Sirsi Corporation v. Craven-Pamlico-Carteret Regional Library System
Filing
24
Memorandum in Support re 23 MOTION to Compel Responses to its First Set of Requests for Production of Documents filed by Sirsi Corporation. (Attachments: # 1 Exhibit A- Email & SirsiDynix's First Set of Requests for Production of Documents, # 2 Exhibit B- Letter dated October 13, 2011, # 3 Exhibit C- Thompson v. NAVISTAR) (Numbers, Robert)
EXHIBIT B
Numbers, Robert
From:
Sent:
To:
Cc:
Subject:
Attachments:
Craft, Lauren
Thursday, October 13, 2011 10:13 AM
'LWBETTIS@hotmail.com'
Numbers, Robert
SirsiDynix v. CPC Regional Library System- 4:11-cv-00059-BO
SirsiDynix - October 13 2011 Letter to Bettis.pdf; SirsiDynix - Draft Protective Order.pdf
Mr. Bettis:
Please review the attached documents with regard to the above referenced matter.
Best Regards,
Lauren Craft
Legal Assistant to Todd Sullivan, Theresa Sprain & Robert Numbers
WOMBLE CARLYLE SANDRIDGE & RICE, LLP
150 Fayetteville Street, Suite 2100
Raleigh, NC 27601
Direct Dial: 919-838-4123
1
Direct Dial: 919-755-8184
Direct Fax: 919-755-6094
E-mail: RNumbers@wcsr.com
October 13, 2011
Via E-mail
Lee Bettis
The Bettis Law Firm, PLLC
PO Box 848
New Bern, NC 28560
Re:
Sirsi Corporation d/b/a SirsiDynix v. Craven-Pamlico-Carteret Regional Library Systems
Responses to SirsiDynix’s First Set of Interrogatories
Dear Lee:
I recently received and reviewed Craven-Pamlico-Carteret Regional Library Systems’
(“CPC Regional”) Responses to SirsiDynix’s First Set of Interrogatories. Based upon existing
law, a number of the objections raised by CPC Regional are inappropriate or inadequate.
Additionally, a number of CPC Regional’s responses fail to adequately address the interrogatory
to which they respond.
I am writing to ask CPC Regional to supplement its responses to bring them into
compliance with the requirements of the federal rules without court intervention. Please consider
this letter to be SirsiDynix’s good faith attempt to confer in an attempt to resolve this matter
without court action as required by Rule 37(a) of the Federal Rules of Civil Procedure.
Failure to Respond to SirsiDynix’s First Set of Requests for Production of Documents
On September 6, 2011, SirsiDynix served its First Set of Request for Production on CPC
Regional. Pursuant to Rule 6(d) and Rule 34(b)(2)(A) of the Federal Rules of Civil Procedure,
absent consent of the parties or an order of the court, CPC Regional’s responses were due on
October 10, 2011. As of the date of this letter I have not received a response to this discovery
request, agreed to an extension of time for CPC Regional to respond, or received a court order
enlarging CPC Regional’s time to respond. If I do not receive a response to this discovery
request by 5:00 p.m. on Friday, October 14, 2011, I will file a motion with the court seeking an
order compelling CPC Regional to respond to this discovery request.
October 13, 2011
Page 2
Boilerplate Objections
In response to Interrogatories 2, 3, 4, 5, 6, 13, 14, 15, 16, 17, and 20 CPC Regional
asserts a variety of boilerplate objections. These vague objections violate Rule 33(b)’s
requirement that “[t]he grounds for objecting to an interrogatory must be stated with specificity.”
Fed. R. Civ. P. 33(b). “Mere recitation of the familiar litany that an interrogatory or a document
production request is overly broad, burdensome, oppressive, and irrelevant’ does not suffice as a
specific objection.” Mainstreet Collection, Inc. v. Kirkland, Inc., 270 F.R.D. 238, 240 (E.D.N.C.
2010) (quoting Momah v. Albert Einstein Med. Ctr., 164 F.R.D. 412, 417 (E.D.Pa.1996)).
Accord Hy-Ko Prods. Co. v. Hillman Group, Inc., No. 5:09MC32, 2009 WL 3258603, at *2
(E.D.N.C. Oct. 8, 2009) (“In the usual instance, objections to discovery which simply recite
stock phrases are not colorable. Generally, the mere cry of burdensomeness or irrelevance
without any statement in support of these objections is disfavored by the court.” (internal citation
omitted)); Nester v. Poston, 200 F.R.D. 268, 271 (W.D.N.C. 2001); Kinetic Concepts, Inc. v.
ConvaTec, Inc., 268 F.R.D. 226 (M.D.N.C. 2010); Ayers v. Continental Cas. Co., 240 F.R.D.
216, 221 (N.D. W. Va. 2007) (“Mere recitation of familiar litany that interrogatory is ‘overly
broad, burdensome, oppressive, and irrelevant’ does not suffice as specific objection.”); O’Bar v.
Lowe’s Home Centers, Inc., Case No. 5:04-cv-00019, 2007 WL 1299170 (W.D.N.C. May 2,
2007).
Please supplement these responses by 5:00 p.m. on October 21, 2011, or I will file a
motion with the court seeking an order that (1) declares these objections to be insufficient and
therefore waived and (2) requires CPC Regional to respond fully to these discovery requests.
Response that Information is Equally Available to Each Party
In response to Interrogatories 2, 13, 14, 15, 16, 17, and 18 CPC Regional objects on the
ground that “[t]he informantion [sic] requested is equally available to both parties.” The fact that
information may be equally available to both parties is an insufficient ground for objection. See
Wilson Land Corp. v. Smith Barney, Inc., 5:97-cv-519, 2000 WL 33672980, *3 (E.D.N.C. Dec.
8, 2000). Accord Jackson v. West Virginia University Hospitals, Inc., 1:10-cv-107, 2011 WL
1831591, *2 (N.D. W.Va. May 12, 2011); ABT, Inc. v. Juszcyk, Case No. 5:09-cv-119, 2011 WL
650537, *2 (W.D.N.C. Feb. 11, 2011); Wooten v. Lincoln Nursing Center, 5:09-CV-097, 2011
WL 381608, *2 (W.D.N.C. Feb. 2, 2011); Susko v. City of Weirton, 5:09-CV-1, 2010 WL
1881933, *2 (N.D.W.Va. May 7, 2010); Alberts v. Wheeling Jesuit University, 2010 WL
1539852 at *2 (N.D.W.Va. April 19, 2010); Rogers v. Tri-State Materials Corp., 51 F.R.D. 234,
245 (N.D. W.Va. 1970).
Please supplement these responses by 5:00 p.m. on October 21, 2011, or I will file a
motion with the court seeking an order that requires CPC Regional to respond appropriately to
these discovery requests.
6992688.1
October 13, 2011
Page 3
Inadequate Response to Interrogatory 2
In Interrogatory 2, SirsiDynix requests that CPC Regional identify all communications
between the parties from January 1, 2009 until the present. In addition to the use of boilerplate
objections, CPC Regional’s response to this request is inadequate for three reasons.
First, in response to Interrogatories 2, CPC Regional refers SirsiDynix to information
contained in its Initial Disclosures. This response fails to comply with Rule 33’s requirement
that interrogatories be answered fully in writing. Specifically, Rule 33 requires that
“interrogatory responses must be complete in and of themselves; other documents and pleadings
may not be incorporated into an answer by reference.” Mahoney v. Kempton, 142 F.R.D. 32, 33
(D. Mass 1992). Accord Stabilus v. Haynsworth, Baldwin, Johnson and Greaves, PA, 144 F.R.D.
258, 263-64 (E.D. Pa. 1992) (“Plaintiffs cannot avoid answering interrogatories by referring the
defendant to the complaint, no matter how detailed.”); J.J. Delaney Carpet Co. v. Forrest Mills,
Inc., 34 F.R.D. 152, 153 (S.D.N.Y. 1963) (“Incorporation by reference of portions ... of
allegations of a pleading is not a responsive answer [to an Interrogatory].”); Smith v. Logansport
Community School Corp., 139 F.R.D. 637, 650 (N.D. Ind. 1991) (“It is well established that an
answer to an interrogatory ‘must be responsive to the question. It should be complete in itself
and should not refer to the pleadings, or to depositions or other documents....”); Dipietro v.
Jefferson Bank, 144 F.R.D. 279, 282 (E.D. Pa. 1992) (“The general rule is that answers to
interrogatories should be complete in and of themselves, and should not refer to pleadings,
depositions, or other documents.”); Atlanta Coca-Cola Bottling Co. v. Transamerica Ins. Co., 61
F.R.D. 115, 120 (N.D. Ga. 1972) (“Defendant is correct in stating that incorporation by reference
of the allegations of a pleading is not a responsive and sufficient answer to an interrogatory.”);
Piling v. General Motors Corp., 45 F.R.D. 366, 369 (D. Utah 1968) (“Material outside the
[Interrogatory] answers and their addendum ordinarily should not be incorporated by
reference.”); Equal Rights Center v. Post Properties, Inc., 246 F.R.D. 29, 34 (D.D.C. 2007) (“[I]t
is technically improper and unresponsive for an answer to an interrogatory to refer to outside
material, such as pleadings, depositions, or other interrogatories.”); Williams v. Sprint/United
Management Co., 235 F.R.D. 494, 501 (D. Kan. 2006) (“Plaintiffs may not answer the
interrogatory by generally referring Defendant to the pleadings filed in this case, documents
produced, opt-in questionnaires, depositions, or declarations.”); DL v. District of Columbia, 251
F.R.D. 38, 48 (D.D.C. 2008) (“Because Rule 33(b)(1) requires a party to answer each
interrogatory “fully,” it is technically improper and unresponsive for an answer to an
interrogatory to refer to outside material, such as pleadings, depositions, or other
interrogatories.”); Ayers v. Continental Cas. Co., 240 F.R.D. 216, 221 (N.D. W.Va. 2007)
(referring to other documents in response to an interrogatory “is inappropriate where the
interrogatory calls for ‘the exercise of particular knowledge and judgment on the part of the
responding party.”).
Second, CPC Regional objected to this interrogatory on the ground that it is “ambiguous
as to what it is requesting.” It strains credulity to claim that CPC Regional cannot determine
what is sought by this interrogatory when it asks for all “communications” between the parties.
If the meaning of the term “communication” is not self-evident, the term was defined in the
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October 13, 2011
Page 4
Definitions section of the interrogatories. Additionally, CPC Regional uses this term throughout
its responses to SirsiDynix’s Interrogatories.
Third, the response states “CPC provided all responsive information in its initial
disclosures and has no further responsive information.” In addition to inappropriately referring
to documents outside of the interrogatory responses, CPC Regional’s Initial Disclosures do not
identify responsive documents in the manner requested by the interrogatories.
Please supplement this response by 5:00 p.m. on October 21, 2011, or I will file a motion
with the court seeking an order that requires CPC Regional to respond appropriately to this
discovery request.
Inadequate Response to Interrogatory 3
In Interrogatory 3, SirsiDynix requests that CPC Regional identify all communications
between the parties from January 1, 2009 until the present. In addition to the use of boilerplate
objections, CPC Regional’s response to this request is inadequate for three reasons.
First, CPC Regional claims that the interrogatory “is not designed to lead to discoverable
information … [and is] not relevant to the controverted issues.” A simple review of the
pleadings demonstrates that this assertion is incorrect. SirsiDynix’s Complaint alleges that
during the time CPC Regional had a binding contract with SirsiDynix, it was engaged in
negotiations with OCLC and ultimately entered into an agreement with OCLC that resulted in
the breach of CPC Regional’s contract with SirsiDynix. Compl. ¶ 11-13. Given these
allegations, communications between OCLC and CPC Regional are reasonable calculated to lead
to the discovery of admissible evidence related to this issue.
Second, CPC Regional claims that the interrogatory seeks “privileged business
information which would potentially reveal protected trade secrets or practices.” I am unaware
of any general privilege accorded to business information and cannot determine what “trade
secrets or practices” a public library may have. In any event, an interrogatory is not
objectionable because it requests the disclosure of trade secrets or confidential business
information. Instead, the party who wishes to prevent discovery must move for a protective
order from the court. See Moseley v. Fillmore Co., Ltd., 1:09-CV-221, 2010 WL 272642, *3
(W.D.N.C. Jan. 14, 2010) (“The parties are respectfully advised that any potential objection to
discovery requests or questions premised on confidentiality or trade secrets should be remedied
before the objection through filing a motion for Protective Order.”). See generally Fed. R. Civ.
P. 26(c)(1)(G).
However, in the interest of avoiding filing unnecessary motions with the court, I have
enclosed a draft protective order. Please let me know as soon as possible if you will consent to
this protective order or would like to make modifications. Once we have agreed to the terms of a
protective order, I will file a motion with the court asking it to enter the protective order.
6992688.1
October 13, 2011
Page 5
Third, although the Interrogatory requests information on communications between CPC
Regional and OCLC, CPC Regional has responded to this interrogatory by stating, “CPC has not
signed a contract with OCLC.” This answer is in no way responsive to the Interrogatory.
To the extent that you can supplement this response without disclosing information that
you contend is a trade secret or otherwise confidential, please do so by 5:00 p.m. on October 21,
2011. If we have not agreed to the terms of a protective order and otherwise resolved the issues
outlined above by that time, I will file a motion with the court seeking an order that requires CPC
Regional to respond appropriately to this discovery request.
Inadequate Response to Interrogatory 4
In Interrogatory 4, SirsiDynix requests that CPC Regional identify all individuals
involved in the decision for CPC Regional to become a pilot library for OCLC’s Web-scale
Management Services. In response, CPC Regional merely refers SirsiDynix to its response to
Interrogatory 3. As discussed above, CPC Regional’s response to Interrogatory 4 is inadequate.
The objections raised in response to Interrogatory 3 are even more inappropriate when
applied to Interrogatory 4. For example, there is no way that identifying the individuals involved
in the “decision for CPC Regional to become a pilot library for OCLC’s Web-scale Management
Services” would reveal privileged business communications or reveal protected trade secrets or
practices.” Similarly, the response contained in Interrogatory 3 that “CPC has not signed a
contract with OCLC” is not responsive to Interrogatory 4.
To the extent that you can supplement this response without disclosing information that
you contend is a trade secret or otherwise confidential, please do so by 5:00 p.m. on October 21,
2011. If we have not agreed to the terms of a protective order and otherwise resolved the issues
outlined above by that time, I will file a motion with the court seeking an order that requires CPC
Regional to respond appropriately to this discovery request.
Inadequate Response to Interrogatory 5
In Interrogatory 5, SirsiDynix requests that CPC Regional identify all contracts or
agreements entered into between OCLC and CPC Regional. In response, CPC Regional refers
SirsiDynix to its response to Interrogatory 4 and provides some limited information. As
discussed above, CPC Regional’s response to Interrogatory 4 is inadequate and, by extension, its
response to Interrogatory 5 is inadequate.
Interrogatory 5(c) requests “[t]he consideration provided in return for entering in to the
contract or agreement.” In response to this interrogatory, after acknowledging that CPC
Regional entered into the Web-Scale Management Services Agreement with OCLC on
September 1, 2009, CPC Regional states “CPC has not signed a contract.” This response does
not address the information sought by Interrogatory 5(c).
To the extent that you can supplement this response without disclosing information that
you contend is a trade secret or otherwise confidential, please do so by 5:00 p.m. on October 21,
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October 13, 2011
Page 6
2011. If we have not agreed to the terms of a protective order and otherwise resolved the issues
outlined above by that time, I will file a motion with the court seeking an order that requires CPC
Regional to respond appropriately to this discovery request.
Inadequate Response to Interrogatory 6
In Interrogatory 6, SirsiDynix requests that CPC Regional identify all contracts or
agreements entered into between OCLC and CPC Regional. As part of its response response,
CPC Regional refers SirsiDynix to its responses to Interrogatories 3, 4, & 5 and provides some
limited information. As discussed above, CPC Regional’s responses to Interrogatories 3, 4, & 5
are inadequate and, by extension, its response to Interrogatory 6 is inadequate.
To the extent that you can supplement this response without disclosing information that
you contend is a trade secret or otherwise confidential, please do so by 5:00 p.m. on October 21,
2011. If we have not agreed to the terms of a protective order and otherwise resolved the issues
outlined above by this time, I will file a motion with the court seeking an order that requires CPC
Regional to respond appropriately to this discovery request.
Inadequate Response to Interrogatory 7
In Interrogatory 7, SirsiDynix requests that CPC Regional state specifically and in detail
the injury or injuries that CPC Regional Claims to have suffered as a result of the allegations set
out in Paragraphs 27-111 of the Answer and Counterclaim. CPC Regional’s response is
inadequate for a number of reasons.
CPC Regional asserts that the Interrogatory is not answerable in its present form because
“Paragraphs 28 through 111 contain allegations as well as affirmative defenses.” Rule 8(c) of
the Federal Rules of Civil Procedure requires that “a party must affirmatively state any
avoidance or affirmative defense.” Fed. R. Civ. P. 8(c)(1). There are no affirmative defenses
contained in Paragraphs 28-111. Instead, these paragraphs are labeled as counterclaims.
CPC Regional also asserts that it cannot respond because the Interrogatory “calls for a
legal opinion/analysis which Defendant is not qualified to render” and that “Defendant has not
quantified its damages in full yet.” Both of these statements are contradicted by CPC Regional’s
statement it its initial disclosures that it “estimates damages of $146,844.90, as well as attorneys
fees and costs associated with this litigation.”
Please supplement this response by 5:00 p.m. on October 21, 2011, or I will file a motion
with the court seeking an order that requires CPC Regional to respond appropriately to this
discovery request.
6992688.1
October 13, 2011
Page 7
Response to Interrogatory 16
In response to Interrogatory 16, CPC Regional stated, “see attached documents regarding
such communications.” However, no documents were attached to the Interrogatory Responses.
Please supplement this response by 5:00 p.m. on October 21, 2011, or I will file a motion
with the court seeking an order that requires CPC Regional to respond appropriately to this
discovery request.
Inadequate Response to Interrogatory 18
In Interrogatory 18, SirsiDynix requests that CPC Regional “[d]escribe in detail all facts
related to CPC Regional’s allegation in the Answer and Counterclaim that SirsiDynix failed to
mitigate its damages.” In response CPC Regional objects on the ground that the interrogatory
“calls for a legal opinion/analysis which Defendant is not qualified to render.” However,
Interrogatory 18 does not call for a legal opinion or analysis, but instead seeks facts related to an
affirmative defense raised by CPC Regional. Rule 26(b)(1) specifically provides for discovery
of this kind of information.
Please supplement this response by 5:00 p.m. on October 21, 2011, or I will file a motion
with the court seeking an order that requires CPC Regional to respond appropriately to this
discovery request.
Inadequate Response to Interrogatory 19
In Interrogatory 19, SirsiDynix requests that CPC Regional “[d]escribe in detail all facts
related to CPC Regional’s allegation in the Answer and Counterclaim that SirsiDynix’s claims
are barred by the doctrine of waiver or laches.” In response CPC Regional objects on the
grounds that the interrogatory “calls for a legal opinion/analysis which Defendant is not qualified
to render, calls for privileged attorney work product and information protected by the attorney
client privilege.” This response is inadequate for several reasons.
Interrogatory 19 does not call for a legal opinion or analysis, but instead seeks facts
related to an affirmative defense raised by CPC Regional. Rule 26(b)(1) specifically provides
for discovery of this kind of information.
Additionally, as CPC Regional has asserted attorney work product doctrine and attorney
client privilege as an objection to these requests, it must produce a privilege log that complies
with Rule 26. See United States v. $118,000.00 in U.S. Currency, 5:08-CV-566 2011 WL
1675179, *2 (E.D.N.C. May 3, 2011) (“ To validly claim a privilege, claimant must expressly
assert it in response to the particular discovery request involved and serve with his discovery
responses a privilege log in conformance with Rule 26(b)(5)(A) that is duly signed by claimant’s
counsel pursuant to Rule 26(g). Failure to timely serve a duly signed privilege log meeting the
requirements of Rule 26(b)(5)(A) shall be deemed a waiver of the privilege otherwise claimed.”);
Neighbors Law Firm, P.C. v. Highland Capital Mangement, L.P., 5:09-cv-352, 2011 WL
6992688.1
October 13, 2011
Page 8
761480, *3 (E.D.N.C. Feb. 24, 2011). Please produce a privilege log immediately so SirsiDynix
may assess the validity of CPC Regional’s assertion of privilege.
Please supplement this response by 5:00 p.m. on October 21, 2011, or I will file a motion
with the court seeking an order that requires CPC Regional to respond appropriately to this
discovery request.
Inadequate Response to Interrogatory 20
In Interrogatory 20, SirsiDynix requests that CPC Regional “[i]dentify all individuals
involved in ‘pricing servers’ as stated by Jackie Beach” in an article published online.
In response, CPC Regional objects on the ground that the Interrogatory is “vague and
ambiguous as to what it is requesting[.]” As the interrogatory’s request to “identify all
individuals” cannot be argued to be vague and ambiguous and the term “pricing servers” was
used by Ms. Beach, this objection is inappropriate.
Additionally, CPC Regional objects on the ground that the Interrogatories “not designed
to lead to discoverable information.” As Ms. Beach’s statement was made in the context of the
decision to become part of OCLC’s Web-scale Management Services and, as discussed above,
SirsiDynix’s Complaint alleges that during the time CPC Regional had a binding contract with
SirsiDynix, it was engaged in negotiations with OCLC and ultimately entered into an agreement
with OCLC that resulted in the breach of CPC Regional’s contract with SirsiDynix, Compl. ¶
11-13, this interrogatory is reasonably calculated to lead to the discovery of admissible evidence.
Please supplement this response by 5:00 p.m. on October 21, 2011, or I will file a motion
with the court seeking an order that requires CPC Regional to respond appropriately to this
discovery request.
Inadequate Response to Interrogatory 21
In response to Interrogatory 21, SirsiDynix seeks all facts that support CPC Regional’s
estimate of damages set out in CPC Regional’s Initial Disclosures. In response, CPC Regional
objects on the ground that it “calls for a legal opinion/analysis which Defendant is not qualified
to render.”
However, the interrogatory does not seek a legal opinion or analysis, but instead seeks
facts in support of a claim made by CPC Regional. Rule 26(b)(1) specifically provides for
discovery of this kind of information.
Please supplement this response by 5:00 p.m. on October 21, 2011, or I will file a motion
with the court seeking an order that requires CPC Regional to respond appropriately to this
discovery request.
6992688.1
October 13, 2011
Page 9
It is my sincere hope that we can resolve these issues without involving the court. Please
feel free to contact me if you would like to discuss these matters further.
Sincerely,
WOMBLE CARLYLE SANDRIDGE & RICE
A Limited Liability Partnership
Robert T. Numbers II
rtn
cc:
Scott Askew
Pressly M. Millen
6992688.1
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