Datatreasury Corporation v. Wells Fargo & Company et al

Filing 537

RESPONSE to Motion re 524 MOTION to Compel Certain Documents Relating to Defendant HSBC North America Holdings Inc.'s Jurisdictional Challenge filed by HSBC North America Holdings Inc. (Attachments: # 1 Exhibit # 2 Exhibit # 3 Exhibit # 4 Exhibit # 5 Exhibit # 6 Exhibit # 7 Exhibit # 8 Exhibit # 9 Exhibit # 10 Exhibit # 11 Exhibit)(Boudreaux, Glen)

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UBPR Report Page 1 of 3 Datatreasury Corporation v. Wells Fargo & Company et al CERT # 57890 CHARTER # 24522 DIST/RSSD: 03 / 413208 COUNTY: NEW CASTLE HSBC BANK USA, NATIONAL ASSOCIATION DECEMBER 31, 2006 UNIFORM BANK PERFORMANCE REPORT WILMINGTON, DE INFORMATION INTRODUCTION THIS UNIFORM BANK PERFORMANCE REPORT COVERS THE OPERATIONS OF YOUR BANK AND THAT OF A COMPARABLE GROUP OF PEER BANKS. IT IS PROVIDED FOR YOUR USE AS A MANAGEMENT TOOL BY THE FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL. DETAILED INFORMATION CONCERNING THIS REPORT IS PROVIDED IN "A USER'S GUIDE FOR THE UNIFORM BANK PERFORMANCE REPORT" FORWARDED TO YOUR BANK UNDER SEPARATE COVER. TO OBTAIN ADDITIONAL USER'S GUIDE OR OTHER UBPR MATERIALS, CALL THE NUMBER INDICATED AT RIGHT FOR ORDERING ASSISTANCE. BALANCE SHEET INFORMATION: INCOME INFORMATION: SECTIONS TABLE OF CONTENTS PAGE NUMBER 01 SUMMARY RATIOS................................................................................................................................................... INCOME STATEMENT - REVENUES AND EXPENSES ($000)........................................................... NONINTEREST INCOME AND EXPENSES ($000) AND YIELDS..................................................... 02 03 BALANCE SHEET - ASSETS, LIABILITIES & CAPITAL ($000)......................................................... OFF-BALANCE SHEET ITEMS........................................................................................................................ BALANCE SHEET - % COMPOSITION OF ASSETS & LIABILITIES................................................. 04 05 06 07 08 09 10 11 12 13 STAVG AS OF THE DATE OF PREPARATION OF THIS REPORT, YOUR BANK'S FEDERAL REGULATOR WAS THE OFFICE OF THE COMPTROLLER OF THE CURRENCY YOUR CURRENT PEER GROUP # 1 INCLUDES ALL INSURED COMMERCIAL BANKS HAVING ASSETS IN EXCESS OF $3 BILLION. ANALYSIS OF CREDIT ALLOWANCE AND LOAN MIX.................................................................... ANALYSIS OF PAST DUE, NONACCRUAL & RESTRUCTURED LN&LS.................................... INTEREST RATE RISK ANALYSIS................................................................................................................. LIQUIDITY AND INVESTMENT PORTFOLIO.......................................................................................... CAPITAL ANALYSIS.......................................................................................................................................... ONE QUARTER ANNUALIZED INCOME ANALYSIS.......................................................................... SECURITIZATION AND ASSET SALE ACTIVITIES................................................................................ STATE AVERAGE SUMMARY........................................................................................................................... PEER GROUPS BY REPORTING PERIOD: 12/31/2006: 1, 12/31/2005: 1, 12/31/2004: 1, 12/31/2003: , 12/31/2002: . FOR ORDERING ASSISTANCE CONTACT THE FDIC PUBLIC INFORMATION CENTER: 877 275-3342 (IN THE WASHINGTON, DC AREA: (202) 898-7108) FOR THE DEFINITION OF OTHER UBPR PEER GROUPS, REFER TO THE UBPR USER'S GUIDE. BANK AND BANK HOLDING COMPANY INFORMATION ADDRESSEE CHIEF EXECUTIVE OFFICER HSBC BANK USA, NATIONAL ASSOCIATION 1105 N. MARKET STREET WILMINGTON, DE 19801-0000 NOTE CERTIFICATE # 57890 DIST/RSSD: 03 / 413208 HSBC HOLDINGS PLC (HOLDING CO. # 1857108 ) LONDON (HOLDING COMPANY REFERS TO TOP HOLDER) CHARTER # 24522 QUESTIONS CONCERNING CONTENT OF REPORTS CONTACT: JOHN SMULLEN 703 516-5732 OR email jsmullen@fdic.gov THIS REPORT HAS BEEN PRODUCED FOR THE USE OF THE FEDERAL REGULATORS OF FINANCIAL INSTITUTIONS IN CARRYING OUT THEIR SUPERVISORY RESPONSIBILITIES. ALL INFORMATION CONTAINED HEREIN WAS OBTAINED FROM SOURCES DEEMED RELIABLE. HOWEVER NO GUARANTEE IS GIVEN AS TO THE ACCURACY OF THE DATA OR OF THE CALCULATIONS DERIVED THEREFROM. THE DATA AND CALCULATIONS IN THIS REPORT DO NOT INDICATE APPROVAL OR DISAPPROVAL OF ANY PARTICULAR INSTITUTION'S PERFORMANCE AND ARE NOT TO BE CONSTRUED AS A RATING OF ANY INSTITUTION BY FEDERAL BANK REGULATORS. USERS ARE CAUTIONED THAT ANY CONCLUSIONS DRAWN FROM THIS REPORT ARE THEIR OWN AND ARE NOT TO BE ATTRIBUTED TO THE Dockets.Justia.com FEDERAL BANK REGULATORS. Doc. 537 Att. 4 THE REPORTS OF CONDITION AND INCOME FOR THIS BANK CONTAIN ADDITIONAL INFORMATION NOT INCLUDED IN THIS PERFORMANCE REPORT, SUCH AS AN OPTIONAL NARRATIVE STATEMENT BY THE BANK. http://www2.fdic.gov/ubpr/UbprReport/printprocess.asp 2/19/2007 UBPR Report Page 2 of 3 CERT # 57890 DIST/RSSD: 03 / 413208 CHARTER # 24522COUNTY: HSBC BANK USA, NATIONAL ASSOCIATION WILMINGTON, DE PAGE 04 BALANCE SHEET - ASSETS, LIABILITIES AND CAPITAL ($000) 2/19/2007 9:11:26 AM 12/31/2006 12/31/2005 52,971,791 13,014,623 18,587,164 28,659 2,460,458 3,151,090 4,564,407 85,649,378 844,809 89,368,976 16,255,037 569,339 665,353 3,102,309 2,916,646 4,562,083 19,806,966 47,877,733 137,246,709 4,439,559 535,695 32,038 332,406 8,093,074 150,679,481 149,487,635 12/31/2004 54,946,419 9,677,030 15,139,669 33,875 1,721,843 2,899,860 1,745,329 82,673,367 786,894 83,631,802 14,353,073 317,187 1,247,531 2,350,302 2,697,821 3,122,925 19,240,333 43,329,172 126,960,974 2,623,961 590,686 13,723 264,804 7,842,126 138,296,274 124,988,441 PERCENT CHANGE 12/31/2003 12/31/2002 1 QTR 1 YEAR N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A -10.24 2.26 9.43 15.18 -0.58 0.19 -25.75 0.36 58.12 13.91 9.95 10.83 -1.98 24.96 -2.36 2.18 6.35 -1.84 -6.01 -2.31 -3.25 0.45 1.17 0.24 -2.50 48.18 6.43 2.53 -15.64 -8.23 22.74 12.39 69.40 -25.47 -12.26 3.48 -0.29 5.85 -0.15 9.91 -12.60 37.53 -0.54 -24.81 ASSETS: REAL ESTATE LOANS COMMERCIAL LOANS INDIVIDUAL LOANS AGRICULTURAL LOANS OTHER LN&LS IN DOMESTIC OFFICES LN&LS IN FOREIGN OFFICES LOANS HELD FOR SALE LOANS NOT HELD FOR SALE LN&LS ALLOWANCE NET LOANS & LEASES U S TREASURY & AGENCY SECURITIES 48,612,847 15,974,742 20,890,520 4 8,549 1,833,688 2,764,848 4,723,063 85,402,131 8 94,222 89,230,972 17,865,850 MUNICIPAL SECURITIES 4 97,59 4 FOREIGN DEBT SECURITIES 9 15,07 2 ALL OTHER SECURITIES 3,085,636 INTEREST-BEARING BANK BALANCES 2,193,023 13,703,986 FEDERAL FUNDS SOLD & RESALES TRADING ACCOUNT ASSETS TOTAL INVESTMENTS TOTAL EARNING ASSETS NONINT CASH & DUE FROM BANKS PREMISES, FIX ASSTS, CAP LEASES OTHER REAL ESTATE OWNED INV IN UNCONSOLIDATED SUBS ACCEPTANCES & OTH ASSETS TOTAL ASSETS AVERAGE ASSETS DURING QUARTER 24,751,492 63,012,653 152,243,625 3,296,504 537,648 5 0,658 325,714 9,218,868 165,673,017 165,683,180 http://www2.fdic.gov/ubpr/UbprReport/printprocess.asp 2/19/2007 UBPR Report Page 3 of 3 LIABILITIES DEMAND DEPOSITS ALL NOW & ATS ACCOUNTS MONEY MARKET DEPOSIT ACCOUNTS OTHER SAVINGS DEPOSITS TIME DEP UNDER $100M CORE DEPOSITS TIME DEP OF $100M OR MORE DEPOSITS IN FOREIGN OFFICES TOTAL DEPOSITS FEDERAL FUNDS PURCH & RESALE FED HOME LOAN BOR MAT < 1 YR FED HOME LOAN BOR MAT > 1 YR OTH BORROWING MAT < 1 YR OTH BORROWING MAT > 1 YR ACCEPTANCES & OTHER LIABILITIES TOTAL LIABILITIES (INCL MORTG) SUBORD NOTES AND DEBENTURES ALL COMMON & PREFERRED CAPITAL TOTAL LIBILITIES & CAPITAL MEMORANDA: OFFICER, SHAREHOLDER LOANS (#) OFFICER, SHAREHOLDER LOANS ($) NON-INVESTMENT ORE HELD-TO-MATURITY SECURITIES AVAILABLE-FOR-SALE-SECURITIES ALL BROKERED DEPOSITS 5,928,173 456,914 18,764,379 26,118,498 6,249,596 57,517,560 19,178,252 30,569,234 107,265,046 1,487,128 2,508,341 2,508,581 5,880,940 26,624,233 3,252,947 149,527,216 3,887,869 12,257,932 165,673,017 9 1 0,813 5 0,658 2,864,307 19,499,845 2 31,70 0 9,656,924 355,856 8,667,571 20,142,788 5,963,637 44,786,776 22,780,688 27,480,161 95,047,625 1,330,348 1,000,731 4,007,532 8,153,552 20,855,818 4,120,731 134,516,337 4,275,045 11,888,099 150,679,481 5 19,545 32,038 3,043,721 17,548,317 115,736 7,589,162 325,769 5,631,051 20,994,363 4,647,302 39,187,647 18,470,449 23,620,455 81,278,551 3,884,622 28,113 5,005,670 3,474,577 25,737,791 3,985,291 123,394,615 3,529,099 11,372,560 138,296,274 4 31,086 13,723 3,729,507 14,538,586 2,660 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A -2.11 22.34 3.28 3.80 2.66 2.99 3.53 12.84 5.72 24.48 -16.62 -47.00 12.65 -51.37 -0.57 -7.27 1.64 -0.58 -38.61 28.40 116.49 29.67 4.80 28.43 -15.81 11.24 12.85 150.65 -37.40 -27.87 27.66 -21.06 11.16 -9.06 3.11 9.95 -56.57 9.43 -0.60 -0.75 -0.17 -44.68 58.12 -5.89 11.12 100.20 http://www2.fdic.gov/ubpr/UbprReport/printprocess.asp 2/19/2007

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