CW

JPMSDD0019913

10/1/2002

xxxxxx076 STERLING 10 LLC

(44,000.00)

50,000.00

Confirmed - Under $1 Million

JP MORGAN CHASE
BANK

1/16/2003

11/2/2007

Confirmed - Under $1 Million

JP MORGAN CHASE BANK

RUTH FRIEDMAN

Yes

JPMSDD0011897

JPMC xxxxxx076

1KW302

9/30/2009

JPMSDD0012356

MADWAA00210203

75912

Confirmed - Under $1 Million

10/1/2002

45,000.00

JPMSAF0048322

JPMSAF0037648

JPMSDD0005747

45,000.00

177015

167108

50,000.00

8/2/2006

509 Account

509 Account

4/8/2005

10/3/2006

Yes

Yes

Yes

Yes

Check

Check

9/30/2009

9/30/2009

Withdrawal

Withdrawal

Confirmed - Under $1 Million

10/1/2002

10/1/2002

CHECK

CHECK

JPMSDD0014664

No

CW

CW

50,000.00

Yes

(45,000.00)

(45,000.00)

2/4/2008

9/30/2009

8/1/2006

9/1/2005

Yes

9/30/2009

STERLING 10 LLC STERLING EQUITIES

STERLING 10 LLC STERLING EQUITIES

9/30/2009

10/1/2002

1KW402

1KW402

Confirmed - Under $1 Million

10/1/2002

10/1/2002

241231

311192

JPMSDD0008439

Confirmed - Under $1 Million

JP MORGAN CHASE
BANK

MADWAA00206280

50,000.00

No

JP MORGAN CHASE BANK

JPMSAF0040269

2/2/2007

9/30/2009

JPMC xxxxxx076

JPMSAF0042836

Yes

10/1/2002

xxxxxx076 JUDITH A. WILPON

JPMC xxxxxx254

JPMSAF0051392

9/30/2009

Confirmed - Under $1 Million

MADWAA00198399

JPMSAF0040268

Confirmed - Under $1 Million

10/1/2002

JPMSDD0013649

MADWAA00064224

JPMSAF0042835

JPMSDD0011258

JPMSDD0006668

JPMSAF0049784

179996

50,000.00

45,000.00

JPMSAF0003976

169516

11/3/2006

45,000.00

178564

171829

Yes

7/5/2005

134342

509 Account

9/30/2009

4/5/2006

509 Account

509 Account

Confirmed - Under $1 Million

10/1/2002

Yes

509 Account

509 Account

Confirmed - Under $1 Million

JPMSDD0027098

9/30/2009

Yes

Yes

Confirmed - Under $1 Million

JPMSDD0010278

50,000.00

10/1/2002

Yes

Yes

JPMSDD0026811

50,000.00

9/3/2008

No

Check

Yes

50,000.00

7/5/2007

Yes

Yes

Check

Check

8/4/2008

Yes

9/30/2009

9/30/2009

Withdrawal

Check

Yes

9/30/2009

10/1/2002

9/30/2009

Withdrawal

Check

9/30/2009

10/1/2002

10/1/2002

CHECK

Withdrawal

10/1/2002

Under $1 Million

10/1/2002

CHECK

Withdrawal

No

Confirmed - Under $1 Million

CW

Withdrawal

9/30/2009

Confirmed - Under $1 Million

CW

CHECK

10/1/2002

JPMSDD0011254

(3,000.00)

CHECK

Confirmed - Under $1 Million

JPMSDD0012126

(45,000.00)

CHECK

Confirmed - Under $1 Million

JPMSDD0016585

45,000.00

10/2/2006

CW

JPMSDD0026479

50,000.00

45,000.00

4/10/2002

CW

50,000.00

7/2/2008

Yes

7/5/2006

STERLING 10 LLC STERLING EQUITIES

CW

11/4/2008

Yes

9/30/2009

11/3/2006

FRED WILPON FAMILY TRUST

(45,000.00)

Yes

9/30/2009

10/1/2002

Yes

1KW402

(45,000.00)

9/30/2009

10/1/2002

Yes

1KW260

(45,000.00)

10/1/2002

Under $1 Million

9/30/2009

236521

2/1/2006

Confirmed - Under $1 Million

9/30/2009

263962

12/1/2006

Confirmed - Under $1 Million

JPMSDD0008448

10/1/2002

WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING 10 C /
xxxxxx076 STERLING EQUITIES
FUNDING

12/1/2005

JPMSDD0024992

50,000.00

10/1/2002

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

STERLING 10 LLC STERLING EQUITIES

50,000.00

2/2/2007

Confirmed - Under $1 Million

JP MORGAN CHASE BANK

STERLING 10 LLC STERLING EQUITIES

12/2/2008

Yes

JPMSDD0017834

JPMC xxxxxx802

STERLING 10 LLC STERLING EQUITIES

Yes

9/30/2009

45,000.00

JPMC xxxxxx076

1KW402

9/30/2009

10/1/2002

11/3/2005

MADWAA00359832

1KW402

10/1/2002

Yes

JPMSAF0041067

1KW402

Confirmed - Under $1 Million

Yes

MADWAA00267402

301240

JPMSDD0006339

9/30/2009

MADWAA00209128

294921

50,000.00

9/30/2009

JPMSAF0041066

278569

6/3/2005

Yes

10/1/2002

JPMSAF0056090

MADWAA00168933

Yes

9/30/2009

10/1/2002

JPMSAF0048780

JPMSAF0036062

9/30/2009

10/1/2002

STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING
STERLING 10 C /
xxxxxx076 STERLING EQUITIES
FUNDING

170216

JPMSAF0036061

10/1/2002

xxxxxx906 HEATHER KNOPF

184798

MADWAA00048254

Confirmed - Under $1 Million

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

177510

165571

JPMSDD0024986

JP MORGAN CHASE
BANK

509 Account

108245

50,000.00

Under $1 Million

509 Account

509 Account

12/2/2008

Under $1 Million

509 Account

509 Account

Yes

Yes

Yes

Yes

9/30/2009

Yes

Yes

Yes

10/1/2002

Confirmed - Under $1 Million

9/30/2009

Yes

Check

Confirmed - Under $1 Million

JPMSDD0008728

10/20/2009

Check

Check

JPMSDD0015410

50,000.00

10/1/2002

Check

Withdrawal

50,000.00

10/19/2002

Check

Withdrawal

Confirmed - Under $1 Million

4/2/2008

xxxxxx802 UNKNOWN

Withdrawal

CHECK

JPMSDD0007587

Yes

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

Withdrawal

CHECK

50,000.00

9/30/2009

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

Withdrawal

CW

12/4/2006

10/1/2002

JP MORGAN CHASE
BANK

CHECK

CW

3/2/2007

Yes

Under $1 Million

CHECK

(45,000.00)

Yes

9/30/2009

Under $1 Million

CHECK

(42,000.00)

No

9/30/2009

10/1/2002

Under $1 Million

CW

7/1/2005

9/30/2009

10/1/2002

Yes

CW

5/10/2000

10/1/2002

Yes

(45,000.00)

STERLING 10 LLC STERLING EQUITIES

No

Yes

(45,000.00)

IRIS J KATZ C/O STERLING EQUITES

9/30/2009

9/30/2009

1/3/2006

1KW402

Tracing Results

10/1/2002

9/30/2009

4/11/2007

1KW154

Check Bates
Reference

7/26/2005

STERLING 10 LLC STERLING EQUITIES

226720

Bank Statement Bank Statement
Amount
Bates Reference

11/26/2003

STERLING 10 LLC STERLING EQUITIES

263791

Statement
Trans Date

11/16/2004

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

STERLING 10 LLC STERLING EQUITIES

Transaction within
Available Records

11/16/2004

1KW109

1KW402

Available Records
Through

xxxxxx885 JEFFREY S WILPON

1KW402

185615

Available Records
Beginning

xxxxxx380 JEFFREY S WILPON

1KW402

JUDY WILPON & FRED WILPON FAM FDN
INC

CW

JESSICA WILPON
RICHARD WILPON
xxxxxx076 CUSTODIAN
STERLING EQUITIES
FUNDING CO
METS II LLC / STERLING
xxxxxx076
EQUITIES FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

62104

1KW086

(45,000.00)

Potential Bank Account
Holder(s) [2]

110064

169028

9/1/2006

JPMC xxxxxxxxx565

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

xxxxxxx395L THOMAS OSTERMAN

xxxx269

10/1/2002

9/30/2009

No

10/25/2002

10/23/2009

Yes

STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING BRUNSWICK
xxxxxx629
CORP

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

No

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

Confirmed - Under $1 Million
Under $1 Million

xxxxxx887 UNKNOWN

Under $1 Million

Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

Amount per
Customer
Statement

19715

1KW024

SAUL B KATZ

1/3/2005

265822

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

4/1/1999

265838

1KW067

FRED WILPON

11/1/2001

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129179

MADWAA00098073

265844

1KW161

ARTHUR FRIEDMAN ET AL TIC

11/21/2001

(11,312,310.86)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130223

MADWAA00097795

22295

1KW024

SAUL B KATZ

11/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158836

JPMSAF0028806

JPMSAF0028807

MADWAA00352229

26164

1KW024

SAUL B KATZ

9/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156819

JPMSAF0026693

JPMSAF0026694

JPMSAF0026695

266300

1KW272

IRIS J KATZ - O STERLING EQUITIES

12/28/2001

(31,218.59)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130874

JPMSAF0000591

MADWAA00068527

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Yes

509 Account

159963

JPMSAF0030036

JPMSAF0030037

MADWAA00335819

Yes

509 Account

90696

MADWAA00392172

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(42,000.00)

CW

CHECK

Withdrawal

Check

(42,000.00)

CW

CHECK

Withdrawal

Check

703 ID 2

703 Detail 703 Multiple
ID
ID

Current Banking
Institution(s)

JP MORGAN CHASE BANK

JPMC xxxxxx076

703 / BT ID 1

Original Banking
Institution(s)

JPMC xxxxxx806

Check 4 Bates

Receiving Bank
Account - Standardized

Info Not
Availble

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx269

JP MORGAN CHASE BANK

JPMC xxxxxx806

JP MORGAN CHASE BANK

JPMC xxxxxx806

JP MORGAN CHASE BANK

JPMC xxxxxx806

MADWAA00350853

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

266502

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/29/1999

(57,795.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90602

MADWAA00391996

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

266523

1KW180

STERLING 15C LLC #2

3/24/1999

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90520

MADWAA00386440

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

51264

1KW024

SAUL B KATZ

5/3/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154109

JPMSAF0023489

JPMC xxxxxx806

JP MORGAN CHASE BANK

141410

1KW024

SAUL B KATZ

3/1/2005

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161844

JPMSAF0032128

JPMSAF0032129

MADWAA00159343

JPMC xxxxxx806

JP MORGAN CHASE BANK

144667

1KW024

SAUL B KATZ

6/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154546

JPMSAF0023941

JPMSAF0023942

MADWAA00332075

JPMC xxxxxx806

JP MORGAN CHASE BANK

165364

1KW024

SAUL B KATZ

7/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155031

JPMSAF0024496

JPMSAF0024497

MADWAA00339843

JPMC xxxxxx806

JP MORGAN CHASE BANK

183265

1KW067

FRED WILPON

4/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152639

JPMSAF0021911

JPMSAF0021912

MADWAA00226645

JPMC xxxxxx269

JP MORGAN CHASE BANK

188863

1KW067

FRED WILPON

12/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159258

JPMSAF0029231

JPMSAF0029232

MADWAA00333119

JPMC xxxxxx269

JP MORGAN CHASE BANK

193301

1KW024

SAUL B KATZ

4/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152637

JPMSAF0021908

JPMSAF0021909

MADWAA00226641

JPMC xxxxxx806

JP MORGAN CHASE BANK

226746

1KW067

FRED WILPON

5/3/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154111

JPMSAF0023492

JPMSAF0023493

MADWAA00220106

JPMC xxxxxx269

JP MORGAN CHASE BANK

229082

1KW067

FRED WILPON

2/1/2005

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161459

JPMSAF0031729

JPMSAF0031730

MADWAA00173321

JPMC xxxxxx269

JP MORGAN CHASE BANK

244409

1KW067

FRED WILPON

2/2/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151659

JPMSAF0020896

JPMSAF0020897

MADWAA00229740

JPMC xxxxxx269

JP MORGAN CHASE BANK

246613

1KW067

FRED WILPON

3/1/2005

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161845

JPMSAF0032130

JPMSAF0032131

MADWAA00159345

JPMC xxxxxx269

JP MORGAN CHASE BANK

260004

1KW024

SAUL B KATZ

10/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157445

JPMSAF0027358

JPMSAF0027359

MADWAA00338557

JPMC xxxxxx806

JP MORGAN CHASE BANK

261112

1KW067

FRED WILPON

1/3/2005

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159965

JPMSAF0030040

JPMSAF0030041

MADWAA00335823

JPMC xxxxxx269

JP MORGAN CHASE BANK

277834

1KW067

FRED WILPON

6/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154548

JPMSAF0023944

JPMSAF0023945

MADWAA00332079

JPMC xxxxxx269

JP MORGAN CHASE BANK

268444

1KW067

FRED WILPON

5/1/2000

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108102

MADWAA00048762

JPMC xxxxxx269

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

268469

1KW259

STERLING JET II LTD

5/1/2000

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108115

MADWAA00048786

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

268520

1KW067

FRED WILPON

4/24/2000

(773,774.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107988

MADWAA00039223

JPMC xxxxxx269

268532

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

4/12/2000

(424,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107757

MADWAA00038815

JPMC xxxxxx578

JPMSAF0023490

MADWAA00220102

53993

1KW067

FRED WILPON

3/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152057

JPMSAF0021303

JPMSAF0021304

MADWAA00223565

JPMC xxxxxx269

JP MORGAN CHASE BANK

60228

1KW024

SAUL B KATZ

8/2/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156402

JPMSAF0026242

JPMSAF0026243

MADWAA00334714

JPMC xxxxxx806

JP MORGAN CHASE BANK

66554

1KW024

SAUL B KATZ

12/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159256

JPMSAF0029228

JPMSAF0029229

MADWAA00333115

JPMC xxxxxx806

JP MORGAN CHASE BANK

68333

1KW067

FRED WILPON

9/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156821

JPMSAF0026697

JPMSAF0026698

JPMSAF0026699

JPMC xxxxxx269

JP MORGAN CHASE BANK

107965

1KW067

FRED WILPON

10/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157447

JPMSAF0027361

JPMSAF0027362

MADWAA00338561

JPMC xxxxxx269

JP MORGAN CHASE BANK

109574

1KW024

SAUL B KATZ

3/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152055

JPMSAF0021300

JPMSAF0021301

MADWAA00223561

MADWAA00350857

JPMC xxxxxx806

JP MORGAN CHASE BANK

109638

1KW024

SAUL B KATZ

2/2/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151657

JPMSAF0020893

JPMSAF0020894

MADWAA00229736

JPMC xxxxxx806

JP MORGAN CHASE BANK

141389

1KW067

FRED WILPON

11/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158838

JPMSAF0028809

JPMSAF0028810

MADWAA00352233

JPMC xxxxxx269

JP MORGAN CHASE BANK

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

xxxx806 SAUL B KATZ
STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON
ARTHUR FRIEDMAN ET
xxxxxx076
AL TIC
xxxxxx076

No
Under $1 Million

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

MICHAEL KATZ
DAYLE KATZ J/T WRDS
xxxxxx076
STERLING EQUITIES
FUNDING
STERLING 15C LLC #2
xxxxxx076 STERLING EQUITIES
FUNDING CO
xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

FRED WILPON & JUDITH
xxxx269
A WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

xxxx269

FRED WILPON & JUDITH
A WILPON
FRED WILPON & JUDITH
A WILPON

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx269

FRED WILPON & JUDITH
A WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

FRED WILPON & JUDITH
A WILPON
FRED WILPON & JUDITH
xxxx269
A WILPON
FRED WILPON & JUDITH
xxxx269
A WILPON
FRED WILPON & JUDITH
xxxx269
A WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxx806 SAUL B KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

FRED WILPON & JUDITH
A WILPON
FRED WILPON & JUDITH
xxxx269
A WILPON
FRED WILPON & JUDITH
xxxx269
A WILPON
STERLING JET II LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

xxxx269
xxxx269

FRED WILPON & JUDITH
A WILPON
FRED WILPON & JUDITH
A WILPON

xxxx269

xxxx269

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102430

MADWAA00039608

JPMC xxxxxx076

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102432

MADWAA00039612

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx528

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx528 DAVID M. KATZ

JP MORGAN CHASE
BANK

STERLING JET II LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON
FRED WILPON & JUDITH
xxxx269
A WILPON

509 Account

107766

MADWAA00038833

268598

1KW259

STERLING JET II LTD

4/3/2000

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102437

MADWAA00039620

JPMC xxxxxx076

CHASE MANHATTAN
BANK

284074

1KW067

FRED WILPON

7/1/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155033

JPMSAF0024499

JPMSAF0024500

MADWAA00339847

JPMC xxxxxx269

JP MORGAN CHASE BANK

302499

1KW067

FRED WILPON

8/2/2004

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156404

JPMSAF0026245

JPMSAF0026246

MADWAA00334718

JPMC xxxxxx269

JP MORGAN CHASE BANK

268745

1KW154

IRIS J KATZ C/O STERLING EQUITES

12/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96883

MADWAA00056701

JPMC xxxxxx076

48389

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

12/3/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149458

JPMSAF0018744

JPMSAF0018745

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

52419

1KW358

STERLING 20 LLC

5/1/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144300

JPMSAF0014240

MADWAA00316399

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

83400

1KW358

STERLING 20 LLC

10/1/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147515

JPMSAF0017335

MADWAA00234362

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

84723

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

10/22/2004

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158707

JPMSAF0028683

JPMSAF0028684

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

94516

1KW358

STERLING 20 LLC

8/1/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146568

JPMSAF0016442

MADWAA00323897

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

269320

1KW233

JUDITH A WILPON-K STERLING EQUITIES

8/11/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94493

MADWAA00191167

JPMC xxxxxx269

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

270080

1KW257

STERLING JET LTD

9/12/2001

(1,029,026.86)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127560

MADWAA00100250

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

109148

1KW358

STERLING 20 LLC

11/3/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

148919

JPMSAF0018603

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

270372

1KW156

STERLING 15C LLC

11/1/1999

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96506

MADWAA00189019

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx528

JPMSAF0018604

MADWAA00223087

MADWAA00337507

MADWAA00221032

Under $1 Million

xxxx806 SAUL B KATZ

4/3/2000

Yes

Under $1 Million

xxxx806 SAUL B KATZ

xxxx269

4/3/2000

Check

No

10/1/2002

ARTHUR FRIEDMAN ET AL TIC

Withdrawal

Under $1 Million

xxxx806 SAUL B KATZ

STERLING 15C LLC

CHECK

9/30/2009

Tracing Results

No

10/1/2002

Check Bates
Reference

Yes

1KW161

CW

9/30/2009

Bank Statement Bank Statement
Amount
Bates Reference

9/30/2009

1KW156

(107,000.00)

10/1/2002

Statement
Trans Date

Yes

9/30/2009

268575

4/12/2000

9/30/2009

10/1/2002

268561

DAVID M KATZ

Transaction within
Available Records

10/1/2002

10/1/2002

STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
ARTHUR FRIEDMAN
xxxxxx076 STERLING EQUITIES
FUNDING CO

1KW201

Available Records
Through

xxxx806 SAUL B KATZ

CHASE MANHATTAN
BANK

268583

Available Records
Beginning

xxxxxx076 IRIS J. KATZ
MICHAEL KATZ
DAYLE H. KATZ
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING 20 LLC /
UNKNOWN STERLING EQUITIES
FUNDING CO
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
FRED WILPON AND
xxxx269
JUDITH A. WILPON
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING 20 LLC /
UNKNOWN STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
xxxxxx775

Under $1 Million

Under $1 Million

Under $1 Million
Under $1 Million

10/2/2003

11/5/2003

40,000.00

40,000.00

JPMSDD0000258

JPMSDD0000519

Confirmed - Under $1 Million

Confirmed - Under $1 Million

270384

1KW201

DAVID M KATZ

11/5/1999

(173,900.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96603

MADWAA00188477

9/30/2009

DEBRA WILPON

4/15/2002

(206,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134434

JPMSAF0004063

MADWAA00064396

JPMC xxxxxx578

xxxxxx578 UNKNOWN

10/1/2002

9/30/2009

No

162938

1KW358

STERLING 20 LLC

7/1/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145221

JPMSAF0015193

MADWAA00309091

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

10/1/2002

1KW307

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

xxxxxx528 DAVID M. KATZ

270511

xxxxxx076 STERLING 20 LLC

10/1/2002

9/30/2009

Yes

170427

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

10/9/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

148589

JPMSAF0018365

MADWAA00233368

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

10/1/2002

9/30/2009

Yes

Under $1 Million

177362

1KW358

STERLING 20 LLC

1/2/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140438

JPMSAF0010294

MADWAA00119192

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076 STERLING 20 LLC

10/1/2002

9/30/2009

Yes

Under $1 Million

193295

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

4/23/2004

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

153981

JPMSAF0023360

JPMSAF0023361

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

Yes

Under $1 Million

203928

1KW358

STERLING 20 LLC

10/1/2002

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137954

JPMSAF0007631

MADWAA00123334

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

xxxxxx076 STERLING 20 LLC

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

9/30/2009

Yes

MADWAA00229261

209393

1KW358

STERLING 20 LLC

9/2/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147039

JPMSAF0016887

MADWAA00314607

JPMC xxxxxx076

272245

1KW067

FRED WILPON

4/1/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

133125

JPMSAF0002789

MADWAA00065764

JPMC xxxxxx269

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

CW

CHECK

Withdrawal

Check

Yes

509 Account

157406

JPMSAF0027318

JPMSAF0027319

JPMC xxxxxx174

JUDY WILPON & FRED WILPON FAM FDN
INC

9/29/2004

(40,000.00)

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

FRED WILPON & JUDITH
A WILPON
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

272510

1KW024

SAUL B KATZ

3/22/2002

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132955

JPMSAF0002633

MADWAA00077205

JPMC xxxxxx806

JP MORGAN CHASE BANK

272524

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

3/1/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132720

JPMSAF0002415

MADWAA00077481

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx076 JUDITH A. WILPON

234506

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

7/21/2005

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166414

JPMSAF0036939

JPMSAF0036940

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

247392

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

1/8/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141065

JPMSAF0011019

MADWAA00117332

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

254484

1KW358

STERLING 20 LLC

2/3/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141923

JPMSAF0011958

MADWAA00323012

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

279080

1KW358

STERLING 20 LLC

11/1/2002

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139359

JPMSAF0009201

MADWAA00129876

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

1KW466

COLLEGE PLACE ENTERPRISES LLC C/O
STERLING EQUITIES

JPMC xxxxxx974

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

227048

286251

1KW086

11/12/2008

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201712

JPMSAF0072345

MADWAA00338485

MADWAA00157869

MADWAA00285555

297414

1KW358

STERLING 20 LLC

12/2/2002

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139814

JPMSAF0009619

MADWAA00128006

300578

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

4/16/2004

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

153896

JPMSAF0023269

JPMSAF0023270

273291

1KW013

DAYLE KATZ

301081

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

301660

1KW358

STERLING 20 LLC

273332

1KW067

FRED WILPON

273352

1KW108

GREGORY KATZ

6/24/2002

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135539

JPMSAF0005210

MADWAA00063271

MADWAA00229111

4/25/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144191

JPMSAF0014088

MADWAA00306668

JPMC xxxxxx174

CHASE MANHATTAN
BANK

6/2/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144702

JPMSAF0014619

MADWAA00322370

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx269

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

6/28/2002

(255,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

136129

JPMSAF0005865

7/3/2000

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109475

MADWAA00248488

MADWAA00111736

JPMC xxxxxx354

20 of 60

xxxx269

xxxx806 SAUL B KATZ

JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
COLLEGE PLACE
xxxxxx974
ENTERPRISES
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON
xxxxxx354 GREGORY KATZ

10/1/2002

No

Under $1 Million

Under $1 Million
9/4/2003

40,000.00

JPMSDD0000029

Confirmed - Under $1 Million

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

10/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

273365

1KW232

JUDITH A WILPON-W STERLING EQUITIES

7/3/2000

273370

1KW232

JUDITH A WILPON-W STERLING EQUITIES

273388

1KW260

273653

1KW110

273668

1KW120

305697

1KW086

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(57,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109483

MADWAA00248504

JPMC xxxxxx269

7/14/2000

(16,370.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110187

MADWAA00249260

FRED WILPON FAMILY TRUST

7/12/2000

(41,667.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110132

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

1/13/1999

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89726

SAUL B KATZ DP

1/27/1999

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

JUDY WILPON & FRED WILPON FAM FDN
INC

3/19/2004

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

273763

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

273765

1KW019

MICHAEL KATZ

Original Banking
Institution(s)

Current Banking
Institution(s)

JPMC xxxxxx269

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

MADWAA00249154

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

MADWAA00381145

JPMC xxxxxx775

89858

MADWAA00384964

JPMC xxxxxx806

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

509 Account

152403

JPMSAF0021664

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx775

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

Check 2 Bates

JPMSAF0021665

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

MADWAA00224189

Receiving Bank
Account - Standardized

4/24/2000

(41,594.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107989

MADWAA00048588

JPMC xxxxxx578

12/21/1999

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97269

MADWAA00057398

JPMC xxxxxx775

273779

1KW201

DAVID M KATZ

CHECK

Withdrawal

Check

Yes

509 Account

108065

MADWAA00048692

273782

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

12/17/1999

(35,580.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97212

MADWAA00057306

273800

1KW067

FRED WILPON

5/10/2002

4/28/2000

(114,000.00)

(103,466.00)

CW

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

16634

3095

19949

JPMC xxxxxx076

JPMC xxxxxx528

273829

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

5/10/2002

(60,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

16634

3095

19950

JPMC xxxxxx076

273948

1KW019

MICHAEL KATZ

9/18/2001

(433,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127620

JPMC xxxxxx578

MADWAA00100354

307167

1KW358

STERLING 20 LLC

4/1/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143154

JPMSAF0013100

274349

1KW156

STERLING 15C LLC

6/1/2000

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108533

MADWAA00245477

MADWAA00305978

13269

1KW263

MARVIN B TEPPER

8/1/2007

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

187957

JPMSAF0059076

MADWAA00279804

JPMC xxxxxxx452

Info Not
Availble

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

274934

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

55286

1KW263

MARVIN B TEPPER

3/1/2007

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182836

JPMSAF0054191

MADWAA00203462

JPMC xxxxxxx452

57530

1KW263

MARVIN B TEPPER

9/2/2008

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199356

JPMSAF0070076

MADWAA00302009

JPMC xxxxxxx452

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

MARVIN B TEPPER

11/3/2008

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201574

JPMSAF0072219

MADWAA00285305

JPMC xxxxxxx452

30855

1KW263

MARVIN B TEPPER

11/1/2007

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190653

JPMSAF0061636

MADWAA00261881

JPMC xxxxxxx452

274927

23036

1KW067

1KW263

FRED WILPON

6/1/2001

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125256

MADWAA00099228

6/15/2001

(77,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125479

JPMC xxxxxx269

MADWAA00098840

JPMC xxxxxx578

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

MADWAA00299962

JPMC xxxxxxx452

JPMSAF0056494

MADWAA00279302

JPMC xxxxxxx452

197901

JPMSAF0068699

MADWAA00286974

JPMC xxxxxxx452

180762

JPMSAF0052471

MADWAA00195240

JPMC xxxxxxx452

509 Account

177009

JPMSAF0048316

MADWAA00210191

JPMC xxxxxxx452

Yes

509 Account

194593

JPMSAF0065464

MADWAA00298219

JPMC xxxxxxx452

Yes

509 Account

88007

MADWAA00379304

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

Yes

509 Account

127781

MADWAA00088561

JPMC xxxxxx269

274955

1KW259

STERLING JET II LTD

6/1/2001

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125267

MADWAA00099250

62480

1KW263

MARVIN B TEPPER

8/1/2008

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198897

JPMSAF0069649

275005

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

12/31/1998

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88502

MADWAA00377979

96014

1KW263

MARVIN B TEPPER

5/1/2007

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185228

115765

1KW263

MARVIN B TEPPER

7/1/2008

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

118974

1KW263

MARVIN B TEPPER

1/2/2007

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127193

1KW263

MARVIN B TEPPER

8/1/2006

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

133824

1KW263

MARVIN B TEPPER

(40,000.00)

CW

CHECK

Withdrawal

Check

275848

1KW154

IRIS J KATZ C/O STERLING EQUITES

12/1/1998

(42,000.00)

CW

CHECK

Withdrawal

Check

276045

1KW067

FRED WILPON

10/1/2001

(114,000.00)

CW

CHECK

Withdrawal

Check

276077

1KW154

IRIS J KATZ C/O STERLING EQUITES

MADWAA00088571

JPMC xxxxxx076

276089

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

10/1/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127787

MADWAA00088573

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

276115

1KW260

FRED WILPON FAMILY TRUST

10/1/2001

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128008

MADWAA00088761

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

276309

1KW156

STERLING 15C LLC

10/2/2000

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111325

MADWAA00260007

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

4/1/2008

10/1/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127786

JPMC xxxxxx775

193008

1KW263

MARVIN B TEPPER

12/3/2007

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191222

JPMSAF0062229

MADWAA00291642

JPMC xxxxxxx452

205402

1KW263

MARVIN B TEPPER

1/2/2008

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191923

JPMSAF0062897

MADWAA00290963

JPMC xxxxxxx452

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

276950

1KW084

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

8/1/2001

(13,333.21)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126956

MADWAA00086143

JPMC xxxxxx593

CHASE MANHATTAN
BANK

JPMC xxxxxx527

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

143431

1KW263

MARVIN B TEPPER

6/1/2007

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185773

JPMSAF0057002

MADWAA00278060

JPMC xxxxxxx452

166837

1KW263

MARVIN B TEPPER

5/1/2008

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196257

JPMSAF0067099

MADWAA00293028

JPMC xxxxxxx452

276660

1KW077

6/4/1999

(800,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92636

MADWAA00184905

JPMC xxxxxx269

276681

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

5/1/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124828

MADWAA00147553

JPMC xxxxxx076

276983

1KW272

IRIS J KATZ - O STERLING EQUITIES

8/13/2001

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127132

MADWAA00086473

232274

1KW263

MARVIN B TEPPER

2/1/2007

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182436

JPMSAF0053821

MADWAA00199910

JPMC xxxxxxx452

277049

1KW024

SAUL B KATZ

12/7/2001

(96,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130493

JPMSAF0000238

MADWAA00073411

JPMC xxxxxx806

277299

1KW067

FRED WILPON

2/1/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132367

JPMSAF0001981

MADWAA00076156

JPMC xxxxxx269

277306

1KW260

FRED WILPON FAMILY TRUST

236495

1KW263

MARVIN B TEPPER

245899

1KW263

255292

1KW263

255924

277914

JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

5/1/2001

(75,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124835

MADWAA00147567

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

10/2/2006

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178558

JPMSAF0049778

MADWAA00198387

JPMC xxxxxxx452

MARVIN B TEPPER

7/3/2006

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175565

JPMSAF0046920

MADWAA00372797

JPMC xxxxxxx452

MARVIN B TEPPER

10/1/2007

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189083

JPMSAF0060123

MADWAA00264698

JPMC xxxxxxx452

1KW263

MARVIN B TEPPER

3/3/2008

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194106

JPMSAF0065003

MADWAA00296866

JPMC xxxxxxx452

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

9/20/2002

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137802

JPMSAF0007473

MADWAA00115635

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

MICHAEL KATZ & DAYLE KATZ J/T WROS

9/20/2002

CHASE MANHATTAN
BANK

277926

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

9/20/2002

(660,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137806

JPMSAF0007477

MADWAA00115643

JPMC xxxxxx578

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

277948

1KW156

STERLING 15C LLC

9/3/2002

(325,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137465

JPMSAF0007153

MADWAA00116137

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

263531

1KW263

MARVIN B TEPPER

10/1/2008

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199984

JPMSAF0070675

MADWAA00303197

JPMC xxxxxxx452

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

277921

1KW020

(516,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137803

JPMSAF0007474

MADWAA00115637

JPMC xxxxxx775

JPMSAF0072642

MADWAA00304149

JPMC xxxxxxx452

275218

1KW263

MARVIN B TEPPER

11/1/2006

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179511

JPMSAF0050695

MADWAA00212972

JPMC xxxxxxx452

278597

1KW154

IRIS J KATZ C/O STERLING EQUITES

7/26/2000

(13,437.50)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110286

MADWAA00249394

JPMC xxxxxx806

278641

1KW314

STERLING THIRTY VENTURE LLC B

9/4/2001

(192,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127418

MADWAA00100898

JPMC xxxxxx711

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

278745

1KW156

STERLING 15C LLC

3/1/2001

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122935

MADWAA00143658

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

278749

1KW161

ARTHUR FRIEDMAN ET AL TIC

3/1/2001

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122937

MADWAA00143662

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

278881

1KW263

MARVIN B TEPPER

2/1/2008

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193640

JPMSAF0064570

JPMC xxxxxxx452

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

278549

1KW156

STERLING 15C LLC

12/21/2000

(450,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113554

MADWAA00140580

264297

1KW263

MARVIN B TEPPER

12/1/2006

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179990

JPMSAF0051386

MADWAA00206268

JPMC xxxxxxx452

264752

1KW263

MARVIN B TEPPER

12/1/2008

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202038

278844

1KW257

STERLING JET LTD

278850

1KW260

288136

1KW263

JPMC xxxxxx899

MADWAA00287558

3/19/2002

(22.54)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132911

JPMSAF0002591

MADWAA00077131

FRED WILPON FAMILY TRUST

3/1/2002

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132724

JPMSAF0002419

MADWAA00077489

JPMC xxxxxx254

JP MORGAN CHASE BANK

MARVIN B TEPPER

9/1/2006

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177504

JPMSAF0048774

MADWAA00209116

JPMC xxxxxxx452

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

278945

1KW154

IRIS J KATZ C/O STERLING EQUITES

8/1/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126983

MADWAA00086197

298620

1KW263

MARVIN B TEPPER

7/2/2007

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186385

JPMSAF0057575

MADWAA00273608

JPMC xxxxxxx452

JPMC xxxxxx076

303120

1KW263

MARVIN B TEPPER

4/2/2007

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183450

JPMSAF0054772

MADWAA00266762

JPMC xxxxxxx452

311963

1KW263

MARVIN B TEPPER

6/2/2008

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196838

JPMSAF0067670

MADWAA00295692

JPMC xxxxxxx452

15645

1KW332

EDWARD TEPPER

9/28/2005

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167543

JPMSAF0038056

JPMSAF0038057

266650

1KW332

EDWARD TEPPER

6/30/2005

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165090

JPMSAF0035584

MADWAA00156060

JPMC xxxxxxxxx565

279368

1KW161

ARTHUR FRIEDMAN ET AL TIC

3/19/2002

(16,665.92)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132909

JPMSAF0002589

MADWAA00077129

JPMC xxxxxx076

MADWAA00167145

JPMC xxxxxxxxx565

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

21 of 60

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Bank Account
Number(s)

FRED WILPON, JUDITH A.
WILPON
FRED WILPON AND
xxxx269
JUDITH A. WILPON
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
xxxx269

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

10/1/2002

9/30/2009

10/1/2002

9/30/2009

9/30/2009

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

No

10/1/2002

Statement
Trans Date

No

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

10/1/2002

9/30/2009

Yes

xxxxxx578 RICHARD A. WILPON

xxxx806 SAUL B. KATZ

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

11/1/2002

10/30/2009

Yes

Under $1 Million

No

MICHAEL KATZ
DAYLE H. KATZ

xxxxxx775

xxxxxx076

xxxxxxx452UNKNOWN

Under $1 Million

Under $1 Million

xxxxxxx452M. B. TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxxx452MARVIN B TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

xxxx269

FRED WILPON & JUDITH
A WILPON

10/1/2002

9/30/2009

No

xxxxxxx452MARVIN B TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxxx452M. B. TEPPER

xxxxxx578 RICHARD A. WILPON

11/1/2002

10/30/2009

Yes

Under $1 Million

STERLING JET II LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
xxxxxxx452M. B. TEPPER
xxxxxx775

MICHAEL KATZ
DAYLE H. KATZ

xxxxxxx452UNKNOWN

10/1/2002

9/30/2009

No

11/1/2002

10/30/2009

Yes

10/1/2002

9/30/2009
10/30/2009

Yes

Under $1 Million

No

11/1/2002

Under $1 Million

xxxxxxx452M. B. TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxxx452MARVIN B TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxxx452M. B. TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxx269

FRED WILPON & JUDITH
A WILPON

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxxx452UNKNOWN

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxxx452M. B. TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

No

xxxxxxx452MARVIN B TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxxx452M. B. TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
xxxxxx254

xxxx269

FRED WILPON, JUDITH A.
WILPON

COLLEGE PL
xxxxxx593 ENTERPRISES PROFIT
SHARING PLAN
xxxx527 IRIS J. KATZ
xxxxxxx452MARVIN B TEPPER
xxxx806 SAUL B KATZ
FRED WILPON & JUDITH
A WILPON
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
xxxx269

xxxxxxx452MARVIN B TEPPER
xxx452 MARVIN B TEPPER

10/1/2002

9/30/2009

No

11/1/2002

10/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

11/1/2002

10/30/2009

Yes

Under $1 Million

Under $1 Million

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxxx452MARVIN TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxxx452M. B. TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

ARTHUR FRIEDMAN
& RUTH FRIEDMAN J/T
xxxxxx076 WRDS
STERLING EQUITIES
FUNDING CO
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

10/1/2002

9/30/2009

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC

10/1/2002

9/30/2009

No

11/1/2002

10/30/2009

Yes

xxxxxxx452M. B. TEPPER
xxxxxx899 STERLING 15C LLC

10/1/2002

9/30/2009

11/1/2002

10/30/2009

Yes

Under $1 Million

No

xxxxxxx452MARVIN B TEPPER

Under $1 Million

xxxxxxx452M. B. TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxxx452MARVIN B TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

11/1/2002

10/30/2009

Yes

10/1/2002

9/30/2009

No

IRIS J. KATZ PAYABLE TO
SAUL B. KATZ
STERLING THIRTY
xxxxxx711
VENTURE LLC
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
xxxx806

xxxxxxx452M. B. TEPPER
STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
xxx452 MARVIN B TEPPER
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

No

11/1/2002

10/30/2009

Yes

Under $1 Million

Under $1 Million

10/1/2002

9/30/2009

No

xxxxxxx452UNKNOWN

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxxx452UNKNOWN

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxxx452M. B. TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

xxxxxxxxx565EDWARD TEPPER

11/26/2003

9/30/2009

Yes

Under $1 Million

xxxxxxxxx565EDWARD TEPPER

11/26/2003

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

ARTHUR FRIEDMAN ET
xxxxxx076 AL TIC / STERLING
EQUITIES FUNDING CO

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

46172

1KW260

FRED WILPON FAMILY TRUST

10/1/2003

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147731

JPMSAF0017546

MADWAA00234780

JPMC xxxxxx254

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

279390

1KW259

STERLING JET II LTD

3/19/2002

(12.41)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132912

JPMSAF0002592

MADWAA00077133

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

279397

1KW339

STERLING METS ASSOCIATES

3/19/2002

(82.91)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132916

JPMSAF0002596

MADWAA00077141

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

46446

1KW260

FRED WILPON FAMILY TRUST

7/1/2004

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155256

JPMSAF0024808

JPMSAF0024809

MADWAA00340285

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

133480

1KW260

FRED WILPON FAMILY TRUST

1/2/2004

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

150453

JPMSAF0019490

JPMSAF0019491

MADWAA00237731

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

194200

1KW260

FRED WILPON FAMILY TRUST

1/2/2003

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140660

JPMSAF0010543

MADWAA00118074

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

279722

1KW024

SAUL B KATZ

1/11/2001

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122236

MADWAA00151991

JPMC xxxxxx806

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

226614

1KW260

FRED WILPON FAMILY TRUST

7/1/2005

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165293

JPMSAF0035780

JPMSAF0035781

MADWAA00156440

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

239599

1KW260

FRED WILPON FAMILY TRUST

4/1/2004

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152867

JPMSAF0022167

JPMSAF0022168

MADWAA00227089

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

241909

1KW260

FRED WILPON FAMILY TRUST

4/1/2005

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162677

JPMSAF0033010

JPMSAF0033011

MADWAA00165393

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

280847

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

9/11/2000

(542,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111035

MADWAA00243597

JPMC xxxxxx578

280882

1KW260

FRED WILPON FAMILY TRUST

9/11/2000

(422,100.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111048

MADWAA00243623

JPMC xxxxxx254

281058

1KW154

IRIS J KATZ C/O STERLING EQUITES

3/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90254

MADWAA00385978

JPMC xxxxxx076

281075

1KW154

IRIS J KATZ C/O STERLING EQUITES

3/29/1999

(348,775.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90607

MADWAA00392006

JPMC xxxxxx076

281493

1KW155

1/13/1999

(1,015,275.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89727

MADWAA00381147

JPMC xxxxxx269

281742

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

8/2/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94367

MADWAA00191823

281793

1KW108

GREGORY KATZ

6/14/2000

(6,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108769

281811

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

6/14/2000

(4,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108770

No

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

Under $1 Million

JPMSAF0030329

JPMSAF0030330

MADWAA00336131

1KW201

DAVID M KATZ

6/14/2000

(336,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108774

MADWAA00244929

JPMC xxxxxx528

1KW237

IRIS J KATZ-T STERLING EQUITIES

6/21/2000

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108870

MADWAA00245095

JPMC xxxxxx527

1KW259

STERLING JET II LTD

6/1/2000

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108538

MADWAA00245487

JPMC xxxxxx076

281921

1KW272

IRIS J KATZ - O STERLING EQUITIES

6/21/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108871

MADWAA00245097

JPMC xxxxxx527

282167

1KW260

FRED WILPON FAMILY TRUST

12/1/2000

(41,667.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113171

MADWAA00140956

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx254

282242

1KW108

GREGORY KATZ

11/1/2000

(21,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112720

MADWAA00242547

JPMC xxxxxx354

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx354 GREGORY KATZ

287537

1KW260

FRED WILPON FAMILY TRUST

10/1/2002

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

138173

JPMSAF0007918

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx254

282926

1KW156

STERLING 15C LLC

10/1/2001

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127788

MADWAA00088575

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

10/11/2001

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128894

MADWAA00088065

7/1/2003

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145440

JPMSAF0015408

MADWAA00309995

4/11/2005

(38,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

163669

JPMSAF0034052

JPMSAF0034053
JPMSAF0021192

282938

1KW156

STERLING 15C LLC

306049

1KW260

FRED WILPON FAMILY TRUST

241840

1KW108

GREGORY KATZ

264812

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

2/25/2004

(37,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151949

JPMSAF0021191

283359

1KW201

DAVID M KATZ

2/29/2000

(116,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101856

MADWAA00124138

xxxxxx528 DAVID M. KATZ
xxxx527 IRIS J. KATZ
xxxxxx076

STERLING EQUITIES
FUNDING CO

xxxx527 IRIS J. KATZ
WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx899 STERLING 15C LLC

JP MORGAN CHASE
BANK

xxxxxx254

MADWAA00165601

JPMC xxxxxx887

10/25/2002

10/23/2009

Yes

Under $1 Million

JPMC xxxxxx550

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx887 UNKNOWN

MADWAA00223367

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

xxxxxx550 TODD KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

No

JP MORGAN CHASE
BANK

10/19/2002

9/30/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES

1KW004

3/10/2003

(37,400.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142396

JPMSAF0012389

MADWAA00319760

JPMC xxxxxx308

83128

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

6/15/2005

(37,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164842

JPMSAF0035343

JPMSAF0035344

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

DAVID M. KATZ
xxxxxx076 STERLING EQUITIES
FUNDING CO
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

283609

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

6/1/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125261

MADWAA00099238

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076 JUDITH WILPON

283614

1KW257

STERLING JET LTD

6/1/2001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125266

MADWAA00099248

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

283735

1KW067

FRED WILPON

4/12/2001

(836,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124575

MADWAA00132573

JPMC xxxxxx269

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

283757

1KW108

GREGORY KATZ

4/12/2001

(2,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124576

MADWAA00132575

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

283768

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

4/12/2001

(8,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124578

MADWAA00132579

JPMC xxxxxx775

CHASE MANHATTAN
BANK

283774

1KW024

SAUL B KATZ

4/12/2001

(682,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124573

MADWAA00132569

JPMC xxxxxx806

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

STERLING JET LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON
GREGORY KATZ
xxxxxx775 MICHAEL KATZ
DAYLE H. KATZ
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

283818

1KW259

STERLING JET II LTD

4/2/2001

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123341

MADWAA00149587

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

283824

1KW260

FRED WILPON FAMILY TRUST

4/2/2001

(75,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123342

MADWAA00149589

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

283828

1KW260

FRED WILPON FAMILY TRUST

4/2/2001

(36,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123562

MADWAA00150009

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

283837

1KW260

FRED WILPON FAMILY TRUST

4/24/2001

(621,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124730

MADWAA00132843

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

261666

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

4/11/2005

(36,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

163671

JPMSAF0034056

JPMSAF0034057

JPMC xxxxxx550

CHASE MANHATTAN
BANK

462

1KW067

FRED WILPON

12/1/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179979

JPMSAF0051373

MADWAA00206246

JPMC xxxxxx076

JP MORGAN CHASE BANK

xxxxxx076

928

1KW067

FRED WILPON

3/3/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194093

JPMSAF0064990

MADWAA00296846

JPMC xxxxxx076

284160

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

6/14/1999

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92760

MADWAA00185133

JPMC xxxxxx578

284167

1KW120

SAUL B KATZ DP

6/25/1999

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92892

MADWAA00191927

JPMC xxxxxx806

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK

MADWAA00161128

MADWAA00165605

284195

1KW161

ARTHUR FRIEDMAN ET AL TIC

6/1/1999

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92532

MADWAA00185777

JPMC xxxxxx076

CHASE MANHATTAN
BANK

284204

1KW154

IRIS J KATZ C/O STERLING EQUITES

6/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92528

MADWAA00185769

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

284436

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

4/12/2002

(581,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134400

JPMSAF0004030

MADWAA00064332

4302

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

3/1/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172239

JPMSAF0043274

JPMSAF0043275

284586

1KW154

IRIS J KATZ C/O STERLING EQUITES

9/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94731

MADWAA00189451

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

284619

1KW019

MICHAEL KATZ

9/14/1999

(77,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94907

MADWAA00189917

JPMC xxxxxx076

CHASE MANHATTAN
BANK

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174481

JPMSAF0045769

(47,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94909

JPMC xxxxxx775
MADWAA00366471

JPMSAF0045770

MADWAA00367632

JPMSAF0045772

MADWAA00367634

12/1/2005

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169500

JPMSAF0040242

JPMSAF0040243

MADWAA00364088

4/1/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194601

JPMSAF0065472

MADWAA00298235

JUDITH A WILPON C/O STERLING
EQUITIES

6/14/2000

(203,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108772

JUDITH A WILPON-K STERLING EQUITIES

6/21/2000

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108866

34132

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

42022

1KW067

FRED WILPON

JPMC xxxxxx076

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00189921
JPMSAF0045771

Under $1 Million

JP MORGAN CHASE BANK

CHASE MANHATTAN
BANK

5/1/2006

Under $1 Million

JPMC xxxxxx899

MADWAA00044055

9/14/1999

No

JPMC xxxxxx254

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

1KW233

No

9/30/2009

281844

285042

9/30/2009

10/1/2002

xxxxxx076 JUDITH WILPON

281909

1KW155

Under $1 Million

10/1/2002

JP MORGAN CHASE
BANK

FRED WILPON, JUDITH A.
WILPON

281865

285037

Yes

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

174482

9/30/2009

JPMC xxxxxx775

xxxx269

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

509 Account

Under $1 Million

10/1/2002

MADWAA00244921

JPMC xxxxxx076

Yes

Under $1 Million

Yes

No

JPMC xxxxxx076

Check

Yes

9/30/2009

9/30/2009

JPMC xxxxxx254

Withdrawal

9/30/2009

10/1/2002

10/1/2002

MADWAA00245473

CHECK

10/1/2002

GREGORY KATZ
xxxxxx775 MICHAEL KATZ
DAYLE H. KATZ
HOWARD KATZ
MICHAEL KATZ AS
xxxxxx775 CUSTODIAN
MICHAEL KATZ
DAYLE H. KATZ
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

MADWAA00245475

CW

No

JP MORGAN CHASE
BANK

108531

(35,000.00)

9/30/2009

CHASE MANHATTAN
BANK

108532

5/1/2006

Under $1 Million

10/1/2002

JPMC xxxxxx775

509 Account

STERLING BRUNSWICK SEVEN LLC

Yes

MADWAA00244919

509 Account

1KW077

9/30/2009

No

Yes

1KW420

Under $1 Million

10/1/2002

9/30/2009

Yes

1KW077

Yes

10/1/2002

Check

4493

9/30/2009

JPMC xxxxxx076

Check

26190

Under $1 Million

10/1/2002

No

Withdrawal

13454

Yes

9/30/2009

Withdrawal

JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

No

9/30/2009

10/1/2002

CHECK

FRED WILPON

9/30/2009

10/1/2002

No

CHECK

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

10/1/2002

9/30/2009

CW

1KW067

Under $1 Million

9/30/2009

CW

1KW052

No

9/30/2009

(96,000.00)

4486

9/30/2009

10/1/2002

(42,000.00)

284646

10/1/2002

10/1/2002

6/1/2000

298183

Yes

10/1/2002

6/1/2000

160188

9/30/2009

xxxxxx076 IRIS J. KATZ

IRIS J KATZ C/O STERLING EQUITES

509 Account

Tracing Results

10/1/2002

xxxxxx076 IRIS J. KATZ

JUDITH A WILPON C/O STERLING
EQUITIES

Yes

Check Bates
Reference

xxxxxx254

1KW155

Check

Bank Statement Bank Statement
Amount
Bates Reference

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

1KW154

Withdrawal

Statement
Trans Date

JP MORGAN CHASE
BANK

1KW260

CHECK

WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES

Transaction within
Available Records

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

281832

CW

xxxx806 SAUL B KATZ

Available Records
Through

CHASE MANHATTAN
BANK

281825

(39,750.00)

WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING JET II LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES

Available Records
Beginning

xxxxxx578 RICHARD A. WILPON

252745

1/3/2005

Potential Bank Account
Holder(s) [2]

JP MORGAN CHASE
BANK

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

FRED WILPON FAMILY TRUST

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx076
JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00244925

JPMC xxxxxx269

MADWAA00245087

JPMC xxxxxx269

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

9/1/2005

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167092

JPMSAF0037632

MADWAA00163450

10/2/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178547

JPMSAF0049767

MADWAA00198365

MADWAA00164046

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

22 of 60

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

xxxxxx550 TODD KATZ

10/1/2002

9/30/2009

Yes

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

Yes

12/4/2006

35,000.00

JPMSDD0007585

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/4/2008

35,000.00

JPMSDD0015007

Confirmed - Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

3/2/2006

35,000.00

JPMSDD0013228

Confirmed - Under $1 Million

5/2/2006

35,000.00

JPMSDD0012636

Confirmed - Under $1 Million

xxxx806 SAUL B KATZ
STERLING JET II LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES

Under $1 Million

9/30/2009

No

10/1/2002

9/30/2009

No

ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

No

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

MICHAEL KATZ
xxxxxx076 STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
LEONARD J SCHREIER
xxxxxx076 STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

5/2/2006

35,000.00

JPMSDD0012641

Confirmed - Under $1 Million

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

12/5/2005

35,000.00

JPMSDD0016944

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/2/2008

35,000.00

JPMSDD0015403

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

9/6/2005

35,000.00

JPMSDD0007304

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/3/2006

35,000.00

JPMSDD0011898

Confirmed - Under $1 Million

xxxx806 SAUL B. KATZ

STERLING EQUITIES
FUNDING
FRED WILPON, JUDITH A.
xxxx269
WILPON
FRED WILPON AND
xxxx269
JUDITH A. WILPON

xxxxxx076

xxxxxx076 JUDITH WILPON
xxxxxx076

STERLING EQUITIES
FUNDING CO

No

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

Amount per
Customer
Statement

42700

1KW420

STERLING BRUNSWICK SEVEN LLC

2/1/2008

46852

1KW067

FRED WILPON

2/1/2006

52201

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

1/3/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

285520

1KW161

ARTHUR FRIEDMAN ET AL TIC

6/1/2001

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Yes

509 Account

193648

JPMSAF0064578

MADWAA00287574

Yes

509 Account

171813

JPMSAF0042808

JPMSAF0042809

MADWAA00363175

170200

JPMSAF0041038

JPMSAF0041039

MADWAA00359800

125264

MADWAA00099244

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(35,000.00)

CW

CHECK

Withdrawal

Check

(35,000.00)

CW

CHECK

Withdrawal

Check

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

JPMC xxxxxx076

JP MORGAN CHASE BANK

1/3/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170199

JPMSAF0041036

JPMSAF0041037

MADWAA00359798

JPMC xxxxxx076

JP MORGAN CHASE BANK

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174979

JPMSAF0046312

JPMSAF0046313

MADWAA00211072

JPMC xxxxxx076

JP MORGAN CHASE BANK

285851

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

4/1/2002

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

133352

JPMSAF0003010

MADWAA00066208

JPMC xxxxxx674

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

285920

1KW314

STERLING THIRTY VENTURE LLC B

4/1/2002

(155,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

133135

JPMSAF0002799

MADWAA00065784

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

78764

1KW067

FRED WILPON

8/1/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

176998

JPMSAF0048305

MADWAA00210169

JPMC xxxxxx076

JP MORGAN CHASE BANK

79103

1KW067

FRED WILPON

10/1/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199971

JPMSAF0070662

MADWAA00303171

JPMC xxxxxx076

JP MORGAN CHASE BANK

79172

1KW420

STERLING BRUNSWICK SEVEN LLC

10/1/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199992

JPMSAF0070683

MADWAA00303213

JPMC xxxxxx076

JP MORGAN CHASE BANK

88743

1KW420

STERLING BRUNSWICK SEVEN LLC

11/1/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190661

JPMSAF0061644

MADWAA00261895

JPMC xxxxxx076

JP MORGAN CHASE BANK

90397

1KW067

FRED WILPON

9/2/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199343

JPMSAF0070063

MADWAA00301985

JPMC xxxxxx076

JP MORGAN CHASE BANK

132046

1KW067

FRED WILPON

7/1/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197888

JPMSAF0068686

MADWAA00286948

JPMC xxxxxx076

JP MORGAN CHASE BANK

134268

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

10/3/2005

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168052

JPMSAF0038622

JPMSAF0038623

MADWAA00168095

JPMC xxxxxx076

JP MORGAN CHASE BANK

134589

1KW067

FRED WILPON

3/1/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172238

JPMSAF0043272

JPMSAF0043273

MADWAA00366469

JPMC xxxxxx076

JP MORGAN CHASE BANK

147973

1KW420

STERLING BRUNSWICK SEVEN LLC

1/2/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191931

JPMSAF0062905

MADWAA00290973

JPMC xxxxxx076

JP MORGAN CHASE BANK

288430

1KW154

IRIS J KATZ C/O STERLING EQUITES

5/3/2000

(125,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108169

MADWAA00048888

JPMC xxxxxx527

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

Withdrawal

Check

Yes

509 Account

183458

JPMSAF0054780

MADWAA00266778

288433

1KW161

JPMC xxxxxx076

CHASE MANHATTAN
BANK

288463

1KW019

MICHAEL KATZ

4/12/2000

(448,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107753

MADWAA00038807

JPMC xxxxxx775

CHASE MANHATTAN
BANK

288482

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

4/28/2000

(175,135.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108064

MADWAA00048690

JPMC xxxxxx578

288514

1KW201

DAVID M KATZ

4/24/2000

(20,797.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107992

MADWAA00048590

JPMC xxxxxx528

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

288609

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

2/29/2000

(140,400.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101852

MADWAA00044047

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

288634

1KW231

BETTY RONSON ED TEPPER & SHELLY
TEPPER TIC

2/25/2000

(346,926.89)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101822

MADWAA00049918

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

288644

1KW257

STERLING JET LTD

2/1/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101538

MADWAA00049498

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

288648

1KW263

MARVIN B TEPPER

2/29/2000

(21,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101857

MADWAA00044057

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

ARTHUR FRIEDMAN ET AL TIC

5/1/2000

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108111

MADWAA00048780

288922

1KW067

FRED WILPON

9/11/2000

(493,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111033

MADWAA00243593

JPMC xxxxxx269

288940

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

9/1/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110870

MADWAA00244225

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

288950

1KW156

STERLING 15C LLC

9/1/2000

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110871

MADWAA00244227

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

166147

1KW067

FRED WILPON

4/3/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172827

JPMSAF0043932

JPMSAF0043933

JPMC xxxxxx076

JP MORGAN CHASE BANK

167804

1KW067

FRED WILPON

4/1/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194579

JPMSAF0065451

MADWAA00298199

JPMC xxxxxx076

JP MORGAN CHASE BANK

168024

1KW067

FRED WILPON

9/1/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177493

JPMSAF0048763

MADWAA00209094

JPMC xxxxxx076

JP MORGAN CHASE BANK

172127

1KW420

STERLING BRUNSWICK SEVEN LLC

10/1/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189091

JPMSAF0060131

MADWAA00264710

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

150011

1KW420

STERLING BRUNSWICK SEVEN LLC

155639

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

161155

1KW420

STERLING BRUNSWICK SEVEN LLC

289545

1KW260

FRED WILPON FAMILY TRUST

172674

1KW067

FRED WILPON

289872

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

8/1/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198905

JPMSAF0069657

MADWAA00300224

11/1/2005

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169005

JPMSAF0039701

JPMSAF0039702

6/2/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196846

JPMSAF0067678

MADWAA00295708

2/1/2001

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122542

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076
MADWAA00374843

JP MORGAN CHASE BANK

JPMC xxxxxx076

MADWAA00354881

MADWAA00146084

JP MORGAN CHASE BANK

12/3/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191208

JPMSAF0062216

MADWAA00291616

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

5/1/2002

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134686

JPMSAF0004320

MADWAA00066748

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

188660

1KW067

FRED WILPON

8/1/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198884

JPMSAF0069636

MADWAA00300190

JPMC xxxxxx076

188958

1KW420

STERLING BRUNSWICK SEVEN LLC

9/2/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199364

JPMSAF0070084

MADWAA00302025

JPMC xxxxxx076

JP MORGAN CHASE BANK

189496

1KW067

FRED WILPON

7/3/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175554

JPMSAF0046909

MADWAA00372775

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK

IRIS J KATZ C/O STERLING EQUITES

5/10/2002

(60,000.00)

Wire

Yes

703 Account

290202

1KW237

IRIS J KATZ-T STERLING EQUITIES

12/24/1998

(220,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88402

MADWAA00379026

180598

289877

1KW067

1KW154

FRED WILPON

9/4/2007

(35,000.00)

CW

CW

CHECK WIRE

CHECK

Withdrawal

Withdrawal

Check

Yes

509 Account

188524

JPMSAF0059590

290213

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

12/11/1998

(315,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88204

290237

1KW273

JUDITH A WILPON - O STERLING EQUITIES

12/23/1999

(107,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97323

n/a - wire

16634

CHASE MANHATTAN
BANK
JP MORGAN CHASE BANK

MADWAA00378710

JPMC xxxxxx775

MADWAA00057486

JPMC xxxxxx076

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

180604

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

JPMSAF0059711

MADWAA00276340

1KW067

FRED WILPON

4/2/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183436

JPMSAF0054758

MADWAA00266734

1KW175

STERLING PATHOGENESIS CO

3/1/2000

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101920

MADWAA00044177

CW

CHECK

Withdrawal

Check

Yes

509 Account

188648

19952

JPMC xxxxxx806

290711

(35,000.00)

3095

JPMC xxxxxx076

MADWAA00276104

184406

9/6/2007

JPMC xxxxxx802
JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

CHASE MANHATTAN
BANK
JP MORGAN CHASE BANK

292174

1KW161

ARTHUR FRIEDMAN ET AL TIC

10/2/2000

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111327

MADWAA00260011

JPMC xxxxxx076

CHASE MANHATTAN
BANK

292181

1KW260

FRED WILPON FAMILY TRUST

10/17/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112520

MADWAA00259613

JPMC xxxxxx254

CHASE MANHATTAN
BANK

191535

1KW067

FRED WILPON

1/2/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191911

JPMSAF0062885

292311

1KW156

STERLING 15C LLC

12/1/2000

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113168

JPMC xxxxxx076

MADWAA00140950

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00290939

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

222647

1KW067

FRED WILPON

1/2/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180751

JPMSAF0052460

MADWAA00195218

JPMC xxxxxx076

JP MORGAN CHASE BANK

293666

1KW053

LEONARD SCHREIER AND SANFORD
KOUFAX TIC

7/5/2002

(3,192,063.32)

CW

CHECK

Withdrawal

Check

Yes

509 Account

136710

JPMSAF0006440

MADWAA00110572

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

293685

1KW260

FRED WILPON FAMILY TRUST

7/1/2002

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135876

JPMSAF0005610

MADWAA00112292

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

228756

1KW067

FRED WILPON

9/1/2005

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167091

JPMSAF0037631

JPMC xxxxxx076

JP MORGAN CHASE BANK

241162

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

8/1/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

176999

JPMSAF0048306

193012

1KW420

STERLING BRUNSWICK SEVEN LLC

292708

1KW019

MICHAEL KATZ

198704

1KW420

STERLING BRUNSWICK SEVEN LLC

292739

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

201241

1KW067

FRED WILPON

219649

1KW067

FRED WILPON

293124

1KW024

SAUL B KATZ

293185

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

219899

1KW067

FRED WILPON

293233

1KW067

FRED WILPON

220185

1KW420

STERLING BRUNSWICK SEVEN LLC

12/3/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191230

JPMSAF0062237

12/17/1999

(24,035.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97209

MADWAA00057300

3/3/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194114

JPMSAF0065011

MADWAA00291656

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

12/13/1999

(147,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97096

MADWAA00057101

2/1/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193628

JPMSAF0064559

MADWAA00287538

JPMC xxxxxx269

CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

2/1/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182425

JPMSAF0053810

1/2/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130898

JPMSAF0000614

12/7/2001

(133,400.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130497

JPMSAF0000242

MADWAA00199888

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00068573

JPMC xxxxxx806

JP MORGAN CHASE BANK

MADWAA00073419

JPMC xxxxxx578

12/1/2005

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169499

JPMSAF0040240

JPMSAF0040241

JPMC xxxxxx076

JP MORGAN CHASE BANK

6/24/2002

(4,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135540

JPMSAF0005212

MADWAA00063273

JPMC xxxxxx269

JP MORGAN CHASE BANK

2/1/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182444

JPMSAF0053829

MADWAA00199926

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00296882

MADWAA00364086

220635

1KW067

FRED WILPON

3/1/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182822

JPMSAF0054177

MADWAA00203434

JPMC xxxxxx076

JP MORGAN CHASE BANK

221407

1KW420

STERLING BRUNSWICK SEVEN LLC

6/1/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185781

JPMSAF0057010

MADWAA00278076

JPMC xxxxxx076

JP MORGAN CHASE BANK

294089

1KW156

STERLING 15C LLC

6/3/2002

(325,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135154

JPMSAF0004813

JPMSDD0014672

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

2/3/2006

35,000.00

JPMSDD0014394

Confirmed - Under $1 Million

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

1/4/2006

35,000.00

JPMSDD0014091

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

xxxxxx076

6/1/2006

CHECK

35,000.00

JP MORGAN CHASE
BANK

FRED WILPON

CW

2/4/2008

JP MORGAN CHASE BANK

FRED WILPON

(35,000.00)

Yes

JPMC xxxxxx076

1KW067

4/2/2007

Statement
Trans Date

9/30/2009

JPMC xxxxxx076

JPMC xxxxxx076

1KW067

STERLING BRUNSWICK SEVEN LLC

Transaction within
Available Records

10/1/2002

xxxxxx076

JP MORGAN CHASE BANK

61660

1KW420

MADWAA00210171
MADWAA00063643

Potential Bank Account
Holder(s) [2]

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

72140

52839

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

ARTHUR FRIEDMAN ET
AL TIC
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxxxx674 ROSE KATZ
STERLING THIRTY
xxxxxx076 VENTURE / STERLING
EQUITIES FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxxxx076 JUDITH WILPON
xxxxxx076
xxxxxx076

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING

xxxx527 IRIS J. KATZ
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

Available Records
Beginning

Available Records
Through

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

10/1/2002

9/30/2009

Yes

4/4/2007

35,000.00

JPMSDD0009194

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/4/2006

35,000.00

JPMSDD0014090

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/2/2006

35,000.00

JPMSDD0012929

Confirmed - Under $1 Million

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

8/2/2006

35,000.00

JPMSDD0012357

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/2/2008

35,000.00

JPMSDD0025963

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/2/2008

35,000.00

JPMSDD0025960

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/2/2007

35,000.00

JPMSDD0019908

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/3/2008

35,000.00

JPMSDD0027100

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/2/2008

35,000.00

JPMSDD0016586

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/5/2005

35,000.00

JPMSDD0017536

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2006

35,000.00

JPMSDD0013225

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/3/2008

35,000.00

JPMSDD0020800

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

No

10/1/2002

9/30/2009

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

MICHAEL KATZ
DAYLE KATZ
STERLING EQUITIES
FUNDING
BETTY RONSON
ED TEPPER
xxxxxx076 SHELLY TEPPER
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
MARVIN TEPPER
xxxxxx076 STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON
xxxxxx076

xxxxxx076 JUDITH A. WILPON
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076
FUNDING

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

8/4/2008

35,000.00

JPMSDD0026819

Confirmed - Under $1 Million

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

11/3/2005

35,000.00

JPMSDD0017842

Confirmed - Under $1 Million

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING CO
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

Yes

6/3/2008

35,000.00

JPMSDD0016141

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/5/2006

35,000.00

JPMSDD0013658

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/2/2008

35,000.00

JPMSDD0015409

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/5/2006

35,000.00

JPMSDD0011658

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/2/2007

35,000.00

JPMSDD0019450

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

12/4/2007

35,000.00

JPMSDD0020236

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

9/5/2007

35,000.00

JPMSDD0011002

Confirmed - Under $1 Million

4/4/2007

35,000.00

JPMSDD0009190

Confirmed - Under $1 Million

8/4/2008

35,000.00

JPMSDD0026810

Confirmed - Under $1 Million

xxxxxx076

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

STERLING EQUITIES
FUNDING CO
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

xxxxxx802 UNKNOWN

10/1/2002

9/30/2009

Yes

xxxxxx076

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
ARTHUR FRIEDMAN ET
AL
xxxxxx076
STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING
FRED WILPON, JUDITH A.
xxxx269
WILPON
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

Yes

xxxxxx076

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

xxxx806 SAUL B. KATZ
xxxxxx076

xxxx806 SAUL B KATZ

No

Under $1 Million

10/1/2002

9/30/2009

Yes

9/3/2008

35,000.00

JPMSDD0027101

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/5/2006

35,000.00

JPMSDD0012120

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

1/3/2008

35,000.00

JPMSDD0020803

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

12/4/2007

35,000.00

JPMSDD0020233

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

3/4/2008

35,000.00

JPMSDD0015004

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

2/4/2008

35,000.00

JPMSDD0014663

Confirmed - Under $1 Million

9/30/2009

Yes

2/2/2007

35,000.00

JPMSDD0008438

Confirmed - Under $1 Million

Confirmed - Under $1 Million

10/1/2002
10/1/2002

9/30/2009

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

xxxxxx076

STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
A WILPON
STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

Yes

12/6/2005

35,000.00

JPMSDD0016954

xxxx269

10/1/2002

9/30/2009

No

xxxxxx076

10/1/2002

9/30/2009

Yes

2/2/2007

35,000.00

JPMSDD0008450

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2007

35,000.00

JPMSDD0008716

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/4/2007

35,000.00

JPMSDD0009868

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/3/2007

35,000.00

JPMSDD0008117

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

9/6/2005

35,000.00

JPMSDD0007301

Confirmed - Under $1 Million

8/2/2006

35,000.00

JPMSDD0012354

Confirmed - Under $1 Million

12/2/2008

35,000.00

JPMSDD0024993

Confirmed - Under $1 Million

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC

10/1/2002

9/30/2009

No

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

xxxxxx899 STERLING 15C LLC

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

294101

1KW156

STERLING 15C LLC

6/28/2002

(137,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

136130

JPMSAF0005867

MADWAA00111738

JPMC xxxxxx899

242380

1KW067

FRED WILPON

12/1/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202025

JPMSAF0072633

MADWAA00304127

JPMC xxxxxx076

CHASE MANHATTAN
BANK

23 of 60

xxxxxx076

STERLING EQUITIES
FUNDING CO

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

242421

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

249347

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

250565

1KW420

STERLING BRUNSWICK SEVEN LLC

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

7/27/2005

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166492

JPMSAF0037018

JPMSAF0037019

MADWAA00157955

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

6/1/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174980

JPMSAF0046314

JPMSAF0046315

MADWAA00211074

JPMC xxxxxx076

JP MORGAN CHASE BANK

5/1/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185236

JPMSAF0056501

MADWAA00279316

275082

1KW420

STERLING BRUNSWICK SEVEN LLC

12/1/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202046

JPMSAF0072650

MADWAA00304165

JPMC xxxxxx076

JP MORGAN CHASE BANK

275230

1KW067

FRED WILPON

5/1/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196244

JPMSAF0067086

MADWAA00293006

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

279172

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

4/4/2003

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143291

JPMSAF0013231

MADWAA00306242

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

295566

1KW156

STERLING 15C LLC

1/4/1999

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88571

MADWAA00378113

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

254735

1KW067

FRED WILPON

6/2/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196825

JPMSAF0067657

1KW067

FRED WILPON

11/1/2005

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169004

JPMSAF0039699

JPMSAF0039700

256118

1KW420

STERLING BRUNSWICK SEVEN LLC

5/1/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196265

JPMSAF0067107

MADWAA00293044

294783

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

11/1/1999

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96505

MADWAA00189017

261833

1KW067

FRED WILPON

7/2/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186373

JPMSAF0057563

MADWAA00273584

261901

1KW420

STERLING BRUNSWICK SEVEN LLC

7/2/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186393

JPMSAF0057583

JPMC xxxxxx076

MADWAA00295666

255687

MADWAA00273624

JP MORGAN CHASE BANK

262057

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

2/1/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

171814

JPMSAF0042810

JPMSAF0042811

1KW420

STERLING BRUNSWICK SEVEN LLC

3/1/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182844

JPMSAF0054199

JP MORGAN CHASE BANK
CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076
MADWAA00363177

JP MORGAN CHASE BANK

JPMC xxxxxx076

MADWAA00203478

JP MORGAN CHASE BANK

JPMC xxxxxx076

JPMC xxxxxx076

265296

JPMC xxxxxx076
MADWAA00354879

JP MORGAN CHASE BANK

9/30/2009

Yes

7/2/2008

35,000.00

JPMSDD0016588

Confirmed - Under $1 Million

Yes

9/5/2006

35,000.00

JPMSDD0011662

Confirmed - Under $1 Million

Yes

5/3/2007

35,000.00

JPMSDD0009533

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

xxxxxx528 DAVID M. KATZ

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

No

FRED WILPON AND
xxxx269
JUDITH A. WILPON
RICHARD WILPON AS
xxxxxx578 CUSTODIAN
SCOTT WILPON
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

4/5/2006

35,000.00

JPMSDD0013656

Confirmed - Under $1 Million

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

Yes

1/3/2007

35,000.00

JPMSDD0008125

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/4/2008

35,000.00

JPMSDD0026475

Confirmed - Under $1 Million

xxxxxx578 RICHARD A WILPON

10/1/2002

9/30/2009

No

9/30/2009

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00279820

JPMC xxxxxx076

JP MORGAN CHASE BANK

MICHAEL KATZ

12/11/1998

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88203

MADWAA00378708

296350

1KW201

DAVID M KATZ

12/17/1999

(2,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97216

MADWAA00057314

296368

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

12/3/2001

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130387

JPMSAF0000139

MADWAA00073239

296386

1KW233

JUDITH A WILPON-K STERLING EQUITIES

12/28/2001

(492,317.27)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130869

JPMSAF0000586

MADWAA00068517

JPMC xxxxxx269

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

296403

1KW207

SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN

12/7/2001

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130502

JPMSAF0000247

MADWAA00072221

JPMC xxxxxx578

CHASE MANHATTAN
BANK

JPMC xxxxxx775

CHASE MANHATTAN
BANK

Withdrawal

Check

Yes

509 Account

197909

JPMSAF0068707

MADWAA00286990

JPMC xxxxxx076

Withdrawal

Check

Yes

509 Account

177494

JPMSAF0048764

MADWAA00209096

JPMC xxxxxx076

Withdrawal

Check

Yes

509 Account

185214

JPMSAF0056482

MADWAA00279276

JPMC xxxxxx076

296029

1KW019

JPMC xxxxxx775
JPMC xxxxxx528
JPMC xxxxxx076

Confirmed - Under $1 Million

9/30/2009

MADWAA00264672

JPMSAF0059084

CHECK

Confirmed - Under $1 Million

JPMSDD0017845

9/30/2009

JPMSAF0060110

187965

CHECK

Confirmed - Under $1 Million

JPMSDD0016136

35,000.00

10/1/2002

189069

509 Account

CHECK

JPMSDD0009530

35,000.00

11/3/2005

10/1/2002

509 Account

Yes

CW

35,000.00

6/3/2008

Yes

10/1/2002

Yes

Check

CW

5/3/2007

Yes

9/30/2009

STERLING EQUITIES
FUNDING CO
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

Check

Withdrawal

CW

Yes

9/30/2009

10/1/2002

xxxxxx076

Withdrawal

CHECK

(35,000.00)

9/30/2009

10/1/2002

xxxxxx076 JUDITH WILPON

CHECK

CW

(35,000.00)

10/1/2002

JP MORGAN CHASE BANK

CW

(35,000.00)

(35,000.00)

Confirmed - Under $1 Million

JP MORGAN CHASE BANK

(35,000.00)

8/1/2007

7/1/2008

35,000.00

JP MORGAN CHASE BANK

10/1/2007

9/1/2006

JPMSDD0012930

Under $1 Million
6/2/2006

No

FRED WILPON

5/1/2007

Tracing Results

Yes

STERLING BRUNSWICK SEVEN LLC

STERLING BRUNSWICK SEVEN LLC

Yes

Check Bates
Reference

9/30/2009

1KW067

JUDITH A WILPON C/O STERLING
EQUITIES

9/30/2009

Bank Statement Bank Statement
Amount
Bates Reference

9/30/2009

1KW420

FRED WILPON

10/1/2002

Statement
Trans Date

Yes

9/30/2009

267544

1KW420

9/30/2009

10/1/2002

JP MORGAN CHASE BANK

1KW077

Transaction within
Available Records

10/1/2002

10/1/2002

JP MORGAN CHASE BANK

1KW067

Available Records
Through

10/1/2002

273309

285084

JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING

Available Records
Beginning

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
xxxxxx076
FUNDING

JPMC xxxxxx076

288110

Potential Bank Account
Holder(s) [2]

xxxxxx076 JUDITH A. WILPON

JPMC xxxxxx076

290212

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

JP MORGAN CHASE
BANK

xxxxxx076

Yes

5/2/2008

35,000.00

JPMSDD0015845

Confirmed - Under $1 Million

7/5/2007

35,000.00

JPMSDD0010276

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/5/2007

35,000.00

JPMSDD0010277

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

2/3/2006

35,000.00

JPMSDD0014393

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2007

35,000.00

JPMSDD0008726

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/2/2007

35,000.00

JPMSDD0019452

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/2/2007

35,000.00

JPMSDD0010601

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/2/2008

35,000.00

JPMSDD0024985

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/2/2008

35,000.00

JPMSDD0015840

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

Under $1 Million

No

296639

1KW019

MICHAEL KATZ

11/5/1999

(322,100.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96597

MADWAA00189187

293473

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

4/3/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172828

JPMSAF0043934

JPMSAF0043935

294821

1KW420

STERLING BRUNSWICK SEVEN LLC

1/2/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180770

JPMSAF0052479

MADWAA00195256

JPMC xxxxxx076

296999

1KW420

STERLING BRUNSWICK SEVEN LLC

11/3/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201582

JPMSAF0072227

MADWAA00285321

JPMC xxxxxx076

297308

1KW207

SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN

6/13/2002

(2,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135397

JPMSAF0005054

MADWAA00063037

JPMC xxxxxx578

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

297313

1KW260

FRED WILPON FAMILY TRUST

6/20/2002

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135510

JPMSAF0005172

MADWAA00063231

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx254

10/1/2002

297840

1KW420

STERLING BRUNSWICK SEVEN LLC

9/4/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188545

JPMSAF0059611

MADWAA00276146

JPMC xxxxxx076

JP MORGAN CHASE BANK

xxxxxx076

10/1/2002

9/30/2009

Yes

JPMSDD0011007

Confirmed - Under $1 Million

298751

1KW067

FRED WILPON

6/1/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185759

JPMSAF0056988

MADWAA00278032

JPMC xxxxxx076

JP MORGAN CHASE BANK

10/1/2002

9/30/2009

Yes

6/5/2007

35,000.00

JPMSDD0009881

Confirmed - Under $1 Million

298938

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

7/3/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175555

JPMSAF0046910

MADWAA00372777

JPMC xxxxxx076

JP MORGAN CHASE BANK

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

Yes

7/5/2006

35,000.00

JPMSDD0012121

Confirmed - Under $1 Million

301744

1KW067

FRED WILPON

11/3/2008

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201560

JPMSAF0072205

MADWAA00285277

JPMC xxxxxx076

JP MORGAN CHASE BANK

xxxxxx076

9/30/2009

Yes

11/4/2008

35,000.00

JPMSDD0026478

Confirmed - Under $1 Million

1KW067

FRED WILPON

8/1/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

187945

JPMSAF0059064

MADWAA00279780

JPMC xxxxxx076

JP MORGAN CHASE BANK

xxxxxx076

10/1/2002

9/30/2009

Yes

8/2/2007

35,000.00

JPMSDD0010603

Confirmed - Under $1 Million

305432

1KW067

FRED WILPON

10/3/2005

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168051

JPMSAF0038620

JPMSAF0038621

JPMC xxxxxx076

JP MORGAN CHASE BANK

xxxxxx076

10/1/2002

9/30/2009

Yes

10/5/2005

35,000.00

JPMSDD0017544

Confirmed - Under $1 Million

311794

1KW067

FRED WILPON

11/1/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190640

JPMSAF0061623

MADWAA00261855

JPMC xxxxxx076

JP MORGAN CHASE BANK

10/1/2002

9/30/2009

Yes

11/2/2007

35,000.00

JPMSDD0019912

Confirmed - Under $1 Million

312941

1KW067

FRED WILPON

11/1/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179500

JPMSAF0050684

MADWAA00212950

JPMC xxxxxx076

JP MORGAN CHASE BANK

10/1/2002

9/30/2009

Yes

11/3/2006

35,000.00

JPMSDD0011259

Confirmed - Under $1 Million

298014

1KW076

6/1/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108527

MADWAA00245465

JPMC xxxxxx076

9/30/2009

No

1KW367

6/9/2006

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175216

JPMSAF0046573

MADWAA00211474

JPMC xxxxxx004

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

10/1/2002

221032

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

302319

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx004 ROBIN WACHTLER

10/19/2002

10/20/2009

Yes

36930

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

9/7/2007

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188693

JPMSAF0059753

MADWAA00276422

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

10/19/2002

10/20/2009

Yes

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

xxxxxx076 CHARLES STERLING SUB

10/1/2002

9/30/2009

Yes

8/2/2006

33,000.00

JPMSDD0012352

Confirmed - Under $1 Million

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

10/1/2002

9/30/2009

Yes

4/5/2006

33,000.00

JPMSDD0013654

Confirmed - Under $1 Million

JPMC xxxxxx254

CHASE MANHATTAN
BANK

CHARLES STERLING SUB
xxxxxx076 LLC / STERLING EQUITIES
FUNDING
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

7/5/2006

33,000.00

JPMSDD0012130

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

11/3/2005

33,000.00

JPMSDD0017835

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/2/2006

33,000.00

JPMSDD0012932

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/6/2005

33,000.00

JPMSDD0007303

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/4/2006

33,000.00

JPMSDD0014096

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/5/2005

33,000.00

JPMSDD0017546

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

Confirmed - Under $1 Million

5163

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

8/1/2006

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177016

JPMSAF0048323

52475

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

4/3/2006

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172844

JPMSAF0043960

298406

1KW260

FRED WILPON FAMILY TRUST

7/2/2001

(37,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125845

MADWAA00374845

MADWAA00168093

MADWAA00210205

MADWAA00103300

JPMSAF0043961

MADWAA00374873

JPMC xxxxxx076

JP MORGAN CHASE
BANK

xxxxxx076

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO

95270

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

7/3/2006

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175572

JPMSAF0046928

MADWAA00372811

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076 CHARLES STERLING SUB

298810

1KW260

FRED WILPON FAMILY TRUST

12/3/2001

(66,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130392

JPMSAF0000143

MADWAA00073245

JPMC xxxxxx254

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx254

141892

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

11/1/2005

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169022

JPMSAF0039729

JPMSAF0039730

MADWAA00354915

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

152858

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

6/1/2006

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174996

JPMSAF0046341

JPMSAF0046342

MADWAA00211102

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

154503

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

9/1/2005

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167109

JPMSAF0037649

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

155505

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

1/3/2006

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170217

JPMSAF0041068

JPMSAF0041069

MADWAA00359834

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

189461

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

10/3/2005

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168069

JPMSAF0038650

JPMSAF0038651

MADWAA00168127

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

299268

1KW067

FRED WILPON

7/12/2000

(320,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110125

MADWAA00249140

JPMC xxxxxx269

299368

1KW108

GREGORY KATZ

1/13/1999

(2,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89724

MADWAA00381141

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

299380

1KW154

IRIS J KATZ C/O STERLING EQUITES

5/1/2001

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124827

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

9/1/2006

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177511

JPMSAF0048781

MADWAA00209130

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

3/1/2006

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172255

JPMSAF0043302

JPMSAF0043303

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

12/1/2005

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169517

JPMSAF0040270

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
BANK

JPMC xxxxxx076

213357
214176
294913

JPMC xxxxxx076

JPMC xxxxxx076

MADWAA00147551

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMSAF0040271

JPMC xxxxxx076
MADWAA00366503
MADWAA00364122

300124

1KW175

STERLING PATHOGENESIS CO

7/1/1999

(130,000.00)

300379

1KW314

STERLING THIRTY VENTURE LLC B

8/1/2002

(155,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137010

JPMSAF0006708

MADWAA00120029

295839

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

2/1/2006

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

171830

JPMSAF0042837

JPMSAF0042838

MADWAA00363209

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

298976

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

5/1/2006

(33,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174498

JPMSAF0045799

JPMSAF0045800

MADWAA00367666

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

MADWAA00276800

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx593

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

79819

1KW427

SAUL B KATZ ET AL TIC

300650

1KW260

FRED WILPON FAMILY TRUST

221841

1KW084

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

300721

1KW260

FRED WILPON FAMILY TRUST

CW

CHECK

Withdrawal

Check

Yes

509 Account

92959

MADWAA00192035

9/20/2007

(32,524.29)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188904

JPMSAF0059953

3/1/2001

(75,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122941

JPMC xxxxxx076

MADWAA00143670

8/1/2007

(32,172.51)

CW

CHECK

Withdrawal

Check

Yes

509 Account

187927

JPMSAF0059046

12/17/1999

(35,807.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97218

MADWAA00057318

300826

1KW154

IRIS J KATZ C/O STERLING EQUITES

8/1/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137004

JPMSAF0006705

300828

1KW220

L THOMAS OSTERMAN ET AL SEF TIC

8/17/2000

(255.31)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110608

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

4/11/2005

(31,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

163674

JPMSAF0034061

2/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161475

JPMSAF0031754

JPMSAF0034063

3655

1KW358

STERLING 20 LLC

11937

1KW402

STERLING 10 LLC STERLING EQUITIES

6/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154565

13089

1KW347

FS COMPANY LLC

4/3/2006

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172840

25701

1KW358

STERLING 20 LLC

12/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159274

JPMSAF0029257

JPMSAF0029258

MADWAA00165611
MADWAA00173353

JPMSAF0023973

JPMSAF0023974

MADWAA00332113

JPMSAF0043953

JPMSAF0043954

MADWAA00333151

9/30/2009

No

9/30/2009

Yes

9/5/2006

33,000.00

JPMSDD0011659

10/1/2002

9/30/2009

Yes

3/2/2006

33,000.00

JPMSDD0013229

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/5/2005

33,000.00

JPMSDD0016947

Confirmed - Under $1 Million

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

2/3/2006

33,000.00

JPMSDD0014390

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/2/2006

33,000.00

JPMSDD0012642

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/21/2007

32,524.29

JPMSDD0011156

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

JP MORGAN CHASE
BANK

xxxxxx076 IRIS J. KATZ

JP MORGAN CHASE
BANK

xxxxxx076

JPMC xxxxxx578

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx578 RICHARD A. WILPON

JP MORGAN CHASE
BANK

STERLING EQUITIES
FUNDING CO
L THOMAS OSTERMAN ET
AL SEF TIC

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO

24 of 60

Under $1 Million

10/1/2002

JP MORGAN CHASE BANK

JP MORGAN CHASE BANK

Under $1 Million

10/1/2002

CHASE MANHATTAN
BANK

JPMC xxxxxx076

JPMSAS0009053

STERLING EQUITIES
FUNDING
CHARLES STERLING SUB
xxxxxx076 LLC / STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
CHARLES STERLING SUB
xxxxxx076 LLC / STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
COLLEGE PLACE
xxxxxx593 ENTERPRISES PROFIT
SHARING
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
xxxxxx076

JPMC xxxxxx076

JPMSAF0031755

35,000.00

xxxxxx076 CHARLES STERLING SUB

JPMC xxxxxx076

MADWAA00120017

9/5/2007

xxxxxx076 IRIS J. KATZ

JPMC xxxxxx076

MADWAA00254181

241878

MADWAA00279744

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES
CHARLES STERLING SUB
xxxxxx076 LLC / STERLING EQUITIES
FUNDING
CHARLES STERLING SUB
xxxxxx076 LLC / STERLING EQUITIES
FUNDING
CHARLES STERLING SUB
xxxxxx076 LLC / STERLING EQUITIES
FUNDING
CHARLES STERLING SUB
xxxxxx076 LLC / STERLING EQUITIES
FUNDING
CHARLES STERLING SUB
xxxxxx076 LLC / STERLING EQUITIES
FUNDING
FRED WILPON & JUDITH
xxxx269
A WILPON
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

No

FS COMPANY / STERLING
EQUITIES FUNDING

No

Under $1 Million

Under $1 Million
2/2/2005

30,000.00

JPMSDD0005114

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/2/2004

30,000.00

JPMSDD0003553

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/5/2006

30,000.00

JPMSDD0013648

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/2/2004

30,000.00

JPMSDD0003050

Confirmed - Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

301329

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

8/1/2001

301333

1KW325

BAS AIRCRAFT LLC

301525

1KW358

26209

1KW358

36411

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126984

MADWAA00086199

8/1/2001

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126993

MADWAA00086217

STERLING 20 LLC

6/3/2002

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135160

JPMSAF0004823

MADWAA00063655

STERLING 20 LLC

9/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156835

JPMSAF0026726

JPMSAF0026727

JPMSAF0026728

MADWAA00350883

1KW402

STERLING 10 LLC STERLING EQUITIES

9/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156837

JPMSAF0026731

JPMSAF0026732

JPMSAF0026733

MADWAA00350887

JPMC xxxxxx076

38868

1KW347

FS COMPANY LLC

2/1/2006

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

171826

JPMSAF0042829

JPMSAF0042830

MADWAA00363201

302344

1KW260

FRED WILPON FAMILY TRUST

11/24/1999

(185,486.40)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96767

MADWAA00188745

43701

1KW358

STERLING 20 LLC

8/2/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156419

JPMSAF0026269

JPMSAF0026270

MADWAA00334748

44125

1KW347

FS COMPANY LLC

5/1/2006

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174494

JPMSAF0045791

JPMSAF0045792

MADWAA00367658

JPMSAF0037117

MADWAA00155211

51923

1KW347

FS COMPANY LLC

302796

1KW236

IRIS J KATZ-K STERLING EQUITIES

8/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166575

JPMSAF0037115

12/8/1998

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88137

76136

1KW358

STERLING 20 LLC

1/3/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159981

JPMSAF0030067

JPMSAF0030068

1KW347

FS COMPANY LLC

7/3/2006

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175568

JPMSAF0046924

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

JPMC xxxxxx527

95221

xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00379544

JP MORGAN CHASE BANK

JPMC xxxxxx254

703 ID 2

Receiving Bank
Account - Standardized

Info Not
Availble

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

JPMC xxxxxx076

703 / BT ID 1

703 Detail 703 Multiple
ID
ID

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

JPMC xxxxxx076

MADWAA00335855

95542

1KW402

STERLING 10 LLC STERLING EQUITIES

1/2/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

150126

JPMSAF0019167

JPMSAF0019168

MADWAA00236761

108180

1KW347

FS COMPANY LLC

9/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156834

JPMSAF0026723

JPMSAF0026724

JPMSAF0026725

303665

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

10/1/2001

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128005

MADWAA00088755

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00372803

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx674

MADWAA00350881

CHASE MANHATTAN
BANK

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

JPMC xxxxxx076

Check 4 Bates

Current Banking
Institution(s)

JPMC xxxxxx831

Check 3 Bates

Original Banking
Institution(s)

JPMC xxxxxx076

Check 2 Bates

STERLING EQUITIES
FUNDING CO

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

JPMSDD0014398

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

8/29/2008

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

9/3/2004

500,000.00

JPMSAS0008842

10/1/2002

9/30/2009

Yes

9/3/2004

500,000.00

JPMSAS0008842

10/1/2002

9/30/2009

Yes

2/3/2006

30,000.00

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

8/4/2004

30,000.00

JPMSDD0004271

Confirmed - Under $1 Million

FS COMPANY / STERLING
EQUITIES FUNDING

10/1/2002

9/30/2009

Yes

5/2/2006

30,000.00

JPMSDD0012633

Confirmed - Under $1 Million

FS COMPANY / STERLING
EQUITIES FUNDING

10/1/2002

9/30/2009

Yes

8/2/2005

30,000.00

JPMSDD0007014

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

1/4/2005

30,000.00

JPMSDD0004833

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/5/2006

30,000.00

JPMSDD0012132

Confirmed - Under $1 Million

xxxxxx831 UNKNOWN

xxxx527 IRIS J. KATZ
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
FS COMPANY LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxxxx674 ROSE KATZ

10/1/2002

9/30/2009

Yes

1/6/2004

30,000.00

10/1/2002

9/30/2009

Yes

9/3/2004

500,000.00

10/1/2002

9/30/2009

JPMSAS0008836

Not Confirmed - possibly included
in larger deposit
Not Confirmed - possibly included
in larger deposit

JPMSDD0001196

No

Confirmed - Under $1 Million
Not Confirmed - possibly included
in larger deposit

JPMSAS0008842

109557

1KW402

STERLING 10 LLC STERLING EQUITIES

3/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152074

JPMSAF0021331

JPMSAF0021332

MADWAA00223599

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

3/2/2004

30,000.00

JPMSDD0001757

Confirmed - Under $1 Million

115377

1KW347

FS COMPANY LLC

1/3/2006

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170213

JPMSAF0041060

JPMSAF0041061

MADWAA00359826

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

10/1/2002

9/30/2009

Yes

1/4/2006

30,000.00

JPMSDD0014099

Confirmed - Under $1 Million

JPMC xxxxxx269

FRED WILPON & JUDITH
xxxx269
A WILPON
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

6/2/2006

30,000.00

JPMSDD0012931

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/3/2003

30,000.00

JPMSDD0000801

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/5/2005

30,000.00

JPMSDD0017547

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

2/2/2005

30,000.00

JPMSDD0005113

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/6/2004

30,000.00

JPMSDD0001195

10/1/2002

9/30/2009

Yes

4/2/2004

30,000.00

JPMSDD0002033

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/2/2006

30,000.00

JPMSDD0012348

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

FS COMPANY / STERLING
EQUITIES FUNDING

8/1/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137000

JPMSAF0006701

MADWAA00120011

122106

1KW347

FS COMPANY LLC

6/1/2006

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174992

JPMSAF0046333

JPMSAF0046334

MADWAA00211096

JPMC xxxxxx076

133566

1KW358

STERLING 20 LLC

12/1/2003

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149371

JPMSAF0018711

JPMSAF0018712

MADWAA00222919

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

FS COMPANY / STERLING
xxxxxx076
EQUITIES FUNDING

304180

134309

1KW067

1KW347

FRED WILPON

FS COMPANY LLC

10/3/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168065

JPMSAF0038642

JPMSAF0038643

140678

1KW402

STERLING 10 LLC STERLING EQUITIES

2/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161477

JPMSAF0031758

JPMSAF0031759

MADWAA00173357

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

143635

1KW358

STERLING 20 LLC

1/2/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

150123

JPMSAF0019161

JPMSAF0019162

MADWAA00236755

JPMC xxxxxx076

JP MORGAN CHASE BANK

146740

1KW358

STERLING 20 LLC

4/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152653

JPMSAF0021932

JPMSAF0021933

MADWAA00226671

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO

149422

1KW347

FS COMPANY LLC

8/1/2006

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177012

JPMSAF0048319

MADWAA00210197

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

JPMC xxxxxx076

FS COMPANY / STERLING
EQUITIES FUNDING

154038

1KW347

FS COMPANY LLC

12/1/2006

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179993

JPMSAF0051389

12/4/2006

30,000.00

JPMSDD0007580

Confirmed - Under $1 Million

305105

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

6/15/2001

(196,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125476

MADWAA00098834

JPMC xxxxxx775

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

10/1/2002

9/30/2009

No

158346

1KW347

FS COMPANY LLC

3/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161860

JPMSAF0032154

JPMSAF0032155

MADWAA00159375

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

FS COMPANY / STERLING
EQUITIES FUNDING

10/1/2002

9/30/2009

Yes

3/2/2005

30,000.00

JPMSDD0005438

Confirmed - Under $1 Million

158463

1KW358

STERLING 20 LLC

7/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155047

JPMSAF0024521

JPMSAF0024522

MADWAA00339875

JPMC xxxxxx076

JP MORGAN CHASE BANK

10/1/2002

9/30/2009

Yes

7/2/2004

470,000.00

1KW336

SAUL B KATZ BRIAN HAHN JR TIC

2/5/2003

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141967

JPMSAF0011998

MADWAA00319316

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx076

176207

xxxxxx076

10/1/2002

9/30/2009

Yes

183111

1KW402

STERLING 10 LLC STERLING EQUITIES

2/2/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151676

JPMSAF0020923

JPMSAF0020924

MADWAA00229772

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

10/1/2002

9/30/2009

Yes

2/4/2004

30,000.00

JPMSDD0001487

Confirmed - Under $1 Million

187788

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

10/1/2002

9/30/2009

Yes

188959

1KW347

FS COMPANY LLC

FS COMPANY / STERLING
EQUITIES FUNDING

10/1/2002

9/30/2009

Yes

12/2/2004

30,000.00

JPMSDD0003051

Confirmed - Under $1 Million

6/2/2004

30,000.00

JPMSDD0003551

Confirmed - Under $1 Million

10/4/2004

30,000.00

JPMSDD0002485

Confirmed - Under $1 Million

10/4/2004

30,000.00

JPMSDD0002487

Confirmed - Under $1 Million

196512

1KW358

STERLING 20 LLC

305691

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

205805

1KW402

STERLING 10 LLC STERLING EQUITIES

305701

1KW154

IRIS J KATZ C/O STERLING EQUITES

305704

1KW161

ARTHUR FRIEDMAN ET AL TIC

305711

1KW201

DAVID M KATZ

305724

1KW273

JUDITH A WILPON - O STERLING EQUITIES

MADWAA00206274

7/8/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156061

JPMSAF0025899

JPMSAF0025900

MADWAA00341383

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING CO
STERLING 10 C /
xxxxxx076 STERLING EQUITIES
FUNDING CO
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

12/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159273

JPMSAF0029255

JPMSAF0029256

MADWAA00333149

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

6/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154562

JPMSAF0023967

JPMSAF0023968

MADWAA00332107

JPMC xxxxxx076

JP MORGAN CHASE BANK

7/12/2000

(95,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110127

MADWAA00249144

10/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157463

JPMSAF0027388

7/3/2000

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109478

JPMSAF0027389

MADWAA00338593

10/1/2002

9/30/2009

10/1/2002

9/30/2009

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Withdrawal

Check

Yes

509 Account

109479

MADWAA00248496

JPMC xxxxxx528

Withdrawal

Check

Yes

509 Account

110134

MADWAA00249158

JPMC xxxxxx269

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

Withdrawal

Check

Yes

509 Account

108982

MADWAA00248122

CW

CHECK

Withdrawal

Check

Yes

509 Account

109201

MADWAA00247642

CW

CHECK

Withdrawal

Check

Yes

509 Account

157461

JPMSAF0027384

JPMSAF0027385

224644

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

2/26/2003

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142191

JPMSAF0012206

MADWAA00322962

226659

1KW347

FS COMPANY LLC

7/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165568

JPMSAF0036055

JPMSAF0036056

MADWAA00168927

11/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169018

JPMSAF0039721

JPMSAF0039722

MADWAA00354907

4/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162470

JPMSAF0032804

MADWAA00165025

12/1/1999

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96887

233876

1KW347

FS COMPANY LLC

2/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161474

JPMSAF0031752

1KW236

IRIS J KATZ-K STERLING EQUITIES

8/11/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94496

1KW019

MICHAEL KATZ

1/11/2001

(35,000.00)

CW

CHECK

233975

1KW402

STERLING 10 LLC STERLING EQUITIES

5/2/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164080

JPMSAF0034474

306546

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

1/2/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

120997

Check

Yes

509 Account

122235

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

FRED WILPON AND
JUDITH A. WILPON

xxxxxx292 STERLING HERITAGE

No

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

10/1/2002

9/30/2009

Yes

xxxxxx076

FS COMPANY / STERLING
EQUITIES FUNDING

10/1/2002

9/30/2009

Yes

7/5/2005

30,000.00

JPMSDD0006670

Confirmed - Under $1 Million

FS COMPANY / STERLING
EQUITIES FUNDING

10/1/2002

9/30/2009

Yes

11/3/2005

30,000.00

JPMSDD0017838

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/8/2005

30,000.00

JPMSDD0005744

Confirmed - Under $1 Million

10/1/2002

9/30/2009

No

2/3/2005

30,000.00

JPMSDD0005123

Confirmed - Under $1 Million

5/3/2005

490,000.00

2/4/2004

30,000.00

UNKNOWN STERLING 20 LLC

MADWAA00173351

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

STERLING EQUITIES
FUNDING CO
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

10/1/2002

9/30/2009

Yes

JPMC xxxxxx076

JPMSAF0031753

JPMC xxxxxx076

JPMC xxxxxx076

MADWAA00148613

Withdrawal

JP MORGAN CHASE
BANK

xxxx269

JPMC xxxxxx076

MADWAA00191173

306538

CHASE MANHATTAN
BANK

JPMC xxxxxx292
MADWAA00338589

MADWAA00056709

306532

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx174

(25,000.00)

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx076

10/1/2002

9/30/2009
9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

No

FS COMPANY / STERLING
EQUITIES FUNDING

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING EQUITIES
FUNDING CO
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ
STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076 JUDITH WILPON
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO

JPMC xxxxxx775
JPMSAF0034475

MADWAA00175170

235644

1KW358

STERLING 20 LLC

2/2/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151673

JPMSAF0020917

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

306702

1KW161

ARTHUR FRIEDMAN ET AL TIC

4/2/2001

(66,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123338

MADWAA00149581

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMSAF0020918

MADWAA00229766

Under $1 Million

No

xxxxxx076

JPMC xxxxxx076

MADWAA00151989

Under $1 Million

No

xxxxxx528 DAVID M. KATZ

JPMC xxxxxx076

CHECK

CHECK

Under $1 Million

No

ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO

CHECK

(30,000.00)

ARTHUR FRIEDMAN ET AL TIC

Yes

xxxxxx076 IRIS J. KATZ

CW

CW

7/3/2000

1KW161

9/30/2009

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

CW

10/1/2004

306183

10/1/2002

CHASE MANHATTAN
BANK

(35,000.00)

(66,000.00)

STERLING HERITAGE LLC

FS COMPANY LLC

JPMC xxxxxx076

Not Confirmed - possibly included
in larger deposit

JPMSAS0008831

No

(10,000.00)

STERLING 20 LLC

STERLING 10 LLC STERLING EQUITIES

Yes

9/30/2009

7/3/2000

7/3/2000

1KW287

1KW347

9/30/2009

10/1/2002

STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO

7/12/2000

1KW358

1KW402

10/1/2002

xxxxxx578 RICHARD A. WILPON

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

CHASE MANHATTAN
BANK

305729

226801

STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00248494

JP MORGAN CHASE
BANK

JPMC xxxxxx578

221780

226915

STERLING EQUITIES
xxxxxx076
FUNDING
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

Confirmed - Under $1 Million

10/1/2002

Not Confirmed - possibly included
in larger deposit

JPMSAS0008883

JPMSDD0001489

Confirmed - Under $1 Million

4/5/2001

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123907

MADWAA00151321

JPMC xxxxxx527

No

CW

CHECK

Withdrawal

Check

Yes

509 Account

97214

MADWAA00057310

JPMC xxxxxx269

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

9/30/2009

(483,363.00)

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

10/1/2002

12/17/1999

9/30/2009

No

7/1/2002

(325,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135651

JPMSAF0005376

MADWAA00110158

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

FRED WILPON, JUDITH A.
xxxx269
WILPON
STERLING EQUITIES
xxxxxx076 FUNDING CO/STERLING
15C LLC

10/1/2002

STERLING 15C LLC

10/1/2002

9/30/2009

No

FS COMPANY LLC

5/2/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164077

JPMSAF0034469

JPMSAF0034470

MADWAA00175164

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

FS COMPANY / STERLING
EQUITIES FUNDING

10/1/2002

9/30/2009

Yes

5/3/2005

490,000.00

MADWAA00226677

JP MORGAN CHASE BANK

xxxxxx076

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

4/2/2004

30,000.00

JPMSDD0002031

Confirmed - Under $1 Million

JP MORGAN CHASE BANK

xxxxxx076

10/1/2002

9/30/2009

Yes

4/8/2005

30,000.00

JPMSDD0005745

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/3/2006

30,000.00

JPMSDD0011251

Confirmed - Under $1 Million

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

STERLING HERITAGE LLC
xxxxxx076 / STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

No

306714

1KW236

IRIS J KATZ-K STERLING EQUITIES

306858

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

306969

1KW156

236341

1KW347

239632

1KW402

STERLING 10 LLC STERLING EQUITIES

4/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152656

JPMSAF0021938

JPMSAF0021939

241888

1KW347

FS COMPANY LLC

4/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162467

JPMSAF0032801

MADWAA00165019

JPMC xxxxxx076

245677

1KW347

FS COMPANY LLC

11/1/2006

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179514

JPMSAF0050698

MADWAA00212978

JPMC xxxxxx076

307367

1KW154

IRIS J KATZ C/O STERLING EQUITES

8/1/2000

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110387

MADWAA00253779

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

307567

1KW287

STERLING HERITAGE LLC

10/1/2001

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128009

MADWAA00088763

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE
BANK

xxxx527 IRIS J. KATZ

Not Confirmed - possibly included
in larger deposit

JPMSAS0008883

248706

1KW347

FS COMPANY LLC

10/2/2006

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178561

JPMSAF0049781

MADWAA00198393

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

FS COMPANY / STERLING
EQUITIES FUNDING

10/1/2002

9/30/2009

Yes

10/3/2006

30,000.00

JPMSDD0011892

Confirmed - Under $1 Million

248934

1KW347

FS COMPANY LLC

9/1/2006

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177507

JPMSAF0048777

MADWAA00209122

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

FS COMPANY / STERLING
EQUITIES FUNDING

10/1/2002

9/30/2009

Yes

9/5/2006

30,000.00

JPMSDD0011667

Confirmed - Under $1 Million

308277

1KW067

FRED WILPON

7/1/2002

(114,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135645

JPMSAF0005367

MADWAA00110146

JPMC xxxxxx269

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

9/30/2009

No

1KW086

JUDY WILPON & FRED WILPON FAM FDN
INC

7/24/2002

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

136901

JPMSAF0006609

MADWAA00110896

JPMC xxxxxx174

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

FRED WILPON & JUDITH
xxxx269
A WILPON
JUDY AND FRED WILPON
xxxxxx174 FAMILY FOUNDATION,
INC.

10/1/2002

308284

10/1/2002

9/30/2009

No

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

xxxxxx899 STERLING 15C LLC

10/1/2002

9/30/2009

No

308292

1KW154

IRIS J KATZ C/O STERLING EQUITES

308298

1KW156

STERLING 15C LLC

7/1/2002

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135649

JPMSAF0005372

MADWAA00110154

JPMC xxxxxx076

7/18/2002

(143,650.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

136840

JPMSAF0006554

MADWAA00110798

JPMC xxxxxx899

25 of 60

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

253467

1KW402

STERLING 10 LLC STERLING EQUITIES

Transaction
Date Per
Customer
Statement
1/3/2005

Amount per
Customer
Statement
(30,000.00)

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

CW

Withdrawal

Check

Yes

CHECK

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

509 Account

JPMSAF0030072

MADWAA00335859

JPMC xxxxxx076

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

JPMSAF0027383

MADWAA00338587

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076 FS COMPANY

159983

JPMSAF0030071

256073

1KW347

FS COMPANY LLC

9/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167105

JPMSAF0037645

259078

1KW347

FS COMPANY LLC

10/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157460

JPMSAF0027382

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING
FS COMPANY / STERLING
EQUITIES FUNDING

260358

1KW358

STERLING 20 LLC

3/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161861

JPMSAF0032156

JPMSAF0032157

MADWAA00159377

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO

261140

1KW347

FS COMPANY LLC

1/3/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159980

JPMSAF0030065

JPMSAF0030066

MADWAA00335853

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

265777

1KW358

STERLING 20 LLC

5/3/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154125

JPMSAF0023512

JPMSAF0023513

MADWAA00220134

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

265788

1KW402

STERLING 10 LLC STERLING EQUITIES

5/3/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154128

JPMSAF0023518

JPMSAF0023519

MADWAA00220140

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

309105

1KW260

FRED WILPON FAMILY TRUST

9/4/2001

(75,167.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127417

MADWAA00100896

JPMC xxxxxx254

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
STERLING 10 C LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
WILPON FAMILY TRUST,
RICHARD WILPON,
xxxxxx254
MICHAEL KATZ, IRIS
KATZ TTEES
STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING
FRED WILPON, JUDITH A.
xxxx269
WILPON
HOWARD KATZ
MICHAEL KATZ AS
xxxxxx775 CUSTODIAN
MICHAEL KATZ
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING

266999

1KW402

STERLING 10 LLC STERLING EQUITIES

3/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161863

JPMSAF0032159

309313

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

5/3/2000

(125,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108170

309345

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

267883

1KW347

FS COMPANY LLC

309559

1KW207

309563

1KW208

SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN

309570

1KW259

STERLING JET II LTD

310159

1KW234

JUDITH A WILPON-T STERLING EQUITIES

310162

1KW237

IRIS J KATZ-T STERLING EQUITIES

310349

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

268794

1KW347

FS COMPANY LLC

273218

1KW402

STERLING 10 LLC STERLING EQUITIES

311185

1KW024

SAUL B KATZ

280196

1KW384

L THOMAS OSTERMAN AND JILL PUPKE
TIC

311364

1KW154

IRIS J KATZ C/O STERLING EQUITES

284142

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

MADWAA00159381

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx775

JPMSAF0032160

JPMC xxxxxx076
JPMC xxxxxx269

MADWAA00048890

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

4/12/2000

(6,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107762

MADWAA00038825

3/1/2006

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172251

JPMSAF0043294

1/11/2001

(3,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122244

MADWAA00152007

JPMC xxxxxx578

1/11/2001

(2,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122245

MADWAA00152009

JPMC xxxxxx578

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

1/2/2001

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

121002

MADWAA00148623

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

12/28/2001

(491,444.51)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130870

JPMSAF0000587

MADWAA00068519

JPMC xxxxxx269

JP MORGAN CHASE BANK

12/28/2001

(638,545.87)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130873

JPMSAF0000590

MADWAA00068525

JPMC xxxxxx806

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

6/14/2000

(2,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108771

MADWAA00244923

JPMC xxxxxx775

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

6/1/2005

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164554

JPMSAF0035031

JPMSAF0035032

MADWAA00160596

JPMC xxxxxx076

JP MORGAN CHASE BANK

MADWAA00339879

JPMSAF0043295

MADWAA00366495

7/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155049

JPMSAF0024525

JPMSAF0024526

JPMC xxxxxx076

JP MORGAN CHASE BANK

9/17/2002

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137737

JPMSAF0007413

MADWAA00115541

JPMC xxxxxx806

JP MORGAN CHASE BANK

11/24/2008

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201902

JPMSAF0072521

MADWAA00285887

JPMC xxxxxx076

JP MORGAN CHASE BANK

11/1/2001

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129985

MADWAA00098083

JPMC xxxxxx076

JP MORGAN CHASE BANK

4/9/2008

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

195837

JPMSAF0066687

MADWAA00297801

JPMC xxxxxx578

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMSAF0026268

284910

1KW347

FS COMPANY LLC

8/2/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156418

JPMSAF0026267

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

311710

1KW120

SAUL B KATZ DP

9/9/1999

(49,225.02)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94840

MADWAA00189653

JPMC xxxxxx806

311716

1KW154

IRIS J KATZ C/O STERLING EQUITES

9/15/1999

(272,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94940

MADWAA00189979

JPMC xxxxxx806

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

MADWAA00334746

FS COMPANY / STERLING
EQUITIES FUNDING

xxxx806 SAUL B. KATZ
TODD KATZ
MICHAEL KATZ AS
CUSTODIAN
DAYLE H. KATZ
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxxxx775

xxxx806 SAUL B KATZ
xxxxxx076

STERLING EQUITIES
FUNDING CO

FS COMPANY / STERLING
EQUITIES FUNDING CO

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN

7/3/2000

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109481

MADWAA00248500

JPMC xxxxxx076

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

1KW402

STERLING 10 LLC STERLING EQUITIES

8/2/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156421

JPMSAF0026272

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

312100

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

6/13/2001

(193,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125429

MADWAA00098746

1KW322

DAN KNOPF HEATHER KNOPF JT TEN C/O
STERLING EQUITIES
MARVIN B TEPPER DEFINED BENEFIT
PLAN

313623

1KW024

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

313624

1KW067

6/20/2006

(29,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175367

JPMSAF0046726

MADWAA00211754

JPMC xxxxxx906

11/14/2006

(28,360.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179713

JPMSAF0050951

MADWAA00213344

JPMC xxxxxxx452

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

SAUL B KATZ

4/2/2002

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

133624

JPMSAF0003279

MADWAA00065147

JPMC xxxxxx806

JP MORGAN CHASE BANK

FRED WILPON

4/12/2002

(973,000.00)

313647

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

4/15/2002

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134431

JPMSAF0004060

MADWAA00064390

JPMC xxxxxx578

313652

1KW154

IRIS J KATZ C/O STERLING EQUITES

4/1/2002

(60,000.00)

CW

CW

CHECK

CHECK

Withdrawal

Withdrawal

Check

Check

Yes

Yes

509 Account

509 Account

133129

134402

JPMSAF0002793

JPMSAF0004032

MADWAA00065772

MADWAA00064336

JPMC xxxxxx076

JPMC xxxxxx269

JP MORGAN CHASE BANK

JP MORGAN CHASE BANK

313658

1KW279

STERLING BRUNSWICK CORP

4/12/2002

(110,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134403

JPMSAF0004033

MADWAA00064338

JPMC xxxxxx629

CHASE MANHATTAN
BANK

3401

1KW210

7/1/1999

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

95961

MADWAA00192039

JPMC xxxxxx004

12947

1KW004

1/13/1999

(8,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89718

MADWAA00381129

JPMC xxxxxx308

20164

1KW004

12/11/1998

(114,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88202

MADWAA00378706

JPMC xxxxxx308

182335

1KW004

9/10/2003

(28,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147181

JPMSAF0017021

MADWAA00313821

JPMC xxxxxx308

303132

1KW209

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

4/10/2007

(27,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

184722

JPMSAF0056015

MADWAA00267260

JPMC xxxxxx578

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

4901

1KW347

FS COMPANY LLC

11/3/2008

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201577

JPMSAF0072222

MADWAA00285311

JPMC xxxxxx076

JP MORGAN CHASE BANK

69412

1KW347

FS COMPANY LLC

7/2/2007

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186388

JPMSAF0057578

MADWAA00273614

JPMC xxxxxx076

JP MORGAN CHASE BANK

96026

1KW347

FS COMPANY LLC

5/1/2007

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185231

JPMSAF0056496

MADWAA00279306

JPMC xxxxxx076

JP MORGAN CHASE BANK

34371

1KW210

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

6/1/1999

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92535

MADWAA00185783

106253

1KW347

FS COMPANY LLC

10/1/2008

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199987

JPMSAF0070678

MADWAA00303203

JPMC xxxxxx076

JP MORGAN CHASE BANK

147926

1KW347

FS COMPANY LLC

1/2/2008

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191926

JPMSAF0062900

MADWAA00290967

JPMC xxxxxx076

JP MORGAN CHASE BANK

156461

1KW347

FS COMPANY LLC

6/1/2007

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185776

JPMSAF0057005

MADWAA00278066

JPMC xxxxxx076

JP MORGAN CHASE BANK

180629

1KW347

FS COMPANY LLC

9/4/2007

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188540

JPMSAF0059606

MADWAA00276136

JPMC xxxxxx076

JP MORGAN CHASE BANK

201344

1KW347

FS COMPANY LLC

12/3/2007

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191225

JPMSAF0062232

MADWAA00291648

JPMC xxxxxx076

JP MORGAN CHASE BANK

222822

1KW347

FS COMPANY LLC

1/2/2007

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180765

JPMSAF0052474

MADWAA00195246

JPMC xxxxxx076

JP MORGAN CHASE BANK

224388

1KW347

FS COMPANY LLC

6/2/2008

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196841

JPMSAF0067673

MADWAA00295698

JPMC xxxxxx076

JP MORGAN CHASE BANK

228946

1KW347

FS COMPANY LLC

4/1/2008

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194596

JPMSAF0065467

MADWAA00298225

JPMC xxxxxx076

JP MORGAN CHASE BANK

231565

1KW347

FS COMPANY LLC

3/3/2008

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194109

JPMSAF0065006

MADWAA00296872

JPMC xxxxxx076

JP MORGAN CHASE BANK

234155

1KW347

FS COMPANY LLC

9/2/2008

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199359

JPMSAF0070079

MADWAA00302015

JPMC xxxxxx076

JP MORGAN CHASE BANK

235707

1KW347

FS COMPANY LLC

8/1/2008

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198900

JPMSAF0069652

MADWAA00300216

JPMC xxxxxx076

JP MORGAN CHASE BANK

242435

1KW347

FS COMPANY LLC

12/1/2008

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

202041

JPMSAF0072645

MADWAA00304155

JPMC xxxxxx076

JP MORGAN CHASE BANK

92104

1KW096

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

4/30/2002

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134667

JPMSAF0004300

MADWAA00066714

JPMC xxxxxx004

CHASE MANHATTAN
BANK

243035

1KW347

FS COMPANY LLC

11/1/2007

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190656

JPMSAF0061639

MADWAA00261887

JPMC xxxxxx076

JP MORGAN CHASE BANK

256089

1KW347

FS COMPANY LLC

5/1/2008

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196260

JPMSAF0067102

MADWAA00293034

JPMC xxxxxx076

JP MORGAN CHASE BANK

273122

1KW347

FS COMPANY LLC

7/1/2008

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197904

JPMSAF0068702

MADWAA00286980

JPMC xxxxxx076

JP MORGAN CHASE BANK

273150

1KW347

FS COMPANY LLC

10/1/2007

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189086

JPMSAF0060126

MADWAA00262705

JPMC xxxxxx076

JP MORGAN CHASE BANK

274953

1KW347

FS COMPANY LLC

3/1/2007

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182839

JPMSAF0054194

MADWAA00203468

JPMC xxxxxx076

JP MORGAN CHASE BANK

276412

1KW347

FS COMPANY LLC

2/1/2008

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193643

JPMSAF0064573

MADWAA00287564

JPMC xxxxxx076

JP MORGAN CHASE BANK

114048

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

12/28/1999

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97383

MADWAA00053423

JPMC xxxxxx308

CHASE MANHATTAN
BANK

282618

1KW347

FS COMPANY LLC

2/1/2007

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182439

JPMSAF0053824

MADWAA00199916

JPMC xxxxxx076

JP MORGAN CHASE BANK

129032

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

9/11/2000

(99,450.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111027

MADWAA00243581

JPMC xxxxxx308

CHASE MANHATTAN
BANK

294516

1KW347

FS COMPANY LLC

4/2/2007

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183453

JPMSAF0054775

MADWAA00266768

JPMC xxxxxx076

JP MORGAN CHASE BANK

306096

1KW347

FS COMPANY LLC

8/1/2007

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

187960

JPMSAF0059079

MADWAA00279810

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx004

26 of 60

Confirmed - Under $1 Million

Under $1 Million

No

STERLING EQUITIES
FUNDING
STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING

1KW208

305096

1KW309

Not Confirmed - possibly included
in larger deposit

JPMSDD0026549

No

311922

306553

Yes

JPMSAS0008831

No

JP MORGAN CHASE
BANK

195205

9/30/2009

Yes

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

30,000.00

10/1/2002

9/30/2009

JPMC xxxxxx269

JP MORGAN CHASE BANK

11/25/2008

No

9/30/2009

MADWAA00248480

JPMC xxxxxx076

470,000.00

Yes

9/30/2009

10/1/2002

109471

JPMC xxxxxx076

30,000.00

7/2/2004

9/30/2009

10/1/2002

509 Account

JPMC xxxxxx076

6/3/2005

10/1/2002
10/1/2002

No

Yes

MADWAA00160602

Yes

9/30/2009

Check

MADWAA00333155

9/30/2009

10/1/2002

Withdrawal

JPMSAF0035039

No

10/1/2002

9/30/2009

CHECK

JPMSAF0029262

9/30/2009

9/30/2009

CW

JPMSAF0035038

No

10/1/2002

10/1/2002

(140,000.00)

JPMSAF0029261

No

9/30/2009

10/1/2002

7/3/2000

MADWAA00057534

Confirmed - Under $1 Million

No

9/30/2009

FS COMPANY / STERLING
EQUITIES FUNDING

FRED WILPON

97353

JPMSDD0006338

9/30/2009

10/1/2002
10/1/2002

No

1KW067

164557

Confirmed - Under $1 Million

No

311916

159276

JPMSDD0013221

Yes

xxxxxx076

509 Account

30,000.00

9/30/2009

STERLING 20 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO
FRED WILPON & JUDITH
xxxx269
A WILPON
JESSICA WILPON
RICHARD WILPON
xxxxxx076 CUSTODIAN
STERLING EQUITIES
FUNDING CO
STERLING 10 LLC /
xxxxxx076 STERLING EQUITIES
FUNDING CO

509 Account

3/2/2006

9/30/2009

JP MORGAN CHASE
BANK

509 Account

Confirmed - Under $1 Million

9/30/2009

JP MORGAN CHASE
BANK

Yes

JPMSDD0005441

10/1/2002

JP MORGAN CHASE BANK

Yes

30,000.00

10/1/2002

JP MORGAN CHASE BANK

Yes

3/2/2005

IRIS J. KATZ PAYABLE TO
SAUL B. KATZ

JPMC xxxxxx076

Check

No

xxxx806

xxxx806 SAUL B. KATZ

JPMC xxxxxx076

Check

9/30/2009

10/1/2002

xxxxxx076

MADWAA00223593

Check

Confirmed - Under $1 Million

10/1/2002

No

MADWAA00364114

Withdrawal

Confirmed - Under $1 Million

JPMSDD0002256

Yes

JPMSAF0021326

Withdrawal

JPMSDD0002258

30,000.00

9/30/2009

JPMSAF0040263

Withdrawal

30,000.00

5/4/2004

9/30/2009

JPMSAF0021325

CHECK

5/4/2004

Yes

10/1/2002

JPMSAF0040262

CHECK

Yes

9/30/2009

10/1/2002

152071

CHECK

9/30/2009

10/1/2002

xxxxxx578 RICHARD A. WILPON

169513

CW

10/1/2002

xxxxxx076 IRIS J. KATZ

509 Account

CW

Confirmed - Under $1 Million

Confirmed - Under $1 Million

10/1/2002

STERLING JET II LTD
xxxxxx076 STERLING EQUITIES
FUNDING CO
FRED WILPON AND
xxxx269
JUDITH A. WILPON

509 Account

CW

JPMSDD0005442

JPMSDD0004835

No

Yes

(30,000.00)

30,000.00

30,000.00

No

Yes

(30,000.00)

3/2/2005

1/4/2005

9/30/2009

Check

(145,000.00)

Yes

Yes

9/30/2009

Check

6/1/2005

9/30/2009

9/30/2009

10/1/2002

Withdrawal

12/1/2004

10/1/2002

10/1/2002

10/1/2002

Withdrawal

12/27/1999

Confirmed - Under $1 Million
Confirmed - Under $1 Million

xxxxxx578 RICHARD A. WILPON

CHECK

STERLING 10 LLC STERLING EQUITIES

JPMSDD0007295
JPMSDD0002484

xxxxxx578 RICHARD A WILPON

CHECK

STERLING 10 LLC STERLING EQUITIES

30,000.00
30,000.00

No

CW

IRIS J KATZ C/O STERLING EQUITES

9/6/2005
10/4/2004

Yes

CW

1KW402

Yes
Yes

9/30/2009

(30,000.00)

1KW402

9/30/2009
9/30/2009

9/30/2009

(30,000.00)

1KW154

Tracing Results

Confirmed - Under $1 Million

10/1/2002

10/1/2002

3/1/2004

305581

Check Bates
Reference

JPMSDD0004832

30,000.00

10/1/2002

10/1/2002

12/1/2005

305800

Bank Statement Bank Statement
Amount
Bates Reference

No

FS COMPANY LLC

312448

1/4/2005

Yes

STERLING 20 LLC

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

Statement
Trans Date

Yes

9/30/2009

1KW347

CHASE MANHATTAN
BANK

Transaction within
Available Records

9/30/2009

1KW358

JPMC xxxxxx578

9/30/2009

10/1/2002

289038

MADWAA00334752

10/1/2002

Available Records
Through

10/1/2002

292797

JPMSAF0026273

Available Records
Beginning

xxxxxx076

8/3/2004

30,000.00

JPMSDD0004259

Confirmed - Under $1 Million

Yes

12/5/2005

30,000.00

JPMSDD0016949

Confirmed - Under $1 Million

Yes

3/2/2004

30,000.00

JPMSDD0001751

Confirmed - Under $1 Million

8/3/2004

30,000.00

JPMSDD0004260

Confirmed - Under $1 Million

6/3/2005

30,000.00

JPMSDD0006340

Confirmed - Under $1 Million

12/2/2004

30,000.00

JPMSDD0003053

Confirmed - Under $1 Million

xxxxxx906 HEATHER KNOPF

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxxx452MARVIN B TEPPER

11/1/2002

10/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

No

xxxx806 SAUL B KATZ
xxxx269

FRED WILPON & JUDITH
A WILPON

10/1/2002

9/30/2009

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

No

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

No

STERLING BRUNSWICK
CORP
ROBIN WILPON
WACHTLER
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
xxxxxx629

10/1/2002

9/30/2009

No

xxxxxx004

10/19/2002

10/20/2009

No

10/19/2002

9/30/2009

10/19/2002

9/30/2009

No

10/19/2002

9/30/2009

Yes

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
ROBIN WILPON
xxxxxx004
WACHTLER
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

11/4/2008

25,000.00

JPMSDD0026474

Confirmed - Under $1 Million

xxxxxx076

10/1/2002

No

Under $1 Million
Under $1 Million

9/30/2009

Yes

7/5/2007

25,000.00

JPMSDD0010284

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/3/2007

25,000.00

JPMSDD0009531

Confirmed - Under $1 Million

10/19/2002

10/20/2009

No

10/1/2002

9/30/2009

Yes

10/2/2008

25,000.00

JPMSDD0025958

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/3/2008

25,000.00

JPMSDD0020799

Confirmed - Under $1 Million

xxxxxx076 STERLING EQUITIES

10/1/2002

9/30/2009

Yes

6/4/2007

25,000.00

JPMSDD0009873

Confirmed - Under $1 Million

STERLING EQUITIES
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
PHILIP H WACHTLER
xxxxxx004
ROBIN W WACHTLER
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
STERLING EQUITIES
xxxxxx076
FUNDING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

9/5/2007

25,000.00

JPMSDD0011006

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/4/2007

25,000.00

JPMSDD0020235

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

1/3/2007

25,000.00

JPMSDD0008124

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/3/2008

25,000.00

JPMSDD0016140

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/2/2008

25,000.00

JPMSDD0015413

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/4/2008

25,000.00

JPMSDD0015003

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

9/3/2008

25,000.00

JPMSDD0027102

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/4/2008

25,000.00

JPMSDD0026818

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/2/2008

25,000.00

JPMSDD0024987

Confirmed - Under $1 Million

10/19/2002

10/20/2009

No

10/1/2002

9/30/2009

Yes

11/2/2007

25,000.00

JPMSDD0019910

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

5/2/2008

25,000.00

JPMSDD0015842

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/2/2008

25,000.00

JPMSDD0016582

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/2/2007

25,000.00

JPMSDD0019449

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2007

25,000.00

JPMSDD0008727

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

2/4/2008

25,000.00

JPMSDD0014671

Confirmed - Under $1 Million

10/19/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

2/2/2007

25,000.00

JPMSDD0008449

Confirmed - Under $1 Million

10/19/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

4/4/2007

25,000.00

JPMSDD0009191

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/2/2007

25,000.00

JPMSDD0010600

Confirmed - Under $1 Million

xxxxxx076

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

134532

1KW210

137261

BLMIS Account Name

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

11/1/1999

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96511

MADWAA00189029

JPMC xxxxxx004

1KW096

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

6/5/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125319

MADWAA00099346

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

271956

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

9/12/2003

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147265

JPMSAF0017099

MADWAA00313975

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

143642

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

1/8/2004

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151301

JPMSAF0020501

JPMSAF0020502

MADWAA00237559

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

144684

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

6/14/2004

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154743

JPMSAF0024190

JPMSAF0024191

MADWAA00332439

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

ROBIN WILPON
WACHTLER
PHILIP H WACHTLER
xxxxxx004
ROBIN W WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

10/19/2002

10/20/2009

No

10/19/2002

10/20/2009

No

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

xxxxxx004

205349

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

1/10/2008

(24,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193236

JPMSAF0064195

MADWAA00290271

JPMC xxxxxx578

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

7/1/2005

(23,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165573

JPMSAF0036065

JPMSAF0036066

MADWAA00168937

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

CHARLES STERLING SUB
xxxxxx076 LLC / STERLING EQUITIES
FUNDING

10/1/2002

9/30/2009

Yes

145512

1KW096

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

6/21/2000

(27,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108864

MADWAA00245083

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx004 PHILIP H WACHTLER

10/19/2002

10/20/2009

No

115324

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

3/1/2005

(23,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161865

JPMSAF0032163

JPMSAF0032164

MADWAA00159385

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

CHARLES STERLING SUB
xxxxxx076 LLC / STERLING EQUITIES
FUNDING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
STERLING EQUITIES
xxxxxx076
FUNDING
ROBIN WILPON
xxxxxx004
WACHTLER
ROBIN WILPON
xxxxxx004
WACHTLER
STERLING EQUITIES
xxxxxx076
FUNDING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
STERLING EQUITIES
xxxxxx076
FUNDING
CHARLES STERLING SUB
xxxxxx076 LLC / STERLING EQUITIES
FUNDING
ROBIN WILPON
xxxxxx004
WACHTLER
ROBIN WILPON
xxxxxx004
WACHTLER
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
ROBIN WILPON
xxxxxx004
WACHTLER
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
ROBIN WILPON
xxxxxx004
WACHTLER
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
STERLING BRUNSWICK
xxxxxx076 SEVEN LLC / STERLING
EQUITIES FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
ROBIN WILPON
xxxxxx004
WACHTLER
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
STERLING EQUITIES
xxxxxx076
FUNDING
PHILIP H WACHTLER
xxxxxx004
ROBIN W WACHTLER
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
PHILIP H WACHTLER
xxxxxx004
ROBIN W WACHTLER
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
STERLING BRUNSWICK
xxxxxx076 SEVEN / STERLING
EQUITIES FUNDING
ROBIN WILPON
xxxxxx004
WACHTLER
ROBIN WILPON
xxxxxx004
WACHTLER
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN

10/1/2002

9/30/2009

Yes

CHASE MANHATTAN
BANK

10/19/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/19/2002

10/20/2009

No

10/19/2002

10/20/2009

No
Yes

Under $1 Million

Yes

25414

JPMC xxxxxx004

1/3/2000

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

100102

MADWAA00052267

JPMC xxxxxx004

1/12/2000

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101265

MADWAA00052983

JPMC xxxxxx004

CHARLES STERLING SUB LLC (PRIMARY)

5/2/2005

(23,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164082

JPMSAF0034478

JPMSAF0034479

MADWAA00175174

JPMC xxxxxx076

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

9/20/1999

(29,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94977

MADWAA00190043

CHARLES STERLING SUB LLC (PRIMARY)

6/1/2005

(23,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164559

JPMSAF0035042

JPMSAF0035043

MADWAA00160606

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMSAF0037125

MADWAA00155219

JPMC xxxxxx076

JP MORGAN CHASE BANK

154008

1KW302

RUTH FRIEDMAN

211201

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

158654

1KW210

166238

1KW210

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

256987

1KW413

167548

1KW004

292301

1KW413

6/20/2002

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135511

JPMSAF0005173

MADWAA00063233

JPMC xxxxxx308

4/1/2005

(23,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162472

JPMSAF0032806

MADWAA00165029

JPMC xxxxxx076

JPMC xxxxxx308

309184

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

174746

1KW210

177030

1KW210

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

20000

1KW420

STERLING BRUNSWICK SEVEN LLC

183327

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

1/12/2000

(75,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101260

MADWAA00052973

53148

1KW420

STERLING BRUNSWICK SEVEN LLC

4/3/2006

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172845

JPMSAF0043962

JPMSAF0043963

MADWAA00374875

111069

1KW420

STERLING BRUNSWICK SEVEN LLC

3/1/2006

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172256

JPMSAF0043304

JPMSAF0043305

MADWAA00366505

185659

1KW004

186780

1KW210

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

JP MORGAN CHASE
BANK

8/1/2005

(23,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166579

JPMSAF0037124

3/13/2000

(1,479,689.37)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102073

MADWAA00044435

JPMC xxxxxx004

8/2/1999

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94373

MADWAA00191835

JPMC xxxxxx004

9/1/2005

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167110

JPMSAF0037650

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx308

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

4/18/2000

(12,169.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107904

MADWAA00039081

JPMC xxxxxx308

9/20/1999

(27,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94993

MADWAA00190069

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

JPMC xxxxxx004

124851

1KW420

STERLING BRUNSWICK SEVEN LLC

1/3/2006

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170218

JPMSAF0041070

JPMSAF0041071

MADWAA00359836

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

181655

1KW420

STERLING BRUNSWICK SEVEN LLC

6/1/2006

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174997

JPMSAF0046343

JPMSAF0046344

MADWAA00211104

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx308

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

187778

1KW420

STERLING BRUNSWICK SEVEN LLC

195924

1KW004

198128

1KW004

202926

1KW004

209567

1KW210

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

12/1/2005

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169518

JPMSAF0040272

JPMSAF0040273

MADWAA00364124

12/7/2001

(29,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

12/21/1999

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97268

MADWAA00057396

JPMC xxxxxx308

5/8/2001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124936

MADWAA00147751

JPMC xxxxxx308

9/1/1999

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94738

MADWAA00189465

JPMC xxxxxx004

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

130491

JPMSAF0000236

MADWAA00073407

189746

1KW420

STERLING BRUNSWICK SEVEN LLC

5/1/2006

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174499

JPMSAF0045801

JPMSAF0045802

MADWAA00367668

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

206797

1KW420

STERLING BRUNSWICK SEVEN LLC

10/3/2005

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168070

JPMSAF0038652

JPMSAF0038653

MADWAA00168129

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

210069

1KW420

STERLING BRUNSWICK SEVEN LLC

8/1/2005

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166580

JPMSAF0037126

JPMSAF0037127

MADWAA00155221

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

213137

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

11/5/1999

(63,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96596

MADWAA00189185

JPMC xxxxxx308

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00168939

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

218182

1KW420

STERLING BRUNSWICK SEVEN LLC

7/1/2005

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165574

JPMSAF0036067

JPMSAF0036068

227398

1KW420

STERLING BRUNSWICK SEVEN LLC

12/1/2006

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179998

JPMSAF0051394

MADWAA00206284

216514

1KW210

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

4/14/2000

(1,141.26)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107833

MADWAA00038959

JPMC xxxxxx004

218095

1KW302

RUTH FRIEDMAN

6/13/2001

(17,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125438

MADWAA00098764

JPMC xxxxxx308

1KW420

STERLING BRUNSWICK SEVEN LLC

10/2/2006

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178566

JPMSAF0049786

STERLING BRUNSWICK SEVEN LLC

11/1/2005

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169024

JPMSAF0039731

JPMSAF0039732

245928

1KW420

STERLING BRUNSWICK SEVEN LLC

7/3/2006

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175573

JPMSAF0046929

1KW004

12/27/1999

(16,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97348

MADWAA00354917

MADWAA00057524

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

MADWAA00372813

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

JPMC xxxxxx076

MADWAA00198403

1KW420

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx308

233260

238142

223827

CHASE MANHATTAN
BANK

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

248942

1KW420

STERLING BRUNSWICK SEVEN LLC

9/1/2006

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177512

JPMSAF0048782

MADWAA00209132

JPMC xxxxxx076

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

258076

1KW420

STERLING BRUNSWICK SEVEN LLC

11/1/2006

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179519

JPMSAF0050704

MADWAA00212988

JPMC xxxxxx076

JP MORGAN CHASE BANK

232209

1KW096

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

6/17/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135437

JPMSAF0005093

MADWAA00063111

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

295847

1KW420

STERLING BRUNSWICK SEVEN LLC

2/1/2006

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

171831

JPMSAF0042839

JPMSAF0042840

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

233471

1KW294

ARTHUR FRIEDMAN TR

10/24/2000

(87,196.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112613

MADWAA00259767

JPMC xxxxxx308

233576

1KW096

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

9/11/2000

(41,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111038

MADWAA00243603

JPMC xxxxxx004

234234

1KW302

RUTH FRIEDMAN

9/18/2001

(31,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127632

MADWAA00100378

JPMC xxxxxx308

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

298910

1KW420

STERLING BRUNSWICK SEVEN LLC

8/1/2006

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177017

JPMSAF0048324

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

237837

1KW210

12/13/1999

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97099

MADWAA00057107

237840

1KW210

12/27/1999

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

238661

1KW004

4/13/1999

(34,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

91390

MADWAA00393516

276888

1KW209

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

3/21/2007

(21,325.08)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183183

JPMSAF0054521

MADWAA00204100

145

1KW014

IRIS J KATZ C/O STERLING EQUITIES

5/3/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154108

JPMSAF0023487

JPMSAF0023488

6483

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

8/1/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166562

JPMSAF0037096

19688

1KW014

IRIS J KATZ C/O STERLING EQUITIES

22334

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

242604

1KW302

RUTH FRIEDMAN

26145

1KW014

IRIS J KATZ C/O STERLING EQUITIES

36387

1KW309

DAN KNOPF HEATHER KNOPF JT TEN C/O
STERLING EQUITIES

2/1/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97357

161457

MADWAA00363211

MADWAA00210207

JPMC xxxxxx004

MADWAA00057540

JPMSAF0031725

JPMC xxxxxx004

JPMC xxxxxx578

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

MADWAA00220100

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMSAF0037097

MADWAA00155185

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx527
JPMC xxxxxx308

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
JP MORGAN CHASE BANK

JPMC xxxxxx308

JPMSAF0031726

MADWAA00173317

11/30/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159235

JPMSAF0029206

JPMSAF0029207

MADWAA00333077

5/14/2002

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134856

JPMSAF0004473

MADWAA00067030

9/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156818

JPMSAF0026690

JPMSAF0026691

JPMSAF0026692

MADWAA00350851

JPMC xxxxxx076

MADWAA00351769

JPMC xxxxxx906

CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

9/24/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157324

JPMSAF0027232

JPMSAF0027233

JPMSAF0027234

43542

1KW014

IRIS J KATZ C/O STERLING EQUITIES

8/2/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156401

JPMSAF0026240

JPMSAF0026241

MADWAA00334712

250802

1KW210

3/1/2000

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101922

MADWAA00044181

5/3/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154112

JPMSAF0023494

JPMSAF0023495

MADWAA00220108

JPMC xxxxxx076

JP MORGAN CHASE BANK

1/3/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159962

JPMSAF0030034

JPMSAF0030035

MADWAA00335817

JPMC xxxxxx076

JP MORGAN CHASE BANK

12/1/1999

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96890

MADWAA00056715

8/2/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156405

JPMSAF0026247

JPMSAF0026248

MADWAA00334720

7/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155034

JPMSAF0024501

JPMSAF0024502

MADWAA00339849

9/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156822

JPMSAF0026700

JPMSAF0026701

JPMSAF0026702

58029

1KW077

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
JUDITH A WILPON C/O STERLING
EQUITIES

61905

1KW014

IRIS J KATZ C/O STERLING EQUITIES

255126

1KW210

68020

1KW077

73661

1KW077

77635

1KW077

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

251413

1KW004

7/3/2000

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109467

JPMC xxxxxx004

MADWAA00248472

JPMC xxxxxx308

CHASE MANHATTAN
BANK

JPMC xxxxxx004
JPMC xxxxxx076
JPMC xxxxxx076
MADWAA00350859

JP MORGAN CHASE BANK
JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

6/1/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164541

JPMSAF0035012

JPMSAF0035013

MADWAA00160570

JPMC xxxxxx076

JP MORGAN CHASE BANK

96669

1KW014

IRIS J KATZ C/O STERLING EQUITIES

6/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154545

JPMSAF0023939

JPMSAF0023940

MADWAA00332073

JPMC xxxxxx076

JP MORGAN CHASE BANK

144656

1KW077

6/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154549

JPMSAF0023946

JPMSAF0023947

MADWAA00332081

JPMC xxxxxx076

JP MORGAN CHASE BANK

264886

1KW004

4/12/2000

(54,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107752

MADWAA00038805

JPMC xxxxxx308

265087

1KW004

JUDITH A WILPON C/O STERLING
EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

11/1/2000

(216,804.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112708

MADWAA00242525

JPMC xxxxxx308

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

147112

1KW014

IRIS J KATZ C/O STERLING EQUITIES

3/1/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161843

JPMSAF0032126

JPMC xxxxxx076

JP MORGAN CHASE BANK

83102

1KW077

JPMSAF0032127

MADWAA00159341

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

27 of 60

Under $1 Million
7/5/2005

23,000.00

JPMSDD0006671

Confirmed - Under $1 Million

3/2/2005

23,000.00

JPMSDD0005436

Confirmed - Under $1 Million

4/8/2005

23,000.00

JPMSDD0005743

Confirmed - Under $1 Million

JPMSDD0006051

Confirmed - Under $1 Million

10/1/2002

9/30/2009

5/18/2005

23,000.00

10/19/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

6/3/2005

23,000.00

JPMSAS0008884

JPMSDD0006341

Confirmed - Under $1 Million

8/2/2005

23,000.00

JPMSDD0007018

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/19/2002

10/20/2009

No

10/19/2002

10/20/2009

No

10/1/2002

9/30/2009

Yes

9/6/2005

22,000.00

JPMSDD0007294

Confirmed - Under $1 Million

10/19/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

4/5/2006

22,000.00

JPMSDD0013653

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2006

22,000.00

JPMSDD0013227

Confirmed - Under $1 Million

10/19/2002

9/30/2009

No

10/19/2002

10/20/2009

No

10/1/2002

9/30/2009

Yes

1/4/2006

22,000.00

JPMSDD0014093

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

6/2/2006

22,000.00

JPMSDD0012936

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/5/2005

22,000.00

JPMSDD0016943

Confirmed - Under $1 Million

10/19/2002

9/30/2009

No

10/19/2002

9/30/2009

No

10/19/2002

9/30/2009

No

10/19/2002

10/20/2009

No

10/1/2002

9/30/2009

Yes

5/2/2006

22,000.00

JPMSDD0012634

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/5/2005

22,000.00

JPMSDD0017545

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

8/2/2005

22,000.00

JPMSDD0007015

Confirmed - Under $1 Million

10/19/2002

9/30/2009

No

9/30/2009

Yes

7/5/2005

22,000.00

JPMSDD0006672

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/4/2006

22,000.00

JPMSDD0007581

Confirmed - Under $1 Million

10/19/2002

10/1/2002

10/20/2009

No

10/19/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

10/3/2006

22,000.00

JPMSDD0011894

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

11/3/2005

22,000.00

JPMSDD0017837

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

7/5/2006

22,000.00

JPMSDD0012131

Confirmed - Under $1 Million

10/19/2002

9/30/2009

No
Confirmed - Under $1 Million

9/30/2009

Yes

9/5/2006

22,000.00

JPMSDD0011668

10/1/2002

9/30/2009

Yes

11/3/2006

22,000.00

JPMSDD0011252

Confirmed - Under $1 Million

10/19/2002

10/1/2002

10/20/2009

No

10/1/2002

9/30/2009

Yes

2/3/2006

22,000.00

JPMSDD0014399

Confirmed - Under $1 Million

10/19/2002

9/30/2009

No

10/19/2002

10/20/2009

10/19/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

8/2/2006

22,000.00

JPMSDD0012358

Confirmed - Under $1 Million

10/19/2002

10/20/2009

No

10/19/2002

10/20/2009

No

No

10/19/2002

9/30/2009

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

5/4/2004

20,000.00

JPMSDD0002255

Confirmed - Under $1 Million

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

8/2/2005

20,000.00

JPMSDD0007016

Confirmed - Under $1 Million

10/1/2002

2/2/2005

20,000.00

JPMSAS0008867

JPMSDD0005110

Confirmed - Under $1 Million

9/3/2004

500,000.00

JPMSAS0008842

8/3/2004

20,000.00

JPMSDD0004262

Confirmed - Under $1 Million

xxxxxx076 IRIS J. KATZ

9/30/2009

Yes

xxxx527

10/1/2002

9/30/2009

Yes

xxxxxx308

10/19/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

Under $1 Million

IRIS AND SAUL KATZ
FAMILY FDN
ARTHUR FRIEDMAN
RUTH FRIEDMAN
STERLING EQUITIES
xxxxxx076
FUNDING CO
xxxxxx906 HEATHER KNOPF
xxxxxx076 IRIS WILPON
ROBIN WILPON
WACHTLER
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
xxxxxx004

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/19/2002

10/1/2002

10/20/2009

Under $1 Million

Not Confirmed - possibly included
in larger deposit

No

Under $1 Million

10/19/2002

9/30/2009

No

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

Yes

5/4/2004

20,000.00

JPMSDD0002254

Confirmed - Under $1 Million

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

1/4/2005

20,000.00

JPMSDD0004837

Confirmed - Under $1 Million

ROBIN WILPON
WACHTLER

10/19/2002

10/20/2009

No

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

Yes

8/3/2004

20,000.00

JPMSDD0004261

Confirmed - Under $1 Million

xxxxxx076

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING

10/1/2002

9/30/2009

Yes

7/2/2004

470,000.00

JPMSAS0008831

xxxxxx076

10/1/2002

9/30/2009

Yes

9/3/2004

500,000.00

JPMSAS0008842

xxxxxx004

20,000.00

JPMSDD0006333

Confirmed - Under $1 Million

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

6/2/2004

20,000.00

JPMSDD0003549

Confirmed - Under $1 Million

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

6/2/2004

20,000.00

JPMSDD0003550

Confirmed - Under $1 Million

ARTHUR FRIEDMAN
RUTH FRIEDMAN
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN

10/19/2002

9/30/2009

No

10/19/2002

9/30/2009

No

10/1/2002

9/30/2009

Yes

3/2/2005

20,000.00

JPMSDD0005435

Confirmed - Under $1 Million

xxxxxx308

xxxxxx076 IRIS KATZ

10/1/2002

9/30/2009

Yes

6/3/2005

Not Confirmed - possibly included
in larger deposit
Not Confirmed - possibly included
in larger deposit

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

Amount per
Customer
Statement

150193

1KW014

IRIS J KATZ C/O STERLING EQUITIES

212925

1KW077

217521

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

233444

1KW014

IRIS J KATZ C/O STERLING EQUITIES

268498

1KW004

233898

1KW077

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
JUDITH A WILPON C/O STERLING
EQUITIES

236317

1KW014

241690

1KW014

273330

1KW004

244401

1KW077

276643

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
JUDITH A WILPON C/O STERLING
EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

6/14/1999

(40,000.00)

250776

1KW014

IRIS J KATZ C/O STERLING EQUITIES

8/1/2005

(20,000.00)

253450

1KW077

1/3/2005

(20,000.00)

261076

1KW077

2/1/2005

261110

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

261649

1KW014

262484

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

3/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152058

JPMSAF0021305

JPMSAF0021306

MADWAA00223567

JPMC xxxxxx076

JP MORGAN CHASE BANK

3/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152054

JPMSAF0021298

JPMSAF0021299

MADWAA00223559

JPMC xxxxxx076

JP MORGAN CHASE BANK

4/28/2000

(29,192.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108060

MADWAA00048682

JPMC xxxxxx308

CHASE MANHATTAN
BANK

5/2/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164064

JPMSAF0034451

JPMSAF0034452

MADWAA00175138

JPMC xxxxxx076

JP MORGAN CHASE BANK

IRIS J KATZ C/O STERLING EQUITIES

5/2/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164063

JPMSAF0034449

JPMSAF0034450

MADWAA00175136

JPMC xxxxxx076

JP MORGAN CHASE BANK

IRIS J KATZ C/O STERLING EQUITIES

6/1/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164540

JPMSAF0035010

JPMSAF0035011

MADWAA00160568

JPMC xxxxxx076

JP MORGAN CHASE BANK

7/12/2000

(9,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110121

MADWAA00249132

JPMC xxxxxx308

CHASE MANHATTAN
BANK

2/2/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151660

JPMSAF0020898

JPMSAF0020899

MADWAA00229742

JPMC xxxxxx076

JP MORGAN CHASE BANK

CW

CHECK

Withdrawal

Check

Yes

509 Account

92756

MADWAA00185125

JPMC xxxxxx308

CHASE MANHATTAN
BANK

CW

CHECK

Withdrawal

Check

Yes

509 Account

166561

JPMSAF0037094

JPMSAF0037095

MADWAA00155183

JPMC xxxxxx076

JP MORGAN CHASE BANK

CW

CHECK

Withdrawal

Check

Yes

509 Account

159966

JPMSAF0030042

JPMSAF0030043

MADWAA00335825

JPMC xxxxxx076

JP MORGAN CHASE BANK

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161460

JPMSAF0031731

JPMSAF0031732

MADWAA00173323

JPMC xxxxxx076

JP MORGAN CHASE BANK

10/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157448

JPMSAF0027363

JPMSAF0027364

MADWAA00338563

JPMC xxxxxx076

JP MORGAN CHASE BANK

IRIS J KATZ C/O STERLING EQUITIES

4/1/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162453

JPMSAF0032786

MADWAA00164991

JPMC xxxxxx076

JP MORGAN CHASE BANK

1KW014

IRIS J KATZ C/O STERLING EQUITIES

12/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159255

JPMSAF0029226

JPMSAF0029227

MADWAA00333113

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

262494

1KW077

JUDITH A WILPON C/O STERLING
EQUITIES

12/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159259

JPMSAF0029233

JPMSAF0029234

MADWAA00333121

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

284432

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

4/10/2002

JPMC xxxxxx308

CHASE MANHATTAN
BANK

MADWAA00226639

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx308

CHASE MANHATTAN
BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxx076

JP MORGAN CHASE BANK

10/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157444

JPMSAF0027356

JPMSAF0027357

MADWAA00338555

JPMC xxxxxx076

JP MORGAN CHASE BANK

3/1/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161846

JPMSAF0032132

JPMSAF0032133

MADWAA00159347

JPMC xxxxxx076

JP MORGAN CHASE BANK

289077

1KW014

IRIS J KATZ C/O STERLING EQUITIES

7/1/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165554

JPMSAF0036034

288628

1KW210

2/1/2000

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101537

MADWAA00049496

JPMC xxxxxx004

292204

1KW210

6/14/1999

(27,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92770

MADWAA00185153

JPMC xxxxxx004

7/1/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165555

JPMSAF0036036

JPMSAF0036037

MADWAA00168901

JPMC xxxxxx076

JP MORGAN CHASE BANK

4/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152640

JPMSAF0021913

JPMSAF0021914

MADWAA00226647

JPMC xxxxxx076

JP MORGAN CHASE BANK

4/1/2005

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162454

JPMSAF0032787

MADWAA00164993

JPMC xxxxxx076

JP MORGAN CHASE BANK

1/16/2003

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141669

JPMSAF0011720

MADWAA00116950

JPMC xxxxxx308

6/14/2000

(95,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108758

MADWAA00244899

JPMC xxxxxx308

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

CW

CHECK

Withdrawal

Check

Yes

509 Account

137013

JPMSAF0006714

MADWAA00120035

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

134855

JPMSAF0004472

MADWAA00067028

JPMC xxxxxx308

267036

1KW014

IRIS J KATZ C/O STERLING EQUITIES

285486

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

267523

1KW014

IRIS J KATZ C/O STERLING EQUITIES

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134330

JPMSAF0003965

MADWAA00064200

4/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152636

JPMSAF0021906

JPMSAF0021907

6/15/2001

(54,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125475

MADWAA00098832

7/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155030

JPMSAF0024494

JPMSAF0024495

MADWAA00339841

JPMSAF0036035

MADWAA00168899

289420

1KW077

300574

1KW077

308459

1KW077

112205

1KW004

299930

1KW004

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

300387

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

8/1/2002

(5,000.00)

302396

1KW004

(15,000.00)

CHECK

Withdrawal

Check

Yes

509 Account

1KW004

12/17/1999

(40,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97208

MADWAA00057298

JPMC xxxxxx308

309326

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

5/14/2002

309257

4/24/2000

(4,159.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107984

MADWAA00048582

JPMC xxxxxx308

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

309565

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

9/3/2002

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137472

JPMSAF0007160

MADWAA00116151

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

268356

1KW096

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

5/8/2003

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144415

JPMSAF0014356

MADWAA00316613

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx076

CW

278564

1KW336

SAUL B KATZ BRIAN HAHN JR TIC

12/16/2005

(19,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169886

JPMSAF0040695

JPMSAF0040696

146842

1KW109

8/6/2007

(19,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188041

JPMSAF0059152

MADWAA00279956

213792

1KW110

MADWAA00279958

JPMC xxxxxx550

272123

1KW209

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

9/6/2007

(19,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188651

JPMSAF0059714

JPMC xxxxxx578

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

28071

1KW403

RICHARD A WILPON ANITA M TAPPY T.I.C

9/4/2008

(18,181.82)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199429

JPMSAF0070147

MADWAA00302141

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

11/17/2003

(18,031.96)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149116

JPMSAF0018647

JPMSAF0018648

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

6/9/2008

(18,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197046

JPMSAF0067879

MADWAA00296082

JPMC xxxxxx578

9/6/2007

(18,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188649

JPMSAF0059712

MADWAA00276342

JPMC xxxxxx550

7/3/2000

(25,000.00)

CW

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

1KW096

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

276527

1KW209

289859

1KW110

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

77352

8/6/2007

(19,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188042

JPMSAF0059153

MADWAA00364776

JPMC xxxxxx802

MADWAA00221382

15707

1KW263

MARVIN B TEPPER

CHECK

Withdrawal

Check

Yes

509 Account

109485

MADWAA00248508

283505

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

8/28/2003

(18,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146952

JPMSAF0016802

MADWAA00314437

JPMC xxxxxx308

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

215414

1KW084

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

9/29/2006

(17,613.46)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178484

JPMSAF0049710

MADWAA00198251

JPMC xxxxxx593

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

107287

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

12/16/2002

(16,400.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140105

JPMSAF0009937

MADWAA00127670

JPMC xxxxxx308

51491

1KW263

MARVIN B TEPPER

11/1/2000

(1,208,561.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112724

MADWAA00145844

JPMC xxxxxxx452

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

8317

1KW084

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

9/28/2005

(15,912.02)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167542

JPMSAF0038054

JPMSAF0038055

JPMC xxxxxx593

JP MORGAN CHASE BANK

73191

1KW209

6/9/2006

(15,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175213

JPMSAF0046567

JPMSAF0046568

JPMC xxxxxx578

174635

1KW110

4/11/2007

264223

1KW367

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

6/5/2003

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144803

JPMSAF0014717

MADWAA00321530

JPMC xxxxxx004

106641

1KW263

MARVIN B TEPPER

12/7/2001

(104,900.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130508

JPMSAF0000253

MADWAA00072233

JPMC xxxxxxx452

242430

1KW302

RUTH FRIEDMAN

7/1/2005

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165607

JPMSAF0036106

JPMSAF0036107

1/11/2001

(168,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122251

MADWAA00152021

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

6/7/2007

(14,545.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185938

JPMSAF0057159

MADWAA00277150

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

184799

JPMSAF0056091

JPMC xxxxxxx452

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Bank Account
Number(s)

Transaction within
Available Records

Statement
Trans Date

Check Bates
Reference

Tracing Results

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

10/4/2004

20,000.00

JPMSDD0002483

Confirmed - Under $1 Million

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

Yes

3/2/2005

20,000.00

JPMSDD0005443

Confirmed - Under $1 Million

10/1/2002

xxxxxx076 JUDITH WILPON

9/30/2009

Yes

3/2/2004

20,000.00

JPMSDD0001755

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

3/2/2004

20,000.00

JPMSDD0001756

Confirmed - Under $1 Million

9/30/2009

No

xxxxxx076 JUDITH A. WILPON

10/1/2002

9/30/2009

Yes

5/3/2005

490,000.00

JPMSAS0008883

xxxxxx076 IRIS J. KATZ

10/1/2002

9/30/2009

Yes

5/3/2005

490,000.00

JPMSAS0008883

STERLING EQUITIES
FUNDING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN

10/1/2002

9/30/2009

Yes

6/3/2005

20,000.00

JPMSDD0006334

Confirmed - Under $1 Million

2/4/2004

20,000.00

JPMSDD0001486

Confirmed - Under $1 Million

xxxxxx308

ARTHUR FRIEDMAN
RUTH FRIEDMAN

xxxxxx076

xxxxxx076 JUDITH WILPON
xxxxxx308

ARTHUR FRIEDMAN
RUTH FRIEDMAN

Yes

8/2/2005

20,000.00

JPMSDD0007017

Confirmed - Under $1 Million

Yes

1/4/2005

20,000.00

JPMSDD0004838

Confirmed - Under $1 Million

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

Yes

2/2/2005

20,000.00

JPMSDD0005112

Confirmed - Under $1 Million

xxxxxx076 JUDITH WILPON

10/1/2002

9/30/2009

Yes

10/4/2004

20,000.00

JPMSDD0002489

Confirmed - Under $1 Million

STERLING EQUITIES
FUNDING
IRIS J. KATZ, STERLING
xxxxxx076
EQUITIES FUNDING
JUDITH A. WILPON,
xxxxxx076 STERLING EQUITIES
FUNDING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
STERLING EQUITIES
xxxxxx076
FUNDING CO
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
STERLING EQUITIES
xxxxxx076
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING
ROBIN WILPON
xxxxxx004
WACHTLER
ROBIN WILPON
xxxxxx004
WACHTLER

10/1/2002

9/30/2009

Yes

4/8/2005

20,000.00

JPMSDD0005742

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/2/2004

20,000.00

JPMSDD0003052

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/2/2004

20,000.00

JPMSDD0003054

Confirmed - Under $1 Million

10/19/2002

JPMSDD0002030

Confirmed - Under $1 Million

xxxxxx076

10/1/2002

9/30/2009

Yes

7/5/2005

20,000.00

JPMSDD0006666

Confirmed - Under $1 Million

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
FUNDING
ARTHUR FRIEDMAN
xxxxxx308
& RUTH FRIEDMAN
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

Yes

4/2/2004

20,000.00

JPMSDD0002029

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

4/8/2005

20,000.00

JPMSDD0005748

Confirmed - Under $1 Million

10/19/2002

9/30/2009

Yes

10/19/2002

9/30/2009

No

10/19/2002

10/20/2009

No

10/19/2002

9/30/2009

No

10/19/2002

9/30/2009

No

10/19/2002

9/30/2009

No

10/19/2002

10/20/2009

No

10/19/2002

10/20/2009

Yes

10/1/2002

9/30/2009

Yes

xxxxxx802 UNKNOWN

10/1/2002

9/30/2009

xxxxxx550 UNKNOWN

10/1/2002

9/30/2009

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

RICHARD A WILPON
ANITA M TAPPY
STERLING EQUITIES
FUNDING CO
PHILIP H WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
xxxxxx076

Under $1 Million
Under $1 Million
Under $1 Million

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

No

10/19/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/19/2002

9/30/2009

Yes

Under $1 Million

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

No

JP MORGAN CHASE
BANK

COLLEGE PLACE
xxxxxx593 ENTERPRISES PROFIT
SHARING

10/1/2002

9/30/2009

Yes

Under $1 Million

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

JPMC xxxxxx550

MADWAA00169003

JPMC xxxxxx308

xxxxxx308

xxxxxx550 UNKNOWN

9/30/2009

Yes

Under $1 Million

xxxxxx004 ROBIN WACHTLER

10/19/2002

10/20/2009

Yes

Under $1 Million

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

No

10/19/2002

9/30/2009

Yes

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

No

10/1/2002

9/30/2009

Yes

xxxxxx308

ARTHUR FRIEDMAN
RUTH FRIEDMAN

JPMSAF0027180

JPMSAF0027181

MADWAA00338359

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMSAF0040923

JPMSAF0040924

MADWAA00365062

JPMC xxxxxxx452

240876

1KW209

6/13/2005

(13,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164781

JPMSAF0035273

JPMSAF0035274

MADWAA00161020

JPMC xxxxxx578

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx578 RICHARD A. WILPON

278556

1KW336

SAUL B KATZ BRIAN HAHN JR TIC

12/13/2005

(13,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169761

JPMSAF0040537

JPMSAF0040538

MADWAA00364556

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

JPMC xxxxxxx452

JPMC xxxxxxx452

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

166286

1KW263

MARVIN B TEPPER

1/12/2000

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101266

MADWAA00052985

240399

1KW110

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164838

JPMSAF0035336

JPMSAF0035337

MADWAA00161122

JPMC xxxxxx550

1KW109

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

6/15/2005

268761

6/13/2005

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164779

JPMSAF0035269

JPMSAF0035270

MADWAA00161016

JPMC xxxxxx802

194740

1KW263

MARVIN B TEPPER

4/28/2000

(91,687.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108066

MADWAA00048694

194126

1KW096

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

1/16/2003

(11,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141676

JPMSAF0011727

JPMC xxxxxx004

CHASE MANHATTAN
BANK

207760

1KW263

MARVIN B TEPPER

4/12/2000

(606,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107771

MADWAA00038843

JPMC xxxxxxx452

210846

1KW297

MARVIN TEPPER ELISE TEPPER TR

10/24/2000

(547,439.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112616

MADWAA00259773

JPMC xxxxxxx452

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

MADWAA00116964

JPMSAF0053509
JPMSAF0045445

JPMSAF0045446

227941

1KW403

RICHARD A WILPON ANITA M TAPPY T.I.C

1/26/2007

(10,909.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182319

JPMSAF0053711

1KW084

5/22/2006
1/18/2005

(10,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161230

JPMSAF0031485

JPMSAF0031486

2/9/2005

(10,494.81)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161599

JPMSAF0031881

JPMSAF0031882

MADWAA00368222

JPMC xxxxxx593

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

MADWAA00350290

JPMC xxxxxx887

MADWAA00173575

JPMC xxxxxx269

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

MADWAA00194907

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

JPMC xxxxxx076

MADWAA00194543

174170

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

MADWAA00244935

182099

32211
273095

1KW108

GREGORY KATZ

239053

1KW392

FRED WILPON - APT TRACING

245683

1KW420

STERLING BRUNSWICK SEVEN LLC

279024

1KW096

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

274865

1KW084

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

(10,738.64)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174804

JPMSAF0046130

JPMC xxxxxxx452

JPMSAF0046131

JPMC xxxxxx578
MADWAA00376398

JPMC xxxxxx578

9/6/2007

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188660

JPMSAF0059723

MADWAA00276362

JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

11/19/2002

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139582

JPMSAF0009406

MADWAA00129227

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

8/8/2005

(9,717.55)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166690

JPMSAF0037239

JPMSAF0037240

JPMC xxxxxx593

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

MADWAA00294905

JPMC xxxxxx076

JP MORGAN CHASE BANK

JPMC xxxxxxx452

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

160302

1KW403

RICHARD A WILPON ANITA M TAPPY T.I.C

7/16/2008

(9,091.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198657

JPMSAF0069433

270066

1KW263

MARVIN B TEPPER

9/18/2001

(76,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127631

MADWAA00100376

Confirmed - Under $1 Million

Yes

170095

108777

JPMSDD0027111

Yes

157272

509 Account

JPMSAS0009198

Yes

509 Account

509 Account

Under $1 Million

18,181.82

9/30/2009

509 Account

509 Account

Under $1 Million

9/8/2008

9/30/2009

Yes

Yes

Under $1 Million

10/20/2009

Yes

Yes

Confirmed - Under $1 Million

10/1/2002

Check

Yes

JPMSDD0017068

10/1/2002

Check

Check

JPMSAS0008929

10/19/2002

Withdrawal

Check

19,500.00

xxxxxx550 UNKNOWN

Withdrawal

Check

12/19/2005

xxxxxx578 RICHARD A. WILPON

CHECK

Withdrawal

Under $1 Million

Yes

xxxxxx578 RICHARD A. WILPON

Under $1 Million

Yes

CHECK

Withdrawal

Confirmed - Under $1 Million

Not Confirmed - possibly included
in larger deposit

xxxxxx076

CW

Withdrawal

JPMSDD0006665

xxxxxx076

CW

CHECK

20,000.00

xxxxxx076 JUDITH A. WILPON

(13,925.00)

CHECK

7/5/2005

JPMSAS0008831

No

(14,000.00)

CHECK

470,000.00

10/20/2009

9/22/2004

CW

7/2/2004

10/19/2002

12/23/2005

CW

Yes

No

MARVIN B TEPPER DEFINED BENEFIT
PLAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

CW

20,000.00

9/30/2009

Yes

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

(11,000.00)

4/2/2004

No

10/1/2002

9/30/2009

1KW322

(11,000.00)

Yes

9/30/2009

10/20/2009

1KW367

(83,100.00)

No

9/30/2009

10/1/2002

249763

4/13/2006

9/30/2009

10/1/2002
10/19/2002

10/19/2002

108173

1/12/2007

No

9/30/2009

STERLING EQUITIES
FUNDING CO
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

6/14/2000

9/30/2009

ARTHUR FRIEDMAN
RUTH FRIEDMAN
COLLEGE PLACE
xxxxxx593 ENTERPRISES PROFIT
SHARING
ARTHUR FRIEDMAN
xxxxxx308
RUTH FRIEDMAN

JPMC xxxxxxx452

MARVIN B TEPPER

10/19/2002

9/30/2009

MARVIN B TEPPER

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

Yes

10/1/2002

RICHARD A WILPON ANITA M TAPPY T.I.C

1KW263

No

9/30/2009

10/1/2002

1KW263

1KW209

9/30/2009

10/1/2002

xxxxxx076 JUDITH WILPON

1KW403

1KW209

10/19/2002

Not Confirmed - possibly included
in larger deposit
Not Confirmed - possibly included
in larger deposit

xxxxxx076 IRIS J. KATZ

117405

224324

Bank Statement Bank Statement
Amount
Bates Reference

10/19/2002

xxxxxx076 IRIS J. KATZ

221384

168206

Available Records
Through

JPMC xxxxxx076

MADWAA00211468

MADWAA00267404

156036

Available Records
Beginning

MADWAA00155397

28 of 60

xxxxxx076

xxx452 UNKNOWN

SAUL B KATZ & BRIAN
HAHN JR TIC
STERLING EQUITIES
FUNDING CO

xxx452 MARVIN B TEPPER

10/1/2002

Under $1 Million

6/8/2007

14,545.00

JPMSAS0009054

JPMSDD0009899

Confirmed - Under $1 Million

10/19/2002

10/20/2009

Yes

11/1/2002

10/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

Under $1 Million

10/1/2002

9/30/2009

Yes

11/1/2002

10/30/2009

12/14/2005

13,000.00

JPMSAS0008929

JPMSDD0017012

Confirmed - Under $1 Million

No

xxxxxx550 TODD KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx802 UNKNOWN

10/1/2002

9/30/2009

Yes

Under $1 Million

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

No

PHILIP H WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

10/19/2002

10/20/2009

Yes

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

No

MARVIN B TEPPER
ELISE TEPPER

11/1/2002

10/30/2009

No

xxx452

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

STERLING EQUITIES
FUNDING CO
COLLEGE PLACE
xxxxxx593 ENTERPRISES PROFIT
SHARING

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx076

xxxxxx887 UNKNOWN

Under $1 Million
Under $1 Million
1/30/2007

10,909.00

JPMSAS0009019

JPMSDD0008216

10/1/2002

9/30/2009

Yes

Under $1 Million

10/25/2002

10/23/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

FRED WILPON
JUDITH A WILPON
STERLING EQUITIES
xxxxxx076
FUNDING
PHILIP H WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
COLLEGE PLACE
xxxxxx593 ENTERPRISES PROFIT
SHARING
STERLING EQUITIES
xxxxxx076
FUNDING CO

10/1/2002

9/30/2009

Yes

10/19/2002

10/20/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

No

xxxx269

Confirmed - Under $1 Million

Under $1 Million
9/7/2007

10,000.00

JPMSDD0011034

Confirmed - Under $1 Million
Under $1 Million

Under $1 Million
7/21/2008

9,091.00

JPMSDD0016649

Confirmed - Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

Amount per
Customer
Statement

273788

1KW263

MARVIN B TEPPER

256514

1KW403

RICHARD A WILPON ANITA M TAPPY T.I.C

239563

1KW447

STERLING TWENTY FIVE LLC

4/11/2007

(8,984.00)

282173

1KW263

MARVIN B TEPPER

12/14/2000

(190,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113383

MADWAA00140308

JPMC xxxxxxx452

282878

1KW263

MARVIN B TEPPER

4/24/2000

(27,036.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107995

MADWAA00048592

JPMC xxxxxxx452

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

204673

1KW084

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

6/24/2004

(8,741.22)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154910

JPMSAF0024358

JPMSAF0024359

JPMC xxxxxx593

CHASE MANHATTAN
BANK

196111

1KW208

JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN

4/9/2003

(8,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143928

JPMSAF0013860

MADWAA00307120

JPMC xxxxxx578

292120

1KW263

MARVIN B TEPPER

6/15/2001

(67,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125482

MADWAA00098846

JPMC xxxxxxx452

292741

1KW263

MARVIN B TEPPER

12/21/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97276

MADWAA00057410

JPMC xxxxxxx452

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

267546

1KW084

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

8/13/2003

(7,818.10)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146739

JPMSAF0016601

JPMC xxxxxx593

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

296600

1KW263

MARVIN B TEPPER

11/5/1999

(268,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96605

MADWAA00188481

JPMC xxxxxxx452

297319

1KW263

MARVIN B TEPPER

6/13/2002

(14,200.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135401

JPMSAF0005058

298025

1KW263

MARVIN B TEPPER

6/7/2000

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108633

MADWAA00245667

12195

1KW109

4/13/2006

(7,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174169

JPMSAF0045443

JPMSAF0045444

MADWAA00376396

JPMC xxxxxx802

202975

1KW309

3/17/2004

(7,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152371

JPMSAF0021633

JPMSAF0021634

MADWAA00224129

JPMC xxxxxx906

158568

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
DAN KNOPF HEATHER KNOPF JT TEN C/O
STERLING EQUITIES
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

6/14/2004

(6,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154738

JPMSAF0024180

JPMSAF0024181

MADWAA00332429

JPMC xxxxxx775

306865

1KW263

MARVIN B TEPPER

12/1/1999

(190,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96842

MADWAA00056619

245465

1KW209

6/6/2003

(6,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144831

JPMSAF0014746

MADWAA00321580

293581

1KW207

6/6/2003

(6,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144829

JPMSAF0014744

MADWAA00321576

181486

1KW208

6/6/2003

(6,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144830

JPMSAF0014745

MADWAA00321578

195178

1KW110

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

6/9/2006

(6,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175211

JPMSAF0046565

JPMSAF0046566

MADWAA00211466

JPMC xxxxxx550

3818

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

10/1/2004

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157656

JPMSAF0027599

JPMSAF0027600

MADWAA00338977

JPMC xxxxxx674

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

5443

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/26/1999

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

BT Account

n/a - wire

381

JPMC xxxxxx313

JP MORGAN CHASE BANK

5917

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8/4/2003

(3,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

23668

JPMC xxxxxx313

JP MORGAN CHASE BANK

11614

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/3/2002

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

18337

JPMC xxxxxx313

JP MORGAN CHASE BANK

16507

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

1/2/2003

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140657

JPMSAF0010539

MADWAA00118070

JPMC xxxxxx674

39819

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

4/1/2003

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142907

JPMSAF0012853

MADWAA00308568

JPMC xxxxxx674

86607

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

7/3/2006

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175785

JPMSAF0047142

MADWAA00373221

JPMC xxxxxx674

156521

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

10/2/2006

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178212

JPMSAF0049440

MADWAA00197715

JPMC xxxxxx674

168199

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

4/3/2006

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

173058

JPMSAF0044198

JPMSAF0044199

JPMC xxxxxx674

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

30871

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/10/2002

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx313

JP MORGAN CHASE BANK

198763

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

4/1/2005

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162674

JPMC xxxxxx674

CHASE MANHATTAN
BANK

JPMC xxxxxx313

JP MORGAN CHASE BANK

JPMC xxxxxx674

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

4/18/2000

(79,099.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107916

(9,090.91)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191082

JPMSAF0062097

703 / BT ID 1

MADWAA00262573

JPMSAF0056094

Check 4 Bates

MADWAA00039105

11/28/2007

Check 3 Bates

MADWAA00267410

CW

CHECK

Withdrawal

Check

Yes

509 Account

184802

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized
JPMC xxxxxxx452
JPMC xxxxxx076
JPMC xxxxxx077

MADWAA00332725

MADWAA00324215

MADWAA00063045

JPMC xxxxxxx452
JPMC xxxxxxx452

JPMC xxxxxxx452
JPMC xxxxxx578
JPMC xxxxxx578
JPMC xxxxxx578

MADWAA00375271
17052

JPMSAF0033006

JPMSAF0033007

MADWAA00165387
22088

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

CHASE MANHATTAN
BANK

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/16/2003

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

4/2/2007

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183683

JPMSAF0055005

MADWAA00269318

240343

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

10/1/2008

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

200215

JPMSAF0070904

MADWAA00303627

JPMC xxxxxx674

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

58633

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/8/2002

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

17495

JPMC xxxxxx313

JP MORGAN CHASE BANK

60291

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/13/2003

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

22885

JPMC xxxxxx313

JP MORGAN CHASE BANK

19953

JPMC xxxxxx313

JP MORGAN CHASE BANK

JPMC xxxxxx674
JPMC xxxxxx674

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

76818

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12/16/2002

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

244305

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

7/1/2004

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155253

JPMSAF0024802

JPMSAF0024803

261538

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

10/1/2003

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147728

JPMSAF0017543

MADWAA00234774

102121

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/16/2003

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

22905

JPMC xxxxxx313

JP MORGAN CHASE BANK

108438

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/1/2002

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

17386

JPMC xxxxxx313

JP MORGAN CHASE BANK

262064

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

1/2/2008

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

192148

JPMSAF0063123

JPMSAF0063124

MADWAA00289137

JPMC xxxxxx674

CHASE MANHATTAN
BANK

116791

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/3/2002

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

16911

JPMC xxxxxx313

JP MORGAN CHASE BANK

263805

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

1/3/2006

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170426

JPMSAF0041298

JPMSAF0041299

MADWAA00360218

JPMC xxxxxx674

266276

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

1/2/2007

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180992

JPMSAF0052670

MADWAA00195686

139263

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/30/2003

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

267623

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

10/1/2007

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189312

JPMSAF0060351

MADWAA00262933

284143

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

10/1/2002

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

138170

JPMSAF0007914

MADWAA00124132

147368

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

3/11/1999

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

BT Account

n/a - wire

285603

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

7/1/2005

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165290

285820

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

7/1/2008

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197607

JPMSAF0068415

MADWAA00286424

JPMC xxxxxx674

286110

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

4/1/2008

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194821

JPMSAF0065691

MADWAA00298427

JPMC xxxxxx674

286936

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

4/1/2004

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152864

JPMSAF0022163

JPMSAF0022164

160352

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8/18/2003

(1,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

162927

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/21/2003

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

162931

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/31/2003

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

291596

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

7/2/2007

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186616

181508

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/9/2003

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

292473

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

7/1/2003

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145437

JPMSAF0015405

MADWAA00309989

294665

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

1/3/2005

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

160185

JPMSAF0030324

JPMSAF0030325

MADWAA00336125

JPMC xxxxxx674

304961

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

1/2/2004

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

150449

JPMSAF0019485

JPMSAF0019486

MADWAA00237725

JPMC xxxxxx674

305420

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

10/3/2005

(5,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167784

JPMSAF0038325

JPMSAF0038326

MADWAA00167585

196117

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/28/2003

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

194195

1KW208

1/16/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141683

JPMSAF0011734

MADWAA00116978

244986

1KW209

254791

1KW207

287036

1KW209

JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

298911

1KW336

SAUL B KATZ BRIAN HAHN JR TIC

299838

1KW403

RICHARD A WILPON ANITA M TAPPY T.I.C

220250

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

JPMC xxxxxx674

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JPMC xxxxxx313

JP MORGAN CHASE BANK

JPMC xxxxxx674
JPMC xxxxxx674

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JPMC xxxxxx313

JP MORGAN CHASE BANK

JPMC xxxxxx674

JPMC xxxxxx674

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

23837

JPMC xxxxxx313

JP MORGAN CHASE BANK

23419

JPMC xxxxxx313

JP MORGAN CHASE BANK

23549

JPMC xxxxxx313

JP MORGAN CHASE BANK

JPMC xxxxxx674

CHASE MANHATTAN
BANK

JPMC xxxxxx313

JP MORGAN CHASE BANK

JPMC xxxxxx674

JPMC xxxxxx674

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JPMC xxxxxx313

JP MORGAN CHASE BANK

JPMC xxxxxx578

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

264
JPMSAF0035775

JPMSAF0057806

JPMSAF0035776

MADWAA00156434

MADWAA00227083

MADWAA00274050
22816

22233

1/8/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151293

JPMSAF0020487

JPMSAF0020488

1/16/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141682

JPMSAF0011733

MADWAA00116976

JPMC xxxxxx578

9/10/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147193

JPMSAF0017029

MADWAA00313835

JPMC xxxxxx578

1/8/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

12/13/2005

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

5/6/2003

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

MADWAA00237543

151299

JPMSAF0020497

JPMSAF0020498

MADWAA00237555

509 Account

169762

JPMSAF0040539

JPMSAF0040540

MADWAA00364558

703 Account

n/a - wire

JPMC xxxxxx578

JPMC xxxxxx076

xxxxxx076

STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE BANK

10/30/2009

10/1/2002

9/30/2009

Yes

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

JPMSDD0020152

Confirmed - Under $1 Million

No
11/29/2007

9,090.91

4/7/2007

9/30/2009

Yes

11/1/2002

10/30/2009

No

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

No

COLLEGE PL
xxxxxx593 ENTERPRISES PROFIT
SHARING

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

No

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

No

xxxxxx593

COLLEGE PL
ENTERPRISES PROFIT P.S.

10/1/2002

9/30/2009
10/30/2009

No

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

xxx452 MARVIN B TEPPER

Under $1 Million

Yes

11/1/2002

xxxxxxx452MARVIN TEPPER

Under $1 Million

No

11/1/2002

10/30/2009

No

xxxxxx802 UNKNOWN

10/1/2002

9/30/2009

Yes

Under $1 Million

HEATHER AND DAN
KNOPF
HOWARD KATZ
xxxxxx775
MICHAEL KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

xxx452 MARVIN B TEPPER

11/1/2002

10/30/2009

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx550 TODD KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx674 ROSE KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

8/30/2003

8/31/2010

No

8/30/2003

8/31/2010

No

xxxxxx906

xxxxxx313

STERLING DOUBLEDAY
ENTERPRISES, L.P

xxxxxx313 STERLING METS, L.P.

Under $1 Million

STERLING DOUBLEDAY
ENTERPRISES, L.P

8/30/2003

8/31/2010

No

xxxxxx674 ROSE & MICHAEL KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx674 ROSE KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

ROSE KATZ/MICHAEL
KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx674 MICHAEL/ROSE KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx674 MICHAEL KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

8/30/2003

8/31/2010

No

xxxxxx674 ROSE KATZ

10/1/2002

9/30/2009

Yes

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

No

xxxxxx674 ROSE KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx674 ROSE KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

8/30/2003

8/31/2010

No

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

No

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

No

xxxxxx674 SAUL & MICHAEL KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx674 ROSE KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

No

STERLING DOUBLEDAY
ENTERPRISES, L.P
ROSE KATZ/MICHAEL
xxxxxx674
KATZ
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
MICHAEL KATZ &
xxxxxx674
SAUL B KATZ TIC

8/30/2003

8/31/2010

No

xxxxxx313

xxxxxx674

xxxxxx313

xxxxxx313

STERLING DOUBLEDAY
ENTERPRISES, L.P

STERLING DOUBLEDAY
ENTERPRISES, L.P

xxxxxx313

Under $1 Million

10/1/2002

9/30/2009

8/30/2003

8/31/2010

No

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx674 MICHAEL/ROSE KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

No

xxxxxx674 ROSE KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

8/30/2003

8/31/2010

No

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx674
xxxxxx313

ROSE KATZ & MICHAEL
KATZ JT TENANT
STERLING DOUBLEDAY
ENTERPRISES, L.P

xxxxxx674 ROSE KATZ
xxxxxx674

ROSE KATZ/MICHAEL
KATZ

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

No

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

No

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

No

xxxxxx674 ROSE KATZ

10/1/2002

9/30/2009

Yes

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

No

xxxxxx674 ROSE & MICHAEL KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx674 ROSE KATZ
xxxxxx674

xxxxxx674

MICHAEL KATZ &
SAUL B. KATZ TIC

MICHAEL KATZ &
SAUL KATZ TIC

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx674 ROSE KATZ

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx674 ROSE KATZ

10/1/2002

9/30/2009

Yes

xxxxxx313 STERLING METS, L.P.

8/30/2003

8/31/2010

No

xxxxxx578 RICHAR WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

1/12/2004

5,000.00

JPMSAS0008799

JPMSDD0001243

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

12/14/2005

5,000.00

JPMSAS0008929

JPMSDD0017014

Confirmed - Under $1 Million

8/30/2003

8/31/2010

No

SAUL B KATZ & BRIAN
HAHN JR TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
RICHARD A WILPON
ANITA M TAPPY
UNKNOWN
STERLING EQUITIES
FUNDING CO

JPMC xxxxxx076

22384

Transaction within
Available Records

11/1/2002

xxx452 MARVIN B TEPPER

JP MORGAN CHASE
BANK

xxxxxx077 STERLING 25 LLC

Available Records
Through

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

39877

23121

xxx452 MARVIN B TEPPER

Available Records
Beginning

JP MORGAN CHASE
BANK

239527

MADWAA00340279

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Bank Account
Number(s)

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx313

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx313 STERLING METS, L.P.

Under $1 Million

Under $1 Million

301105

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

4/9/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143929

JPMSAF0013861

MADWAA00307122

JPMC xxxxxx578

CHASE MANHATTAN
BANK

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

296547

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

11/1/2002

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139360

JPMSAF0009202

MADWAA00129878

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

10/19/2002

10/20/2009

Yes

Under $1 Million

184683

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

12/2/2002

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139815

JPMSAF0009620

MADWAA00128008

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx004 ROBIN WACHTLER

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

8/30/2003

8/31/2010

No

10/19/2002

10/20/2009

Yes

8/30/2003

8/31/2010

No

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

JPMC xxxxxx313

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx313 STERLING METS, L.P.

MADWAA00319550

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

MADWAA00305980

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMSAF0014241

MADWAA00316401

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMSAF0014620

MADWAA00322372

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

210786

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

1/2/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140439

225333

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/23/2002

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

222218

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

2/3/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141924

226606

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/14/2003

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

171895

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

3/3/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142282

JPMSAF0012287

130092

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

4/1/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143155

JPMSAF0013099

30615

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

5/1/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144301

139334

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

6/2/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144703

JPMSAF0010295

JPMC xxxxxx004

MADWAA00119194
16364

JPMSAF0011959

MADWAA00323014

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx313

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx004
23340

CHASE MANHATTAN
BANK

29 of 60

Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

66351

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

7/1/2003

266408

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

239332

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Yes

509 Account

145222

JPMSAF0015194

MADWAA00323725

Check

Yes

509 Account

146569

JPMSAF0016443

MADWAA00323899

Wire

Yes

703 Account

n/a - wire

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(5,000.00)

CW

CHECK

Withdrawal

Check

8/1/2003

(5,000.00)

CW

CHECK

Withdrawal

5/16/2003

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

703 / BT ID 1

22525

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

JPMC xxxxxx313

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx313 STERLING METS, L.P.
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P

21126

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

9/2/2003

(5,000.00)

CW

CHECK

Check

Yes

509 Account

147040

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

242134

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/29/2002

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

17781

JPMC xxxxxx313

JP MORGAN CHASE BANK

242598

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/28/2002

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

16852

JPMC xxxxxx313

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

232857

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

10/1/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147516

JPMSAF0017336

MADWAA00234364

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

285883

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

11/3/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

148920

JPMSAF0018605

JPMSAF0018606

MADWAA00221034

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

300340

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

12/1/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149372

JPMSAF0018713

JPMSAF0018714

MADWAA00222921

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

Withdrawal

JPMSAF0016888

MADWAA00314609

252576

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/15/2002

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

17602

JPMC xxxxxx313

254037

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/8/2003

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

23268

JPMC xxxxxx313

254421

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/9/2002

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

18421

JPMC xxxxxx313

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

30447

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

1/2/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

150124

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

260314

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

2/2/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151674

JPMSAF0020919

JPMSAF0020920

MADWAA00229768

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

168993

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

3/1/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152072

JPMSAF0021327

JPMSAF0021328

MADWAA00223595

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx313

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx004

CHASE MANHATTAN
BANK

18020

JPMC xxxxxx313

JP MORGAN CHASE BANK

18525

JPMC xxxxxx313

18719

JPMSAF0019163

JPMSAF0019164

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

MADWAA00236757

xxxxxx313 STERLING METS, L.P.
STERLING DOUBLEDAY
ENTERPRISES, L.P
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
xxxxxx313

258118

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/19/1999

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

BT Account

n/a - wire

254051

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

4/1/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152654

259215

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8/12/2002

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

259249

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/16/2002

(2,000,000.00)

CW

CHECK WIRE

703 Account

n/a - wire

259402

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/30/2002

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC xxxxxx313

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

58047

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

5/3/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154126

JPMSAF0023514

JPMSAF0023515

MADWAA00220136

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

99814

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

6/1/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154563

JPMSAF0023969

JPMSAF0023970

MADWAA00332109

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

262793

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/12/1999

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

BT Account

n/a - wire

JPMC xxxxxx313

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

213807

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

7/1/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155048

JPMSAF0024523

JPMSAF0024524

MADWAA00339877

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

138769

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

9/1/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156836

JPMSAF0026729

JPMSAF0026730

MADWAA00350885

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

56829

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

10/1/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157462

JPMSAF0027386

JPMSAF0027387

MADWAA00338591

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

284650

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

12/1/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159275

JPMSAF0029259

JPMSAF0029260

MADWAA00333153

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

142054

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

1/3/2005

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159982

JPMSAF0030069

JPMSAF0030070

MADWAA00335857

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

239043

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

2/1/2005

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161476

JPMSAF0031756

JPMSAF0031757

MADWAA00173355

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

240694

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

6/1/2005

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164556

JPMSAF0035036

JPMSAF0035037

MADWAA00160600

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

117736

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

7/1/2005

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165570

JPMSAF0036059

JPMSAF0036060

MADWAA00168931

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

210028

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

8/1/2005

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166577

JPMSAF0037120

JPMSAF0037121

MADWAA00155215

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

31629

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

9/1/2005

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167107

JPMSAF0037647

MADWAA00163468

MADWAA00164064

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC xxxxxx313

JP MORGAN CHASE BANK

xxxxxx313 STERLING METS, L.P.

JPMC xxxxxx004

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P

Withdrawal

Wire

Yes

361

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

Current Banking
Institution(s)

JPMC xxxxxx004

Check 4 Bates

Original Banking
Institution(s)

JPMC xxxxxx004

Check 3 Bates

JPMSAF0021934

JPMSAF0021935

MADWAA00226673

343

JP MORGAN CHASE
BANK

287656

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12/9/2002

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

19839

JPMC xxxxxx313

JP MORGAN CHASE BANK

288632

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/27/2003

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

22632

JPMC xxxxxx313

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

287559

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

1/3/2006

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170215

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

289888

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/6/2002

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

16567

JPMC xxxxxx313

JP MORGAN CHASE BANK

292291

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8/11/2003

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

23766

JPMC xxxxxx313

262082

1KW367

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

171828

JPMSAF0042833

JPMSAF0042834

MADWAA00363205

JPMC xxxxxx004

1KW367

3/1/2006

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172253

JPMSAF0043298

JPMSAF0043299

MADWAA00366499

JPMC xxxxxx004

185586

1KW367

5/1/2006

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174496

JPMSAF0045795

JPMSAF0045796

MADWAA00367662

JPMC xxxxxx004

221025

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

2/1/2006

274211

6/1/2006

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174994

JPMSAF0046337

JPMSAF0046338

301644

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/2/2003

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

245906

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

7/3/2006

(5,000.00)

509 Account

175570

305489

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/12/2003

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

78787

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

8/1/2006

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177014

307870

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8/5/2002

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

311195

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/23/2002

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

188065

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

9/1/2006

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177509

282792

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

12/1/2006

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179995

JPMSAF0051391

265293

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

3/1/2007

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182841

227701

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

5/1/2007

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146867

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

8/1/2007

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

213214

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

9/4/2007

(5,000.00)

CW

CHECK

Withdrawal

Check

61087

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

11/1/2007

(5,000.00)

CW

CHECK

Withdrawal

Check

279065

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/21/2003

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

305436

1KW367

10/3/2005

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168067

JPMSAF0038647

JPMSAF0038648

MADWAA00168123

155711

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

11/1/2005

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169020

JPMSAF0039725

JPMSAF0039726

MADWAA00354911

JPMC xxxxxx004

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

285881

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/29/2002

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

16432

JPMC xxxxxx313

JP MORGAN CHASE BANK

286985

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

3/26/1999

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

BT Account

n/a - wire

296

JPMC xxxxxx313

JP MORGAN CHASE BANK

CHECK

Withdrawal

Check

Yes

509 Account

299834

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

12/1/2005

(5,000.00)

CW

CW

CHECK

Withdrawal

Check

169515

22144

JPMSAF0040266

JPMSAF0041064

JPMSAF0040267

JPMSAF0041065

MADWAA00364118

JPMC xxxxxx004

MADWAA00359830

CHASE MANHATTAN
BANK

ROBIN WILPON
WACHTLER
ROBIN WILPON
xxxxxx004
WACHTLER
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
ROBIN WILPON
xxxxxx004
WACHTLER
xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

Yes

509 Account

188542

JPMSAF0059608

MADWAA00276140

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

Yes

509 Account

190658

JPMSAF0061641

MADWAA00261619

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

17967

1KW195

19184

2/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89950

MADWAA00385138

6/12/2002

(595,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135374

JPMSAF0005031

MADWAA00062993

9/20/2004

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157212

JPMSAF0027112

JPMSAF0027113

JPMC xxxxxx380

JEFFREY S WILPON SPECIAL

3/1/1999

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90260

MADWAA00385990

JPMC xxxxxx380

1KW195

JEFFREY S WILPON SPECIAL

5/3/1999

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92173

MADWAA00379978

JPMC xxxxxx380

28326

1KW195

JEFFREY S WILPON SPECIAL

12/1/1998

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88012

MADWAA00379314

JPMC xxxxxx380

35189

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

7/3/2000

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109472

MADWAA00248482

JPMC xxxxxx380

37126

1KW195

JEFFREY S WILPON SPECIAL

4/13/1999

(232,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

91922

MADWAA00391044

JPMC xxxxxx380

44165

1KW195

JEFFREY S WILPON SPECIAL

12/1/1999

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96889

MADWAA00056713

JPMC xxxxxx380

JPMC xxxxxx380
MADWAA00351577

JPMC xxxxxx380

30 of 60

No

8/30/2003

8/31/2010

Under $1 Million

No

8/30/2003

8/31/2010

No

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

8/30/2003

8/31/2010

No

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

8/30/2003

8/31/2010

No

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

8/30/2003

8/31/2010

No

8/30/2003

8/31/2010

No

Yes

JPMC xxxxxx004

1KW076

8/31/2010

10/20/2009

MADWAA00279814

1KW076

8/30/2003

10/19/2002

JPMSAF0059081

16610

No
Yes

Under $1 Million

187962

15041

8/31/2010
10/20/2009

Under $1 Million

509 Account

10718

Under $1 Million

8/30/2003
10/19/2002

No

JP MORGAN CHASE
BANK

JPMC xxxxxx380

Yes

8/31/2010

CHASE MANHATTAN
BANK

JPMC xxxxxx380

10/20/2009

8/30/2003

JPMC xxxxxx004

MADWAA00378119

Under $1 Million

10/19/2002

xxxxxx313 STERLING METS, L.P.

MADWAA00279310

MADWAA00188551

Yes

Under $1 Million

JPMSAF0056498

88574

10/20/2009

Yes

185233

96645

Under $1 Million

10/19/2002

10/20/2009

JP MORGAN CHASE
BANK

509 Account

No
Yes

10/19/2002

CHASE MANHATTAN
BANK

509 Account

8/31/2010
10/20/2009

Under $1 Million

JPMC xxxxxx004

Yes

8/30/2003
10/19/2002

Yes

MADWAA00203472

Yes

No

Yes

JPMSAF0054196

Check

No

8/31/2010

Yes

JPMC xxxxxx004

Check

8/31/2010

8/30/2003

10/20/2009

MADWAA00206278

Withdrawal

Under $1 Million

8/30/2003

10/20/2009

JP MORGAN CHASE
BANK

Withdrawal

Yes

10/20/2009

JP MORGAN CHASE
BANK

CHECK

10/20/2009

10/19/2002

CHASE MANHATTAN
BANK

CHECK

Under $1 Million

10/19/2002

10/19/2002

CHASE MANHATTAN
BANK

CW

Under $1 Million

Yes

10/19/2002

JPMC xxxxxx004

CW

Yes

10/20/2009

No

JPMC xxxxxx313

(10,000.00)

10/20/2009

10/19/2002

No

18619

(92,696.14)

10/19/2002

Under $1 Million

Yes

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

1/4/1999

No

8/31/2010

JP MORGAN CHASE BANK

11/10/1999

No

8/31/2010

8/31/2010

JPMC xxxxxx313

JEFFREY S WILPON SPECIAL

Yes

8/31/2010

8/30/2003

10/20/2009

17932

JEFFREY S WILPON SPECIAL

10/20/2009

8/30/2003

8/30/2003

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
STERLING DOUBLEDAY
xxxxxx313
ENTERPRISES, L.P
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

1KW195

10/19/2002

8/30/2003

xxxxxx313 STERLING METS, L.P.

1KW195

No

10/19/2002

JP MORGAN CHASE
BANK

9605

8/31/2010

No

JP MORGAN CHASE
BANK

9645

Under $1 Million

8/30/2003

No

CHASE MANHATTAN
BANK

MADWAA00209126

Yes

Yes

JP MORGAN CHASE BANK

JPMSAF0048779

10/20/2009

8/31/2010

JPMC xxxxxx004

22458

Under $1 Million

10/19/2002

8/31/2010

JPMC xxxxxx313

MADWAA00210201

Tracing Results

10/20/2009

JPMC xxxxxx004

MADWAA00372807

Check Bates
Reference

8/30/2003

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

JPMSAF0048321

Bank Statement Bank Statement
Amount
Bates Reference

Yes

8/30/2003

JP MORGAN CHASE
BANK

JPMSAF0046926

Statement
Trans Date

10/20/2009

10/19/2002

CHASE MANHATTAN
BANK

Yes

Transaction within
Available Records

10/19/2002

xxxxxx313 STERLING METS, L.P.

JPMC xxxxxx313

22737

Available Records
Through

xxxxxx313 STERLING METS, L.P.

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx004

Available Records
Beginning

xxxxxx313 STERLING METS, L.P.
xxxxxx004

ROBIN WILPON
WACHTLER

xxxxxx004 ROBIN WACHTLER
xxxxxx004

ROBIN WILPON
WACHTLER

xxxxxx004 ROBIN WACHTLER

8/30/2003

8/31/2010
10/20/2009

Yes

8/30/2003

8/31/2010

Under $1 Million

Under $1 Million

No

10/19/2002

Under $1 Million

No

Under $1 Million

8/30/2003

8/31/2010

No

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

JEFFREY S WILPON
VALERIE WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

44185

1KW195

JEFFREY S WILPON SPECIAL

12/17/1999

83239

1KW295

JEFFREY WILPON TR

10/24/2000

105913

1KW195

JEFFREY S WILPON SPECIAL

119996

1KW195

JEFFREY S WILPON SPECIAL

120020

1KW195

JEFFREY S WILPON SPECIAL

124054

1KW195

JEFFREY S WILPON SPECIAL

143578

1KW076

145508

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

211970

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(2,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97215

MADWAA00057312

JPMC xxxxxx380

(370,526.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112614

MADWAA00259769

JPMC xxxxxx380

1/7/1999

(2,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89139

MADWAA00377335

JPMC xxxxxx380

6/1/1999

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92534

MADWAA00185781

JPMC xxxxxx380

6/14/1999

(94,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92768

MADWAA00185149

JPMC xxxxxx380

12/13/1999

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97097

MADWAA00057103

JPMC xxxxxx380

4/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90691

MADWAA00392162

JPMC xxxxxx380

6/14/2000

(252,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108764

MADWAA00244909

12/3/2007

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191227

JPMSAF0062234

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

Current Banking
Institution(s)

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

JPMC xxxxxx004

Check 3 Bates

Original Banking
Institution(s)

JPMC xxxxxx380

Check 2 Bates

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

10/19/2002

10/20/2009

Yes

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

10/19/2002

10/20/2009

Yes

Under $1 Million

10/19/2002

10/20/2009

Yes

Under $1 Million

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

No

166191

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

1/3/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

100091

MADWAA00052245

JPMC xxxxxx380

166225

1KW195

JEFFREY S WILPON SPECIAL

1/3/2000

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

100101

MADWAA00052265

JPMC xxxxxx380

166231

1KW195

JEFFREY S WILPON SPECIAL

1/12/2000

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101264

MADWAA00052981

171788

1KW076

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142615

JPMSAF0012569

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

3/26/2003

172877

12/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96879

MADWAA00056693

JPMC xxxxxx380

174334

1KW195

JEFFREY S WILPON SPECIAL

12/11/1998

(421,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88210

MADWAA00378722

JPMC xxxxxx380

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

245998

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

1/2/2008

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191928

JPMSAF0062902

MADWAA00290969

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

48343

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

3/3/2008

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194111

JPMSAF0065008

MADWAA00296876

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

187712

1KW195

JEFFREY S WILPON SPECIAL

2/1/1999

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89960

MADWAA00385158

JPMC xxxxxx380

7/26/2005

No

1KW076

7/2/2004

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155520

JPMSAF0025194

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

188219

1KW195

JEFFREY S WILPON SPECIAL

12/24/1998

(96,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88398

MADWAA00379018

JPMC xxxxxx380

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

188964

1KW195

JEFFREY S WILPON SPECIAL

12/27/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97356

MADWAA00057538

JPMC xxxxxx380

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

189155

1KW195

JEFFREY S WILPON SPECIAL

3/1/2000

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101921

MADWAA00044179

JPMC xxxxxx380

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

194691

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

4/3/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102424

MADWAA00039596

JPMC xxxxxx380

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

194715

1KW195

JEFFREY S WILPON SPECIAL

4/18/2000

(60,846.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107912

MADWAA00039097

JPMC xxxxxx380

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

202845

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

8/2/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94362

MADWAA00191813

JPMC xxxxxx380

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

210008

1KW195

JEFFREY S WILPON SPECIAL

9/20/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94990

MADWAA00190063

JPMC xxxxxx380

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

210432

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

6/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92524

MADWAA00185761

JPMC xxxxxx380

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

213166

1KW195

JEFFREY S WILPON SPECIAL

11/1/1999

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96510

MADWAA00189027

JPMC xxxxxx380

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

216505

1KW195

JEFFREY S WILPON SPECIAL

4/12/2000

(265,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107764

MADWAA00038829

JPMC xxxxxx380

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

218049

1KW076

6/15/2001

(145,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125478

MADWAA00098838

JPMC xxxxxx380

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

220075

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

4/10/2002

(1,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134332

JPMSAF0003967

MADWAA00064204

JPMC xxxxxx380

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

11/16/2004

187782

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

xxxxxx380 JEFFREY S. WILPON

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

256898

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

4/1/2008

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194598

JPMSAF0065469

MADWAA00298229

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

10/19/2002

10/20/2009

Yes

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

Under $1 Million

No

JPMC xxxxxx380
MADWAA00320106

JPMSAF0025195

JPMC xxxxxx380

MADWAA00342247

JPMC xxxxxx380

No

No

(95,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

5/3/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92163

MADWAA00379958

JPMC xxxxxx380

11/1/2000

(2,669,474.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112715

MADWAA00242537

JPMC xxxxxx380

9/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94727

MADWAA00189443

JPMC xxxxxx380

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

7/1/2008

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197906

JPMSAF0068704

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

10/19/2002

10/20/2009

3/1/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101911

MADWAA00044159

JPMC xxxxxx380

11/16/2004

7/26/2005

No

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108103

MADWAA00048764

JPMC xxxxxx380

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

12/7/2001

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx380 JEFFREY S WILPON

5/1/2000

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

Under $1 Million

Yes

No

230119

1KW195

JEFFREY S WILPON SPECIAL

4/1/1999

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90701

MADWAA00392182

JPMC xxxxxx380

233305

1KW076

11/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96500

MADWAA00189007

JPMC xxxxxx380

238654

1KW076

125428

MADWAA00098744

JPMC xxxxxx380

244666

1KW076

247702

1KW076

248906

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

98452

1KW367

6/13/2001

MADWAA00286984

260590

1KW076

264840

1KW076

265385

1KW076

273631

1KW076

275469

1KW076

278579

1KW076

281771

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

288501

1KW195

JEFFREY S WILPON SPECIAL

288925

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

254829

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

8/1/2008

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198902

JPMSAF0069654

294793

1KW195

JEFFREY S WILPON SPECIAL

11/5/1999

(133,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96602

MADWAA00188475

296339

1KW195

JEFFREY S WILPON SPECIAL

10/29/1999

(18,367.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96455

MADWAA00188927

JPMC xxxxxx380

300074

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

7/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92950

MADWAA00192017

JPMC xxxxxx380

300132

1KW195

JEFFREY S WILPON SPECIAL

7/1/1999

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92960

MADWAA00192037

JPMC xxxxxx380

303159

1KW195

JEFFREY S WILPON SPECIAL

8/2/1999

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94372

MADWAA00191833

JPMC xxxxxx380

309353

1KW195

JEFFREY S WILPON SPECIAL

4/24/2000

(29,116.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107991

MADWAA00039227

JPMC xxxxxx380

311713

1KW195

JEFFREY S WILPON SPECIAL

9/1/1999

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94737

MADWAA00189463

266605

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

9/2/2008

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199361

JPMSAF0070081

283879

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

10/1/2008

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199989

167450

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

11/3/2008

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

249509

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

12/1/2008

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

11922

1KW209

(4,500.00)

CW

CHECK

Withdrawal

Check

1KW110

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

6/14/2004

204675

6/14/2004

(4,500.00)

CW

CHECK

Withdrawal

Check

(66,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130496

JPMSAF0000241

1/4/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88566

MADWAA00378103

JPMC xxxxxx380

12/1/1998

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88004

MADWAA00379298

JPMC xxxxxx380

7/12/2000

(47,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110126

MADWAA00249142

JPMC xxxxxx380

6/15/2000

(1,600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108800

MADWAA00244973

JPMC xxxxxx380

4/3/2000

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102434

MADWAA00039616

JPMC xxxxxx380

9/11/2000

(236,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111034

MADWAA00243595

JPMC xxxxxx380
JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

10/19/2002

10/20/2009

Yes

JPMC xxxxxx380

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

JPMC xxxxxx380

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

xxxxxx380 JEFFREY S. WILPON

11/16/2004

7/26/2005

No

MADWAA00302019

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

10/19/2002

10/20/2009

Yes

Under $1 Million

JPMSAF0070680

MADWAA00303207

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

10/19/2002

10/20/2009

Yes

Under $1 Million

201579

JPMSAF0072224

MADWAA00285315

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

10/19/2002

10/20/2009

Yes

Under $1 Million

509 Account

202043

JPMSAF0072647

MADWAA00304159

JPMC xxxxxx004

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER
PHILIP H. WACHTLER
xxxxxx004 ROBIN WILPON
WACHTLER

10/19/2002

10/20/2009

Yes

Under $1 Million

Yes

509 Account

154741

JPMSAF0024186

JPMSAF0024187

MADWAA00332435

JPMC xxxxxx578

509 Account

154739

JPMSAF0024182

JPMSAF0024183

MADWAA00332431

JPMC xxxxxx775

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

Under $1 Million

Yes

MADWAA00073417

JPMC xxxxxx380

MADWAA00300218

261941

1KW209

(4,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

171450

JPMSAF0042431

JPMSAF0042432

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

1/11/2006

229488

1/16/2003

(3,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141684

JPMSAF0011735

MADWAA00116980

276933

1KW279

STERLING BRUNSWICK CORP

12/7/2005

(3,020.42)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169645

JPMSAF0040414

JPMSAF0040415

174391

1KW109

(3,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141680

JPMSAF0011731

MADWAA00116972

1KW209

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

1/16/2003

108133

9/22/2004

(2,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157271

JPMSAF0027178

JPMSAF0027179

MADWAA00351681

JPMC xxxxxx578

148530

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

11/13/2003

(2,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149068

JPMSAF0018640

JPMSAF0018641

MADWAA00221300

JPMC xxxxxx775

CHASE MANHATTAN
BANK

174566

1KW110

(2,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147190

JPMSAF0017027

MADWAA00313831

JPMC xxxxxx775

1KW309

1/16/2003

(2,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141691

JPMSAF0011742

MADWAA00116994

JPMC xxxxxx906

260159

1KW109

9/20/2004

(2,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157214

JPMSAF0027115

JPMSAF0027116

MADWAA00351579

266645

1KW109

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DAN KNOPF HEATHER KNOPF JT TEN C/O
STERLING EQUITIES
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

9/10/2003

254813

MADWAA00161072

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

198536

1KW436

STERLING AMERICAN ADVISORS II LP

241692

1KW322

MARVIN B TEPPER DEFINED BENEFIT
PLAN

304853

1KW362

DAVID M KATZ ET AL TIC F/M

302327

1KW322

133420

1KW110

186934

1KW209

240208

1KW108

267937

1KW348

157 J.E.S LLC

1KW323

BROOKLYN BASEBALL COMPANY

Under $1 Million

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

260266

No

4/24/2006

(4,354.57)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174358

JPMSAF0045635

JPMSAF0045636

MADWAA00376606

10/10/2003

(4,354.33)

CW

CHECK

Withdrawal

Check

Yes

509 Account

148608

JPMSAF0018383

JPMSAF0018384

JPMSAF0018385

MADWAA00233870

JPMC xxxxxx245

JPMSAF0042433

MADWAA00362118

JPMC xxxxxx578

6/14/2005

(2,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164809

JPMSAF0035306

JPMSAF0035307

2/6/2008

(1,759.83)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193722

JPMSAF0064645

JPMC xxxxxx076

JPMC xxxxxx578
MADWAA00364362

JPMC xxxxxx076
JPMC xxxxxx775

JP MORGAN CHASE
BANK

No

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

TODD KATZ
MICHAEL KATZ
STERLING EQUITIES
xxxxxx076
FUNDING CO
BROOKLYN BASEBALL
xxxxxx245
COMPANY LLC

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

Under $1 Million

HOWARD KATZ
xxxxxx775 MICHAEL KATZ
DAYLE H. KATZ
MICHAEL KATZ
xxxxxx775
DAYLE H. KATZ

xxxxxx775

Under $1 Million
4/26/2006

4,354.57

JPMSAS0008958

JPMSDD0013780

STERLING EQUITIES
FUNDING CO
MICHAEL KATZ AS
CUSTODIAN

10/1/2002
10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

xxxxxx775

9/30/2009

Yes

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

xxxxxx802 UNKNOWN

10/1/2002

9/30/2009
9/30/2009

Yes

12/8/2005

3,020.42

JPMSAS0008928

JPMSDD0017280

JPMC xxxxxx802

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx906 HEATHER KNOPF

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx802 UNKNOWN

10/1/2002

9/30/2009

Yes

Under $1 Million

xxxxxx076

3/27/2003

(1,642.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142652

JPMSAF0012605

MADWAA00308086

JPMC xxxxxx298

CHASE MANHATTAN
BANK

10/31/2002

(1,618.04)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139306

JPMSAF0009152

MADWAA00129776

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

DAVID M KATZ ET AL TIC
xxxxxx076 STERLING EQUITIES
FUNDING CO

MARVIN B TEPPER DEFINED BENEFIT
PLAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

8/16/2007

(1,559.54)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188205

JPMSAF0059292

MADWAA00280256

JPMC xxxxxx298

(1,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151291

JPMSAF0020485

JPMSAF0020486

MADWAA00237541

JPMC xxxxxx775

5/2/2005

(1,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164109

JPMSAF0034515

JPMSAF0034516

MADWAA00175228

JPMC xxxxxx578

GREGORY KATZ

1/16/2003

(1,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141679

JPMSAF0011730

MADWAA00116970

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

xxxxxx298

1/8/2004

JPMC xxxxxx775

31 of 60

Confirmed - Under $1 Million

Under $1 Million

Yes

STERLING EQUITIES
FUNDING CO
MARVIN B TEPPER
xxxxxx298 DEFINED BENEFITS
PLAN

10/1/2002

JP MORGAN CHASE
BANK

JPMC xxxxxx802

Confirmed - Under $1 Million

xxxxxx578 RICHARD A. WILPON

xxxxxx076

JPMC xxxxxx076

MADWAA00287684

Under $1 Million

xxxxxx775

M.B. TEPPER-DEFINED
BENEFITS PLAN
MICHAEL KATZ
DAYLE H. KATZ

xxxxxx578 RICHARD A. WILPON
xxxxxx775

MICHAEL KATZ
GREGORY KATZ

Under $1 Million
2/7/2008

1,759.83

JPMSDD0014698

Confirmed - Under $1 Million

10/25/2002

3/24/2008

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/25/2002

3/24/2008

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

10/1/2002

9/30/2009

Yes

Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

3865

1KW109

260173

1KW110

213222

1KW412

DAVID KATZ ET AL TIC

195740

1KW359

STERLING EQUITIES (GREENWOOD) C/O
MATTHEW BERNSTEIN MS# NYC034091

BLMIS Account Name
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

10/22/2004

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158708

JPMSAF0028685

JPMSAF0028686

MADWAA00337509

JPMC xxxxxx802

9/20/2004

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157215

JPMSAF0027117

JPMSAF0027118

MADWAA00351581

JPMC xxxxxx550
JPMC xxxxxx076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

MADWAA00350733

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx076

9/20/2007

(913.37)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188903

JPMSAF0059952

MADWAA00276798

8/5/2004

(192.50)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156504

JPMSAF0026363

JPMSAF0026364

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

177101

1KW250

RICHARD A WILPON EH

10/31/2002

(123.20)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139305

JPMSAF0009151

MADWAA00129774

JPMC xxxxxx578

CHASE MANHATTAN
BANK

238750

1KW189

RUSKIN GARDENS APTS LLC

10/31/2002

(49.29)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139304

JPMSAF0009150

MADWAA00129772

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

270899

1KW388

ARTHUR FRIEDMAN ET AL TIC

6/23/2005

(45.93)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164947

JPMSAF0035445

JPMSAF0035446

JPMC xxxxxx076

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

208563

1KW287

STERLING HERITAGE LLC

10/18/2007

(0.93)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190424

JPMSAF0061423

MADWAA00266038

JPMC xxxxxx076

JP MORGAN CHASE BANK

4033

1KW044

L THOMAS OSTERMAN

3/10/2003

(155,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142400

JPMSAF0012393

MADWAA00319768

JPMC xxxxxx363

5451

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

4/13/1999

(132,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

91913

MADWAA00391026

5808

1KW044

L THOMAS OSTERMAN

12/11/1998

5913

1KW242

SAUL B KATZ FAMILY TRUST

8367

1KW252

JPMC xxxxxx402

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

9132

1KW465

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
STERLING DIST PROPERTIES LLC
STERLING EQUITIES ATTN: ARTHUR
FRIEDMAN

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JPMC xxxxxx706

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

9962

1KW175

STERLING PATHOGENESIS CO

MADWAA00155884

JPMC xxxxxx406

(401,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88205

MADWAA00378712

8/1/2003

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146561

JPMSAF0016437

MADWAA00323887

5/19/2005

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164394

JPMSAF0034864

JPMSAF0034865

10/28/2008

(356,139.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

201469

JPMSAF0072120

MADWAA00305179

9/1/1999

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94736

MADWAA00189461

1KW044

L THOMAS OSTERMAN

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

5/15/2001

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125027

MADWAA00146917

1KW242

SAUL B KATZ FAMILY TRUST

9/3/2002

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137467

JPMSAF0007155

MADWAA00116141

JPMC xxxxxx262

12023

1KW269

PHYLLIS REBELL OSTERMAN

11/7/2007

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190797

JPMSAF0061777

MADWAA00262147

BofA xxxxxxx756

16343

1KW242

SAUL B KATZ FAMILY TRUST

1/2/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

150118

JPMSAF0019153

JPMSAF0019154

16520

1KW044

L THOMAS OSTERMAN

1/16/2003

(39,700.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141671

JPMSAF0011722

MADWAA00116954

17639

1KW044

L THOMAS OSTERMAN

2/1/1999

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89920

MADWAA00385082

17957

1KW175

3/1/1999

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90259

MADWAA00385988

19275

1KW420

STERLING BRUNSWICK SEVEN LLC

12/21/2007

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191735

JPMSAF0062717

MADWAA00292420

JPMC xxxxxx029

20644

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

12/3/2001

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130349

JPMSAF0000101

MADWAA00072074

JPMC xxxxxx402

21207

1KW242

SAUL B KATZ FAMILY TRUST

10/1/2002

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137950

JPMSAF0007628

MADWAA00123328

JPMC xxxxxx262

23355

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

8/2/2000

(3,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110427

MADWAA00253857

24465

1KW242

SAUL B KATZ FAMILY TRUST

10/23/2000

(1,400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112592

MADWAA00259731

25410

1KW358

STERLING 20 LLC

7/8/2005

(450,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166219

JPMSAF0036746

MADWAA00157555

BofA xxxxxxx342

25562

1KW242

SAUL B KATZ FAMILY TRUST

1/2/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191921

JPMSAF0062895

MADWAA00290959

JPMC xxxxxx262

28081

1KW358

STERLING 20 LLC

9/23/2008

(1,400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199865

JPMSAF0070562

MADWAA00302957

BofA xxxxxxx342

29895

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

1/11/2001

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122238

MADWAA00151995

31980

1KW242

SAUL B KATZ FAMILY TRUST

7/1/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

197899

JPMSAF0068697

34344

1KW044

L THOMAS OSTERMAN

6/14/1999

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92758

MADWAA00185129

BofA xxxxxxxxx450

35229

1KW175

STERLING PATHOGENESIS CO

7/3/2000

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108983

MADWAA00248124

JPMC xxxx197

35251

1KW242

SAUL B KATZ FAMILY TRUST

7/24/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110250

MADWAA00249352

36391

1KW358

STERLING 20 LLC

9/24/2004

(900,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157327

JPMSAF0027240

37108

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

4/16/1999

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

91989

MADWAA00391160

45630

1KW242

SAUL B KATZ FAMILY TRUST

3/1/2006

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172247

JPMSAF0043285

JPMSAF0043287

46875

1KW420

STERLING BRUNSWICK SEVEN LLC

9/23/2008

(350,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199868

JPMSAF0070565

MADWAA00302963

48491

1KW252

JPMSAF0028689

MADWAA00337513

1KW083

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

JPMSAF0028688

50671

3/15/2004

(461.63)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152320

JPMSAF0021577

JPMSAF0021578

MADWAA00224037

51451

1KW198

RED VALLEY PARTNERS

11/1/2000

(2,128,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112721

MADWAA00242549

52437

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

4/21/2006

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174337

JPMSAF0045615

JPMSAF0045616

JPMC xxxxxx402

52453

1KW336

SAUL B KATZ BRIAN HAHN JR TIC

5/1/2003

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144263

JPMSAF0014191

MADWAA00316961

BofA xxxxxxx680

53595

1KW396

DEYVA ARTHUR

10/12/2007

(56,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190329

JPMSAF0061339

Unknown xxxxxx82

55040

1KW044

57174

1KW044

L THOMAS OSTERMAN

57179

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

58623

1KW044

59039

(15,000.00)

CW

CW

CHECK

CHECK

Withdrawal

Withdrawal

Check

Check

Yes

Yes

509 Account

509 Account

90689

CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK

JPMC xxxx197

9975

10/22/2004

(15,000.00)

JPMC xxxxxx262

11611

L THOMAS OSTERMAN

4/1/1999

JPMC xxxxxx363

MADWAA00175762

11059

STERLING PATHOGENESIS CO

158710

MADWAA00392158

BofA xxxxxxxxx450
JPMC xxxxxx402

MADWAA00236745

JPMC xxxxxx262
BofA xxxxxxxxx450
BofA xxxxxxxxx450
JPMC xxxx197

Citi xxxxx753

CITIBANK

CITIBANK

CHASE MANHATTAN
BANK

BofA xxxxxxx342

JP MORGAN CHASE
BANK
BANK OF AMERICA,
N.A.
JP MORGAN CHASE
BANK
BANK OF AMERICA,
BANK OF AMERICA
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
BANK OF AMERICA,
FLEET BANK
N.A.

JPMC xxxxxx402

CHASE MANHATTAN
BANK

JPMC xxxxxx262

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
UNKNOWN
UNKNOWN
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK

JPMC xxxxxx262

BANK OF AMERICA

JP MORGAN CHASE BANK

JPMC xxxxxx406
MADWAA00286970

JPMC xxxxxx262

JPMC xxxxxx262
MADWAA00351775

MADWAA00366487

JP MORGAN CHASE
BANK

JPMC xxxxxx402
JPMC xxxxxx402

x

CW

CHECK

Withdrawal

Check

Yes

509 Account

94725

MADWAA00189439

BofA xxxxxxxxx450

CW

CHECK

Withdrawal

Check

Yes

509 Account

113160

MADWAA00140934

BofA xxxxxxxxx450

CW

CHECK

Withdrawal

Check

Yes

509 Account

113380

MADWAA00140302

JPMC xxxxxx402

L THOMAS OSTERMAN

7/25/2002

(44,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

136918

JPMSAF0006625

MADWAA00110924

BofA xxxxxxxxx450

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

1/16/2003

(16,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141673

JPMSAF0011724

MADWAA00116958

JPMC xxxxxx402

66820

1KW044

L THOMAS OSTERMAN

12/21/2007

(225,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191728

JPMSAF0062710

BofA xxxxxxxxx450

69273

1KW044

L THOMAS OSTERMAN

10/2/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111317

MADWAA00259991

BofA xxxxxxxxx450

70875

1KW198

RED VALLEY PARTNERS

12/18/2000

(230,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113425

MADWAA00140382

JPMC xxxxxx674

70884

1KW242

SAUL B KATZ FAMILY TRUST

12/6/2000

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113252

MADWAA00141106

JPMC xxxxxx262

72419

1KW108

GREGORY KATZ

8/1/2001

(2,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126957

MADWAA00086145

Citi xxxxx753

CITIBANK

CITIBANK

72434

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

8/1/2001

(2,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126958

MADWAA00086147

Citi xxxxx753

CITIBANK

CITIBANK

73063

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

5/1/2002

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134685

JPMSAF0004319

74115

1KW242

SAUL B KATZ FAMILY TRUST

3/1/2001

(43,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122938

MADWAA00143664

75885

1KW242

SAUL B KATZ FAMILY TRUST

1/2/2003

(310,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140915

JPMSAF0010839

MADWAA00118564

JPMC xxxxxx262

75928

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

4/3/2006

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172842

JPMSAF0043957

MADWAA00374871

Capital One xxxxxxx474

77344

1KW044

L THOMAS OSTERMAN

11/25/2003

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149245

MADWAA00222673

77680

1KW402

STERLING 10 LLC STERLING EQUITIES

JPMSAF0027242

JPMSAF0027243

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159569

JPMSAF0029561

JPMSAF0029562

MADWAA00333713

6/2/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196836

JPMSAF0067668

MADWAA00295688

JPMC xxxxxx262

9/4/2001

(43,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127414

MADWAA00100890

10/14/2003

(155.28)

CW

CHECK

Withdrawal

Check

Yes

509 Account

148628

JPMSAF0018403

MADWAA00233906

BofA xxxxxxxxx450

12/19/2003

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149812

JPMSAF0018840

JPMSAF0018841

MADWAA00222196

4/3/2006

(75,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

173373

JPMSAF0044545

JPMSAF0044546

MADWAA00374095

2/1/2007

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182441

JPMSAF0053826

MADWAA00199920

Capital One xxxxxxx474

STERLING 20 LLC

8/22/2003

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146870

JPMSAF0016725

MADWAA00324445

BofA xxxxxxx342

12/24/2003

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149927

JPMSAF0018910

MADWAA00236459

JPMC xxxxxxx026

8/22/2003

(12,146.44)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146871

JPMSAF0016726

MADWAA00324447

BofA xxxxxxxxx450

2/1/2007

MADWAA00199906

JPMC xxxxxx262

MADWAA00077211

JPMC xxxxxx402

1KW044

L THOMAS OSTERMAN

1KW242

SAUL B KATZ FAMILY TRUST

82191

1KW242

SAUL B KATZ FAMILY TRUST

83411

1KW365

L THOMAS OSTERMAN TRACING

83806

1KW252

86243

1KW252

86743

1KW367

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

91651

1KW358

93284

1KW332

EDWARD TEPPER

94527

1KW365

L THOMAS OSTERMAN TRACING

96031

1KW242

SAUL B KATZ FAMILY TRUST

(450,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157328

JPMSAF0027241

BofA xxxxxxxxx450

12/14/2004

78269

9/24/2004

JPMC xxxxxx402

MADWAA00351777

JPMC xxxxxx305
JPMC xxxxxx363

JPMC xxxxxx262

JPMC xxxxxx402
JPMC xxxxxx402

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182434

JPMSAF0053819

1/4/1999

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88573

MADWAA00378117

3/22/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132958

JPMSAF0002636

SAUL B KATZ FAMILY TRUST

10/12/2000

(525,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112468

MADWAA00259517

JPMC xxxxxx262

L THOMAS OSTERMAN TR

10/24/2000

(430,755.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112611

MADWAA00259763

JPMC xxxxxx363

10/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189081

JPMSAF0060121

MADWAA00264694

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

6/25/2003

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145106

JPMSAF0015084

MADWAA00322028

GREGORY KATZ

10/3/2001

(3,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128295

MADWAA00089299

JPMC xxxxxx031

12/24/1998

(146,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88399

MADWAA00379020

JPMC xxxxxx674

SAUL B KATZ FAMILY TRUST

4/2/2001

(43,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123339

MADWAA00149583

JPMC xxxxxx262

1KW242

SAUL B KATZ FAMILY TRUST

4/24/2001

(621,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124729

MADWAA00132841

JPMC xxxxxx262

1KW242

SAUL B KATZ FAMILY TRUST

8/1/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

198895

JPMSAF0069647

JPMC xxxxxx262

97102

1KW175

STERLING PATHOGENESIS CO

98316

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

101275

1KW242

101291

1KW292

101854

1KW242

SAUL B KATZ FAMILY TRUST

102128

1KW252

102224

1KW108

102554

1KW198

RED VALLEY PARTNERS

106825

1KW242

106835
108508

JPMC xxxx197

JPMC xxxxxx262
JPMC xxxxxx402

JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
NORTH FORK
CAPITAL ONE, N.A.
BANCORPORATION INC
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
NORTH FORK
CAPITAL ONE, N.A.
BANCORPORATION INC
BANK OF AMERICA,
FLEET BANK
N.A.
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

32 of 60

Check Bates
Reference

Tracing Results

Under $1 Million

xxxxxx550 UNKNOWN

10/1/2002

9/30/2009

Yes

Under $1 Million

STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
GREENWOOD
STERLING EQUITIES
FUNDING CO

10/1/2002

9/30/2009

Yes

9/21/2007

913.37

10/1/2002

9/30/2009

Yes

9/22/2004

192.50

xxxxxx578 RICHARD A. WILPON

10/1/2002

9/30/2009

Yes

STERLING EQUITIES
FUNDING CO
ARTHUR FRIEDMAN ET
AL TIC
xxxxxx076
STERLING EQUITIES
FUNDING CO
STERLING EQUITIES
xxxxxx076
FUNDING CO
L THOMAS OSTERMAN
xxxxxx363
PHYLLIS OSTERMAN

10/1/2002

9/30/2009

Yes

10/1/2002

9/30/2009

Yes

7/7/2005

45.93

JPMSDD0006685

Confirmed - Under $1 Million

10/1/2002

9/30/2009

Yes

10/24/2007

0.93

JPMSDD0019771

Confirmed - Under $1 Million

Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

xxxxxx363 L THOMAS OSTERMAN

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx402

IRIS AND SAUL KATZ
FAMILY FDN

Statements Unavailable

xxxxxx706

STERLING DIST
PROPERTIES LLC

xxxxxx076

xxxxxx076

Statements Unavailable

STERLING
PATHOGENESIS
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
IRIS & SAUL KATZ
xxxxxx402
FAMILY FDN. INC

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxx197

xxxxxxx756PHYLLIS OSTERMAN
xxxxxx262 KATZ FAMILY TRUST
L THOMAS OSTERMAN
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
STERLING
xxxx197
PATHOGENESIS
STERLING BRUNSWICK
xxxxxx029
SEVEN
IRIS KATZ & SAUL KATZ
xxxxxx402
FAMILY FDN
xxxxxxx450

Statements Unavailable
Statements Unavailable

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

TODD KATZ
xxxxx753 MICHAEL KATZ AS
CUSTODIAN

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxxx342STERLING 20 LLC
xxxxxx262 KATZ FAMILY TRUST
xxxxxxx342STERLING 20 LLC
xxxxxx406 LEONARD J SCHREIER
xxxxxx262 KATZ FAMILY TRUST
L THOMAS OSTERMAN
PHYLLIS OSTERMAN
STERLING
xxxx197
PATHOGENESIS

xxxxxxx450

xxxxxx262 KATZ FAMILY TRUST
xxxxxxx342STERLING 20 LLC
xxxxxx402

IRIS KATZ & SAUL KATZ
FAMILY FOUNDATION

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

(4,000.00)

Bank Statement Bank Statement
Amount
Bates Reference

Yes

Statements Unavailable

(15,000.00)

Statement
Trans Date

9/30/2009

STERLING BRUNSWICK
SEVEN LLC
IRIS AND SAUL KATZ
xxxxxx402
FAMILY FDN
IRIS & SAUL KATZ
xxxxxx402
FAMILY FDN

(15,000.00)

Transaction within
Available Records

10/1/2002

xxxxxx029

9/1/1999

Available Records
Through

xxxxxx802 UNKNOWN

xxxxxx262 KATZ FAMILY TRUST

12/1/2000

JPMC xxxxxx262

Available Records
Beginning

JP MORGAN CHASE BANK

JPMC xxxxxx674

MADWAA00066746

Potential Bank Account
Holder(s) [2]

JP MORGAN CHASE BANK

JPMC xxxxxx029

12/14/2000

80628

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

xxxxxx674 RED VALLEY PARTNERS
IRIS AND SAUL KATZ
FAMILY FDN
SAUL B KATZ & BRIAN
HAHN
xxxxxx829UNKNOWN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
IRIS & SAUL KATZ
xxxxxx402
FAMILY FOUNDATION
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
IRIS & SAUL KATZ
xxxxxx402
FAMILY FDN

Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx402

Statements Unavailable

xxxxxxx680

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxxxxx450L THOMAS OSTERMAN

Statements Unavailable

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxxx450

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

GREGORY KATZ
CHIEF WIGGUM
HOWARD KATZ
xxxxx753 MICHAEL KATZ AS
CUSTODIAN
IRIS KATZ & SAUL KATZ
xxxxxx402
FAMILY FDN

Statements Unavailable

xxxxx753

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

ROBIN WILPON
WACHTLER
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxxx474

xxxxxx305 STERLING 10 LLC
xxxxxx363

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

xxxxxx262 UNKNOWN

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
IRIS AND SAUL KATZ
xxxxxx402
FAMILY FDN
IRIS AND SAUL KATZ
xxxxxx402
FAMILY FDN
ROBIN WILPON
xxxxxxx474
WACHTLER

Statements Unavailable

xxxxxxx450

Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxxx342STERLING 20 LLC

Statements Unavailable

xxxxxxx026EDWARD TEPPER

Statements Unavailable

xxxxxxx450

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

xxxxxx262 KATZ FAMILY TRUST
xxxx197
xxxxxx402

STERLING
PATHOGENESIS
IRIS & SAUL KATZ
FAMILY FDN.

xxxxxx262 KATZ FAMILY TRUST
xxxxxx363

L. THOMAS OSTERMAN
PHYLLIS OSTERMAN

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

IRIS AND SAUL KATZ
FAMILY FDN
GREGORY KATZ

Statements Unavailable

xxxxxx402
xxxxxx031

Statements Unavailable

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

JPMSDD0011157

JPMSAS0008843

Confirmed - Under $1 Million

JPMSDD0004638

Confirmed - Under $1 Million

Under $1 Million
Under $1 Million

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

110056

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

11/6/2001

112792

1KW242

SAUL B KATZ FAMILY TRUST

115028

1KW242

SAUL B KATZ FAMILY TRUST

115106

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

116739

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130056

MADWAA00097497

11/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158848

JPMSAF0028824

JPMSAF0028825

7/3/2006

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

175563

JPMSAF0046918

MADWAA00372793

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

5/3/2006

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

174563

JPMSAF0045869

JPMSAF0045870

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135508

JPMSAF0005169

JPMC xxxxxx402

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
BANK OF AMERICA,
BANK OF AMERICA
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
BANK OF AMERICA,
FLEET BANK
N.A.
NORTH FORK
CAPITAL ONE, N.A.
BANCORPORATION INC

JPMC xxxxxx262
JPMC xxxxxx262

MADWAA00367778

117336

1KW044

L THOMAS OSTERMAN

1/2/2001

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

121488

MADWAA00150345

BofA xxxxxxxxx450

1KW044

L THOMAS OSTERMAN

1/11/2001

(112,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122237

MADWAA00151993

BofA xxxxxxxxx450

117362

1KW242

SAUL B KATZ FAMILY TRUST

1/4/2001

118965

1KW242

SAUL B KATZ FAMILY TRUST

131951

1KW198

RED VALLEY PARTNERS

133819

1KW242

SAUL B KATZ FAMILY TRUST

136325

1KW044

L THOMAS OSTERMAN

141194

1KW259

STERLING JET II LTD

(43,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

121593

MADWAA00150541

1/2/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180760

JPMSAF0052469

1/10/2000

(36,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101230

MADWAA00052917

JPMC xxxxxx262

4/1/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194591

JPMSAF0065462

9/11/2000

(214,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111029

MADWAA00243585

BofA xxxxxxxxx450

1/5/2001

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

121622

MADWAA00150597

JPMC xxxxxx602

MADWAA00195236

JPMC xxxxxx262
JPMC xxxxxx674

MADWAA00298215

JPMC xxxxxx262

142331

1KW014

IRIS J KATZ C/O STERLING EQUITIES

11/1/2005

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

143484

1KW420

STERLING BRUNSWICK SEVEN LLC

6/26/2007

(950,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186286

JPMSAF0057483

35299

143605

1KW198

RED VALLEY PARTNERS

4/13/1999

144508

1KW402

STERLING 10 LLC STERLING EQUITIES

146009

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

146326

1KW346

ROBBINSVILLE PARK LLC

147009

1KW349

147493

1KW367

CONEY ISLAND BASEBALL HOLDING CO
LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

1/2/2007

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

180767

149551

1KW198

RED VALLEY PARTNERS

1/27/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101449

MADWAA00049338

JPMC xxxxxx674

149765

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

1/10/2000

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101223

MADWAA00052903

JPMC xxxxxx406

150232

1KW044

L THOMAS OSTERMAN

1/2/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

120990

MADWAA00148599

BofA xxxxxxxxx450

151632

1KW044

L THOMAS OSTERMAN

7/1/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135643

JPMSAF0005363

154003

1KW269

PHYLLIS REBELL OSTERMAN

6/24/2002

(100,000.00)

MADWAA00063283

JPMC xxxxxx363

154014

1KW358

STERLING 20 LLC

6/10/2002

(1,800,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135309

JPMSAF0004969

MADWAA00062869

BofA xxxxxxx342

154143

1KW242

SAUL B KATZ FAMILY TRUST

12/1/2006

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179988

JPMSAF0051383

MADWAA00206264

JPMC xxxxxx262

155193

1KW260

FRED WILPON FAMILY TRUST

9/29/2005

(5,017,278.83)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

158003

1KW044

L THOMAS OSTERMAN

11/5/1999

(254,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96599

MADWAA00189191

JPMC xxxxxx363

158024

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

11/5/1999

(119,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96600

MADWAA00188471

JPMC xxxxxx406

(36,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

91923

MADWAA00391046

7/2/2004

(1,250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155523

JPMSAF0025199

7/13/2001

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126765

MADWAA00105028

3/7/2003

(104,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142376

JPMSAF0012370

MADWAA00319722

12/20/2001

(1,800,000.00)

JPMSAF0000470

MADWAA00072641

BofA xxxxxxx264

JPMSAF0052476

MADWAA00195250

Capital One xxxxxxx474

CW

CHECK

CHECK

Withdrawal

Withdrawal

Check

Check

Yes

Yes

509 Account

509 Account

130746

135551

JPMSAF0005221

JPMC xxxxxx674
MADWAA00342253

JPMC xxxxxx305
JPMC xxxxxx402
JPMC xxxxxx621

MADWAA00110142

BofA xxxxxxxxx450

34902

158065

1KW175

STERLING PATHOGENESIS CO

11/1/1999

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96509

MADWAA00189025

158363

1KW358

STERLING 20 LLC

3/18/2005

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162147

JPMSAF0032467

158466

1KW358

162819

1KW420

STERLING BRUNSWICK SEVEN LLC

164703

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

165810

1KW044

L THOMAS OSTERMAN

165852

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

STERLING 20 LLC

BofA xxx349
JPMC xxxxxx029

BofA xxxxx377

JPMC xxxx197
MADWAA00159907

BofA xxxxxxx342

7/2/2004

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

155522

JPMSAF0025198

MADWAA00342251

BofA xxxxxxx342

5/29/2008

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196717

JPMSAF0067544

MADWAA00295466

JPMC xxxxxx029

11/12/2002

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139478

JPMSAF0009311

MADWAA00129039

JPMC xxxxxx402

6/19/2003

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145020

JPMSAF0014989

MADWAA00321934

JPMC xxxxxx363

12/27/1999

(22,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97351

MADWAA00057530

JPMC xxxxxx406

165902

1KW175

STERLING PATHOGENESIS CO

1/3/2000

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

100100

MADWAA00052263

JPMC xxxx197

165925

1KW242

SAUL B KATZ FAMILY TRUST

1/27/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101451

MADWAA00049342

JPMC xxxxxx262

169144

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

3/1/2001

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122910

MADWAA00143608

JPMC xxxxxx402

173318

1KW044

L THOMAS OSTERMAN

1/3/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

100089

MADWAA00052241

BofA xxxxxxxxx450

173347

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
BANK OF AMERICA,
FLEET BANK
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
BANK OF AMERICA,
BANK OF AMERICA
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
BANK OF AMERICA,
FLEET BANK
N.A.
BANK OF AMERICA,
FLEET BANK
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
NORTH FORK
CAPITAL ONE, N.A.
BANCORPORATION INC

1/12/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101262

MADWAA00052977

174365

1KW044

L THOMAS OSTERMAN

2/1/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101524

MADWAA00049470

174683

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

4/2/2007

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183455

JPMSAF0054777

176950

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

8/5/1999

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94434

MADWAA00191059

Citi xxxxx753

CITIBANK

CITIBANK

176984

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

8/5/1999

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94433

MADWAA00191057

Citi xxxxx753

CITIBANK

CITIBANK

177015

1KW259

STERLING JET II LTD

8/24/1999

(184,100.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94631

MADWAA00191397

JPMC xxxxxx602

177502

1KW402

STERLING 10 LLC STERLING EQUITIES

9/23/2008

(1,300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199866

JPMSAF0070563

177721

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

3/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90250

MADWAA00385972

Sun Trust Bank
xxxxxxxxxx82

SUNTRUST BANK

SUNTRUST BANK

179594

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

8/1/2001

(2,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126959

MADWAA00086149

Citi xxxxx753

CITIBANK

CITIBANK

179827

1KW242

SAUL B KATZ FAMILY TRUST

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

BofA xxxxxxxxx450
MADWAA00266772

Capital One xxxxxxx474

MADWAA00302959

JPMC xxxxxx305

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

Citi xxxxx093

CITIBANK

CITIBANK

JPMC xxxx197

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

509 Account

139810

JPMSAF0009614

MADWAA00127998

179966

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

10/1/2002

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137955

JPMSAF0007632

MADWAA00123336

182236

1KW175

STERLING PATHOGENESIS CO

12/1/1999

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96888

MADWAA00056711

182527

1KW198

RED VALLEY PARTNERS

7/26/1999

(85,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94252

MADWAA00190579

183097

1KW242

SAUL B KATZ FAMILY TRUST

2/2/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151668

JPMSAF0020909

185666

1KW044

L THOMAS OSTERMAN

4/3/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102422

MADWAA00039592

BofA xxxxxxxxx450

185783

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

5/14/2001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125005

MADWAA00146875

JPMC xxxxxx402

186132

1KW044

L THOMAS OSTERMAN

3/3/2003

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142263

JPMSAF0012275

MADWAA00319526

186161

1KW402

STERLING 10 LLC STERLING EQUITIES

12/12/2005

(2,250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169725

JPMSAF0040499

JPMSAF0040500

186887

1KW044

L THOMAS OSTERMAN

6/15/2001

(50,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125477

MADWAA00098836

187332

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

5/12/2003

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144429

JPMSAF0014368

MADWAA00316637

188063

1KW242

SAUL B KATZ FAMILY TRUST

9/1/2006

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177502

JPMSAF0048772

MADWAA00209112

188572

1KW118

BRUCE WILPON

12/19/2003

(16,770.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149808

JPMSAF0018838

JPMSAF0018839

188791

1KW242

SAUL B KATZ FAMILY TRUST

4/1/2002

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

133133

JPMSAF0002797

MADWAA00065780

188911

1KW242

SAUL B KATZ FAMILY TRUST

12/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159268

JPMSAF0029246

JPMSAF0029247

189070

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

12/11/1998

(187,100.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88206

MADWAA00378714

JPMC xxxxxx406

189082

1KW044

L THOMAS OSTERMAN

3/1/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101909

MADWAA00044155

BofA xxxxxxxxx450

189441

1KW358

STERLING 20 LLC

10/14/2005

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

168813

JPMSAF0039495

189468

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

12/4/2002

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139892

JPMSAF0009694

MADWAA00128154

189627

1KW242

SAUL B KATZ FAMILY TRUST

9/2/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199354

JPMSAF0070074

MADWAA00302005

190504

1KW242

SAUL B KATZ FAMILY TRUST

4/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152648

JPMSAF0021925

JPMSAF0021926

190827

1KW242

SAUL B KATZ FAMILY TRUST

9/4/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

188535

JPMSAF0059601

MADWAA00276126

JPMC xxxxxx262

191758

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

3/30/2007

(143,121.80)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183399

JPMSAF0054721

MADWAA00266660

JPMC xxxxxx402

193971

1KW175

STERLING PATHOGENESIS CO

8/2/1999

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94371

MADWAA00191831

194133

1KW044

L THOMAS OSTERMAN

1/2/2003

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140423

JPMSAF0010272

MADWAA00119162

194138

1KW044

1/2/2003

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140911

JPMSAF0010712

MADWAA00118556

194571

1KW358

STERLING 20 LLC

5/29/2008

(725,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196715

JPMSAF0067542

MADWAA00295462

197312

1KW252

6/10/2004

(32,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154719

JPMSAF0024160

JPMSAF0024161

197715

1KW052

4/12/2001

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124574

MADWAA00132571

JPMC xxxxxx406

198055

1KW083

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

10/15/2001

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128924

MADWAA00088119

JPMC xxxxxx402

198133

1KW044

L THOMAS OSTERMAN

12/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96877

MADWAA00056689

BofA xxxxxxxxx450

198236

1KW242

SAUL B KATZ FAMILY TRUST

12/28/1999

(125,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97384

MADWAA00057572

198838

1KW242

SAUL B KATZ FAMILY TRUST

4/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162463

JPMSAF0032796

198926

1KW242

SAUL B KATZ FAMILY TRUST

4/4/2000

(2,450,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107007

MADWAA00041386

199000

1KW044

L THOMAS OSTERMAN

9/3/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137457

JPMSAF0007145

L THOMAS OSTERMAN

12/2/2002

JPMC xxxxxx406

CHASE MANHATTAN
BANK

JPMC xxxxxx262

JPMC xxxxxx674
JPMSAF0020910

MADWAA00229756

JPMC xxxxxx262

BofA xxxxxxxxx450
MADWAA00364494

JPMC xxxxxx305
JPMC xxxxxx363
JPMC xxxxxx402
JPMC xxxxxx262

MADWAA00222188

JPMC xxxxxx148
JPMC xxxxxx262

MADWAA00333139

MADWAA00170159

JPMC xxxxxx262

BofA xxxxxxx342
JPMC xxxxxx402
JPMC xxxxxx262
MADWAA00226663

JPMC xxxxxx262

JPMC xxxx197
BofA xxxxxxxxx450
BofA xxxxxxxxx450
BofA xxxxxxx342
MADWAA00332393

JPMC xxxxxx402

JPMC xxxxxx262
JPMSAF0032797

MADWAA00165011

JPMC xxxxxx262
JPMC xxxxxx262

MADWAA00116121

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Bank Account
Number(s)
xxxxxx402

117350

CW

Current Banking
Institution(s)

JPMC xxxxxx402

MADWAA00352251

MADWAA00063229

JPMSAF0025200

Original Banking
Institution(s)

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

JPMC xxxxxx402

6/20/2002

Info Not
Availble

BofA xxxxxxxxx450

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
BANK OF AMERICA,
BANK OF AMERICA
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
BANK OF AMERICA,
BANK OF AMERICA
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.

33 of 60

IRIS & SAUL KATZ
FAMILY FDN. INC

Available Records
Beginning
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx402

IRIS AND SAUL KATZ
FAMILY FDN

Statements Unavailable

xxxxxx402

IRIS KATZ & SAUL KATZ
FAMILY FOUNDATION

Statements Unavailable

xxxxxxx450

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxxx450

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx674 RED VALLEY PARTNERS
xxxxxx262 KATZ FAMILY TRUST
xxxxxxx450

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

xxxxxx602 STERLING JET II LTD
xxx349
xxxxxx029

JUDITH A. WILPON & IRIS
J. KATZ
STERLING BRUNSWICK
SEVEN

xxxxxx674 RED VALLEY PARTNERS
xxxxxx305 STERLING 10 LLC
IRIS KATZ & SAUL KATZ
FAMILY FDN
ROBBINSVILLE PARK
xxxxxx621
ASSOC
CONEY ISLAND
xxxxxxx264
BASEBALL CO
ROBIN WILPON
xxxxxxx474
WACHTLER
xxxxxx402

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L. THOMAS OSTERMAN
xxxxxx363
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxxx342STERLING 20 LLC

Statements Unavailable

xxxxxxx450

xxxxxx262 KATZ FAMILY TRUST
xxxxx377 FRED WILPON TRUST
xxxxxx363

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

xxxxxx406 LEONARD J SCHREIER
xxxx197

STERLING
PATHOGENESIS

Statements Unavailable
Statements Unavailable

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxxx342STERLING 20 LLC

Statements Unavailable

xxxxxxx342STERLING 20 LLC

Statements Unavailable

STERLING BRUNSWICK
SEVEN LLC
IRIS & SAUL KATZ
FAMILY FDN.
L THOMAS OSTERMAN
xxxxxx363
PHYLLIS OSTERMAN
xxxxxx029
xxxxxx402

xxxxxx406 LEONARD J SCHREIER
xxxx197

STERLING
PATHOGENESIS CO

xxxxxx262 KATZ FAMILY TRUST
xxxxxx402
xxxxxxx450

IRIS KATZ & SAUL KATZ
FAMILY FND
L THOMAS OSTERMAN
PHYLLIS OSTERMAN

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

xxxxxxx450

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
ROBIN WILPON
WACHTLER
TODD KATZ
xxxxx753 MICHAEL KATZ AS
CUSTODIAN
HOWARD KATZ
xxxxx753 MICHAEL KATZ AS
CUSTODIAN

Statements Unavailable

xxxxxxx474

Statements Unavailable

xxxxxx602 STERLING JET II LTD

Statements Unavailable

Statements Unavailable
Statements Unavailable

xxxxxx305 STERLING 10 LLC

Statements Unavailable

xxxxxxxxxx828BERNIE GRAVAT

Statements Unavailable

xxxxx753

TODD KATZ MICHAEL
KATZ
AS CUSTODIAN
CHIEF WIGGUM

xxxxxx262 KATZ FAMILY TRUST
xxxxx093
xxxx197

ROBIN WILPON
WACHTLER
STERLING
PATHOGENESIS

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
IRIS & SAUL KATZ
xxxxxx402
FAMILY FND
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxxx450

Statements Unavailable
Statements Unavailable

xxxxxx305 STERLING 10 LLC

Statements Unavailable

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
IRIS & SAUL KATZ
xxxxxx402
FAMILY FDN

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx148 BRUCE WILPON

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx363

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxxx450

xxxxxxx342STERLING 20 LLC

Statements Unavailable

xxxxxx402 IRIS & SAUL KATZ FDTN.

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST
IRIS AND SAUL KATZ
FAMILY FDN
STERLING
xxxx197
PATHOGENESIS
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
xxxxxx402

xxxxxxx342STERLING 20 LLC
xxxxxx402

IRIS AND SAUL KATZ
FAMILY FDN

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

IRIS & SAUL KATZ
FAMILY FDN. INC
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx402

xxxxxx262 KATZ FAMILY TRUST
xxxxxx262 KATZ FAMILY TRUST
xxxxxxx450

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

Statements Unavailable

Statements Unavailable
Statements Unavailable
Statements Unavailable

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

200154

1KW044

L THOMAS OSTERMAN

201103

1KW242

201110

201199

201511

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

CW

CHECK

Withdrawal

Check

Yes

509 Account

122927

SAUL B KATZ FAMILY TRUST

11/3/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

148914

JPMSAF0018597

JPMSAF0018598

MADWAA00221022

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

11/25/2003

(110,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149247

JPMSAF0018670

JPMSAF0018671

MADWAA00222677

1KW044

L THOMAS OSTERMAN

8/28/2001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127315

MADWAA00086775

1KW242

SAUL B KATZ FAMILY TRUST

6/25/2002

(4,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135575

JPMSAF0005261

JPMC xxxxxx402

MADWAA00143642

FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
BANK

CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
NORTH FORK
CAPITAL ONE, N.A.
BANCORPORATION INC

BofA xxxxxxxxx450
JPMC xxxxxx262

MADWAA00063305

202065

1KW044

L THOMAS OSTERMAN

9/1/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110863

MADWAA00244211

BofA xxxxxxxxx450

202535

1KW044

L THOMAS OSTERMAN

2/1/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122559

MADWAA00146116

BofA xxxxxxxxx450

202870

1KW044

L THOMAS OSTERMAN

8/2/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94359

MADWAA00191809

202892

1KW198

RED VALLEY PARTNERS

8/27/1999

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94652

MADWAA00189307

203049

1KW242

SAUL B KATZ FAMILY TRUST

4/2/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183448

JPMSAF0054770

204799

1KW242

SAUL B KATZ FAMILY TRUST

6/4/1999

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92637

MADWAA00184907

205621

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

11/1/2006

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

179516

JPMSAF0050700

JPMSAF0050701

MADWAA00212982

205898

1KW402

STERLING 10 LLC STERLING EQUITIES

3/28/2006

(500,000.00)

JPMSAF0043794

JPMSAF0043795

MADWAA00367241

Withdrawal

Check

Yes

509 Account

172705

BofA xxxxxxxxx450
JPMC xxxxxx674
MADWAA00266758

JPMC xxxxxx262
JPMC xxxxxx262
Capital One xxxxxxx474

JPMC xxxxxx262
JPMC xxxxxx402

CHASE MANHATTAN
BANK

JPMC xxxxxx674

JPMC xxxxxx674

CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

JPMC xxxxxx402

CHASE MANHATTAN
BANK

1KW044

L THOMAS OSTERMAN

7/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92948

MADWAA00192013

BofA xxxxxxxxx450

1KW044

L THOMAS OSTERMAN

4/18/2000

(42,592.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107906

MADWAA00039085

JPMC xxxxxx363

208469

1KW242

SAUL B KATZ FAMILY TRUST

2/1/2001

(43,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122570

MADWAA00146138

209245

1KW016

IRIS & SAUL KATZ FAM FDN INC AND
JUDY & FRED WILPON FAMILY FDN INC
TIC

9/10/2003

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147182

JPMSAF0017022

209527

1KW198

RED VALLEY PARTNERS

9/20/1999

(45,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94991

MADWAA00190065

209974

1KW044

L THOMAS OSTERMAN

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

210618

1KW346

ROBBINSVILLE PARK LLC

213350

1KW252

214317

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

214505

1KW198

RED VALLEY PARTNERS

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

214935

5/3/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

5/4/1999

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92209

MADWAA00380182

(232,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139753

JPMSAF0009557

MADWAA00128516

JPMC xxxxxx621

9/28/2006

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

177989

JPMSAF0049222

MADWAA00197285

JPMC xxxxxx402

12/23/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159813

JPMSAF0029823

JPMSAF0029824

9/11/2000

(55,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

111043

MADWAA00243613

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

509 Account

92161

MADWAA00313823

11/29/2002

4/5/2001

Yes

123905

JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

JPMC xxxxxx305

206466
207668

209983

Current Banking
Institution(s)

JPMC xxxxxx262

(15,000.00)

CHECK

Original Banking
Institution(s)

JPMC xxxxxx363

3/1/2001

CW

Info Not
Availble

MADWAA00379954

BofA xxxxxxxxx450
JPMC xxxxxx406

MADWAA00334153

JPMC xxxxxx402

MADWAA00151317

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK

7/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

165564

JPMSAF0036049

218188

1KW044

L THOMAS OSTERMAN

11/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96498

MADWAA00189003

BofA xxxxxxxxx450

218198

1KW198

RED VALLEY PARTNERS

11/26/1999

(71,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96789

MADWAA00188775

JPMC xxxxxx674

218286

1KW242

SAUL B KATZ FAMILY TRUST

9/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156830

JPMSAF0026713

JPMSAF0026714

JPMSAF0026715

MADWAA00350873

JPMC xxxxxx262

218310

1KW407

SAUL B KATZ FAMILY TRUST 2 C/O
STERLING EQUITIES

9/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156838

JPMSAF0026734

JPMSAF0026735

JPMSAF0026736

MADWAA00350889

JPMC xxxxxx262

218992

1KW198

RED VALLEY PARTNERS

6/14/2000

(75,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108773

MADWAA00244927

220729

1KW044

L THOMAS OSTERMAN

1/2/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130899

JPMSAF0000615

220941

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

12/19/2000

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113474

MADWAA00140460

220970

1KW189

RUSKIN GARDENS APTS LLC

12/14/2000

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113382

MADWAA00140306

221443

1KW242

SAUL B KATZ FAMILY TRUST

2/28/2002

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132689

JPMSAF0002385

221589

1KW044

L THOMAS OSTERMAN

9/20/1999

(85,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94979

MADWAA00190047

BofA xxxxxxxxx450

222575

1KW242

SAUL B KATZ FAMILY TRUST

11/1/2001

(43,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129990

MADWAA00098093

JPMC xxxxxx262

223429

1KW198

RED VALLEY PARTNERS

6/14/1999

(21,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92769

MADWAA00185151

JPMC xxxxxx674

CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK

223869

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

12/2/1999

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96929

MADWAA00056789

JPMC xxxxxx402

CHASE MANHATTAN
BANK

223873

1KW257

STERLING JET LTD

12/1/1999

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96891

MADWAA00056717

JPMC xxxxxx924

214974

1KW242

SAUL B KATZ FAMILY TRUST

4/12/2001

(210,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124579

MADWAA00132581

JPMC xxxxxx262

215345

1KW044

L THOMAS OSTERMAN

4/13/1999

(112,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

91912

MADWAA00391024

BofA xxxxxxxxx450

216999

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

11/7/2000

(2,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112826

MADWAA00242935

JPMC xxxxxx402

218120

1KW242

SAUL B KATZ FAMILY TRUST

JPMSAF0036050

MADWAA00168919

JPMC xxxxxx262

JPMC xxxxxx674
MADWAA00068575

BofA xxxxxxxxx450
JPMC xxxxxx402
JPMC xxxxxx599

MADWAA00077421

JPMC xxxxxx262

JP MORGAN CHASE
BANK

234073

1KW044

L THOMAS OSTERMAN

11/1/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112741

MADWAA00242585

235258

1KW044

L THOMAS OSTERMAN

12/3/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130379

JPMSAF0000131

MADWAA00073225

235412

1KW242

SAUL B KATZ FAMILY TRUST

2/1/2002

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132375

JPMSAF0001991

MADWAA00076172

235605

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

8/15/2005

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

166770

JPMSAF0037317

JPMSAF0037318

JPMC xxxxxx402

235650

1KW358

STERLING 20 LLC

2/27/2004

(750,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152009

JPMSAF0021251

MADWAA00223471

BofA xxxxxxx342

236350

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

5/2/2005

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164079

JPMSAF0034473

MADWAA00175168

Capital One xxxxxxx474

237238

1KW175

STERLING PATHOGENESIS CO

2/1/1999

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89959

MADWAA00385156

JPMC xxxx197

237830

1KW242

SAUL B KATZ FAMILY TRUST

12/17/1999

(35,807.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97217

MADWAA00057316

JPMC xxxxxx262

4/27/2001

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124774

MADWAA00147451

JPMC xxxxxx363

CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
NORTH FORK
CAPITAL ONE, N.A.
BANCORPORATION INC
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
BANK OF AMERICA,
BANK OF AMERICA
N.A.
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
BANK OF AMERICA,
BANK OF AMERICA
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CITIBANK
CITIBANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
BANK OF AMERICA,
FLEET BANK
N.A.
NORTH FORK
CAPITAL ONE, N.A.
BANCORPORATION INC
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

2/7/2001

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122643

MADWAA00146272

JPMC xxxxxx402

CHASE MANHATTAN
BANK

JPMC xxxxxx363

CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
BANK OF AMERICA,
FLEET BANK
N.A.
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.

224623

1KW044

L THOMAS OSTERMAN

2/3/2003

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141907

JPMSAF0011942

MADWAA00322980

BofA xxxxxxxxx450

225966

1KW242

SAUL B KATZ FAMILY TRUST

2/3/2003

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141919

JPMSAF0011954

MADWAA00323004

JPMC xxxxxx262

226023

1KW242

SAUL B KATZ FAMILY TRUST

226613

1KW252

226694

1KW252

226852

1KW083

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

226930

1KW044

L THOMAS OSTERMAN

226949

1KW083

226967

1KW109

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

227878

1KW044

L THOMAS OSTERMAN

227923

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

228025

1KW242

SAUL B KATZ FAMILY TRUST

1/2/2002

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130910

JPMSAF0000626

MADWAA00068597

JPMC xxxxxx262

7/22/2003

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146441

JPMSAF0016328

MADWAA00310531

JPMC xxxxxx402

4/8/2004

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

153731

JPMSAF0023075

JPMSAF0023076

11/21/2000

(37,560.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112989

MADWAA00243211

JPMC xxxxxx402

10/1/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127779

MADWAA00088557

BofA xxxxxxxxx450

10/11/2001

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128893

MADWAA00228807

MADWAA00088063

JPMC xxxxxx402

JPMC xxxxxx402

10/3/2001

(3,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128296

MADWAA00089301

4/11/2005

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

163665

JPMSAF0034048

MADWAA00165593

BofA xxxxxxxxx450

4/1/2005

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162469

JPMSAF0032803

MADWAA00165023

Capital One xxxxxxx474

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130390

JPMSAF0000142

MADWAA00073243

JPMC xxxxxx262

12/3/2001

JPMC xxxxxx031

228269

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

2/19/2002

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132568

JPMSAF0002272

MADWAA00076638

JPMC xxxxxx402

228273

1KW242

SAUL B KATZ FAMILY TRUST

2/21/2002

(565,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132594

JPMSAF0002296

MADWAA00076674

JPMC xxxxxx262

228451

1KW358

STERLING 20 LLC

10/1/2007

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

189620

JPMSAF0060656

MADWAA00264110

BofA xxxxxxx342

228738

1KW198

RED VALLEY PARTNERS

3/23/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102215

MADWAA00044655

229461

1KW242

SAUL B KATZ FAMILY TRUST

1/2/2003

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140434

JPMSAF0010287

MADWAA00119184

JPMC xxxxxx262

229493

1KW269

PHYLLIS REBELL OSTERMAN

1/2/2003

(55,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140916

JPMSAF0010841

MADWAA00118566

BofA xxxxxxxxx450

229703

1KW358

STERLING 20 LLC

12/21/2007

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

191734

JPMSAF0062716

MADWAA00292418

BofA xxxxxxx342

230783

1KW052

(16,720.00)

1KW252

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

12/17/1999

231124

2/16/2000

(110,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101699

MADWAA00049778

232194

1KW044

L THOMAS OSTERMAN

6/3/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135146

JPMSAF0004800

MADWAA00063627

BofA xxxxxxxxx450

233477

1KW436

STERLING AMERICAN ADVISORS II LP

10/4/2006

(75,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178621

JPMSAF0049839

MADWAA00198505

233800

1KW108

GREGORY KATZ

5/14/1999

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92288

MADWAA00380316

233854

1KW242

SAUL B KATZ FAMILY TRUST

2/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161469

JPMSAF0031744

238044

1KW190

L THOMAS OSTERMAN

238605

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

238631

1KW044

L THOMAS OSTERMAN

238660

1KW242

SAUL B KATZ FAMILY TRUST

238728

1KW044

L THOMAS OSTERMAN

239067

1KW358

241415
241457
241839
241980

6/13/2001

CW

CHECK

Withdrawal

Check

Yes

509 Account

97211

JPMC xxxxxx674

MADWAA00057304

JPMC xxxxxx406
JPMC xxxxxx402

BofA xxxxxxxxx063
Citi xxxxx753

JPMSAF0031745

MADWAA00173341

JPMC xxxxxx262
BofA xxxxxxxxx450
BofA xxxxxxxxx450
JPMC xxxxxx262

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125425

MADWAA00098738

6/1/2001

(43,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125265

MADWAA00099246

10/1/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137939

JPMSAF0007614

STERLING 20 LLC

11/24/2003

(1,210,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

149205

MADWAA00222603

BofA xxxxxxx342

1KW198

RED VALLEY PARTNERS

12/31/1998

1KW242

SAUL B KATZ FAMILY TRUST

1KW257

STERLING JET LTD

1KW044

L THOMAS OSTERMAN

JPMC xxxxxx262
MADWAA00123306

BofA xxxxxxxxx450

(18,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88504

MADWAA00377983

JPMC xxxxxx674

8/1/2001

(43,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126988

MADWAA00086207

JPMC xxxxxx262

8/24/1999

(306,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94630

MADWAA00191395

JPMC xxxxxx924

3/1/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132713

JPMSAF0002408

MADWAA00077467

BofA xxxxxxxxx450

JP MORGAN CHASE
BANK

34 of 60

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)
xxxxxxx450

Potential Bank Account
Holder(s) [2]

Available Records
Beginning

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST
xxxxxx402

xxxxxx363

IRIS AND SAUL KATZ
FAMILY FDN
L THOMAS OSTERMAN
PHYLLIS OSTERMAN
THE OSTERMAN FAMILY
TRUST

Statements Unavailable
Statements Unavailable

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

SAUL B. KATZ, FAMILY
TRUST
ROBIN WILPON
xxxxxxx474
WACHTLER

Statements Unavailable

xxxxxx262

xxxxxx305 STERLING 10 LLC
xxxxxxx450
xxxxxx363

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
PHYLLIS OSTERMAN

xxxxxx262 KATZ FAMILY TRUST
xxxxxx402

IRIS & SAUL KATZ
FAMILY FDN

xxxxxx674 RED VALLEY PARTNERS
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

ROBBINSVILLE PARK
ASSOC
IRIS AND SAUL KATZ
xxxxxx402
FAMILY FDN
IRIS AND SAUL KATZ
xxxxxx402
FAMILY FDN

Statements Unavailable

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable

xxxxxx621

IRIS KATZ & SAUL KATZ
xxxxxx402
FAMILY FOUNDATION

Statements Unavailable
Statements Unavailable

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
IRIS & SAUL KATZ
xxxxxx402
FAMILY FOUNDATION

Statements Unavailable

xxxxxxx450

xxxxxx262 KATZ FAMILY TRUST
xxxxxxx450

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
IRIS & SAUL KATZ
xxxxxx402
FAMILY FDN. INC
RUSKIN GARDENS
xxxxxx599
APARTMENTS CO

Statements Unavailable

xxxxxxx450

xxxxxx262 KATZ FAMILY TRUST
xxxxxxx450

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable

IRIS KATZ & SAUL KATZ
FAMILY FOUNDATION

Statements Unavailable

xxxxxx402

xxxxxx924 STERLING JET LTD

Statements Unavailable

L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

IRIS AND SAUL KATZ
FAMILY FDN
IRIS AND SAUL KATZ
xxxxxx402
FAMILY FDN
IRIS & SAUL KATZ
xxxxxx402
FAMILY FOUNDATION
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
IRIS KATZ & SAUL KATZ
xxxxxx402
FAMILY FDN
xxxxxx402

xxxxxx031 HOWARD KATZ
L THOMAS OSTERMAN
PHYLLIS OSTERMAN
ROBIN WILPON
xxxxxxx474
WACHTLER
xxxxxxx450

xxxxxx262 KATZ FAMILY TRUST
xxxxxx402

IRIS & SAUL KATZ
FAMILY FDN. INC

xxxxxx262 KATZ FAMILY TRUST
xxxxxxx342STERLING 20 LLC
xxxxxx674 RED VALLEY PARTNERS
xxxxxx262 KATZ FAMILY TRUST
xxxxxxx450

L. THOMAS OSTERMAN
PHYLLIS OSTERMAN

xxxxxxx342STERLING 20 LLC

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

xxxxxx402

IRIS AND SAUL KATZ
FAMILY FDN PM
L THOMAS OSTERMAN
PHYLLIS OSTERMAN
STERLING AMERICAN
xxxxxxx063
ADVISORS II
xxxxx753 GREGORY KATZ

Statements Unavailable

xxxxxxx450

Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx402

IRIS AND SAUL KATZ
FAMILY FDN

xxxxxxx342STERLING 20 LLC
ROBIN WILPON
WACHTLER
STERLING
xxxx197
PATHOGENESIS CORP

xxxxxxx474

Statements Unavailable

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

L. THOMAS OSTERMAN
xxxxxx363
PHYLLIS OSTERMAN
IRIS & SAUL KATZ
xxxxxx402 FAMILY FOUNDATION,
INC.
L THOMAS OSTERMAN
xxxxxx363
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST
xxxxxxx450

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

xxxxxxx342STERLING 20 LLC
xxxxxx674 RED VALLEY PARTNERS
xxxxxx262 KATZ FAMILY TRUST
xxxxxx924 STERLING JET LTD
xxxxxxx450

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

242006

1KW242

SAUL B KATZ FAMILY TRUST

3/1/2002

242118

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

242727

1KW242

SAUL B KATZ FAMILY TRUST

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Yes

509 Account

132723

JPMSAF0002418

MADWAA00077487

JPMC xxxxxx262

Check

Yes

509 Account

135873

JPMSAF0005608

MADWAA00112286

BofA xxxxxxx280

Check

Yes

509 Account

152066

JPMSAF0021317

JPMSAF0021318

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(30,000.00)

CW

CHECK

Withdrawal

Check

7/1/2002

(5,500.00)

CW

CHECK

Withdrawal

3/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check 3 Bates

Check 4 Bates

MADWAA00223583

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

5/14/1999

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92289

MADWAA00380318

1KW346

ROBBINSVILLE PARK LLC

6/25/2003

(295,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145116

JPMSAF0015093

245678

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

10/12/2000

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112467

MADWAA00259515

246281

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

9/13/2005

(55,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167286

JPMSAF0037818

MADWAA00164370

246587

1KW242

SAUL B KATZ FAMILY TRUST

5/3/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154120

JPMSAF0023504

JPMSAF0023505

247376

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

1/24/2003

(55,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141788

JPMSAF0011832

MADWAA00117154

JPMC xxxxxx402

248215

1KW044

L THOMAS OSTERMAN

4/12/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134401

JPMSAF0004031

MADWAA00064334

BofA xxxxxxxxx450

248701

1KW044

L THOMAS OSTERMAN

12/27/1999

248713

1KW367

Capital One xxxxxxx474

1KW052

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

MADWAA00198397

248914
248921

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

Citi xxxxx753

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

xxxxxx262 KATZ FAMILY TRUST
xxxxxxx280

ROSE KATZ & MICHAEL
KATZ JT TENANT

xxxxxx262 KATZ FAMILY TRUST
HOWARD KATZ
xxxxx753 MICHAEL KATZ AS
CUSTODIAN
ROBBINSVILLE PARK
ASSOC

CITIBANK

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

xxxxxx621

JPMC xxxxxx402

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx402

IRIS KATZ & SAUL KATZ
FAMILY FOUNDATION

JPMC xxxxxx402
MADWAA00220124

CITIBANK

JPMC xxxxxx621

MADWAA00322046

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
NORTH FORK
CAPITAL ONE, N.A.
BANCORPORATION INC

xxxxxx402

IRIS AND SAUL KATZ
FAMILY FDN

JPMC xxxxxx262

CW

CHECK

Withdrawal

Check

Yes

509 Account

97350

MADWAA00057528

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

178563

JPMSAF0049783

CW

CHECK

Withdrawal

Check

Yes

509 Account

94981

MADWAA00190051

JPMC xxxxxx406

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx406 LEONARD J SCHREIER

9/2/1999

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94769

MADWAA00189523

JPMC xxxxxx402

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

IRIS AND SAUL KATZ
xxxxxx402 FAMILY FOUNDATION
INC.
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN

1KW044

L THOMAS OSTERMAN

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

12/21/1999

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97270

MADWAA00057400

JPMC xxxxxx406

251288

1KW242

SAUL B KATZ FAMILY TRUST

12/21/1999

(125,000.00)

(15,000.00)

CW

CW

CHECK

CHECK

Withdrawal

Withdrawal

Check

Check

Yes

Yes

509 Account

509 Account

139799

97274

JPMSAF0009603

MADWAA00057406

MADWAA00128600

BofA xxxxxxxxx450

JPMC xxxxxx262

251292

1KW259

STERLING JET II LTD

12/1/1999

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96892

MADWAA00056719

JPMC xxxxxx602

251751

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

2/25/2000

(140,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101823

MADWAA00043995

JPMC xxxxxx402

252573

1KW242

SAUL B KATZ FAMILY TRUST

7/1/2002

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135653

JPMSAF0005379

MADWAA00110162

JPMC xxxxxx262

253512

1KW358

STERLING 20 LLC

6/4/2004

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

154647

JPMSAF0024073

MADWAA00332267

BofA xxxxxxx342

253665

1KW108

8/2/2000

(3,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110425

MADWAA00253853

254320

1KW367

254410

1KW083

GREGORY KATZ
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

255881

1KW242

255909
256501
258600

1KW052

258651
259040

Citi xxxxx753

8/2/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156420

JPMSAF0026271

MADWAA00334750

Capital One xxxxxxx474

9/25/2002

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137874

JPMSAF0007543

MADWAA00123788

JPMC xxxxxx402

SAUL B KATZ FAMILY TRUST

12/20/2002

(408,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140214

JPMSAF0010059

MADWAA00127858

JPMC xxxxxx262

1KW242

SAUL B KATZ FAMILY TRUST

11/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

190651

JPMSAF0061634

MADWAA00261877

JPMC xxxxxx262

1KW052

4/12/2000

(465,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107755

MADWAA00038811

JPMC xxxxxx406

6/14/1999

(102,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92759

MADWAA00185131

JPMC xxxxxx406

1KW083

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

9/18/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127625

MADWAA00100364

JPMC xxxxxx402

1KW242

SAUL B KATZ FAMILY TRUST

3/23/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102216

MADWAA00044657

JPMC xxxxxx262

259072

1KW044

L THOMAS OSTERMAN

9/4/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127403

MADWAA00100868

BofA xxxxxxxxx450

259079

1KW044

L THOMAS OSTERMAN

9/18/2001

(179,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127622

MADWAA00100358

JPMC xxxxxx363

259704

1KW044

L THOMAS OSTERMAN

12/7/2001

(2,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130494

JPMSAF0000239

MADWAA00073413

261152

1KW198

RED VALLEY PARTNERS

2/28/2002

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132688

JPMSAF0002384

MADWAA00077419

JPMC xxxxxx674

261211

1KW358

STERLING 20 LLC

3/28/2006

(700,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172704

JPMSAF0043793

MADWAA00367239

BofA xxxxxxx342

261565

1KW242

SAUL B KATZ FAMILY TRUST

10/1/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147510

JPMSAF0017330

MADWAA00234352

JPMC xxxxxx262

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
BANK OF AMERICA,
BANK OF AMERICA
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

5/14/1999
11/1/2000

(1,000.00)
(1,393,245.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Yes
Yes

509 Account
509 Account

92290
112711

JPMC xxxxxx363

MADWAA00380320

Citi xxxxx753

262668

1KW044

L THOMAS OSTERMAN

263947

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

4/17/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134489

JPMSAF0004114

MADWAA00064500

JPMC xxxxxx402

264203

1KW269

PHYLLIS REBELL OSTERMAN

6/25/2003

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145109

MADWAA00242531

JPMSAF0015086

MADWAA00322032

BofA xxxxxxxxx450

264830

1KW044

L THOMAS OSTERMAN

5/1/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108100

MADWAA00048758

BofA xxxxxxxxx450

264899

1KW052

4/28/2000

(53,964.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108063

MADWAA00048688

JPMC xxxxxx406

264911

1KW083

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

4/24/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107990

MADWAA00039225

JPMC xxxxxx402

265254

1KW242

SAUL B KATZ FAMILY TRUST

3/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

182834

JPMSAF0054189

266362

1KW242

SAUL B KATZ FAMILY TRUST

5/1/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196255

JPMSAF0067097

MADWAA00293024

JPMC xxxxxx262

266399

1KW376

VICKY SCHULTZ SAUL B KATZ TIC

8/22/2003

(62.46)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146873

JPMSAF0016728

MADWAA00234212

Bethpage Federal Credit
Union xxxx141

267616

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

7/30/2004

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156367

JPMSAF0026203

JPMSAF0026204

CITIBANK

JPMC xxxxxx363

MADWAA00203458

JPMC xxxxxx262

MADWAA00334648

JPMC xxxxxx402

268507

1KW044

L THOMAS OSTERMAN

4/28/2000

(100,146.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108062

MADWAA00048686

JPMC xxxxxx363

268516

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

4/18/2000

(57,804.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107907

MADWAA00039087

JPMC xxxxxx406

268611

1KW198

RED VALLEY PARTNERS

270610

1KW402

STERLING 10 LLC STERLING EQUITIES

270896

1KW242

271929

1/13/1999

(72,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89728

MADWAA00381149

12/14/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159585

JPMSAF0029589

JPMSAF0029590

MADWAA00333743

JPMC xxxxxx674
JPMC xxxxxx305

SAUL B KATZ FAMILY TRUST

6/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

164550

JPMSAF0035025

JPMSAF0035026

MADWAA00160588

JPMC xxxxxx262

1KW242

SAUL B KATZ FAMILY TRUST

9/2/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147034

JPMSAF0016882

MADWAA00314597

273339

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

7/3/2000

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109470

MADWAA00248478

273351

1KW242

SAUL B KATZ FAMILY TRUST

6/3/2002

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135156

JPMSAF0004816

273375

1KW044

L THOMAS OSTERMAN

3/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90248

MADWAA00385968

BofA xxxxxxxxx450

273701

1KW001

BON MICK FAMILY PARTNERS L P

12/21/1999

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97267

MADWAA00057394

JPMC xxxxxx067

JPMC xxxxxx262
JPMC xxxxxx406

MADWAA00063647

JPMC xxxxxx262

273743

1KW044

L THOMAS OSTERMAN

4/12/2000

(113,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107754

MADWAA00038809

BofA xxxxxxxxx450

273748

1KW044

L THOMAS OSTERMAN

12/17/1999

(5,405.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97210

MADWAA00057302

JPMC xxxxxx363

273768

1KW175

STERLING PATHOGENESIS CO

4/3/2000

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

102433

MADWAA00039614

273775

1KW198

RED VALLEY PARTNERS

4/12/2000

(75,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107765

MADWAA00038831

273980

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

12/5/2001

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130455

JPMSAF0000205

274923

1KW044

L THOMAS OSTERMAN

6/1/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125254

MADWAA00099224

276053

1KW110

276489

1KW083

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

276898

1KW402

STERLING 10 LLC STERLING EQUITIES

276905

1KW358

276932

1KW044

277290

1KW044

277397

1KW044

278562

1KW044

278584

1KW083

278610

1KW198

279002

10/3/2001

(3,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128297

JPMC xxxx197
JPMC xxxxxx674
MADWAA00073345

JPMC xxxxxx402
BofA xxxxxxxxx450

MADWAA00089303

JPMC xxxxxx031

12/12/2001

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130586

JPMSAF0000323

MADWAA00072369

JPMC xxxxxx402

3/28/2007

(3,300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183316

JPMSAF0054643

MADWAA00204248

JPMC xxxxxx305

STERLING 20 LLC

3/28/2007

(3,800,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183315

JPMSAF0054642

MADWAA00204246

JPMC xxxxxx305

L THOMAS OSTERMAN

8/13/2001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127129

MADWAA00086467

L THOMAS OSTERMAN

2/1/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132365

JPMSAF0001979

MADWAA00076152

BofA xxxxxxxxx450

L THOMAS OSTERMAN

9/12/2003

(105,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

147262

JPMSAF0017096

MADWAA00313969

BofA xxxxxxxxx450

L THOMAS OSTERMAN

7/3/2000

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109469

MADWAA00248476

JPMC xxxxxx363

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

7/3/2000

(70,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109474

MADWAA00248486

JPMC xxxxxx402

RED VALLEY PARTNERS

7/24/2000

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110249

MADWAA00249350

JPMC xxxxxx674

1KW044

L THOMAS OSTERMAN

11/1/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139345

JPMSAF0009188

MADWAA00129848

BofA xxxxxxxxx450

279047

1KW402

STERLING 10 LLC STERLING EQUITIES

3/12/2008

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194309

JPMSAF0065193

MADWAA00297068

JPMC xxxxxx305

279054

1KW242

SAUL B KATZ FAMILY TRUST

11/1/2002

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139356

JPMSAF0009198

MADWAA00129870

JPMC xxxxxx262

280393

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

8/22/2002

(25,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137282

JPMSAF0006966

MADWAA00119769

JPMC xxxxxx402

280674

1KW269

PHYLLIS REBELL OSTERMAN

12/16/2005

(88,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169883

JPMSAF0040690

MADWAA00364770

BofA xxxxxxxxx450

280838

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

9/11/2000

(274,400.00)

509 Account

111031

281131

1KW044

L THOMAS OSTERMAN

11/1/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129177

MADWAA00098069

BofA xxxxxxxxx450

281484

1KW044

L THOMAS OSTERMAN

1/13/1999

(63,550.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89720

MADWAA00381133

BofA xxxxxxxxx450

CW

CHECK

Withdrawal

Check

Yes

JPMC xxxxxx363

MADWAA00243589

JPMC xxxxxx406

282917

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

10/15/2001

(4,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

128925

MADWAA00088121

283545

1KW242

SAUL B KATZ FAMILY TRUST

8/22/2003

(292,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146868

JPMSAF0016723

283589

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

6/13/2001

(76,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125426

MADWAA00098740

JPMC xxxxxx406

283748

1KW001

BON MICK FAMILY PARTNERS L P

4/5/2001

(3,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123902

MADWAA00151311

JPMC xxxxxx067

286981

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

8/25/2004

(53,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156747

JPMSAF0026608

BONY xxxxxxxx676

MADWAA00324441

JPMSAF0026609

JPMC xxxxxx262

JPMSAF0026610

MADWAA00335348

JPMC xxxxxx402

x

CITIBANK

CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
BETHPAGE FEDERAL
BETHPAGE FEDERAL
CREDIT UNION
CREDIT UNION
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
THE BANK OF NEW
THE BANK OF NEW YORK
YORK HOLDING FOR
HOLDING FOR
PRUDENTIAL
PRUDENTIAL SECURITIES
SECURITIES
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK

35 of 60

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

(17,000.00)

249480

Statements Unavailable

Statements Unavailable

(106,000.00)

FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
BANK OF AMERICA,
FLEET BANK
N.A.
CITIBANK
CITIBANK
NORTH FORK
CAPITAL ONE, N.A.
BANCORPORATION INC

Statements Unavailable

IRIS & SAUL KATZ
FAMILY FDN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
ROBIN WILPON
xxxxxxx474
WACHTLER
xxxxxx402

9/20/1999

12/2/2002

BofA xxxxxxxxx450

Available Records
Beginning

xxxxxx262 KATZ FAMILY TRUST

10/2/2006

249323

261827

Current Banking
Institution(s)

CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC xxxxxx262

244656
245494

Original Banking
Institution(s)

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx602 STERLING JET II LTD

Statements Unavailable

IRIS AND SAUL KATZ
FAMILY FDN

Statements Unavailable

xxxxxx402

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxxx342STERLING 20 LLC

Statements Unavailable

xxxxx753 GREGORY KATZ

Statements Unavailable

xxxxxxx474ROBIN WACHTLER
xxxxxx402

IRIS KATZ & SAUL KATZ
FAMILY FDN

Statements Unavailable
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx406 LEONARD J SCHREIER
xxxxxx406 LEONARD J SCHREIER
xxxxxx402

IRIS & SAUL KATZ
FAMILY FND

Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxxx450

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxx363
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxx363

Statements Unavailable

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable

xxxxxxx342STERLING 20 LLC
xxxxxx262 KATZ FAMILY TRUST
TODD KATZ
xxxxx753 MICHAEL KATZ AS
CUSTODIAN
L THOMAS OSTERMAN
xxxxxx363
PHYLLIS OSTERMAN
IRIS KATZ & SAUL KATZ
xxxxxx402
FAMILY FDN
L. THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN

Statements Unavailable

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

IRIS & SAUL KATZ
FAMILY FOUNDATION

Statements Unavailable

xxxxxx402

xxxxxx262 KATZ FAMILY TRUST
xxxxxx262 KATZ FAMILY TRUST
xxxx141 VICKY SCHULTZ

Statements Unavailable
Statements Unavailable
Statements Unavailable

IRIS AND SAUL KATZ
FAMILY FDN
L THOMAS OSTERMAN
xxxxxx363
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable

xxxxxx305 STERLING 10 LLC

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx402

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
BOB MICK FAMILY
xxxxxx067
PARTNERS
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxx363
PHYLLIS OSTERMAN
STERLING
xxxx197
PATHOGENESIS

Statements Unavailable

xxxxxxx450

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable

IRIS KATZ & SAUL KATZ
FAMILY FDN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxx402

xxxxxx031 TODD KATZ
xxxxxx402

IRIS KATZ & SAUL KATZ
FAMILY FDN

xxxxxx305 STERLING 10 LLC
xxxxxx305 STERLING 20 LLC
L THOMAS OSTERMAN
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxx363
PHYLLIS OSTERMAN
IRIS & SAUL KATZ
xxxxxx402
FAMILY FOUNDATION
xxxxxx363

xxxxxx674 RED VALLEY PARTNERS
xxxxxxx450

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

xxxxxx305 STERLING 10 LLC
xxxxxx262 KATZ FAMILY TRUST
IRIS KATZ & SAUL KATZ
FAMILY FDN
L. THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
xxxxxx402

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
PHYLLIS OSTERMAN

Statements Unavailable

xxxxxxx450
xxxxxxx450

xxxxxxxx676UNKNOWN

Statements Unavailable

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

BOB MICK FAMILY
PARTNERS
IRIS AND SAUL KATZ
xxxxxx402
FAMILY FDN

Statements Unavailable

xxxxxx067

Statements Unavailable

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

CMID

BLMIS
Account
Number

BLMIS Account Name

287027

1KW242

SAUL B KATZ FAMILY TRUST

11/3/2008

287059

1KW252

287624

1KW083

287914

1KW054

287920

1KW083

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
LEONARD J SCHREIER & DEYVA
SCHREIER T I C
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

288281

1KW175

STERLING PATHOGENESIS CO

288471

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

4/24/2000

288619

1KW175

STERLING PATHOGENESIS CO

2/25/2000

(97,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

101821

MADWAA00049916

JPMC xxxx197

288959

1KW175

STERLING PATHOGENESIS CO

9/1/2000

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110874

MADWAA00244233

JPMC xxxx197

292175

1KW044

L THOMAS OSTERMAN

6/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92522

MADWAA00185757

BofA xxxxxxxxx450

292300

1KW044

L THOMAS OSTERMAN

12/18/2000

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113424

MADWAA00140380

BofA xxxxxxxxx450

292304

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

12/21/2000

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113553

MADWAA00140578

JPMC xxxxxx402

292397

1KW175

STERLING PATHOGENESIS CO

8/1/2000

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110392

MADWAA00253789

JPMC xxxx197

292665

1KW044

L THOMAS OSTERMAN

7/2/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125617

MADWAA00102856

BofA xxxxxxxxx450

293380

1KW269

PHYLLIS REBELL OSTERMAN

12/10/2004

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159483

JPMSAF0029468

MADWAA00333549

BofA xxxxxxx408

294104

1KW189

RUSKIN GARDENS APTS LLC

6/12/2002

(157,573.34)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135375

JPMSAF0005032

MADWAA00062995

JPMC xxxxxx599

295794

1KW242

SAUL B KATZ FAMILY TRUST

2/1/2006

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

171822

JPMSAF0042822

JPMSAF0042823

MADWAA00363193

JPMC xxxxxx262

295823

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

2/22/2006

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172105

JPMSAF0043123

JPMSAF0043124

MADWAA00363667

JPMC xxxxxx402

296392

1KW242

SAUL B KATZ FAMILY TRUST

12/7/2001

(672,900.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130506

JPMSAF0000251

MADWAA00072229

JPMC xxxxxx262

JP MORGAN CHASE
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

296515

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

11/15/2002

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139549

JPMSAF0009376

MADWAA00129171

JPMC xxxxxx402

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

296541

1KW358

STERLING 20 LLC

11/12/2002

(420,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139481

JPMSAF0009314

MADWAA00129045

BofA xxxxxxx342

FLEET BANK

296595

1KW242

SAUL B KATZ FAMILY TRUST

11/26/1999

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

96790

MADWAA00188777

JPMC xxxxxx262

CHASE MANHATTAN
BANK

BANK OF AMERICA,
N.A.
JP MORGAN CHASE
BANK

296620

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

10/26/2000

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112656

MADWAA00242445

JPMC xxxxxx402

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

xxxxxx402

298010

1KW044

L THOMAS OSTERMAN

6/14/2000

(110,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108761

MADWAA00244905

BofA xxxxxxxxx450

xxxxxxx450

298021

1KW175

STERLING PATHOGENESIS CO

6/1/2000

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108536

MADWAA00245483

298205

1KW198

RED VALLEY PARTNERS

3/10/2003

(71,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142405

JPMSAF0012398

299260

1KW044

L THOMAS OSTERMAN

7/12/2000

(33,300.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110123

MADWAA00249136

JPMC xxxxxx363

299264

1KW052

7/12/2000

(45,100.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110124

MADWAA00249138

JPMC xxxxxx406

7/12/2000

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110128

MADWAA00249146

JPMC xxxxxx402

7/26/2000

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110287

MADWAA00249396

JPMC xxxxxx674

FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
BANK OF AMERICA,
BANK OF AMERICA
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CITIBANK
CITIBANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
NORTH FORK
CAPITAL ONE, N.A.
BANCORPORATION INC
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CITIBANK
CITIBANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
BANK OF AMERICA,
FLEET BANK
N.A.

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Yes

509 Account

201572

JPMSAF0072217

MADWAA00285301

JPMC xxxxxx262

Check

Yes

509 Account

147240

JPMSAF0017075

MADWAA00313927

JPMC xxxxxx402

MADWAA00118986

JPMC xxxxxx402

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(100,000.00)

CW

CHECK

Withdrawal

Check

9/11/2003

(55,000.00)

CW

CHECK

Withdrawal

12/26/2002

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

(35,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140318

JPMSAF0010155

12/22/2000

(20.03)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113584

MADWAA00151771

JPMC xxxxxx406

12/5/2000

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113222

MADWAA00141054

JPMC xxxxxx402

12/1/1998

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88011

MADWAA00379312

JPMC xxxx197

MADWAA00048586

JPMC xxxxxx406

(19,757.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107987

JPMC xxxx197
MADWAA00319778

JPMC xxxxxx674

299272

1KW083

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

299279

1KW198

RED VALLEY PARTNERS

299830

1KW358

STERLING 20 LLC

12/12/2005

(1,100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169724

JPMSAF0040498

299842

1KW420

STERLING BRUNSWICK SEVEN LLC

12/12/2005

(700,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169727

JPMSAF0040503

JPMSAF0040504

MADWAA00364498

JPMC xxxxxx029

300668

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

2/24/2004

(320,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151918

JPMSAF0021158

JPMSAF0021159

MADWAA00230180

JPMC xxxxxx402

MADWAA00120007

BofA xxxxxxx342

300818

1KW044

L THOMAS OSTERMAN

8/1/2002

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

136998

JPMSAF0006699

300955

1KW044

L THOMAS OSTERMAN

8/1/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110381

MADWAA00253767

BofA xxxxxxxxx450

301035

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

4/9/2003

(60,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143922

JPMSAF0013854

MADWAA00307108

JPMC xxxxxx402

301075

1KW242

SAUL B KATZ FAMILY TRUST

4/7/2003

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143331

JPMSAF0013268

MADWAA00306316

JPMC xxxxxx262

301110

1KW198

RED VALLEY PARTNERS

4/9/2003

(162,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143927

JPMSAF0013859

MADWAA00307118

JPMC xxxxxx674

301254

1KW242

SAUL B KATZ FAMILY TRUST

10/1/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199982

JPMSAF0070673

MADWAA00303193

JPMC xxxxxx262

BofA xxxxxxxxx450

302004

1KW227

NATALIE KATZ

1/25/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122421

MADWAA00145902

Citi xxxxx013

303156

1KW242

SAUL B KATZ FAMILY TRUST

8/27/1999

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94653

MADWAA00189309

JPMC xxxxxx262

12/4/2000

(7,331.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113207

MADWAA00141026

3/4/2004

(121,800.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152156

JPMSAF0021419

JPMSAF0021420

12/21/2006

(630,000.00)

304145

1KW175

STERLING PATHOGENESIS CO

304985

1KW044

L THOMAS OSTERMAN

305183

1KW346

ROBBINSVILLE PARK LLC

JPMSAF0052226

MADWAA00205894

JPMC xxxxxx621

305252

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

3/1/2005

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161862

JPMSAF0032158

MADWAA00159379

Capital One xxxxxxx474

305687

1KW044

L THOMAS OSTERMAN

7/3/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108972

MADWAA00248102

306503

1KW242

SAUL B KATZ FAMILY TRUST

3/3/2008

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

194104

JPMSAF0065001

CW

CHECK

Withdrawal

Check

Yes

509 Account

180532

JPMC xxxx197
MADWAA00223749

JPMC xxxxxx363

BofA xxxxxxxxx450
MADWAA00296862

JPMC xxxxxx262

306524

1KW108

GREGORY KATZ

8/5/1999

(1,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94432

MADWAA00191055

Citi xxxxx753

306718

1KW242

SAUL B KATZ FAMILY TRUST

4/17/2001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124638

MADWAA00132691

JPMC xxxxxx262

306726

1KW242

SAUL B KATZ FAMILY TRUST

5/1/2001

(43,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124832

MADWAA00147561

306900

1KW242

SAUL B KATZ FAMILY TRUST

6/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

185771

JPMSAF0057000

MADWAA00278056

JPMC xxxxxx262

306966

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

7/18/2002

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

136839

JPMSAF0006553

MADWAA00110796

JPMC xxxxxx402

307019

1KW358

STERLING 20 LLC

12/14/2004

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159582

JPMSAF0029584

MADWAA00333737

BofA xxxxxxx342

307363

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

307548

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

307563

1KW242

308133

JPMC xxxxxx262

8/2/2000

(3,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110426

MADWAA00253855

Citi xxxxx753

10/30/2001

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129126

MADWAA00097975

JPMC xxxxxx402

SAUL B KATZ FAMILY TRUST

10/1/2001

(43,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

127791

MADWAA00088581

JPMC xxxxxx262

1KW242

SAUL B KATZ FAMILY TRUST

1/3/2006

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

170209

JPMSAF0041053

JPMSAF0041054

308471

1KW358

STERLING 20 LLC

4/25/2005

(400,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

163984

JPMSAF0034376

MADWAA00166157

BofA xxxxxxx342

308611

1KW227

NATALIE KATZ

1/16/2003

(3,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

141685

JPMSAF0011736

MADWAA00116982

Citi xxxxx013

309221

1KW044

L THOMAS OSTERMAN

4/2/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

123328

MADWAA00149561

309274

1KW242

SAUL B KATZ FAMILY TRUST

5/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

309330

1KW044

L THOMAS OSTERMAN

310165

1KW189

RUSKIN GARDENS APTS LLC

310344

1KW044

L THOMAS OSTERMAN

310938

1KW349

311186

1KW367

311918
311924

MADWAA00359818

JPMC xxxxxx262

BofA xxxxxxxxx450

Current Banking
Institution(s)

JP MORGAN CHASE BANK

CITIBANK

CITIBANK

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
BANK OF AMERICA,
BANK OF AMERICA
N.A.
CITIBANK
CITIBANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
BANK OF AMERICA,
FLEET BANK
N.A.
NORTH FORK
CAPITAL ONE, N.A.
BANCORPORATION INC
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
BANK OF AMERICA,
FLEET BANK
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

185226

JPMSAF0056493

4/24/2000

(14,558.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107986

MADWAA00039221

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130764

JPMSAF0000487

6/1/2000

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108524

MADWAA00245461

2/18/2004

(29,426.25)

CW

CHECK

Withdrawal

Check

Yes

509 Account

151861

JPMSAF0021103

MADWAA00230104

BofA xxxxxxx264

JPMSAF0037852

MADWAA00164432

Capital One xxxxxxx474

1KW083

CONEY ISLAND BASEBALL HOLDING CO
LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

7/3/2000

(11,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109473

MADWAA00248484

JPMC xxxxxx402

1KW242

SAUL B KATZ FAMILY TRUST

7/26/2000

(524,062.50)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110288

MADWAA00249398

JPMC xxxxxx262

313703

1KW358

STERLING 20 LLC

6/25/2003

(600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145118

JPMSAF0015094

MADWAA00322048

BofA xxxxxxx342

313909

1KW242

SAUL B KATZ FAMILY TRUST

8/1/2007

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

187955

JPMSAF0059074

MADWAA00279800

JPMC xxxxxx262

314065

1KW198

RED VALLEY PARTNERS

12/13/1999

(118,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97098

MADWAA00057105

1/29/2007

1,900,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

574

JPMSAI0010838

41135

2641

17292

n/a - deposit

n/a - deposit

1/13/2003

120,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

762

JPMSAI0003461

20475

1628

9983

n/a - deposit

n/a - deposit

3/31/2003
3/22/2006

157,000.00
22,000.00

CA
CA

CHECK WIRE
CHECK

Deposit
Deposit

Wire
Check

Yes
Yes

703 Account
703 Account

n/a - wire
389

JPMSAI0009351

21769
37238

2434

16025

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

7/21/2008

1,756,163.86

CA

CHECK

Deposit

Check

Yes

703 Account

614

JPMSAI0013280

48840

2994

19384

n/a - deposit

4044
4363

1KW341
1KW108

260792

1KW372

5217

1KW076

5221

1KW242

5439

1KW252

5877
246920
7893

1KW220
1KW279
1KW190

ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
CHARLES STERLING LLC
GREGORY KATZ
ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL B KATZ FAMILY TRUS
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
L THOMAS OSTERMAN ET AL SEF TIC
STERLING BRUNSWICK CORP
L THOMAS OSTERMAN

8243

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8629

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

9426

1KW227

NATALIE KATZ

9573

1KW260

9580
9628
9831

1KW084

9919

1KW207

34041

1KW372

3904

1KW083

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167320

JPMC xxxxxx262

Original Banking
Institution(s)

12/21/2001

9/14/2005

MADWAA00279298

Info Not
Availble

JPMC xxxxxx363
MADWAA00072669

JPMC xxxxxx599
BofA xxxxxxxxx450

JPMC xxxxxx674

n/a - deposit

11/8/2007

500,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1934

JPMSAI0012096

45015

2825

18363

n/a - deposit

n/a - deposit

11/13/2007

238,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

224

JPMSAI0012114

45050

2827

18378

n/a - deposit

n/a - deposit

703 Account

n/a - wire

1493

n/a - deposit

n/a - deposit

29715

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

4/6/1999

Deposit

Wire

Yes

4,930.00 JRNL CHECK
1,550,000.00 CA CHECK
250,000.00 JRNL CHECK

Deposit
Deposit
Deposit

Check
Check
Check

Records unavailable
Yes
Records unavailable

3/12/2002

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

11/4/2005

250,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1605

1/19/1999

10,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

FRED WILPON FAMILY TRUST

11/10/1999

581,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1KW260

FRED WILPON FAMILY TRUST

11/15/1999

297,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN

11/10/1999

513,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

6/26/2007

10,679.25

CA

CHECK

Deposit

Check

Yes

703 Account

140

12/24/1998

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

5/6/1998
10/12/2004
6/26/1997

600,000.00 JRNL CHECK WIRE

Records unavailable
703 Account
Records unavailable

563

JPMSAI0006493

2079

13569

35345

2345

15418

n/a - deposit

n/a - deposit

605

73

435

n/a - deposit

n/a - deposit

4079

494

2631

n/a - deposit

n/a - deposit

4128

1275

15759
JPMSAI0008025

7171

n/a - deposit

n/a - deposit

4079
JPMSAI0011511

494

2630

n/a - deposit

n/a - deposit

43243

2738

17871

n/a - deposit

n/a - deposit

263

37

187

n/a - deposit

n/a - deposit

36 of 60

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

Available Records
Beginning

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

IRIS AND SAUL KATZ
FAMILY FDN
IRIS & SAUL KATZ
xxxxxx402
FNDTN.

Statements Unavailable

xxxxxx402

xxxxxx406 LEONARD J SCHREIER
IRIS & SAUL KATZ
FAMILY FDN. INC
STERLING
xxxx197
PATHOGENESIS

xxxxxx402

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx406 LEONARD J SCHREIER

Statements Unavailable

xxxx197

STERLING
PATHOGENESIS
STERLING
PATHOGENESIS
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
IRIS & SAUL KATZ
xxxxxx402
FAMILY FDN. INC
STERLING
xxxx197
PATHOGENESIS
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
PHYLLIS REBELL
xxxxxxx408
OSTERMAN

Statements Unavailable

xxxx197

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx599 RUSKIN GARDENS

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

IRIS AND SAUL KATZ
FAMILY FDN

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx402

xxxxxx402

IRIS KATZ & SAUL KATZ
FAMILY FOUNDATION

xxxxxxx342STERLING 20 LLC
xxxxxx262 KATZ FAMILY TRUST
IRIS KATZ & SAUL KATZ
FAMILY FOUNDATION

L THOMAS OSTERMAN
PHYLLIS OSTERMAN
STERLING
xxxx197
PATHOGENESIS

xxxxxx674 RED VALLEY PARTNERS
xxxxxx363

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

xxxxxx406 LEONARD J SCHREIER
xxxxxx402

IRIS KATZ & SAUL KATZ
FAMILY FND

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxxx342STERLING 20 LLC

Statements Unavailable

STERLING BRUNSWICK
SEVEN
IRIS AND SAUL KATZ
xxxxxx402
FAMILY FDN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
IRIS & SAUL KATZ
xxxxxx402
FAMILY FDN

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx029

xxxxxx674 RED VALLEY PARTNERS
xxxxxx262 KATZ FAMILY TRUST
xxxxx013 NATALIE KATZ

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxx197

STERLING
PATHOGENESIS CORP
L THOMAS OSTERMAN
PHYLLIS OSTERMAN
ROBBINSVILLE PARK
xxxxxx621
ASSOC

Statements Unavailable

xxxxxx363

Statements Unavailable

xxxxxxx474ROBIN WACHTLER
xxxxxxx450

L THOMAS OSTERMAN
PHYLLIS OSTERMAN

xxxxxx262 KATZ FAMILY TRUST
xxxxx753 GREGORY KATZ
xxxxxx262 KATZ FAMILY TRUST
xxxxxx262 KATZ FAMILY TRUST
xxxxxx262 KATZ FAMILY TRUST
xxxxxx402

IRIS KATZ & SAUL KATZ
FAMILY FDN

xxxxxxx342STERLING 20
HOWARD KATZ
xxxxx753 MICHAEL KATZ AS
CUSTODIAN
IRIS KATZ & SAUL KATZ
FAMILY FDN. INC
SAUL B. KATZ FAMILY
xxxxxx262
TRUST
xxxxxx402

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

xxxxxxx342STERLING 20 LLC

Statements Unavailable

xxxxx013 NATALIE KATZ
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
SAUL B. KATZ FAMILY
xxxxxx262
TRUST
L THOMAS OSTERMAN
xxxxxx363
PHYLLIS OSTERMAN
RUSKIN GARDENS
xxxxxx599
APARTMENTS CO
L THOMAS OSTERMAN
xxxxxxx450
PHYLLIS OSTERMAN
CONEY ISLAND
xxxxxxx264
BASEBALL CO
ROBIN WILPON
xxxxxxx474
WACHTLER
IRIS & SAUL KATZ
xxxxxx402
FAMILY FOUNDATION

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxxx342STERLING 20 LLC

Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable
Statements Unavailable

Statements Unavailable

xxxxxx262 KATZ FAMILY TRUST

Statements Unavailable

xxxxxx674 RED VALLEY PARTNERS

Statements Unavailable

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

10227

1KW209

11055

1KW044

11595

1KW076

11705
12019
12976

BLMIS Account Name

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

9/11/2002

50,000.00

1KW156
1KW242

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
STERLING 15C LLC
SAUL B KATZ FAMILY TRUS

2/13/2003
11/8/2007

90,000.00
2,700,000.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

1KW108

GREGORY KATZ

1/19/1999

5,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

13845

1KW004

100,000.00

CA

CHECK

Deposit

Check

Records unavailable

2/4/1998

100,000.00

CA

CHECK

Deposit

Check

Records unavailable

10/3/2000

133,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

14637

1KW067

FRED WILPON

10/3/2000

700,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

15046

1KW076

15140

1KW209

15238

1KW347

15614

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
FS COMPANY LLC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

15664

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

15674

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

15712

1KW300

STERLING EQUITIES

16325

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

1/8/2004

44,000.00

CA

CHECK

16534

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/24/2003

3,000,000.00

CA

CHECK WIRE

Deposit

16582

1KW024

10/7/2004

445,000.00

CA

CHECK

16588

1KW109

SAUL B KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
METS LIMITED PTR
MARVIN B TEPPER DEFINED BENEFIT
PLAN

10/13/2004

19,000.00

CA

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Records unavailable

1KW052

Check 3 Bates

Records unavailable

1KW076

14632

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

2/3/1998

13858

Check 2 Bates

16666

1KW040

17339

1KW322

17647

1KW118

BRUCE WILPON

1KW084

COLLEGE PLACE ENTERPRISES PROFIT
SHARING

18452

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

20978

1KW378

21109

19546

1KW109

STERLING METS (INSURANCE FUND
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

1/17/2008

12,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1035

JPMSAI0012431

46080

2870

18660

n/a - deposit

n/a - deposit

5/2/2001

60,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1654

JPMSAI0000024

11277

1112

5943

n/a - deposit

n/a - deposit

6997

JPMSAI0003212

18451

1533

9174

n/a - deposit

JPMSAI0003531
182
JPMSAI0012097
2258
n/a - reconciled
to total deposit

21039
45015

1657
2825

10244
18364

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

605

73

434

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

8278

950

4833

n/a - deposit

n/a - deposit

8278

950

4840

n/a - deposit

n/a - deposit

17160

1467

8677

12080

1159

6326

Current Banking
Institution(s)

6/18/2002

CA

CHECK

Deposit

Check

Yes

n/a - deposit

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

350,000.00

CA

CHECK

Deposit

Check

6874

JPMSAI0002839

6/27/2001

13,500.00

CA

CHECK

Deposit

Check

Yes

703 Account

8066

JPMSAI0000604

12/23/2003

3,945,086.66

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

9/26/2005

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1090

7/31/2000

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

7/5/2000

80,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

Deposit

Check

Yes

703 Account

501

Wire

Yes

703 Account

n/a - wire

Deposit

Check

Yes

703 Account

18418

JPMSAI0006478

29680

2077

CHECK

Deposit

Check

Yes

703 Account

747

JPMSAI0006514

29729

JPMSAI0009624

7/18/2000

1,850,000.00 JRNL CHECK

Yes

703 Account

703 Account

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

25588
JPMSAI0007831

n/a - deposit

n/a - deposit

n/a - deposit

34820

2317

15256

n/a - deposit

n/a - deposit

7460

859

4443

n/a - deposit

n/a - deposit

7153

827

4295

n/a - deposit

n/a - deposit
n/a - deposit

7334
JPMSAI0004820

845

4394

n/a - deposit

25908

1895

12095

n/a - deposit

20651

n/a - deposit

n/a - deposit

n/a - deposit

13553

n/a - deposit

n/a - deposit

2081

13577

n/a - deposit

n/a - deposit

37872

2469

16262

n/a - deposit

n/a - deposit

764

94

589

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

1/4/1996

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

5/10/2006

10,296.00

CA

CHECK

Deposit

Check

Yes

703 Account

1007

2/1/1999

10,000.00

CA

CHECK

Deposit

Check

Yes

Records unavailable

703 Account

n/a - reconciled
to total deposit

3/14/1996

13,098.33

CA

CHECK

Deposit

Check

Records unavailable

10/18/2002

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

n/a - deposit

n/a - deposit

11/1/2002

656,164.00

CA

CHECK

Deposit

Check

Yes

703 Account

110543

JPMSAI0003315

19226

1571

9497

n/a - deposit

n/a - deposit

9/8/2003

2,900.00

CA

CHECK

Deposit

Check

Yes

703 Account

399

JPMSAI0004044

24162

1803

11419

n/a - deposit

n/a - deposit

703 Account

n/a - wire

n/a - deposit

n/a - deposit

JPMSAI0003292
JPMSAI0000387
JPMSAI0008624
JPMSAI0012775
JPMSAI0003808

19057
11806
33771
47043
23594

1563
1141
2264
2915
1778

9429
6188
14922
18951
11217

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

9743

1027

5275

n/a - deposit

n/a - deposit

9743

1027

5268

n/a - deposit

n/a - deposit

n/a - deposit

Records unavailable
19017

24431

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12/26/2000

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

203922
24713
25374
25376
283553
28247

1KW300
1KW067
1KW024
1KW108
1KW300
1KW040

STERLING EQUITIES
FRED WILPON
SAUL B KATZ
GREGORY KATZ
STERLING EQUITIES
METS LIMITED PTR

10/22/2002
6/7/2001
7/8/2005
3/24/2008
8/1/2003
1/7/1997

1,000,000.00
137,000.00
10,000,000.00
45,060.00
1,650,000.00
2,000,000.00

CA
CA
CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE

Deposit
Deposit
Deposit
Deposit
Deposit
Deposit

Check
Check
Check
Check
Check
Wire

Yes
Yes
Yes
Yes
Yes
Records unavailable

28896

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

Deposit

Wire

Yes

703 Account

n/a - wire

10059

28903

1KW323

BROOKLYN BASEBALL COMPANY

Deposit

Check

Yes

703 Account

1KW260

FRED WILPON FAMILY TRUST

1/12/2001

525,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

29885

1KW004

1/12/2001

12,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

30831

1KW081

11/7/2007

319,045.00

CA

CHECK

Deposit

Check

Yes

703 Account

899

JPMSAI0012088

45000

2824

18357

n/a - deposit

n/a - deposit

30875

1KW323

6/7/2002

700,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

950

JPMSAI0002779

17024

1460

8626

n/a - deposit

n/a - deposit

31108

1KW084

10/19/2007

27,004.04

CA

CHECK

Deposit

Check

Yes

703 Account

143

JPMSAI0011995

44768

2811

18277

n/a - deposit

n/a - deposit

31700
31945
300680
34044
46472

1KW336
1KW013
1KW300
1KW447
1KW300

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
BROOKLYN BASEBALL COMPANY
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
SAUL B KATZ BRIAN HAHN JR TIC
DAYLE KATZ
STERLING EQUITIES
STERLING TWENTY FIVE LLC
STERLING EQUITIES

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

10118

29518

12/18/2003
3/23/2005
2/13/2004
1/18/2007
7/23/2004

35,000.00
29,403.00
2,500,000.00
200,000.00
1,000,000.00

CA
CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK WIRE
CHECK

Deposit
Deposit
Deposit
Deposit
Deposit

Check
Check
Check
Wire
Check

Yes
Yes
Yes
Yes
Yes

703 Account
703 Account
703 Account
703 Account
703 Account

25522
32185
26390
41011
28674

1877
2193
1923

11948
14456
12359

2028

13202

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

34380

1KW242

SAUL B KATZ FAMILY TRUST

6/24/1999

67,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

JPMSAI0004651
1027
JPMSAI0007517
834
JPMSAI0005106
18301
n/a - wire
JPMSAI0006074
19379
n/a - reconciled
to total deposit

n/a - deposit

n/a - deposit

34939

1KW209

1/17/2008

24,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1030

JPMSAI0012430

46080

2870

18663

n/a - deposit

n/a - deposit

36261

1KW044

10/7/2004

145,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1890

JPMSAI0006479

29680

2077

13554

n/a - deposit

n/a - deposit

36957

1KW458

9/19/2007

450,000.00 JRNL CHECK

Deposit

Check

Yes

703 Account

401

JPMSAI0011866

44362

2793

18166

n/a - deposit

n/a - deposit

37188

1KW110

37446

1KW004

39467
279296

1KW019
1KW300

39502

1KW076

2/2/2001

3,000,000.00

2/7/2001

4,275,000.00 JRNL CHECK A/O 2/6/01

CA

CHECK WIRE

41482
41533

1KW024
1KW242

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
L THOMAS OSTERMAN
NATALIE KATZ O'BRIEN AND BRENDAN
O'BRIEN JT WROS
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
MICHAEL KATZ
STERLING EQUITIES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITE
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
SAUL B KATZ
SAUL B KATZ FAMILY TRUS

1/7/2004
1/12/2004

300,000.00
1,090,000.00

CA
CA

CHECK
CHECK

Deposit
Deposit

41546

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/14/2004

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

41053

1KW154

41236

1KW004

703 Account
14979
703 Account
5594
703 Account
4187
703 Account
670
703 Account
16966
Records unavailable

9362

n/a - deposit

1694

4,165.00

CA

CHECK

Deposit

Check

Yes

703 Account

304

JPMSAI0007941

35160

2334

15348

n/a - deposit

12/13/2001

25,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

2440

JPMSAI0001377

14470

1319

7367

n/a - deposit

n/a - deposit

10/20/2005
8/16/2005

400,000.00
1,900,000.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

9914
21933

JPMSAI0007943
JPMSAI0008834

35160
34278

2334
2292

15349
15111

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

10/26/2005

150,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1589

JPMSAI0007973

35220

2338

15377

n/a - deposit

n/a - deposit

4/18/1996

1,700,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

n/a - deposit

n/a - deposit

12/2/2003

10,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

17355

JPMSAI0004569

25292

1867

11879

Check
Check

Yes
Yes

703 Account
703 Account

17443
979

JPMSAI0004803
JPMSAI0004860

25889
25944

1894
1897

12080
12116

Yes

703 Account

n/a - wire

Records unavailable

41608

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS
STERLING EQUITIES
STERLING TWENTY FIVE LLC
DAYLE KATZ
STERLING EQUITIES

4/9/2001

2,175,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1KW300
1KW447
1KW013
1KW300

4/12/2007
4/20/2007
8/16/2004
7/13/2007

1,000,000.00
6,726,067.00
200,000.00
2,500,000.00

CA
CA
CA
CA

CHECK
CHECK WIRE
CHECK
CHECK

Deposit
Deposit
Deposit
Deposit

Check
Wire
Check
Check

Yes
Yes
Yes
Yes

703 Account
703 Account
703 Account
703 Account

44636

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12/3/2001

1,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

45654
46457
278896
46796

1KW108
1KW260
1KW300
1KW013

GREGORY KATZ
FRED WILPON FAMILY TRUST
STERLING EQUITIES
DAYLE KATZ

10/21/1998
7/28/2004
2/19/2008
10/9/2007

15,000.00
200,000.00
2,500,000.00
129,000.00

CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK

Deposit
Deposit
Deposit
Deposit

Check
Check
Check
Check

Records unavailable
Yes
Yes
Yes

47266

1KW260

FRED WILPON FAMILY TRUST

9/17/2001

149,000.00

CA

CHECK

Deposit

Check

Yes

10/13/2004

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

6787

n/a - deposit

n/a - deposit

703 Account

29729

2081

13579

n/a - deposit

n/a - deposit

8174

941

4779

n/a - deposit

n/a - deposit

8174

941

4776

n/a - deposit

n/a - deposit

8174

941

4780

n/a - deposit

n/a - deposit

8174

941

4772

n/a - deposit

n/a - deposit

1KW052

9/27/2000

1,212,750.00

CA

CHECK

Deposit

Check

Yes

50041

1KW260

FRED WILPON FAMILY TRUST

9/27/2000

2,695,000.00

CA

CHECK

Deposit

Check

Yes

50047

1KW308

9/27/2000

300,300.00 JRNL CHECK

Deposit

Check

Yes

52434

1KW209

53097

1KW109

53448

1KW076

54048

1KW004

EDWARD TEPPER JACQUELINE TEPPER
ELISE TEPPER TIC
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

Yes

CHECK

Deposit

Check

Records unavailable

CHECK

CHECK

Deposit

Deposit

Check

Yes

n/a - deposit

13231
18836
18232

50025

Check

CA

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

1220

Records unavailable
n/a - reconciled
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit

CA

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

2031
2892
2805

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

CA

5750

13325
17951

13203

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING 15C LLC #2

75,660.00

1091

2044
2750

28723
46580
44621

MICHAEL KATZ & DAYLE KATZ J/T WROS

16,100.00

n/a - deposit

10906
42189
42338
28985
43500

Records unavailable
703 Account
JPMSAI0006104
879
703 Account
JPMSAI0012625
27772
703 Account
JPMSAI0011946
1246
n/a - reconciled
to total deposit

703 Account

1KW180

2,290,750.00

n/a - deposit
n/a - deposit
n/a - deposit

14258

1KW020

9/25/1997

n/a - deposit

n/a - deposit
n/a - deposit

n/a - wire

49088

9/27/2000

n/a - deposit

n/a - deposit

n/a - deposit

25990

n/a - reconciled
to total deposit
JPMSAI0011181
25859
n/a - wire
JPMSAI0006212
8814
JPMSAI0011599
26488

50002

1KW110

306

10/20/2005

174662
41891
43658
94646

48502

2422

253

JPMSAI0006515

703 Account

n/a - deposit

n/a - deposit

4/3/2006

48,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

4930

JPMSAI0009403

37396

2444

16082

n/a - deposit

4/3/2006

24,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

762

JPMSAI0009432

37396

2444

16083

n/a - deposit

n/a - deposit

10/31/2007

250,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1930

JPMSAI0012050

44894

2819

18325

n/a - deposit

n/a - deposit

2/18/1997

27,000.00

CA

CHECK

Deposit

Check

Records unavailable

n/a - deposit

n/a - deposit

Records unavailable

55008

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/17/1999

10,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

55775
55786
56334

1KW040
1KW108
1KW156

METS LIMITED PTR
GREGORY KATZ
STERLING 15C LLC

1/9/1996
1/29/1996
3/5/2003

2,000,000.00
12,000.00
150,000.00

CA
CA
CA

CHECK WIRE
CHECK
CHECK

Deposit
Deposit
Deposit

Wire
Check
Check

Records unavailable
Records unavailable
Yes

57256

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12/1/2000

2,000,000.00

57263

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12/20/2000

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

57411

1KW201

DAVID M KATZ

10/30/2000

489,550.00

CA

CHECK

Deposit

Check

Yes

703 Account

289128

1KW263

7/13/2005

1,350,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

60766

1KW109

4/20/2006

24,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

62021
62633
63035

1KW024
1KW067
1KW040

MARVIN B TEPPER
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
SAUL B KATZ
FRED WILPON
METS LIMITED PTR

12/23/1996
11/3/1997
2/13/1996

772,500.00
1,001,001.30
1,000,000.00

CA
CA
CA

CHECK
CHECK
CHECK WIRE

Deposit
Deposit
Deposit

Check
Check
Wire

Records unavailable
Records unavailable
Records unavailable

64475

1KW156

STERLING 15C LLC

5/6/1999

65,000.00

CA

CHECK

Deposit

Check

Yes

Records unavailable
Records unavailable
Records unavailable
n/a - reconciled
703 Account
to total deposit

64765

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

2/1/2002

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

379

64801

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/12/2002

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

66166

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

11/1/2005

225,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

9936

67274

1KW109

12/22/1998

8,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

67292

1KW208

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN

12/24/1998

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

Yes

703 Account

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

Records unavailable
Records unavailable
703 Account
15878
703 Account

69305

1KW201

DAVID M KATZ

10/10/2000

135,000.00

CA

CHECK

Deposit

Check

71298

1KW109

10,000.00

CA

CHECK

Deposit

Check

Yes

6/16/2006

4,053,840.00

CA

CHECK

Deposit

Check

Yes

703 Account

72378

1KW052

8/14/2001

35,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

72405
73023

1KW067
1KW024

8/1/2001
5/3/2002

495,000.00
507,087.90

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

73047

1KW076

200,000.00

CA

CHECK

Deposit

Check

73105
73115

1KW362
1KW363

1,428,240.00 JRNL CHECK
460,085.16 JRNL CHECK

74546

1KW077

74931
75432
170604

1KW067
1KW024
1KW313

5/10/2002

n/a - deposit

n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

21434

n/a - deposit

n/a - deposit

n/a - deposit

14953

n/a - deposit

n/a - deposit

16161

n/a - deposit

1672

10357

8598

970

4958

33831

2267

37653

2455

n/a - wire

9047

n/a - wire

9327

n/a - reconciled
to total deposit
JPMSAI0008655
2818
778

703 Account

1KW024

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
SAUL B KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
DAVID M KATZ ET AL TIC F/M
SAUL B KATZ PAWLING REFINANCING
JUDITH A WILPON C/O STERLING
EQUITIES
FRED WILPON
SAUL B KATZ
STERLING THIRTY VENTURE LLC T

10/10/2003

72118

3417

JPMSAI0003567

400

JPMSAI0009509

n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
1878
JPMSAI0001858

239

15229

n/a - deposit
n/a - deposit
n/a - deposit

1385

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

1370

7851

35283

2342

15404

n/a - deposit

n/a - deposit

250

34

161

n/a - deposit

n/a - deposit

263

37

188

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

15396
JPMSAI0008009

n/a - deposit

8357

954

4861

n/a - deposit

JPMSAI0004238

24655

1828

11588

n/a - deposit

JPMSAI0009776
20577
n/a - reconciled
to total deposit
JPMSAI0000985
5880
JPMSAI0002555
15225

38276

2493

16390

n/a - deposit

n/a - deposit

n/a - deposit

12781

1196

6633

n/a - deposit

n/a - deposit

12581
16530

1186
1437

6545
8449

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

Yes

703 Account

6807

JPMSAI0002609

16629

1442

8497

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

7052
15232

JPMSAI0002560
JPMSAI0002605

16530
16613

1437
1441

8450
8489

2/28/1996

100,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

1/21/1997
2/3/2003
8/19/2003

272,000.00
130,000.00
1,149,641.00

CA
CA
CA

CHECK
CHECK
CHECK

Deposit
Deposit
Deposit

Check
Check
Check

Records unavailable
Yes
Yes

Records unavailable
703 Account
703 Account

5/3/2002
5/9/2002

n/a - deposit

4182
8013

JPMSAI0003507
JPMSAI0003925

20810
23847

23918

1646
1792

10166
11324

n/a - deposit

n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

37 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

75725

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

6/1/1999

307,000.00

CA

75900

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/3/2003

5,000,000.00

CA

76852
77360

1KW247
1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

Check or
Wire

Reconciled to BLMIS
Bank Records

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

2112

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

20307

270

1529

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

Current Banking
Institution(s)

n/a - deposit

n/a - deposit

n/a - deposit

703 Account

n/a - wire

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

n/a - deposit

n/a - deposit

CHECK

Deposit

Check

Yes

703 Account

5323

JPMSAI0004544

25207

1863

11854

n/a - deposit

n/a - deposit

12/21/2004

21,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

829

JPMSAI0006889

30680

2126

13914

n/a - deposit

n/a - deposit

8/28/2006

25,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

780

JPMSAI0010087

39076

2540

16654

n/a - deposit

n/a - deposit

1/27/2005

44,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

3857

JPMSAI0007202

31319

2154

14187

n/a - deposit

MICHAEL KATZ & DAYLE KATZ J/T WROS

8/25/2003

1,360,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

8063

JPMSAI0003967

23938

1796

11354

n/a - deposit

n/a - deposit

7/13/2005

1,100,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

9667

JPMSAI0008651

33831

2267

14950

n/a - deposit

n/a - deposit

1/19/2005

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1024

JPMSAI0007147

31209

2148

14128

n/a - deposit

n/a - deposit

3/20/2006

22,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

286

JPMSAI0009343

37210

2432

16017

n/a - deposit

n/a - deposit

1220

6786

78265

1KW013

78809

1KW424

79166

1KW209

DAYLE KATZ
HOWARD S KATZ C/O STERLING
EQUITIES
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

5910

1KW020

185613

1KW013

79231

1KW384

79682

1KW110

81838

1KW040

DAYLE KATZ
L THOMAS OSTERMAN AND JILL PUPKE
TIC
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
METS LIMITED PTR

82197

1KW242

SAUL B KATZ FAMILY TRUST

9/17/2001

82651

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

11/9/2001

83372

1KW242

SAUL B KATZ FAMILY TRUST

9/27/2000

83938

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/11/2002

83950

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/16/2002

CA

CHECK

Deposit

20135

n/a - deposit

CA

Yes

n/a - wire

703 Detail 703 Multiple
ID
ID

CA

Wire

703 Account

703 ID 2

58,000.00

Deposit

Yes

703 / BT ID 1

204,500.00

CHECK WIRE

Wire

Check 4 Bates

5,000,000.00

CA

Deposit

Check 3 Bates

2,000,000.00

11/26/2003

CHECK WIRE

Check 2 Bates

11/5/2003

CHARLES STERLING LLC
RICHARD A WILPON ANITA M TAPPY T.I.C

CA

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Deposit or
Withdrawal

12/27/2002

1KW341
1KW403

1KW084

Tran
Transaction Description
Type

11/25/2003

METS LIMITED PTR #2 ATTN LEN LABITA

77382
77405

80188

Amount per
Customer
Statement

n/a - deposit

24962

n/a - deposit

25179

Records unavailable

n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit

4/13/1998

19,600.00

Check

Records unavailable

7/14/1997

10,700,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

144,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

Records unavailable
n/a - reconciled
to total deposit

13203

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

14004

n/a - deposit

5,467,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

8174

n/a - deposit

n/a - deposit

6,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

14943

n/a - deposit

n/a - deposit

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

15007

n/a - deposit

n/a - deposit

n/a - deposit

4782

Records unavailable

n/a - deposit

n/a - deposit
941

n/a - deposit

n/a - deposit

n/a - deposit

84077

1KW040

METS LIMITED PTR

12/21/1995

1,000,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

84856

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

10/15/2004

9,802,172.81

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

86220

1KW109

4/3/2006

18,550.00

CA

CHECK

Deposit

Check

Yes

703 Account

763

JPMSAI0009433

37396

2444

16085

n/a - deposit

n/a - deposit

3/23/2005

24,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

20116

JPMSAI0007518

32185

2193

14457

n/a - deposit

n/a - deposit

3/23/2005

65,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

20117

JPMSAI0007519

32185

2193

14458

n/a - deposit

n/a - deposit

CA
CA

n/a - deposit
n/a - deposit

87642

1KW108

87652

1KW109

87979
88557

1KW040
1KW019

88578

1KW081

88582

1KW209

88803
88834

1KW337
1KW337

89573

1KW110

90408
91620

1KW175
1KW313

92096

1KW084

92130
93146

1KW108
1KW260

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
METS LIMITED PTR
MICHAEL KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
MICHAEL KATZ ET AL TIC C/W I
MICHAEL KATZ ET AL TIC C/W I
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING PATHOGENESIS CO
STERLING THIRTY VENTURE LLC T
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
GREGORY KATZ
FRED WILPON FAMILY TRUST

93153

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

93162

1KW314

STERLING THIRTY VENTURE LLC

2/13/2003

165,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

93969

1KW024

SAUL B KATZ

10/9/2001

469,370.00

CA

CHECK

Deposit

Check

Yes

703 Account

93972

1KW067

FRED WILPON

10/5/2001

469,370.00

CA

CHECK

Deposit

Check

Yes

703 Account

94007

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

n/a - deposit

n/a - deposit

n/a - deposit

29756

n/a - deposit

2/9/1996
10/9/2007

1,000,000.00
580,000.00

CHECK WIRE
CHECK

Deposit
Deposit

Wire
Check

Records unavailable
Yes

Records unavailable
703 Account

8155

JPMSAI0011947

44621

2805

18235

n/a - deposit
n/a - deposit

10/31/2007

316,233.00

CA

CHECK

Deposit

Check

Yes

703 Account

878

JPMSAI0012051

44894

2819

18326

n/a - deposit

10/5/2007

30,667.00

CA

CHECK

Deposit

Check

Yes

703 Account

824

JPMSAI0011939

44603

2804

18226

n/a - deposit

n/a - deposit

224,822.70 JRNL CHECK
242,012.50 JRNL CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

2422
2423

JPMSAI0000695
JPMSAI0000697

12194
12194

1301
1301

7247
7249

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

7/3/2001
7/3/2001
10/21/1998

15,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

2/28/1997
8/19/2003

Records unavailable
Yes

Records unavailable
703 Account

12196
12196

n/a - deposit

4,800,000.00
473,973.00

CA
CA

CHECK WIRE
CHECK

Deposit
Deposit

Wire
Check

4/5/2002

19,480.50

CA

CHECK

Deposit

Check

Yes

703 Account

117

JPMSAI0002326

16116

1414

8244

n/a - deposit

4/1/2002
2/13/2003

100,000.00
75,000.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

129
735

JPMSAI0002278
JPMSAI0003533

15995
21039

1410
1657

8204
10246

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

2/25/2003

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

n/a - deposit

n/a - deposit

10/19/2001

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

JPMSAI0003921

703 Account

n/a - wire

1KW346

ROBBINSVILLE PARK LLC

10/2/2001

Deposit

Check

Yes

703 Account

1KW313
1KW313
1KW019

8/19/2003
8/20/2003
7/13/2005

2,601,264.00
515,327.00
1,100,000.00

CA
CA
CA

CHECK
CHECK
CHECK

Deposit
Deposit
Deposit

Check
Check
Check

Yes
Yes
Yes

703 Account
703 Account
703 Account

95447

1KW109

STERLING THIRTY VENTURE LLC T
STERLING THIRTY VENTURE LLC T
MICHAEL KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

1/8/2004

44,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

17629

96055

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

10/22/2004

12,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

96207

1KW084

4/21/2005

15,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

97821
98350
98636

1KW067
1KW358
1KW067

6/19/2006
3/4/2002
12/14/2001

4,000,000.00
177.00
300,000.00

CA
CA
CA

CHECK
CHECK
CHECK

Deposit
Deposit
Deposit

Check
Check
Check

Yes
Yes
Yes

703 Account
703 Account
703 Account

98652

1KW076

88,550.00

CA

CHECK

Deposit

Check

Yes

703 Account

99760

1KW076

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

99830

1KW408

Deposit

Wire

Yes

703 Account

n/a - wire

100690
100724

1KW067
1KW402

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
FRED WILPON
STERLING 20 LLC
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES
FRED WILPON
STERLING 10 LLC STERLING EQUITIE

100872

1KW019

MICHAEL KATZ

12/22/2000

100948

1KW308
1KW067

EDWARD TEPPER JACQUELINE TEPPER
ELISE TEPPER TIC
FRED WILPON

12/14/2000

101454

5/29/2002

101874

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

5/21/2001

101877

1KW081

5/18/2001

101905
101911

1KW260
1KW263

RICHARD A WILPON & DEBRA WILPON
J/T WROS
FRED WILPON FAMILY TRUST
MARVIN B TEPPER

102289

1KW260

FRED WILPON FAMILY TRUST

102298

1KW346

ROBBINSVILLE PARK LLC

102895

1KW109

103360

1KW168

103375

1KW175

103651

1KW464

184461

1KW455

105939

1KW044

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
MARVIN TEPPER & ELISE TEPPER J/T
WROS
STERLING PATHOGENESIS CO
STERLING VC V LLC STERLING EQUITIES
ATTN: ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
L THOMAS OSTERMAN

105955

1KW247

106531

1KW247

106592
106719
106816

6/4/2004
6/24/2004
9/4/2003
9/30/2003

4,965,222.50 JRNL CHECK WIRE

23918

1792

11321

n/a - deposit

21039

1657

10247

n/a - deposit

n/a - deposit

13534

1234

6875

n/a - deposit

n/a - deposit

13512

1233

6861

n/a - deposit

n/a - deposit

13691

n/a - reconciled
to total deposit
JPMSAI0003920
1325
JPMSAI0003947
1820
JPMSAI0008652
9668

94038

23847

21246

JPMSAI0003534
297
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

94446
94478
226573

12/28/2001

700,000.00 JRNL CHECK

1371

n/a - deposit
6844

n/a - deposit

n/a - deposit

1792
1793
2267

11322
11339
14951

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

1895

23918

n/a - deposit

1230

13446
23847
23871
33831

12098

n/a - deposit

JPMSAI0004819

25908

n/a - deposit

n/a - deposit

131

JPMSAI0007681

32657

2212

14602

n/a - deposit

n/a - deposit

5302
14063
6321

JPMSAI0009782
JPMSAI0002094
JPMSAI0001387

38290
15642
14488

2494
1392
1320

16397
8049
7379

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

13733

JPMSAI0001488

14691

1338

7505

8144

JPMSAI0005762

27997

1995

12931

1,300,000.00
10,631,062.50

CA
CA

CHECK
CHECK WIRE

Deposit
Deposit

Check
Wire

Yes
Yes

703 Account
703 Account

285,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

9,100.00

CA

CHECK

Deposit

Check

Yes

703 Account

1,240,837.00

CA

CHECK

Deposit

Check

Yes

703 Account

70,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

6389

195,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

7774

29868

n/a - deposit

24125
24426

1801

9360

1013

11409
5167

n/a - deposit

n/a - deposit

n/a - deposit

28212

JPMSAI0004031
1078
n/a - wire
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
JPMSAI0002716
7082

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

9239

1007

5114

n/a - deposit

16864

1454

8590

n/a - deposit

n/a - deposit

JPMSAI0000224

11517

1127

6076

n/a - deposit

n/a - deposit

n/a - deposit

JPMSAI0000204

11503

1126

6062

n/a - deposit

JPMSAI0000308
571
JPMSAI0000051
19896
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

11608
11317

1134
1114

6136
5963

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

13634

1239

6905

n/a - deposit

n/a - deposit

13781

1247

6971

n/a - deposit

n/a - deposit

46969

2912

18936

n/a - deposit

5/29/2001
5/4/2001

302,240.00
20,000.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

10/16/2001

1,134,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

10/26/2001

800,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

3/18/2008

52,105.00

CA

CHECK

Deposit

Check

Yes

11/25/1996

15,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

11/1/1996

5,000,000.00 JRNL CHECK WIRE

Deposit

6/24/2008

12,437,500.00 JRNL CHEKC WIRE

846

48403

n/a - deposit

n/a - deposit

Deposit

Wire

Deposit

Check

Yes

703 Account

255

JPMSAI0011137

42038

2682

17548

n/a - deposit

n/a - deposit

1,000,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1496

JPMSAI0011632

43561

2754

17979

n/a - deposit

n/a - deposit

METS LIMITED PTR #2 ATTN LEN LABITA

1/12/1999

1,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

521

n/a - deposit

n/a - deposit

METS LIMITED PTR #2 ATTN LEN LABITA

2/23/2001

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

10296

n/a - deposit

n/a - deposit

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12/21/2001

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

14586

n/a - deposit

n/a - deposit

1KW255

STERLING EQUITIES INVESTORS

5/6/1999

Deposit

Check

Yes

703 Account

244

1426

n/a - deposit

n/a - deposit

SAUL B KATZ

4/9/2001

1,547,500.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

1908

1KW024

10906

1091

5746

n/a - deposit

n/a - deposit

106823

1KW458

9/18/2008

300,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

493

JPMSAI0013569

49713

3033

19621

n/a - deposit

107300

1KW110

12/18/2002

22,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

222

JPMSAI0003398

19990

1604

9761

n/a - deposit

n/a - deposit

107644
107942
108424
109674

1KW337
1KW013
1KW067
1KW347

NATALIE KATZ O'BRIEN AND BRENDAN
O'BRIEN JT WROS
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
MICHAEL KATZ ET AL TIC C/W I
DAYLE KATZ
FRED WILPON
FS COMPANY LLC

904,438.41 JRNL CHECK
15,084.00 CA CHECK
550,000.00 CA CHECK
240,000.00 CA CHECK

Deposit
Deposit
Deposit
Deposit

Check
Check
Check
Check

Yes
Yes
Yes
Yes

703 Account
703 Account
703 Account
703 Account

JPMSAI0000706
JPMSAI0006528
JPMSAI0003063
JPMSAI0005173

12194
29776
17661
26586

12196

1301
2082
1489
1930

7255
13597
8867
12415

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

110058

1KW024

SAUL B KATZ

n/a - deposit

Deposit

Check

Yes

703 Account

Deposit

12196

1301

7251

1935

12461

n/a - deposit

111686

1KW337

MICHAEL KATZ ET AL TIC C/W I

7/3/2001

Check

Yes

703 Account

582
795
3437
17863
n/a - reconciled
to total deposit
6502

112267

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/9/2003

5,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

112892
115340

1KW263
1KW402

3/4/2004
3/29/2005

150,000.00
5,000,000.00

CA
CA

CHECK
CHECK WIRE

Deposit
Deposit

Check
Wire

Yes
Yes

703 Account
703 Account

17906
n/a - wire

115542

1KW076

1/8/2008

250,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1949

JPMSAI0012352

45904

2862

18601

n/a - deposit

n/a - deposit

115554
115753

1KW108
1KW108

4/3/2007
7/7/2008

115,646.00
1,880.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

504
725

JPMSAI0011143
JPMSAI0013201

42038
48623

2682
2983

17546
19313

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

116477

1KW192

Deposit

Wire

Records unavailable

n/a - deposit

n/a - deposit

117676

1KW013

117752

1KW345

118232

1KW004

MARVIN B TEPPER
STERLING 10 LLC STERLING EQUITIE
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
GREGORY KATZ
GREGORY KATZ
METS LIMITED PTR SPECIAL ATTN: LEN
LABITA
DAYLE KATZ
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

118301

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

118335

1KW044

L THOMAS OSTERMAN

118341

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

119900

1KW024

SAUL B KATZ

120585
121535
121552

1KW019
1KW024
1KW044

MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN

122564

1KW260

122584

1KW207

122586

1KW308

7/3/2001
10/15/2004
7/19/2002
2/26/2004

n/a - wire

n/a - deposit

2,954,056.00 JRNL CHECK

575,000.00 JRNL CHECK

703 Account

JPMSAI0012755

7/19/2007

4/3/2007

Yes

703 Account

11/28/2001

7/14/1997

105,000.00

CA

CHECK

393,362.49 JRNL CHECK

20,000,000.00 JRNL CHECK WIRE

7/5/2005

500,000.00

CHECK

Deposit

Check

Yes

703 Account

837

JPMSAI0008603

7/13/2005

380,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

9665

JPMSAI0008653

8/10/2001

25,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

8/6/2001

60,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

6557

8/10/2001

n/a - reconciled
to total deposit

CA

24,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

8/2/2001

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

6405

21,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

8/16/2004
12/20/2001
12/28/2001

200,000.00
125,000.00
100,000.00

CA
CA
CA

CHECK
CHECK
CHECK

Deposit
Deposit
Deposit

Check
Check
Check

Yes
Yes
Yes

703 Account
703 Account
703 Account

FRED WILPON FAMILY TRUST

2/16/2001

741,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

2/16/2001

20,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

2/6/2001

10,623.42

CA

CHECK

Deposit

Check

Yes

703 Account

11/20/2003

545,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit
8813
4158
1708
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
8253

2/6/2006

65,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

381

11/1/2007

30,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

610

5/31/1996

35,000.00

CA

CHECK

Deposit

Check

Records unavailable

1/12/2000

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

122986

1KW013

123646

1KW426

124150

1KW426

124262

1KW011

124317

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12194

1268

7106

26722
32258

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

14949

n/a - deposit

n/a - deposit

6610

n/a - deposit

n/a - deposit

12667

1189

6569

n/a - deposit

n/a - deposit

1194

6609

n/a - deposit

n/a - deposit

12626

1187

6548

n/a - deposit

n/a - deposit

2422
JPMSAI0006213
JPMSAI0001419
JPMSAI0001481

14905

2267
1194

12744
JPMSAI0000996

2261

33831
12744

JPMSAI0001039

33701

306

1693

n/a - deposit

n/a - deposit

28985
14569
14686

2044
1327
1336

13330
7421
7488

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

10224

10263

1054

10224

10263

n/a - deposit

n/a - deposit

5494

n/a - deposit

n/a - deposit

1054

5487

n/a - deposit

n/a - deposit

10101

1045

5414

n/a - deposit

n/a - deposit

JPMSAI0004514

25131

1859

11830

n/a - deposit

n/a - deposit

JPMSAI0009149

36661

2405

15851

n/a - deposit

JPMSAI0012066

44923

2820

18338

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

Records unavailable
703 Account

n/a - deposit
n/a - deposit
n/a - deposit

20422
JPMSAI0005227

Records unavailable

6/24/1999

SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
EDWARD TEPPER JACQUELINE TEPPER
ELISE TEPPER TIC
DAYLE KATZ
GREGORY A KATZ & AMY BETH KATZ
JT/WROS
GREGORY A KATZ & AMY BETH KATZ
JT/WROS
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES

14225
JPMSAI0000701

n/a - wire

4878

n/a - deposit

38 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

124680
126899

1KW175
1KW040

126939

1KW052

126996
127169
127175

1KW263
1KW067
1KW014

127198

1KW084

BLMIS Account Name
STERLING PATHOGENESIS CO
METS LIMITED PTR
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
MARVIN B TEPPER
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIE
COLLEGE PLACE ENTERPRISES PROFIT
SHARING

Transaction
Date Per
Customer
Statement
8/25/1998
1/13/1997

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

CHECK
CHECK WIRE

Deposit
Deposit

Check
Wire

Records unavailable
Records unavailable

Records unavailable
Records unavailable

n/a - deposit
n/a - deposit

1/24/1997

65,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

12/28/2001
8/16/2006
3/4/1996

198,600.00
475,000.00
1,832,800.00

CA
CA
CA

CHECK
CHECK
CHECK

Deposit
Deposit
Deposit

Check
Check
Check

Yes
Yes
Records unavailable

703 Account
13737
703 Account
6370
Records unavailable

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

3/14/1996

2,901.67

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

1KW067

FRED WILPON

9/27/2000

6,648,950.00

CA

CHECK

Deposit

Check

Yes

9/27/2000

1,540,000.00

CA

CHECK

Deposit

Check

Yes

129068

1KW083

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

129100

1KW175

STERLING PATHOGENESIS CO

129146

1KW156

STERLING 15C LLC

130950

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

131318
131499

1KW108
1KW154

GREGORY KATZ
IRIS J KATZ C/O STERLING EQUITE

131580

1KW242

SAUL B KATZ FAMILY TRUST

1/21/2000

49,000.00

CA

131592

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/7/2000

2,000,000.00

CA

9/27/2000

654,500.00

CA

CHECK

Deposit

Check

9/7/2000

2,400,000.00

CA

CHECK

Deposit

Check

Yes

8/24/1998

174,800.00

CA

CHECK

Deposit

Check

Records unavailable

Yes

2/20/2003

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

10/3/2008
3/12/1996

44,175.00 CA CHECK
4,855,571.29 JRNL CHECK WIRE

Deposit
Deposit

Check
Wire

Yes
Records unavailable

CHECK

Deposit

Check

CHECK WIRE

Deposit

Wire

JPMSAI0001490
JPMSAI0010041

14691
38948

1338
2534

7506
16620

n/a - deposit

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
Records unavailable

8174

941

4783

n/a - deposit

n/a - deposit

703 Account

8174

941

4777

n/a - deposit

n/a - deposit

8172

940

4769

n/a - deposit

n/a - deposit

7949

912

4655

703 Account

21153
49974

3043

19676

Yes

5001

595

3173

Yes

703 Account

4829

n/a - wire

24,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

65,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

44,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

METS LIMITED PTR #2 ATTN LEN LABITA

1/7/2004

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

1/16/2004

1,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

26024

STERLING THIRTY VENTURE, LL

8/28/2002

3,000,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

SAUL B KATZ FAMILY TRUST

11/10/1999

194,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

10/10/2003

44,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

2609

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

10/22/2003

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

1KW322

MARVIN B TEPPER DEFINED BENEFIT
PLAN

10/3/2003

500.00

CA

CHECK

Deposit

Check

Yes

703 Account

1004

135276

1KW227

NATALIE KATZ

1/25/2000

12,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

136056

1KW155
1KW109

139044
140281

1KW040
1KW396

JUDITH A WILPON C/O STERLING
EQUITIES
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
METS LIMITED PTR
DEYVA ARTHUR

Records unavailable

137428

140443

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1KW247

133474

1KW247

133896

1KW315

134539

1KW242

134740

1KW209

134749
134754

140736
141388

Deposit

Wire

12/16/2002

3/12/1996

22,000.00

CA

CHECK

Deposit

Check

Yes

1/2/1996
11/3/2006

2,000,000.00
127,000.00

CA
CA

CHECK WIRE
CHECK

Deposit
Deposit

Wire
Check

Records unavailable
Yes

1/28/2000

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

1KW019
1KW198

MICHAEL KATZ
RED VALLEY PARTNERS

141855

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

281823
142414
143415
143611

1KW298
1KW427
1KW108
1KW067

8/19/2003
11/30/2005
6/28/2007
1/7/2004

143617

1KW081

144664

1KW084

144827
145804

1KW108
1KW019

146678

1KW076

FRED WILPON FAMILY TRUST TR
SAUL B KATZ ET AL TIC
GREGORY KATZ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
GREGORY KATZ
MICHAEL KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

10/25/2001

1KW019

MICHAEL KATZ

147711

1KW242

147820

146728

1KW424

148180
149493
149499
152326

1KW013
1KW302
1KW218
1KW242

152474

1KW083

152500

1KW175

153679

1KW004

153686
154368

1KW118
1KW108

SAUL B KATZ FAMILY TRUS
HOWARD S KATZ C/O STERLING
EQUITIES
DAYLE KATZ
RUTH FRIEDMAN
STERLING METS LP C/O SHEA STADIUM
SAUL B KATZ FAMILY TRUS
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
STERLING PATHOGENESIS CO
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
BRUCE WILPON
GREGORY KATZ

154440

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

1KW345

GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
DEYVA ARTHUR
GREGORY A KATZ & AMY BETH KATZ
JT/WROS
STERLING VC IV LLC STERLING EQUITIES
ATTN: ARTHUR FRIEDMAN
FRED WILPON FAMILY TRUST
MARVIN B TEPPER
DEYVA ARTHUR
FRED WILPON FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

154451
154459

1KW396

154521

1KW426

154561

1KW463

239727
154841
156530
256588

1KW260
1KW263
1KW396
1KW260

157176

1KW004

157548

1KW300

STERLING EQUITIES

157709

1KW004

12/28/2001
8/2/2001
11/7/2005

4,855,571.29 JRNL CHECK WIRE

JPMSAI0009430
394
n/a - reconciled
to total deposit
JPMSAI0004818
226

JPMSAI0003189
2447
n/a - reconciled
to total deposit

37396

2444

n/a - deposit

n/a - deposit

595

3176

n/a - deposit

n/a - deposit

1895

12100

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

1524

9102

n/a - deposit

n/a - deposit

18243
4079

494

2629

n/a - deposit

n/a - deposit

JPMSAI0004241

24655

1828

11589

n/a - deposit

n/a - deposit

JPMSAI0004208

24573

1824

11560

n/a - deposit

n/a - deposit

5039

600

3202

n/a - deposit

n/a - deposit

24762

n/a - deposit

Records unavailable

n/a - deposit
709

JPMSAI0003390

19928

1601

9729

n/a - deposit

n/a - deposit

1299

JPMSAI0010373

39965

2583

16890

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

703 Account

n/a - wire

5085

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

6404
669

JPMSAI0001486
JPMSAI0000998

14691
12626

CHECK

Deposit

Check

Yes

703 Account

9938

JPMSAI0008035

35359

Deposit
Deposit
Deposit
Deposit

Check
Wire
Check
Check

Yes
Yes
Yes
Yes

703 Account
703 Account
703 Account
703 Account

157
n/a - wire
538
1617

JPMSAI0003924
JPMSAI0011523
JPMSAI0004799

23847
35600
43280
25889

Yes

703 Account

2838

JPMSAI0004858

25945

703 Account

127

JPMSAI0005812

28094

CHECK

Deposit

Check

6/14/2004

17,749.30

CA

CHECK

Deposit

Check

Yes

1/16/1998
11/3/1997

12,000.00
121,700.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Records unavailable
Records unavailable

4/12/2004

50,000.00

CA

CHECK

Deposit

Check

Yes

1338
1187

7507
6550

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

2346

15428

n/a - deposit

n/a - deposit

1792

11334

2740
1894

17883
12084

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

1898

12125

n/a - deposit

2000

23918

12976

703 Account

8080

JPMSAI0005457

27244

n/a - reconciled
to total deposit
JPMSAI0002281
758

1960

12664

CA

CHECK

Deposit

Check

Yes

703 Account

13761

1246

6967

n/a - deposit

n/a - deposit

CA

CHECK

Deposit

Check

Yes

703 Account

15995

1410

8205

n/a - deposit

n/a - deposit

33,507.00

CA

CHECK

Deposit

Check

Yes

703 Account

502

JPMSAI0013657

50068

3046

19690

n/a - deposit

n/a - deposit

10/9/2008
12/16/2002
6/16/1998
3/30/2007

682,746.00
10,000.00
625,156.00
2,100,000.00

CA
CA
CA
CA

CHECK
CHECK
CHECK WIRE
CHECK

Deposit
Deposit
Deposit
Deposit

Check
Check
Wire
Check

Yes
Yes
Records unavailable
Yes

703 Account
703 Account
Records unavailable
703 Account

1666
2868

JPMSAI0013655
JPMSAI0003388

50068
19928

3046
1601

19691
9730

140

JPMSAI0011110

41983

2679

17526

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

10/21/1997

9,781.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

10/15/1997

4,944,800.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

Records unavailable

9/30/2003

157,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

3186

JPMSAI0004185

24458

1821

11535

n/a - deposit

n/a - deposit

9/26/2003
6/27/2008

231,000.00
28,552.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

24405
48489

1819
2978

11519
19280

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

2/16/2001

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

JPMSAI0004164
17038
JPMSAI0013163
719
n/a - reconciled
to total deposit

1054

5490

n/a - deposit

n/a - deposit

1/4/2007

380,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

103

JPMSAI0010689

40810

2624

17153

n/a - deposit

n/a - deposit

10,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

563

JPMSAI0010754

40952

2630

17214

n/a - deposit

n/a - deposit

240,000.00 JRNL CHECK

Deposit

Check

Yes

703 Account

347

JPMSAI0007733

34519

2303

15178

n/a - deposit

12127
6546
16823
17528

1/12/2007
9/1/2005
6/24/2008

n/a - deposit

2,758,625.00 JRNL CHEKC WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

1/12/2004
8/2/2001
10/20/2006
3/30/2007

1,090,000.00
28,900.00
130,000.00
3,700,000.00

CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK

Deposit
Deposit
Deposit
Deposit

Check
Check
Check
Check

Yes
Yes
Yes
Yes

703 Account
703 Account
703 Account
703 Account

826
10047
551
136

1/16/1997

600,000.00

CA

CHECK

Deposit

Check

Records unavailable

1/17/2001

500,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

4/4/2008

10,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

3416

10224

10263

48405

n/a - deposit

n/a - deposit

9801

1029

5294

n/a - deposit

n/a - deposit

47296

2924

18997

n/a - deposit

600

3208

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

4220

83,351.00

CA

CHECK

Deposit

Check

Yes

5039

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
AIR STERLING LLC
STERLING PATHOGENESIS CO
L THOMAS OSTERMAN
STERLING THIRTY VENTURE LLC T
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

1/21/2000

133,000.00

CA

CHECK

Deposit

Check

Yes

3/22/2001
9/17/1998
8/25/2003
8/19/2003

500,000.00 JRNL CHECK WIRE
65,000.00 CA CHECK
450,000.00 CA CHECK
145,894.00 CA CHECK

Deposit
Deposit
Deposit
Deposit

Wire
Check
Check
Check

Yes
Records unavailable
Yes
Yes

10640

Deposit

Check

Yes

n/a - reconciled
to total deposit
n/a - reconciled
703 Account
to total deposit
703 Account
n/a - wire
Records unavailable
703 Account
JPMSAI0003972
1822
703 Account
JPMSAI0003929
3141
n/a - reconciled
703 Account
to total deposit
703 Account

5188

161734

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

162058

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

162129

1KW263

MARVIN B TEPPER

162432

1KW044

162493

1KW081

162499

1KW207

L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN

162510

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

162599
163221

1KW263
1KW019

163467

1KW424

MARVIN B TEPPER
MICHAEL KATZ
HOWARD S KATZ C/O STERLING
EQUITIES

163686

2/3/2000

5,000,000.00

CA

CHECK
CHECK WIRE

Deposit

Wire

Yes

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

JPMSAI0012822

Records unavailable

200,000.00

CA

n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

1898
1187
2573
2679

1/25/2000

20,000.00

n/a - deposit

n/a - deposit

25945
12626
39788
41983

11/26/1999

9/1/1999

n/a - deposit

JPMSAI0004861
JPMSAI0000999
JPMSAI0010298
JPMSAI0011111

IRIS J KATZ C/O STERLING EQUITES

1KW110

n/a - deposit

n/a - deposit

1KW252

161405

n/a - deposit

175,116.00
275,000.00

1KW154
1KW052

n/a - deposit

4/1/2002

157870

1KW328
1KW175
1KW044
1KW313

n/a - deposit
n/a - deposit
n/a - deposit

10/9/2008

158645
159204

n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

Records unavailable
Records unavailable

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

159629
160291
160331
160457

n/a - deposit

703 Account

CA
CA

CA

n/a - deposit

Records unavailable
703 Account

CA

285,000.00

16088

n/a - deposit
n/a - deposit

5001

257,690.00
125,000.00

1/12/2004

n/a - deposit
n/a - deposit

n/a - deposit

25908

135,000.00

1,143,312.00 CA CHECK
22,000,000.00 JRNL CHECK WIRE
30,223.00 CA CHECK
1,100,000.00 CA CHECK

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit

25888

METS LIMITED PTR #2 ATTN LEN LABITA

133457

n/a - deposit

n/a - deposit

n/a - wire

703 Account
JPMSAI0013635
762
Records unavailable
n/a - reconciled
703 Account
to total deposit

1/8/2004

GREGORY KATZ

n/a - deposit
n/a - deposit

4/3/2006

GREGORY KATZ
FRED WILPON FAMILY TRUST

1KW108

n/a - deposit

703 Account

1/21/2000

1KW108
1KW260

Current Banking
Institution(s)

n/a - deposit
n/a - deposit

1KW076

133438

Original Banking
Institution(s)

CA
CA

129054

131648

Info Not
Availble

935,000.00
1,000,000.00

129065

131962

Receiving Bank
Account - Standardized

703 Account

n/a - wire

8,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

10/3/2000

154,700.00

CA

CHECK

Deposit

Check

Yes

703 Account

1/3/2002

11,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

12/2/2003

775,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

2735

1/17/2002

44,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1245

1/8/2002

5,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

100,000.00
73,500.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Records unavailable

2/27/2008

325,000.00

CA

CHECK

Deposit

Check

Yes

n/a - deposit
n/a - deposit

595

3181

n/a - deposit

23938
23843

1796
1790

11357
11307

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

3224

402

2197

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

250

34

162

n/a - deposit

n/a - deposit

950

4835

n/a - deposit

n/a - deposit

14816

1342

7556

n/a - deposit

n/a - deposit

JPMSAI0004571

25292

1867

11882

n/a - deposit

n/a - deposit

JPMSAI0001705

15051

1355

7700

n/a - deposit

n/a - wire

1/11/2002
2/28/1996

5001

n/a - deposit

n/a - deposit

8278

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
JPMSAI0001550
1714

12/22/1998

n/a - deposit

n/a - deposit

14896

n/a - deposit

n/a - deposit

n/a - deposit

703 Account
10081
Records unavailable

JPMSAI0001653

14966

1350

7640

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

703 Account

JPMSAI0012670

46679

2898

18870

n/a - deposit

n/a - deposit

n/a - reconciled
to total deposit
JPMSAI0011161
128

250

34

170

n/a - deposit

n/a - deposit

42130

2685

17574

n/a - deposit

50766

3076

19851

844

1KW019

MICHAEL KATZ

12/22/1998

70,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

188876

1KW313

5,221,249.00

CA

CHECK

Deposit

Check

Yes

703 Account

1KW209

11/26/2008

1,435.33

CA

CHECK

Deposit

Check

Yes

703 Account

5206

165432

1KW341

STERLING THIRTY VENTURE LLC T
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
CHARLES STERLING LLC

4/9/2007

164751

7/6/2004

163,940.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

28427

n/a - deposit

n/a - deposit

165930

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/14/2000

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

4923

n/a - deposit

n/a - deposit

1KW252

703 Account

n/a - reconciled
to total deposit

n/a - deposit

n/a - deposit

703 Account

1006

166496

1KW322

166855
166898
167077
167620
168209
168501

1KW396
1KW040
1KW014
1KW220
1KW220
1KW178

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
MARVIN B TEPPER DEFINED BENEFIT
PLAN
DEYVA ARTHUR
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITIE
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
STERLING EQUITIES INVESTOR

168756

1KW255

STERLING EQUITIES INVESTORS

169183

1KW322

MARVIN B TEPPER DEFINED BENEFIT
PLAN

169556

1KW067

FRED WILPON

11/28/2001

300,000.00

CA

CHECK

170240
170246
170506

1KW023
1KW067
1KW040

2/7/1997
2/20/1997
12/30/1996

45,000.00
42,532.72
2,000,000.00

CA
CA
CA

39477

1KW076

10/7/2005

1,000,000.00

CA

170613
171536

1KW313
1KW108

NATALIE KATZ
FRED WILPON
METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
STERLING THIRTY VENTURE LLC T
GREGORY KATZ

8/19/2003
3/13/2003

656,889.00
44,000.00

CA
CA

171554

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

3/14/2003

4,000,000.00

CA

172711

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

CA

CHECK

166272

1/4/2000
11/12/2004
3/5/2007
6/21/1996
2/28/1996
5/6/1998
5/6/1998
9/4/1997
12/29/1999
1/24/2001

92,000.00

CA

CHECK

Deposit

Check

89,000.00

CA

CHECK

Deposit

Check

Yes

Deposit
Deposit
Deposit
Deposit
Deposit
Deposit

Check
Wire
Check
Check
Check
Check

Yes
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

CHECK

Deposit

Check

Yes

132,839.55 JRNL CHECK

Deposit

Check

Yes

Deposit

Check

Yes

CHECK
CHECK
CHECK WIRE

Deposit
Deposit
Deposit

Check
Check
Wire

Records unavailable
Records unavailable
Records unavailable

CHECK

Deposit

Check

Yes

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

CHECK WIRE

Deposit

Wire

Yes

Deposit

Check

10,000.00 CA CHECK
1,000,000.00 CA CHECK WIRE
539,000.00 CA CHECK
60,010.51 JRNL CHECK
409,468.54 JRNL CHECK
418,061.00 CA CHECK
35,770.00

CA

Yes

JPMSAI0013837

4748

567

2990

30169

2101

13752

n/a - deposit

n/a - deposit

41606

2664

17442

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

703 Account

35023

4631

557

2924

n/a - deposit

n/a - deposit

9896

1035

5340

n/a - deposit

n/a - deposit

14225

1268

7109

n/a - deposit

n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

1549

JPMSAI0007887

703 Account
703 Account

567
184

JPMSAI0003922
JPMSAI0003582

703 Account

n/a - wire

21569

23847
21552

2/16/2001

60,000.00

Yes

703 Account

n/a - reconciled
to total deposit

10224

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/6/2001

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

MICHAEL KATZ & DAYLE KATZ J/T WROS

1/21/1997

200,000.00

CA

CHECK

Deposit

Check

Records unavailable

2326
23918

15303

1792
1678

11325
10394

1KW108

GREGORY KATZ

1/21/1997

15,000.00

CA

CHECK

Deposit

Check

Records unavailable

GREGORY KATZ

12/22/1998

8,000.00

CA

CHECK

Deposit

Check

Yes

173435

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

1/25/2000

85,688.00

CA

CHECK

Deposit

Check

Yes

10263

1054

5492

Records unavailable
n/a - reconciled
to total deposit
n/a - reconciled
703 Account
to total deposit

n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

Records unavailable

703 Account

n/a - deposit

n/a - deposit

10102

1KW020

1KW108

n/a - deposit

JPMSAI0006699

172720

172974

n/a - deposit

703 Account
JPMSAI0011007
571
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
Records unavailable
Records unavailable
Records unavailable

172971

173142

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

250

34

160

n/a - deposit

n/a - deposit

5039

600

3209

n/a - deposit

n/a - deposit

39 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

173458

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/4/2000

5,000,000.00

CA

173739

1KW108

4/3/2006

17,745.00

173742

1KW110

173747

1KW110

174208

1KW447

174403

1KW076

GREGORY KATZ
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING TWENTY FIVE LLC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

174406

1KW278

SAUL B KATZ JI

156811

1KW076

174597

1KW004

174609

1KW001

303147

1KW455

174708

1KW209

142205

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
BON MICK FAMILY PARTNERS L P
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

175901

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

176218

1KW345

GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC

177037

1KW242

SAUL B KATZ FAMILY TRUST

177042

1KW263

MARVIN B TEPPER

177135

1KW222

177724

1KW156

178163

1KW004

179294

1KW209

179637

1KW309

180102

1KW384

4/3/2006

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

CA

CHECK

Deposit

Check

Yes

703 Account

395

17,285.00

CA

CHECK

24,000.00

CA

4749
JPMSAI0009431

JPMSAI0009400

37396

2444

16094

n/a - deposit

n/a - deposit

40973

2631

17225

n/a - deposit

n/a - deposit

1/27/2003

100,000.00

CHECK

Deposit

Check

Yes

703 Account

7264

JPMSAI0003494

20689

1640

10118

n/a - deposit

n/a - deposit

431,304.00 JRNL CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

5255

620

3308

n/a - deposit

n/a - deposit

CHECK

Deposit

Check

CA

CHECK

Deposit

Check

Yes

703 Account

4/3/2007

110,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

4/16/2007

5,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

10/23/2008

6,122.00

CA

CHECK

Deposit

Check

Yes

703 Account

1607

JPMSAI0013709

50268

3055

7/5/2007

3,000,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1884

JPMSAI0011563

43389

2744

1/24/2002

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

2/3/2003

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

7644

8/9/1999

60,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

40,000.00

CA

703 Account

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

3/7/2000

8/30/1999

25,380.00

703 Account

1720

JPMSAI0009538

37718

n/a - reconciled
to total deposit
JPMSAI0011141
30

5608

662

3519

42038

2682

17547

n/a - wire

n/a - deposit

3182

398

2176

n/a - deposit

n/a - deposit

Records unavailable

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

3/18/2008

35,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

3267

JPMSAI0012753

46969

2912

18937

n/a - deposit

9/30/2008

82,093.00

CA

CHECK

Deposit

Check

Yes

703 Account

1536

JPMSAI0013612

49886

3040

19657

n/a - deposit

n/a - deposit

8/20/2001

125,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

12843

1200

6653

n/a - deposit

n/a - deposit

3/28/2003

10,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

21747

1688

10469

n/a - deposit

n/a - deposit

703 Account

179

2/3/2003

CA

CHECK

Check

Yes

CA

CHECK

Deposit

Check

Records unavailable

200,000.00 JRNL CHECK

35,000.00

Deposit

Deposit

Check

Yes

Deposit

Check

Yes

Deposit

Check

Yes

JPMSAI0003509

CHECK

Deposit

Check

Yes

CHECK
CHECK WIRE

Deposit
Deposit

Check
Wire

Yes
Yes

182539

1KW242

SAUL B KATZ FAMILY TRUST

7/19/1999

68,000.00

CA

CHECK

Deposit

Check

Yes

183402

1KW252

1/19/2000

200,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

5/4/2005

3,872.00

CA

CHECK

Deposit

Check

Yes

703 Account

4/7/2004
1/5/2007

5,500,000.00
4,900,000.00

CA
CA

CHECK
CHECK WIRE

Deposit
Deposit

Check
Wire

Yes
Yes

703 Account
703 Account

5/2/2000

5,155.66

CA

CHECK

Deposit

Check

Yes

703 Account

4/20/2000

16,320.75

CA

CHECK

Deposit

Check

Yes

3/26/1996

2,500,000.00

CHECK WIRE

Deposit

5/28/1996

500,000.00

3/10/1999

5,000.00

CA

CHECK

49,000.00

CA

CHECK

703 Account

4080

n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

4631

557

2925

n/a - deposit

n/a - deposit

24386
32259

4599

1818

553

11515

2899

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

2711

339

1871

n/a - deposit

n/a - deposit

587

3139

n/a - deposit

14668

n/a - deposit

n/a - deposit

12652

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

6375

736

3905

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

SAUL B KATZ - PM

186820

1KW255

STERLING EQUITIES INVESTORS

186990

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

2/16/2001

20,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

187034

1KW242

SAUL B KATZ FAMILY TRUST

2/16/2001

747,500.00

CA

CHECK

Deposit

Check

Yes

703 Account

187395

1KW207

7/5/2000

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

187796

1KW109

7/13/2004

43,360.00

CA

CHECK

Deposit

Check

Yes

703 Account

434

188071

1KW209

SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

10087
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

1/17/2002

44,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1247

188702

1KW108

GREGORY KATZ

11/22/1999

12,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

188796

1KW260

FRED WILPON FAMILY TRUST

4/10/2002

165,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

164665

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

11/12/2004

2,000,000.00

CA

CHECK WIRE

703 Account

188920
189045

1KW269
1KW238

189087

1KW110

189391

1KW209

189474

1KW108

189740

1KW084

191553
191621

1KW154
1KW019

PHYLLIS REBELL OSTERMAN
SAUL B KATZ - PM
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
GREGORY KATZ
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
IRIS J KATZ C/O STERLING EQUITE
MICHAEL KATZ

191776

1KW453

GREG KATZ (TR) C/O STERLING EQUITIES

3/20/2007

250,000.00 JRNL CHECK

192091

1KW086

2/15/2007

100,000.00

Records unavailable
Records unavailable
Yes

703 Account

Check

722

3823

48309

2971

19252

n/a - deposit

JPMSAI0001709

15051

1355

7704

n/a - deposit

n/a - deposit

3341

412

2239

n/a - deposit

n/a - deposit

Records unavailable

Check

JPMSAI0013121

Records unavailable

Check

Deposit

6228

877

Wire

Deposit

1/17/2002

44,000.00

CA

CHECK

Yes

703 Account

9/9/1999

191,263.00

CA

CHECK

Deposit

Check

Yes

703 Account

9/21/1999

1,244,500.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - deposit

2221
1958

CHECK

Deposit

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

32837

1KW263

703 Account

n/a - deposit
n/a - deposit

871
13609

27202
40814

1KW238

CA

10170

148
2083

JPMSAI0008318

186402

CA

1,576,000.00 JRNL CHECK
11,519.00

1646

1202
29804

JPMSAI0005442
116
n/a - wire
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

186798

8/1/1997
6/16/2008

20810

n/a - deposit

4936

n/a - wire

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
JUDITH A WILPON C/O STERLING
EQUITIES
JEFFREY S WILPON SPECIAL
HOWARD S KATZ C/O STERLING
EQUITIES
MARVIN B TEPPER

n/a - deposit

3445

n/a - deposit

n/a - deposit

n/a - deposit
n/a - deposit

428

2321

n/a - deposit

n/a - deposit

10224

10263

1054

5489

n/a - deposit

n/a - deposit

10224

10263

1054

5495

n/a - deposit

n/a - deposit

7153

827

4288

n/a - deposit

n/a - deposit

JPMSAI0005981

28542

2019

13122

n/a - deposit

JPMSAI0001707

15051

1355

7705

n/a - deposit

n/a - deposit

n/a - reconciled
to total deposit
JPMSAI0002357
858

4184

505

2670

n/a - deposit

n/a - deposit

16182

1417

8274

n/a - deposit

n/a - deposit

Deposit

Wire

Yes

n/a - deposit

n/a - deposit

80,000.00 CA CHECK
29,500.00 JRNL CHECK

Deposit
Deposit

Check
Check

Yes
Records unavailable

703 Account
Records unavailable

5412

JPMSAI0006827

30510

2118

13862

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

56,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

307

JPMSAI0008194

35884

2368

15554

n/a - deposit

10/24/2005

4,840.00

CA

CHECK

Deposit

Check

Yes

703 Account

4604

JPMSAI0007952

35186

2336

15361

n/a - deposit

n/a - deposit

12/16/2002

22,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

173

JPMSAI0003392

19928

1601

9732

n/a - deposit

n/a - deposit

5/11/2006

17,793.00

CA

CHECK

Deposit

Check

Yes

703 Account

137

JPMSAI0009626

37896

2470

16269

n/a - deposit

3/26/1996
5/3/2002

2,500,000.00
71,142.00

CA
CA

CHECK WIRE
CHECK

Deposit
Deposit

Wire
Check

Records unavailable
Yes

Records unavailable
703 Account

7137

JPMSAI0002554

16530

1437

8451

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

Deposit

Check

Yes

703 Account

501

JPMSAI0011080

41819

2673

17504

n/a - deposit

n/a - deposit

12/9/2004
9/3/1998

192981

1KW081

192987

1KW455

193183

1KW242

SAUL B KATZ FAMILY TRUST

193274
193280
193498

1KW040
1KW040
1KW154

METS LIMITED PTR
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITE

2/10/1998
2/20/1998
2/13/2003

193930

1KW313

STERLING THIRTY VENTURE LLC TR

11/8/2000

194171

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/13/2003

6,000,000.00

CA

CHECK WIRE

194223
194996

1KW300
1KW067

STERLING EQUITIES
FRED WILPON

1/13/2003
11/26/2008

900,000.00
8,000,000.00

CA
CA

195185

1KW260

FRED WILPON FAMILY TRUST

9/26/2001

248,000.00

195239
195252
196013
196019
196035
196078
196126

1KW013
1KW067
1KW067
1KW067
1KW260
1KW300
1KW263

12/2/2003
12/2/2003
5/3/2002
9/23/2002
5/9/2002
9/4/2002
12/16/2002

80,000.00
190,000.00
450,000.00
75,000.00
79,800.00
300,000.00
200,000.00

196398

1KW466

196458

1KW084

DAYLE KATZ
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON FAMILY TRUST
STERLING EQUITIES
MARVIN B TEPPER
COLLEGE PLACE ENTERPRISES LLC C/O
STERLING EQUITIES
COLLEGE PLACE ENTERPRISES PROFIT
SHARING

197267

1KW067

FRED WILPON

n/a - wire

30168

n/a - deposit

12/19/2005

JUDY WILPON & FRED WILPON FAM FDN
INC
DEYVA ARTHUR
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
PHYLLIS REBELL OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

n/a - deposit

n/a - deposit

CA

CHECK

Deposit

Check

Yes

703 Account

2/7/2007

10,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

5/11/2001

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

2411

JPMSAI0000121

11412

1120

6006

n/a - deposit

n/a - deposit

5/2/2001

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

3161

JPMSAI0000025

11277

1112

5942

n/a - deposit

n/a - deposit

3/11/1997

30,000.00

CA

CHECK

Deposit

Check

Records unavailable

n/a - deposit

n/a - deposit

4/30/2001

40,000.00

CA

CHECK

n/a - deposit

n/a - deposit

4/20/2007

14,309,082.00

CA

CHECK WIRE

12/24/1998

7/21/2008

109

JPMSAI0010938

41393

2654

17379

n/a - deposit

n/a - deposit

570

JPMSAI0010901

41284

2649

17349

n/a - deposit

n/a - deposit

Records unavailable
703 Account

n/a - reconciled
to total deposit

11201

Deposit

Wire

Yes

703 Account

n/a - wire

42339

Deposit

Check

Yes

263

Deposit
Deposit
Deposit

Wire
Wire
Check

Records unavailable
Records unavailable
Yes

Deposit

Check

Yes

n/a - reconciled
to total deposit
Records unavailable
Records unavailable
703 Account
JPMSAI0003530
15783
n/a - reconciled
703 Account
to total deposit

Deposit

Wire

Yes

703 Account

n/a - wire

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

JPMSAI0003462
JPMSAI0013836

20475
50766

CA

CHECK

Deposit

Check

Yes

703 Account

13326

1226

CA
CA
CA
CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Deposit
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit

Check
Check
Check
Check
Check
Check
Check

Yes
Yes
Yes
Yes
Yes
Yes
Yes

703 Account
703 Account
703 Account
703 Account
703 Account
703 Account
703 Account

15472
5208
n/a - reconciled
to total deposit
8272
1469
3438
7797
665
14655
1389

JPMSAI0004570
JPMSAI0004572
JPMSAI0002557
JPMSAI0003234
JPMSAI0002598
JPMSAI0003200
JPMSAI0003389

25292
25292
16530
18599
16613
18347
19928

1867
1867
1437
1541
1441
1528
1601

3,000,000.00 JRNL CHECK

193,000.00 JRNL CHECK
1,000,000.00
1,000,000.00
70,000.00

CA
CA
CA

CHECK WIRE
CHECK WIRE
CHECK

11,158,142.00 JRNL CHECK

Deposit

Check

Yes

703 Account

1110

5920

n/a - deposit

n/a - deposit

37

195

n/a - deposit

n/a - deposit

10251

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

21039

1657

8763

980

4998

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

1628
3076

9993
19852

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

6819

n/a - deposit

n/a - deposit

11884
11885
8453
9240
8491
9141
9733

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

20478

Deposit

Check

Yes

703 Account

4195

JPMSAI0013282

48840

2994

19379

6/3/2004

31,050.75

CA

CHECK

Deposit

Check

Yes

703 Account

126

JPMSAI0005758

27981

1994

12929

n/a - deposit

n/a - deposit

3/7/2000

885,120.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit
n/a - wire
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

5608

662

3527

n/a - deposit

n/a - deposit

687

3625

197272

1KW067

FRED WILPON

3/22/2000

1,500,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

197314

1KW156

STERLING 15C LLC

3/23/2000

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

197317

1KW156

STERLING 15C LLC

3/23/2000

240,000.00

CA

CHECK

Deposit

Check

197350

1KW407

400,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1KW044

SAUL B KATZ FAMILY TRUST 2 C/O
STERLING EQUITIES
L THOMAS OSTERMAN

6/8/2004

197805

8/29/2007

210,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

198032

1KW044

L THOMAS OSTERMAN

10/19/2001

98,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

Yes

703 Account

18347

5777

n/a - deposit

n/a - deposit

n/a - deposit

5795
5795

687

3631

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

JPMSAI0005778

28036

1997

12948

n/a - deposit

JPMSAI0011787
136
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

44093

2781

18109

n/a - deposit

n/a - deposit

13690

1242

6932

n/a - deposit

n/a - deposit

n/a - deposit

13706

1243

6941

n/a - deposit

n/a - deposit

4512

541

2831

n/a - deposit

n/a - deposit

4631

557

2926

n/a - deposit

n/a - deposit

18599

1541

9241

n/a - deposit

n/a - deposit

294

43

245

n/a - deposit

n/a - deposit

45833

2858

18562

n/a - deposit

RED VALLEY PARTNERS

10/22/2001

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

198144

1KW044

L THOMAS OSTERMAN

12/17/1999

76,850.00

CA

CHECK

Deposit

Check

Yes

703 Account

198192

1KW155

12/29/1999

107,500.00

CA

CHECK

Deposit

Check

Yes

703 Account

199043

1KW110

JUDITH A WILPON C/O STERLING
EQUITIES
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

9/23/2002

6,100.00

CA

CHECK

Deposit

Check

Yes

703 Account

7404

199179

1KW067

FRED WILPON

12/29/1998

186,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

199196

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

1/3/2008

35,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

840

JPMSAI0012320

201194

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

8/2/2001

70,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

6547

JPMSAI0000994

12626

1187

6549

n/a - deposit

n/a - deposit

201398

1KW024

SAUL B KATZ

6/24/2002

211,413.50

CA

CHECK

Deposit

Check

Yes

703 Account

17217

1471

8716

n/a - deposit

n/a - deposit

202038

1KW024

SAUL B KATZ

10/16/2001

496,625.00

CA

CHECK

Deposit

Check

Yes

703 Account

13634

1239

6904

n/a - deposit

n/a - deposit

MICHAEL KATZ

10/25/2001

JPMSAI0002881
15437
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

202051

1KW198

n/a - deposit

Records unavailable

CA

198076

2041

Yes

CA
CA

1KW076

n/a - deposit

368

Records unavailable

107,500.00

192455

n/a - deposit

Records unavailable

269,000.00
7,000,000.00

1KW269

10169

Check

9/25/2003
3/29/2005

1KW396

1646

Check

12/29/1999

1KW052

n/a - deposit

20810

Check

12/27/1999

192215

n/a - deposit

n/a - deposit

Deposit

IRIS J KATZ C/O STERLING EQUITES

192097

n/a - deposit

n/a - deposit

Deposit

STERLING 10 LLC STERLING EQUITIE
STERLING BRUNSWICK SEVEN LL

192173

n/a - deposit

17919

Deposit

SAUL B KATZ FAMILY TRUST

1KW424

19743

CHECK

1KW154

186359

n/a - deposit

949,803.50 JRNL CHECK

1KW402
1KW420

1KW195

n/a - deposit

4,100,000.00 JRNL CHECK

1KW242

1KW155

n/a - deposit
n/a - deposit

5/7/1998

182317

1KW084

n/a - deposit
n/a - deposit
n/a - deposit

2965

182394
182473

185828

n/a - deposit

n/a - deposit

15127
JPMSAI0003508

n/a - deposit

3/14/1996

182265

185686

16187

42216

Records unavailable
n/a - reconciled
to total deposit
703 Account
JPMSAI0006541
297
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
703 Account
JPMSAI0004155
17036
703 Account
n/a - wire
n/a - reconciled
703 Account
to total deposit

185680

2459

16093

n/a - deposit

JPMSAI0010768

Yes

2444

n/a - deposit

287

CA

37396

16092

181

10/18/2004

JEFFREY S WILPON SPECIAL

2444

703 Account

GREGORY KATZ

1KW195

37396

Current Banking
Institution(s)

n/a - deposit

703 Account

RICHARD A WILPON EH

185623

n/a - deposit

Yes

1KW098

1KW209

Original Banking
Institution(s)

Yes

1KW108

1KW374
1KW374

Info Not
Availble

Check

1,000,000.00

JPMSAI0009434

Receiving Bank
Account - Standardized

Check

1KW250

184195

703 Detail 703 Multiple
ID
ID

Check

180838

430
224193

703 ID 2

Deposit

181989

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
METS II LLC
METS II LLC

703 / BT ID 1

Deposit

4/26/2006

288

Check 4 Bates

Deposit

CA

703 Account

Check 3 Bates

CHECK

2/8/2000

Yes

Check 2 Bates

300,000.00 JRNL CHECK

4/3/2006

181349

1KW345

Tran
Transaction Description
Type

1/16/2007

FRED WILPON AND SAUL KATZ TIC
CITIBANK
STERLING 15C LLC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
DAN KNOPF HEATHER KNOPF JT TEN C/O
STERLING EQUITIES
L THOMAS OSTERMAN AND JILL PUPKE
TIC
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
FRED WILPON ET AL TIC

180224

Amount per
Customer
Statement

1KW019

51,647.52

CA

CHECK

Deposit

JPMSAI0003235

n/a - deposit

Check

Yes

703 Account

13761

1246

6965

n/a - deposit

n/a - deposit

202360

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/13/2003

54,635.00

CA

CHECK

Deposit

Check

Yes

703 Account

7757

JPMSAI0003585

21552

1678

10397

n/a - deposit

n/a - deposit

202389

1KW084

3/13/2003

27,648.00

CA

CHECK

Deposit

Check

Yes

703 Account

123

JPMSAI0003586

21552

1678

10398

n/a - deposit

n/a - deposit

202574

1KW081

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
RICHARD A WILPON & DEBRA WILPON
J/T WROS

2/16/2001

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

1054

5491

n/a - deposit

n/a - deposit

10224

10263

40 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

Amount per
Customer
Statement

202874

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

8/27/1999

80,000.00

CA

202886

1KW208

8/27/1999

40,000.00

CA

Tran
Transaction Description
Type

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

CHECK

Deposit

Check

Yes

703 Account

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
JPMSAI0000302
5559

202939

1KW067

JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
FRED WILPON

5/29/2001

487,500.00

CA

CHECK

Deposit

Check

Yes

703 Account

221767

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

11/19/2004

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

204169

1KW108

3/24/2005

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

20123

JPMSAI0007526

204446

1KW345

7/13/2004

12,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

267

JPMSAI0005980

204544
204706

1KW154
1KW388

4/25/1996
6/8/2004

2,500,000.00
150,000.00

CA
CA

CHECK WIRE
CHECK

Deposit
Deposit

Wire
Check

Records unavailable
Yes

204752

1KW052

GREGORY KATZ
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
IRIS J KATZ C/O STERLING EQUITE
ARTHUR FRIEDMAN ET AL TIC
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

6/1/1999

242,000.00

CA

CHECK

Deposit

Check

Yes

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

6/1/1999

84,200.00

CA

CHECK

Deposit

Check

Yes

12/28/2001
1/8/2008

1,153,034.00
2,780.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

10/13/2004

24,439.50

CA

CHECK

Deposit

Check

Yes

703 Account

1,056,000.00 CA CHECK
13,850.00 CA CHECK
133,877.12 JRNL CHECK

Deposit
Deposit
Deposit

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

2165

n/a - deposit

3167

396

2162

n/a - deposit

n/a - deposit

11608

1134

6137

2194

14470

2019

13124

n/a - deposit

1997

12949

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

2115

271

1545

n/a - deposit

n/a - deposit

1KW044

L THOMAS OSTERMAN

206107
206347
206570

1KW067
1KW120
1KW220

SAUL B KATZ
GREGORY KATZ
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
FRED WILPON
SAUL B KATZ DP
L THOMAS OSTERMAN ET AL SEF TIC

206843

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

5587

206860

1KW263

MARVIN B TEPPER

3/1/2000

30,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

5504

654

3480

206867

1KW263

MARVIN B TEPPER

3/23/2000

104,540.00

CA

CHECK

Deposit

Check

Yes

703 Account

5795

687

3627

208099

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

5/9/2001

100,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

11381

1118

208117
208147

1KW044
1KW242

5/21/2001
5/29/2001

30,000.00
302,240.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

11517
11608

208390

1KW109

2/16/2001

20,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

208399

1KW110

2/16/2001

20,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

125,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1,400,000.00 CA CHECK
1,176,357.00 JRNL CHECK
65,000.00 CA CHECK

Deposit
Deposit
Deposit

Check
Check
Check

Yes
Yes
Yes

703 Account
703 Account
703 Account

Deposit

Check

Yes

703 Account

209607

1KW358

STERLING 20 LLC

20,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

209615

1KW255

STERLING EQUITIES INVESTORS

9/24/1999

500,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

209853

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/3/1999

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

2,000,000.00

CA

CHECK WIRE

Deposit

1KW096
1KW300
1KW354
1KW227

209580

1KW024

SAUL B KATZ

7/6/1999
1/11/2002
1/4/2002
9/5/2003
9/1/1999

56,000.00

3/4/2002

CA

CHECK

2115

271

1540

n/a - deposit

n/a - deposit

14691
45904

1338
2862

7514
18607

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

29729

2081

13587

n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

5994

n/a - deposit

JPMSAI0000225
JPMSAI0000307

n/a - deposit

1127
1134

6069
6135

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

10224

10263

1054

5485

n/a - deposit

n/a - deposit

10224

10263

1054

5486

n/a - deposit

n/a - deposit
n/a - deposit

2559

320

1763

n/a - deposit

14966
14844
24147

1350
1343
1802

7645
7570
11413

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

3224

JPMSAI0001656
JPMSAI0001557
JPMSAI0004039

402

2202

n/a - deposit

n/a - deposit

434

2350

15649

n/a - deposit

3484

209876

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/11/1999

Wire

Yes

703 Account

n/a - wire

1KW259

STERLING JET II LTD

5/17/1999

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8/9/2005

8,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

34201

210014

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

9/1/1999

20,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

210025

1KW242

SAUL B KATZ FAMILY TRUST

9/27/1999

134,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

210413

1KW019

MICHAEL KATZ

6/1/1999

99,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

210589

1KW019

119,621.25

CA

CHECK

Deposit

Check

Yes

703 Account

1KW081

MICHAEL KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS

11/18/2002

210765

9/8/2003

299,424.66

CA

CHECK

Deposit

Check

Yes

703 Account

102

210769

1KW348

157 J.E.S LLC

10/29/2001

210880

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING DIST PROPERTIES LLC
STERLING EQUITIES ATTN: ARTHUR
FRIEDMAN

3/20/2006

22,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

Check

Yes

703 Account

761

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

JPMSAI0009342

3224

402

2196

n/a - deposit

n/a - deposit

3493

436

2361

n/a - deposit

n/a - deposit

2115

271

1541

n/a - deposit

n/a - deposit

19489

1583

9585

n/a - deposit

24162

1803

11423

n/a - deposit

n/a - deposit

13794

JPMSAI0004043

n/a - reconciled
to total deposit

Deposit

1467

1248

6978

n/a - deposit

n/a - deposit

37210

2432

16022

n/a - deposit

n/a - deposit

211252

1KW465

Deposit

Wire

Yes

703 Account

n/a - wire

n/a - deposit

n/a - deposit

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

8/28/2002

400,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

7351

JPMSAI0003185

18243

1524

9104

n/a - deposit

n/a - deposit

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

12/3/2001

77,748.66

CA

CHECK

Deposit

Check

Yes

703 Account

6795

JPMSAI0001314

14281

1310

7299

n/a - deposit

212363

1KW209

2/6/2006

9,161.50

CA

CHECK

Deposit

Check

Yes

703 Account

4816

JPMSAI0009148

36661

2405

15856

n/a - deposit

n/a - deposit

212385

1KW040

2/2/1998

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

n/a - deposit

n/a - deposit

212889

1KW110

3/23/2005

65,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

11/4/1999

125,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

3998

11/22/1999

225,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

4184

703 Account

582

213097

1KW252
1KW024

SAUL B KATZ

213231

1KW426

213703
214220

1KW024
1KW447

GREGORY A KATZ & AMY BETH KATZ
JT/WROS
SAUL B KATZ
STERLING TWENTY FIVE LLC

11/3/1997
1/16/2007

214470

1KW044

L THOMAS OSTERMAN

9/27/2000
9/26/2000

9/4/2007

25,000.00

CA

CHECK

1,001,001.30 CA CHECK
500,000.00 JRNL CHECK
912,450.00

CA

CHECK

Check

Yes

Deposit
Deposit

Check
Check

Records unavailable
Yes

Deposit

Deposit

Check

Yes

214514

1KW198

RED VALLEY PARTNERS

1,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

214929

1KW067

FRED WILPON

4/9/2001

3,737,500.00

CA

CHECK

Deposit

Check

Yes

214948

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

4/26/2001

70,000.00

CA

CHECK

Deposit

Check

Yes

1KW208

4/30/2001

20,000.00

CA

CHECK

Deposit

Check

Yes

12/19/2005

47,000.00

CA

CHECK

Deposit

Check

Yes

4/5/1999

15,273.00

CA

CHECK

Deposit

Check

Yes

4/9/2001

1,940,000.00

CA

CHECK

Deposit

Check

Yes

40,000.00

CA

215012

1KW108

215361

1KW084

JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
GREGORY KATZ
COLLEGE PLACE ENTERPRISES PROFIT
SHARING

215715

1KW238

SAUL B KATZ - PM

1KW110

214982

215751

1KW329

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
FRED WILPON SAUL B KATZ TIC TAX
ESCROW

216066

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/21/2002

216626

1KW014

2/28/1996

216631

1KW077

215737

2/1/2002
4/9/2001

Yes

48406

n/a - deposit

212236

213145

2,393,500.00 JRNL CHEKC WIRE

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
JPMSAI0003348
7511

252

211932

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
METS LIMITED PTR
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

6/24/2008

725,000.00 JRNL CHECK

918

n/a - deposit
n/a - deposit

n/a - deposit

1964

209991

n/a - deposit

n/a - deposit
n/a - deposit

824

209990

563,820.28 JRNL CHECK

n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

JPMSAI0006516

Records unavailable
Records unavailable
Records unavailable

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
1662
662
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
12994
6865
16926
n/a - reconciled
to total deposit
n/a - wire
n/a - reconciled
to total deposit

208548

n/a - deposit

28542

1KW209

208717
208727
209381

n/a - deposit
n/a - deposit

n/a - deposit

28036

1KW024
1KW108

L THOMAS OSTERMAN
SAUL B KATZ FAMILY TRUS
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
STERLING EQUITIES
MICHAEL KATZ-SEF
NATALIE KATZ

n/a - deposit
n/a - deposit

32203

204761

3598

Current Banking
Institution(s)

n/a - deposit

205712

3/6/2000

Original Banking
Institution(s)

396

204763
205339

10/4/1996
8/22/1997
5/6/1998

Info Not
Availble

3167

30253

Records unavailable
703 Account
JPMSAI0005777
18346
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
703 Account
JPMSAI0001484
4157
703 Account
JPMSAI0012354
632

Receiving Bank
Account - Standardized

Records unavailable
20118

JPMSAI0007520

JPMSAI0011805

Records unavailable
703 Account
JPMSAI0010767
1003
n/a - reconciled
to total deposit
703 Account
n/a - wire
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
703 Account
JPMSAI0008196
365
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit

703 Account

JPMSAI0001859

32185

2193

14464

505

2675

2785

18129

n/a - deposit

2631

17226

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

941

4774

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

10906

1091

5751

n/a - deposit

n/a - deposit

11164

1106

5893

n/a - deposit

n/a - deposit
n/a - deposit

8158

11201

1110

5916

n/a - deposit

2368

15556

n/a - deposit

n/a - deposit

1469

184

1040

n/a - deposit

n/a - deposit

10906

1091

5749

n/a - deposit

n/a - deposit

CHECK

Deposit

Check

703 Account

144

15229

1370

7857

n/a - deposit

n/a - deposit

1,700,000.00 JRNL CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

10906

1091

5748

n/a - deposit

n/a - deposit

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

15482

n/a - deposit

n/a - deposit

500,000.00

CA

n/a - deposit

n/a - deposit

CHECK

Deposit

Check

Records unavailable

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

800,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

CA

CHECK

Deposit

Check

Yes

703 Account

4718

METS LIMITED PTR #2 ATTN LEN LABITA

11/15/2000

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

8836

1KW257

STERLING JET LTD

11/28/2000

1,500,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

8990

217051

1KW260

11/29/2000

5,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

217283

1KW222

217470
217477
217487
217506
218036
218101

1KW337
1KW337
1KW336
1KW339
1KW024
1KW260

218175

1KW408

FRED WILPON FAMILY TRUST
FRED WILPON AND SAUL KATZ TIC
CITIBANK
MICHAEL KATZ ET AL TIC C/W I
MICHAEL KATZ ET AL TIC C/W I
SAUL B KATZ BRIAN HAHN JR TIC
STERLING METS ASSOCIATES
SAUL B KATZ
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

n/a - reconciled
to total deposit
n/a - wire

217021

1KW247

217030

5/7/1998

949,803.50 JRNL CHECK

Deposit

Check

Records unavailable

7/3/2001
7/3/2001
7/2/2001
7/13/2001
6/11/2001
6/22/2001

890,051.30 JRNL CHECK
224,762.01 JRNL CHECK
31,550.00 JRNL CHECK
1,980,000.00 JRNL CHECK
137,357.00 CA CHECK
600,000.00 CA CHECK

Deposit
Deposit
Deposit
Deposit
Deposit
Deposit

Check
Check
Check
Check
Check
Check

Yes
Yes
Yes
Yes
Yes
Yes

7/8/2005

75,000.00

CA

CHECK

Deposit

Check

Yes

218183

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

11/15/1999

17,000.00

CA

CHECK

Deposit

Check

Yes

218206

1KW238

SAUL B KATZ - PM

11/30/1999

200,000.00

CA

CHECK

Deposit

Check

Yes

218464
218524
219330

1KW337
1KW040
1KW019

MICHAEL KATZ ET AL TIC C/W I
METS LIMITED PTR
MICHAEL KATZ

1,203,114.93 JRNL CHECK
3,000,000.00 CA CHECK WIRE
70,000.00 CA CHECK

Deposit
Deposit
Deposit

Check
Wire
Check

Yes
Records unavailable
Yes

219509

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4,000,000.00

Deposit

Wire

Yes

219519

1KW300

STERLING EQUITIES

219814

1KW378

219903

1KW109

220161

1KW426

220167

1KW378

STERLING METS (INSURANCE FUND
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
GREGORY A KATZ & AMY BETH KATZ
JT/WROS
STERLING METS (INSURANCE FUND

79181

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

220749

1KW108

221656

1KW077

221664
221679

1KW134
1KW154

221688

1KW155

GREGORY KATZ
JUDITH A WILPON C/O STERLING
EQUITIES
CHARLES 15 ASSOCIATES
IRIS J KATZ C/O STERLING EQUITE
JUDITH A WILPON C/O STERLING
EQUITIES

7/3/2001
2/27/1998
4/22/2002
1/8/2001
1/11/2001
10/28/2002

n/a - deposit

35884

539,000.00

2/28/1996

n/a - deposit

8174

2,800,000.00

IRIS J KATZ C/O STERLING EQUITIE
JUDITH A WILPON C/O STERLING
EQUITIES
FRED WILPON ET AL TIC
JUDITH A WILPON C/O STERLING
EQUITIES

n/a - deposit

n/a - deposit

44157

2/8/1996

1KW098
1KW077

n/a - deposit

n/a - deposit

40973

10/3/2008

216636
216829

n/a - deposit

n/a - deposit

300,000.00

CA
CA

CHECK WIRE

Records unavailable

n/a - deposit

49974

3043

19677

n/a - deposit

n/a - deposit
JPMSAI0013634

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit
5060

9011

Records unavailable

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

993

n/a - deposit

n/a - deposit

703 Account
703 Account
703 Account
703 Account
703 Account
703 Account

5742
477
690
332
13682
578

JPMSAI0000696
JPMSAI0000707
JPMSAI0000662
JPMSAI0000806
JPMSAI0000414
JPMSAI0000566

12194
12194
12142
12333
11866
12028

703 Account

20866

12196
12196

1301
1301
1164
1172
1144
1156

7254
7246
6363
6432
6215
6304

n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

JPMSAI0008626

33771

2264

14926

n/a - deposit

n/a - deposit

703 Account

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
703 Account
JPMSAI0000705
674
Records unavailable
703 Account
JPMSAI0002446
7101

4128

1275

7161

n/a - deposit

n/a - deposit

703 Account

4258

515

2714

n/a - deposit

n/a - deposit

1301

7258

1426

8353

703 Account

n/a - wire

12194
16332

12196

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

9613

n/a - reconciled
to total deposit
JPMSAI0003304
110570

n/a - deposit

CHECK

Deposit

Check

Yes

703 Account

9724

1026

5260

n/a - deposit

n/a - deposit

160,500.00 JRNL CHECK

Deposit

Check

Yes

703 Account

19117

1567

9466

n/a - deposit

n/a - deposit

Deposit

Check

Yes

703 Account

789

JPMSAI0008195

35884

2368

15557

n/a - deposit

Deposit

Check

Yes

703 Account

603

JPMSAI0011960

44650

2806

18247

n/a - deposit

n/a - deposit

CHECK

Deposit

Check

Yes

703 Account

114030

JPMSAI0003633

22044

1701

10557

n/a - deposit

n/a - deposit

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

n/a - deposit

n/a - deposit

CA

703 Account

480

n/a - deposit

n/a - deposit

12/19/2005

73,665.00

CA

CHECK

10/11/2007

55,000.00

CA

CHECK

4/15/2003

75,000.00

CA

1/7/2005

4,000,000.00

1/23/2002

40,000.00

31043

CHECK

Deposit

Check

Yes

4/8/1996

1,000,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

4/9/1996
4/30/1996

45,500.00
800,000.00

CA
CA

CHECK
CHECK WIRE

Deposit
Deposit

Check
Wire

Records unavailable
Records unavailable

Records unavailable
Records unavailable

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

4/30/1996

800,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

n/a - wire

15111

1359

7749

79195

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/18/2005

5,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

222078

1KW081

10/4/1996

144,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

222094

1KW156

10/7/1996

6,367.21

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

222115

1KW110

RICHARD A WILPON & DEBRA WILPON
J/T WROS
STERLING 15C LLC
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

12,000.00

CA

CHECK

Records unavailable

31191

Deposit

Check

222559

1KW024

SAUL B KATZ

11/27/2001

347,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

14207

222565

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

11/16/2001

1,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

n/a - deposit

14091

222581

1KW247

1/16/1998

703 Account

JPMSAI0001760

n/a - deposit

METS LIMITED PTR #2 ATTN LEN LABITA

11/2/2001

1,000,000.00

CA

CHECK WIRE

222591

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

11/21/2001

2,000,000.00

CA

CHECK WIRE

222708

1KW455

222716

1KW455

222862

1KW449

STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN
SEE HOLDCO LLC

223343

1KW024

SAUL B KATZ

n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

Wire

Yes

703 Account

n/a - wire

Deposit

Wire

Yes

703 Account

n/a - wire

269,530.00 JRNL CHECK

Deposit

Check

Yes

703 Account

172

JPMSAI0011135

42038

2682

17550

n/a - deposit

4/3/2007

1,142,811.00 JRNL CHECK

Deposit

Check

Yes

703 Account

112

JPMSAI0011136

42038

2682

17551

n/a - deposit

n/a - deposit

6,600,000.00 JRNL CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - deposit

n/a - deposit

Deposit

Check

Yes

703 Account

n/a - wire
n/a - reconciled
to total deposit

n/a - deposit

n/a - deposit

6/1/1999

100,000.00

CA

CHECK

13908

n/a - deposit
n/a - deposit

n/a - deposit

7098

n/a - deposit
n/a - deposit

1267

4/3/2007

1/29/2007

Deposit

Records unavailable

n/a - deposit

14150

41118
2112

270

1528

n/a - deposit

41 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

223392

1KW260

FRED WILPON FAMILY TRUST

6/24/1999

80,000.00

CA

223426

1KW242

SAUL B KATZ FAMILY TRUST

6/1/1999

914,500.00
115,555.00

223443

1KW238

SAUL B KATZ - PM

6/3/1999

Amount per
Customer
Statement

Tran
Transaction Description
Type

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

CHECK

Deposit

Check

Yes

703 Account

CA

CHECK

Deposit

Check

Yes

703 Account

CA

CHECK

Deposit

Check

Yes

703 Account

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

2422

306

1695

n/a - deposit

n/a - deposit

2115

271

1547

n/a - deposit

n/a - deposit

2174

275

1560

Current Banking
Institution(s)

n/a - deposit

n/a - deposit

223496

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/2/2003

1,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

21819

n/a - deposit

n/a - deposit

294673

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/20/2005

5,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

31229

n/a - deposit

n/a - deposit

224203
224423

1KW391
1KW108

KATZ 2002 DESCENDANTS TRUST
GREGORY KATZ

1/18/2007
6/6/2008

1,962,500.00
2,289.00

CA
CA

CHECK WIRE
CHECK

Deposit
Deposit

Wire
Check

Yes
Yes

703 Account
703 Account

40998
48183

2966

19221

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

224483

1KW108

GREGORY KATZ

7/31/2000

20,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

7460

859

4440

n/a - deposit

n/a - deposit

224489

1KW110

7/5/2000

20,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

7153

827

4285

n/a - deposit

n/a - deposit

1/6/1998

n/a - deposit

n/a - deposit

7153

827

4290

n/a - deposit

n/a - deposit

8174

941

4781

n/a - deposit

n/a - deposit

20477

14182

1266

21193
15111

1359

15051

1355

7708

n/a - deposit

224978

1KW067

FRED WILPON

11/26/2001

525,000.00

CA

CHECK

Deposit

Check

Yes

225971
225973

1KW348
1KW019

2/21/2003
1/23/2002

65,000.00
88,000.00

CA
CA

CHECK WIRE
CHECK

Deposit
Deposit

Wire
Check

Yes
Yes

226015

1KW208

157 J.E.S LLC
MICHAEL KATZ
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN

n/a - wire
JPMSAI0013088
713
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
Records unavailable
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
703 Account
JPMSAI0003460
4181
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
703 Account
n/a - wire
703 Account
JPMSAI0001758
6912

1/17/2002

44,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1246

226056

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/4/2002

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

226118

1KW067

FRED WILPON

9/1/1999

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

226514

1KW001

2/27/2008

80,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

Deposit

Check

Yes

224820

1KW024

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
METS LIMITED PTR
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ

120,000.00

CA

CHECK

Deposit

Check

Yes

224840

1KW260

FRED WILPON FAMILY TRUST

5/5/2000

125,000.00

CA

CHECK

Deposit

Check

Yes

224969

1KW024

SAUL B KATZ

11/28/2001

1,838,000.00

CA

CHECK

Deposit

Check

Yes

224512

1KW040

224515

1KW209

224713

1KW081

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

7/5/2000

40,000.00

CA

CHECK

Deposit

Check

Yes

9/27/2000

2,929,850.00

CA

CHECK

Deposit

Check

Yes

1/13/2003

JPMSAI0001706

226529

1KW040

3/4/1998

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

4769

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/24/2005

5,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

226673
226894

1KW067
1KW242

FRED WILPON
SAUL B KATZ FAMILY TRUS

4/8/2004
11/29/2000

349,000.00
6,000,000.00

CA
CA

CHECK
CHECK WIRE

Deposit
Deposit

Check
Wire

Yes
Yes

703 Account
703 Account

7083
n/a - wire

226994

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

10/23/2001

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

227025

1KW024

1,808,866.26

CA

CHECK

Deposit

Check

Records unavailable

1KW209

3/24/2008

61,850.00

CA

CHECK

Deposit

Check

Yes

227345
227598
227677
227938

1KW396
1KW156
1KW040
1KW396

11/8/2006
11/13/1998
1/14/1998
1/29/2007

10,000.00
11,248,150.52
2,000,000.00
65,000.00

CA
CA
CA
CA

CHECK
CHECK WIRE
CHECK WIRE
CHECK

Deposit
Deposit
Deposit
Deposit

Check
Wire
Wire
Check

Yes
Records unavailable
Records unavailable
Yes

228408

1KW110

10/9/2007

26,377.00

CA

CHECK

Deposit

Check

228462

1KW424

10/9/2007

35,607.00

CA

CHECK

Deposit

Check

Yes

703 Account

228646

1KW019

SAUL B KATZ
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
DEYVA ARTHUR
STERLING 15C LLC
METS LIMITED PTR
DEYVA ARTHUR
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
HOWARD S KATZ C/O STERLING
EQUITIES
MICHAEL KATZ

1/26/1998

227305

5/15/2002

85,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

228732

1KW044

L THOMAS OSTERMAN

3/7/2000

25,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

229296

1KW109

229303

1KW110

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

265498

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

230070

1KW260

FRED WILPON FAMILY TRUST

175646

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

230449
230550
230636

1KW118
1KW156
1KW347

230658

1KW435

231025

1KW120

BRUCE WILPON
STERLING 15C LLC
FS COMPANY LLC
STERLING INTERNAL V LLC C/O
STERLING EQUITIES
SAUL B KATZ DP

231116

1KW201

DAVID M KATZ

232074

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

226520

1KW076

2/29/2008

1/21/1997

250,000.00

CA

CHECK

Yes

703 Account

1976

10005

n/a - deposit

n/a - deposit

742

3938

n/a - deposit

n/a - deposit

1268

7111

n/a - deposit

n/a - deposit

7092

n/a - deposit

n/a - deposit

7750

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

14848

n/a - reconciled
to total deposit
JPMSAI0012668
129

BON MICK FAMILY PARTNERS L P
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
METS LIMITED PTR

1629

6431
14225

JPMSAI0012685

402

2201

n/a - deposit

n/a - deposit

46679

2898

18871

n/a - deposit

n/a - deposit

46722

2900

18882

1959

12655

1181

JPMSAI0012776

47043

2915

18958

n/a - deposit

n/a - deposit

553

JPMSAI0010399

40014

2586

16915

573

JPMSAI0010839

41135

2641

17297

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

703 Account

365

JPMSAI0011950

2805

18237

838

JPMSAI0011953

44621

2805

18238

n/a - deposit

JPMSAI0002648
7156
n/a - reconciled
to total deposit

16686

1446

8528

n/a - deposit

n/a - deposit

5608

662

3518

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

15,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

15,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

8/28/2002

750,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

691

2/9/2005

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

8/14/1997
11/10/1997
12/24/2003

5,000.00
51,895.00
6,985,625.00

CA
CA
CA

CHECK
CHECK
CHECK WIRE

Deposit
Deposit
Deposit

Check
Check
Wire

Records unavailable
Records unavailable
Yes

67,937,120.00 JRNL CHECK WIRE

44621

JPMSAI0003188

1524

9106

n/a - deposit

25612

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

703 Account

38732

Deposit

Wire

Yes

8/27/1997

80,000.00

CA

CHECK

Deposit

Check

Records unavailable

2/4/2000

12,000.00

CA

CHECK

Deposit

Check

Yes

Records unavailable
n/a - reconciled
703 Account
to total deposit

n/a - wire

12/28/2001

322,810.00

CHECK

Deposit

Check

Yes

n/a - deposit

14691

1338

7515

n/a - deposit

n/a - deposit

3224

402

2203

n/a - deposit

n/a - deposit

JPMSAI0010921

41338

2652

17370

n/a - deposit

n/a - deposit

1054

5488

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

13734

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

CHECK

Deposit

Check

Yes

703 Account

811

2/16/2001

20,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

10224

12/27/2001

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

14663

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

40,000.00

CA

CHECK

n/a - deposit
n/a - deposit

JPMSAI0001489

703 Account

CA

3278

n/a - deposit

616

CA

2/18/2003

n/a - deposit

n/a - deposit
5204

60,000.00

NATALIE KATZ

n/a - deposit
n/a - deposit

n/a - deposit

24,000.00

1KW227

n/a - deposit

n/a - deposit

31553

9/1/1999

232711

n/a - deposit

Records unavailable
Records unavailable
703 Account
n/a - wire

2/12/2007

METS LIMITED PTR #2 ATTN LEN LABITA

n/a - deposit

n/a - deposit

18243

MICHAEL KATZ & DAYLE KATZ J/T WROS

1KW208

n/a - deposit

n/a - deposit
31456

1KW020

1KW247

n/a - deposit

703 Account

1KW109

232470

n/a - deposit

n/a - deposit

13708

n/a - deposit
n/a - deposit

703 Account
Records unavailable
Records unavailable
703 Account

232156

232525

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

27215
9012

Records unavailable

2/2/2005

CA

n/a - deposit
n/a - deposit
n/a - deposit

31263
JPMSAI0005445

232269

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN

n/a - deposit

3224

Records unavailable

1/21/1997

7/27/2006

n/a - deposit

n/a - deposit

10263

21080

1659

10273

n/a - deposit

n/a - deposit

232718

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/14/2003

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

21038

n/a - deposit

n/a - deposit

232731

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/24/2003

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

21198

n/a - deposit

n/a - deposit

232815

1KW081

10/3/2003

150,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

2601
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

233065

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS
RICHARD A WILPON & DEBRA WILPON
J/T WROS

8/27/1999

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

233075

1KW260

FRED WILPON FAMILY TRUST

8/9/1999

77,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

4/20/2006

233516

1KW013

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DAYLE KATZ

233591

1KW195

JEFFREY S WILPON SPECIAL

233334

233596

1KW110

1KW201

DAVID M KATZ

24,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

7/29/2005

33,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

2/1/1999

216,500.00

CA

CHECK

Deposit

Check

Yes

703 Account

CA

CHECK

Deposit

289

JPMSAI0004206

16165

n/a - deposit
n/a - deposit

n/a - deposit

608

n/a - deposit

n/a - deposit

1,540,000.00

Check

Yes

703 Account

1,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

11,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

2885

234098

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

11/7/2000

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

234521

1KW081

7/11/2005

985,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

234537

1KW378

11/12/2002

144,792.00

CA

CHECK

Deposit

Check

Yes

703 Account

234706

1KW322

RICHARD A WILPON & DEBRA WILPON
J/T WROS
STERLING METS (INSURANCE FUND
MARVIN B TEPPER DEFINED BENEFIT
PLAN

CA

CHECK

Deposit

Check

235363

1KW013

DAYLE KATZ

235369
235417
235577

1KW354
1KW263
1KW067

MICHAEL KATZ-SEF
MARVIN B TEPPER
FRED WILPON

65,809.00

150,000.00 JRNL CHECK

Yes

703 Account

Deposit

Check

Yes

703 Account

1,478,500.00
491,700.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

12/22/1998

70,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

7/21/2008
2/15/2002
5/7/2001

230,000.00
200,000.00
300,000.00

CA
CA
CA

CHECK WIRE
CHECK
CHECK

Deposit
Deposit
Deposit

Wire
Check
Check

Yes
Yes
Yes

703 Account
703 Account
703 Account

235588

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

5/22/2001

55,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

235703

1KW067

FRED WILPON

8/29/2008

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

235769

1KW279

STERLING BRUNSWICK CORP

3/21/2000

236143

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
FRED WILPON SAUL B KATZ TIC TAX
ESCROW
MICHAEL KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS

4/30/2001

236171

1KW329

236610

1KW019

236620

1KW081

237009

1KW019

MICHAEL KATZ

237160
237596

1KW242
1KW019

237613

1KW076

237624

1KW081

237700
237799
238031

4/9/2001

1,362,500.00 JRNL CHECK WIRE

Deposit

Check

Yes

703 Account

CHECK

Deposit

Check

Yes

703 Account

1,700,000.00 JRNL CHECK

20,000.00

CA

Deposit

Check

Yes

703 Account

8/26/2002

175,672.79

CA

CHECK

Deposit

Check

Yes

703 Account

8/28/2002

830,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

4/30/1999

68,700.00

CA

CHECK

Deposit

Check

Yes

703 Account

12/20/2004
1/17/2002

200,000.00
11,650.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

1KW084

SAUL B KATZ FAMILY TRUS
MICHAEL KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
COLLEGE PLACE ENTERPRISES PROFIT
SHARING

1KW067

FRED WILPON

1KW019

MICHAEL KATZ

238035

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

238283
238288

1KW362
1KW362

DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M

238468

1KW234

JUDITH A WILPON-T STERLING EQUITIES

238473

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8174

941

4778

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

2875

18703

n/a - deposit

n/a - deposit

33791

2265

14932

n/a - deposit

n/a - deposit

19422

1579

9564

n/a - deposit

n/a - deposit

2691

17609

1002
JPMSAI0012483

46181

20865

JPMSAI0008637

110576

JPMSAI0003337

1008

JPMSAI0011207

8741

n/a - reconciled
to total deposit
JPMSAI0001485
6320
JPMSAI0001480
730
n/a - reconciled
to total deposit
n/a - wire
JPMSAI0001961
1622
JPMSAI0000072
5469
6416

n/a - deposit

n/a - deposit

42299

n/a - deposit

n/a - deposit

n/a - deposit

10434

1066

5583

n/a - deposit

n/a - deposit

14691
14691

1338
1338

7516
7517

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

250
48838
15439
11338

34

11403

169

n/a - deposit

1379
1116

7938
5983

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

JPMSAI0000245

11543

1129

6093

n/a - deposit

JPMSAI0013502
2478
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
JPMSAI0003177
7350

49439

3022

19566

n/a - deposit

n/a - deposit

5763

682

3607

n/a - deposit

n/a - deposit

11201

1110

5917

n/a - deposit

n/a - deposit
n/a - deposit

10906

1091

5747

n/a - deposit

18196

1522

9092

n/a - deposit

JPMSAI0003187

18243

1524

9107

n/a - deposit

n/a - deposit

n/a - reconciled
to total deposit
JPMSAI0006884
1107
JPMSAI0001703
6903

1768

229

1333

n/a - deposit

n/a - deposit

30660
15051

2125
1355

13908
7710

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

1737

1/3/2002

40,200.00

CHECK

Deposit

Check

Yes

703 Account

13784

JPMSAI0001548

14816

1342

1/3/2002

900,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1211

JPMSAI0001551

14816

1342

7563

n/a - deposit

n/a - deposit

15,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

136

JPMSAI0009389

37350

2440

16058

n/a - deposit

n/a - deposit

12/27/1999

186,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

4599

553

2905

n/a - deposit

n/a - deposit

4/9/2001

1,450,000.00

CA

CHECK

41,877.00

CA

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
JPMSAI0002546
609
JPMSAI0002548
661
n/a - reconciled
to total deposit

Deposit

Check

Yes

703 Account

CHECK

Deposit

Check

Yes

703 Account

25,760.00 JRNL CHECK
421,400.00 JRNL CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

12/21/2000

300,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

12/28/2000

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

5/3/2002
5/3/2002

n/a - wire

10906

1091

7562

5745

n/a - deposit

n/a - deposit

n/a - deposit

11184

1108

5902

n/a - deposit

n/a - deposit

16527
16527

1436
1436

8444
8445

n/a - deposit
n/a - deposit

9343

1012

5160

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

9442

238650

1KW067

FRED WILPON

6/27/2001

150,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

5713

n/a - deposit

n/a - deposit

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

10/22/2002

7,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

19059

n/a - deposit

n/a - deposit

239019

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

11/20/2003

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

25132

n/a - deposit

n/a - deposit

239032

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

11/21/2003

2,000,000.00

CA

CHECK WIRE

Yes

703 Account

n/a - wire

n/a - deposit

n/a - deposit

239684

1KW024

Deposit

Wire

SAUL B KATZ

1/12/2004

1,090,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

17492

75437

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/10/2006

7,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

1/17/2008

12,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1034

240575

1KW238

SAUL B KATZ - PM

272389

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

240909

1KW424

HOWARD S KATZ C/O STERLING
EQUITIES

3/7/2000

366,420.00

CA

CHECK

Deposit

Check

Yes

703 Account

5,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

Deposit

Check

Yes

703 Account

758

55,000.00 JRNL CHECK

6330

25944

1897

12119

46080

2870

18668

5608

662

3526

n/a - deposit

n/a - deposit

36514

n/a - deposit

n/a - deposit

JPMSAI0008466

33291

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

36240
JPMSAI0012432

n/a - wire

6/6/2005

1159

25149
JPMSAI0004855

n/a - reconciled
to total deposit

1/31/2006

12080

n/a - deposit
n/a - deposit

238763

240249

JPMSAI0000602

n/a - deposit

n/a - deposit

3/30/2006

4/27/2001

CA

n/a - deposit

15036

2/19/1999

3/5/2001

n/a - deposit

n/a - deposit

95

1/24/2008

4/18/2007

n/a - deposit

2042

2455

9/27/2000

12/28/2001
12/28/2001

2160

368

2280

METS LIMITED PTR #2 ATTN LEN LABITA

BAS AIRCRAFT LLC

396

2965

765

NATALIE KATZ O'BRIEN AND BRENDAN
O'BRIEN JT WROS

FRED WILPON
SAUL B KATZ FAMILY TRUS

n/a - deposit

3167

37653

1KW247

1KW325

n/a - deposit

34040

1KW458

1KW067
1KW242

11561

JPMSAI0009510

233601

235225

1824

JPMSAI0008750
1085
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

234043

235280
235307

24573

n/a - deposit

n/a - deposit

n/a - deposit

42 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

240984

1KW242

SAUL B KATZ FAMILY TRUST

241045

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

241448

1KW108

GREGORY KATZ

241541

1KW260

FRED WILPON FAMILY TRUST

241648

1KW247

241674

1KW109

242016
242068
242618

1KW358
1KW040
1KW362

242889

1KW081

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

n/a - reconciled
to total deposit

14207

1/31/2001

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

9990

12/29/1998

20,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

43

238

202,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

294

9/27/1999

3493

436

2362

METS LIMITED PTR #2 ATTN LEN LABITA

3/20/2002

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

15842

3/13/2003

44,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

382

JPMSAI0003583

21552

1678

10400

n/a - deposit

Check
Wire
Check

Yes
Records unavailable
Yes

703 Account
Records unavailable
703 Account

96

JPMSAI0002093

15642

1392

8053

7111

JPMSAI0002561

16530

1437

8454

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

JPMSAI0012098
2257
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

45015

2825

18369

n/a - deposit

n/a - deposit

13512

1233

6860

n/a - deposit

n/a - deposit

n/a - deposit

Current Banking
Institution(s)

n/a - deposit

Deposit
Deposit
Deposit

n/a - deposit

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
DAYLE KATZ
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
STERLING EQUITIES
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC

1KW345

Check 3 Bates

703 Account

BAS AIRCRAFT LLC

244992

Check 2 Bates

Yes

1KW260

1KW300

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check

1KW325

244742

Reconciled to BLMIS
Bank Records

Deposit

1KW081

1KW013

Check or
Wire

CHECK

243026

1KW252

Deposit or
Withdrawal

CA

243398

244299

Tran
Transaction Description
Type

3,600,000.00

243373

243867

Amount per
Customer
Statement

11/27/2001

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING 20 LLC
METS LIMITED PTR
DAVID M KATZ ET AL TIC F/M
RICHARD A WILPON & DEBRA WILPON
J/T WROS
FRED WILPON FAMILY TRUST
RICHARD A WILPON & DEBRA WILPON
J/T WROS

244686

Transaction
Date Per
Customer
Statement

245023

1KW044

L THOMAS OSTERMAN

245668

1KW067

FRED WILPON

1KW081

3/4/2002
11/17/1997
5/3/2002

575,238.00 CA CHECK
5,000,000.00 CA CHECK WIRE
234,360.00 JRNL CHECK

11/24/1998

118,000.00

CA

CHECK

Deposit

Check

Records unavailable

11/8/2007

2,900,000.00

CA

CHECK

Deposit

Check

Yes

10/5/2001

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

10/22/2001

67,500.00

CA

CHECK

Deposit

Check

Yes

703 Account

2/12/2007

1267

7099

n/a - deposit

n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit

13706

1243

6943

24,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

358

JPMSAI0010922

41338

2652

17371

45,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

989

JPMSAI0005990

28555

2020

13132

5/6/1999

200,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

3/3/2003

700,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

15642

JPMSAI0003560

10,500.00

CA

CHECK

Deposit

Check

227

JPMSAI0004862

Yes

703 Account

4/26/2001

30,000.00

CA

CHECK

Deposit

Check

Yes

10/30/2000

305,660.00

CA

CHECK

Deposit

Check

Yes

1858

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
703 Account
to total deposit
Records unavailable

n/a - deposit

n/a - deposit
n/a - deposit

7/14/2004

1/12/2004

n/a - deposit

n/a - deposit

Records unavailable
703 Account

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

21345

1669

10344

n/a - deposit

n/a - deposit

n/a - deposit

25945

1898

12128

n/a - deposit

n/a - deposit

703 Account

11164

1106

5889

n/a - deposit

n/a - deposit

703 Account

8598

970

4957

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

275,000.00

CA

CHECK

Deposit

Check

Yes

8278

950

4838

1KW238

11/4/1998

500,000.00

CA

CHECK

Deposit

Check

Records unavailable

1KW209

RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ - PM
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

10/3/2000

246027
246086

56,711.50

CA

CHECK

Deposit

Check

Yes

703 Account

547

43280

2740

17886

n/a - deposit

n/a - deposit

246423

1KW287

STERLING HERITAGE LLC

5/19/2000

565,000.00 JRNL CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

6593

763

4031

n/a - deposit

n/a - deposit

246842

1KW223

STERLING DOUBLEDAY ENTERPRISES #2
C/O HARRY O'SHAUGHNESSY

245671

6/28/2007

n/a - deposit
JPMSAI0011524

n/a - deposit

12/23/1998

1,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

251

n/a - deposit

n/a - deposit

24460

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/7/2006

5,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

36686

n/a - deposit

n/a - deposit

247258

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/4/2000

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

5205

n/a - deposit

n/a - deposit

247717

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

11/20/2000

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

8871

n/a - deposit

247725

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

11/28/2000

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

8992

n/a - deposit

n/a - deposit

247745
247758
247871

1KW315
1KW067
1KW067

11/20/2000
1/26/1998
12/23/1996

30,000,000.00 JRNL CHECK WIRE
1,808,866.27 CA CHECK
1,962,500.00 CA CHECK

Deposit
Deposit
Deposit

Wire
Check
Check

Yes
Records unavailable
Records unavailable

703 Account
n/a - wire
Records unavailable
Records unavailable

8890

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

247951

1KW109

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

248581
248590

1KW220
1KW220

STERLING THIRTY VENTURE, LL
FRED WILPON
FRED WILPON
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC

5/6/1998
5/6/1998

17,000.00 JRNL CHECK
76,516.23 JRNL CHECK

Records unavailable
Records unavailable

248749

1KW269

PHYLLIS REBELL OSTERMAN

10/6/1999

216,000.00 JRNL CHECK

248845

1KW156

STERLING 15C LLC

8/24/1998

248869

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

248976
249352

1KW156
1KW121

249610

1KW004

249698

1KW067

STERLING 15C LLC
MICHAEL KATZ & SAUL B KATZ TI
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
FRED WILPON

Records unavailable
Records unavailable
n/a - reconciled
to total deposit
Records unavailable
n/a - reconciled
703 Account
to total deposit
703 Account
n/a - wire
703 Account
JPMSAI0003364
1110

249892

1KW108

GREGORY KATZ

1/29/1996

12,000.00

CA

CHECK

Deposit
Deposit

Check
Check

Deposit

Check

Yes

74,253.75

CA

CHECK

Deposit

Check

Records unavailable

9/15/1999

40,000.00

CA

CHECK 9/14/99

Deposit

Check

Yes

6/30/2003
12/2/2002

3,620,559.00
35,000.00

CA
CA

CHECK WIRE
CHECK

Deposit
Deposit

Wire
Check

Yes
Yes

8/27/1997

8,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

2/18/1997

1,850,000.00

CA

CHECK

Deposit

Check

Records unavailable

n/a - deposit

n/a - deposit

1/19/1999

12,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

250769

1KW019

MICHAEL KATZ

3/23/2000

112,400.00

CA

CHECK

Deposit

Check

Yes

250773

1KW044

L THOMAS OSTERMAN

3/10/2000

88,880.00

CA

CHECK

Deposit

Check

Yes

Records unavailable
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit

251093

1KW076

8/27/2002

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

251142

1KW227

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
NATALIE KATZ

251427

1KW044

L THOMAS OSTERMAN

251468

1KW263

251477

1KW260

251502

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

251717

1KW263

MARVIN B TEPPER

251938
252328

1KW189
1KW300

252338

1KW322

252456

1KW209

252531

1KW201

252584

1KW367

252695
252699
252752

1KW238
1KW263
1KW337

RUSKIN GARDENS APTS LLC
STERLING EQUITIES
MARVIN B TEPPER DEFINED BENEFIT
PLAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
DAVID M KATZ
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
SAUL B KATZ - PM
MARVIN B TEPPER
MICHAEL KATZ ET AL TIC C/W I

252986

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/13/2003

32,000.00 JRNL CHECK

Deposit

Check

Records unavailable

7/5/2000

67,000.00

Deposit

Check

Yes

MARVIN B TEPPER

12/17/1999

100,000.00

CA

CHECK

Deposit

Check

Yes

FRED WILPON FAMILY TRUST

12/27/1999

53,000.00

CA

CHECK

Deposit

Check

Yes

7/5/2000

100,000.00

CA

CHECK

Deposit

Check

Yes

11/13/2000

583,000.00

CA

CHECK

Deposit

Check

Yes

160,000.00 JRNL CHECK
600,000.00 CA CHECK

Deposit
Deposit

Check
Check

Records unavailable
Yes

6/30/1998

6/16/1997
7/16/2001

CA

CHECK

2446

n/a - deposit

3376

418

2274

n/a - deposit

n/a - deposit

23079
19684

1592

9663

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

5795

426

n/a - deposit

n/a - deposit

687

3628

n/a - deposit

n/a - deposit

5656
JPMSAI0003181

668

3544

n/a - deposit

n/a - deposit

18222

1523

9101

n/a - deposit
n/a - deposit

n/a - deposit

7153

827

4292

n/a - deposit

n/a - deposit

4512

541

2833

n/a - deposit

n/a - deposit

4598

552

2885

n/a - deposit

n/a - deposit

7153

827

4296

n/a - deposit

n/a - deposit
n/a - deposit

12344

1173

6445

n/a - deposit
n/a - deposit

12193

1165

6374

n/a - deposit

n/a - deposit

263

37

189

n/a - deposit

n/a - deposit

23999

1799

11388

n/a - deposit

n/a - deposit

Yes

703 Account

12/24/1998

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

8/28/2003

500,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

94

JPMSAI0000677

n/a - reconciled
to total deposit
JPMSAI0004007
575

703 Account

339

JPMSAI0002952

17441

1478

Check

Yes

Deposit
Deposit
Deposit

Check
Check
Check

Records unavailable
Yes
Yes

Records unavailable
703 Account
10037
703 Account
12896

JPMSAI0000675
JPMSAI0000708

12194
12194

1301
1301

7238
7240

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

CA

CHECK

Deposit

Check

Yes

703 Account

7753

JPMSAI0003581

21552

1678

10401

n/a - deposit

n/a - deposit
n/a - deposit

12196
12196

8775

n/a - deposit

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/13/2003

44,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

7754

JPMSAI0003584

21552

1678

10402

n/a - deposit

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

3/13/2003

44,500.00

CA

CHECK

Deposit

Check

Yes

703 Account

502

JPMSAI0003587

21552

1678

10403

n/a - deposit

174543

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

3/7/2006

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

253075

1KW209

8/27/1999

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

253086

1KW207

8/27/1999

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

CA

CHECK

Yes

703 Account

CA

253262

1KW044

253387

1KW076

253400

1KW109

253433
253775
253801

1KW242
1KW108
1KW263

253810

1KW109

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
SAUL B KATZ FAMILY TRUS
GREGORY KATZ
MARVIN B TEPPER
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

6/15/2000

6,500.00

CA

CHECK

Deposit

Check

Yes

703 Account

253848

1KW242

SAUL B KATZ FAMILY TRUST

6/16/2000

64,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

253855

1KW242

SAUL B KATZ FAMILY TRUST

6/26/2000

42,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

254006

1KW076

4/5/2004

550,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

8060

254077

1KW263

7/5/2007

1,500,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

254399

1KW076

9/11/2002

50,000.00

CA

CHECK

Deposit

Check

Yes

254474
254505

1KW242
1KW378

2/13/2003
2/3/2003

340,000.00
1,041,700.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

254508

1KW209

13,808.00

CA

CHECK

Deposit

Check

Yes

254857
255562
255866

1KW019
1KW178
1KW019

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
MARVIN B TEPPER
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL B KATZ FAMILY TRUS
STERLING METS (INSURANCE FUND
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
MICHAEL KATZ
STERLING EQUITIES INVESTOR
MICHAEL KATZ

285,000.00 CA CHECK
380,000.00 JRNL CHECK
215,000.00 CA CHECK

Deposit
Deposit
Deposit

Check
Check
Check

Yes
Records unavailable
Yes

259759

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

3/14/2006

256246

1KW254

256487

1KW223

STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL
STERLING DOUBLEDAY ENTERPRISES #2
C/O HARRY O'SHAUGHNESSY
FRED WILPON
STERLING METS LP-FUNDING ACCT
PLYRS DEF SLRY OBL
L THOMAS OSTERMAN ET AL SEF TIC
RUTH FRIEDMAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

256495

1KW067
1KW254

256612
256870

1KW220
1KW302

257019

1KW110

Deposit

Check

CHECK

Deposit

Check

4/1/2002

100,000.00

CA

CHECK

Deposit

Check

Yes

410,000.00
4,000.00
426,300.00

CA
CA
CA

CHECK
CHECK
CHECK

Deposit
Deposit
Deposit

Check
Check
Check

Yes
Yes
Yes

703 Account
703 Account
703 Account

6/6/2008

55,000.00
50,000.00

Yes

Yes
Yes

37082

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
JPMSAI0003332
1765

703 Account

4/10/2002
1/23/2002
1/11/2002

5/29/2002
2/13/1997
11/1/2007

n/a - deposit
n/a - deposit

44,000.00

252993

4/17/2002

n/a - deposit

n/a - deposit

Check

11/8/2002

n/a - deposit

72

5013

Deposit

Deposit

n/a - deposit

983

CHECK

225,000.00 JRNL CHECK
42,000.00 CA CHECK
49,950.01 JRNL CHECK

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

8805

CA

500,000.00 JRNL CHECK

2413

Records unavailable
n/a - reconciled
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
Records unavailable
703 Account
JPMSAI0000813
11848

75,000.00

9/3/1998
7/3/2001
7/3/2001

449

601

703 Account

7/3/2001

7/3/2002

n/a - deposit
n/a - deposit
3642

253018

256253

n/a - deposit

703 Account

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

3167

396

2163

n/a - deposit

n/a - deposit

3167

396

2161

n/a - deposit

n/a - deposit

19407

1577

9544

n/a - deposit

n/a - deposit

6767

JPMSAI0002411

130

JPMSAI0002279

15995

1410

8210

n/a - deposit

n/a - deposit

JPMSAI0002356
765
JPMSAI0001759
482
JPMSAI0001652
10080
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

16182
15111
14966

16285

1417
1359
1350

1422

8282
7755
7651

8326

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

6929

799

4168

n/a - deposit

n/a - deposit

6943

801

4174

n/a - deposit

n/a - deposit

7029

813

4223

n/a - deposit

n/a - deposit

JPMSAI0005422

27171

1956

12641

n/a - deposit

n/a - deposit

1460

JPMSAI0011564

43389

2744

17921

n/a - deposit

n/a - deposit

703 Account

7002

JPMSAI0003213

18451

1533

9177

n/a - deposit

n/a - deposit

703 Account
703 Account

862
112918

JPMSAI0003532
JPMSAI0003506

21039
20810

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

1657
1646

10253
10175

703 Account

2192

JPMSAI0013090

48183

2966

19223

n/a - deposit

n/a - deposit

703 Account
Records unavailable
703 Account

7176

JPMSAI0002720

16864

1454

8594

867

JPMSAI0012065

44923

2820

18342

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

37154

n/a - deposit

1/3/2007

6,865,294.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

40773

n/a - deposit

12/2/1998

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

40

n/a - deposit

n/a - deposit

11/2/2007

1,400,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

880

n/a - deposit

n/a - deposit

1/3/2007

3,659,995.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

5/6/1998
4/4/2008

76,495.58 JRNL CHECK
10,000.00 CA CHECK

Deposit
Deposit

Check
Check

Records unavailable
Yes

1/3/2008

25,000.00

Deposit

Check

Yes

CA

CHECK

18348

n/a - deposit

n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

3417

JPMSAI0012823

47296

2924

18999

703 Account

382

JPMSAI0012321

45833

2858

18564

n/a - deposit

n/a - deposit

1KW044

L THOMAS OSTERMAN

1KW067

FRED WILPON

11/28/2001

130,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

11/8/2002

520,931.25

CA

CHECK

Deposit

Check

Yes

703 Account

258827

1KW259

STERLING JET II LTD

258831

1KW314

STERLING THIRTY VENTURE LLC B

Deposit

Check

Yes

703 Account

258993

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/7/2000

833,333.00

107,520.00

CA

CA

CHECK

CHECK

Deposit

Deposit

Check

Check

Yes

Yes

703 Account

703 Account

259002

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/7/2000

90,240.00

CA

CHECK

Deposit

Check

Yes

703 Account

259010

1KW081

3/7/2000

255,860.00

CA

CHECK

Deposit

Check

Yes

703 Account

259018

1KW081

3/23/2000

80,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

10/12/2004

1,250,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

9/4/2001

95,500.00

CA

CHECK

Deposit

Check

Yes

703 Account

19,191,858.00 JRNL CHECK

2821

40772

n/a - deposit
n/a - deposit

258265

11/8/2000

44950

Records unavailable
703 Account

258512

11/13/2000

JPMSAI0012072

259071

1KW346

RICHARD A WILPON & DEBRA WILPON
J/T WROS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
ROBBINSVILLE PARK LLC

259090

1KW024

SAUL B KATZ

259113

1KW044

L THOMAS OSTERMAN

10/3/2000

98,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

259127

1KW086
1KW052

259626

1KW081

259710
259757

1KW044
1KW260

JUDY WILPON & FRED WILPON FAM FDN
INC
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
L THOMAS OSTERMAN
FRED WILPON FAMILY TRUST

10/3/2000

259422

n/a - reconciled
to total deposit
JPMSAI0003333
7561
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
JPMSAI0006494
1284
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

14225

1268

7107

n/a - deposit

n/a - deposit

19407

1577

9545

n/a - deposit

n/a - deposit

8805

983

5014

n/a - deposit

n/a - deposit

8763

980

4999

n/a - deposit

n/a - deposit

5608

662

3522

n/a - deposit

n/a - deposit

5608

662

3521

n/a - deposit

n/a - deposit

5608

662

3525

n/a - deposit

n/a - deposit

5795

687

3626

n/a - deposit

n/a - deposit

29715

2079

13571

n/a - deposit

n/a - deposit

13030

1213

6737

n/a - deposit

n/a - deposit

8278

950

4831

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

1,001,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

8278

950

4841

8/6/2001

15,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

2445

JPMSAI0001040

12668

1190

6577

n/a - deposit

6/17/2002

412,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1570

JPMSAI0002834

17138

1466

8672

n/a - deposit

n/a - deposit

12/28/2001
12/28/2001

70,000.00
494,200.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

1711
627

JPMSAI0001482
JPMSAI0001479

14691
14691

1338
1338

7518
7519

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit

43 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

154628

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

259978
260009
260038
260053

1KW067
1KW067
1KW019
1KW121

260261

1KW247

703 Account

n/a - wire

24731

260464

1KW388

ARTHUR FRIEDMAN ET AL TIC

7/25/2003

Deposit

Wire

Yes

703 Account

1KW044

L THOMAS OSTERMAN

3/23/2000

130,600.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - wire
n/a - reconciled
to total deposit

23479

260583
220175

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/2/2007

18,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

41231

261135

1KW242

SAUL B KATZ FAMILY TRUST

160,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

261147

1KW384

L THOMAS OSTERMAN AND JILL PUPKE
TIC

1/19/2005

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

5500

261158

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/26/2002

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

15545

261205

1KW024

SAUL B KATZ

3/23/2001

998,836.48

CA

CHECK

Deposit

Check

Yes

703 Account

10665

1079

261212

1KW084

3/23/2001

21,584.25

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

10665

1079

Deposit

Wire

Yes

FRED WILPON
FRED WILPON
MICHAEL KATZ
MICHAEL KATZ & SAUL B KATZ TI

5/20/2002
10/7/2004
10/4/1996
10/24/1996

100,000.00
1,150,000.00
144,000.00
153,415.00

CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK

Deposit
Deposit
Deposit
Deposit

Check
Check
Check
Check

Yes
Yes
Records unavailable
Records unavailable

METS LIMITED PTR #2 ATTN LEN LABITA

10/20/2003

6,000,000.00

1KW396
1KW077
1KW259

STERLING JET II LTD

262820

1KW156

STERLING 15C LLC

262920

1KW081

262957

1KW076

263175

1KW110

RICHARD A WILPON & DEBRA WILPON
J/T WROS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING 15C LLC #2
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

1KW180
1KW076

Reconciled to BLMIS
Bank Records

CHECK WIRE

262289

263196

Check or
Wire

CA

262734

263218

Deposit or
Withdrawal

30,000,000.00

262427

1KW081

Tran
Transaction Description
Type

1/24/2007

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
RICHARD A WILPON & DEBRA WILPON
J/T WROS
DEYVA ARTHUR
JUDITH A WILPON C/O STERLING
EQUITIES

261312

Amount per
Customer
Statement

3/8/2001

11/7/2007

CA

CHECK WIRE

3,000,000.00 JRNL CHECK WIRE

Deposit

Wire

Yes

BLMIS BANK
Check Number Check 1 Bates
Account [1]
703 Account

661,451.00

CA

CHECK

Deposit

Check

Yes

703 Account

2/26/2004

8,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

3/4/1996

2,597,520.00

CA

CHECK

Deposit

Check

Records unavailable

166,667.00

CA

CHECK

Deposit

Check

Yes

703 Account

687

3629

Potential Bank Account
Holder(s) [2]

n/a - deposit

n/a - deposit

5795

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit
n/a - deposit

10487

1069

5600

n/a - deposit

31209

2148

14136

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

5657

n/a - deposit

n/a - deposit

5653

n/a - deposit

n/a - deposit

898

JPMSAI0012087

45000

2824

18362

1035

JPMSAI0005167

26586

1930

12417

n/a - deposit

n/a - deposit

8805

983

5012

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit
n/a - deposit

n/a - deposit

CA

CHECK

Deposit

Check

Yes

703 Account

1331

n/a - deposit

n/a - deposit

CA

CHECK

Deposit

Check

Yes

703 Account

764

94

600

n/a - deposit

n/a - deposit

CA

CHECK

Deposit

Check

Yes

703 Account

1966

JPMSAI0012571

46447

2885

18784

n/a - deposit

3/18/2008

45,160.00

CA

CHECK

Deposit

Check

Yes

703 Account

388

JPMSAI0012756

46969

2912

18943

n/a - deposit

n/a - deposit

2/23/1998

417,800.00

CA

CHECK

Deposit

Check

Records unavailable

n/a - deposit

n/a - deposit

2/1/2008

250,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1964

JPMSAI0012531

46370

2881

18750

n/a - reconciled
to total deposit
n/a - wire

250

34

167

CA

CHECK

Deposit

Check

Yes

703 Account

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

264437

1KW084

Check

Records unavailable

CA

4/25/1997

26,391.50

2/25/2004

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

4/11/2000

500,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

CA

CHECK

CHECK WIRE

Deposit

Deposit

Wire

Yes

1768

229

Records unavailable

36,000.00

METS LIMITED PTR #2 ATTN LEN LABITA

8554
13557

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

1449
2077

Current Banking
Institution(s)

n/a - deposit

40,000.00

1,600,000.00

1KW247

n/a - deposit

16733
29680

JPMSAI0007146

Original Banking
Institution(s)

600,000.00

5/22/2000

265327

JPMSAI0002670
JPMSAI0006477

Info Not
Availble

134,100.00

12/22/1998

SAUL B KATZ

41089

Receiving Bank
Account - Standardized

2/7/2008

MICHAEL KATZ & DAYLE KATZ J/T WROS

1KW378

703 Detail 703 Multiple
ID
ID

2/1/1999

1KW020

1KW024

703 ID 2

4/30/1999

1KW175

264821

703 / BT ID 1

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

263715

264892

7081
2918

Check 4 Bates

Records unavailable

263800

STERLING PATHOGENESIS CO
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
STERLING METS (INSURANCE FUND

Check 3 Bates

n/a - wire

703 Account
703 Account
Records unavailable
Records unavailable

11/13/2000

Check 2 Bates

n/a - deposit

Records unavailable

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

6607

n/a - deposit

n/a - deposit

n/a - deposit
26565

n/a - wire
n/a - reconciled
to total deposit

n/a - deposit

n/a - deposit
707

3751

9677

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

6088

n/a - deposit

1/11/2001

4,000,000.00

703 Account

n/a - wire

265359

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/13/2001

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

265361

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

12/3/2001

210,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

6794

JPMSAI0001313

14281

1310

7304

n/a - deposit

n/a - deposit

265370

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

12/3/2001

4,813.83

CA

CHECK

Deposit

Check

Yes

703 Account

6798

JPMSAI0001315

14281

1310

7305

n/a - deposit

n/a - deposit

287184

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/17/2008

10,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

n/a - deposit

n/a - deposit

10179

n/a - deposit

46066

n/a - deposit

265700

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

5/18/2001

130,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

6401

JPMSAI0000201

11503

1126

6061

n/a - deposit

n/a - deposit

265704
265730

1KW024
1KW044

5/7/2001
5/18/2001

340,328.35
20,000.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

13537
1664

JPMSAI0000071
JPMSAI0000203

11338
11503

11403

1116
1126

5984
6057

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

265764

1KW076

5/7/2001

25,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

6258

JPMSAI0000073

11338

11403

1116

5978

n/a - deposit

n/a - deposit

265773

1KW076

5/21/2001

25,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

6280

JPMSAI0000226

11517

1127

6068

n/a - deposit

n/a - deposit

265779

1KW076

5/29/2001

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

6281

JPMSAI0000303

11608

1134

6129

n/a - deposit

n/a - deposit

11/27/2001

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
n/a - reconciled
to total deposit
JPMSAI0000698
1677
JPMSAI0000702
13823
JPMSAI0000663
294

14207

1267

7096

n/a - deposit

n/a - deposit

14225

1268

7110

n/a - deposit

n/a - deposit

13980

1255

7019

n/a - deposit

n/a - deposit

1301
1301
1164

7244
7234
6362

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit

265809

1KW076

200,000.00

CA

CHECK

Deposit

Check

265820

1KW081

SAUL B KATZ
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS

11/28/2001

300,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

265836

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

11/7/2001

60,215.45

CA

CHECK

Deposit

Check

Yes

703 Account

266233
266249
266261

1KW337
1KW337
1KW336

7/3/2001
7/3/2001
7/2/2001

176,325.00 JRNL CHECK
14,485.50 JRNL CHECK
28,450.00 JRNL CHECK

Deposit
Deposit
Deposit

Check
Check
Check

Yes
Yes
Yes

703 Account
703 Account
703 Account

266282

1KW110

Yes

268626

1KW210

268779
269160

1KW412
1KW175

269258

1KW110

269757
269859
270141
270262

1KW040
1KW198
1KW040
1KW044

270361

1KW110

MICHAEL KATZ ET AL TIC C/W I
MICHAEL KATZ ET AL TIC C/W I
SAUL B KATZ BRIAN HAHN JR TIC
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
MICHAEL KATZ
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING THIRTY VENTURE LLC T
HOWARD S KATZ C/O STERLING
EQUITIES
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
DAVID KATZ ET AL TIC
STERLING PATHOGENESIS CO
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
METS LIMITED PTR
RED VALLEY PARTNERS
METS LIMITED PTR
L THOMAS OSTERMAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

11/8/1999

9,000.00

270601

1KW156

STERLING 15C LLC

3/7/2000

6,282,359.00

CA

CHECK

Deposit

Check

Yes

270613

1KW242

SAUL B KATZ FAMILY TRUST

3/7/2000

229,920.00

CA

CHECK

Deposit

Check

Yes

STERLING 15C LLC #2
DAN KNOPF HEATHER KNOPF JT TEN C/O
STERLING EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

266592

1KW019

266627

1KW209

267534
267536

1KW110
1KW004

267607

1KW108

267614

1KW109

267657

1KW313

267959

1KW424

1/5/2007

24,000.00

7/13/2004
7/19/2004

703 Account

12194
12194
12142

12196
12196

CA

CHECK

Deposit

Check

Yes

703 Account

357

JPMSAI0010702

40843

2625

17170

n/a - deposit

n/a - deposit

171,200.00

CA

CHECK

Deposit

Check

Yes

703 Account

8743

JPMSAI0005985

28542

2019

13127

n/a - deposit

n/a - deposit

67,887.50

CA

CHECK

Deposit

Check

Yes

703 Account

3385

JPMSAI0006016

28613

2023

13157

n/a - deposit

n/a - deposit

7/13/2004

32,710.00

10/31/2007

CA

CHECK

Deposit

Check

55,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

393

JPMSAI0012049

44894

2819

18332

n/a - deposit

n/a - deposit

10/9/2007

3,597.00

CA

CHECK

Deposit

Check

Yes

703 Account

600

JPMSAI0011948

44621

2805

18241

n/a - deposit

n/a - deposit

10/9/2007

20,987.00

CA

CHECK

Deposit

Check

Yes

703 Account

839

JPMSAI0011949

44621

2805

18242

n/a - deposit

n/a - deposit

8/19/2003

42,335.00

CA

CHECK

Deposit

Check

Yes

703 Account

17028

JPMSAI0003928

23843

1790

11308

n/a - deposit

n/a - deposit

4/20/2006

170,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

777

JPMSAI0009511

37653

2455

16166

n/a - deposit

n/a - deposit

20,000.00

CA

CHECK

Deposit

Check

Yes

60

349

n/a - deposit

n/a - deposit

Check
Wire

Yes
Records unavailable

n/a - reconciled
703 Account
to total deposit
703 Account
JPMSAI0005717
18265
Records unavailable

488

Deposit
Deposit

27851

1989

12896

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

1/11/1999
5/26/2004
10/2/1998

5,510,000.00 JRNL CHECK
3,952,400.00 CA CHECK WIRE

Yes

3/21/2002

4,000.00

CA

CHECK

Deposit

Check

Yes

11/15/1996
10/1/2002
12/30/1997
4/10/2002

5,000,000.00
66,000.00
2,500,000.00
130,000.00

CA
CA
CA
CA

CHECK WIRE
CHECK
CHECK WIRE
CHECK

Deposit
Deposit
Deposit
Deposit

Wire
Check
Wire
Check

Records unavailable
Yes
Records unavailable
Yes

703 Account

703 Account

509

208

JPMSAI0005983

28542

JPMSAI0002221

2019

13128

n/a - deposit

n/a - deposit

15872

1405

8167

n/a - deposit

n/a - deposit

18736

1546

9286

16182

1417

8283

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

4040

492

2611

n/a - deposit

n/a - deposit

5610

663

3528

n/a - deposit

n/a - deposit

5608

662

3524

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

8357

954

4863

n/a - deposit

n/a - deposit

8174

941

4770

n/a - deposit

n/a - deposit

Deposit

Check

271808

1KW013

DAYLE KATZ

1/3/2008

63,500.00

CA

CHECK

Deposit

Check

Yes

Records unavailable
703 Account
JPMSAI0003252
688
Records unavailable
703 Account
JPMSAI0002354
1727
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
Records unavailable
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
703 Account
JPMSAI0012319
1247

59816

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/22/2008

8,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

273187

1KW345

7/13/2004

13,800.00

CA

CHECK

Deposit

Check

Yes

703 Account

8744

JPMSAI0005987

1/14/1998

(70,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

1/18/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

161231

JPMSAF0031487

7/3/1997
3/3/1997

(166,666.00)
(500,000.00)

CW
CW

CHECK WIRE
CHECK

Withdrawal
Withdrawal

Wire
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
CHASE MANHATTAN
BANK
Records unavailable
Records unavailable

10/10/1997

(32,600.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CA

270711

1KW180

271038

1KW309

271079

1KW004

271091

1KW024

SAUL B KATZ

502

1KW201

GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
DAVID M KATZ

4755

1KW118

BRUCE WILPON

4812
5296

1KW116
1KW024

5725

1KW052

273299

1KW024

7599

1KW210

9012

1KW004

9328

1KW154

9424

1KW168

9490

1KW121

HEATHER KNOPF
SAUL B KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
SAUL B KATZ
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
IRIS J KATZ C/O STERLING EQUITE
MARVIN TEPPER & ELISE TEPPER J/T
WROS
MICHAEL KATZ & SAUL B KATZ TI

9631

1KW067

FRED WILPON

9019

1KW081

3/13/1997
10/10/2000
9/27/2000
9/27/2000

CA

CHECK

Deposit

Check

Yes

Deposit

Wire

Records unavailable

160,000.00 JRNL CHECK

Deposit

Check

Yes

231,000.00

Deposit

Check

Yes

4,189,834.99 JRNL CHECK WIRE

885,500.00

CA
CA

CHECK
CHECK

Yes

8174

941

4773

45833

2858

18565

28542

2019

13129

Records unavailable
509 Account

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
Records unavailable

MADWAA00173111

n/a - deposit
x

JPMC Unknown

6/17/2002

694,530.00

CHECK

Deposit

Check

Yes

10/1/1998

(13,250.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

(9,750.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

17138

1466

8673

UNKNOWN

YUKI OSHIMA-WILPON
BRUCE WILPON

JP MORGAN CHASE
BANK

UNKNOWN

STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

Records unavailable

15392

JPMSAI0002832

JP MORGAN CHASE
BANK

Records unavailable

12/22/1997
12/22/1997

703 Account

n/a - deposit
n/a - deposit
n/a - deposit

46127

n/a - deposit

n/a - deposit

(97,500.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1/2/1998

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/21/1998

(130,755.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/1/1996

(2,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

11/5/1999

(1,207,700.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

11/3/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/14/1998
5/4/1998

(85,400.00)
(1,000,000.00)

CW
CW

CHECK
CHECK WIRE

Withdrawal
Withdrawal

Check
Wire

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

JPMC Unknown

x

Records unavailable
Records unavailable
CHASE MANHATTAN
BANK

703 Account

n/a - wire

4035

JPMC Unknown

JP MORGAN CHASE BANK

10119

1KW155

10345
10506

1KW201
1KW040

11843

1KW407

JUDITH A WILPON C/O STERLING
EQUITIES
DAVID M KATZ
METS LIMITED PTR
SAUL B KATZ FAMILY TRUST 2 C/O
STERLING EQUITIES

509 Account

155050

12957

1KW154

IRIS J KATZ C/O STERLING EQUITES

1/4/1999

(300,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

BT Account

n/a - wire

13080

1KW242

SAUL B KATZ FAMILY TRUST

4/3/2006

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

172836

273398
13849
13852
14249
14404
14652

1KW447
1KW019
1KW024
1KW040
1KW201
1KW288

STERLING TWENTY FIVE LLC
MICHAEL KATZ
SAUL B KATZ
METS LIMITED PTR
DAVID M KATZ
FRED WILPON TR

1/19/2007
2/12/1998
2/12/1998
3/30/1998
4/16/1998
10/24/2000

17,575,000.00
(21,400.00)
(140,100.00)
(5,000,000.00)
(53,200.00)
(4,083,768.00)

CA
CW
CW
CW
CW
CW

CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK

Deposit
Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Wire
Check
Check
Wire
Check
Check

Yes
Records unavailable
Records unavailable
Records unavailable
Records unavailable
No Check Copy

14658

1KW289

SAUL B KATZ TR

10/24/2000

(1,764,019.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112608

MADWAA00259757

JPMC Unknown

JP MORGAN CHASE
BANK

UNKNOWN SAUL B KATZ

15702

1KW259

STERLING JET II LTD

7/3/2000

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

109484

MADWAA00248506

JPMC Unknown

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

19156

1KW223

STERLING DOUBLEDAY ENTERPRISES #2
C/O HARRY O'SHAUGHNESSY
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

5/28/1999

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC Unknown

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

ST JET II LTD
UNKNOWN STERLING EQUITIES
FUNDING CO
STERLING DOUBLEDAY
UNKNOWN
ENTERPRISES, L.P

UNKNOWN

UNKNOWN

UNKNOWN UNKNOWN

KEY BANK NATIONAL
ASSOCIATION

KEY BANK NATIONAL
ASSOCIATION
JP MORGAN CHASE
BANK

UNKNOWN DEYVA ARTHUR

JP MORGAN CHASE
BANK

UNKNOWN

19172

1KW210

7/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

JPMSAF0024527

JPMSAF0024528

MADWAA00339881

JPMSAF0043946

JPMSAF0043947

MADWAA00374861

105

703 Account
n/a - wire
Records unavailable
Records unavailable
Records unavailable
Records unavailable
n/a

JPMC Unknown
41040

2107

5/3/1999

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

92174

MADWAA00379980

19741

1KW396

DEYVA ARTHUR

1/26/2005

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161373

JPMSAF0031640

MADWAA00159157

22307

1KW014

IRIS J KATZ C/O STERLING EQUITIES

11/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158835

JPMSAF0028804

JPMSAF0028805

22362
23003
24126
24165

1KW098
1KW201
1KW154
1KW044

FRED WILPON ET AL TIC
DAVID M KATZ
IRIS J KATZ C/O STERLING EQUITE
L THOMAS OSTERMAN

3/14/1997
11/2/1998
4/1/1998
3/13/1998

(475.00)
(8,000.00)
(292,000.00)
(50,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable

24381

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/12/2000

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

n/a - deposit
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Unknown

JP MORGAN CHASE BANK

x
x
x
x
x

7996

JPMC Unknown

UNKNOWN

STERLING EQUITIES
FUNDING CO

n/a - deposit
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

x

JPMC Unknown
Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - wire

JP MORGAN CHASE BANK
x

Key Bank Unknown
MADWAA00352227

Records unavailable
Records unavailable
Records unavailable
Records unavailable
703 Account

JPMC Unknown

JP MORGAN CHASE BANK
x
x
x
x

UNKNOWN UNKNOWN

UNKNOWN IRIS J. KATZ

Records unavailable
Records unavailable
Records unavailable
Records unavailable
JP MORGAN CHASE BANK

44 of 60

STERLING DOUBLEDAY
ENTERPRISES, L.P

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

24385

1KW260

FRED WILPON FAMILY TRUST

273917
273930
25942

1KW362
1KW362
1KW195

26359

1KW052

26370

1KW067

26986

1KW155

274109

1KW407

28373
28379

1KW040
1KW161

DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
JEFFREY S WILPON SPECIAL
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
SAUL B KATZ FAMILY TRUST 2 C/O
STERLING EQUITIES
METS LIMITED PTR
ARTHUR FRIEDMAN ET AL TIC

28623

1KW259

STERLING JET II LTD

28753

1KW156

STERLING 15C LLC

28791

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

28801

1KW161

29467

1KW001

30609

1KW314

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

CW

Deposit or
Withdrawal

Check or
Wire

9/1/2000

(41,667.00)

CHECK

Withdrawal

Check

5/3/2002
5/3/2002
8/3/1998

Reconciled to BLMIS
Bank Records

Yes
Yes
Yes
Records unavailable

703 Account
703 Account
Records unavailable

n/a - deposit
n/a - deposit
Records unavailable

x

Records unavailable

Records unavailable

x

(377,815.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable
Records unavailable
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

Records unavailable

x

Records unavailable

x

4,967,000.00 JRNL CHECK WIRE

Deposit

Wire

Yes

CW
CW

CHECK WIRE
CHECK

Withdrawal
Withdrawal

Wire
Check

Records unavailable
Records unavailable

5/1/2001

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124834

MADWAA00147565

509 Account

122567

MADWAA00146132

BOB MICK FAMILY
UNKNOWN PARTNERS/STERLING
EQUITIES FUNDING CO
STERLING EQUITIES
UNKNOWN
FUNDING CO

CW

CHECK

Withdrawal

Check

Yes

509 Account

122569

MADWAA00146136

JPMC Unknown

BON MICK FAMILY PARTNERS L P

1/2/2001

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

121487

MADWAA00150343

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

Withdrawal

Check

Records unavailable

CHECK

Withdrawal

Wire

Yes

CHECK

Withdrawal

Check

Records unavailable

36251

1KW242

SAUL B KATZ FAMILY TRUST

10/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

37232

1KW242

SAUL B KATZ FAMILY TRUST

10/3/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

37744

1KW227

NATALIE KATZ

4/6/2001

(12,500.00)

CW

CHECK

Withdrawal

Check

Yes

38038
274945
40422
41021
41483

1KW117
1KW242
1KW121
1KW040
1KW154

4/1/1996
6/22/2001
1/2/1996
4/29/1996
9/18/1997

(12,000.00)
50,000.00
(2,000.00)
(3,000,000.00)
(140,625.00)

CW
CA
CW
CW
CW

CHECK
CHECK
CHECK
CHECK WIRE
CHECK

Withdrawal
Deposit
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Wire
Check

Records unavailable
Yes
Records unavailable
Records unavailable
Records unavailable

41495

1KW084

ROBIN WILPON WACHTLER
SAUL B KATZ FAMILY TRUS
MICHAEL KATZ & SAUL B KATZ TI
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITE
COLLEGE PLACE ENTERPRISES PROFIT
SHARING

Records unavailable

9/3/1997

Yes

(6,293.45)

CW

CHECK

Withdrawal

Check

41663

1KW227

NATALIE KATZ

4/27/2001

(6,600.00)

CW

CHECK

Withdrawal

Check

Yes

41893
42034

1KW019
1KW175

MICHAEL KATZ
STERLING PATHOGENESIS CO

9/14/1998
6/29/1998

(47,000.00)
(500,000.00)

CW
CW

CHECK
CHECK WIRE

Withdrawal
Withdrawal

Check
Wire

Records unavailable
Records unavailable

44061

1KW242

SAUL B KATZ FAMILY TRUST

5/1/2006

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

1KW195

(26,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

1KW155

4/1/1998

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

1KW396

JEFFREY S WILPON SPECIAL
JUDITH A WILPON C/O STERLING
EQUITIES
DEYVA ARTHUR

9/15/1998

46238
275301

12/5/2006

10,000.00

CA

CHECK

Deposit

Check

Yes

47259

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/10/2001

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

48617
49054
49073
49080
49084

1KW175
1KW161
1KW175
1KW019
1KW098

8/1/1997
9/2/1997
9/2/1997
4/16/1998
10/21/1996

(70,000.00)
(66,000.00)
(100,000.00)
(155,700.00)
(700,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK WIRE

Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Check
Wire

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

49095

1KW011

(108,000.00)

49110

1KW117

49114

1KW155

49457

1KW067

49466

1KW012

49479

1KW175

51082

1KW348

157 J.E.S LLC

276303

1KW024

SAUL B KATZ

51573

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
L THOMAS OSTERMAN
SAUL B KATZ
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
TODD KATZ MICHAEL KATZ AS
CUSTODIAN

1KW257

STERLING JET LTD

55078

1KW252

56148

1KW019

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
MICHAEL KATZ

276684

1KW260

FRED WILPON FAMILY TRUST

56186

1KW076

58201
58963

1KW098
1KW156

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
FRED WILPON ET AL TIC
STERLING 15C LLC

61605

1KW242

SAUL B KATZ FAMILY TRUST

62165

1KW081

62314

1KW161

63964

1KW120

67266

1KW210

277188

1KW155

RICHARD A WILPON & DEBRA WILPON
J/T WROS
ARTHUR FRIEDMAN ET AL TIC
JUDITH A WILPON C/O STERLING
EQUITIES
METS LIMITED PTR
CHARLES STERLING LLC
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
SAUL B KATZ DP
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
JUDITH A WILPON C/O STERLING
EQUITIES

277198

1KW257

STERLING JET LTD

1KW155

JPMC Unknown

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

(66,000.00)

CHECK WIRE

1KW052

JP MORGAN CHASE
BANK

2/1/2001

CW

1KW040
1KW341

CHASE MANHATTAN
BANK

ARTHUR FRIEDMAN ET AL TIC

CW

62370

UNKNOWN UNKNOWN

JPMC Unknown

Records unavailable

CW

62711

JP MORGAN CHASE
BANK

Yes

Check

(35,000.00)

62692
276986

CHASE MANHATTAN
BANK

Check

Withdrawal

(15,200.00)

55066

UNKNOWN STERLING JET II LTD

Withdrawal

CHECK

(3,000,000.00)

1KW076

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

CHECK

5/1/2003

9/5/1997

JPMC Unknown

Records unavailable

509 Account

144298

JPMSAF0014237

MADWAA00317031

Records unavailable
703 Account

Records unavailable
n/a - wire

7136

Records unavailable

509 Account

157456

JPMSAF0027375

JPMSAF0027376

MADWAA00338579

509 Account

168061

JPMSAF0038635

JPMSAF0038636

MADWAA00168113

509 Account

124470

MADWAA00132379

671

JPMC Unknown

12028

1156

6300

x
x

Records unavailable
124775

MADWAA00147453

Records unavailable
Records unavailable
174490

JPMSAF0045784

703 Account

554

JPMSAI0010510

703 Account

x
x
x

JPMSAF0045785

MADWAA00367650

n/a - wire

2604

17010

13138

UNKNOWN UNKNOWN

JP MORGAN CHASE
BANK

UNKNOWN NATALIE KATZ

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

UNKNOWN

SAUL B. KATZ, FAMILY
TRUST

JP MORGAN CHASE
BANK

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

BANK OF AMERICA,
N.A.

UNKNOWN 157 J.E.S LLC

JP MORGAN CHASE
BANK

UNKNOWN

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

UNKNOWN

UNKNOWN UNKNOWN

JP MORGAN CHASE
BANK

RICHARD WILPON
UNKNOWN MICHAEL KATZ
IRIS KATZ TTEES

CAPITAL ONE, N.A.

UNKNOWN ROBIN WACHTLER

JP MORGAN CHASE
BANK

UNKNOWN

UNKNOWN

UNKNOWN UNKNOWN

BANK OF AMERICA,
N.A.

UNKNOWN

x

Records unavailable

x

Records unavailable

n/a - deposit

n/a - deposit

JPMC Unknown

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

UNKNOWN UNKNOWN

Records unavailable

Records unavailable
40313

STERLING DOUBLEDAY
ENTERPRISES, L.P

UNKNOWN KATZ FAMILY TRUST

CHASE MANHATTAN
BANK
Records unavailable
Records unavailable

Records unavailable

Records unavailable

UNKNOWN

x

JPMC Unknown

Records unavailable

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
Records unavailable
n/a - deposit
Records unavailable
Records unavailable
Records unavailable

x
x

JPMC Unknown

Records unavailable
Records unavailable
509 Account

x

JPMC Unknown

JPMSAI0000568

JP MORGAN CHASE
BANK

Records unavailable
JP MORGAN CHASE BANK

Records unavailable
n/a - deposit
Records unavailable
Records unavailable
Records unavailable

UNKNOWN STERLING 15C LLC

Records unavailable
JP MORGAN CHASE BANK

x

JPMC Unknown

Records unavailable
509 Account

x

JPMC Unknown

Records unavailable

Records unavailable
703 Account
Records unavailable
Records unavailable
Records unavailable

n/a - deposit
n/a - deposit
Records unavailable

n/a - deposit

JPMC Unknown

CW

1/2/1997

1KW110

n/a - deposit
Records unavailable
Records unavailable

CW

7/3/2000

54478

26683

(47,500.00)

4/16/1998

54971

n/a - wire

(370,000.00)

STERLING PATHOGENESIS CO

1KW004

703 Account
Records unavailable
Records unavailable

2/1/2001

STERLING PATHOGENESIS CO
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
MICHAEL KATZ
FRED WILPON ET AL TIC
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
ROBIN WILPON WACHTLER
JUDITH A WILPON C/O STERLING
EQUITIES
FRED WILPON
DAVID KATZ NATALIE AND HEATHER
KATZ TIC
STERLING PATHOGENESIS CO

WILPON FAMILY TRUST,
RICHARD WILPON,
UNKNOWN
MICHAEL KATZ, IRIS
KATZ TTEES

Records unavailable

x
x

Potential Bank Account
Holder(s) [2]

Records unavailable

4/1/1997

(4,000,000.00)
(66,000.00)

8456
8457

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Records unavailable

12/22/1997

3/3/2004

1437
1437

JP MORGAN CHASE
BANK

Records unavailable

10/1/1996
10/1/1996

16530
16530

Current Banking
Institution(s)

Check

1730
1465

JPMSAI0002562
JPMSAI0002564

Original Banking
Institution(s)

CHASE MANHATTAN
BANK

JPMC Unknown

8/11/1998

STERLING THIRTY VENTURE LLC B

Info Not
Availble

Check
Check
Check

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

276641

MADWAA00244237

Receiving Bank
Account - Standardized

Withdrawal

METS LIMITED PTR #2 ATTN LEN LABITA

1KW004

703 Detail 703 Multiple
ID
ID

Deposit
Deposit
Withdrawal

1KW175

1KW052

703 ID 2

CHECK

1KW004

1KW044
1KW024

703 / BT ID 1

CW

1KW247

54466

Check 4 Bates

(24,800.00)

36060

53627

110876

Check 3 Bates

96,320.00 JRNL CHECK
256,120.00 JRNL CHECK
(10,000.00) CW CHECK

32297

54472
276640

509 Account

Check 2 Bates

12/23/1997

35262

45416

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

JP MORGAN CHASE BANK
x
x
x
x
x

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(12,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/1/1996

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/7/1997

(1,136,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/1/1997

(500,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/1/1997

(70,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

11/7/2002

(95,000.00)

CW

CHECK

Withdrawal

Check

Yes

10/1/1996

509 Account

139449

703 Account

n/a - reconciled
to total deposit

JPMSAF0009284

10/3/2000

140,000.00

CA

CHECK

Deposit

Check

Yes

12/23/1997

(1,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

6/11/1997

(65,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

9/12/1997

(16,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

(50,000.00)
487,500.00

CW
CA

CHECK
CHECK

Withdrawal
Deposit

Check
Check

Records unavailable
Yes

6/1/1999

12,100.00

CA

CHECK

Deposit

Check

Yes

BofA Unknown

Records unavailable

9/26/1997
5/18/2001

MADWAA00128985
8278

Records unavailable
703 Account
JPMSAI0000202
13623
n/a - reconciled
703 Account
to total deposit

950

4834

Records unavailable

n/a - deposit
Records unavailable

Records unavailable

FLEET BANK

Records unavailable

n/a - deposit
x
x

Records unavailable
Records unavailable

Records unavailable

x

Records unavailable

1126

6063

Records unavailable
n/a - deposit

x

11503

Records unavailable
n/a - deposit

2115

271

1533

n/a - deposit

n/a - deposit

9/2/1997

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/8/1998

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

9/15/1999

(280,000.00)

CW

CHECK

Withdrawal

Check

9/29/1999

(25,000.00)

CW

CHECK

Withdrawal

Check

No Check Copy

11/20/1996

(200,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Yes

6/9/1999

509 Account

94944

MADWAA00189985

CHASE MANHATTAN
BANK

JPMC Unknown

n/a

Records unavailable

x

Records unavailable

x

FRED WILPON
JUDITH WILPON

Records unavailable

Records unavailable
n/a - reconciled
703 Account
to total deposit

Records unavailable

1,470,000.00

CA

CHECK

Deposit

Check

Yes

8/1/1997

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

12/12/1996
3/2/1998

(186,100.43)
(150,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

JPMC Unknown

x

JP MORGAN CHASE BANK

174988

n/a - deposit

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

(10,450.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(66,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Withdrawal
Deposit

Wire
Wire

Records unavailable
Yes

Records unavailable
703 Account
n/a - wire

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

9/11/1998

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

12/1/1998

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

4/25/1996

2,500,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

5/17/1999

1,658,791.14 JRNL CHECK

Deposit

Check

Yes
Records unavailable

MADWAA00211090

n/a - deposit

3/2/1998

(46,310.00)

JPMSAF0046327

1601

6/1/2006

12/22/1997

JPMSAF0046326

283

12/23/1997

3/2/1998

509 Account

2259

9/15/1997
8/15/2001

(1,000,000.00) CW CHECK WIRE
2,100,000.00 JRNL CHECK WIRE

509 Account

Records unavailable

703 Account

Records unavailable

x

Records unavailable

Unknown

Records unavailable

Records unavailable
n/a - deposit

x

Records unavailable
MADWAA00379318

Records unavailable

x

Records unavailable

88014

x

Records unavailable
n/a - deposit

12782

x

UNKNOWN

n/a - deposit

n/a - reconciled
to total deposit

1964

252

1469

n/a - deposit

n/a - deposit

n/a - deposit

67663

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

4/1/1998

(8,500.00)

CW

CHECK

Withdrawal

Check

68071

1KW408

FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

8/2/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

69935

1KW110

2/27/1998

(84,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

69948

1KW156

2/2/1998

(150,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Records unavailable
509 Account

Records unavailable
156423

(8,500.00)

CW

CHECK

Withdrawal

74749

1KW367

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING 15C LLC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
SAUL B KATZ
L THOMAS OSTERMAN
DAVID M KATZ
STERLING PATHOGENESIS CO
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

11/1/2004

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

277549

1KW242

SAUL B KATZ FAMILY TRUST

3/12/1999

305,000.00

CA

CHECK

Deposit

Check

Yes

76730
76737

1KW120
1KW161

SAUL B KATZ DP
ARTHUR FRIEDMAN ET AL TIC

11/5/1998
11/2/1998

(25,000.00)
(66,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

277765

1KW263

MARVIN B TEPPER

9/27/2000

1,205,150.00

CA

Check

12/16/2004

JPMSAF0026277

MADWAA00334756

n/a - reconciled
to total deposit
Records unavailable
Records unavailable
n/a - reconciled
703 Account
to total deposit

1KW084

JPMSAF0026276

277326

1KW004

277337
277347
69964
74064

1KW024
1KW044
1KW201
1KW175

74540

1KW076

6/22/2001

25,000.00

CA

CHECK

Deposit

Check

Yes

6/22/2001
6/22/2001
2/2/1998
3/2/1998

256,895.00
70,000.00
(8,000.00)
(100,000.00)

CA
CA
CW
CW

CHECK
CHECK
CHECK
CHECK

Deposit
Deposit
Withdrawal
Withdrawal

Check
Check
Check
Check

Yes
Yes
Records unavailable
Records unavailable

Check

Records unavailable

2/1/1996

CHECK

Deposit

(14,308.06)

CW

CHECK

Withdrawal

Check

Yes

11/3/1997

(8,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

12/23/2005

2,000,000.00

CA

CHECK

Deposit

Check

Yes

Yes

703 Account

JPMSAI0000562

12026

1155

6297

n/a - deposit

JPMSAI0000564
JPMSAI0000565

12028
12028

1156
1156

6303
6301

n/a - deposit
n/a - deposit
Records unavailable
Records unavailable

x
x

n/a - deposit
n/a - deposit
Records unavailable
Records unavailable

Records unavailable

x

Records unavailable

x
x

Records unavailable
Records unavailable

x

CHASE MANHATTAN
BANK
Records unavailable

Records unavailable
158855

JPMSAF0028836

Records unavailable
Records unavailable
8174

941

4775

35970

2372

15594

503

JPMSAI0004239

24655

1828

11593

Records unavailable
703 Account
20936
Records unavailable
Records unavailable

JPMSAI0008670

33866

2269

14965

MADWAA00391048

4/13/1999

(108,000.00)

509 Account

91924

12/21/1998

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

12/22/2000

60,061.00

CA

CHECK

Deposit

Check

Yes

81321
81824
82098
278563
82554

1KW154
1KW175
1KW120
1KW218
1KW201

IRIS J KATZ C/O STERLING EQUITE
STERLING PATHOGENESIS CO
SAUL B KATZ DP
STERLING METS LP C/O SHEA STADIUM
DAVID M KATZ

6/2/1997
5/1/1997
10/22/1997
12/29/2000
1/2/1998

(500,000.00)
(70,000.00)
(25,000.00)
28,718,778.66
(4,650.00)

CW
CW
CW
CA
CW

CHECK
CHECK
CHECK
CHECK WIRE
CHECK

Withdrawal
Withdrawal
Withdrawal
Deposit
Withdrawal

Check
Check
Check
Wire
Check

Records unavailable
Records unavailable
Records unavailable
Yes
Records unavailable

n/a - reconciled
to total deposit
Records unavailable
Records unavailable
Records unavailable
703 Account
n/a - wire
Records unavailable

Withdrawal

Wire

509 Account

JPMSAF0029667

MADWAA00333881

703 Account

Records unavailable

(800,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

(3,075.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

10,000.00

CA

CHECK

Deposit

Check

Yes

7/1/1997
7/15/2005
9/25/1997
4/16/1998

(70,000.00)
800,000.00
(40,000.00)
(48,400.00)

CW
CA
CW
CW

CHECK
CHECK
CHECK
CHECK

Withdrawal
Deposit
Withdrawal
Withdrawal

Check
Check
Check
Check

Records unavailable
Yes
Records unavailable
Records unavailable

CW

CHECK

Withdrawal

Records unavailable

Records unavailable

3/20/1996

10/10/2003

Yes

703 Account

n/a - deposit

n/a - deposit

JPMC Unknown

Records unavailable

12/23/1997

Check

n/a - deposit

n/a - deposit

L THOMAS OSTERMAN

CHECK WIRE

NORTH FORK
BANCORPORATION INC

n/a - deposit

JPMSAI0008248

1KW210

CW

895

JPMSAF0029666

1KW044

1KW175
1KW024
1KW001
1KW044

(63,375.00)

153

6654

1KW223

80042
277966
80633
81151

12/22/1997

n/a - deposit

Capital One Unknown
1225

159661

81228

1KW168
1KW040
1KW109
1KW110

MADWAA00352265

703 Account

278525

79381
79493
79501
277938

CHASE MANHATTAN
BANK

2275

278290

1KW201
1KW367

Records unavailable

703 Account
13748
703 Account
1675
Records unavailable
Records unavailable

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
DAVID M KATZ
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
MARVIN TEPPER & ELISE TEPPER J/T
WROS
METS LIMITED PTR
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING PATHOGENESIS CO
SAUL B KATZ
BON MICK FAMILY PARTNERS L P
L THOMAS OSTERMAN
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
STERLING DOUBLEDAY ENTERPRISES #2
C/O HARRY O'SHAUGHNESSY

78289
79192
276956

x

JPMC Unknown

n/a - deposit
Records unavailable

Records unavailable

x

Records unavailable

Records unavailable
n/a - deposit
Records unavailable
Records unavailable

x
x
x

Records unavailable
n/a - deposit
Records unavailable
Records unavailable

Unknown
221

Records unavailable

x

Records unavailable

9360

x

Records unavailable

703 Account

x

UNKNOWN

n/a - deposit

n/a - deposit
1013

5165

n/a - deposit

n/a - deposit

n/a - deposit

Records unavailable
Records unavailable
Records unavailable
n/a - deposit
Records unavailable

9445
8035

x
x
x
x

83347

1KW175

STERLING PATHOGENESIS CO

9/14/2000

(24,064,511.67)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

1KW067

10,000,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

3305

1KW076

12/1/1995

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

85604
86854

1KW044
1KW197

FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
L THOMAS OSTERMAN
NATALIE KATZ & SAUL B KATZ T/I/

7/8/2005

84087

10/1/1999
12/23/1997

(15,000.00)
(4,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

No Check Copy
Records unavailable

n/a
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

33771

BofA Unknown

Records unavailable
Records unavailable
Records unavailable
n/a - deposit
Records unavailable

277978

JPMSAI0008625

2264

14928

COLLEGE PL
ENTERPRISES

n/a - deposit

FLEET BANK

n/a - deposit

n/a - deposit

45 of 60

STERLING
PATHOGENESIS

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

88428

1KW155

88656

1KW155

88745

1KW156

BLMIS Account Name
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]
Records unavailable

4/7/1997

(420,625.00)

CW

CHECK

Withdrawal

Check

Records unavailable

12/1/2000

(42,000.00)

CW

CHECK

Withdrawal

Check

Yes

STERLING 15C LLC

7/2/2001

(370,000.00)

CW

CHECK

Withdrawal

Check

88785

1KW242

SAUL B KATZ FAMILY TRUST

7/2/2001

(43,500.00)

CW

CHECK

Withdrawal

Check

Yes

88818
90400
94960

1KW121
1KW154
1KW195

4/1/1997
2/3/1997
1/6/1998

(5,000.00)
(42,000.00)
(2,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

94991

1KW059

1/16/1998

99708

1KW211

MICHAEL KATZ & SAUL B KATZ TI
IRIS J KATZ C/O STERLING EQUITE
JEFFREY S WILPON SPECIAL
STERLING THIRD ASSOC C/O MICHAEL
KATZ
STERLING THIRD ASSOC C/O MICHAEL
KATZ
NATALIE KATZ
MICHAEL KATZ & SAUL B KATZ TI
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ
JUDITH A WILPON C/O STERLING
EQUITIES
MARVIN B TEPPER

100927

1KW235

IRIS J KATZ-W STERLING EQUITIES

94997

1KW059

95874
96880

1KW023
1KW121

278938

1KW081

96931

1KW024

97082

1KW155

305730

1KW242

279031

1KW013

DAYLE KATZ

102258

1KW207

SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN

SAUL B KATZ FAMILY TRUST

Yes

Withdrawal

Check

Records unavailable

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Wire
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

8/1/2001

100,000.00

CA

CHECK

Deposit

Check

Yes

2/4/1997

(500,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

1/4/1999

(300,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

8154

JPMSAI0000986

12581

1186

6541

Records unavailable
BT Account

104

UNKNOWN JUDITH A. WILPON

JP MORGAN CHASE
BANK

UNKNOWN

UNKNOWN STERLING 15C LLC
UNKNOWN KATZ FAMILY TRUST

Records unavailable

(150,692.00)

CW

CHECK

Withdrawal

Check

Records unavailable

(29,042.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

113475

MADWAA00140462

3/25/2004

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

152491

JPMSAF0021756

3/18/2008

75,627.00

CA

CHECK

Deposit

Check

Yes

703 Account

1557

(7,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129087

MADWAA00097915

(192,000.00)

509 Account

127795

MADWAA00088585

703 Account

845

CW

CHECK

Withdrawal

Check

CA

CHECK

Deposit

Check

Yes

CW

CHECK

Withdrawal

Check

Records unavailable

Yes

11/1/1996

Check

Records unavailable

2/28/2001

103349

1KW161

(66,000.00)

CW

CHECK

Withdrawal

106522

1KW242

SAUL B KATZ FAMILY TRUST

(741,000.00)

CW

CHECK WIRE

Withdrawal

Wire

106847

1KW314

STERLING THIRTY VENTURE LLC B

4/2/2001

(192,000.00)

CW

CHECK

Withdrawal

Check

Yes

111024
112425

1KW156
1KW154

10/1/1999
9/1/1998

(250,000.00)
(42,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

No Check Copy
Records unavailable

113202

1KW077

11/1/2004

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

Yes

JPMSAF0021757

MADWAA00224325

JPMC Unknown
46969

2912

18944

46969

2912

18945

Records unavailable

n/a - deposit

UNKNOWN IRIS J. KATZ

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

RICHARD WILPON AS
UNKNOWN CUSTODIAN
SCOTT WILPON
STERLING THIRTY
UNKNOWN
VENTURE

123343

Records unavailable

x

Records unavailable

JPMC Unknown

10352
MADWAA00149591

x

JP MORGAN CHASE BANK

x
x

CHASE MANHATTAN
BANK
Records unavailable
Records unavailable

JPMC Unknown
Records unavailable
Records unavailable

158839

JPMSAF0028811

JPMSAF0028812

MADWAA00352235

JPMC Unknown

Records unavailable

UNKNOWN UNKNOWN

n/a - deposit
x

Records unavailable
n/a - wire

509 Account
n/a
Records unavailable

STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
n/a - deposit

CHASE MANHATTAN
BANK

JPMC Unknown

JPMSAI0012758

Records unavailable
CHASE MANHATTAN
BANK

CHASE MANHATTAN
BANK

x

n/a - deposit

Records unavailable

703 Account

509 Account

x

JPMC Unknown

Records unavailable

Records unavailable
JP MORGAN CHASE BANK

JPMC Unknown

JPMSAI0012754

10/25/2001

Records unavailable

n/a - deposit
x

JPMC Unknown

Records unavailable

4/21/1998
12/19/2000

9,424.00

n/a - deposit
Records unavailable

n/a - wire

x

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

Records unavailable
Records unavailable

703 Account

Records unavailable

Bank Account
Number(s)

Records unavailable

Withdrawal
Withdrawal

(42,000.00)

116616

JPMC Unknown

CHECK

11/1/1996

1KW161

JPMC Unknown

Records unavailable
Records unavailable
Records unavailable

CHECK WIRE
CHECK

3/18/2008

116361

MADWAA00102870
MADWAA00102876

Records unavailable
Records unavailable
Records unavailable

CHECK

10/1/2001

1KW247

x
x
x

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
Records unavailable
Records unavailable
Records unavailable

JPMC Unknown

Current Banking
Institution(s)

Potential Bank Account
Holder(s) [2]

Records unavailable

CW

HOWARD S KATZ C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
ARTHUR FRIEDMAN ET AL TIC

34118

125625
125628

x

CW
CW

STERLING THIRTY VENTURE LLC B

1KW155

509 Account
509 Account

Original Banking
Institution(s)

CW

1KW155

1KW209

MADWAA00140948

Info Not
Availble

(1,383.20)

1KW314

1KW024
1KW013

703 Detail 703 Multiple
ID
ID

(166,667.00)
(5,000.00)

1KW424

116345

703 ID 2

(3,616,349.33)

103314

279292

703 / BT ID 1

7/3/1997
4/1/1998

102309

279256
279267

113167

Check 4 Bates

1/16/1998

279053

STERLING 15C LLC
IRIS J KATZ C/O STERLING EQUITE
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
SAUL B KATZ
DAYLE KATZ
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

509 Account

Check 3 Bates

Receiving Bank
Account - Standardized
Records unavailable

Check 2 Bates

Records unavailable

7/3/1997

(325,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

3/28/2005
11/1/2005

75,000.00
496,000.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

20131
1092

JPMSAI0007534
JPMSAI0008008

32232
35283

2195
2342

14482
15411

n/a - deposit
n/a - deposit

3/28/2005

5,808.00

CA

CHECK

Deposit

Check

Yes

703 Account

3972

JPMSAI0007527

32203

2194

14474

n/a - deposit

METS LIMITED PTR #2 ATTN LEN LABITA

2/4/2008

10,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

7/1/1997

(66,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

1KW210

ARTHUR FRIEDMAN ET AL TIC
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

12/24/1998

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88400

240691

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/7/2008

8,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

46444

n/a - deposit

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

3/22/2002

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

15885

n/a - deposit

1KW154
1KW198

(42,000.00)
(200,900.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

1KW004

1/14/1998

(8,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

117563

1KW052

1/14/1998

(74,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

1KW044

5/15/1998

(50,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12/13/2004

(7,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

118257
279578
279617
118267
279653
118312

1KW040
1KW269
1KW024
1KW108
1KW313
1KW211

METS LIMITED PTR
PHYLLIS REBELL OSTERMAN
SAUL B KATZ
GREGORY KATZ
STERLING THIRTY VENTURE LLC T
MARVIN B TEPPER

4/20/1998
12/11/2003
1/7/2004
4/16/1998
1/21/2004
4/16/1998

(2,000,000.00)
30,000.00
557,000.00
(18,500.00)
90.00
(13,700.00)

CW
CA
CA
CW
CA
CW

CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK

Withdrawal
Deposit
Deposit
Withdrawal
Deposit
Withdrawal

Wire
Check
Check
Check
Check
Check

Records unavailable
Yes
Yes
Records unavailable
Yes
Records unavailable

JP MORGAN CHASE
BANK

UNKNOWN STERLING METS, LP

JP MORGAN CHASE
BANK

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

JP MORGAN CHASE
BANK

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

JP MORGAN CHASE
BANK

UNKNOWN

IRIS J. KATZ PAYABLE TO
SAUL B. KATZ

JP MORGAN CHASE
BANK

UNKNOWN FRED WILPON

UNKNOWN

Records unavailable

237172

UNKNOWN UNKNOWN

STERLING THIRTY
VENTURE

Records unavailable

117575

IRIS J KATZ C/O STERLING EQUITE
RED VALLEY PARTNERS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
L THOMAS OSTERMAN

4/1/1997
1/5/1998

117546

UNKNOWN JUDITH A. WILPON

UNKNOWN

n/a - deposit

117352
117520

JP MORGAN CHASE
BANK

n/a - deposit

279381

46388

Records unavailable
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

Records unavailable

703 Account

x

UNKNOWN UNKNOWN

UNKNOWN

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

n/a - deposit

Records unavailable

n/a - wire

Records unavailable
703 Account
109
703 Account
17442
Records unavailable
703 Account
3340
Records unavailable

30557
JPMSAI0004619
JPMSAI0004804

25422
25889

JPMSAI0004950

26062

Records unavailable

Unknown

MADWAA00379022

x
x

UNKNOWN

JPMC Unknown
1874
1894
1906

11927
12089
12221

Records unavailable
n/a - deposit
n/a - deposit
Records unavailable
n/a - deposit
Records unavailable

Records unavailable
Records unavailable
Records unavailable

JP MORGAN CHASE BANK
x

x
x

Records unavailable
n/a - deposit
n/a - deposit
Records unavailable
n/a - deposit
Records unavailable

118943

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/9/2001

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

12273

JPMC Unknown

279743

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/10/2001

4,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

9723

n/a - deposit

118959

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/23/2001

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

12447

JPMC Unknown

119205
119537
121112
121135
122116

1KW040
1KW161
1KW040
1KW154
1KW040

4/15/1996
4/1/1998
6/18/1998
6/1/1998
7/27/1998

(1,000,000.00)
(66,000.00)
(625,156.00)
(292,000.00)
(2,000,000.00)

CW
CW
CW
CW
CW

CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK WIRE

Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Wire
Check
Wire
Check
Wire

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

123685

1KW155

10/24/1997

(136,600.00)

Check

Records unavailable

Records unavailable

123731
124276

1KW175
1KW098

METS LIMITED PTR
ARTHUR FRIEDMAN ET AL TIC
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITE
METS LIMITED PTR
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING PATHOGENESIS CO
FRED WILPON ET AL TIC

10/1/1997
5/3/1996

(100,000.00)
(800,000.00)

CW
CW

CHECK
CHECK WIRE

Withdrawal
Withdrawal

Check
Wire

Records unavailable
Records unavailable

Records unavailable
Records unavailable

124299

1KW154

IRIS J KATZ C/O STERLING EQUITES

1/10/2000

(90,000.00)

CW

CHECK

Withdrawal

Check

Yes

1/29/1998

(20,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

7/5/2000

40,000.00

CA

CHECK

Deposit

Check

Yes

6/12/1998
3/31/1997

(49,000.00)
(47,250.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
n/a - reconciled
703 Account
to total deposit
Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

3/19/1997

(80,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/11/1998

(87,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/31/1998

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

3/2/1998

(13,250.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1/2/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/15/2004

9,924,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

10/1/1998
3/25/1996

(150,000.00)
(114.91)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

(17,187.00)

CW

124941

1KW120

280660

1KW208

125187
126155

1KW019
1KW044

126172

1KW081

129418

1KW155

129501

1KW223

130302

1KW210

130416

1KW154

SAUL B KATZ DP
JESSICA WILPON RICHARD A WILPON AS
CUSTODIAN
MICHAEL KATZ
L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON
J/T WROS
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING DOUBLEDAY ENTERPRISES #2
C/O HARRY O'SHAUGHNESSY
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
IRIS J KATZ C/O STERLING EQUITE

280889

1KW413

CHARLES STERLING SUB LLC (PRIMARY)

131281
131488

1KW156
1KW112

STERLING 15C LLC
MARVIN B TEPPER

131921

1KW067

FRED WILPON

132231

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

132274

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

132727

1KW314

STERLING THIRTY VENTURE LLC B

133852

1KW458

NATALIE KATZ O'BRIEN AND BRENDAN
O'BRIEN JT WROS

1/21/2000

CW

CHECK

Withdrawal

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

509 Account

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - wire

827

4289

29757

CHECK

Withdrawal

Check

Yes

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

3/1/2001

(192,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122942

101373

(180,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

195951

JPMSAF0066797

MADWAA00053173

Records unavailable

285239

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

12/27/2004

(6,000,000.00)

CW

CHECK WIRE

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/5/1999

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

1KW121
1KW201

MICHAEL KATZ & SAUL B KATZ TI
DAVID M KATZ

7/1/1998
4/1/1998

(5,000.00)
(8,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

136358

1KW175

STERLING PATHOGENESIS CO

9/19/2000

(2,797,943.18)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

1KW328

AIR STERLING LLC

3/19/2002

(5.69)

CW

CHECK

Withdrawal

Check

Yes

509 Account

132914

JPMSAF0002594

509 Account

149190

1KW396

DEYVA ARTHUR

11/21/2003

(8,000.00)

CW

CHECK

Withdrawal

Check

Yes

1KW098
1KW067
1KW108
1KW201
1KW201
1KW108
1KW154

FRED WILPON ET AL TIC
FRED WILPON
GREGORY KATZ
DAVID M KATZ
DAVID M KATZ
GREGORY KATZ
IRIS J KATZ C/O STERLING EQUITE
RICHARD A WILPON & DEBRA WILPON
J/T WROS

1/3/1996
12/15/1997
12/23/1997
12/1/1997
12/23/1997
2/27/1998
2/2/1998

(2,000,000.00)
(120,000.00)
(7,000.00)
(8,000.00)
(3,400.00)
(84,000.00)
(250,000.00)

CW
CW
CW
CW
CW
CW
CW

CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Wire
Check
Check
Check
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Check

Records unavailable

140523

1KW081

703 Account

n/a - wire

30772

703 Account

n/a - wire

396

(50,000.00)

CW

CHECK

Withdrawal

7/1/2003

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145216

6/16/2000

67,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

8092

141745

1KW081

12/1/1995

(16,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

282002

1KW076

145540

1KW001

146230

1KW402

STERLING 10 LLC STERLING EQUITIES

146556

1KW195

JEFFREY S WILPON SPECIAL

1KW156

145079

1KW081

146768

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

950,000.00

CA

CHECK

Deposit

Check

Records unavailable

JPMSAF0015188

6943

CW

CHECK

Withdrawal

Check

Records unavailable

CW

CHECK

Withdrawal

Check

Yes

(100,000.00)
(75,000.00)
(5,000.00)
2,000,000.00

CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK WIRE

Withdrawal
Withdrawal
Withdrawal
Deposit

Check
Check
Check
Wire

Records unavailable
Records unavailable
Records unavailable
Records unavailable

9/12/1997

Check

Records unavailable

(15,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

CW

CW

CHECK

CHECK

Withdrawal

Withdrawal

Check

Yes

4/1/1998

(10,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable
Yes

509 Account

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

JP MORGAN CHASE
BANK

STERLING 10 LLC /
UNKNOWN STERLING EQUITIES
FUNDING CO

x
x
x
x
x
x
x

4175

x

CHASE MANHATTAN
BANK

x

x
x
x
x
x

Records unavailable
CHASE MANHATTAN
BANK
Records unavailable
Records unavailable
Records unavailable
n/a - deposit

n/a - deposit

Records unavailable

JPMSAF0028837

JPMSAF0028838

MADWAA00352267

x
x

JPMC Unknown

Records unavailable

Records unavailable

UNKNOWN

x

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
UNKNOWN ROBIN WILPON
WACHTLER

CITIBANK

CITIBANK

UNKNOWN UNKNOWN

CW

CHECK WIRE

Withdrawal

Wire

MARVIN B TEPPER

9/4/2007

(40,000.00)

CW

CHECK

Withdrawal

Check

Yes

FRED WILPON ET AL TIC

7/1/1996

(2,200,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

150807

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

5/1/2008

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

196262

JPMSAF0067104

MADWAA00293038

JPMC Unknown

150969

1KW458

NATALIE KATZ O'BRIEN AND BRENDAN
O'BRIEN JT WROS

1/14/2008

(11,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193290

JPMSAF0064247

MADWAA00290375

Citi Unknown

282950

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

10/16/2001

6,000,000.00

CA

CHECK WIRE

703 Account

n/a - wire

151344

1KW175

STERLING PATHOGENESIS CO

11/2/1998

(130,000.00)

CW

CHECK

Yes
Records unavailable

13431

x

(3,000,000.00)

1KW263

Wire

188537

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
Records unavailable

1KW098

Check

n/a - wire

JPMC Unknown
Records unavailable

703 Account
509 Account

Records unavailable

147788

Deposit

JPMSAF0059603

MADWAA00276130

Records unavailable

Records unavailable

Records unavailable
Records unavailable
JP MORGAN CHASE BANK

x

148149

Withdrawal

UNKNOWN UNKNOWN

Records unavailable

Records unavailable
158856

UNKNOWN AIR STERLING LLC

n/a - deposit

JPMC Unknown

MADWAA00332115

STERLING
PATHOGENESIS

Records unavailable

x

n/a - deposit

n/a - deposit

JPMSAF0023976

Records unavailable

(30,000.00)

UNKNOWN

CHASE MANHATTAN
BANK
KEY BANK NATIONAL
ASSOCIATION
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
n/a - deposit

JPMSAF0023975

Records unavailable

4/14/1998

BANK OF AMERICA,
N.A.
JP MORGAN CHASE
BANK
KEY BANK NATIONAL
ASSOCIATION

FLEET BANK

Records unavailable
154566

Records unavailable
Records unavailable
Records unavailable
Records unavailable

11/1/2004

10/1/2001

(12,100.00)

509 Account

UNKNOWN STERLING METS, L.P.

Records unavailable

Records unavailable

(300,000.00)

1/2/1998
10/29/1997
1/2/1998
1/3/1997

801

STERLING DOUBLEDAY
ENTERPRISES, L.P
STERLING THIRTY
VENTURE

Records unavailable
Records unavailable

JPMC Unknown

MADWAA00309081

Records unavailable

(150,000.00)

6/1/2004

JP MORGAN CHASE
BANK

UNKNOWN

n/a - deposit

Key Bank Unknown

Records unavailable

8/27/1998

JP MORGAN CHASE BANK

x
x

BofA Unknown

Records unavailable

5/27/1998

UNKNOWN UNKNOWN

JPMC Unknown

MADWAA00077137

n/a - reconciled
to total deposit

1KW175
1KW024
1KW121
1KW040

CITIBANK

Records unavailable

5/15/1997

SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST

1KW407

CITIBANK

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

1KW242

142981

CHASE MANHATTAN
BANK

n/a - deposit

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

1KW260

144747
144781
144829
282741

Records unavailable
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

Records unavailable
Records unavailable

141700

144718

Records unavailable
Records unavailable
CHASE MANHATTAN
BANK

JP MORGAN CHASE BANK

JPMC Unknown

Records unavailable
Records unavailable

281917

RICHARD A WILPON & DEBRA WILPON
J/T WROS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST 2 C/O
STERLING EQUITIES
STERLING PATHOGENESIS CO
SAUL B KATZ
MICHAEL KATZ & SAUL B KATZ TI
METS LIMITED PTR
RICHARD A WILPON & DEBRA WILPON
J/T WROS
BON MICK FAMILY PARTNERS L P

x

Citi Unknown

MADWAA00222579

138378

n/a - deposit
x
x

JPMC Unknown
MADWAA00297921

n/a - wire

137478

Records unavailable

JPMC Unknown

8563

134360
134432

n/a - deposit

JPMC Unknown

Records unavailable

281534

x

n/a - deposit

n/a - deposit

MADWAA00143672

4/14/2008

139065
139592
139610
139625
139634
139681
139688

Records unavailable
Records unavailable
Records unavailable
CHASE MANHATTAN
BANK
Records unavailable

Records unavailable
Records unavailable

(3,000,000.00)

Yes

x

Records unavailable

1/13/1998

Wire

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

x
x

JPMC Unknown

7153

10/25/2000

Withdrawal

x
x
x
x
x

Records unavailable

MADWAA00052915

Records unavailable
Records unavailable
509 Account

n/a - deposit
JP MORGAN CHASE BANK

Records unavailable
Records unavailable
101229

703 Account

JP MORGAN CHASE BANK

13635

JPMC Unknown

n/a - deposit
Records unavailable

n/a - deposit
x

Records unavailable

46 of 60

STERLING DOUBLEDAY
ENTERPRISES, L.P

UNKNOWN UNKNOWN

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

282961

1KW345

152490

1KW040

282973

1KW345

BLMIS Account Name

152495

1KW081

GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
METS LIMITED PTR
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
RICHARD A WILPON & DEBRA WILPON
J/T WROS

154335

1KW242

SAUL B KATZ FAMILY TRUST

154478

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

154484

1KW242

SAUL B KATZ FAMILY TRUST

154847

1KW247

155155
155703
230103

Transaction
Date Per
Customer
Statement
10/2/2001
10/16/1997
10/2/2001

Amount per
Customer
Statement

Tran
Transaction Description
Type

80,000.00 JRNL CHECK
(1,000,000.00)

CW

CHECK WIRE

70,000.00 JRNL CHECK

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

Deposit

Check

Yes

Withdrawal

Wire

Records unavailable

Check

Yes

10/10/1997

(7,100.00)

CW

CHECK

Withdrawal

Check

Records unavailable

8/1/2006

(100,000.00)

CW

CHECK

Withdrawal

Deposit

Check

Yes

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

n/a - reconciled
to total deposit
Records unavailable
n/a - reconciled
703 Account
to total deposit
703 Account

Check 4 Bates

703 / BT ID 1

13446

703 ID 2

703 Detail 703 Multiple
ID
ID
1230

6841

13446

1230

6840

Original Banking
Institution(s)

JPMSAF0048314

x

(6,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167316

JPMSAF0037848

MADWAA00164424

9/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167101

JPMSAF0037641

MADWAA00163462

n/a - deposit

METS LIMITED PTR #2 ATTN LEN LABITA

8/13/2001

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

9/14/2005

(64,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

167310

JPMSAF0037841

JPMSAF0037842

1KW242

SAUL B KATZ FAMILY TRUST

11/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

169014

JPMSAF0039714

JPMSAF0039715

CHECK WIRE

703 Account

n/a - wire

Records unavailable

MADWAA00354899

UNKNOWN UNKNOWN
UNKNOWN RICHARD A. WILPON

UNKNOWN

UNKNOWN

UNKNOWN UNKNOWN

JP MORGAN CHASE BANK

x

JPMC Unknown

JP MORGAN CHASE
BANK

UNKNOWN KATZ FAMILY TRUST

JP MORGAN CHASE
BANK

UNKNOWN

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

UNKNOWN RICHARD A. WILPON

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

3/4/2008

5,000,000.00

CA

Wire

Yes

155852

1KW044

(353,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

1KW076

6/22/2001

30,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

6362

JPMSAI0000567

12028

1156

6299

n/a - deposit

283599

1KW081

6/27/2001

95,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

8067

JPMSAI0000603

12080

1159

6328

n/a - deposit

155862

1KW004

6/11/1997

(29,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

156242

1KW076

7/8/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

No Check Copy

283655
157194
158443

1KW391
1KW044
1KW175

L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
KATZ 2002 DESCENDANTS TRUST
L THOMAS OSTERMAN
STERLING PATHOGENESIS CO

6/11/1997

283596

108,000.00 JRNL CHECK
(41,000.00) CW CHECK
(200,000.00) CW CHECK

Deposit
Withdrawal
Withdrawal

Check
Check
Check

Yes
Records unavailable
Records unavailable

158686

1KW260

FRED WILPON FAMILY TRUST

1/21/2000

(670,313.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

9/14/1998

(82,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

(13,250.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

Records unavailable

1KW052
1KW210

283798

1KW236

IRIS J KATZ-K STERLING EQUITIES

n/a - deposit

UNKNOWN KATZ FAMILY TRUST

Records unavailable

9/1/1998

160266
160280

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

8/21/2003
10/14/1998
10/15/1998

46770

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE BANK

JPMC Unknown
Unknown

JP MORGAN CHASE BANK
CHASE MANHATTAN
BANK

JPMC Unknown
12771

Potential Bank Account
Holder(s) [2]

n/a - deposit
x
x

JPMC Unknown
MADWAA00164058

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Records unavailable

JPMC Unknown

MADWAA00210187

Current Banking
Institution(s)

n/a - deposit

Records unavailable
177007

9/14/2005

Deposit

Info Not
Availble

n/a - deposit
Records unavailable

Records unavailable
509 Account

Receiving Bank
Account - Standardized

Records unavailable

Records unavailable

n/a - deposit
x

Records unavailable
n/a - deposit
n/a - deposit

Records unavailable

Records unavailable

x

Records unavailable

n/a

Records unavailable

x

Records unavailable

n/a - deposit
Records unavailable
Records unavailable

x
x

703 Account
Records unavailable
Records unavailable
703 Account

JPMSAI0003958

23887

1794

11349

5012

n/a - reconciled
to total deposit

JPMC Unknown

4/9/2001

250,000.00

CA

CHECK

Deposit

Check

Yes

1KW234

JUDITH A WILPON-T STERLING EQUITIES

9/4/1998

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

1KW207

4/30/2001

20,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

161438

1KW081

SCOTT WILPON RICHARD A WILPON AS
CUSTODIAN
RICHARD A WILPON & DEBRA WILPON
J/T WROS

9/20/1999

(113,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94982

MADWAA00190053

162146

1KW293

LEONARD J SCHRIER TR

10/24/2000

(534,496.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

112612

MADWAA00259765

162930

1KW081

12/19/1996

(130,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

162964
163255
163264
284108
163267
164121

1KW161
1KW040
1KW154
1KW108
1KW161
1KW195

RICHARD A WILPON & DEBRA WILPON
J/T WROS
ARTHUR FRIEDMAN ET AL TIC
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITE
GREGORY KATZ
ARTHUR FRIEDMAN ET AL TIC
JEFFREY S WILPON SPECIAL

12/2/1996
3/5/1997
3/25/1997
7/13/2004
3/3/1997
9/4/1997

(66,000.00)
(1,000,000.00)
(307,125.00)
25,450.00
(66,000.00)
(8,000.00)

CW
CW
CW
CA
CW
CW

CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal
Deposit
Withdrawal
Withdrawal

Check
Wire
Wire
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Yes
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
703 Account
Records unavailable
Records unavailable

x
x
x

266

JPMSAI0005982

Records unavailable
Records unavailable
Records unavailable
n/a - deposit
Records unavailable
Records unavailable

164651

1KW156

STERLING 15C LLC

11/1/2004

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158845

JPMSAF0028819

JPMSAF0028820

MADWAA00352245

JPMC Unknown

Records unavailable
Records unavailable
Records unavailable
n/a - deposit
Records unavailable
Records unavailable
CHASE MANHATTAN
BANK

UNKNOWN STERLING 15C LLC

164672

1KW347

FS COMPANY LLC

11/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158853

JPMSAF0028832

JPMSAF0028833

MADWAA00352261

JPMC Unknown

JP MORGAN CHASE BANK

UNKNOWN FS COMPANY

164674

1KW358

STERLING 20 LLC

11/1/2004

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158854

JPMSAF0028834

JPMSAF0028835

MADWAA00352263

JPMC Unknown

165518

1KW044

6/12/1998

(33,300.00)

CW

CHECK

Withdrawal

Check

Records unavailable

165552

1KW155

12/1/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

165649
284441

1KW154
1KW044

12/2/1996
4/17/2002

(42,000.00)
30,000.00

CW
CA

CHECK
CHECK

Withdrawal
Deposit

Check
Check

Records unavailable
Yes

Records unavailable
703 Account

Records unavailable
n/a - deposit

x

Records unavailable
n/a - deposit

Records unavailable

Records unavailable

x

Records unavailable

x
x

Records unavailable
Records unavailable

x

Records unavailable

166906

1KW076

(8,500.00)

CW

CHECK

Withdrawal

Check

1KW121

MICHAEL KATZ & SAUL B KATZ TIC

9/15/1999

10,000.00

CA

CHECK 9/14/99

Deposit

Check

Yes

284571

1KW156

STERLING 15C LLC

8/21/1996

2,810,663.95

CA

CHECK

Deposit

Check

Records unavailable

284572

1KW108

GREGORY KATZ

9/1/1999

20,000.00

CA

CHECK

Deposit

Check

Yes

166921
168269

1KW098
1KW195

6/10/1996
11/2/1998

(400,000.00)
(10,000.00)

CW
CW

CHECK WIRE
CHECK

Withdrawal
Withdrawal

Wire
Check

Records unavailable
Records unavailable

284622

1KW209

6/3/1996

3743

28542

7/1/1998

(13,250.00)

CW

CHECK

Check

Records unavailable

METS LIMITED PTR #2 ATTN LEN LABITA

10/10/2008

10,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

JPMSAI0002410

STERLING 15C LLC

11/1/2001

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

129987

169731

1KW040

4/22/1996

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

284877

1KW110

8/17/2004

63,000.00

CA

CHECK

Deposit

Check

Yes

Deposit

Check

Yes

CHECK

Withdrawal

Check

Records unavailable

CA

CHECK

Deposit

Check

Yes

2/1/2000

Records unavailable
Records unavailable
n/a - deposit
Records unavailable

n/a - deposit
CHASE MANHATTAN
BANK

Yes
Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Records unavailable

Records unavailable

x

Withdrawal

Records unavailable

Records unavailable

x

JP MORGAN CHASE
BANK

STERLING EQUITIES
UNKNOWN FUNDING CO/STERLING
15C LLC

JP MORGAN CHASE
BANK

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

JP MORGAN CHASE
BANK

UNKNOWN

STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK

UNKNOWN

STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK

UNKNOWN NATALIE KATZ

JP MORGAN CHASE
BANK

IRIS & SAUL FAMILY FDN
UNKNOWN STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

Records unavailable

x

UNKNOWN JEFFREY S WILPON

Records unavailable

Records unavailable

(8,500.00)

CW

50080

n/a - deposit

MADWAA00098087

Records unavailable
703 Account

Records unavailable
508

n/a - deposit
CHASE MANHATTAN
BANK

JPMC Unknown

JPMSAI0006228

28999

2045

13342

n/a - deposit

Withdrawal

Check

Records unavailable

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

8/9/1999

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

6/29/1998

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

90,000.00

CA

CHECK

Deposit

Check

Yes

6/12/1998

(3,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

7/1/1998

(15,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

1/2/1997

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

1/21/2000

(670,313.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

1KW109
1KW076
1KW076

173934

1KW242

SAUL B KATZ FAMILY TRUST

285222

1KW220

174372

1KW155

285391

1KW209

285397
285405

1KW014
1KW044

285410

1KW076

285418

1KW081

L THOMAS OSTERMAN ET AL SEF TIC
JUDITH A WILPON C/O STERLING
EQUITIES
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
IRIS J KATZ C/O STERLING EQUITIE
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS

1/12/2004

100,000.00

175316

1KW227

NATALIE KATZ

2/26/2001

(30,000.00)

175906
176561
176606
176622

1KW040
1KW175
1KW154
1KW156

6/17/1996
9/28/1998
1/20/1998
1/2/1998

(1,000,000.00)
(1,030,000.00)
(250,000.00)
(150,000.00)

CW
CW
CW
CW

285609

1KW252

5/6/1998
2/15/2000

2979

703 Account

x
x

JPMC Unknown
Records unavailable

7029

813

4225

n/a - deposit

n/a - wire

5011

n/a - wire

5345

Records unavailable
n/a - deposit

JPMC Unknown

JPMC Unknown

Records unavailable
Records unavailable
Records unavailable
JP MORGAN CHASE BANK

Records unavailable

Wire

Yes

CHECK

Deposit

Check

Yes

703 Account

377

JPMSAI0011287

42464

2701

17687

n/a - deposit

n/a - deposit

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

17616
1846

JPMSAI0004802
JPMSAI0004817

25889
25908

1894
1895

12090
12102

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

Deposit

Check

Yes

703 Account

7909

JPMSAI0004827

25930

1896

12111

Deposit

Check

Yes

703 Account

2831

JPMSAI0004857

25944

1897

12121

Withdrawal

Check

Yes

509 Account

122843

Withdrawal
Withdrawal
Withdrawal
Withdrawal

Wire
Wire
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Deposit

Check

CHECK WIRE

24,000.00

CA

1/7/2004
1/8/2004

215,000.00
45,000.00

CA
CA
CA

CHECK

CA

CHECK

CW

CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK

Yes

703 Account

n/a - deposit

MADWAA00143494

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

Records unavailable
Records unavailable
Records unavailable
Records unavailable

CHASE MANHATTAN
BANK
Records unavailable
Records unavailable
Records unavailable
Records unavailable

400,000.00

3/22/1996

(1,200,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

3/1/1996

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

33866

n/a - deposit

4,000.00

CA

CHECK

Deposit

Check

Yes

8253

n/a - deposit

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CW
CW
CA
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK

Withdrawal
Withdrawal
Deposit
Withdrawal
Withdrawal
Deposit

Check
Check
Check
Check
Wire
Check

Records unavailable
Records unavailable
Yes
Records unavailable
Records unavailable
Yes

Records unavailable
Records unavailable
703 Account
Records unavailable
Records unavailable
703 Account

Records unavailable
Records unavailable
n/a - deposit
Records unavailable
Records unavailable
n/a - deposit

x
x

Records unavailable
Records unavailable
n/a - deposit
Records unavailable
Records unavailable
n/a - deposit

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

6/25/2003

(371,276.38)

CW

CHECK

Withdrawal

Check

Yes

1KW322

MARVIN B TEPPER DEFINED BENEFIT
PLAN

5/17/2002

24,986.00

CA

CHECK

Deposit

Check

Yes

1KW287

STERLING HERITAGE LLC
ARTHUR FRIEDMAN ET AL TIC
IRIS J KATZ C/O STERLING EQUITES

182423

1KW242

SAUL B KATZ FAMILY TRUST

182461

1KW242

SAUL B KATZ FAMILY TRUST

184011

1KW083

286943

1KW024

286956

1KW011

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
SAUL B KATZ
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES

185110

1KW300

STERLING EQUITIES

285448

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

185495

1KW195

JEFFREY S WILPON SPECIAL

6/26/2003

(24,324.44)

CW

CHECK

Withdrawal

1414

n/a - deposit

(8,500.00)

1KW161

16116

14966

(10,000.00)
(100,000.00)
275,000.00
(66,000.00)
(5,500,000.00)
11,415.39

1KW154

JPMSAI0002325

2269

5/1/1998
8/3/1998
4/1/2002
8/1/1997
5/10/1996
2/12/2007

182271

708

JPMSAI0008671

5/1/1998

182313

703 Account

20937

x
x
x
x

JPMC Unknown

Records unavailable
Records unavailable
Records unavailable
Records unavailable
703 Account

n/a - deposit
JP MORGAN CHASE BANK

7/15/2005

4/5/2002

CHECK

Records unavailable

Records unavailable
Records unavailable
JP MORGAN CHASE BANK

x

Check

5/1/2007

CA

n/a - wire

Records unavailable
n/a - reconciled
703 Account
to total deposit

Deposit

CW

200,000.00

Records unavailable
Records unavailable

Records unavailable
703 Account

Withdrawal

302,920.37 JRNL CHECK
(500,000.00)

1/9/2004

Records unavailable

n/a - deposit

11/3/1997

172126

CHECK

JPMC Unknown

JP MORGAN CHASE
BANK

Records unavailable

Wire

4/1/1996

MADWAA00049474

n/a - deposit

n/a - deposit

Check

172952

181492

13910

Check

172411

181474

13970

2125

Withdrawal

6/26/2000

286199

2132

30660

Withdrawal

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

1KW076

101526

30804

Withdrawal

FRED WILPON FAMILY TRUST

1KW195
1KW175
1KW260
1KW161
1KW040
1KW108

509 Account

JPMSAI0006956

CHECK WIRE

1KW260

1KW109

JPMSAI0006885

n/a - deposit

CHECK

285052

178299

JPMSAI0006945

923

Records unavailable

UNKNOWN STERLING 20 LLC

n/a - deposit

CHECK

METS LIMITED PTR

178306
178819
285890
178936
180827
286008

19572

703 Account

UNKNOWN LEONARD J SCHRIER

n/a - deposit

n/a - deposit

CW

STERLING METS LP C/O SHEA STADIUM

285846

n/a - deposit
n/a - deposit

CW

1KW040

1KW040

2195

CW

1KW154

1KW076

402

(13,250.00)

1KW218

177697

2270

3224

(15,000.00)

172120

177703

8327

418

x

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
Records unavailable

(2,000,000.00)

171743

METS LIMITED PTR
STERLING PATHOGENESIS CO
IRIS J KATZ C/O STERLING EQUITE
STERLING 15C LLC
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON SPECIAL
STERLING PATHOGENESIS CO
FRED WILPON FAMILY TRUST
ARTHUR FRIEDMAN ET AL TIC
METS LIMITED PTR
GREGORY KATZ

1422

3376

x
x

5/1/1998

172099

1KW076

703 Account

CHASE MANHATTAN
BANK

6/22/1998

METS LIMITED PTR
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITE

169742

13130

16285

n/a - wire

1KW156

1KW040

CHECK

CW

200,000.00

2019

Records unavailable

1KW210

1KW210

169104

CA

(34,000.00)

Records unavailable
n/a - deposit

JPMC Unknown

n/a - reconciled
703 Account
to total deposit
Records unavailable
n/a - reconciled
703 Account
to total deposit
Records unavailable
Records unavailable

1KW247

1KW076

168909

18,164.89

6/19/1997
12/20/2004

n/a - deposit
x

n/a - deposit

Records unavailable

169579

168503

12/29/2004

n/a - deposit

JPMC Unknown

Records unavailable

169445

1KW086
1KW260

5915

Records unavailable

229353

168385

5742

1110

Records unavailable

FRED WILPON ET AL TIC
JEFFREY S WILPON SPECIAL
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
JUDY WILPON & FRED WILPON FAM FDN
INC
FRED WILPON FAMILY TRUST
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
METS LIMITED PTR
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

284634

1091

11201

STERLING EQUITIES
FUNDING CO

160691

284539

10906

n/a - deposit
Records unavailable
Records unavailable
JP MORGAN CHASE BANK

283813

L THOMAS OSTERMAN
JUDITH A WILPON C/O STERLING
EQUITIES
IRIS J KATZ C/O STERLING EQUITE
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

703 Account

93

n/a - wire

649

JPMSAI0002282

15995

1410

8211

492

JPMSAI0010920

41338

2652

17375

509 Account

145102

JPMSAF0015080

703 Account

95

JPMSAI0002663

16715

1448

8545

509 Account

MADWAA00322020

Check

Yes

145155

JPMSAF0015129

1/2/1997

(66,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

12/13/1999

(107,500.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97095

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144295

JPMSAF0014232

MADWAA00317025

3/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161855

JPMSAF0032146

JPMSAF0032147

11/22/1996

(70,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Deposit

MADWAA00322078

CHASE MANHATTAN
BANK

n/a - deposit

n/a - deposit

JPMC Unknown

x

JP MORGAN CHASE BANK

Records unavailable

Records unavailable

x

Records unavailable
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC Unknown
JPMC Unknown
MADWAA00159365

JPMC Unknown

Records unavailable

Records unavailable

CA

CHECK

Check

Yes

12/4/1996

20,000.00

CA

CHECK

Deposit

Check

Records unavailable

8/24/2000

(500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

7770

1/6/2004

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

25863

n/a - deposit

12/24/1997

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

(3,000,000.00)

235,000.00

185817

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/16/2001

287018
186058

1KW218
1KW161

STERLING METS LP C/O SHEA STADIUM
ARTHUR FRIEDMAN ET AL TIC

4/20/1998
12/29/1997

186182

1KW323

BROOKLYN BASEBALL COMPANY

3/4/2003

(400,000.00)

CW

CW

CHECK

CHECK WIRE

286966

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8/3/2004

4,000,000.00

CA

CHECK WIRE

44,039,914.11 JRNL CHECK WIRE
(435,000.00) CW CHECK

Withdrawal

17794

JPMSAI0005444

27215

Records unavailable

12658

n/a - deposit

Records unavailable

Wire

Yes

Deposit
Withdrawal

Wire
Check

Records unavailable
Records unavailable

Withdrawal

Check

Yes

509 Account

n/a - wire

142319

Deposit

Wire

Yes

703 Account

n/a - wire

11477

Records unavailable
Records unavailable
MADWAA00319618

JPMC Unknown
28839

n/a - deposit

UNKNOWN

STERLING EQUITIES
FUNDING CO

UNKNOWN KATZ FAMILY TRUST

Records unavailable

n/a - deposit
JP MORGAN CHASE
BANK

UNKNOWN

STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

n/a - deposit
Records unavailable
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

UNKNOWN

BROOKLYN BASEBALL
COMPANY LLC

JP MORGAN CHASE BANK
n/a - deposit
x

JPMC Unknown
n/a - deposit
Records unavailable

JPMSAF0012321

UNKNOWN SAUL B. KATZ

n/a - deposit

n/a - deposit

Records unavailable
703 Account

1959

x

JPMC Unknown

4/8/2004

703 Account

x
x

JPMC Unknown

MADWAA00057099

5/1/2003

n/a - deposit

x

Records unavailable

n/a - deposit

47 of 60

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

186493

1KW175

STERLING PATHOGENESIS CO

186960

1KW156

STERLING 15C LLC

186999

1KW247

187399

1KW247

187570

1KW110

287225
187877
287382
188084
188120

Transaction
Date Per
Customer
Statement
10/1/1999

Amount per
Customer
Statement
(130,000.00)

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

CW

Withdrawal

Check

No Check Copy

CHECK

Check

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 3 Bates

6/1/2001

(370,000.00)

CW

CHECK

Withdrawal

METS LIMITED PTR #2 ATTN LEN LABITA

6/4/2001

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

METS LIMITED PTR #2 ATTN LEN LABITA

7/24/2000

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

8/11/1998

(10,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

1KW238
1KW024
1KW260

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
SAUL B KATZ - PM
SAUL B KATZ
FRED WILPON FAMILY TRUST

9/14/1998
6/12/1998
11/13/2007

245,809.57
(425,000.00)
238,000.00

CA
CW
CA

CHECK
CHECK
CHECK

Deposit
Withdrawal
Deposit

Check
Check
Check

Records unavailable
Records unavailable
Yes

1KW403

RICHARD A WILPON ANITA M TAPPY T.I.C

9/25/2006

(10,909.00)

CW

CHECK

Withdrawal

Check

Yes

1KW223

9/14/1998

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Wire

Yes

509 Account

125262

Yes

703 Account

703 Detail 703 Multiple
ID
ID

MADWAA00099240

n/a - wire

11754

703 Account

n/a - wire

7401

Records unavailable
Records unavailable
703 Account

197

JPMSAI0012117
JPMSAF0049136

191849

1KW161

CW

CHECK

1KW019

MICHAEL KATZ

3/23/2001

110,000.00

CA

CHECK

Deposit

Check

Yes

192129
192147

1KW040
1KW161

METS LIMITED PTR
ARTHUR FRIEDMAN ET AL TIC

6/1/1998
6/1/1998

(1,000,000.00)
(66,000.00)

CW
CW

CHECK WIRE
CHECK

Withdrawal
Withdrawal

Wire
Check

Records unavailable
Records unavailable

192185

1KW156

STERLING 15C LLC

5/1/2001

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124829

192223

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/29/2001

(9,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

1KW314

STERLING THIRTY VENTURE LLC B

2/1/2001

(185,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122574

193315

1KW154

IRIS J KATZ C/O STERLING EQUITE

2/10/1998

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

45050

189348
190182
292290

1KW198
1KW067
1KW315

190186

1KW076
1KW109

190204
190571

1KW175
1KW117

287982

1KW004

288103

1KW076

191554

1KW155

191839

1KW096

Records unavailable

Records unavailable

Records unavailable

Records unavailable

Check

Yes

10/26/1998
2/12/1998
6/2/2005

(90,000.00)
(318,000.00)
1,000,000.00

CW
CW
CA

CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Deposit

Check
Check
Check

Records unavailable
Records unavailable
Yes

Records unavailable
Records unavailable
703 Account

2/2/1998

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

2/27/1998

(84,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

(100,000.00)
(176,260.13)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

97,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

9/29/2006

5,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

1/2/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

6/10/1997

(29,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

(66,000.00)

Withdrawal

Check

Records unavailable

Records unavailable

x

Records unavailable

x
x

JPMC Unknown

Records unavailable
Records unavailable
CHASE MANHATTAN
BANK

JPMC Unknown

JP MORGAN CHASE BANK

JPMC Unknown

CHASE MANHATTAN
BANK
Records unavailable

6/2/1997

JPMSAI0008454

33257

Records unavailable
n/a - reconciled
to total deposit
Records unavailable
Records unavailable

Yes

509 Account

145110

703 Account

10665

118137

1KW252

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM

6/24/2003

(1,340,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145069

197784

1KW024

198896

1KW081

200159

1KW067

FRED WILPON

200320

1KW004

197521

1KW223
1KW168

197750
197761

1KW024
1KW044

197764

1KW052

288653

1KW372

197771

1KW076

197780

1KW081

11629

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC Unknown

Check

Yes

509 Account

108114

MADWAA00048784

JPMC Unknown

CHASE MANHATTAN
BANK

Withdrawal

Check

Yes

509 Account

127629

MADWAA00100372

JPMC Unknown

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

9/4/2001

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156413

(11,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

(1,000,000.00)
(25,000.00)
(492,000.00)

CW
CW
CW

CHECK WIRE
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal

Wire
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

x
x
x

11/2/1998

(2,000,000.00)

CHECK WIRE

Withdrawal

Wire

Records unavailable

x

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

4/7/1997

(117,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

5/5/2003

850,000.00

CA

CHECK

Deposit

Check

Yes

4/1/1997

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/7/1997

(32,100.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/16/1998

(579,150.00)

Check

Records unavailable

Records unavailable

Records unavailable

x

4/18/2000

(121,692.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

107909

MADWAA00039091

JPMC Unknown

3/1/2001

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122929

MADWAA00143646

JPMC Unknown

8/11/1998

(10,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

CHECK

Withdrawal

(40,000.00)

CW

CHECK

Withdrawal

Check

No Check Copy

1KW242

SAUL B KATZ FAMILY TRUST

1KW227
1KW117
1KW001

205500

1KW155

703 Account

Records unavailable

UNKNOWN UNKNOWN

Records unavailable
Records unavailable

7/8/1999

204694

IRIS AND SAUL KATZ
FAMILY FOUNDATION
STERLING EQUITIES
FUNDING CO
STERLING DOUBLEDAY
UNKNOWN
ENTERPRISES, L.P
STERLING JET LTD
UNKNOWN STERLING EQUITIES
FUNDING CO
NATALIE KATZ
UNKNOWN
SAUL B. KATZ
STERLING DOUBLEDAY
UNKNOWN
ENTERPRISES, L.P
UNKNOWN

Records unavailable

CA
CW
CW

CW

Records unavailable

x

CW

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

204769
205448
289861

JPMC Unknown

45,000.00

1KW004

1KW175
1KW156
1KW024
1KW040

JPMC Unknown

MADWAA00334736

(1,682,000.00)
(175,000.00)

200860

203646
203679
203980
204523

JPMSAF0026260

4/7/1997
4/7/1997

Yes

1KW155

JPMSAF0026259

3/19/1997

Records unavailable

203561

STERLING DOUBLEDAY
ENTERPRISES, L.P
STERLING THIRTY
VENTURE

Records unavailable
Records unavailable
Records unavailable

Wire

1KW155

UNKNOWN

Records unavailable

8/13/1998
8/5/1998
11/20/1998

Check

202858

13063

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK

8/2/2004

Withdrawal

1KW209

6367

1/14/1998

Withdrawal

289114

JP MORGAN CHASE
BANK

Withdrawal

CHECK

1KW161

CHASE MANHATTAN
BANK

CHECK

CHECK WIRE

1KW201

JPMC Unknown

MADWAA00322010

UNKNOWN

n/a - deposit

CHECK

CW

1KW011

n/a - deposit

CHECK WIRE

CW

1KW084

3935

CW

(8,000.00)

201765

742

CW

(1,608,400.00)

202470

CHASE MANHATTAN
BANK

JPMC Unknown
6431

CW

6/7/2000

202808

x

(6,000.00)

12/1/1997

202371

MADWAA00322034

n/a - deposit

(50,000.00)

STERLING PATHOGENESIS CO

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
ARTHUR FRIEDMAN ET AL TIC
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
DAVID M KATZ
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING PATHOGENESIS CO
STERLING 15C LLC
SAUL B KATZ
METS LIMITED PTR

n/a - deposit

(2,000,000.00)

1KW195

STERLING THIRTY VENTURE LLC B

5656

n/a - deposit

5/1/2000

1KW175

1KW314

1079

MADWAA00146146

JPMSAF0015049

n/a - deposit

n/a - deposit

MADWAA00147555

JPMSAF0015087

n/a - deposit

5/1/2000

200590

1KW004

Records unavailable

9/18/2001

200689

201526

x

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
JEFFREY S WILPON SPECIAL

289073

Records unavailable
Records unavailable
n/a - deposit

Records unavailable
Records unavailable

n/a - reconciled
to total deposit

288639

x
x

14784

Records unavailable
Records unavailable
n/a - deposit

Records unavailable

Yes

1KW040
1KW120
1KW154

2241

n/a - deposit

Records unavailable

Check

196912
196929
197515

2390

39497

703 Account

Check

SAUL B KATZ FAMILY TRUST

SAUL B KATZ
UNKNOWN STERLING EQUITIES
FUNDING CO

Records unavailable

36324

n/a - wire

Deposit

METS LIMITED PTR #2 ATTN LEN LABITA

UNKNOWN STERLING 15C LLC

Records unavailable

703 Account

JPMSAI0009022

15759

Records unavailable

836

Withdrawal

RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR
SAUL B KATZ DP
IRIS J KATZ C/O STERLING EQUITE
STERLING DOUBLEDAY ENTERPRISES #2
C/O HARRY O'SHAUGHNESSY
MARVIN TEPPER & ELISE TEPPER J/T
WROS
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

Records unavailable
Records unavailable

4/21/1998

10133

CHECK

1KW242

RICHARD A WILPON
ANITA M TAPPY

Records unavailable

2/2/1998
3/31/1997

703 Account

CHECK

1KW247

UNKNOWN

JP MORGAN CHASE
BANK

Records unavailable

Check

Deposit

CA

1KW081

STERLING DOUBLEDAY
ENTERPRISES, L.P
STERLING DOUBLEDAY
ENTERPRISES, L.P

Records unavailable

Check

Withdrawal

CHECK

CW

195721

UNKNOWN

UNKNOWN

Records unavailable

x

Withdrawal

CHECK

CA

44,000.00

196138

x

Records unavailable

CHECK

CW

(643,372.91)

NATALIE KATZ

UNKNOWN STERLING 15C LLC

Records unavailable

CW

5/5/2000

STERLING JET LTD

x

(8,500.00)

6/25/2003

METS LIMITED PTR #2 ATTN LEN LABITA

Potential Bank Account
Holder(s) [2]

JP MORGAN CHASE
BANK

n/a - deposit
Records unavailable
n/a - deposit
CHASE MANHATTAN
BANK

380,000.00

SAUL B KATZ FAMILY TRUST

1KW227

x

JPMC Unknown

(100,000.00)

SAUL B KATZ JI

1KW257

n/a - deposit
Records unavailable
n/a - deposit

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Records unavailable

5/1/1997

1KW278

1KW247

Records unavailable
CHASE MANHATTAN
BANK

1/17/2006

1KW242

195145

Current Banking
Institution(s)

8/11/1998

193409

194650

18387

x

Records unavailable

288438

194646

JPMC Unknown

2827

Original Banking
Institution(s)

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JPMC Unknown

MADWAA00209770

n/a - wire

193300

1KW081
1KW345

x

Records unavailable

177898

509 Account

Info Not
Availble

JPMC Unknown

Records unavailable

288179

1KW076

188865

195167

703 ID 2

Records unavailable

287565

190195

703 / BT ID 1

n/a

STERLING DOUBLEDAY ENTERPRISES #2
C/O HARRY O'SHAUGHNESSY
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
RED VALLEY PARTNERS
FRED WILPON
STERLING THIRTY VENTURE, LL
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING PATHOGENESIS CO
ROBIN WILPON WACHTLER
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JUDITH A WILPON C/O STERLING
EQUITIES
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
ARTHUR FRIEDMAN ET AL TIC

188321

Check 4 Bates

Receiving Bank
Account - Standardized
Records unavailable

Check 2 Bates

n/a - reconciled
to total deposit

22349

1716

10719

Records unavailable

n/a - deposit

n/a - deposit

6848

x

Records unavailable
n/a - wire

x

JPMC Unknown

n/a

Records unavailable

6/3/2002

(155,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

135158

JPMSAF0004820

7/11/2005

400,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

20864

JPMSAI0008636

8/3/1998

(66,000.00)

MADWAA00063651

x

2265

14937

JP MORGAN CHASE
BANK

UNKNOWN

UNKNOWN FRED WILPON

STERLING EQUITIES
FUNDING CO

Records unavailable
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

n/a - deposit

STERLING THIRTY
UNKNOWN VENTURE / STERLING
EQUITIES FUNDING CO

n/a - deposit

CW

CHECK

Withdrawal

Check

Records unavailable

(6,293.45)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/1/1998

(8,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(67,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/19/2005

4,356.00

CA

CHECK

Deposit

Check

Yes

3/3/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/1/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/2/1997
6/2/1997
1/14/1998
4/8/1996

(70,000.00)
(150,000.00)
(880,000.00)
(2,000,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK WIRE

Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Wire

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

x
x
x
x

Records unavailable
Records unavailable
Records unavailable
Records unavailable

703 Account

Records unavailable

UNKNOWN RICHARD A. WILPON

Records unavailable

3/31/1997

11/14/1997

Records unavailable

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

Records unavailable

JP MORGAN CHASE BANK

JPMC Unknown
33791

Records unavailable

JP MORGAN CHASE BANK

Records unavailable

Records unavailable
703 Account

n/a - deposit

4234

509 Account

JPMSAI0008696

33903

6/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

154557

JPMSAF0023958

JPMSAF0023959

12/7/2001
7/1/1996
5/3/2002

(12,600.00)
(12,000.00)
5,040.00

CW
CW
CA

CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Deposit

Check
Check
Check

Yes
Records unavailable
Yes

509 Account
130505
Records unavailable
703 Account
2582

JPMSAF0000250

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

14987

MADWAA00072227

7/1/1996

2272

MADWAA00332097

Records unavailable

x

n/a - deposit

Records unavailable

n/a - deposit

x

JP MORGAN CHASE BANK

x

CITIBANK
Records unavailable
n/a - deposit

Records unavailable

x

JP MORGAN CHASE
BANK
CITIBANK

UNKNOWN UNKNOWN

JP MORGAN CHASE
BANK

JPMC Unknown
Citi Unknown
Records unavailable
n/a - deposit

UNKNOWN

Records unavailable

206120

1KW076

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

206132
206155

1KW154
1KW178

NATALIE KATZ
ROBIN WILPON WACHTLER
BON MICK FAMILY PARTNERS L P
JUDITH A WILPON C/O STERLING
EQUITIES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITE
STERLING EQUITIES INVESTOR

10/1/1998
10/14/1998

(42,000.00)
(1,403.54)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

206161

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/31/1997

(104,625.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

206164
206431

1KW198
1KW242

RED VALLEY PARTNERS
SAUL B KATZ FAMILY TRUS
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
ARTHUR FRIEDMAN ET AL TIC
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON
METS LIMITED PTR
STERLING JET II LTD
IRIS J KATZ C/O STERLING EQUITE
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

10/9/1998
10/18/1999

(50,000.00)
(50,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
No Check Copy

Records unavailable
n/a

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

4/1/1998

(13,250.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/1/1998

(66,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/16/1998

(188,900.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1/22/1998
1/9/1998
10/1/1999
5/9/1997

(1,050,000.00)
2,000,000.00
(30,000.00)
(500,000.00)

CW
CA
CW
CW

CHECK
CHECK WIRE
CHECK
CHECK

Withdrawal
Deposit
Withdrawal
Withdrawal

Check
Wire
Check
Check

Records unavailable
Records unavailable
No Check Copy
Records unavailable

Records unavailable
n/a - deposit
Records unavailable
Records unavailable

x
x
x

Records unavailable
n/a - deposit
Records unavailable
Records unavailable

CA

CHECK

Deposit

Check

Records unavailable
Records unavailable
n/a
Records unavailable
n/a - reconciled
703 Account
to total deposit

x

CHASE MANHATTAN
BANK
Records unavailable

207009

1KW210

207016

1KW161

207226

1KW052

207333
290457
207501
207684

1KW067
1KW040
1KW259
1KW154

290705

1KW052

10/1/1998

3/7/2000

(15,000.00)

121,740.00

CW

CHECK

Withdrawal

Check

Yes

207711

1KW154

IRIS J KATZ C/O STERLING EQUITES

4/4/2000

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

207938

1KW195

3/2/1998

(10,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

290724

1KW252

3/20/2000

350,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

208555

1KW081

JEFFREY S WILPON SPECIAL
IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
STERLING TWENTY FIVE LLC
RICHARD A WILPON & DEBRA WILPON
J/T WROS

291228

1KW358

STERLING 20 LLC

291091

1KW447

703 Account

Wire

Yes

7/8/1999

(30,000.00)

CW

CHECK

Withdrawal

Check

No Check Copy

100,000.00

CA

CHECK

Deposit

Check

Yes

703 Account
703 Account

3,000,000.00 JRNL CHECK WIRE

107005

16530

5608

1437

662

8458

3523

MADWAA00041382

Records unavailable
n/a - wire

5731

n/a - wire

703 Account

n/a - deposit

n/a - deposit

40972

Records unavailable
n/a - reconciled
to total deposit
JPMSAI0003331
15962

n/a - deposit

n/a - deposit

n/a
21039

1657

10254

19407

1577

9550

n/a - deposit
x

n/a - deposit

Records unavailable
n/a - deposit

291365

1KW024

SAUL B KATZ

11/8/2002

351,146.25

CA

CHECK

Deposit

Check

Yes

n/a - deposit

n/a - deposit

291462

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

8/12/1997

18,700.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

291467

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

8/12/1997

8,800.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JUDITH A WILPON C/O STERLING
EQUITIES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL B KATZ DP
ARTHUR FRIEDMAN ET AL TIC
STERLING PATHOGENESIS CO
JUDITH A WILPON C/O STERLING
EQUITIES

7/28/1997

100,000.00

291493
209042

1KW155

209087

1KW076

209099
209114
209120

1KW120
1KW161
1KW175

209541

1KW155

CA

UNKNOWN UNKNOWN

n/a - deposit

JPMC Unknown

Records unavailable

2/13/2003

1/16/2007

Deposit

509 Account

JPMSAI0002553

CHECK

Deposit

Check

Records unavailable

Records unavailable

5/1/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

11/3/1997

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

n/a - deposit

x

Records unavailable

n/a - deposit

11/26/1997
11/3/1997
11/3/1997

(25,000.00)
(66,000.00)
(100,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

x
x
x

Records unavailable
Records unavailable
Records unavailable

9/15/1999

(900,000.00)

CW

CHECK

Withdrawal

Check

No Check Copy

n/a

Records unavailable

x

Records unavailable

48 of 60

IRIS J. KATZ PAYABLE TO
SAUL B. KATZ

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

211247

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

6/2/2008

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Yes

509 Account

196843

JPMSAF0067675

MADWAA00295702
MADWAA00120025

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

(5,000.00)

CW

CHECK

Withdrawal

Check

211803

1KW242

SAUL B KATZ FAMILY TRUST

8/1/2002

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137008

JPMSAF0006710

211811

1KW257

STERLING JET LTD

2/1/2001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122571

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

1KW260

FRED WILPON FAMILY TRUST

292192

1KW260

FRED WILPON FAMILY TRUST

212388

1KW155

292276
292376
212397
292297
213959

1KW263
1KW313
1KW161
1KW299
1KW195

JUDITH A WILPON C/O STERLING
EQUITIES
MARVIN B TEPPER
STERLING THIRTY VENTURE LLC T
ARTHUR FRIEDMAN ET AL TIC
SAUL B KATZ TR
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITE
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING THIRTY VENTURE LLC T
RICHARD A WILPON & DEBRA WILPON
J/T WROS
FRED WILPON
IRIS J KATZ C/O STERLING EQUITE
L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON
J/T WROS

213993
214060

1KW076
1KW154

214431

1KW109

292362

1KW313

253031

1KW081

214536
214574
215681

1KW067
1KW154
1KW044

25377

1KW081

12/27/2002
6/1/1999

(1,700,000.00)

CW

CHECK

69,500.00 JRNL CHECK

Withdrawal

Check

Deposit

Yes

509 Account

140343

703 Account

Yes

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

CA
CA
CW
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Deposit
Deposit
Withdrawal
Deposit
Withdrawal

Check
Check
Check
Check
Check

Yes
Yes
Records unavailable
Yes
Records unavailable

703 Account
703 Account
Records unavailable
703 Account
Records unavailable

Check

3/2/1998

(8,500.00)

CW

CHECK

Withdrawal

Records unavailable

(542,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

657,067.00

CA

CHECK

Deposit

Check

Yes

1,000,000.00

CA

CHECK

Deposit

Check

Yes

(240,000.00)
(420,625.00)
(65,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal

Check
Check
Check

Records unavailable
Records unavailable
No Check Copy

2115

271

1538

1003
2515

JPMSAI0004006
JPMSAI0003948

23999
23871

1799
1793

11391
11343

8/25/2003
4/9/1997
4/7/1997
4/16/2001
7/13/2005

160

JPMSAI0003923

23847

1792

11335

23918

23847

703 Account

2521

JPMSAI0003968

23918

23938

1792

11336

1796

11363

Records unavailable
Records unavailable
n/a

Deposit

Check

4220

JPMSAI0008657

GREGORY KATZ

3/10/2003

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142402

JPMSAF0012395

STERLING 15C LLC #2

5/25/1999

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

2054

292713

1KW337

MICHAEL KATZ ET AL TIC C/W I

509,499.99 JRNL CHECK

Deposit

Check

Yes

703 Account

12194

292718

1KW067

FRED WILPON

100,000.00

Deposit

Check

Yes

215996

1KW044

JPMSAI0000699
8099
n/a - reconciled
703 Account
to total deposit
Records unavailable

216002

1KW076

Withdrawal

Wire

Records unavailable

Withdrawal

Check

Records unavailable

11/1/1996

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

STERLING THIRTY VENTURE LLC B

11/20/2000

(225,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

218509
218533
218538

1KW024
1KW044
1KW067

SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON

2/12/1998
2/12/1998
2/12/1998

(318,000.00)
(50,000.00)
(150,100.00)

CW
CW
CW

CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

292806

1KW242

SAUL B KATZ FAMILY TRUST

115,000.00

CA

CHECK

Deposit

Check

Yes

11/15/1999

(8,500.00)

CW
CW

CHECK WIRE

2267

14948

CHECK

703 Account

STERLING JET LTD
UNKNOWN STERLING EQUITIES
FUNDING CO
FRED WILPON FAMILY
UNKNOWN
TRUST

n/a - deposit

n/a - deposit
x

Records unavailable

n/a - deposit
n/a - deposit
Records unavailable
n/a - deposit
Records unavailable

x

n/a - deposit
n/a - deposit
Records unavailable
n/a - deposit
Records unavailable

x
x

Records unavailable

x

Records unavailable

x

Records unavailable

x
x
x

Records unavailable
Records unavailable
Records unavailable

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

JPMC Unknown

4646

12196

CHASE MANHATTAN
BANK

JPMC Unknown

JP MORGAN CHASE BANK

1301

7253

n/a - deposit

559

2937

n/a - deposit
x

Records unavailable

x

Records unavailable
8895

Records unavailable
Records unavailable
Records unavailable
n/a - reconciled
703 Account
to total deposit

x

JPMC Unknown
Records unavailable
Records unavailable
Records unavailable

UNKNOWN

STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK

UNKNOWN

STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

n/a - deposit

n/a - deposit

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

3/16/2000

1,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

5717

n/a - deposit

n/a - deposit

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/29/2004

5,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

28744

n/a - deposit

n/a - deposit

1KW081

4/16/1998

RICHARD A WILPON & DEBRA WILPON
J/T WROS
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

(214,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

1KW110

4/16/1998

(7,800.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

1KW004

12/28/2001

60,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

2483

219270

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8/6/2001

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

219806

1KW067

10/10/1997

(54,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

219834

1KW076

FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

7/1/1997

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

7167

x
x
x

292823

218763

1275

Records unavailable

JP MORGAN CHASE BANK

292762

293149

4128

UNKNOWN Gregory Katz

n/a - deposit

Records unavailable

n/a - wire

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

n/a - deposit

Records unavailable

1KW314

33831
MADWAA00319772

Records unavailable

1KW154

L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITE

12/22/1997

216084
217057

12/1/1997

(34,125.00)

703 Account

UNKNOWN KATZ FAMILY TRUST

JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

Records unavailable
Records unavailable
Records unavailable

1KW108

CHECK

Yes

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

Records unavailable

JPMSAI0003913

1KW180

CA

CHECK

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

Records unavailable
7635

215707

12/30/1999

CA

PHILIP H. WACHTLER
UNKNOWN ROBIN WILPON
WACHTLER

Records unavailable

Records unavailable
703 Account

215921

7/3/2001

3,960,139.13

JP MORGAN CHASE
BANK

Records unavailable

Records unavailable

10/8/1998

CHASE MANHATTAN
BANK

JPMC Unknown

MADWAA00118904

Records unavailable

10/1/1997

8/19/2003

Current Banking
Institution(s)

JPMC Unknown

Records unavailable

95,000.00
1,489,065.00
(66,000.00)
1,016,224.00
(71,200.00)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

Original Banking
Institution(s)

JPMC Unknown

n/a - reconciled
to total deposit

Check

2/2/1998
8/28/2003
8/20/2003
2/2/1998
8/19/2003
4/16/1998

JPMSAF0010182

Info Not
Availble

JPMC Unknown

MADWAA00146140

255895

Receiving Bank
Account - Standardized

Records unavailable

218752

Records unavailable

7522

12683

Records unavailable
Records unavailable

x

Records unavailable

Records unavailable

1338

x

Records unavailable

14691

x

Records unavailable
JPMSAI0001483

x

Records unavailable

x

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

STERLING EQUITIES
UNKNOWN FUNDING CO/STERLING
15C LLC

JP MORGAN CHASE
BANK

STERLING EQUITIES
UNKNOWN FUNDING CO/STERLING
15C LLC

UNKNOWN UNKNOWN

n/a - deposit

n/a - deposit

JPMC Unknown

220052

1KW067

FRED WILPON

4/2/2002

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

133625

JPMSAF0003280

MADWAA00065149

JPMC Unknown

220204

1KW156

STERLING 15C LLC

5/1/2003

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144292

JPMSAF0014228

MADWAA00317019

JPMC Unknown

STERLING 15C LLC
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES

7/1/1998

(150,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

4/3/2006

24,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

4926

JPMSAI0009401

37396

2444

16097

703 Account

4933

JPMSAI0009402

37394

2442

16075

JP MORGAN CHASE BANK

220545

1KW156

293501

1KW209

293506

1KW209

220577

1KW067

220852

1KW155

221342

1KW156

STERLING 15C LLC

222072

1KW076

222074
222093

1KW195
1KW220

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON SPECIAL
L THOMAS OSTERMAN ET AL SEF TIC
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
RICHARD A WILPON & DEBRA WILPON
J/T WROS
L THOMAS OSTERMAN
L THOMAS OSTERMAN TRACING
MARVIN B TEPPER TRACING
STERLING PATHOGENESIS CO
L THOMAS OSTERMAN
MARVIN B TEPPER DEFINED BENEFIT
PLAN
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITE
METS LIMITED PTR
JEFFREY S WILPON SPECIAL

222106

1KW110

293672

1KW081

222165
293689
293697
222235
222390

1KW044
1KW365
1KW366
1KW175
1KW044

293970

1KW322

294003
222455
222727
223321

1KW040
1KW154
1KW040
1KW195

223363

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

294075
223570

1KW044
1KW156

223600

1KW076

223768

1KW076

223781

1KW210

L THOMAS OSTERMAN
STERLING 15C LLC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

224816

1KW156

STERLING 15C LLC

Yes

25,541.00

CA

CHECK

Deposit

Check

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

9/4/2001

CW

CHECK

Withdrawal

Check

Yes

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(50,000.00)
(500,000.00)

CW
CW

CHECK
CHECK WIRE

Withdrawal
Withdrawal

Check
Wire

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

(3,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

50,000.00

CA

CHECK

7/16/1997
7/3/2002
7/3/2002
6/30/1998
12/18/1997

(50,000.00) CW CHECK
111,320.00 JRNL CHECK
222,250.00 JRNL CHECK
(500,000.00) CW CHECK WIRE
(50,000.00) CW CHECK

Deposit

Check

Yes

Withdrawal
Deposit
Deposit
Withdrawal
Withdrawal

Check
Check
Check
Wire
Check

Records unavailable
Yes
Yes
Records unavailable
Records unavailable

4/7/2006

90,000.00

CA

CHECK

Deposit

Check

Yes

7/3/1996
11/2/1998
9/26/1997
9/2/1997

1,000,000.00
(42,000.00)
(5,000,000.00)
(135,000.00)

CA
CW
CW
CW

CHECK WIRE
CHECK
CHECK WIRE
CHECK

Deposit
Withdrawal
Withdrawal
Withdrawal

Wire
Check
Wire
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable

12/22/1997

Wire

Records unavailable

Records unavailable

x

Records unavailable

Yes
Records unavailable

703 Account
Records unavailable

n/a - deposit
Records unavailable

x

n/a - deposit
Records unavailable

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/1/1996

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1/4/1999

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88576

MADWAA00378123

Unknown

x

UNKNOWN

UNKNOWN

5/1/2000

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108109

MADWAA00048776

JPMC Unknown

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

JPMC Unknown

CHASE MANHATTAN
BANK
Records unavailable
n/a - deposit

JP MORGAN CHASE
BANK

UNKNOWN

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

UNKNOWN

12/15/2005
8/16/2000

226684

1KW108

GREGORY KATZ

4/15/2004

228695

1KW154

294552

1KW455

IRIS J KATZ C/O STERLING EQUITE
STERLING TRACING LLC STERLING
EQUITIES ARTHUR FRIEDMAN

Yes

Check

5/1/1998
4/18/2007

(292,000.00)
250,000.00

CW
CA

CHECK
CHECK WIRE

Withdrawal
Deposit

Check
Wire

Records unavailable
Yes

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

95,090.00

CA

CHECK

Deposit

Check

Yes

703 Account

4734

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

JPMC Unknown

JP MORGAN CHASE BANK

(8,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

153857

JPMC Unknown

9/2/1997

(542,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

x

CHASE MANHATTAN
BANK
Records unavailable

4/3/2007

4,142,685.00 JRNL CHECK

Deposit

Check

Yes

2/1/2000

(12,000.00)

CW

CHECK

Withdrawal

Check

Yes

(66,000.00)
300,000.00

CW
CA

CHECK
CHECK WIRE

Withdrawal
Deposit

Check
Wire

Records unavailable
Yes

230111

1KW081

4/13/1999

(218,500.00)

CW

CHECK

Withdrawal

Check

Yes

231396

1KW081

232134

1KW192

295487

1KW168

295548

1KW013

232466

1KW259

STERLING JET II LTD

233168
233182

1KW154
1KW178

IRIS J KATZ C/O STERLING EQUITE
STERLING EQUITIES INVESTOR

233433

1KW242

SAUL B KATZ FAMILY TRUST

4/1/1999
1/18/2007
12/17/1999
5/4/2006

(13,250.00)

CW

CHECK

1,962,500.00 JRNL CHECK WIRE
(352,563.00)

CW

CHECK

Records unavailable
703 Account
n/a - wire

Records unavailable
n/a - deposit

42261

JPMSAI0008183

35845

2366

15547

7682
JPMSAF0023216

MADWAA00229037

Records unavailable
703 Account

288

509 Account

101536

JPMSAI0011138

42038

91915

17555

Check

Yes

509 Account

90703

Wire

Yes

703 Account
509 Account

97213

MADWAA00057308

703 Account

1020

JPMSAI0009586

Deposit

Check

Yes

CW

CHECK

Withdrawal

Check

Records unavailable

9/3/1996
9/26/1996

STERLING DOUBLEDAY
ENTERPRISES, L.P
GREGORY KATZ

n/a - deposit
CHASE MANHATTAN
BANK
Records unavailable
n/a - deposit

JP MORGAN CHASE
BANK

UNKNOWN JEFFREY S. WILPON

x
x

UNKNOWN

UNKNOWN

UNKNOWN UNKNOWN

Unknown

n/a - wire

Yes

UNKNOWN

Unknown

MADWAA00391030

Check

n/a - deposit

x

UNKNOWN

UNKNOWN

UNKNOWN UNKNOWN

n/a - deposit
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

UNKNOWN

IRIS J. KATZ PAYABLE TO
SAUL B. KATZ

JP MORGAN CHASE
BANK

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

JP MORGAN CHASE
BANK

STERLING JET II LTD
UNKNOWN STERLING EQUITIES
FUNDING CO

JPMC Unknown
40806

Deposit

n/a - deposit

Records unavailable
n/a - deposit

MADWAA00049494

Records unavailable
703 Account
n/a - wire
509 Account

2682

x

n/a - deposit

Records unavailable

Withdrawal

(64,125.00)

3/31/1997

2,600,000.00 JRNL CHECK

Withdrawal

MADWAA00102884

STERLING EQUITIES
UNKNOWN FUNDING CO/STERLING
15C LLC
STERLING THIRTY
VENTURE

Records unavailable

(227,500.00)

4/1/1997
1/5/2007

1KW083

19924

Withdrawal

JEFFREY S WILPON SPECIAL

1KW154
1KW156
1KW134

3088

CHECK

1KW195

231237

16965

CW

1KW161
1KW347

125632

JPMSAI0002757

(192,000.00)

229085

509 Account

1735

7/2/2001

229297
294817

231343
231373
295439

n/a - deposit

Check

METS LIMITED PTR #2 ATTN LEN LABITA

1KW044

n/a - deposit

Check
Check

1KW247

1KW081

16108

Withdrawal

1KW209

1KW076

2447

Deposit
Withdrawal

226499

1KW155

37482

Withdrawal

294594

230953

Records unavailable

JPMSAI0009447

5252

CHECK

(19,000.00)

230941

n/a - deposit
Records unavailable
Records unavailable
Records unavailable

703 Account
Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - deposit

CHECK
CHECK

9/15/1998

230933

x
x
x

n/a - deposit
Records unavailable
n/a - deposit
n/a - deposit
Records unavailable
Records unavailable

CHECK WIRE

1KW004

231182

n/a - deposit
Records unavailable
Records unavailable
Records unavailable

8834
8776
8777

CW

226420

1KW052

x
x

1485
1478
1478

CA
CW

12/1/1995

1KW434

Records unavailable

Records unavailable
n/a - deposit
n/a - deposit
Records unavailable
Records unavailable

17585
17441
17441

CW

12/29/1997

44157

x

x

JPMSAI0003015
JPMSAI0002950
JPMSAI0002951

(15,000.00)

IRIS J KATZ C/O STERLING EQUITE
STERLING TWENTY FIVE LLC
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
SAUL B KATZ
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

230694

Records unavailable
1649

(75,560.00)

1KW024

FFB AVIATION LLC C/O STERLING
EQUITIES
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
L THOMAS OSTERMAN
JUDITH A WILPON C/O STERLING
EQUITIES
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
IRIS J KATZ C/O STERLING EQUITE
STERLING 15C LLC
CHARLES 15 ASSOCIATES
RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR SPECIAL ATTN: LEN
LABITA
MARVIN TEPPER & ELISE TEPPER J/T
WROS
DAYLE KATZ

703 Account

75,000.00
(150,000.00)

1KW052

IRIS J KATZ C/O STERLING EQUITES

Records unavailable

Records unavailable
703 Account
1739
703 Account
12280
Records unavailable
Records unavailable

6/4/2002
8/1/1997

1KW154
1KW447

1KW210

JPMC Unknown

11/2/1998

226277

1KW154

MADWAA00100884

CHASE MANHATTAN
BANK

(370,000.00)

7/15/2002

127411

n/a - deposit

8/11/1998
8/13/1998
1/14/1998

509 Account

n/a - deposit

10/1/1996

225864

1KW445

n/a - deposit

(568,000.00)

225033
294540

230135

Records unavailable

8/1/1997

STERLING THIRTY VENTURE LLC B

230348

x

n/a - deposit

4/3/2006

1KW314

294844

Records unavailable

6/12/1998

224973

ARTHUR FRIEDMAN ET AL TIC
FS COMPANY LLC
RICHARD A WILPON & DEBRA WILPON
J/T WROS
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
WILPON 2002 DESCENDANT'S TRUST

Records unavailable

MADWAA00392186
40997

n/a - deposit
JPMC Unknown

37831

2464

16224

Records unavailable

n/a - deposit
Records unavailable

Records unavailable

Records unavailable

n/a - deposit
x
x

Records unavailable

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

(190,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/23/1998

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

3/25/1997

(455,625.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Records unavailable

10/30/1998

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/3/1998
5/1/1997
12/28/1995

(42,000.00)
(150,000.00)
115,000.00

CW
CW
CA

CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Deposit

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
n/a - deposit

x
x

Records unavailable
Records unavailable
n/a - deposit

3/31/1997

(135,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

9/13/1999

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

11/25/1996

15,000.00

CA

CHECK

Deposit

Check

Records unavailable

6/6/2008

52,900.00

CA

CHECK

Deposit

Check

Yes

Check

Yes

7/1/1998
7/24/1998

(292,000.00)
(981,169.66)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

5/2/2005

2/1/2001

(100,000.00)

(30,000.00)

CW

CW

CHECK

CHECK

Withdrawal

Withdrawal

Check

Yes

703 Account

n/a - wire

3372

JPMC Unknown

Records unavailable
703 Account
509 Account

1558

JPMSAI0013087

122572

MADWAA00146142

164073

JPMSAF0034463

48183

2966

19228

n/a - deposit

n/a - deposit

n/a - deposit
CHASE MANHATTAN
BANK

JPMC Unknown

Records unavailable
Records unavailable
509 Account

Records unavailable
JP MORGAN CHASE BANK

n/a - deposit

Records unavailable
Records unavailable
JPMSAF0034464

MADWAA00175156

x
x

Records unavailable
Records unavailable

JPMC Unknown

x

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

x

UNKNOWN

UNKNOWN

UNKNOWN UNKNOWN

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

UNKNOWN

233595

1KW210

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

2/1/1999

(13,250.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

89962

MADWAA00385162

Unknown

233603

1KW236

IRIS J KATZ-K STERLING EQUITIES

9/5/2000

(21,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110913

MADWAA00244307

JPMC Unknown

233607

1KW272

IRIS J KATZ - O STERLING EQUITIES

9/7/2000

(750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110992

MADWAA00244461

JPMC Unknown

49 of 60

UNKNOWN

IRIS J. KATZ PAYABLE TO
SAUL B. KATZ
IRIS J. KATZ PAYABLE TO
SAUL B. KATZ

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

235212

1KW155

235310
295891

1KW120
1KW175

JUDITH A WILPON C/O STERLING
EQUITIES
SAUL B KATZ DP
STERLING PATHOGENESIS CO

1KW044

L THOMAS OSTERMAN

235589

BLMIS Account Name

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

10/20/1999

(50,000.00)

CW

CHECK

Withdrawal

Check

No Check Copy

3/25/1998
8/15/1997

(10,000.00)
4,943,800.00

CW
CA

CHECK
CHECK WIRE

Withdrawal
Deposit

Check
Wire

Records unavailable
Records unavailable

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

n/a

Records unavailable

x

Records unavailable
Records unavailable

Records unavailable
n/a - deposit

x

Records unavailable
n/a - deposit
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

5/1/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124821

1KW315

STERLING THIRTY VENTURE, LLC

5/10/2001

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

124978

LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

12/29/1998

50,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

235673

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

9/12/1997

(10,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

296069

1KW210

296105

1KW238

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
SAUL B KATZ - PM

236152

1KW263

MARVIN B TEPPER

296163

1KW081

296215
296217
296222
236489
237083
296356
296361
237091

1KW220
1KW220
1KW220
1KW154
1KW040
1KW067
1KW121
1KW134

RICHARD A WILPON & DEBRA WILPON
J/T WROS
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
IRIS J KATZ C/O STERLING EQUITE
METS LIMITED PTR
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TI
CHARLES 15 ASSOCIATES

133892

1KW315

STERLING THIRTY VENTURE, LLC

237737
237739

1KW024
1KW040

237825

1KW155

SAUL B KATZ
METS LIMITED PTR
JUDITH A WILPON C/O STERLING
EQUITIES

296528

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

238046

1KW257

STERLING JET LTD

238496

1KW201

DAVID M KATZ

238684

1KW314

239130
239416

703 / BT ID 1

703 ID 2

MADWAA00147829

1KW052

Check 4 Bates

MADWAA00147539

235596
296042

Check 3 Bates

703 Detail 703 Multiple
ID
ID

1/20/1998

CA

CHECK

Deposit

Check

Records unavailable

48,200.00

CA

CHECK

Deposit

Check

Records unavailable

4/16/2001

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

80,000.00

CA

CHECK

Deposit

Check

Yes

307,816.88 JRNL CHECK
173,403.40 JRNL CHECK
55,194.75 JRNL CHECK
(750,000.00) CW CHECK WIRE
(3,000,000.00) CW CHECK WIRE
425,000.00 CA CHECK
10,000.00 CA CHECK
(6,367.21) CW CHECK

Deposit
Deposit
Deposit
Withdrawal
Withdrawal
Deposit
Deposit
Withdrawal

Check
Check
Check
Wire
Wire
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Yes
Yes
Records unavailable

n/a - reconciled
to total deposit
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
703 Account
JPMSAI0001420
6492
703 Account
JPMSAI0001386
914
Records unavailable

8/22/2002

(1,800,000.00)

CW

CHECK

Withdrawal

Check

Yes

5/14/1996
5/28/1996

(250,000.00)
(2,000,000.00)

CW
CW

CHECK
CHECK WIRE

Withdrawal
Withdrawal

Check
Wire

Records unavailable
Records unavailable

12/21/1999

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

11/22/2002

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

4/2/2001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

8/3/1998

(8,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

STERLING THIRTY VENTURE LLC B

6/1/2001

(192,000.00)

CW

CHECK

Withdrawal

Check

Yes

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8/7/2000

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

1KW201

DAVID M KATZ

5/1/1998

(8,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

(519,145.82)

MADWAA00132635

137284

JPMSAF0006968

37

14570
14488

1328
1320

192

7435
7389

MADWAA00119773

509 Account

97272

703 Account

n/a - wire

509 Account

123340

509 Account

125269

19584

703 Account

n/a - wire

SAUL B KATZ PAWLING REFINANCING

6/25/2003

CW

CHECK

Withdrawal

Check

Yes

509 Account

145119

MICHAEL KATZ & DAYLE KATZ J/T WROS

10/3/2000

217,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

7574

n/a - reconciled
to total deposit

1KW004

4/7/1997

(68,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

296622

1KW109

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

296636

1KW242

SAUL B KATZ FAMILY TRUST

240929

1KW121

MICHAEL KATZ & SAUL B KATZ TI

296640

1KW260

FRED WILPON FAMILY TRUST

JPMSAF0015095

x
x

MADWAA00322050

x

JPMC Unknown
8278

950

4836

n/a - deposit
Records unavailable

JP MORGAN CHASE
BANK

UNKNOWN

Records unavailable
Records unavailable
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

UNKNOWN JUDITH A. WILPON

JP MORGAN CHASE
BANK

STERLING JET LTD
UNKNOWN STERLING EQUITIES
FUNDING CO

CHASE MANHATTAN
BANK

JPMC Unknown

Records unavailable

UNKNOWN MARVIN B TEPPER

n/a - deposit
n/a - deposit
n/a - deposit
Records unavailable
Records unavailable
n/a - deposit
n/a - deposit
Records unavailable

Records unavailable
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
Records unavailable
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK

24,000.00

Deposit

Check

Yes

703 Account

497,000.00

CA

CHECK

Deposit

Check

Yes

7/1/1996

(2,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

10/3/2000

810

245,000.00

CA

CHECK

Deposit

Check

Yes

241337

1KW168

MARVIN TEPPER & ELISE TEPPER J/T
WROS

10/14/1998

(653.33)

CW

CHECK

Withdrawal

Check

Records unavailable

296655

1KW195

JEFFREY S WILPON SPECIAL

11/22/1999

71,500.00

CA

CHECK

Deposit

Check

Yes

296766

1KW308

9,100.00

CA

CHECK

Deposit

Check

Yes

1KW195

10/1/1998

(10,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

1KW155

9/1/1998

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

40843

2625

17172

8278

950

4839

x

8278

950

4837

4184

505

2672

9239

1007

5113

Records unavailable

Records unavailable

x

x

STERLING DOUBLEDAY
ENTERPRISES, L.P

STERLING DOUBLEDAY
ENTERPRISES, L.P

Records unavailable

x

Records unavailable

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

1KW218

STERLING METS LP C/O SHEA STADIUM

8/2/1999

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

242088

1KW156

11/3/1997

(150,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

1KW081

2/12/1998

(23,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

1KW195

2/2/1998

(97,432.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

243139

1KW155

11/21/1997

(775,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/1/1997

(5,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

5/1/1996

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/1/1997
9/22/1997

(5,000.00)
(500,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

4/17/1997

(50,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

9/12/1997

(506,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

5/26/1999

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

3/29/1999

(76,540.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90606

6/15/2000

6,500.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

245241

1KW210

245427

1KW156

STERLING 15C LLC

245485

1KW341
1KW076

243304

1KW121
1KW076

243679
243824

1KW121
1KW198

244120

1KW081

244203

1KW155

244681

1KW223

244896

1KW081

298018

1KW110

Records unavailable

Records unavailable

2069

JP MORGAN CHASE BANK
x

Unknown
6929

799

4169

x

n/a - deposit

JP MORGAN CHASE
BANK

UNKNOWN

UNKNOWN

UNKNOWN

UNKNOWN UNKNOWN

n/a - deposit

(13,250.00)

CW

CHECK

Withdrawal

Check

Records unavailable

(325,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

130908

JPMSAF0000624

MADWAA00068593

JPMC Unknown

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

CHARLES STERLING LLC

6/25/2003

(116,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

145115

JPMSAF0015092

MADWAA00322044

JPMC Unknown

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

UNKNOWN

2/3/1997

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/16/1996

(2,810,663.95)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1/27/1998

(84,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

(500,000.00)

CW

JP MORGAN CHASE
BANK

UNKNOWN

STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

1KW134
1KW109

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
CHARLES 15 ASSOCIATES
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

247251

1KW154

IRIS J KATZ C/O STERLING EQUITES

2/15/2000

247294
247310
247754
247854
298414
298419
298496
247867

1KW044
1KW195
1KW067
1KW040
1KW337
1KW336
1KW302
1KW019

L THOMAS OSTERMAN
JEFFREY S WILPON SPECIAL
FRED WILPON
METS LIMITED PTR
MICHAEL KATZ ET AL TIC C/W I
SAUL B KATZ BRIAN HAHN JR TIC
RUTH FRIEDMAN
MICHAEL KATZ

10/10/1997
10/1/1997
1/14/1998
12/19/1996
7/3/2001
7/2/2001
7/3/2007
8/11/1998

249656

1KW218

STERLING METS LP C/O SHEA STADIUM

249678

1KW081

249689

1KW067

298616

1KW081

249701
249707
249708
249756

Wire

Yes

Withdrawal
Withdrawal
Withdrawal
Withdrawal
Deposit
Deposit
Deposit
Withdrawal

Check
Check
Check
Wire
Check
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Yes
Yes
Yes
Records unavailable

8/30/1999

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

7/31/1997

(30,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/23/1997

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/3/2007

1,000,000.00

Check

Yes

1KW154
1KW175
1KW154

RICHARD A WILPON & DEBRA WILPON
J/T WROS
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
IRIS J KATZ C/O STERLING EQUITE
STERLING PATHOGENESIS CO
IRIS J KATZ C/O STERLING EQUITE

7/1/1997
2/3/1997
7/3/1997

(42,000.00)
(35,000.00)
(325,000.00)

CW
CW
CW

CHECK
CHECK
CHECK WIRE

Withdrawal
Withdrawal
Withdrawal

Check
Check
Wire

Records unavailable
Records unavailable
Records unavailable

1KW242

SAUL B KATZ FAMILY TRUST

12/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

249964

1KW040

4/14/1998

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

298908

1KW209

1/12/2004

44,000.00

CA

CHECK

Deposit

Check

Yes

250467

1KW195

METS LIMITED PTR
DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
JEFFREY S WILPON SPECIAL

250817

1KW242

SAUL B KATZ FAMILY TRUST

251085

1KW109

251736

1KW198

250102

1KW110

251763

1KW210

299008

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
RED VALLEY PARTNERS
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

251925

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

252730

1KW242

299149
253007

253809

1/27/1998

(84,000.00)

CW

CHECK

Deposit

Check

Records unavailable

7/1/1998

(10,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

8/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Withdrawal

Check

Yes

703 Account

703 Account

JPMSAI0000703
JPMSAI0000661
JPMSAI0011547

12194
12140
43354

n/a - wire

JPMC Unknown

STERLING EQUITIES
UNKNOWN FUNDING CO/STERLING
15C LLC
STERLING EQUITIES
FUNDING CO

Records unavailable

Withdrawal

Records unavailable
Records unavailable
Records unavailable
Records unavailable
703 Account
10036
703 Account
13717
703 Account
1457
Records unavailable

5344

Records unavailable

CHECK WIRE

CHECK

n/a - wire

x

(6,000.00) CW CHECK
(8,000.00) CW CHECK
(500,000.00) CW CHECK
(1,000,000.00) CW CHECK WIRE
162,175.16 JRNL CHECK
90,000.00 JRNL CHECK
140,000.00 CA CHECK
(77,500.00) CW CHECK

CA

703 Account

Records unavailable

Records unavailable

6/1/1998

245779

Records unavailable

Records unavailable

JP MORGAN CHASE BANK

JPMC Unknown

MADWAA00392004

Records unavailable

1/2/2002

246287

245538

JPMC Unknown

JP MORGAN CHASE
BANK

Records unavailable

242559

243356

2886

UNKNOWN

Records unavailable

n/a - deposit

242543

STERLING 15C LLC
RICHARD A WILPON & DEBRA WILPON
J/T WROS
JEFFREY S WILPON SPECIAL
JUDITH A WILPON C/O STERLING
EQUITIES
MICHAEL KATZ & SAUL B KATZ TI
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
MICHAEL KATZ & SAUL B KATZ TI
RED VALLEY PARTNERS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING DOUBLEDAY ENTERPRISES #2
C/O HARRY O'SHAUGHNESSY
RICHARD A WILPON & DEBRA WILPON
J/T WROS
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

n/a - wire

SAUL B KATZ
PAWLING FDN

n/a - deposit

n/a - deposit
Records unavailable

703 Account

UNKNOWN

Records unavailable

n/a - deposit
n/a - deposit
Records unavailable

n/a - reconciled
to total deposit
n/a - reconciled
703 Account
to total deposit
Records unavailable

241428

EDWARD TEPPER JACQUELINE TEPPER
ELISE TEPPER TIC
JEFFREY S WILPON SPECIAL
JUDITH A WILPON C/O STERLING
EQUITIES

12/14/2000

241341

JPMSAI0010701

STERLING THIRTY
VENTURE
STERLING DOUBLEDAY
ENTERPRISES, L.P

Records unavailable

Records unavailable

n/a - reconciled
703 Account
to total deposit
Records unavailable
n/a - reconciled
703 Account
to total deposit

UNKNOWN

UNKNOWN

n/a - deposit
x

Records unavailable

1/5/2007
10/3/2000

STERLING THIRTY
VENTURE

n/a - deposit

x

JPMC Unknown

Records unavailable

1KW363

x

JPMC Unknown

MADWAA00099254

JP MORGAN CHASE
BANK

JP MORGAN CHASE BANK

x
x

n/a - deposit

MADWAA00149585

Records unavailable

703 Account

n/a - deposit
n/a - deposit
n/a - deposit
Records unavailable
Records unavailable
n/a - deposit
n/a - deposit
Records unavailable

Records unavailable

1KW020

Yes

n/a - deposit

JPMC Unknown

Records unavailable

STERLING THIRTY
VENTURE

n/a - deposit

JPMC Unknown

MADWAA00057404

UNKNOWN L THOMAS OSTERMAN
UNKNOWN

Records unavailable

n/a - deposit
CHASE MANHATTAN
BANK

n/a - deposit

Records unavailable
Records unavailable

240723

241881

x

JPMC Unknown
263

Records unavailable
Records unavailable

240261

CHECK

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

n/a - deposit

n/a - deposit

124608

703 Account

509 Account

n/a - deposit

n/a - deposit

Records unavailable

296618

CA

240

Records unavailable

12/24/1998

Yes

43

Records unavailable

10/21/1998

5/6/1998
5/6/1998
5/6/1998
9/30/1996
9/3/1996
12/20/2001
12/14/2001
9/20/1996

40,000.00

BofA Unknown
JPMC Unknown
294

Current Banking
Institution(s)

Potential Bank Account
Holder(s) [2]

Records unavailable

Check 2 Bates

12196

1301
1163
2743

7243
6357
17912

3195

1455

JPMSAI0011558

169509

JPMSAF0040255

2834

JPMSAI0004859

166571

JPMSAF0037109

43354

2743

17913

JP MORGAN CHASE BANK

n/a - deposit

n/a - deposit

Records unavailable

1898

12134

Records unavailable
Records unavailable
Records unavailable

x

JP MORGAN CHASE BANK

Records unavailable
25945

x
x
x

JPMC Unknown

MADWAA00364106

x

Records unavailable

n/a - deposit
Records unavailable

Records unavailable
509 Account

x

Records unavailable
Records unavailable
Records unavailable
Records unavailable
n/a - deposit
n/a - deposit
n/a - deposit
Records unavailable

Records unavailable
Records unavailable
Records unavailable
JPMSAF0040256

Records unavailable
703 Account

JP MORGAN CHASE BANK
x
x
x
x

JPMC Unknown

Records unavailable
Records unavailable
Records unavailable
509 Account

Records unavailable
Records unavailable
Records unavailable
Records unavailable
n/a - deposit
n/a - deposit
n/a - deposit
Records unavailable

n/a - deposit
x

Records unavailable

Records unavailable
JPMSAF0037110

x

Records unavailable

JPMC Unknown

MADWAA00155203

x

JP MORGAN CHASE BANK

8/11/1998

(10,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/18/1999

(90,000.00)

CW

CHECK

Withdrawal

Check

No Check Copy

n/a

Records unavailable

x

Records unavailable

10/1/1999

(13,250.00)

n/a

Records unavailable

x

Records unavailable

CW

CHECK

Withdrawal

Check

No Check Copy

10/21/1998

15,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

6/11/1997

(25,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

SAUL B KATZ FAMILY TRUST

1/3/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

JPMC Unknown

x

JP MORGAN CHASE BANK

1KW220

L THOMAS OSTERMAN ET AL SEF TIC

5/6/1998

Deposit

Check

Records unavailable

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

1KW287

STERLING HERITAGE LLC

3/10/2003

1/2/2002

82,366.62 JRNL CHECK
(10,000.00)

(25,000.00)

CW

CW

CHECK

CHECK

Withdrawal

Withdrawal

Check

Check

Yes

Yes

509 Account

159975

JPMSAF0030057

JPMSAF0030058

MADWAA00335843

Records unavailable
509 Account

509 Account

n/a - deposit

n/a - deposit
142404

131132

JPMSAF0012397

JPMSAF0000840

MADWAA00319776

JPMC Unknown

MADWAA00070223

1KW407

SAUL B KATZ FAMILY TRUST 2 C/O
STERLING EQUITIES

8/2/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

156422

JPMSAF0026274

JPMSAF0026275

1KW323

BROOKLYN BASEBALL COMPANY

1/6/2003

(625,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

140998

JPMSAF0010935

MADWAA00118720

JPMC Unknown

255125

1KW209

9/10/2008

(2,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

199581

JPMSAF0070293

MADWAA00302423

JPMC Unknown

255440
255803

1KW044
1KW195

11/12/1997
9/1/1998

(50,000.00)
(10,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

102140

1KW329

256187

1KW155

256194

1KW161

256301

1KW076

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN
L THOMAS OSTERMAN
JEFFREY S WILPON SPECIAL
FRED WILPON SAUL B KATZ TIC TAX
ESCROW
JUDITH A WILPON C/O STERLING
EQUITIES
ARTHUR FRIEDMAN ET AL TIC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

299393

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

MADWAA00334754

JPMC Unknown

Records unavailable
Records unavailable

x

Records unavailable
Records unavailable
JPMC Unknown

x

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

UNKNOWN

(4,370,109.37)

CW

CHECK

Withdrawal

Check

Yes

(337,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1/8/1999

2,000,000.00

x

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
Records unavailable

Yes

703 Account

n/a - wire

475

n/a - deposit

n/a - deposit

256471

1KW154

IRIS J KATZ C/O STERLING EQUITES

5/1/2000

(54,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108107

MADWAA00048772

JPMC Unknown

256489

1KW175

STERLING PATHOGENESIS CO

5/1/2000

(130,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

108112

MADWAA00048782

JPMC Unknown

256596

1KW426

GREGORY A KATZ & AMY BETH KATZ
JT/WROS
JEFFREY S WILPON SPECIAL
JUDITH A WILPON C/O STERLING
EQUITIES
ARTHUR FRIEDMAN ET AL TIC

3/30/2007

(285,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

183401

JPMSAF0054723

10/14/1998

(50,600.00)

CW

CHECK

Withdrawal

Check

Records unavailable

8/1/1996

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/1/1996

(66,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

256855

1KW195

257240

1KW155

257246

1KW161

BROOKLYN BASEBALL
COMPANY LLC

UNKNOWN RICHARD A. WILPON

Records unavailable

8/1/1996

UNKNOWN

Records unavailable

(66,000.00)

Wire

MADWAA00322042

UNKNOWN UNKNOWN

12/1/1997

Deposit

JPMSAF0015091

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

6/25/2003

CHECK WIRE

145114

x
x

JP MORGAN CHASE
BANK

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
Records unavailable
Records unavailable
CHASE MANHATTAN
BANK

12/29/1997

CA

509 Account

UNKNOWN UNKNOWN
TODD KATZ
UNKNOWN MICHAEL KATZ
CHIEF WIGGUM
STERLING HERITAGE /
UNKNOWN STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE BANK

JPMC Unknown

254326
254825

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

n/a - deposit
CHASE MANHATTAN
BANK

Records unavailable

MADWAA00266664

JPMC Unknown
Records unavailable

50 of 60

UNKNOWN

IRIS J. KATZ PAYABLE TO
SAUL B. KATZ
STERLING
PATHOGENESIS

UNKNOWN GREGORY KATZ

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

257624

1KW110

TODD KATZ MICHAEL KATZ AS
CUSTODIAN

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

CHECK

Withdrawal

Check

Yes

Withdrawal
Withdrawal
Withdrawal
Withdrawal

Wire
Check
Wire
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Deposit

Check

Yes

1/15/2002

(4,000.00)

CW

257903
257928
258213
258222

1KW024
1KW154
1KW024
1KW044

SAUL B KATZ
IRIS J KATZ C/O STERLING EQUITE
SAUL B KATZ
L THOMAS OSTERMAN

12/22/1997
10/24/1997
5/15/1996
9/14/1998

(221,815.00)
(136,600.00)
(1,750,000.00)
(38,300.00)

CW
CW
CW
CW

CHECK WIRE
CHECK
CHECK WIRE
CHECK

299942

1KW067

FRED WILPON

6/20/2000

1,644,000.00

CA

CHECK

299946

1KW076

175,000.00

CA

CHECK

Deposit

Check

Yes

1KW156

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
STERLING 15C LLC

6/26/2000

258448

12/1/1997

(150,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

300004

1KW108

GREGORY KATZ

3/5/2001

20,000.00

CA

CHECK

Deposit

Check

Yes

300010

1KW260

Deposit

3/8/2001

235,000.00

Check

Yes

258532

1KW156

STERLING 15C LLC

7/1/1997

(150,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

259440

1KW260

FRED WILPON FAMILY TRUST

FRED WILPON FAMILY TRUST

8/1/2001

(75,167.00)

CW

CA

CHECK

CHECK

Withdrawal

Check

Yes

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

509 Account

MADWAA00069701

132130

JPMSAF0001722

Check 3 Bates

Records unavailable
Records unavailable
Records unavailable
Records unavailable
n/a - reconciled
to total deposit
n/a - reconciled
703 Account
to total deposit
Records unavailable
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
Records unavailable
126991

300082

1KW156

STERLING 15C LLC

7/29/1999

114,800.00

CA

CHECK

Deposit

Check

Yes

703 Account

1KW156

STERLING 15C LLC

1/2/2001

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

120998

703 ID 2

703 Detail 703 Multiple
ID
ID

813

4227

10434

1066

5579

10487

1069

5601

MADWAA00086213
2821

355

1957

Current Banking
Institution(s)

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

TODD KATZ
UNKNOWN MICHAEL KATZ
DAYLE H. KATZ

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

x
x
x
x

Records unavailable
Records unavailable
Records unavailable
Records unavailable

x

Records unavailable

x
x

Records unavailable
CHASE MANHATTAN
BANK

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

UNKNOWN STERLING 15C LLC

JPMC Unknown
JPMC Unknown

MADWAA00148615

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

STERLING EQUITIES
UNKNOWN FUNDING CO/STERLING
15C LLC

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

UNKNOWN

IRIS KATZ & SAUL KATZ
FAMILY FOUNDATION
STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

UNKNOWN

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES

JPMC Unknown

1KW108

GREGORY KATZ

9/20/2004

(8,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157213

JPMSAF0027114

MADWAA00338349

1KW347

FS COMPANY LLC

3/18/2005

(1,300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162146

JPMSAF0032465

JPMSAF0032466
MADWAA00305968

260561

1KW156

STERLING 15C LLC

4/1/2003

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143149

JPMSAF0013094

242468

1KW367

7/26/2005

40,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

6465

1KW044

8/26/2002

77,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1742

JPMSAI0003178

260751

1KW083

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION

5/27/2003

(20,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144608

JPMSAF0014530

MADWAA00322196

261103

1KW260

FRED WILPON FAMILY TRUST

10/1/2004

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

157659

JPMSAF0027604

JPMSAF0027605

261507
261555

1KW118
1KW067

4/1/1997
3/31/1997

(165,000.00)
(67,500.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

261760

1KW109

BRUCE WILPON
FRED WILPON
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

1/14/1998

(4,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

261885

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

7/2/2007

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

186390

JPMSAF0057580

1KW053

12/23/1998

(150,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

88362

MADWAA00378974

12/23/1998

(150,000.00)

Withdrawal

Check

509 Account

88363

MADWAA00377835

703 Account

JPMC Unknown
MADWAA00159905

JPMSAI0008733

300371

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
L THOMAS OSTERMAN

n/a - wire

33981

2277

15022

18196

1522

9096

n/a - deposit
n/a - deposit

JPMC Unknown

262175

1KW053

CW

CHECK

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

2/27/2004

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

262194
262421
262429
262702
262703

1KW175
1KW040
1KW211
1KW154
1KW154

STERLING PATHOGENESIS CO
METS LIMITED PTR
MARVIN B TEPPER
IRIS J KATZ C/O STERLING EQUITE
IRIS J KATZ C/O STERLING EQUITE

10/1/1998
3/26/1996
2/2/1998
4/16/1998
12/19/1996

(100,000.00)
(2,000,000.00)
(68,800.00)
(500,000.00)
(1,750,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK WIRE
CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Wire
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

262938

1KW235

IRIS J KATZ-W STERLING EQUITIES

2/11/1999

(68,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

90074

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

2/1/2008

(5,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

193645

JPMSAF0064575

1KW054

12/24/1997

(4,630.00)

CW

CHECK

Withdrawal

Check

Records unavailable

12/1/1997

(100,000.00)

Records unavailable
Records unavailable

x

Records unavailable
NORTH FORK
BANCORPORATION INC.

CAPITAL ONE, N.A.

PHILIP H. WACHTLER
UNKNOWN ROBIN WILPON
WACHTLER

UNKNOWN

UNKNOWN

UNKNOWN UNKNOWN

x

UNKNOWN

UNKNOWN

UNKNOWN UNKNOWN

x
x
x
x
x

JPMC Unknown

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

UNKNOWN IRIS J. KATZ

JPMC Unknown

MADWAA00273618

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
UNKNOWN ROBIN WILPON
WACHTLER

Capital One Unknown

MADWAA00385490

262960

x
x

Records unavailable

300664

GREGORY KATZ

UNKNOWN FS COMPANY

n/a - deposit

JPMC Unknown

MADWAA00338983

UNKNOWN

n/a - deposit

Records unavailable
Records unavailable

LEONARD SCHREIER AND SANFORD
KOUFAX TIC
LEONARD SCHREIER AND SANFORD
KOUFAX TIC

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

Original Banking
Institution(s)

JPMC Unknown

4196

Records unavailable

260179

Yes

Info Not
Availble

Records unavailable

805

7029

260326

262162

Receiving Bank
Account - Standardized

Records unavailable
Records unavailable
Records unavailable
Records unavailable
6977

n/a - reconciled
to total deposit

259764

703 / BT ID 1

JPMC Unknown

703 Account

509 Account

Check 4 Bates

Unknown
Unknown
26609

x

n/a - deposit

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

MADWAA00287568

n/a - deposit

263032

1KW175

LEONARD J SCHREIER & DEYVA
SCHREIER T I C
STERLING PATHOGENESIS CO

CW

CHECK

Withdrawal

Check

Records unavailable

1KW024

SAUL B KATZ

7/6/1999

43,333.33

CA

CHECK

Deposit

Check

1KW195

2/2/1998

(10,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

x

Records unavailable

2/2/1998

(13,250.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

12/23/1997

(225,550.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1KW156
1KW040

JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
STERLING 15C LLC
METS LIMITED PTR

Records unavailable
n/a - reconciled
to total deposit
Records unavailable

x

301040

1KW242

SAUL B KATZ FAMILY TRUST

264220
264470

1KW119
1KW175

DAVID M KATZ
STERLING PATHOGENESIS CO

7/3/1997
3/3/1997

(166,667.00)
(35,000.00)

CW
CW

264852

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

5/19/2000

(1,000,000.00)

CW

1/3/1997

(10,000.00)

CW

CHECK

1/17/2007

2,000,000.00

CA

CHECK WIRE

CA

CHECK

263017

263205
263214

1KW210

263523

1KW024

263709

1KW076

263859
263867
264200

265014

1KW096

301456

1KW447

PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
STERLING TWENTY FIVE LLC

301515

1KW024

SAUL B KATZ

265336

1KW257

STERLING JET LTD

266100

1KW154

IRIS J KATZ C/O STERLING EQUITE

266217

1KW247

266220
266534
266634

1KW242

SAUL B KATZ FAMILY TRUST

267076

1KW367

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS

267718

1KW155

Withdrawal

Records unavailable

(15,000.00)

Check

Records unavailable

9/1/1998
8/3/1998

(150,000.00)
(2,000,000.00)

CW
CW

CHECK
CHECK WIRE

Withdrawal
Withdrawal

Check
Wire

Records unavailable
Records unavailable

(200,000.00)

CW

CHECK

Withdrawal

Check

Yes

CHECK WIRE
CHECK

Withdrawal
Withdrawal

Wire
Check

Records unavailable
Records unavailable

CHECK WIRE

Withdrawal

Wire

Yes

Withdrawal

Check

Records unavailable

Deposit

Wire

Yes

703 Account

Deposit

Check

Yes

2559

320

1759

Records unavailable

6600

40971

703 Account

n/a - wire
n/a - reconciled
to total deposit

509 Account

121001

(50,000.00)

CW

CHECK

Withdrawal

Check

Yes

CW

CHECK

Withdrawal

Check

Records unavailable

METS LIMITED PTR #2 ATTN LEN LABITA

7/2/2001

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/30/2001

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

1KW210

ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

3/1/1999

(13,250.00)

CW

CHECK

Withdrawal

Check

7/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

10/1/2007

(5,000.00)

CW

CHECK

Withdrawal

Check

6/2/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

(21,000,000.00)

219

31

154

MADWAA00148621

n/a - wire

Yes

703 Account

n/a - wire

Yes

509 Account

90262

MADWAA00385994

Yes

509 Account

155042

JPMSAF0024512

JPMSAF0024513

Yes

509 Account

189088

JPMSAF0060128

MADWAA00264706

1KW040

CHECK WIRE

Withdrawal

Wire

Records unavailable

6/2/1997

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

METS LIMITED PTR #2 ATTN LEN LABITA

5/15/2000

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

1KW367

11/21/2008

450,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

7643

268475

1KW024

12/30/1997

(135,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

302368

1KW004

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
SAUL B KATZ
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

11/10/1999

10,000.00

CA

CHECK

Deposit

Check

Yes

302372

1KW044

L THOMAS OSTERMAN

11/10/1999

163,000.00

CA

CHECK

Deposit

Check

Yes

302380

1KW109

11/10/1999

13,538.00

CA

CHECK

Deposit

Check

Yes

268544
302400

1KW154
1KW044

9/3/1996
5/15/2002

(42,000.00)
30,000.00

CW
CA

CHECK
CHECK

Withdrawal
Deposit

Check
Check

Records unavailable
Yes

302404

1KW076

5/15/2002

50,000.00

CA

CHECK

Deposit

Check

302416
302419

1KW362
1KW362

268552

1KW155

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
IRIS J KATZ C/O STERLING EQUITE
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
JUDITH A WILPON C/O STERLING
EQUITIES
IRIS J KATZ C/O STERLING EQUITE
JUDITH A WILPON C/O STERLING
EQUITIES
IRIS J KATZ C/O STERLING EQUITE
RUTH FRIEDMAN
IRIS J KATZ C/O STERLING EQUITE

1KW154
1KW155
1KW154
1KW006
1KW154
1KW067

FRED WILPON

302900

1KW024

105825

270270

1KW435

SAUL B KATZ
STERLING INTERNAL V LLC C/O
STERLING EQUITIES

302957

JPMSAI0013823

UNKNOWN

UNKNOWN UNKNOWN

x

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

PHILIP H. WACHTLER
UNKNOWN ROBIN WILPON
WACHTLER

JP MORGAN CHASE
BANK

UNKNOWN

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

JPMC Unknown

50700

Records unavailable
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
n/a - reconciled
703 Account
to total deposit
Records unavailable
703 Account
JPMSAI0002647
1733

7121
771

STERLING DOUBLEDAY
ENTERPRISES, L.P
STERLING DOUBLEDAY
ENTERPRISES, L.P

UNKNOWN

x
x

Records unavailable

703 Account
703 Account

UNKNOWN

x

Records unavailable

6820

UNKNOWN

JPMC Unknown

MADWAA00339865

6540

703 Account

STERLING JET LTD
UNKNOWN STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK

JP MORGAN CHASE BANK

Records unavailable

Yes

JP MORGAN CHASE
BANK

Records unavailable

Unknown

n/a - wire

302346

CHASE MANHATTAN
BANK

JPMC Unknown

Records unavailable

1KW247

n/a - deposit

x

JPMC Unknown

12530

STERLING DOUBLEDAY
ENTERPRISES, L.P

Records unavailable
n/a - deposit

n/a - deposit

12182

Records unavailable

1KW076

268464

268999

UNKNOWN

x

JPMC Unknown

703 Account

268122

269420
269745
270202

JP MORGAN CHASE
BANK

Records unavailable

268419

269266

UNKNOWN UNKNOWN

JP MORGAN CHASE BANK

n/a - deposit

Records unavailable

JUDITH A WILPON C/O STERLING
EQUITIES
METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

CW

JP MORGAN CHASE
BANK

x
x

Records unavailable
Records unavailable
CHASE MANHATTAN
BANK
Records unavailable
Records unavailable

Records unavailable

Records unavailable

3/20/1997

Records unavailable

x

JPMC Unknown

Records unavailable

(42,000.00)

x
x
x

JPMC Unknown

MADWAA00321986

n/a - wire

1/2/2001

n/a - deposit

Records unavailable
Records unavailable

JPMSAF0015030

Records unavailable
Records unavailable

10/1/1996

n/a - deposit

Records unavailable

145050

703 Account

Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable
509 Account

x

Records unavailable

703 Account

8/3/1998

273,914.00

CHECK

Yes

6/23/2003

12/21/1998

CW

Records unavailable

Records unavailable

x

JPMC Unknown
3073

19841

4079

494

2626

494

2628

n/a - deposit

4079

494

2627

n/a - deposit

16686

1446

8531

Records unavailable
n/a - deposit

JPMSAI0002646

16686

1446

8532

n/a - deposit

JPMSAI0002566
JPMSAI0002547

16530
16527

1437
1436

8459
8448

Records unavailable
STERLING DOUBLEDAY
ENTERPRISES, L.P

n/a - deposit
x

n/a - deposit

4079

Records unavailable

JP MORGAN CHASE BANK

n/a - deposit
Records unavailable

Records unavailable

Records unavailable
n/a - deposit
n/a - deposit
n/a - deposit

x

Records unavailable
n/a - deposit
n/a - deposit

5/3/2002
5/3/2002

10,000.00 JRNL CHECK
421,400.00 JRNL CHECK

Deposit
Deposit

Check
Check

Yes
Yes

9/3/1996

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/12/1998

(500,000.00)

CW

Records unavailable

Records unavailable

x

Records unavailable

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit

CHECK

Withdrawal

Check

Records unavailable

6/1/1998

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

3/2/1998
11/20/1996
5/1/1997

(292,000.00)
(627,000.00)
(42,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

x
x
x

Records unavailable
Records unavailable
Records unavailable

JPMC Unknown

x

JP MORGAN CHASE BANK

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

10/7/1997

500,000.00

CA

CHECK

Deposit

Check

Records unavailable

11/14/2007

4/2/2002

1,200,000.00

CA

CHECK

Deposit

Check

Yes

509 Account

133626

JPMSAF0003281

703 Account

126

JPMSAI0012126

MADWAA00065151

45064

Records unavailable

n/a - deposit

n/a - deposit

2828

18391

n/a - deposit

n/a - deposit

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1/9/2004

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

n/a - deposit

n/a - deposit

303107

1KW076

4/10/2007

350,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

1861

JPMSAI0011169

42143

2686

17581

n/a - deposit

n/a - deposit

303117

1KW084

4/3/2007

15,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

101

JPMSAI0011142

42038

2682

17557

n/a - deposit

n/a - deposit

270769

1KW155

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
SAUL B KATZ
JUDITH A WILPON C/O STERLING
EQUITIES

302961

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

270871

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES

270941

1KW328

AIR STERLING LLC

303143

1KW372

271044
271151
271230
271365

1KW195
1KW175
1KW044
1KW189

270760

1KW024

10/10/1997

(83,700.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

10/1/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

1/23/2004

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

11/20/1998

(492,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

12/3/2001

(302,362.19)

CW

CHECK

Withdrawal

Check

Yes

25929

703 Account

Records unavailable

26095

x

Records unavailable

Records unavailable
n/a - wire

x

Records unavailable

n/a - deposit

Records unavailable

n/a - deposit

Records unavailable

509 Account

130350

JPMSAF0000102

703 Account

581

JPMSAI0011242

Records unavailable

JPMC Unknown

MADWAA00073173

x
x

JP MORGAN CHASE BANK

x
x
x
x

Records unavailable
Records unavailable
Records unavailable
Records unavailable

750,000.00

CA

CHECK

Deposit

2339

15386

1KW201

ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ
JEFFREY S WILPON SPECIAL
STERLING PATHOGENESIS CO
L THOMAS OSTERMAN
RUSKIN GARDENS APTS LLC
ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
DAVID M KATZ

1/2/1998

(8,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

303668

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

10/25/2001

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

41885

1KW447

4/11/2007

5,095,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

101

JPMSAI0011178

42165

2687

17583

6/12/1998

(3,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

11/3/1997

121,718.70

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

3/19/2002

171,273.00 JRNL CHECK

Deposit

Check

Yes

703 Account

224

JPMSAI0002209

15841

1403

8152

n/a - deposit

n/a - deposit

n/a - reconciled
to total deposit
Records unavailable

6929

799

4167

n/a - deposit

n/a - deposit

259914
271586

1KW367

4/24/2007

450,000.00

CA

CHECK

Deposit

Check

Yes

11/3/1997
9/1/1998
8/11/1998
10/14/1998

(8,000.00)
(100,000.00)
(35,000.00)
(30,000.00)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Check

Yes

10/27/2005

271603

1KW110

303799

1KW081

303873

1KW359

STERLING TWENTY FIVE LLC
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
RICHARD A WILPON & DEBRA WILPON
J/T WROS
STERLING EQUITIES (GREENWOOD) C/O
MATTHEW BERNSTEIN MS# NYC03409

303932

1KW108

GREGORY KATZ

6/15/2000

6,500.00

CA

CHECK

Deposit

Check

Yes

271718

1KW108

GREGORY KATZ

1/27/1998

(84,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

42369

2695

17642

Records unavailable
Records unavailable
Records unavailable
Records unavailable
703 Account

6555

JPMSAI0007982

35230

Records unavailable

703 Account

n/a - deposit
Records unavailable
Records unavailable
Records unavailable
Records unavailable
n/a - deposit
Records unavailable

13762

n/a - deposit

n/a - deposit
x

Records unavailable

n/a - deposit

n/a - deposit

n/a - deposit

n/a - deposit

Records unavailable

x

n/a - deposit

Records unavailable

Records unavailable
n/a - deposit

x

Records unavailable

51 of 60

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

271757

1KW081

303940
271761

1KW067
1KW195

271826

1KW210

271992

1KW155

272010
272655
273238
304196

1KW201
1KW161
1KW040
1KW374

RICHARD A WILPON & DEBRA WILPON
J/T WROS
FRED WILPON
JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
JUDITH A WILPON C/O STERLING
EQUITIES
DAVID M KATZ
ARTHUR FRIEDMAN ET AL TIC
METS LIMITED PTR
METS II LLC

273378

BLMIS Account Name

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

12/11/1998

(665,600.00)

CW

CHECK

Withdrawal

Check

Yes

12/3/2003
1/14/1998

1,330,218.00
(22,000.00)

CA
CW

CHECK
CHECK

Deposit
Withdrawal

Check
Check

Yes
Records unavailable

8/3/1998

(13,250.00)

CW

CHECK

10/1/1998

(42,000.00)

CW

9/1/1998
5/1/1997
10/21/1996
8/29/2002

BLMIS BANK
Check Number Check 1 Bates
Account [1]
509 Account

88209
7562

JPMSAI0004582

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

MADWAA00378720

703 Account
Records unavailable

Check 3 Bates

25316

1868

11894

Records unavailable

Receiving Bank
Account - Standardized

Info Not
Availble

Unknown

Check 2 Bates

n/a - deposit
Records unavailable

Current Banking
Institution(s)

x

UNKNOWN

UNKNOWN

UNKNOWN UNKNOWN

x

n/a - deposit
Records unavailable

JP MORGAN CHASE
BANK

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

JP MORGAN CHASE
BANK

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

Withdrawal

Check

Records unavailable

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(8,000.00) CW
(66,000.00) CW
(2,000,000.00) CW
600,000.00 JRNL

CHECK
CHECK
CHECK WIRE
CHECK

Withdrawal
Withdrawal
Withdrawal
Deposit

Check
Check
Wire
Check

Records unavailable
Records unavailable
Records unavailable
Yes

Records unavailable
Records unavailable
Records unavailable
703 Account
14874

Records unavailable
Records unavailable
Records unavailable
n/a - deposit

x
x
x

Records unavailable
Records unavailable
Records unavailable
n/a - deposit

703 Account

Records unavailable

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

JPMSAI0003192

18259

n/a - wire

1525

9120

7469

x

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

Original Banking
Institution(s)

JPMC Unknown

Records unavailable

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/31/2000

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

274449

1KW081

(58,100.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1KW201

8/12/1998

(50,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

274726

1KW083

274784
274891
275405
275472
275541

1KW175
1KW117
1KW108
1KW201
1KW175

RICHARD A WILPON & DEBRA WILPON
J/T WROS
DAVID M KATZ
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
STERLING PATHOGENESIS CO
ROBIN WILPON WACHTLER
GREGORY KATZ
DAVID M KATZ
STERLING PATHOGENESIS CO

9/14/1998

274640

JP MORGAN CHASE BANK

304942

6/4/1997

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/1/1998
1/2/1997
8/11/1998
12/22/1997
5/1/1998

(100,000.00)
(9,000.00)
(10,000.00)
(48,750.00)
(100,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK WIRE
CHECK

Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Wire
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

x
x
x
x
x

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

1/12/2004

290,000.00

CA

CHECK

Deposit

Check

Yes

8361

JPMSAI0004854

25945

1898

12139

275647

1KW076

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

1KW076

1/9/2004

100,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

7925

JPMSAI0004828

25930

1896

12113

n/a - deposit

304960

1KW384

3/2/2004

16,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

978

JPMSAI0005202

26682

1933

12447

n/a - deposit

275665

1KW040

5/26/1998

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

304964

1KW384

304976

1KW345

304950

1KW067

275754

1KW096

276651

1KW081

276682

1KW223

277091

1KW004

277210

1KW201

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
L THOMAS OSTERMAN AND JILL PUPKE
TIC
METS LIMITED PTR
L THOMAS OSTERMAN AND JILL PUPKE
TIC
GREG KATZ AMY KATZ JT TEN MICHAEL
KATZ TIC
FRED WILPON
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
STERLING DOUBLEDAY ENTERPRISES #2
C/O HARRY O'SHAUGHNESSY
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
DAVID M KATZ

3/3/1997

304954

703 Account

277464

1KW408

FRED WILPON FAMILY TRUST 2 C/O
STERLING EQUITIES

277588

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

Records unavailable

n/a - deposit
Records unavailable

Records unavailable

Records unavailable

n/a - deposit
x

Records unavailable

x

Records unavailable

n/a - deposit
n/a - deposit

3/2/2004

16,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

4896

JPMSAI0005203

26682

1933

12448

n/a - deposit

n/a - deposit

1/12/2004

12,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

8362

JPMSAI0004863

25945

1898

12141

n/a - deposit

n/a - deposit

1/12/2004

1,093,648.50

CA

CHECK

Deposit

Check

Yes

703 Account

7563

JPMSAI0004856

25945

1898

12140

n/a - deposit

n/a - deposit

9/16/1998

(15,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

6/11/1997

(35,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

6/14/1999

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

3/31/1997

(13,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/1/1998

(8,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

12/1/2004

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

159277

10/18/1999

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

Check

Records unavailable

703 Account

Records unavailable

2317

JPMSAF0029263

JPMSAF0029264

x

Records unavailable
n/a - wire

x

JPMC Unknown

Records unavailable
Records unavailable
JP MORGAN CHASE BANK

JPMC Unknown

3778

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

UNKNOWN

JPMC Unknown

MADWAA00333157

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

UNKNOWN

WILPON FAMILY TRUST
RICHARD WILPON
MICHAEL KATZ
IRIS KATZ TTEES
STERLING DOUBLEDAY
ENTERPRISES, L.P

278174

1KW076

305256

1KW402

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
STERLING 10 LLC STERLING EQUITIE

3/17/2005

400,000.00

278590

1KW154

IRIS J KATZ C/O STERLING EQUITES

7/12/2000

(216,100.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110130

MADWAA00249150

JPMC Unknown

278932

1KW044

L THOMAS OSTERMAN

8/1/2001

(15,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

126977

MADWAA00086185

BofA Unknown

279042

1KW156

STERLING 15C LLC

11/1/2002

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

139354

MADWAA00129866

JPMC Unknown

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

STERLING EQUITIES
UNKNOWN FUNDING CO/STERLING
15C LLC

279057

1KW242

SAUL B KATZ FAMILY TRUST

4/8/2003

(250,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

143879

JPMSAF0013812

JPMC Unknown

UNKNOWN

JP MORGAN CHASE
BANK

UNKNOWN KATZ FAMILY TRUST

305260
305473

1KW420
1KW019

STERLING BRUNSWICK SEVEN LL
MICHAEL KATZ

3/23/2005
5/8/2003

5,400,000.00 JRNL CHECK
150,000.00 CA CHECK

Deposit
Deposit

Check
Check

703 Account
703 Account

20113
7867

JPMSAI0007522
JPMSAI0003678

279298

1KW314

STERLING THIRTY VENTURE LLC B

3/18/2005

(900,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162145

JPMSAF0032463

JP MORGAN CHASE
BANK

UNKNOWN

STERLING THIRTY
VENTURE LLC

280189

1KW161

10/1/1997

(66,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

280194

1KW076

10/1/1997

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Check

Records unavailable

Records unavailable

Records unavailable

x

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

UNKNOWN

STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK

UNKNOWN MARVIN B TEPPER

280207

1KW201

ARTHUR FRIEDMAN ET AL TIC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
DAVID M KATZ

280329

1KW300

STERLING EQUITIES

280497
280544

1KW195
1KW161

JEFFREY S WILPON SPECIAL
ARTHUR FRIEDMAN ET AL TIC

280668

1KW263

MARVIN B TEPPER

1/2/1996

(8,500.00)

CW
CA

CHECK
CHECK

Withdrawal
Deposit

Check

Yes

Yes
Yes

10/10/1997

(69,600.00)

CW

CHECK

Withdrawal

8/14/2000

(500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

1/2/1998
1/2/1998

(8,000.00)
(66,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

7/12/2000

(61,800.00)

CW

CHECK

Withdrawal

Check

Yes

Records unavailable
703 Account

Records unavailable
158

703 Account

JPMSAI0007487

32104

2188

14440

MADWAA00307024
32185
22409
JPMSAF0032464

2193

14469

MADWAA00159903

n/a - wire

x

Records unavailable

x

n/a - deposit
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
FLEET BOSTON FINANCIALBANK OF AMERICA,
CORP.
N.A.

n/a - deposit

7645

JP MORGAN CHASE BANK

JPMC Unknown

280770

1KW154

IRIS J KATZ C/O STERLING EQUITE

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

280886

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

10/10/1997

(5,600.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

280896
281129
281145

1KW156
1KW154
1KW175

10/1/1997
8/11/1998
8/5/1998

(150,000.00)
(177,500.00)
(250,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

x
x
x

Records unavailable
Records unavailable
Records unavailable

304192

1KW372

STERLING 15C LLC
IRIS J KATZ C/O STERLING EQUITE
STERLING PATHOGENESIS CO
ESTATE OF LEONARD J SCHREIER C/O
SCHULTE ROTH & ZABEL KIM BAPTISTE
ESQ

8/12/2002

2,200,000.00 JRNL CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit

18010

305734

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

3/2/2004

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

703 Account

n/a - wire

26680

281790

1KW156

STERLING 15C LLC

8/1/2003

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

146558

281873

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/5/2000

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

6818

281884

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/14/2000

(2,000,000.00)

CW

CHECK WIRE

703 Account

n/a - wire

6924

281892

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/27/2000

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

7051

282271

1KW154

IRIS J KATZ C/O STERLING EQUITE

8/1/1996

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

282868

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

4/10/2000

(5,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

282903
282909

1KW195
1KW195

JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL

6/1/1998
6/12/1998

(10,000.00)
(23,200.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

282945

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

10/9/2001

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

306467
306475

1KW014
1KW019

800,000.00
680,000.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Yes
Yes

703 Account
703 Account

20893
9693

1KW062

IRIS J KATZ C/O STERLING EQUITIE
MICHAEL KATZ
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B

7/13/2005
7/22/2005

283157

5/9/1996

(53,183.66)

CW

CHECK

Withdrawal

Check

Records unavailable

283808

1KW247

6/4/1997

Withdrawal

Wire

Yes

110133

MADWAA00249156

JPMSAF0016435

JPMC Unknown

1512

9012

n/a - wire

JPMC Unknown

13550
JPMSAI0008654
JPMSAI0008717

33831
33955

2267
2275

14954
15009

4/10/2001

(10,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

9/20/1999

(58,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

94992

MADWAA00190067

11/1/2004

(120,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

158851

JPMSAF0028829

JPMSAF0028830

509 Account

145070

JPMSAF0015050

MADWAA00322012

509 Account

134343

JPMSAF0003977

MADWAA00064226

DAVID M KATZ

6/1/1998

(8,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

6/24/2003

(1,000,000.00)

CW

CHECK

Withdrawal

Check

Yes

n/a - wire

10950

285910

1KW313

STERLING THIRTY VENTURE LLC TR

4/10/2002

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

1KW067
1KW108

8/11/1998
1/14/1998

(250,000.00)
(10,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

1KW155

Records unavailable

1KW210
1KW076

287134
287204

1KW175
1KW161

287208

1KW076

JP MORGAN CHASE BANK
CHASE MANHATTAN
BANK
JP MORGAN CHASE BANK

Records unavailable

x

STERLING EQUITIES
UNKNOWN FUNDING CO/STERLING
15C LLC
STERLING DOUBLEDAY
ENTERPRISES, L.P
STERLING DOUBLEDAY
UNKNOWN
ENTERPRISES, L.P
STERLING DOUBLEDAY
UNKNOWN
ENTERPRISES, L.P
UNKNOWN

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

Records unavailable

JPMC Unknown

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

UNKNOWN DAVID M. KATZ
UNKNOWN

STERLING THIRTY
VENTURE LLC

Records unavailable

x
x

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
Records unavailable
Records unavailable

Records unavailable

x

Records unavailable

JPMC Unknown

Records unavailable

286875
286962

x

JPMC Unknown

Records unavailable
Records unavailable

286841

FRED WILPON
GREGORY KATZ
JUDITH A WILPON C/O STERLING
EQUITIES
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
STERLING PATHOGENESIS CO
ARTHUR FRIEDMAN ET AL TIC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

JP MORGAN CHASE
BANK

JPMC Unknown

MADWAA00352257

Records unavailable

286343
286436

n/a - deposit
n/a - deposit
Records unavailable

DAVID M KATZ

x
x

JPMC Unknown

Records unavailable

METS LIMITED PTR #2 ATTN LEN LABITA

x

JPMC Unknown
Records unavailable
Records unavailable

STERLING THIRTY VENTURE LLC B

FS COMPANY LLC

JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
Records unavailable
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
Records unavailable
Records unavailable
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
n/a - deposit
n/a - deposit
JP MORGAN CHASE BANK

JPMC Unknown

6075

1KW201

1KW201

CHASE MANHATTAN
BANK

JPMC Unknown

Records unavailable
Records unavailable

1KW314

1KW347

n/a - deposit

Records unavailable

284638

285198

n/a - deposit

JPMC Unknown

MADWAA00323883

285040

193439

n/a - deposit
n/a - deposit

Records unavailable
703 Account

x
x

Records unavailable

Records unavailable
Records unavailable
CHASE MANHATTAN
BANK
Records unavailable

509 Account

Records unavailable
Records unavailable

UNKNOWN UNKNOWN

n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
JPMC Unknown

Records unavailable
Records unavailable

UNKNOWN IRIS J. KATZ

JP MORGAN CHASE BANK

JPMC Unknown
Records unavailable
Records unavailable

11/2/1998

(42,000.00)

CW

CHECK

Withdrawal

Check

12/31/1998

(7,000.00)

CW

CHECK

Withdrawal

Check

Yes

Unknown

x

12/2/1996

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

(100,000.00)
(66,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

STERLING THIRTY
VENTURE

Records unavailable
Records unavailable

Records unavailable

UNKNOWN

Records unavailable

6/1/1998
9/1/1998

UNKNOWN FS COMPANY LLC

509 Account

88505

MADWAA00377985

9/1/1998

(15,000.00)

CW

CHECK

Withdrawal

Check

287364

1KW108

GREGORY KATZ

11/8/2007

(65,000.00)

CW

CHECK

Withdrawal

Check

Yes

287449

1KW161

10/1/1998

(66,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

287932

1KW076

1/2/1998

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

1KW161

5/1/1998

(66,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

288219

1KW155

Withdrawal

Check

No Check Copy

10/1/1999
8/11/1998

(50,000.00)
(50,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

No Check Copy
Records unavailable

5/30/2000

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

509 Account

144297

288236
288288

1KW257
1KW024

288444

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

288641

1KW260

FRED WILPON FAMILY TRUST

288654

1KW168

288667
307119

1KW161
1KW013

307123

1KW084

289322
289373
289381
289526
290095

1KW121
1KW201
1KW237
1KW024
1KW067

MARVIN TEPPER & ELISE TEPPER J/T
WROS
ARTHUR FRIEDMAN ET AL TIC
DAYLE KATZ
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
MICHAEL KATZ & SAUL B KATZ TI
DAVID M KATZ
IRIS J KATZ-T STERLING EQUITIE
SAUL B KATZ
FRED WILPON

10/1/1999

(42,000.00)

CW

CHECK

190820

n/a

JP MORGAN CHASE
BANK

UNKNOWN GREGORY KATZ

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

UNKNOWN

Records unavailable

CW

CHECK

Withdrawal

Check

Yes

(37,750.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

2/3/1997
5/9/2005

(66,000.00)
23,000.00

Records unavailable
Yes

Records unavailable
703 Account

835

JPMSAI0008336

32889

2223

14685

703 Account

132

JPMSAI0008391

33026

2230

14734

CW
CA

CHECK
CHECK

Withdrawal
Deposit

Check
Check

14,466.75

CA

CHECK

Deposit

Check

Yes

(5,000.00)
(26,000.00)
(40,000.00)
(1,250,000.00)
(760,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

JP MORGAN CHASE
BANK

IRIS J KATZ - O STERLING EQUITIES

12/21/1999

(2,900.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97277

MICHAEL KATZ

10/16/2001

58,630.00

CA

CHECK

Deposit

Check

Yes

703 Account

FRED WILPON

10/19/2001

350,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

FRED WILPON AND SAUL KATZ TIC
CITIBANK
RICHARD A WILPON & DEBRA WILPON
J/T WROS
FRED WILPON AND SAUL KATZ TIC
CITIBANK
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS

(905,000.00)

Records unavailable

290714

1KW067

307606

1KW081

9/11/1998

JP MORGAN CHASE BANK
x

Records unavailable
n/a - deposit

x

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
CHASE MANHATTAN
BANK

MADWAA00057412

UNKNOWN SAUL B. KATZ

n/a - deposit

n/a - deposit

JPMC Unknown
13634

1239

6900

n/a - deposit

n/a - deposit

13690

1242

6934

n/a - deposit

n/a - deposit

13706

1243

6946

CW

CHECK

Withdrawal

Check

10/22/2001

210,000.00

CA

CHECK

Deposit

Check

Yes

9/11/1998

(1,001,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/29/1997

(100,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

73,500.00

CA

CHECK

Deposit

Check

Records unavailable

2/28/1996

Records unavailable
703 Account

n/a - reconciled
to total deposit

Records unavailable

Records unavailable

307707

1KW024

SAUL B KATZ

10/16/2001

63,250.00

CA

CHECK

Deposit

Check

Yes

703 Account

307711

1KW024

SAUL B KATZ

10/19/2001

136,331.00

CA

CHECK

Deposit

Check

Yes

703 Account

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

STERLING DOUBLEDAY
ENTERPRISES, L.P
STERLING EQUITIES
FUNDING CO

Records unavailable
n/a - deposit

x
x
x
x
x

UNKNOWN

Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

1KW272

1KW222

JPMC Unknown

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

1KW067
1KW222

MADWAA00317029

Records unavailable
Records unavailable
Records unavailable
JP MORGAN CHASE BANK

Records unavailable

1KW019

1KW081

JPMSAF0014235

x
x
x

JPMC Unknown

(66,167.00)

290229

290245

6708

5/1/2003

10/1/1998
9/14/1998
9/4/1998
6/25/1996
4/16/1998

Records unavailable
CHASE MANHATTAN
BANK
Records unavailable

Records unavailable
Records unavailable

n/a
Records unavailable

3/31/1997

5/18/2005

x

JPMC Unknown
Records unavailable

307544
290231

MADWAA00262177

Records unavailable

307535

307550

JPMSAF0061794

x

UNKNOWN UNKNOWN

Records unavailable

509 Account

Records unavailable

UNKNOWN

Records unavailable

288114

ARTHUR FRIEDMAN ET AL TIC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ARTHUR FRIEDMAN ET AL TIC
JUDITH A WILPON C/O STERLING
EQUITIES
STERLING JET LTD
SAUL B KATZ

Records unavailable

UNKNOWN

x

n/a - deposit

Records unavailable
n/a - deposit

n/a - deposit

n/a - deposit

13634

1239

6901

n/a - deposit

n/a - deposit

13690

1242

6933

n/a - deposit

n/a - deposit

52 of 60

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

307719

1KW076

291127
291513
307905

1KW044
1KW154
1KW067

307952

1KW309

292007

BLMIS Account Name

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

10/18/2001

100,000.00

CA

CHECK

10/22/1997
7/1/1997
8/28/2002

(100,000.00)
(500,000.00)
325,000.00

CW
CW
CA

CHECK
CHECK WIRE
CHECK

1KW154

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
L THOMAS OSTERMAN
IRIS J KATZ C/O STERLING EQUITE
FRED WILPON
DAN KNOPF HEATHER KNOPF JT TEN C/O
STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITE

292402

1KW247

292858

1KW263

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Deposit

Check

Yes

Withdrawal
Withdrawal
Deposit

Check
Wire
Check

Records unavailable
Records unavailable
Yes

n/a - reconciled
to total deposit
Records unavailable
Records unavailable
703 Account
JPMSAI0003186
7700

18243

703 Account

28094

Check 2 Bates

Check 3 Bates

703 Account

6/14/2004

300,000.00

CA

CHECK

Deposit

Check

Yes

8/1/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

2612

METS LIMITED PTR #2 ATTN LEN LABITA

8/14/2000

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

4/15/2002

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

134433

6/2/2003

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

7/1/2002
8/19/1996
7/17/1996
7/1/1996
9/27/1996

150,000.00
(2,000,000.00)
(2,000,000.00)
(42,000.00)
(900,000.00)

CA
CW
CW
CW
CW

CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK WIRE

Deposit
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Wire
Wire
Check
Wire

Yes
Records unavailable
Records unavailable
Records unavailable
Records unavailable

703 / BT ID 1

13673

n/a - wire

MARVIN B TEPPER

Check 4 Bates

JPMSAI0005814

703 ID 2

703 Detail 703 Multiple
ID
ID
1241

Receiving Bank
Account - Standardized

6921

n/a - deposit

1524

9111

Records unavailable
Records unavailable
n/a - deposit

2000

12979

Records unavailable

JPMSAF0014611

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

x
x

Records unavailable
Records unavailable
n/a - deposit
n/a - deposit

x

Records unavailable

JPMSAI0002925

JP MORGAN CHASE BANK
CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

UNKNOWN

JPMC Unknown

MADWAA00322354

7467

Current Banking
Institution(s)

JPMC Unknown

MADWAA00064394

144694

Original Banking
Institution(s)
n/a - deposit

n/a - deposit
Records unavailable

7650
JPMSAF0004062

Info Not
Availble

CHASE MANHATTAN
BANK

JP MORGAN CHASE
BANK

STERLING EQUITIES
UNKNOWN FUNDING CO/STERLING
15C LLC

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

UNKNOWN GREGORY KATZ

JP MORGAN CHASE
BANK

UNKNOWN STERLING 15C LLC

JP MORGAN CHASE
BANK

HOWARD KATZ
UNKNOWN MICHAEL KATZ
CHIEF WIGGUM

293571

1KW156

STERLING 15C LLC

308280
293862
294022
294051
294065

1KW067
1KW040
1KW040
1KW154
1KW098

FRED WILPON
METS LIMITED PTR
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITE
FRED WILPON ET AL TIC

294546

1KW453

GREG KATZ (TR) C/O STERLING EQUITIES

4/30/2007

(2,397.68)

CW

CHECK

Withdrawal

Check

294820

1KW242

SAUL B KATZ FAMILY TRUST

11/1/2006

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

295222

1KW120

6/1/1998

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

295469

1KW076

11/1/1996

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

11/20/1996

(300,000.00)

Records unavailable

Records unavailable

x

Records unavailable

Yes

295477

1KW155

SAUL B KATZ DP
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JUDITH A WILPON C/O STERLING
EQUITIES

CW

CHECK

Withdrawal

Check

308664

1KW201

DAVID M KATZ

12/27/1999

44,444.14

CA

CHECK

Deposit

Check

Yes

295791

1KW252

10/20/1999

(125,000.00)

CW

CHECK

Withdrawal

Check

No Check Copy

295813

1KW040

6/15/1998

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

295843

1KW052

IRIS AND SAUL KATZ FAMILY
FOUNDATION PM
METS LIMITED PTR
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

6/12/1998

(82,000.00)

CW

CHECK

Withdrawal

295967

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

12/1/1995

(16,500.00)

CW

CHECK

Withdrawal

296054

1KW155

1/2/1998

(42,000.00)

CW

CHECK

Withdrawal

296154
309164

1KW024
1KW198

2/2/1998
8/24/2005

(344,000.00)
115,000.00

CW
CA

CHECK
CHECK

296544

1KW155

12/2/1996

(42,000.00)

CW

703 Account
Records unavailable
Records unavailable
Records unavailable
Records unavailable

JPMC Unknown

STERLING DOUBLEDAY
ENTERPRISES, L.P

UNKNOWN MARVIN B TEPPER

17334

509 Account

185172

JPMSAF0056442

179509

JPMSAF0050693

8756

MADWAA00279196

509 Account

1476

MADWAA00212968

x
x
x
x

JPMC Unknown
JPMC Unknown

Records unavailable
703 Account

n/a - deposit
Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - reconciled
to total deposit

4599

553

2898

n/a - deposit
Records unavailable
Records unavailable
Records unavailable
Records unavailable
CHASE MANHATTAN
BANK
JP MORGAN CHASE BANK

n/a - deposit

UNKNOWN KATZ FAMILY TRUST

n/a - deposit

n/a

Records unavailable

x

Records unavailable

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Check

Records unavailable

Records unavailable

Records unavailable

x

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Withdrawal
Deposit

Check
Check

Records unavailable
Yes

Records unavailable
703 Account
21133

Records unavailable
n/a - deposit

x

Records unavailable
n/a - deposit

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

296549

1KW155

JUDITH A WILPON C/O STERLING
EQUITIES
SAUL B KATZ
RED VALLEY PARTNERS
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

12/19/1996

(2,300,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

298193

1KW156

STERLING 15C LLC

3/3/2003

(300,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

142272

JPMSAF0012282

309270

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

5/1/2007

24,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

373

JPMSAI0011286

JPMSAI0008881

34383

2298

15153

MADWAA00319540

CHASE MANHATTAN
BANK

JPMC Unknown
42464

2701

17689

Records unavailable

n/a - deposit

n/a - deposit

298198

1KW109

HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

3/10/2003

(10,000.00)

CW

CHECK

Withdrawal

Check

Yes

298675
298777

1KW156
1KW201

STERLING 15C LLC
DAVID M KATZ

8/3/1998
3/2/1998

(150,000.00)
(8,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

298838

1KW156

STERLING 15C LLC

3/18/2005

(500,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

162144

JPMSAF0032461

JPMSAF0032462

MADWAA00159901

JPMC Unknown

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

UNKNOWN STERLING 15C LLC

298853

1KW260

FRED WILPON FAMILY TRUST

3/1/2005

(100,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

161857

JPMSAF0032149

JPMSAF0032150

MADWAA00159369

JPMC Unknown

JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

UNKNOWN

1KW004

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

JPMC Unknown

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
Records unavailable

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

UNKNOWN

298896

JPMSAF0012396

MADWAA00319774

JPMC Unknown
Records unavailable
Records unavailable

151286

JPMSAF0020479

JPMSAF0020480

MADWAA00237533

151300

JPMSAF0020499

JPMSAF0020500

MADWAA00237557

1/8/2004

(37,000.00)

CW

CHECK

Withdrawal

FS COMPANY LLC

1/8/2004

(410,000.00)

CW

CHECK

Withdrawal

Check

Yes

1KW211

MARVIN B TEPPER

10/14/1998

(887.18)

CW

CHECK

Withdrawal

Check

Records unavailable

FRED WILPON FAMILY TRUST

4/17/2000

88,000.00

CA

CHECK

Deposit

Check

Yes

309435
299141

1KW044
1KW201

5/3/2002
6/12/1998

35,000.00
(26,000.00)

CA
CW

CHECK
CHECK

Deposit
Withdrawal

Check
Check

Yes
Records unavailable

x

1KW155

9/2/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

299226

1KW155

9/18/1997

(140,625.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

309569

1KW376

VICKY SCHULTZ SAUL B KATZ TIC

9/27/2002

Deposit

Check

Yes

299230
299234

1KW156
1KW044

9/2/1997
9/12/1997

(150,000.00)
(53,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

n/a - reconciled
to total deposit
Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

299497

1KW155

2/3/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Records unavailable

Records unavailable

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES

n/a - deposit
Records unavailable

299222

L THOMAS OSTERMAN
DAVID M KATZ
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES

Records unavailable
n/a - reconciled
to total deposit
703 Account
JPMSAI0002556
1731
Records unavailable

JPMC Unknown
Records unavailable
6171

703 Account

715

3781

1437

8460

n/a - deposit
Records unavailable

x

n/a - deposit

16530

703 Account

x

Records unavailable
Records unavailable

1KW260

60,000.00 JRNL CHECK

509 Account
509 Account

x
x

299011

1KW347

Yes

142403

Records unavailable
Records unavailable

309372

298915

Check

509 Account

CHASE MANHATTAN
BANK

18670

1544

9267

n/a - deposit

n/a - deposit

299739

1KW155

309846

1KW110

309850
310070
310132
310140
299763
299870

1KW116
1KW013
1KW019
1KW156
1KW161
1KW108

299938

1KW052

STERLING 15C LLC
L THOMAS OSTERMAN
JUDITH A WILPON C/O STERLING
EQUITIES
JUDITH A WILPON C/O STERLING
EQUITIES
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
HEATHER KNOPF
DAYLE KATZ
MICHAEL KATZ
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
GREGORY KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

6/14/2000

(145,500.00)

300015

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

3/12/2001

(7,000,000.00)

300086

1KW218

STERLING METS LP C/O SHEA STADIUM

7/12/1999

(3,000,000.00)

310262

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

9/14/1998

90,000.00

3/1/2001

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

122940

MADWAA00143668

JPMC Unknown

CHASE MANHATTAN
BANK

12/21/1999

(2,900.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

97278

MADWAA00057414

JPMC Unknown

Check

509 Account

137283

JPMSAF0006967

CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK

703 Account

n/a - wire

5/1/1998

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

x

Records unavailable

1/29/1996

12,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

1/29/1996
10/20/2005
7/26/1996
7/29/1996
12/19/1996
6/12/1998

15,000.00
28,000.00
10,000.00
95,500.00
(435,000.00)
(3,500.00)

CA
CA
CA
CA
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Deposit
Deposit
Deposit
Deposit
Withdrawal
Withdrawal

Check
Check
Check
Check
Check
Check

Records unavailable
Yes
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
703 Account
Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
Records unavailable
Records unavailable

x
x

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
Records unavailable
Records unavailable

CW

CHECK

Withdrawal

Check

No Check Copy

Records unavailable

x

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

10533

JPMC Unknown

JP MORGAN CHASE BANK

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

2638

JPMC Unknown

JP MORGAN CHASE BANK

CA

CHECK

Deposit

Check

Records unavailable

300096

1KW259

STERLING JET II LTD

300729

1KW273

JUDITH A WILPON - O STERLING EQUITIES

300830

1KW156

STERLING 15C LLC

8/22/2002

(500,000.00)

CW

CHECK

Withdrawal

300963

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

8/28/2000

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

301408

1KW154

IRIS J KATZ C/O STERLING EQUITE

12/1/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

301652

1KW325

BAS AIRCRAFT LLC

6/25/2003

(4,918.86)

CW

CHECK

Withdrawal

Check

Yes

6/1/1998
12/23/1997

(150,000.00)
(17,300.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

4/18/1996

1,700,000.00

CA

CHECK WIRE

2/3/2004
10/8/1998

15,382.57
(25,000.00)

CA
CW

CHECK
CHECK

2/5/2004

4,000,000.00

CA

CHECK WIRE

9/29/2006

6,000,000.00

CA

CHECK WIRE

(20,000.00)

CW

CHECK

301978
302214

1KW156
1KW044

310806

1KW155

310928
302440

1KW121
1KW108

STERLING 15C LLC
L THOMAS OSTERMAN
JUDITH A WILPON C/O STERLING
EQUITIES
MICHAEL KATZ & SAUL B KATZ TI
GREGORY KATZ

310945

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

1KW081

302892

1KW004

311087

1KW426

302896

1KW011

303474

1KW210

RICHARD A WILPON & DEBRA WILPON
J/T WROS
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
STERLING AMERICAN ADVISORS II L
STERLING METS (INSURANCE FUND
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
GREGORY A KATZ & AMY BETH KATZ
JT/WROS
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
ROBIN WACHTLER AND PHILLIP
WACHTLER SPECIAL

311019
302725

1KW052

311036
311040

1KW436
1KW378

303739

UNKNOWN FS COMPANY LLC

n/a - deposit

9/12/1997
9/29/2006
10/28/2002

1,300,000.00 JRNL CHECK WIRE
1,095,000.00 JRNL CHECK

10/10/1997

(25,400.00)

CW

CHECK

Yes

1089

JPMSAI0007942

35160

2334

15351

n/a

Records unavailable

n/a - deposit

MADWAA00119771

JPMC Unknown
Records unavailable

JPMSAF0015090

242

JPMSAI0005040

JPMC Unknown

MADWAA00322040

Records unavailable
Records unavailable

Check
Check

Records unavailable
Records unavailable

Deposit

Wire

Records unavailable

Records unavailable

Deposit
Withdrawal

Check
Check

Yes
Records unavailable

703 Account
Records unavailable

Deposit

Wire

Yes

Wire

Yes

Withdrawal

Deposit

Check

Records unavailable

Deposit
Deposit

Wire
Check

Yes
Yes
Records unavailable

x
x
x

n/a - deposit

703 Account
703 Account

26250

n/a - wire
n/a - wire

1915

12299

26291

n/a - deposit
Records unavailable

39498

JPMSAI0003303

39519
19117

1567

9469

1458

JPMSAI0011549

43354

2743

17915

Records unavailable

JP MORGAN CHASE
BANK

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
Records unavailable
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
Records unavailable
Records unavailable

STERLING JET II LTD
UNKNOWN STERLING EQUITIES
FUNDING CO
UNKNOWN JUDITH A. WILPON
UNKNOWN STERLING 15C LLC
UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

UNKNOWN UNKNOWN

n/a - deposit
Records unavailable

n/a - deposit
x

n/a - deposit
n/a - deposit

Records unavailable
n/a - deposit
n/a - deposit

Withdrawal

Check

x

Records unavailable

7/3/2007

190,000.00

CA

CHECK

Deposit

Check

Yes

10/1/1997

(8,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

11/2/1998

(13,250.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Check

Records unavailable

Records unavailable

Records unavailable

x

703 Account

Records unavailable

STERLING DOUBLEDAY
ENTERPRISES, L.P
STERLING DOUBLEDAY
ENTERPRISES, L.P

n/a - deposit

n/a - deposit
Records unavailable

n/a - wire
110569

UNKNOWN

n/a - deposit
x

n/a - deposit

Records unavailable
703 Account
703 Account

x

Records unavailable
Records unavailable

145113

Records unavailable

n/a - deposit

JPMC Unknown
7810

Records unavailable
509 Account

n/a - deposit

n/a - deposit

n/a - deposit

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

4/7/1997

(25,500.00)

CW

CHECK

Withdrawal

303938

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

6/1/2000

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

311287

1KW209

DANIEL WILPON RICHARD A WILPON AS
CUSTODIAN

12/31/2007

12,864.00

CA

CHECK

Deposit

Check

Yes

703 Account

1031

JPMSAI0012306

211965

1KW358

STERLING 20 LLC

8/22/2002

(1,600,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

137285

JPMSAF0006969

311369

1KW260

FRED WILPON FAMILY TRUST

11/27/2001

5,300,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

311372

1KW349

Check

Yes

n/a - reconciled
to total deposit
n/a - reconciled
to total deposit

1KW004

CONEY ISLAND BASEBALL HOLDING CO
LLC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITE

Deposit

304479

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

n/a

Records unavailable

x

Records unavailable

10/1/1999

Records unavailable

x

304495

1KW040

304878

1KW076

304893

1KW154

11/7/2001

1,800,000.00 JRNL CHECK

6/12/1998

(18,000.00)

CW

CHECK

5/11/1998

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

10/1/1999

(15,000.00)

CW

CHECK

Withdrawal

Check

No Check Copy

703 Account

6774
45745

JPMC Unknown
2856

18555

MADWAA00119775
1267

7100

13984

JP MORGAN CHASE BANK

n/a - deposit

(42,000.00)

CW

CHECK

Withdrawal

Check

No Check Copy

305113

1KW263

MARVIN B TEPPER

6/13/2001

(110,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

125437

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/10/2000

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

7237

305718

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

7/19/2000

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

7358

JPMC Unknown

311733
311792
305923

1KW013
1KW019
1KW024

DAYLE KATZ
MICHAEL KATZ
SAUL B KATZ

12/19/2005
11/8/2007
11/21/1997

101,115.00
800,000.00
(775,000.00)

CA
CA
CW

CHECK
CHECK
CHECK

Deposit
Deposit
Withdrawal

Check
Check
Check

Yes
Yes
Records unavailable

306088

1KW108

GREGORY KATZ

8/7/2007

(20,309.50)

CW

CHECK

Withdrawal

Check

Yes

306707

1KW154

IRIS J KATZ C/O STERLING EQUITE

3/3/1997

(42,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

306710

1KW156

STERLING 15C LLC

4/2/2001

(370,000.00)

CW

CHECK

Withdrawal

Check

Yes

ROBIN WACHTLER & PHILIP WACHTLER
JT/WROS
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
STERLING 15C LLC
STERLING 15C LLC
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B

(5,000.00)

306908

1KW367

311920

1KW109

307307
307424

1KW156
1KW156

307877

1KW062

6/1/2007

703 Account
703 Account
Records unavailable
509 Account

MADWAA00098762

1093
885
188060

JPMSAF0059169

509 Account

123336

JPMSAF0057007

2368
2825

15558
18371

MADWAA00149577

185778

35884
45015
MADWAA00279990

n/a - deposit
n/a - deposit
Records unavailable

Records unavailable

CW

CHECK

Withdrawal

Check

Yes

509 Account

7/17/2000

20,000.00

CA

CHECK

Deposit

Check

Yes

4/1/1998
5/1/1998

(150,000.00)
(150,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

n/a - reconciled
703 Account
to total deposit
Records unavailable
Records unavailable

Check

Records unavailable

x

JPMC Unknown

Records unavailable

x

JPMC Unknown
MADWAA00278070

Capital One Unknown
7314

843

4380

n/a - deposit

(97.71)

CW

CHECK

Withdrawal

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

9/24/2001

(7,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Yes

703 Account

n/a - wire

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

6/22/2001

100,000.00

CA

CHECK

Deposit

Check

Yes

703 Account

Records unavailable

6484

13305
JPMSAI0000563

12028

x
x
x

JPMC Unknown
1156

6302

n/a - deposit

Records unavailable
CHASE MANHATTAN
BANK

UNKNOWN MARVIN B TEPPER
UNKNOWN

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
JP MORGAN CHASE BANK
BANK
n/a - deposit
n/a - deposit
Records unavailable
JP MORGAN CHASE
CHASE MANHATTAN
BANK
BANK
Records unavailable
CHASE MANHATTAN
JP MORGAN CHASE
BANK
BANK
NORTH FORK
CAPITAL ONE, N.A.
BANCORPORATION INC

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P
STERLING DOUBLEDAY
ENTERPRISES, L.P

UNKNOWN

GREGORY KATZ

UNKNOWN STERLING 15C LLC
UNKNOWN

ROBIN WILPON
WACHTLER

UNKNOWN

STERLING DOUBLEDAY
ENTERPRISES, L.P

n/a - deposit

Records unavailable
Records unavailable
Records unavailable

7/25/1996

309097
312099

STERLING DOUBLEDAY
ENTERPRISES, L.P

JP MORGAN CHASE BANK

JPMC Unknown

JPMSAI0008197
JPMSAI0012095

UNKNOWN STERLING 20 LLC

n/a - deposit

JPMC Unknown

n/a

UNKNOWN

JP MORGAN CHASE
BANK

n/a - deposit

n/a - deposit

305714

JP MORGAN CHASE
BANK

n/a - deposit

JPMC Unknown
14207

Records unavailable
JP MORGAN CHASE BANK

n/a - deposit

Records unavailable
Records unavailable
Records unavailable
JP MORGAN CHASE BANK

JP MORGAN CHASE
BANK

n/a - deposit

53 of 60

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data
Transaction
Date Per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

309109

1KW257

STERLING JET LTD

312115
312119
312121
312156
312317

1KW242
1KW362
1KW362
1KW447
1KW024

5/9/2002
5/3/2002
5/3/2002
4/19/2007
5/1/2002

312413

1KW109

SAUL B KATZ FAMILY TRUS
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
STERLING TWENTY FIVE LLC
SAUL B KATZ
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN

1/16/1998

12,000.00

CA

4/24/2000

(94,626.00)

CW

7/1/1998

(42,000.00)

CW

6/1/1998

(8,500.00)

7/1/1996
1/2/1997
10/1/1999
10/1/1999
10/1/1999

309369

1KW238

SAUL B KATZ - PM

309571

1KW155

309587

1KW076

310144
310239
310283
310287
310291

1KW161
1KW121
1KW161
1KW121
1KW195

Amount per
Customer
Statement

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

CW

Withdrawal

Check

Yes

509 Account

127415

MADWAA00100892

Deposit
Deposit
Deposit
Deposit
Deposit

Check
Check
Check
Check
Check

Yes
Yes
Yes
Yes
Yes

703 Account
703 Account
703 Account
703 Account
703 Account

775
15214
10117
103
15215

JPMSAI0002599
JPMSAI0002563
JPMSAI0002565
JPMSAI0011220
JPMSAI0002522

CHECK

Deposit

Check

Records unavailable

CHECK

Withdrawal

Check

Yes

107993

MADWAA00039229

JPMC Unknown

x

CHASE MANHATTAN
BANK

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

(66,000.00)
(5,000.00)
(66,000.00)
(5,000.00)
(12,000.00)

CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Check
Check

Records unavailable
Records unavailable
No Check Copy
No Check Copy
No Check Copy

Records unavailable
Records unavailable
n/a
n/a
n/a

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

x
x
x
x
x

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

10/18/1999

Records unavailable

CHECK

79,800.00 CA CHECK
1,359,080.00 JRNL CHECK
191,520.00 JRNL CHECK
150,000.00 CA CHECK
93,333.34 CA CHECK

Check 4 Bates

703 / BT ID 1

703 ID 2

Info Not
Availble

16613
16530
16530
42320
16457

1441
1437
1437
2692
1433

8494
8462
8463
17620
8424

Original Banking
Institution(s)

Current Banking
Institution(s)

CHASE MANHATTAN
BANK

JPMC Unknown

Records unavailable
509 Account

Receiving Bank
Account - Standardized

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties

Records unavailable

(50,000.00)

Check 3 Bates

703 Detail 703 Multiple
ID
ID

Bank Account
Number(s)

Potential Bank Account
Holder(s) [2]

Records unavailable

9/4/2001

Check 2 Bates

JP MORGAN CHASE
BANK

STERLING JET LTD
UNKNOWN STERLING EQUITIES
FUNDING CO

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK
JP MORGAN CHASE
BANK

UNKNOWN

JP MORGAN CHASE
BANK

UNKNOWN UNKNOWN

JP MORGAN CHASE
BANK

UNKNOWN

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

(100,000.00)

CW

CHECK

Withdrawal

n/a

Records unavailable

x

310442

1KW081

JUDITH A WILPON C/O STERLING
EQUITIES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ARTHUR FRIEDMAN ET AL TIC
MICHAEL KATZ & SAUL B KATZ TI
ARTHUR FRIEDMAN ET AL TIC
MICHAEL KATZ & SAUL B KATZ TI
JEFFREY S WILPON SPECIAL
JUDITH A WILPON C/O STERLING
EQUITIES
RICHARD A WILPON & DEBRA WILPON
J/T WROS

6/12/1998

(58,100.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

313277

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

4/13/1998

15,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

310798
311407

1KW121
1KW161

4/1/1996
9/3/1996

(2,000.00)
(66,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

311617

1KW004

MICHAEL KATZ & SAUL B KATZ TI
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS

10/4/2004

(80,000.00)

CW

CHECK

Withdrawal

Check

Yes

7/12/2000

(73,600.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

110122

MADWAA00249134

6/2/2003

(30,000.00)

CW

CHECK

Withdrawal

Check

Yes

509 Account

144697

JPMSAF0014614

9/12/1997

MADWAA00378976

310295

1KW155

311914

1KW019

MICHAEL KATZ

312929

1KW242

SAUL B KATZ FAMILY TRUST

1KW154

IRIS J KATZ C/O STERLING EQUITE
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B

313126
313178

1KW084

313650

1KW110

313185

1KW062

313656

1KW247

METS LIMITED PTR #2 ATTN LEN LABITA

313657
313357
313487

1KW269
1KW175
1KW067

313517

1KW155

313905

1KW076

313546

1KW109

314050

1KW040

PHYLLIS REBELL OSTERMAN
STERLING PATHOGENESIS CO
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
METS LIMITED PTR

313784

1KW260

FRED WILPON FAMILY TRUST

314119

1KW156

STERLING 15C LLC

415091

1KW072

FRED WILPON FAMILY TRUST GREG
KATZ, HOWARD KATZ, & TODD KATZ TIC

415192

1KW074

415208

1KW076

415224

1KW040

415458

1KW022

416305

1KW075

416539

102343

416648

1KW076

FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
METS LIMITED PTR
MICHAEL KATZ AND RICHARD A WILPON
TIC
RICHARD A WILPON & DEBRA WILPON
J/T WROS
MICHAEL KATZ & SAUL B KATZ TI
MARVIN B TEPPER & ELISE C TEPPER JT
WROS
FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
FRED WILPON FAMILY TRUST RICHARD
WILPON JUDITH WILPON MARVIN B
TEPPER &
FRED WILPON RICHARD A WILPON &
LEONARD SCHREIR TIC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

416948

1KW020

415532

1KW081

415539

1KW121

416133

1KW064

416302

1KW074

417280

1KW112

417328

1KW076

417646

1KW081

417671

1KW075

417777

1KW037

418781
418955

1KW040
1KW067

419374

1KW059

419456
419718

1KW098
1KW024

419765

1KW081

1KW076
1KW082

422943

1KW082

422945

1KW082

422954

1KW082

423203

1KW076

423615
423939

1KW040
1KW120

423945

1KW081

424140

1KW011

424151

1KW011

424200

1KW076

424473

1KW044

424489

1KW052

424683

1KW081

425298
425405

1KW024
1KW024

425479

1KW082

425552

1KW024

425624

1KW059

Records unavailable

Records unavailable

4/3/2002

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Yes

4/11/2002
7/1/1998
12/23/1997

150,000.00
(100,000.00)
(185,725.00)

CA
CW
CW

CHECK
CHECK
CHECK

Deposit
Withdrawal
Withdrawal

Check
Check
Check

Yes
Records unavailable
Records unavailable

703 Account
14301
Records unavailable
Records unavailable

CHECK

Records unavailable

Records unavailable

CW

x
x

n/a - deposit
Records unavailable
Records unavailable

x

Records unavailable

x

Records unavailable

Records unavailable
n/a - wire

16070
JPMSAI0002369

16198

n/a - deposit
1418

8294

n/a - deposit
Records unavailable
Records unavailable

8/3/1998

(42,000.00)

Withdrawal

Check

250,000.00

CA

CHECK

Deposit

Check

Yes

4/16/1998

(9,800.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

2/11/1997

2,000,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

4/1/2003

(39,750.00)

CW

CHECK

Withdrawal

Check

Yes

11/2/1998

(150,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/28/1995

(3,579.75)

CW

Records unavailable

x

Records unavailable

509 Account

Records unavailable
1904

142910

JPMSAI0011799

JPMSAF0012857

44132

MADWAA00308574

2783

18118

n/a - deposit

n/a - deposit

n/a - deposit

JPMC Unknown

JP MORGAN CHASE BANK

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

4/4/1995

(859,790.12)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

10/3/1994

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

5/30/1995

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/27/1995

(435,232.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

2/1/1995

Records unavailable

Records unavailable

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/3/1995

(2,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/27/1995

(117,795.45)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

5/12/1995

(1,545.63)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(3,474.29)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

5/12/1995
10/22/1987

500,000.00 JRNL CHECK

n/a - deposit
Records unavailable

x

Records unavailable

6/27/1995

(140,876.35)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/1/1995

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/1/1995

(16,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

x

Records unavailable

12/18/1986

10/24/1995

10/24/1995
10/29/1990

500,000.00 JRNL CHECK

(58.68)

CW

CHECK

Withdrawal

(117.36)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

200,000.00 JRNL CHECK

n/a - deposit

12/1/1994

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

12/1/1994

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1/4/1995

(525,000.00)

CW

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Check

CHECK

Withdrawal

10/2/1995

(8,500.00)

CW

CHECK

Withdrawal

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/27/1995

(509,113.14)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

2/24/1995

32,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

5,500,000.00 JRNL CHECK WIRE
(60,000.00) PW CHECK

Deposit
Withdrawal

Wire
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

n/a - deposit
Records unavailable

x

n/a - deposit
Records unavailable

10/6/1993

(290,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

5/3/1993
4/7/1995

(6,500,000.00)
2,380,892.50

CW
CA

CHECK WIRE
CHECK

Withdrawal
Deposit

Wire
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
n/a - deposit

x

Records unavailable
n/a - deposit

7/3/1995

(16,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

x

Records unavailable

12/21/1990
5/1/1990

7/3/1995

(16,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

4/18/1995

25,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

MICHAEL KATZ & DAYLE KATZ J/T WROS

6/1/1994

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

RICHARD A WILPON
SAUL B KATZ
LEONARD J SCHREIER & MICHAEL
SCHREIER TIC
FRED WILPON
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
ALLAN GOTTLIEB SCOTT GOTTLIEB &
SAUL B KATZ TIC
CHARLES 15 ASSOCIATES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON TRUSTEE OF FRED
WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
RICHARD A WILPON TRUSTEE OF FRED
WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
RICHARD A WILPON TRUSTEE OF FRED
WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
RICHARD A WILPON TRUSTEE OF FRED
WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
METS LIMITED PTR
SAUL B KATZ DP
RICHARD A WILPON & DEBRA WILPON
J/T WROS
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ
SAUL B KATZ
RICHARD A WILPON TRUSTEE OF FRED
WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
SAUL B KATZ
STERLING THIRD ASSOC C/O MICHAEL
KATZ

6/8/1993
2/1/1993

75,000.00
(450,000.00)

CA
CW

CHECK
CHECK

Deposit
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

3/14/1994

(14,672.62)

CW

CHECK

Withdrawal

Check

Records unavailable

12/3/1990

(60,000.00)

PW

CHECK

10/25/1990

100,000.00

CA

n/a - deposit
x

Records unavailable

n/a - deposit
Records unavailable

x

n/a - deposit
Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Withdrawal

Check

Records unavailable

CHECK

Deposit

Check

Records unavailable

5/8/1990

144,280.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

1/25/1995

450,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Records unavailable

n/a - deposit

n/a - deposit

9/25/1995

0.26

CA

CHECK

Deposit

4/3/1995

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

2/6/1989

25,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

2/6/1989

59,900.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

2/6/1989

100.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

2/6/1989

60,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

x

Records unavailable

n/a - deposit

8/1/1995

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/15/1993
9/20/1994

(2,000,000.00)
10,000.00

CW
CA

CHECK WIRE
CHECK

Withdrawal
Deposit

Wire
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
n/a - deposit

x

Records unavailable
n/a - deposit

8/1/1994

(40,000.00)

CW

CHECK

x

Records unavailable

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

12/14/1989

33,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

12/14/1989

20,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

12/14/1990

25,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

3/2/1995

(54,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/3/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/3/1995

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

5/1/1990
6/1/1990

(60,000.00)
(60,000.00)

PW
PW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

x

Records unavailable

2/6/1989

55,000.00 JRNL CHECK

12/7/1994

1,950,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

(3,900,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

n/a - deposit
n/a - deposit
n/a - deposit

n/a - deposit

n/a - deposit

12/6/1994

UNKNOWN UNKNOWN

n/a - deposit

8/31/2007

703 Account

ARTHUR FRIEDMAN
RUTH FRIEDMAN

UNKNOWN MICHAEL KATZ

n/a - deposit

Records unavailable

1KW056

422898

Check

Records unavailable

421580

422940

Withdrawal

n/a - deposit

Records unavailable

1KW080
1KW024

1KW076

CHECK

8217

Check

421332
421347

422727

CW

1410

Withdrawal

1KW020

1KW067

(36.81)

15995

CHECK

420935

1KW134

7/25/1996

JPMSAI0002280

CW

MICHAEL KATZ & DAYLE KATZ J/T WROS

1KW007

131

(40,000.00)

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

1KW052

88364

703 Account

2/1/1994

1KW020

422114

509 Account

Yes

MICHAEL KATZ & DAYLE KATZ J/T WROS

1KW076

422589

Yes

Check

x

420138

422229

Records unavailable

Check

Deposit

Records unavailable

420450

422199

Check

Withdrawal

CHECK

x

Records unavailable

SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
DEBRA WILPON
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
METS LIMITED PTR
FRED WILPON
STERLING THIRD ASSOC C/O MICHAEL
KATZ
FRED WILPON ET AL TIC
SAUL B KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS

1KW066
1KW004

Withdrawal

CHECK

CA

Records unavailable

JPMC Unknown

Records unavailable

1KW024
1KW076

418584

CHECK

CW

100,000.00

x

JPMC Unknown
MADWAA00322360

Check

MICHAEL KATZ & DAYLE KATZ J/T WROS

418367

CW

(7,605.56)

4/1/2002

x

JPMC Unknown

Withdrawal

1KW076

418402

MADWAA00337649

x

JPMC Unknown

JPMSAF0027892

CHECK

1KW020

418596

JPMSAF0027891

Records unavailable

(400,000.00)

12/23/1998

703 Account

n/a - deposit

Records unavailable

157939

CW

418125

1KW037
1KW074

509 Account

Records unavailable
Records unavailable
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
CHASE MANHATTAN
BANK
Records unavailable
CHASE MANHATTAN
BANK

(8,500.00)

418257

417778

No Check Copy

11/1/1995

MARVIN B TEPPER
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
FRED WILPON FAMILY TRUST RICHARD
WILPON JUDITH WILPON MARVIN B
TEPPER &
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

418045

Check

n/a - deposit

54 of 60

WILPON FAMILY TRUST,
RICHARD WILPON,
MICHAEL KATZ, IRIS
KATZ TTEES

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

426132

1KW056

LEONARD J SCHREIER & MICHAEL
SCHREIER TIC

426990

1KW020

427052
427077
427224
427257

1KW134
1KW013
1KW024
1KW024

427482

1KW011

Transaction
Date Per
Customer
Statement

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

MICHAEL KATZ & DAYLE KATZ J/T WROS

9/1/1995

(16,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

9/8/1995
6/27/1995
9/4/1990
10/1/1990

93,000.00
(255,700.00)
(60,000.00)
(60,000.00)

CA
CW
PW
PW

CHECK
CHECK
CHECK
CHECK

Deposit
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - deposit
Records unavailable
Records unavailable
Records unavailable

x
x
x

n/a - deposit
Records unavailable
Records unavailable
Records unavailable

CA

Current Banking
Institution(s)

Records unavailable

1KW076
1KW080
1KW006
1KW001
1KW067

429785

1KW076

429929

1KW076

430189

1KW040

430215

1KW052

430234
430243
430357
430785

1KW098
1KW098
1KW108
1KW024

431377

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

431435

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

431783

1KW083

6/20/1994

431793

1KW064

431976
432095

1KW118
1KW067

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
MARVIN B TEPPER & ELISE C TEPPER JT
WROS
BRUCE WILPON
FRED WILPON

432222

1KW072

FRED WILPON FAMILY TRUST GREG
KATZ, HOWARD KATZ, & TODD KATZ TIC

433326

Check or
Wire

CW

428234

1KW052
1KW024
1KW076

Deposit or
Withdrawal

(61.93)

428266
428268
429050
429657

427979
428065

Tran
Transaction Description
Type

11/1/1994

CHARLES 15 ASSOCIATES
DAYLE KATZ
SAUL B KATZ
SAUL B KATZ
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON
RUTH FRIEDMAN
BON MICK FAMILY PARTNERS L P
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
METS LIMITED PTR
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
GREGORY KATZ
SAUL B KATZ

428074

Amount per
Customer
Statement

6/10/1994

CHECK

Deposit

Check

Records unavailable

4/3/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

3/2/1994

(500,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

5/2/1994

(8,500.00)

6,500.00

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

Records unavailable

n/a - deposit

x

Records unavailable

n/a - deposit

4/4/1994

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

5/23/1994
4/25/1994
6/5/1995
3/1/1990

60,000.00
115,000.00
(12,500.00)
(60,000.00)

CA
CA
CW
PW

CHECK
CHECK
CHECK
CHECK

Deposit
Deposit
Withdrawal
Withdrawal

Check
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - deposit
n/a - deposit
Records unavailable
Records unavailable

x
x

n/a - deposit
n/a - deposit
Records unavailable
Records unavailable

CHECK

Withdrawal

Check

Records unavailable

6/1/1994

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/30/1995

5/1/1995

(1,000,000.00)

(8,500.00)

CW

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

Records unavailable

Records unavailable

x

x

Records unavailable

Records unavailable

9/1/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

9/13/1995
9/29/1995
1/24/1994
3/1/1993

(150,000.00)
(2,500,000.00)
15,000.00
(450,000.00)

CW
CW
CA
CW

CHECK
CHECK WIRE
CHECK
CHECK

Withdrawal
Withdrawal
Deposit
Withdrawal

Check
Wire
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
n/a - deposit
Records unavailable

x
x
x

Records unavailable
Records unavailable
n/a - deposit
Records unavailable

6/1/1995

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/27/1995

(255,700.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

6/13/1994

(110,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/20/1994
4/7/1995

(67,599.23)
3,503,955.00

CW
CA

CHECK
CHECK

Withdrawal
Deposit

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
n/a - deposit

x

Records unavailable
n/a - deposit

5/12/1995

(877.07)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Records unavailable

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/1/1995

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

433338

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/2/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

434008

1KW076

9/11/1990

25,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

434298

1KW052

12/1/1994

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

434646

1KW062

12/18/1990

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

435043

1KW075

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

435717

1KW022

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
FRED WILPON FAMILY TRUST RICHARD
WILPON JUDITH WILPON MARVIN B
TEPPER &
MICHAEL KATZ AND RICHARD A WILPON
TIC

435784

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

436002

1KW024

2/1/1990

436152

1KW076

SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

1/3/1995

(8,500.00)

436373

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

5/1/1995

(40,000.00)

436410

1KW081

9/1/1995

(16,500.00)

CW

436732

1KW001

437523

1KW075

RICHARD A WILPON & DEBRA WILPON
J/T WROS
BON MICK FAMILY PARTNERS L P
FRED WILPON FAMILY TRUST RICHARD
WILPON JUDITH WILPON MARVIN B
TEPPER &

437704

1KW020

437739

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS

320,000.00 JRNL CHECK

(600,000.00)

6/27/1995

(435,232.00)

CW

CHECK

Withdrawal

Check

Records unavailable

10/2/1995

(16,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(60,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

75,000.00 JRNL CHECK

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/4/1994

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/1/1994

(40,000.00)

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/1/1994

(6,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(16,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(339,000.00)

CW

CW

CHECK

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(87.56)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(175.12)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

PW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

1KW040

METS LIMITED PTR
MICHAEL KATZ & DAYLE KATZ J/T WROS

11/1/1995
3/2/1995

438228

1KW037

5/12/1995

438231

1KW037

FRED WILPON
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL B KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
MICHAEL KATZ & SAUL B KATZ TI
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
GREGORY KATZ
SAUL B KATZ FAMILY TRUST MICHAEL
KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
SAUL B KATZ FAMILY TRUST MICHAEL
KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL B KATZ FAMILY TRUST MICHAEL
KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
FRED WILPON RICHARD A WILPON &
LEONARD SCHREIR TIC
RICHARD A WILPON & DEBRA WILPON
J/T WROS
FRED WILPON
METS LIMITED PTR
SAUL B KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
BERNICE FRIEDMAN AND ARTHUR
FRIEDMAN T/I/C
STERLING THIRD ASSOC C/O MICHAEL
KATZ
FRED WILPON ET AL TIC
NATALIE KATZ
FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE
RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ MICHAEL KATZ L THOMAS
OSTERMAN ARTHUR FRIEDMAN &
JEFFREY S WILPON TIC
SAUL B KATZ MICHAEL KATZ L THOMAS
OSTERMAN ARTHUR FRIEDMAN &
JEFFREY S WILPON TIC
SAUL B KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
RICHARD A WILPON TRUSTEE OF FRED
WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
CHARLES 15 ASSOCIATES
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
FRED WILPON
IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE

5/12/1995
11/1/1990

(60,000.00)

4/16/1990

200,000.00 JRNL CHECK

438393

1KW081
1KW121

438487

1KW076

438660

1KW052

438661

1KW052

439382

1KW108

439579

1KW030

439580

1KW030

439598

1KW096

439601

1KW037

439606

1KW037

439665

1KW084

439690

1KW037

440602

1KW030

440825

102343

440981

1KW081

441536
441603
442244

1KW067
1KW040
1KW024

442346

1KW052

442715

1KW084

443047

1KW052

443295

1KW005

443667

1KW059

443840
444153

1KW098
1KW023

444693

1KW074

444847

1KW017

444852

1KW017

444898

1KW081

445404

101149

445448

101149

445776

1KW024

445926

1KW081

445929

1KW081

445935

1KW082

446030
446301
446304
446379

1KW134
1KW098
1KW098
1KW067

446601

1KW017

446603

1KW017

446605

1KW017

446606

1KW017

n/a - deposit

Withdrawal

1KW067

438457

Records unavailable

CHECK

1KW020

1KW024

x

CW

437779

1KW052

Records unavailable

(1,926,805.14)

438151

438360

Records unavailable

4/4/1995

438102

438380

n/a - deposit

6/20/1994

12/26/1989

CW

n/a - deposit

Withdrawal

Check

n/a - deposit

3/2/1995

(140,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/3/1995

(2,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

2/21/1995

50,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

3/1/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

3/2/1995

(39,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

n/a - deposit

13,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

4/28/1995

(16,526.32)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/4/1995

(2,293,068.71)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

3/10/1995

(20,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/4/1995

(95,426.72)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/4/1995

(47,713.36)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/25/1995

15,600.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

4/28/1995

(812.82)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

5/12/1995

(4,319.88)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

11/30/1987

(510,398.11)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

1/25/1995

n/a - deposit

n/a - deposit

Records unavailable

3/1/1995

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/1/1990
4/26/1995
10/1/1985

(60,000.00)
(3,000,000.00)
1,000,000.00

PW
CW
CA

CHECK
CHECK WIRE
CHECK

Withdrawal
Withdrawal
Deposit

Check
Wire
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
n/a - deposit

x
x

Records unavailable
Records unavailable
n/a - deposit

11/1/1994

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

x

Records unavailable

4/6/1995

13,000.56

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

8/1/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

9/6/1990

70,000.00 JRNL CHECK

n/a - deposit

n/a - deposit

1/26/1995

35,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

9/29/1995
11/13/1990

1,264,000.00
(8,825.00)

CA
PW

CHECK WIRE
CHECK ACP

Deposit
Withdrawal

Wire
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

n/a - deposit
Records unavailable

x

n/a - deposit
Records unavailable

4/28/1995

(6,245.40)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/20/1994

(61,086.19)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/20/1994

(132,400.77)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/3/1994

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

11/30/1987

(510,398.11)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

10/22/1987

500,000.00 JRNL CHECK

n/a - deposit

n/a - deposit

4/2/1990

(60,000.00)

PW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

5/1/1995

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1/3/1995

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

5/12/1995

(310.47)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

5/31/1995
9/29/1995
9/29/1995
6/1/1990

20,000.00
140,000.00
1,096,000.00
(60,000.00)

CA
CA
CA
PW

CHECK
CHECK WIRE
CHECK WIRE
CHECK

Deposit
Deposit
Deposit
Withdrawal

Check
Wire
Wire
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - deposit
n/a - deposit
n/a - deposit
Records unavailable

x

n/a - deposit
n/a - deposit
n/a - deposit
Records unavailable

7/9/1990

1,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

7/9/1990

55,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

7/9/1990

10,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

7/9/1990

100,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

55 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

446607

1KW017

446608

1KW017

446609

1KW017

446610

1KW017

447285

1KW081

447314

1KW110

447373

1KW077

447453
447826
447955

1KW121
1KW067
1KW117

BLMIS Account Name

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

449248

1KW052

449251

1KW024

IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE
RICHARD A WILPON & DEBRA WILPON
J/T WROS
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
JUDITH A WILPON C/O STERLING
EQUITIES
MICHAEL KATZ & SAUL B KATZ TI
FRED WILPON
ROBIN WILPON WACHTLER
SAUL B KATZ FAMILY TRUST MICHAEL
KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
FRED WILPON
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
SAUL B KATZ

449754

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

12/18/1986

450053

1KW067

2/1/1990

450566

1KW076

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/1/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

9/25/1995
10/10/1995

(2,000,000.00)
(50,000.00)

CW
CW

CHECK WIRE
CHECK

Withdrawal
Withdrawal

Wire
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

4,500,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

25,000.00

CA

Current Banking
Institution(s)

447998
448524

1KW030
1KW067

7/9/1990

10,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

7/9/1990

30,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

25,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

7/9/1990

29,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

12/18/1986

7/9/1990

500,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

500,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Check

10/16/1995
12/18/1986

6/20/1994

(600,000.00)

CW

CHECK

Withdrawal

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

11/1/1990

(60,000.00)

PW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

2/1/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

4/3/1986

300,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

500,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

CW
PW

1KW024
1KW052

451661
451670

1KW040
1KW044

451901

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

12/12/1990
6/30/1995

1KW134
1KW053
1KW053

452854

1KW076

453174

100625

453288

1KW005

9/1/1995
7/2/1990

(60,000.00)
(8,500.00)
(60,000.00)

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

250,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

500,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

Check

454501

1KW082
1KW024
1KW040
1KW081

455499

1KW052

455632

1KW052

455661

1KW040

456344

1KW017

456345

1KW017

456348

1KW017

456560

1KW072

FRED WILPON FAMILY TRUST GREG
KATZ, HOWARD KATZ, & TODD KATZ TIC

4/4/1995

456707

1KW081

11/1/1995

(16,500.00)

458444

1KW040

RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR
RICHARD A WILPON & DEBRA WILPON
J/T WROS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ

6/21/1995

(2,000,000.00)

454170

1KW040

454491

1KW082

458593

1KW081

458594

1KW081

459049

1KW062

459053

1KW062

459369

1KW052
1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

460005

102352

460458
460478
460662
460665
460666
460686
460761

459412

1KW067
1KW067
1KW134
1KW134
1KW134
1KW040
1KW040

ROBIN WACHTLER & PHILIP WACHTLER
JT TEN WROS
FRED WILPON
FRED WILPON
CHARLES 15 ASSOCIATES
CHARLES 15 ASSOCIATES
CHARLES 15 ASSOCIATES
METS LIMITED PTR
METS LIMITED PTR

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

460895

1KW024

460979

460788

1KW074

460980
460981

1KW067
1KW067

461440

1KW062

461441

1KW062

461442

1KW062

461444

1KW062

461445

1KW062

461595
461729

1KW134
1KW067

461738

1KW081

SAUL B KATZ
FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
FRED WILPON
FRED WILPON
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
CHARLES 15 ASSOCIATES
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
SAUL B KATZ
SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
FRED WILPON FAMILY TRUST RICHARD
WILPON JUDITH WILPON MARVIN B
TEPPER &

462311

1KW067

Records unavailable

Records unavailable

x

Records unavailable

Check
Wire

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

5/16/1995

(2,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/4/1995

(182,144.92)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

n/a - deposit

4/28/1995

(1,292.47)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/1/1990
12/30/1994

(60,000.00)
8,000,000.00

PW
CA

CHECK
CHECK WIRE

Withdrawal
Deposit

Check
Wire

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
n/a - deposit

x

Records unavailable
n/a - deposit

6/1/1994

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

11/1/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

10/2/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/15/1995

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Records unavailable

7/9/1990

75,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

7/9/1990

65,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

7/9/1990

65,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(498,941.25)

CW

n/a - deposit
n/a - deposit
n/a - deposit
x

Records unavailable

6/1/1995

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/27/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

12/20/1990

5,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

12/20/1990

3,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

1/3/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

(40,000.00)

CW

CHECK

Withdrawal

1/3/1995

Records unavailable

Check

Records unavailable

x

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

CW
CA
CA
CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE

Withdrawal
Deposit
Deposit
Deposit
Deposit
Deposit
Deposit

Check
Check
Check
Wire
Wire
Wire
Wire

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

x

Records unavailable
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit
n/a - deposit

4/3/1995

(40,000.00)

CW

CHECK

Withdrawal

Check

6/27/1995

(917,063.00)

CW

CHECK

Withdrawal

10/29/1990
10/1/1990
10/1/1990

50,000.00 JRNL CHECK

20,000.00 JRNL CHECK
(60,000.00)
(60,000.00)

CW
PW

CHECK
CHECK

Records unavailable

n/a - deposit
x

(450,000.00)
145,000.00
175,000.00
1,198,000.00
102,000.00
1,000,000.00
1,000,000.00

8/6/1990
10/1/1993
10/18/1993
10/23/1995
10/3/1995
10/2/1995
10/6/1995
11/6/1995

Records unavailable

n/a - deposit

n/a - deposit

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

n/a - deposit

12/18/1990

50,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

12/18/1990

20,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

12/18/1990

40,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

12/18/1990

20,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

12/20/1990

42,000.00

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

3/8/1995
12/7/1994
12/1/1994
4/2/1990
4/4/1994

CA

CHECK

120,000.00
1,950,000.00

CA
CA

CHECK
CHECK

Deposit
Deposit

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

n/a - deposit
n/a - deposit

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

n/a - deposit

(60,000.00)

PW

Records unavailable

Records unavailable

x

Records unavailable

(40,000.00)

n/a - deposit
n/a - deposit

Check

Records unavailable

Check

Records unavailable

x

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

7/3/1995

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/2/1995

(16,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/28/1995

(14,025.45)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

2/1/1995

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

STERLING DOUBLEDAY ENTERPRISES L P

1/13/1989

3,000,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
MARVIN TEPPER L SCHREIER,L.T
OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H

12/21/1990

20,500.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

5/1/1995

(25,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

9/9/1993

(100,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1/3/1994

(40,000.00)

CW

CHECK

x

Records unavailable

1KW057

464155

1KW074

464469

1KW052

464723

1KW004

1KW063

Records unavailable

Withdrawal
Withdrawal

CHECK

Withdrawal

464090

465391

Withdrawal

CHECK
CHECK WIRE

CA

Withdrawal

MICHAEL KATZ & DAYLE KATZ J/T WROS

1KW063

CHECK

CW
CW

205,000.00

CHECK

1KW020

465390

CW

(500,000.00)
(2,500,000.00)

CHECK
CHECK

463932

1KW063

(1,625.65)

3/2/1994
4/22/1994

CHECK

1KW075

465389

4/28/1995

12/21/1990

CHECK

1KW081

1KW063

n/a - deposit
Records unavailable

CA

463877

465388

n/a - deposit

x

PW
PW

463812

1KW063

CW

CW

1KW076

465387

(15,500.00)

11,151.30

463667

1KW081

4/18/1995

CA

(60,000.00)
(60,000.00)

1KW024
1KW024

1KW063

12/18/1986

36,771.25

12/3/1990
3/1/1990

1KW081
1KW084

462899
463423

465144

8/21/1995

4/18/1994

462786
462849

465386

Records unavailable

250,000.00 JRNL CHECK

455425

1KW037
1KW067
1KW040
1KW074

x

6/5/1987

455099
455250

453345
453670
453773

CW

Records unavailable

6/5/1987

CHARLES 15 ASSOCIATES
LEONARD SCHREIER AND SANFORD
KOUFAX TIC
LEONARD SCHREIER AND SANFORD
KOUFAX TIC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
ARTHUR FRIEDMAN T I C OTHERS ON
FILE
BERNICE FRIEDMAN AND ARTHUR
FRIEDMAN T/I/C
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
FRED WILPON
METS LIMITED PTR
FRED WILPON FAMILY TRUST & JUDY &
FRED WILPON FAM FDN
METS LIMITED PTR
RICHARD A WILPON TRUSTEE OF FRED
WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
RICHARD A WILPON TRUSTEE OF FRED
WILPON FAMILY TRUST JUDY & FRED
WILPON FAMILY FDN
SAUL B KATZ
METS LIMITED PTR
RICHARD A WILPON & DEBRA WILPON
J/T WROS
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
METS LIMITED PTR
IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC
OTHERS ON FILE

453929

n/a - deposit
Records unavailable
Records unavailable
Records unavailable

CW
CW
CW

450870

452490

n/a - deposit

x
x
x

(2,000.00)
(430,000.00)
(200,817.82)

451017

452088

CA

10/2/1995
1/4/1995
6/20/1994

FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL B KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
METS LIMITED PTR
L THOMAS OSTERMAN

452488

20,000.00

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit
n/a - deposit

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

1/24/1990

20,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

1/24/1990

20,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

1/24/1990

100,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

1/24/1990

20,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

1/24/1990

100,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

1/24/1990

20,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

56 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

465392

1KW063

465393

1KW063

465394

1KW063

465484

1KW109

465533

1KW110

BLMIS Account Name

465880

1KW067

466233

1KW076

466642
466646
466788
466913

1KW040
1KW040
1KW118
1KW067

MARVIN TEPPER L SCHREIER,L.T
OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T
OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
TODD KATZ MICHAEL KATZ AS
CUSTODIAN
SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
METS LIMITED PTR
METS LIMITED PTR
BRUCE WILPON
FRED WILPON

466925

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

466961
466962
466997
466999

1KW024
1KW024
1KW067
1KW067

SAUL B KATZ
SAUL B KATZ
FRED WILPON
FRED WILPON

465666

1KW024

465858

1KW076

465876

1KW076

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

1/24/1990

85,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

1/24/1990

20,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

1/24/1990

15,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

1/25/1995

13,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

1/25/1995

13,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

3/2/1995

(238,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

2/1/1995

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Check

Current Banking
Institution(s)

n/a - deposit
n/a - deposit

3/1/1995

(8,500.00)

CW

CHECK

Withdrawal

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/27/1995

(3,337,262.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

CW
CW
CW
CW

CHECK WIRE
CHECK WIRE
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal
Withdrawal

Wire
Wire
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

x
x
x
x

Records unavailable
Records unavailable
Records unavailable
Records unavailable

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CW
CW
CW
CW

CHECK
CHECK WIRE
CHECK
CHECK WIRE

Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Wire
Check
Wire

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

x
x
x
x

Records unavailable
Records unavailable
Records unavailable
Records unavailable

9/12/1995

301.57

4/13/1995
4/17/1995
6/12/1995
3/14/1994

(1,000,000.00)
(2,000,000.00)
(156,633.42)
(1,000,000.00)

3/1/1994

(40,000.00)

4/21/1994
4/26/1994
4/21/1994
4/26/1994

(600,000.00)
(500,000.00)
(600,000.00)
(500,000.00)

n/a - deposit

467214

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

4/15/1992

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

468698
468993
469388
469406

1KW001
1KW067
1KW119
1KW040

BON MICK FAMILY PARTNERS L P
FRED WILPON
DAVID M KATZ
METS LIMITED PTR

5/19/1995
4/3/1986
5/2/1994
4/29/1994

(5,000.00)
300,000.00
5,500.00
(500,000.00)

CW
CA
CA
CW

CHECK
CHECK
CHECK
CHECK WIRE

Withdrawal
Deposit
Deposit
Withdrawal

Check
Check
Check
Wire

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
n/a - deposit
n/a - deposit
Records unavailable

x

x

Records unavailable
n/a - deposit
n/a - deposit
Records unavailable

470120

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

3/1/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

470499

1KW005

470504

1KW024

BERNICE FRIEDMAN AND ARTHUR
FRIEDMAN T/I/C
SAUL B KATZ

470518

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

4/13/1993

(13,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/1/1993

(450,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/1/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

1KW024

IRIS J KATZ C/O STERLING EQUITIE
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
SAUL B KATZ

12/18/1986

471781

3/3/1988

82,687.50

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

471856

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

10/19/1988

1,000,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

472278

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

1/3/1994

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

472490

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

472552

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

3/1/1994

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

472582

1KW089

SAUL B KATZ S B C/O STERLING EQUITIES

11/2/1993

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

472916

1KW089

SAUL B KATZ S B C/O STERLING EQUITIES

2/24/1993

48,346.93

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

473108

1KW014

1/2/1992

(22,000.00)

PW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

473162

1KW016

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

470606
471082

1KW014
1KW052

9/9/1993

8/2/1993

473182

1KW016

474361
474365

1KW067
1KW067

IRIS J KATZ C/O STERLING EQUITIE
IRIS & SAUL KATZ FAM FDN INC AND
JUDY & FRED WILPON FAMILY FDN INC
TIC
IRIS & SAUL KATZ FAM FDN INC AND
JUDY & FRED WILPON FAMILY FDN INC
TIC
FRED WILPON
FRED WILPON

474428

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

474507
474508

1KW040
1KW040

474780

1KW081

METS LIMITED PTR
METS LIMITED PTR
RICHARD A WILPON & DEBRA WILPON
J/T WROS

474835

1KW089

SAUL B KATZ S B C/O STERLING EQUITIES

8/18/1993

474933

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

7/1/1994

475007

1KW081

RICHARD A WILPON & DEBRA WILPON
J/T WROS

7/1/1994

475259

1KW040

METS LIMITED PTR

475367

1KW089

475624

1KW076

1/24/1992

1/24/1992

500,000.00 JRNL CHECK
(200,000.00)

(40,000.00)

CW

CW

CHECK

100,000.00 JRNL CHECK A/O 1/9/92

100,000.00 JRNL CHECK A/O 1/9/92

n/a - deposit
x

Records unavailable

n/a - deposit

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

8/3/1992
8/25/1992

(250,000.00)
140,000.00

CW
CA

CHECK
CHECK

Withdrawal
Deposit

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
n/a - deposit

x

Records unavailable
n/a - deposit

6/1/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/13/1994
10/26/1994

(3,000,000.00)
(2,000,000.00)

CW
CW

CHECK WIRE
CHECK WIRE

Withdrawal
Withdrawal

Wire
Wire

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

12/1/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

150,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

12/30/1993

2,000,000.00

CA

CHECK WIRE A/O
12/23/93

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

SAUL B KATZ S B C/O STERLING EQUITIES

9/23/1993

(1,260,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/1/1993

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(250,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

475712

1KW024

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL B KATZ

475779

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

9/16/1988

2,000,000.00 JRNL CHECK
1,000,000.00

1/4/1993

CA

CHECK WIRE

Records unavailable

n/a - deposit

475786

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

9/23/1988

Deposit

Wire

Records unavailable

475950

1KW022

250,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

2/1/1991
1/2/1992
5/15/1991

(130,000.00) PW CHECK
(18,000.00) PW CHECK
150,000.00 JRNL CHECK

Withdrawal
Withdrawal
Deposit

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
n/a - deposit

476523

1KW030

476705
477040
477236

1KW044
1KW024
1KW067

n/a - deposit

n/a - deposit

n/a - deposit

9/17/1991

370,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

(100,000.00)
(450,000.00)
(250,000.00)

CW
CW
CW

CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

n/a - deposit
n/a - deposit
x
x

Records unavailable
Records unavailable
n/a - deposit

x
x
x

Records unavailable
Records unavailable
Records unavailable

n/a - deposit

9/9/1993
5/3/1993
6/1/1992

Records unavailable
n/a - deposit

n/a - deposit

1KW024
1KW067
1KW044

MICHAEL KATZ AND RICHARD A WILPON
TIC
SAUL B KATZ
FRED WILPON
L THOMAS OSTERMAN
SAUL B KATZ FAMILY TRUST MICHAEL
KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
L THOMAS OSTERMAN
SAUL B KATZ
FRED WILPON

9/20/1988

476087
476430
476477

n/a - deposit

n/a - deposit

477252

1KW072

FRED WILPON FAMILY TRUST GREG
KATZ, HOWARD KATZ, & TODD KATZ TIC

1/21/1992

54,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

477257

1KW072

FRED WILPON FAMILY TRUST GREG
KATZ, HOWARD KATZ, & TODD KATZ TIC

1/21/1992

300,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

477271

1KW007

8/27/1992

(238,156.17)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

477283

1KW067

12/1/1992

(250,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

477558

1KW077

11/2/1993

(1,500,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1/13/1994

(91,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/8/1994

75,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

8/1/1994

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

12/26/1991

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

477821

1KW063

478005

1KW044

478050

1KW076

ALLAN GOTTLIEB SCOTT GOTTLIEB &
SAUL B KATZ TIC
FRED WILPON
JUDITH A WILPON C/O STERLING
EQUITIES
MARVIN TEPPER L SCHREIER,L.T
OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

478070

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

12,500.00

CA

CHECK

Deposit

Check

1KW014

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITIE

10/7/1991

478250

8/1/1991

(22,000.00)

PW

CHECK

Withdrawal

478530

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

9/25/1991

1,000,000.00

CA

CHECK WIRE

478611

1KW024

6/3/1991

(60,000.00)

PW

(4,000,000.00)

CW

478122

1KW076

SAUL B KATZ

478818

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

3/31/1992

478874

1KW083

5/28/1992

479120

1KW011

479161

1KW024

479706

1KW081

480910

100625

481974
482127
482128

1KW067
1KW040
1KW040

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
SAUL B KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
ARTHUR FRIEDMAN T I C OTHERS ON
FILE
FRED WILPON
METS LIMITED PTR
METS LIMITED PTR

482266

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

482289
482292
482417

1KW024
1KW024
1KW019

SAUL B KATZ
SAUL B KATZ
MICHAEL KATZ

10/1/1993
10/18/1993
9/9/1993

(450,000.00)
145,000.00
(250,000.00)

CW
CA
CW

482607

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

6/15/1992

(2,000,000.00)

CW

n/a - deposit

n/a - deposit

n/a - deposit

Records unavailable

Records unavailable

n/a - deposit

Check

Records unavailable

Records unavailable

Records unavailable

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Deposit

Check

Records unavailable

37,000.00 JRNL CHECK

n/a - deposit
x

Records unavailable
n/a - deposit

Records unavailable

n/a - deposit

12/22/1993

5,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

8/2/1993

(450,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

n/a - deposit

2/11/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/14/1991

(3,402.91)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/2/1993
5/3/1993
5/18/1993

(450,000.00)
(3,000,000.00)
(2,000,000.00)

CW
CW
CW

CHECK
CHECK WIRE
CHECK WIRE

Withdrawal
Withdrawal
Withdrawal

Check
Wire
Wire

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

x
x
x

Records unavailable
Records unavailable
Records unavailable

5/2/1994

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CHECK
CHECK
CHECK

Withdrawal
Deposit
Withdrawal

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
n/a - deposit
Records unavailable

x
x

Records unavailable
n/a - deposit
Records unavailable

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

x

Records unavailable

n/a - deposit

482622

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

6/30/1992

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

482685

1KW004

3/17/1995

30,600.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

482769
482884

1KW024
1KW067

ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
SAUL B KATZ
FRED WILPON

1/2/1992
5/1/1992

(60,000.00)
(250,000.00)

PW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

483253

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

5/15/1992

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

n/a - deposit

483254

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

5/29/1992

(3,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

484037
484042
484093

1KW040
1KW040
1KW013

(2,000,000.00)
(3,000,000.00)
135,000.00

CW
CW
CA

CHECK WIRE
CHECK WIRE
CHECK

Withdrawal
Withdrawal
Deposit

Wire
Wire
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
n/a - deposit

x
x

Records unavailable
Records unavailable
n/a - deposit

1KW081

11/2/1993

(435,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

484590

1KW081

METS LIMITED PTR
METS LIMITED PTR
DAYLE KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
RICHARD A WILPON & DEBRA WILPON
J/T WROS

3/3/1993
3/16/1993
6/8/1993

484280

9/1/1994

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

484951

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

9/1/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

486485

1KW040

5/4/1994

(1,500,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

486761

1KW030

METS LIMITED PTR
SAUL B KATZ FAMILY TRUST MICHAEL
KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
SAUL B KATZ
SAUL B KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
FRED WILPON

5/28/1992

41,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit
x

Records unavailable
n/a - deposit

x

Records unavailable

486788
486796

1KW024
1KW024

486824

1KW052

488067

1KW067

8/3/1992
8/25/1992

(250,000.00)
140,000.00

CW
CA

CHECK
CHECK

Withdrawal
Deposit

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
n/a - deposit

12/16/1992

125,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

(18,000.00)

PW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

5/1/1991

Records unavailable

n/a - deposit

57 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

488461

1KW030

BLMIS Account Name

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Deposit

Check

Records unavailable

Records unavailable

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

491830

1KW005

SAUL B KATZ FAMILY TRUST MICHAEL
KATZ IRIS KATZ & RICHARD A WILPON
TRUSTEES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
SAUL B KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITIE
FRED WILPON
SAUL B KATZ
SAUL B KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
RICHARD A WILPON & DEBRA WILPON
J/T WROS
METS LIMITED PTR
METS LIMITED PTR
SAUL B KATZ
L THOMAS OSTERMAN
BERNICE FRIEDMAN AND ARTHUR
FRIEDMAN T/I/C

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

491909

1KW089

SAUL B KATZ S B C/O STERLING EQUITIES

3/1/1993

150,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

491948

1KW081

3/1/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

492268
492320
492411

1KW014
1KW024
1KW040

RICHARD A WILPON & DEBRA WILPON
J/T WROS
IRIS J KATZ C/O STERLING EQUITIE
SAUL B KATZ
METS LIMITED PTR

11/1/1991
12/1/1992
12/23/1992

(22,000.00)
(250,000.00)
12,000,000.00

PW
CW
CA

Withdrawal
Withdrawal
Deposit

Check
Check
Wire

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
n/a - deposit

x
x

Records unavailable
Records unavailable
n/a - deposit

492412

1KW040

METS LIMITED PTR

12/23/1992

4,000,000.00

CA

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

493110
493116

1KW067
1KW066

2/1/1993
6/8/1993

(450,000.00)
75,000.00

CW
CA

CHECK
CHECK
CHECK WIRE
CHECK WIRE A/O
12/22/92
CHECK
CHECK

Withdrawal
Deposit

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
n/a - deposit

x

Records unavailable
n/a - deposit

493739

1KW053

1/7/1993

(125,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

494254

1KW119

4/28/1994

25,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

Current Banking
Institution(s)

488612

1KW076

489170

1KW024

489174

1KW081

489386

1KW083

489687

1KW024

489738

1KW076

489741

1KW076

489743

1KW076

489761
490122
490148
490165

1KW014
1KW067
1KW024
1KW024

490556

1KW081

491238

1KW081

491293
491294
491749
491790

1KW040
1KW040
1KW024
1KW044

495032

102343

FRED WILPON
DEBRA WILPON
LEONARD SCHREIER AND SANFORD
KOUFAX TIC
DAVID M KATZ
FRED WILPON RICHARD A WILPON &
LEONARD SCHREIR TIC

495772

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

496074

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

12/18/1986

500,000.00 JRNL CHECK

n/a - deposit

n/a - deposit

12/1/1993

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

9/1/1993

(450,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

4/1/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

x

Records unavailable

3/19/1993

16,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

1/2/1991

(60,000.00)

PW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

5/6/1991

25,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

125,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

5/31/1991

87,500.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

2/6/1991
10/1/1991
2/6/1991
2/8/1991

(22,000.00)
(18,000.00)
(60,000.00)
130,000.00

CW
PW
CW
CA

CHECK
CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal
Deposit

Check
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
n/a - deposit

n/a - deposit

n/a - deposit

5/15/1991

9/1/1993

n/a - deposit
n/a - deposit
n/a - deposit
x
x
x

Records unavailable
Records unavailable
Records unavailable
n/a - deposit
Records unavailable

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

11/1/1994

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1/4/1994
1/11/1994
3/14/1994
4/25/1994

2,000,000.00
2,000,000.00
(1,000,000.00)
115,000.00

CA
CA
CW
CA

CHECK WIRE
CHECK WIRE
CHECK
CHECK

Deposit
Deposit
Withdrawal
Deposit

Wire
Wire
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - deposit
n/a - deposit
Records unavailable
n/a - deposit

x

n/a - deposit
n/a - deposit
Records unavailable
n/a - deposit

5/23/1994

(18,065.00)

Records unavailable

x

Records unavailable
n/a - deposit

n/a - deposit

n/a - deposit

3/17/1988

(3,787.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

11/1/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

10/1/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(40,000.00)

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1KW024

RICHARD A WILPON & DEBRA WILPON
J/T WROS
SAUL B KATZ

10/1/1993

496354

3/2/1992

(250,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

496364

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

10/3/1994

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1KW110

Deposit

Check

x

Records unavailable

x
x

n/a - deposit
Records unavailable
Records unavailable

496201

1KW081

CW

CHECK

496737

100625

TODD KATZ MICHAEL KATZ AS
CUSTODIAN
ARTHUR FRIEDMAN T I C OTHERS ON
FILE

497005

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

497007

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

11/22/1988

497081
497193
497201

1KW067
1KW067
1KW067

FRED WILPON
FRED WILPON
FRED WILPON

3/3/1988
2/1/1991
2/6/1991

497276

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

11/22/1991

497750

1KW006
1KW076

9/1/1994

499904

1KW076

RUTH FRIEDMAN
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

11/2/1993

498336

2/1/1994

500132

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

500155
500157

1KW067
1KW067

500324

1KW084

500481
500489

1KW040
1KW040

500811

1KW081

FRED WILPON
FRED WILPON
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
METS LIMITED PTR
METS LIMITED PTR
RICHARD A WILPON & DEBRA WILPON
J/T WROS

501190

1KW089

SAUL B KATZ S B C/O STERLING EQUITIES

501553

1KW089

SAUL B KATZ S B C/O STERLING EQUITIES

7/29/1992

501662
501817

1KW024
1KW067

SAUL B KATZ
FRED WILPON

11/1/1991
7/1/1992

(60,000.00)
(250,000.00)

PW
CW

CHECK
CHECK

502052

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

1/8/1992

3,000,000.00

CA

CHECK WIRE

502116
502137
502401

1KW024
1KW044
1KW024

SAUL B KATZ
L THOMAS OSTERMAN
SAUL B KATZ

9/13/1994
7/19/1994
11/1/1993

(400,000.00)
10,000.00
(450,000.00)

CW
CA
CW

502657

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

1/3/1994

(40,000.00)

CW

502931

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

9/1/1994

(40,000.00)

cw

503111

1KW059

8/19/1992

(280,000.00)

CW

503321

1KW076

STERLING THIRD ASSOC C/O MICHAEL
KATZ
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

11/1/1993

(8,500.00)

503709

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

2/11/1991

503782
503897
504418
505243
505246
505808
505911
506748
506775

1KW067
1KW067
1KW024
1KW040
1KW040
1KW040
1KW044
1KW040
1KW024

507022

1KW081

FRED WILPON
FRED WILPON
SAUL B KATZ
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
L THOMAS OSTERMAN
METS LIMITED PTR
SAUL B KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
RICHARD A WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

496477

507302

1KW067

507593

1KW081

508302

1KW080

508722

1KW076

Check

1/24/1994

15,000.00

CA

Records unavailable

n/a - deposit

5/14/1991

(1,181,675.74)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

11/15/1988

1,000,000.00

CA

CHECK WIRE

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

1,000,000.00

CA

CHECK WIRE

82,687.50
(130,000.00)
(18,000.00)

CA
PW
CW

CHECK
CHECK
CHECK

2,000,000.00

CA

CHECK WIRE

(312,000.00)

CW

CHECK

(8,500.00)

CW

CHECK

Withdrawal

(8,500.00)

CW

CHECK

Withdrawal

7/1/1993

(40,000.00)

CW

CHECK

4/1/1992
3/2/1992

(250,000.00)
(250,000.00)

CW
CW

2/16/1993

21,391.00

5/16/1994
5/31/1994
2/1/1994
2/11/1993

CHECK

Withdrawal

Records unavailable

n/a - deposit

n/a - deposit

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

Deposit
Withdrawal
Withdrawal

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

n/a - deposit
Records unavailable
Records unavailable

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Check

Records unavailable

Records unavailable

Records unavailable

x

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

(2,500,000.00)
(2,000,000.00)

CW
CW

CHECK WIRE
CHECK WIRE

Withdrawal
Withdrawal

Wire
Wire

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CA

CHECK

Deposit

Check

x
x

Records unavailable
Records unavailable

34,266.93

550,000.00 JRNL CHECK WIEW

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Records unavailable

n/a - deposit

n/a - deposit

n/a - deposit

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

CHECK
CHECK
CHECK

Withdrawal
Deposit
Withdrawal

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
n/a - deposit
Records unavailable

x
x

Records unavailable
n/a - deposit
Records unavailable

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

(198,315.95)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

6/3/1991
11/2/1992
6/1/1993
1/19/1994
1/26/1994
8/1/1994
8/3/1992
2/16/1993
7/1/1993

(18,000.00)
(250,000.00)
(450,000.00)
2,000,000.00
2,000,000.00
(2,000,000.00)
(180,000.00)
(13,000,000.00)
(450,000.00)

PW
CW
CW
CA
CA
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK WIRE
CHECK

Withdrawal
Withdrawal
Withdrawal
Deposit
Deposit
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Wire
Wire
Wire
Check
Wire
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
n/a - deposit
n/a - deposit
Records unavailable
Records unavailable
Records unavailable
Records unavailable

x
x
x

Records unavailable
Records unavailable
Records unavailable
n/a - deposit
n/a - deposit
Records unavailable
Records unavailable
Records unavailable
Records unavailable

3/1/1994

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

9/1/1992

(250,000.00)

CW

Records unavailable

Records unavailable

x

Records unavailable

n/a - deposit

x
x
x
x

Records unavailable

CHECK

Withdrawal

Check

Records unavailable

11/1/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

9/9/1993

(250,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

3/2/1990

75,000.00 JRNL CHECK

n/a - deposit

508981

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

7/1/1991

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

509075
509161
509222

1KW040
1KW067
1KW067

8/18/1993
3/1/1993
6/1/1993

34,426,000.00
(450,000.00)
(450,000.00)

CA
CW
CW

CHECK WIRE A/O 8/17/93
CHECK
CHECK

Deposit
Withdrawal
Withdrawal

Wire
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

n/a - deposit
Records unavailable
Records unavailable

509262

1KW076

METS LIMITED PTR
FRED WILPON
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

CA

CHECK

Deposit

Check

Records unavailable

2/11/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

9/1/1992
1/4/1993

(250,000.00)
(250,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

Check

Records unavailable

Records unavailable

n/a - deposit

2/26/1993

25,000.00

509846

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

509850
509981

1KW024
1KW067

SAUL B KATZ
FRED WILPON

510090

1KW089

SAUL B KATZ S B C/O STERLING EQUITIES

1/29/1993

675,671.73

CA

CHECK

Deposit

1KW067
1KW067

9/1/1993
9/13/1994

510124
510384
510649

1KW081

510781

1KW052

511424

1KW096

511767
512145
512558

1KW040
1KW067
1KW024

FRED WILPON
FRED WILPON
RICHARD A WILPON & DEBRA WILPON
J/T WROS
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
METS LIMITED PTR
FRED WILPON
SAUL B KATZ

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

513107

1KW081

513289

512612

1KW012

513290

1KW012

513293

1KW012

513295

1KW012

513509
513859

1KW024
1KW067

514301

1KW076

515642

1KW076

516059
516174
516248

1KW067
1KW040
1KW019

RICHARD A WILPON & DEBRA WILPON
J/T WROS
DAVID KATZ NATALIE AND HEATHER
KATZ TIC
DAVID KATZ NATALIE AND HEATHER
KATZ TIC
DAVID KATZ NATALIE AND HEATHER
KATZ TIC
DAVID KATZ NATALIE AND HEATHER
KATZ TIC
SAUL B KATZ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
FRED WILPON
METS LIMITED PTR
MICHAEL KATZ

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

516527

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

516853
516879

516424

1KW067
1KW120

517316

1KW081

517411

1KW084

FRED WILPON
SAUL B KATZ DP
RICHARD A WILPON & DEBRA WILPON
J/T WROS
COLLEGE PLACE ENTERPRISES PROFIT
SHARING

Records unavailable

x

Records unavailable

x
x

n/a - deposit
Records unavailable
Records unavailable

n/a - deposit

n/a - deposit

n/a - deposit

(450,000.00)
(400,000.00)

CW
CW

CHECK
CHECK

Withdrawal
Withdrawal

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

6/1/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

1/14/1991

100,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

5/12/1993

(20,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/15/1994
11/1/1993
7/1/1992

(3,000,000.00)
(450,000.00)
(250,000.00)

CW
CW
CW

CHECK WIRE
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal

Wire
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

x
x
x

Records unavailable
Records unavailable
Records unavailable

8/3/1992

(1,000,000.00)

CW

CHECK WIRE

Withdrawal

5/3/1993

(40,000.00)

CW

CHECK

n/a - deposit

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

9/17/1991

49,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

9/17/1991

38,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

9/17/1991

46,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

9/17/1991

17,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit
n/a - deposit

5/1/1992
10/1/1985

(250,000.00)
1,000,000.00

CW
CA

CHECK
CHECK

Withdrawal
Deposit

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
n/a - deposit

x

Records unavailable
n/a - deposit

11/1/1994

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

3/2/1992

25,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

7/1/1993
3/31/1993
6/8/1993

(450,000.00)
(3,000,000.00)
135,000.00

CW
CW
CA

CHECK
CHECK WIRE
CHECK

Withdrawal
Withdrawal
Deposit

Check
Wire
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
n/a - deposit

x
x

Records unavailable
Records unavailable
n/a - deposit

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

Withdrawal
Deposit

Wire
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
n/a - deposit

x

Records unavailable
n/a - deposit

x

Records unavailable

11/1/1994
5/3/1993
1/26/1994
2/22/1994

(500,000.00) CW CHECK WIRE
100,000.00 JRNL CHECK

5/2/1994

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

5/24/1994

38,200.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

n/a - deposit

58 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

517424

1KW083

519511

1KW109

519661
520239

1KW096
1KW024

520668

1KW004

520693
520902
521200

1KW098
1KW067
1KW067

521362

BLMIS Account Name

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Check 2 Bates

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

5/25/1994

40,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

1/24/1994

15,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

(20,000.00)

Check

Current Banking
Institution(s)

n/a - deposit

1/26/1994

CW

CHECK

Withdrawal

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(60,000.00)

PW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

11/2/1993

(188,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

8/12/1993
5/3/1993
4/1/1993

1,000,000.00
(450,000.00)
(450,000.00)

CA
CW
CW

CHECK
CHECK
CHECK

Deposit
Withdrawal
Withdrawal

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

n/a - deposit
Records unavailable
Records unavailable

x
x

n/a - deposit
Records unavailable
Records unavailable

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

14,513.79

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

Deposit
Deposit
Withdrawal
Withdrawal
Deposit
Withdrawal

Check
Wire
Check
Wire
Wire
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - deposit
n/a - deposit
Records unavailable
Records unavailable
n/a - deposit
Records unavailable

x
x

n/a - deposit
n/a - deposit
Records unavailable
Records unavailable
n/a - deposit
Records unavailable

5/1/1991

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

12/1/1993

521408

1KW084

4/21/1993

1KW121
1KW134
1KW067
1KW024
1KW040
1KW024

524033

1KW006

524525

1KW084

524555
524562
525197

1KW014
1KW024
1KW024

525649

1KW062

525666
525711
526143
526147
526153
526264
526370
526371

1KW024
1KW067
1KW067
1KW067
1KW014
1KW044
1KW024
1KW024

526528

1KW012

526532

1KW012

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
MICHAEL KATZ & SAUL B KATZ TI
CHARLES 15 ASSOCIATES
FRED WILPON
SAUL B KATZ
METS LIMITED PTR
SAUL B KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS
RUTH FRIEDMAN
COLLEGE PLACE ENTERPRISES PROFIT
SHARING
IRIS J KATZ C/O STERLING EQUITIE
SAUL B KATZ
SAUL B KATZ
ELISE C TEPPER SHELLEY L TEPPER,J G
TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
SAUL B KATZ
FRED WILPON
FRED WILPON
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIE
L THOMAS OSTERMAN
SAUL B KATZ
SAUL B KATZ
DAVID KATZ NATALIE AND HEATHER
KATZ TIC
DAVID KATZ NATALIE AND HEATHER
KATZ TIC

7/20/1992

17,500.00

CA

526536

1KW089

SAUL B KATZ S B C/O STERLING EQUITIES

11/2/1992

1,000,000.00

CA

526541

1KW012

7/20/1992

13,800.00

CA

526544

1KW012

7/20/1992

3,700.00

CA

3/1/1991
11/1/1991
11/12/1991

1KW081

Check or
Wire

IRIS KATZ & SAUL KATZ FAMILY
FOUNDATION
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS
SAUL B KATZ
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
FRED WILPON ET AL TIC
FRED WILPON
FRED WILPON

521495
521893
522169
522670
522684
522779
522827

Deposit or
Withdrawal

526804

1KW005

526861
527009

1KW024
1KW024

DAVID KATZ NATALIE AND HEATHER
KATZ TIC
DAVID KATZ NATALIE AND HEATHER
KATZ TIC
BERNICE FRIEDMAN AND ARTHUR
FRIEDMAN T/I/C
SAUL B KATZ
SAUL B KATZ

527261

1KW067

FRED WILPON

527781
528398
528399

1KW014
1KW067
1KW067

528496

1KW011

528523

1KW076

4/11/1994
9/29/1995
4/1/1991
1/26/1994
12/24/1992
10/1/1992

102,450.00 JRNL CHECK
36,000.00 CA CHECK WIRE
(18,000.00) PW CHECK
(500,000.00) CW CHECK WIRE
3,000,000.00 CA CHECK WIRE
(250,000.00) CW CHECK

7/1/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

5/23/1994

300,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

11,700.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

7/1/1991
11/12/1991
12/1/1988

(22,000.00)
238,000.00
40,544.67

PW
CA
CA

CHECK
CHECK
CHECK

Withdrawal
Deposit
Deposit

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
n/a - deposit
n/a - deposit

x

n/a - deposit

10/9/1992

n/a - deposit

11/4/1991

100,000.00

CA

CHECK

10/1/1991
1/2/1991
2/3/1992
2/21/1992
10/1/1991
11/2/1993
12/2/1991
12/19/1991

(60,000.00)
(60,000.00)
(250,000.00)
(500,000.00)
(22,000.00)
(220,000.00)
(60,000.00)
(1,500,000.00)

PW
PW
CW
CW
PW
CW
PW
CW

CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE

7/20/1992

17,500.00

CA

x

Records unavailable

x

Records unavailable
n/a - deposit
n/a - deposit

x
x
x
x
x
x
x
x

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - deposit
n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Wire
Check
Check
Check
Wire

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - deposit

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

CHECK WIRE

Deposit

Wire

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

4/10/1992

(25,400.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

2/3/1992
3/1/1991

(250,000.00)
(60,000.00)

CW
PW

Check
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

(2,300.00)

PW

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(22,000.00)
(18,000.00)
238,000.00

PW
PW
CA

CHECK
CHECK
CHECK DIV
ROCKEFELLER CTR PPTY
CHECK
CHECK
CHECK

Withdrawal
Withdrawal

5/11/1988

Withdrawal
Withdrawal
Deposit

Check
Check
Check

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
n/a - deposit

x
x

Records unavailable
Records unavailable
n/a - deposit

529254

102352

IRIS J KATZ C/O STERLING EQUITIE
FRED WILPON
FRED WILPON
DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
IRIS J KATZ C/O STERLING EQUITIE
STERLING THIRD ASSOC C/O MICHAEL
KATZ
ROBIN WACHTLER & PHILIP WACHTLER
JT TEN WROS

(60,939.41)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

529678

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

8/1/1995

(16,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

529841

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

11/2/1993

(385,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

530003

1KW067

3/1/1991

(18,000.00)

PW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

530372

1KW096

FRED WILPON
PHILIP H WACHTLER AND ROBIN WILPON
WACHTLER J/T WROS

12/23/1992

125,000.00

CA

CHECK

531230

1KW024

SAUL B KATZ

5/11/1988

(2,300.00)

PW

CHECK DIV
ROCKEFELLERCTR PPTY

x

Records unavailable

532005

1KW084

528600

1KW014

528880

1KW059

532160

1KW024

532417

1KW075

532473

1KW059

532788

1KW081

COLLEGE PLACE ENTERPRISES PROFIT
SHARING
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
SAUL B KATZ
FRED WILPON FAMILY TRUST RICHARD
WILPON JUDITH WILPON MARVIN B
TEPPER &
STERLING THIRD ASSOC C/O MICHAEL
KATZ
RICHARD A WILPON & DEBRA WILPON
J/T WROS

533208

1KW057
1KW011

532152

533637

1KW052

533744

1KW014

533780

1KW037

533783

1KW037

533790

1KW037

533835

1KW004

533917
533997
534194
534201
534374
534625
535012

1KW024
1KW067
1KW067
1KW067
1KW024
1KW067
1KW024

535088

1KW052

535135
535439

1KW040
1KW067

536118

1KW037

536685

1KW109

536746

1KW064

536958

1KW037

536959

1KW037

536961

1KW037

537328
537516
537518
537557
537624
538077
538087
538385
538917
538990
539153

1KW067
1KW014
1KW014
1KW067
1KW040
1KW024
1KW014
1KW024
1KW024
1KW067
1KW080

539296

101149

540451

1KW076

1/14/1991

CA

CHECK

Deposit

Check

Records unavailable

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

5/1/1991

(22,000.00)

PW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

11/5/1991

(476,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable
Records unavailable

1/17/1991

8/26/1991

6/1/1992

223,000.00
25,000.00

25,000.00 JRNL CHECK

Records unavailable

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

Check

Records unavailable

Records unavailable

Records unavailable

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

Check

n/a - deposit

n/a - deposit

Withdrawal

n/a - deposit

5/15/1991

150,000.00

CA

CHECK

Deposit

Records unavailable

Records unavailable

(60,000.00)

PW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

24,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

n/a - deposit

9/3/1991
5/28/1992

Records unavailable

n/a - deposit

n/a - deposit
x

Records unavailable
n/a - deposit

5/7/1986

430,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

8/2/1993

(40,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

STERLING DOUBLEDAY ENTERPRISES L P

4/30/1992

(4,000,000.00)

CW

CHECK WIRE

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

n/a - deposit

DAVID KATZ & JULIE KATZ JT TENANTS
C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIE
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN
J/T WROS
SAUL B KATZ
FRED WILPON
FRED WILPON
FRED WILPON
SAUL B KATZ
FRED WILPON
SAUL B KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE
ESQ
METS LIMITED PTR
FRED WILPON
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
HOWARD KATZ MICHAEL KATZ AS
CUSTODIAN
MARVIN B TEPPER & ELISE C TEPPER JT
WROS
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
SAUL KATZ FAMILY TRUST
DAVID,NATALIE,HEATHER KATZ FRED
WILPON FAMILY TRUST
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIE
IRIS J KATZ C/O STERLING EQUITIE
FRED WILPON
METS LIMITED PTR
SAUL B KATZ
IRIS J KATZ C/O STERLING EQUITIE
SAUL B KATZ
SAUL B KATZ
FRED WILPON
RICHARD A WILPON
SAUL B KATZ MICHAEL KATZ L THOMAS
OSTERMAN ARTHUR FRIEDMAN &
JEFFREY S WILPON TIC
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

5/20/1991

Check

x

Records unavailable

22,000.00

CA

CHECK

Deposit

Records unavailable

Records unavailable

n/a - deposit

6/3/1991

(22,000.00)

PW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

5/24/1991

28,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

5/24/1991

25,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

5/24/1991

6,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

5/15/1991
7/1/1991
8/1/1991
12/2/1991
12/19/1991
4/1/1991
10/1/1992
8/1/1991

150,000.00 JRNL CHECK
(60,000.00)
(18,000.00)
(18,000.00)
(1,500,000.00)
(60,000.00)
(250,000.00)
(60,000.00)

PW
PW
PW
CW
PW
CW
PW

Deposit

Check

Records unavailable

Records unavailable

Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Wire
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

n/a - deposit

n/a - deposit

CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK

n/a - deposit

n/a - deposit
x
x
x
x
x
x
x

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

11/2/1993

(350,000.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

3/28/1994
7/2/1990

(1,000,000.00)
(60,000.00)

CW
PW

CHECK WIRE
CHECK

Withdrawal
Withdrawal

Wire
Check

Records unavailable
Records unavailable

Records unavailable
Records unavailable

Records unavailable
Records unavailable

x
x

Records unavailable
Records unavailable

10,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

5,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

265,000.00 JRNL CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

5/24/1991
9/5/1995
11/4/1991
5/24/1991

50,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

5/24/1991

25,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

5/24/1991

16,000.00

CA

CHECK

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

7/1/1991
4/1/1991
12/2/1991
2/8/1991
11/17/1993
4/1/1992
9/3/1991
6/1/1992
11/2/1992
9/3/1991
6/27/1995

(18,000.00)
(22,000.00)
(22,000.00)
130,000.00
2,000,000.00
(250,000.00)
(22,000.00)
(250,000.00)
(250,000.00)
(18,000.00)
(245,123.08)

PW
PW
PW
CA
CA
CW
PW
CW
CW
PW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Withdrawal
Withdrawal
Withdrawal
Deposit
Deposit
Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal
Withdrawal

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

Records unavailable
Records unavailable
Records unavailable
n/a - deposit
n/a - deposit
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

x
x
x

x
x
x
x
x
x

Records unavailable
Records unavailable
Records unavailable
n/a - deposit
n/a - deposit
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable
Records unavailable

3/17/1988

(3,787.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

7/1/1994

(8,500.00)

CW

CHECK

Withdrawal

Check

Records unavailable

Records unavailable

Records unavailable

x

Records unavailable

(2,000,000.00)

CW

CHECK WIRE

x

Records unavailable

540614

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

6/17/1991

601563

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

11/1/1990

601588

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

10/31/1990

601602

1KW024

SAUL B KATZ

11/1/1990

601605

1KW024

SAUL B KATZ

11/13/1990

601674

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

8/7/1995

601678

1KW076

601681

1KW076

601685

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

601687

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

8/7/1995

601689

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

8/7/1995

601691

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

8/7/1995

n/a - deposit

Withdrawal

Wire

Records unavailable

Records unavailable

Records unavailable

AMERICAN REAL
ESTATE PART
AMERICAN REAL
0.00 RECD ESTATE PART RECEIVED
10/29/90
AMERICAN REAL
14,120.00 8.875
ESTATE PART
AMERICAN REAL
0.00 RECD
ESTATE PART RECEIVED

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

0.00 DELV

BALTIMORE COUNTY MD
MTG 3/15/2013 RECEIVED

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

8/7/1995

0.00 DELV

FIRST AUSTRALIA PRIME
INC FD RECEIVED

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

8/7/1995

0.00 DELV PACIFICORP RECEIVED

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

8/7/1995

0.00 DELV

POTOMAC EPL PWR
RECEIVED
BALTIMORE COUNTY MD
0.00 RECD MTG 3/15/2013 CANCEL
C&S

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

0.00 RECD

FIRST AUSTRALIA PRIME
INC FD CANCEL C&S

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

0.00 RECD

PACIFICORP CANCEL
C&S

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

282,400.00 8.875

n/a - deposit

n/a - deposit

59 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

Reconciliation and Tracing Results - 185 Defendants' Accounts
Cash Withdrawals Tracing Results - per BLMIS Bank Records

BLMIS Bank Account Data

CMID

BLMIS
Account
Number

BLMIS Account Name

601693

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

601695

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

601698

1KW076

601700

1KW076

601704

1KW076

601718

1KW076

601719

1KW076

601723

1KW076

601725

1KW076

JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS
JEFFREY S WILPON & VALERIE WILPON
JT TENANTS

602094

1KW057

602104

1KW057

602355
602356

Transaction
Date Per
Customer
Statement

Amount per
Customer
Statement

Tran
Transaction Description
Type
POTOMAC EPL PWR
CANCEL C&S

8/7/1995

0.00 RECD

8/7/1995

BALTIMORE COUNTY MD
0.00 RECD
MTG 3/15/2013 RECEIVED

8/7/1995

0.00 RECD

8/7/1995

0.00 RECD PACIFICORP RECEIVED

Deposit or
Withdrawal

Check or
Wire

Reconciled to BLMIS
Bank Records

BLMIS BANK
Check Number Check 1 Bates
Account [1]

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Check

Records unavailable

Records unavailable

Check 3 Bates

Check 4 Bates

703 / BT ID 1

703 ID 2

703 Detail 703 Multiple
ID
ID

Receiving Bank
Account - Standardized

Info Not
Availble

Original Banking
Institution(s)

n/a - deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

8/11/1995

POTOMAC EPL PWR
RECEIVED
FIRST AUSTRALIA PRIME
32,588.63 8.8125
INC FD

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

8/11/1995

53,397.75 18.375 PACIFICORP

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

n/a - deposit

Deposit

Check

Records unavailable

Records unavailable

n/a - deposit

Current Banking
Institution(s)

n/a - deposit

Deposit
Deposit

n/a - deposit

8/7/1995

FIRST AUSTRALIA PRIME
INC FD RECEIVED

0.00 RECD

8/11/1995

7,920.00 20.625 POTOMAC EPL PWR

8/11/1995

5,232.30 17.441

STERLING DOUBLEDAY ENTERPRISES L P

2/11/1991

198,315.95 73.75

STERLING DOUBLEDAY ENTERPRISES L P

2/14/1991

0.00 RECD

1KW023

NATALIE KATZ

11/1/1990

8,825.00 8.875

1KW023

NATALIE KATZ

11/8/1990

0.00 RECD

BALTIMORE COUNTY MD
MTG 3/15/2013
HARCOURT BRACE
JOVANOVICH INC SUB
DEB CONV 13.750
9/15/1999
HARCOURT BRACE
JOVANOVICH INC SUB
DEB CONV 13.750
9/15/1999 RECEIVED A/O
02/11/91
AMERICAN REAL
ESTATE PART
AMERICAN REAL
ESTATE PART RECEIVED

Deposit

Check 2 Bates

n/a - deposit

[1]

The results of our analysis of the activity in the 703 Account, 509 Account and BT Account are set forth in excel spreadsheets titled "JPMC 703
Account Activity - Dec 1998 to Dec 2008" ,"JPMC 509 Account Analysis - Dec 1998 to Dec 2008" and "Bankers Trust '599 Detail and Summary",
respectively, which are being simultaneously produced in electronic form.
[2]

For withdrawals via checks, the account holder identified represents the endorser of the check as shown on the back of the canceled check. For
withdrawals via wire transfers, the account holder identified is based on information contained in the JPMC Wire File and/or the 703 Account or BT
Account bank statements.

60 of 60

Bank Account
Number(s)

Cash Withdrawals Tracing Results - per Defendants Bank Records Produced by Third Parties
Potential Bank Account
Holder(s) [2]

Available Records
Beginning

Available Records
Through

Transaction within
Available Records

Statement
Trans Date

Bank Statement Bank Statement
Amount
Bates Reference

Check Bates
Reference

Tracing Results

EXHIBIT 16

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

422727
513859

1KW076
1KW067

BLMIS Account Name

539296

101149

495032
276641

102343
1KW004

JEFFREY S WILPON & VALERIE WILPON JT TENANTS
FRED WILPON
SAUL B KATZ FAMILY TRUST MICHAEL KATZ IRIS KATZ & RICHARD A
WILPON TRUSTEES
FRED WILPON
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
ARTHUR FRIEDMAN T I C OTHERS ON FILE
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
FRED WILPON FAMILY TRUST GREG KATZ, HOWARD KATZ, & TODD KATZ
TIC
FRED WILPON FAMILY TRUST & JUDY & FRED WILPON FAM FDN
ROBIN WACHTLER & PHILIP WACHTLER JT TEN WROS
FRED WILPON FAMILY TRUST RICHARD WILPON JUDITH WILPON MARVIN B
TEPPER &
BON MICK FAMILY PARTNERS L P
BON MICK FAMILY PARTNERS L P
BON MICK FAMILY PARTNERS L P
BON MICK FAMILY PARTNERS L P
BON MICK FAMILY PARTNERS L P
BON MICK FAMILY PARTNERS L P
BON MICK FAMILY PARTNERS L P
BON MICK FAMILY PARTNERS L P
BON MICK FAMILY PARTNERS L P
BON MICK FAMILY PARTNERS L P
BON MICK FAMILY PARTNERS L P
BON MICK FAMILY PARTNERS L P
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
RICHARD A WILPON TRUSTEE OF FRED WILPON FAMILY TRUST JUDY &
FRED WILPON FAMILY FDN
SAUL B KATZ FAMILY TRUST MICHAEL KATZ IRIS KATZ & RICHARD A
WILPON TRUSTEES
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
FRED WILPON FAMILY TRUST GREG KATZ, HOWARD KATZ, & TODD KATZ
TIC
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
FRED WILPON FAMILY TRUST & JUDY & FRED WILPON FAM FDN
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
SAUL B KATZ MICHAEL KATZ L THOMAS OSTERMAN ARTHUR FRIEDMAN &
JEFFREY S WILPON TIC
FRED WILPON RICHARD A WILPON & LEONARD SCHREIR TIC
SAUL B KATZ
FRED WILPON
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
SAUL B KATZ MICHAEL KATZ L THOMAS OSTERMAN ARTHUR FRIEDMAN &
JEFFREY S WILPON TIC
FRED WILPON RICHARD A WILPON & LEONARD SCHREIR TIC
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS

531230

1KW024

200860
161421
167548
213137
302368

439579

1KW030

468993

1KW067

439690

1KW037

453174

100625

453345

1KW037

415091

1KW072

444693
460005

1KW074
102352

463877

1KW075

436732
468698
429050
80633
145540
273701
29467
283748
289861
246205
174609
226514
533835

1KW001
1KW001
1KW001
1KW001
1KW001
1KW001
1KW001
1KW001
1KW001
1KW001
1KW001
1KW001
1KW004

454501

1KW082

440602

1KW030

438228

1KW037

482685
157176
54048
277091
240723
155862
249610

1KW004
1KW004
1KW004
1KW004
1KW004
1KW004
1KW004

438231

1KW037

302892
9012

1KW004
1KW004

432222

1KW072

13845
416302
287982

1KW004
1KW074
1KW004

445404

101149

440825
471781
497081
12947

102343
1KW024
1KW067
1KW004

Transaction
Date per
Customer
Statement
9/25/1995
10/1/1985

Amount per
Customer
Statement

Trans
Type

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

CHECK
CHECK

Unavailable
Unavailable

Results of Reconciliation to Defendants' Documents

No
Unavailable

Transaction
Description

0
1,000,000

CA
CA

4/28/1995

(16,526)

CW

Check

Unavailable

300,000

CA

CHECK

Unavailable

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

STESAF0086904

N/A

N/A

N/A

N

Check receipt

STESAF0088964

N/A

N/A

N/A

N

Copy of check sent to account holder

STESAF0088965

N/A

N/A

N/A

N

Copy of check sent to account holder

STESAF0088967

N/A

N/A

N/A

N

Copy of check sent to account holder

STESAF0088972

N/A

N/A

N/A

N

Copy of check sent to account holder

STESAF0088970

N/A

N/A

N/A

N

Copy of check sent to account holder

STESAG0021910
STESAG0021910

3/1/1988
3/1/1988

N
N

Letter to BLMIS
Letter to BLMIS

STESAF0088974

N/A

N/A

N/A

N

Copy of check sent to account holder

Yes

4/3/1986

Bates Reference BLMIS Customer Files

Unavailable

4/28/1995

(813)

CW

Check

Unavailable

Yes

12/18/1986

500,000

JRNL

CHECK

Unavailable

Unavailable

4/28/1995

(1,626)

CW

Check

Unavailable

Yes

4/28/1995

(3,580)

CW

Check

Unavailable

4/28/1995
8/6/1990

(6,245)
50,000

CW
JRNL

Check
Check

Unavailable

No

Unavailable

Unavailable

4/28/1995

(14,025)

CW

Check

Unavailable

Yes

12/26/1989
5/19/1995
6/5/1995
9/25/1997
4/14/1998
12/21/1999
1/2/2001
4/5/2001
5/3/2002
11/14/2005
4/3/2007
2/27/2008
5/15/1991

75,000
(5,000)
(12,500)
(40,000)
(15,000)
(25,000)
(30,000)
(3,500)
5,040
(107,000)
110,000
80,000
150,000

JRNL
CW
CW
CW
CW
CW
CW
CW
CA
CW
CA
CA
JRNL

Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable

Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable

4/28/1995

(1,292)

CW

Check

Unavailable

No

5/12/1995

(4,320)

CW

Check

Unavailable

Yes

5/12/1995

(88)

CW

Check

Unavailable

Yes

3/17/1995
1/16/1997
2/18/1997
3/31/1997
4/7/1997
6/11/1997
8/27/1997

30,600
600,000
27,000
(13,500)
(68,000)
(29,000)
8,000

CA
CA
CA
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes

No

5/12/1995

(175)

CW

Check

Unavailable

(25,400)
(9,750)

CW
CW

CHECK
CHECK WIRE

Unavailable
Unavailable

Yes
Yes

5/12/1995

(877)

CW

Check

Unavailable

100,000
(1,546)
97,000

CA
CW
CA

CHECK
Check
CHECK

Unavailable
Unavailable
Unavailable

Yes
No
Yes

11/30/1987

(510,398)

CW

CHECK

Unavailable

(510,398)
82,688
82,688
(8,200)

CW
CA
CA
CW

Check
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Yes

Unavailable
Unavailable
Unavailable
Yes

Arthur Friedman

N

AMF00078918
AMF00078914
AMF00078913
AMF00078912
AMF00078911
AMF00078910
AMF00078908
AMF00078907
AMF00078906
AMF00078905
AMF00078904
AMF00078902
AMF00079056

12/22/1989
5/17/1995
6/1/1995
9/24/1997
4/7/1998
12/18/1999
11/17/2000
4/2/2001
4/30/2002
11/8/2005
4/2/2007
2/26/2008
5/14/1991

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Annette Bongiorno

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00079052
AMF00079046
AMF00079045
AMF00079044
AMF00079043
AMF00079040
AMF00079038

3/15/1995
1/14/1997
2/14/1997
3/25/1997
4/3/1997
5/6/1997
8/26/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N

AMF00079037
1AMF00079490

10/7/1997
12/17/1997

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00079033

1/30/1998

Frank DiPascali

Corine M. Maucher

N

Unavailable

11/30/1987
3/3/1988
3/3/1988
1/13/1999

Annette Bongiorno

No

2/3/1998
5/12/1995
4/21/1998

8/3/1990

Yes

10/10/1997
12/22/1997

MADTBB01955498

3/17/1988

(3,787)

CW

CHECK

Unavailable

(3,787)
12,100

CW
CA

Unavailable
Yes

Unavailable
Yes

SAUL B KATZ

5/11/1988

(2,300)

PW

Unavailable

ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS

7/8/1999
9/14/1999
9/20/1999
11/5/1999
11/10/1999

(40,000)
(10,000)
(29,000)
(63,200)
10,000

CW
CW
CW
CW
CA

No
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes

527261

1KW067

FRED WILPON

5/11/1988

(2,300)

PW

Unavailable

1KW004

12/21/1999

(10,000)

CW

Yes

Yes

416305

1KW075

5/12/1995

(3,474)

CW

CHECK

Unavailable

1KW004

(40,000)

CW

Yes

445935

1KW082

416133

1KW064

N

AMF00079030

1/11/1999

Frank DiPascali

Corine M. Maucher

N

AMF00079027

5/26/1999

Frank DiPascali

Corine M. Maucher

N

AMF00079026
AMF00079021
AMF00079025
AMF00079022
AMF00079019

7/1/1999
9/9/1999
9/13/1999
11/4/1999
11/9/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N

AMF00079018

12/20/1999

Frank DiPascali

Corine M. Maucher

N

AMF00079017

12/23/1999

Frank DiPascali

Corine M. Maucher

N

Annette Bongiorno
Annette Bongiorno

Arthur Friedman
Arthur Friedman

Yes

114048

ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
FRED WILPON FAMILY TRUST RICHARD WILPON JUDITH WILPON MARVIN B
TEPPER &
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
RICHARD A WILPON TRUSTEE OF FRED WILPON FAMILY TRUST JUDY &
FRED WILPON FAMILY FDN
MARVIN B TEPPER & ELISE C TEPPER JT WROS
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
SAUL B KATZ FAMILY TRUST MICHAEL KATZ IRIS KATZ & RICHARD A
WILPON TRUSTEES
FRED WILPON FAMILY TRUST RICHARD WILPON JUDITH WILPON MARVIN B
TEPPER &
JUDITH A WILPON C/O STERLING EQUITIES
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
SAUL B KATZ FAMILY TRUST MICHAEL KATZ IRIS KATZ & RICHARD A
WILPON TRUSTEES
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
FRED WILPON
FRED WILPON
FRED WILPON
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
FRED WILPON
FRED WILPON
FRED WILPON
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
FRED WILPON
SAUL B KATZ S B C/O STERLING EQUITIES

Corine M. Maucher

Unavailable

198128

Frank DiPascali

Unavailable

1KW004
1KW004
1KW004
1KW004
1KW004

CHECK
CHECK
CHECK DIV
ROCKEFELLERC
TR PPTY
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK DIV
ROCKEFELLER
CTR PPTY
CHECK

4/17/1998

Unavailable

3/17/1988
6/1/1999

AMF00079032

417777

1KW037

417778

1KW037

185659

1KW004

488461

1KW030

417671

1KW075

447373
528523
273330
253659
489738
489741
489743

1KW077
1KW076
1KW004
1KW004
1KW076
1KW076
1KW076

476523

1KW030

202926
285486
277326
450053
478122
429657
528399
462311
302396
534201
418955
526147
279131
283505
515642
446379
501553

1KW004
1KW004
1KW004
1KW067
1KW076
1KW067
1KW067
1KW067
1KW004
1KW067
1KW067
1KW067
1KW004
1KW004
1KW076
1KW067
1KW089

12/28/1999

CHECK

Yes

5/12/1995

(310)

CW

Check

Unavailable

No

6/27/1995

(117,795)

CW

CHECK

Unavailable

Yes

CHECK

Unavailable

10/24/1995

10/24/1995

(117)

CW

CHECK

Unavailable

Yes

4/18/2000

(12,169)

(59)

CW

CW

CHECK

Yes

Yes

Yes

12/18/1986

500,000

JRNL

CHECK

Unavailable

Unavailable

STESAF0093070

N/A

N/A

N/A

N

Document appears to be an investment tracking document.

12/18/1986

500,000

JRNL

CHECK

Unavailable

Unavailable

STESAF0093073

N/A

N/A

N/A

N

Document appears to be an investment tracking document.

12/18/1986
1/17/1991
7/12/2000
8/8/2000
5/6/1991
5/15/1991
5/31/1991

500,000
25,000
(9,500)
(80,000)
25,000
125,000
87,500

JRNL
CA
CW
CW
CA
CA
CA

CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Unavailable

STESAF0093073
STESAF0093073

N/A
N/A

N/A
N/A

N/A
N/A

N
N

Document appears to be an investment tracking document
Document appears to be an investment tracking document

STESAF0093073
STESAF0093073
STESAF0093073

N/A
N/A
N/A

N/A
N/A
N/A

N/A
N/A
N/A

N
N
N

Document appears to be an investment tracking document
Document appears to be an investment tracking document
Document appears to be an investment tracking document

STESAF0093070

N/A

N/A

N/A

N

Document appears to be an investment tracking document.

STESAF0093073

N/A

N/A

N/A

N

Document appears to be an investment tracking document

STESAF0093072

N/A

N/A

N/A

N

Document appears to be an investment tracking document

STESAF0093072

N/A

N/A

N/A

N

Document appears to be an investment tracking document

STESAF0093072

N/A

N/A

N/A

N

Document appears to be an investment tracking document

STESAF0093073

N/A

N/A

N/A

N

Document appears to be an investment tracking document

STESAF0093073

N/A

N/A

N/A

N

Document appears to be an investment tracking document

9/17/1991

370,000

CA

CHECK

Unavailable

(50,000)
(54,600)
25,000
(60,000)
12,500
(60,000)
238,000
(60,000)
(15,000)
(1,500,000)
(60,000)
(500,000)
(65,000)
(18,000)
25,000
(60,000)
550,000

CW
CW
CA
CW
CA
PW
CA
PW
CW
CW
PW
CW
CW
CW
CA
PW
JRNL

CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
Check
CHECK WIRE
CHECK
CHECK
Check
Check
CHECK WIEW

Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Unavailable

AMF00079015
AMF00079014

4/17/2000

7/6/2000
8/3/2000

Frank DiPascali

Frank DiPascali
Frank DiPascali

Corine M. Maucher

Arthur Friedman
Corine M. Maucher

N

N
N

Unavailable

5/8/2001
6/15/2001
6/22/2001
2/1/1990
10/7/1991
3/1/1990
11/12/1991
4/2/1990
5/14/2002
12/19/1991
5/1/1990
2/21/1992
4/16/2003
8/28/2003
3/2/1992
6/1/1990
7/29/1992

AMF00079016

AMF00079013
AMF00079009
AMF00079010

AMF00079008

AMF00079007
AMF00079006

5/7/2001
6/13/2001
6/21/2001

5/9/2002

4/14/2003
8/26/2003

Page 1 of 48

Frank DiPascali
Frank DiPascali
Frank DiPascali

Frank DiPascali

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Corine M. Maucher

Corine M. Maucher
Corine M. Maucher

N
N
N

N

N
N

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files
Transaction
Date per
Customer
Statement

CMID

BLMIS
Account
Number

535439
524525
441536
526536
23071
267536
178163
157709
443295
510090
501190
491830
453288
460980
460981
524033
269745
506748

1KW067
1KW084
1KW067
1KW089
1KW004
1KW004
1KW004
1KW004
1KW005
1KW089
1KW089
1KW005
1KW005
1KW067
1KW067
1KW006
1KW006
1KW040

FRED WILPON
COLLEGE PLACE ENTERPRISES PROFIT SHARING
FRED WILPON
SAUL B KATZ S B C/O STERLING EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
BERNICE FRIEDMAN AND ARTHUR FRIEDMAN T/I/C
SAUL B KATZ S B C/O STERLING EQUITIES
SAUL B KATZ S B C/O STERLING EQUITIES
BERNICE FRIEDMAN AND ARTHUR FRIEDMAN T/I/C
BERNICE FRIEDMAN AND ARTHUR FRIEDMAN T/I/C
FRED WILPON
FRED WILPON
RUTH FRIEDMAN
RUTH FRIEDMAN
METS LIMITED PTR

7/2/1990
10/9/1992
8/1/1990
11/2/1992
12/21/2006
10/31/2007
3/18/2008
4/4/2008
9/6/1990
1/29/1993
2/11/1993
5/23/1994
4/18/1995
10/1/1990
10/1/1990
5/23/1994
11/20/1996
2/16/1993

(60,000)
11,700
(60,000)
1,000,000
(60,000)
55,000
35,000
10,000
70,000
675,672
34,267
(18,065)
(15,500)
(60,000)
(60,000)
300,000
(627,000)
(13,000,000)

PW
CA
PW
CA
CW
CA
CA
CA
JRNL
CA
CA
CW
CW
CW
PW
CA
CW
CW

CHECK
CHECK
Check
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
Check
CHECK
Check
Check
CHECK
Check
Check
Check
CHECK
CHECK WIRE

Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Yes
Yes
Yes

601588

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

10/31/1990

-

RECD

AMERICAN
REAL ESTATE
PART RECEIVED
10/29/90

Unavailable

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

424140
424151

1KW011
1KW011

DAVID KATZ & JULIE KATZ JT TENANTS C/O STERLING EQUITIES
DAVID KATZ & JULIE KATZ JT TENANTS C/O STERLING EQUITIES

12/14/1989
12/14/1989

33,000
20,000

JRNL
JRNL

Unavailable
Unavailable

Unavailable
Unavailable

602355

1KW023

NATALIE KATZ

11/1/1990

8,825

8.875

Unavailable

Unavailable

472916
491909

1KW089
1KW089

SAUL B KATZ S B C/O STERLING EQUITIES
SAUL B KATZ S B C/O STERLING EQUITIES

2/24/1993
3/1/1993

48,347
150,000

CA
CA

Unavailable
Unavailable

Yes
Yes

509075

1KW040

METS LIMITED PTR

8/18/1993

34,426,000

CA

124262
286956
202808
49095
302896
513289
513290
513293
513295
448524

1KW011
1KW011
1KW011
1KW011
1KW011
1KW012
1KW012
1KW012
1KW012
1KW067

DAVID KATZ & JULIE KATZ JT TENANTS C/O STERLING EQUITIES
DAVID KATZ & JULIE KATZ JT TENANTS C/O STERLING EQUITIES
DAVID KATZ & JULIE KATZ JT TENANTS C/O STERLING EQUITIES
DAVID KATZ & JULIE KATZ JT TENANTS C/O STERLING EQUITIES
DAVID KATZ & JULIE KATZ JT TENANTS C/O STERLING EQUITIES
DAVID KATZ NATALIE AND HEATHER KATZ TIC
DAVID KATZ NATALIE AND HEATHER KATZ TIC
DAVID KATZ NATALIE AND HEATHER KATZ TIC
DAVID KATZ NATALIE AND HEATHER KATZ TIC
FRED WILPON

5/31/1996
12/4/1996
3/31/1997
9/5/1997
10/1/1997
9/17/1991
9/17/1991
9/17/1991
9/17/1991
11/1/1990

35,000
20,000
(67,500)
(108,000)
(8,000)
49,000
38,000
46,000
17,000
(60,000)

CA
CA
CW
CW
CW
JRNL
JRNL
JRNL
JRNL
PW

602356

1KW023

NATALIE KATZ

11/8/1990

-

RECD

444153

1KW023

NATALIE KATZ

11/13/1990

(8,825)

601605

1KW024

SAUL B KATZ

11/13/1990

-

RECD

49466
484093
474508
235363
422114
122986
270711
110488
116477
43658
107942

1KW012
1KW013
1KW040
1KW013
1KW067
1KW013
1KW180
1KW013
1KW192
1KW013
1KW013

DAVID KATZ NATALIE AND HEATHER KATZ TIC
DAYLE KATZ
METS LIMITED PTR
DAYLE KATZ
FRED WILPON
DAYLE KATZ
STERLING 15C LLC #2
DAYLE KATZ
METS LIMITED PTR SPECIAL ATTN: LEN LABITA
DAYLE KATZ
DAYLE KATZ

4/1/1997
6/8/1993
10/26/1994
12/22/1998
12/3/1990
11/20/2003
3/13/1997
12/23/2003
7/14/1997
8/16/2004
10/15/2004

(500,000)
135,000
(2,000,000)
70,000
(60,000)
545,000
4,189,835
(550,000)
20,000,000
200,000
15,084

447285

1KW081

RICHARD A WILPON & DEBRA WILPON J/T WROS

12/18/1986

601602

1KW024

SAUL B KATZ

525711
307119
287018

1KW067
1KW013
1KW218

601563

Results of Reconciliation to Defendants' Documents

Unavailable

BLMIS Account Name

Amount per
Customer
Statement

CHECK
CHECK
AMERICAN
REAL ESTATE
PART
Check
Check
Check Wire A/O
8/17/93
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check

Unavailable

Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00078993
AMF00078992
AMF00078991
AMF00078989
AMF00079088

12/20/2006
10/30/2007
3/17/2008
4/3/2008
8/31/1990

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Annette Bongiorno

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N

AMF00079087
AMF00079086

4/11/1994
4/10/1995

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

MADTBB02411158
MADTBB02411157

5/20/1994
11/11/1996

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00079239
AMF00079239

12/12/1989
12/12/1989

Annette Bongiorno
Annette Bongiorno

Arthur Friedman
Arthur Friedman

N
N

AMF00079237
AMF00079236
AMF00079235
AMF00079234
AMF00079234
1AMF00079257
1AMF00079257
1AMF00079257
1AMF00079257

5/30/1996
12/2/1996
3/25/1997
8/25/1997
8/25/1997
9/16/1991
9/16/1991
9/16/1991
9/16/1991

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Annette Bongiorno
Annette Bongiorno
Annette Bongiorno
Annette Bongiorno

Arthur Friedman
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N

1AMF00079254
1AMF00079292

3/12/1997
6/7/1993

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

1AMF00079291

12/21/1998

Frank DiPascali

Corine M. Maucher

N

1AMF00079290

11/18/2003

Frank DiPascali

Arthur Friedman

N

1AMF00079289

12/19/2003

Frank DiPascali

Arthur Friedman

N

1AMF00079288
1AMF00079287

8/13/2004
10/12/2004

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

N
N

Document Description

STESAF0093073

N/A

N/A

N/A

N

Document appears to be an investment tracking document

STESAF0093073

N/A

N/A

N/A

N

Document appears to be an investment tracking document

STESAF0093209

N/A

N/A

N/A

N

Document appears to be an investment tracking document

Yes

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Bates Reference BLMIS Customer Files

AMERICAN
REAL ESTATE
PART RECEIVED

Unavailable

Unavailable

CHECK ACP

Unavailable

Unavailable

AMERICAN
REAL ESTATE
PART RECEIVED

Unavailable

Unavailable

CW
CA
CW
CA
PW
CA
JRNL
CW
JRNL
CA
CA

CHECK
CHECK
CHECK WIRE
CHECK
Check
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Yes
Unavailable
Yes
Unavailable
Yes
Unavailable
Yes
Yes

Yes
Yes
No
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes

500,000

JRNL

CHECK

Unavailable

Unavailable

STESAF0093073

N/A

N/A

N/A

N

Document appears to be an investment tracking document. Listed as 2
checks.

11/1/1990

14,120

8.875

Unavailable

Unavailable

STESAF0093070

N/A

N/A

N/A

N

Document appears to be an investment tracking document. Number
appears to be rounded.

FRED WILPON
DAYLE KATZ
STERLING METS LP C/O SHEA STADIUM

1/2/1991
5/9/2005
4/20/1998

(60,000)
23,000
44,039,914

PW
CA
JRNL

Unavailable
Yes
Unavailable

Unavailable
Yes
Yes

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

11/1/1990

282,400

8.875

Unavailable

Unavailable

STESAF0093148

N/A

N/A

N/A

N

Document titled "LISTING OF MADOFF ACCOUNTS"

451901
274809
476087
497193
540614
227809
46796
508981
279031
295548
255108
478530
490165
537557

1KW057
1KW013
1KW024
1KW067
1KW057
1KW013
1KW013
1KW057
1KW013
1KW013
1KW013
1KW057
1KW024
1KW067

STERLING DOUBLEDAY ENTERPRISES L P
DAYLE KATZ
SAUL B KATZ
FRED WILPON
STERLING DOUBLEDAY ENTERPRISES L P
DAYLE KATZ
DAYLE KATZ
STERLING DOUBLEDAY ENTERPRISES L P
DAYLE KATZ
DAYLE KATZ
DAYLE KATZ
STERLING DOUBLEDAY ENTERPRISES L P
SAUL B KATZ
FRED WILPON

12/12/1990
8/1/2005
2/1/1991
2/1/1991
6/17/1991
12/23/2005
10/9/2007
7/1/1991
3/18/2008
6/6/2008
9/25/2008
9/25/1991
2/8/1991
2/8/1991

4,500,000
(587,000)
(130,000)
(130,000)
(2,000,000)
(1,000,000)
129,000
(1,000,000)
75,627
52,900
(500,000)
1,000,000
130,000
130,000

CA
CW
PW
PW
CW
CW
CA
CW
CA
CA
CW
CA
CA
CA

Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable

Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable

STESAF0093148

N/A

N/A

N/A

N

Document titled "LISTING OF MADOFF ACCOUNTS"

STESAF0093148

N/A

N/A

N/A

N

Document titled "LISTING OF MADOFF ACCOUNTS"

STESAF0093148

N/A

N/A

N/A

N

Document titled "LISTING OF MADOFF ACCOUNTS"

STESAF0093148

N/A

N/A

N/A

N

Document titled "LISTING OF MADOFF ACCOUNTS"

602094

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

2/11/1991

198,316

73.75

Unavailable

Unavailable

503709

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

2/11/1991

(198,316)

CW

Unavailable

Unavailable

602104

1KW057

STERLING DOUBLEDAY ENTERPRISES L P

2/14/1991

-

RECD

Unavailable

Unavailable

497276
478070
502052
478818
467214
533208
483253
483254
167077
216626
127175
210405
51069

1KW057
1KW057
1KW057
1KW057
1KW057
1KW057
1KW057
1KW057
1KW014
1KW014
1KW014
1KW014
1KW014

STERLING DOUBLEDAY ENTERPRISES L P
STERLING DOUBLEDAY ENTERPRISES L P
STERLING DOUBLEDAY ENTERPRISES L P
STERLING DOUBLEDAY ENTERPRISES L P
STERLING DOUBLEDAY ENTERPRISES L P
STERLING DOUBLEDAY ENTERPRISES L P
STERLING DOUBLEDAY ENTERPRISES L P
STERLING DOUBLEDAY ENTERPRISES L P
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES

11/22/1991
12/26/1991
1/8/1992
3/31/1992
4/15/1992
4/30/1992
5/15/1992
5/29/1992
2/28/1996
2/28/1996
3/4/1996
6/4/1999
11/29/2002

2,000,000
(3,000,000)
3,000,000
(4,000,000)
(1,000,000)
(4,000,000)
(3,000,000)
(3,000,000)
539,000
500,000
1,832,800
(651,000)
(1,000,000)

CA
CW
CA
CW
CW
CW
CW
CW
CA
CA
CA
CW
CW

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes

STESAF0093148
STESAF0093148
STESAF0093148
STESAF0093148
STESAF0093148
STESAF0093148
STESAF0093148
STESAF0093148

N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

N
N
N
N
N
N
N
N

Document titled "LISTING OF MADOFF ACCOUNTS"
Document titled "LISTING OF MADOFF ACCOUNTS"
Document titled "LISTING OF MADOFF ACCOUNTS"
Document titled "LISTING OF MADOFF ACCOUNTS"
Document titled "LISTING OF MADOFF ACCOUNTS"
Document titled "LISTING OF MADOFF ACCOUNTS"
Document titled "LISTING OF MADOFF ACCOUNTS"
Document titled "LISTING OF MADOFF ACCOUNTS"

PW

AMERICAN
REAL ESTATE
PART
Check
CHECK
CHECK WIRE
AMERICAN
REAL ESTATE
PART
Check Wire
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
HARCOURT
BRACE
JOVANOVICH
INC SUB DEB
CONV 13.750
9/15/1999
Check
HARCOURT
BRACE
JOVANOVICH
INC SUB DEB
CONV 13.750
9/15/1999
RECEIVED A/O
02/11/91
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK

1AMF00079276

5/5/2005

Frank DiPascali

Arthur Friedman

N

1AMF00079275

7/29/2005

Frank DiPascali

Michael Katz

N

1AMF00079274
1AMF00079273

12/21/2005
10/8/2007

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

1AMF00079272
1AMF00079271
1AMF00079270

1/2/2008
6/5/2008
9/22/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N

AMF00079351
AMF00079351
AMF00079350
AMF00079346
AMF00079343

2/27/1996
2/27/1996
3/1/1996
6/1/1999
11/27/2002

Page 2 of 48

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

56314
193356
248965
32097
5908
182340
170433
148522
230628
110493
95433
482607
260298
233444
267036
145
276998
96669
267523
43542
26145
150193
22307
262484
482622
61905
19688
147112
261649
226860
236317
241690
289077
496737
250776
155162
294048
142331
21159
66144
297437
272364
169130
174505
154056
13072
261078
225163
207154
127160
242557
217451
312940
203495
239964
226474
270216
256566
154951
128423
293222
90382
304779
246321
303998
257552
532152
512612

1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW057
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW057
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
100625
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW014
1KW052
1KW057

425479

1KW082

294661

1KW016

446601
446603
446605
446606
446607
446608
446609
446610
456344
456345
456348

1KW017
1KW017
1KW017
1KW017
1KW017
1KW017
1KW017
1KW017
1KW017
1KW017
1KW017

422940

1KW082

422943

1KW082

516248

1KW019

422945

1KW082

163221
310132
260038
56148
145804
13849

1KW019
1KW019
1KW019
1KW019
1KW019
1KW019

422954

1KW082

480910
436002
463423
445776
163686
249863
237009
210413
425298
284619
210021
296639
425405
273765
450870
455099
427224

100625
1KW024
1KW024
1KW024
1KW019
1KW019
1KW019
1KW019
1KW024
1KW019
1KW019
1KW019
1KW024
1KW019
1KW024
1KW024
1KW024

BLMIS Account Name

IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
STERLING DOUBLEDAY ENTERPRISES L P
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
STERLING DOUBLEDAY ENTERPRISES L P
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
ARTHUR FRIEDMAN T I C OTHERS ON FILE
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITIES
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
STERLING DOUBLEDAY ENTERPRISES L P
RICHARD A WILPON TRUSTEE OF FRED WILPON FAMILY TRUST JUDY &
FRED WILPON FAMILY FDN
IRIS & SAUL KATZ FAM FDN INC AND JUDY & FRED WILPON FAMILY FDN
INC TIC
IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE
IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE
RICHARD A WILPON TRUSTEE OF FRED WILPON FAMILY TRUST JUDY &
FRED WILPON FAMILY FDN
RICHARD A WILPON TRUSTEE OF FRED WILPON FAMILY TRUST JUDY &
FRED WILPON FAMILY FDN
MICHAEL KATZ
RICHARD A WILPON TRUSTEE OF FRED WILPON FAMILY TRUST JUDY &
FRED WILPON FAMILY FDN
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
RICHARD A WILPON TRUSTEE OF FRED WILPON FAMILY TRUST JUDY &
FRED WILPON FAMILY FDN
ARTHUR FRIEDMAN T I C OTHERS ON FILE
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
SAUL B KATZ
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
SAUL B KATZ
MICHAEL KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00080416
AMF00079340
AMF00079342
AMF00079340
AMF00079340
AMF00079340
AMF00079340
AMF00079340
AMF00079340
AMF00079339
AMF00079340

3/27/2003
11/13/2003
6/18/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
12/1/2003
11/13/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
N
Y
Y
Y
Y
Y
Y
N
Y

AMF00079340
AMF00079338
AMF00079338
AMF00079338
AMF00079337
AMF00079338
AMF00079338
AMF00079338
AMF00079338
AMF00079338
AMF00079338
AMF00079338

11/13/2003
2/4/2004
2/4/2004
2/4/2004
5/25/2004
2/4/2004
2/4/2004
2/4/2004
2/4/2004
2/4/2004
2/4/2004
2/4/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y

AMF00079338
AMF00079338
AMF00079338
AMF00079338
AMF00079326
AMF00079338
AMF00079338
AMF00079338

2/4/2004
2/4/2004
2/4/2004
2/4/2004
4/21/2005
2/4/2004
2/4/2004
2/4/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
N
Y
Y
Y

AMF00079338
AMF00079325
AMF00079325
AMF00079318
AMF00079325
AMF00079318
AMF00079325
AMF00079325
AMF00079325
AMF00079325
AMF00079317
AMF00079325
AMF00079325
AMF00079325
AMF00079325
AMF00079325
AMF00079325
AMF00079314
AMF00079314
AMF00079314
AMF00079312
AMF00079314
AMF00079314
AMF00079314
AMF00079309
AMF00079309
AMF00079307
AMF00079308
AMF00079306
AMF00079309
AMF00079309
AMF00079309

2/4/2004
8/30/2005
8/30/2005
10/27/2005
8/30/2005
10/27/2005
8/30/2005
8/30/2005
8/30/2005
8/30/2005
3/23/2006
8/30/2005
8/30/2005
8/30/2005
8/30/2005
8/30/2005
8/30/2005
9/6/2006
9/6/2006
9/6/2006
12/19/2006
9/6/2006
9/6/2006
9/6/2006
8/20/2008
8/20/2008
9/16/2008
9/16/2008
9/22/2008
8/20/2008
8/20/2008
8/20/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
N
Y
N
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
N
Y
N
N
N
Y
Y
Y

3/28/2003
6/2/2003
6/25/2003
7/1/2003
8/1/2003
9/2/2003
10/1/2003
11/3/2003
12/1/2003
12/3/2003
1/2/2004
6/15/1992
2/2/2004
3/1/2004
4/1/2004
5/3/2004
5/27/2004
6/1/2004
7/1/2004
8/2/2004
9/1/2004
10/1/2004
11/1/2004
12/1/2004
6/30/1992
1/3/2005
2/1/2005
3/1/2005
4/1/2005
4/22/2005
5/2/2005
6/1/2005
7/1/2005
5/14/1991
8/1/2005
9/1/2005
10/3/2005
11/1/2005
11/1/2005
11/1/2005
12/1/2005
1/3/2006
2/1/2006
3/1/2006
3/28/2006
4/3/2006
5/1/2006
6/1/2006
7/3/2006
8/1/2006
9/1/2006
10/2/2006
11/1/2006
12/1/2006
12/21/2006
1/2/2007
2/1/2007
3/1/2007
8/26/2008
9/2/2008
9/18/2008
9/18/2008
9/25/2008
10/1/2008
11/3/2008
12/1/2008
5/15/1991
8/3/1992

(5,000,000)
(60,000)
(750,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(215,000)
(800,000)
(215,000)
(2,000,000)
(215,000)
(20,000)
(20,000)
(20,000)
(250,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(1,000,000)
(20,000)
(20,000)
(20,000)
(20,000)
(500,000)
(20,000)
(20,000)
(20,000)
(1,181,676)
(20,000)
(65,000)
(65,000)
(5,000,000)
(65,000)
(6,400,000)
(65,000)
(65,000)
(65,000)
(65,000)
(400,000)
(65,000)
(65,000)
(65,000)
(65,000)
(65,000)
(65,000)
(85,000)
(85,000)
(85,000)
(500,000)
(85,000)
(85,000)
(85,000)
(415,000)
(75,000)
(120,000)
(133,000)
(500,000)
(75,000)
(75,000)
(75,000)
150,000
(1,000,000)

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW

CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable

2/6/1989

55,000

JRNL

CHECK

Unavailable

Unavailable

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

STESAF0093148

N/A

N/A

N/A

N

Document titled "LISTING OF MADOFF ACCOUNTS"

STESAF0093148

N/A

N/A

N/A

N

Document titled "LISTING OF MADOFF ACCOUNTS"

Document titled "LISTING OF MADOFF ACCOUNTS"
Document does not state account number, but account description
appears to match

STESAF0093148

N/A

N/A

N/A

N

STESAG0022681

2/3/1989

Annette Bongiorno

Arthur Friedman

N

1/7/2005

(354,000)

CW

CHECK

Yes

Yes

1AMF00079370

1/4/2005

Frank DiPascali

Arthur Friedman

N

7/9/1990
7/9/1990
7/9/1990
7/9/1990
7/9/1990
7/9/1990
7/9/1990
7/9/1990
7/9/1990
7/9/1990
7/9/1990

1,000
55,000
10,000
100,000
10,000
30,000
25,000
29,000
75,000
65,000
65,000

JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL

Check
Check
Check
Check
Check
Check
Check
Check
Check
Check
Check

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

MADTBB02411205
MADTBB02411205
MADTBB02411205
MADTBB02411205
MADTBB02411205
MADTBB02411205
MADTBB02411205
MADTBB02411205
MADTBB02411205
MADTBB02411205
MADTBB02411205

7/6/1990
7/6/1990
7/6/1990
7/6/1990
7/6/1990
7/6/1990
7/6/1990
7/6/1990
7/6/1990
7/6/1990
7/6/1990

Annette Bongiorno
Annette Bongiorno
Annette Bongiorno
Annette Bongiorno
Annette Bongiorno
Annette Bongiorno
Annette Bongiorno
Annette Bongiorno
Annette Bongiorno
Annette Bongiorno
Annette Bongiorno

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N

2/6/1989

25,000

JRNL

CHECK

Unavailable

Unavailable

STESAG0022681

2/3/1989

Annette Bongiorno

Arthur Friedman

N

2/6/1989

59,900

JRNL

CHECK

Unavailable

Unavailable

STESAG0022681

2/3/1989

Annette Bongiorno

Arthur Friedman

N

6/8/1993

STESAG0022681

2/3/1989

Annette Bongiorno

Arthur Friedman

N

135,000

CA

CHECK

Unavailable

Yes

2/6/1989

100

JRNL

CHECK

Unavailable

Unavailable

2/28/1996
7/26/1996
10/4/1996
11/20/1996
11/3/1997
2/12/1998

73,500
10,000
144,000
(200,000)
121,700
(21,400)

CA
CA
CA
CW
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes

2/6/1989

60,000

JRNL

CHECK

Unavailable

Unavailable

6/14/1991
2/1/1990
3/1/1990
4/2/1990
12/22/1998
1/13/1999
4/30/1999
6/1/1999
5/1/1990
9/14/1999
9/20/1999
11/5/1999
6/1/1990
12/21/1999
7/2/1990
8/1/1990
9/4/1990

(3,403)
(60,000)
(60,000)
(60,000)
70,000
(182,175)
68,700
99,000
(60,000)
(77,500)
(120,000)
(322,100)
(60,000)
(10,000)
(60,000)
(60,000)
(60,000)

CW
CW
PW
PW
CA
CW
CA
CA
PW
CW
CW
CW
PW
CW
PW
PW
PW

CHECK
Check
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
Check
Check
Check

Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable

1AMF00079442

6/7/1993

Frank DiPascali

Arthur Friedman

N

1AMF00079441
1AMF00079437
1AMF00079436
1AMF00079435
1AMF00079433
1AMF00079432

2/27/1996
7/25/1996
10/2/1996
11/13/1996
10/31/1997
2/9/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Arthur Friedman

Document does not state account number, but account description
appears to match
Document does not state account number, but account description
appears to match

N
N
N
N
N
N

Document does not state account number, but account description
appears to match

STESAG0022681

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

9/9/1999
9/13/1999
11/4/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Corine M. Maucher

12/20/1999

Frank DiPascali

Corine M. Maucher

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

11/29/1990

N/A

N/A

Y

Interoffice Memo - From AF to SBK

11/29/1990

N/A

N/A

Y

Interoffice Memo - From AF to SBK

11/29/1990
11/29/1990
11/29/1990

N/A
N/A
N/A

N/A
N/A
N/A

Y
Y
Y

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

N
N
N

1AMF00079421

Document does not state account number, but account description
appears to match

Y
Y
Y

N
N
N
N

1AMF00079423
1AMF00079427
1AMF00079426

N

N/A
N/A
N/A

STESAG0022587
STESAG0022587
STESAG0022587

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman

N/A
N/A
N/A

STESAG0022587

12/21/1998
1/11/1999
4/27/1999
5/26/1999

Annette Bongiorno

11/29/1990
11/29/1990
11/29/1990

STESAG0022587

1AMF00079431
1AMF00079430
1AMF00079429
1AMF00079428

2/3/1989

STESAG0022587
STESAG0022587
STESAG0022587

N

Page 3 of 48

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

529254
207634
427257
438360
462899
489687
311914
489761
490148
306538
497201
527781
184326
527009
530003
537516
202051
146728
534374
528880
522169
528600
520239
488067
191621
228646
533744
478611
210589
503782
305473
118098
15217
524555
120585
533917
537328
478250
259881
535012
79656
154070
88557
255866
311792
9155
243176
533997
509846
470120
470518
516527
474428
500132
472490
484951
496074
495772
538087
521362
502657
416948
466925
437704
482266
420935
474933
437739
502931
496364
516424
418257
459412
463932
433326
532160
460788
436373
431377
526861
420138
529678
426990
435784
438102
295967
172971
206161
303739
251925
291462
291467
526143
280886
223363
313277
538990
263715
496354
500157
202874
232156
218183
526153
525666
538077
251502
15664
500155
296618
490122
492268
501662
513509
482884

102352
1KW019
1KW024
1KW024
1KW024
1KW024
1KW019
1KW014
1KW024
1KW019
1KW067
1KW014
1KW019
1KW024
1KW067
1KW014
1KW019
1KW019
1KW024
1KW059
1KW067
1KW014
1KW024
1KW067
1KW019
1KW019
1KW014
1KW024
1KW019
1KW067
1KW019
1KW019
1KW019
1KW014
1KW019
1KW024
1KW067
1KW014
1KW019
1KW024
1KW019
1KW019
1KW019
1KW019
1KW019
1KW019
1KW019
1KW067
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW014
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW024
1KW020
1KW020
1KW020
1KW024
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW020
1KW067
1KW020
1KW020
1KW020
1KW067
1KW020
1KW024
1KW067
1KW020
1KW020
1KW020
1KW014
1KW024
1KW024
1KW020
1KW020
1KW067
1KW020
1KW067
1KW014
1KW024
1KW024
1KW067

BLMIS Account Name

ROBIN WACHTLER & PHILIP WACHTLER JT TEN WROS
MICHAEL KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
MICHAEL KATZ
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
MICHAEL KATZ
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIES
MICHAEL KATZ
SAUL B KATZ
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIES
MICHAEL KATZ
MICHAEL KATZ
SAUL B KATZ
STERLING THIRD ASSOC C/O MICHAEL KATZ
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
MICHAEL KATZ
MICHAEL KATZ
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
MICHAEL KATZ
FRED WILPON
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
IRIS J KATZ C/O STERLING EQUITIES
MICHAEL KATZ
SAUL B KATZ
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIES
MICHAEL KATZ
SAUL B KATZ
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
MICHAEL KATZ
FRED WILPON
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
IRIS J KATZ C/O STERLING EQUITIES
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
SAUL B KATZ
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
SAUL B KATZ
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
FRED WILPON
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
FRED WILPON
MICHAEL KATZ & DAYLE KATZ J/T WROS
SAUL B KATZ
FRED WILPON
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
SAUL B KATZ
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
FRED WILPON
MICHAEL KATZ & DAYLE KATZ J/T WROS
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
SAUL B KATZ
FRED WILPON

Transaction
Date per
Customer
Statement
8/26/1991
4/18/2000
10/1/1990
11/1/1990
12/3/1990
1/2/1991
7/12/2000
2/6/1991
2/6/1991
1/11/2001
2/6/1991
3/1/1991
4/12/2001
3/1/1991
3/1/1991
4/1/1991
10/25/2001
10/25/2001
4/1/1991
11/5/1991
4/1/1991
5/1/1991
5/1/1991
5/1/1991
5/3/2002
5/15/2002
6/3/1991
6/3/1991
11/18/2002
6/3/1991
5/8/2003
6/23/2003
12/23/2003
7/1/1991
8/16/2004
7/1/1991
7/1/1991
8/1/1991
10/3/2005
8/1/1991
3/28/2006
3/30/2006
10/9/2007
11/1/2007
11/8/2007
1/10/2008
9/24/2008
8/1/1991
2/11/1993
3/1/1993
4/1/1993
5/3/1993
6/1/1993
7/1/1993
8/2/1993
9/1/1993
10/1/1993
11/1/1993
9/3/1991
12/1/1993
1/3/1994
2/1/1994
3/1/1994
4/4/1994
5/2/1994
6/1/1994
7/1/1994
8/1/1994
9/1/1994
10/3/1994
11/1/1994
12/1/1994
1/3/1995
2/1/1995
3/1/1995
9/3/1991
4/3/1995
5/1/1995
6/1/1995
2/3/1992
7/3/1995
8/1/1995
9/1/1995
10/2/1995
11/1/1995
12/1/1995
1/21/1997
3/31/1997
4/7/1997
6/11/1997
8/12/1997
8/12/1997
2/3/1992
10/10/1997
12/22/1997
4/13/1998
9/3/1991
12/22/1998
3/2/1992
3/2/1992
8/27/1999
9/1/1999
11/15/1999
10/1/1991
10/1/1991
4/1/1992
7/5/2000
7/31/2000
4/1/1992
10/3/2000
10/1/1991
11/1/1991
11/1/1991
5/1/1992
5/1/1992

Amount per
Customer
Statement
(60,939)
(94,311)
(60,000)
(60,000)
(60,000)
(60,000)
(73,600)
(22,000)
(60,000)
(35,000)
(18,000)
(22,000)
(590,000)
(60,000)
(18,000)
(22,000)
51,648
175,116
(60,000)
(476,000)
(18,000)
(22,000)
(60,000)
(18,000)
71,142
85,000
(22,000)
(60,000)
119,621
(18,000)
150,000
(251,300)
(400,000)
(22,000)
200,000
(60,000)
(18,000)
(22,000)
(351,900)
(60,000)
(400,000)
(1,150,000)
580,000
215,000
800,000
(160,000)
(1,500,000)
(18,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(22,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(60,000)
(40,000)
(40,000)
(40,000)
(250,000)
(16,500)
(16,500)
(16,500)
(16,500)
(16,500)
(16,500)
200,000
(104,625)
(25,500)
(25,500)
18,700
8,800
(250,000)
(5,600)
(75,560)
15,000
(18,000)
36,000
(250,000)
(250,000)
80,000
60,000
17,000
(22,000)
(60,000)
(250,000)
100,000
40,000
(250,000)
217,000
(18,000)
(22,000)
(60,000)
(250,000)
(250,000)

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

CW
CW
PW
PW
PW
PW
CW
CW
CW
CW
CW
PW
CW
PW
PW
PW
CA
CA
PW
CW
PW
PW
PW
PW
CA
CA
PW
PW
CA
PW
CA
CW
CW
PW
CA
PW
PW
PW
CW
PW
CW
CW
CA
CA
CA
CW
CW
PW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
PW
CW
CW
CW
CW
CW
CW
CW
CW
CW
cw
CW
CW
CW
CW
CW
CW
PW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CA
CA
CW
CW
CW
CA
PW
CA
CW
CW
CA
CA
CA
PW
PW
CW
CA
CA
CW
CA
PW
PW
PW
CW
CW

CHECK
CHECK
Check
Check
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
Check
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
Check
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK

Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Yes
Unavailable
Yes
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Yes
Unavailable
Yes
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

1AMF00079420

4/17/2000

Frank DiPascali

Corine M. Maucher

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

N

Document Description

STESAG0022587
STESAG0022587
STESAG0022587
STESAG0022587

N/A
N/A

N/A
N/A

Y
Y

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

N/A
N/A
N/A

N/A
N/A
N/A

Y
Y
Y

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

11/29/1990

N/A

N/A

Y

Interoffice Memo - From AF to SBK

11/29/1990
11/29/1990
11/29/1990
11/29/1990

N/A
N/A
N/A
N/A

N/A
N/A
N/A
N/A

Y
Y
Y
Y

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

11/29/1990
11/29/1990

N/A
N/A

N/A
N/A

Y
Y

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

11/29/1990

N/A

N/A

Y

Interoffice Memo - From AF to SBK

11/29/1990

N/A

N/A

Y

Interoffice Memo - From AF to SBK

11/29/1990
11/29/1990
11/29/1990

N/A
N/A
N/A

N/A
N/A
N/A

Y
Y
Y

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

STESAG0022587

11/29/1990

N/A

N/A

Y

Interoffice Memo - From AF to SBK

STESAG0022587

11/29/1990

N/A

N/A

Y

Interoffice Memo - From AF to SBK

STESAG0022587

11/29/1990

N/A

N/A

Y

Interoffice Memo - From AF to SBK

STESAG0022587

11/29/1990

N/A

N/A

Y

Interoffice Memo - From AF to SBK

STESAG0022587

11/29/1990

N/A

N/A

Y

Interoffice Memo - From AF to SBK

STESAG0022587
STESAG0022587

11/29/1990
11/29/1990

N/A
N/A

N/A
N/A

Y
Y

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

STESAG0022587
STESAG0022587
STESAG0022587

Arthur Friedman

11/29/1990
11/29/1990
11/29/1990

STESAG0022587
STESAG0022587
STESAG0022587

Frank DiPascali

11/29/1990
11/29/1990

STESAG0022587

4/10/2001

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

11/29/1990
11/29/1990
11/29/1990

N/A
N/A
N/A

N/A
N/A
N/A

Y
Y
Y

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

N

1AMF00079417

Y
Y

STESAG0022587

Corine M. Maucher

N/A
N/A

STESAG0022587
STESAG0022587

Frank DiPascali

N/A
N/A

STESAG0022587
STESAG0022587
STESAG0022587
STESAG0022587

1/4/2001

11/29/1990
11/29/1990

N

1AMF00079418

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

STESAG0022587

Arthur Friedman

Y
Y
Y
Y

STESAG0022587
STESAG0022587
STESAG0022587

Frank DiPascali

N/A
N/A
N/A
N/A

STESAG0022587
STESAG0022587

7/6/2000

N/A
N/A
N/A
N/A

STESAG0022587
STESAG0022587

1AMF00079419

11/29/1990
11/29/1990
11/29/1990
11/29/1990

N

1AMF00079416
1AMF00079416

10/22/2001
10/22/2001

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

N
N

1AMF00079415
1AMF00079414

4/30/2002
5/14/2002

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

N
N

1AMF00079412

11/13/2002

Frank DiPascali

Corine M. Maucher

N

1AMF00079411
1AMF00079410
1AMF00079409

5/7/2003
6/18/2003
12/19/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Arthur Friedman

N
N
N

1AMF00079408

8/13/2004

Frank DiPascali

Arthur Friedman

N

1AMF00079397

9/30/2005

Frank DiPascali

Arthur Friedman

N

1AMF00079396
1AMF00079395
1AMF00079394
1AMF00079393
1AMF00079391
1AMF00079390
1AMF00079389

2/15/2006
3/29/2006
10/8/2007
10/31/2007
11/7/2007
1/9/2008
9/23/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N

1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497

6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497

6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

1AMF00079497
1AMF00079497
1AMF00079497

6/12/1995
6/12/1995
6/12/1995

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y

1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079497
1AMF00079495
1AMF00079494
1AMF00079493
1AMF00079492
1AMF00079434
1AMF00079434

6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
1/16/1997
3/25/1997
4/3/1997
6/6/1997
8/8/1997
8/8/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher

Y
Y
Y
Y
Y
Y
N
N
N
N
N
N

AMF00079491
1AMF00079489
AMF00079487

10/7/1997
12/17/1997
4/9/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Corine M. Maucher

N
N
N

AMF00079486

12/21/1998

Frank DiPascali

Corine M. Maucher

N

1AMF00079484
1AMF00079483
1AMF00079482

8/24/1999
8/30/1999
11/10/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N

1AMF00079481
1AMF00079480

6/29/2000
7/27/2000

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

N
N

1AMF00079479

9/29/2000

Frank DiPascali

Corine M. Maucher

N

Page 4 of 48

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

528398
537518
235588
305105
312099
201194
538385
265836
477236
526370
534194
235243
216592
512558
15036
501817
473108
482769
476430

1KW067
1KW014
1KW020
1KW020
1KW020
1KW020
1KW024
1KW020
1KW067
1KW024
1KW067
1KW020
1KW020
1KW024
1KW020
1KW067
1KW014
1KW024
1KW067

BLMIS Account Name

Transaction
Date per
Customer
Statement

439601

1KW037

492320
477283

1KW024
1KW067

444852

1KW017

IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE

492411

1KW040

METS LIMITED PTR

492412

1KW040

METS LIMITED PTR

12/23/1992

4,000,000

CA

522684
475712
509981
493739

1KW040
1KW024
1KW067
1KW053

12/24/1992
1/4/1993
1/4/1993
1/7/1993

3,000,000
(250,000)
(250,000)
(125,000)

CA
CW
CW
CW

439606

1KW037
1KW072

486788
505911
415192
474361
274159

1KW024
1KW044
1KW074
1KW067
1KW020

439580

1KW030

437523

1KW075

174517
474365
477271
509850
507302
522779
534625
170240
95874

1KW020
1KW067
1KW007
1KW024
1KW067
1KW024
1KW067
1KW023
1KW023

454491

1KW082

538917
503897

1KW024
1KW067

477821

1KW063

421347
493110

1KW024
1KW067

METS LIMITED PTR
SAUL B KATZ
FRED WILPON
LEONARD SCHREIER AND SANFORD KOUFAX TIC
MARVIN TEPPER L SCHREIER,L.T OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
SAUL B KATZ
FRED WILPON

444847

1KW017

452488
500324
452490
509262
430785
509161

1KW053
1KW084
1KW053
1KW076
1KW024
1KW067

445448

101149

484037
484042
489386
516174
470504
521200
470499
423615
521408
477040
482127
520902
419456
511424
482128
504418
509222
506775
516059
479161
481974
520693
416539
474835
489170
510124
464723
482417
476705
471082
508302
475367
482289
460458
419374
482292
428065
491749
460478
502401
502116
425552
418367

1KW040
1KW040
1KW083
1KW040
1KW024
1KW067
1KW005
1KW040
1KW084
1KW024
1KW040
1KW067
1KW098
1KW096
1KW040
1KW024
1KW067
1KW024
1KW067
1KW024
1KW067
1KW098
102343
1KW089
1KW024
1KW067
1KW004
1KW019
1KW044
1KW052
1KW080
1KW089
1KW024
1KW067
1KW059
1KW024
1KW024
1KW024
1KW067
1KW024
1KW024
1KW024
1KW024

(18,000)
(22,000)
55,000
(196,300)
100,000
70,000
(250,000)
60,215
(250,000)
(60,000)
(18,000)
(133,500)
(230,000)
(250,000)
(77,000)
(250,000)
(22,000)
(60,000)
(18,000)

Trans
Type

FRED WILPON
IRIS J KATZ C/O STERLING EQUITIES
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
SAUL B KATZ
MICHAEL KATZ & DAYLE KATZ J/T WROS
FRED WILPON
SAUL B KATZ
FRED WILPON
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
SAUL B KATZ
MICHAEL KATZ & DAYLE KATZ J/T WROS
FRED WILPON
IRIS J KATZ C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
FRED WILPON FAMILY TRUST GREG KATZ, HOWARD KATZ, & TODD KATZ
TIC
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON FAMILY TRUST & JUDY & FRED WILPON FAM FDN
FRED WILPON
MICHAEL KATZ & DAYLE KATZ J/T WROS
SAUL B KATZ FAMILY TRUST MICHAEL KATZ IRIS KATZ & RICHARD A
WILPON TRUSTEES
FRED WILPON FAMILY TRUST RICHARD WILPON JUDITH WILPON MARVIN B
TEPPER &
MICHAEL KATZ & DAYLE KATZ J/T WROS
FRED WILPON
ALLAN GOTTLIEB SCOTT GOTTLIEB & SAUL B KATZ TIC
SAUL B KATZ
FRED WILPON
SAUL B KATZ
FRED WILPON
NATALIE KATZ
NATALIE KATZ
RICHARD A WILPON TRUSTEE OF FRED WILPON FAMILY TRUST JUDY &
FRED WILPON FAMILY FDN
SAUL B KATZ
FRED WILPON
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
SAUL B KATZ
FRED WILPON

456560

11/1/1991
12/2/1991
5/22/2001
6/15/2001
6/22/2001
8/2/2001
6/1/1992
11/7/2001
6/1/1992
12/2/1991
12/2/1991
12/14/2001
3/22/2002
7/1/1992
6/13/2002
7/1/1992
1/2/1992
1/2/1992
1/2/1992

Amount per
Customer
Statement

PW
PW
CA
CW
CA
CA
CW
CA
CW
PW
PW
CW
CW
CW
CW
CW
PW
PW
PW

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
Check
CHECK

Unavailable
Unavailable
Yes
Yes
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
Unavailable
Yes
Yes
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable

Results of Reconciliation to Defendants' Documents

Yes

Transaction
Description

4/4/1995

(47,713)

CW

Check

Unavailable

4/4/1995

(498,941)

CW

Check

Unavailable

(250,000)
(180,000)
(859,790)
(250,000)
(350,000)

CW
CW
CW
CW
CW

CHECK
CHECK
Check
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Yes

Unavailable
Unavailable
No
Unavailable
Yes

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

STESAG0022587
STESAG0022587

Corine M. Maucher

12/13/2001
3/19/2002

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

6/12/2002

Frank DiPascali

Corine M. Maucher

Y
Y

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

11/29/1990
11/29/1990
11/29/1990

N/A
N/A
N/A

N/A
N/A
N/A

Y
Y
Y

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

4/4/1995

N/A

N/A

n

Interoffice Memo from AF to Files

4/4/1995

N/A

N/A

n

Interoffice Memo from AF to Files

4/4/1995

N/A

N/A

n

Interoffice Memo from AF to Files

6/3/1994

Frank DiPascali

Arthur Friedman

N

Letter from AF to FD to close / transfer account balances, and also
write a check to Bruce Wilpon

N
N

1AMF00079471

N/A
N/A

N

1AMF00079473
1AMF00079472

N/A
N/A

STESAF0087582

Frank DiPascali

11/29/1990
11/29/1990

STESAF0089023

10/29/2001

Interoffice Memo - From AF to SBK
Interoffice Memo - From AF to SBK

N
N
N
N

1AMF00079474

Y
Y

STESAF0089023

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N/A
N/A

STESAF0089023

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

N/A
N/A

STESAG0022587
STESAG0022587
STESAG0022587

5/18/2001
6/13/2001
6/20/2001
7/30/2001

11/29/1990
11/29/1990

STESAG0022587
STESAG0022587

1AMF00079478
1AMF00079477
1AMF00079476
1AMF00079475

N

No

8/3/1992
8/3/1992
4/4/1995
8/3/1992
3/4/2004

Bates Reference BLMIS Customer Files

Yes

4/4/1995

(2,293,069)

CW

Check

Unavailable

4/4/1995

(1,926,805)

CW

Check

Unavailable

(350,000)
140,000
(238,156)
(250,000)
(250,000)
(250,000)
(250,000)
45,000
(166,667)

CW
CA
CW
CW
CW
CW
CW
CA
CW

CHECK
CHECK
CHECK
check
CHECK
CHECK
CHECK
CHECK
CHECK WIRE

Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes

4/4/1995

(182,145)

CW

Check

Unavailable

(250,000)
(250,000)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Frank DiPascali

Arthur Friedman

N

1AMF00079456

3/29/2006

Frank DiPascali

Arthur Friedman

N

1AMF00079518
1AMF00079517

2/5/1997
7/1/1997

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman

N
N

No

11/2/1992
11/2/1992

3/1/2004

Yes

3/30/2006
8/25/1992
8/27/1992
9/1/1992
9/1/1992
10/1/1992
10/1/1992
2/7/1997
7/3/1997

1AMF00079470

Unavailable
Unavailable

4/4/1995

(95,427)

CW

Check

Unavailable

Yes

12/1/1992
12/1/1992

(250,000)
(250,000)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

Unavailable
Unavailable

6/20/1994

(132,401)

CW

Check

Unavailable

No

12/23/1992

12,000,000

CA

CHECK WIRE
CHECK WIRE
A/O 12/22/92
CHECK WIRE
CHECK
CHECK
CHECK

Unavailable

Unavailable

Unavailable

Unavailable

Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
No
No
Yes

1/13/1994

(91,000)

CW

Check

Unavailable

Yes

2/1/1993
2/1/1993

(450,000)
(450,000)

CW
CW

CHECK
CHECK

Unavailable
Unavailable

No
No

IRIS KATZ & SAUL KATZ FAMILY FDN INC OTHERS ON FILE

6/20/1994

(61,086)

CW

Check

Unavailable

No

STESAF0087582

6/3/1994

Frank DiPascali

Arthur Friedman

N

LEONARD SCHREIER AND SANFORD KOUFAX TIC
COLLEGE PLACE ENTERPRISES PROFIT SHARING
LEONARD SCHREIER AND SANFORD KOUFAX TIC
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
SAUL B KATZ
FRED WILPON
SAUL B KATZ MICHAEL KATZ L THOMAS OSTERMAN ARTHUR FRIEDMAN &
JEFFREY S WILPON TIC
METS LIMITED PTR
METS LIMITED PTR
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
METS LIMITED PTR
SAUL B KATZ
FRED WILPON
BERNICE FRIEDMAN AND ARTHUR FRIEDMAN T/I/C
METS LIMITED PTR
COLLEGE PLACE ENTERPRISES PROFIT SHARING
SAUL B KATZ
METS LIMITED PTR
FRED WILPON
FRED WILPON ET AL TIC
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
METS LIMITED PTR
SAUL B KATZ
FRED WILPON
SAUL B KATZ
FRED WILPON
SAUL B KATZ
FRED WILPON
FRED WILPON ET AL TIC
FRED WILPON RICHARD A WILPON & LEONARD SCHREIR TIC
SAUL B KATZ S B C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
RICHARD A WILPON
SAUL B KATZ S B C/O STERLING EQUITIES
SAUL B KATZ
FRED WILPON
STERLING THIRD ASSOC C/O MICHAEL KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
FRED WILPON
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ

6/5/1987
2/16/1993
6/5/1987
2/26/1993
3/1/1993
3/1/1993

250,000
21,391
250,000
25,000
(450,000)
(450,000)

JRNL
CA
JRNL
CA
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Unavailable
Yes
Unavailable
Yes
No
No

STESAF0124834

6/4/1987

Annette Bongiorno

Arthur Friedman

N

Letter from AF to FD to close / transfer account balances, and also
write a check to Robin Wachtler
Letter to BLMIS

STESAF0124834

6/4/1987

Annette Bongiorno

Arthur Friedman

N

Letter to BLMIS

10/22/1987

500,000

JRNL

Check

Unavailable

Unavailable

STESAF0124874

10/21/1987

Annette Bongiorno

Arthur Friedman

N

Letter to BLMIS

3/3/1993
3/16/1993
3/19/1993
3/31/1993
4/1/1993
4/1/1993
4/13/1993
4/15/1993
4/21/1993
5/3/1993
5/3/1993
5/3/1993
5/3/1993
5/12/1993
5/18/1993
6/1/1993
6/1/1993
7/1/1993
7/1/1993
8/2/1993
8/2/1993
8/12/1993
10/22/1987
8/18/1993
9/1/1993
9/1/1993
9/9/1993
9/9/1993
9/9/1993
9/9/1993
9/9/1993
9/23/1993
10/1/1993
10/1/1993
10/6/1993
10/18/1993
3/2/1994
3/14/1994
10/18/1993
11/1/1993
9/13/1994
12/7/1994
1/4/1995

(2,000,000)
(3,000,000)
16,000
(3,000,000)
(450,000)
(450,000)
(13,500)
(2,000,000)
14,514
(450,000)
(3,000,000)
(450,000)
(6,500,000)
(20,000)
(2,000,000)
(450,000)
(450,000)
(450,000)
(450,000)
(450,000)
(450,000)
1,000,000
500,000
150,000
(450,000)
(450,000)
(100,000)
(250,000)
(100,000)
(200,000)
(250,000)
(1,260,000)
(450,000)
(450,000)
(290,000)
145,000
(500,000)
(1,000,000)
145,000
(450,000)
(400,000)
1,950,000
(525,000)

CW
CW
CA
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
JRNL
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CA
CW
CW
CA
CW

CHECK WIRE
CHECK WIRE
Check
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
Check
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
Check
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
No
No
Yes
Yes
Yes
No
Yes
No
Yes
Yes
Yes
No
No
No
No
No
No
Yes
Unavailable
Yes
No
No
Yes
Yes
Yes
Yes
Yes
Yes
No
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

STESAF0124874

10/21/1987

Annette Bongiorno

Arthur Friedman

N

Letter to BLMIS

AMF00079639
AMF00079637

2/22/1994
3/7/1994

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00079634
AMF00079632
AMF00079631

9/9/1994
12/5/1994
1/3/1995

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N

Page 5 of 48

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

512145
520668
497750
237737
258213
289526
62021
96931
5296
197750
302900
270760
144781
213703
305923
257903
529841
226277
268475
526264
227025
296154
218509
13852
535088
477558
484280
301515
105851
147232
472582
106688
223343
537624
301040
209580
134508
213145
159198
479120

1KW067
1KW004
1KW006
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW020
1KW024
1KW024
1KW044
1KW024
1KW024
1KW024
1KW024
1KW052
1KW077
1KW081
1KW024
1KW024
1KW024
1KW089
1KW024
1KW024
1KW040
1KW024
1KW024
1KW024
1KW024
1KW024
1KW011

BLMIS Account Name

Transaction
Date per
Customer
Statement

FRED WILPON
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
RUTH FRIEDMAN
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
MICHAEL KATZ & DAYLE KATZ J/T WROS
SAUL B KATZ
SAUL B KATZ
L THOMAS OSTERMAN
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
JUDITH A WILPON C/O STERLING EQUITIES
RICHARD A WILPON & DEBRA WILPON J/T WROS
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ S B C/O STERLING EQUITIES
SAUL B KATZ
SAUL B KATZ
METS LIMITED PTR
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
DAVID KATZ & JULIE KATZ JT TENANTS C/O STERLING EQUITIES

11/1/1993
11/2/1993
11/2/1993
5/14/1996
5/15/1996
6/25/1996
12/23/1996
2/4/1997
3/3/1997
4/7/1997
10/7/1997
10/10/1997
10/29/1997
11/3/1997
11/21/1997
12/22/1997
11/2/1993
12/29/1997
12/30/1997
11/2/1993
1/26/1998
2/2/1998
2/12/1998
2/12/1998
11/2/1993
11/2/1993
11/2/1993
12/21/1998
1/6/1999
3/9/1999
11/2/1993
5/4/1999
6/1/1999
11/17/1993
7/6/1999
9/1/1999
11/5/1999
11/22/1999
1/12/2000
12/22/1993

Amount per
Customer
Statement
(450,000)
(188,000)
(312,000)
(250,000)
(1,750,000)
(1,250,000)
772,500
(500,000)
(500,000)
(1,682,000)
500,000
(83,700)
(75,000)
1,001,001
(775,000)
(221,815)
(385,000)
(227,500)
(135,000)
(220,000)
1,808,866
(344,000)
(318,000)
(140,100)
(350,000)
(1,500,000)
(435,000)
273,914
(300,000)
(97,000)
(1,500,000)
(100,000)
100,000
2,000,000
43,333
56,000
(300,000)
225,000
(360,000)
5,000

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
A/O 12/23/93
Check Wire
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
Check
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
Check
Check
Check
CHECK
CHECK
Check
Check
CHECK
Check
Check
Check Wire
CHECK
Check Wire
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
Check

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Unavailable
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Trans
Type

Transaction
Description

CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CA
CW
CW
CA
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CA
CA
CA
CA
CW
CA
CW
CA

475259

1KW040

METS LIMITED PTR

12/30/1993

2,000,000

CA

491293
276303
475950
279722
525197
41622
422229
283774
430357
519511
496477
238626
137246
522670
434008
277337
146003
154814
516853
240894
519661
226941
93969
422199
424200
478005
240957
462849
466961
466997
151690
428268
491790
466962
293124
466999
220720
161646
249238
272510
138408
313623
226273
494254
73023
191636
259619
469388

1KW040
1KW024
1KW022
1KW024
1KW024
1KW024
1KW007
1KW024
1KW108
1KW109
1KW110
1KW024
1KW024
1KW024
1KW076
1KW024
1KW024
1KW024
1KW067
1KW024
1KW096
1KW024
1KW024
1KW052
1KW076
1KW044
1KW024
1KW084
1KW024
1KW067
1KW024
1KW006
1KW044
1KW024
1KW024
1KW067
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW119
1KW024
1KW024
1KW024
1KW119

METS LIMITED PTR
SAUL B KATZ
MICHAEL KATZ AND RICHARD A WILPON TIC
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
ALLAN GOTTLIEB SCOTT GOTTLIEB & SAUL B KATZ TIC
SAUL B KATZ
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
FRED WILPON
SAUL B KATZ
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
SAUL B KATZ
SAUL B KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
L THOMAS OSTERMAN
SAUL B KATZ
COLLEGE PLACE ENTERPRISES PROFIT SHARING
SAUL B KATZ
FRED WILPON
SAUL B KATZ
RUTH FRIEDMAN
L THOMAS OSTERMAN
SAUL B KATZ
SAUL B KATZ
FRED WILPON
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
DAVID M KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
DAVID M KATZ

1/4/1994
10/3/2000
9/20/1988
1/11/2001
12/1/1988
4/5/2001
5/8/1990
4/12/2001
1/24/1994
1/24/1994
1/24/1994
6/1/2001
6/7/2001
1/26/1994
9/11/1990
6/22/2001
7/2/2001
8/1/2001
1/26/1994
9/4/2001
1/26/1994
10/1/2001
10/9/2001
10/25/1990
12/14/1990
4/8/1994
11/1/2001
4/18/1994
4/21/1994
4/21/1994
12/3/2001
4/25/1994
4/25/1994
4/26/1994
1/2/2002
4/26/1994
1/23/2002
2/1/2002
3/1/2002
3/22/2002
4/1/2002
4/2/2002
4/5/2002
4/28/1994
5/3/2002
5/10/2002
6/3/2002
5/2/1994

2,000,000
140,000
250,000
(200,000)
40,545
(60,000)
144,280
(682,000)
15,000
15,000
15,000
(54,000)
(60,000)
(500,000)
25,000
256,895
(114,000)
(114,000)
(500,000)
(114,000)
(20,000)
(114,000)
469,370
100,000
25,000
75,000
(114,000)
11,151
(600,000)
(600,000)
(114,000)
115,000
115,000
(500,000)
(114,000)
(500,000)
(150,000)
(114,000)
(114,000)
(150,000)
(114,000)
(100,000)
(300,000)
25,000
507,088
(114,000)
(114,000)
5,500

CA
CA
JRNL
CW
CA
CW
JRNL
CW
CA
CA
CA
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CA
CA
CA
CA
CW
CA
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CA

Unavailable

Yes
Yes
Unavailable
Yes
Unavailable
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00079627
AMF00079626
AMF00079622
AMF00079619
AMF00079618
AMF00079618
AMF00079616
AMF00079614
AMF00079615
AMF00079613
AMF00079612
AMF00079610
AMF00079608

5/9/1996
5/14/1996
6/5/1996
12/20/1996
1/13/1997
1/13/1997
4/3/1997
10/6/1997
10/7/1997
10/27/1997
10/31/1997
11/19/1997
12/17/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman

N
N
N
N
Y
Y
N
N
N
N
N
N
N

AMF00079605
AMF00079607

12/22/1997
12/24/1997

Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher

N
N

AMF00079604
AMF00079603
AMF00079601
AMF00079602

1/21/1998
1/28/1998
2/9/1998
2/9/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N

AMF00079599
AMF00079598
AMF00079596

12/16/1998
1/5/1999
3/2/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman
Corine M. Maucher

N
N
N

AMF00079594
AMF00079593

4/28/1999
5/26/1999

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

N
N

AMF00079592
AMF00079591
AMF00079590
1AMF00081238
AMF00079589

6/30/1999
8/30/1999
11/4/1999
11/16/1999
1/7/2000

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N

AMF00079588

9/29/2000

Frank DiPascali

Corine M. Maucher

N

AMF00079587

1/4/2001

Frank DiPascali

Corine M. Maucher

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

N

Document Description

Yes

Unavailable
Yes
Unavailable
Yes
Unavailable
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Yes
Yes
Yes
Unavailable
Yes
Unavailable
Yes
Yes
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Unavailable

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

442244

1KW024

SAUL B KATZ

10/1/1985

1,000,000

CA

CHECK

Unavailable

1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW084
1KW024
1KW024
1KW024
1KW024
1KW024

SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
COLLEGE PLACE ENTERPRISES PROFIT SHARING
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ

6/28/2002
7/1/2002
8/1/2002
9/3/2002
9/17/2002
10/1/2002
11/1/2002
5/24/1994
12/2/2002
12/4/2002
12/5/2002
1/13/2003
2/3/2003

(427,500)
(114,000)
(114,000)
(114,000)
(250,000)
(154,000)
(154,000)
38,200
(154,000)
(150,000)
(268,800)
120,000
130,000

CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

449251

1KW024

SAUL B KATZ

4/3/1986

300,000

CA

CHECK

Unavailable

1KW024
1KW024
1KW024
1KW011
1KW024
1KW024
1KW024
1KW024

SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
DAVID KATZ & JULIE KATZ JT TENANTS C/O STERLING EQUITIES
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ

8/19/2003
1/7/2004
1/7/2004
6/10/1994
2/2/2004
3/1/2004
3/25/2004
4/1/2004

(154,000)
557,000
300,000
6,500
(42,000)
(42,000)
(1,000,000)
(42,000)

CW
CA
CA
CA
CW
CW
CW
CW

CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Corine M. Maucher
Corine M. Maucher

6/19/2001
6/5/2001
6/5/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

6/5/2001

Frank DiPascali

Corine M. Maucher

6/5/2001
10/4/2001

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

6/5/2001

Frank DiPascali

Corine M. Maucher

6/5/2001

Frank DiPascali

Corine M. Maucher

6/5/2001

Frank DiPascali

Corine M. Maucher

1/17/2002
6/5/2001
6/5/2001
3/19/2002
6/5/2001
3/26/2002
4/4/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

4/30/2002
6/5/2001
6/5/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

6/20/2002
6/5/2001
6/5/2001
6/5/2001
9/16/2002
9/16/2002
9/16/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

9/16/2002
12/3/2002
12/4/2002
1/10/2003
1/31/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

8/13/2003
1/5/2004
1/5/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman
Arthur Friedman

N
N
N

AMF00079558
AMF00079558
AMF00079554
AMF00079558

1/6/2004
1/6/2004
1/7/2004
1/6/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
N
Y

N
N

Letter to BLMIS
Letter to BLMIS

N/A

N/A

N/A

N

List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"

N/A

N/A

N/A

N

List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"

Y
N
N
N
N

AMF00079559
AMF00079557
AMF00079557

Arthur Friedman
Arthur Friedman

N
Y
Y
Y
N
Y
Y

AMF00079567
AMF00079566
AMF00079564
AMF00079563
AMF00079562

Annette Bongiorno
Annette Bongiorno

N
Y
Y

AMF00079568
AMF00079582
AMF00079582
AMF00079582
AMF00079567
AMF00079567
AMF00079567

10/24/1990
12/12/1990

N
Y
Y
N
Y
N
N

AMF00079569
AMF00079582
AMF00079582

Letter to BLMIS

Y

AMF00079574
AMF00079582
AMF00079582
AMF00079573
AMF00079582
AMF00079572
AMF00079571

N

Y

AMF00079582

Joanne Fanara

Y

AMF00079582

Annette Bongiorno

Y
N

AMF00079582

9/7/1990

Y

AMF00079582
AMF00079576

Letter to BLMIS

N
Y
Y

AMF00079582

N

N
N

AMF00079579
AMF00079582
AMF00079582

Arthur Friedman

STESAF0087956

Frank DiPascali
Frank DiPascali

Unavailable

237031
279617
41482
427482
109638
109574
297712
193301

5/9/2001
6/5/2001

Annette Bongiorno

N

AMF00079583
AMF00079581

Letter to BLMIS

5/7/1990

N

Arthur Friedman

Letter to BLMIS

N

STESAF0087956

Corine M. Maucher

Frank DiPascali

N

Arthur Friedman

STESAG0022616
STESAG0022588

Frank DiPascali

4/10/2001

Arthur Friedman

Annette Bongiorno

STESAG0022590

4/1/2001

AMF00079585

Annette Bongiorno

11/29/1988

STESAG0022633

AMF00079586

9/19/1988

STESAG0021881

Unavailable

30838
58618
236618
11587
311185
19537
51073
517411
249312
189465
249316
224820
75432

STESAG0021887

Page 6 of 48

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

431793
51264
144667
165364
60228
26164
260004
16582
22295
66554

1KW064
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024

BLMIS Account Name

Transaction
Date per
Customer
Statement

MARVIN B TEPPER & ELISE C TEPPER JT WROS
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ

6/13/1994
5/3/2004
6/1/2004
7/1/2004
8/2/2004
9/1/2004
10/1/2004
10/7/2004
11/1/2004
12/1/2004

Amount per
Customer
Statement

Trans
Type

(110,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
445,000
(42,000)
(42,000)

CW
CW
CW
CW
CW
CW
CW
CA
CW
CW

Results of Reconciliation to Defendants' Documents

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00079558
AMF00079558
AMF00079558
AMF00079558
AMF00079558
AMF00079558
AMF00079552
AMF00079558
AMF00079558

1/6/2004
1/6/2004
1/6/2004
1/6/2004
1/6/2004
1/6/2004
10/4/2004
1/6/2004
1/6/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
N
Y
Y

AMF00079558
AMF00079558
AMF00079558

1/6/2004
1/6/2004
1/6/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y

Transaction
Description

532473

1KW059

STERLING THIRD ASSOC C/O MICHAEL KATZ

5/7/1986

430,000

JRNL

CHECK

Unavailable

1KW024
1KW024
1KW024
1KW134

SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
CHARLES 15 ASSOCIATES

1/3/2005
2/1/2005
3/1/2005
9/20/1996

(42,000)
(42,000)
(42,000)
(6,367)

CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Unavailable

Yes
Yes
Yes
Yes

470606

1KW014

IRIS J KATZ C/O STERLING EQUITIES

12/18/1986

500,000

JRNL

CHECK

Unavailable

1KW030

6/20/1994

(600,000)

CW

Check

Unavailable

1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024
1KW024

9/1/2005
10/3/2005
11/1/2005
11/1/2005
12/1/2005
1/3/2006
2/1/2006
3/1/2006
4/3/2006
4/18/2006

(80,000)
(80,000)
(5,400,000)
(80,000)
(80,000)
(80,000)
(80,000)
(80,000)
(80,000)
(5,500,000)

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Recurring Payment

Document Description

N/A

N/A

N/A

N

List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"

N/A

N/A

N/A

N

List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"

STESAF0087955

N/A

N/A

N/A

N

List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"

Yes

34128
259896
252915
142342
297440
22110
262065
79632
53115
52406

Letter
Signed By

STESAF0087955

Unavailable

447998

Letter
Addressed To

STESAF0087959

Unavailable

19715
19699
141410
237091

Bates Reference Date of Letter
Defendants' Documents

435043

1KW075

224669
192899
245649
306027
447955
431976

1KW024
1KW024
1KW024
1KW024
1KW117
1KW118

SAUL B KATZ FAMILY TRUST MICHAEL KATZ IRIS KATZ & RICHARD A
WILPON TRUSTEES
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
FRED WILPON FAMILY TRUST RICHARD WILPON JUDITH WILPON MARVIN B
TEPPER &
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
SAUL B KATZ
ROBIN WILPON WACHTLER
BRUCE WILPON
SAUL B KATZ FAMILY TRUST MICHAEL KATZ IRIS KATZ & RICHARD A
WILPON TRUSTEES

AMF00079540
AMF00079540
AMF00079539
AMF00079540
AMF00079540
AMF00079540
AMF00079540
AMF00079540
AMF00079540
AMF00079537

8/31/2005
8/31/2005
10/27/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
4/11/2006

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
N
Y
Y
Y
Y
Y
Y
N

6/20/1994

(600,000)

CW

check

Unavailable

Yes

12/21/2006
4/10/2007
9/6/2007
10/5/2007
6/20/1994
6/20/1994

(1,000,000)
(575,000)
(800,000)
(2,322,612)
(200,818)
(67,599)

CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes

AMF00079536
AMF00079535
AMF00079534
AMF00079533

12/5/2006
4/6/2007
9/4/2007
10/4/2007

Frank DiPascali
Frank DiPascali
Frank DiPascali
Robert ?

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N

1AMF00080620

5/26/1992

Annette Bongiorno

Arthur Friedman

N

486761

1KW030

5/28/1992

41,000

CA

CHECK

Unavailable

Unavailable

449754

1KW020

MICHAEL KATZ & DAYLE KATZ J/T WROS

12/18/1986

500,000

JRNL

CHECK

Unavailable

Unavailable

502137

1KW044

L THOMAS OSTERMAN

7/19/1994

10,000

CA

CHECK

Unavailable

Yes
STESAF0087957

1KW040

METS LIMITED PTR

12/21/1990

5,500,000

JRNL

Check Wire

Unavailable

423939

1KW120

10,000

CA

CHECK

Unavailable

5/24/1991

28,000

CA

CHECK

Unavailable

Unavailable

MATDBB02411506

5/23/1991

Annette Bongiorno

Arthur Friedman

1KW037

5/24/1991

25,000

CA

CHECK

Unavailable

Unavailable

MATDBB02411506

5/23/1991

Annette Bongiorno

Arthur Friedman

1KW037

5/24/1991

6,000

CA

CHECK

Unavailable

Unavailable

MATDBB02411506

5/23/1991

Annette Bongiorno

Arthur Friedman

1KW037

5/24/1991

10,000

CA

CHECK

Unavailable

Unavailable

MATDBB02411506

5/23/1991

Annette Bongiorno

Arthur Friedman

1KW037

5/24/1991

50,000

CA

CHECK

Unavailable

Unavailable

MATDBB02411506

5/23/1991

Annette Bongiorno

Arthur Friedman

1KW037

5/24/1991

25,000

CA

CHECK

Unavailable

Unavailable

MATDBB02411506

5/23/1991

Annette Bongiorno

Arthur Friedman

1KW037

5/24/1991

16,000

CA

CHECK

Unavailable

Unavailable

MATDBB02411506

5/23/1991

Annette Bongiorno

Arthur Friedman

1KW040

10/13/1994

(3,000,000)

CW

CHECK WIRE

Unavailable

List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"

N

474507

N

N

536961

N/A

N

536959

N/A

N

536958

N/A

N

536118

N

N

533790

N/A

N

533783

N/A

Yes

1KW037

SAUL B KATZ DP
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
SAUL KATZ FAMILY TRUST DAVID,NATALIE,HEATHER KATZ FRED WILPON
FAMILY TRUST
METS LIMITED PTR

9/20/1994

533780

N/A

STESAF0087955

418781

List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"

No

Unavailable

528496

1KW011

DAVID KATZ & JULIE KATZ JT TENANTS C/O STERLING EQUITIES

1/14/1991

223,000

CA

CHECK

Unavailable

Unavailable

455250
443667
438487
418596
433338
465666
424473
438661
438151
438393
461595

1KW040
1KW059
1KW076
1KW004
1KW020
1KW024
1KW044
1KW052
1KW067
1KW081
1KW134

METS LIMITED PTR
STERLING THIRD ASSOC C/O MICHAEL KATZ
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
CHARLES 15 ASSOCIATES

12/30/1994
1/26/1995
2/21/1995
2/24/1995
3/2/1995
3/2/1995
3/2/1995
3/2/1995
3/2/1995
3/2/1995
3/8/1995

8,000,000
35,000
50,000
32,000
(25,000)
(238,000)
(54,000)
(39,000)
(339,000)
(140,000)
120,000

CA
CA
CA
CA
CW
CW
CW
CW
CW
CW
CA

CHECK WIRE
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

510781

1KW052

LEONARD J SCHREIER C/O KIM BAPTISTE ESQ

1/14/1991

100,000

CA

CHECK

Unavailable

Unavailable

STESAF0087959

N/A

N/A

N/A

N

533637

1KW011

DAVID KATZ & JULIE KATZ JT TENANTS C/O STERLING EQUITIES

5/20/1991

22,000

CA

CHECK

Unavailable

Unavailable

STESAF0087955

N/A

N/A

N/A

N

524562

1KW024

SAUL B KATZ

11/12/1991

238,000

CA

CHECK

Unavailable

Unavailable

STESAF0087956

N/A

N/A

N/A

N

526371

1KW024

SAUL B KATZ

12/19/1991

(1,500,000)

CW

CHECK WIRE

Unavailable

Unavailable

STESAF0087956

N/A

N/A

N/A

Unknown

473162

1KW016

1/24/1992

100,000

JRNL

Unavailable

Unavailable

STESAF0087955

N/A

N/A

N/A

N

473182

1KW016

1/24/1992

100,000

JRNL

Unavailable

Unavailable

STESAF0087955

N/A

N/A

N/A

N

526804

1KW005

BERNICE FRIEDMAN AND ARTHUR FRIEDMAN T/I/C

4/10/1992

(25,400)

CW

CHECK

Unavailable

Unavailable

STESAF0087954

N/A

N/A

N/A

Unknown

419718
432095
466646
420450

1KW024
1KW067
1KW040
1KW076

SAUL B KATZ
FRED WILPON
METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON JT TENANTS

4/7/1995
4/7/1995
4/17/1995
4/18/1995

2,380,893
3,503,955
(2,000,000)
25,000

CA
CA
CW
CA

Check
Check
Check Wire
Check

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes

526528

1KW012

DAVID KATZ NATALIE AND HEATHER KATZ TIC

7/20/1992

17,500

CA

CHECK

Unavailable

Unavailable

STESAF0087955

N/A

N/A

N/A

N

526532

1KW012

DAVID KATZ NATALIE AND HEATHER KATZ TIC

7/20/1992

17,500

CA

CHECK

Unavailable

Unavailable

STESAF0087955

N/A

N/A

N/A

N

526541

1KW012

DAVID KATZ NATALIE AND HEATHER KATZ TIC

7/20/1992

13,800

CA

CHECK

Unavailable

Unavailable

STESAF0087955

N/A

N/A

N/A

N

526544

1KW012

DAVID KATZ NATALIE AND HEATHER KATZ TIC

7/20/1992

3,700

CA

CHECK

Unavailable

Unavailable

STESAF0087955

N/A

N/A

N/A

N

453773
469406
486485

1KW040
1KW040
1KW040

METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR

4/22/1994
4/29/1994
5/4/1994

(2,500,000)
(500,000)
(1,500,000)

CW
CW
CW

Check Wire
Check Wire
CHECK WIRE

Unavailable
Unavailable
Unavailable

No
No
No

503111

1KW059

STERLING THIRD ASSOC C/O MICHAEL KATZ

8/19/1992

(280,000)

CW

CHECK

Unavailable

Unavailable

STESAF0087959

N/A

N/A

N/A

Unknown

486796

1KW024

SAUL B KATZ

8/25/1992

140,000

CA

CHECK

Unavailable

Unavailable

STESAF0087956

N/A

N/A

N/A

N

535135
437779

1KW040
1KW040

METS LIMITED PTR
METS LIMITED PTR

3/28/1994
4/1/1994

(1,000,000)
(6,000,000)

CW
CW

CHECK WIRE
Check Wire

Unavailable
Unavailable

No
No

STESAF0088000
STESAF0088000

3/21/1994
3/21/1994

Bernard L. Madoff
Bernard L. Madoff

Arthur Friedman
Arthur Friedman

N
N

511767

1KW040

METS LIMITED PTR

7/15/1994

(3,000,000)

CW

CHECK WIRE

Unavailable

No

STESAF0087633

7/6/1994

Frank DiPascali

Arthur Friedman

N

505808

1KW040

METS LIMITED PTR

8/1/1994

(2,000,000)

CW

CHECK WIRE

Unavailable

No

STESAF0087633

7/6/1994

Frank DiPascali

Arthur Friedman

N

486824
466642

1KW052
1KW040

LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
METS LIMITED PTR

12/16/1992
4/13/1995

125,000
(1,000,000)

CA
CW

CHECK
Check Wire

Unavailable
Unavailable

Unavailable
Yes

STESAF0088046

12/4/1992

Frank DiPascali

Arthur Friedman

N

IRIS & SAUL KATZ FAM FDN INC AND JUDY & FRED WILPON FAMILY FDN
INC TIC
IRIS & SAUL KATZ FAM FDN INC AND JUDY & FRED WILPON FAMILY FDN
INC TIC

CHECK A/O
1/9/92
CHECK A/O
1/9/92

AMF00079831
AMF00079831
AMF00079831

AMF00079830

4/20/1994
4/20/1994
4/20/1994

4/7/1995

Page 7 of 48

Frank DiPascali
Frank DiPascali
Frank DiPascali

Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

Arthur Friedman

List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"
List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"
List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"
List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"
List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"
List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"
List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"

List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"
List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"
List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"
List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"

N
N
N

N

List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"
List of Additions and Withdrawals named "Bernard L. Madoff
Securities Recap of All Accounts"
Request from Arthur Friedman to Bernard Madoff
Request from Arthur Friedman to Bernard Madoff
Request from Arthur Friedman to Erin (Letterhead is to Frank
DiPascali)
Request from Arthur Friedman to Erin (Letterhead is to Frank
DiPascali)
Request from Arthur Friedman to Frank DiPascal

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files
Transaction
Date per
Customer
Statement

CMID

BLMIS
Account
Number

BLMIS Account Name

500481
500489
454170
415224
491294
505243
430189
458444
427077
431435
435717
415458
460895
505246
418584
465880
539153
458594
262421
204523
417280
169731

1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW013
1KW020
1KW022
1KW022
1KW024
1KW040
1KW066
1KW067
1KW080
1KW081
1KW040
1KW040
1KW112
1KW040

METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
DAYLE KATZ
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ AND RICHARD A WILPON TIC
MICHAEL KATZ AND RICHARD A WILPON TIC
SAUL B KATZ
METS LIMITED PTR
DEBRA WILPON
FRED WILPON
RICHARD A WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
METS LIMITED PTR
METS LIMITED PTR
MARVIN B TEPPER
METS LIMITED PTR

5/16/1994
5/31/1994
5/16/1995
5/30/1995
1/11/1994
1/19/1994
8/30/1995
6/21/1995
6/27/1995
6/27/1995
6/27/1995
6/27/1995
6/27/1995
1/26/1994
6/27/1995
6/27/1995
6/27/1995
6/27/1995
3/26/1996
4/8/1996
6/27/1995
4/22/1996

601674

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

180827
237739
175906

1KW040
1KW040
1KW040

601678

601681

Amount per
Customer
Statement

Trans
Type

Transaction
Description

(2,500,000)
(2,000,000)
(2,000,000)
(3,000,000)
2,000,000
2,000,000
(1,000,000)
(2,000,000)
(255,700)
(255,700)
(435,232)
(435,232)
(917,063)
2,000,000
(509,113)
(3,337,262)
(245,123)
(25,000)
(2,000,000)
(2,000,000)
(140,876)
(1,000,000)

CW
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW

8/7/1995

-

DELV

METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR

5/10/1996
5/28/1996
6/17/1996

(5,500,000)
(2,000,000)
(1,000,000)

CW
CW
CW

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/7/1995

-

DELV

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/7/1995

-

DELV

294022
293862
237083
28373
273238

1KW040
1KW040
1KW040
1KW040
1KW040

METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR

7/17/1996
8/19/1996
9/3/1996
10/1/1996
10/21/1996

(2,000,000)
(2,000,000)
(3,000,000)
(4,000,000)
(2,000,000)

CW
CW
CW
CW
CW

601685

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/7/1995

-

DELV

247854

1KW040

METS LIMITED PTR

12/19/1996

(1,000,000)

CW

601687

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/7/1995

-

RECD

601689

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/7/1995

-

RECD

601691

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/7/1995

-

RECD

601693

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/7/1995

-

RECD

601695

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/7/1995

-

RECD

163255
268122

1KW040
1KW040

METS LIMITED PTR
METS LIMITED PTR

3/5/1997
3/20/1997

(1,000,000)
(21,000,000)

CW
CW

CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
Check Wire
Check Wire
Check Wire
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
Check Wire
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK WIRE
BALTIMORE
COUNTY MD
MTG 3/15/2013
RECEIVED
CHECK WIRE
CHECK WIRE
CHECK WIRE
FIRST
AUSTRALIA
PRIME INC FD
RECEIVED
PACIFICORP
RECEIVED
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
POTOMAC EPL
PWR RECEIVED
CHECK WIRE
BALTIMORE
COUNTY MD
MTG 3/15/2013
CANCEL C&S
FIRST
AUSTRALIA
PRIME INC FD
CANCEL C&S
PACIFICORP
CANCEL C&S
POTOMAC EPL
PWR CANCEL
C&S
BALTIMORE
COUNTY MD
MTG 3/15/2013
RECEIVED
CHECK WIRE
CHECK WIRE
FIRST
AUSTRALIA
PRIME INC FD
RECEIVED
CHECK WIRE
CHECK WIRE
CHECK WIRE
PACIFICORP
RECEIVED
POTOMAC EPL
PWR RECEIVED
FIRST
AUSTRALIA
PRIME INC FD
PACIFICORP
POTOMAC EPL
PWR
BALTIMORE
COUNTY MD
MTG 3/15/2013
Check Wire
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
Check Wire
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

601698

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/7/1995

-

RECD

62692
222727
152490

1KW040
1KW040
1KW040

METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR

9/15/1997
9/26/1997
10/16/1997

(1,000,000)
(5,000,000)
(1,000,000)

CW
CW
CW

601700

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/7/1995

-

RECD

601704

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/7/1995

-

RECD

601718

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/11/1995

32,589

8.8125

601719

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/11/1995

53,398

18.375

601723

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/11/1995

7,920

20.625

601725

1KW076

JEFFREY S WILPON & VALERIE WILPON JT TENANTS

8/11/1995

5,232

17.441

455661
452854
466233
451661
14249
249964
118257
10506
304495
275665
192129
295813
441603
169104
172120
122116
263867
196912
66820
197805
105939
36261
304985
239693
285405
77344
165810
194138
58623
294075
232194
151632
300818

1KW040
1KW076
1KW076
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044

METS LIMITED PTR
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN

8/15/1995
8/21/1995
9/12/1995
9/25/1995
3/30/1998
4/14/1998
4/20/1998
5/4/1998
5/11/1998
5/26/1998
6/1/1998
6/15/1998
4/26/1995
6/22/1998
6/29/1998
7/27/1998
8/3/1998
8/13/1998
12/21/2007
8/29/2007
7/19/2007
10/7/2004
3/4/2004
1/13/2004
1/8/2004
11/25/2003
6/19/2003
1/2/2003
7/25/2002
6/4/2002
6/3/2002
7/1/2002
8/1/2002

(1,000,000)
36,771
302
(2,000,000)
(5,000,000)
(5,000,000)
(2,000,000)
(1,000,000)
(3,000,000)
(2,000,000)
(1,000,000)
(1,000,000)
(3,000,000)
(2,000,000)
(3,000,000)
(2,000,000)
(2,000,000)
(1,000,000)
(225,000)
210,000
1,000,000
145,000
(121,800)
(44,000)
45,000
(150,000)
(40,000)
(200,000)
(44,000)
75,000
(15,000)
(15,000)
(15,000)

CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CW
CW
CA
CW
CW
CW
CW
CA
CW
CW
CW

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

No
No
Yes
No
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Unavailable

Results of Reconciliation to Defendants' Documents

No

No

Unavailable

Yes
Yes
Yes
Yes
Yes

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

STESAF0087977
STESAF0087977
Arthur Friedman
Arthur Friedman

8/17/1995

Frank DiPascali

Arthur Friedman

Request from Arthur Friedman to Frank DiPascal
Request from Arthur Friedman to Frank DiPascal

N/A

N/A

N/A

N

Wire receipt

N/A

N/A

N/A

N

Wire receipt

N/A

N/A

N/A

N

Wire receipt

N
N

AMF00079827

N
N

STESAF0086778

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

STESAF0086230

4/28/1995
5/6/1995

Frank DiPascali
Frank DiPascali

STESAF0086229

AMF00079829
AMF00079828

5/6/1994
5/6/1994

N

AMF00079826
AMF00079825

3/18/1996
3/19/1996

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00079824

4/11/1996

Frank DiPascali

Arthur Friedman

N

AMF00079823
AMF00079822
AMF00079821

4/11/1996
5/14/1996
6/3/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N

AMF00079820
AMF00079819
AMF00079818
AMF00079817
AMF00079816

7/8/1996
8/2/1996
8/15/1996
9/18/1996
10/8/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N

AMF00079815

12/13/1996

Frank DiPascali

Arthur Friedman

N

AMF00079814
AMF00079813

2/27/1997
2/27/1997

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00079812
AMF00079811
AMF00079810

8/25/1997
9/15/1997
10/6/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N

AMF00079809
AMF00079808
AMF00079807
AMF00079806
AMF00079805
AMF00079804
AMF00079803
AMF00079802

3/10/1998
3/27/1998
4/7/1998
4/28/1998
4/28/1998
5/12/1998
5/12/1998
6/1/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N

AMF00079800
AMF00079799
AMF00079797
AMF00079796
AMF00079795
1AMF00079850
1AMF00079852
1AMF00079853
1AMF00079864
1AMF00079865
1AMF00079866
1AMF00079867
1AMF00079868
1AMF00079869
1AMF00079871
1AMF00079872
1AMF00079873
1AMF00079874
1AMF00079874
1AMF00079874

6/15/1998
6/17/1998
6/17/1998
7/23/1998
8/3/1998
12/17/2007
8/28/2007
7/17/2007
10/4/2004
3/1/2004
1/12/2004
1/7/2004
10/28/2003
6/18/2003
12/30/2002
7/23/2002
6/3/2002
5/14/2002
5/14/2002
5/14/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Y
Y

No

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Bates Reference BLMIS Customer Files

Unavailable

No

Unavailable

Yes

Unavailable

No

Unavailable

No

Unavailable

No

Unavailable

No

Unavailable

No

Unavailable
Unavailable

Yes
Yes

Unavailable

No

Unavailable
Unavailable
Unavailable

Yes
Yes
Yes

Unavailable

No

Unavailable

No

Unavailable

Yes

Unavailable

Yes

Unavailable

Yes

Unavailable

Yes

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Page 8 of 48

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

BLMIS Account Name

Transaction
Date per
Customer
Statement

199000
238728
279002
249323
194133
224623
186132
302400
270262
201199
276932
277347
186887
215681
117350
117336
292300
259113
299260
251427
207668
228732
430243
167558
158003
221589
17639
273375
9975
209974
292175
206466
202870
55040
85604
218188
198133
173318
174365
189082
185666
264830
310344
305687
300955
202065
69273
234073
57174
150232
202535
200154
309221
235589
274923
292665
278932
259072
226930
281131
235258
220729
277290
241980
248215
281484
204761
157194
230953
117575
24165
218533
215996
222390
255440
291127
247294
54472
222165
155852
197761
126155
451670
476477
302372
250773
446301
446304
443840
521893
460666
460665
460686
475786
471856
460761
84077
139044
139065
16666
55775
87979
63035
131499
136056
18452
127198
79493
177697
131488
191553
185686
119205
41053
310806

1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW098
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW044
1KW098
1KW098
1KW098
1KW134
1KW134
1KW134
1KW040
1KW057
1KW057
1KW040
1KW040
1KW040
1KW098
1KW040
1KW040
1KW040
1KW040
1KW154
1KW155
1KW084
1KW084
1KW040
1KW040
1KW112
1KW154
1KW155
1KW040
1KW154
1KW155

L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
FRED WILPON ET AL TIC
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
L THOMAS OSTERMAN
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
CHARLES 15 ASSOCIATES
CHARLES 15 ASSOCIATES
CHARLES 15 ASSOCIATES
METS LIMITED PTR
STERLING DOUBLEDAY ENTERPRISES L P
STERLING DOUBLEDAY ENTERPRISES L P
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
FRED WILPON ET AL TIC
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING EQUITIES
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
METS LIMITED PTR
METS LIMITED PTR
MARVIN B TEPPER
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING EQUITIES
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING EQUITIES

9/3/2002
10/1/2002
11/1/2002
12/2/2002
1/2/2003
2/3/2003
3/3/2003
5/15/2002
4/10/2002
8/28/2001
8/13/2001
6/22/2001
6/15/2001
4/16/2001
1/11/2001
1/2/2001
12/18/2000
10/3/2000
7/12/2000
7/5/2000
4/18/2000
3/7/2000
9/29/1995
9/14/1999
11/5/1999
9/20/1999
2/1/1999
3/1/1999
4/1/1999
5/3/1999
6/1/1999
7/1/1999
8/2/1999
9/1/1999
10/1/1999
11/1/1999
12/1/1999
1/3/2000
2/1/2000
3/1/2000
4/3/2000
5/1/2000
6/1/2000
7/3/2000
8/1/2000
9/1/2000
10/2/2000
11/1/2000
12/1/2000
1/2/2001
2/1/2001
3/1/2001
4/2/2001
5/1/2001
6/1/2001
7/2/2001
8/1/2001
9/4/2001
10/1/2001
11/1/2001
12/3/2001
1/2/2002
2/1/2002
3/1/2002
4/12/2002
1/13/1999
6/1/1999
10/14/1998
7/23/1998
5/15/1998
3/13/1998
2/12/1998
12/22/1997
12/18/1997
11/12/1997
10/22/1997
10/10/1997
9/26/1997
7/16/1997
6/11/1997
4/7/1997
3/31/1997
10/10/1995
5/15/1991
11/10/1999
3/10/2000
9/29/1995
9/29/1995
9/29/1995
9/29/1995
10/2/1995
10/3/1995
10/6/1995
9/23/1988
10/19/1988
11/6/1995
12/21/1995
1/2/1996
1/3/1996
1/4/1996
1/9/1996
2/9/1996
2/13/1996
3/12/1996
3/12/1996
3/14/1996
3/14/1996
3/20/1996
3/22/1996
3/25/1996
3/26/1996
3/26/1996
4/15/1996
4/18/1996
4/18/1996

Amount per
Customer
Statement
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
30,000
130,000
(50,000)
(50,000)
70,000
(50,800)
(65,000)
(112,000)
(60,000)
(10,000)
98,000
(33,300)
67,000
(42,592)
25,000
(2,500,000)
(35,000)
(254,600)
(85,000)
(30,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(63,550)
84,200
(41,000)
(40,000)
(50,000)
(50,000)
(50,000)
(34,125)
(50,000)
(50,000)
(100,000)
(6,000)
(50,000)
(50,000)
(353,000)
(175,000)
(47,250)
(50,000)
150,000
163,000
88,880
140,000
1,096,000
1,264,000
36,000
102,000
1,198,000
1,000,000
1,000,000
1,000,000
1,000,000
1,000,000
2,000,000
(2,000,000)
2,000,000
2,000,000
1,000,000
1,000,000
4,855,571
4,855,571
13,098
2,902
(800,000)
(1,200,000)
(115)
2,500,000
2,500,000
(1,000,000)
1,700,000
1,700,000

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CA
CW
CW
CW
CW
CW
CA
CW
CA
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
JRNL
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CA
CA
CA
CA
JRNL
JRNL
CA
CA
CW
CW
CW
CA
CA
CW
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
Check Wire
Check Wire
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECKWIRE
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

1AMF00079874
1AMF00079874
1AMF00079874
1AMF00079874
1AMF00079874
1AMF00079874
1AMF00079874
1AMF00079875
1AMF00079876
1AMF00079880
1AMF00079881
1AMF00079882
1AMF00079883
1AMF00079885
1AMF00079886
1AMF00079887
1AMF00079889
1AMF00079890
1AMF00079891
1AMF00079892
1AMF00079893
1AMF00079894

5/14/2002
5/14/2002
5/14/2002
5/14/2002
5/14/2002
5/14/2002
5/14/2002
5/14/2002
4/4/2002
8/23/2001
8/9/2001
6/20/2001
6/13/2001
4/10/2001
1/4/2001
12/29/2000
12/13/2000
9/29/2000
7/6/2000
6/29/2000
4/17/2000
3/6/2000

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Y
Y
Y
Y
Y
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

1AMF00079897
1AMF00079898
1AMF00079899
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079900
1AMF00079901
1AMF00079902
1AMF00079904
1AMF00079905
1AMF00079906
1AMF00079907
1AMF00079908
1AMF00079910
1AMF00079912
1AMF00079913
1AMF00079914
1AMF00079915
1AMF00079916
1AMF00079917
1AMF00079918
1AMF00079919
1AMF00079920
1AMF00079924
1AMF00079925
AMF00079895
AMF00083409

9/9/1999
11/4/1999
9/13/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
1/11/1999
5/26/1999
10/13/1998
7/20/1998
5/12/1998
3/11/1998
2/9/1998
12/17/1997
12/16/1997
11/7/1997
10/16/1997
10/7/1997
9/23/1997
7/7/1997
6/6/1997
4/3/1997
3/25/1997
10/3/1995
5/14/1991
11/9/1999
3/8/2000

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Annette Bongiorno
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Arthur Friedman

N
N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

Bates Reference Date of Letter
Defendants' Documents

STESAG0021730
STESAG0021728

Page 9 of 48

N/A
N/A

Letter
Addressed To

Letter
Signed By

Recurring Payment

N/A
N/A

N/A
N/A

N
N

Document Description

Wire Receipt
Wire Receipt

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

204544
277188
41021
221679
221688
166898
294003
103375
269757
170506
282741
28247
126899
314050
309435
497005
81838
497007
291493
295891
54466
235673
299234
302725
293662
192173
197715
29895
299264
268516
249480
284646
9628
158024
248914
209983
204752
296042
62711
5725
53627
197764
230694
126939
442346
434298
459369
449248
438660
427979
464469
451017
424489
443047
430215
455632
455499
225864
438380
145079
313126
244203
152500
242068
263523
302214
26359
313487
62165
139610
79501
51573
86854
139634
270141
224512
290457
117546
203980
227677
117563
247754
196138
286436
261760
222106
271761
502
212385
193274
193280
14632
218524
226529
32297
49080
197784
81151
207226
290095
262162
262175
293666
263017
287914
421580
426132
475779
218752
118267
313546
218763
262702
213959
14404

1KW154
1KW155
1KW040
1KW154
1KW155
1KW040
1KW040
1KW175
1KW040
1KW040
1KW040
1KW040
1KW040
1KW040
1KW044
1KW057
1KW040
1KW057
1KW052
1KW175
1KW004
1KW020
1KW044
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW052
1KW081
1KW154
1KW155
1KW175
1KW040
1KW024
1KW044
1KW052
1KW067
1KW081
1KW108
1KW109
1KW110
1KW197
1KW201
1KW040
1KW040
1KW040
1KW004
1KW024
1KW040
1KW052
1KW067
1KW081
1KW108
1KW109
1KW110
1KW195
1KW201
1KW040
1KW040
1KW040
1KW052
1KW040
1KW040
1KW004
1KW019
1KW024
1KW044
1KW052
1KW067
1KW053
1KW053
1KW053
1KW054
1KW054
1KW056
1KW056
1KW057
1KW081
1KW108
1KW109
1KW110
1KW154
1KW195
1KW201

BLMIS Account Name

IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING EQUITIES
METS LIMITED PTR
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING EQUITIES
METS LIMITED PTR
METS LIMITED PTR
STERLING PATHOGENESIS CO
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
L THOMAS OSTERMAN
STERLING DOUBLEDAY ENTERPRISES L P
METS LIMITED PTR
STERLING DOUBLEDAY ENTERPRISES L P
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
STERLING PATHOGENESIS CO
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
RICHARD A WILPON & DEBRA WILPON J/T WROS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING EQUITIES
STERLING PATHOGENESIS CO
METS LIMITED PTR
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
NATALIE KATZ & SAUL B KATZ T/I/C
DAVID M KATZ
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
SAUL B KATZ
METS LIMITED PTR
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
JEFFREY S WILPON SPECIAL
DAVID M KATZ
METS LIMITED PTR
METS LIMITED PTR
METS LIMITED PTR
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
METS LIMITED PTR
METS LIMITED PTR
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
LEONARD SCHREIER AND SANFORD KOUFAX TIC
LEONARD SCHREIER AND SANFORD KOUFAX TIC
LEONARD SCHREIER AND SANFORD KOUFAX TIC
LEONARD J SCHREIER & DEYVA SCHREIER T I C
LEONARD J SCHREIER & DEYVA SCHREIER T I C
LEONARD J SCHREIER & MICHAEL SCHREIER TIC
LEONARD J SCHREIER & MICHAEL SCHREIER TIC
STERLING DOUBLEDAY ENTERPRISES L P
RICHARD A WILPON & DEBRA WILPON J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
IRIS J KATZ C/O STERLING EQUITES
JEFFREY S WILPON SPECIAL
DAVID M KATZ

Transaction
Date per
Customer
Statement
4/25/1996
4/25/1996
4/29/1996
4/30/1996
4/30/1996
6/21/1996
7/3/1996
11/1/1996
11/15/1996
12/30/1996
1/3/1997
1/7/1997
1/13/1997
2/11/1997
5/3/2002
11/15/1988
7/14/1997
11/22/1988
7/28/1997
8/15/1997
9/12/1997
9/12/1997
9/12/1997
9/12/1997
7/2/2002
5/11/2001
4/12/2001
1/11/2001
7/12/2000
4/18/2000
12/21/1999
9/14/1999
11/10/1999
11/5/1999
9/20/1999
5/4/1999
6/1/1999
12/29/1998
12/22/1997
10/10/1997
6/11/1997
4/7/1997
3/31/1997
1/24/1997
11/1/1994
12/1/1994
1/3/1995
2/1/1995
3/1/1995
4/3/1995
5/1/1995
6/1/1995
7/3/1995
8/1/1995
9/1/1995
10/2/1995
11/1/1995
12/1/1995
4/16/1990
9/12/1997
9/12/1997
9/12/1997
10/15/1997
11/17/1997
12/23/1997
12/23/1997
12/23/1997
12/23/1997
12/23/1997
12/23/1997
12/23/1997
12/23/1997
12/23/1997
12/23/1997
12/30/1997
1/6/1998
1/9/1998
1/14/1998
1/14/1998
1/14/1998
1/14/1998
1/14/1998
1/14/1998
1/14/1998
1/14/1998
1/14/1998
1/14/1998
1/14/1998
2/2/1998
2/10/1998
2/20/1998
10/3/2000
2/27/1998
3/4/1998
4/16/1998
4/16/1998
4/16/1998
4/16/1998
4/16/1998
4/16/1998
12/23/1998
12/23/1998
7/5/2002
12/24/1997
12/22/2000
3/14/1994
11/1/1994
9/16/1988
4/16/1998
4/16/1998
4/16/1998
4/16/1998
4/16/1998
4/16/1998
4/16/1998

Amount per
Customer
Statement
2,500,000
2,500,000
(3,000,000)
800,000
800,000
1,000,000
1,000,000
5,000,000
5,000,000
2,000,000
2,000,000
2,000,000
1,000,000
2,000,000
35,000
1,000,000
10,700,000
1,000,000
100,000
4,943,800
(16,000)
(10,500)
(53,000)
(20,000)
(2,300,000)
50,000
(30,000)
(100,000)
(45,100)
(57,804)
(10,000)
(47,500)
513,000
(119,600)
(106,000)
(50,000)
242,000
50,000
(46,310)
(32,600)
(65,000)
(117,000)
(64,125)
65,000
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
200,000
(12,100)
(400,000)
(506,000)
4,944,800
5,000,000
(225,550)
(17,300)
(24,800)
(185,725)
(10,450)
(7,000)
(3,075)
(1,500)
(4,000)
(3,400)
2,500,000
2,000,000
2,000,000
(8,000)
(880,000)
2,000,000
(74,000)
(500,000)
(11,500)
(10,000)
(4,000)
(3,000)
(22,000)
(70,000)
2,000,000
1,000,000
1,000,000
133,000
3,000,000
2,000,000
(15,200)
(155,700)
(579,150)
(48,400)
(188,900)
(760,000)
(150,000)
(150,000)
(3,192,063)
(4,630)
(20)
(14,673)
(62)
2,000,000
(214,500)
(18,500)
(9,800)
(7,800)
(500,000)
(71,200)
(53,200)

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

CA
CA
CW
CA
CA
CA
CA
JRNL
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
JRNL
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
JRNL
CW
CW
CW
CW
CW
CW
CW

CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
Check
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
No
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

1AMF00079415

4/30/2002

Frank DiPascali

Corine M. Maucher

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

N

Document Description

STESAG0021727

1AMF00080051
1AMF00080053
1AMF00080054
1AMF00080056
1AMF00080058
1AMF00080059
1AMF00080061
1AMF00080063
1AMF00080064
1AMF00080065
1AMF00080066
1AMF00080068
1AMF00080070
1AMF00080071
1AMF00080074
1AMF00080077
1AMF00080078
1AMF00080079
1AMF00080080
1AMF00080082
1AMF00080088
1AMF00080088
1AMF00080088
1AMF00080088
1AMF00080088
1AMF00080088
1AMF00080088
1AMF00080088
1AMF00080088
1AMF00080088
1AMF00080088
1AMF00080088
1AMF00080088
1AMF00080088
1AMF00080091

7/1/2002
5/9/2001
4/10/2001
1/4/2001
7/6/2000
4/17/2000
12/20/1999
9/9/1999
11/9/1999
11/4/1999
9/13/1999
4/28/1999
5/26/1999
12/28/1998
12/17/1997
10/7/1997
6/6/1997
4/3/1997
3/25/1997
1/23/1997
10/4/1994
10/4/1994
10/4/1994
10/4/1994
10/4/1994
10/4/1994
10/4/1994
10/4/1994
10/4/1994
10/4/1994
10/4/1994
10/4/1994
10/4/1994
10/4/1994
4/11/1990

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Annette Bongiorno

Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N

1AMF00079479

9/29/2000

Frank DiPascali

Corine M. Maucher

N

AMF00080107
AMF00080107
AMF00080105
MADTBB01957832
MADTBB01957832
MADTBB02411712
MADTBB02411712
MADTBB02411734

12/21/1998
12/21/1998
7/2/2002
12/22/1997
12/22/2000
3/2/1994
3/2/1994
9/14/1988

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Bernard Madoff

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Harold O'Shaughnessy

N
N
N
N
N
N
N
N

Page 10 of 48

N/A

N/A

N/A

N

Wire Receipt

STESAG0021726

N/A

N/A

N/A

N

Wire Receipt

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

118312
464090
304479
125187
187877
165518
295843
220577
310442
299870
172126
271603
268999
282909
299141
149499
121112
200320
247867
288288
271230
28791
425624
286343
94991
94997

1KW211
1KW057
1KW004
1KW019
1KW024
1KW044
1KW052
1KW067
1KW081
1KW108
1KW109
1KW110
1KW154
1KW195
1KW201
1KW218
1KW040
1KW004
1KW019
1KW024
1KW044
1KW052
1KW059
1KW067
1KW059
1KW059

434646

1KW062

461440

1KW062

461441

1KW062

461442

1KW062

461444

1KW062

461445

1KW062

459049

1KW062

459053

1KW062

525649

1KW062

283157

1KW062

313185

1KW062

307877

1KW062

465386

1KW063

465387

1KW063

465388

1KW063

465389

1KW063

465390

1KW063

465391

1KW063

465392

1KW063

465393

1KW063

465394

1KW063

188865
536746
281129
129418
493116
222074
274640
41893
258222
160266
274449
289373
226420
45416
269160
227598
256487
20164
296029
290213
5808
189070
256274
271757
174334
20174
278290
246842
281534
299393
105955
12976
209853
209876
233601
277549
181320
266502
17942
43546
244896
281075
244922
147356
177730
238661
238656

1KW081
1KW064
1KW154
1KW155
1KW066
1KW195
1KW201
1KW019
1KW044
1KW052
1KW081
1KW201
1KW004
1KW195
1KW175
1KW156
1KW223
1KW004
1KW019
1KW020
1KW044
1KW052
1KW067
1KW081
1KW195
1KW201
1KW223
1KW223
1KW247
1KW247
1KW247
1KW108
1KW247
1KW247
1KW247
1KW242
1KW004
1KW020
1KW044
1KW052
1KW081
1KW154
1KW155
1KW195
1KW201
1KW004
1KW020

BLMIS Account Name

MARVIN B TEPPER
STERLING DOUBLEDAY ENTERPRISES L P
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
IRIS J KATZ C/O STERLING EQUITES
JEFFREY S WILPON SPECIAL
DAVID M KATZ
STERLING METS LP C/O SHEA STADIUM
METS LIMITED PTR
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
STERLING THIRD ASSOC C/O MICHAEL KATZ
FRED WILPON
STERLING THIRD ASSOC C/O MICHAEL KATZ
STERLING THIRD ASSOC C/O MICHAEL KATZ
ELISE C TEPPER SHELLEY L TEPPER,J G TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
ELISE C TEPPER SHELLEY L TEPPER,J G TEPPER,D ROBINOV,E TEPPER,B
TEPPER,B
MARVIN TEPPER L SCHREIER,L.T OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
MARVIN TEPPER L SCHREIER,L.T OSTERMAN C/F H &K S OSTERMAN,M
KATZ C/F G & H
RICHARD A WILPON & DEBRA WILPON J/T WROS
MARVIN B TEPPER & ELISE C TEPPER JT WROS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING EQUITIES
DEBRA WILPON
JEFFREY S WILPON SPECIAL
DAVID M KATZ
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
RICHARD A WILPON & DEBRA WILPON J/T WROS
DAVID M KATZ
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
JEFFREY S WILPON SPECIAL
STERLING PATHOGENESIS CO
STERLING 15C LLC
STERLING DOUBLEDAY ENTERPRISES #2 C/O HARRY O'SHAUGHNESSY
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
MICHAEL KATZ & DAYLE KATZ J/T WROS
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
JEFFREY S WILPON SPECIAL
DAVID M KATZ
STERLING DOUBLEDAY ENTERPRISES #2 C/O HARRY O'SHAUGHNESSY
STERLING DOUBLEDAY ENTERPRISES #2 C/O HARRY O'SHAUGHNESSY
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
GREGORY KATZ
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
SAUL B KATZ FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
RICHARD A WILPON & DEBRA WILPON J/T WROS
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING EQUITIES
JEFFREY S WILPON SPECIAL
DAVID M KATZ
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Results of Reconciliation to Defendants' Documents

Recurring
Payment

4/16/1998
1/13/1989
6/12/1998
6/12/1998
6/12/1998
6/12/1998
6/12/1998
6/12/1998
6/12/1998
6/12/1998
6/12/1998
6/12/1998
6/12/1998
6/12/1998
6/12/1998
6/16/1998
6/18/1998
8/11/1998
8/11/1998
8/11/1998
8/11/1998
8/11/1998
12/6/1994
8/11/1998
1/16/1998
1/16/1998

(13,700)
3,000,000
(18,000)
(49,000)
(425,000)
(33,300)
(82,000)
(568,000)
(58,100)
(3,500)
(3,500)
(3,000)
(500,000)
(23,200)
(26,000)
625,156
(625,156)
(10,000)
(77,500)
(50,000)
(35,000)
(47,500)
(3,900,000)
(250,000)
(3,616,349)
(1,383)

CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
No

MADTBB01896153

10/21/1994

Frank DiPascali

Arthur Friedman

N

MADTBB01896151
MADTBB01896151

1/15/1998
1/15/1998

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

N
N

12/18/1990

320,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411779

12/17/1990

Annette Bongiorno

Arthur Friedman

N

12/18/1990

50,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411779

12/17/1990

Annette Bongiorno

Arthur Friedman

N

12/18/1990

20,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411779

12/17/1990

Annette Bongiorno

Arthur Friedman

N

12/18/1990

40,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411779

12/17/1990

Annette Bongiorno

Arthur Friedman

N

12/18/1990

20,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411779

12/17/1990

Annette Bongiorno

Arthur Friedman

N

12/20/1990

42,000

CA

Check

Unavailable

Unavailable

MADTBB02411779

12/17/1990

Annette Bongiorno

Arthur Friedman

N

12/20/1990

5,000

CA

Check

Unavailable

Unavailable

MADTBB02411779

12/17/1990

Annette Bongiorno

Arthur Friedman

N

12/20/1990

3,000

CA

Check

Unavailable

Unavailable

MADTBB02411779

12/17/1990

Annette Bongiorno

Arthur Friedman

N

11/4/1991

100,000

CA

Check

Unavailable

Unavailable

MADTBB02411809

10/28/1991

Annette Bongiorno

Arthur Friedman

N

5/9/1996

(53,184)

CW

CHECK

Unavailable

Yes

MADTBB02411777

5/10/1996

Frank DiPascali

Arthur Friedman

N

7/25/1996

(37)

CW

CHECK

Unavailable

Yes

MADTBB02411778

5/10/1996

Frank DiPascali

Arthur Friedman

N

7/25/1996

(98)

CW

CHECK

Unavailable

Yes

MADTBB02411778

5/10/1996

Frank DiPascali

Arthur Friedman

N

1/24/1990

20,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411796

1/23/1990

Jodi Crupi

Arthur Friedman

N

1/24/1990

20,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411796

1/23/1990

Jodi Crupi

Arthur Friedman

N

1/24/1990

100,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411796

1/23/1990

Jodi Crupi

Arthur Friedman

N

1/24/1990

20,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411796

1/23/1990

Jodi Crupi

Arthur Friedman

N

1/24/1990

100,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411796

1/23/1990

Jodi Crupi

Arthur Friedman

N

1/24/1990

20,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411796

1/23/1990

Jodi Crupi

Arthur Friedman

N

1/24/1990

85,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411796

1/23/1990

Jodi Crupi

Arthur Friedman

N

1/24/1990

20,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411796

1/23/1990

Jodi Crupi

Arthur Friedman

N

1/24/1990

15,000

JRNL

Check

Unavailable

Unavailable

MADTBB02411796

1/23/1990

Jodi Crupi

Arthur Friedman

N

8/11/1998
11/4/1991
8/11/1998
8/11/1998
6/8/1993
8/11/1998
8/12/1998
9/14/1998
9/14/1998
9/14/1998
9/14/1998
9/14/1998
9/15/1998
9/15/1998
10/2/1998
11/13/1998
12/2/1998
12/11/1998
12/11/1998
12/11/1998
12/11/1998
12/11/1998
12/11/1998
12/11/1998
12/11/1998
12/11/1998
12/21/1998
12/23/1998
1/5/1999
1/8/1999
1/12/1999
1/19/1999
2/3/1999
2/11/1999
2/19/1999
3/12/1999
3/29/1999
3/29/1999
3/29/1999
3/29/1999
3/29/1999
3/29/1999
3/29/1999
3/29/1999
3/29/1999
4/13/1999
4/13/1999

(100,000)
265,000
(177,500)
(87,500)
75,000
(50,000)
(50,000)
(47,000)
(38,300)
(82,000)
(58,100)
(26,000)
(19,000)
(26,000)
3,952,400
11,248,151
2,000,000
(114,700)
(400,000)
(315,300)
(401,600)
(187,100)
(676,500)
(665,600)
(421,000)
(406,000)
2,000,000
1,000,000
2,000,000
2,000,000
1,000,000
5,000
2,000,000
2,000,000
1,000,000
305,000
(3,930)
(57,795)
(18,810)
(39,945)
(76,540)
(348,775)
(420,965)
(6,930)
(2,500)
(34,000)
(272,000)

CW
JRNL
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

MADTBB02411809

10/28/1991

Annette Bongiorno

Arthur Friedman

N

MADTBB02411823

6/7/1993

Frank DiPascali

Arthur Friedman

N

Bates Reference Date of Letter
Defendants' Documents

STESAG0021712

Page 11 of 48

N/A

Letter
Addressed To

Letter
Signed By

Recurring Payment

N/A

N/A

N

Document Description

Wire Receipt

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

81191
215345
5451
238582
230111
213087
230869
238621
37126
143605
81228
244686
244681
19156
276643
50138
34344
453670
466913
258600
284160
510384
461729
447826
210436
123863
119943
206107
247871
74931
249698
170246
261555
49457
214536
249689
290714
219806
62633
139592
26370
120020
223429
207333
247758
218538
190182
292204
276682
119900
34380
199179
223392
258637
193968
226118
226127
9631
237799
292718
300086
182539
241881
172099
236837
207683
269320
256506
253104
268444
250820
253099
299942
15667
306532
299268
251454
215285
185087
129041
249645
249656
125286
14637
209604
262707
55008
51393
174545
141148
28811
200159
197672
245014
296339
283735
197706
192154
265718
213097
9645
274927
9637
218198
186908
238650
107580
72388
296595
47203
157870
276045
93972
182313
265838

1KW024
1KW044
1KW052
1KW067
1KW081
1KW108
1KW109
1KW154
1KW195
1KW198
1KW210
1KW252
1KW223
1KW223
1KW004
1KW019
1KW044
1KW067
1KW067
1KW052
1KW081
1KW067
1KW067
1KW067
1KW108
1KW109
1KW110
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW195
1KW198
1KW067
1KW067
1KW067
1KW067
1KW210
1KW223
1KW024
1KW242
1KW067
1KW260
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW218
1KW242
1KW218
1KW218
1KW232
1KW067
1KW233
1KW067
1KW234
1KW067
1KW067
1KW235
1KW067
1KW067
1KW236
1KW067
1KW067
1KW067
1KW067
1KW067
1KW237
1KW218
1KW067
1KW067
1KW257
1KW067
1KW247
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW195
1KW067
1KW067
1KW067
1KW067
1KW252
1KW195
1KW067
1KW155
1KW198
1KW067
1KW067
1KW067
1KW067
1KW242
1KW067
1KW252
1KW067
1KW067
1KW154
1KW067

BLMIS Account Name

SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
IRIS J KATZ C/O STERLING EQUITES
JEFFREY S WILPON SPECIAL
RED VALLEY PARTNERS
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
STERLING DOUBLEDAY ENTERPRISES #2 C/O HARRY O'SHAUGHNESSY
STERLING DOUBLEDAY ENTERPRISES #2 C/O HARRY O'SHAUGHNESSY
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
FRED WILPON
FRED WILPON
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
RICHARD A WILPON & DEBRA WILPON J/T WROS
FRED WILPON
FRED WILPON
FRED WILPON
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
JEFFREY S WILPON SPECIAL
RED VALLEY PARTNERS
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
STERLING DOUBLEDAY ENTERPRISES #2 C/O HARRY O'SHAUGHNESSY
SAUL B KATZ
SAUL B KATZ FAMILY TRUST
FRED WILPON
FRED WILPON FAMILY TRUST
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
STERLING METS LP C/O SHEA STADIUM
SAUL B KATZ FAMILY TRUST
STERLING METS LP C/O SHEA STADIUM
STERLING METS LP C/O SHEA STADIUM
JUDITH A WILPON-W STERLING EQUITIES
FRED WILPON
JUDITH A WILPON-K STERLING EQUITIES
FRED WILPON
JUDITH A WILPON-T STERLING EQUITIES
FRED WILPON
FRED WILPON
IRIS J KATZ-W STERLING EQUITIES
FRED WILPON
FRED WILPON
IRIS J KATZ-K STERLING EQUITIES
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
IRIS J KATZ-T STERLING EQUITIES
STERLING METS LP C/O SHEA STADIUM
FRED WILPON
FRED WILPON
STERLING JET LTD
FRED WILPON
METS LIMITED PTR #2 ATTN LEN LABITA
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
JEFFREY S WILPON SPECIAL
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
JEFFREY S WILPON SPECIAL
FRED WILPON
JUDITH A WILPON C/O STERLING EQUITIES
RED VALLEY PARTNERS
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
SAUL B KATZ FAMILY TRUST
FRED WILPON
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
FRED WILPON
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
FRED WILPON

Transaction
Date per
Customer
Statement
4/13/1999
4/13/1999
4/13/1999
4/13/1999
4/13/1999
4/13/1999
4/13/1999
4/13/1999
4/13/1999
4/13/1999
4/13/1999
5/6/1999
5/26/1999
5/28/1999
6/14/1999
6/14/1999
6/14/1999
3/2/1994
3/14/1994
6/14/1999
6/14/1999
9/13/1994
12/7/1994
1/4/1995
6/14/1999
6/14/1999
6/14/1999
10/4/1996
12/23/1996
1/21/1997
2/18/1997
2/20/1997
3/31/1997
4/7/1997
4/9/1997
7/23/1997
7/29/1997
10/10/1997
11/3/1997
12/15/1997
12/22/1997
6/14/1999
6/14/1999
1/22/1998
1/26/1998
2/12/1998
2/12/1998
6/14/1999
6/14/1999
6/24/1999
6/24/1999
12/29/1998
6/24/1999
6/4/1999
8/27/1999
9/1/1999
9/14/1999
11/5/1999
12/27/1999
12/30/1999
7/12/1999
7/19/1999
8/2/1999
8/9/1999
8/11/1999
4/4/2000
8/11/1999
4/18/2000
8/11/1999
5/1/2000
6/1/2000
8/11/1999
6/20/2000
7/3/2000
8/11/1999
7/12/2000
7/24/2000
7/26/2000
8/1/2000
9/1/2000
8/11/1999
8/30/1999
10/2/2000
10/3/2000
9/14/1999
11/1/2000
9/17/1999
11/15/2000
12/1/2000
1/2/2001
2/1/2001
3/1/2001
4/2/2001
4/5/2001
10/29/1999
4/12/2001
4/17/2001
5/1/2001
5/4/2001
11/4/1999
11/10/1999
6/1/2001
11/26/1999
11/26/1999
6/19/2001
6/27/2001
7/2/2001
8/1/2001
11/26/1999
9/4/2001
11/26/1999
10/1/2001
10/5/2001
12/13/1999
11/1/2001

Amount per
Customer
Statement
(690,000)
(112,000)
(132,000)
(1,386,000)
(218,500)
(6,500)
(4,000)
(286,000)
(232,000)
(36,000)
(108,000)
200,000
(2,000,000)
(3,000,000)
(40,000)
(121,000)
(80,000)
(500,000)
(1,000,000)
(102,000)
(114,000)
(400,000)
1,950,000
(430,000)
(4,000)
(2,700)
(1,900)
1,056,000
1,962,500
272,000
1,850,000
42,533
(67,500)
(1,136,000)
(240,000)
(1,500,000)
(100,000)
(54,500)
1,001,001
(120,000)
(377,815)
(94,000)
(21,000)
(1,050,000)
1,808,866
(150,100)
(318,000)
(27,000)
(4,000,000)
21,000
67,000
186,000
80,000
(669,000)
(100,000)
50,000
(217,500)
(1,207,700)
186,000
100,000
(3,000,000)
68,000
(2,000,000)
(2,000,000)
(100,000)
(54,000)
(100,000)
(410,709)
(140,000)
(54,000)
(54,000)
(100,000)
1,644,000
(54,000)
(100,000)
(320,600)
(100,000)
(13,438)
(54,000)
(54,000)
(140,000)
(3,000,000)
(54,000)
700,000
(100,000)
(54,000)
10,000,000
(1,500,000)
(54,000)
(54,000)
(54,000)
(54,000)
(54,000)
(60,000)
(18,367)
(836,000)
(100,000)
(60,000)
(54,000)
125,000
(92,696)
(114,000)
(100,000)
(71,000)
(350,000)
150,000
(114,000)
(114,000)
(50,000)
(114,000)
200,000
(114,000)
469,370
(107,500)
(114,000)

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CA
CA
CA
CA
CA
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CA
CA
CA
CA
CW
CW
CA
CW
CW
CA
CA
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CA
CW
CA
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
Check
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00080279
AMF00080278

2/22/1994
3/7/1994

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00079634
AMF00080276
AMF00080275

9/9/1994
12/5/1994
1/3/1995

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Arthur Friedman

N
N
N

AMF00080264
AMF00080263
AMF00080262
AMF00080261
AMF00080260
AMF00080258
AMF00080257
AMF00080259
AMF00080256
AMF00080255
AMF00080254
AMF00080253
AMF00080252
AMF00084048

10/2/1996
12/20/1996
1/16/1997
2/14/1997
2/18/1997
3/25/1997
4/3/1997
3/20/1997
7/21/1997
7/25/1997
10/7/1997
10/31/1997
12/12/1997
12/17/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00080249
AMF00080248
AMF00080244
AMF00080245

1/13/1998
1/21/1998
2/9/1998
2/9/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Arthur Friedman
Arthur Friedman

N
N
N
N

AMF00080242

12/28/1998

Frank DiPascali

Arthur Friedman

N

AMF00080239
AMF00080238
AMF00080237
AMF00080236
1AMF00080065
AMF00080230
AMF00080229

6/1/1999
8/24/1999
8/27/1999
9/9/1999
11/4/1999
12/22/1999
12/29/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman

N
N
N
N
N
N
N

AMF00080225

4/1/2000

Frank DiPascali

Corine M. Maucher

Y

AMF00080224

4/17/2000

Frank DiPascali

Corine M. Maucher

N

AMF00080225
AMF00080225

4/1/2000
4/1/2000

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

Y
Y

AMF00080223
AMF00080225

6/19/2000
4/1/2000

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

N
Y

AMF00080221
AMF00080220
AMF00080219
AMF00080225
AMF00080225

7/6/2000
7/18/2000
7/18/2000
4/1/2000
4/1/2000

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
Y
Y

AMF00080225
AMF00080217

4/1/2000
9/29/2000

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

Y
N

AMF00080225

4/1/2000

Frank DiPascali

Corine M. Maucher

Y

AMF00080216
AMF00080225
AMF00080225
AMF00080225
AMF00080225
AMF00080225
AMF00080215

11/13/2000
4/1/2000
4/1/2000
4/1/2000
4/1/2000
4/1/2000
4/1/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
Y
Y
Y
Y
Y
N

AMF00080214
AMF00080213
AMF00080215
AMF00080225

4/10/2001
4/13/2001
4/1/2001
4/1/2000

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
Y

AMF00080198

Unknown

Unknown

Unknown

Y

AMF00080211
AMF00080210
AMF00080198
AMF00080198

6/13/2001
6/25/2001
Unknown
Unknown

Frank DiPascali
Frank DiPascali
Unknown
Unknown

Corine M. Maucher
Corine M. Maucher
Unknown
Unknown

N
N
Y
Y

AMF00080198

Unknown

Unknown

Unknown

Y

AMF00080198
AMF00080209

Unknown
10/2/2001

Unknown
Frank DiPascali

Unknown
Corine M. Maucher

Y
N

AMF00080198

Unknown

Unknown

Unknown

Y

Page 12 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

224978
292739
98648
124054
314065
237837
309257
257608
292708
188051
277299
64758
225359
249245
272245
270270
220052
273748
196013
273800
198144
230783
153929
116737
273782
273332
308277
230348
306858
44185
304180
296350
199028
259229
237830
238731
234515
300721
234525
23627
249328
23633
308604
194161
224637
298168
298173
129887
265951
293566
162916
41129
153694
251468
196509
8217
261838
223827
223843
143597
248701
165852
244409
53993
304981
183265
256608
226746
277834
284074
302499
68333
107965
260009
141389
188863
312448
261112
229082
246613
125995
228756
305432
255687
219899
61660
46852
134589
166147
4486
72140
188964
189496
78764
237840
168024
42022
312941
462
23080
222647
219649
220635
184406
174617
290212
298751
261833
302319
180598
79806
267544
31102
311794
256495

1KW067
1KW155
1KW067
1KW195
1KW198
1KW210
1KW004
1KW067
1KW019
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW044
1KW067
1KW067
1KW044
1KW052
1KW067
1KW067
1KW081
1KW067
1KW067
1KW154
1KW155
1KW195
1KW067
1KW201
1KW067
1KW067
1KW242
1KW067
1KW067
1KW260
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW263
1KW067
1KW067
1KW067
1KW004
1KW019
1KW067
1KW044
1KW052
1KW067
1KW067
1KW067
1KW067
1KW081
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW154
1KW067
1KW067
1KW067
1KW155
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW195
1KW067
1KW067
1KW210
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067

BLMIS Account Name

FRED WILPON
JUDITH A WILPON C/O STERLING EQUITIES
FRED WILPON
JEFFREY S WILPON SPECIAL
RED VALLEY PARTNERS
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
FRED WILPON
MICHAEL KATZ
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
L THOMAS OSTERMAN
FRED WILPON
FRED WILPON
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
FRED WILPON
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING EQUITIES
JEFFREY S WILPON SPECIAL
FRED WILPON
DAVID M KATZ
FRED WILPON
FRED WILPON
SAUL B KATZ FAMILY TRUST
FRED WILPON
FRED WILPON
FRED WILPON FAMILY TRUST
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
MARVIN B TEPPER
FRED WILPON
FRED WILPON
FRED WILPON
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
FRED WILPON
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
FRED WILPON
FRED WILPON
FRED WILPON
JUDITH A WILPON C/O STERLING EQUITIES
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
JEFFREY S WILPON SPECIAL
FRED WILPON
FRED WILPON
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON

Transaction
Date per
Customer
Statement
11/26/2001
12/13/1999
12/3/2001
12/13/1999
12/13/1999
12/13/1999
12/17/1999
1/2/2002
12/17/1999
1/23/2002
2/1/2002
2/28/2002
3/1/2002
3/22/2002
4/1/2002
4/2/2002
4/2/2002
12/17/1999
5/3/2002
5/10/2002
12/17/1999
12/17/1999
6/3/2002
6/13/2002
12/17/1999
6/28/2002
7/1/2002
12/17/1999
12/17/1999
12/17/1999
8/1/2002
12/17/1999
9/3/2002
9/17/2002
12/17/1999
10/1/2002
11/1/2002
12/17/1999
11/29/2002
12/2/2002
12/4/2002
12/5/2002
1/2/2003
1/3/2003
2/3/2003
3/3/2003
3/25/2003
4/1/2003
5/1/2003
6/2/2003
7/1/2003
8/1/2003
9/2/2003
12/17/1999
10/1/2003
11/3/2003
12/1/2003
12/27/1999
12/27/1999
1/2/2004
12/27/1999
12/27/1999
2/2/2004
3/1/2004
3/25/2004
4/1/2004
12/27/1999
5/3/2004
6/1/2004
7/1/2004
8/2/2004
9/1/2004
10/1/2004
10/7/2004
11/1/2004
12/1/2004
12/27/1999
1/3/2005
2/1/2005
3/1/2005
12/27/1999
9/1/2005
10/3/2005
11/1/2005
12/1/2005
1/3/2006
2/1/2006
3/1/2006
4/3/2006
5/1/2006
6/1/2006
12/27/1999
7/3/2006
8/1/2006
12/27/1999
9/1/2006
10/2/2006
11/1/2006
12/1/2006
12/21/2006
1/2/2007
2/1/2007
3/1/2007
4/2/2007
4/10/2007
5/1/2007
6/1/2007
7/2/2007
8/1/2007
9/4/2007
9/6/2007
10/1/2007
10/5/2007
11/1/2007
11/2/2007

Amount per
Customer
Statement
525,000
(147,500)
(114,000)
(96,000)
(118,000)
(90,000)
(40,700)
(114,000)
(24,035)
(150,000)
(114,000)
(50,000)
(114,000)
(582,000)
(114,000)
(250,000)
(200,000)
(5,405)
450,000
(114,000)
76,850
(16,720)
(114,000)
(150,000)
(35,580)
(255,700)
(114,000)
(352,563)
(483,363)
(2,700)
(114,000)
(2,700)
(114,000)
(250,000)
(35,807)
(154,000)
(154,000)
(35,807)
(1,000,000)
(154,000)
(150,000)
(224,100)
(154,000)
(1,200,000)
(154,000)
(154,000)
(150,000)
(154,000)
(154,000)
(154,000)
(154,000)
(154,000)
(154,000)
100,000
(154,000)
(154,000)
(154,000)
(16,000)
(40,000)
(54,000)
(17,000)
(22,000)
(42,000)
(42,000)
(2,000,000)
(42,000)
(50,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
1,150,000
(42,000)
(42,000)
(145,000)
(42,000)
(42,000)
(42,000)
(100,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(15,000)
(35,000)
(35,000)
(10,000)
(35,000)
(35,000)
(35,000)
(35,000)
(1,000,000)
(35,000)
(35,000)
(35,000)
(35,000)
(421,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(1,450,000)
(35,000)
(3,171,359)
(35,000)
1,400,000

Trans
Type

Transaction
Description

CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Results of Reconciliation to Defendants' Documents

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00080208

11/20/2001

Frank DiPascali

Corine M. Maucher

N

AMF00080198

Unknown

Unknown

Unknown

Y

AMF00080198

Unknown

Unknown

Unknown

Y

AMF00080207
AMF00080198
AMF00080206
AMF00080198
AMF00080205
AMF00080198
AMF00080203
AMF00080204

1/17/2002
Unknown
2/27/2002
Unknown
3/19/2002
Unknown
3/26/2002
4/1/2002

Frank DiPascali
Unknown
Frank DiPascali
Unknown
Frank DiPascali
Unknown
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Unknown
Corine M. Maucher
Unknown
Corine M. Maucher
Unknown
Corine M. Maucher
Arthur Friedman

N
Y
N
Y
N
Y
N
N

AMF00080201
AMF00080198

4/30/2002
Unknown

Frank DiPascali
Unknown

Corine M. Maucher
Unknown

N
Y

AMF00080198
AMF00080200

Unknown
6/12/2002

Unknown
Frank DiPascali

Unknown
Corine M. Maucher

Y
N

AMF00080199
AMF00080198

6/20/2002
Unknown

Frank DiPascali
Unknown

Corine M. Maucher
Unknown

N
Y

AMF00080198

Unknown

Unknown

Unknown

Y

AMF00080198
AMF00080198

Unknown
9/16/2002

Unknown
Frank DiPascali

Unknown
Corine M. Maucher

Y
N

AMF00080198
AMF00080198

9/16/2002
9/16/2002

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

Y
Y

AMF00080196
AMF00080198
AMF00080195
AMF00080194
AMF00080198
AMF00080192
AMF00080198
AMF00080198
AMF00080191
AMF00080198
AMF00080198
AMF00080198
AMF00080198
AMF00080198
AMF00080198

11/27/2002
9/16/2002
12/3/2002
12/4/2002
9/16/2002
12/31/2002
9/16/2002
9/16/2002
3/20/2003
9/16/2002
9/16/2002
9/16/2002
9/16/2002
9/16/2002
9/16/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
Y
N
N
Y
N
Y
Y
N
Y
Y
Y
Y
Y
Y

AMF00080198
AMF00080198
AMF00080198

9/16/2002
9/16/2002
9/16/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Y
Y
Y

AMF00080190

12/24/2003

Frank DiPascali

Arthur Friedman

N

AMF00080189
AMF00080189
AMF00080188
AMF00080189

1/6/2004
1/6/2004
1/7/2004
1/6/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
N
Y

AMF00080189
AMF00080189
AMF00080189
AMF00080189
AMF00080189
AMF00080189
AMF00080186
AMF00080189
AMF00080189

1/6/2004
1/6/2004
1/6/2004
1/6/2004
1/6/2004
1/6/2004
10/4/2004
1/6/2004
1/6/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
N
Y
Y

AMF00080189
AMF00080189
AMF00080189

1/6/2004
1/6/2004
1/6/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y

AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080175

8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

AMF00080175
AMF00080175

8/31/2005
8/31/2005

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

Y
Y

AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080174
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080173
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080172
AMF00080175
AMF00080171
AMF00080175
AMF00080169

8/31/2005
8/31/2005
8/31/2005
8/31/2005
12/5/2006
8/31/2005
8/31/2005
8/31/2005
8/31/2005
4/6/2007
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
9/4/2007
8/31/2005
10/4/2007
8/31/2005
11/1/2007

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
N
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
N
Y
N
Y
N

Page 13 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

172674
191535
201241
928
167804
275230
254735
132046
188660
79275
235703
90397
304771
79103
301744
194996
242380

1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067
1KW067

477252

1KW072

477257

1KW072

173458
166272
131592
418045
460979
464155
453929
124840
149765
173353
131546

1KW247
1KW252
1KW247
1KW074
1KW074
1KW074
1KW074
1KW019
1KW052
1KW067
1KW081

532417

1KW075

124299
131951
149557
183327
226520
262957
263218
115542
5217
185929
313905
256239
156811
154075
15614
289090
184137
226875
79151
113194
16610
120612
187782
146678
254006
171788
174403
107287
107276
181972
36672
254399
11595
15041
302404
73047
118341
218049
283596
278579
281771
475624
503321
488612
472278
499904
472552
428234
428074
429929
540451
478050
498336
415208
514301
418125
436152
465858
465876
422898
429785
417328
463667
423203
450566
418402
416648
84087
278174
74540
177703
169742
243356
166906
223768
256301
230933
222072
295469
286962
172952

1KW154
1KW198
1KW201
1KW004
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076

BLMIS Account Name

FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON
FRED WILPON FAMILY TRUST GREG KATZ, HOWARD KATZ, & TODD KATZ
TIC
FRED WILPON FAMILY TRUST GREG KATZ, HOWARD KATZ, & TODD KATZ
TIC
METS LIMITED PTR #2 ATTN LEN LABITA
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
METS LIMITED PTR #2 ATTN LEN LABITA
FRED WILPON FAMILY TRUST & JUDY & FRED WILPON FAM FDN
FRED WILPON FAMILY TRUST & JUDY & FRED WILPON FAM FDN
FRED WILPON FAMILY TRUST & JUDY & FRED WILPON FAM FDN
FRED WILPON FAMILY TRUST & JUDY & FRED WILPON FAM FDN
MICHAEL KATZ
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
FRED WILPON FAMILY TRUST RICHARD WILPON JUDITH WILPON MARVIN B
TEPPER &
IRIS J KATZ C/O STERLING EQUITES
RED VALLEY PARTNERS
DAVID M KATZ
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS

Transaction
Date per
Customer
Statement
12/3/2007
1/2/2008
2/1/2008
3/3/2008
4/1/2008
5/1/2008
6/2/2008
7/1/2008
8/1/2008
8/5/2008
8/29/2008
9/2/2008
9/17/2008
10/1/2008
11/3/2008
11/26/2008
12/1/2008

Amount per
Customer
Statement

Trans
Type

Transaction
Description

Results of Reconciliation to Defendants' Documents

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(8,000,000)
40,000
(35,000)
(5,000,000)
(35,000)
(35,000)
8,000,000
(35,000)

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080175
AMF00080167
AMF00080165
AMF00080175
AMF00080164
AMF00080175
AMF00080175
AMF00080163
AMF00080175

8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/4/2008
8/28/2008
8/31/2005
9/15/2008
8/31/2005
8/31/2005
11/25/2008
8/31/2005

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
Y
N
Y
Y
N
Y

1/21/1992

54,000

JRNL

CHECK

Unavailable

Unavailable

MADTBB02411914

1/17/1992

Annette Bongiorno

Joanne Fanara

N

1/21/1992

300,000

JRNL

CHECK

Unavailable

Unavailable

MADTBB02411914

1/17/1992

Annette Bongiorno

Joanne Fanara

N

1/4/2000
1/4/2000
1/7/2000
10/29/1990
10/29/1990
12/21/1990
12/21/1990
1/10/2000
1/10/2000
1/10/2000
1/10/2000

5,000,000
92,000
2,000,000
200,000
20,000
20,500
205,000
(57,600)
(70,000)
(350,000)
(94,000)

CA
CA
CA
JRNL
JRNL
CA
CA
CW
CW
CW
CW

CHECK WIRE
CHECK
CHECK WIRE
Check
Check
Check
Check
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes

MADTBB02411948
MADTBB02411948
MADTBB02411948
MADTBB02411948

10/26/1990
10/26/1990
10/26/1990
10/26/1990

Annette Bongiorno
Annette Bongiorno
Annette Bongiorno
Annette Bongiorno

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N

5/28/1992

24,000

CA

CHECK

Unavailable

Unavailable

1AMF00080620

5/26/1992

Annette Bongiorno

Arthur Friedman

N

1/10/2000
1/10/2000
1/10/2000
1/12/2000
2/29/2008
2/7/2008
2/1/2008
1/8/2008
11/8/2007
10/5/2007
8/31/2007
10/20/2006
4/26/2006
3/28/2006
9/26/2005
7/15/2005
5/11/2005
4/4/2005
1/26/2005
11/1/2004
9/20/2004
8/10/2004
7/2/2004
4/12/2004
4/5/2004
3/26/2003
1/27/2003
12/16/2002
12/5/2002
11/20/2002
10/4/2002
9/11/2002
9/11/2002
6/12/2002
5/15/2002
5/10/2002
8/2/2001
6/15/2001
6/22/2001
7/12/2000
6/15/2000
10/1/1993
11/1/1993
12/1/1993
1/3/1994
2/1/1994
3/1/1994
4/4/1994
5/2/1994
6/1/1994
7/1/1994
8/1/1994
9/1/1994
10/3/1994
11/1/1994
12/1/1994
1/3/1995
2/1/1995
3/1/1995
4/3/1995
5/1/1995
6/1/1995
7/3/1995
8/1/1995
9/1/1995
10/2/1995
11/1/1995
12/1/1995
1/2/1996
2/1/1996
3/1/1996
4/1/1996
5/1/1996
6/3/1996
7/1/1996
8/1/1996
9/3/1996
10/1/1996
11/1/1996
12/2/1996
1/2/1997

(90,000)
(36,000)
(55,000)
(75,000)
250,000
600,000
250,000
250,000
500,000
(822,163)
250,000
(5,000,000)
1,000,000
(760,000)
50,000
(150,000)
(50,000)
(50,000)
(100,000)
(150,000)
(200,000)
(100,000)
(200,000)
50,000
550,000
(400,000)
100,000
(16,400)
(183,600)
(100,000)
(100,000)
50,000
50,000
(595,000)
50,000
200,000
50,000
(145,800)
30,000
(47,500)
(1,600,000)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)

CW
CW
CW
CW
CA
CA
CA
CA
CA
CW
CA
CW
CA
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CA
CW
CW
CW
CW
CA
CA
CW
CA
CA
CA
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
check
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
Check
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

1AMF00080307
1AMF00080308
1AMF00080309
1AMF00080310
1AMF00080311
1AMF00080313
1AMF00080314
1AMF00080315
1AMF00080316
1AMF00080317
1AMF00080319
1AMF00080320
1AMF00080321
1AMF00080323
1AMF00080324
1AMF00080336
1AMF00080337
1AMF00080338
1AMF00080339
1AMF00080340
1AMF00080341
1AMF00080342
1AMF00080343
1AMF00080344
1AMF00080347
1AMF00080348
1AMF00080349
1AMF00080350
1AMF00080350
1AMF00080351
1AMF00080352
1AMF00080353
1AMF00080354
1AMF00080355
1AMF00080356
1AMF00080357
1AMF00080359
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363

2/28/2008
2/6/2008
1/31/2008
1/7/2008
11/8/2007
10/4/2007
8/30/2007
10/18/2006
4/26/2006
3/24/2006
9/22/2005
7/13/2005
5/10/2005
3/31/2005
1/25/2005
10/28/2004
9/15/2004
8/2/2004
7/1/2004
4/8/2004
3/30/2004
3/21/2003
1/24/2003
12/13/2002
12/4/2002
11/19/2002
10/3/2002
9/9/2002
9/9/2002
5/15/2002
5/14/2002
5/9/2002
7/30/2001
6/13/2001
6/21/2001
7/6/2000
6/13/2000
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Eileen McMurrer
Katherine Fullam
Katherine Fullam
Katherine Fullam
N/A
Arthur Friedman
Arthur Friedman
Arthur Friedman
Jeffrey Wilpon
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

Page 14 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

245538
192455
197771
188321
268419
219834
56186
54478
280194
209087
216002
287932
190186
213993
67663
178299
309587
172411
263709
287208
206120
223600
275469
273631
10718
177721
143578
244666
210432
300074
156242
202845
248906
304878
233305
172877
166191
168503
260590
194691
264840
298014
282002
13858
275647
508722
142205
173347
166231
166238
124317
149803
165912
166246
158672
165917
166257
165930
183402
159204
131921
166212
173934
131580
131962
158686
158645
173435
135276
140443
161734
231116
247258
231124
288619
288634
251751
251739
299946
288609
168514
229095
283359
288648
206860
206843
174597
258993
259002
290705
197267
259010
240575
270613
189114
240570
174601
235757
260610
292823
290724
197272
250769
260583
189096
216829
128430
119326
42031
306541
23085
118921
307079
256571
184413

1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW076
1KW052
1KW195
1KW210
1KW247
1KW232
1KW233
1KW234
1KW235
1KW236
1KW237
1KW247
1KW252
1KW052
1KW067
1KW154
1KW242
1KW242
1KW260
1KW260
1KW154
1KW155
1KW227
1KW247
1KW247
1KW201
1KW247
1KW252
1KW175
1KW231
1KW252
1KW004
1KW076
1KW020
1KW081
1KW195
1KW201
1KW263
1KW263
1KW247
1KW004
1KW020
1KW020
1KW052
1KW067
1KW081
1KW238
1KW242
1KW108
1KW109
1KW110
1KW201
1KW260
1KW247
1KW252
1KW067
1KW019
1KW044
1KW067
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077

BLMIS Account Name

JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
JEFFREY S WILPON SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
METS LIMITED PTR #2 ATTN LEN LABITA
JUDITH A WILPON-W STERLING EQUITIES
JUDITH A WILPON-K STERLING EQUITIES
JUDITH A WILPON-T STERLING EQUITIES
IRIS J KATZ-W STERLING EQUITIES
IRIS J KATZ-K STERLING EQUITIES
IRIS J KATZ-T STERLING EQUITIES
METS LIMITED PTR #2 ATTN LEN LABITA
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING EQUITIES
NATALIE KATZ
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
DAVID M KATZ
METS LIMITED PTR #2 ATTN LEN LABITA
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
STERLING PATHOGENESIS CO
BETTY RONSON ED TEPPER & SHELLY TEPPER TIC
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
MICHAEL KATZ & DAYLE KATZ J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
JEFFREY S WILPON SPECIAL
DAVID M KATZ
MARVIN B TEPPER
MARVIN B TEPPER
METS LIMITED PTR #2 ATTN LEN LABITA
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
SAUL B KATZ - PM
SAUL B KATZ FAMILY TRUST
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
DAVID M KATZ
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
FRED WILPON
MICHAEL KATZ
L THOMAS OSTERMAN
FRED WILPON
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES

Transaction
Date per
Customer
Statement
2/3/1997
3/11/1997
4/1/1997
5/1/1997
6/2/1997
7/1/1997
8/1/1997
9/2/1997
10/1/1997
11/3/1997
12/1/1997
1/2/1998
2/2/1998
3/2/1998
4/1/1998
5/1/1998
6/1/1998
7/1/1998
8/3/1998
9/1/1998
10/1/1998
11/2/1998
12/1/1998
1/4/1999
2/1/1999
3/1/1999
4/1/1999
5/3/1999
6/1/1999
7/1/1999
7/8/1999
8/2/1999
9/1/1999
10/1/1999
11/1/1999
12/1/1999
1/3/2000
2/1/2000
3/1/2000
4/3/2000
5/1/2000
6/1/2000
5/27/1998
2/4/1998
3/3/1997
3/2/1990
7/5/2007
1/12/2000
1/12/2000
1/12/2000
1/12/2000
1/13/2000
1/13/2000
1/13/2000
1/13/2000
1/13/2000
1/13/2000
1/14/2000
1/19/2000
1/21/2000
1/21/2000
1/21/2000
1/21/2000
1/21/2000
1/21/2000
1/21/2000
1/25/2000
1/25/2000
1/25/2000
1/28/2000
2/3/2000
2/4/2000
2/4/2000
2/16/2000
2/25/2000
2/25/2000
2/25/2000
2/29/2000
6/26/2000
2/29/2000
2/29/2000
2/29/2000
2/29/2000
2/29/2000
3/1/2000
3/6/2000
3/7/2000
3/7/2000
3/7/2000
3/7/2000
3/7/2000
3/7/2000
3/7/2000
3/7/2000
3/9/2000
3/9/2000
3/9/2000
3/9/2000
3/9/2000
3/16/2000
3/20/2000
3/22/2000
3/23/2000
3/23/2000
3/23/2000
10/3/2008
9/25/2008
12/26/2006
10/2/2006
11/1/2006
12/1/2006
1/2/2007
2/1/2007
3/1/2007
4/2/2007

Amount per
Customer
Statement
(8,500)
30,000
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(8,500)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(100,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
(15,000)
950,000
100,000
(8,500)
75,000
3,000,000
(15,000)
(40,000)
(20,000)
3,000,000
(30,872)
(30,872)
(23,944)
(28,535)
(30,872)
(23,944)
2,000,000
200,000
133,000
(17,187)
(17,187)
(670,313)
49,000
65,000
(670,313)
83,351
85,688
12,000
4,000,000
5,000,000
12,000
2,000,000
(110,000)
(97,500)
(346,927)
(140,000)
(11,200)
175,000
(140,400)
(74,400)
(187,900)
(116,200)
(21,000)
30,000
6,000,000
25,380
107,520
90,240
121,740
885,120
255,860
366,420
229,920
(15,000)
(15,000)
(15,000)
(60,520)
(327,200)
1,000,000
350,000
1,500,000
112,400
130,600
(100,000)
2,800,000
(2,800,000)
(2,000,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
JRNL
CA
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CA
CA
CA
CW
CW
CW
CA
CA
CW
CA
CA
CA
CA
CA
CA
CA
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CW
CW
CW
CW
CA
CA
CA
CA
CA
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

1AMF00080363
1AMF00080368
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080363
1AMF00080364
1AMF00080365
1AMF00080363
1AMF00080374
1AMF00080712

6/10/1998
3/7/1997
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
6/10/1998
5/27/1998
2/2/1998
Unknown
2/1/1990
7/3/2007

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Unknown
Annette Bongiorno
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Katherine Fullam
Corine M. Maucher
Unknown
Arthur Friedman
Arthur Friedman

Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
Y
N
N

AMF00304736

6/23/2000

Frank DiPascali

Corine M. Maucher

N

AMF00080388
AMF00080390
AMF00080392
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393

10/2/2008
9/22/2008
11/28/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
Y
Y
Y
Y
Y
Y
Y

Page 15 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

BLMIS Account Name

Transaction
Date per
Customer
Statement

95980
221341
291575
213756
245656
101779
190095
192985
33828
308068
213613
264436
166841
254503
280648
290496
304775
217551
279386
275069
4351
34132
134268
155639
13454
52201
262057
4302
293473
4493
249347
298938
241162
288110
239938
105178
244401
217521
300574
58029
144656
73661
68020
77635
261110
113202
262494
253450
261076
212925
308459
233898
83102
289420
6483
261526
253000
244825
276660
262427
216631
74546
259018
197314
221656
197317
421332
228738
428266
259040
128478
246706
261312
30831
88578
267476
297826
275187
33697
259742
215029
199755
141996
292803
271011
6414
98292
307550
243373
283599
274934
106766
219498
245671
305691
198896
247248
161434
188683
161438
233065
208555
75725
262920
296163
242889
310262
242543
9019
303799
152495
249678
276651
140523
244120

1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW077
1KW081
1KW156
1KW077
1KW156
1KW080
1KW198
1KW080
1KW242
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081

JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
RICHARD A WILPON & DEBRA WILPON J/T WROS
STERLING 15C LLC
JUDITH A WILPON C/O STERLING EQUITIES
STERLING 15C LLC
RICHARD A WILPON
RED VALLEY PARTNERS
RICHARD A WILPON
SAUL B KATZ FAMILY TRUST
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS

5/1/2007
6/1/2007
7/2/2007
8/1/2007
9/4/2007
10/1/2007
11/1/2007
12/3/2007
1/2/2008
2/1/2008
3/3/2008
4/1/2008
5/1/2008
6/2/2008
7/1/2008
8/1/2008
9/2/2008
10/1/2008
11/3/2008
12/1/2008
3/28/2006
9/1/2005
10/3/2005
11/1/2005
12/1/2005
1/3/2006
2/1/2006
3/1/2006
4/3/2006
5/1/2006
6/1/2006
7/3/2006
8/1/2006
9/1/2006
5/27/2004
3/25/2004
2/2/2004
3/1/2004
4/1/2004
5/3/2004
6/1/2004
7/1/2004
8/2/2004
9/1/2004
10/1/2004
11/1/2004
12/1/2004
1/3/2005
2/1/2005
3/1/2005
4/1/2005
5/2/2005
6/1/2005
7/1/2005
8/1/2005
10/16/2003
3/28/2003
11/29/2002
6/4/1999
3/4/1996
2/28/1996
2/28/1996
3/23/2000
3/23/2000
4/8/1996
3/23/2000
6/8/1993
3/23/2000
5/23/1994
3/23/2000
9/24/2008
1/10/2008
11/7/2007
11/7/2007
10/31/2007
10/5/2007
9/6/2007
12/21/2006
9/25/2006
3/28/2006
12/23/2005
10/3/2005
1/14/2005
3/4/2004
12/23/2003
12/5/2002
3/22/2002
10/22/2001
10/5/2001
6/27/2001
6/15/2001
4/16/2001
1/11/2001
10/3/2000
7/12/2000
4/18/2000
2/29/2000
9/14/1999
11/5/1999
9/20/1999
8/27/1999
7/8/1999
6/1/1999
2/1/1999
12/24/1998
11/24/1998
9/14/1998
2/12/1998
12/22/1997
11/3/1997
10/10/1997
7/31/1997
6/11/1997
5/15/1997
4/17/1997

Amount per
Customer
Statement
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(1,800,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(250,000)
(1,500,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(20,000)
(120,000)
(5,000,000)
(1,000,000)
(800,000)
2,597,520
539,000
100,000
80,000
50,000
1,000,000
240,000
75,000
(50,000)
60,000
(50,000)
(1,500,000)
(230,000)
661,451
319,045
316,233
(1,511,710)
(600,000)
(5,600,000)
(600,000)
(144,000)
(1,000,000)
(117,700)
(162,000)
(149,000)
(1,500,000)
(186,500)
(296,000)
210,000
50,000
95,000
(77,300)
(640,000)
(105,000)
275,000
(95,000)
(121,692)
(30,000)
(100,000)
(380,300)
(113,000)
40,000
(30,000)
307,000
134,100
80,000
118,000
90,000
(23,500)
(97,500)
121,719
(7,100)
(30,000)
(35,000)
(50,000)
(50,000)

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
CA
CA
CW
CA
CW
CW
CW
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CA
CW
CA
CA
CA
CA
CA
CW
CW
CA
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Yes
Unavailable
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080393
AMF00080394
AMF00080400
AMF00080400
AMF00080400
AMF00080400
AMF00080400
AMF00080400
AMF00080400
AMF00080400
AMF00080400
AMF00080400
AMF00080400
AMF00080400
AMF00080400
AMF00080411
AMF00080412
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080413
AMF00080414
AMF00080416
AMF00080417
AMF00080420
AMF00080437
AMF00080438
AMF00080438

9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
3/23/2006
8/30/2005
8/30/2005
8/30/2005
8/30/2005
8/30/2005
8/30/2005
8/30/2005
8/30/2005
8/30/2005
8/30/2005
8/30/2005
8/30/2005
8/30/2005
5/25/2004
1/7/2004
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
1/6/2006
10/9/2003
3/27/2003
11/27/2002
6/1/1999
3/1/1996
2/27/1996
2/27/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
N
N
N
N
N

AMF00080434

4/5/1996

Frank DiPascali

Arthur Friedman

N

MADTBB02412104

6/7/1993

Frank DiPascali

Arthur Friedman

N

MADTBB02412103

5/17/1994

Frank DiPascali

Arthur Friedman

N

1AMF00080459
1AMF00080460
1AMF00080461
1AMF00080461
1AMF00080462
1AMF00080463
1AMF00080464
1AMF00080467
1AMF00080469
1AMF00080470
1AMF00080471
1AMF00080472
1AMF00080473
1AMF00080489
1AMF00080490
1AMF00080491
1AMF00080492
1AMF00080494
1AMF00080495
1AMF00080496
1AMF00080497
1AMF00080498
1AMF00080501
1AMF00080502
1AMF00080503
1AMF00080505
1AMF00080506
1AMF00080508
1AMF00080509
1AMF00080510
1AMF00080511
1AMF00080512
1AMF00080514
1AMF00080515
1AMF00080517
1AMF00080518
1AMF00080519
1AMF00080520
1AMF00080523
1AMF00080525
1AMF00080526
1AMF00080527
1AMF00080528
1AMF00080529
1AMF00080530

9/23/2008
1/9/2008
11/6/2007
11/6/2007
10/30/2007
10/4/2007
9/4/2007
11/28/2006
7/20/2006
1/31/2006
12/21/2005
9/29/2005
1/12/2005
3/1/2004
12/19/2003
12/4/2002
3/19/2002
10/18/2001
10/2/2001
6/25/2001
6/13/2001
4/10/2001
1/4/2001
9/29/2000
7/6/2000
4/17/2000
2/25/2000
9/9/1999
11/4/1999
9/13/1999
8/24/1999
7/1/1999
5/26/1999
1/29/1999
12/23/1998
11/20/1998
9/10/1998
2/9/1998
12/17/1997
10/31/1997
10/7/1997
7/29/1997
6/6/1997
5/13/1997
4/15/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

Page 16 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

197780
231396
126172
162930
222078
230941
307606
419765
417646
436410
463812
456707
141745
206867
479706
491948
489174
513107
510649
522827
532788
490556
496201
507593
264892
474780
465144
500811
507022
462786
517316
455425
475007
423945
484590
444898
491238
461738
445929
415532
440981
264886
424683
445926
458593
288463
273743
256501
224855
268532
264918
309345
194700
216505
273775
268583
207760
309372
172873
198939
309326
198879
309330
288471
268520
273763
309353
288514
15674
309369
282878
268498
194689
268507
264899
288482
273779
194740
185623
288438
224840
263800
298025
299930
194270
250810
298010
299938
253806
145508
250825
281793
281811
310349
285037
218992
281844
250840
224324
253848
281917
251413
251419
278562
273339
311916
35189
181474
260751
187332
247376
287624
189468
279011
296515

1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW263
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW024
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW081
1KW004
1KW081
1KW081
1KW081
1KW019
1KW044
1KW052
1KW067
1KW081
1KW108
1KW109
1KW110
1KW195
1KW198
1KW201
1KW263
1KW260
1KW081
1KW255
1KW004
1KW019
1KW044
1KW052
1KW067
1KW081
1KW195
1KW201
1KW081
1KW238
1KW263
1KW004
1KW019
1KW044
1KW052
1KW081
1KW201
1KW263
1KW195
1KW242
1KW260
1KW175
1KW263
1KW004
1KW019
1KW024
1KW044
1KW052
1KW067
1KW076
1KW081
1KW108
1KW109
1KW110
1KW155
1KW198
1KW201
1KW238
1KW263
1KW242
1KW260
1KW004
1KW019
1KW044
1KW052
1KW067
1KW076
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083

BLMIS Account Name

RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
MARVIN B TEPPER
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
SAUL B KATZ
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
JEFFREY S WILPON SPECIAL
RED VALLEY PARTNERS
DAVID M KATZ
MARVIN B TEPPER
FRED WILPON FAMILY TRUST
RICHARD A WILPON & DEBRA WILPON J/T WROS
STERLING EQUITIES INVESTORS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
JEFFREY S WILPON SPECIAL
DAVID M KATZ
RICHARD A WILPON & DEBRA WILPON J/T WROS
SAUL B KATZ - PM
MARVIN B TEPPER
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
RICHARD A WILPON & DEBRA WILPON J/T WROS
DAVID M KATZ
MARVIN B TEPPER
JEFFREY S WILPON SPECIAL
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING PATHOGENESIS CO
MARVIN B TEPPER
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
RICHARD A WILPON & DEBRA WILPON J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
JUDITH A WILPON C/O STERLING EQUITIES
RED VALLEY PARTNERS
DAVID M KATZ
SAUL B KATZ - PM
MARVIN B TEPPER
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION

Transaction
Date per
Customer
Statement
4/7/1997
3/31/1997
3/19/1997
12/19/1996
10/4/1996
9/26/1996
2/28/1996
7/3/1995
8/1/1995
9/1/1995
10/2/1995
11/1/1995
12/1/1995
3/23/2000
2/11/1993
3/1/1993
4/1/1993
5/3/1993
6/1/1993
7/1/1993
8/2/1993
9/1/1993
10/1/1993
11/1/1993
4/11/2000
12/1/1993
1/3/1994
2/1/1994
3/1/1994
4/4/1994
5/2/1994
6/1/1994
7/1/1994
8/1/1994
9/1/1994
10/3/1994
11/1/1994
12/1/1994
1/3/1995
2/1/1995
3/1/1995
4/12/2000
4/3/1995
5/1/1995
6/1/1995
4/12/2000
4/12/2000
4/12/2000
4/12/2000
4/12/2000
4/12/2000
4/12/2000
4/12/2000
4/12/2000
4/12/2000
4/12/2000
4/12/2000
4/17/2000
12/21/1999
4/18/2000
4/24/2000
4/24/2000
4/24/2000
4/24/2000
4/24/2000
4/24/2000
4/24/2000
4/24/2000
7/5/2000
4/24/2000
4/24/2000
4/28/2000
4/28/2000
4/28/2000
4/28/2000
4/28/2000
4/28/2000
4/28/2000
5/2/2000
5/5/2000
5/5/2000
5/22/2000
6/7/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/14/2000
6/16/2000
6/16/2000
7/3/2000
7/3/2000
7/3/2000
7/3/2000
7/3/2000
7/3/2000
6/25/2003
5/27/2003
5/12/2003
1/24/2003
12/26/2002
12/4/2002
11/29/2002
11/15/2002

Amount per
Customer
Statement
(32,100)
(135,000)
(80,000)
(130,000)
144,000
(190,000)
73,500
(16,500)
(16,500)
(16,500)
(16,500)
(16,500)
(16,500)
104,540
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
500,000
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(54,200)
(40,000)
(40,000)
(40,000)
(448,000)
(113,600)
(465,000)
(2,440,000)
(424,000)
(7,000)
(6,000)
(3,500)
(265,600)
(75,000)
(107,000)
(606,000)
88,000
(25,000)
(414,079)
(4,159)
(32,236)
(14,558)
(19,757)
(773,774)
(41,594)
(29,116)
(20,797)
80,000
(94,626)
(27,036)
(29,192)
(183,993)
(100,146)
(53,964)
(175,135)
(103,466)
(91,687)
5,156
44,000
125,000
1,600,000
(100,000)
(95,300)
(586,800)
(40,000)
(110,300)
(145,500)
(825,000)
(252,000)
(507,800)
(6,000)
(4,000)
(2,500)
(203,800)
(75,000)
(336,600)
(1,646,700)
(83,100)
64,000
67,000
(30,000)
(45,000)
(40,000)
(60,000)
(140,000)
(35,000)
(371,276)
(20,000)
(25,000)
(55,000)
(35,000)
(10,000)
(55,000)
(10,000)

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CW
CW
CW
CW
CA
CW
CA
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
check
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
Check
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

1AMF00080531
1AMF00080532
1AMF00080533
1AMF00080535
1AMF00080537
1AMF00080540
1AMF00080544
1AMF00080545
1AMF00080545
1AMF00080545
1AMF00080545
1AMF00080545
1AMF00080545

4/3/1997
3/25/1997
3/12/1997
12/12/1996
10/2/1996
9/24/1996
2/27/1996
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995
6/12/1995

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
Y
Y
Y
Y
Y
Y

AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497

Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown

Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown

Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497
AMF00079497

Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown

Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown

Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

AMF00079497
AMF00079497
AMF00079497

Unknown
Unknown
Unknown

Unknown
Unknown
Unknown

Unknown
Unknown
Unknown

Y
Y
Y

AMF00079018

12/20/1999

Frank DiPascali

Corine M. Maucher

N

1AMF00079481

6/29/2000

Frank DiPascali

Corine M. Maucher

N

1AMF00080563
1AMF00080564
1AMF00080565
1AMF00080566
1AMF00080567
1AMF00080568
1AMF00080569
1AMF00080570

6/17/2003
5/21/2003
5/7/2003
1/21/2003
12/24/2002
12/3/2002
11/13/2002
11/13/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N

Page 17 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

BLMIS Account Name

Transaction
Date per
Customer
Statement

164703
254410
280393
306966
116739
73063
263947
98316
228269
276489
273980
20644
110056
307548
198055
226949
258651
11059
185783
214935
169144
238605
292304
57179
287920
216999
226852
296620
245678
129068
299272
311918
264911
223869
37108
231237
152474
274726
184011
431783
517424
478874
278584
273352
35202
146009
3904
215298
305701
305711
164737
213198
31108
221841
9831
303117

1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW083
1KW108
1KW109
1KW083
1KW083
1KW110
1KW154
1KW201
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084

IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
TODD KATZ MICHAEL KATZ AS CUSTODIAN
IRIS J KATZ C/O STERLING EQUITES
DAVID M KATZ
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING

11/12/2002
9/25/2002
8/22/2002
7/18/2002
6/20/2002
5/1/2002
4/17/2002
3/22/2002
2/19/2002
12/12/2001
12/5/2001
12/3/2001
11/6/2001
10/30/2001
10/15/2001
10/11/2001
9/18/2001
5/15/2001
5/14/2001
4/5/2001
3/1/2001
2/7/2001
12/21/2000
12/14/2000
12/5/2000
11/7/2000
11/21/2000
10/26/2000
10/12/2000
9/27/2000
7/12/2000
7/3/2000
4/24/2000
12/2/1999
4/16/1999
10/30/1998
10/21/1997
6/4/1997
11/22/1996
6/20/1994
5/25/1994
5/28/1992
7/3/2000
7/3/2000
7/3/2000
7/13/2001
1/13/2003
7/3/2000
7/3/2000
7/3/2000
11/6/2008
8/26/2008
10/19/2007
8/1/2007
6/26/2007
4/3/2007

(10,000)
(10,000)
(25,000)
(10,000)
(10,000)
(40,000)
(15,000)
(15,000)
(10,000)
(65,000)
(25,000)
(250,000)
(20,000)
(10,000)
(10,000)
(10,000)
(15,000)
(20,000)
(50,000)
(10,000)
(20,000)
(10,000)
(10,000)
(4,000)
(1,000)
(2,000)
(37,560)
(250,000)
(5,000)
654,500
(10,000)
(11,000)
(50,000)
(200,000)
(40,000)
(25,000)
9,781
(25,000)
(70,000)
(25,000)
40,000
37,000
(70,000)
(5,000)
(5,000)
(10,000)
120,000
(5,000)
(70,000)
(35,000)
(5,757,986)
(179,200)
27,004
(32,173)
10,679
15,000

Amount per
Customer
Statement

Trans
Type
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CA
JRNL
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CA
CW
CA
CA

Results of Reconciliation to Defendants' Documents

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

1AMF00080571
1AMF00080572
1AMF00080573
1AMF00080574
1AMF00080575
1AMF00080576
1AMF00080577
1AMF00080578
1AMF00080579
1AMF00080581
1AMF00080582
1AMF00080583
1AMF00080584
1AMF00080585
1AMF00080586
1AMF00080587
1AMF00080588
1AMF00080590
1AMF00080591
1AMF00080592
1AMF00080593
1AMF00080594
1AMF00080595
1AMF00080596
1AMF00080597
1AMF00080598
1AMF00080599
1AMF00080600
1AMF00080601
1AMF00080602
1AMF00080603
1AMF00080604
1AMF00080605
1AMF00080606
1AMF00080607
1AMF00080610
1AMF00080612
1AMF00080613
1AMF00080616
1AMF00080618
1AMF00080619
1AMF00080620

11/7/2002
9/23/2002
8/21/2002
7/17/2002
6/19/2002
4/30/2002
4/16/2002
3/19/2002
2/15/2002
12/11/2001
12/4/2001
11/30/2001
10/31/2001
10/29/2001
10/11/2001
10/9/2001
9/13/2001
5/14/2001
5/10/2001
4/1/2001
2/27/2001
1/29/2001
12/20/2000
12/9/2000
11/29/2000
11/3/2000
11/15/2000
10/23/2000
10/6/2000
9/22/2000
7/10/2000
6/29/2000
4/20/2000
12/1/1999
4/15/1999
10/28/1998
10/17/1997
6/3/1997
11/20/1996
6/8/1994
5/24/1994
5/26/1992

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Annette Bongiorno

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

1AMF00081232
AMF00305615

7/10/2001
1/8/2003

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman

N
N

AMF00080634
AMF00080635
AMF00080637
AMF00080638
AMF00080639
AMF00080641
AMF00080642
AMF00080644
AMF00080645
AMF00080646
AMF00080648
AMF00080650
AMF00080651
AMF00080652
AMF00080653
AMF00080654
AMF00080655
AMF00080656
AMF00080657
AMF00080658
AMF00080659
AMF00080660
AMF00080661
AMF00080663
AMF00080664
AMF00080665
AMF00080667
AMF00080668
AMF00080669
AMF00080670
AMF00080672
AMF00080673
AMF00080698

11/4/2008
8/21/2008
10/18/2007
7/31/2007
6/25/2007
4/2/2007

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N

9/12/2006

Frank DiPascali

Arthur Friedman

N

5/19/2006
5/10/2006
3/29/2006
9/23/2005
8/4/2005
4/19/2005
12/15/2004
6/22/2004
6/2/2004
8/12/2003
6/20/2002
4/2/2002
7/30/2001
7/6/2000
4/18/2000
8/5/1999
4/1/1999
12/21/1998
4/9/1998
11/10/1997
8/27/1997
4/23/1997
7/24/1995
4/5/1995
5/28/1992

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Annette Bongiorno

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

1AMF00080713
1AMF00080714
1AMF00080715
1AMF00080716
1AMF00080717
1AMF00080718
1AMF00080719
1AMF00080720
1AMF00080721
1AMF00080722
1AMF00080723
1AMF00080724
1AMF00080725
1AMF00080727
1AMF00080728
1AMF00080729
1AMF00080730
1AMF00080731
1AMF00080732
1AMF00080733
1AMF00080734

3/28/2007
1/12/2006
12/27/2005
12/19/2005
11/16/2005
10/18/2005
9/20/2005
6/20/2005
6/25/2005
6/16/2005
2/25/2005
2/9/2005
2/1/2005
11/15/2004
10/18/2004
9/27/2004
6/28/2004
4/20/2004
4/14/2004
3/22/2004
3/17/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

Transaction
Description

215414

1KW084

COLLEGE PLACE ENTERPRISES PROFIT SHARING

9/29/2006

(17,613)

CW

CHECK

Yes

Yes

32211
189740
237700
8317
274865
96207
78289
204673
196458
267546
116753
92096
276950
15685
185680
202851
215361
313178
80188
202371
41495
264437
439665
442715
532005
35245
311922
251533
15707
311920
239119
129032
233557
136325
280838
288922
274912
287554
289026
267526
21169
37218
34113
234506
242421
240387
87630
261071
19707
166473
84723
227048
187788
193295
300578
169028
305697

1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW084
1KW207
1KW208
1KW209
1KW263
1KW109
1KW231
1KW004
1KW019
1KW044
1KW052
1KW067
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086

COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
COLLEGE PLACE ENTERPRISES PROFIT SHARING
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
MARVIN B TEPPER
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
BETTY RONSON ED TEPPER & SHELLY TEPPER TIC
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC

5/22/2006
5/11/2006
3/30/2006
9/28/2005
8/8/2005
4/21/2005
12/16/2004
6/24/2004
6/3/2004
8/13/2003
6/24/2002
4/5/2002
8/1/2001
7/12/2000
4/20/2000
8/9/1999
4/5/1999
12/23/1998
4/13/1998
11/14/1997
9/3/1997
4/25/1997
7/25/1995
4/6/1995
6/1/1992
7/3/2000
7/3/2000
7/3/2000
7/3/2000
7/17/2000
8/17/2000
9/11/2000
9/11/2000
9/11/2000
9/11/2000
9/11/2000
3/29/2007
1/18/2006
12/28/2005
12/20/2005
11/21/2005
10/21/2005
9/21/2005
7/21/2005
7/27/2005
6/21/2005
3/3/2005
2/14/2005
2/4/2005
11/19/2004
10/22/2004
9/29/2004
7/8/2004
4/23/2004
4/16/2004
3/23/2004
3/19/2004

(10,739)
17,793
15,000
(15,912)
(9,718)
15,000
(14,308)
(8,741)
31,051
(7,818)
(7,183)
19,481
(13,333)
(11,542)
16,321
(9,414)
15,273
(7,606)
19,600
(6,293)
(6,293)
26,392
15,600
13,001
25,000
(20,000)
(20,000)
(20,000)
(25,000)
20,000
(304)
(99,450)
(219,800)
(214,300)
(274,400)
(493,500)
(50,000)
(400,000)
(50,000)
(300,000)
(75,000)
(75,000)
(50,000)
(40,000)
(35,000)
(300,000)
(70,000)
(70,000)
(60,000)
(50,000)
(40,000)
(40,000)
(30,000)
(40,000)
(40,000)
(45,000)
(40,000)

CW
CA
CA
CW
CW
CA
CW
CW
CA
CW
CW
CA
CW
CW
CA
CW
CA
CW
CA
CW
CW
CA
CA
CA
JRNL
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Page 18 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

109642
11302
170427
160316
32116
301081
279172
224644
11697
247392
38355
181988
243952
308284
15058
289872
225379
211424
14904
29585
82638
198073
199901
179607
241419
218058
28612
83676
168385
259127
288925
280847
233576
129085
136332
214505
136390
24376
231498
280882
24381
77352
268356
279024
232209
92104
137261
145512
208548
275754
191839
265014
439598
530372
136358
214514
271079
50002
49084
58201
294065
148149
166921
180838
124276
216636
430234
271091
214470
50025
129054
129065
224713
233596
22362
249892
131318
115753
154368
224423
25376
287364
267607
306088
143415
115554
93925
273095
226684
109650
92130
102224
72419
146037
283757
253665
224483
303932
131935
188702
83372
284572
306524
233800
299368
90344
241448
173142
45654
302440
275405
139681
271718
144827
172974

1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW086
1KW076
1KW081
1KW096
1KW109
1KW154
1KW198
1KW207
1KW208
1KW209
1KW260
1KW247
1KW096
1KW096
1KW096
1KW096
1KW096
1KW096
1KW096
1KW096
1KW096
1KW096
1KW096
1KW096
1KW096
1KW175
1KW198
1KW004
1KW020
1KW098
1KW098
1KW098
1KW098
1KW098
1KW098
1KW098
1KW098
1KW098
1KW024
1KW044
1KW052
1KW067
1KW076
1KW081
1KW201
1KW098
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW242
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108
1KW108

BLMIS Account Name

JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JUDY WILPON & FRED WILPON FAM FDN INC
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
RICHARD A WILPON & DEBRA WILPON J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
IRIS J KATZ C/O STERLING EQUITES
RED VALLEY PARTNERS
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
STERLING PATHOGENESIS CO
RED VALLEY PARTNERS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
FRED WILPON ET AL TIC
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
RICHARD A WILPON & DEBRA WILPON J/T WROS
DAVID M KATZ
FRED WILPON ET AL TIC
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
SAUL B KATZ FAMILY TRUST
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ
GREGORY KATZ

Transaction
Date per
Customer
Statement
2/24/2004
12/2/2003
10/9/2003
8/20/2003
7/14/2003
4/25/2003
4/4/2003
2/26/2003
2/14/2003
1/8/2003
12/4/2002
11/13/2002
10/9/2002
7/24/2002
6/5/2002
5/1/2002
3/20/2002
2/28/2002
12/14/2001
12/5/2001
11/16/2001
10/25/2001
9/20/2001
8/13/2001
8/9/2001
6/15/2001
5/14/2001
3/21/2001
6/19/1997
10/3/2000
9/11/2000
9/11/2000
9/11/2000
9/11/2000
9/11/2000
9/11/2000
9/11/2000
9/11/2000
9/11/2000
9/11/2000
9/12/2000
11/17/2003
5/8/2003
11/19/2002
6/17/2002
4/30/2002
6/5/2001
6/21/2000
7/6/1999
9/16/1998
6/10/1997
1/3/1997
3/10/1995
12/23/1992
9/19/2000
9/26/2000
9/27/2000
9/27/2000
10/21/1996
12/12/1996
9/27/1996
7/1/1996
6/10/1996
5/28/1996
5/3/1996
2/8/1996
9/13/1995
9/27/2000
9/27/2000
9/27/2000
9/27/2000
9/27/2000
9/27/2000
9/27/2000
3/14/1997
1/19/1999
10/3/2008
7/7/2008
6/27/2008
6/6/2008
3/24/2008
11/8/2007
10/9/2007
8/7/2007
6/28/2007
4/3/2007
5/2/2006
1/18/2005
4/15/2004
2/25/2004
4/1/2002
10/3/2001
8/1/2001
7/13/2001
4/12/2001
8/2/2000
7/31/2000
6/15/2000
1/24/2000
11/22/1999
9/27/2000
9/1/1999
8/5/1999
5/14/1999
1/13/1999
12/31/1998
12/29/1998
12/22/1998
10/21/1998
10/8/1998
8/11/1998
2/27/1998
1/27/1998
1/16/1998
1/21/1997

Amount per
Customer
Statement
(60,000)
(60,000)
(40,000)
(50,000)
(80,000)
(40,000)
(35,000)
(30,000)
(70,000)
(40,000)
(50,000)
(50,000)
(50,000)
(90,000)
(50,000)
(30,000)
(50,000)
(50,000)
(50,000)
(40,000)
(50,000)
(40,000)
(40,000)
(100,000)
(40,000)
(25,000)
(27,500)
(25,000)
(34,000)
1,001,000
(236,500)
(542,000)
(41,000)
(4,700)
(728,300)
(55,500)
(2,100)
(1,900)
(1,300)
(422,100)
(2,000,000)
(18,032)
(20,000)
(10,000)
(15,000)
(25,000)
(15,000)
(27,000)
125,000
(15,000)
(29,000)
(10,000)
(20,000)
125,000
(2,797,943)
1,000,000
231,000
2,290,750
(700,000)
(186,100)
(900,000)
(2,200,000)
(400,000)
500,000
(800,000)
800,000
(150,000)
885,500
912,450
1,212,750
6,648,950
1,540,000
2,929,850
1,540,000
(475)
12,000
44,175
1,880
28,552
2,289
45,060
(65,000)
3,597
(20,310)
30,223
115,646
(63,065)
(10,500)
(8,000)
(43,000)
100,000
(3,500)
(2,000)
(10,000)
(2,000)
(3,000)
20,000
6,500
(20,000)
12,000
5,467,000
20,000
(1,000)
(1,000)
(2,500)
(1,000)
20,000
8,000
15,000
(25,000)
(10,000)
(84,000)
(84,000)
12,000
15,000

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CA
CW
CA
CA
CA
CW
CW
CW
CW
CW
CA
CW
CA
CW
CA
CA
CA
CA
CA
CA
CA
CW
CA
CA
CA
CA
CA
CA
CW
CA
CW
CA
CA
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CA
CA
CW
CA
CA
CA
CW
CW
CW
CW
CA
CA
CA
CW
CW
CW
CW
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

1AMF00080735
1AMF00080736
1AMF00080737
1AMF00080739
1AMF00080740
1AMF00080741
1AMF00080742
1AMF00080743
1AMF00080744
1AMF00080745
1AMF00080746
1AMF00080747
1AMF00080748
1AMF00080749
1AMF00080750
1AMF00080751
1AMF00080752
1AMF00080753
1AMF00080754
1AMF00080755
1AMF00080756
1AMF00080757
1AMF00080758
1AMF00080759
1AMF00080760
1AMF00080761
1AMF00080762
1AMF00080763
1AMF00080764
1AMF00079479

2/19/2004
11/24/2003
10/8/2003
8/18/2003
7/8/2003
4/23/2003
4/2/2003
2/20/2003
2/11/2003
1/7/2003
12/3/2002
11/11/2002
10/8/2002
7/23/2002
6/3/2002
4/29/2002
3/13/2002
2/27/2002
12/12/2001
12/4/2001
11/15/2001
10/24/2001
9/13/2001
8/9/2001
8/3/2001
6/13/2001
5/10/2001
3/15/2001
6/16/1997
9/29/2000

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00080962
AMF00080963
AMF00080964
AMF00080966
AMF00080968
AMF00080969
AMF00080970
AMF00080971
AMF00080972
AMF00080974
AMF00080975
AMF00080976
AMF00080977

10/23/2003
5/7/2003
11/18/2002
6/11/2002
4/29/2002
6/4/2001
6/20/2000
6/29/1999
9/14/1998
5/29/1997
12/17/1996
2/23/1995
12/21/1992

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Annette Bongiorno

Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Joanne Fanara

N
N
N
N
N
N
N
N
N
N
N
N
N

MADTBB02412208
MADTBB02412242
MADTBB02412243
MADTBB02412244
MADTBB02412245
MADTBB02412247
MADTBB02412248
MADTBB02412249
MADTBB02412250

10/8/1996
11/22/1996
9/19/1996
6/5/1996
6/10/1996
5/23/1996
4/25/1996
2/6/1996
9/6/1995

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Arthur Friedman

N
N
N
N
N
N
N
N
N

MADTBB02412242
AMF00081308
1AMF00081204
1AMF00081205
1AMF00081206
1AMF00081207
1AMF00081208
1AMF00081209
1AMF00081210
1AMF00081211
1AMF00081212
1AMF00081213
1AMF00081214
1AMF00081215
1AMF00081225
1AMF00081226
1AMF00081228
1AMF00081229
1AMF00081230
1AMF00081232
1AMF00081233
1AMF00081234
1AMF00081235
1AMF00081236
1AMF00081237
1AMF00081238

11/22/1996
1/13/1999
10/2/2008
7/2/2008
6/26/2008
6/5/2008
3/20/2008
11/7/2007
10/8/2007
8/6/2007
6/27/2007
4/2/2007
4/27/2006
1/14/2005
4/9/2004
2/23/2004
3/29/2002
10/1/2001
7/30/2001
7/10/2001
4/10/2001
7/28/2000
7/27/2000
6/9/2000
1/18/2000
11/16/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Elaine Bruccoleri
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

1AMF00081241
1AMF00081242
1AMF00081243
1AMF00081245
1AMF00081246
1AMF00081247
1AMF00081248
1AMF00081249
1AMF00081250
1AMF00081251
1AMF00081252
1AMF00081253
1AMF00081254
1AMF00081255

8/30/1999
8/4/1999
5/11/1999
1/11/1999
12/29/1998
12/24/1998
12/21/1998
10/20/1998
10/8/1998
8/7/1998
2/24/1998
1/22/1998
1/13/1998
1/16/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Rosalie Fogelman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N

Page 19 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

55786
439382
90408
50041
277765
69305
14652
14658
240630
57457
101291
162146
233471
83239
214447
210846
245668
57411
265087
262664
51369
262668
247699
226767
247702
216989
282242
51451
234087
226888
51491
234098
258827
262734
251717
217021
247717
247745
247725
180604
146842
62104
174638
12195
268761
266645
226967
3865
235626
148530
196028
285846
253400
72434
184335
307363
158568
302380
217030
210014
176984
244656
12971
275005
67274
299008
214431
251085
190195
246287
312413
229296
247951
536685
465484
102895
230449
206155
277198
226894
217051
57256
296766
100948
220941
57263
238468
100872
253810
278525
5903
24431
238473
278563
219509
279743
265327
219519
29885
29518
241045
28896
172720
122586
265359
154440
172711
202574
208390
208399
122584
232470
186990
187034
122564

1KW108
1KW108
1KW175
1KW260
1KW263
1KW201
1KW288
1KW289
1KW290
1KW291
1KW292
1KW293
1KW294
1KW295
1KW296
1KW297
1KW067
1KW201
1KW004
1KW020
1KW024
1KW044
1KW052
1KW067
1KW076
1KW081
1KW108
1KW198
1KW201
1KW233
1KW263
1KW247
1KW259
1KW259
1KW263
1KW247
1KW247
1KW315
1KW247
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW257
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW109
1KW118
1KW178
1KW257
1KW242
1KW260
1KW247
1KW308
1KW308
1KW083
1KW247
1KW234
1KW019
1KW109
1KW044
1KW255
1KW247
1KW247
1KW218
1KW247
1KW247
1KW247
1KW300
1KW004
1KW260
1KW247
1KW247
1KW247
1KW308
1KW247
1KW020
1KW052
1KW081
1KW109
1KW110
1KW207
1KW208
1KW209
1KW242
1KW260

BLMIS Account Name

GREGORY KATZ
GREGORY KATZ
STERLING PATHOGENESIS CO
FRED WILPON FAMILY TRUST
MARVIN B TEPPER
DAVID M KATZ
FRED WILPON TR
SAUL B KATZ TR
RICHARD A WILPON TR
MICHAEL KATZ TR
L THOMAS OSTERMAN TR
LEONARD J SCHRIER TR
ARTHUR FRIEDMAN TR
JEFFREY WILPON TR
DAVID KATZ TR
MARVIN TEPPER ELISE TEPPER TR
FRED WILPON
DAVID M KATZ
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
SAUL B KATZ
L THOMAS OSTERMAN
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
RICHARD A WILPON & DEBRA WILPON J/T WROS
GREGORY KATZ
RED VALLEY PARTNERS
DAVID M KATZ
JUDITH A WILPON-K STERLING EQUITIES
MARVIN B TEPPER
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING JET II LTD
STERLING JET II LTD
MARVIN B TEPPER
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING THIRTY VENTURE, LLC
METS LIMITED PTR #2 ATTN LEN LABITA
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
STERLING JET LTD
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
BRUCE WILPON
STERLING EQUITIES INVESTORS
STERLING JET LTD
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
EDWARD TEPPER JACQUELINE TEPPER ELISE TEPPER TIC
EDWARD TEPPER JACQUELINE TEPPER ELISE TEPPER TIC
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
METS LIMITED PTR #2 ATTN LEN LABITA
JUDITH A WILPON-T STERLING EQUITIES
MICHAEL KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
L THOMAS OSTERMAN
STERLING EQUITIES INVESTORS
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING METS LP C/O SHEA STADIUM
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
EDWARD TEPPER JACQUELINE TEPPER ELISE TEPPER TIC
METS LIMITED PTR #2 ATTN LEN LABITA
MICHAEL KATZ & DAYLE KATZ J/T WROS
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
RICHARD A WILPON & DEBRA WILPON J/T WROS
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST

Transaction
Date per
Customer
Statement
1/29/1996
1/25/1995
2/28/1997
9/27/2000
9/27/2000
10/10/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/24/2000
10/30/2000
10/30/2000
11/1/2000
11/1/2000
11/1/2000
11/1/2000
11/1/2000
11/1/2000
11/1/2000
11/1/2000
11/1/2000
11/1/2000
11/1/2000
11/1/2000
11/1/2000
11/7/2000
11/13/2000
11/13/2000
11/13/2000
11/15/2000
11/20/2000
11/20/2000
11/28/2000
9/6/2007
8/6/2007
4/11/2007
4/4/2007
4/13/2006
6/13/2005
6/14/2005
10/3/2001
10/22/2004
2/25/2004
11/13/2003
9/25/2002
4/5/2002
4/1/2002
8/1/2001
4/12/2001
8/2/2000
6/14/2004
11/10/1999
11/28/2000
9/1/1999
8/5/1999
5/14/1999
1/13/1999
12/31/1998
12/22/1998
10/21/1998
10/8/1998
8/11/1998
2/27/1998
1/27/1998
1/16/1998
1/21/1997
1/29/1996
9/5/1995
1/25/1995
3/18/2008
8/14/1997
10/14/1998
5/17/1999
11/29/2000
11/29/2000
12/1/2000
12/14/2000
12/14/2000
12/19/2000
12/20/2000
12/21/2000
12/22/2000
6/15/2000
12/22/2000
12/22/2000
12/26/2000
12/28/2000
12/29/2000
1/8/2001
1/10/2001
1/11/2001
1/11/2001
1/12/2001
1/12/2001
1/31/2001
2/2/2001
2/6/2001
2/6/2001
2/13/2001
2/16/2001
2/16/2001
2/16/2001
2/16/2001
2/16/2001
2/16/2001
2/16/2001
2/16/2001
2/16/2001
2/16/2001

Amount per
Customer
Statement
12,000
13,000
4,800,000
2,695,000
1,205,150
135,000
(4,083,768)
(1,764,019)
(1,681,237)
(1,265,353)
(430,755)
(534,496)
(87,196)
(370,526)
(393,353)
(547,439)
305,660
489,550
(216,804)
(2,990,647)
(363,981)
(1,393,245)
(73,504)
(476,232)
(2,669,474)
(2,574,763)
(21,750)
(2,128,000)
(2,646,465)
(6,803)
(1,208,561)
3,000,000
833,333
166,667
583,000
3,000,000
4,000,000
30,000,000
4,000,000
(35,000)
(19,000)
(45,000)
(129,042)
(7,000)
(12,000)
(2,000)
(3,500)
(1,000)
(43,000)
(2,500)
(5,000)
4,000
100,000
(2,000)
(9,000)
(3,000)
(6,500)
13,538
1,500,000
20,000
(1,000)
(1,000)
(1,500)
(1,000)
8,000
15,000
(25,000)
(10,000)
(84,000)
(84,000)
12,000
15,000
12,000
5,000
13,000
52,105
5,000
(1,404)
1,658,791
6,000,000
5,000,000
2,000,000
9,100
9,100
(10,000)
2,000,000
300,000
285,000
6,500
60,061
(50)
3,000,000
4,000,000
28,718,779
4,000,000
4,000,000
4,000,000
300,000
12,000
525,000
4,000,000
3,000,000
4,000,000
10,623
4,000,000
40,000
60,000
40,000
20,000
20,000
20,000
20,000
20,000
747,500
741,000

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CA
CA
CA
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
JRNL
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CW
CW
CA
CA
CA
CW
CW
CW
CW
CA
CA
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
CA
CW
JRNL
CA
CA
CA
CA
CA
CW
CA
CA
CA
CA
CA
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA

CHECK
Check
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

1AMF00081256
1AMF00081257

1/25/1996
1/24/1995

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman

N
N

AMF00081271
AMF00081272
AMF00081274
AMF00081275
AMF00081276
AMF00081277
AMF00081277
AMF00081296
AMF00081289
AMF00081290
AMF00081291
AMF00081292
AMF00081293
AMF00081295
AMF00081297
AMF00081298
AMF00081299
AMF00081300
AMF00081301

9/4/2007
8/3/2007
4/10/2007
4/3/2007
4/12/2006
6/13/2005
6/13/2005
10/1/2001
10/20/2004
2/23/2004
11/11/2003
9/23/2002
4/2/2002
3/29/2002
7/30/2001
4/10/2001
7/28/2000
6/9/2004
11/9/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00081305
AMF00081306
AMF00081307
AMF00081310
AMF00081311
AMF00081312
AMF00081313
AMF00081314
AMF00081315
AMF00081316
AMF00081317
AMF00081318
AMF00081319
AMF00081320
AMF00081321
AMF00081322
AMF00081270

8/30/1999
8/4/1999
5/11/1999
1/11/1999
12/29/1998
12/21/1998
10/20/1998
10/6/1998
8/7/1998
2/24/1998
1/22/1998
1/13/1998
1/16/1997
1/25/1996
9/1/1995
1/24/1995
1/2/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Rosalie Fogelman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

1AMF00081236

6/9/2000

Frank DiPascali

Corine M. Maucher

N

Page 20 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

106531
238618
263175
289859
213792
174635
184419
240399
48502
284877
264812
107300
313650
269258
282917
276053
179594
283768
23355
224489
298018
270361
161405
176950
261827
273653
152967
162058
89573
54971
187570
69935
250102
222115
229303
309846
447314
465533
209990
28829
276986
300004
261135
300010
288179
261205
261212
238031
106816
214929
41608
283798
215715
215751
236171
214948
245023
238035
192981
283813
214982
236143
11047
11055
192215
101911
265704
235577
265764
208099
265700
276640
265730
101877
101874
208117
265773
202939
265779
208147
309850
4812
101905
38038
205448
49110
274891
190571
160035
4755
188572
153686
17647
278844
261507
466788
24713
218036
15121
264220
311710
236828
284167
29105
181334
273668
76730
63964
196929
295222
235310
124941
209099
82098
231025

1KW247
1KW180
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW110
1KW259
1KW260
1KW341
1KW108
1KW242
1KW260
1KW019
1KW024
1KW084
1KW019
1KW024
1KW067
1KW081
1KW236
1KW238
1KW329
1KW329
1KW020
1KW044
1KW020
1KW081
1KW207
1KW208
1KW209
1KW024
1KW044
1KW269
1KW263
1KW024
1KW067
1KW076
1KW020
1KW020
1KW024
1KW044
1KW081
1KW020
1KW044
1KW076
1KW067
1KW076
1KW242
1KW116
1KW116
1KW260
1KW117
1KW117
1KW117
1KW117
1KW117
1KW118
1KW118
1KW118
1KW118
1KW118
1KW257
1KW118
1KW118
1KW067
1KW024
1KW019
1KW119
1KW120
1KW120
1KW120
1KW120
1KW120
1KW120
1KW120
1KW120
1KW120
1KW120
1KW120
1KW120
1KW120
1KW120
1KW120

BLMIS Account Name

METS LIMITED PTR #2 ATTN LEN LABITA
STERLING 15C LLC #2
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
STERLING JET II LTD
FRED WILPON FAMILY TRUST
CHARLES STERLING LLC
GREGORY KATZ
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
MICHAEL KATZ
SAUL B KATZ
COLLEGE PLACE ENTERPRISES PROFIT SHARING
MICHAEL KATZ
SAUL B KATZ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
IRIS J KATZ-K STERLING EQUITIES
SAUL B KATZ - PM
FRED WILPON SAUL B KATZ TIC TAX ESCROW
FRED WILPON SAUL B KATZ TIC TAX ESCROW
MICHAEL KATZ & DAYLE KATZ J/T WROS
L THOMAS OSTERMAN
MICHAEL KATZ & DAYLE KATZ J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
SAUL B KATZ
L THOMAS OSTERMAN
PHYLLIS REBELL OSTERMAN
MARVIN B TEPPER
SAUL B KATZ
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
SAUL B KATZ
L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
SAUL B KATZ FAMILY TRUST
HEATHER KNOPF
HEATHER KNOPF
FRED WILPON FAMILY TRUST
ROBIN WILPON WACHTLER
ROBIN WILPON WACHTLER
ROBIN WILPON WACHTLER
ROBIN WILPON WACHTLER
ROBIN WILPON WACHTLER
BRUCE WILPON
BRUCE WILPON
BRUCE WILPON
BRUCE WILPON
BRUCE WILPON
STERLING JET LTD
BRUCE WILPON
BRUCE WILPON
FRED WILPON
SAUL B KATZ
MICHAEL KATZ
DAVID M KATZ
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ DP

Transaction
Date per
Customer
Statement
2/23/2001
2/28/2001
3/18/2008
9/6/2007
8/6/2007
4/11/2007
4/4/2007
6/15/2005
10/13/2004
8/17/2004
2/25/2004
12/18/2002
4/1/2002
3/21/2002
10/15/2001
10/3/2001
8/1/2001
4/12/2001
8/2/2000
7/5/2000
6/15/2000
11/8/1999
9/1/1999
8/5/1999
5/14/1999
1/13/1999
12/31/1998
12/22/1998
10/21/1998
10/8/1998
8/11/1998
2/27/1998
1/27/1998
1/16/1998
1/21/1997
1/29/1996
10/16/1995
1/25/1995
5/17/1999
2/6/2001
8/15/2001
3/5/2001
3/8/2001
3/8/2001
3/23/2001
3/23/2001
3/23/2001
4/9/2001
4/9/2001
4/9/2001
4/9/2001
4/9/2001
4/9/2001
4/9/2001
4/9/2001
4/26/2001
4/26/2001
4/27/2001
4/30/2001
4/30/2001
4/30/2001
4/30/2001
5/1/2001
5/2/2001
5/2/2001
5/4/2001
5/7/2001
5/7/2001
5/7/2001
5/9/2001
5/18/2001
5/18/2001
5/18/2001
5/18/2001
5/21/2001
5/21/2001
5/21/2001
5/29/2001
5/29/2001
5/29/2001
1/29/1996
7/3/1997
5/29/2001
4/1/1996
7/1/1996
10/1/1996
1/2/1997
3/31/1997
3/10/2006
1/18/2005
12/19/2003
9/26/2003
2/1/1999
3/19/2002
4/1/1997
6/12/1995
6/7/2001
6/11/2001
6/13/2001
7/3/1997
9/9/1999
8/12/1999
6/25/1999
4/1/1999
3/22/1999
1/27/1999
11/5/1998
9/11/1998
8/5/1998
6/1/1998
3/25/1998
1/29/1998
11/26/1997
10/22/1997
8/27/1997

Amount per
Customer
Statement
3,000,000
(5,486)
45,160
(18,000)
(19,000)
(15,000)
(188,124)
(12,000)
16,100
63,000
(37,600)
22,000
100,000
4,000
(4,000)
(3,500)
(2,000)
(8,200)
(3,000)
20,000
6,500
9,000
20,000
(1,000)
(1,000)
(5,000)
(1,000)
8,000
15,000
(25,000)
(10,000)
(84,000)
(84,000)
12,000
15,000
12,000
20,000
13,000
563,820
(41,667)
2,100,000
20,000
160,000
235,000
110,000
998,836
21,584
1,450,000
1,547,500
3,737,500
2,175,000
250,000
1,940,000
1,700,000
1,700,000
70,000
30,000
41,877
40,000
20,000
20,000
20,000
(60,000)
60,000
50,000
20,000
340,328
300,000
25,000
100,000
130,000
487,500
20,000
195,000
70,000
30,000
25,000
487,500
50,000
302,240
15,000
(166,666)
302,240
(12,000)
(12,000)
(12,000)
(9,000)
(176,260)
(120,000)
(100,000)
(16,770)
231,000
10,000
(23)
(165,000)
(156,633)
137,000
137,357
(200,000)
(166,667)
(49,225)
(20,000)
(20,000)
(20,000)
(25,000)
(20,000)
(25,000)
(25,000)
(25,000)
(25,000)
(10,000)
(20,000)
(25,000)
(25,000)
80,000

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

CA
CW
CA
CW
CW
CW
CW
CW
CA
CA
CW
CA
CA
CA
CW
CW
CW
CW
CW
CA
CA
CA
CA
CW
CW
CW
CW
CA
CA
CW
CW
CW
CW
CA
CA
CA
CA
CA
JRNL
CW
JRNL
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
JRNL
JRNL
CA
CA
CA
CA
CA
CA
CA
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA

CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00081335
AMF00081336
AMF00081337
AMF00081338
AMF00081339
AMF00081340
AMF00081354
AMF00081355
AMF00081356
AMF00081357
AMF00081358
AMF00081359
AMF00081360
AMF00081361
AMF00081362
AMF00081363
AMF00081364
AMF00081365
AMF00081366
AMF00081367
AMF00081369
AMF00081371
AMF00081372
AMF00081373
AMF00081374
AMF00081375
AMF00081376
AMF00081377
AMF00081378
AMF00081379
AMF00081380
AMF00081381
AMF00081382
AMF00081383
AMF00081384
AMF00081385

1/2/2008
9/4/2007
8/3/2007
4/10/2007
4/3/2007
6/3/2005
10/4/2004
8/18/2004
2/23/2004
12/17/2002
3/29/2002
3/20/2002
10/11/2001
10/1/2001
7/30/2001
4/10/2001
7/28/2000
6/29/2000
6/9/2000
11/3/1999
8/30/1999
8/4/1999
5/11/1999
1/11/1999
12/29/1998
12/21/1998
10/20/1998
10/6/1998
8/7/1998
2/24/1998
1/22/1998
1/13/1998
1/16/1997
1/25/1996
10/12/1995
1/24/1995

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Rosalie Fogelman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00081537
AMF00081536

1/25/1996
7/1/1997

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman

N
N

AMF00081555
AMF00081555
AMF00081555
AMF00081551
AMF00081553
AMF00081568
AMF00081569
AMF00081570
AMF00081571
AMF00081573

3/7/1996
3/7/1996
3/7/1996
4/2/1997
3/25/1997
3/6/2006
1/14/2005
12/17/2003
9/24/2003
1/29/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher

N
N
N
Y
N
N
N
N
N
N

AMF00081575
AMF00081576

3/25/1997
5/30/1995

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman

N
N

AMF00081590
AMF00081603
AMF00081604
AMF00081605
AMF00081606
AMF00081607
AMF00081608
AMF00081609
AMF00081610
AMF00081611
AMF00081612
AMF00081613
AMF00081614
AMF00081615
AMF00081616
AMF00081617

7/1/1997
9/1/1999
8/11/1999
6/18/1999
3/30/1999
3/17/1999
1/19/1999
11/3/1998
9/10/1998
7/31/1998
5/27/1998
3/23/1998
1/26/1998
11/24/1997
10/20/1997
8/26/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

Page 21 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

206347
516879
137256
521495
415539
438457
447453
40422
310798
240929
9490
260053
310239
88818
243679
243304
144829
96880
134360
289322
97114
262761
172716
206502
248869
284539
310287
149778
256511
35211
132272
219504
215675
252289
303665
238631
245423
283589
285851
242118
284143
238645
16507
39819
292473
261538
48389
304961
238654
286936
244305
3818
294665
198763
285603
305420
263805
168199
86607
156521
266276
239527
291596
267623
262064
286110
285820
240343
422589
312100
446030
452088
427052
186914
218082
218091
460662
295439
221664
245779
279390
305113
218095
252699
252338
252328
294051
282271
268544
236489
266100
216084
165649
262703
130416
90400
306707
163264
117352
214574
270202
207684
81321
280770
249701
291513
249708
292007
228695
72405
41483
214060
257928
171743
301408

1KW120
1KW120
1KW024
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW044
1KW121
1KW052
1KW121
1KW121
1KW121
1KW067
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW076
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW121
1KW134
1KW081
1KW134
1KW134
1KW134
1KW108
1KW109
1KW110
1KW134
1KW134
1KW134
1KW134
1KW259
1KW263
1KW302
1KW263
1KW322
1KW300
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW067
1KW154
1KW154
1KW154
1KW154
1KW154

BLMIS Account Name

SAUL B KATZ DP
SAUL B KATZ DP
SAUL B KATZ
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
L THOMAS OSTERMAN
MICHAEL KATZ & SAUL B KATZ TIC
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & SAUL B KATZ TIC
CHARLES 15 ASSOCIATES
RICHARD A WILPON & DEBRA WILPON J/T WROS
CHARLES 15 ASSOCIATES
CHARLES 15 ASSOCIATES
CHARLES 15 ASSOCIATES
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
CHARLES 15 ASSOCIATES
CHARLES 15 ASSOCIATES
CHARLES 15 ASSOCIATES
CHARLES 15 ASSOCIATES
STERLING JET II LTD
MARVIN B TEPPER
RUTH FRIEDMAN
MARVIN B TEPPER
MARVIN B TEPPER DEFINED BENEFIT PLAN
STERLING EQUITIES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES

Transaction
Date per
Customer
Statement
8/22/1997
2/22/1994
6/13/2001
4/11/1994
4/3/1995
7/3/1995
10/2/1995
1/2/1996
4/1/1996
7/1/1996
10/1/1996
10/24/1996
1/2/1997
4/1/1997
7/1/1997
10/1/1997
1/2/1998
4/1/1998
7/1/1998
10/1/1998
1/4/1999
4/1/1999
4/21/1999
7/1/1999
9/15/1999
9/15/1999
10/1/1999
1/3/2000
4/3/2000
7/3/2000
10/2/2000
1/2/2001
4/2/2001
7/2/2001
10/1/2001
6/13/2001
1/2/2002
6/13/2001
4/1/2002
7/1/2002
10/1/2002
6/13/2001
1/2/2003
4/1/2003
7/1/2003
10/1/2003
12/3/2003
1/2/2004
6/13/2001
4/1/2004
7/1/2004
10/1/2004
1/3/2005
4/1/2005
7/1/2005
10/3/2005
1/3/2006
4/3/2006
7/3/2006
10/2/2006
1/2/2007
4/2/2007
7/2/2007
10/1/2007
1/2/2008
4/1/2008
7/1/2008
10/1/2008
1/25/1995
6/13/2001
5/31/1995
6/30/1995
9/8/1995
6/13/2001
6/13/2001
6/13/2001
10/23/1995
12/28/1995
4/9/1996
8/16/1996
3/19/2002
6/13/2001
6/13/2001
7/3/2001
7/3/2001
7/16/2001
7/1/1996
8/1/1996
9/3/1996
9/30/1996
10/1/1996
11/1/1996
12/2/1996
12/19/1996
1/2/1997
2/3/1997
3/3/1997
3/25/1997
4/1/1997
4/7/1997
5/1/1997
5/9/1997
6/2/1997
6/4/1997
7/1/1997
7/1/1997
7/3/1997
8/1/1997
9/2/1997
8/1/2001
9/18/1997
10/1/1997
10/24/1997
11/3/1997
12/1/1997

Amount per
Customer
Statement
13,850
100,000
(1,265,600)
102,450
(2,000)
(2,000)
(2,000)
(2,000)
(2,000)
(2,000)
(2,000)
153,415
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(68,700)
(5,000)
40,000
10,000
(5,000)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(80,000)
(5,500)
(76,000)
(5,500)
(5,500)
(5,500)
(690,000)
(5,500)
(5,500)
(5,500)
(5,500)
(40,000)
(5,500)
(95,000)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
(5,500)
450,000
(193,300)
20,000
25,000
93,000
(6,000)
(6,000)
(4,000)
175,000
115,000
45,500
(2,810,664)
(12)
(110,000)
(17,000)
42,000
75,000
600,000
(42,000)
(42,000)
(42,000)
(750,000)
(42,000)
(42,000)
(42,000)
(1,750,000)
(42,000)
(42,000)
(42,000)
(307,125)
(42,000)
(420,625)
(42,000)
(500,000)
(500,000)
(42,000)
(42,000)
(500,000)
(325,000)
(42,000)
(542,000)
495,000
(140,625)
(542,000)
(136,600)
(42,000)
(42,000)

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CA
JRNL
CW
JRNL
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
JRNL
CW
CA
CA
CA
CW
CW
CW
CA
CA
CA
CW
CW
CW
CW
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
Check
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK 9/14/99
CHECK 9/14/99
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
Check
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00081618
AMF00081619

8/20/1997
2/21/1994

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman

N
N

AMF00081643
AMF00081640
AMF00081640
AMF00081640
AMF00081640
AMF00081640
AMF00081640
AMF00081640
AMF00081642
AMF00081640
AMF00081640
AMF00081640
AMF00081640
AMF00081640
AMF00081640
AMF00081640
AMF00081640
AMF00081640
AMF00081640
AMF00081639
AMF00081640
AMF00081638
AMF00081638
AMF00081640
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637

4/7/1994
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
10/23/1996
12/4/1996
12/4/1996
12/4/1996
12/4/1996
12/4/1996
12/4/1996
12/4/1996
12/4/1996
12/4/1996
12/4/1996
4/19/1999
12/4/1996
9/10/1999
9/10/1999
12/4/1996
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999

Frank DiPascali
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y

AMF00081637

12/2/1999

Frank DiPascali

Arthur Friedman

Y

AMF00081637
AMF00081637
AMF00081637

12/2/1999
12/2/1999
12/2/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y

AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081633
AMF00081637

12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/1/2003
12/2/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
N
Y

AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
AMF00081637
MADTBB2412474

12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
12/2/1999
1/24/1995

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N

MADTBB2412469
MADTBB2412468
MADTBB2412467

5/30/1995
6/28/1995
9/7/1995

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N

MADTBB2412466
MADTBB2412465
MADTBB2412464
MADTBB2412462

10/19/1995
12/26/1995
4/8/1996
5/31/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N

AMF00082556
AMF00082556
AMF00082556
AMF00082555
AMF00082556
AMF00082556
AMF00082556
AMF00082554
AMF00082556
AMF00082556
AMF00082556
AMF00082553
AMF00082556
AMF00082552
AMF00082556
AMF00082551
AMF00082551
AMF00082556
AMF00082556
AMF00082549
AMF00082548
AMF00082556
AMF00082550

6/17/1996
6/17/1996
6/17/1996
9/25/1996
6/17/1996
6/17/1996
6/17/1996
12/13/1996
6/17/1996
6/17/1996
6/17/1996
3/24/1997
6/17/1996
4/3/1997
6/17/1996
5/5/1997
5/5/1997
6/17/1996
6/17/1996
6/30/1997
7/1/1997
6/17/1996
6/3/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
N
Y
N
Y
Y
Y
Y
Y
N
N
Y
Y

AMF00082546
AMF00082550
AMF00082544
AMF00082556
AMF00082556

9/15/1997
6/3/1997
10/23/1997
6/17/1996
6/17/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
N
Y
Y

Page 22 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

9328
176606
139688
193315
269420
24126
278938
225033
121135
118301
233168
231343
259422
112425
206132
222455
197515
275848
161248
12957
262913
281058
118232
9984
118335
184827
284204
240267
182382
249630
241820
284586
54992
311716
304893
223909
213160
268745
154847
72378
259090
182317
183341
82197
47266
273948
161712
247251
197301
193760
207711
256471
288430
263791
281825
251481
25096
278590
278597
307367
24365
259079
209327
51410
100876
221775
28741
101195
214959
299380
186945
252308
278945
25127
276077
311364
98674
162468
39631
6406
313652
289877
225616
82135
308292
300826
196048
21203
210594
137443
258854
176896
47229
199909
268388
25103
199919
270066
234234
195185
205500
257240
268552
49114
103314
295477
296544
296549
191554
299497
202858
231182
26986
88428
209042

1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW081
1KW154
1KW154
1KW020
1KW154
1KW154
1KW052
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW004
1KW154
1KW044
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW247
1KW052
1KW024
1KW154
1KW154
1KW242
1KW260
1KW019
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW024
1KW154
1KW154
1KW154
1KW154
1KW044
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW067
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW154
1KW081
1KW108
1KW154
1KW109
1KW110
1KW263
1KW302
1KW260
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155

BLMIS Account Name

IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
RICHARD A WILPON & DEBRA WILPON J/T WROS
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
MICHAEL KATZ & DAYLE KATZ J/T WROS
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
IRIS J KATZ C/O STERLING EQUITES
L THOMAS OSTERMAN
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
METS LIMITED PTR #2 ATTN LEN LABITA
LEONARD J SCHREIER C/O KIM BAPTISTE ESQ
SAUL B KATZ
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
MICHAEL KATZ
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
SAUL B KATZ
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
L THOMAS OSTERMAN
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
IRIS J KATZ C/O STERLING EQUITES
RICHARD A WILPON & DEBRA WILPON J/T WROS
GREGORY KATZ
IRIS J KATZ C/O STERLING EQUITES
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
MARVIN B TEPPER
RUTH FRIEDMAN
FRED WILPON FAMILY TRUST
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES

Transaction
Date per
Customer
Statement
1/2/1998
1/20/1998
2/2/1998
2/10/1998
3/2/1998
4/1/1998
8/1/2001
5/1/1998
6/1/1998
8/6/2001
7/1/1998
8/3/1998
8/6/2001
9/1/1998
10/1/1998
11/2/1998
11/20/1998
12/1/1998
1/4/1999
1/4/1999
2/1/1999
3/1/1999
8/10/2001
4/1/1999
8/10/2001
5/3/1999
6/1/1999
7/1/1999
7/20/1999
8/2/1999
8/12/1999
9/1/1999
9/14/1999
9/15/1999
10/1/1999
10/27/1999
11/1/1999
12/1/1999
8/13/2001
8/14/2001
9/4/2001
12/29/1999
1/3/2000
9/17/2001
9/17/2001
9/18/2001
2/1/2000
2/15/2000
3/1/2000
4/3/2000
4/4/2000
5/1/2000
5/3/2000
5/10/2000
6/1/2000
7/3/2000
9/18/2001
7/12/2000
7/26/2000
8/1/2000
9/1/2000
9/18/2001
10/2/2000
11/1/2000
12/1/2000
1/2/2001
2/1/2001
3/1/2001
4/2/2001
5/1/2001
6/1/2001
7/2/2001
8/1/2001
9/4/2001
10/1/2001
11/1/2001
12/3/2001
1/2/2002
2/1/2002
3/1/2002
4/1/2002
5/10/2002
6/3/2002
9/18/2001
7/1/2002
8/1/2002
9/3/2002
10/1/2002
11/1/2002
12/2/2002
1/2/2003
2/3/2003
9/18/2001
9/18/2001
5/1/2003
9/18/2001
9/18/2001
9/18/2001
9/18/2001
9/26/2001
7/1/1996
8/1/1996
9/3/1996
10/1/1996
11/1/1996
11/20/1996
12/2/1996
12/19/1996
1/2/1997
2/3/1997
3/3/1997
3/25/1997
4/1/1997
4/7/1997
5/1/1997

Amount per
Customer
Statement
(42,000)
(250,000)
(250,000)
(42,000)
(292,000)
(292,000)
100,000
(292,000)
(292,000)
60,000
(292,000)
(42,000)
15,000
(42,000)
(42,000)
(42,000)
(492,000)
(42,000)
(42,000)
(300,000)
(42,000)
(42,000)
25,000
(42,000)
24,000
(42,000)
(42,000)
(42,000)
(295,000)
(42,000)
(300,000)
(42,000)
(227,500)
(272,500)
(42,000)
(205,000)
(42,000)
(42,000)
(3,000,000)
35,000
95,500
107,500
(42,000)
144,000
149,000
(433,000)
(42,000)
(500,000)
(42,000)
(42,000)
(54,000)
(54,000)
(125,000)
(42,000)
(96,000)
(96,000)
(454,000)
(216,100)
(13,438)
(96,000)
(96,000)
(179,000)
(96,000)
(96,000)
(96,000)
(96,000)
(96,000)
(96,000)
(96,000)
(96,000)
(54,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(562,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(395,200)
(2,500)
(60,000)
(3,500)
(3,000)
(76,000)
(31,000)
248,000
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(300,000)
(42,000)
(2,300,000)
(42,000)
(42,000)
(42,000)
(455,625)
(42,000)
(420,625)
(42,000)

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CW
CW
CW
CW
CW
CW
CA
CW
CW
CA
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00082556
AMF00082543
AMF00082543
AMF00082541
AMF00082541
AMF00082541

6/17/1996
1/8/1998
1/8/1998
6/17/1996
Unknown
Unknown

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Unknown
Unknown

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Unknown
Unknown

Y
Y
Y
Y
Y
Y

AMF00082541
AMF00082541

Unknown
Unknown

Unknown
Unknown

Unknown
Unknown

Y
Y

AMF00082541
AMF00082556

Unknown
6/17/1996

Unknown
Frank DiPascali

Unknown
Arthur Friedman

Y
Y

AMF00082556
AMF00082556
AMF00082556
AMF00082538
AMF00082556
AMF00082556
AMF00082537
AMF00082556
AMF00082556

6/17/1996
6/17/1996
6/17/1996
11/19/1998
6/17/1996
6/17/1996
12/31/1998
6/17/1996
6/17/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
N
Y
Y
N
Y
Y

AMF00082556

6/17/1996

Frank DiPascali

Arthur Friedman

Y

AMF00082556
AMF00082556
AMF00082556
AMF00082536
AMF00082556
AMF00082535
AMF00082556
AMF00082533
AMF00082534
AMF00082556
AMF00304089
AMF00082556
AMF00082556

6/17/1996
6/17/1996
6/17/1996
7/14/1999
6/17/1996
8/10/1999
6/17/1996
9/9/1999
9/9/1999
6/17/1996
10/26/1999
6/17/1996
6/17/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Arthur Friedman

Y
Y
Y
N
Y
N
Y
N
N
Y
N
Y
Y

AMF00082581
AMF00082556

12/28/1999
6/17/1996

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
Y

AMF00082556
AMF00082529
AMF00082556
AMF00082556
AMF00082528
AMF00082522
AMF00082527
AMF00082526
AMF00082526
AMF00082526

6/17/1996
2/9/2000
6/17/1996
6/17/1996
4/1/2000
5/9/2001
5/2/2000
5/8/2000
5/8/2000
5/8/2000

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
N
Y
Y
Y
Y
N
N
Y
Y

AMF00082525
AMF00082524
AMF00082526
AMF00082526

7/6/2000
7/18/2000
5/8/2000
5/8/2000

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y

AMF00082526
AMF00082526
AMF00082526
AMF00082526
AMF00082526
AMF00082526
AMF00082526
AMF00082526
AMF00082522
AMF00082521
AMF00082521
AMF00082521
AMF00082521
AMF00082521
AMF00082520
AMF00082520
AMF00082520
AMF00082520
AMF00082520
AMF00082520
AMF00082520

5/8/2000
5/8/2000
5/8/2000
5/8/2000
5/8/2000
5/8/2000
5/8/2000
5/8/2000
5/9/2001
6/5/2001
6/5/2001
6/5/2001
6/5/2001
6/5/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

AMF00082520
AMF00082520
AMF00082520
AMF00082520
AMF00082520
AMF00082520
AMF00082520
AMF00082520

11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y

AMF00082520

11/1/2001

Frank DiPascali

Arthur Friedman

Y

AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082614
AMF00082615
AMF00082613
AMF00082615
AMF00082615
AMF00082615
AMF00082612
AMF00082615
AMF00082611
AMF00082615

6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
11/13/1996
6/17/1996
12/13/1996
6/17/1996
6/17/1996
6/17/1996
3/24/1997
6/17/1996
4/3/1997
6/17/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
N
Y
N
Y
Y
Y
N
Y
N
Y

Page 23 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

267718
203561
116345
220852
299222
276115
299226
270769
123685
10119
243139
165552
256187
296054
132231
212388
62370
46238
299739
269266
309571
313517
307535
241428
271992
286841
270871
81922
97082
183606
161242
281493
97067
17654
181343
307707
265822
64503
223369
182392
182399
281742
241816
232140
209541
288219
310295
235212
294783
202038
256623
282950
102289
237825
307719
198192
149548
307711
231086
174372
250792
224876
256479
309313
281832
198032
251487
97706
288940
69281
234076
88656
306546
208425
265750
41645
276681
283609
107588
301329
258663
276089
224981
296368
38691
235399
272524
263959
273829
153968
307544
235688
108226
190635
36680
244861
196115
75834
176900
186006
268394
118105
181481
66546
177724
310140
284571
222094
231373
203679
258532
223570
299230
280896
242088

1KW155
1KW155
1KW155
1KW155
1KW155
1KW260
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW019
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW024
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW024
1KW155
1KW247
1KW260
1KW155
1KW076
1KW155
1KW155
1KW024
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW044
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW067
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW155
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156

BLMIS Account Name

JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
MICHAEL KATZ
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
SAUL B KATZ
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
SAUL B KATZ
JUDITH A WILPON C/O STERLING EQUITIES
METS LIMITED PTR #2 ATTN LEN LABITA
FRED WILPON FAMILY TRUST
JUDITH A WILPON C/O STERLING EQUITIES
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
SAUL B KATZ
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
L THOMAS OSTERMAN
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
FRED WILPON
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
JUDITH A WILPON C/O STERLING EQUITIES
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC

Transaction
Date per
Customer
Statement
6/2/1997
7/1/1997
7/3/1997
8/1/1997
9/2/1997
10/1/2001
9/18/1997
10/1/1997
10/24/1997
11/3/1997
11/21/1997
12/1/1997
12/29/1997
1/2/1998
1/13/1998
2/2/1998
3/2/1998
4/1/1998
5/1/1998
6/1/1998
7/1/1998
8/3/1998
10/16/2001
9/1/1998
10/1/1998
11/2/1998
11/20/1998
12/1/1998
1/4/1999
1/4/1999
1/6/1999
1/13/1999
1/28/1999
2/1/1999
3/1/1999
10/16/2001
4/1/1999
5/3/1999
6/1/1999
7/1/1999
7/20/1999
8/2/1999
8/12/1999
9/1/1999
9/15/1999
10/1/1999
10/18/1999
10/20/1999
11/1/1999
10/16/2001
12/1/1999
10/16/2001
10/16/2001
12/21/1999
10/18/2001
12/29/1999
1/3/2000
10/19/2001
2/1/2000
2/15/2000
3/1/2000
4/3/2000
5/1/2000
5/3/2000
6/1/2000
10/19/2001
7/3/2000
8/1/2000
9/1/2000
10/2/2000
11/1/2000
12/1/2000
1/2/2001
2/1/2001
3/1/2001
4/2/2001
5/1/2001
6/1/2001
7/2/2001
8/1/2001
9/4/2001
10/1/2001
11/1/2001
12/3/2001
1/2/2002
2/1/2002
3/1/2002
4/1/2002
5/10/2002
6/3/2002
10/19/2001
7/1/2002
8/1/2002
9/3/2002
10/1/2002
11/1/2002
12/2/2002
1/2/2003
2/3/2003
4/7/2003
5/1/2003
6/2/2003
6/25/2003
7/1/2003
3/14/1996
7/29/1996
8/21/1996
10/7/1996
5/1/1997
6/2/1997
7/1/1997
8/1/1997
9/2/1997
10/1/1997
11/3/1997

Amount per
Customer
Statement
(42,000)
(42,000)
(325,000)
(42,000)
(42,000)
(39,750)
(140,625)
(42,000)
(136,600)
(42,000)
(775,000)
(42,000)
(337,500)
(42,000)
(40,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
58,630
(42,000)
(42,000)
(42,000)
(492,000)
(42,000)
(300,000)
(42,000)
(300,000)
(1,015,275)
(327,000)
(42,000)
(42,000)
63,250
(42,000)
(42,000)
(42,000)
(42,000)
(95,000)
(42,000)
(300,000)
(42,000)
(900,000)
(42,000)
(100,000)
(50,000)
(42,000)
496,625
(42,000)
6,000,000
1,134,000
(100,000)
100,000
107,500
(42,000)
136,331
(42,000)
(500,000)
(42,000)
(42,000)
(42,000)
(125,000)
(42,000)
98,000
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(42,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
350,000
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(750,000)
(60,000)
4,100,000
95,500
2,810,664
6,367
(150,000)
(150,000)
(150,000)
(150,000)
(150,000)
(150,000)
(150,000)

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CA
CA
CW
CA
CA
CW
CA
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
JRNL
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
No
No
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00082615
AMF00082615
AMF00082610
AMF00082615
AMF00082615

6/17/1996
6/17/1996
7/1/1997
6/17/1996
6/17/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
N
Y
Y

AMF00082609
AMF00082615
AMF00082608
AMF00082615
AMF00082607
AMF00082615
AMF00082606
AMF00082615
AMF00082604
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615

9/15/1997
6/17/1996
10/23/1997
6/17/1996
11/19/1997
6/17/1996
12/22/1997
6/17/1996
1/9/1998
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
N
Y
N
Y
N
Y
N
Y
Y
Y
Y
Y
Y
Y

AMF00082615
AMF00082615
AMF00082615
AMF00082594
AMF00082615
AMF00082592
AMF00082615
AMF00082591
AMF00082590
AMF00082589
AMF00082615
AMF00082615

6/17/1996
6/17/1996
6/17/1996
11/19/1998
6/17/1996
12/31/1998
6/17/1996
1/5/1999
1/11/1999
1/22/1999
6/17/1996
6/17/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
N
Y
N
Y
N
N
N
Y
Y

AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082588
AMF00082615
AMF00082587
AMF00082615
AMF00082586
AMF00082615
AMF00082584
AMF00082583
AMF00082615

6/17/1996
6/17/1996
6/17/1996
6/17/1996
7/14/1999
6/17/1996
8/10/1999
6/17/1996
9/9/1999
6/17/1996
10/12/1999
10/18/1999
6/17/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
N
Y
N
Y
N
Y
N
N
Y

AMF00082615

6/17/1996

Frank DiPascali

Arthur Friedman

Y

AMF00082582

12/20/1999

Frank DiPascali

Arthur Friedman

N

AMF00082581
AMF00082615

12/28/1999
6/17/1996

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
Y

AMF00082615
AMF00082580
AMF00082615
AMF00082615
AMF00082615
AMF00082579
AMF00082615

6/17/1996
2/9/2000
6/17/1996
6/17/1996
6/17/1996
5/2/2000
6/17/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
N
Y
Y
Y
N
Y

AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082615
AMF00082577
AMF00082577
AMF00082577
AMF00082577
AMF00082577
AMF00082577
AMF00082577

6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

AMF00082577
AMF00082577
AMF00082577
AMF00082577
AMF00082577
AMF00082577
AMF00082577
AMF00082577
AMF00082577
AMF00082577
AMF00082574
AMF00082573
AMF00082577
AMF00082728
AMF00082719
AMF00082717
AMF00082714
AMF00082713
AMF00082713
AMF00082713
AMF00082713
AMF00082713
AMF00082713
AMF00082713

11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
4/4/2003
6/19/2003
11/1/2001
3/13/1996
7/26/1996
8/20/1996
10/3/1996
4/2/1997
4/2/1997
4/2/1997
4/2/1997
4/2/1997
4/2/1997
4/2/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
Y
N
N
N
N
Y
Y
Y
Y
Y
Y
Y

Page 24 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

230550
258448
176622
69948
58963
307307
307424
301978
220545
298675
248845
129146
142981
263859
131281
314119
94007
200453
295566
161225
82358
177726
9979
262820
64497
64475
75745
156258
300082
241807
167545
111024
270372
120068
183353
174378
259036
270601
226994
303668
268561
224816
274349
251497
88511
288950
276309
262726
292311
278549
259764
219492
28753
278745
306710
192185
186960
88745
118424
141370
221342
282926
282938
169579
265410
254991
245427
216046
209581
147694
101476
294089
201422
294101
306969
308298
259311
300830
277948
243956
279042
179801
177334
16526
232896
102298
298193
222581
260561
220204
293571
245430
82651
141693
281790
209259
196523
239014
308774
32854
279649
305009
264800
217252
267040
226766
197265
96686
73672
254300
36351
298120
164651
21814
142008

1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW247
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW247
1KW247
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW346
1KW156
1KW247
1KW156
1KW156
1KW156
1KW156
1KW247
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156

BLMIS Account Name

STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
ROBBINSVILLE PARK LLC
STERLING 15C LLC
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC

Transaction
Date per
Customer
Statement
11/10/1997
12/1/1997
1/2/1998
2/2/1998
3/2/1998
4/1/1998
5/1/1998
6/1/1998
7/1/1998
8/3/1998
8/24/1998
8/24/1998
8/27/1998
9/1/1998
10/1/1998
11/2/1998
10/19/2001
12/1/1998
1/4/1999
1/5/1999
2/1/1999
3/1/1999
4/1/1999
4/30/1999
5/3/1999
5/6/1999
6/1/1999
7/1/1999
7/29/1999
8/2/1999
9/1/1999
10/1/1999
11/1/1999
12/1/1999
1/3/2000
2/1/2000
3/1/2000
3/7/2000
10/23/2001
10/25/2001
4/3/2000
5/1/2000
6/1/2000
7/3/2000
8/1/2000
9/1/2000
10/2/2000
11/1/2000
12/1/2000
12/21/2000
1/2/2001
1/5/2001
2/1/2001
3/1/2001
4/2/2001
5/1/2001
6/1/2001
7/2/2001
8/1/2001
8/15/2001
9/4/2001
10/1/2001
10/11/2001
11/1/2001
12/3/2001
12/12/2001
1/2/2002
2/1/2002
3/1/2002
4/1/2002
5/10/2002
6/3/2002
6/10/2002
6/28/2002
7/1/2002
7/18/2002
8/1/2002
8/22/2002
9/3/2002
10/1/2002
11/1/2002
12/2/2002
1/2/2003
1/29/2003
2/3/2003
10/26/2001
3/3/2003
11/2/2001
4/1/2003
5/1/2003
6/2/2003
6/25/2003
11/9/2001
7/1/2003
8/1/2003
9/2/2003
10/1/2003
11/3/2003
11/25/2003
12/1/2003
1/2/2004
2/2/2004
2/27/2004
3/1/2004
4/1/2004
5/3/2004
6/1/2004
6/30/2004
7/1/2004
8/2/2004
9/1/2004
10/1/2004
11/1/2004
12/1/2004
1/3/2005

Amount per
Customer
Statement
51,895
(150,000)
(150,000)
(150,000)
(150,000)
(150,000)
(150,000)
(150,000)
(150,000)
(150,000)
74,254
174,800
(150,000)
(150,000)
(150,000)
(150,000)
3,000,000
(150,000)
(150,000)
(100,000)
(250,000)
(250,000)
(250,000)
40,000
(250,000)
65,000
(250,000)
(250,000)
114,800
(250,000)
(250,000)
(250,000)
(250,000)
(250,000)
(250,000)
(250,000)
(250,000)
6,282,359
2,000,000
2,000,000
(370,000)
(370,000)
(370,000)
(370,000)
(370,000)
(370,000)
(370,000)
(370,000)
(370,000)
(450,000)
(370,000)
(227,500)
(370,000)
(370,000)
(370,000)
(370,000)
(370,000)
(370,000)
(370,000)
(121,250)
(370,000)
(370,000)
(200,000)
(370,000)
(325,000)
(600,000)
(325,000)
(325,000)
(325,000)
(325,000)
(325,000)
(325,000)
(700,000)
(137,750)
(325,000)
(143,650)
(325,000)
(500,000)
(325,000)
(300,000)
(300,000)
(300,000)
(300,000)
(82,800)
(300,000)
800,000
(300,000)
1,000,000
(300,000)
(300,000)
(300,000)
(175,000)
2,000,000
(300,000)
(300,000)
(300,000)
(300,000)
(180,000)
(550,000)
(250,000)
(250,000)
(250,000)
(225,000)
(250,000)
(250,000)
(250,000)
(250,000)
(500,000)
(250,000)
(250,000)
(250,000)
(250,000)
(250,000)
(250,000)
(250,000)

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CA
CW
CA
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CA
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00082712
AMF00082713
AMF00082713
AMF00082713
AMF00082713
AMF00082713
AMF00082713
AMF00082713
AMF00082713
AMF00082713
AMF00082709
AMF00082709
AMF00082710
AMF00082713
AMF00082713
AMF00082713

11/7/1997
4/2/1997
4/2/1997
4/2/1997
4/2/1997
4/2/1997
4/2/1997
4/2/1997
4/2/1997
4/2/1997
8/21/1998
8/21/1998
8/24/1998
4/2/1997
4/2/1997
4/2/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
N
Y
Y
Y

AMF00082713
AMF00082713
AMF00082708
AMF00082708
AMF00082708
AMF00082708
AMF00082707
AMF00082708
AMF00082705
AMF00082708
AMF00082708
AMF00082703
AMF00082708
AMF00082708
AMF00082708
AMF00082708
AMF00082708
AMF00082708
AMF00082708
AMF00082708
AMF00082702

4/2/1997
4/2/1997
1/4/1999
1/4/1999
1/4/1999
1/4/1999
4/27/1999
1/4/1999
4/30/1999
1/4/1999
1/4/1999
6/27/1999
1/4/1999
1/4/1999
1/4/1999
1/4/1999
1/4/1999
1/4/1999
1/4/1999
1/4/1999
3/3/2000

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
N
Y
N
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
N

AMF00082701
AMF00082701
AMF00082701
AMF00082701
AMF00082701
AMF00082701
AMF00082701
AMF00082701
AMF00082701
AMF00082700
AMF00082701
AMF00082699
AMF00082701
AMF00082701
AMF00082701
AMF00082701
AMF00082701
AMF00082701
AMF00082701
AMF00082697
AMF00082701
AMF00082701
AMF00082696
AMF00082701
AMF00082695
AMF00082694
AMF00082695
AMF00082695
AMF00082695
AMF00082695
AMF00082695
AMF00082695
AMF00082693
AMF00082692
AMF00082695
AMF00082691
AMF00082695
AMF00082690
AMF00082695
AMF00082689
AMF00082689
AMF00082689
AMF00082689
AMF00082688
AMF00082689

3/13/2000
3/13/2000
3/13/2000
3/13/2000
3/13/2000
3/13/2000
3/13/2000
3/13/2000
3/13/2000
12/20/2000
3/13/2000
1/4/2001
3/13/2000
3/13/2000
3/13/2000
3/13/2000
3/13/2000
3/13/2000
3/13/2000
8/13/2001
3/13/2000
3/13/2000
9/13/2001
3/13/2000
11/1/2001
12/11/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
6/6/2002
6/24/2002
11/1/2001
6/17/2002
11/1/2001
8/20/2002
11/1/2001
9/9/2002
9/9/2002
9/9/2002
9/9/2002
1/27/2003
9/9/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
N
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
N
Y
Y
N
Y
Y
Y
Y
Y
Y
N
N
Y
N
Y
N
Y
Y
Y
Y
Y
N
Y

AMF00082689

9/9/2002

Frank DiPascali

Arthur Friedman

Y

AMF00082689
AMF00082689
AMF00082689
AMF00082687

9/9/2002
9/9/2002
9/9/2002
6/9/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
N

AMF00082689
AMF00082689
AMF00082689
AMF00082689
AMF00082686
AMF00082685
AMF00082686
AMF00082686
AMF00082686
AMF00082684
AMF00082686
AMF00082686
AMF00082686
AMF00082686
AMF00082683
AMF00082686
AMF00082686
AMF00082686
AMF00082686
AMF00082686
AMF00082686
AMF00082686

9/9/2002
9/9/2002
9/9/2002
9/9/2002
10/8/2003
11/20/2003
10/8/2003
10/8/2003
10/8/2003
2/25/2004
10/8/2003
10/8/2003
10/8/2003
10/8/2003
6/28/2004
10/8/2003
10/8/2003
10/8/2003
10/8/2003
10/8/2003
10/8/2003
10/8/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y

Page 25 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

273069
260657
298838
282958
256933
260479
308938
222565
51881
31615
305428
252925
294578
215022
155487
295832
111842
156821
114461
97835
114100
287794
141441
186758
284809
227371
296648
243884
191735
152314
192915
184007
221321
5588
13260
272117
53488
12015
19212
268743
283428
168781
302485
12520
76860
278245
158112
219564
275213
260306
296905
264475
310144
257246
311407
28379
103349
162964
299763
182271
288667
163267
229297
272655
191849
116361
178936
49054
280189
209114
256194
186058
280544
212397
62314
119537
288114
192147
207016
201765
287204
287449
76737
243885
97085
209796
43534
143594
64511
284195
3390
176945
232116
310283
158030
306183
165895
231102
197331
268575
288433
194303
305704
185096
214493
292174
51423
16
57189
259770
28801
278749
306702
245028
208131

1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW247
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW156
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161

BLMIS Account Name

STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
STERLING 15C LLC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC

Transaction
Date per
Customer
Statement
2/1/2005
3/1/2005
3/18/2005
4/1/2005
5/2/2005
6/1/2005
7/1/2005
11/16/2001
8/1/2005
9/1/2005
10/3/2005
11/1/2005
12/1/2005
12/12/2005
1/3/2006
2/1/2006
3/1/2006
4/3/2006
5/1/2006
6/1/2006
7/3/2006
8/1/2006
9/1/2006
10/2/2006
11/1/2006
12/1/2006
1/2/2007
2/1/2007
3/1/2007
3/29/2007
4/2/2007
5/1/2007
6/1/2007
7/2/2007
8/1/2007
9/4/2007
10/1/2007
11/1/2007
12/3/2007
1/2/2008
2/1/2008
3/3/2008
3/12/2008
4/1/2008
5/1/2008
6/2/2008
7/1/2008
8/1/2008
9/2/2008
10/1/2008
11/3/2008
12/1/2008
7/1/1996
8/1/1996
9/3/1996
10/1/1996
11/1/1996
12/2/1996
12/19/1996
1/2/1997
2/3/1997
3/3/1997
4/1/1997
5/1/1997
6/2/1997
7/1/1997
8/1/1997
9/2/1997
10/1/1997
11/3/1997
12/1/1997
12/29/1997
1/2/1998
2/2/1998
3/2/1998
4/1/1998
5/1/1998
6/1/1998
7/1/1998
8/3/1998
9/1/1998
10/1/1998
11/2/1998
12/1/1998
1/4/1999
2/1/1999
3/1/1999
4/1/1999
5/3/1999
6/1/1999
7/1/1999
8/2/1999
9/1/1999
10/1/1999
11/1/1999
12/1/1999
1/3/2000
2/1/2000
3/1/2000
4/3/2000
5/1/2000
6/1/2000
7/3/2000
8/1/2000
9/1/2000
10/2/2000
11/1/2000
12/1/2000
12/21/2000
1/2/2001
2/1/2001
3/1/2001
4/2/2001
4/24/2001
5/1/2001

Amount per
Customer
Statement
(250,000)
(250,000)
(500,000)
(250,000)
(250,000)
(250,000)
(250,000)
1,000,000
(250,000)
(270,000)
(270,000)
(270,000)
(270,000)
(400,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(700,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(270,000)
(250,000)
(250,000)
(250,000)
(250,000)
(250,000)
(250,000)
(800,000)
(250,000)
(250,000)
(250,000)
(225,000)
(225,000)
(200,000)
(200,000)
(200,000)
(200,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(435,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(435,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(215,000)
(66,000)
(66,000)
(66,000)
(66,000)
(235,000)
(66,000)

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00082686
AMF00082686
AMF00082682
AMF00082686
AMF00082686
AMF00082686
AMF00082686

10/8/2003
10/8/2003
3/9/2005
10/8/2003
10/8/2003
10/8/2003
10/8/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
N
Y
Y
Y
Y

AMF00082686
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082680
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082679
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082681
AMF00082677
AMF00082677
AMF00082677
AMF00082677
AMF00082677
AMF00082677
AMF00082676
AMF00082677
AMF00082677
AMF00082677
AMF00082675
AMF00082675
AMF00082674
AMF00082674
AMF00082674
AMF00082674
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082815
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082814
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082813
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082812
AMF00082825

10/8/2003
8/31/2005
8/31/2005
8/31/2005
8/31/2005
12/7/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
3/22/2007
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
9/5/2007
9/5/2007
9/5/2007
9/5/2007
9/5/2007
9/5/2007
3/10/2008
9/5/2007
9/5/2007
9/5/2007
5/19/2008
5/19/2008
8/8/2008
8/8/2008
8/8/2008
8/8/2008
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
12/13/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
12/22/1997
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
12/20/2000
6/17/1996
6/17/1996
6/17/1996
6/17/1996
4/19/2001
6/17/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
N
Y

Page 26 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

285520
252316
241445
47249
243386
214922
265844
279368
295487
103360
288639
288654
79381
9424
241337
122553
304145
83347
129100
88529
200689
151344
288281
97102
237238
17957
237024
73129
34366
300124
193971
9962
186493
158065
182236
165902
251748
290711
273768
256489
298021
35229
292397
288959
158443
176561
160291
124680
281145
222235
42034
49073
123731
209120
263032
144747
190204
74064
274784
275541
287134
313357
178819
271151
262194
284622
49479
81824
203646
80042
48617
36060
249707
264470
222591
222559
265809
240984
311369
224969
110058
255562
168501
233182
279256
266523
215921
263196
49088
258265
169556
251938
271365
220970
310165
294104
238750
7893
238044
265820
232134
292758
259035
265361
265370
34137
228760
212236
194715
296655
226075
294793
210008
210006
233591

1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW161
1KW168
1KW168
1KW168
1KW168
1KW168
1KW168
1KW168
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW209
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW175
1KW247
1KW024
1KW076
1KW242
1KW260
1KW024
1KW024
1KW178
1KW178
1KW178
1KW024
1KW180
1KW180
1KW180
1KW180
1KW044
1KW067
1KW189
1KW189
1KW189
1KW189
1KW189
1KW189
1KW190
1KW190
1KW081
1KW192
1KW192
1KW192
1KW020
1KW020
1KW192
1KW192
1KW020
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195

BLMIS Account Name

ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
MARVIN TEPPER & ELISE TEPPER J/T WROS
MARVIN TEPPER & ELISE TEPPER J/T WROS
MARVIN TEPPER & ELISE TEPPER J/T WROS
MARVIN TEPPER & ELISE TEPPER J/T WROS
MARVIN TEPPER & ELISE TEPPER J/T WROS
MARVIN TEPPER & ELISE TEPPER J/T WROS
MARVIN TEPPER & ELISE TEPPER J/T WROS
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
STERLING PATHOGENESIS CO
METS LIMITED PTR #2 ATTN LEN LABITA
SAUL B KATZ
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
SAUL B KATZ
SAUL B KATZ
STERLING EQUITIES INVESTORS
STERLING EQUITIES INVESTORS
STERLING EQUITIES INVESTORS
SAUL B KATZ
STERLING 15C LLC #2
STERLING 15C LLC #2
STERLING 15C LLC #2
STERLING 15C LLC #2
L THOMAS OSTERMAN
FRED WILPON
RUSKIN GARDENS APTS LLC
RUSKIN GARDENS APTS LLC
RUSKIN GARDENS APTS LLC
RUSKIN GARDENS APTS LLC
RUSKIN GARDENS APTS LLC
RUSKIN GARDENS APTS LLC
L THOMAS OSTERMAN
L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON J/T WROS
METS LIMITED PTR SPECIAL ATTN: LEN LABITA
METS LIMITED PTR SPECIAL ATTN: LEN LABITA
METS LIMITED PTR SPECIAL ATTN: LEN LABITA
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
METS LIMITED PTR SPECIAL ATTN: LEN LABITA
METS LIMITED PTR SPECIAL ATTN: LEN LABITA
MICHAEL KATZ & DAYLE KATZ J/T WROS
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL

Transaction
Date per
Customer
Statement
6/1/2001
7/2/2001
8/1/2001
9/4/2001
10/1/2001
11/1/2001
11/21/2001
3/19/2002
11/25/1996
11/25/1996
3/19/1997
3/31/1997
12/22/1997
4/21/1998
10/14/1998
2/26/2001
12/4/2000
9/14/2000
9/7/2000
8/28/2000
6/7/2000
11/2/1998
12/1/1998
1/4/1999
2/1/1999
3/1/1999
4/1/1999
5/3/1999
6/1/1999
7/1/1999
8/2/1999
9/1/1999
10/1/1999
11/1/1999
12/1/1999
1/3/2000
2/1/2000
3/1/2000
4/3/2000
5/1/2000
6/1/2000
7/3/2000
8/1/2000
9/1/2000
10/15/1998
9/28/1998
9/17/1998
8/25/1998
8/5/1998
6/30/1998
6/29/1998
9/2/1997
10/1/1997
11/3/1997
12/1/1997
1/2/1998
2/2/1998
3/2/1998
4/1/1998
5/1/1998
6/1/1998
7/1/1998
8/3/1998
9/1/1998
10/1/1998
12/29/2004
4/1/1997
5/1/1997
6/2/1997
7/1/1997
8/1/1997
1/2/1997
2/3/1997
3/3/1997
11/21/2001
11/27/2001
11/27/2001
11/27/2001
11/27/2001
11/28/2001
11/28/2001
2/13/1997
9/4/1997
7/24/1998
3/28/2005
3/24/1999
5/25/1999
2/23/1998
9/25/1997
11/28/2001
11/28/2001
6/16/1997
10/14/1998
12/14/2000
12/21/2001
6/12/2002
10/31/2002
6/26/1997
4/27/2001
11/28/2001
9/13/1999
7/12/2004
10/4/2004
12/3/2001
12/3/2001
9/12/2005
9/26/2005
12/3/2001
4/18/2000
11/22/1999
9/14/1999
11/5/1999
9/20/1999
5/14/1999
2/1/1999

Amount per
Customer
Statement
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(66,000)
(11,312,311)
(16,666)
15,000
15,000
45,000
(37,750)
(63,375)
(130,755)
(653)
(76)
(7,331)
(24,064,512)
2,400,000
(2,500,000)
(1,608,400)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(200,000)
(1,030,000)
65,000
935,000
(250,000)
(500,000)
(500,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
18,165
(70,000)
(70,000)
(70,000)
(70,000)
(70,000)
(35,000)
(35,000)
(35,000)
2,000,000
347,000
200,000
3,600,000
5,300,000
1,838,000
105,000
380,000
418,061
(981,170)
75,000
(80,000)
(5,000,000)
417,800
75,660
130,000
300,000
160,000
(30,000)
(60,000)
(30,000)
(157,573)
(49)
250,000
(250,000)
300,000
(2,000,000)
(1,000,000)
(2,000,000)
210,000
4,814
(6,000,000)
(5,150,000)
77,749
(60,846)
71,500
(70,000)
(133,700)
(100,000)
(250,000)
216,500

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
CA
JRNL
CA
CW
CA
CW
CW
CA
CA
CA
CA
JRNL
CW
CW
CW
CW
CW
JRNL
CW
CA
CW
CW
CW
CA
CA
CW
CW
CA
CW
CA
CW
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082825
AMF00082810
MADTSS00212674
MADTBB01957976
MADTBB01957976
MADTBB01957975
MADTBB01957974
MADTBB01957972
MADTBB01957971
MADTBB01957971
AMF00083251
AMF00083252
AMF00083254
AMF00083256
AMF00083257
AMF00083258
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083259
AMF00083265
AMF00083266
AMF00083267
AMF00083268
AMF00083270
AMF00083271
AMF00083272
AMF00083281
AMF00083281
AMF00083281
AMF00083281
AMF00083281
AMF00083281
AMF00083281
AMF00083281
AMF00083281
AMF00083281
AMF00083281
AMF00083281
AMF00083281
AMF00083281

6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
6/17/1996
9/13/2001
3/12/2002
11/22/1996
11/22/1996
3/17/1997
3/25/1997
12/17/1997
4/15/1998
4/15/1998
11/30/2000
11/30/2000
9/13/2000
9/6/2000
8/24/2000
6/6/2000
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/16/1998
10/13/1998
9/25/1998
9/15/1998
8/24/1998
7/31/1998
6/25/1998
6/24/1998
8/19/1997
8/19/1997
8/19/1997
8/19/1997
8/19/1997
8/19/1997
8/19/1997
8/19/1997
8/19/1997
8/19/1997
8/19/1997
8/19/1997
8/19/1997
8/19/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
N
N
N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

AMF00083288
AMF00083288
AMF00083288
AMF00083288
AMF00083288
AMF00083310
AMF00083310
AMF00083310

3/4/1997
3/4/1997
3/4/1997
3/4/1997
3/4/1997
11/27/1996
11/27/1996
11/27/1996

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y

MADTBB01958004
MADTBB01957993
MADTBB01957992

2/11/1997
9/3/1997
7/17/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman
Corine M. Maucher

N
N
N

AMF00083377
AMF00083378
AMF00083380
AMF00083382

3/18/1999
5/19/1999
2/19/1998
9/24/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Corine M. Maucher
Arthur Friedman

N
N
N
N

AMF00083752
AMF00083751
AMF00083750
AMF00083747
AMF00083749
AMF00083749
AMF00083773
AMF00083764

6/11/1997
10/12/1998
12/9/2000
12/19/2001
6/6/2002
6/6/2002
6/23/1997
3/23/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N

AMF00083813
AMF00083796
AMF00083795

8/25/1999
7/8/2004
9/20/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N

AMF00083794
AMF00083794

9/1/2005
9/21/2005

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00083879
AMF00083880
AMF00083882
AMF00083885
AMF00083886
AMF00083887
AMF00083888

4/17/2000
11/16/1999
9/9/1999
11/4/1999
9/13/1999
5/11/1999
1/29/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N

Page 27 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

105913
187712
17967
230119
19184
119996
300132
303159
311713
310291
213166
44165
166225
229085
189155
288501
188219
256855
242559
94960
263205
207938
146556
178306
282903
250467
25942
255803
241341
168269
28326
9605
185495
164121
247310
271044
200590
280497
223321
185828
44636
195924
195885
277049
259704
265381
265385
293185
212253
212258
121569
259741
296403
208856
235322
204769
296392
259747
106641
37446
261152
198076
141388
70875
299279
278610
149551
251736
209527
202892
182527
209998
268611
241415
102554
189348
206164
117520
243824
98636
296361
121535
296356
106592
232525
293149
140736
204763
259710
121552
235280
98652
232074
235307
53515
96239
252531
100909
226881
198907
308664
270384
284638
97117
10345
275472
82554
280207
79192
139625
271586
69964
298777
134432
239416

1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW195
1KW247
1KW004
1KW019
1KW024
1KW044
1KW067
1KW076
1KW081
1KW108
1KW109
1KW110
1KW201
1KW207
1KW208
1KW209
1KW227
1KW242
1KW260
1KW263
1KW004
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW198
1KW067
1KW121
1KW024
1KW067
1KW247
1KW247
1KW004
1KW019
1KW024
1KW044
1KW044
1KW067
1KW076
1KW081
1KW242
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201

BLMIS Account Name

JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
JEFFREY S WILPON SPECIAL
METS LIMITED PTR #2 ATTN LEN LABITA
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
RICHARD A WILPON & DEBRA WILPON J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
DAVID M KATZ
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
NATALIE KATZ
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
MARVIN B TEPPER
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
RED VALLEY PARTNERS
FRED WILPON
MICHAEL KATZ & SAUL B KATZ TIC
SAUL B KATZ
FRED WILPON
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
L THOMAS OSTERMAN
FRED WILPON
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
RICHARD A WILPON & DEBRA WILPON J/T WROS
SAUL B KATZ FAMILY TRUST
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ

Transaction
Date per
Customer
Statement
1/7/1999
2/1/1999
3/1/1999
4/1/1999
5/3/1999
6/1/1999
7/1/1999
8/2/1999
9/1/1999
10/1/1999
11/1/1999
12/1/1999
1/3/2000
2/1/2000
3/1/2000
4/3/2000
12/24/1998
10/14/1998
2/2/1998
1/6/1998
2/2/1998
3/2/1998
4/1/1998
5/1/1998
6/1/1998
7/1/1998
8/3/1998
9/1/1998
10/1/1998
11/2/1998
12/1/1998
1/4/1999
12/24/1997
9/4/1997
10/1/1997
11/3/1997
12/1/1997
1/2/1998
9/2/1997
8/1/1997
12/3/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/7/2001
12/13/2001
2/28/2002
10/22/2001
8/2/2001
12/18/2000
7/26/2000
7/24/2000
1/27/2000
10/18/1999
9/20/1999
8/27/1999
7/26/1999
5/17/1999
1/13/1999
12/31/1998
12/24/1998
10/26/1998
10/9/1998
1/5/1998
9/22/1997
12/14/2001
12/14/2001
12/20/2001
12/20/2001
12/21/2001
12/27/2001
12/28/2001
12/28/2001
12/28/2001
12/28/2001
12/28/2001
12/28/2001
12/28/2001
12/28/2001
12/28/2001
10/5/2007
4/21/2005
8/28/2003
12/20/2000
11/13/2000
4/18/2000
12/27/1999
11/5/1999
9/20/1999
1/13/1999
10/14/1998
12/22/1997
1/2/1998
10/10/1997
11/3/1997
12/1/1997
1/2/1998
2/2/1998
3/2/1998
4/1/1998
5/1/1998

Amount per
Customer
Statement
(2,000)
(12,000)
(12,000)
(12,000)
(12,000)
(12,000)
(12,000)
(12,000)
(12,000)
(12,000)
(12,000)
(12,000)
(12,000)
(12,000)
(12,000)
(12,000)
(96,000)
(50,600)
(97,432)
(2,000)
(10,000)
(10,000)
(10,000)
(10,000)
(10,000)
(10,000)
(10,000)
(10,000)
(10,000)
(10,000)
(10,000)
(10,000)
(40,000)
(8,000)
(8,000)
(8,000)
(8,000)
(8,000)
(135,000)
1,576,000
1,000,000
(29,700)
(60,500)
(96,300)
(2,000)
(307,400)
(66,700)
(133,400)
(19,500)
(19,500)
(19,500)
(120,000)
(1,000)
(1,000)
(1,000)
(12,600)
(672,900)
(295,800)
(104,900)
25,000
(25,000)
40,000
125,000
(230,000)
(20,000)
(50,000)
(50,000)
(90,000)
(45,000)
(50,000)
(85,000)
(100,000)
(72,000)
(18,000)
(146,800)
(90,000)
(50,000)
(200,900)
(500,000)
300,000
10,000
125,000
425,000
2,000,000
4,000,000
60,000
257,690
1,153,034
70,000
100,000
1,478,500
88,550
322,810
491,700
(184,402)
(202,000)
500,000
(45,000)
(182)
(60,846)
44,444
(173,900)
(58,000)
(87,500)
(85,400)
(48,750)
(4,650)
(69,600)
(8,000)
(8,000)
(8,000)
(8,000)
(8,000)
(8,000)
(8,000)

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
JRNL
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CW
CA
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083889
AMF00083890
AMF00083891
AMF00083892
AMF00083894
AMF00083894
AMF00083894
AMF00083894
AMF00083894
AMF00083894
AMF00083894
AMF00083894
AMF00083894
AMF00083894
AMF00083894
AMF00083894
AMF00083894
AMF00083895
AMF00083896
AMF00083896
AMF00083896
AMF00083896
AMF00083896
AMF00083898
AMF00083899

1/5/1999
1/5/1999
1/5/1999
1/5/1999
1/5/1999
1/5/1999
1/5/1999
1/5/1999
1/5/1999
1/5/1999
1/5/1999
1/5/1999
1/5/1999
1/5/1999
1/5/1999
1/5/1999
12/23/1998
10/13/1998
1/26/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
12/19/1997
9/3/1997
9/3/1997
9/3/1997
9/3/1997
9/3/1997
8/26/1997
7/30/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Unknown
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
N
N

AMF00083924
AMF00083925
AMF00083926
AMF00083927
AMF00083928
AMF00083929
AMF00083930
AMF00083932
AMF00083933
AMF00083934
AMF00083935
AMF00083936
AMF00083937
AMF00083938
AMF00083939
AMF00083940
AMF00083941
AMF00083942
AMF00083946

2/27/2002
10/18/2001
8/1/2001
12/13/2000
7/18/2000
7/18/2000
1/24/2000
10/12/1999
9/13/1999
8/24/1999
7/22/1999
5/12/1999
1/11/1999
12/29/1998
12/23/1998
10/23/1998
10/8/1998
12/29/1997
9/17/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00084021
AMF00084022
AMF00084032
AMF00084035
AMF00084036
AMF00084038
AMF00084039
AMF00084040
AMF00084041
AMF00084042
AMF00084043
1AMF00079490
AMF00084049
AMF00084051
AMF00084053
AMF00084053
AMF00084053
AMF00084053
AMF00084053
AMF00084053
AMF00084053

10/4/2007
4/19/2005
8/27/2003
12/18/2000
11/7/2000
4/17/2000
12/22/1999
11/4/1999
9/13/1999
1/11/1999
10/13/1998
12/17/1997
12/22/1997
10/7/1997
8/25/1997
8/25/1997
8/25/1997
8/25/1997
8/25/1997
8/25/1997
8/25/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Y
Y
Y
Y
Y
Y

Page 28 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

285198
202470
238496
272010
277210
23003
5891
183617
233588
244928
81212
259757
126996
162530
162432
237613
237624
226056
162510
248894
257631
83938
253801
162599
208717
38682
257603
237608
83927
257619
257624
83950
237596
162499
226015
188071
186402
293581
297308
102258
309559
187395
253086
9919
225973
253775
220749
175901
64765
215737
64801
235417
216066
181486
201434
309563
280660
202886
67292
261158
209607
8243
241648
279381
147711
147723
313656
284432
220075
88582
276888
156036
168206
186934
296622
205712
108133
245465
201478
15140
29485
224515
253075
252456
222893
147703
192631
253433
188796
284436
313624
313647
253420
270511
284441
253387
219330
312317
312115
196035
286199
259978
254857
101454
297319
273299
259626
15046
273291
201398
293233
225619
201414
153997
154003

1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW201
1KW260
1KW263
1KW260
1KW044
1KW076
1KW081
1KW247
1KW247
1KW201
1KW121
1KW247
1KW263
1KW263
1KW300
1KW019
1KW024
1KW067
1KW108
1KW109
1KW110
1KW247
1KW019
1KW207
1KW208
1KW209
1KW263
1KW207
1KW207
1KW207
1KW207
1KW207
1KW207
1KW207
1KW019
1KW108
1KW108
1KW247
1KW109
1KW110
1KW247
1KW263
1KW247
1KW208
1KW208
1KW208
1KW208
1KW208
1KW208
1KW247
1KW358
1KW247
1KW247
1KW247
1KW242
1KW260
1KW247
1KW004
1KW076
1KW209
1KW209
1KW209
1KW209
1KW209
1KW109
1KW209
1KW209
1KW209
1KW209
1KW209
1KW209
1KW209
1KW209
1KW209
1KW207
1KW208
1KW209
1KW242
1KW260
1KW020
1KW067
1KW081
1KW238
1KW307
1KW044
1KW076
1KW019
1KW024
1KW242
1KW260
1KW322
1KW067
1KW019
1KW067
1KW263
1KW024
1KW081
1KW076
1KW013
1KW024
1KW067
1KW154
1KW155
1KW260
1KW269

BLMIS Account Name

DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
DAVID M KATZ
FRED WILPON FAMILY TRUST
MARVIN B TEPPER
FRED WILPON FAMILY TRUST
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
RICHARD A WILPON & DEBRA WILPON J/T WROS
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
DAVID M KATZ
MICHAEL KATZ & SAUL B KATZ TIC
METS LIMITED PTR #2 ATTN LEN LABITA
MARVIN B TEPPER
MARVIN B TEPPER
STERLING EQUITIES
MICHAEL KATZ
SAUL B KATZ
FRED WILPON
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
METS LIMITED PTR #2 ATTN LEN LABITA
MICHAEL KATZ
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
MARVIN B TEPPER
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
MICHAEL KATZ
GREGORY KATZ
GREGORY KATZ
METS LIMITED PTR #2 ATTN LEN LABITA
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
METS LIMITED PTR #2 ATTN LEN LABITA
MARVIN B TEPPER
METS LIMITED PTR #2 ATTN LEN LABITA
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING 20 LLC
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
MICHAEL KATZ & DAYLE KATZ J/T WROS
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
SAUL B KATZ - PM
DEBRA WILPON
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
MICHAEL KATZ
SAUL B KATZ
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
MARVIN B TEPPER DEFINED BENEFIT PLAN
FRED WILPON
MICHAEL KATZ
FRED WILPON
MARVIN B TEPPER
SAUL B KATZ
RICHARD A WILPON & DEBRA WILPON J/T WROS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
DAYLE KATZ
SAUL B KATZ
FRED WILPON
IRIS J KATZ C/O STERLING EQUITES
JUDITH A WILPON C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST
PHYLLIS REBELL OSTERMAN

Transaction
Date per
Customer
Statement
6/1/1998
7/1/1998
8/3/1998
9/1/1998
10/1/1998
11/2/1998
12/1/1998
1/4/1999
2/1/1999
3/1/1999
4/1/1999
12/28/2001
12/28/2001
1/2/2002
1/3/2002
1/3/2002
1/3/2002
1/4/2002
1/8/2002
9/14/1999
1/9/2002
1/11/2002
1/11/2002
1/11/2002
1/11/2002
1/15/2002
1/15/2002
1/15/2002
1/15/2002
1/15/2002
1/15/2002
1/16/2002
1/17/2002
1/17/2002
1/17/2002
1/17/2002
1/17/2002
6/6/2003
6/13/2002
10/25/2001
1/11/2001
7/5/2000
8/27/1999
12/24/1998
1/23/2002
1/23/2002
1/23/2002
1/24/2002
2/1/2002
2/1/2002
2/12/2002
2/15/2002
2/21/2002
6/6/2003
6/13/2002
1/11/2001
7/5/2000
8/27/1999
12/24/1998
2/26/2002
3/4/2002
3/12/2002
3/20/2002
3/22/2002
4/1/2002
4/1/2002
4/3/2002
4/10/2002
4/10/2002
10/5/2007
3/21/2007
1/12/2007
4/13/2006
5/2/2005
1/5/2007
10/13/2004
9/22/2004
6/6/2003
6/13/2002
6/27/2001
1/11/2001
7/5/2000
8/27/1999
12/24/1998
4/10/2002
4/10/2002
4/10/2002
4/10/2002
4/10/2002
4/12/2002
4/12/2002
4/15/2002
4/15/2002
4/15/2002
4/17/2002
4/17/2002
4/22/2002
5/1/2002
5/9/2002
5/9/2002
5/17/2002
5/20/2002
5/29/2002
5/29/2002
6/13/2002
6/17/2002
6/17/2002
6/18/2002
6/24/2002
6/24/2002
6/24/2002
6/24/2002
6/24/2002
6/24/2002
6/24/2002

Amount per
Customer
Statement
(8,000)
(8,000)
(8,000)
(8,000)
(8,000)
(8,000)
(8,000)
(8,000)
(8,000)
(8,000)
(8,000)
494,200
198,600
(39,750)
11,000
40,200
900,000
4,000,000
5,000,000
(50,000)
(11,650)
6,000,000
426,300
100,000
1,400,000
(225,000)
(1,613,000)
(1,553,000)
(2,500)
(3,750)
(4,000)
3,000,000
11,650
44,000
44,000
44,000
44,000
(6,500)
(2,000)
(7,000)
(3,000)
40,000
40,000
40,000
88,000
4,000
40,000
2,000,000
40,000
40,000
2,000,000
200,000
2,000,000
(6,000)
(2,500)
(2,200)
40,000
40,000
40,000
3,000,000
20,000,000
3,000,000
3,000,000
2,000,000
275,000
(39,750)
2,000,000
(20,000)
(1,500)
30,667
(21,325)
(11,000)
(11,000)
(1,500)
24,000
24,440
(2,500)
(6,500)
(3,500)
13,500
(5,500)
40,000
40,000
40,000
(12,500)
(11,000)
(12,000)
410,000
165,000
(581,000)
(973,000)
(600,000)
(760,700)
(206,000)
30,000
50,000
70,000
93,333
79,800
79,800
24,986
100,000
285,000
1,240,837
(14,200)
694,530
412,000
350,000
(1,000,000)
211,414
(4,000,000)
(1,500,000)
(3,000,000)
(5,000,000)
(100,000)

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CA
CA
CA
CA
CA
CW
CW
CA
CA
CA
CA
CW
CW
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CW
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CA
CW
CW
CA
CW
CW
CW
CW
CA
CA
CW
CW
CW
CA
CW
CA
CA
CA
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CA
CA
CA
CW
CA
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00084053
AMF00084053
AMF00084053
AMF00084053
AMF00084053
AMF00084053
AMF00084053
AMF00084053
AMF00084053
AMF00084053
AMF00084053

8/25/1997
8/25/1997
8/25/1997
8/25/1997
8/25/1997
8/25/1997
8/25/1997
8/25/1997
8/25/1997
8/25/1997
8/25/1997

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

AMF00083882

9/9/1999

Frank DiPascali

Arthur Friedman

N

AMF00084170
AMF00084171
AMF00084173
AMF00084175
AMF00084176
AMF00084178
AMF00084181

6/3/2003
6/11/2002
10/9/2001
1/4/2001
6/29/2000
8/24/1999
12/23/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N

AMF00084199
AMF00084200
AMF00084203
AMF00084204
AMF00084206
AMF00084209

6/3/2003
6/11/2002
1/4/2001
6/29/2000
8/24/1999
12/23/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N

AMF00084194
AMF00084222
AMF00084223
AMF00084224
AMF00084225

10/4/2007
3/20/2007
1/11/2007
4/12/2006
4/28/2005

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N

AMF00084227
AMF00084228
AMF00084231
AMF00084232
AMF00084234
AMF00084236
AMF00084237
AMF00084239
AMF00084241

10/8/2004
9/16/2004
6/3/2003
6/11/2002
6/25/2001
1/4/2001
6/29/2000
8/24/1999
12/23/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N

Page 29 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

225682
201511
308280
293685
293689
38753
108444
293672
108424
236610
300371
251093
211932
307905
236620
230070
133896
196078
277914
277921
174746
216514
186780
268626
286875
116616
296069
263214
130302
207009
168909
245241
169445
271826
160280
7599
303474
67266
223781
233595
266534
230135
19172
34371
3401
177030
209567
251763
134532
255126
158654
288628
250802
11591
277926
230904
259390
259927
262429
230929
99708
299011
84710
277857
292736
196019
199043
259402
269859
287537
19546
238763
203922
291365
296215
296217
296222
285222
299149
248581
248590
256612
5877
168209
167620
206570
222093
249898
82876
147339
300828
177135
217283
290245
290231
129501
188120
197521
253262
258512
296528
249352
38340
189474
251142
9426
137428
302004
175316
37744
41663
195145
196126
149493
232711

1KW307
1KW242
1KW067
1KW260
1KW365
1KW067
1KW314
1KW081
1KW067
1KW019
1KW044
1KW076
1KW020
1KW067
1KW081
1KW260
1KW315
1KW300
1KW004
1KW020
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW210
1KW044
1KW081
1KW096
1KW207
1KW208
1KW211
1KW209
1KW211
1KW211
1KW218
1KW218
1KW218
1KW067
1KW110
1KW247
1KW198
1KW260
1KW247
1KW247
1KW300
1KW024
1KW220
1KW220
1KW220
1KW220
1KW220
1KW220
1KW220
1KW220
1KW220
1KW220
1KW220
1KW220
1KW220
1KW220
1KW220
1KW220
1KW220
1KW222
1KW222
1KW222
1KW222
1KW223
1KW223
1KW223
1KW044
1KW067
1KW247
1KW121
1KW020
1KW108
1KW227
1KW227
1KW109
1KW227
1KW227
1KW227
1KW227
1KW227
1KW263
1KW302
1KW227

BLMIS Account Name

DEBRA WILPON
SAUL B KATZ FAMILY TRUST
FRED WILPON
FRED WILPON FAMILY TRUST
L THOMAS OSTERMAN TRACING
FRED WILPON
STERLING THIRTY VENTURE LLC B
RICHARD A WILPON & DEBRA WILPON J/T WROS
FRED WILPON
MICHAEL KATZ
L THOMAS OSTERMAN
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
MICHAEL KATZ & DAYLE KATZ J/T WROS
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE, LLC
STERLING EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
ROBIN WACHTLER AND PHILLIP WACHTLER SPECIAL
L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON J/T WROS
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
MARVIN B TEPPER
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
MARVIN B TEPPER
MARVIN B TEPPER
STERLING METS LP C/O SHEA STADIUM
STERLING METS LP C/O SHEA STADIUM
STERLING METS LP C/O SHEA STADIUM
FRED WILPON
TODD KATZ MICHAEL KATZ AS CUSTODIAN
METS LIMITED PTR #2 ATTN LEN LABITA
RED VALLEY PARTNERS
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING EQUITIES
SAUL B KATZ
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
L THOMAS OSTERMAN ET AL SEF TIC
FRED WILPON AND SAUL KATZ TIC CITIBANK
FRED WILPON AND SAUL KATZ TIC CITIBANK
FRED WILPON AND SAUL KATZ TIC CITIBANK
FRED WILPON AND SAUL KATZ TIC CITIBANK
STERLING DOUBLEDAY ENTERPRISES #2 C/O HARRY O'SHAUGHNESSY
STERLING DOUBLEDAY ENTERPRISES #2 C/O HARRY O'SHAUGHNESSY
STERLING DOUBLEDAY ENTERPRISES #2 C/O HARRY O'SHAUGHNESSY
L THOMAS OSTERMAN
FRED WILPON
METS LIMITED PTR #2 ATTN LEN LABITA
MICHAEL KATZ & SAUL B KATZ TIC
MICHAEL KATZ & DAYLE KATZ J/T WROS
GREGORY KATZ
NATALIE KATZ
NATALIE KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
NATALIE KATZ
NATALIE KATZ
NATALIE KATZ
NATALIE KATZ
NATALIE KATZ
MARVIN B TEPPER
RUTH FRIEDMAN
NATALIE KATZ

Transaction
Date per
Customer
Statement
6/24/2002
6/25/2002
7/1/2002
7/1/2002
7/3/2002
7/11/2002
7/11/2002
7/15/2002
7/19/2002
8/26/2002
8/26/2002
8/27/2002
8/28/2002
8/28/2002
8/28/2002
8/28/2002
8/28/2002
9/4/2002
9/20/2002
9/20/2002
3/13/2000
4/14/2000
9/20/1999
1/11/1999
12/31/1998
12/24/1998
1/20/1998
2/2/1998
3/2/1998
4/1/1998
5/1/1998
6/1/1998
7/1/1998
8/3/1998
9/1/1998
10/1/1998
11/2/1998
12/1/1998
1/4/1999
2/1/1999
3/1/1999
4/1/1999
5/3/1999
6/1/1999
7/1/1999
8/2/1999
9/1/1999
10/1/1999
11/1/1999
12/1/1999
1/3/2000
2/1/2000
3/1/2000
9/20/2002
9/20/2002
9/20/2002
9/20/2002
9/20/2002
2/2/1998
9/20/2002
4/21/1998
10/14/1998
10/4/2004
6/28/2004
7/6/2004
9/23/2002
9/23/2002
9/30/2002
10/1/2002
10/1/2002
10/18/2002
10/22/2002
10/22/2002
11/8/2002
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
5/6/1998
8/13/1998
1/27/1999
3/18/1999
3/24/1999
8/17/2000
5/7/1998
5/7/1998
9/11/1998
9/11/1998
8/31/1998
9/14/1998
11/2/1998
11/8/2002
11/8/2002
11/22/2002
12/2/2002
12/5/2002
12/16/2002
6/30/1998
1/19/1999
12/16/2002
1/25/2001
2/26/2001
4/6/2001
4/27/2001
9/18/2001
12/16/2002
12/16/2002
2/18/2003

Amount per
Customer
Statement
(260,000)
(4,000,000)
150,000
(39,750)
111,320
(2,000,000)
(3,000,000)
50,000
550,000
175,673
77,000
50,000
400,000
325,000
830,000
750,000
3,000,000
300,000
(22,000)
(516,200)
(1,479,689)
(1,141)
(27,000)
20,000
(7,000)
(90,000)
40,000
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(13,250)
(4,000)
(660,000)
(12,000)
(8,000)
(5,000)
(68,800)
(4,000)
(150,692)
(887)
(1,000,000)
(2,000,000)
(1,000,000)
75,000
6,100
(4,000,000)
66,000
(39,750)
4,000,000
7,000,000
1,000,000
351,146
307,817
173,403
55,195
302,920
82,367
17,000
76,516
76,496
4,930
409,469
60,011
133,877
(500,000)
(1,000,000)
(200,000)
(214,443)
(255)
949,804
949,804
(1,001,000)
(905,000)
(3,000,000)
(1,000,000)
(2,000,000)
55,000
520,931
3,000,000
35,000
(113,300)
22,000
32,000
10,000
22,000
(15,000)
(30,000)
(12,500)
(6,600)
(6,000)
200,000
10,000
40,000

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

CW
CW
CA
CW
JRNL
CW
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CW
CW
CW
CW
CA
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CA
CW
CA
CA
CA
CA
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
CW
CW
CW
CW
CW
JRNL
JRNL
CW
CW
CW
CW
CW
CA
CA
CA
CA
CW
CA
JRNL
CA
CA
CW
CW
CW
CW
CW
CA
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

MADTBB01977598
MADTBB01977598
MADTBB01977599
MADTBB01977600
MADTBB01977601
MADTBB01977602
MADTBB01977603
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605
MADTBB01977605

3/8/2000
3/8/2000
9/13/1999
1/7/1999
12/29/1998
12/23/1998
1/15/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998
1/5/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

MADTBB02412487

1/28/1998

Frank DiPascali

Arthur Friedman

N

MADTBB01957971
MADTBB01957971
AMF00084431
AMF00084433
AMF00084433

4/15/1998
4/15/1998
9/20/2004
6/24/2004
6/24/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N

AMF00084569
AMF00084569
AMF00084569
AMF00084569
AMF00084569
AMF00084569
AMF00084569
AMF00084569
AMF00084569
AMF00084569
AMF00084569
AMF00084569
AMF00084557
AMF00084556
AMF00084555
AMF00084554
AMF00084554
MADTBB01958044
MADTBB01958044
MADTBB01958033
MADTBB01958033
AMF00084611
AMF00084610
AMF00084608

5/4/1998
5/4/1998
5/4/1998
5/4/1998
5/4/1998
5/4/1998
5/4/1998
5/4/1998
5/4/1998
5/4/1998
5/4/1998
5/4/1998
8/11/1998
1/22/1999
3/10/1999
3/17/1999
3/17/1999
5/6/1998
5/6/1998
9/10/1998
9/10/1998
8/21/1998
9/3/1998
10/20/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00084705
AMF00084694

6/17/1998
1/13/1999

Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher

N
N

AMF00084693
AMF00084692
AMF00084691
AMF00084690
AMF00084688

1/19/2001
2/22/2001
4/5/2001
4/25/2001
9/13/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N

AMF00084687

2/12/2003

Frank DiPascali

Corine M. Maucher

N

Page 30 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

139259
76852
255895
6418
222448
194200
177348
194317
273365
273370
88552
57213
241031
255002
236396
75900
112267
285042
69311
194171
24415
241037
258679
296386
160691
29257
112205
254774
145517
204277
16520
141172
310159
204798
204787
72467
215700
100927
253841
262938
5811
59039
194126
228022
178946
306714
24418
233603
217459
253844
240208
224964
302796
174391
254791
289381
290202
194195
229488
281865
214968
310162
171817
3914
207730
218206
158075
55014
186798
223443
246027
296105
287225
252695
189045
308611
75912
254813
16534
93141
254505
193498
11705
254474
93146
93162
291228
5221
12019
152326
305730
195296
232532
16343
183097
242727
190504
246587
204694
266634
195721
218286
36251
112792
188911
252730
233854
182461
198838
233433
270896
218120
250817
154484
37232

1KW227
1KW247
1KW260
1KW299
1KW232
1KW260
1KW238
1KW232
1KW232
1KW232
1KW232
1KW232
1KW232
1KW232
1KW233
1KW247
1KW247
1KW233
1KW233
1KW247
1KW233
1KW233
1KW233
1KW233
1KW234
1KW234
1KW004
1KW020
1KW234
1KW234
1KW044
1KW234
1KW234
1KW235
1KW235
1KW235
1KW235
1KW235
1KW235
1KW235
1KW235
1KW083
1KW096
1KW236
1KW236
1KW236
1KW236
1KW236
1KW236
1KW236
1KW108
1KW236
1KW236
1KW109
1KW207
1KW237
1KW237
1KW208
1KW209
1KW237
1KW237
1KW237
1KW238
1KW238
1KW238
1KW238
1KW238
1KW238
1KW238
1KW238
1KW238
1KW238
1KW238
1KW238
1KW238
1KW227
1KW302
1KW309
1KW247
1KW238
1KW378
1KW154
1KW156
1KW242
1KW260
1KW314
1KW358
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242

BLMIS Account Name

NATALIE KATZ
METS LIMITED PTR #2 ATTN LEN LABITA
FRED WILPON FAMILY TRUST
SAUL B KATZ TR
JUDITH A WILPON-W STERLING EQUITIES
FRED WILPON FAMILY TRUST
SAUL B KATZ - PM
JUDITH A WILPON-W STERLING EQUITIES
JUDITH A WILPON-W STERLING EQUITIES
JUDITH A WILPON-W STERLING EQUITIES
JUDITH A WILPON-W STERLING EQUITIES
JUDITH A WILPON-W STERLING EQUITIES
JUDITH A WILPON-W STERLING EQUITIES
JUDITH A WILPON-W STERLING EQUITIES
JUDITH A WILPON-K STERLING EQUITIES
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
JUDITH A WILPON-K STERLING EQUITIES
JUDITH A WILPON-K STERLING EQUITIES
METS LIMITED PTR #2 ATTN LEN LABITA
JUDITH A WILPON-K STERLING EQUITIES
JUDITH A WILPON-K STERLING EQUITIES
JUDITH A WILPON-K STERLING EQUITIES
JUDITH A WILPON-K STERLING EQUITIES
JUDITH A WILPON-T STERLING EQUITIES
JUDITH A WILPON-T STERLING EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
JUDITH A WILPON-T STERLING EQUITIES
JUDITH A WILPON-T STERLING EQUITIES
L THOMAS OSTERMAN
JUDITH A WILPON-T STERLING EQUITIES
JUDITH A WILPON-T STERLING EQUITIES
IRIS J KATZ-W STERLING EQUITIES
IRIS J KATZ-W STERLING EQUITIES
IRIS J KATZ-W STERLING EQUITIES
IRIS J KATZ-W STERLING EQUITIES
IRIS J KATZ-W STERLING EQUITIES
IRIS J KATZ-W STERLING EQUITIES
IRIS J KATZ-W STERLING EQUITIES
IRIS J KATZ-W STERLING EQUITIES
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
PHILIP H WACHTLER AND ROBIN WILPON WACHTLER J/T WROS
IRIS J KATZ-K STERLING EQUITIES
IRIS J KATZ-K STERLING EQUITIES
IRIS J KATZ-K STERLING EQUITIES
IRIS J KATZ-K STERLING EQUITIES
IRIS J KATZ-K STERLING EQUITIES
IRIS J KATZ-K STERLING EQUITIES
IRIS J KATZ-K STERLING EQUITIES
GREGORY KATZ
IRIS J KATZ-K STERLING EQUITIES
IRIS J KATZ-K STERLING EQUITIES
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
SCOTT WILPON RICHARD A WILPON AS CUSTODIAN
IRIS J KATZ-T STERLING EQUITIES
IRIS J KATZ-T STERLING EQUITIES
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
IRIS J KATZ-T STERLING EQUITIES
IRIS J KATZ-T STERLING EQUITIES
IRIS J KATZ-T STERLING EQUITIES
SAUL B KATZ - PM
SAUL B KATZ - PM
SAUL B KATZ - PM
SAUL B KATZ - PM
SAUL B KATZ - PM
SAUL B KATZ - PM
SAUL B KATZ - PM
SAUL B KATZ - PM
SAUL B KATZ - PM
SAUL B KATZ - PM
SAUL B KATZ - PM
SAUL B KATZ - PM
SAUL B KATZ - PM
NATALIE KATZ
RUTH FRIEDMAN
DAN KNOPF HEATHER KNOPF JT TEN C/O STERLING EQUITIES
METS LIMITED PTR #2 ATTN LEN LABITA
SAUL B KATZ - PM
STERLING METS (INSURANCE FUND)
IRIS J KATZ C/O STERLING EQUITES
STERLING 15C LLC
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST

Transaction
Date per
Customer
Statement
6/25/2003
12/27/2002
12/27/2002
12/27/2002
12/8/1998
1/2/2003
1/3/2003
6/21/2000
7/3/2000
7/14/2000
8/8/2000
12/18/2000
1/11/2001
12/28/2001
12/8/1998
1/3/2003
1/9/2003
6/21/2000
10/17/2000
1/13/2003
12/18/2000
1/11/2001
9/26/2001
12/28/2001
9/4/1998
12/24/1998
1/16/2003
1/16/2003
6/21/2000
12/18/2000
1/16/2003
1/11/2001
12/28/2001
12/28/2001
12/20/2001
8/10/2001
4/5/2001
12/19/2000
6/21/2000
2/11/1999
12/8/1998
1/16/2003
1/16/2003
12/28/2001
5/2/2001
4/5/2001
12/1/2000
9/5/2000
7/17/2001
6/21/2000
1/16/2003
7/5/2001
12/8/1998
1/16/2003
1/16/2003
9/4/1998
12/24/1998
1/16/2003
1/16/2003
6/21/2000
4/5/2001
12/28/2001
3/25/2003
1/2/2003
4/18/2000
11/30/1999
11/5/1999
9/15/1999
9/9/1999
6/3/1999
11/4/1998
10/21/1998
9/14/1998
9/3/1998
9/3/1998
1/16/2003
1/16/2003
1/16/2003
1/24/2003
2/3/2003
2/3/2003
2/13/2003
2/13/2003
2/13/2003
2/13/2003
2/13/2003
2/13/2003
11/13/2007
11/8/2007
3/30/2007
3/25/2004
12/3/2003
12/1/2003
1/2/2004
2/2/2004
3/1/2004
4/1/2004
5/3/2004
6/1/2004
7/1/2004
8/2/2004
9/1/2004
10/1/2004
11/1/2004
12/1/2004
1/3/2005
2/1/2005
3/1/2005
4/1/2005
5/2/2005
6/1/2005
7/1/2005
8/1/2005
9/1/2005
10/3/2005

Amount per
Customer
Statement
(94,000)
5,000,000
(1,700,000)
(1,190,963)
(100,000)
(39,750)
(154,000)
(100,000)
(57,000)
(16,370)
(12,882)
(307,697)
(100,000)
(506,028)
(100,000)
5,000,000
5,000,000
(100,000)
(7,075)
6,000,000
(383,447)
(100,000)
(12,688)
(492,317)
(40,000)
(220,000)
(20,000)
(71,950)
(120,000)
(418,322)
(39,700)
(120,000)
(491,445)
(808,123)
(17,388)
(17,368)
(100,000)
(29,042)
(100,000)
(68,000)
(100,000)
(16,000)
(11,500)
(929,722)
(23,000)
(100,000)
(129,350)
(21,750)
(53,000)
(100,000)
(1,500)
(51,000)
(100,000)
(3,000)
(5,000)
(40,000)
(220,000)
(5,000)
(3,500)
(120,000)
(120,000)
(638,546)
(150,000)
(300,000)
(276,848)
200,000
(200,000)
(1,300,000)
191,263
115,555
500,000
48,200
245,810
225,000
29,500
(3,000)
(44,000)
(2,500)
3,000,000
(154,000)
1,041,700
70,000
90,000
340,000
75,000
165,000
100,000
238,000
2,700,000
2,100,000
(1,500,000)
(750,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)

Results of Reconciliation to Defendants' Documents

Trans
Type

Transaction
Description

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CA
CA
CA
CA
CA
JRNL
JRNL
CW
CW
CW
CA
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Unavailable
Unavailable
Unavailable
Unavailable
Unavailable
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00084686

6/18/2003

Frank DiPascali

Corine M. Maucher

N

AMF00084802

12/3/1998

Frank DiPascali

Arthur Friedman

N

AMF00084801
AMF00084800
AMF00084799
AMF00084798
AMF00084796
AMF00084795
AMF00084793
AMF00084826

6/20/2000
6/29/2000
7/12/2000
8/3/2000
12/13/2000
1/10/2001
12/26/2001
12/3/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N

AMF00084825
AMF00084824

6/20/2000
10/12/2000

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00084822
AMF00084821
AMF00084819
AMF00084818
AMF00084850
AMF00084848

12/13/2000
1/10/2001
9/24/2001
12/26/2001
9/2/1998
12/23/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N

AMF00084847
AMF00084844

6/20/2000
12/13/2000

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00084843
AMF00084841
AMF00084864
AMF00084865
AMF00084866
AMF00084868
AMF00084869
AMF00084871
AMF00084872
AMF00084873

1/10/2001
12/26/2001
12/26/2001
12/18/2001
8/8/2001
4/1/2001
12/14/2000
6/20/2000
2/9/1999
12/3/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N

AMF00084889
AMF00084895
AMF00084896
AMF00084897
AMF00084899
AMF00088490
AMF00084900

12/26/2001
4/27/2001
4/1/2001
11/28/2000
9/1/2000
7/10/2001
6/20/2000

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N

AMF00084893
AMF00084901

6/28/2001
12/3/1998

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

N
N

AMF00084924
AMF00084922

9/2/1998
12/23/1998

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

N
N

AMF00084921
AMF00084918
AMF00084916
AMF00084937
AMF00084938
AMF00084939
AMF00084940
AMF00084941
AMF00084942
AMF00084943
AMF00084944
AMF00084945
AMF00084946
AMF00084956
AMF00084957
AMF00084957

6/20/2000
4/1/2001
12/26/2001
3/20/2003
12/31/2002
4/17/2000
11/24/1999
11/4/1999
9/9/1999
9/3/1999
6/1/1999
11/2/1998
10/20/1998
9/10/1998
9/2/1998
9/2/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00304049
AMF00304050
AMF00304052
AMF00304055
AMF00304056
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057

11/9/2007
11/7/2007
3/29/2007
1/7/2004
12/1/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

Page 31 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

155703
249756
308133
295794
45630
13080
44061
61605
115028
154335
188063
249307
294820
154143
118965
96031
265254
203049
309274
306900
247711
313909
190827
101854
255909
221537
25562
248119
306503
133819
266362
80628
31980
108508
189627
301254
287027
264514
283545
271929
261565
201103
264200
279057
301075
75885
255881
221443
228273
228025
226023
235412
242006
188791
238274
273351
252573
211803
11611
21207
279054
179827
229461
225966
182423
312929
141700
5913
274945
106835
306718
214974
106522
117362
208469
74115
106825
306726
238660
88785
241457
82191
307563
222575
70884
296636
24465
101275
311924
35251
198926
165925
198236
292806
206431
206436
134539
177037
210025
303156
208227
204799
223426
193183
232718
130950
225971
232731
93153
251288
182265
146313
244742
56334
298183

1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW242
1KW247
1KW247
1KW348
1KW247
1KW247
1KW242
1KW242
1KW238
1KW300
1KW156
1KW004

BLMIS Account Name

SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
157 J.E.S LLC
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
SAUL B KATZ FAMILY TRUST
SAUL B KATZ FAMILY TRUST
SAUL B KATZ - PM
STERLING EQUITIES
STERLING 15C LLC
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS

Transaction
Date per
Customer
Statement
11/1/2005
12/1/2005
1/3/2006
2/1/2006
3/1/2006
4/3/2006
5/1/2006
6/1/2006
7/3/2006
8/1/2006
9/1/2006
10/2/2006
11/1/2006
12/1/2006
1/2/2007
2/1/2007
3/1/2007
4/2/2007
5/1/2007
6/1/2007
7/2/2007
8/1/2007
9/4/2007
10/1/2007
11/1/2007
12/3/2007
1/2/2008
2/1/2008
3/3/2008
4/1/2008
5/1/2008
6/2/2008
7/1/2008
8/1/2008
9/2/2008
10/1/2008
11/3/2008
12/1/2008
8/22/2003
9/2/2003
10/1/2003
11/3/2003
6/23/2003
4/8/2003
4/7/2003
1/2/2003
12/20/2002
2/28/2002
2/21/2002
12/3/2001
1/2/2002
2/1/2002
3/1/2002
4/1/2002
5/10/2002
6/3/2002
7/1/2002
8/1/2002
9/3/2002
10/1/2002
11/1/2002
12/2/2002
1/2/2003
2/3/2003
5/1/2003
6/2/2003
7/1/2003
8/1/2003
6/22/2001
4/24/2001
4/17/2001
4/12/2001
2/28/2001
1/4/2001
2/1/2001
3/1/2001
4/2/2001
5/1/2001
6/1/2001
7/2/2001
8/1/2001
9/4/2001
10/1/2001
11/1/2001
12/6/2000
10/3/2000
10/23/2000
10/12/2000
7/26/2000
7/24/2000
4/4/2000
1/27/2000
12/28/1999
11/15/1999
10/18/1999
10/27/1999
11/10/1999
8/9/1999
9/27/1999
8/27/1999
7/20/1999
6/4/1999
6/1/1999
12/24/1998
2/14/2003
2/20/2003
2/21/2003
2/24/2003
2/25/2003
12/21/1999
12/27/1999
3/3/2003
3/3/2003
3/5/2003
3/10/2003

Amount per
Customer
Statement
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(292,000)
(60,000)
(60,000)
(60,000)
(200,000)
(250,000)
(30,000)
(310,000)
(408,500)
(25,000)
(565,500)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
50,000
(621,500)
(50,000)
(210,000)
(741,000)
(43,500)
(43,500)
(43,500)
(43,500)
(43,500)
(43,500)
(43,500)
(43,500)
(43,500)
(43,500)
(43,500)
(250,000)
497,000
(1,400,000)
(525,000)
(524,063)
(50,000)
(2,450,000)
(50,000)
(125,000)
115,000
(50,000)
(41,000)
194,000
60,000
134,000
(50,000)
(79,000)
(500,000)
914,500
193,000
2,000,000
3,000,000
65,000
3,000,000
4,000,000
(125,000)
49,000
(154,000)
700,000
150,000
(37,400)

Trans
Type

Transaction
Description

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CA
CA
CA
CW
CW
CW
CA
JRNL
CA
CA
CA
CA
CA
CW
CA
CW
CA
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Results of Reconciliation to Defendants' Documents

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304057
AMF00304059
AMF00304060
AMF00304060
AMF00304060
AMF00304061
AMF00304062
AMF00304063
AMF00304065
AMF00304067
AMF00304068
AMF00304069
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304070
AMF00304071
AMF00304072
AMF00304073
AMF00304074
AMF00304076
AMF00304077
AMF00304077
AMF00304077
AMF00304077
AMF00304077
AMF00304077
AMF00304077
AMF00304077
AMF00304077
AMF00304077
AMF00304077
AMF00304078
AMF00304079
AMF00304080
AMF00304081
AMF00304082
AMF00304083
AMF00304084
AMF00304085
AMF00304086
AMF00304087
AMF00304088
AMF00304089
AMF00304090
AMF00304091
AMF00304093
AMF00304095
AMF00304096
AMF00304097
AMF00304098
AMF00304108

11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
8/20/2003
8/20/2003
8/20/2003
8/20/2003
6/16/2003
4/7/2003
4/4/2003
12/31/2002
12/19/2002
2/27/2002
2/20/2002
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
5/21/2001
4/23/2001
4/13/2001
4/10/2001
2/26/2001
12/29/2000
12/29/2000
12/29/2000
12/29/2000
12/29/2000
12/29/2000
12/29/2000
12/29/2000
12/29/2000
12/29/2000
12/29/2000
12/4/2000
9/29/2000
10/20/2000
10/6/2000
7/18/2000
7/18/2000
4/1/2000
1/24/2000
12/20/1999
11/11/1999
10/12/1999
10/26/1999
11/9/1999
8/5/1999
9/23/1999
8/24/1999
7/14/1999
6/1/1999
5/26/1999
12/18/1998

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
David Katz
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
N
N
N
N
N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00079018
AMF00080230

12/20/1999
12/22/1999

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

N
N

Page 32 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

BLMIS Account Name

Transaction
Date per
Customer
Statement

298164
171530
253855
202384
4033
239046
215707
298198
253007
298205
252986
252993
202360
202389
171536
241674
253018
171554
4044
230103
257536
229353
194943
213591
194551
266367
225252
188846
240691
262965
247731
269853
269857
237265
240058
263701
279865
12115
122087
112305
56537
13076
256065
246265
266636
279376
237172
285239
227083
150472
260182
146722
247807
428
158574
214249
226779
292831
303943
297749
119015
153745
287052
12503
160352
162931
292291
5917
162927
226606
139263
254037
181508
102121
60291
301644
288632
239332
305489
220250
196117
279065
39877
76818
287656
311195
254421
259249
11614
307870
259215
30871
242134
108438
252576
58633
116791
242598
289888
285881
225333
146768
282945
309097
195167
47259
219270
266220
118959
118943
266217
186999
192223
185817
283808

1KW019
1KW020
1KW242
1KW024
1KW044
1KW081
1KW108
1KW109
1KW110
1KW198
1KW020
1KW020
1KW020
1KW084
1KW108
1KW109
1KW110
1KW247
1KW341
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247

MICHAEL KATZ
MICHAEL KATZ & DAYLE KATZ J/T WROS
SAUL B KATZ FAMILY TRUST
SAUL B KATZ
L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
RED VALLEY PARTNERS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
MICHAEL KATZ & DAYLE KATZ J/T WROS
COLLEGE PLACE ENTERPRISES PROFIT SHARING
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
METS LIMITED PTR #2 ATTN LEN LABITA
CHARLES STERLING LLC
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA

3/10/2003
3/10/2003
6/26/2000
3/10/2003
3/10/2003
3/10/2003
3/10/2003
3/10/2003
3/10/2003
3/10/2003
3/13/2003
3/13/2003
3/13/2003
3/13/2003
3/13/2003
3/13/2003
3/13/2003
3/14/2003
3/31/2003
3/4/2008
11/7/2008
10/10/2008
6/27/2008
6/9/2008
5/30/2008
5/23/2008
5/19/2008
5/12/2008
2/7/2008
12/17/2007
7/16/2007
7/2/2007
7/3/2007
6/11/2007
5/21/2007
3/12/2007
7/3/2006
7/10/2006
6/12/2006
5/22/2006
5/1/2006
4/24/2006
9/19/2005
9/6/2005
6/13/2005
5/23/2005
12/13/2004
12/27/2004
9/27/2004
9/20/2004
9/13/2004
4/16/2004
4/19/2004
4/26/2004
6/1/2004
5/17/2004
5/10/2004
3/30/2004
12/30/2003
12/23/2003
12/8/2003
9/25/2003
9/15/2003
9/8/2003
8/18/2003
7/31/2003
8/11/2003
8/4/2003
7/21/2003
7/14/2003
6/30/2003
7/8/2003
6/9/2003
6/16/2003
6/13/2003
6/2/2003
5/27/2003
5/16/2003
5/12/2003
5/6/2003
4/28/2003
4/21/2003
4/16/2003
12/16/2002
12/9/2002
9/23/2002
9/9/2002
9/16/2002
9/3/2002
8/5/2002
8/12/2002
6/10/2002
7/29/2002
7/1/2002
7/15/2002
7/8/2002
6/3/2002
5/28/2002
5/6/2002
4/29/2002
4/23/2002
10/1/2001
10/9/2001
9/24/2001
9/4/2001
9/10/2001
8/6/2001
7/30/2001
7/23/2001
7/9/2001
7/2/2001
6/4/2001
5/29/2001
5/16/2001
4/10/2001

Amount per
Customer
Statement
(356,500)
(356,500)
42,000
(140,000)
(155,000)
(570,000)
(10,000)
(10,000)
(10,000)
(71,000)
44,000
44,000
54,635
27,648
44,000
44,000
44,500
4,000,000
157,000
5,000,000
(10,000,000)
10,000,000
(16,000,000)
(5,000,000)
(5,000,000)
(5,000,000)
(7,000,000)
(5,000,000)
8,000,000
(500,000)
(3,000,000)
(6,000,000)
(15,000,000)
(5,000,000)
(7,000,000)
(8,000,000)
(6,000,000)
(3,000,000)
(6,000,000)
(4,000,000)
(4,000,000)
(2,000,000)
(3,000,000)
(5,000,000)
(4,000,000)
(8,000,000)
(7,000,000)
(6,000,000)
(3,000,000)
(2,000,000)
(4,000,000)
(1,000,000)
(2,000,000)
(5,000,000)
(2,000,000)
(1,000,000)
(3,000,000)
(12,300,000)
(2,000,000)
(6,000,000)
(2,000,000)
(5,000,000)
(3,500,000)
(3,500,000)
(1,500,000)
(5,000,000)
(1,000,000)
(3,500,000)
(5,000,000)
(3,000,000)
(3,000,000)
(3,000,000)
(3,000,000)
(3,000,000)
(1,000,000)
(4,000,000)
(6,000,000)
(4,000,000)
(4,000,000)
(2,000,000)
(4,000,000)
(3,000,000)
(5,000,000)
(4,000,000)
(3,000,000)
(5,000,000)
(3,000,000)
(2,000,000)
(5,000,000)
(6,000,000)
(2,000,000)
(2,000,000)
(3,000,000)
(6,000,000)
(5,000,000)
(2,000,000)
(3,000,000)
(4,000,000)
(4,000,000)
(4,000,000)
(4,000,000)
(3,000,000)
(3,000,000)
(7,000,000)
(3,000,000)
(3,000,000)
(6,000,000)
(3,000,000)
(3,000,000)
(6,000,000)
(6,000,000)
(4,000,000)
(9,000,000)
(3,000,000)
(10,000,000)

Trans
Type

Transaction
Description

CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CA
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK-WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00304736

6/23/2000

Frank DiPascali

Corine M. Maucher

N

AMF00304047
AMF00304175
AMF00304176
AMF00304177
AMF00304178
AMF00304179
AMF00304181
AMF00304182
AMF00304184
AMF00304185
AMF00304190
AMF00304191
AMF00304192
AMF00304193
AMF00304195
AMF00304196
AMF00304197
AMF00304198
AMF00304199
AMF00304201
AMF00304202
AMF00304203
AMF00304204
AMF00304205
AMF00304206
AMF00304207
AMF00304208
AMF00304211
AMF00304212
AMF00304213
AMF00304214
AMF00304215
AMF00304218
AMF00304218
AMF00304218
AMF00304220
AMF00304225
AMF00304227
AMF00304232
AMF00304233
AMF00304234
AMF00304235
AMF00304236
AMF00304239
AMF00304240
AMF00304243
AMF00304244
AMF00304245
AMF00304246
AMF00304247
AMF00304248
AMF00304249
AMF00304249
AMF00304250
AMF00304250
AMF00304253
AMF00304255
AMF00304256
AMF00304258
AMF00304260
AMF00304261
AMF00304262
AMF00304263
AMF00304264
AMF00304266
AMF00304267
AMF00304268
AMF00304269
AMF00304269
AMF00304270
AMF00304271
AMF00304271
AMF00304272
AMF00304274
AMF00304275
AMF00304275
AMF00304276
AMF00304278
AMF00304279
AMF00304281
AMF00304282
AMF00304283
AMF00304285
AMF00304285
AMF00304287
AMF00304290
AMF00304290
AMF00304292
AMF00304294
AMF00304295
AMF00304296
AMF00304297
AMF00304298
AMF00304299
AMF00304300
AMF00304301

3/4/2008
10/30/2008
10/9/2008
6/10/2008
5/19/2008
5/19/2008
5/16/2008
5/5/2008
4/22/2008
1/22/2008
12/10/2007
7/2/2007
6/19/2007
7/2/2007
5/31/2007
5/1/2007
3/2/2007
6/23/2006
7/7/2006
5/31/2006
5/15/2006
4/19/2006
4/19/2006
9/12/2005
8/31/2005
6/10/2005
5/10/2005
12/2/2004
12/20/2004
9/20/2004
9/8/2004
9/2/2004
4/13/2004
4/13/2004
4/13/2004
5/24/2004
5/12/2004
4/29/2004
3/29/2004
12/24/2003
12/19/2003
12/1/2003
9/18/2003
8/11/2003
8/11/2003
8/11/2003
7/29/2003
7/21/2003
7/21/2003
7/9/2003
7/1/2003
6/25/2003
6/25/2003
5/14/2003
5/14/2003
6/9/2003
6/9/2003
5/16/2003
5/14/2003
4/29/2003
5/2/2003
4/23/2003
4/15/2003
4/15/2003
12/13/2002
12/4/2002
9/9/2002
8/13/2002
8/13/2002
8/13/2002
7/17/2002
7/17/2002
5/28/2002
7/17/2002
5/28/2002
5/28/2002
7/3/2002
5/13/2002
5/7/2002
4/22/2002
4/16/2002
4/15/2002
9/24/2001
9/24/2001
9/13/2001
8/21/2001
8/21/2001
7/26/2001
7/17/2001
7/2/2001
6/27/2001
6/27/2001
5/23/2001
5/15/2001
5/15/2001
3/26/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Richard Wilpon
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Mark Peskin
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

Page 33 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

300015
132274
300963
226499
292402
239130
273378
187399
305718
305714
35262
281892
281884
281873
303938
282868
288444
264852
268464
194646
277588
258118
5443
262793
286985
147368
197831
301079
313784
223496
301035
279192
301110
196111
301105
220167
268236

1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW247
1KW238
1KW260
1KW247
1KW083
1KW154
1KW198
1KW208
1KW209
1KW378
1KW238

288653

1KW372

193377
248976
299974
306049
260464
283553
94527
5910
160331
253031
100690
209381
210765
21109
182335

1KW238
1KW156
1KW238
1KW260
1KW388
1KW300
1KW365
1KW020
1KW044
1KW081
1KW067
1KW227
1KW081
1KW109
1KW004

209245

1KW016

174566
287036
277397
271956
153679
46172
232815
134754
71298
277938
134740
83411
260261
134749
77360
239019
239032
77382
41236
195239
195252
162493
303940
31700
15238
230636
133480
285448
285397
143611
133457
298896
133438
95447
133420
16325
244986
143642
304954
285410
302957
304942
239684
304950
285418
143617
298908
41533
239727
41546
133474
302961
310928
310945
264821
109674
262289
300664
305734

1KW110
1KW209
1KW044
1KW367
1KW004
1KW260
1KW081
1KW322
1KW109
1KW110
1KW209
1KW365
1KW247
1KW247
1KW247
1KW247
1KW247
1KW341
1KW004
1KW013
1KW067
1KW081
1KW067
1KW336
1KW347
1KW347
1KW260
1KW247
1KW014
1KW067
1KW247
1KW004
1KW108
1KW109
1KW110
1KW110
1KW209
1KW367
1KW076
1KW076
1KW247
1KW020
1KW024
1KW067
1KW081
1KW081
1KW209
1KW242
1KW260
1KW247
1KW247
1KW247
1KW121
1KW247
1KW378
1KW347
1KW396
1KW247
1KW247

BLMIS Account Name

METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
SAUL B KATZ - PM
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
IRIS J KATZ C/O STERLING EQUITES
RED VALLEY PARTNERS
JESSICA WILPON RICHARD A WILPON AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING METS (INSURANCE FUND)
SAUL B KATZ - PM
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
SAUL B KATZ - PM
STERLING 15C LLC
SAUL B KATZ - PM
FRED WILPON FAMILY TRUST
ARTHUR FRIEDMAN ET AL TIC
STERLING EQUITIES
L THOMAS OSTERMAN TRACING
MICHAEL KATZ & DAYLE KATZ J/T WROS
L THOMAS OSTERMAN
RICHARD A WILPON & DEBRA WILPON J/T WROS
FRED WILPON
NATALIE KATZ
RICHARD A WILPON & DEBRA WILPON J/T WROS
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
IRIS & SAUL KATZ FAM FDN INC AND JUDY & FRED WILPON FAMILY FDN
INC TIC
TODD KATZ MICHAEL KATZ AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
L THOMAS OSTERMAN
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
FRED WILPON FAMILY TRUST
RICHARD A WILPON & DEBRA WILPON J/T WROS
MARVIN B TEPPER DEFINED BENEFIT PLAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
L THOMAS OSTERMAN TRACING
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
CHARLES STERLING LLC
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
DAYLE KATZ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
FRED WILPON
SAUL B KATZ BRIAN HAHN JR TIC
FS COMPANY LLC
FS COMPANY LLC
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON
METS LIMITED PTR #2 ATTN LEN LABITA
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
METS LIMITED PTR #2 ATTN LEN LABITA
MICHAEL KATZ & DAYLE KATZ J/T WROS
SAUL B KATZ
FRED WILPON
RICHARD A WILPON & DEBRA WILPON J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
MICHAEL KATZ & SAUL B KATZ TIC
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING METS (INSURANCE FUND)
FS COMPANY LLC
DEYVA ARTHUR
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA

Transaction
Date per
Customer
Statement
3/12/2001
10/25/2000
8/28/2000
8/16/2000
8/14/2000
8/7/2000
7/31/2000
7/24/2000
7/19/2000
7/10/2000
7/3/2000
6/27/2000
6/14/2000
6/5/2000
6/1/2000
4/10/2000
5/30/2000
5/19/2000
5/15/2000
5/1/2000
10/18/1999
4/19/1999
4/26/1999
4/12/1999
3/26/1999
3/11/1999
8/20/2007
4/1/2003
4/1/2003
4/2/2003
4/9/2003
4/9/2003
4/9/2003
4/9/2003
4/9/2003
4/15/2003
5/1/2003

Amount per
Customer
Statement
(7,000,000)
(3,000,000)
(2,000,000)
(2,000,000)
(3,000,000)
(1,000,000)
(3,000,000)
(3,000,000)
(2,000,000)
(2,000,000)
(3,000,000)
(2,000,000)
(2,000,000)
(2,000,000)
(3,000,000)
(5,000,000)
(4,000,000)
(1,000,000)
(2,000,000)
(2,000,000)
(5,000,000)
(2,000,000)
(3,000,000)
(2,000,000)
(3,000,000)
(3,000,000)
(5,000,000)
(154,000)
(39,750)
1,000,000
(60,000)
(78,080)
(162,000)
(8,000)
(5,000)
75,000
(154,000)

Trans
Type

Transaction
Description

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CA
CW

CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Results of Reconciliation to Defendants' Documents

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00304302
AMF00304303
AMF00304304
AMF00304305
AMF00304306
AMF00304307
AMF00304308
AMF00304309
AMF00304310
AMF00304312
AMF00304313
AMF00304314
AMF00304315
AMF00304316
AMF00304317
AMF00304318
AMF00304319
AMF00304320
AMF00304321
AMF00304322
AMF00304323
AMF00304325
AMF00304326
AMF00304328
AMF00304329
AMF00304330
AMF00304345

2/26/2001
10/19/2000
8/18/2000
8/8/2000
8/7/2000
7/28/2000
7/18/2000
6/26/2000
7/18/2000
6/26/2000
6/19/2000
6/19/2000
6/8/2000
5/23/2000
5/23/2000
4/4/2000
5/16/2000
5/16/2000
4/4/2000
4/4/2000
10/12/1999
3/29/1999
4/7/1999
3/29/1999
3/5/1999
3/5/1999
8/6/2007

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

5/5/2003

850,000

CA

CHECK

Yes

Yes

6/2/2003
6/30/2003
7/1/2003
7/1/2003
7/25/2003
8/1/2003
8/22/2003
8/25/2003
8/25/2003
8/25/2003
9/4/2003
9/5/2003
9/8/2003
9/8/2003
9/10/2003

(154,000)
3,620,559
(154,000)
(39,750)
3,000,000
1,650,000
(12,146)
1,360,000
450,000
1,000,000
1,300,000
65,000
299,425
2,900
(28,000)

CW
CA
CW
CW
JRNL
CA
CW
CA
CA
CA
CA
CA
CA
CA
CW

CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

9/10/2003

(10,000)

CW

CHECK

Yes

Yes

9/10/2003
9/10/2003
9/12/2003
9/12/2003
9/30/2003
10/1/2003
10/3/2003
10/3/2003
10/10/2003
10/10/2003
10/10/2003
10/14/2003
10/20/2003
10/22/2003
11/5/2003
11/20/2003
11/21/2003
11/25/2003
12/2/2003
12/2/2003
12/2/2003
12/2/2003
12/3/2003
12/18/2003
12/23/2003
12/24/2003
1/2/2004
1/6/2004
1/7/2004
1/7/2004
1/7/2004
1/8/2004
1/8/2004
1/8/2004
1/8/2004
1/8/2004
1/8/2004
1/8/2004
1/9/2004
1/9/2004
1/9/2004
1/12/2004
1/12/2004
1/12/2004
1/12/2004
1/12/2004
1/12/2004
1/12/2004
1/12/2004
1/14/2004
1/16/2004
1/23/2004
2/3/2004
2/5/2004
2/25/2004
2/26/2004
2/26/2004
2/27/2004
3/2/2004

(2,500)
(5,000)
(105,000)
(25,000)
157,000
(39,750)
150,000
500
10,000
10,000
44,000
(155)
6,000,000
4,000,000
2,000,000
2,000,000
2,000,000
204,500
10,000
80,000
190,000
775,000
1,330,218
35,000
3,945,087
6,985,625
(39,750)
2,000,000
215,000
1,100,000
3,000,000
(37,000)
44,000
44,000
(1,500)
44,000
(5,000)
(25,000)
100,000
200,000
3,000,000
290,000
1,090,000
1,093,649
100,000
285,000
44,000
1,090,000
1,090,000
3,000,000
1,000,000
2,000,000
15,383
4,000,000
4,000,000
240,000
8,000
2,000,000
2,000,000

CW
CW
CW
CW
CA
CW
CA
CA
CA
CA
CA
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CA
CA
CA
CA
CW
CA
CA
CW
CA
CW
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK WIRE

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Page 34 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

304960
304964
274109
112892
50671
239599
286943
226673
214266
268779
99760

1KW384
1KW384
1KW407
1KW263
1KW083
1KW260
1KW024
1KW067
1KW247
1KW412
1KW076

L THOMAS OSTERMAN AND JILL PUPKE TIC
L THOMAS OSTERMAN AND JILL PUPKE TIC
SAUL B KATZ FAMILY TRUST 2 C/O STERLING EQUITIES
MARVIN B TEPPER
IRIS KATZ & SAUL KATZ FAMILY FOUNDATION
FRED WILPON FAMILY TRUST
SAUL B KATZ
FRED WILPON
METS LIMITED PTR #2 ATTN LEN LABITA
DAVID KATZ ET AL TIC
JEFFREY S WILPON & VALERIE WILPON JT TENANTS

196479

1KW218

144664
204675
11922
144680
307952
144684
99830
46446
165432
266592
284108
187796
267534
273187
204446
244299
181349
201520
177101
5439
266627
249635
248921
55078
295791
292762
286966
260179
260159
260173
261103
311617
118137
102128
226613
287059
201110
83806
300668
226694
197312
267616
286981
48491
22334
214317
282970
8367
16588
235605
246281
295823
86243
52437
115106
213350
191758
221583
221562
256246
256253
196534
259986
280889
84856
168756
168739
209615
186820
210445
106719
181989
96055
270080
154824
265336
211811
242336
238046
192238
283614
118865
179627
309109
222885
248917
288236
233205
223873
140453
288644
250813
194727
194650
253875
35267
226509
231505
55066
167566
241839
266282

1KW084
1KW110
1KW209
1KW218
1KW309
1KW367
1KW408
1KW260
1KW341
1KW019
1KW108
1KW109
1KW110
1KW345
1KW345
1KW013
1KW250
1KW250
1KW250
1KW252
1KW209
1KW252
1KW252
1KW252
1KW252
1KW247
1KW247
1KW108
1KW109
1KW110
1KW260
1KW004
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW109
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW252
1KW254
1KW254
1KW254
1KW254
1KW254
1KW254
1KW413
1KW413
1KW255
1KW255
1KW255
1KW255
1KW255
1KW255
1KW108
1KW247
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW257
1KW110

BLMIS Account Name

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Trans
Type

Transaction
Description

CA
CA
JRNL
CA
CW
CW
CA
CA
CW
JRNL
CA

CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
A/O 6/7/04
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

3/2/2004
3/2/2004
3/3/2004
3/4/2004
3/15/2004
4/1/2004
4/8/2004
4/8/2004
5/26/2004
5/26/2004
6/4/2004

16,000
16,000
4,967,000
150,000
(462)
(39,750)
235,000
349,000
(1,550,000)
5,510,000
50,000

STERLING METS LP C/O SHEA STADIUM

6/9/2004

(3,000,000)

CW

COLLEGE PLACE ENTERPRISES PROFIT SHARING
TODD KATZ MICHAEL KATZ AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING METS LP C/O SHEA STADIUM
DAN KNOPF HEATHER KNOPF JT TEN C/O STERLING EQUITIES
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST
CHARLES STERLING LLC
MICHAEL KATZ
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
GREG KATZ AMY KATZ JT TEN MICHAEL KATZ TIC
GREG KATZ AMY KATZ JT TEN MICHAEL KATZ TIC
DAYLE KATZ
RICHARD A WILPON EH
RICHARD A WILPON EH
RICHARD A WILPON EH
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
FRED WILPON FAMILY TRUST
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
STERLING METS LP-FUNDING ACCT PLYRS DEF SLRY OBL
STERLING METS LP-FUNDING ACCT PLYRS DEF SLRY OBL
STERLING METS LP-FUNDING ACCT PLYRS DEF SLRY OBL
STERLING METS LP-FUNDING ACCT PLYRS DEF SLRY OBL
STERLING METS LP-FUNDING ACCT PLYRS DEF SLRY OBL
STERLING METS LP-FUNDING ACCT PLYRS DEF SLRY OBL
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
STERLING EQUITIES INVESTORS
STERLING EQUITIES INVESTORS
STERLING EQUITIES INVESTORS
STERLING EQUITIES INVESTORS
STERLING EQUITIES INVESTORS
STERLING EQUITIES INVESTORS
GREGORY KATZ
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
STERLING JET LTD
TODD KATZ MICHAEL KATZ AS CUSTODIAN

6/14/2004
6/14/2004
6/14/2004
6/14/2004
6/14/2004
6/14/2004
6/24/2004
7/1/2004
7/6/2004
7/13/2004
7/13/2004
7/13/2004
7/13/2004
7/13/2004
7/13/2004
7/14/2004
3/10/1999
6/26/2002
10/31/2002
4/6/1999
7/19/2004
8/12/1999
9/2/1999
9/29/1999
10/20/1999
7/29/2004
8/3/2004
9/20/2004
9/20/2004
9/20/2004
10/1/2004
10/4/2004
6/24/2003
6/25/2003
7/22/2003
9/11/2003
11/25/2003
12/19/2003
2/24/2004
4/8/2004
6/10/2004
7/30/2004
8/25/2004
10/22/2004
11/30/2004
12/23/2004
4/22/2005
5/19/2005
10/13/2004
8/15/2005
9/13/2005
2/22/2006
4/3/2006
4/21/2006
5/3/2006
9/28/2006
3/30/2007
12/17/2007
12/3/2007
1/3/2007
1/3/2007
10/2/2003
10/4/2004
10/15/2004
10/15/2004
12/29/1999
12/21/1999
9/24/1999
9/21/1999
6/29/1999
5/6/1999
10/18/2004
10/22/2004
9/12/2001
8/24/2001
1/2/2001
2/1/2001
3/1/2001
4/2/2001
5/1/2001
6/1/2001
7/2/2001
8/1/2001
9/4/2001
10/27/1999
9/20/1999
10/1/1999
11/1/1999
12/1/1999
1/3/2000
2/1/2000
3/1/2000
4/3/2000
5/1/2000
6/1/2000
7/3/2000
8/1/2000
9/1/2000
9/15/1999
9/20/1999
8/24/1999
1/5/2007

17,749
(4,500)
(4,500)
(2,000,000)
300,000
(25,000)
4,965,223
(39,750)
163,940
171,200
25,450
43,360
32,710
13,800
12,000
45,000
200,000
(312,633)
(123)
600,000
67,888
(150,000)
(150,000)
(25,000)
(125,000)
5,000,000
4,000,000
(8,000)
(2,500)
(1,000)
(39,750)
(80,000)
(1,340,000)
(25,000)
(10,000)
(55,000)
(110,000)
(15,000)
(320,000)
(25,000)
(32,000)
(10,000)
(53,000)
(15,000)
(20,000)
(20,000)
(400,000)
(50,000)
19,000
(35,000)
(55,000)
(54,000)
(75,000)
(60,000)
(60,000)
(60,000)
(143,122)
(1,500,000)
(10,000,000)
6,865,294
3,659,995
(2,500,000)
(1,000,000)
9,924,000
9,802,173
35,770
(1,984,500)
500,000
1,244,500
(88,500)
575,000
5,000
12,000,000
(1,029,027)
(176,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(205,000)
(256,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(280,000)
(72,000)
(306,800)
24,000

CA
CW
CW
CW
CA
CW
JRNL
CW
CA
CA
CA
CA
CA
CA
CA
CA
JRNL
CW
CW
JRNL
CA
CW
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CA
CA
CA
CW
CA
CA
CW
JRNL
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Results of Reconciliation to Defendants' Documents

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes

Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00304448
AMF00304447
AMF00304447
AMF00304521

2/26/1999
6/21/2002
6/21/2002
4/5/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Unknown
Unknown
Corine M. Maucher

N
N
N
N

AMF00304520
AMF00304518
AMF00304517
AMF00304515

8/10/1999
8/27/1999
9/24/1999
10/18/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman

N
N
N
N

AMF00304514
AMF00304513
AMF00304512
AMF00304511
AMF00304510
AMF00304509
AMF00304508
AMF00304507
AMF00304506
AMF00304505
AMF00304504
AMF00304503
AMF00304502
AMF00304501
AMF00304499
AMF00304498

6/17/2003
6/20/2003
7/21/2003
9/5/2003
10/28/2003
12/16/2003
2/19/2004
4/5/2004
6/7/2004
7/1/2004
8/19/2004
10/18/2004
10/28/2004
12/21/2004
4/21/2005
5/17/2005

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00304497
AMF00304496
AMF00304495
AMF00304494
AMF00304493
AMF00304492
AMF00304491
AMF00304488
AMF00304570
AMF00304571
AMF00304572
AMF00304572
AMF00304575
AMF00084431

8/12/2005
9/7/2005
2/15/2006
3/31/2006
4/18/2006
4/28/2006
9/26/2006
3/28/2007
12/10/2007
11/20/2007
1/3/2007
1/3/2007
10/1/2003
9/20/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00304597
AMF00304598
AMF00304599
AMF00304600
AMF00304601
AMF00304602

12/27/1999
12/16/1999
9/22/1999
9/17/1999
6/24/1999
4/28/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N

AMF00304627
AMF00304628
AMF00304629
AMF00304629
AMF00304629
AMF00304629
AMF00304629
AMF00304629
AMF00304629
AMF00304629
AMF00304629
AMF00304631
AMF00304632
AMF00304633
AMF00304633
AMF00304633
AMF00304633
AMF00304633
AMF00304633
AMF00304633
AMF00304633
AMF00304633
AMF00304633
AMF00304633
AMF00304633
AMF00304634
AMF00304635
AMF00304636

9/7/2001
8/21/2001
11/3/2000
11/3/2000
11/3/2000
11/3/2000
11/3/2000
11/3/2000
11/3/2000
11/3/2000
11/3/2000
10/26/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/9/1999
9/13/1999
8/18/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher

N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
N

Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Bates Reference BLMIS Customer Files

Page 35 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

273398
164665
166496
259140
72483
141194
309570
232466
300096
283818
28623
274955
146041
259445
259129
15702
226138
207501
157878
251292
131595
168528
189158
268598
268469
281909
177015
286008
232269
221767
188920
292192
276684
307048
208218
233075
241541
186513
9573
9580
302344
279491
251477
161321
294316
78269
194734
216534
304777
214092
253882
277381
285052
251537
273388
187412
264966
24385
279499
161370
57422
57433
296640
101279
292181
265124
277400
282167
241050
117389
169121
293385
289545
106519
243867
307019
300650
270610
283824
283828
283837
277306
237160
238670
218101
298406
118906
107613
259440
309105
78265
252745
79181
94024
79195
222599
261147
298810
79231
294673
253796
4769
221448
211446
278850
285890
79166
222905
263962
265498
175646
101484
116797
297313
265513

1KW447
1KW247
1KW322
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW259
1KW108
1KW109
1KW247
1KW269
1KW260
1KW260
1KW013
1KW260
1KW260
1KW260
1KW260
1KW260
1KW260
1KW260
1KW014
1KW260
1KW019
1KW024
1KW044
1KW260
1KW260
1KW067
1KW077
1KW260
1KW108
1KW260
1KW260
1KW260
1KW260
1KW260
1KW260
1KW109
1KW110
1KW260
1KW260
1KW260
1KW260
1KW260
1KW260
1KW209
1KW260
1KW260
1KW260
1KW260
1KW314
1KW260
1KW260
1KW110
1KW358
1KW260
1KW402
1KW260
1KW260
1KW260
1KW260
1KW242
1KW260
1KW260
1KW260
1KW260
1KW260
1KW260
1KW260
1KW013
1KW260
1KW247
1KW260
1KW247
1KW260
1KW384
1KW260
1KW384
1KW247
1KW260
1KW247
1KW260
1KW260
1KW260
1KW260
1KW209
1KW260
1KW260
1KW247
1KW247
1KW260
1KW260
1KW260
1KW413

BLMIS Account Name

STERLING TWENTY FIVE LLC
METS LIMITED PTR #2 ATTN LEN LABITA
MARVIN B TEPPER DEFINED BENEFIT PLAN
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
STERLING JET II LTD
GREGORY KATZ
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
METS LIMITED PTR #2 ATTN LEN LABITA
PHYLLIS REBELL OSTERMAN
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
DAYLE KATZ
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
IRIS J KATZ C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST
MICHAEL KATZ
SAUL B KATZ
L THOMAS OSTERMAN
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON
JUDITH A WILPON C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST
GREGORY KATZ
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING THIRTY VENTURE LLC B
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
TODD KATZ MICHAEL KATZ AS CUSTODIAN
STERLING 20 LLC
FRED WILPON FAMILY TRUST
STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
SAUL B KATZ FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
DAYLE KATZ
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
FRED WILPON FAMILY TRUST
L THOMAS OSTERMAN AND JILL PUPKE TIC
FRED WILPON FAMILY TRUST
L THOMAS OSTERMAN AND JILL PUPKE TIC
METS LIMITED PTR #2 ATTN LEN LABITA
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
CHARLES STERLING SUB LLC (PRIMARY)

Transaction
Date per
Customer
Statement
1/19/2007
11/12/2004
11/12/2004
9/12/2001
8/24/2001
1/5/2001
1/2/2001
2/1/2001
3/1/2001
4/2/2001
5/1/2001
6/1/2001
7/2/2001
8/1/2001
9/4/2001
7/3/2000
9/20/1999
10/1/1999
11/1/1999
12/1/1999
1/3/2000
2/1/2000
3/1/2000
4/3/2000
5/1/2000
6/1/2000
8/24/1999
2/12/2007
2/12/2007
11/19/2004
12/9/2004
6/1/1999
6/9/1999
12/14/2004
7/20/1999
8/9/1999
9/27/1999
10/27/1999
11/10/1999
11/15/1999
11/24/1999
12/14/2004
12/27/1999
12/14/2004
12/14/2004
12/14/2004
4/4/2000
4/4/2000
12/14/2004
12/14/2004
6/15/2000
12/14/2004
6/26/2000
7/3/2000
7/12/2000
7/26/2000
8/1/2000
9/1/2000
12/14/2004
12/14/2004
10/2/2000
10/2/2000
10/3/2000
10/12/2000
10/17/2000
11/1/2000
12/14/2004
12/1/2000
1/2/2001
1/2/2001
1/4/2001
12/14/2004
2/1/2001
2/1/2001
2/12/2007
12/14/2004
3/1/2001
12/14/2004
4/2/2001
4/2/2001
4/24/2001
5/1/2001
12/20/2004
6/1/2001
6/22/2001
7/2/2001
7/2/2001
7/13/2001
8/1/2001
9/4/2001
12/21/2004
1/3/2005
1/7/2005
10/1/2001
1/18/2005
11/1/2001
1/19/2005
12/3/2001
1/19/2005
1/20/2005
1/2/2002
1/24/2005
2/1/2002
2/21/2002
3/1/2002
4/1/2002
1/27/2005
4/1/2002
4/10/2002
2/2/2005
2/9/2005
5/10/2002
6/3/2002
6/20/2002
2/11/2005

Amount per
Customer
Statement
17,575,000
2,000,000
89,000
(585,714)
(106,000)
(130,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(20,000)
(142,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(184,100)
11,415
24,000
4,000,000
80,000
69,500
1,470,000
(320,000)
(79,000)
77,000
202,000
(41,000)
581,000
297,000
(185,486)
(875,000)
53,000
(250,000)
(450,000)
(150,000)
(36,000)
(675,000)
(1,200,000)
(850,000)
(150,000)
(100,000)
90,000
(36,000)
(41,667)
(524,063)
(41,667)
(41,667)
(100,000)
(150,000)
(41,667)
(36,000)
245,000
(525,000)
(50,000)
(41,667)
(200,000)
(41,667)
(36,000)
(41,667)
(33,500)
(400,000)
(600,000)
(33,500)
24,000
(600,000)
(75,167)
(250,000)
(75,167)
(36,000)
(621,500)
(75,167)
200,000
(75,167)
600,000
(37,250)
(75,167)
(2,500)
(75,167)
(75,167)
21,000
(39,750)
4,000,000
(75,167)
5,000,000
(75,167)
50,000
(66,167)
50,000
5,000,000
(66,167)
5,000,000
(66,167)
(565,500)
(66,167)
275,000
44,000
(66,167)
(3,000)
2,000,000
3,000,000
(66,167)
(66,167)
(500,000)
(110,000)

Trans
Type

Transaction
Description

CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CA
CA
JRNL
CA
CW
CW
CA
CA
CW
CA
CA
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CA
CW
CA
CW
CW
CW
CW
CW
CA
CW
CA
CW
CA
CW
CA
CW
CA
CA
CW
CA
CW
CW
CW
CA
CA
CW
CW
CA
CA
CW
CW
CW
CW

CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00304672
AMF00304673
AMF00304674
AMF00304675
AMF00304675
AMF00304675
AMF00304675
AMF00304675
AMF00304675
AMF00304675
AMF00304675
AMF00304675
AMF00304676
AMF00304677
AMF00304678
AMF00304678
AMF00304678
AMF00304678
AMF00304678
AMF00304678
AMF00304678
AMF00304678
AMF00304678
AMF00304679

9/7/2001
8/21/2001
1/4/2001
11/3/2000
11/3/2000
11/3/2000
11/3/2000
11/3/2000
11/3/2000
11/3/2000
11/3/2000
11/3/2000
6/13/2000
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
9/15/1999
8/18/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
N

AMF00304764
AMF00304753

5/26/1999
6/4/1999

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

N
N

AMF00304752
AMF00304749
AMF00304748
AMF00304746
AMF00304747
AMF00304745
AMF00304742

7/14/1999
8/5/1999
9/23/1999
10/26/1999
11/9/1999
11/11/1999
11/16/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N

AMF00304741

12/22/1999

Frank DiPascali

Corine M. Maucher

N

AMF00304727
AMF00304084

Unknown
4/1/2000

Unknown
Frank DiPascali

Unknown
Corine M. Maucher

Y
N

AMF00304740

6/13/2000

Frank DiPascali

Arthur Friedman

N

AMF00304736
AMF00304727
AMF00304739
AMF00304738
AMF00304740
AMF00304740

6/23/2000
Unknown
7/6/2000
7/18/2000
6/13/2000
6/13/2000

Frank DiPascali
Unknown
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Unknown
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman

N
Y
N
N
Y
Y

AMF00304740
AMF00304727
1AMF00079479
AMF00304734
AMF00304735
AMF00304740

6/13/2000
Unknown
9/29/2000
10/6/2000
10/12/2000
6/13/2000

Frank DiPascali
Unknown
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Unknown
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman

Y
Y
N
N
N
Y

AMF00304740
AMF00304727
AMF00304740
AMF00304733

6/13/2000
Unknown
6/13/2000
12/29/2000

Frank DiPascali
Unknown
Frank DiPascali
Frank DiPascali

Arthur Friedman
Unknown
Arthur Friedman
Corine M. Maucher

Y
Y
Y
Y

AMF00304732
AMF00304733

1/25/2001
12/29/2000

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

N
Y

AMF00304730

Unknown

Unknown

Unknown

Y

AMF00304730
AMF00304727
AMF00304728
AMF00304730

Unknown
Unknown
4/23/2001
Unknown

Unknown
Unknown
Frank DiPascali
Unknown

Unknown
Unknown
Corine M. Maucher
Unknown

Y
Y
N
Y

AMF00304730
AMF00304726
AMF00304727
AMF00304730
AMF00304725
AMF00304730
AMF00304730

Unknown
6/19/2001
6/4/2001
Unknown
7/12/2001
Unknown
Unknown

Unknown
Frank DiPascali
Frank DiPascali
Unknown
Frank DiPascali
Unknown
Unknown

Unknown
Corine M. Maucher
Corine M. Maucher
Unknown
Corine M. Maucher
Unknown
Unknown

Y
N
Y
Y
N
Y
Y

AMF00304730

Unknown

Unknown

Unknown

Y

AMF00304730

Unknown

Unknown

Unknown

Y

AMF00304724

11/1/2001

Frank DiPascali

Corine M. Maucher

Y

AMF00304724

11/1/2001

Frank DiPascali

Corine M. Maucher

Y

AMF00304724
AMF00304723
AMF00304724
AMF00304722

11/1/2001
2/20/2002
11/1/2001
3/26/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher

Y
N
Y
N

AMF00304724
AMF00304721

11/1/2001
4/8/2002

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

Y
N

AMF00304724
AMF00304724
AMF00304720

11/1/2001
11/1/2001
6/19/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Y
Y
N

Page 36 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

305256
58638
259219
31945
199050
254428
87642
177112
210612
255890
287660
142750
87652
259309
212889
127565
204169
279292
223622
260710
288641
139307
102134
115340
66334
283537
153753
182473
21188
8219
297753
110496
30426
241909
227878
109680
217622
239257
247817
241840
105883
277848
266655
308456
46457
41
36378
261666
131153
141417
284628
284634
241878
54608
3651
298853
241927
184195
285169
155193
256588
243026
287382
42330
245899
127193
288136
236495
275218
264297
118974
232274
55286
303120
96014
143431
298620
13269
147788
255292
30855
193008
205402
278881
255924
133824
166837
311963
115765
62480
57530
263531
23036
264752
293514
289031
292276
239101
292858
154841
292120
236152
186983
117405
282173
162129
273788
280668
166286
306865
292741
241532
296600
177042
307123

1KW402
1KW260
1KW260
1KW013
1KW260
1KW260
1KW108
1KW260
1KW260
1KW260
1KW260
1KW260
1KW109
1KW260
1KW110
1KW260
1KW108
1KW209
1KW260
1KW260
1KW260
1KW260
1KW260
1KW402
1KW260
1KW260
1KW260
1KW420
1KW260
1KW260
1KW260
1KW260
1KW260
1KW260
1KW044
1KW260
1KW260
1KW260
1KW260
1KW108
1KW260
1KW260
1KW260
1KW109
1KW260
1KW260
1KW260
1KW110
1KW260
1KW260
1KW260
1KW260
1KW209
1KW260
1KW260
1KW260
1KW367
1KW209
1KW260
1KW260
1KW260
1KW260
1KW260
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW263
1KW084

BLMIS Account Name

STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
DAYLE KATZ
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
GREGORY KATZ
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
FRED WILPON FAMILY TRUST
TODD KATZ MICHAEL KATZ AS CUSTODIAN
FRED WILPON FAMILY TRUST
GREGORY KATZ
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING 10 LLC STERLING EQUITIES
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
STERLING BRUNSWICK SEVEN LLC
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
L THOMAS OSTERMAN
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
GREGORY KATZ
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
TODD KATZ MICHAEL KATZ AS CUSTODIAN
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
FRED WILPON FAMILY TRUST
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
MARVIN B TEPPER
COLLEGE PLACE ENTERPRISES PROFIT SHARING

Transaction
Date per
Customer
Statement
3/17/2005
7/1/2002
8/1/2002
3/23/2005
9/3/2002
9/27/2002
3/23/2005
10/1/2002
11/1/2002
12/2/2002
12/5/2002
12/20/2002
3/23/2005
1/2/2003
3/23/2005
2/3/2003
3/24/2005
3/28/2005
4/7/2003
4/8/2003
5/1/2003
6/2/2003
6/23/2003
3/29/2005
7/1/2003
8/1/2003
9/2/2003
3/29/2005
10/1/2003
11/3/2003
12/1/2003
12/3/2003
1/2/2004
4/1/2005
4/11/2005
2/2/2004
3/1/2004
3/25/2004
4/1/2004
4/11/2005
5/3/2004
6/1/2004
7/1/2004
4/11/2005
7/28/2004
8/2/2004
9/1/2004
4/11/2005
10/1/2004
11/1/2004
12/1/2004
12/20/2004
4/11/2005
1/3/2005
2/1/2005
3/1/2005
4/11/2005
5/4/2005
9/29/2005
9/29/2005
3/30/2007
11/8/2007
11/13/2007
1/10/2008
7/3/2006
8/1/2006
9/1/2006
10/2/2006
11/1/2006
12/1/2006
1/2/2007
2/1/2007
3/1/2007
4/2/2007
5/1/2007
6/1/2007
7/2/2007
8/1/2007
9/4/2007
10/1/2007
11/1/2007
12/3/2007
1/2/2008
2/1/2008
3/3/2008
4/1/2008
5/1/2008
6/2/2008
7/1/2008
8/1/2008
9/2/2008
10/1/2008
11/3/2008
12/1/2008
4/3/2006
12/16/2005
8/28/2003
3/14/2003
4/15/2002
8/2/2001
6/15/2001
4/16/2001
2/7/2001
1/11/2001
12/14/2000
10/3/2000
4/18/2000
7/12/2000
1/12/2000
12/1/1999
12/21/1999
9/14/1999
11/5/1999
8/30/1999
5/18/2005

Amount per
Customer
Statement
400,000
(66,167)
(66,167)
29,403
(66,167)
(400,000)
24,000
(66,167)
(66,167)
(66,167)
(1,000,000)
(380,000)
65,000
(66,167)
65,000
(66,167)
40,000
5,808
(66,167)
(60,000)
(66,167)
(66,167)
(170,000)
5,000,000
(66,167)
(66,167)
(66,167)
7,000,000
(66,167)
(66,167)
(100,000)
(727,000)
(100,000)
(39,750)
(90,000)
(100,000)
(100,000)
(1,500,000)
(100,000)
(38,000)
(100,000)
(100,000)
(100,000)
(47,000)
200,000
(100,000)
(100,000)
(36,000)
(100,000)
(100,000)
(100,000)
200,000
(31,000)
(100,000)
(100,000)
(100,000)
(48,000)
3,872
(3,836,066)
(5,017,279)
3,700,000
2,900,000
238,000
(330,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(40,000)
(150,000)
(100,000)
95,000
(260,000)
(300,000)
28,900
(67,500)
(100,000)
(60,000)
(168,000)
(190,000)
154,700
(79,099)
(61,800)
(35,000)
(190,000)
(15,000)
(65,000)
(268,800)
40,000
14,467

Trans
Type

Transaction
Description

CA
CW
CW
CA
CW
CW
CA
CW
CW
CW
CW
CW
CA
CW
CA
CW
CA
CA
CW
CW
CW
CW
CW
CA
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CA
CW
CW
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CA
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CA
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00304724
AMF00304724

11/1/2001
11/1/2001

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

Y
Y

AMF00304724
AMF00304719

11/1/2001
9/26/2002

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

Y
N

AMF00304724
AMF00304724
AMF00304724
AMF00304718
AMF00304717

11/1/2001
11/1/2001
11/1/2001
12/4/2002
12/19/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Y
Y
Y
N
N

AMF00304724

11/1/2001

Frank DiPascali

Corine M. Maucher

Y

AMF00304724

11/1/2001

Frank DiPascali

Corine M. Maucher

Y

AMF00304715
AMF00304714
AMF00304724
AMF00304724
AMF00304713

4/4/2003
4/7/2003
11/1/2001
11/1/2001
6/18/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
Y
Y
N

AMF00304724
AMF00304724
AMF00304724

11/1/2001
11/1/2001
11/1/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Y
Y
Y

AMF00304724
AMF00304724
AMF00304711
AMF00304710
AMF00304711

11/1/2001
11/1/2001
11/13/2003
12/1/2003
11/13/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
N
Y

AMF00304711
AMF00304711
AMF00304709
AMF00304711

11/13/2003
11/13/2003
1/7/2004
11/13/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
N
Y

AMF00304711
AMF00304711
AMF00304711

11/13/2003
11/13/2003
11/13/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y

AMF00304708
AMF00304711
AMF00304711

7/26/2004
11/13/2003
11/13/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
Y

AMF00304711
AMF00304711
AMF00304711
AMF00304705

11/13/2003
11/13/2003
11/13/2003
12/16/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
N

AMF00304711
AMF00304711
AMF00304711

11/13/2003
11/13/2003
11/13/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y

AMF00304703
AMF00304702
AMF00304698
AMF00304696
AMF00304694
AMF00304804
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304806
AMF00304807
AMF00304808
AMF00304819
AMF00304820
AMF00304822
AMF00304823
AMF00304824
AMF00304825
AMF00304826
AMF00304827
AMF00304829
AMF00304830
AMF00304831
AMF00304832
AMF00304833
AMF00304834
AMF00304835
AMF00304837
AMF00304838
AMF00304839

9/27/2005
9/27/2005
3/29/2007
11/7/2007
11/9/2007
1/9/2008
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
6/14/2006
3/30/2006
12/14/2005
8/27/2003
3/12/2003
4/9/2002
7/30/2001
6/13/2001
4/10/2001
1/29/2001
1/10/2001
12/9/2000
9/29/2000
4/17/2000
7/6/2000
1/7/2000
11/29/1999
12/20/1999
9/9/1999
11/4/1999
8/26/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Unknown
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

Page 37 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

186939
307131
240876
266614
83128
274043
83136
241708
274051
83141
226614
117676
289107
234545
25374
277978
289097
25406
25410
218175
313119
289073
234521
313107
226593
233597
185613
12023
280674
293380
279578
264203
229493
313657
248749
306467
226573
25377
266300
276983
203000
236167
233607
281921
237852
290229
300729
290237
218012
305724
83381
70895
150257
211819
174406
193409
276933
246920
279068
313658
198100
265725
235769
208563
181492
214930
252725
246423
305729
141206
215723
118929
307567
253809
289128
117752
277966
285609
289114
306475
242468
233516
209991
279296
182013
281823
31621
258528
38388
309164
292297
15712
280329
185110
155155
157548
11066
256033
127019
154478
64808
39637
30303
311186
155215
234531
194223
39477
249026
310070
261868
300680
52996
46472
270582

1KW254
1KW247
1KW209
1KW201
1KW367
1KW247
1KW378
1KW192
1KW378
1KW423
1KW260
1KW013
1KW192
1KW247
1KW024
1KW067
1KW156
1KW314
1KW358
1KW408
1KW413
1KW004
1KW081
1KW247
1KW254
1KW423
1KW013
1KW269
1KW269
1KW269
1KW269
1KW269
1KW269
1KW269
1KW269
1KW014
1KW019
1KW081
1KW272
1KW272
1KW272
1KW272
1KW272
1KW272
1KW272
1KW272
1KW273
1KW273
1KW273
1KW273
1KW273
1KW273
1KW273
1KW273
1KW278
1KW278
1KW279
1KW279
1KW279
1KW279
1KW279
1KW279
1KW279
1KW287
1KW287
1KW287
1KW287
1KW287
1KW287
1KW287
1KW287
1KW287
1KW287
1KW287
1KW263
1KW345
1KW024
1KW252
1KW209
1KW019
1KW367
1KW013
1KW247
1KW300
1KW298
1KW298
1KW298
1KW299
1KW299
1KW198
1KW299
1KW300
1KW300
1KW300
1KW004
1KW300
1KW300
1KW201
1KW300
1KW209
1KW300
1KW300
1KW300
1KW367
1KW423
1KW300
1KW300
1KW076
1KW300
1KW013
1KW300
1KW300
1KW300
1KW300
1KW300

BLMIS Account Name

STERLING METS LP-FUNDING ACCT PLYRS DEF SLRY OBL
METS LIMITED PTR #2 ATTN LEN LABITA
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DAVID M KATZ
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING METS (INSURANCE FUND)
METS LIMITED PTR SPECIAL ATTN: LEN LABITA
STERLING METS (INSURANCE FUND)
METS LIMITED PARTNERSHIP SHEA STADIUM
FRED WILPON FAMILY TRUST
DAYLE KATZ
METS LIMITED PTR SPECIAL ATTN: LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
SAUL B KATZ
FRED WILPON
STERLING 15C LLC
STERLING THIRTY VENTURE LLC B
STERLING 20 LLC
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
CHARLES STERLING SUB LLC (PRIMARY)
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING METS LP-FUNDING ACCT PLYRS DEF SLRY OBL
METS LIMITED PARTNERSHIP SHEA STADIUM
DAYLE KATZ
PHYLLIS REBELL OSTERMAN
PHYLLIS REBELL OSTERMAN
PHYLLIS REBELL OSTERMAN
PHYLLIS REBELL OSTERMAN
PHYLLIS REBELL OSTERMAN
PHYLLIS REBELL OSTERMAN
PHYLLIS REBELL OSTERMAN
PHYLLIS REBELL OSTERMAN
IRIS J KATZ C/O STERLING EQUITIES
MICHAEL KATZ
RICHARD A WILPON & DEBRA WILPON J/T WROS
IRIS J KATZ - O STERLING EQUITIES
IRIS J KATZ - O STERLING EQUITIES
IRIS J KATZ - O STERLING EQUITIES
IRIS J KATZ - O STERLING EQUITIES
IRIS J KATZ - O STERLING EQUITIES
IRIS J KATZ - O STERLING EQUITIES
IRIS J KATZ - O STERLING EQUITIES
IRIS J KATZ - O STERLING EQUITIES
JUDITH A WILPON - O STERLING EQUITIES
JUDITH A WILPON - O STERLING EQUITIES
JUDITH A WILPON - O STERLING EQUITIES
JUDITH A WILPON - O STERLING EQUITIES
JUDITH A WILPON - O STERLING EQUITIES
JUDITH A WILPON - O STERLING EQUITIES
JUDITH A WILPON - O STERLING EQUITIES
JUDITH A WILPON - O STERLING EQUITIES
SAUL B KATZ JI
SAUL B KATZ JI
STERLING BRUNSWICK CORP
STERLING BRUNSWICK CORP
STERLING BRUNSWICK CORP
STERLING BRUNSWICK CORP
STERLING BRUNSWICK CORP
STERLING BRUNSWICK CORP
STERLING BRUNSWICK CORP
STERLING HERITAGE LLC
STERLING HERITAGE LLC
STERLING HERITAGE LLC
STERLING HERITAGE LLC
STERLING HERITAGE LLC
STERLING HERITAGE LLC
STERLING HERITAGE LLC
STERLING HERITAGE LLC
STERLING HERITAGE LLC
STERLING HERITAGE LLC
STERLING HERITAGE LLC
MARVIN B TEPPER
GREG KATZ AMY KATZ JT TEN MICHAEL KATZ TIC
SAUL B KATZ
IRIS AND SAUL KATZ FAMILY FOUNDATION PM
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
MICHAEL KATZ
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
DAYLE KATZ
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING EQUITIES
FRED WILPON FAMILY TRUST TR
FRED WILPON FAMILY TRUST TR
FRED WILPON FAMILY TRUST TR
SAUL B KATZ TR
SAUL B KATZ TR
RED VALLEY PARTNERS
SAUL B KATZ TR
STERLING EQUITIES
STERLING EQUITIES
STERLING EQUITIES
ARTHUR FRIEDMAN & RUTH FRIEDMAN J/T WROS
STERLING EQUITIES
STERLING EQUITIES
DAVID M KATZ
STERLING EQUITIES
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING EQUITIES
STERLING EQUITIES
STERLING EQUITIES
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
METS LIMITED PARTNERSHIP SHEA STADIUM
STERLING EQUITIES
STERLING EQUITIES
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
STERLING EQUITIES
DAYLE KATZ
STERLING EQUITIES
STERLING EQUITIES
STERLING EQUITIES
STERLING EQUITIES
STERLING EQUITIES

Transaction
Date per
Customer
Statement
5/18/2005
5/27/2005
6/13/2005
6/15/2005
6/15/2005
6/22/2005
6/28/2005
6/29/2005
6/29/2005
6/29/2005
7/1/2005
7/5/2005
7/5/2005
7/5/2005
7/8/2005
7/8/2005
7/8/2005
7/8/2005
7/8/2005
7/8/2005
7/8/2005
7/11/2005
7/11/2005
7/11/2005
7/11/2005
7/11/2005
7/13/2005
11/7/2007
12/16/2005
12/10/2004
12/11/2003
6/25/2003
1/2/2003
4/11/2002
10/6/1999
7/13/2005
7/13/2005
7/13/2005
12/28/2001
8/13/2001
5/29/2001
4/5/2001
9/7/2000
6/21/2000
12/23/1999
12/21/1999
12/21/1999
12/23/1999
6/21/2000
7/12/2000
9/7/2000
12/18/2000
1/16/2001
2/28/2001
2/8/2000
6/25/2003
12/7/2005
10/12/2004
11/14/2002
4/12/2002
10/11/2001
5/4/2001
3/21/2000
10/18/2007
6/26/2003
11/6/2001
7/31/2001
5/19/2000
7/3/2000
1/2/2001
4/2/2001
7/2/2001
10/1/2001
1/2/2002
7/13/2005
7/13/2005
7/15/2005
7/15/2005
7/19/2005
7/22/2005
7/26/2005
7/29/2005
8/9/2005
8/16/2005
11/29/2002
8/19/2003
9/29/2005
11/29/2002
12/5/2002
8/24/2005
8/19/2003
7/18/2000
8/14/2000
8/24/2000
9/14/2005
1/17/2001
5/8/2001
9/14/2005
12/20/2001
9/14/2005
2/4/2002
2/13/2002
2/22/2002
9/14/2005
9/26/2005
11/26/2002
1/13/2003
10/7/2005
6/25/2003
10/20/2005
12/19/2003
2/13/2004
5/25/2004
7/23/2004
12/10/2004

Amount per
Customer
Statement
(4,000,000)
(2,000,000)
(13,000)
(92,000)
(37,000)
(2,000,000)
(6,000,000)
(6,500,000)
(1,000,000)
(2,500,000)
(39,750)
500,000
(2,200,000)
(1,800,000)
10,000,000
10,000,000
(400,000)
(1,000,000)
(450,000)
75,000
(600,000)
400,000
985,000
(2,000,000)
(450,000)
(350,000)
1,100,000
(150,000)
(88,000)
(40,000)
30,000
(200,000)
(55,000)
150,000
216,000
800,000
1,100,000
3,960,139
(31,219)
(20,000)
(20,000)
(40,000)
(750)
(50,000)
(107,500)
(2,900)
(2,900)
(107,500)
(40,000)
(10,000)
(750)
(101,350)
(7,083)
(20)
431,304
(643,373)
(3,020)
1,550,000
(125,000)
(110,000)
(70,000)
(180,000)
1,362,500
(1)
(24,324)
(100,000)
(370,000)
565,000
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
1,350,000
380,000
800,000
400,000
4,356
680,000
40,000
33,000
8,000,000
1,900,000
(1,000,000)
1,143,312
(1,500,000)
(2,000,000)
(1,000,000)
115,000
1,016,224
1,850,000
(500,000)
(500,000)
(64,000)
500,000
(1,000,000)
(107,000)
(1,500,000)
(6,000)
(400,000)
(600,000)
(400,000)
(20,000)
(850,000)
(1,300,000)
900,000
1,000,000
(1,600,000)
28,000
(1,800,000)
2,500,000
(2,500,000)
1,000,000
(1,000,000)

Trans
Type

Transaction
Description

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CA
CA
CW
CW
CW
CA
CW
CA
CA
CW
CW
CW
CA
CW
CW
CW
CA
CW
CW
CA
JRNL
CA
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
JRNL
CW
CW
CA
CW
CW
CW
CW
JRNL
CW
CW
CW
CW
JRNL
CW
CW
CW
CW
CW
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CA
CW
CW
CW
CA
CA
JRNL
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CA
CW
CA
CW
CA
CW

CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00304975
AMF00304977
AMF00304978
AMF00304988
AMF00304989
AMF00304991
AMF00304992
AMF00304994

11/5/2007
12/13/2005
11/30/2004
12/9/2003
5/28/2003
12/30/2002
4/9/2002
9/15/1999

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
L. Thomas Osterman
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N

AMF00305072
AMF00305073
AMF00305074
AMF00305076
AMF00305078
AMF00305079
AMF00305080
AMF00305081
AMF00305112
AMF00305111
AMF00305104
AMF00305102
AMF00305101
AMF00305099
AMF00305098
AMF00305097
AMF00305282
AMF00305280
AMF00305293
AMF00305295
AMF00305298
AMF00305299
AMF00305300
AMF00305301
AMF00305310
AMF00305438
AMF00305439
AMF00305440
AMF00305441
AMF00305451
AMF00305451
AMF00305451
AMF00305451
AMF00305451
AMF00305451
AMF00305451

12/26/2001
8/9/2001
5/24/2001
4/1/2001
9/6/2000
6/20/2000
12/7/1999
12/20/1999
12/20/1999
12/7/1999
6/20/2000
7/10/2000
9/6/2000
12/13/2000
1/10/2001
1/10/2001
1/1/2000
6/17/2003
12/6/2005
10/4/2004
11/7/2002
4/8/2002
9/13/2001
5/3/2001
3/3/2000
10/17/2007
6/9/2003
10/31/2001
7/20/2001
5/17/2000
5/17/2000
5/17/2000
5/17/2000
5/17/2000
5/17/2000
5/17/2000

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Y
Y
Y
Y
Y

AMF00305569
MADTSS00212653
AMF00305567
AMF00305587
AMF00305586

11/27/2002
8/14/2003
9/27/2005
11/27/2002
12/4/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N

MADTSS00212654
AMF00305634
AMF00305624
AMF00305623

8/14/2003
7/12/2000
8/9/2000
8/21/2000

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N

AMF00305622
AMF00305621

1/16/2001
5/7/2001

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00305620

12/18/2001

Frank DiPascali

Arthur Friedman

N

AMF00305619
AMF00305618
AMF00305617

2/1/2002
2/12/2002
2/22/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N

AMF00305616
AMF00305615

11/25/2002
1/8/2003

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00305614

6/18/2003

Frank DiPascali

Arthur Friedman

N

AMF00305613
AMF00305611
AMF00305610
AMF00305608
AMF00305607

12/17/2003
2/12/2004
5/24/2004
7/21/2004
11/30/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N

Page 38 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

39467
189126
174662
191776
279961
273688
278896
196340
37188
189391
242604
154008
39502
259914
242430
279267
256870
66166
8629
165836
50047
141855
294594
311733
27254
271038
179637
215012
202975
219903
36387
167161
195205
193930
146794
285910
292362
267657
160457
170604
170613
94446
91620
292376
94478
279653
196494
188876
258831
217057
169147
193300
28874
187020
132727
106847
235607
238684
224973
118487
278641
102309
16340
222603
232536
208722
228287
242013
285920
73098
191708
201526
242139
189087
300379
259405
304149
229501
130954
17796
181574
30609
165841
193383
141711
267673
94455
95933
83374
123020
239041
232537
285465
54101
235662
168989
300602
53005
96703
267626
43690
150497
68343
221743
285040
234791
256716
142039
293865
158334
279298
282980
155216
311689
240425

1KW019
1KW300
1KW300
1KW453
1KW300
1KW300
1KW300
1KW300
1KW110
1KW209
1KW302
1KW302
1KW076
1KW367
1KW302
1KW013
1KW302
1KW020
1KW076
1KW307
1KW308
1KW020
1KW209
1KW013
1KW308
1KW309
1KW309
1KW108
1KW309
1KW109
1KW309
1KW309
1KW309
1KW313
1KW313
1KW313
1KW313
1KW313
1KW313
1KW313
1KW313
1KW313
1KW313
1KW313
1KW313
1KW313
1KW313
1KW313
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW110
1KW314
1KW314
1KW314
1KW314
1KW314
1KW192
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW423
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314

BLMIS Account Name

MICHAEL KATZ
STERLING EQUITIES
STERLING EQUITIES
GREG KATZ (TR) C/O STERLING EQUITIES
STERLING EQUITIES
STERLING EQUITIES
STERLING EQUITIES
STERLING EQUITIES
TODD KATZ MICHAEL KATZ AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
RUTH FRIEDMAN
RUTH FRIEDMAN
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
RUTH FRIEDMAN
DAYLE KATZ
RUTH FRIEDMAN
MICHAEL KATZ & DAYLE KATZ J/T WROS
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
DEBRA WILPON
EDWARD TEPPER JACQUELINE TEPPER ELISE TEPPER TIC
MICHAEL KATZ & DAYLE KATZ J/T WROS
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DAYLE KATZ
EDWARD TEPPER JACQUELINE TEPPER ELISE TEPPER TIC
DAN KNOPF HEATHER KNOPF JT TEN C/O STERLING EQUITIES
DAN KNOPF HEATHER KNOPF JT TEN C/O STERLING EQUITIES
GREGORY KATZ
DAN KNOPF HEATHER KNOPF JT TEN C/O STERLING EQUITIES
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
DAN KNOPF HEATHER KNOPF JT TEN C/O STERLING EQUITIES
DAN KNOPF HEATHER KNOPF JT TEN C/O STERLING EQUITIES
DAN KNOPF HEATHER KNOPF JT TEN C/O STERLING EQUITIES
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC TR
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
TODD KATZ MICHAEL KATZ AS CUSTODIAN
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
METS LIMITED PTR SPECIAL ATTN: LEN LABITA
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
METS LIMITED PARTNERSHIP SHEA STADIUM
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B

Transaction
Date per
Customer
Statement
10/20/2005
12/8/2005
4/12/2007
3/20/2007
9/6/2007
12/21/2007
2/19/2008
7/9/2008
10/20/2005
10/24/2005
5/14/2002
6/20/2002
10/26/2005
10/27/2005
7/1/2005
11/1/2005
4/4/2008
11/1/2005
11/4/2005
6/23/2003
9/27/2000
11/7/2005
12/15/2005
12/19/2005
8/30/2007
10/10/2000
8/20/2001
12/19/2005
3/17/2004
12/19/2005
9/24/2004
6/14/2006
6/20/2006
11/8/2000
10/11/2001
4/10/2002
8/19/2003
8/19/2003
8/19/2003
8/19/2003
8/19/2003
8/19/2003
8/19/2003
8/20/2003
8/20/2003
1/21/2004
6/4/2004
4/9/2007
11/8/2000
11/20/2000
1/4/2001
2/1/2001
2/9/2001
2/23/2001
3/1/2001
4/2/2001
5/1/2001
6/1/2001
7/2/2001
8/1/2001
9/4/2001
10/1/2001
11/1/2001
11/23/2001
12/3/2001
1/2/2002
2/1/2002
3/1/2002
4/1/2002
5/9/2002
5/10/2002
6/3/2002
7/1/2002
12/19/2005
8/1/2002
9/3/2002
12/2/2002
1/2/2003
2/3/2003
12/21/2005
4/7/2003
5/1/2003
6/2/2003
6/25/2003
7/1/2003
8/1/2003
8/19/2003
9/2/2003
10/1/2003
11/3/2003
11/25/2003
12/1/2003
1/2/2004
2/2/2004
2/27/2004
3/1/2004
4/1/2004
5/3/2004
6/1/2004
7/1/2004
8/2/2004
9/1/2004
9/24/2004
10/1/2004
11/1/2004
12/1/2004
12/21/2005
1/3/2005
2/1/2005
3/1/2005
3/18/2005
4/1/2005
4/25/2005
5/2/2005
6/1/2005

Amount per
Customer
Statement
400,000
(2,000,000)
1,000,000
250,000
(1,800,000)
(2,000,000)
2,500,000
(2,500,000)
4,165
4,840
(30,000)
(200,000)
150,000
750,000
(15,000)
496,000
10,000
225,000
250,000
(75,600)
300,300
135,000
95,090
101,115
(692,293)
160,000
125,000
47,000
(7,000)
73,665
(20,000)
(46,000)
(29,000)
11,158,142
(450,000)
(500,000)
657,067
42,335
145,984
1,149,641
656,889
2,601,264
473,973
1,489,065
515,327
90
(800,000)
5,221,249
19,191,858
(225,000)
(185,000)
(185,000)
(60,000)
(1,500,000)
(192,000)
(192,000)
(192,000)
(192,000)
(192,000)
(192,000)
(192,000)
(192,000)
(192,000)
(1,500,000)
(155,000)
(155,000)
(155,000)
(155,000)
(155,000)
(500,000)
(155,000)
(155,000)
(155,000)
56,000
(155,000)
(155,000)
(150,000)
(150,000)
(150,000)
(1,700,000)
(1,300,000)
(150,000)
(150,000)
(900,000)
(150,000)
(150,000)
(7,145,058)
(150,000)
(150,000)
(150,000)
(1,900,000)
(120,000)
(120,000)
(120,000)
(750,000)
(120,000)
(120,000)
(120,000)
(120,000)
(120,000)
(120,000)
(120,000)
(1,000,000)
(120,000)
(120,000)
(120,000)
(1,900,000)
(90,000)
(90,000)
(90,000)
(900,000)
(90,000)
(700,000)
(90,000)
(90,000)

Trans
Type

Transaction
Description

CA
CW
CA
JRNL
CW
CW
CA
CW
CA
CA
CW
CW
CA
CA
CW
CA
CA
CA
CA
CW
JRNL
CA
CA
CA
CW
JRNL
CA
CA
CW
CA
CW
CW
CW
JRNL
CW
CW
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CA
JRNL
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Bates Reference BLMIS Customer Files

Date of
Letter

AMF00305606
AMF00305604
AMF00305602
AMF00305601
AMF00305599
AMF00305598

Results of Reconciliation to Defendants' Documents

Letter Addressed To

Letter Signed By

Recurring
Payment

12/5/2005
4/11/2007

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

9/5/2007
12/13/2007
2/15/2008
7/8/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N

AMF00305676
AMF00305675

5/9/2002
6/19/2002

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00305664

6/30/2005

Frank DiPascali

Arthur Friedman

N

AMF00305662

4/3/2008

Frank DiPascali

Arthur Friedman

N

AMF00305825
AMF00305851

6/18/2003
9/22/2000

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman

N
N

AMF00305840
AMF00305875
AMF00305864

8/28/2007
9/29/2000
8/15/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N

AMF00305861

3/16/2004

Frank DiPascali

Arthur Friedman

N

AMF00305860
AMF00305858
AMF00305858
AMF00306006
AMF00305981
AMF00305942
MADTSS00212653
MADTSS00212653
MADTSS00212653
MADTSS00212653
MADTSS00212653
MADTSS00212653
MADTSS00212653
MADTSS00212653
MADTSS00212653
AMF00305940
AMF00305939
AMF00305937
AMF00306006
AMF00306045
AMF00306044
AMF00306044
AMF00306043
AMF00306042
AMF00306043
AMF00306043
AMF00306043
AMF00306043
AMF00306043
AMF00306043
AMF00306043
AMF00306043
AMF00306043
AMF00306031
AMF00306032
AMF00306032
AMF00306032
AMF00306032
AMF00306032
AMF00306030
AMF00306032
AMF00306032
AMF00306032

9/23/2004
6/12/2006
6/12/2006
11/7/2000
9/10/2001
4/5/2002
8/14/2003
8/14/2003
8/14/2003
8/14/2003
8/14/2003
8/14/2003
8/14/2003
8/14/2003
8/14/2003
1/20/2004
6/3/2004
4/5/2007
11/7/2000
11/28/2000
12/29/2000
12/29/2000
2/2/2001
2/13/2001
2/2/2001
2/2/2001
2/2/2001
2/2/2001
2/2/2001
2/2/2001
2/2/2001
2/2/2001
2/2/2001
11/20/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
11/1/2001
5/8/2002
11/1/2001
11/1/2001
11/1/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Y
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
N
Y
Y
Y

AMF00306032
AMF00306032
AMF00306028
AMF00306028
AMF00306028

11/1/2001
11/1/2001
9/26/2002
9/26/2002
9/26/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Y
Y
Y
Y
Y

AMF00306026
AMF00306028
AMF00306028
AMF00306025
AMF00306028
AMF00306028
MADTSS00212654
AMF00306028
AMF00306028
AMF00306028
AMF00306021
AMF00306022
AMF00306022
AMF00306022
AMF00306020
AMF00306022
AMF00306022
AMF00306022
AMF00306022
AMF00306022
AMF00306022
AMF00306022
AMF00307062
AMF00306022
AMF00306022
AMF00306022

4/3/2003
9/26/2002
9/26/2002
6/18/2003
9/26/2002
9/26/2002
8/14/2003
9/26/2002
9/26/2002
9/26/2002
11/20/2003
11/13/2003
11/13/2003
11/13/2003
2/25/2004
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
9/23/2004
11/13/2003
11/13/2003
11/13/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
Y
N
Y
Y
N
Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y

AMF00306019
AMF00306019
AMF00306019
AMF00306018
AMF00306019
AMF00306017
AMF00306019
AMF00306019

12/7/2004
12/7/2004
12/7/2004
3/9/2005
12/7/2004
4/21/2005
12/7/2004
12/7/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Michael Katz
Michael Katz
Michael Katz
Arthur Friedman
Michael Katz
Arthur Friedman
Michael Katz
Michael Katz

Y
Y
Y
N
Y
N
Y
Y

Page 39 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

285615
276956
210010
8319
39512
18367
141864
17800
284719
104969
24480
154118
86251
207836
22862
114104
154344
215433
256002
75437
221807
235596
252334
227011
227015
232241
211948
133892
261941
20962
91648
165418
292290
260509
58327
135277
214942
468
305187
154424
222357
274942
294500
287565
126722
234593
68871
306092
147791
272389
46822
228441
12028
262976
250182
62487
242677
941
268687
220222
23390
76872
213606
247318
67269
237338
216229
79078
195031
264757
302327
156455
234706
112328
17339
293970
249763
241692
169183
306553
279420
127176
46405

1KW314
1KW367
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW314
1KW247
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW209
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW345
1KW315
1KW315
1KW315
1KW315
1KW315
1KW247
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW315
1KW322
1KW322
1KW322
1KW332
1KW322
1KW322
1KW322
1KW322
1KW322
1KW322
1KW332
1KW332
1KW332

STERLING THIRTY VENTURE LLC B
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
STERLING THIRTY VENTURE LLC B
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
GREG KATZ AMY KATZ JT TEN MICHAEL KATZ TIC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
METS LIMITED PTR #2 ATTN LEN LABITA
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
STERLING THIRTY VENTURE, LLC
MARVIN B TEPPER DEFINED BENEFIT PLAN
MARVIN B TEPPER DEFINED BENEFIT PLAN
MARVIN B TEPPER DEFINED BENEFIT PLAN
EDWARD TEPPER
MARVIN B TEPPER DEFINED BENEFIT PLAN
MARVIN B TEPPER DEFINED BENEFIT PLAN
MARVIN B TEPPER DEFINED BENEFIT PLAN
MARVIN B TEPPER DEFINED BENEFIT PLAN
MARVIN B TEPPER DEFINED BENEFIT PLAN
MARVIN B TEPPER DEFINED BENEFIT PLAN
EDWARD TEPPER
EDWARD TEPPER
EDWARD TEPPER

28903

1KW323

107631
30875
254825
186182
260266
235225
169157
221840
178897
24729
88793
301333
243398
92092
208876
257657
199076
301652
159629
200006
270941
137478
212363
123646
102140
15645
266650
93284
210760
24460

1KW323
1KW323
1KW323
1KW323
1KW323
1KW325
1KW325
1KW325
1KW325
1KW325
1KW325
1KW325
1KW325
1KW325
1KW325
1KW325
1KW325
1KW325
1KW328
1KW328
1KW328
1KW328
1KW209
1KW426
1KW329
1KW332
1KW332
1KW332
1KW332
1KW247

BLMIS Account Name

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Trans
Type

Transaction
Description
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK A/O
2/6/01
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE

7/1/2005
12/23/2005
8/1/2005
9/1/2005
10/3/2005
10/14/2005
11/1/2005
12/1/2005
12/12/2005
1/3/2006
2/1/2006
3/1/2006
4/3/2006
5/1/2006
6/1/2006
7/3/2006
8/1/2006
9/1/2006
6/26/2007
1/10/2006
4/10/2001
5/10/2001
7/23/2001
10/11/2001
10/17/2001
6/10/2002
8/12/2002
8/22/2002
1/11/2006
11/12/2002
8/22/2003
7/2/2004
6/2/2005
6/3/2005
3/28/2006
10/2/2006
11/1/2006
12/1/2006
12/26/2006
1/2/2007
2/1/2007
3/1/2007
4/2/2007
1/17/2006
5/1/2007
6/1/2007
7/2/2007
8/1/2007
9/4/2007
1/31/2006
10/1/2007
10/1/2007
11/1/2007
12/3/2007
12/21/2007
1/2/2008
2/1/2008
3/3/2008
3/12/2008
4/1/2008
5/1/2008
5/29/2008
6/2/2008
7/1/2008
8/1/2008
9/2/2008
9/23/2008
10/1/2008
11/3/2008
12/1/2008
8/16/2007
6/27/2007
4/18/2007
5/18/2006
5/10/2006
4/7/2006
12/23/2005
3/27/2003
1/24/2001
11/14/2006
10/18/2006
8/3/2006
3/28/2006

(90,000)
2,000,000
(90,000)
(90,000)
(90,000)
(850,000)
(90,000)
(90,000)
(1,500,000)
(90,000)
(90,000)
(90,000)
(90,000)
(90,000)
(90,000)
(90,000)
(90,000)
(90,000)
(2,650,000)
7,000,000
(500,000)
(500,000)
(500,000)
(350,000)
(300,000)
(1,700,000)
(500,000)
(1,800,000)
(4,000)
(700,000)
(1,000,000)
(1,000,000)
1,000,000
(1,000,000)
(1,000,000)
(90,000)
(90,000)
(90,000)
(6,150,000)
(100,000)
(100,000)
(100,000)
(100,000)
380,000
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
5,000,000
(150,000)
(1,100,000)
(150,000)
(150,000)
(850,000)
(150,000)
(150,000)
(150,000)
(500,000)
(150,000)
(150,000)
(700,000)
(150,000)
(150,000)
(150,000)
(135,000)
(2,000,000)
(135,000)
(135,000)
(135,000)
(1,560)
(830,774)
65,809
(50,000)
10,296
90,000
(13,925)
(1,642)
132,840
(28,360)
(77,461)
(50,000)
(75,000)

CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CA
CA
CW
CW
JRNL
CW
CW
CW
CW

BROOKLYN BASEBALL COMPANY

2/7/2001

4,275,000

JRNL

BROOKLYN BASEBALL COMPANY
BROOKLYN BASEBALL COMPANY
BROOKLYN BASEBALL COMPANY
BROOKLYN BASEBALL COMPANY
BROOKLYN BASEBALL COMPANY
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
BAS AIRCRAFT LLC
AIR STERLING LLC
AIR STERLING LLC
AIR STERLING LLC
AIR STERLING LLC
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
GREGORY A KATZ & AMY BETH KATZ JT/WROS
FRED WILPON SAUL B KATZ TIC TAX ESCROW
EDWARD TEPPER
EDWARD TEPPER
EDWARD TEPPER
EDWARD TEPPER
METS LIMITED PTR #2 ATTN LEN LABITA

7/18/2001
6/7/2002
1/6/2003
3/4/2003
10/10/2003
3/5/2001
3/28/2001
4/2/2001
5/1/2001
6/1/2001
7/2/2001
8/1/2001
10/22/2001
11/1/2001
12/3/2001
1/2/2002
9/11/2002
6/25/2003
3/22/2001
9/24/2001
12/3/2001
3/19/2002
2/6/2006
2/6/2006
6/25/2003
9/28/2005
6/30/2005
12/24/2003
10/11/2001
2/7/2006

(475,000)
700,000
(625,000)
(400,000)
(4,354)
150,000
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
67,500
(22,000)
(22,000)
(22,000)
(3,200)
(4,919)
500,000
(215,000)
(302,362)
(6)
9,162
65,000
(4,370,109)
(40,000)
(40,000)
(35,000)
(30,000)
5,000,000

CW
CA
CW
CW
CW
JRNL
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
JRNL
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CA

Results of Reconciliation to Defendants' Documents

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00306019

12/7/2004

Frank DiPascali

Michael Katz

Y

AMF00306019
AMF00306019
AMF00306019
AMF00306016
AMF00306019
AMF00306019
AMF00306015
AMF00306019
AMF00306019
AMF00306019
AMF00306019
AMF00306019
AMF00306019
AMF00306019
AMF00306019
AMF00306013
AMF00306011

12/7/2004
12/7/2004
12/7/2004
10/12/2005
12/7/2004
12/7/2004
12/7/2005
12/7/2004
12/7/2004
12/7/2004
12/7/2004
12/7/2004
12/7/2004
12/7/2004
12/7/2004
12/7/2004
6/14/2007

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Michael Katz
Michael Katz
Michael Katz
Arthur Friedman
Michael Katz
Michael Katz
Arthur Friedman
Michael Katz
Michael Katz
Michael Katz
Michael Katz
Michael Katz
Michael Katz
Michael Katz
Michael Katz
Michael Katz
Arthur Friedman

Y
Y
Y
N
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
N

AMF00306079
AMF00306078
AMF00306077
AMF00306075
AMF00306075
AMF00306074
AMF00306073
AMF00306072

4/6/2001
5/9/2001
7/13/2001
10/9/2001
10/9/2001
6/6/2002
8/7/2002
8/20/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N

AMF00306070
AMF00306069
AMF00306067
AMF00306064
AMF00306064
AMF00306063
AMF00306061
AMF00306061
AMF00306061
AMF00306059
AMF00306060
AMF00306060
AMF00306060
AMF00306060

11/7/2002
8/20/2003
7/1/2004
6/1/2005
6/1/2005
3/23/2006
9/13/2006
9/13/2006
9/13/2006
12/19/2006
11/27/2006
11/27/2006
11/27/2006
11/27/2006

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
Y
Y
Y
N
Y
Y
Y
Y

AMF00306060
AMF00306060
AMF00306060
AMF00306060
AMF00306060

11/27/2006
11/27/2006
11/27/2006
11/27/2006
11/27/2006

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y

AMF00306057
AMF00306056
AMF00306057
AMF00306057
AMF00306055
AMF00306057
AMF00306057
AMF00306057
AMF00306054
AMF00306057
AMF00306057
AMF00306053
AMF00306057
AMF00306057
AMF00306057
AMF00306052
AMF00306051
AMF00306052
AMF00306052
AMF00306052
AMF00306224
AMF00306225
AMF00306226
AMF00306227
AMF00306228
AMF00306229
AMF00306230
AMF00306232
AMF00306241
AMF00306430
AMF00306432
AMF00306433
AMF00306434

9/5/2007
9/26/2007
9/5/2007
9/5/2007
12/13/2007
9/5/2007
9/5/2007
9/5/2007
3/10/2008
9/5/2007
9/5/2007
5/28/2008
9/5/2007
9/5/2007
9/5/2007
8/8/2008
9/22/2008
8/8/2008
8/8/2008
8/8/2008
8/14/2007
6/20/2007
4/17/2007
5/17/2006
5/9/2006
4/6/2006
12/22/2005
3/26/2003
1/19/2001
11/13/2006
10/17/2006
7/31/2006
2/27/2006

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
N
Y
Y
N
Y
Y
Y
N
Y
Y
N
Y
Y
Y
Y
N
Y
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N

Yes

Yes

AMF00306268

2/6/2001

Frank DiPascali

Corine M. Maucher

N

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00306259
AMF00306258
AMF00306257
AMF00306255
AMF00306245
AMF00306314
AMF00306313
AMF00306313
AMF00306313
AMF00306313
AMF00306313
AMF00306313
AMF00306303
AMF00306303
AMF00306303
AMF00306303
AMF00306301
AMF00306300
AMF00306367
AMF00306366
AMF00306365
MADTSS00212674

7/13/2001
6/6/2002
1/3/2003
2/28/2003
10/8/2003
2/27/2001
3/26/2001
3/26/2001
3/26/2001
3/26/2001
3/26/2001
3/26/2001
10/17/2001
10/17/2002
10/17/2002
10/17/2002
9/9/2002
6/18/2003
3/21/2001
9/19/2001
11/30/2001
3/12/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
Y
Y
Y
Y
Y
N
Y
Y
Y
N
N
N
N
N
N

AMF00306379
AMF00306436
AMF00306438
AMF00306451
AMF00306454

6/17/2003
9/26/2005
5/28/2005
12/23/2003
10/10/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher

N
N
N
N
N

Page 40 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

174543
259759
210880
266261
298419
217487
176207
52453
79682
298911
278556
278564
227384
166687
266233
266249
252752
298414
292713
111686
107644
88834
88803
218464
217470
217477
30317
216601
217506
147001
30340
279397
41891
180092
4363
245485
131648
173739
282973
282961
180224
176218
244992
304976
86220
53097
173742
173747
293501
55299
305183
259071
53015
245494
146326
210618
94038
293506
194227
193439
52434
60766
298915
233334
273192
284910
108180
259078
164672
188959
261140
233876
158346
260326
241888
236341
268794
226659
51923
256073
256082
134309
226801
289038
248885
115377
38868
267883
267888
13089
44125
122106
95221
149422
248934
248706
245677
154038
227387
222822
267959
282618
274953
294516
96026
156461
69412
306096
180629
273150
220156
243035
201344
147926
276412

1KW247
1KW247
1KW109
1KW336
1KW336
1KW336
1KW336
1KW336
1KW110
1KW336
1KW336
1KW336
1KW336
1KW336
1KW337
1KW337
1KW337
1KW337
1KW337
1KW337
1KW337
1KW337
1KW337
1KW337
1KW337
1KW337
1KW337
1KW337
1KW339
1KW339
1KW339
1KW339
1KW447
1KW341
1KW108
1KW341
1KW108
1KW108
1KW345
1KW345
1KW345
1KW345
1KW345
1KW345
1KW109
1KW109
1KW110
1KW110
1KW209
1KW345
1KW346
1KW346
1KW346
1KW346
1KW346
1KW346
1KW346
1KW209
1KW347
1KW347
1KW209
1KW109
1KW347
1KW110
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW424
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347

BLMIS Account Name

METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
SAUL B KATZ BRIAN HAHN JR TIC
SAUL B KATZ BRIAN HAHN JR TIC
SAUL B KATZ BRIAN HAHN JR TIC
SAUL B KATZ BRIAN HAHN JR TIC
SAUL B KATZ BRIAN HAHN JR TIC
TODD KATZ MICHAEL KATZ AS CUSTODIAN
SAUL B KATZ BRIAN HAHN JR TIC
SAUL B KATZ BRIAN HAHN JR TIC
SAUL B KATZ BRIAN HAHN JR TIC
SAUL B KATZ BRIAN HAHN JR TIC
SAUL B KATZ BRIAN HAHN JR TIC
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
MICHAEL KATZ ET AL TIC C/W II
STERLING METS ASSOCIATES
STERLING METS ASSOCIATES
STERLING METS ASSOCIATES
STERLING METS ASSOCIATES
STERLING TWENTY FIVE LLC
CHARLES STERLING LLC
GREGORY KATZ
CHARLES STERLING LLC
GREGORY KATZ
GREGORY KATZ
GREG KATZ AMY KATZ JT TEN MICHAEL KATZ TIC
GREG KATZ AMY KATZ JT TEN MICHAEL KATZ TIC
GREG KATZ AMY KATZ JT TEN MICHAEL KATZ TIC
GREG KATZ AMY KATZ JT TEN MICHAEL KATZ TIC
GREG KATZ AMY KATZ JT TEN MICHAEL KATZ TIC
GREG KATZ AMY KATZ JT TEN MICHAEL KATZ TIC
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
TODD KATZ MICHAEL KATZ AS CUSTODIAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
GREG KATZ AMY KATZ JT TEN MICHAEL KATZ TIC
ROBBINSVILLE PARK LLC
ROBBINSVILLE PARK LLC
ROBBINSVILLE PARK LLC
ROBBINSVILLE PARK LLC
ROBBINSVILLE PARK LLC
ROBBINSVILLE PARK LLC
ROBBINSVILLE PARK LLC
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
FS COMPANY LLC
FS COMPANY LLC
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
FS COMPANY LLC
TODD KATZ MICHAEL KATZ AS CUSTODIAN
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
HOWARD S KATZ C/O STERLING EQUITIES
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC

Transaction
Date per
Customer
Statement
3/7/2006
3/14/2006
3/20/2006
7/2/2001
7/2/2001
7/2/2001
2/5/2003
5/1/2003
3/20/2006
1/8/2004
12/13/2005
12/16/2005
12/21/2006
3/7/2007
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
7/3/2001
2/25/2002
3/19/2002
7/13/2001
12/20/2001
2/25/2002
3/19/2002
4/20/2007
3/7/2003
3/22/2006
6/25/2003
4/3/2006
4/3/2006
10/2/2001
10/2/2001
2/3/2003
2/3/2003
1/12/2004
1/12/2004
4/3/2006
4/3/2006
4/3/2006
4/3/2006
4/3/2006
3/30/2007
12/21/2006
10/12/2004
5/26/2004
6/25/2003
3/7/2003
11/29/2002
10/2/2001
4/3/2006
1/6/2003
6/24/2003
4/3/2006
4/20/2006
1/8/2004
4/20/2006
7/26/2004
8/2/2004
9/1/2004
10/1/2004
11/1/2004
12/1/2004
1/3/2005
2/1/2005
3/1/2005
3/18/2005
4/1/2005
5/2/2005
6/1/2005
7/1/2005
8/1/2005
9/1/2005
9/1/2005
10/3/2005
11/1/2005
12/1/2005
12/16/2005
1/3/2006
2/1/2006
3/1/2006
3/28/2006
4/3/2006
5/1/2006
6/1/2006
7/3/2006
8/1/2006
9/1/2006
10/2/2006
11/1/2006
12/1/2006
12/21/2006
1/2/2007
4/20/2006
2/1/2007
3/1/2007
4/2/2007
5/1/2007
6/1/2007
7/2/2007
8/1/2007
9/4/2007
10/1/2007
10/1/2007
11/1/2007
12/3/2007
1/2/2008
2/1/2008

Amount per
Customer
Statement
3,000,000
4,000,000
22,000
28,450
90,000
31,550
(30,000)
(5,000)
22,000
(5,000)
(13,000)
(19,500)
(55,000)
(57,500)
176,325
14,486
49,950
162,175
509,500
393,362
904,438
242,013
224,823
1,203,115
890,051
224,762
(298,046)
(5,472)
1,980,000
(2,000,000)
(91,570)
(83)
6,726,067
(373,000)
22,000
(116,000)
24,000
17,745
70,000
80,000
35,000
40,000
10,500
12,000
18,550
24,000
17,285
24,000
24,000
(1,350,000)
(630,000)
1,250,000
(1,250,000)
(295,000)
(104,000)
(232,000)
700,000
25,541
(600,000)
(1,000,000)
48,000
24,000
(410,000)
24,000
(113,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(1,300,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(200,000)
(30,000)
(30,000)
(30,000)
(500,000)
(30,000)
(30,000)
(30,000)
(450,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(1,300,000)
(25,000)
170,000
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(1,500,000)
(25,000)
(25,000)
(25,000)
(25,000)

Trans
Type

Transaction
Description

CA
CA
CA
JRNL
JRNL
JRNL
CW
CW
CA
CW
CW
CW
CW
CW
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
CW
CW
JRNL
CW
CW
CW
CA
CW
CA
CW
CA
CA
JRNL
JRNL
CA
CA
CA
CA
CA
CA
CA
CA
CA
CW
CW
CA
CW
CW
CW
CW
JRNL
CA
CW
CW
CA
CA
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00306527
AMF00306527
AMF00306527
AMF00306525
AMF00306524

6/25/2001
6/25/2001
6/25/2001
1/1/2003
4/29/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N

AMF00306523
AMF00306519
AMF00306520
AMF00306517
AMF00306516
AMF00306554
AMF00306554
AMF00306554
AMF00306554
AMF00306554
AMF00306554
AMF00306554
AMF00306554
AMF00306554
AMF00306554
AMF00306554
AMF00306554
AMF00306544
MADTSS00212674
AMF00306588
AMF00306577
AMF00306575
AMF00306575

1/7/2004
12/9/2005
12/14/2005
12/20/2006
3/2/2007
7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001
7/2/2001
1/30/2002
3/12/2002
7/12/2001
12/19/2001
2/16/2002
2/16/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00306640

3/5/2003

Frank DiPascali

Corine M. Maucher

N

AMF00306639

6/18/2003

Frank DiPascali

Corine M. Maucher

N

AMF00306755
AMF00306755
AMF00306745
AMF00306745
1AMF00081227
1AMF00081227

9/27/2001
9/27/2001
1/22/2003
1/22/2003
1/9/2004
1/9/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Elaine Bruccoleri
Elaine Bruccoleri

N
N
N
N
N
N

AMF00306744
AMF00306759
AMF00306760
AMF00306762
AMF00306764
AMF00306765
AMF00306767
AMF00306768

3/28/2007
12/14/2006
10/4/2004
5/25/2004
6/18/2003
3/5/2003
11/13/2002
9/27/2001

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N

AMF00306820
AMF00306819

1/3/2003
6/17/2003

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

N
N

AMF00306815

1/6/2004

Frank DiPascali

Arthur Friedman

N

AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306791
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306789
AMF00306790
AMF00306790
AMF00306790
AMF00306814
AMF00306790
AMF00306790
AMF00306790
AMF00306813
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306790
AMF00306786
AMF00306787

7/22/2004
7/22/2004
7/22/2004
7/22/2004
7/22/2004
7/22/2004
7/22/2004
7/22/2004
7/22/2004
3/9/2005
7/22/2004
7/22/2004
7/22/2004
7/22/2004
7/22/2004
7/22/2004
8/31/2005
7/22/2004
7/22/2004
7/22/2004
11/14/2005
7/22/2004
7/22/2004
7/22/2004
3/23/2006
7/22/2004
7/22/2004
7/22/2004
7/22/2004
7/22/2004
7/22/2004
7/22/2004
7/22/2004
7/22/2004
11/28/2006
11/30/2006

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y

AMF00306787
AMF00306787
AMF00306787
AMF00306787
AMF00306787
AMF00306787
AMF00306787
AMF00306787
AMF00306787
AMF00306785
AMF00306787
AMF00306787
AMF00306787
AMF00306787

11/30/2006
11/30/2006
11/30/2006
11/30/2006
11/30/2006
11/30/2006
11/30/2006
11/30/2006
11/30/2006
9/26/2007
11/30/2006
11/30/2006
11/30/2006
11/30/2006

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y

Page 41 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

231565
228946
256089
76929
224388
273122
235707
234155
106253
4901
242435
210769
51082
195178
294909
267937
311372
147009
310938
208727
6421
180095
288344
76121
309370
46056
73191
242016
98350
221032
301525
154014
242150
259339
211965
254435
226467
203928
279080
296541
297414
177362
254484
72118
307167
284533
52419
301660
313703
162938
94516
91651
209393
83400
109148
239067
133566
143635
235644
235650
292797
146740
265777
196512
253512
158463
158466
43701
26209
36391
221780
164674
25701
97821
76136
3655
260358
158363
308463
308471
256995
266675
268799
289140
230658
51929
155203
189407
189441
63835
294598
299830
75446
203176
301286
261211
267949
44132
73170
189502
179645
199996
291523
306287
294907
294912
227926
9145
234344
276905
184444
168605
237282
156564
94688

1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW347
1KW348
1KW348
1KW110
1KW348
1KW348
1KW349
1KW349
1KW349
1KW354
1KW354
1KW354
1KW354
1KW354
1KW354
1KW354
1KW209
1KW358
1KW358
1KW367
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW024
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW067
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW435
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358

BLMIS Account Name

FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
FS COMPANY LLC
157 J.E.S LLC
157 J.E.S LLC
TODD KATZ MICHAEL KATZ AS CUSTODIAN
157 J.E.S LLC
157 J.E.S LLC
CONEY ISLAND BASEBALL HOLDING CO LLC
CONEY ISLAND BASEBALL HOLDING CO LLC
CONEY ISLAND BASEBALL HOLDING CO LLC
MICHAEL KATZ-SEF
MICHAEL KATZ-SEF
MICHAEL KATZ-SEF
MICHAEL KATZ-SEF
MICHAEL KATZ-SEF
MICHAEL KATZ-SEF
MICHAEL KATZ-SEF
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING 20 LLC
STERLING 20 LLC
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
SAUL B KATZ
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
FRED WILPON
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING INTERNAL V LLC C/O STERLING EQUITIES
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC

Transaction
Date per
Customer
Statement
3/3/2008
4/1/2008
5/1/2008
5/29/2008
6/2/2008
7/1/2008
8/1/2008
9/2/2008
10/1/2008
11/3/2008
12/1/2008
10/29/2001
11/7/2002
6/9/2006
12/21/2005
4/24/2006
11/7/2001
12/20/2001
2/18/2004
1/4/2002
12/13/2002
3/6/2003
3/4/2004
1/26/2005
3/28/2006
7/18/2008
6/9/2006
3/4/2002
3/4/2002
6/9/2006
6/3/2002
6/10/2002
7/1/2002
8/1/2002
8/22/2002
9/3/2002
9/27/2002
10/1/2002
11/1/2002
11/12/2002
12/2/2002
1/2/2003
2/3/2003
6/16/2006
4/1/2003
4/8/2003
5/1/2003
6/2/2003
6/25/2003
7/1/2003
8/1/2003
8/22/2003
9/2/2003
10/1/2003
11/3/2003
11/24/2003
12/1/2003
1/2/2004
2/2/2004
2/27/2004
3/1/2004
4/1/2004
5/3/2004
6/1/2004
6/4/2004
7/1/2004
7/2/2004
8/2/2004
9/1/2004
9/24/2004
10/1/2004
11/1/2004
12/1/2004
6/19/2006
1/3/2005
2/1/2005
3/1/2005
3/18/2005
4/1/2005
4/25/2005
5/2/2005
6/1/2005
6/15/2005
7/1/2005
7/27/2006
8/1/2005
9/1/2005
10/3/2005
10/14/2005
11/1/2005
12/1/2005
12/12/2005
1/3/2006
2/1/2006
3/1/2006
3/28/2006
4/3/2006
5/1/2006
6/1/2006
7/3/2006
8/1/2006
9/1/2006
10/2/2006
11/1/2006
12/1/2006
12/26/2006
1/2/2007
2/1/2007
3/1/2007
3/28/2007
4/2/2007
5/1/2007
6/1/2007
6/25/2007
7/2/2007

Amount per
Customer
Statement
(25,000)
(25,000)
(25,000)
(800,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
(25,000)
725,000
(95,000)
(6,000)
(1,080,327)
(4,355)
1,800,000
(1,800,000)
(29,426)
1,176,357
(60,000)
(220,000)
(276,400)
(132,000)
(250,000)
(276,200)
(15,500)
575,238
177
(35,000)
(40,000)
(1,800,000)
(40,000)
(40,000)
(1,600,000)
(40,000)
(85,000)
(40,000)
(40,000)
(420,000)
(40,000)
(40,000)
(40,000)
4,053,840
(40,000)
(950,000)
(40,000)
(40,000)
(600,000)
(40,000)
(40,000)
(1,000,000)
(40,000)
(40,000)
(40,000)
(1,210,000)
(30,000)
(30,000)
(30,000)
(750,000)
(30,000)
(30,000)
(30,000)
(30,000)
(600,000)
(30,000)
(600,000)
(30,000)
(30,000)
(900,000)
(30,000)
(30,000)
(30,000)
4,000,000
(30,000)
(30,000)
(30,000)
(600,000)
(50,000)
(400,000)
(50,000)
(50,000)
(200,000)
(60,000)
67,937,120
(60,000)
(60,000)
(60,000)
(500,000)
(60,000)
(60,000)
(1,100,000)
(60,000)
(60,000)
(60,000)
(700,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(60,000)
(540,000)
(100,000)
(100,000)
(100,000)
(3,800,000)
(100,000)
(100,000)
(100,000)
(1,400,000)
(100,000)

Trans
Type

Transaction
Description

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
JRNL
CW
CW
CW
CW
JRNL
CW
CW
JRNL
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
JRNL
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Results of Reconciliation to Defendants' Documents

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00306787
AMF00306787
AMF00306787
AMF00306784
AMF00306787
AMF00306787
AMF00306787
AMF00306787
AMF00306787
AMF00306787
AMF00306787
AMF00306867
AMF00306849

11/30/2006
11/30/2006
11/30/2006
5/28/2008
11/30/2006
11/30/2006
11/30/2006
11/30/2006
11/30/2006
11/30/2006
11/30/2006
10/25/2001
11/4/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher

Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
N
N

AMF00306844
AMF00306843
AMF00306893
AMF00306884
AMF00306881
AMF00306984
AMF00306974
AMF00306972
AMF00306971
AMF00306970
AMF00306969
AMF00306968

12/16/2005
4/21/2006
10/29/2001
12/19/2001
1/7/2004
1/3/2002
12/11/2002
3/4/2003
3/1/2004
1/14/2005
2/15/2006
7/16/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N
N

AMF00307081
AMF00307081

1/30/2002
1/30/2002

Frank DiPascali
Frank DiPascali

Unknown
Unknown

N
N

AMF00307078
AMF00307076
AMF00307078
AMF00307078
AMF00307075
AMF00307078
AMF00307074
AMF00307078
AMF00307078
AMF00307073
AMF00307078
AMF00307078
AMF00307078

5/14/2002
6/6/2002
5/14/2002
5/14/2002
8/20/2002
5/14/2002
9/25/2002
5/14/2002
5/14/2002
11/7/2002
5/14/2002
5/14/2002
5/14/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Y
N
Y
Y
N
Y
N
Y
Y
N
Y
Y
Y

AMF00307078
AMF00307072
AMF00307078
AMF00307078
AMF00307071
AMF00307078
AMF00307078
AMF00307069
AMF00307078
AMF00307078
AMF00307078
AMF00307067
AMF00307068
AMF00307068
AMF00307068
AMF00307066
AMF00307068
AMF00307068
AMF00307068
AMF00307068
AMF00307065
AMF00307068
AMF00307063
AMF00307068
AMF00307068
AMF00307062
AMF00307068
AMF00307068
AMF00307068

5/14/2002
4/7/2003
5/14/2002
5/14/2002
6/18/2003
5/14/2002
5/14/2002
8/20/2003
5/14/2002
5/14/2002
5/14/2002
11/20/2003
11/13/2003
11/13/2003
11/13/2003
2/25/2004
11/13/2003
11/13/2003
11/13/2003
11/13/2003
6/2/2004
11/13/2003
7/1/2004
11/13/2003
11/13/2003
9/23/2004
11/13/2003
11/13/2003
11/13/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
N
Y
Y
N
Y
Y
N
Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
Y
N
Y
N
Y
Y
N
Y
Y
Y

AMF00307068
AMF00307068
AMF00307068
AMF00307061
AMF00307059
AMF00307060
AMF00307059
AMF00307059
AMF00307059
AMF00307059

11/13/2003
11/13/2003
11/13/2003
3/9/2005
Unknown
4/21/2005
Unknown
Unknown
6/13/2005
6/13/2005

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Unknown
Frank DiPascali
Unknown
Unknown
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Unknown
Arthur Friedman
Unknown
Unknown
Arthur Friedman
Arthur Friedman

Y
Y
Y
N
Y
N
Y
Y
N
Y

AMF00307059
AMF00307059
AMF00307059
AMF00307058
AMF00307059
AMF00307059
AMF00307057
AMF00307059
AMF00307059
AMF00307059
AMF00307056
AMF00307059
AMF00307059
AMF00307059
AMF00307059
AMF00307059
AMF00307059
AMF00307059
AMF00307059
AMF00307059
AMF00307053
AMF00307054
AMF00307054
AMF00307054
AMF00307052
AMF00307054
AMF00307054
AMF00307054
AMF00307051
AMF00307054

6/13/2005
6/13/2005
6/13/2005
10/12/2005
6/13/2005
6/13/2005
12/7/2005
6/13/2005
6/13/2005
6/13/2005
3/23/2006
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
11/28/2006
11/27/2007
11/27/2007
11/27/2007
3/22/2007
11/27/2007
11/27/2007
11/27/2007
6/14/2007
11/27/2007

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
N
Y
Y
N
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
N
Y

Page 42 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

273300
194087
128622
228451
255920
263003
229703
246625
243573
48332
299432
257357
194571
278784
285078
216598
105298
28081
265132
22840
242445

1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358
1KW358

303873

1KW359

119830

1KW359

195740

1KW359

302416
302419
312119
312121
242618
273917
273930
73105
238283
238288
116802
304853
73115
240261
127169
78809
288103
293697
118179
252584
300387
309565
179966
296547
184683
210786
222218
171895
130092
30615
139334
264223
66351
266408
21126
311019
232857
285883
300340
30447
311036
260314
168993
254051
58047
99814
156530
213807
254320
138769
108173
56829
74749
284650
142054
239043
305252
227923
275301
236350
240694
154451
117736
294817
210028
31629
224193
305436
154459
155711
299834
224203
287559
262082
274211
75928
293525
185586
221025
294844
245906
189520
78787
188065
129094
248713
205621
282792

1KW362
1KW362
1KW362
1KW362
1KW362
1KW362
1KW362
1KW362
1KW362
1KW362
1KW362
1KW362
1KW363
1KW363
1KW067
1KW424
1KW076
1KW366
1KW366
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW081
1KW367
1KW367
1KW367
1KW367
1KW436
1KW367
1KW367
1KW367
1KW367
1KW367
1KW396
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW396
1KW367
1KW367
1KW345
1KW367
1KW347
1KW367
1KW367
1KW374
1KW367
1KW396
1KW367
1KW367
1KW391
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW445
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367

BLMIS Account Name

STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING 20 LLC
STERLING EQUITIES (GREENWOOD) C/O MATTHEW BERNSTEIN MS#
NYC034091
STERLING EQUITIES (GREENWOOD) C/O MATTHEW BERNSTEIN MS#
NYC034091
STERLING EQUITIES (GREENWOOD) C/O MATTHEW BERNSTEIN MS#
NYC034091
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
DAVID M KATZ ET AL TIC F/M
SAUL B KATZ PAWLING REFINANCING
SAUL B KATZ PAWLING REFINANCING
FRED WILPON
HOWARD S KATZ C/O STERLING EQUITIES
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
MARVIN B TEPPER TRACING
MARVIN B TEPPER TRACING
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
RICHARD A WILPON & DEBRA WILPON J/T WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
STERLING AMERICAN ADVISORS II LP
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
DEYVA ARTHUR
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
DEYVA ARTHUR
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
GREG KATZ AMY KATZ JT TEN MICHAEL KATZ TIC
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
FS COMPANY LLC
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
METS II LLC
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
DEYVA ARTHUR
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
KATZ 2002 DESCENDANTS TRUST
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
WILPON 2002 DESCENDANT'S TRUST
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS

Transaction
Date per
Customer
Statement
8/1/2007
9/4/2007
10/1/2007
10/1/2007
11/1/2007
12/3/2007
12/21/2007
1/2/2008
2/1/2008
3/3/2008
4/1/2008
5/1/2008
5/29/2008
6/2/2008
7/1/2008
8/1/2008
9/2/2008
9/23/2008
10/1/2008
11/3/2008
12/1/2008

Amount per
Customer
Statement

Trans
Type

Transaction
Description

Results of Reconciliation to Defendants' Documents

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

(100,000)
(100,000)
(100,000)
(1,000,000)
(100,000)
(100,000)
(500,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(725,000)
(100,000)
(100,000)
(100,000)
(80,000)
(1,400,000)
(80,000)
(80,000)
(80,000)

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00307054
AMF00307054
AMF00307054
AMF00307050
AMF00307054
AMF00307054
AMF00307049
AMF00307054
AMF00307054
AMF00307054
AMF00307054
AMF00307054
AMF00307048
AMF00307054
AMF00307054
AMF00307054
AMF00307047
AMF00307046
AMF00307047
AMF00307047
AMF00307047

11/27/2007
11/27/2007
11/27/2007
9/26/2007
11/27/2007
11/27/2007
12/13/2007
11/27/2007
11/27/2007
11/27/2007
11/27/2007
11/27/2007
5/28/2008
11/27/2007
11/27/2007
11/27/2007
8/8/2008
9/22/2008
8/8/2008
8/8/2008
8/8/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
N
Y
Y
N
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
N
Y
Y
Y

3/19/2002

171,273

JRNL

CHECK

Yes

Yes

AMF00307103

2/12/2002

Frank DiPascali

Corine M. Maucher

N

3/23/2004

(209,579)

CW

CHECK

Yes

Yes

AMF00307096

3/16/2004

Frank DiPascali

Arthur Friedman

N

8/5/2004

(193)

CW

CHECK

Yes

Yes

AMF00307096

3/16/2004

Frank DiPascali

Arthur Friedman

N

5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002
5/3/2002
6/26/2002
10/31/2002
5/9/2002
6/25/2003
8/16/2006
8/28/2006
9/29/2006
7/3/2002
6/27/2003
7/3/2002
8/1/2002
9/3/2002
10/1/2002
11/1/2002
12/2/2002
1/2/2003
2/3/2003
3/3/2003
4/1/2003
5/1/2003
6/2/2003
6/5/2003
7/1/2003
8/1/2003
9/2/2003
9/29/2006
10/1/2003
11/3/2003
12/1/2003
1/2/2004
9/29/2006
2/2/2004
3/1/2004
4/1/2004
5/3/2004
6/1/2004
10/20/2006
7/1/2004
8/2/2004
9/1/2004
9/22/2004
10/1/2004
11/1/2004
12/1/2004
1/3/2005
2/1/2005
3/1/2005
4/1/2005
12/5/2006
5/2/2005
6/1/2005
1/4/2007
7/1/2005
1/5/2007
8/1/2005
9/1/2005
1/5/2007
10/3/2005
1/12/2007
11/1/2005
12/1/2005
1/18/2007
1/3/2006
2/1/2006
3/1/2006
4/3/2006
4/18/2006
5/1/2006
6/1/2006
1/18/2007
7/3/2006
7/10/2006
8/1/2006
9/1/2006
9/14/2006
10/2/2006
11/1/2006
12/1/2006

10,000
421,400
1,359,080
191,520
234,360
96,320
256,120
1,428,240
25,760
421,400
(4,570,946)
(1,618)
460,085
(519,146)
475,000
25,000
5,000,000
222,250
(249,257)
500,000
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(15,000)
(5,000)
(5,000)
(5,000)
6,000,000
(5,000)
(5,000)
(5,000)
(5,000)
1,300,000
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
130,000
(5,000)
(5,000)
(5,000)
(14,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
10,000
(5,000)
(5,000)
380,000
(5,000)
300,000
(5,000)
(5,000)
4,900,000
(5,000)
10,000
(5,000)
(5,000)
1,962,500
(5,000)
(5,000)
(5,000)
(5,000)
(200,000)
(5,000)
(5,000)
1,962,500
(5,000)
(100,000)
(5,000)
(5,000)
(200,000)
(5,000)
(5,000)
(5,000)

JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
JRNL
CW
CW
JRNL
CW
CA
CA
CA
JRNL
CW
JRNL
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
JRNL
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CA
CW
CA
CW
CW
CA
CW
CA
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
JRNL
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00307165
AMF00307165
AMF00307165
AMF00307165
AMF00307165
AMF00307165
AMF00307165
AMF00307165
AMF00307165
AMF00307165
AMF00307156
AMF00307156
AMF00307170
AMF00307169

4/30/2002
4/30/2002
4/30/2002
4/30/2002
4/30/2002
4/30/2002
4/30/2002
4/30/2002
4/30/2002
4/30/2002
6/21/2002
6/21/2002
5/8/2002
6/17/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N
N
N
N
N
N
N
N

AMF00307213
AMF00307204
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307249
AMF00307250
AMF00307250
AMF00307250

7/2/2002
6/25/2003
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
6/3/2003
7/2/2002
7/2/2002
7/2/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y

AMF00307250
AMF00307250
AMF00307250
AMF00307250

7/2/2002
7/2/2002
7/2/2002
7/2/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Y
Y
Y
Y

AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250

7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Y
Y
Y
Y
Y

AMF00307250
AMF00307250
AMF00307250
AMF00307248
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250

7/2/2002
7/2/2002
7/2/2002
9/16/2004
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y

AMF00307250
AMF00307250

7/2/2002
7/2/2002

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

Y
Y

AMF00307250

7/2/2002

Frank DiPascali

Corine M. Maucher

Y

AMF00307250
AMF00307250

7/2/2002
7/2/2002

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

Y
Y

AMF00307250

7/2/2002

Frank DiPascali

Corine M. Maucher

Y

AMF00307250
AMF00307250

7/2/2002
7/2/2002

Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher

Y
Y

AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307234
AMF00307250
AMF00307250

7/2/2002
7/2/2002
7/2/2002
7/2/2002
4/12/2006
7/2/2002
7/2/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher

Y
Y
Y
Y
N
Y
Y

AMF00307250
AMF00307233
AMF00307250
AMF00307250
AMF00307232
AMF00307250
AMF00307250
AMF00307250

7/2/2002
7/7/2006
7/2/2002
7/2/2002
9/11/2006
7/2/2002
7/2/2002
7/2/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

Y
N
Y
Y
N
Y
Y
Y

Page 43 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

79750
147493
86743
270220
265293
265273
174683
227701
306908
303538
256016
261885
279010
146867
213214
269006
36930
267076
61087
88738
211970
245998
262960
48343
256898
150807
211247
224439
98452
235317
254829
266605
283879
167450
302346
249509

1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367
1KW367

304192

1KW372

304153

1KW372

154628

1KW247

292489

1KW372

284700

1KW372

279566

1KW372

123932

1KW372

122120

1KW372

306560

1KW372

203447

1KW372

222841

1KW372

34041

1KW372

152330

1KW372

303143

1KW372

212005

1KW372

260792

1KW372

304196
259941
430
284654
167679
311026
220175
309569
127598
266399
311040
219814
20978
234537
192091
166855
303122
11931
56834
303128
303107
180102
303132
41885
303147
294540
280196
285391
196552
77389
77399
104830
245007
244417
53942
432
224541
307956
204706
187658
270899
283655
309270
306920
239053
138378
246086
19741

1KW374
1KW374
1KW374
1KW374
1KW374
1KW374
1KW247
1KW376
1KW376
1KW376
1KW378
1KW378
1KW378
1KW378
1KW086
1KW396
1KW209
1KW378
1KW378
1KW315
1KW076
1KW384
1KW209
1KW447
1KW455
1KW447
1KW384
1KW209
1KW388
1KW388
1KW388
1KW388
1KW388
1KW388
1KW388
1KW388
1KW388
1KW388
1KW388
1KW388
1KW388
1KW391
1KW209
1KW391
1KW392
1KW396
1KW209
1KW396

BLMIS Account Name

ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ROBIN WACHTLER & PHILIP WACHTLER JT/WROS
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
METS LIMITED PTR #2 ATTN LEN LABITA
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
ESTATE OF LEONARD J SCHREIER C/O SCHULTE ROTH & ZABEL KIM
BAPTISTE ESQ
METS II LLC
METS II LLC
METS II LLC
METS II LLC
METS II LLC
METS II LLC
METS LIMITED PTR #2 ATTN LEN LABITA
VICKY SCHULTZ SAUL B KATZ TIC
VICKY SCHULTZ SAUL B KATZ TIC
VICKY SCHULTZ SAUL B KATZ TIC
STERLING METS (INSURANCE FUND)
STERLING METS (INSURANCE FUND)
STERLING METS (INSURANCE FUND)
STERLING METS (INSURANCE FUND)
JUDY WILPON & FRED WILPON FAM FDN INC
DEYVA ARTHUR
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING METS (INSURANCE FUND)
STERLING METS (INSURANCE FUND)
STERLING THIRTY VENTURE, LLC
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
L THOMAS OSTERMAN AND JILL PUPKE TIC
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TWENTY FIVE LLC
L THOMAS OSTERMAN AND JILL PUPKE TIC
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
ARTHUR FRIEDMAN ET AL TIC
KATZ 2002 DESCENDANTS TRUST
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
KATZ 2002 DESCENDANTS TRUST
FRED WILPON - APT TRACING
DEYVA ARTHUR
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
DEYVA ARTHUR

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Trans
Type

Transaction
Description
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Results of Reconciliation to Defendants' Documents

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
No
No
No

AMF00307231
AMF00307250
AMF00307250
AMF00307228
AMF00307250
AMF00307227
AMF00307250
AMF00307250
AMF00307250
AMF00307225
AMF00307224
AMF00307250
AMF00307223
AMF00307250
AMF00307250
AMF00307222
AMF00307221
AMF00307250
AMF00307250
AMF00307220
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307218
AMF00307250
AMF00307217
AMF00307250
AMF00307250
AMF00307250
AMF00307250
AMF00307216
AMF00307250

12/18/2006
7/2/2002
7/2/2002
2/6/2007
7/2/2002
3/20/2007
7/2/2002
7/2/2002
7/2/2002
6/7/2007
4/25/2007
7/2/2002
7/13/2007
7/2/2002
7/2/2002
9/4/2007
9/6/2007
7/2/2002
7/2/2002
11/1/2007
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
7/2/2002
6/5/2008
7/2/2002
7/9/2008
7/2/2002
7/2/2002
7/2/2002
7/2/2002
11/19/2008
7/2/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Arthur Friedman
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Corine M. Maucher

N
Y
Y
N
Y
N
Y
Y
Y
N
N
Y
N
Y
Y
N
N
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
N
Y
N
Y
Y
Y
Y
N
Y

12/21/2006
1/2/2007
2/1/2007
2/8/2007
3/1/2007
3/22/2007
4/2/2007
5/1/2007
6/1/2007
6/13/2007
6/26/2007
7/2/2007
7/16/2007
8/1/2007
9/4/2007
9/6/2007
9/7/2007
10/1/2007
11/1/2007
11/2/2007
12/3/2007
1/2/2008
2/1/2008
3/3/2008
4/1/2008
5/1/2008
6/2/2008
6/5/2008
7/1/2008
7/10/2008
8/1/2008
9/2/2008
10/1/2008
11/3/2008
11/21/2008
12/1/2008

(200,000)
(5,000)
(5,000)
(100,000)
(5,000)
(100,000)
(5,000)
(5,000)
(5,000)
(62,000)
(350,000)
(5,000)
(100,000)
(5,000)
(5,000)
(65,000)
(35,000)
(5,000)
(5,000)
(100,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(5,000)
(70,000)
(5,000)
(50,000)
(5,000)
(5,000)
(5,000)
(5,000)
450,000
(5,000)

CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW

8/12/2002

2,200,000

JRNL

CHECK

Yes

Yes

AMF00307358

8/9/2002

Frank DiPascali

Corine M. Maucher

N

12/17/2002

(500,000)

CW

CHECK

Yes

Yes

AMF00307348

12/16/2002

Frank DiPascali

Corine M. Maucher

N

1/24/2007

30,000,000

CA

CHECK WIRE

Yes

Yes

7/2/2003

(2,600,000)

CW

CHECK WIRE

Yes

Yes

AMF00307345

6/20/2003

Frank DiPascali

Corine M. Maucher

N

6/14/2004

(1,000,000)

CW

CHECK

Yes

Yes

AMF00307343

6/8/2004

Frank DiPascali

Arthur Friedman

N

2/13/2006

(1,010,000)

CW

CHECK WIRE

Yes

Yes

AMF00307340

2/8/2006

Frank DiPascali

Arthur Friedman

N

3/20/2006

(150,000)

CW

CHECK

Yes

Yes

AMF00307339

3/14/2006

Frank DiPascali

Arthur Friedman

N

6/27/2006

(500,000)

CW

CHECK WIRE

Yes

Yes

AMF00307338

6/26/2006

Frank DiPascali

Arthur Friedman

N

11/15/2006

(950,000)

CW

CHECK WIRE

Yes

Yes

AMF00307336

11/10/2006

Frank DiPascali

Arthur Friedman

N

12/14/2006

(100,000)

CW

CHECK

Yes

Yes

AMF00307334

12/12/2006

Frank DiPascali

Arthur Friedman

N

1/8/2007

(450,000)

CW

CHECK

Yes

Yes

AMF00307333

1/5/2007

Frank DiPascali

Arthur Friedman

N

1/29/2007

1,900,000

CA

CHECK

Yes

Yes

AMF00307332

1/25/2007

Frank DiPascali

Arthur Friedman

N

3/14/2007

(150,000)

CW

CHECK

Yes

Yes

AMF00307331

3/9/2007

Frank DiPascali

Arthur Friedman

N

4/24/2007

450,000

CA

CHECK

Yes

Yes

AMF00307330

4/23/2007

Frank DiPascali

Arthur Friedman

N

5/22/2007

(100,000)

CW

CHECK

Yes

Yes

AMF00307329

5/21/2007

Frank DiPascali

Arthur Friedman

N

7/21/2008

1,756,164

CA

CHECK

Yes

Yes

AMF00307326

7/18/2008

Frank DiPascali

Arthur Friedman

N

8/29/2002
9/11/2002
4/7/2004
12/10/2004
7/17/2006
9/22/2006
2/2/2007
9/27/2002
2/27/2003
8/22/2003
10/28/2002
10/28/2002
11/1/2002
11/12/2002
2/15/2007
3/5/2007
4/4/2007
6/25/2004
10/4/2004
4/9/2007
4/10/2007
3/28/2003
4/10/2007
4/11/2007
4/16/2007
4/18/2007
11/24/2008
5/1/2007
10/1/2003
11/3/2003
11/21/2003
12/1/2003
1/2/2004
2/2/2004
3/1/2004
4/1/2004
5/3/2004
6/1/2004
6/8/2004
2/9/2005
6/23/2005
8/21/2003
5/1/2007
6/26/2007
2/9/2005
11/21/2003
6/28/2007
1/26/2005

600,000
(600,248)
5,500,000
(380,000)
(6,000,000)
(462,864)
18,000,000
60,000
(60,733)
(62)
1,095,000
160,500
656,164
144,792
100,000
10,000
(139,727)
(3,000,000)
(1,000,000)
(5,221,249)
350,000
10,000
(27,000)
5,095,000
5,000,000
250,000
(30,000)
24,000
(115,000)
(115,000)
(157,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
(130,000)
150,000
(65,107)
(46)
108,000
24,000
(2,000,000)
(10,495)
(8,000)
56,712
(10,000)

JRNL
CW
CA
CW
CW
CW
CA
JRNL
CW
CW
JRNL
JRNL
CA
CA
CA
CA
CW
CW
CW
CW
CA
CA
CW
CA
CA
CA
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
JRNL
CA
CW
CW
CW
CA
CW

CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00307394
AMF00307385
AMF00307384
AMF00307383
AMF00307382
AMF00307381

8/28/2002
9/9/2002
4/6/2004
11/30/2004
7/12/2006
8/8/2006

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N

AMF00307412
AMF00307410
AMF00307410
AMF00307504
AMF00307504
AMF00307502
AMF00307500

9/23/2002
2/3/2003
2/3/2003
10/25/2002
10/25/2002
10/30/2002
11/4/2002

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher
Corine M. Maucher

N
N
N
N
N
N
N

AMF00307490
AMF00307489

6/21/2004
9/20/2004

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00307614

3/20/2003

Frank DiPascali

Corine M. Maucher

N

AMF00307613

11/17/2008

Frank DiPascali

Arthur Friedman

n

AMF00307837
AMF00307837
AMF00307836
AMF00307836
AMF00307836
AMF00307836
AMF00307836
AMF00307836
AMF00307836
AMF00307836
AMF00307835
AMF00307834
AMF00307833
AMF00307907

9/24/2003
9/24/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
6/7/2004
2/2/2005
6/14/2005
5/2/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Corine M. Maucher
Corine M. Maucher
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Corine M. Maucher

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
N
N
N

AMF00307905
AMF00307918
AMF00307980

6/14/2007
2/2/2005
11/18/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N

AMF00307979

1/24/2005

Frank DiPascali

Arthur Friedman

N

Page 44 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

298616
140281
227345
298496
311087
227938
192097
254077
53595
182394
100724
93277
95542
183111
109557
239632
265788
11937
273218
144508
305096
36411
77680
205805
146230
305800
272123
253467
140678
266999
194041
53448
226915
233975
305581
305584
226720
204809
311192
134299
21182
278569
186161
110064
301240
123950
205898
233306
185615
189646
207211
241231
33715
236521
206841
294921
294930
215554
222063
215772
276898
188882
184124
237289
89915
311083
13281
269050
295088
166827
211954
261933
857
25351
279047
178593
62796
311987
61754
290511
62466
114640
177502
184912
302350
257560
77405
299838
188084
227941
221384
256514
160302
28071
221545
144718
197350
11843
254326
218310
311287
68071
68361
221822
3916
22351
277464
54641
187701
260369
211165
311695
260540
308967
271808

1KW081
1KW396
1KW396
1KW302
1KW426
1KW396
1KW396
1KW263
1KW396
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW209
1KW402
1KW402
1KW402
1KW315
1KW076
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW402
1KW403
1KW403
1KW403
1KW403
1KW403
1KW403
1KW403
1KW403
1KW247
1KW407
1KW407
1KW407
1KW407
1KW407
1KW209
1KW408
1KW408
1KW408
1KW408
1KW408
1KW408
1KW408
1KW408
1KW408
1KW408
1KW408
1KW408
1KW408
1KW013

BLMIS Account Name

RICHARD A WILPON & DEBRA WILPON J/T WROS
DEYVA ARTHUR
DEYVA ARTHUR
RUTH FRIEDMAN
GREGORY A KATZ & AMY BETH KATZ JT/WROS
DEYVA ARTHUR
DEYVA ARTHUR
MARVIN B TEPPER
DEYVA ARTHUR
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING THIRTY VENTURE, LLC
JEFFREY S WILPON & VALERIE WILPON JT TENANTS
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
STERLING 10 LLC STERLING EQUITIES
RICHARD A WILPON ANITA M TAPPY T.I.C
RICHARD A WILPON ANITA M TAPPY T.I.C
RICHARD A WILPON ANITA M TAPPY T.I.C
RICHARD A WILPON ANITA M TAPPY T.I.C
RICHARD A WILPON ANITA M TAPPY T.I.C
RICHARD A WILPON ANITA M TAPPY T.I.C
RICHARD A WILPON ANITA M TAPPY T.I.C
RICHARD A WILPON ANITA M TAPPY T.I.C
METS LIMITED PTR #2 ATTN LEN LABITA
SAUL B KATZ FAMILY TRUST 2 C/O STERLING EQUITIES
SAUL B KATZ FAMILY TRUST 2 C/O STERLING EQUITIES
SAUL B KATZ FAMILY TRUST 2 C/O STERLING EQUITIES
SAUL B KATZ FAMILY TRUST 2 C/O STERLING EQUITIES
SAUL B KATZ FAMILY TRUST 2 C/O STERLING EQUITIES
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
FRED WILPON FAMILY TRUST 2 C/O STERLING EQUITIES
DAYLE KATZ

Transaction
Date per
Customer
Statement
7/3/2007
11/3/2006
11/8/2006
7/3/2007
7/3/2007
1/29/2007
2/7/2007
7/5/2007
10/12/2007
9/25/2003
9/30/2003
12/1/2003
1/2/2004
2/2/2004
3/1/2004
4/1/2004
5/3/2004
6/1/2004
7/1/2004
7/2/2004
8/2/2004
9/1/2004
9/24/2004
10/1/2004
11/1/2004
12/1/2004
9/6/2007
1/3/2005
2/1/2005
3/1/2005
9/6/2007
10/31/2007
4/1/2005
5/2/2005
6/1/2005
6/15/2005
7/1/2005
8/1/2005
9/1/2005
10/3/2005
11/1/2005
12/1/2005
12/12/2005
1/3/2006
2/1/2006
3/1/2006
3/28/2006
4/3/2006
5/1/2006
6/1/2006
7/3/2006
8/1/2006
9/1/2006
10/2/2006
11/1/2006
12/1/2006
12/26/2006
1/2/2007
2/1/2007
3/1/2007
3/28/2007
4/2/2007
5/1/2007
6/1/2007
6/25/2007
7/2/2007
8/1/2007
9/4/2007
10/1/2007
11/1/2007
12/3/2007
1/2/2008
2/1/2008
3/3/2008
3/12/2008
4/1/2008
5/1/2008
6/2/2008
7/1/2008
8/1/2008
8/11/2008
9/2/2008
9/23/2008
10/1/2008
11/3/2008
12/1/2008
11/26/2003
12/13/2005
9/25/2006
1/26/2007
6/7/2007
11/28/2007
7/16/2008
9/4/2008
12/11/2007
6/1/2004
6/8/2004
7/1/2004
8/2/2004
9/1/2004
12/31/2007
8/2/2004
9/1/2004
10/1/2004
10/7/2004
11/1/2004
12/1/2004
1/3/2005
2/1/2005
3/1/2005
4/1/2005
5/2/2005
6/1/2005
7/1/2005
1/3/2008

Amount per
Customer
Statement
1,000,000
127,000
10,000
140,000
190,000
65,000
10,000
1,500,000
(56,000)
269,000
10,631,063
(70,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(30,000)
(1,250,000)
(30,000)
(30,000)
(450,000)
(30,000)
(30,000)
(30,000)
(19,000)
(30,000)
(30,000)
(30,000)
(480,000)
250,000
(30,000)
(30,000)
(30,000)
(100,000)
(45,000)
(45,000)
(45,000)
(45,000)
(45,000)
(45,000)
(2,250,000)
(45,000)
(45,000)
(45,000)
(500,000)
(45,000)
(45,000)
(45,000)
(45,000)
(45,000)
(45,000)
(45,000)
(45,000)
(45,000)
(160,000)
(70,000)
(70,000)
(70,000)
(3,300,000)
(70,000)
(70,000)
(70,000)
(1,150,000)
(70,000)
(70,000)
(70,000)
(70,000)
(70,000)
(70,000)
(70,000)
(70,000)
(70,000)
(1,500,000)
(70,000)
(70,000)
(70,000)
(70,000)
(70,000)
(160,000)
(70,000)
(1,300,000)
(70,000)
(70,000)
(70,000)
58,000
(5,000)
(10,909)
(10,909)
(14,545)
(9,091)
(9,091)
(18,182)
(1,000,000)
(300,000)
400,000
(100,000)
(100,000)
(100,000)
12,864
(100,000)
(100,000)
(100,000)
(4,000,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
(100,000)
63,500

Trans
Type

Transaction
Description

CA
CA
CA
CA
CA
CA
CA
CA
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00307978
AMF00307977

11/2/2006
11/6/2006

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00307976
AMF00307975

1/25/2007
2/5/2007

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00307974
AMF00308109
AMF00308109
AMF00308100
AMF00308100
AMF00308100
AMF00308100
AMF00308100
AMF00308100
AMF00308100
AMF00308100
AMF00308099
AMF00308100
AMF00308100
AMF00308098
AMF00308100
AMF00308100
AMF00308100

10/11/2007
9/23/2003
9/23/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
11/13/2003
7/1/2004
11/13/2003
11/13/2003
9/23/2004
11/13/2003
11/13/2003
11/13/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
N
Y
Y
Y

AMF00308100
AMF00308100
AMF00308100

11/13/2003
11/13/2003
11/13/2003

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y

AMF00308100
AMF00308100
AMF00308100
AMF00308095
AMF00308095
AMF00308095
AMF00308095
AMF00308095
AMF00308095
AMF00308095
AMF00308094
AMF00308095
AMF00308095
AMF00308095
AMF00308093
AMF00308095
AMF00308095
AMF00308095
AMF00308095
AMF00308095
AMF00308095
AMF00308095
AMF00308095
AMF00308095
AMF00308090
AMF00308091
AMF00308091
AMF00308091
AMF00308089
AMF00308091
AMF00308091
AMF00308091
AMF00308088
AMF00308091
AMF00308091
AMF00308091
AMF00308091
AMF00308091
AMF00308091
AMF00308091
AMF00308091
AMF00308091
AMF00308087
AMF00308091
AMF00308091
AMF00308091
AMF00308091
AMF00308091
AMF00308086
AMF00308091
AMF00308085
AMF00308091
AMF00308091
AMF00308091
AMF00308133
AMF00308123
AMF00308122
AMF00308121
AMF00308119
AMF00308118
AMF00308117
AMF00308116

11/13/2003
11/13/2003
11/13/2003
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
12/7/2005
6/13/2005
6/13/2005
6/13/2005
3/23/2006
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
6/13/2005
11/28/2006
11/27/2006
11/27/2006
11/27/2006
3/22/2007
11/27/2006
11/27/2006
11/27/2006
6/14/2007
11/27/2006
11/27/2006
11/27/2006
11/27/2006
11/27/2006
11/27/2006
11/27/2006
11/27/2006
11/27/2006
3/10/2008
11/27/2006
11/27/2006
11/27/2006
11/27/2006
11/27/2006
8/8/2008
11/27/2006
9/22/2008
11/27/2006
11/27/2006
11/27/2006
10/1/2003
12/12/2005
9/20/2006
1/24/2007
6/6/2007
11/26/2007
7/14/2008
9/3/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
N
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
N
Y
N
Y
Y
Y
N
N
N
N
N
N
N
N

AMF00308176
AMF00308174
AMF00308176
AMF00308176
AMF00308176

5/11/2004
6/7/2004
5/11/2004
5/11/2004
5/11/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
Y
Y
Y

AMF00308188
AMF00308188
AMF00308188
AMF00308187
AMF00308188
AMF00308188
AMF00308188
AMF00308188
AMF00308188
AMF00308188
AMF00308188
AMF00308188
AMF00308188

7/21/2004
7/21/2004
7/21/2004
10/4/2004
7/21/2004
7/21/2004
7/21/2004
7/21/2004
7/21/2004
7/21/2004
7/21/2004
7/21/2004
7/21/2004

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y

Page 45 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

199196
273203
307037
234576
278578
142092
298967
245682
263731
157604
213222
257019
205339
205349
115324
246637
211201
256987
292301
25414
34939
309184
154503
189461
141892
294913
155505
295839
214176
303697
52475
298976
152858
95270
5163
213357
210335
312895
263820
147497
277615
263725
309797
203057
212032
143441
143449
229874
219971
190851
220166
311804
163753
85982
254354
233138
112193
223536
291916
186471
196378
219607
263133
114650
229375
174830
264527
305260
10227
185706
218182
210069
20000
206797
238142
187778
299842
124851
295847
111069
53148
189746
181655
245928
298910
248942
233260
258076
227398
227403
294821
220185
265296
52839
250565
221407
143484
261901
273309
297840
245683
172127
88743
193012
19275
147973
42700
198704
26190
256118
162819
161155
285084
150011
188958

1KW109
1KW412
1KW412
1KW412
1KW412
1KW412
1KW412
1KW412
1KW412
1KW412
1KW412
1KW110
1KW108
1KW209
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW209
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW413
1KW420
1KW209
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420
1KW420

BLMIS Account Name

HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
DAVID KATZ ET AL TIC
DAVID KATZ ET AL TIC
DAVID KATZ ET AL TIC
DAVID KATZ ET AL TIC
DAVID KATZ ET AL TIC
DAVID KATZ ET AL TIC
DAVID KATZ ET AL TIC
DAVID KATZ ET AL TIC
DAVID KATZ ET AL TIC
DAVID KATZ ET AL TIC
TODD KATZ MICHAEL KATZ AS CUSTODIAN
GREGORY KATZ
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
CHARLES STERLING SUB LLC (PRIMARY)
STERLING BRUNSWICK SEVEN LLC
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC

Transaction
Date per
Customer
Statement
1/3/2008
7/26/2004
12/28/2004
7/1/2005
12/12/2005
3/27/2006
6/20/2006
12/26/2006
3/29/2007
6/27/2007
9/20/2007
1/3/2008
1/8/2008
1/10/2008
3/1/2005
3/18/2005
4/1/2005
5/2/2005
6/1/2005
7/1/2005
1/17/2008
8/1/2005
9/1/2005
10/3/2005
11/1/2005
12/1/2005
1/3/2006
2/1/2006
3/1/2006
3/28/2006
4/3/2006
5/1/2006
6/1/2006
7/3/2006
8/1/2006
9/1/2006
10/2/2006
11/1/2006
12/1/2006
1/2/2007
2/1/2007
3/1/2007
3/28/2007
4/2/2007
5/1/2007
6/1/2007
6/26/2007
7/2/2007
8/1/2007
9/4/2007
10/1/2007
11/1/2007
12/3/2007
1/2/2008
2/1/2008
3/3/2008
4/1/2008
5/1/2008
5/29/2008
6/2/2008
7/1/2008
8/1/2008
9/2/2008
9/23/2008
10/1/2008
11/3/2008
12/1/2008
3/23/2005
1/17/2008
7/1/2005
7/1/2005
8/1/2005
9/1/2005
10/3/2005
11/1/2005
12/1/2005
12/12/2005
1/3/2006
2/1/2006
3/1/2006
4/3/2006
5/1/2006
6/1/2006
7/3/2006
8/1/2006
9/1/2006
10/2/2006
11/1/2006
12/1/2006
12/21/2006
1/2/2007
2/1/2007
3/1/2007
4/2/2007
5/1/2007
6/1/2007
6/26/2007
7/2/2007
8/1/2007
9/4/2007
9/6/2007
10/1/2007
11/1/2007
12/3/2007
12/21/2007
1/2/2008
2/1/2008
3/3/2008
4/1/2008
5/1/2008
5/29/2008
6/2/2008
7/1/2008
8/1/2008
9/2/2008

Amount per
Customer
Statement
35,000
(300,000)
(800,000)
(800,000)
(1,000,000)
(650,000)
(650,000)
(1,100,000)
(20,600,000)
(508,841)
(913)
25,000
2,780
(24,000)
(23,000)
(1,000,000)
(23,000)
(23,000)
(23,000)
(23,000)
24,000
(23,000)
(33,000)
(33,000)
(33,000)
(33,000)
(33,000)
(33,000)
(33,000)
(1,250,000)
(33,000)
(33,000)
(33,000)
(33,000)
(33,000)
(33,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(2,000,000)
(50,000)
(50,000)
(50,000)
(500,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(50,000)
(900,000)
(50,000)
(50,000)
(50,000)
(50,000)
(700,000)
(50,000)
(50,000)
(50,000)
5,400,000
12,000
(120,000)
(22,000)
(22,000)
(22,000)
(22,000)
(22,000)
(22,000)
(700,000)
(22,000)
(22,000)
(22,000)
(22,000)
(22,000)
(22,000)
(22,000)
(22,000)
(22,000)
(22,000)
(22,000)
(22,000)
(1,250,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(950,000)
(35,000)
(35,000)
(35,000)
(10,000)
(35,000)
(35,000)
(35,000)
(600,000)
(35,000)
(35,000)
(35,000)
(35,000)
(35,000)
(500,000)
(35,000)
(35,000)
(35,000)
(35,000)

Trans
Type

Transaction
Description

CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
JRNL
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Results of Reconciliation to Defendants' Documents

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

AMF00308207
AMF00308206
AMF00308205
AMF00308204
AMF00308203
AMF00308202
AMF00308201
AMF00308200
AMF00308199
AMF00308199

7/22/2004
12/27/2004
6/30/2005
12/7/2005
3/23/2006
6/7/2006
11/28/2006
3/22/2007
6/20/2007
6/20/2007

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N

AMF00308228
AMF00308229
AMF00308228
AMF00308228
AMF00308228
AMF00308228

Unknown
3/9/2005
Unknown
Unknown
Unknown
Unknown

Unknown
Frank DiPascali
Unknown
Unknown
Unknown
Unknown

Unknown
Arthur Friedman
Unknown
Unknown
Unknown
Unknown

Y
N
Y
Y
Y
Y

AMF00308228
AMF00308228
AMF00308228
AMF00308228
AMF00308228
AMF00308228
AMF00308228
AMF00308228
AMF00308222
AMF00308228
AMF00308228
AMF00308228
AMF00308228
AMF00308228
AMF00308228
AMF00308221
AMF00308221
AMF00308221
AMF00308221
AMF00308221
AMF00308221
AMF00308219
AMF00308221
AMF00308221
AMF00308221
AMF00308217
AMF00308221
AMF00308221
AMF00308221
AMF00308221
AMF00308221
AMF00308221
AMF00308221
AMF00308221
AMF00308221
AMF00308221
AMF00308221
AMF00308215
AMF00308221
AMF00308221
AMF00308221
AMF00308221
AMF00308214
AMF00308221
AMF00308221
AMF00308221
AMF00308308

Unknown
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
3/23/2006
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
8/31/2005
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
3/22/2007
9/6/2006
9/6/2006
9/6/2006
6/11/2007
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/6/2006
5/28/2008
9/6/2006
9/6/2006
9/6/2006
9/6/2006
9/22/2008
9/6/2006
9/6/2006
9/6/2006
3/22/2005

Unknown
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Unknown
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
N
Y
Y
Y
N

AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308301
AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308302
AMF00308298
AMF00308299
AMF00308299
AMF00308299
AMF00308299
AMF00308299
AMF00308299
AMF00308297
AMF00308299
AMF00308299
AMF00308299
AMF00308296
AMF00308299
AMF00308299
AMF00308299
AMF00308295
AMF00308299
AMF00308299
AMF00308299
AMF00308299
AMF00308299
AMF00308294
AMF00308299
AMF00308299
AMF00308299
AMF00308299

6/28/2005
6/28/2005
6/28/2005
6/28/2005
6/28/2005
6/28/2005
6/28/2005
12/7/2005
6/28/2005
6/28/2005
6/28/2005
6/28/2005
6/28/2005
6/28/2005
6/28/2005
6/28/2005
6/28/2005
6/28/2005
6/28/2005
6/28/2005
11/28/2006
11/30/2006
11/30/2006
11/30/2006
11/30/2006
11/30/2006
11/30/2006
6/14/2007
11/30/2006
11/30/2006
11/30/2006
9/5/2007
11/30/2006
11/30/2006
11/30/2006
12/13/2007
11/30/2006
11/30/2006
11/30/2006
11/30/2006
11/30/2006
5/28/2008
11/30/2006
11/30/2006
11/30/2006
11/30/2006

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
N
Y
Y
Y
Y
Y
N
Y
Y
Y
Y

Page 46 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

46875
79172
296999
275082
240249
287184
59816
34118
202465
273324
263000
240909
227305
8696
284142
228462
163467
279053
186359
254508
154521
276527
256596
154561
213231
220161
124150
142414
237294
79819
44157
115464
65156
273424
160309
103651
294942
271234
203085
269055
243043
5228
105825
31994
32000

1KW420
1KW420
1KW420
1KW420
1KW209
1KW247
1KW247
1KW247
1KW423
1KW423
1KW423
1KW424
1KW209
1KW424
1KW209
1KW424
1KW424
1KW424
1KW424
1KW209
1KW426
1KW209
1KW426
1KW463
1KW426
1KW426
1KW426
1KW427
1KW427
1KW427
1KW434
1KW434
1KW434
1KW434
1KW434
1KW464
1KW435
1KW435
1KW435
1KW435
1KW435
1KW435
1KW435
1KW435
1KW435

211252

1KW465

233477
298756
198536
235369
256032
291091
214220
174208
301456
34044
192987
255125
239563
294527
179294
312156
294546
157619
94802
146874
147798
273160
112356
243049
212887
225899
80692
169090
236431
67944
26242
178491
214310
306657
279739
219588
263082
216207
229450
4890
257880
222862
274959
237311
94646
267614
294552
184461
222708
222716
148180
228408
113190
213821
18141
194105
273153
112339
30869
212904
75850
191492
95381
48404
198719
40201
76881
167809

1KW436
1KW436
1KW436
1KW354
1KW445
1KW447
1KW447
1KW447
1KW447
1KW447
1KW455
1KW209
1KW447
1KW447
1KW209
1KW447
1KW453
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW447
1KW449
1KW449
1KW449
1KW300
1KW109
1KW455
1KW455
1KW455
1KW455
1KW013
1KW110
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455

BLMIS Account Name

STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
STERLING BRUNSWICK SEVEN LLC
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PTR #2 ATTN LEN LABITA
METS LIMITED PARTNERSHIP SHEA STADIUM
METS LIMITED PARTNERSHIP SHEA STADIUM
METS LIMITED PARTNERSHIP SHEA STADIUM
HOWARD S KATZ C/O STERLING EQUITIES
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
HOWARD S KATZ C/O STERLING EQUITIES
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
HOWARD S KATZ C/O STERLING EQUITIES
HOWARD S KATZ C/O STERLING EQUITIES
HOWARD S KATZ C/O STERLING EQUITIES
HOWARD S KATZ C/O STERLING EQUITIES
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
GREGORY A KATZ & AMY BETH KATZ JT/WROS
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
GREGORY A KATZ & AMY BETH KATZ JT/WROS
STERLING VC IV LLC STERLING EQUITIES ATTN: ARTHUR FRIEDMAN
GREGORY A KATZ & AMY BETH KATZ JT/WROS
GREGORY A KATZ & AMY BETH KATZ JT/WROS
GREGORY A KATZ & AMY BETH KATZ JT/WROS
SAUL B KATZ ET AL TIC
SAUL B KATZ ET AL TIC
SAUL B KATZ ET AL TIC
FFB AVIATION LLC C/O STERLING EQUITIES
FFB AVIATION LLC C/O STERLING EQUITIES
FFB AVIATION LLC C/O STERLING EQUITIES
FFB AVIATION LLC C/O STERLING EQUITIES
FFB AVIATION LLC C/O STERLING EQUITIES
STERLING VC V LLC STERLING EQUITIES ATTN: ARTHUR FRIEDMAN
STERLING INTERNAL V LLC C/O STERLING EQUITIES
STERLING INTERNAL V LLC C/O STERLING EQUITIES
STERLING INTERNAL V LLC C/O STERLING EQUITIES
STERLING INTERNAL V LLC C/O STERLING EQUITIES
STERLING INTERNAL V LLC C/O STERLING EQUITIES
STERLING INTERNAL V LLC C/O STERLING EQUITIES
STERLING INTERNAL V LLC C/O STERLING EQUITIES
STERLING INTERNAL V LLC C/O STERLING EQUITIES
STERLING INTERNAL V LLC C/O STERLING EQUITIES
STERLING DIST PROPERTIES LLC STERLING EQUITIES ATTN: ARTHUR
FRIEDMAN
STERLING AMERICAN ADVISORS II LP
STERLING AMERICAN ADVISORS II LP
STERLING AMERICAN ADVISORS II LP
MICHAEL KATZ-SEF
WILPON 2002 DESCENDANT'S TRUST
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING TWENTY FIVE LLC
GREG KATZ (TR) C/O STERLING EQUITIES
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
STERLING TWENTY FIVE LLC
SEE HOLDCO LLC
SEE HOLDCO LLC
SEE HOLDCO LLC
STERLING EQUITIES
HOWARD KATZ MICHAEL KATZ AS CUSTODIAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
DAYLE KATZ
TODD KATZ MICHAEL KATZ AS CUSTODIAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Results of Reconciliation to Defendants' Documents

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00308293
AMF00308299
AMF00308299
AMF00308299

9/22/2008
11/30/2006
11/30/2006
11/30/2006

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
Y
Y

AMF00308368
AMF00308367
AMF00308366
AMF00308407

7/12/2006
8/9/2007
12/10/2007
5/17/2005

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N

AMF00308397

5/30/2006

Frank DiPascali

Arthur Friedman

N

AMF00308395
AMF00308394
AMF00308393
AMF00308392

10/8/2007
2/26/2008
1/2/2008
6/12/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N

AMF00308482

8/29/2005

Frank DiPascali

Arthur Friedman

N

AMF00308473

3/29/2007

Frank DiPascali

Arthur Friedman

N

AMF00308472
AMF00308471
AMF00308470
AMF00308509
AMF00308495
AMF00308495
AMF00308646
AMF00308645
AMF00308644
AMF00308643
AMF00308642

8/31/2007
10/10/2007
10/31/2007
11/29/2005
6/19/2007
6/19/2007
5/3/2006
12/20/2006
7/12/2007
3/20/2008
7/30/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali
Jodi Crupi
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N
N
N

AMF00308680
AMF00308679
AMF00308678
AMF00308677
AMF00308676
AMF00308675
AMF00308673
AMF00308672
AMF00308671

11/27/2006
1/31/2007
4/18/2007
9/20/2007
11/1/2007
11/8/2007
11/13/2007
7/3/2008
7/8/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N
N
N
N

AMF00308708
AMF00308699
AMF00308698

10/3/2006
11/27/2007
2/5/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N

AMF0030838
AMF00308965
AMF00308964
AMF00308964
AMF00308965
AMF00308962

6/14/2007
1/12/2007
1/12/2007
1/12/2007
1/12/2007
1/18/2007

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N
N
N

AMF00308926
AMF00308931

4/10/2007
4/17/2007

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

AMF00308941

4/18/2007

Frank DiPascali

Arthur Friedman

N

AMF00308925
AMF00308925
AMF00308925
AMF00308925
AMF00308925
AMF00308924
AMF00308925
AMF00308925
AMF00308920
AMF00308925
AMF00308925
AMF00308925
AMF00308919
AMF00308925
AMF00308925
AMF00308918
AMF00308925
AMF00308925
AMF00308925
AMF00308925
AMF00308917
AMF00308925
AMF00308925
AMF00308925
AMF00309009
AMF00308995
AMF00308994

6/11/2007
6/11/2007
6/11/2007
6/11/2007
6/11/2007
9/26/2007
6/11/2007
6/11/2007
12/13/2007
6/11/2007
6/11/2007
6/11/2007
3/10/2008
6/11/2007
6/11/2007
5/28/2008
6/11/2007
6/11/2007
6/11/2007
6/11/2007
9/22/2008
6/11/2007
6/11/2007
6/11/2007
1/26/2007
3/22/2007
6/20/2007

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
Y
Y
Y
N
Y
Y
N
Y
Y
Y
N
Y
Y
N
Y
Y
Y
Y
N
Y
Y
Y
N
N
N

AMF00309130
AMF00309130
AMF00309130
AMF00309130

3/30/2007
3/30/2007
3/30/2007
3/30/2007

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
N
N
N

AMF00309107
AMF00309107
AMF00309107
AMF00309096
AMF00309095
AMF00309107
AMF00309107
AMF00309107
AMF00309084
AMF00309107
AMF00309107
AMF00309107
AMF00309083
AMF00309107
AMF00309107
AMF00309082

6/25/2007
6/25/2007
6/25/2007
9/5/2007
9/26/2007
6/25/2007
6/25/2007
6/25/2007
12/13/2007
6/25/2007
6/25/2007
6/25/2007
3/10/2008
6/25/2007
6/25/2007
5/28/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

N
Y
Y
N
N
Y
Y
Y
N
Y
Y
Y
N
Y
Y
N

Trans
Type

Transaction
Description

(350,000)
(35,000)
(35,000)
(35,000)
12,000
10,000,000
8,000,000
10,000,000
(3,000,000)
(5,000,000)
(2,500,000)
55,000
61,850
(180,000)
(30,000)
35,607
325,000
9,424
11,519
13,808
240,000
(18,000)
(285,000)
2,758,625
25,000
55,000
30,000
22,000,000
(27,658,324)
(32,524)
2,600,000
(245,675)
(89,100)
(89,100)
(89,100)
12,437,500
(1,440,000)
(1,350,000)
(20,000,000)
(1,725,000)
(7,687,500)
(1,900,000)
1,200,000
(13,500,000)
(3,500,000)

CW
CW
CW
CW
CA
CA
CA
CA
CW
CW
CW
JRNL
CA
CW
CW
CA
CA
CA
CA
CA
JRNL
CW
CW
JRNL
CA
CA
CA
JRNL
CW
CW
JRNL
CW
CW
CW
CW
JRNL
CW
CW
CW
CW
CW
CW
CA
CW
CW

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE

6/24/2008

2,393,500

JRNL

CHECK WIRE

Yes

Yes

10/4/2006
12/21/2007
2/6/2008
7/21/2008
6/26/2007
1/16/2007
1/16/2007
1/16/2007
1/17/2007
1/18/2007
4/20/2007
9/10/2008
4/11/2007
4/18/2007
9/30/2008
4/19/2007
4/30/2007
6/13/2007
7/2/2007
8/1/2007
9/4/2007
10/1/2007
10/1/2007
11/1/2007
12/3/2007
12/21/2007
1/2/2008
2/1/2008
3/3/2008
3/12/2008
4/1/2008
5/1/2008
5/29/2008
6/2/2008
7/1/2008
8/1/2008
9/2/2008
9/23/2008
10/1/2008
11/3/2008
12/1/2008
1/29/2007
3/29/2007
6/25/2007
7/13/2007
10/9/2007
4/3/2007
4/3/2007
4/3/2007
4/3/2007
10/9/2008
10/9/2007
7/26/2007
8/1/2007
9/4/2007
9/6/2007
10/1/2007
10/1/2007
11/1/2007
12/3/2007
12/21/2007
1/2/2008
2/1/2008
3/3/2008
3/12/2008
4/1/2008
5/1/2008
5/29/2008

(75,000)
(1,400,655)
(1,760)
230,000
(1,500,000)
3,000,000
500,000
300,000
2,000,000
200,000
14,309,082
(2,000)
(8,984)
(323,466)
82,093
150,000
(2,398)
(500,000)
(110,000)
(110,000)
(110,000)
(110,000)
(1,700,000)
(110,000)
(110,000)
(650,000)
(110,000)
(110,000)
(110,000)
(450,000)
(110,000)
(110,000)
(550,000)
(110,000)
(110,000)
(110,000)
(110,000)
(1,600,000)
(110,000)
(110,000)
(110,000)
6,600,000
(6,500,000)
(160,000)
2,500,000
20,987
4,142,685
2,954,056
269,530
1,142,811
682,746
26,377
(215,000)
(65,000)
(65,000)
(250,000)
(600,000)
(65,000)
(65,000)
(65,000)
(350,000)
(65,000)
(65,000)
(65,000)
(250,000)
(65,000)
(65,000)
(325,000)

CW
CW
CW
CA
CW
JRNL
JRNL
JRNL
CA
CA
CA
CW
CW
CW
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
JRNL
CW
CW
CA
CA
JRNL
JRNL
JRNL
JRNL
CA
CA
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW
CW

CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK WIRE
CHECK
CHECK
CHECK WIRE
CHECK WIRE
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK WIRE
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

9/23/2008
10/1/2008
11/3/2008
12/1/2008
1/17/2008
1/17/2008
1/22/2008
2/4/2008
7/13/2006
8/27/2007
12/11/2007
6/6/2005
3/24/2008
5/31/2006
4/9/2008
10/9/2007
2/27/2008
3/18/2008
6/16/2008
6/6/2008
9/1/2005
6/9/2008
3/30/2007
6/24/2008
9/4/2007
10/11/2007
11/1/2007
11/30/2005
6/26/2007
9/20/2007
5/4/2006
12/21/2006
7/13/2007
3/25/2008
7/31/2008
6/24/2008
12/26/2006
2/1/2007
4/20/2007
9/24/2007
11/5/2007
11/9/2007
11/14/2007
7/7/2008
7/9/2008

Page 47 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description

Results of Reconciliation to BLMIS Customer Files and Defendants' Documents
Results of Reconciliation to BLMIS Customer Files

CMID

BLMIS
Account
Number

295024
196387
132262
303133
179880
62724
148173
22860
249513
36957
150969
234043
133852
106823
147820
189141
174708
142160
164751

1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW455
1KW458
1KW458
1KW458
1KW458
1KW458
1KW424
1KW463
1KW209
1KW464
1KW209

162957

1KW465

9132

1KW465

196398
286251

1KW466
1KW466

BLMIS Account Name

STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
STERLING TRACING LLC STERLING EQUITIES ARTHUR FRIEDMAN
NATALIE KATZ O'BRIEN AND BRENDAN O'BRIEN JT WROS
NATALIE KATZ O'BRIEN AND BRENDAN O'BRIEN JT WROS
NATALIE KATZ O'BRIEN AND BRENDAN O'BRIEN JT WROS
NATALIE KATZ O'BRIEN AND BRENDAN O'BRIEN JT WROS
NATALIE KATZ O'BRIEN AND BRENDAN O'BRIEN JT WROS
HOWARD S KATZ C/O STERLING EQUITIES
STERLING VC IV LLC STERLING EQUITIES ATTN: ARTHUR FRIEDMAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING VC V LLC STERLING EQUITIES ATTN: ARTHUR FRIEDMAN
DANIEL WILPON RICHARD A WILPON AS CUSTODIAN
STERLING DIST PROPERTIES LLC STERLING EQUITIES ATTN: ARTHUR
FRIEDMAN
STERLING DIST PROPERTIES LLC STERLING EQUITIES ATTN: ARTHUR
FRIEDMAN
COLLEGE PLACE ENTERPRISES LLC C/O STERLING EQUITIES
COLLEGE PLACE ENTERPRISES LLC C/O STERLING EQUITIES

Transaction
Date per
Customer
Statement

Amount per
Customer
Statement

Trans
Type

Transaction
Description

Results of Reconciliation to Defendants' Documents

Reconciled to
BLMIS Bank
Records

Reconciled to
Quicken Data

Bates Reference BLMIS Customer Files

Date of
Letter

Letter Addressed To

Letter Signed By

Recurring
Payment

6/2/2008
7/1/2008
7/21/2008
8/1/2008
9/2/2008
9/23/2008
10/1/2008
11/3/2008
12/1/2008
9/19/2007
1/14/2008
1/24/2008
4/14/2008
9/18/2008
10/9/2008
10/21/2008
10/23/2008
10/27/2008
11/26/2008

(65,000)
(65,000)
(300,000)
(65,000)
(65,000)
(700,000)
(65,000)
(65,000)
(65,000)
450,000
(11,000)
11,000
(180,000)
300,000
33,507
(825,000)
6,122
(633,556)
1,435

CW
CW
CW
CW
CW
CW
CW
CW
CW
JRNL
CW
CA
CW
CA
CA
CW
CA
CW
CA

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes

AMF00309107
AMF00309107
AMF00309081
AMF00309107
AMF00309107
AMF00309080
AMF00309107
AMF00309107
AMF00309107
MS00842109
MS0084096
MS0084098
MS0084095
MS0084094

6/25/2007
6/25/2007
7/17/2008
6/25/2007
6/25/2007
9/22/2008
6/25/2007
6/25/2007
6/25/2007
9/18/2007
1/11/2008
1/23/2008
4/9/2008
9/17/2008

Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman
Arthur Friedman

Y
Y
N
Y
Y
N
Y
Y
Y
N
N
N
N
N

AMF00309225

10/20/2008

Frank DiPascali

Arthur Friedman

N

AMF00309264

10/24/2008

Frank DiPascali

Arthur Friedman

N

9/18/2008

(380,000)

CW

CHECK

Yes

Yes

AMF00309302

9/17/2008

Frank DiPascali

Arthur Friedman

N

10/28/2008

(356,139)

CW

CHECK

Yes

Yes

AMF00309301

10/27/2008

Frank DiPascali

Arthur Friedman

N

7/21/2008
11/12/2008

3,000,000
(40,000)

JRNL
CW

CHECK
CHECK

Yes
Yes

Yes
Yes

AMF00309358
AMF00309338

7/18/2008
11/6/2008

Frank DiPascali
Frank DiPascali

Arthur Friedman
Arthur Friedman

N
N

Page 48 of 48

Bates Reference Date of Letter
Defendants' Documents

Letter
Addressed To

Letter
Signed By

Recurring Payment

Document Description