Authors Guild, Inc. v. Hathitrust

Filing 221

DEFERRED APPENDIX, volume 2 of 5, on behalf of Appellant Australian Society Of Authors Limited, Australian Society Of Authors Limited, Authors Guild, Inc., Authors League Fund, Inc., Authors' Licensing and Collecting Society, Pat Cummings, Pat Cummins, Erik Grundstrom, Angelo Loukakis, Norsk Faglitteraer Forfatter0OG Oversetterforening, Roxana Robinson, Helge Ronning, Andre Roy, Jack R. Salamanca, James Shapiro, James Shapiro, Daniele Simpson, Danielle Simpson, T.J. Stiles, Sveriges Forfattarforbund, Union Des Ecrivaines Et Des Ecrivains Quebecois, Fay Weldon and Writers' Union of Canada, FILED. Service date 06/28/2013 by CM/ECF.[978651] [12-4547]

A-359

Case 1:11-cv-06351-HB Document 93-2

6.

Filed 06/29/12 Page 17 of 22

This Agreement is the entire agreement between

the parties with respect to the subject matter hereof and may
not be modified or amended except by an instrument in writing
signed by the party to be charged.
IN WITNESS WHEREOF, the parties have executed this
instrument as of the date and year first above written.

£"n'/~/~f~

DANIEL JUDAH SKLAR

AUTHORS LEAGUE FUND
By:

------------------------HERBERT MITGANG
(ADD NOTARIAL ACKNOWLEDGEMENTS]

DANA S. SINGER
NotMy PubfIQ. State of Ncrw Yort

No. 3t -<4.91832... Qualffled In N.Y. CQ nty
CommiSSion Expires January 4,

-5-

1;i:l

A-360

.~

'-,

!t-

Case 1:11-cv-06351-HB Document93-2

Filed06f29f12

Page 18of22

ApPLICATION poB. PROBATa or WfLL, ETC.

tto tbe <tourt ot I)robate for tbe ]DIstrict of 1l»IHik:xx We S t P 0 r t

:

George F. McKendry,

The opplleatlon of

County of Fairfield and State of Connecticut,
on I
XlilcM~repreaento that
Glady S Ma 1 ver n
In Mid District:
10.t dwelt hi
Weston
IP62 ;
,~.g!.":t
She died within the last ten yeor8, to Wit,OD the
16
dAy of November,
that
sbeleftawmandtealllooeot
dated November 13,1957
is
4 ppointed execllt 0 r
In and by wbJeh .ald applicant
duly executed
death the owner of goods, chottels, credit1l and estale whereof the
thereof, and ...... t the time of her
of,i.l t

.dmlni1ltrotlon appertains to .ald Court, and which are disposed of in ond by .aid will.
further repreBent S

Said applicant

that said tcatat r i X

lett In 0

)M(klx X

husband

her

~~mxxx~xxx~~m~~mK~~XXXX~~~

'Ur1'I\'Ing,xa~x

xemlxloJtll« X xbAlo-x »1<: ~emlmeJ¢Xolldrox lUlXMllItt)l1f:X

That said testatrix left no children nor any representatives of deceased children, no parents, no brothers or sisters nor any representatives of~deceased brothers or sisters her surviving; that the
applicant has no knowledge of any heirs at law of said deceased.

'fl,.t the estate of BOld deceased consists of Real call1tc of the approximate value of

.. $

Person&!
And said applicant
Court and pray

S

exhIbl[ S sold w!ll

herewith

and wa i ve saIl

for probate thereof,

Dated the 20

day of

day of

November,
2

a

November,

~~o~me.

~I

NOTARY~

\

10,000.00
to 'oi,1

not

ice reI a t i vet 0

cation.

Subscribed ."d swom to this

$ 30,000.00

A. D., 19 62.

sa i d a p p 1 i -

A-361

:. 'e7;case1'11-cv-06351-HB Document 93-2
.~~~/ ORb~j;~?;'~~ :'
;1E~~:' bI;RICT OP';'WESTPORT,
PROBATE COURT,
JJ'I

M.':.or:r .
.~

. .r ..,'.{'·" .:
.r. '. .,.
"

11

Filed 06/29/12 Page-19 of 22
POJ.M No. I

November 27,

late of
Estate of
GLADr.l MALVrnN,
in said District. deceased.

0< •

A. D .• 1962

Weston,

:::'

o~h<i,:~::::::::: :::u~':rr~rl:h:.:::::on,:',:'0""

days before said day of hearing.

JUDGD

late of

Weston,

A-362

Case 1: 11-cv-06351-HB Document 93-2

Filed 06/29/12 Page 20 of 22

1, GLADYS MALVERN, of the Town of Weston, County

of

Fairfield and State of Connecticut, being of lawful age, and of
sound and disposing mind, memory and judgment, do hereby make,
'publish and declare this to be my Last Will and Testament, hereby
revoking all previous Wills and Codicils by me at any time
:.. "h.1'Itt6! ore lIUlde."

FIRST
It is my desire as soon as practicable after my
decease that my mortal remains be cremated and I further desire
that there be no services, mourners, or flowers in connection
with this occasion.
SECOND
I direct my Executor hereinafter named to pay all

my just debts and funeral expenses as soon as possible after

~

~

' ' ' ' ' ' --:;', ..,.

#FiIiY'Ci~';'il--;:'- '-~~

,,'ft;-•

•
,

TruM

;:t
>';.

I give and bequeath the sum of Five hundred Dollars

($500.00) to EDNA H. SADLER, of Davis Hill Road, Weston, Connecticut, to be hers absolutely and forever.
FOURTH
I give and bequeath to the HENRY STREET SETTLEMENT

of New York City, New York, my Sebastien Klotz Violin and Aman!

Bow.
FIFTH
I give and bequeath to STEVE DUBIN, of Slumber

Corn~r5,

teston, Connecticut, if she surVives me, my Zorn water color.
the event that said STEVE DUBIN predeceases me, then I give and
b~queath

the same to KISS LILY FITZGERALD; of 2227 Merton Ave.,

Los·Ange1es, California.

-

I

-

In

A-363

Case 1:11-cv-06351-HB Document 93-2

I
: I

Filed 06/29/12 Pbge 21 of 22

SIXTH
I give and bequeath to THE AUTHOR'S FUND all rights
and royalties and revenues from any sale of rights of any of my
books.
SEVENTH
~j'"

< •• ,

-~ ...... ~:--$;;:"".:~",.:

1"'ri't8" ahd

b6ijUeath~iiy

books, two diamond rings, one

diamond brooch l three watches, mink coat, stone martin scarf and
all household furnitute and furnishings, including gardening
equipment to GOOD WILL INDUSTRIES, absolutely and forever.
:::.,

EIGHTH

'

All the rest, residue and remainder of my estate, real,
personal and mixed and wheresoever situated, I give, devise and
bequeath to the SALVATION ARMY, absolutely and forever.
NINTH
I direct that all legacy, inheritance, succession,

estate or like taxes legally imposed upon my estate shall be
payable from and chargeable only to my residuary estate.
TENTH
I authorize and empower my Executor hereinafter named,

if he be then living or his successor, if and whenever in the
settlement of my estate he may deem it advisable at his discrettnl
to sell, lease, mortgage, improve or convey the whole or any part
\'
, ,~

bf ·my real. or personal property at public or private sale, and

(:0

e*ecute on desire proper instruments of transfer and other writings necessary

~o

pass proper title thereto.

I further direct

that no bond or other security be required of him, who shall
qualify and act as Executor hereof, in any jurisdiction to insure
the faithful performance of his duties hereunder.
I hereby nominate, constitute and appoint my attorney,

GEORGE F. McKENDRY, as Executor of this my Last Will and Testament.
- 2 -

A-364

Case 1: 11-ev-06351-HB Document 93-2

I N

I T N E 8 B

If

Filed 06/29/12 Page 22 of 22

lfHEREOF,

I have hereunto

(et

set my hand and seal at Wilton, Connecticut, this 13th day of
November
, A

D, 1957,

~;&~

Signed, seaied, published and declared by the said
GLADYS

MALVERN as and for her Last Will and Testament, in presenc

of us who at her request, in her presence, and in the presence of
each other have hereunto subscribed our names as witnesses on the
13th

day of November

,~

,./1. ,

I

1(;

A. D., 1957.

(3~

~... k9.

At.

0 0

Of,_ _ _.::W.=i.=1.:t..:;0.::D1..._C=.o;:.;n::;n;;;.e;:.;c::;..t;:.;i;:.;c::;..u::;..t"--_ _ __
1

.l.~-, of___...:";.;i;,,;l;,,;t;,,;o;,,;n:.;,~C:..;o:.:n:.:n::ce:..;c:..;t:.;i=_c=_u::ct.:.__ _ __

hJ~ ,yo ~~ Of _ _ _W;;,.i::.;l::.:t:..:o:;n:.;.,--=.C.:o.=n.=n.:..ec.:..t;;.;i::.:c::.:u::.:t'--_ _ __
stATS OF CONN~d~tCUT )'
COUNTY OF FAIRFIELD

)
)

ss. Wilton, November 13th, 1957.

We Ruth A. Bassett, Bessie B. Schilcher
and Jacqueline K. Schilcher who have subscribed our names as
witnesses to the foregoing Will, make solemn oath that GLADYS
MALVERN, thb said Testatrix, signed and sealed the foregoing
inStrument in our presence and in the presence of each of us,
that she

PUblishe~and

declared the same to be her Last Will and

Testament; and that we ,each signed our names as witnesses at her
request,andiriher presence and in the presence of each other,
and that at the time of executing this Will the said Testatrix
was to the best

Of

our knowledge and bellef, of sound and dispos-

ing mind and memory, and free from all undue influence.

This

affidavit is made and Signed at the request of said Testatrix.

- 3 -

A-365

Case 1:11-cv-06351-HB Document 93-3

Filed 06/29/12 Page 1 of 20

EXHIBIT C

A-366

FORM A-8 AD INTERIM .
Jlllllkat10n for 'Rtgistratlon of Q atm

to S!d

Jnttt1m

~PJ!t'fght

or periodical In the EIJIlsh IanIUIP manutactured and IIrst

CLASSES

A-B

REQISTRATIQIM NO.

Ai'

published outslde the Daltld Stalls of America

-

!raul

---

........... , ReId !be informatloD pnmded lID pqe , Wore
. . . ._
die form. Fill ill appIkahIe iteml oa all pqes.
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each i
The __ I:"
KCDmpuIJ

WID.

at'J-"

....,wd am die facu which csisted at !be daae of publica-

IIJIIUU

. . . . 1 and 2 Ihould be typewriueu or priDted with JICA
......... 3 and 4 may be carboD top!a. Mail.u paaes
oi CoPfriabta. Libiaty of
Wubin,·
U. S. A., toactbcr with die l _ apcdDed ill
't:.Iilllolr ODCil)CI A or B:

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00 NOT WRITE HERE

!be work and a fee of... )1m

.Y&b1e to che RegiJter oi Copyricbu·
two copies ol che work aod a awol card. "l'hd

opdoo iI IIOt naiJablc if !be author wu a Uoited Slates dtlzca
or domlcru,.r, OD the date of .PUhIicatioD, DO% if die aulhor or
proprietor /a a citbcn, domiciliary or raidmt 00 the date application ia filed.
RqiJuatiOD caDDOt be made UDder ehhcr option ualeu all
!he required itcmJ arc received ill the Copyrl&ht Oiice within
6 GlOOm. of Ihc date of 6nt publkaU01l.

:\I.'CIirPt••! (101""'" aMI A4*0a1.aJ: Gift !be _ ( . ) &tid addr_(a)

-CUltom. ofliar.
'}'riaht Office
1&1

wm

lCnOO other

thIa

!dreu here.

be !he I&lDC
.tated.

U

of the ~sbt ownu(.). OrdioariIy the
in the notice of copyriabc, if my, 00 the wpla of !he work dcpolltcd. The citia:eaahip oL chc claim,

R!.. AllA!!LL~Q..!.....!-td.!.. .. _...... __. ___ .._ ....____.._...._ ...

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(If) Give !he tid. of the work u it appear. OIl the oopies. ____ .. _ .... __ . ____________ • __ .. _._ ..... _ .... __ .._____ ._.

of Amerlca
If America).
iahcd ouuide die
UDitcd SUlCI af
tatel

~~~~~- ..

-.--. -..-.------- ---.-.-....-..-----------------------

1(6) U periodical live: Vol. _ _ No. _ _ Date 00 copin. _ _ _ _ _ _ _ _ _ _ • _ _ _ _ _ _ _ __
The cltiusuhip of the author &tid inJormatioD c:xmmusl be given. U aD orpaization is!he
of the country UDder the law. of wbieb the
wu formed ahould be given in cbc .pace for dd·
may be editors, compUcn, ttaDIlators, illus-

_

• of Amctka or
Uoited Sea... 01

..

a work made for hire the employer u the author. U the claim
U baaed 00 DeW matter (aec item 5) gin ioformlUoo about
the author of the DeW matter. U the author'. paeudooym apo
pan on the copies retbcr tbCD hiI Jepl name, the pseudonym
Ibould be ,h'eD ill the aPfc,licatloo, uid the lepl Dame may be

_~_::=~~~:.:_~ :~ md~~_=~~~.~~
la U. S. A.

Y..
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No Addnu _.. ______ • ____ ... _________ .. ..---------__ • ___ • ___ .. __________ • __
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(NamcolcouatfJ)
No Addna - . ________ •• ____________ • _______________________ • ____ • ________ _

o

_ 4 "ace of ,ullcttHo.:

Gn. the date (mooth, day, UId year) ....hea copies were firll plead on we, 101d, or publicly dlstributed.
October 21, 1957

cr.::-:----.---..---.------...----.---..--.------------------------.--...-... --:::...-------GJvc tbe IWDC of me Q)UDtry in ...hieb the work was fint publiabed.

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''''le'''.81
mlms

flnsio.: U any part of this work lw been
publiabed, lIivc a brief SeDeral SWemcol of the Ilf..
thit "iniQP,- New mattel: may coodat

-..... ----.. -------

of compilatioa, ut.IISlauon, abridSDleut, editioa and the like u
...dl u additiooal tat or pictorial mattct.

DeW matttt m

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A-367

Page 1

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3h7

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COPJflPr

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on of 1.500 copies of worb IA
claiuu to ad interim copyrigbt ban hem realatcred. The WbTch
(:ppydabl Office will iIIue aalmpon statement at the time of ~lri,..
doD to be preseaced 10 the CUllOm. oIIicer at the pon of entry.
Tho .tatemeat . iDdJcadq the IIWDber of copies imported,
NaIIle ..- - - - - - - - - -

1. CopY'I!

name .ho~

:

UIt must

1

._t

If 1_ thaD 1,500 coPies are impomd the Copyriah t Olliee will .
iuuc l1li impon
for the baluce,
"
If the impon .tatcmeut Is 10 be mit 10 a petIOli olber dtaq,
the oat rwDed in Item 8 &lve the IWD& aDd addrat bere,
.

1

au. I Form I-Drawi nc or plastic work of a scientific or cechalal charactct.
au. J Form }-Pboto papb.
a ... K { Fona It-Prlat or piaoria1 illuauarloo.

c:-~ {

Form L-M-Mo tioa Picture.
Foma R-Renew al c:opyriabr.

JAN 1

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\gSS

Name - - -

2. TltIo:

3. AIItbol
cerniA, .:
author th
orpalzati
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Form U-Notic e of DIC ofIllUlical compo.itioa 00 medJankal instrumel

Two copl •• rec.lved

Name- -

N>oma - -,

Porm KK-Prin t or 1abe1111Cd for anide of merc:ba.odiM.

On. copy recelv..s

t

AddrMo --

Addr _ _ _ _ _ ___ __ _ _ _ _ _ _ _ _
,
_ _ .,

Application Forma

fEB -6 1958

c:atiOllilhot
don. Pac
aad ink.
to !he }I.e!
25. D
either Opt!

Copies of the follawin. forau will be supplied by the Copyriaht Ofli~
without chuae
au. A Porm A--PubU tbed book manufactured in die Ualted States of Amulca. upoa request.
Porm A-B forcip-B ooit or period1a l maaufactured &Dd fint published
ouuide !he Ualted StatCi of AnIeriq
aa.. It.
(acepI works subject 10 the ad interim proYlsioDi of
or B Form A-B Ad laterim-B ook or pedodial in the Eaallib die copyrighc law of die Ualted Statet of America) ,
manufactu
Ualted SweI of America &Dd subject 10 !he ad iIuerlm laaJUaae s of the red &lid litst publUbed outside ...
proTislon
copyrilin law of the Ualted Statet 0(
Amub.
au. B Form B-Periodicalmanufactured in the Uaited Statet of America.
<
,
Foma IIB-Coa
a perlodia l awmlactured in die
au. C Form C-IActutttihadoa toadmen, prepued for oral dcllvery. UJ1ited StatCi of America.
e. ICfIllOll,
. '
au. D Form D-Dram atic or dramatico-analcal composiuoa.
Form E-MllIic al c:o~tioo br an author who it • citizen or domiciliar
y of the United Statet of America O£ .
C1au II { F~to!d~~:'icaled:m~£,t1Ilf::'~ DOt
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a ... G Form G-Wcxk of an; model or design for work of art.
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au. H FonD Ji-ReproductiOD of a work of art.

Appllc«tlon r~.ly.d

COJDpletiDl
Follow cbf

toO

tlon of copies Into the nlted States
.
Sec. 16 of Title I' of die Ualted States Code, the Copyrialu wil1 be
(Ctumed 10 the CoprPabt oaice by die ClllIOIDI o!icc."
Low, permiu the imponati
Impo

tutnctlo l

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Domicil.d

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FO. COPY.III1IT ...,._ UK . .LY

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A-368

". 1-cv-06351-HB Document 93-3

Filed 06/29/a.A§s9i 1Isf.2!i70748

~ 0 P!' rig bt

clI)"t fi t 1-'i~'1~

ef tbt l1nittb &tatt~ of ~mtrita "
THE LIBRARY O. CONGRESS
P
* * * WASHINGTON * * *
.
.

Certificate of Copyright Registration
i~ to urttfp, in conformity with section 55 of the Act to Amend and

~lOh(:tate the Acts respecting Copyright approved

March 4, J909, as amended

the Act approved March 2, 1913, that TWO copies of the BOOK named herein
been deposited in this Office under the pr~visions of the Act of 1909, towith the AFFIDAVIT prescribed in section 16 thereof; and that registration of
claim to copyright for the fint term of twenty-eight years for said book baa been
made in the name of

100 Weat 58th St.,
Lava.

'.ra Ca5,ParJ. ot United Statea. (Oreat11 augmented).
publlabed aer1a117 1n ·Oollier'.,
IIIt:l1ib81'

~

17, 1942 - Xoveaber 28, 1942.
~

or produced by

Jfoushton .1tfi1n

.

Co.,

Oailbrid.p, .....
of publication in the United States Jan.26, 1943
............... .rlL

received

'-~Ipl·ea received

A•

Peb.4, 1943
Jan .10, 194,

No. 170748

Rational W.ekl1,"

A-369

FORM A
..,_'11,"","

for ~Bfmation of a ~labn to ~op~right

l.publisbed book mllllfactured ill the United States of America

CLASS

REGISTRATION NO.

AA

33-26t;>8
po NOT WRITE HERE

Paaa 1 and l ahould be typewritteD at printed wida pee aad
iak. Pages land" ahould CODtaiD eucdy !he _
illformaoo.
u PAles 1 and 2. but may be carboa copies. M&I.I all p..a of
the .ppli~tioa 10 the Register of Copyriahu, Library of Coocress. Wuhiaaton lS. D. c..lO¥etber witli 2 copies of the bat
edition of the work aod the recuuatioa fee of $(. Make fOIU
remitwlCe payable to the Register of Copyri&hts.
c.t~I..t

-.rbd

CIa••,.H.I .M A........ C ): Glvc the _ ( I ) aod addreu(CI) of the copyript owner(.).
..
the same .. ill the DOtice of coPYriaht 0fJ thc copies deposited.

"(X).N

ablic. (3) Have
f printin, which

•

eteribed

.-----------~

...

---------...--..------------......----..-...........-..- .....__...__--_..---_....
..

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in this

THr HUSBAND

or Orpnization
dais applicatioD;

· ------..,.-----------(Gi;;.-iid-;;id,';~;ii-._i;;_;;-.;;-tb.-ud."";;,.)

MfII .... 1 Clcizcnship and domicilc iDformalioa mUll be
Where a work __ made for hire, die employer il the
The ciu-u~ atpoizatioaa formed WIder U. S.
or SIIII law
d be &tared as U. S. A. Authon

)

ukiDa of places

II of the Vail;;!
lDiM Statu. :

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TIlE COPIES--

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Vu _____•• _ No ___ •• ___

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---------------------

ma,. be edicon, compilers. truIIlacon, illUltraton, CIC.. U
well as authors of orlaizW tat. If the copyrisht claim Is
baaed on JICW IDIIICr <eee liDo 5) live requesled iIlfonaatiOD
aboul the aucbor-of the ocw mauer.

CGI.. IqaJ _ _ foJJow.d ..,. _ _ ,..,. U ...... 0ftII&I'I .. lhe capIao)

J:

r:

Ordloarily tbe

Ciduooblp __ .QSA _______ . _________ _
C"-e 01 . - y )

.}_':!-~__ ~~~~ __~~~_PI~y.El'_l_.~~r_~_li111:I... __0.al1.fQrn:
_

Addt-. ________ • ___ •• _. ____ •_____ • ______ • _____________ ________________ ______ . __ _

....II...... af TIll. 141.... : Gift !he dace when copies of this cdiUOD _rc inl placed OD
(NOTB: The full dace (mouth.
Mel rear) _
be given.)

da,..

we, aoJd.

or publid,.

.~E~!:.._~6 L1J~________.~-.---------------------------.-.----.--.---------.---r-'--..------.
N_ ......r .. 11Ih ' ......., (NOn: YR. twa....

...... tIM .....w1.. IMtnct.....ppIy . . . . Is w ..... )
... ~d&1 part of thlt work has bceA pre-..iouaI,. pubsift • brief JIDCtIl .tltemcat of the uture of the JICW

mallCr in thia venioo. New IDIIICr may oonaw of compiluJoa,
ttmsIation, abridament, ecllcorial rcvi.ioo. and the like, u well
as additional tat or piCtorial ....tter.

- ----------------------------------_............ __ ..... _--- .... _-----_ ... _----_ .... _-----_ ...... _-_..----------

----- ..

---------------------- -~-------- ...

.......... """"1
~

"

w.,...

Year due of first publication of foreiJPI edition -_. _
19.52._..
.,

_

--..--- . ----..-.....--........._--..-.... . _------_ ...........----..._..._----_..-----------..

.. U. S. I ..... af .... Ie ..,.... Flnt M.IIfH.. __ u4
(NOTI; ....". . .Is a w
.. ...........
......1
......,..tI....",,-t. ",1.
If th~ is the

(Yo"

~itioa

of • book in Eaalilh, and aU or a sul»wltial part
of the English lext of an a.rJier IOreijPI eclltiOD wv ~ac­
tur~ and 6n1 publish~ abl'Olld, complete the foilowiD& .para.

U. S.

Por t",lbn

;,qo~Jo ... JU

,.,1

4.

Was cIalm co ad inlerim coJ>Y1"iaht
registered in the foreiJPI edldonl

! claim to .d interim copYriaht _ ..I reaJstercd. is U. S. copyrlghl in the foman ~icloD claimed
.,.,. Yinue 01 die lhIi~ eop,riahl Conwodon ~

v..

!XI

Y..

o

No

D

A-370

1

cument 93-3

File

d 06/29/12
7. If ....I.tra.... fur:as e 1: 1 1-cv- 06351 - HB Do
li ta ... die, .. . . . ~,..It ..... .....
..... .... I- tt.e Cepy rlfW 0tIQ
.

Page 6

,m _

.. Na .Name

_~

ef ec.

p.ge

..... ... ef ..-.:0 - .r .... .... ....
.. w ..... ...,.....IHIelhI.

_~_~r_~_~_~he!'

.!

t. ked ..... ..... ...:

______________________ ._.

~p"(Qtla
\II a publisbe

Har per &: Bro the rs

(Typ e or priat
I1IUI M Uld addr ess)

1•• Ccr titca tiOl l:

1

(NO TE: Appl lcatio o

acce publ . uDlea olpe d)
I CERTIFY thai rhe .ta_ 1S made
by me 111 thla applic:atioo are coue
ct
DOt

10 the bat elf m, 1mow1ed,c.

11 .... .aYIt ('.lI ....... .., ..wI.
(2) Sip the &Bid...it before an o8KeInatrw:tioIII: (1) Fill 111 the blaak
with Il*ial Itten
the o8K cr lip and Hal the affida r authorized to admi niItu oelh. witbi ll the Uaited States, .ucb doa to thole marked -(X
.,lt and 611 111 the date of execution.
u a IIOw y publi c. (3) fine
NOT E: The a5d. .,lt II1mt be .iane
d and DOw iud only o. or.,1 n the date of
it .taw . The aBida vlt IIIUR be .iJPW
publi cado o or toll1pledoo. of prlnU
Id by III 1IIdividual.
o,
'''I, the aode nipe d. depose and IIY
that I am the

'Pace-

STATB OP •.....• •.. NlilJi.• :tar.k
............. .......

o

,!

....

COUNTY OF •..•.. NIDf...to.r.k......
..................

~ cIaiD 1ia.

appIic:atioo;

toPY riPt Ia the book dacrlbed
111

M\4t<M --.-- -.-

CI The dw, autho rized apu t of the
p.nOa
dailllilla topyri.aht 10 the book dacr ibecl ia or orpAi"'~
this appli cada et

II:

o The priDIer of the book deecribed Ia thia aJ7Plic:adoo.

That the book WII publlabed or
the pr1ll tiq WII toD1pleted 00: (X)
_• .!!!t!.'1!!:!,.~~_-±-L.l.~ ____ _ ••
__._, _ _ _ _ •• _ .~
That of the vario w pro c_ empl
(Gi
oyed in the produ ction of the copi
or the lItbo pph ic or pbol Ocq
a depoeiled, the acni n' ofn.~.,..,'
.
rnin . proc cua wed inJro duc
the lfpe
the mlki lla of pU. ;,
$tate s, and thaI the prinU o, of
lll8
the lOt aad the bindiAJ (" IUIY) wenthe tut, were perl o_ed widU p the limilS of the 0 011_
~c tb_ proce slCl were 1ICri
Wo perlormed" wi' " the limir . 01
0rmed by the follow ilia etllbl l.luD
the Unit ed States. •
(GIV E THE NAMES ANt>
.
cllu or lodivldua1s
T'Y'PISII'ITlIRS, PRINTERS, ADDRESSES OF THE PERSONS OR ORG ANIZ ATIOII the foUowin« lIdd ra_:
NS WHO PRO DUC ED THl! CO
BINDERS. ETc. )
P~
N _ (X) _~2.r~~~;'bb
·
1n &:._So~ ___ •___ ._
AdcIraIca (X) ._~QQ~..Jb_t
{ew Yo~ ___ _ _

'

--. --- --- --- --- --- --- -.-

-.---- -••-.-.

_.....-------------------------_....._.._-------------

---- .--•••-.- ---•••--· .·- --- ---

,.'"

~I: 9 0

,J~NO~

\'(i

,

~\

NOTAIIY

:>

,.~

.,.\.
'

~

(5'1 11_ 01 aliaat )

(Sip aDd ootar iae oaly

LACE
.
AL s~&d III

.9" ,
.

PUeu
..

--- •• ··-··---,- ·~i

] f • __!:_~~f~_4 -!.~---2~~-::::::..-

Cha irm an of the Boa rd

DO 01'

=' E
-

aft.- date F

6

)

N'" ---- -.-- -

,j

THF

I. TItle : .---- .

GlaS~ i~

;.~~~
sI.

~!bor.

Wbc rc
The c,

PederU or SII'

Joh n

1
N.-e ---- -.DocaIcUecI In U.

N._ -----.-.-.
Domi ciled In U.

N._ -----.-..Domiciled In U.

.-; - . ."

rwom to
New l'ft C.Oll tr
J
Subtcribcd and aairmed before me
thl •.-.-' --- -.-. -.-- -••••
Nt. 31-0343180
-.
~rt. r.1·~ w't~ ' .,",e. rlk and iteta 01
____
y
_ • ••
__
CoInmlMIon ixpIIw I March ~n 11511
_~.
19- { {'

Application and affida vit recelv td

APR 18 1958

...

--_._-

~

-

/?

~-

(~ 01 tWDr f)

, .
.~

.----.~ .
'.

-- ----

6. U. S. •••1
pQII....4 AIM
foUowl. . lui

Yeu dau of

I

A-371

Page 1
A£QIITRATION NO.

S!ppHcQtiOn for Rtglstratton of 9)~bn to tpP!
In apublished book manufactured in the United States ef ~iII8I"iJ

81"997
00 HOT WRITIE HEAl

L...=..,;:"'-~':"';;':"':""":":"::":'::"":::!..:.!..--l

Namo •••••••••••••••••••• :v.~.;'.~

..~~.~ ...... _....................... ,............-...............,_:...::.:..:lli~L.,E..::..:.......:.............

·..... /.--

"
".t1 '!~5
.wn. ..................25...~~~~.. ~.~J!~~!!~.l.J~m! ..x~~,.J~~~L.X9.r.~..J9QOj ......• .-.-...;;:.......................... .

XI."

N ........: __ ._.~_ ......... _
......... _
.................................. _ _._ ............... _ ~ ................................_ ................. _.........................,:;;.,.;:..;l...!:r:;..1-~~~!.\t;~~t... f:~'i. .. -. ... "..
........
..

¢;~

(3)

1'0 li-t.t~:

r'j'j"'.><;'

bicb

~

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .-

. . . . . . . . . . . . . . . . . . . . - ...... - ........ - ......... + • •

~

"

........................ - . - ...............

~,

• • ,. ...

~.;.~ ,-~

i

aim·
lion;

J.

t

J. AtttII... : Citizenahip and domJdle information _
be
Jiven. Where. work was made for hUe, cbe espployer II the
author. The dtizeolbip of orpolzadODl formed under US.
Pederal or State law ihouId be ItaUId .. US.A. Autbon

t-

eRt
:miu
IS of
were

_""'.1\,&?i?"f

At'!.)

m ..MM··l@.9.iG~~~.J!&;'ii·~ppWi·CX;·~-ti;.:.;·p;.~;········... ··~·:.:···········...·..-ro·"rrl;re

...................................................... _-............................... •• ...... •.... ·-- .. ·r--.. ----.. -.. ·• ..

Nome •••••••••••••••••••• y.~.'1!.~ ~!P.!.:t.Y. ....................................................... '........
(Gin 1epI_ followed br JIMQCIooJm If Jauu appnn CD m. coplct)

!

ithin

i

n".: .. nn ..........

!
./

J

..

~.

tbia

4~){~

it!

k1h

-Ji'

·---------~·--··-·

.. -· .. ···-· .. -----· .... ---.. --·-------.. •.... -------.. ·-· .. --"'7"0..

"i·~~

may be ediron, COID{>il.e"r traIlIlaton, WuatraIon, . . . •
weU .. .uthon of odjPDIJ text. U the aJPYdJrbt dahD "
baled on new matter (lee line S) live ~1iifoiiila1!ba
.bout the IUltbor of the new matter.

..

CltIuuhlP ..••• :J!.~

.•A•......"_.....

(HaD 0I~)

~ In U.S.A. Y... _.~••• No ••_ ••••.. A.IcI.-- ••••....•. -'~.'- ••~~Qy~.............................................. L .. ;;.~~ ...:';L ...

rtNG

"H,,,-

TC.)
Name

r

nn ......... miiij,;;·ki;j·~·iOii;;;;j·lii;i*ii~;;;.. jj·..·tiU ~m oo'ibe'",p~; ........ .......

CkiIoAIbip ..

,...;\ 't

'_~-"

>:i-~

····(N~~~f;;;j~~~·:::·
~.f.

DomldJad In U.S.A. Y.. .......... No .......... MdnA __ • __ ............................................................ _ ..................._ •••••••.••

......

,

.wi.i.;Oiio:.N.i.bY.~;;..ii.kiW~pp;an.oo.~."'p~.,. ........ m....

Name •. m ...........(iiift.iiPi.
DomldJcd. ill U.S.A.

Y.. _ •••••_. No .•••••••••

n......

co:e~

4. D... of ....
.f TIll. 111m••: GiYe the
date when copies of tbia particular edition were fine
uJe, .old, or publicl, dUtributed. The date ..bell copies

...:...
196'"

~

~~'.of
~)

were made or printed Ihould DOt be
;"w..
publication. (NOTE: The full date ,moot&, ~!L:
mUll be Jivcn.) For funher iolormatloa, ~
-~- )

..................................~~J:l.;'.~y..J.2.J ...~9.§§.............._..............(Y....................................-.-......,......-...•.. ~ ....
_....)
.
(M'Goth)
(Da,)

'

w,•• ,..

tit,......., . .

~ (NOTl: ....n Ita. I III. . . .,_ ........
true"...."Iy to
I. N_ Mothr I. nr. , ......
eny .ubstandal part of tbiI for the 6nt time in thil vemOll. New - - ma, CDIIIUc of
work hal been prrriouly publilhed enywile%e, JIve
compilation, traIlIlacioIl, abridgment,
tnUIoa,. aAd
pneralltatemellt of the a.aaue of the new matter pu .
the like, .. well .. additiooa1 rat M
mauer•

:.u

i.J'.J:i

=:t
-.....

.................................................................................... _.......................................................

;n

,n~ II?;!

-"~~.¥~}':'.:... .

..w..u.. .................................................................... ;-., ...(.~.\.: ........."':l •• _ ••

00

Yilt

'I '"

Ciw-bip ..

~

NOTt: , ....". u.. , III........ ...,.. ......... PaEY'OUS FOU'GN iDITION I. tit.

......

~-

h.U" .........1 . .

" .... ,••••'IU ',u'...', M.....c.., ....... PUI,..... Altroacl: U all or a ..wsrantial put of die CUt of dW edidoa was
previowly lJUUlufecturod end JrDbWbed abroad in the l!ngllsh langaqe, complete the folJowins qMCeI:
Date of fint publication of foteisn edition ...................... .
(Y.or)

W.. reJiattation for the fotelp'ed/dOll aude in the US.
Oftice? Yes ...•..... No ......... r-=:-:-:-:-:".,..,..,=-o

Copy~t

U your .nawer Is "Yes," aive resUtradon Dumber ............................................................................. __ .
~e

2

Com"I~le

1111 """Iic",ble sbllus nn Bext b"pe

A-372

7. If

re.IIt""'. "~~II4~~cc~iBt-~ ~(i{~\?w. ~~~
G. P. Putnam

80na

8

__ • _._ - _ .. " __ o _ .... __ ... _ e •• ________ ... ___ e . __ • ___ I _ .. ... _ ................... _ e_ ' " ' ' ____ ._ .. ....... .. _ .... ............ .. ....... .......... . . -._. -- · " __ __
•

.. N. . . ._ . . . . . ef ,.......r

0 ..............

·_"".0 .... .......... _
___
........................... _ .... _ __ 0- _ .
....... ..

w...... conapootiono or rofnd, If UJ, ....W 1M ....:

MrS. Helen K. We1Etraub

.......

Name •• _...................................................................... Adell.- •..••.....••.... •••. _ ••. : ......, •••••••••• •••.. .•.•••.•...•..•.••.••.••..•

t. . ......rtttcote ..:

______~G~.~p~.--~tnam's Sona
200 Madison Avenue

......_ _.~~~.J2!'.~.!._~~..!Q!-~_ JQQ!~...... _ __. _ .. ____.____.....__._ ... _
..
.. __
_
.

,I.

(City)

iir -~~.:~ =.:.~.~. .~t.::ru.=.~~.=.:=~: . .

Certltcatlo.:
I CERTIFY

(ZIP cocIe)

(Suco)

(NOTE: Applicatioa

the

8CCCJ1C11b: :;:-~ed)

DOt

..

(Si ......... of

copyrisi>t claimao, or dul, .uthoriud

.,011')

_ u.mn
.

11. A_cla"lt (roq.I,o" by low.) IDJUUcUons: (1) Pill in the blank .poces with Ipecial ottenooa to those marked "(XI,"
(2) Sip the alIidavit before lUI officer .arborized to admiaister oaths within the United States, such .. a oocary public. (3)
Have die officer sign aad seal the affid.vit aad 611 in the d.te of erecorioo.
NOTE: The affidnit JIIUIt be s.ipec! IIId DOwized -o(IIy OIl (ff
!he date of publicadoa or completioo of sxlnrioa which
It ltateS. The affidavlt _ I be .iaued b, lID lndiyjdual.
I, .L_ . __ .1 • .... .._ _ d
.... UDUenJg1l_ ""l"""" ao sa, that I am the
o Penoa clalmln& copyrlaht in the book dacribed ia thia
STATE OF ......... -.... J~~.. .I9.~!L ...--·· .. -·-· ..
!J'P.llcarloo;
IS:
DIlly authorized ..ent of the perII:Kl or orpnhation claim~ copyrisht in the book dacribed in thlt .pplication;
COUNTY OF ........... ~:! ..XQr.JL ......_
..........
Pruater of the book described in thlt a9Plication.

11/'"

·f

r:J

o

=

That tbe book "'u published or the priotiq

"'AI

completed

00:

(X, __ .......'-'-~.r.~l'

...:J.5,... l~..._
............._
.........._
..

(Gin _III, day, ood ,ue)

That of tho various \,roc:eues employed 10 me productioo of the cosnes deposited, !he settiaB of the 'YP4! wu performed within
the llmia of the
Scataa or the makin, of the plates wu perfortuea within the limits of the Ua.lted Slates from type set
therein. or the li
9hic or photoengraving proc:eup wed in ptodudn§. the tot were wbolly performed withio me limits
of the Ualted Stata, aDd dlat me printiaB of the ten and the biadiaa (if any) wen alto performed withio the limits of
the United Stata, That such typeRa:lng, pla~ lithographic or pbcxoeopavio, procen, println.. aDd bindlos were
performed b, the follnwioa establishments or lndividuiU. at the foUo",Io, addresses:
(GIVE THf NAMES AND ADD. USES OF THE PUSaNS 01 OIGANlZAnaNS WHO PllFOIMID SUCH "PESITTING
01 PLATIMAKING 01 UTHOGIAPHIC 'laCESS 01 PHOTOENGRAVING 'IOCISS 01 'IINnNCI AND IINDING. nc.1

Namea (X) ........ ~Q.1Q.r;!J.,;J.•. P.A.~_U ........ .... _............. __ .. Addnssea (X) ..t{~~ ..Xp~.~/...~~._Xp.;'_~ .. _
........_
....... _.

(il,.............. oaly •• or efter date SlY. . . Mve'
PLACE

Subtcribed aod

NOTARIAL SEAL

HERE

da, of .•. ....

~3

before me this ..••.

~.-- .....

~.~......-.................... ~~ ..

" n '0

f / ~ /J .~/_
', "
, ' ,',
ytrt
~-··-~-·-;,;-.*;ij.;;i-"~~~r·;~~~..:~~~;;·~·~"""t·····
are
.'

., ft'MY

J.

. . . COPYIIIGHT _ _ UK OMLY

't _,_

APPllcatlon and offld ••

'1AR 14 !9tiL
Two copI•• received

'1AP 14 1906

FNr_'.'"
A.newal

•
f

"'~unt$S.DO

[

A-373

FORM A

Page 1

£tpp6cQtlon for 1U.Qi.Btration of Q~Iaim to ~op~ri!1ltt
In a publlsbed book manufacturJd in the United States of America
latntcfl_1 Make lAUe thac all app1jcable Jpaces have been
(OGlplered before you aubmit the form. The application inUIt
be IIGNU at liDe 10 and the AHlDAYlT (liDe 11) ...t ...
COMPLITID AND NOTAIJZID. The application ,hould DOt
be aabmitted Wltil after the date of putilkatioa givm mline
4. and sbov.1d ltate the faca which aJsted OIl thac date. PM
futtbet information, _ pqe "

I. Cop,rI~III.0t(. . . .4 Add.... I•• ):
11llIIII!(1)
be the w:ne &I
the notice

m

CLASS

A

R~~ISTRATION NO.

'

DO

..

'"

NO; WRITE HERE

Pasa 1 and 2 should be rypewritten or printed with pen
and 10k. Pqes 3 and 4 abould contain euctly the Jam., infor.
matioo u pages 1 and 2, but mar be carbon copies. Mail all
page. of the application 10 the Resister of Copyripcs. Library
of Congrm. WubinflOn, D.C., 205-«0, together with 2 copies
of the best edition 0 the work tlDd the reJi.tration fee of S6.
Make your remitWlCe parable 10 the RelUter of Copyriabcs.

Give the l1llIIII!(a) and addrea(es) 01 the CDprrigbt owner(.). Onilnarily the
oE copyriFt OIl the copJes deposited.

N""", ..............y.~~

.. ~~~y...................................................._......................................................................

22..~.~...9.~~ .. ~~!..~.!~ .....~~~...~.~~..... ~!.~...!~~~ ................................................................. .

Addntt ............

ed "(X)."
bUc. (3)

N ................................................... , ..........................................._ .....................................................................

lac wbIcb

AI:IdnA ...............................................................................................................................................................

Z.

TItI., ......... ~ ..~~~~ ..~!l!!.?~ ............................................ _ pal')
..............................................................
the titl. 01 the book u i, appean
the title
(GIft

00

ion claim·

oplicadoD;
I.

ed within

I. Ao."n: CitlzenJhip I.Ild domicile information mlllt be
given. Where a work 'W&J awfe for hire, the employer is the
outhot. The dtlzeDship of orpnizatiODJ formed Wider U.S.
Pedetal or Slate law ,hould be Hated u U.s.A. Allthors

n type Jet

thelimics

N ...................

limlcs of

I.ina

IDay be editors, compilers, Ullllllaton, illllltr&tors, etc., &I
well u authors of origill&i cut. If the copyriaht claim iJ
hued on new matter (see liDe S) give reqllelted information
about the author 01 the new matter.

y.!!:'~...<?~~l.........................................................................
bf poeudoa)'1D If IalUr appoan oa the copie)

(Gift I a p l _ follo"eeI

were
DG111id1a4 lA U.S.A.

lSmlNG
(G. ITC.)

Y..... ~..... No .......... Addtns •••••••••~!.!

(N..... of coaa..,.)

..~~:'!~.......................................................................

NIIDO ............................. ....... •••••• ........ .............. ••••••• ............... .... ••••••• ••••••••••••••
(Gin 1 1 ....... followed by pacudoa)'1D If IaUH appoan 011 the copla)
...

DomidIecI lA U.S.A.

~.~~.:~.~............. ..•.

Cltirct>lhip •..•.•

Cltluaahlp .................................. .
(11/..... of CDUO..,.)

Y........_.. No .......... Adc!tHa ................................................................. _ .............................. .

N ............................................................................................., ........•.....•.....••. Clduo.hJp .................................. .
(Gin IepI ....... fDlJowecl b, poaudoaym If IaUH appean on tW copies)
(N..... of CO\IIItry)
Dom.IciIed lA U.S.A.

Y.. .......... No .......... Addteu .............................................................................................. ..

4. Det. .. PUn...... .. nil 1I4I1t100: Give the c:omplete
date when c;opies of this particular edition were Drst placed
on sale, sold, or publicly distributed. The date when coples

were awfe or ~rUlted Ihould not be cooEwed with the date of
publication. (NOTE: The full date (month, day, IUld year)
mUlt be aiven.) PM further information, ..,., pap 4•

..................... Q~~~~.~ ..2QJ... ~9§1 ......... _................. _
.................................................................................. ..
(Moach)

(Da,)

(Yeu)

. . (NOTE: Le ..... 110. 1 bloat lIeleU .... 1o.lowlo. Ia.tractlo•••,,1., ....I. wo"" . .
I. New ......., 10 nil v.,.I. .: If any IIlbstantial part of this for the lint time in chi. vcnlon. New matter may consiat of
work bu been previoUlly publltbed anywhere, J1ve a I~.J:J
comp!lation, traDlladoa, abridament, editorial revUioa, and
pnetaJ ~t of the oatnre of the DeW matter pub'
the like, u well u addidonel tat or pictorial matter•

. . NOTE:

Ia...v. II.. ,

.,LI . .

.......01... tto...... baao. PlEYIOUS FOIEIGN ID.nON I..... 1 ••11.......

.. look 10 htBall ,,.,,..lIIIy M...tachr." ........1i.Md "roo": If all or a IUbstaodal port 01 the tat of thil edition _
prn-iowJ,. ma.aufaauted and ~ abroed in the Eocllih Ianpqe, complete the followina ap.ca:

Date DE lim publication 01 foreign editioa .......................
(You)

D ...... ,

W.. resittration for the forelcn'edition nwle in the U.s.
Yes ......•.. No ......... ,..."".,..,~~.,

Copytlaht OBice?

If yO\lt IlDS_ is "Yes," Jive regisuatioa nlllDbet ......................................... .. ..................................... .
-

~

-

~

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A-374

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L M. . . . . . . .1Wnu ef ,.,...
t. w....
refaH, H ny.....W Ita ....:

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cona,__ .r

Phoebe McKay

Name ••.• _ •• _.................................................................

<,-,

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Addrut ••••••.•••••••••••••• _ •• ;:••••••••••••• _••••••••••..•••.••.•••••••••••••••

lUSS moeDe MelLay

G. P. Putnam's Sons

Ie
ro

In

--------------.--.200 Madison Avenue
New York,

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4,
fu

Ne~'rlt"""~16

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Cartiticaflo.:

(NOTE: AppliaWon not acceptable unl_ aiped)

ICERTIFY;.~bda~~.:.:.=.~. :.in f!::1'ia&t dul~
7~U.Jz;.~~.~.:.:==. . - . . . ..
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11. AiIid..,l+ er.q....q It, l.w.J Instructions: (1) Pill in tho blank spIICCI widl speci&l attention to those marked "CX)."
(2) Sip the ddavi. before lin officer audlorlzed to administer oem. within die United States, sucb lIS II notary public. (3)
Have the oHicer sign and seal the didavit ILlld 611 in die date of n:ecution.
NOTE: The affidant mual be sianed and aotarlzcd.... .y OM In II/In the date of publicatioll or completioD of priodq wbkb
it states. The aflidnit ••" be s.lgoed by lID in,UriduaJ.
r. the UIldenisned, dcpow: ILlld say thaI I am tho
o Person daiminS COPYrisbl in die book described in tblt
STATE OF ........... ~~~ . .!2r.~····

__ ···.. ____ .. ·· __ .. 1

IS:

COUNTY OF __ ......~~~.J~2*--. __..............__ ... .

d

o

Of

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application;
Duly ancborh:ed qenl of tho peIIOO or 01'pni:ration cJalm.
iog copyriaht /0 die book described in tblt application;
Prioter of the book described in tblt application.

October 30. 1967

. .

That the book wu publilhed

N ..

3. ~
give

the pnntlna was completed 00: CX, ...•.•..••••....._........................................... __ .•...•...•..
(Gift

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da,.... d

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audl

Pede

That of die variouI PfO!:CUeI employed in the productioo of the copies deIXJ5ited. tho settioa of tho type wu performed wltbfq
the limiu of the Unltecl Scates or the makin, of the places wu perfotme<t withlo tho limits of the United States from type let
therein. or the litbographic or phoroenSJ'1lvin8 processes used io producln, die text weJ'C ",boUy performed witbln tbe limlu
of the United Scates, aad that tbe prinrlDS of tbe text' and me bindina (if any) were abo performed witbin die llmiu of
the United Scates. TUt sucb type8ettin.. platemakina. litboaraphic or pbotoeosr&vin& process, printlna, and biodioS were
performed by die following establisbmenu or iodi...iduals at die following addreua:
CGI. . THE HAMil AMD ADDIUSU 0' THI PWONS 01 OIGANIZATIONS WHO PllFORMID SUCH TYPISITTIHG
01 'LATIMA-KING 01 LITHOGIIAPHIC PIOCESS 01 PHOTOINGlAYING PIOCUS 01 PIINTING AND .INDING, ETC.)

Ooml

Oom;.

JT" ..·· ........ ·/~~~······ ...···--··--·--······--··· ..

DomJc

(Slta aq ..tara. •• 1, " or aftw Hto .Iv.. altoft)

PLACE

SubKribed IIDd

NOTARIAL SEAL
HERE

day of .......

~

4. Da

before me tIW .. i._.~

.............._ .
........

:n.~.~..................... 19..cf">

date,
on sal

. . . . .~. _.~=. _. . . . .~~~~~.:}~~.1.:~::.. (:'.1_
..
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"E!I! 'IT! ~'I

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(Sipat1Ua 01..-.-,)

.... COPY.HINT _leI: .... Ola.Y

Qualified in

f', ,> 'C'\y

,.,," ""+"'" .....

~

5. Hel
work
senera

Application and affidavit ....Ived

NOY.

13. 1967

Two cople. received

NOV.

1i 1967

Fn received

Rlln.wa'

Date

oj

A-375

·---... --.-.... .... --

FORM R

gppllratiOn for 'RtglstratiOn of a ~Im to

~

1I£011T,"TlOH NO.

R 488945

'RmtmaJ ~mrtght

DO NOl' WRITE HERE

lUte that all Ippllcable IpICIS have bcm
IIIbmit the form. The appIic:atioa mlllt be
_ItED It liae 8. Por further inlormatioo, lei! pqe ...
. Plies 1 and 2 IhoWd be type'Written or printed with pen mel
... Paaes 3 aad 4 should cootain euctl, the IIIIX iDfonnatioo &I

.....,. ......: Make

~ before pou

t,

a-••I

1 mel 2, but ma, be c:uboa copies .
lWl .11 peps of the Ippllc:atioD to the RqiJter of ~ts
Librarr 0( Coogr:ess, WuhinBtoo, D.C. 20'''0, IDJetbu with th~
teJistra~ fee ill ,.01. Make JOUt mniltaDcc payable to the Register
pqcII

of Copytiahll.

a.I•••tC ... A4hI.... (ul ..... lteteaut .f CIeI.: Gin tIx Iall

....... copyript. Stale !be - , . , '*PlY 01 ucb mwwal cWmaAl. It _

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ntoworia

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dncribcd

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Address __ ......•.. __ . __ •• ____ ••__ ...••. __ ....• __ ••..•••.•.•.••.. __ .•.••.•..••••••.•.• __ ...................... __ ••.....•.•..••__ ................ ............ .

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outside the United
Addreu ..•••...• "'" __ ........................................ __ •. ...••...••. __ •____ ........... ____ .. ______ .. ____ •...•.•••••••••••.•••••.•...• _ •••..•••••.

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i America or which

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tltle 01 the WO<t. In the a .. 0/ .... oIe. lin .pecl" .... lIWIIInItariOll.

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... ftfIi ........ In JllllWIai the ......._ (c.,., _ I, t<!JdJ!&. l1I~.tioou. traIU1 ........ «.) "poD .. bid> coprriahl .... cl.lmod.

--.......................................................................................................................................................................................... .
c..tnHtl .... ,medl.1II ... ~,
trhldt It .11 publilhed. ........

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work . . . . COfttriburioD, .i.. !be title of the pcrJodlcal or COIIlpOIitc

g,:;-.~~.~.!>-'...~.~~~~.~~~.~..~..............................................................................................

• ·l*'OdI.CIJ, Jift: Vol. •..•••...•.••...•..•••••.•.•.• ; No .•• _ .......................... ; lJaue Date .. ..•...... __ .................... ............. ..

ef • _ _ .... M....r: Gift the D...... 01 .11 ..,dwna ..ho coauibatzd coprrlabtabl.

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to do....niall, but aot tilt . _ f)f

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......... 1 The , _ I i - Mte _II IIfCC with the Copytipt
teaUtntioa Dumber: Cla.ts ••••

()jIia: ItCOW of the

f)ri&illli rqiltration.

/

A ................... : No .•..P.Q?~~...............

u published, ,ive daiC!'" publication ...........................~~~.~.?~. l.~.~~~ ................................................ .
(Nooth)

(Day)

(Y.. ,)

u unpubliohed. Jive date of ttplration ......... ... ................. ............ ................. . ... ................................... ..

copyrishl claimant

·(N~~CI~~!l;!~;;i;q;;i;~ik".;i··· ··c..~:; ~;;;;~~i~:;;;~~~~~·;;::.:t·;.~;; Fri1
..

A-376

I. H re.htr.tIH fet0~~ 4~rtet~~~.Irfi)t...u..IIIMH.~'IIiI~Il~~.

~~~ of 20

Page 1

..._._.._ l!<?~..&h;~n_~.;.~.~.i:.~...~~.~L_ ........ __ .... _._ .........._......_.._ .._...._...._.._...._ _...... ...... -. _ . .-... ................ -... .
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Name ___••• _~_~~b!!:>!:':

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AcIdms

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.__ ...BQluthtQn ..H!.Hl.ill....k~.L _. ___ .._. __ ..______ ____ .._ __
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(Numbor lAd _ )

.---..-.--1l0~&;f~-MU...-QZIQ1-··(5tiIeI--··-·-·--

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1. . . . .,
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•• Cartllc.....:
(A,plicatioa

a

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acciPtable

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Appllc.tion "orm.
Copies of the fol1owm, forma will be l\lppIitd h, the Copyn,ht OIIice without charge upoo rcqUClt.
Class A Form A-Publislw:d book /IWIufoctured in the United Slates of America.
FonD A-B Pore:ip-Book or periodical manufactured oulsidr the United Stat.el of America (except worb subject ~
Class A
the lid interim ~isioDl the copyrilbt Ia.... ).
or B Porm A-B .Ad Inten--Book or ~riodical i.u the J!naliab IlJl&Uage lIWlufactur:d IIJId ant publiabed outside the UIIi_
Stales of .America.
.
Porm ~Periodiool manufactured in the UDited StillS of America.
Class B { FOflD BB-Coauibutioa to • periodical manufacturrd in the Unitt<! States of America.
Class C Porm C-J.ecture oc limilar PIOductioo prcpattd for oral ddivay.
Cia.. D Porm n-Dran.tic or .u-tico-mlllical compo$itiOD.
.
Ponn E-Musical compo.ilioo the author of which is a citizen or domiciliary of the Unitt<! States of America or wWdl
...... 6nt published i.u the UDited Stat.. of A.mmo.
a ... E Form E Poreip-Musical compoSitiOD the author of wfUm i. not a timeo or domiciliary of the United Stat.- ~
America ~ ....hich ...... DOt 6nt published In the United States of America.
Class P Fona ' - Map.
C1aaa G Fortll G-Wodt of art or a model or desip for a won: of art.
Cl ... H Porm H-JI.eproductioa of a ....ork 01 ut.
C1aaa 1 Form I-Dsa....iq or plastic won: of • KientiDc or tedJnJal character

A.

a

or

(r) N.

1

2. I.) T

1

Porm J-PbotoJnpb.
K {FOrm IC-Print or pictorial ilhutntion.
Cla.u
Porm lCX-Prlnt 0( label used for an article of merdwIdiae.

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CIua J

{porm L-M-Wotioo pictun.
orM

.

• . . . . DCW

(cJ

c.

wodt ia _h i

Cia.. L

Form R-Renewal copyriabt.
Porm U-Notice of we of ropyri&hted music on m«hanical inatrumeots.

II

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j)ftio

J.A......
AppIiutlon ......_

aullooll 0/ p:

4........

Oriainal "

A-377

APPUCATION FOR REGISTRAtiON
;OF A a.AJM TO·COPYJUGKl' IN A BOOK PUBLISHEI?
IN 11IE UNITED Sl'ATES OF AMERICA

trn1ted
mdavit.
tridual.

8166
4, _

DrSTRUCl'IONS.-Fi1l In the applfeable liemll OD all pqea. p...- 1 and 2 muat be written either with JICIn
... IDk or on the typewriter. Page 11) will be returned to you ea your Cert11lcate of ReailtratlOD and therefore
IbDclId be &led In with care to qree with p&jfe 1. Carbon paper may be uaed for page 14 but ea mOllt carboDi will
1IPadie. the CertUlcate will look neater If typed Mparatel;r. Hall all .,.,. to the Reailter of Copyright., IJbr&l'y
1f 00qraea. Weahincton 26, D. C., toKetber with two cop1ea of the worJt and the atatutory tee of f2. IIake 10ur
~ payable to the ~ of Cop:yrlghta. Bee pace 2G tor full inBtraetiona.
\
Col'TlUOHT OwNlllR OR OwNDS

tative

.

_ ~

-~ -

Jnited

... _

• • • • •_

.... _ _ ....... _ _ u

~

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. . . . . . . . . . . . . . . . . . . .. ,. . . . . . . . . . . . . . n

....... _

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_-

........ _

. . . . . . . . . ..

-

............................... -_ ...... •....... -...... _ _ _
...... ...... .................................. .......... .
!'HI_..Ilt1RDIR ._.._............. _.._ .. _. __.... _.. _._ ..___ .. _......_.. _.. _...... _._ ..., ...... _.. .
II THE 8fORE CLUB
0, BooK ........... _...... _...... _. ___

.••...•.......•...•........-....-.....................

",

(Give full names and addreaaea)

Vera C..parT

................ .. . . . . . . . . . . . . . . . . . . . _

"

..

'

'

'9.... . )

~_ ............ _................. _........:...~..................................:....... _.................._.. _.. _......_. (Retail price, , ..1...
AUTB01l8 (Editors, Translators, etc.) Full name (includm, full middle name), pseudonym (If
:!DY). and year of birth and, if dead, year of .d~th. are requested for cataloging pul'p08e8•
.'.
Name ....... .i.er.a.. ....CaBPBq:........______._____ ._.............._................... Citizenship _Un.1tad.8tta.tea .. .
~:.

I

book

,

(J'Irwt).

. (Lul)

(lItddla)

(00tuItr7)

~mlclle ..l.2l.l....BImL..hanua, ...loa .. Anga1 es ..46•..c.alito.mUlirth ...:L__ ... Death ______ ......... ..
, f

(.oUdteMl

.

(Y.-r)

...

(Tau)

){ame ...________ .................._._. ___ ................................. _..... Oitizenship .__ .._,.. __ ........_......_....
'0

led on

(1'trIt)

::J>omlclle _._'
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(OIIIIIw)

(Lut)

_ _ _ . _ . - . -. . . _ . _ . . . . . . . . . . ____ . . _

•• _

.._..........

Birth ........... __ Death ~ __ ......... ___ .
(Year)

(AddrMa)

• (Yeu)

;·Name ....._.... _...... _...... _ ..... _.......................... _... _..... _...... _.............. _....... Citizenship ...__ ......_._ .. _........... .
(I'1ntl

(Coaatq)

(Lue)

(MlcJdIe)

.'Domiclle ···········-··························(i~j..···········..................................... Birth ""'(r~i" ~~ ;Il;~i"'"
(a) Cheek one of the followina' ONLY if your book is:
;' " ") ,.
'
" /' . "
A new edition of a previously published book.
(.
", v
A translation.
.~
JI
. 13 A aerial republished in book form with new...JD.&tter.
: ,
. . . \ \ 'United States edition of a book ~t published abroad on (Dat.)· ..-? ..·-·······-····· .. ··,-'~:.1·: ...···
in the Enatiah languaae and l'qlStered under Ad -Interim No.. "'.. (i.........- ."'~.............

o
o
o

,

II"IO',"",!

{b) If checked above give title and author of oriiinal publication (if different from present
book) and a brief .tatement of the nature of the aew matter in this edition:

~ ..- ..

~_. __ ._.~.C?n~~~~.!~~ ..!~.~~:~~~ ............................................................... __ .. _._._ ................. ......................... _.. .
OmmrIO&TB, RuuND

'l'IO" 'ro:

(b AIrr),

AND

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CoKHIDTI-

01.
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armer,
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.ee the

···..····..c.uJ'!tJ.·<·~T..l.td.·..···.. ··-····························· ............

-...

·J4~··~dit.-j..-..··..·········....·····..···..··

······Nm't;10"rle1·;1-7·i··fh~~·.··········· ..················iiit;t;i' ...... .

OCT 26

"IWO _ _ 01" _

OCT

~ (). ; ~

A-378

Case 1: 11-cv-06351-AEf' .t)cfc.DnlnVOO-1'

Filed 06/29/12 Page 14 of 20

01

IlIIPORTANT.-FIl1 lD thJa aftIdavit, lip It before u oftIeer authoriled ttl admtBi.ter oaths within the
Btatell, IlMIa u a DOtar7 PQbUa. who mllfi plaee hII llpature. clate 01. ~tIolI, and otllcfal M&l upon the
'l'be eMeQUOll 01. th1a dWavU mUl\ be IUbMqueDt ttl the tact. atated tJaereIa- ~ be made b1 an 1JIGI'*11111

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..

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...............- -•••• - -.. - ...

I, the undersianed, depose and say

$at I 8ID the • duly alithorized agent or

rep.retllmt.tl~

----_.

ruidiq in the United States of the • person claiming coJ)yrlJht in the book described in thia .
i.

plication; that the copies of tWa book depoalted in the Copyright Office were printed in the

States by'..............._........... !~.._~!.~.~... ~.~. ~~,.~ ... ~~~y..L. ..~~~............. __
.
(N.... ot

at ......!!!..!~!~
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........................ __ ................:....~~.!~ ............................... from type set or by other
(Itata)

pedonned in the United States by ............................~.~ ...~!.!.~.. :~~ok·
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ot _bUab_tl

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at :.......... ~~~ ..!~:~ ................. . : :..................:. . .~~~.~ ...... ~_....... ;ihat 'the bincting, fl any, of tim'
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.

(Cltr)

.

(Btata)

B. Wolff Bock

lit,.

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Cap.n,., I8i

was done m the United states by ..............................................................................................................
Qi- ot _~t .,.,... bbuIIfIl
I. I .
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If•• YOl"k
.......... _ .... _ ....................................................................................................... ; that tWa book was publiahecl
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Subscribed and 8wcmf to before me
affirmed

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Case 1:11-cv-06351-HB Document 93-4

Filed 06/29/12 Page 1 of 3

EXHIBITD

A-386

Case 1:11-cv-06351-HB Document 93-4

Filed 06/29/12 Page 2 of 3

Goldman, Jeremy
From:
Sent:

To:
Cc:
Subject:

[e-mail] on behalf of Digital Pulse [[e-mail]
Tuesday, January 24,20122:54 PM
Goldman, Jeremy
[e-mail]
Re: Gladys Malvern

Dear Mr. Goldman,
Thank you for your email. We have worked with editor Susan Houston on producing 10 of the Gladys Malvern
titles for which the copyright has lapsed. These books are now available in paperback and digital editions, with
the 10th title, "Eric's Girls" due on the shelves next month.
We have discussed with Ms. Houston the possibility of re-publishing other printed works by Gladys Malvern,
including "Jonica's Island" and "Good Troupers. All" for which the copyright is now held by the Authors
League Fund. We began a dialogue with Isabel Howe representing the Authors League Fund in October of20 10
before the holidays, but we had not gotten far enough to discuss specifics.
Since these two works mentioned above are not in the public domain, unlike the others we have published, we
would be interested in discussing with the Authors League Fund the possibility of publishing both "Jonica's
Island" and "Good Troupers, All" in paperback and digital editions with your organization. Specifically, we
would be interested in learning the general terms of the contract under which the Authors League Fund works
with publishers to bring out-of-print books back to market, including costs and royalties payable to the Authors
League Fund, if any.
Please feel free to contact us at your earliest convenience to discuss these projects further.
Best regards,
Shawn Conners

On Mon, Jan 23, 2012 at 5:56 PM, Goldman, Jeremy <jgoldman'0-ft:ks.com> wrote:
Hello,

r am an attorney in New York City currently representing the Authors Guild, Authors League Fund ("ALF")
and other authors in a lawsuit involving book digitization. ALF owns the copyrights to Gladys Malvern's
works. I see that Special Edition Books has re-published several of her works as e-books.

See http://www.specialcditionbooks.com!g ladys-mal vern-classics!.

A-387

Case1:11-cv-06351-HB Document93-4

Filed06/29/12 Page30f3

I was wondering whether there have been plans or discussions about e-publishing any other works of hers,
especially "Good troupers all". Thanks for getting back to me as soon as possible.

Best regards,
Jeremy

Jeremy Goldman I Frankfurt Kurnit Klein & Selz PC

488 Madison Avenue I New York, New York 10022
t: 212.705.4843 If: 347.438.2156 I [e-mail]
Frankfurt Kurnit Klein & Selz Disclaimer

IRS Circular 230 Disclosure: To comply with requirements imposed by the IRS, we inform you that any tax advice
contained herein, including attachments, is not intended or written to be used and cannot be used by a taxpayer to (i)
avoid tax penalties or (ii) promote, market or recommend a transaction or matter to another person.
This e-mail and any attached files are intended solely for the use of the individual or entity to which this mail is addressed
and may contain information that is privileged, confidential and exempt from disclosure under applicable law. Any use,
disclosure, copying or distribution of this e-mail or the attached files by anyone other than the intended recipient is strictly
prohibited. If you have received this e-mail in error, please notify the sender by reply e-mail or collect call to (212) 9800120 and delete this e-mail and attached files from your system. Thank you.

Shawn Conners
Managing Editor

EI Paso Norte Press
Special Edition Books
http://www.specialeditionbooks.com
,w~ct

Try upgrading from the free version: The Art of War by Sun Tzu - Classic Collectors Edition. hltp:!/tcllfn4])Jc9Mll via

@amazon i"nlii l \-\

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A-388

Case 1:11-cv-06351-HB Document93-5

Filed06/29/12 Page 1 of2

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her eyes, suddenly afraid it would be too beautiful. She
heard the orehcstra tuning up, then heard them pJaying.
But it was all confused, like a dream. In her impatience it
was agony to sit still. She began to squirm restively as the
lights were dimming, and Mother whispered: "Sshr Curtain going up!"
Curtain going up. TInee words. Suddenly they tool:: 00
wondrous significance. In that moment they created in
Katharine Cornell a feeling of awe, of momentous experiences impending.
As the entrance of Maude Adams became more and
more imminent, Kit's excitement mounted to sueh a pitch
that she left the box and hid herself in the heavy velvet
drape which enclosed it. Gradually, as she he<lrd Maude
Adams speak, she was able to look at the stage, and finally
to return to her scat in the box.
For the next three hours she existed in a world of enchantment. For days aftern'llrd the singular spell lingered.
Wendy. The Never-never boys. The answering cry of
"Yes/" from the audience when, as Tinker Bell is dying,
Peter, with outstretched arms, rushes down to the footlights
asking in a linging voice: "Do you believe in fairies?"
Kit W':15 ten and she was rapidly outgrowing all belief in
fairies, yet from that day it scemed that a fairy wand had
indeed been waved over her. Suddenly she was grown up.
SuddenI>' she knew exactly what she wanted to do, what
she wanted to be. She had arrived at this dccision without
any conscious thought. Quite abruptly everything was settled, everything was fixed.
She \Vas eoing to be an actress!

I:IT MAKES UP IlER MIND

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Case 1:11-cv-06351-HB Document 94

Filed 06/29/12 Page 1 of 23

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
----------------------------------------------------------------X
THE AUTHORS GUILD, INC., et al.,
:
:
Plaintiffs,
:
:
- against :
:
HATHITRUST, et al.,
:
:
Defendants.
:
:
----------------------------------------------------------------X

Index No. 11 Civ. 6351 (HB)

DECLARATION OF ROXANA ROBINSON
I, Roxana Robinson, hereby declare as follows:
1.

I am one of the plaintiffs in the above-captioned action and submit this

declaration in support of Plaintiffs’ motion for summary judgment.
2.

I am a novelist, short-story writer and biographer. Four of my works have been

Notable Books of the Year by The New York Times, and my work has appeared in Best American
Short Stories, The New Yorker, Harper’s, The Atlantic, The New York Times Book Review, The
Wall Street Journal, The Boston Globe, Vogue, House and Garden, and other publications. I
have received Fellowships from the Guggenheim Foundation, the National Endowment for the
Arts, and the MacDowell Colony. I have also taught creative writing workshops at Bennington
College, the University of Southern Indiana, George Mason University, the Wesleyan Writers’
Conference at Wesleyan University, and in the Creative Writing Department at the University of
Houston.
The Works At Issue
3.

I am the sole author and copyright owner of each work listed on Exhibit A hereto

(hereafter referred to as the “Works”). A true and correct copy of the copyright registration for

19894.300

A-391
Case 1:11-cv-06351-HB Document 94

Filed 06/29/12 Page 2 of 23

each Work is attached hereto as Exhibit B. My Works include both works of fiction and nonfiction.
4.

Although I have licensed to my publishers certain exclusive rights in connection

with the commercial exploitation of my Works, I did so in exchange for the payment of royalties
and I remain the legal and/or beneficial owner of all rights in and to my Works. I never assigned
to any third party the copyright to the Works.
Unauthorized Uses Of My Works
5.

It has come to my attention that print copies of my Works were copied without

my permission when they were digitized by one the defendant universities (collectively referred
to herein along with HathiTrust as “Defendants”) in partnership with Google, as part of the
HathiTrust and/or Google Books projects. This digitization took place without my knowledge,
consent, or approval. I did not authorize Google, HathiTrust, or any of the university defendants
to digitize or make any other use of my Works. To date, I have received no compensation of any
kind for Defendants’ digitization and various uses of my Works.
Harm Resulting From Defendants’ Use Of My Works
6.

As an author who depends in large part on the value of my work to earn a living, I

brought this action because the Defendants’ unauthorized digitization and use of my Works has
harmed or threatens to harm me in a number of ways.
7.

I have reviewed the Declaration of T.J. Stiles and I agree with and incorporate by

reference Mr. Stiles’ descriptions of the various harm and potential harm caused by the
Defendants’ actions. One difference between Mr. Stiles and me is that (as described below) I
have not yet chosen to make certain of my Works (specifically, A Glimpse of Scarlet And Other
Stories, Asking For Love And Other Stories, Georgia O’Keefe: A Life and Summer Light)

2

19894.300

A-392
Case 1:11-cv-06351-HB Document 94

Filed 06/29/12 Page 3 of 23

available in digital form. This difference does not, however, change the fact that Defendants’
actions are causing and threatening to cause damage to me and to the value of my Works.
Moreover, certain of my Works are available for sale in digital form at online retailers such as
Amazon.com and others, as shown in the attached Exhibit A.
8.

I believe that I am entitled to determine whether, when and under what

circumstances my Works are scanned, digitized, copied and used. Defendants’ insistence that
the new, complex, technologically-enabled uses they intend to make of my Works should be
permitted without my consent dangerously presupposes that copyright law does not give authors
any right to control how their works are used and exploited in these contexts. To the best of my
knowledge, this is not the law in the United States. While certain of my Works are not yet
available in digital form, I reserve the right to license the creation of digital versions of these
Works when I choose to.
9.

Defendants apparently argue that uses of my Works that do not allow individuals

to read the text, such as non-consumptive research and full-text searching, do not inhibit sales of
my Works or deprive me of licensing opportunities and therefore do not require my permission.
This is not so. As the Declaration of T.J. Stiles points out, these kinds of uses represent a new
market whose value is evidenced by Defendants’ use of my Works, as well as the works owned
by the other Plaintiffs and the millions of other works Defendants scanned and copied. I believe
that I have the legal right to decide whether or not to permit these uses, and to seek remuneration
for these uses if I do decide to allow them. Defendants could have asked my permission to
digitize my work, or offered to purchase one or more additional copies for their library
collections.

3

19894.300

A-393
Case 1:11-cv-06351-HB Document 94

10.

Filed 06/29/12 Page 4 of 23

In addition, by failing to seek a license, Defendants eliminated the usual

mechanism that authors use to exercise control over our work: licensing or other agreements that
define terms of use and hold licensees accountable. Without such a contract, I am rendered
powerless to dictate terms as to how my Work may or may not be used. I also have no ability to
insist that HathiTrust take security measures to protect my work. I have no power to ensure that
the infringing copies of my work are truly in a “dark archive” that is not accessible for viewing
or further copying. I have no assurance that Defendants’ actual use of my work is limited to the
uses they claim to intend to make, and no power of enforcement if their uses exceed this scope.

[The rest of this page intentionally left blank]

4

19894.300

A-394
05/25/2012

10:37

LL

12072753837

Case 1:11-cv-06351-HB Document 94

PAGE

Filed 06/29/12 Page 5 of 23

I declare under penalty of perjury under the laws "fthe United States of America that the

foregoing is true and correct.
Dated'

New York, New York

June

,2012

5

19!194.JO()

01

A-395
Case 1:11-cv-06351-HB Document 94

Filed 06/29/12 Page 6 of 23

EXHIBIT A

A perfect stranger:
and other stories

Asking for love and
other stories

Robinson, Roxana

Robinson, Roxana

Robinson, Roxana

A glimpse of scarlet
and other stories

Robinson, Roxana

2005-04-25/New
York: Random House

1991-05/New York:
E. Burlingame Books
(an imprint of
HarperCollins)

FIRST PUBLICATION

1996-03-12/New
York : Random
House
Georgia O’Keeffe: a 1989-10-25/New
life
York: Harper & Row

AUTHOR

TITLE

1992/Spain: Circe
1999-01-01/University
Press of New England

1991/London:
Bloomsbury

1990/New York:
HarperPerennial

1989/London:
Bloomsbury

2007-12-18/New
York: Random House
1996-06-27/London:
Bloomsbury

1992-06/New York:
HarperPerennial
2006-03-14/New
York: Random House

1991/London:
Bloombsury

Hardcopy

Hardcopy

Electronic

MOST RECENT
PUB.
HARDCOPY OR
ELECTRONIC?
Hardcopy

Filed 06/29/12 Page 7 of 23

SUBSEQUENT PUB(S).

EXHIBIT A

Case 1:11-cv-06351-HB Document 94

TX0002736171
1990-01-18

TX0004268621
1996-04-18

TX0007502294
2012-03-13

TX0007502287
2012-03-13

U.S. COPYRIGHT
REGISTRATIONS OR
RENEWALS

A-396

Summer light

Sweetwater: a novel

Robinson, Roxana

AUTHOR

Robinson, Roxana

TITLE

2003-05-13/New
York: Random House

1987-06-25/London:
J.M. Dent

FIRST PUBLICATION

2007-12-18/New
York: Random House

1996-06-27/London:
Bloomsbury
2005-03-08/New
York: Random House

1995-08-15/University
Press of New England

1991/New York:
Harper Collins

1988-06-29/New
York: Viking

Electronic

MOST RECENT
PUB.
HARDCOPY OR
ELECTRONIC?
Hardcopy

Filed 06/29/12 Page 8 of 23

SUBSEQUENT PUB(S).

Case 1:11-cv-06351-HB Document 94

TX0005905727
2004-01-27

TX0002346979
1988-07-05

TX0002260701
1988-03-03

U.S. COPYRIGHT
REGISTRATIONS OR
RENEWALS

A-397

A-398
Case 1:11-cv-06351-HB Document 94

Filed 06/29/12 Page 9 of 23

EXHIBIT B

A-399
Case 1:11-cv-06351-HB Document 94

Filed 06/29/12 Page 10 of 23

SUMMU LlIHT
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Case 1:11-cv-06351-HB Document 94

GEORGIA O'KEE!rF E:

Filed 06/29/12 Page 14 of 23

A Life

PREVIOUS OR ALTUNAT IVE TiTlES.
PUllICATI O!'.
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Case 1:11-cv-06351-HB Document 94

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Case 1:11-cv-06351-HB Document 94
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Fees are effective through June 30, 2002 After
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Filed 06/29/12 Page 18 of 23

UNITED STATES COPYRIGHT O'FFICE

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A-409
Case 1:11-cv-06351-HB Document 94

Filed 06/29/12 Page 20 of 23

Registntlion Nu mber

TX 7-502-287
Effectivc datc of
registration:

Mard1 13. 20 12

Title - - - - - - - - - - - - - - - - - - - - - - - - - Title of Work: A Gl impst: of Scarlet: And Otller Stories

Completionl Publication - - - - - - - - - - - - - - - - - - - YearofComjltetion:
Date of lst Publication:
International Sl:lIIdard Nu mber:

1 1
99

Nation of ht Publication: L
'nited States

May I, 1991
ISBN

0060 163313

Author
•

Author:

Author Crroted:

Roxana Robinson

text, compilation, Compilation of short stories

Citizen of:

United States

Year Horn:

1946

Copyright claim ant
Copyright O!iimant: Ro)(:m fl. Robinson
clo Lynn NC3 bit, Janklow & Nesbit Aswc., 445 Park Ave., New York, NY,

10022, Unitli:u Slates

Certification
Nome: Anita Fore
Date:

March 9, 20 12

Page 1 of I

A-410
Case 1:11-cv-06351-HB Document 94

Registration Ii: TXOCNJ750228i
Sen'lce Request #: 1-722961820

Anita Fore
The Authors Guild
3 1 E. 32nd Street, 7th Floor
New York, NY 10016 United States

Filed 06/29/12 Page 21 of 23

A-411
Case 1:11-cv-06351-HB Document 94

Filed 06/29/12 Page 22 of 23

Registntlion Nu mber

TX 7-502-294
Effectivc datc of
registration:
Mardl 13. 2012

Title - - - - - - - - - - - - - - - - - - - - - - - - - Title of Work: A Pt:1 feet Stranger: Ami Other Siories

Completionl Publication - - - - - - - - - - - - - - - - - - - YearofComjltetion: 2005
Date of lst Publication: AJriI 26, 2005
International Sl:lIIdard Number:

ISBN

Nation of ht Publication: L
'nited States
9780375509186

Author
•

Author:
Author C rroted:

Roxana Robinson
text, compilation, Compilat ion of short stories

Citizen of:

United States

Year Horn:

1946

Copyright claim ant
Copyright O!iimant:

Ro)(:mfl. Robinson

cia Lynn NC3bit, Janklow & Nesbit Aswc., 445 Park Ave., New York, NY,

10022, Unitt:u Slales

Certification
Nome: Anita Fore
Date:

March 9, 2012

Page 1 of I

A-412
Case 1:11-cv-06351-HB Document 94

Registration Ii: TXOCNJ7502294
Sen'lce Request #: 1-7229614 13

Anita Fore
The Authors Guild
3 1 E. 32nd Street, 7th Floor
New York, NY 10016 United States

Filed 06/29/12 Page 23 of 23

A-413
Case 1:11-cv-06351-HB Document 95

Filed 06/29/12 Page 1 of 5

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
----------------------------------------------------------------X
THE AUTHORS GUILD, INC., et al.,
:
:
Plaintiffs,
:
:
- against :
:
HATHITRUST, et al.,
:
:
Defendants.
:
:
----------------------------------------------------------------X

Index No. 11 Civ. 6351 (HB)

DECLARATION OF HELGE RØNNING
I, Helge Rønning, hereby declare as follows:
1.

I am one of the plaintiffs in the above-captioned action and submit this

declaration in support of Plaintiffs’ motion for summary judgment.
2.

I have been a full professor in the Department of Media and Communication at

the University of Oslo in Norway since 1987, where I have worked in various academic
capacities since 1971. Over the course of my academic career I have authored over 400 nonfiction academic articles for journals, reports, newspapers, and magazines. I have also served as
Chairman of the Board of Kopinor, a collective body for Norwegian authors’ and publishers’
rights organizations that administers blanket licenses for photocopying and digital reproduction
rights to works protected by the Norwegian Copyright Act; Kopinor distributes remuneration to
rights holders based on statistical surveys of licensee behavior. I also served on the Norwegian
Board for Public Service Broadcasting from 1996 to 2004.
The Works At Issue
3.

I am the sole author and copyright holder of the non-fiction works Den Umulige

Friheten: Henrik Ibsen Og Moderniteten (Impossible Freedom, Henrik Ibsen and Modernity),

A-414
Case 1:11-cv-06351-HB Document 95

Filed 06/29/12 Page 2 of 5

first published by Glydendal in 2006 and of Dodsom Over Et Folk?: Imperialismen Og
Biafrakonflikten (Death Sentence Over a People, Imperialism and the Biafra Conflict), first
published by Pax in 1969, (collectively the “Works”), and holder of a valid copyright to each
under Norwegian law.
4.

Although I have licensed to my publishers certain exclusive rights in connection

with the commercial exploitation of my Works, I did so in exchange for the payment of royalties
and I remain the legal and/or beneficial owner of all rights in and to my Works. I never assigned
to any third party the copyright to the Works.
Unauthorized Uses Of My Work
5.

It has come to my attention that print copies of my Works were copied without

my permission when they were digitized by one the defendant universities (collectively referred
to herein along with HathiTrust as “Defendants”) in partnership with Google, as part of the
HathiTrust and/or Google Books projects. This digitization took place without my knowledge,
consent, or approval. I did not authorize Google, HathiTrust, or any of the university defendants
to digitize or make any other use of my Works. To date, I have received no compensation of any
kind for Defendants’ digitization and various uses of my Works.
Harm Resulting From Defendants’ Use Of My Works
6.

As an author who depends in large part on the value of my work to earn a living, I

brought this action because the Defendants’ unauthorized digitization and use of my Works has
harmed or threatens to harm me in a number of ways.
7.

I have reviewed the Declaration of T.J. Stiles and I agree with and incorporate by

reference Mr. Stiles’ descriptions of the various harm and potential harm caused by the
Defendants’ actions. One difference between Mr. Stiles and me is that (as described below) my

2

A-415
Case 1:11-cv-06351-HB Document 95

Filed 06/29/12 Page 3 of 5

Works are no longer in print and I have not yet chosen to make any of my Works available in
electronic form. However, these differences do not change the fact that Defendants’ actions are
causing and threatening to cause damage to me and to the value of my Works.
8.

While my Works are no longer in print, the harms articulated in the Declaration of

T.J. Stiles nevertheless apply to me because my Works are still protected by copyright law and I
still hold the copyrights. Whether my Works are in print or not, I have the right choose whether
or not to engage in licensing agreements for emerging uses of my Works, be they digital
archiving, non-consumptive research, full-text searching, or other derivative uses. By
preempting my right to make a decision as to how I wish to exploit my Works, Defendants have
narrowed the scope of my rights and lessened the strength of my control over my own work.
9.

I believe that I also am entitled to determine whether, when and under what

circumstances my Works are scanned, digitized, copied and used. Defendants’ insistence that
the new, complex, technologically-enabled uses they intend to make of my Works should be
permitted without my consent dangerously presupposes that copyright law does not give authors
any right to control how their works are used and exploited in these contexts. To the best of my
knowledge, this is not the law in the United States, and it certainly is not the law in Norway.
10.

Defendants argue that uses of my Works that do not allow individuals to read the

text, such as non-consumptive research and full text searching, do not inhibit sales of my Works
or deprive me of licensing opportunities and therefore do not require my permission. This is not
so. As the Declaration of T.J. Stiles points out, these kinds of uses represent a new market
whose value is evidenced by Defendants’ use of my Works, as well as the works owned by the
other Plaintiffs and the millions of other works Defendants scanned and copied. I believe that I
have the legal right to decide whether or not to permit these uses, and to seek remuneration for

3

A-416
Case 1:11-cv-06351-HB Document 95

Filed 06/29/12 Page 4 of 5

these uses if I do decide to allow them. Defendants could have asked my permission to digitize
my work, or offered to purchase one or more additional copies for their library collections.
11.

In addition, by failing to seek a license, Defendants eliminated the usual

mechanism that authors use to exercise control over our work: licensing or other agreements that
define terms of use and hold licensees accountable. Without such a contract, I am rendered
powerless to dictate terms as to how my Work may or may not be used. I also have no ability to
insist that HathiTrust take security measures to protect my work. I have no power to ensure that
the infringing copies of my work are truly in a “dark archive” that is not accessible for viewing
or further copying. I have no assurance that Defendants’ actual use of my Work is limited to the
uses they claim to intend to make, and no power of enforcement if their uses exceed this scope.

4

A-417
Case 1:11-cv-06351-HB Document 95

Filed 06/29/12 Page 5 of 5

I declare under penalty of perjury under the laws of the United States of America that the
foregoing is true and correct.
Dated: Oslo, Norway
June 27, 2012

HELGE RØNNING

5

A-418
Case 1:11-cv-06351-HB Document 96

Filed 06/29/12 Page 1 of 5

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
----------------------------------------------------------------X
THE AUTHORS GUILD, INC., et al.,
:
:
Plaintiffs,
:
:
- against :
:
HATHITRUST, et al.,
:
:
Defendants.
:
:
----------------------------------------------------------------X

Index No. 11 Civ. 6351 (HB)

DECLARATION OF ANDRÉ ROY
I, André Roy, hereby declare as follows:
1.

I am one of the plaintiffs in the above-captioned action and submit this

declaration in support of Plaintiffs’ motion for summary judgment.
2.

I am a poet, literary critic, film critic, and Vice President of the Plaintiff Union

des Écrivaines et des Écrivains Québécois (“UNEQ”). I won the Canada Council for the Arts
Governor General’s Poetry Award for Action Writing, and I have twice been a finalist for that
award.
The Work At Issue
3.

I am the joint author and joint copyright owner of the non-fiction work

Marguerite Duras à Montréal.
4.

Although I have licensed to my publishers certain exclusive rights in connection

with the commercial exploitation of Marguerite Duras à Montréal, I did so in exchange for the
payment of royalties and I remain the legal and/or beneficial owner of all rights in and to
Marguerite Duras à Montréal. I never assigned to any third party the copyright to Marguerite
Duras à Montréal.

19894.300

A-419
Case 1:11-cv-06351-HB Document 96

Filed 06/29/12 Page 2 of 5

Unauthorized Uses Of My Work
5.

It has come to my attention that a print copy of Marguerite Duras à Montréal was

copied without my permission when it was digitized by one the defendant universities
(collectively referred to herein along with HathiTrust as “Defendants”) in partnership with
Google, as part of the HathiTrust and/or Google Books projects. This digitization took place
without my knowledge, consent, or approval. I did not authorize Google, HathiTrust, or any of
the university defendants to digitize or make any other use of Marguerite Duras à Montréal. To
date, I have received no compensation of any kind for Defendants’ digitization and various uses
of Marguerite Duras à Montréal.
Harm Resulting From Defendants’ Use Of My Work
6.

As an author who depends in large part on the value of my work to earn a living, I

brought this action because the Defendants’ unauthorized digitization and use of Marguerite
Duras à Montréal has harmed or threatens to harm me in a number of ways.
7.

I have reviewed the Declaration of T.J. Stiles and I agree with and incorporate by

reference Mr. Stiles’ descriptions of the various harm and potential harm caused by the
Defendants’ actions. Two differences between Mr. Stiles and me are that (as described below)
Marguerite Duras à Montréal is out-of-print and I have not yet chosen to make it available in
digital form. These differences do not, however, change the fact that Defendants’ actions are
causing and threatening to cause damage to me and to the value of Marguerite Duras à
Montréal.
8.

While Marguerite Duras à Montréal is no longer in print, the harms articulated in

the Declaration of T.J. Stiles nevertheless apply to me because Marguerite Duras à Montréal is
still protected by copyright law and I still hold the copyright. Whether Marguerite Duras à

2

19894.300

A-420
Case 1:11-cv-06351-HB Document 96

Filed 06/29/12 Page 3 of 5

Montréal is in print or not, I have the right choose whether or not to engage in licensing
agreements for emerging uses of Marguerite Duras à Montréal, be they digital archiving, nonconsumptive research, full-text searching, or other derivative uses. By preempting my right to
make a decision as to how I wish to exploit Marguerite Duras à Montréal, Defendants have
narrowed the scope of my rights and lessened the strength of my control over my own work.
9.

New technology is opening new possibilities in publishing and it is now possible,

for the first time in history, to self-publish a book in print or digital forms without the aid of a
publishing company. While I have not yet made a decision on how to proceed with my out-ofprint Works, I am aware of this option and consider it a possibility for the future. This is why
even my currently out-of-print book is affected by the Defendants’ unauthorized copying.
10.

I believe that I am entitled to determine whether, when and under what

circumstances Marguerite Duras à Montréal is scanned, digitized, copied and used. Defendants’
insistence that the new, complex, technologically-enabled uses they intend to make of
Marguerite Duras à Montréal should be permitted without my consent dangerously presupposes
that copyright law does not give authors any right to control how their works are used and
exploited in these contexts. To the best of my knowledge, this is not the law in the United States.
While Marguerite Duras à Montréal is not yet available in digital form, I reserve the right to
license the creation of digital versions of Marguerite Duras à Montréal when I choose to.
11.

Defendants argue that uses of Marguerite Duras à Montréal that do not allow

individuals to read the text, such as non-consumptive research and full-text searching, do not
inhibit sales of Marguerite Duras à Montréal or deprive me of licensing opportunities and
therefore do not require my permission. This is not so. As the Declaration of T.J. Stiles points
out, these kinds of uses represent a new market whose value is evidenced by Defendants’ use of

3

19894.300

A-421
Case 1:11-cv-06351-HB Document 96

Filed 06/29/12 Page 4 of 5

Marguerite Duras à Montréal, as well as the works owned by the other Plaintiffs and the
millions of other works Defendants scanned and copied. I believe that I have the legal right to
decide whether or not to permit these uses, and to seek remuneration for these uses if I do decide
to allow them. Defendants could have asked my permission to digitize Marguerite Duras à
Montréal, but did not do so.
12.

In addition, by failing to seek a license, Defendants eliminated the usual

mechanism that authors use to exercise control over our work: licensing or other agreements that
define terms of use and hold licensees accountable. Without such a contract, I am rendered
powerless to dictate terms as to how Marguerite Duras à Montréal may or may not be used. I
also have no ability to insist that HathiTrust take security measures to protect my work. I have
no power to ensure that the infringing copies of my work are truly in a “dark archive” that is not
accessible for viewing or further copying. I have no assurance that Defendants’ actual use of my
work is limited to the uses they claim to intend to make, and no power of enforcement if their
uses exceed this scope.

[The rest of this page intentionally left blank]

4

19894.300

A-422
Case 1:11-cv-06351-HB Document 96

DoI.d.

1

Filed 06/29/12 Page 5 of 5

A-423
Case 1:11-cv-06351-HB Document 97

Filed 06/29/12 Page 1 of 7

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
----------------------------------------------------------------X
THE AUTHORS GUILD, INC., et al.,
:
:
Plaintiffs,
:
:
- against :
:
HATHITRUST, et al.,
:
:
Defendants.
:
:
----------------------------------------------------------------X

Index No. 11 Civ. 6351 (HB)

DECLARATION OF JAMES SHAPIRO
I, James Shapiro, hereby declare as follows:
1.

I am one of the plaintiffs in the above-captioned action and submit this

declaration in support of Plaintiffs’ motion for summary judgment.
2.

I am a Professor of English and Comparative Literature at Columbia University

specializing in Shakespeare and the Early Modern period.
The Work At Issue
3.

I am the sole author and copyright owner of the non-fiction work Oberammergau:

The Troubling Story of the World’s Most Famous Passion Play (hereafter “Oberammergau”). A
true and correct copy of the copyright registration for Oberammergau is attached hereto as
Exhibit A.
4.

Although I have licensed to my publishers certain exclusive rights in connection

with the commercial exploitation of Oberammergau, I did so in exchange for the payment of
royalties and I remain the legal and/or beneficial owner of all rights in and to Oberammergau. I
never assigned to any third party the copyright to Oberammergau.

19894.300

A-424
Case 1:11-cv-06351-HB Document 97

Filed 06/29/12 Page 2 of 7

Unauthorized Uses Of My Work
5.

It has come to my attention that a print copy of Oberammergau was copied

without my permission when it was digitized by one the defendant universities (collectively
referred to herein along with HathiTrust as “Defendants”) in partnership with Google, as part of
the HathiTrust and/or Google Books projects. This digitization took place without my
knowledge, consent, or approval. I did not authorize Google, HathiTrust, or any of the university
defendants to digitize or make any other use of Oberammergau. To date, I have received no
compensation of any kind for Defendants’ digitization and various uses of Oberammergau.
Harm Resulting From Defendants’ Use Of My Work
6.

As an author who depends in large part on the value of my work to earn a living, I

brought this action because the Defendants’ unauthorized digitization and use of Oberammergau
has harmed or threatens to harm me in a number of ways.
7.

I have reviewed the Declaration of T.J. Stiles and I agree with and incorporate by

reference Mr. Stiles’ descriptions of the various harm and potential harm caused by the
Defendants’ actions. Oberammergau is available for sale in digital form at online retailers such
as Amazon.com and others.
8.

I believe that I am entitled to determine whether, when and under what

circumstances Oberammergau is scanned, digitized, copied and used. Defendants’ insistence
that the new, complex, technologically-enabled uses they intend to make of Oberammergau
should be permitted without my consent dangerously presupposes that copyright law does not
give authors any right to control how their works are used and exploited in these contexts. To
the best of my knowledge, this is not the law in the United States.

2

19894.300

A-425
Case 1:11-cv-06351-HB Document 97

9.

Filed 06/29/12 Page 3 of 7

Defendants argue that uses of Oberammergau that do not allow individuals to

read the text, such as non-consumptive research and full-text searching, do not inhibit sales of
Oberammergau or deprive me of licensing opportunities and therefore do not require my
permission. This is not so. As the Declaration of T.J. Stiles points out, these kinds of uses
represent a new market whose value is evidenced by Defendants’ use of Oberammergau, as well
as the works owned by the other Plaintiffs and the millions of other works Defendants scanned
and copied. I believe that I have the legal right to decide whether or not to permit these uses, and
to seek remuneration for these uses if I do decide to allow them. Defendants could have asked
my permission to digitize Oberammergau, or offered to purchase one or more additional copies
for their library collections.
10.

In addition, by failing to seek a license, Defendants eliminated the usual

mechanism that authors use to exercise control over our work: licensing or other agreements that
define terms of use and hold licensees accountable. Without such a contract, I am rendered
powerless to dictate terms as to how Oberammergau may or may not be used. I also have no
ability to insist that HathiTrust take security measures to protect my work. I have no power to
ensure that the infringing copies of my work are truly in a “dark archive” that is not accessible
for viewing or further copying. I have no assurance that Defendants’ actual use of my work is
limited to the uses they claim to intend to make, and no power of enforcement if their uses
exceed this scope.

[The rest of this page intentionally left blank]

3

19894.300

A-426
Case 1:11-cv-06351-HB Document 97

Filed 06/29/12 Page 4 of 7

I declare under penaliy of perjury that the foregoing is true and correct.

Dated:

New York, New York
June~2012

4

19894.300

A-427
Case 1:11-cv-06351-HB Document 97

Filed 06/29/12 Page 5 of 7

EXHIBIT A

A-428
Case 1:11-cv-06351-HB Document 97

Filed 06/29/12 Page 6 of 7

FORMTX

for I NOI\dr.m. tlc LIter.'Y Wor1o:
UNITeD ~TATES COf'VRI()HT OFFICE

TX 5-234·556

I1I111111I11 1
11

115010333

HF~ OF REGISTRATION

JUN
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.
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OBERAMMER GAU: T i m TROUBUNG STORY OF T HF. WO H:LJ)'S MOST FA MOUS I'ASSJOK I'LAY
r Rf VlOUS O lt At T ERNATIVE T ITLES "
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.. .... _

A-429
Case 1:11-cv-06351-HB Document 97

Filed
-.....,.- 06/29/12

Page 7 of 7

EXAMINED BY

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CORRESPONDENCE

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COPYRIGHT
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USE
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A-430
Case 1:11-cv-06351-HB Document 98

Filed 06/29/12 Page 1 of 4

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
----------------------------------------------------------------X
THE AUTHORS GUILD, INC., et al.,
:
:
Plaintiffs,
:
:
- against :
:
HATHITRUST, et al.,
:
:
Defendants.
:
:
----------------------------------------------------------------X

Index No. 11 Civ. 6351 (HB)

DECLARATION OF DANIÈLE SIMPSON
I, Danièle Simpson, hereby declare as follows:
1.

I am one of the plaintiffs in the above-captioned action and submit this

declaration in support of Plaintiffs’ motion for summary judgment.
2.

I am a children’s book author, novelist, short-story writer and poet. I am also the

President of the Plaintiff Union des Écrivaines et des Écrivains Québécois (“UNEQ”).
The Work At Issue
3.

I am the sole author and copyright owner of the collection of poetry Je Cours Plus

Vite Que La Lycose: Poèmes (hereafter “Poèmes”).
4.

Although I have licensed to my publishers certain exclusive rights in connection

with the commercial exploitation of Poèmes, I did so in exchange for the payment of royalties
and I remain the legal and/or beneficial owner of all rights in and to Poèmes. I never assigned to
any third party the copyright to Poèmes.
Unauthorized Uses Of My Work
5.

It has come to my attention that a print copy of Poèmes was copied without my

permission when it was digitized by one the defendant universities (collectively referred to

19894.300

A-431
Case 1:11-cv-06351-HB Document 98

Filed 06/29/12 Page 2 of 4

herein along with HathiTrust as “Defendants”) in partnership with Google, as part of the
HathiTrust and/or Google Books projects. This digitization took place without my knowledge,
consent, or approval. I did not authorize Google, HathiTrust, or any of the university defendants
to digitize or make any other use of Poèmes. To date, I have received no compensation of any
kind for Defendants’ digitization and various uses of Poèmes.
Harm Resulting From Defendants’ Use Of My Work
6.

As an author who depends in large part on the value of my work to earn a living, I

brought this action because the Defendants’ unauthorized digitization and use of Poèmes has
harmed or threatens to harm me in a number of ways.
7.

I have reviewed the Declaration of T.J. Stiles and I agree with and incorporate by

reference Mr. Stiles’ descriptions of the various harm and potential harm caused by the
Defendants’ actions. Two differences between Mr. Stiles and me are that (as described below)
Poèmes is no longer in print and I have not yet chosen to make Poèmes available in digital form.
This difference does not, however, change the fact that Defendants’ actions are causing and
threatening to cause damage to me and to the value of Poèmes.
8.

New technology is opening new possibilities in publishing and it is now possible,

for the first time in history, to self-publish a book in print or digital forms without the aid of a
publishing company. While I have not yet made a decision on how to proceed with Poèmes, I
am aware of this option and consider it a possibility for the future. This is why even my
currently out-of-print work is affected by the Defendants’ unauthorized copying.
9.

I believe that I am entitled to determine whether, when and under what

circumstances Poèmes are scanned, digitized, copied and used. Defendants’ insistence that the
new, complex, technologically-enabled uses they intend to make of Poèmes should be permitted

2

19894.300

A-432
Case 1:11-cv-06351-HB Document 98

Filed 06/29/12 Page 3 of 4

without my consent dangerously presupposes that copyright law does not give authors any right
to control how their works are used and exploited in these contexts. To the best of my
knowledge, this is not the law in the United States. While my Poèmes is not yet available in
digital form, I reserve the right to license the creation of digital versions of Poèmes if and when I
choose to.
10.

Defendants argue that uses of Poèmes that do not allow individuals to read the

text, such as non-consumptive research and full-text searching, do not inhibit sales of Poèmes or
deprive me of licensing opportunities and therefore do not require my permission. This is not so.
As the Declaration of T.J. Stiles points out, these kinds of uses represent a new market whose
value is evidenced by Defendants’ use of Poèmes, as well as the works owned by the other
Plaintiffs and the millions of other works Defendants scanned and copied. I believe that I have
the legal right to decide whether or not to permit these uses, and to seek remuneration for these
uses if I do decide to allow them. Defendants could have asked my permission to digitize my
work, but did not do so. 11. In addition, by failing to seek a license, Defendants eliminated the
usual mechanism that authors use to exercise control over our work: licensing or other
agreements that define terms of use and hold licensees accountable. Without such a contract, I
am rendered powerless to dictate terms as to how Poèmes may or may not be used. I also have
no ability to insist that HathiTrust take security measures to protect my work. I have no power to
ensure that the infringing copies of my work are truly in a “dark archive” that is not accessible
for viewing or further copying. I have no assurance that Defendants’ actual use of my work is
limited to the uses they claim to intend to make, and no power of enforcement if their uses
exceed this scope.

3

19894.300

A-433
Case 1:11-cv-06351-HB Document 98

Filed 06/29/12 Page 4 of 4

I declare under penalty of perjury under the laws of the United States of America that the
foregoing is true and correct.

Dated:

N~a-

' Quebec, Canada

Juneu,20l2

~e/e~!

DANIELESI~

4

...

19894.300

A-434

Case 1 :11-cv-06351-HB Document 99

Filed 06/29/12 Page 1 of 5

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
----------------------------------------------------------------X
THE AUTHORS GUILD, INC., et ai.,
Plaintiffs,
Index No. II Civ. 6351 (HB)

- againstHATHITRUST, et aI.,
Defendants.
----------------------------------------------------------------X

DECLARATION OF FAY WELDON

I, Fay Weldon, hereby declare as tollows:
1.

I am one of the plaintiffs in the above-captioned action and submit this

declaration in support of Plaintiffs' motion for summary judgment.
2.

I am a novelist, short-story writer, essayist and playwright. I am also a professor

of creative writing at Brunei University in London and have served as the Chair of Judges for the
Booker Prize tor Fiction.
The Works At Issue

3.

I am the sole author and copyright owner of each work listed on Exhibit A hereto

(hereafter referred to as the "Works"). True and correct copies of the copyright registrations for
the twenty-two of my Works that are registered with the U.S. Copyright Office are attached
hereto as Exhibit B.
4.

Although I have licensed to my publishers certain exclusive rights in connection

with the commercial exploitation of my Works, I did so in exchange for the payment of royalties
and I remain the legal and/or beneficial owner of all rights in and to my Works. I never assigned
to any third party the copyright to the Works.

19894300

A-435

Case 1:11-cv-063S1-HB Document 99

Filed 06/29/12 Page 2 of 5

Unauthorized Uses Of My Works
5.

It has come to my attention that print copies of my Works were copied without

my permission when they were digitized by one the defendant universities (collectively referred
to herein along with HathiTrust as "Defendants") in partnership with Google, as part ofthe
HathiTrust and/or Google Books projects. This digitization took place without my knowledge,
consent, or approval. I did not authorize Google, HathiTrust, or any of the university defendants
to digitize or make any other use of my Works. To date, I have received no compensation of any
kind for Defendants' digitization and various uses of my Works.

Harm Resulting From Defendants' Use Of My Works
6.

As an author who depends in large part on the value of my work to earn a living, I

brought this action because the Defendants' unauthorized digitization and use of my Works has
harmed or threatens to harm me in a number of ways.
7.

I have reviewed the Declaration ofT.J. Stiles and I agree with and incorporate by

reference Mr. Stiles' descriptions of the various hann and potential harm caused by the
Defendants' actions. One difference between Mr. Stiles and me is that (as described below) I
have not yet chosen to make certain of my available in digital form, as shown in the attached
Exhibit A. This difference does not, however, change the fact that Defendants' actions are
causing and threatening to cause damage to me and to the value of my Works. Moreover, certain
of my Works are available for sale in digital form at online retailers such as Amazon.com and
others, as shown in the attached Exhibit A.
8.

I believe that 1 am entitled to determine whether, when and under what

circumstances my Works are scanned, digitized, copied and used. Defendants' insistence that
the new, complex, technologically-enabled uses they intend to make of my Works should be

2

19894.300

A-436

Case 1: 11-cv-063S1-HB Document 99

Filed 06/29/12 Page 3 of 5

permitted without my consent dangerously presupposes that copyright law does not give authors
any right to control how their works are used and exploited in these contexts. To the best of my
knowledge, this is not the law in the United States. While many of my Works are not yet
available in digital form, 1 reserve the right to license the creation of digital versions of these
Works when I choose to.
9.

Defendants argue that uses of my Works that do not allow individuals to read the

text, such as non-consumptive research and full-text searching, do not inhibit sales of my Works
or deprive me of licensing opportunities and therefore do not require my permission. This is not
so. As the Declaration ofTJ. Stiles points out, these kinds of uses represent a new market
whose value is evidenced by Defendants' use of my Works, as well as the works owned by the
other Plaintiffs and the millions of other works Defendants scanned and copied. I believe that I
have the legal right to decide whether or not to permit these uses, and to seek remuneration for
these uses if! do decide to allow them. Defendants could have asked my permission to digitize
my work, or offered to purchase one or more additional copies for their library collections.
10.

In addition, by failing to seek a license, Defendants eliminated the usual

mechanism that authors use to exercise control over our work: licensing or other agreements that
define terms of use and hold licensees accountable. When I have licensed the digital rights in
certain of my works, for example to Amazon for sale on the Kindle, my representatives have
been careful to ensure that I obtained appropriate financial benefits and other contractual
protections. When Defendants make digital copies without my consent and without a contract, I
am rendered powerless to dictate terms as to how my Work mayor may not be used. I also have
no ability to insist that HathiTrust take security measures to protect my work. I have no power to
ensure that the infringing copies of my work are truly in a "dark archive" that is not accessible

3

19894.}00

A-437

Case 1:11-cv-06351-HB Document 99

Filed 06/29/12

Page 4 of 5

for viewing or further copying. I have no assurance that Defendants' actual use of my work is
limited to the uses they claim to intend to make, and no power of enforcement if their uses
exceed this scope.

[The rest of this page intentionally left blankl

4

19894.300

A-438

Case 1: 11-cv-06351-HB Document 99

Filed 06/29/12 Page 5 of 5

I declare under penalty of perjury under the laws of the United States of America that the
foregoing is true and correct.

5

A-439

Case 1:11-cv-06351-HB Document 99-1

Filed 06/29/12 Page 1 of 14

EXHIBIT A

,

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Big women

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Auto da fay

Weldon, Fay

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Weldon, Fay

FIRST PUBLICATION

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R £C ISTRATIONSOR
RENEWALS

1997-11-10ILondon:
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(HarperCollins)

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York: Grove Press
(electronic)

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HarperCollins

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Grove PresslAtlantic
Monthly Press (under

1997/Canada (under
title "Big Girls Don't
Cry")

Flamingo

2011-06-301 London:

June-2004/New York:
Grove Press

May 2003/New York:
Grove Press

2002-06-241L0ndon:
Flamingo

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York: Penguin Books

1993-10-19INew
York: Penguin Books
(under title "Trouble")

Electronic

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father: a collection
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Work
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of short stories
2000INew York:
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TITLE

Weldon, Fay

Weldon, Fay

AUTHOR

r -··.. ·-·- '·'-·. - -_--,-...----· - '- . - -

EXHIBIT A

Case 1:11-cv-06351-HB Document 99-1

A-440

!

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TITLE

Darcy's utopia

AUTHOR

------

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Weldon, Fay

Growing rich

Weldon, Fay

Weldon, Fay

Flood warning: a
play
Godless in Eden: a
book of essays

Weldon, Fay

--

June I 993/0xford: Isis
Audio

1992-07-01INew
York: Penguin

1991INewYork:
Viking

2007-12-011 Atlantic
Monthly Press

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Cry")

1999-01-01!London:
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title "Big Girls Don't
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Audio

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Filed 06/29/12 Page 3 of 14

2003-07-22/London:
Samuel French
1999-09-20//London: 2000/Canada: Limited
Flamingo
(HarperCollins)
1992-02-20/London:
Flamingo
,

I 990-09-20!London:
Collins

-- - -

FIRST PUBLICATION

-

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N/A - Foreign
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2003-08- 15
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1990-10-11

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1989-06-19INew
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S UBSEQUENT PUB(S).

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1989-05-09

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_ _ _ _ _ __ _ __

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stay

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Weldon, Fay

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Flamingo

2002-09-16/London :

1991-01-021 London:
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20 I 1-06-30!New
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Sound Library Audio

York: Grove Press

2005-10-041 New

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(electronic)

1987-12-01 /Coronet
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(under title "Words of
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Weldon , Fay

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1980-02-01ILondon:
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1990-II-01!New
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1980-09-22

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2000lLondon:
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1990-01-16

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1987-08-20

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