Irving H. Picard v. Saul B. Katz et al

Filing 88

DECLARATION of Matthew B. Greenblatt in Support re: 81 MOTION for Partial Summary Judgment.. Document filed by Irving H. Picard. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Bohorquez, Fernando)

Summary of Two-Year Transfers from BLMIS to Defendants in Excess of Principal
Column 1

Column 2

Column 3

Column 4

Column 5

Exhibit 2

Column 6

Account Summary Information

Defendant(s)
Arthur Friedman
Ruth Friedman

Principal
Balance at
12/11/2008

BLMIS
Acct #

BLMIS
Account Name

1KW004

ARTHUR FRIEDMAN &
$
RUTH FRIEDMAN J/T WROS

(80,437)

Total of
Two-Year
Withdrawals
$

60,000

Iris Katz

1KW014

IRIS J KATZ C/O STERLING
EQUITIES

$ (22,464,687)

$

2,223,000

Saul B. Katz

1KW024

SAUL B KATZ

$

(7,108,639)

$

4,697,612

L. Thomas Osterman

1KW044

L THOMAS OSTERMAN

$

(1,321,950)

$

225,000

Date of
Transfer

Column 7

Column 8

Column 9

Column 10

12/21/06

CHECK

$

60,000

$

-

$

60,000

12/21/06
1/2/07
2/1/07
3/1/07
8/26/08
9/2/08
9/18/08
9/18/08
9/25/08
10/1/08
11/3/08
12/1/08
12/21/06
4/10/07
9/6/07
10/5/07

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

500,000
85,000
85,000
85,000
415,000
75,000
133,000
120,000
500,000
75,000
75,000
75,000
1,000,000
575,000
800,000
2,322,612

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

-

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

500,000
85,000
85,000
85,000
415,000
75,000
133,000
120,000
500,000
75,000
75,000
75,000
1,000,000
575,000
800,000
2,322,612

12/21/07

CHECK

$

225,000

$

-

$

225,000

9/19/08
10/3/08
11/5/08
12/3/08
12/26/06
1/2/07
2/1/07
3/1/07
4/2/07
5/1/07
6/1/07
7/2/07
8/1/07
9/4/07
10/1/07
11/1/07
12/3/07
1/2/08
2/1/08
3/3/08
4/1/08
5/1/08
6/2/08
7/1/08
8/1/08
9/2/08
9/29/08
10/3/08
11/5/08
12/3/08

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

5,000,000
35,000
35,000
35,000
2,000,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
2,800,000
50,000
50,000
50,000

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

3,424,480
-

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

1,575,520
35,000
35,000
35,000
2,000,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
50,000
2,800,000
50,000
50,000
50,000

Fred Wilpon

1KW067

FRED WILPON

$

(1,680,520)

$

19,882,359

Judith Wilpon

1KW077

JUDITH A WILPON C/O
STERLING EQUITIES

$ (11,708,302)

$

6,000,000

Debra Wilpon
Richard Wilpon

1KW081

RICHARD A WILPON &
DEBRA WILPON J/T WROS

$

(1,131,467)

$

9,441,710

9/24/08

CHECK

$

1,500,000

$

368,533

$

1KW084

COLLEGE PLACE
ENTERPRISES PROFIT
SHARING

$

(5,492,275)

$

5,969,358

11/6/08

CHECK

$

5,757,986

$

265,711

$

College Place Enterprises LLC

Column 11

Information Pertaining to Two-Year Transfers of Amounts in Excess of Principal
Portion that
Exceeds
Principal
Total by
Check or
Total
Principal
Available
Account
Wire
Amount
Portion

Page 1 of 4

$

60,000

$

2,223,000

$

4,697,612

$

225,000

Column 12

Column 13

BLMIS Source Document

Beg Bates

End Bates

MDPTPP03817561

MDPTPP03817566

MDPTPP03826197
MDPTPP03826204
MDPTPP03826207
MDPTPP03826215
MDPTPP03826297
MDPTPP03826304
MDPTPP03826304
MDPTPP03826304
MDPTPP03826304
MDPTPP03826311
MDPTPP03826315
Checkbook
MDPTPP03832262
MDPTPP03832286
MDPTPP03832312
MDPTPP03832319

MDPTPP03826202
MDPTPP03826206
MDPTPP03826213
MDPTPP03826220
MDPTPP03826302
MDPTPP03826309
MDPTPP03826309
MDPTPP03826309
MDPTPP03826309
MDPTPP03826313
MDPTPP03826320
Checkbook
MDPTPP03832267
MDPTPP03832291
MDPTPP03832317
MDPTPP03832320

MDPTPP03838788

MDPTPP03838792

MDPTPP03845100
MDPTPP03845106
MDPTPP03845110
Checkbook
MDPTPP03847877
MDPTPP03847895
MDPTPP03847901
MDPTPP03847919
MDPTPP03847938
MDPTPP03847954
MDPTPP03847960
MDPTPP03847975
MDPTPP03847981
MDPTPP03847991
MDPTPP03848014
MDPTPP03848023
MDPTPP03848043
MDPTPP03848057
MDPTPP03848067
MDPTPP03848074
MDPTPP03848085
MDPTPP03848096
MDPTPP03848111
MDPTPP03848117
MDPTPP03848127
MDPTPP03848138
MDPTPP03848138
MDPTPP03848152
MDPTPP03848159
Checkbook

MDPTPP03845104
MDPTPP03845108
MDPTPP03845115
Checkbook
MDPTPP03847893
MDPTPP03847900
MDPTPP03847916
MDPTPP03847935
MDPTPP03847951
MDPTPP03847958
MDPTPP03847973
MDPTPP03847979
MDPTPP03847989
MDPTPP03848011
MDPTPP03848021
MDPTPP03848040
MDPTPP03848055
MDPTPP03848065
MDPTPP03848072
MDPTPP03848083
MDPTPP03848094
MDPTPP03848108
MDPTPP03848115
MDPTPP03848125
MDPTPP03848135
MDPTPP03848150
MDPTPP03848150
MDPTPP03848157
MDPTPP03848175
Checkbook

$

1,680,520

$

6,000,000

1,131,467

$

1,131,467

MDPTPP03851378

MDPTPP03851382

5,492,275

$

5,492,275

MDPTPP03853975

MDPTPP03853976

Summary of Two-Year Transfers from BLMIS to Defendants in Excess of Principal
Column 1

Column 2

Column 3

Column 4

Column 5

Exhibit 2

Column 6

Account Summary Information

Defendant(s)
Judy and Fred Wilpon Family
Foundation, Inc.

BLMIS
Acct #
1KW086

JUDY WILPON & FRED
WILPON FAM FDN INC

Principal
Balance at
12/11/2008

BLMIS
Account Name
$

(2,011,180)

Total of
Two-Year
Withdrawals
$

Date of
Transfer

50,000

Column 7

Column 8

Column 9

Column 10

Column 11

MICHAEL KATZ & SAUL B
KATZ TIC

$

(99,000)

$

44,000

Sterling 15C LLC

1KW156

STERLING 15C LLC

$ (17,329,002)

$

7,430,000

David Katz

1KW201

DAVID M KATZ

$

$

184,402

1KW247

METS LIMITED PTR #2
ATTN LEN LABITA

$ (20,270,108)

$ 103,500,000

Iris J. Katz and Saul B. Katz
Family Foundation, Inc.

1KW252

IRIS AND SAUL KATZ
FAMILY FOUNDATION PM

$

(1,437,799)

$

143,122

Sterling Mets LP

1KW254

$

(1,670,711)

$

CHECK

$

50,000

$

-

$

50,000

1/2/07
4/2/07
7/2/07
10/1/07
1/2/08
4/1/08
7/1/08
10/1/08
1/2/07
2/1/07
3/1/07
3/29/07
4/2/07
5/1/07
6/1/07
7/2/07
8/1/07
9/4/07
10/1/07
11/1/07
12/3/07
1/2/08
2/1/08
3/3/08
3/12/08
4/1/08
5/1/08
6/2/08
7/1/08
8/1/08
9/2/08
10/1/08
11/3/08
12/1/08

CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK
CHECK

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

5,500
5,500
5,500
5,500
5,500
5,500
5,500
5,500
270,000
270,000
270,000
700,000
270,000
270,000
270,000
270,000
270,000
270,000
250,000
250,000
250,000
250,000
250,000
250,000
800,000
250,000
250,000
250,000
225,000
225,000
200,000
200,000
200,000
200,000

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

-

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

5,500
5,500
5,500
5,500
5,500
5,500
5,500
5,500
270,000
270,000
270,000
700,000
270,000
270,000
270,000
270,000
270,000
270,000
250,000
250,000
250,000
250,000
250,000
250,000
800,000
250,000
250,000
250,000
225,000
225,000
200,000
200,000
200,000
200,000

10/5/07

CHECK

$

184,402

$

-

$

184,402

6/27/08

WIRE

$

16,000,000

$

$

10,270,108

11/7/08

WIRE

$

10,000,000

$

-

$

10,000,000

3/30/07

CHECK

$

143,122

$

-

$

143,122

12/3/07

1KW121

3/29/07

WIRE

$

10,000,000

$

12/17/07

Michael Katz
Saul B. Katz

WIRE

$

1,500,000

$

-

11,500,000

Mets Limited Partnership

Phyllis Rebell Osterman

1KW269

Sterling Heritage LLC

1KW287

Sterling Equities Associates

1KW300

Edward M. Tepper
Elise C. Tepper
Jacqueline G. Tepper

1KW308

Sterling Thirty Venture LLC

1KW314

STERLING METS LPFUNDING ACCT PLYRS DEF
SLRY OBL
PHYLLIS REBELL
OSTERMAN

(1,546,857)

Column 12

Information Pertaining to Two-Year Transfers of Amounts in Excess of Principal
Portion that
Exceeds
Principal
Total by
Check or
Total
Principal
Available
Account
Wire
Amount
Portion

5,729,892

$

Beg Bates

50,000

$

44,000

$

7,430,000

$

184,402

$

20,270,108

$

143,122

End Bates

MDPTPP03855041

MDPTPP03855043

MDPTPP03884852
MDPTPP03884869
MDPTPP03884887
MDPTPP03884901
MDPTPP03884917
MDPTPP03884924
MDPTPP03884941
MDPTPP03884956
MDPTPP03926253
MDPTPP03926256
MDPTPP03926264
MDPTPP03926264
MDPTPP03926272
MDPTPP03926279
MDPTPP03926284
MDPTPP03926290
MDPTPP03926294
MDPTPP03926297
MDPTPP03926304
MDPTPP03926308
MDPTPP03926314
MDPTPP03926320
MDPTPP03926323
MDPTPP03926325
MDPTPP03926325
MDPTPP03926328
MDPTPP03926335
MDPTPP03926341
MDPTPP03926345
MDPTPP03926348
MDPTPP03926354
MDPTPP03926360
MDPTPP03926364
Checkbook

MDPTPP03884854
MDPTPP03884874
MDPTPP03884889
MDPTPP03884903
MDPTPP03884919
MDPTPP03884929
MDPTPP03884942
MDPTPP03884958
MDPTPP03926255
MDPTPP03926262
MDPTPP03926269
MDPTPP03926269
MDPTPP03926277
MDPTPP03926282
MDPTPP03926288
MDPTPP03926292
MDPTPP03926295
MDPTPP03926302
MDPTPP03926306
MDPTPP03926312
MDPTPP03926318
MDPTPP03926322
MDPTPP03926324
MDPTPP03926327
MDPTPP03926327
MDPTPP03926333
MDPTPP03926339
MDPTPP03926343
MDPTPP03926346
MDPTPP03926352
MDPTPP03926358
MDPTPP03926362
MDPTPP03926369
Checkbook

MDPTPP03993812

MDPTPP03993813

MDPTPP04037575

MDPTPP04037578

MDPTPP04037599

MDPTPP04037604

MDPTPP04044138

MDPTPP04044142

1,670,711

170,711

$

$

$

9,829,289

Column 13

BLMIS Source Document

1,500,000

MDPTPP04046835

MDPTPP04046839

MDPTPP04046835

MDPTPP04046839

$

(107,000)

$

150,000

11/7/07

CHECK

$

150,000

$

43,000

$

107,000

$

107,000

MDPTPP04058731

MDPTPP04058735

STERLING HERITAGE LLC

$

(79,325)

$

1

10/18/07

CHECK

$

1

$

-

$

1

$

1

MDPTPP04071283

MDPTPP04071283

STERLING EQUITIES

$

(800,000)

$

6,300,000

7/9/08

WIRE

$

2,500,000

$

1,700,000

$

800,000

$

800,000

MDPTPP04074429

MDPTPP04074430

(363,170)

$

692,293

8/30/07

CHECK

$

692,293

$

329,123

$

363,170

$

363,170

MDPTPP04079607

MDPTPP04079608

(3,348,352)

$

2,650,000

6/26/07

CHECK

$

2,650,000

$

$

2,650,000

$

2,650,000

MDPTPP04084202

MDPTPP04084207

EDWARD TEPPER
JACQUELINE TEPPER ELISE $
TEPPER TIC
STERLING THIRTY
$
VENTURE LLCB

Page 2 of 4

-

Summary of Two-Year Transfers from BLMIS to Defendants in Excess of Principal
Column 1

Column 2

Column 3

Column 4

Column 5

Exhibit 2

Column 6

Account Summary Information

Defendant(s)

BLMIS
Acct #

Sterling Thirty Venture LLC

1KW315

BLMIS
Account Name
STERLING THIRTY
VENTURE, LLC

Principal
Balance at
12/11/2008

Total of
Two-Year
Withdrawals

$

(211,249)

$

20,091,249

Date of
Transfer
11/3/08
12/1/08
6/27/07
8/16/07
12/21/06

Marvin B. Tepper

1KW322

MARVIN B TEPPER
DEFINED BENEFIT PLAN

$

(387,830)

$

832,333

Saul B. Katz

1KW336

SAUL B KATZ BRIAN HAHN
$
JR TIC

(60,000)

$

112,500

Amy Beth Katz
Gregory Katz
Michael Katz

1KW345

GREG KATZ AMY KATZ JT
TEN MICHAEL KATZ TIC

$

(86,700)

$

1,350,000

3/30/07

Michael Katz

1KW354

MICHAEL KATZ-SEF

$

(108,243)

$

276,200

7/18/08

3/7/07

Column 7

Column 8

Column 9

Column 10

Column 11

Information Pertaining to Two-Year Transfers of Amounts in Excess of Principal
Portion that
Exceeds
Principal
Total by
Check or
Total
Principal
Available
Account
Wire
Amount
Portion
CHECK
$
135,000 $
58,751 $
76,249
$
211,249
CHECK
$
135,000 $
$
135,000
CHECK
$
830,774 $
444,504 $
386,270
$
387,830
CHECK
$
1,560 $
$
1,560
CHECK
$
55,000 $
52,500 $
2,500
$
60,000
CHECK
$
57,500 $
$
57,500
CHECK

$

1,350,000

$

1,263,300

CHECK

$

CHECK
CHECK
CHECK

$
$
$

276,200

$

80,000
80,000
80,000

$
$
$

Column 12

Column 13

BLMIS Source Document

Beg Bates
MDPTPP04086239

End Bates
MDPTPP04086255

Checkbook
MDPTPP04092555
MDPTPP04092564
MDPTPP04098997

Checkbook
MDPTPP04092559
MDPTPP04092565
MDPTPP04099002

MDPTPP04099014

MDPTPP04099018

MDPTPP04104851

MDPTPP04104856

$

86,700

$

86,700

167,957

$

108,243

$

108,243

MDPTPP04110680

MDPTPP04110682

58,977
-

$
$
$

21,023
80,000
80,000

$

181,023

MDPTPP04114698
MDPTPP04114704
Checkbook

MDPTPP04114702
MDPTPP04114720
Checkbook

436,164

MDPTPP04121987

MDPTPP04121989

$

263,836

MDPTPP04121997

MDPTPP04122002

Sterling 20 LLC

1KW358

STERLING 20 LLC

$

(181,023)

$

11,685,000

10/1/08
11/3/08
12/1/08

CHECK

$

450,000

$

$

13,836

1KW372

ESTATE OF LEONARD J
SCHREIER C/O SCHULTE
ROTH & ZABEL KIM
BAPTISTE ESQ

1/8/07

Estate of Leonard Schreier

$

(263,836)

$

800,000

3/14/07

CHECK

$

150,000

$

-

$

150,000

5/22/07

CHECK

$

100,000

$

-

$

100,000

MDPTPP04122012

MDPTPP04122016

3/29/07

WIRE

$

20,600,000

$

$

12,734,502

MDPTPP04146450

MDPTPP04146466

6/27/07

CHECK

$

508,841

$

-

$

508,841

MDPTPP04146481

MDPTPP04146485

9/20/07

CHECK

$

913

$

-

$

913

MDPTPP04146493

MDPTPP04146494

Arthur Friedman
David Katz
Estate of Leonard Schreier
Fred Wilpon
Fred Wilpon Family Trust
Jeffrey Wilpon
Katz 2002 Descendants' Trust
L. Thomas Osterman
Marvin B. Tepper
Michael Katz
Richard Wilpon
Saul B. Katz
Saul B. Katz Family Trust
Wilpon 2002 Descendants' Trust

1KW412

Mets Limited Partnership

1KW423

Arthur Friedman
David Katz
Elise C. Tepper
Estate of Leonard Schreier
Fred Wilpon
Fred Wilpon Family Trust
Gregory Katz
Iris J. Katz and Saul B. Katz
Family Foundation, Inc.
Jeffrey Wilpon
L. Thomas Osterman
Marvin B. Tepper
Michael Katz
Red Valley Partners
Richard Wilpon
Saul B. Katz
Saul B. Katz Family Trust

DAVID KATZ ET AL TIC

METS LIMITED
PARTNERSHIP SHEA
STADIUM

$ (13,244,256)

$

22,209,754

7,865,498

$

13,244,256

1KW427

SAUL B KATZ ET AL TIC

$

(5,690,849)

$

$

7,500,000

WIRE

$

5,000,000

$

-

$

5,000,000

MDPTPP04151087

MDPTPP04151095

WIRE

$

2,500,000

$

-

$

2,500,000

MDPTPP04151148

MDPTPP04151159

6/26/07

(9,101,837)

8/27/07
12/11/07

$

WIRE

$

27,658,324

$

$

5,658,324

MDPTPP04153281

MDPTPP04153293

MDPTPP04153301

MDPTPP04153302

$

22,000,000

27,690,849

$

9/20/07

CHECK

Page 3 of 4

$

32,524

$

-

$

32,524

7,500,000

5,690,849

Summary of Two-Year Transfers from BLMIS to Defendants in Excess of Principal
Column 1

Column 2

Column 3

Column 4

Column 5

Exhibit 2

Column 6

Account Summary Information

Defendant(s)
FFB Aviation LLC

BLMIS
Acct #
1KW434

FFB AVIATION LLC C/O
STERLING EQUITIES

Principal
Balance at
12/11/2008

BLMIS
Account Name

Sterling American Advisors II LP 1KW436

Total of
Two-Year
Withdrawals

Date of
Transfer

Column 7

Column 8

Column 9

Column 10

Column 11

Information Pertaining to Two-Year Transfers of Amounts in Excess of Principal
Portion that
Exceeds
Principal
Total by
Check or
Total
Principal
Available
Account
Wire
Amount
Portion

Column 12

Column 13

BLMIS Source Document

Beg Bates

End Bates

MDPTPP04155344

MDPTPP04155346

$

(177,415)

$

$

512,975

1,402,415

$

89,100

$

65,225

$

23,875

CHECK

$

89,100

$

-

$

89,100

MDPTPP04155364

MDPTPP04155365

12/21/07

CHECK

$

1,400,655

$

$

175,655

MDPTPP04155855

MDPTPP04155858

2/6/08

STERLING AMERICAN
ADVISORS II LP

(112,975)

CHECK

7/31/08

$

3/25/08

CHECK

$

1,760

$

$

1,760

$
$

1,225,000

$

112,975

1KW449

SEE HOLDCO LLC

$

(60,000)

$

6,660,000

6/25/07

CHECK

$

160,000

$

Gregory Katz

1KW453

GREG KATZ (TR) C/O
STERLING EQUITIES

$

(2,398)

$

2,398

4/30/07

CHECK

$

2,398

$

Page 4 of 4

100,000
-

$

177,415

MDPTPP04155862

MDPTPP04155863

60,000

$

60,000

MDPTPP04158469

MDPTPP04158474

2,398

$

2,398

MDPTPP04159118

MDPTPP04159119

$

SEE Holdco LLC

-

83,309,162