Ernest DeWayne Jones v. Robert K. Wong
Filing
109
BRIEF filed by Petitioner Ernest DeWayne Jones. Opening Brief on Claim 27 (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit)(Plunkett, Cliona)
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Michael Laurence (Bar No. 121854)
Cliona Plunkett (Bar No. 256648)
HABEAS CORPUS RESOURCE CENTER
303 Second Street, Suite 400 South
San Francisco, California 94107
Telephone: (415) 348-3800
Facsimile: (415) 348-3873
E-mail:
MLaurence@hcrc.ca.gov
docketing@hcrc.ca.gov
Attorneys for Petitioner Ernest DeWayne Jones
UNITED STATES DISTRICT COURT
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FOR THE CENTRAL DISTRICT OF CALIFORNIA
ERNEST DEWAYNE JONES,
Petitioner,
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DEATH PENALTY CASE
v.
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Case No. CV-09-2158-CJC
KEVIN CHAPPELL, Warden of
California State Prison at San
Quentin,
Respondent.
EXHIBITS IN SUPPORT OF
PETITIONER’S OPENING BRIEF
ON CLAIM 27
VOLUME 2
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Petitioner’s Opening Brief on Claim 27
Case No. CV-09-2158-CJC
Andrew
Lancaster et al., v. James E. Tilton et al.
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Exhibit 4
Discrimination, Torture, and Execution
A Human Rights Analysis of the Death
Penalty in California and Louisiana,
Center for Constitutional Rights and
International Federation for Human
Rights, June 14, 2013
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Discrimination, Torture, and Execution:
A Human Rights Analysis of the Death
Penalty in California and Louisiana
October 2013 / N°618a
Article 1: All human beings are born free and equal in
dignity and rights. They are endowed with reason and conscience and should act towards one another in a spirit of brotherhood.
Article 2: Everyone is entitled to all the rights and freedoms set forth in this Declaration, without distinction of any kind, such as
race, colour, sex, language, religion, political or other opinion, national or social origin, property, birth or other status. Furthermore,
no distinction shall be made on the basis of the political, jurisdictional or international status of the country or territory to which
a person belongs, whether it be independent, trust, non-self-governing or under any other limitation of sovereignty. Article 3: Everyone
has the right to life, liberty and security of person. Article 4: No one shall be held in slavery or servitude; slavery and the slave trade shall
be prohibited in all their forms. Article 5: No one
shall be subjected to torture or to cruel,
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Cover photo: Treatment cages for group therapy in the Adjustment Center at San Quentin’s death
row. Source: Expert Decl. of Jeanne Woodford in Supp. of Pls.’ Opp’n to Defs.’ Mot. to Terminate,
Photo Ex. C, Coleman v. Brown, No. 90-0520 (E.D. Ca. Mar. 14, 2013).
2 / Titre du rapport – FIDH
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Table of Contents
I. Executive Summary ------------------------------------------------------------------------------------------- 4
II. Introduction----------------------------------------------------------------------------------------------------- 6
O
III. verview of the Death Penalty in the United States and Internationally---------------------- 8
A. History of the use of the death penalty in the United States -------------------------- 8
B. Overview of the capital process---------------------------------------------------------------- 8
C. General trends in the domestic use of the death penalty ------------------------------ 9
D. General international consensus against the use of the death penalty----------- 10
IV. Legal Context------------------------------------------------------------------------------------------------ 11
A. Discrimination------------------------------------------------------------------------------------ 11
B. Torture and Cruel, Inhuman or Degrading Treatment --------------------------------- 14
V. California------------------------------------------------------------------------------------------------------- 19
A. Overview of the Trial and Appeals Process------------------------------------------------ 20
B. Current State of Affairs------------------------------------------------------------------------- 20
C. Discrimination and Arbitrariness in the Legal System--------------------------------- 22
D. Delays in the Adjudication of Post-Conviction Claims for Relief-------------------- 24
E. Conditions of Confinement------------------------------------------------------------------- 25
F. Death row phenomenon----------------------------------------------------------------------- 32
VI. Louisiana------------------------------------------------------------------------------------------------------ 35
A. Discrimination and Arbitrariness------------------------------------------------------------ 36
B. Conditions of Confinement on Louisiana’s Death Row-------------------------------- 43
VII. Mission Findings------------------------------------------------------------------------------------------- 50
A. Discrimination------------------------------------------------------------------------------------ 50
B. Torture and Cruel, Inhuman or Degrading Treatment---------------------------------- 53
VIII. Conclusion-------------------------------------------------------------------------------------------------- 59
IX. Recommendations----------------------------------------------------------------------------------------- 61
X. Appendix: Partial List of Interviewees----------------------------------------------------------------- 63
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I. Executive Summary
The use of the death penalty in California and Louisiana violates U.S.
obligations under international human rights obligations to prevent and prohibit
discrimination and torture, cruel, inhuman or degrading treatment.
In May 2013, the Center for Constitutional Rights (“CCR”) and the International
Federation for Human Rights (“FIDH”) undertook a fact-finding mission in
California and Louisiana to evaluate the death penalty as practiced and experienced
in these jurisdictions.
Applying a human rights framework, the mission examined whether the death
penalty was being applied in a discriminatory manner, and if the conditions under
which prisoners on death row were confined accorded with the obligation to prevent
and prohibit torture and cruel, inhuman or degrading treatment.
The mission interviewed death-row prisoners, exonerees and their family members,
advocates, legal counsel, and non-governmental organizations in both states. The
mission analyzed the information gathered against the backdrop of international
human rights law (including conventions, case-law and expert opinions), paying
particular attention to the obligations undertaken by the United States as a State
Party to various international treaties.
Based on the interviews conducted and documentary review, the mission concludes
that the use of the death penalty in California and Louisiana fails to protect a number of
basic rights, rendering the United States in breach of certain fundamental international
obligations. Specifically, the mission finds California and Louisiana violate the
principle of non-discrimination in the charging, conviction and sentencing of persons
to death; a criminal justice system in which discrimination is evident both enables
and compounds the violation. Through their detention policies and the conditions
for detention, both states treat prisoners condemned to death in a manner that is, at
minimum, cruel, inhuman or degrading, and in some cases, constitutes torture.
On discrimination: Stark racial disparities in charging, sentencing, and imposing
death sentences persist; race continues to play a significant role in both states’
application of the death penalty. African Americans are overrepresented on death
row in both states. While they make up only 32 percent of the general population
in Louisiana, they represent 65 percent of the state’s death row. In California,
African Americans make up 6.7 percent of the general population, but 36 percent
of those on death row. Juries in death penalty cases are overwhelmingly white in
both states. A small number of counties within both states are responsible for the
majority of death sentences in each state, demonstrating that discretion on the part
of prosecutors remains a large indication who is sentenced to death.
On cruel, inhuman or degrading treatment and torture: The conditions of
confinement for persons on death row in California and Louisiana, including
extreme temperatures, lack of access to adequate medical and mental health care,
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overcrowding and extended periods of isolation, do not respect and promote human
dignity. In both states, condemned prisoners can be held in solitary confinement
for prolonged or indefinite periods of time, leading to severe mental pain and
suffering. Such deplorable circumstances have been condemned by the U.N. Special
Rapporteur on Torture as constituting cruel, inhuman, and degrading treatment, or,
in certain circumstances, torture.
The use of the death penalty constitutes an inherent violation of the most fundamental
of all rights, the right to life. No legal or correctional reforms can bring legitimacy
to the necessarily inhumane and premeditated taking of a life by the state through its
imperfect system. As such, the mission unambiguously and fundamentally opposes any
use of the death penalty in the United States, including in California and Louisiana
Although CCR and FIDH advance general recommendations to alleviate the
degree to which the death penalty is carried out in a discriminatory manner and to
minimize human suffering on death row, adherence to the United States’ human
rights obligations, including the non-derogable obligation to protect the right to life,
requires complete abolition of the death penalty.
In the interim, a moratorium on executions must be imposed to protect condemned
prisoners’ right to life. Simultaneously, as states progress towards abolition, they
must take positive steps towards eliminating discriminatory charging and sentencing,
and ensuring that those already under a sentence of death are not suffering torture or
other cruel, inhuman or degrading treatment.
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II. Introduction
In May 2013, the International Federation for Human Rights (“FIDH”)1
and its U.S. affiliate, the Center for Constitutional Rights (“CCR”),2 conducted a
fact-finding mission in the United States to assess whether the use of the death
penalty in two States, California and Louisiana, complied with international human
rights law. CCR and FIDH met with stakeholders in both States to evaluate the
death penalty as practiced and experienced in the jurisdictions through a framework
grounded in human rights law and practice. The mission conducted this human
rights assessment through interviews with death row prisoners, exonerees, their
family members, advocates, legal counsel, a federal judge, prison staff, and nongovernmental organizations, as well as document review. The mission focused its
analysis on discrimination and torture, cruel inhuman and degrading treatment and
found numerous human rights violations, including the most basic right – the right
to life – in the use of the death penalty in these two states.
The mission was conducted by two teams: Florence Bellivier, president of
the World Coalition Against the Death Penalty and FIDH Representative on the
Death Penalty, and Susan Hu, CCR Bertha Fellow, headed the California team;
Vincent Warren, Executive Director of CCR, and Jessica Lee, CCR Bertha Fellow,
headed the Louisiana team.
The mission chose to examine California based on the fact that it has the
largest number of people on death row in the country and recently (November 2012)
considered a state referendum to replace the death penalty with life without parole.3
The mission focused on Louisiana because of its long, documented history of harsh
treatment of death row and other prisoners, its relatively high rate of exonerations,
and the presence of strong local organizing for abolition in the face of this brutality.
The mission’s findings, however, are not limited to these two states, but rather, reflect
general trends regarding the use of the death penalty across the United States.4
The mission interviewed 20 stakeholders in California and 21 in Louisiana.
It visited inmates on death row in California; such visits were not possible in
Louisiana. The mission is very grateful to the individuals who contributed their
valuable time to the mission. A partial list of interviewees is available in Appendix
A, as several individuals spoke only on condition of anonymity, due to fear of
reprisals from state officials.
The mission reached two overarching conclusions: (1) although there is use
of a human rights framework by some advocates in both states, public officials
in California and Louisiana do not, as a matter of course, apply an international
human rights framework to their analysis and discussion of the death penalty;
and (2) analyzing the application of the death penalty as applied in California and
Louisiana through a human rights framework reveals that both states are in breach
of internationally recognized standards.
Although the U.S. played a pivotal role in drafting some of the key human
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rights documents, including the Universal Declaration of Human Rights, and
continues to hold itself out as a global leader on human rights, the U.S.’s global
viewpoint belies the reality of “American Exceptionalism,” whereby the U.S.
chooses which internationally accepted standards or obligations it will follow and
which it will not. The U.S. ambivalence to international human rights is particularly
stark and disturbing in the context of the death penalty.
Internationally, there is wide recognition that the death penalty implicates
not only criminal law, but also human rights law.5 Although the death penalty is
not affirmatively recognized in international conventions as a per se violation of
international human rights law, its use must strictly comply with all of the protections
otherwise afforded by human rights law, including the right to a fair trial, with full
due process protections. Moreover, the conditions under which death row inmates
are held must comply with international standards, including the Standard Minimum
Rules for the Treatment of Prisoners (“Standard Minimum Rules”).6
Coincident with the United Nations Human Rights Committee’s review of the
United States’ obligations under the International Convention on Civil and Political
Rights (“ICCPR”),7 CCR and FIDH seek not simply to criticize and condemn the
U.S. system, but rather to highlight a path for application of international human
right law at the state level. Because the human rights protected by the ICCPR, which
the U.S. has signed and ratified, must be guaranteed not only by the State party
in general but by all divisions – federal, state and local, executive, administrative
and judicial,8 we call on these governments to take immediate action to meet their
obligations under international law.
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III. Overview of the
Death Penalty in the
United States and
Internationally
A. History of the use of the death penalty in the United States
The death penalty in the United States has undergone dramatic changes in
its four centuries of existence. The mid-20th Century brought challenges to the
fundamental legality of capital punishment, and in 1972 the Supreme Court struck
down the death penalty in Furman v. Georgia,9 declaring that its application was so
arbitrary as to be unconstitutional. Although many believed that Furman spelled
the end of capital punishment in the United States, states responded by rewriting
their death penalty laws in an effort to limit the arbitrariness of the punishment. In
1976 the Supreme Court considered and upheld a number of these revised statutes in
Gregg v. Georgia,10 effectively ending a four-year reprieve from executions. Since
Gregg, the Supreme Court has endeavored to delineate the scope of the “modern,”
constitutional death penalty, outlawing capital punishment for certain offenses, such
as rape,11 as well as for certain categories of persons, including the intellectually
disabled,12 juveniles13 and, to a limited extent, those declared insane.14
The U.S. death penalty operates in a federalist context. It is imposed and
managed primarily at the state level, with limited federal review. However, there
is a federal death penalty, which is imposed by the United States government and
encompasses a variety of crimes beyond that of first degree murder, including
terrorism and large-scale drug trafficking.15 The federal death penalty can be applied
even in states that do not use the death penalty, and although executions for federal
offenses remain rare, fifty-nine people are currently on the federal condemned
inmates list.16 United States military law also authorizes the death penalty for
several crimes.17
B. Overview of the capital process
Death penalty trials are bifurcated into two phases: the guilt/innocence phase
and the penalty phase. The guilt/innocence phase operates like an ordinary criminal
trial. If the defendant is found guilty, the trial proceeds to the penalty phase, during
which the prosecution and the defense have the opportunity to present evidence. For
the prosecution, this tends to relate to previous convictions, the nature of the offense,
and, in most states, victim impact evidence. The defense, seeking to persuade the
jury to spare the defendant’s life, presents evidence of “mitigating circumstances,”
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including information relating to the defendant’s character, mental health, and
personal and family history. The jury weighs the evidence pursuant to the judge’s
instructions,18 and decides whether to sentence the defendant to death.19
Since the “constitutionalization” of the death penalty in 1976, the Supreme
Court has required three types of appellate review for defendants sentenced under
state death penalty law: direct appeal, state post-conviction review, and federal
habeas corpus review. Direct appeal is an automatic appeal to the highest state
court,20 and is limited to issues arising from the trial. At state post-conviction
review, defendants may typically raise issues that are outside the trial record, such as
ineffective assistance of trial counsel or new claims of factual innocence. At federal
habeas corpus review, a civil action is brought in federal court on the grounds that
the prisoner’s incarceration violates the United States Constitution or federal law.
Defendants can petition for discretionary Supreme Court review at the conclusion
of each stage of appeals. The appellate process differs for defendants sentenced
under the federal death penalty, a discussion of which is beyond the scope of this
report. Executive clemency may be sought in both state and federal capital cases
once all judicial options are exhausted, although it is rarely granted.21 Clemency for
state convictions is typically granted by the governor; however each state maintains
its own process for review.
C. General trends in the domestic use of the death penalty
The death penalty is currently authorized by 32 states, the federal government,
and the military.22 Death-eligible offenses vary between states, but are limited
to homicide and crimes against the state.23 As of 1 April 2013, there were 3,108
individuals on death row in the United States.24 California has the largest death row
population, with 742 prisoners as of 1 October 2013, followed by Florida (412) and
Texas (298). Since capital punishment was reinstated in 1976, Texas has performed
the most executions (504) – over four times that of the next state, Virginia (110).
Use of the death penalty has been declining dramatically in recent years.
Six states have repealed the death penalty in the past six years: New York and New
Jersey in 2007, followed by New Mexico in 2009, Illinois in 2011, Connecticut in
2012, and Maryland in 2013. In practice, executions are rare in much of the nation:
33 jurisdictions have not executed anyone in the past five years, and 26 jurisdictions
had no executions in at least a decade.25 Nine states performed executions in 2012
– the fewest number of executing states in 20 years.26 The number of annual death
sentences nationwide has dropped dramatically, from 315 in 1996 to 78 in 201227 –
the second lowest since the death penalty was reinstated in 1976 (the lowest being
in 2011).28 A number of states where the death penalty remains an option, such as
North Carolina, Virginia, South Carolina and Indiana, had no new death sentences
in 2012.29 The number of executions carried out has also been in decline: there were
43 executions a year in 2011 and 2012, compared with 85 in 2000.30 Notably, death
sentences are being overturned at a rate that outpaces admissions to death row. This
trend has continued since 2001, when for the first time since 1976 the number of
death sentences overturned was higher than the number handed down.31 However,
executions do continue in certain pockets of the country, with Texas executing 13
men in the first nine months of this year alone.32
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D. General international consensus against the use of the death
penalty
International trends show an inexorable progress towards abolition. Over
two-thirds of the world’s nations are now abolitionist in law or practice, with an
average of three countries per year abolishing capital punishment since 1990.33 The
use of the death penalty has also been increasingly curtailed through international
law. After World War II, international human rights instruments either made no
mention of capital punishment or allowed it as a carefully worded exception to the
right to life. International law limited the punishment, excluding certain protected
categories of individuals from execution – including juveniles, pregnant women
and the elderly – and confining its use to only the most serious crimes. Notably,
the death penalty is not a permissible form of punishment at international criminal
courts and tribunals, even for the most serious crimes including genocide, crimes
against humanity and war crimes. As the consensus against the death penalty has
grown, international law has become increasingly abolitionist. For example, the
American Convention on Human Rights (“American Convention”),34 adopted in
1969, prevents the reinstatement of the death penalty once abolished by a state
party. Since 1980, four international human rights treaties have been adopted that
proclaim the abolition of capital punishment.35 In 2007, the UN General Assembly
approved Resolution 62/149, which calls for all retentionist states to establish a
moratorium on executions with a view to abolishing the death penalty; two further
resolutions reaffirming the call for a global moratorium were adopted in 200836
and 2010,37 and in November 2012, the UN General Assembly’s Third Committee
adopted a fourth resolution calling for a moratorium, which received the support
of a record 110 countries; the U.S. was one of just forty states to vote against the
resolution.38
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IV. Legal Context
The death penalty necessarily implicates the most “supreme” of human
rights, the right to life.39 In spite of the growing international consensus that the
death penalty is a per se violation of that right, States that continue to use the death
penalty claim that the taking of a life is not arbitrary and is permitted under law.
As such, rather than focusing solely on the right to life, we examined two of the
most pervasive and oft-violated rights implicated in the use of the death penalty:
the right to equality and non-discrimination, and the right to be free from torture
or other cruel inhuman or degrading treatment. We analyze whether California
and Louisiana meet the legal requirements for upholding these two rights, paying
particular attention to those relevant international instruments which the U.S. has
signed or ratified, and the jurisprudence of related treaty bodies or tribunals. These
instruments include the ICCPR, the American Declaration on the Rights and Duties
of Man (“American Declaration”),40 the American Convention,41 International
Convention on the Elimination of All Forms of Racial Discrimination (“CERD”),42
and the Convention Against Torture and Other Cruel, Inhuman or Degrading
Treatment or Punishment (“CAT”).43 This section will define discrimination,
torture, and other cruel, inhuman or degrading treatment; offer a general framework
of international law; and briefly discuss significant departures from international
law by the United States.
The rights to non-discrimination and to be free from torture and cruel,
inhuman or degrading treatment place obligations and prohibitions not just
against the federal government. In signing international agreements, the U.S. has
committed to “ensure that all public authorities and public institutions, national and
local, shall act in conformity with [the treaty] obligation.”44 To that end, the U.S. is
obligated to review governmental policies and “amend, rescind or nullify any laws
and regulations” 45 which create or perpetuate racial discrimination, or allow torture
or cruel, inhuman or degrading treatment of prisoners on death row.
CCR and FIDH hope that the mission’s analysis and findings can be of use
by advocates and policymakers at the state, national and international level who are
working towards full abolition in the United States.
A. Discrimination
1. Discrimination under International Law
The principle of equality and non-discrimination is a foundational norm
of international law,46 and an “essential element” of due process.47 The CERD
defines discrimination as “distinction, exclusion, restriction or preference based on
race, colour, descent, or national or ethnic origin which has the purpose or effect of
nullifying or impairing the recognition, enjoyment or exercise, on an equal footing,
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of human rights and fundamental freedoms . . . .”48 Non-discrimination provisions
are also included in all other core human rights treaties to which the U.S. is a party,
notably the ICCPR, which binds states to respect and ensure rights of the Covenant
“without distinction of any kind,”49 and the American Declaration, which affirms
the “right to equality before the law.”50 The bodies responsible for interpreting the
ICCPR and the American Declaration—the Human Rights Committee (“HRC”) and
Inter-American Court (“IACtHR”) and Commission on Human Rights (“IACHR”)
respectively—have further interpreted the text of the treaties by adopting definitions
of discrimination that are in accordance with the CERD definition and interpretation,
including the prohibition against direct and indirect discrimination.51
Treaty bodies have emphasized that any unjustifiable disparate impact
resulting from state conduct is contrary to human rights and violates a jus cogens
norm.52 The CERD Committee has recognized the difficulty of establishing indirect
discrimination in the context of the administration and functioning of the criminal
justice system. In its General Recommendation 31, it provided guidance on how
“better gauge the existence and extent of racial discrimination in the administration
and functioning of the criminal justice system,” instructing States to “pay the
greatest attention to the following possible indicators of racial discrimination: […]
(e) The number and percentage of persons belonging to those groups
who are held in prison or preventive detention, including internment
centres, penal establishments, psychiatric establishments or holding
areas in airports;
(f) The handing down by the courts of harsher or inappropriate
sentences against persons belonging to those groups; […]53
The IACHR has addressed indirect discrimination as well.54 In addressing
a legal regime which adversely impacted migrants, the IACHR recalled that, “[i]
nternational human rights law prohibits not only deliberately discriminatory policies
and practices, but also policies and practices with a discriminatory impact on certain
categories of persons, even though a discriminatory intention cannot be proved.”55
Notably, the IACHR found the U.S.’s refusal to grant a new sentencing hearing to a
defendant sentenced to death under a procedure later found to be unconstitutional,
when others were granted a new hearing, was an unjustified and discriminatory
denial of his human rights.56
Relevant to this report, non-discrimination principles are important in
examining the fairness of a trial and the validity of a particular conviction, and
apply to criminal trials, convictions and sentences.57 Where discrimination on any
basis has played a role in trying, convicting or sentencing defendants, an execution
by the state is an arbitrary deprivation of life, and an affront to the most central
principles and purposes of human rights.58 For example, the IACHR has found that
“the kinds of deficiencies that have been identified . . . as rendering an execution
arbitrary and contrary to Article I of the American Declaration include . . . the
failure to provide strict due process guarantees, and the existence of demonstrably
diverse practices that result in the inconsistent application of the penalty for the
same crimes.”59 As such, in addition to the general provisions governing equality,
international instruments address the right to be free from discrimination in the
context of the judicial process at length.60
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The HRC further observed that, “[e]xpressions of racist attitudes by a jury
that are tolerated by the tribunal, or a racially biased jury selection are . . . instances
which adversely affect the fairness of the procedure.”61 Thus, the HRC has found
discrimination where jurors have made statements that include racial epithets or
stereotypes and the court took no remedial action.62 Similarly, the IACHR found
discrimination on the part of the U.S. where a juror presented the bailiff with a
drawing of a hangman accompanied by a statement “hang the [racial epithet]” and
the judge took insufficient remedial action.63 In another case, prejudicial statements
referring to a defendant’s status as a foreign national, offered by a prosecutor in
front of a jury and permitted by the judge, were also found to violate the defendant’s
rights under the American Declaration to a fair trial and equal protection without
discrimination.64 Violations of the treaties’ prohibitions on discrimination and
requirements for a fair trial may also be found in wider contexts. In the past decade,
regional courts have found substantiated statistics can play a role in establishing
discriminatory effects.65
2. Discrimination in U.S. Context
The U.S. utilizes a different definition of discrimination in the context
of criminal prosecutions, which brings it into conflict with its international
obligations. International instruments recognize any distinction, exclusion,
restriction or preference that has discriminatory effects, irrespective of intent,
as discrimination.66 In contrast, U.S. criminal courts only recognize claims of
intentional discrimination.
McCleskey v. Kemp67 exemplifies the significance of the U.S. reliance on a
narrow, intent-only discrimination standard in the context of criminal prosecutions.
In McCleskey, the U.S. Supreme Court rejected the discrimination claims of a
man sentenced to death, despite a study using statistical evidence showing that use
of the death penalty in the state of Georgia was linked to the race of the victim.
Even after controlling for other factors, the study found that African Americans
who killed Caucasians were over 4 times as likely to be given a death sentence.
The court found that such disparities are “an inevitable part of our criminal justice
system.”68 In other words, the Supreme Court acknowledged the discriminatory
effect of the operation of the death penalty in the U.S. Despite this recognition, the
Court held that any alleged victim of racial discrimination in the justice system,
“must prove that the decision makers in his case acted with discriminatory purpose
. . .”69 According to the former Special Rapporteur on Extrajudicial, Summary or
Arbitrary Executions, the McCleskey ruling has “has had the effect of allowing
the courts to tolerate racial bias because of the great difficulties defendants face in
proving individual acts of discrimination in their cases.”70
The CERD Committee’s 2008 concluding observations on the U.S. note
that the “definition of racial discrimination used in the federal and state legislation
and in court practice is not always in line” with the Convention.71 The Committee
also noted that the disproportionately high ratio of minorities incarcerated “may
be regarded as factual indicators of racial discrimination.”72 The Committee
recommended that the U.S. review the definition it uses “to ensure . . . that it prohibits
racial discrimination in all its forms, including practices and legislation that may
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not be discriminatory in purpose, but in effect.”73 In relation to the death penalty,
the Committee has expressed its concern regarding racial disparities in both of its
Concluding Observations,74 and recommended that the U.S. “adopt all necessary
measures, including a moratorium, to ensure that the death penalty is not imposed
as a result of racial bias on the part of prosecutors, judges, juries and lawyers.”75
Indeed, the HRC put forward questions related to racial disparities in the use of the
death penalty, among other issues of concern related to the death penalty, for the
U.S. to address when it comes before the Committee in October 2013.76
B. Torture and Cruel, Inhuman or Degrading Treatment
1. Torture and Cruel, Inhuman or Degrading Treatment under International
Law
Failure to provide treatment that respects the inherent dignity of those
condemned to death violates international standards prohibiting torture or other
forms of cruel, inhuman or degrading treatment or punishment (“CIDT”). The
prohibition of torture and CIDT is a peremptory norm.77 It is set forth, without
reservation or exception, in the foundational human rights instrument, the Universal
Declaration of Human Rights, “78 as well as the CAT,79 two provisions of the
ICCPR,80 and various regional human rights instruments.81
Article 1, paragraph 1, of the Convention Against Torture provides a
definition of torture that reflects the components of torture under customary
international law:
[T]he term “torture” means any act by which severe pain or suffering, whether
physical or mental, is intentionally inflicted on a person for such purposes as
obtaining from him or a third person information or a confession, punishing
him for an act he or a third person has committed or is suspected of having
committed, or intimidating or coercing him or a third person, or for any
reason based on discrimination of any kind, when such pain or suffering is
inflicted by or at the instigation of or with the consent or acquiescence of a
public official or other person acting in an official capacity.82
Of particular relevance in the death penalty context is that torture is not limited
to physical acts; severe mental pain or suffering can constitute torture. The former
Special Rapporteur on Torture and Other Cruel, Inhuman or Degrading Treatment
or Punishment, Manfred Nowak, found that “[p]sychological ill-treatment is by no
means less severe than physical abuse.” 83 An analysis of the treatment (physical
or mental) is based on the specific circumstances including the “nature, purpose
and consistency of the acts committed” and personal circumstances relating to the
vulnerability of the victim.84 Moreover, although a variety of acts have contributed
to a finding of torture, it is not necessary to assess each act individually to find that,
in isolation, it constitutes an act of torture; acts can be considered in combination.85
The Inter-American Convention to Prevent and Punish Torture provides that “[t]
orture shall also be understood to be the use of methods upon a person intended
to obliterate the personality of the victim or to diminish his physical or mental
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capacities . . . .”86 The International Criminal Tribunal for the former Yugoslavia
(“ICTY”) similarly confirms the profound effects of various forms of torture on the
individual and has found torture to be “a violation of personal dignity and is used
for such purposes as intimidation, degradation, humiliation and discrimination,
punishment, control or destruction of a person.”87
Under CAT, torture does not include the infliction of pain or suffering that
is “arising only from, inherent in or incidental to lawful sanctions.”88 However,
the death penalty is not exempt from consideration as torture merely by virtue
of its imposition through a legal framework, as lawful sanctions “do not include
sanctions that defeat the object and purpose of the Convention Against Torture to
prohibit torture.”89 According to the Special Rapporteur on Torture, “[t]he proper
understanding [of the lawful sanctions provision] is that the exclusion refers to
sanctions that are lawful under both national and international law.”90 As such,
should a sentence of death be imposed in violation of international standards, such
as standards requiring due process or non-discrimination, it would not qualify as a
“lawful sanction,” 91 and the pain or suffering arising from the imposition of death
penalty could qualify as torture. Further, the notion of lawful sanctions can evolve
and practices which might initially be considered lawful might become outlawed
and viewed as the most serious violations of human rights.92
The U.N. General Assembly has noted that CIDT, “should be interpreted
so as to extend the widest possible protection against abuses, whether physical or
mental. . . .”93 The ICTY has defined inhuman treatment as “an intentional act or
omission, that is an act which, judged objectively, is deliberate and not accidental,
which causes serious mental or physical suffering or injury or constitutes a serious
attack on human dignity.”94 The European Commission on Human Rights has
found that, at minimum, the prohibition on inhuman treatment, “covers at least
such treatment as deliberately causes severe suffering, mental or physical, which, in
the particular situation, is unjustifiable.”95 Degrading treatment has been defined as
including treatment, “such as to arouse in the victims feelings of fear, anguish and
inferiority capable of humiliating and debasing them and possibly breaking their
physical or moral resistance.”96 Inhuman treatment has often arisen in the context
of the treatment of prisoners of war, and, as in our case, those in detention.97 Failing
to provide for the essential needs of prisoners, and treating prisoners in a manner
that constitutes a serious attack on human dignity or causes serious suffering or
injury, constitutes cruel, inhuman or degrading treatment.98
2. International Standards for Treatment in the Detention Context
The prohibitions against torture and CIDT are particularly relevant in the
detention context. For example, provisions of the ICCPR relate specifically to
detention and apply an affirmative standard that “[a]ll persons deprived of their
liberty shall be treated with humanity and with respect for the inherent dignity of
the human person,” and mandate that “the essential aim” of a penitentiary system
shall be the “reformation and social rehabilitation” of its prisoners.99 Although
this aim is inherently discordant with the use of the death penalty, the methods of
achieving such goals must be complied with despite the sentence; signatories to
the ICCPR are not only prohibited from the use of torturous or other inhumane
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treatment, but are also obligated to take affirmative measures to ensure that the
dignity of prisoners is maintained.
To define what standard of care would provide humane treatment, the UN
General Assembly has adopted two resolutions regarding conditions of incarceration:
the Body of Principles for the Protection of All Persons under Any Form of Detention
or Imprisonment and the Basic Principles for the Treatment of Prisoners. Both
articulate the fundamental principle that “[e]xcept for those limitations that are
demonstrably necessitated by the fact of incarceration, all prisoners shall retain
the human rights and fundamental freedoms set out in the Universal Declaration of
Human Rights” as well as any other covenant to which the State is a party.100
The HRC, in assessing violations by member states of these standards, relies
on the Standard Minimum Rules to determine whether a State party has violated
its obligations for humane treatment.101 The Standard Minimum Rules set forth
practical and specific requirements for the physical environment, policies around
use of force, provision of medical care, availability of cultural and educational
opportunities, and access to the outside world that the UN recognizes as minimally
necessary for treatment in accord with the dignity of those subject to incarceration.
The UN Economic and Social Council has urged member states in which the death
penalty may be carried out “to effectively apply the Standard Minimum Rules for
the Treatment of Prisoners, in order to keep to a minimum the suffering of prisoners
under sentence of death and to avoid any exacerbation of such suffering.”102 To
this end, it adopted the Safeguards Guaranteeing Protection of the Rights of Those
Facing Death Penalty in 1984.103 Article 7 of the Safeguards affirms that the
Standard Minimum Rules apply to those awaiting a sentence of death.
These broad mandates have been given greater specificity through the
development of jurisprudence by the Inter-American Commission and Court of
Human Rights.104 In 2008, the Commission approved the Principles and Best
Practices on the Protection of Persons Deprived of Liberty in the Americas which,
in addition to the Standard Minimum Rules, provides guidelines for ensuring
that the physical conditions, availability of programming, access to family, and
legal processes associated with detention respect the dignity of those subject to
confinement.105 As the Inter-American Commission found:
[T]he conditions of imprisonment of persons sentenced to death must
meet the same international norms and standards that apply in general to
persons deprived of liberty. In particular, they must have access on an equal
footing to the healthcare services of the jail; to education, job and training
programs; to work shops and reading materials; and to cultural, sports and
religious activities; and to contact with the outside world and their family
members. . . .Therefore, there is no valid justification to subject this category
of inmates to more restrictive or harsher conditions than those of the rest of
the inmates.106
Although prisoners are not to be subjected to harsher conditions as a result of
their sentence, condemned prisoners necessarily undergo psychological trauma as a
result of the death sentence. Decisions by the Human Rights Committee make clear
that conditions on death row can constitute a human rights violation and may be
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exacerbated by the nature of this psychological trauma.107 A largely psychological
phenomenon of severe trauma resulting from the prolonged confinement of death
row prisoners has been found to constitute CIDT, and has recently been found by
expert opinions to constitute torture. “Death row phenomenon” is a term used to
describe the collection of harms inherent in many death row contexts as a result
of the time spent awaiting execution in the challenging conditions of confinement
of death row, and the mental consequences of living under a sentence of death.108
Death row phenomenon is frequently a compounding of several harms which have
been found to constitute torture, such as a believable threat of execution,109 sensory
deprivation and/or isolation, prolonged denial of rest and sleep, prolonged denial of
medical care, being kept in uncertainty, subjection to excessive light or noise, and
simulated executions.110 Although analyzed on the specific facts and with a focus on
the vulnerability of the victim in question, regional human rights courts have found
that prolonged confinement in the difficult conditions of death row constitutes cruel
inhuman or degrading treatment.111 In fact, the Privy Council of the British House
of Lords has found that “in any case in which execution is to take place more than
five years after sentence there will be strong grounds for believing that the delay is
such as to constitute inhuman or degrading punishment or other treatment.”112
Recently, the Special Rapporteur on Torture evaluated the use of the death
penalty and the conditions under which it is implemented. He found that regardless
of the legality of the death penalty itself and the evolving norm against its use,
“most conditions under which capital punishment is actually applied renders
the punishment tantamount to torture,” and in “less severe conditions,” CIDT.113
Citing death row phenomenon, the Special Rapporteur finds that as a result of
the anxiety suffered from a threat of death, which results in “great psychological
pressure and trauma,” a “prolonged stay on death row, along with the accompanying
conditions, constitutes a violation of the prohibition of torture itself.”114 As a result,
adherence to the prohibition on torture and other CIDT serve as “absolute limits on
the use and enforcement of the death penalty.”115
3. orture and Cruel, Inhuman or Degrading Treatment in the US
T
context
The U.S. government’s understanding of what constitutes torture and cruel,
inhuman or degrading treatment, and the means by which to address it, are not
in conformity with international law and practice. Within the United States, the
treatment of prisoners is governed by the Eighth Amendment to the U.S. Constitution,
which prohibits the infliction of “cruel and unusual punishments.”116 The Supreme
Court has held that, “[t]he Amendment must draw its meaning from the evolving
standards of decency that mark the progress of a maturing society.”117 The use of
the Eighth Amendment to secure the realization of human rights has yielded some
positive results, such as the abolition of the death penalty for minors,118 and the
intellectually disabled.119 However, conditions of confinement challenges under
this legal regime have resulted in haphazard, non-comprehensive standards for
prisons. Necessarily, as a result of the “unusual” requirement, efforts to abolish the
death penalty under this standard have thus far been limited.
Upon ratifying CAT, the U.S. issued an “understanding” clarifying its definition
of torture with respect to mental harm, redefining “mental pain and suffering” as
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“prolonged” mental harm which is related to the intentional infliction or threatened
infliction of certain physical acts.120 This limited definition of torture is also used in
the federal statute prohibiting torture.121 Although the suffering caused by conditions
prevalent on death rows and the death row phenomenon described herein likely fits
within this understanding, it is important to note that this definition is contrary to the
Convention. The Committee Against Torture has urged in its Concluding Observations
that the U.S. “should ensure that acts of psychological torture, prohibited by the
Convention, are not limited to ‘prolonged mental harm’ . . . but constitute a wider
category of acts . . . .”122
Additionally, the U.S. fails to provide an adequate remedy to detained
individuals who have suffered in detention. The limited definition of torture serves
as a barrier to inmates seeking compensation for their injuries. The Prison Litigation
Reform Act (“PRLA”) was instituted to limit the ability of prisoners to bring suit
based on their conditions by establishing, inter alia, the requirement that prisoners
exhaust all administrative remedies before filing suit, the imposition of fees, and
even permitting judges to revoke inmate’s good time credits for filing “malicious
or harassing claims.”123 In the context of the death penalty, the PRLA bars federal
civil lawsuits by prisoners “for mental or emotional injury suffered while in custody
without a prior showing of physical injury” or sexual act.124 Although case law
has established that detained individuals may sue to get a court order to cease the
treatment, and some courts have allowed damages for infringement of constitutional
rights, there is no mechanism for seeking compensatory damages for mental harm
resulting from ill treatment.125 The Committee Against Torture has expressed its
concern with the PRLA in its 2006 Concluding Observations126 and again in its
2010 list of issues.127
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V. California
With 741 individuals currently on death row128 and an average of
approximately 20 new judgments of death per year, California’s death row is by far
the most populous in the country and contains nearly twice as many condemned men
and women as the nation’s second largest death row in Florida. Seven hundred and
twenty two out of the 741 prisoners on death row are men, and they are held at San
Quentin State Prison, the oldest prison in California. San Quentin is located along
the water in Marin County, about a thirty minute drive north from San Francisco.
The remaining 20 – the women of death row – are imprisoned at Central California
Women’s Facility in Madera County, about a two hour drive from San Francisco
and San Jose and a forty minute drive from Fresno.
California adopted its current death penalty law by popular initiative in
1978, two years after the Supreme Court reaffirmed the country’s acceptance of the
death penalty in Gregg v. Georgia.129 Since then, the state’s death row population
has increased steadily. But unlike other states with large death row populations,
California has carried out relatively few executions. Thirteen individuals have been
executed since 1978, and none have been executed since a court-ordered stay was
entered in 2006. More inmates on death row have died from suicides than from
execution; more than four times as many have died from natural causes than from
execution.
Although the lack of executions would appear to indicate that the state has
little appetite for the death penalty, recent election results suggest that its citizens
remain reluctant to give up the symbolism – and the fiction – of meting out the ultimate
punishment to the “worst of the worst.” In the fall of 2012, abolitionist organizations
around the state mounted a $7 million campaign in support of Proposition 34, a
state-wide ballot measure to abolish the death penalty in California and convert
the sentences of over 700 death row inmates to life without parole.130 The measure
failed by a slim majority. As a result, California’s death row population continues
to grow, even as the state struggles to meet minimum international standards for
conditions of confinement for the current condemned population.
It is clear that retaining the death penalty, even without frequent executions,
comes at an unacceptable price for those on death row, their families, and even the
state of California itself. In May 2013, the mission interviewed inmates on California’s
death row, family members of death row prisoners, attorneys who represent individuals
in capital cases and post-conviction appeals, legal scholars, and advocates who
have worked for decades to abolish the death penalty in California. Interviewees
emphasized fundamental problems with how the death penalty is implemented in
the state and described shockingly poor conditions on death row. These systemic
problems, which will likely not be fixed in the foreseeable future given, inter alia,
the state’s long-term financial crisis, strongly suggest that continued administration of
capital punishment will simply never – and can never – be compatible with the United
States’ obligations under international human rights law.
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A. Overview of the Trial and Appeals Process
The death penalty may be imposed in California for any first degree murder
that also involves a “special circumstance” enumerated by the California Penal
Code.131 The state’s first-degree murder statute is broad; it includes “all murder
which is perpetrated by means of a destructive device or explosive, knowing use
of ammunition designed primarily to penetrate metal or armor, poison, lying in
wait, torture, or by any other kind of willful, deliberate, and premeditated killing”;
murder “committed in the perpetration of, or attempt to perpetrate, arson, rape,
carjacking, robbery, burglary, mayhem, kidnapping, train wrecking,” torture,
sodomy, lewd acts against a child, unlawful oral copulation, and unlawful sexual
penetration; and murder “perpetrated by means of discharging a firearm from a
motor vehicle, intentionally at another person outside of the vehicle with the intent
to inflict death.”132
At trial, the factfinder (usually a jury) must make three separate findings
before a sentence of death is imposed. During the “guilt phase,” the factfinder must
first find the defendant guilty of first-degree murder, and then find that one or more
“special circumstances” was present in the case. During the “penalty” phase, the
factfinder weighs the aggravating factors and the mitigating circumstances in the case
to determine whether the defendant should be sentenced to death or life imprisonment.
A punishment of death is imposed if the jury returns a unanimous verdict that “the
aggravating circumstances both outweigh the mitigating circumstances and are
also so substantial in comparison to the mitigating circumstances that a sentence of
death is appropriate and justified.”133
Although all criminal defendants are permitted to file an appeal, a state
habeas petition, and a federal habeas petition, there is one crucial difference between
defendants sentenced to death and all other criminal defendants. In addition to
being entitled to an attorney during the trial and appeal proceedings, death row
defendants are entitled to an attorney during all stages of post-conviction review
if they cannot afford a lawyer. By contrast, defendants sentenced to any term of
imprisonment other than death, including defendants sentenced to life without
parole , are guaranteed to a court-appointed attorney only at the trial and appellate
stage. Although they are still permitted to file state and federal habeas petitions
raising, for example, new claims of factual innocence, in practice they are unable
to do so without the assistance and resources of a lawyer. Thus, in practice, death
row inmates are the only population who are able to seek relief beyond the direct
appeal stage.
B. Current State of Affairs
In the fall of 2012, California voters were given an opportunity to abolish
the death penalty by popular referendum. Proposition 34, which would have ended
the death penalty and converted the sentences of the 741 men and women currently
on death row to life without parole, was defeated by a vote of 52.8% to 47.2%, a
difference of 500,000 votes.134 The narrow margin was a partial victory for many
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death penalty abolitionists, because it indicated that the state was on the cusp of
change. Prop 34 was supported by a broad coalition of organizations and death
penalty abolitionists around the state, which together spearheaded a $7 million
campaign called SAFE California to persuade citizens to vote for the measure. One
of the campaign’s central arguments was the high economic cost of maintaining the
death penalty in a state that in recent years had faced multi-billion dollar shortfalls
and major spending cuts135—an influential study by the bipartisan California
Commission on the Fair Administration of Justice had previously pegged the cost
of the California death penalty system at a staggering $137 million, and the savings
at about $125 million should the death penalty be abolished in favor of life without
parole.136
Prop 34 had broad support among abolitionists and the death penalty defense
bar, but it also raised complex questions for some about the fairness of replacing
the death penalty with life without parole.137 For many death row prisoners, the
passage of Prop 34 and the conversion of their sentences to life without parole
meant that they would no longer be entitled to a court-appointed attorney beyond
the appeals stage, and they stood to lose an important opportunity to investigate
and raise new facts that could prove their innocence.138 For others, like Christine
Thomas, wife of condemned prisoner Correll Thomas, life imprisonment was no
better than a sentence of death, because “either way, you die in prison.139 And for
some prisoners who had been on death row for years or decades, the prospect of
being moved out of death row into another, potentially worse facility, was nearly
unbearable.140
“Back here [on death row],
Although Prop 34 did not ultimately pass and
as long as there’s hope [that
the death penalty remains on the books in California,
you might one day be free],
the next execution will likely not happen anytime in the
there’s life. Life without
near future. Executions have been on hold since 2006,
parole takes that away
when a federal district court ordered the state to stop
from you. With LWOP [life
executing people because the three-drug protocol used
without parole], you have no
by the state created an “undue and unnecessary risk that
hope.”
an inmate will suffer pain so extreme that it offends the
Eighth Amendment[‘s prohibition on cruel and unusual
– Kevin Cooper, prisoner on
punishment].”141 Among other things, the court found
death row
that there were “substantial questions” as to whether six
of eleven men who had previously been executed by the
state had been conscious at the time of execution and had
suffered an unconstitutional level of pain; and that there were “critical deficiencies”
in the way the state had been implementing its execution protocol, including a lack
of adequate training and supervision of the execution team.142
In response, the state built a new execution chamber and revised its lethal
injection protocol, but continued the use of the three-drug method, prompting a new
legal challenge. In May 2013, a California appeals court upheld a ruling that the
state’s revised protocol failed to comply with the state’s administrative procedure
law, and that the state had failed to consider the single-drug protocol recommended
by its own experts.143 The state is now exploring a single-drug option. Executions
could begin again once a new lethal injection protocol is approved and passes
judicial review, which will likely take more than a year to complete.144
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US San Quentin: A
police officer looks over
a fence at the entrance
to San Quentin Prision
during a protest
against the execution
of death row inmate
Stanley « Tookie »
Williams, on December
12 2005. Protesters
claimed he had been
wrongfully accused of
the crime for which he
had spent half his life in
detention, © HECTOR
MATA / AFP
The death row population at San Quentin continues to grow in the
meantime. Approximately 20 new judgments of death are handed down each year,
adding new inmates to a facility
badly in need of repair and with
inadequate resources to care for
an aging and increasingly diverse
For example,
population.145
according to the California
Appellate Project, which provides
legal assistance and training to
private attorneys representing
condemned inmates on appeal,
61 foreign nationals are currently
on death row, and many are not
provided with trained, certified
interpreters
when
medical
146 The prison also
issues arise.
lacks resources and services to
provide adequate facilities for a
147 and for the 16 men who are now over 70 years old.148
transgender prisoner,
Overcrowding is also a pressing concern. In 2011, the U.S. Supreme Court
ruled that overcrowding in California’s prisons created conditions that violated
the Eighth Amendment’s prohibition on cruel and unusual punishment, and that
a reduction in the prison population was necessary to solve systemic problems,
including the lack of adequate medical and mental health care.149 California was
directed to reduce its prison population to 137.5% its design capacity.150 San
Quentin, which houses general population prisoners as well as prisoners on death
row, contains roughly 4,200 men and currently operates at 137% capacity.151
Jeanne Woodford, former Warden at San Quentin, stated in May of 2013 that
there was “insufficient capacity [at San Quentin] to appropriately house the growing
condemned population” and that “in approximately four months, the condemned
population will exceed the cell space set aside for it.”152 A planned project to build
a new $356 million prison to house condemned inmates was cancelled by Governor
Jerry Brown in April 2011, and no long-term plans are currently in place to address
the space shortage.153 If California continues to sentence individuals to death row
at the current rate, overcrowding will become an increasingly significant problem
in the coming years, exacerbating the already-poor conditions at the prison and
placing even more serious burdens on prisoners’ freedom of movement.
C. Discrimination and Arbitrariness in the Legal System
Perhaps one of the most significant problems with how sentences of death
are handed down in California lies with the breadth of its death penalty statute. With
22 enumerated “special circumstances,” California’s sentencing statute is thought
to be the broadest in the country.154 The state is one of the few in the country that
permits the imposition of the death penalty even though the defendant had no intent
to kill; under § 190.2(a)(17) of the California Penal Code, the death penalty may
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be sought for any murder that occurs while a
“The notion that society is capable
defendant is engaged in committing one of twelve
of selecting the worst of the worst
listed felonies, regardless of the defendant’s
to have their lives extinguished is
mental state.155 An individual may therefore be
fundamentally flawed. . . . The system
charged with death for accidental, “unintended
is absolutely incapable of [deciding]
homicides resulting from reckless behavior, or
which offender is deserving of the
ordinary negligence, or pure accident,” as long
ultimate penalty.”
as the homicide occurred during the course of
a felony.156 The state is also one of the few in
the country that permits the death penalty to be
– Joseph Schlesinger, Capital Habeas
sought for any murder committed by a defendant
Unit, Office of the Federal Defender for
while “lying in wait,” a definition so broad that
the Eastern District of California
it encompasses the vast majority of premeditated
murders.157 As a result of the breadth of special
circumstances categories, 87 to 90 percent of California’s first degree murders are
death eligible under California’s sentencing statute.158 A more recent study of over
27,000 homicides found that the death eligibility rate of first degree murders was 95
percent using the law in place in 2008.159
The district attorney’s office in the county in which the crime occurs makes
the initial charging decisions, including whether to charge a “special circumstance”
in a first-degree murder case, making it death eligible. Two studies found that out
of the total pool of death eligible defendants, only 9.6 percent are sentenced to
death in California; the number drops to 5 percent when only the most common
“felony-murder” special circumstance cases – burglary-murder and robbery-murder
– are considered.160 These statistics show that in deciding which defendants to
select for death, prosecutors have what one attorney called “virtually unfettered
discretion.”161 Such discretion allows political factors to play a larger role in the
decision-making process and increases the risk of racial discrimination in both
charging and sentencing decisions.162 In the words of one Federal Attorney who
represents prisoners on death row, “Who gets the death sentence is at best arbitrary
and at worst discriminatory.”163
Indeed, numerous studies have confirmed that illegitimate factors such as
race play a part in whether a defendant is charged and sentenced with the death
penalty, and that the death penalty is applied in an arbitrary manner. Defendants in
Hispanic and African-American victim cases, for example, have been shown to be
less likely to face death-eligible charges than defendants in cases where the victim
was Caucasian164 Additionally, a study of statewide homicides committed between
1990 and 1999 concluded that defendants found guilty of killing whites were 3.7
times more likely to be sentenced to death than those found guilty of killing African
Americans, and 4.7 times more likely to be sentenced to death than those found guilty
of killing Hispanics.165 Even after controlling for other factors, race and ethnicity
of the victims remained a “significant predictor” of the imposition of the death
sentence.166 Charging and sentencing rates also vary wildly with geography. In one
study that examined death-charging in a single county in California, researchers
found that the same District Attorney’s office sought death 2.5 times more often
for murders occurring in one area of the county – where whites were three times
more likely to be homicide victims – than in another – where African-Americans
were four and a half times more likely to be homicide victims.167 Another study has
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shown that since 2000, 10 counties in California (out of a total of 58) with vastly
different homicide rates have been responsible for 83% of all death sentences in the
state,168 while in the decade preceding, nearly half of California counties returned no
death sentences for homicides.169 Additionally, death sentencing rates in California
have been found to be highest in counties that are more sparsely populated and
overwhelmingly white.170
This pattern of discriminatory charging and sentencing may be a contributing
factor as to why African-Americans are significantly overrepresented on death row.
While they make up only 6.7% of the overall population in California, AfricanAmericans represent 36% of prisoners on death row. While whites make up 73.7%
of the overall population, they represent only 35% of prisoners on death row. 171
D. Delays in the Adjudication of Post-Conviction Claims for Relief
Indigent death row prisoners in California – virtually everyone on death
row – are denied prompt disposition of their claims because of inordinate delays in
appointment of counsel and the slowness of California’s courts in deciding appeals
and habeas petitions. While death row prisoners nationwide wait an average of
approximately ten years for their post-conviction claims to be adjudicated, the
thirteen inmates in California who were executed waited an average of 17.5 years
before their execution.172 New death row inmates sent to San Quentin will spend at
least 20 years on death row awaiting execution.173 Over 240 individuals currently
on death row have been there for over 15 years; over 100 have been there for over
20 years; and eight have been on death row for over 30 years.174 CCR and FIDH
met with three inmates at San Quentin during its mission to California. All have
been on death row for at least a decade or more.
The delay is due in part to a shortage of attorneys in the state qualified
and willing to take on capital cases. Attorneys for death penalty cases are not
compensated adequately by the state and, according to a report published by
the California Commission on the Fair Administration of Justice, inadequate
compensation is a “significant factor” in the decline of available attorneys handling
death penalty appeals.175 Death row prisoners now wait an average of 3-5 years
before counsel is appointed to handle their direct appeal, and an additional 8-10
years following the conclusion of their appeal for an attorney to be assigned to
their state habeas petition.176 Approximately 85 defendants on death row are still
awaiting counsel to handle their direct appeal, and approximately 335 defendants
are awaiting counsel to handle their state habeas appeal.177 In total, 57% of the
death row population is without representation for post-conviction proceedings.
The courts also add years to the delay. The Commission on the Fair Administration
of Justice found that the California Supreme Court takes an average of 2.25 years
to decide a death penalty appeal and approximately 2 years to decide a state habeas
petition; resolution of federal habeas petitions by the federal district and appeals
courts takes an additional 8 years.178 By all accounts, the delay has worsened
significantly since the Commission issued its report in 2008, as it now takes the
California Supreme Court 3.7 years to resolve a habeas petition.179
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These delays create significant practical
“The legal system creates a lot
problems for defense attorneys who are assigned
of pain and makes people want
to investigate habeas cases long after a crime has
to end their life quickly. People
occurred, a situation which one attorney at the
don’t have attorneys. They tend
California Appellate Project called a “human rights
180 One Federal Defender described how the
to turn in.”
crisis.”
decades-long delay made it much more difficult to
– Jarvis Masters, prisoner on
challenge a conviction in a federal habeas case: “It
death row
is not uncommon for witnesses to have died, records
to have been destroyed, and evidence to have been
lost.”181 This is particularly problematic in a state
where cases are routinely reversed – at a rate of 80 percent – only at the federal
level.182 The majority of prisoners whose sentences are later vacated will have spent
over 15 years on death row.
Delays also exact a very real human cost. Sixty condemned inmates have
died from natural causes while waiting for the conclusion of their post-conviction
claims, three times the number of those who have been executed by the state.183
In one case, a death row prisoner died of cancer while waiting for the California
Supreme Court to decide his state habeas petition – a wait that had had gone on for
13 years.184
E. Conditions of Confinement
San Quentin’s death row is known for its poor living conditions. From 1980
to 2009, the prison was under judicial oversight to improve the housing and living
conditions of condemned prisoners.185 Although enough improvements were made
to satisfy the court and the oversight was terminated in 2009,186 some have argued
that the termination was premature,187 and many
problems still persist.
“It was not until we visited the tiers
that we realized how horrible, how
Prisoners on San Quentin’s death row are
inhumane [death row] was. They
housed in one of three facilities: North Segregation
treat prisoners like animals.”
(“North Seg”), East Block, and the Adjustment
Center, which also houses a few inmates from the
– Joseph Baxter, appellate attorney
general population. North Seg contains about 68
prisoners, all of whom are classified in the less
restrictive “Grade A” class. East Block contains
approximately 500 inmates, 450 of whom are classified as Grade A. The rest are
classified as “Grade B” and are treated in a manner similar to inmates sentenced
to a security housing unit, and subject to a host of restrictive measures.188 The
Adjustment Center houses about 100 prisoners, the vast majority of whom are death
row inmates with a Grade B classification. All prisoners are housed in single cells,
regardless of their classification.
There are significant differences in general living conditions between the
three housing units. While North Block is relatively quiet, East Block, according
to death row prisoner Jarvis Masters, is “very noisy . . . [there is] constant yelling
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and screaming down the halls [and noises from] radios and TVs; it’s enough to
drive you nuts.”189 With over 250 cells along each wall stacked five stories high
and separated only by tiered walkways, noise from the walkways and from each of
the cells can be heard by all. While the minority of inmates who reside in North
Seg may leave their cells and access a small communal indoor space for a portion
of each day, those in East Block and the Adjustment Center – or about 90 percent
of the death row population – have no communal space besides the recreation
yard. The Adjustment Center is the solitary confinement unit within death row
and provides the most restrictive housing conditions; prisoners in the Adjustment
Center are locked in their cells for all but nine hours a week.
Walkalone yard in East Block at San Quentin’s death row. Source: Expert Decl. of Jeanne Woodford in Supp. of Pls.’ Opp’n to
Defs.’ Mot. to Terminate, Photo Ex. A, Coleman v. Brown, No. 90-0520 (E.D. Ca. Mar. 14, 2013).
1. Lack of recreation time and adequate outdoor space
Although San Quentin’s operating procedures for death row, known as the
Condemned Manual, states that prisoners in East Block and the Adjustment Center
are allowed access to outdoor yard space four hours per day, three days a week,
the regulations do not reflect reality. Yard time is often shortened to two hours per
day because of various delays, and it is frequently not offered to some inmates for
weeks at a time.190 In one case documented by Woodford, recreation time appeared
not to have been offered to one inmate for four months.191
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In addition, the amount of recreational space at San Quentin is inadequate
for the current death row population. In East Block, up to 80 prisoners are released
at a time to share a single yard that is roughly 60 feet by 80 feet, about the size of
a basketball court. Little to no exercise equipment is available, and the space is
so uncomfortable and crowded that prisoners frequently decline recreation time.192
Most of the yard space in the Adjustment Center is made up of walk-alone space,
which consists of outdoor cells known as “dog kennels” and meant for a single
prisoner. The view is obstructed by a high wall on all four sides.193 Prisoners
housed in the Adjustment Center are also strip searched in a holding cell before and
after going out to the yard, a policy which discourages many from going outside.194
Aside from time spent in the yard, there is no opportunity for inmates to socialize
in a communal space.195
2. Restrictions on contact and communication with family members
Approximately 150 of the over 700 prisoners at San Quentin are currently
classified as Grade B and are subject to highly restrictive conditions. The most
significant of these limitations apply to their communication with the outside world.
Grade B prisoners are not able to make or receive phone calls, including phone
calls to their attorneys; they are therefore forced to communicate with their lawyers
by mail or during the few times a year their attorney can find the time to visit.196
Inmates may sometimes be allowed to use the phone in exceptional circumstances
such as family emergencies, but such instances are rare and the provision of a phone
call is left to the complete discretion of prison staff. Although Grade A prisoners are
allowed a minimum of two 15-minute time slots a week for collect phone calls,197
the lines are monitored by prison staff and phone calls cost $2.50 per minute – a
prohibitively expensive rate for the indigent death row prisoners and their loved
ones.198
In addition, visitation for Grade B prisoners is limited to one hour per visit,
and contact visits are strictly prohibited, which means that prisoners are separated
from their visitors at all times by a plexi-glass booth and must speak through a
telephone.199 Grade B prisoners may only receive packages once per year.200
These restrictions, combined with the fact that Grade B designations may
be given for indeterminate periods of time, mean that some prisoners have not had
phone calls or felt the touch of a family member for a decade or longer.
“Before they kill you physically, they want to kill you
emotionally.” – Kevin Cooper, prisoner on death row
Although physical abuse by prison staff has decreased over the
decades that San Quentin was under judicial supervision, a number of
interviewees noted that prisoners at San Quentin are still often subject
to harassment by correctional officers, and that certain intentional
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behavior by prison staff cause prisoners psychological and emotional
harm.201 According to some interviewed by the mission, prisoners
are “dehumanized and antagonized,”202 and treated by guards “like
chained animals.”203 Correll Thomas, for example, described being
subject to small injustices, such as having personal possessions
overturned, broken, and destroyed during cell searches, on a regular
basis, calling it “systematic torture.”204 Another prisoner, Jarvis
Masters, recalled how a guard would taunt him by reading Masters’
judgment of death out loud.205 Kevin Cooper noted that he rarely ever
saw correctional officers disciplined for mistreating and inmate and
commented that “in this prison, the guards are always right, and you
are always wrong.”206 These small humiliations, according to Cooper,
are “all part of the process to break you.”207
3. Solitary confinement
Prolonged solitary confinement is routinely imposed at San Quentin. When
inmates first arrive on death row they are placed in “administrative segregation” –
solitary confinement for all practical purposes – in what San Quentin officials call
the “Adjustment Center” and what death row inmates call “the Hole.” This initial
placement into solitary confinement may range from a few weeks to six months, and
applies to all prisoners, regardless of any special status or medical needs. Solitary
confinement in the Adjustment Center is also imposed on prisoners if they are
sentenced to Grade B status. Woodford has described the Adjustment Center as “very
restrictive,” where inmates are “not allowed much freedom at all.”208 Contact with
other inmates is minimal. Communal meals are not allowed, and virtually the only
time inmates are able to interact is during yard time. The Condemned Manual states
that prisoners in the Adjustment Center are allowed up to 12 hours a week for outdoor
exercise209 – practically the only time in which they are allowed out of their cell – but
in reality, yard time is frequently not offered.210 Because the cells have solid doors,
inmates are unable to see one another when they are in their own cells, and their only
means of communication is by yelling back and forth through their cell doors.
Current guidelines allow prisoners to be classified as Grade B and placed
in solitary confinement for determinate periods of up to 48 months,211 but they may
also be assigned Grade B status and sent to the Adjustment Center indefinitely. The
loose standards specified in the operating procedures are frequently applied with wide
amounts of discretion, via a classification process that death penalty advocates have
criticized as arbitrary and lacking in due process.212 For example, correctional officers
may place a prisoner in the Adjustment Center for a “serious rule violation,” but offenses
range widely from conduct that may be charged as a violent crime to relatively minor
infractions such as possessing more than $5 without authorization, possessing – or
“constructive[ly] posse[ssing]” – a cell phone; or participating in a strike.213
Death row prisoners may also be given indeterminate Grade B status based
on their “gang affiliation,” a term that is not defined anywhere in the regulations.214
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Prisoners may also be given an indeterminate Grade B term for incurring one
serious rule violation and two administrative rule violations within a six-month
period.215 Indeterminate Grade B status may additionally be assigned to any inmate
who prison staff determine is being “disruptive
Hunger Strike to Protest Conditions
to the normal operating procedures of the
in the Adjustment Center
institution.”216 There is no limitation to how long
an individual with indeterminate Grade B status On 8 July 2013, the same day that 30,000
may remain in solitary confinement with all the prisoners held in prisons across California
accompanying restrictions on communication.
began a hunger strike to protest the state’s
practice of sending inmates into solitary
For individuals found to be affiliated
confinement for decades with effectively no
with a gang, the prospect of release is especially
way out,224 nearly 100 prisoners held in the
bleak. Release from the Grade B “program” can
Adjustment Center initiated a peaceful hunger
only come through debriefing, which requires
strike to protest the solitary confinement
confessing to a gang-related crime and naming
policies in place on death row. Among
other members in the gang; or a finding by
other things, the prisoners in the Adjustment
prison staff that the inmate is no longer an active
Center sought changes that would lift some
gang member.217 Neither option is satisfactory.
of the most onerous restrictions placed on
Inactive reviews are conducted only once every
Grade B inmates, such as the ban on nonsix years,218 and the periodic 90-day reviews
contact visits, and sought to end some of the
provided for in the procedures219 have little
unfair practices currently in use for sending
impact on a prisoner deemed to be affiliated with
prisoners to solitary confinement.225 The
a gang.220 On the other hand, debriefing comes
prison administration’s response to the strike
with serious risks: it is legally unwise for many
and to the prisoners’ demands was mixed,
inmates who do not wish to reveal information
and at times, hostile. Two weeks after the
that might damage their pending appeal;
strike began, correctional officers issued rules
potentially dangerous for those who believe
violation reports to all striking inmates, and
that they will be retaliated against if they reveal
the hunger strikers were punished by being
any names; and impossible for some who were
confined to their quarters for 10 days, which
incorrectly validated as a gang member and who
severely limited their ability to communicate
have no actual information to provide.221
with one another.226
It is not surprising, then, that some death
The hunger strike ended on 14 August 2013;
row prisoners have been in the Adjustment Center
it lasted a total of 38 days. More than a dozen
for decades.222 The mission met with one inmate,
prisoners lost consciousness or experienced
Jarvis Masters, who spent 22 years in isolation
medical difficulties as the strike unfolded.227 By
in the Adjustment Center. Masters described
the end, administration officials acknowledged
the Adjustment Center as a place “where [prison
that there was a lack of meaningful process
guards] can torture you, taser you . . . [and] take
for those assigned to indeterminate Grade
retaliatory violence [against you]” with little
B status and understood that change was
repercussion. During the first six months he was
necessary, but made no promises except to
in the Adjustment Center, Masters was placed
end the humiliating practice of strip searching
in an even more restrictive environment, which
Adjustment Center prisoners outside in a
he described as the “hole within the Hole,”
holding cell before allowing them access
and allowed few items beyond a blanket and a
to the recreation yard.228 The prisoners are
mattress. During the first year, his recreation time
still waiting for the administration to make
was limited to being in the “walkalone yard,”
concrete changes to the operating procedures
where he was not allowed to interact with any
. Revised operating procedures are expected
other prisoners. Because of the prohibition on
to come out sometime in spring 2014.229
contact visits and phone calls, Masters was “cut
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off from all human contact except [during] yard from 1985 to 2007” – the entire
period during which he was in solitary.223
Treatment cages for group therapy in the Adjustment Center at San Quentin’s death row. Source: Expert Decl. of
Jeanne Woodford in Supp. of Pls.’ Opp’n to Defs.’ Mot. to Terminate, Photo Ex. C, Coleman v. Brown, No. 90-0520 (E.D.
Ca. Mar. 14, 2013).
4. Medical and mental health care
Not surprisingly, a significant portion of prisoners on death row struggle
with mental health problems. One prisoner commented that “the majority of people
here don’t need prison, they need a mental hospital.”230 Another interviewee, a
Federal Defender representing death row inmates, explained that many prisoners
arrive on death row with existing mental health issues, and that death row only
exacerbates those problems because of the “lack of socialization” and the “stress of
not knowing when they’ll be executed.”231 Those who arrive without any problems
develop them over time as they struggle to live under a death sentence with an
unknown execution date, and slowly deteriorate.232
Despite the significant mental health needs of condemned prisoners,
mental health treatment on San Quentin’s death row is often inadequate. For
example, group therapy is always conducted with prisoners seated inside cramped,
individual “treatment cages” that are lined up in a “dirty and crowded” room.233
And current policies discourage prisoners from medical and psychiatric visits. The
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Condemned Manual requires that inmates be strip searched before and after each
medical visit.234 Woodford has similarly noted that prisoners in the Adjustment
Center are strip searched after returning from mental health appointments.235
When prisoners do go for medical visits, their ankles are handcuffed to a bed,
requiring them to sit or lie in the same position – often for hours – while waiting
to be seen.236 Additionally, San Quentin’s death row lacks resources and staff
to treat the roughly 10-20 inmates who are severely mentally ill.237 Unlike the
general prison population, condemned prisoners are not eligible for transfer to
a state hospital facility for specialized mental health care. Although the prison
recently reported that a specialized program had been set up at San Quentin to
treat those with acute mental illness, it has provided few details about the program.
No policies and procedures have been made public, staffing for the program is
uncertain, and the level of care is unknown.238
Two prisoners interviewed by the mission expressed feelings of mistrust
between prisoners and medical staff, stating that a large part of mental health
treatment at San Quentin consists of placing inmates on medication.239 The
lack of trust is due in part to knowing that mental health staff may not keep
conversations confidential: one prisoner noted that doctors will sometimes reveal
sensitive information told by prisoners, such as past sexual abuse, and that such
information will eventually find its way to correctional officers.240 Guards or
escorts are present at all times during medical visits,241 and one prisoner, Correll
Thomas, explained that their presence deters prisoners from speaking openly to
medical staff (and at times from even going to a medical visit) because prisoners
know from past experience that guards will tell other officers about an inmate’s
medical issues, and the information will later be used to taunt and humiliate the
inmate.242 Thomas also noted that prisoners do not trust that correctional officers
will respond in their best interest during a medical emergency. He described a
recent incident where an inmate died in his prison cell and guards refused to go
into the cell for hours because the inmate was not handcuffed.243 He recalled
another incident where, for the same reason, guards refused to enter a prison
cell to help an un-handcuffed prisoner even though the prisoner had just been
stabbed.244
Psychiatric care is given to a prisoner set to be executed, but according to
Kevin Cooper, a death row prisoner who came within hours of execution before
receiving a stay, the purpose of those additional psychiatric visits was to monitor
his actions and ensure that he did not commit suicide before the execution date.245
Cooper noted that in the days before he was set to be executed, guards would also
come by his cell every hour to see if he was all right and to make sure “that you don’t
cheat them of their death.”246 Cooper stated that even though he was traumatized
in the weeks following the event, he received no counseling or therapy; he was
only asked whether he wanted any medication. In general, counseling or therapy
is offered to inmates only following a prisoner suicide; no therapy is offered when
another prisoner is executed.247
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F. Death row phenomenon
The post-conviction appeals process is an
“Everything here is about death. essential safeguard against mistakes, especially
That’s what makes [death row] when a defendant’s life is at stake, and is a necessity
different from other prisons. . . . in light of the high reversal rate for death penalty
[T]he thought of being executed, cases in California. But, as the European Court of
you don’t ever get used to that.” Human Rights cautioned, “the consequence is that
the condemned prisoner has to endure for many years
the conditions on death row and the anguish and
– Kevin Cooper, prisoner on mounting tension of living in the ever-present shadow
death row
of death.”248 The California Supreme Court also
recognized this in 1972 when it ruled the death penalty
unconstitutional, noting that “the cruelty of capital punishment lies not only in the
execution itself . . . but also in the dehumanizing effects of the lengthy imprisonment
prior to execution during which the judicial and administrative procedures essential
to due process of law are carried out.”249 That statement is even more true today,
when the average length of time spent on death row is now an estimated 20 years, 12
more than the number of years that prompted the European Court of Human Rights
and the California Supreme Court to make their observations.250 The torment of a
death sentence, which the California Supreme Court recognized as “psychological
torture,”251 and the punitive conditions of confinement are magnified for death row
prisoners at San Quentin, who are forced to live under such conditions for decades
while they wait for attorneys to be assigned and post-conviction remedies to be
exhausted.”
San Quentin Death
Chamber, http://
en.wikipedia.org/
wiki/File:SQ_Lethal_
Injection_Room.jpg
One attorney noted that the length of time prisoners stay on death row
constitutes “a special kind of torture.”252 Jarvis Masters commented that it was the
“people who have been on death row for a very long time” whom he saw develop mental
health problems and
“act out in harmful
ways” because they
could no longer stand
the wait. Cooper, who
has been on death row
since 1985, described
watching
other
inmates “turn into
vegetables, give up,
commit suicide, and
become dependent on
medication” over the
course of their time
on death row because
of the long-term
psychological effect
of a death sentence.253
And one Federal
Defender representing
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death row inmates noted that the stress of not knowing when they will be executed
exacts an immeasurable toll on his clients’ mental health, commenting, “I don’t think
I’ve had a client who isn’t a potential volunteer, or who at one point was a volunteer.
. . . [They say to me], I just want to be executed; I just want to get this over with.
[Being on death row] is not an existence for them.” 254
Since 1978, 23 prisoners on California’s death row have committed suicide
(with the latest occurring four days before this report’s publication), nearly twice
the number executed by the state. The stress and anxiety of living under a sentence
of death for a prolonged period of time is undoubtedly a factor, but conditions
within San Quentin may also be contributing to feelings of loneliness, hopelessness,
and isolation that impact a prisoner’s will to live. The extended use of solitary
confinement, which Woodford has argued is “unnecessary and avoidable,”255 is
well known for causing irreversible psychological damage.256 The use of indefinite
solitary confinement – the sentencing of prisoners to indeterminate Grade B status in
the Adjustment Center – in particular exacerbates the pain and suffering of solitary
because of the uncertainty of the length of punishment.257 The “dehumanizing”
treatment by correctional officers at San Quentin, which was emphasized by all
three prisoners interviewed by the mission, also takes a serious toll. The constant
degradation, noted the wife of one death row prisoner, is particularly hard on the
prisoners who are mentally ill, who “can’t bear up against [such] bullying.”258
“I went through a ritual of death that was so unreal . . .”
– Kevin Cooper, prisoner on death row
On 10 February 2004, Kevin Cooper was set to be executed by the
State of California. Before the U.S. Supreme Court issued a decision
affirming a last-minute stay less than four hours before the appointed
time of execution, prison officials at San Quentin prepared Cooper for
his death. Cooper recalled the month-long execution “ritual” and the
psychological toll it continues to have on him:
“The first thing they did was move my property to another cage so
[that] they could watch me constantly. The cage was filthy and looked
like it had never been cleaned [and] I spent days scrubbing it. Prison
staff came by every hour to see if [I] was all right and to make sure
[I] didn’t cheat them of their death. They sent psychiatrists, nurses,
and administrative staff [to see me] all over a two week period. They
wanted to know my clothing size . . . they took me out in the middle
of the night to take photos of me. They [then] took me to the hospital
to have the execution squad size me up. The doctors [talked] about
my execution and where my veins were right in front of me, without
acknowledging [my] being there. This went on for weeks. . . . “
“As [the] execution got closer and closer, everything became more
intense. I was moved to [a cell] above the execution chamber, and
someone [took] notes on what I was doing every hour. [I was put in]
a waist chain with my hands handcuffed to my sides during visits, and
guards surround[ed] and watched[] me 24/7, even during visits. All
the guards watching me were white. . . . The day before [my execution,
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after my last visits were over], 14 guards marched me to a cage
[right next to] the execution chamber. When they took my handcuffs
off and strip searched me, they asked, ‘When we take this cuff off, is
there going to be any trouble?’”
“I felt like a slave on an auction block. They poked and prodded me
and made me do everything: [put my] head up, lift up my testicles,
bend over . . . it went on and on. It was so dehumanizing . . . I
watched them carry [all the execution materials past me] to the
death chamber. . . . At 8:17 [four hours before I was set to die], the
phone rang. The Supreme Court had decided not to lift the stay [in
my case]. . . . I felt life reenter my body. . . . I [] suffered from PTSD
after the incident, but I have not received [] counseling from anyone
. . . They didn’t offer any help – no nurse, no doctor. . . . Every time an
execution happens, I’ll watch the clock and relive what they put me
through. . . . I see my life now as being on the clock, especially after
they tried to kill me. It’s not a matter of minutes, but months.”259
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VI. Louisiana
The mission’s observations about the process by which defendants are
sentenced to death in Louisiana and the cruelty of the conditions experienced on
death row prior to execution raise serious questions about the state’s adherence to
international human rights law and the Constitution of the United States.
Located in the southern U.S., Louisiana is a largely rural state with a
population of 4.6 million.260 There are currently 88 people on Louisiana’s death
row, including two women. Since reinstatement of the death penalty in 1976, the
state has executed 28 persons. In keeping with national trends, Louisiana’s use
of the death penalty has decreased since 2000. From 1990-1999, 68 people were
sentenced to death in Louisiana, as compared with 43 people from 2000 to 2012.261
Only one of these executions has occurred since 2003: a man who volunteered to
die without undertaking appeals. Significantly, nine people have been exonerated
while on Louisiana’s death row.
Prosecutors seeking the death penalty for a homicide in Louisiana must
charge a defendant with first degree murder, which includes one of 11 aggravating
factors.262 Until 2008, “aggravated rape of a child” (La. Rev. Stat. Ann.
§14:42) was also a crime which could warrant the death penalty.263 Louisiana has
a newly implemented system of standards and operational guidelines for capital
defenders,264 which seek to reform years of poorly funded and decentralized capital
defense. Although significant improvements have been made to this system, the
mission learned that a lack of funding and slow implementation of defense counsel
standards continue to serve as a major source of concern for Louisiana criminal
justice reformers and attorneys.
In April and May 2013, mission representatives conducted interviews in
southern Louisiana with former inmates who have been exonerated, a family member
of the formerly incarcerated, advocates, attorneys for those on Louisiana’s death row,
and trial defense counsel. The mission was unable to gain access to visit the death row.
The Warden of Louisiana State Penitentiary also declined to meet with the mission.
Interviewees expressed their hopefulness that Louisiana will continue to decrease its
use of the death penalty but also expressed a deep skepticism that the state could ever
remedy both the widespread failings of its judicial process and the inhumane conditions
in which it houses the incarcerated. Those interviewed by the mission underscored how
the lack of integrity of the judicial process requires that the inmate be provided more
time to challenge the state’s position, while the severity of the treatment of inmates
demands that inmates spend less time under the brutal conditions of detention.
The evidence of entrenched racial discrimination and arbitrariness
throughout the legal process and the ruthlessness with which those on death row
are treated leads the mission to conclude that the application of the death penalty in
Louisiana is fundamentally inconsistent with the United States’ obligations under
international human rights law.
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A. Discrimination and Arbitrariness
Of the persons currently on death row in Louisiana, 58 are African American,
26 are Caucasian, three are Latino and one is Asian.265 African Americans are
overly represented on death row: they make up 65% of those sentenced to death,
while they represent roughly 32% of the state’s population.266 From 1990 to 1999,
of those sentenced to death roughly 72% were African American, and from 20002012, roughly 63% of those sentenced were African American.267 Although the
trend towards disproportionate convictions of African Americans has seen a slight
decrease in later years, this over representation of African Americans is still profound
in light of the overall population and crime data, and is particularly concerning in
light of Louisiana’s tumultuous racial history.
Jurisdiction
% of persons
on death row268
(persons)
% Minority
Percent of State
Population
East Baton Rouge
20% (18)
89% (16)
10 % (444,526)269
Caddo
19% (17)
76% (13)
6%
(257,093)270
Jefferson
11% (10)
80% (8)
9%
(433,676)271
Total Top 3
51% (45 people)
82% (37 people)
25% (1,135,295)
Total Statewide
88 people
70% (62 people)
4,601,893272
Interviewees identified unchecked prosecutorial discretion as one of
the primary reasons for the discriminatory application of the death penalty in
Louisiana. The effect of this discretion is readily apparent in both disproportionate
conviction statistics and the variant rates of death penalty sentencing among the
local jurisdictions in Louisiana. For example, throughout the past two decades,
the Parishes (localities) of Caddo, East Baton Rouge, and Jefferson have
imposed the most death sentences in the state, comprising 51% of inmates on
death row.273 It is important to note, however, that despite these past sentences,
East Baton Rouge and Jefferson Parish have recently decreased their use of the
death penalty.
Aside from the singular statutory requirement describing the 11 factors
which can constitute first degree murder, prosecutors have total charging discretion.
They are influenced by pragmatic questions of resources and likelihood of
conviction, along with external political considerations. First, prosecutors must
consider their capacity to try a capital case, which is resource intensive. Multiple
interviewees indicated that one of the reasons suburban areas seek the death
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penalty at higher rates is that unlike small towns, they can afford the financial
and human resources necessary for a death case. Prosecutors’ decision-making is
also factored by the size of their offices and the ability of existing staff to handle
capital trials.
The political and cultural makeup of the judicial district was another factor
repeatedly cited by many of the death penalty advocates and attorneys interviewed
as a primary contributor to the wide variations between localities in sentencing
people to death. When the culture of the area is rife with racially charged attitudes
or history, serving as both an elected official and agent of justice can be challenging
even for prosecutors with noble intentions. Notably, the areas which impose the most
death sentences are characterized as having racial tension between communities,
and a nearly even racial makeup between African Americans and Caucasians.
At its worst, the Mission heard that there was a perception that prosecutors were
enabling existing racial tensions within their locales as a measure of control and
intimidation.
Prosecutors in Louisiana are elected, and are acutely aware of the risks
related to re-election. Still, even when confronted with strong community
pressure towards prosecuting certain crimes or defendants harshly, prosecutors
have the opportunity to seek a lesser sentence. Abolition advocates and attorneys
expressed relief that prosecutors in several districts have significantly decreased
their death charges despite this pressure. Of course, the same biases present in
the community may be reflected in the actions of the prosecutor, even if there is
no purposeful or conscious malintent. Many prosecutors may intend and believe
themselves to be fair and unbiased. Commenting on the prosecutors in a capital
friendly district, one attorney stated, “I don’t believe most of it is due to conscious
race based discrimination. It’s all under other guises.”274
However, even when unintentional, the ramifications of racial bias on
prosecutions, and ultimately sentencing, are serious. For example, disproportionate
charging based on the race of the victim and defendant is the largest independent
disparity in the capital process throughout the country, and readily apparent in
Louisiana.275 As a Louisiana death penalty researcher observed, “[o]ne possibility
is that prosecutors’ offices, jurors, judges, investigating police officers, and others
involved in constructing a death penalty case are (consciously or unconsciously)
not as outraged or energized, on average, when an African American is murdered
as when a white is murdered.”276
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Louisiana Parish Map with County Seat Cities
http://geology.com/county-map/louisiana.shtml
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For example, a statistical analysis comparing all homicides with death
prosecutions from 1990-2008 in East Baton Rouge Parish found that cases with
Caucasian victims are prosecuted as first-degree (death eligible) at about four
times the African-American victim rate.277 The rate when an African American
has allegedly killed a Caucasian (18% prosecuted) is six times higher than when
an African American is alleged to have killed another African American (3%).278
These prosecutions result in death sentences at a 2.6 times higher rate for those
who were charged with killing Caucasians, and is significantly higher (2.3 times)
regardless of any aggravators.279 In another locale which has sentenced a significant
number of the state’s death row inmates, Caddo Parish, where 78% of potential
cases were black-on-black, roughly 12% were for white-on-white crimes, and 13.4
% were black-on-white.280 By the time cases were brought to trial, 13 times as
many black-on-white crimes were tried as death eligible as compared to black-onblack crimes.281 Looking solely at the race of the victim, crimes against whites
were prosecuted as death eligible nine times as often as murders against African
Americans.282 In Louisiana’s history, only one Caucasian has ever been executed
for a crime against an African-American person— in 1752.283
There may also be malicious intent present in the community or the
prosecutor’s office itself. When asked about one high level prosecutor, a veteran
capital defense attorney remarked, “[redacted] is nothing but the Klan.” Interviewees
spoke of the “common knowledge” of bigots’ involvement in Louisiana government,
and indeed, a former KKK grand wizard, David Duke, was elected to the Legislature
from Jefferson Parish.284 In one disturbing incident in 2003, prosecutors in Jefferson
Parish (then the parish with the most death sentences in Louisiana), wore neckties
featuring a dangling noose and the Grim Reaper.285 The prosecutors were chastised
by the district attorney yet faced no other disciplinary action.286 Although the image
of the noose itself may be race-neutral in other contexts, it is important to recall
that in Louisiana and throughout the American south, lynching was one of the most
prominent features of the lawless era following the Civil wWar and into the turn of
the century during which African Americans were grotesquely murdered.287
Caddo Parish
Caddo Parish, the home of the last capital of the Confederacy
and host to a torrid history of lynch mobs and brutalism
against African Americans, is now one of the top locales for
death sentences in Louisiana. Encompassing both the city of
Shreveport, and a number of smaller towns, Caddo is a large
and racially mixed jurisdiction.288 Despite racial parity in terms
of population, reports indicate the Ku Klux Klan remains active
in the area, and local African-American politicians have been
terrorized.289 Until late 2011, a Confederate flag flew in front
of the Caddo courthouse.290 This flag was erected in 1951, just
twenty years after the Parish had been the lynching “capital” of
the state and one of the leading lynchers in the entire South.291
Erection of the flag outside of the courthouse during the rise of
the U.S. civil rights movement is seen as white intimidation with
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lasting implications: 76% of the men who were sentenced to
death row while it stood are African American.292
Today, convictions in Caddo Parish are responsible for nearly 1
out of 5 of Louisiana’s death row sentences.293 Caddo prosecutors
tried 13 times as many black-on-white crimes as death eligible as
compared to black-on-black crimes.294
In the jury selection for LaMondre Tucker, an 18 year old African
American who was one of the last people to face a capital trial
under the Confederate flag, African Americans were struck
from the jury at disproportionate rates. During the trial, jurors
heard characterizations of Mr. Tucker from the prosecution
which “leveraged racial stereotypes,” such as noting his alleged
preference for white women, and portraying him as lazy. During
jury selection some white jurors were heard to comment that they
wanted to “hang the Defendant from the Confederate memorial
outside of the courthouse”295 The jury ordered Mr. Tucker’s
death after less than 30 minutes of deliberation.296
1. Jury selection
The racial selection of jurors is another critical factor for assessing
discrimination in the capital process in Louisiana. Although prohibited under
federal and state law, interviewees reported ongoing bias in jury selection, with a
considerable number of juries containing disproportionately few, if any, minorities.
The absence of African Americans on juries violates their right to participate fully
in their government, and affects the fairness of a jury’s decision, even absent
discriminatory intent. As noted in a 2006 study, “racially diverse groups may be
more thorough and competent than homogeneous ones.”297 Jury “bleaching” or
the removal of non-white potential jurors, has a dramatic effect in some counties.
For example, 80% of criminal trials in Jefferson Parish have been found to have no
effective African-American representation.298
Louisiana’s jury selection process contributes to the disproportionate
removal of African-American potential jurors. First, African-American jurors are
weeded out in the creation of the jury pool itself. Indeed, the federal government
has sued Louisiana for failure to meet voter registration
“The attorney told us ‘he will requirements in low income communities.299 After
get an all white jury, and they production of a jury pool, defense and prosecution
will convict him to death,’ like it attorneys conduct voir dire—questioning of the
wasn’t even a question”
potential jurors. Following the questioning, the
attorneys and judge may remove jury pool (known
– Monique Matthews Ruiz, sister as the “venire”) members for “cause,” as defined by
Louisiana statute.300
exoneree Ryan Matthews
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Jury “bleaching” often occurs under the guise of “death qualifying,” the
jury. For example, the prosecution can “challenge for cause those prospective jurors
who state that their reservations about capital punishment would prevent them from
making an impartial decision as to the defendant’s guilt,” or who would never
impose the penalty.301 Interviewees noted that African Americans in Louisiana
are more likely to express concern with the criminal justice system or the death
penalty as a result of their negative interactions with the system and Louisiana’s
violent racial history. As a result, they are more frequently struck for cause.302
Although the U.S. Supreme Court has found that a defendant’s rights were violated
as a result of the prosecutor striking all jurors who expressed mere concern about
the imposition of a death penalty, in practice, prosecutors often use such strikes in
order to remove as many sympathetic jurors as possible.303
A study of Louisiana’s Caddo Parish sheds light on the attitudes of jurors
dismissed during “death qualification”. When interviewed about the impact of racial
bias on their participation in the jury, potential jurors who had been removed from
the jury pool during “death qualification” noted the presence of the Confederate flag
outside of the courthouse.304 Others underlined how personal experiences shaped
their view on the death penalty and how they could not extricate perceptions of
injustice from questions around sentencing overall:
Like many African-Americans I know and have spoken to, I feel that AfricanAmerican people have never known justice. Slavery and segregation are a
testament to this. For this reason we cannot consider the death penalty as
a real option in a capital case. Our sense that the death penalty is wrong
also stems from the fact that it is unbalanced in its application against other
African-Americans. 305
Another person shared how they were personally marked by injustice and its
impact on their perception of the death sentence:
Once you have been misperceived you are aware of misperception and its
consequences for people’s lives. In my experience, this reality lends itself to
a negative view of the death penalty.306
Following the removal of jurors for cause, attorneys may use “peremptory
challenges” to strike remaining potential jurors. Attorneys do not need to provide
any reason for their peremptory challenges, and in a capital trial, each side may
strike 12 potential jurors without cause. Examples of reasons given by Louisiana
prosecutors for removing African Americans found acceptable by the trial court
include: the juror was “too stupid to live much less be on a jury;”307 a venireman
“looked like a drug dealer;”308 or the juror was a “single black male with no
children.”309 Although the U.S. Constitution forbids racially discriminatory use
of peremptory challenges, in practice, prosecutors wary of the perceived impact of
African American jurors can and do use preemptory challenges to strike them. As
noted in a concurrence by Thurgood Marshall, one of only two African Americans
to ever serve on the U.S. Supreme Court, in Batson v. Kentucky, “[a]ny prosecutor
can easily assert facially neutral reasons for striking a juror, and trial courts are ill
equipped to second-guess those reasons.”310
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When jury members are stricken, a defense attorney has the option to
raise a “Batson challenge” presenting evidence that leads to at least an inference
of discriminatory purpose in the strike.311 In response, a prosecutor must provide
a race-neutral reason for their action to strike the juror, which does not need to
be “persuasive, or even plausible.”312 In assessing those assertions, trial courts
are instructed to evaluate “all relevant circumstances” to determine whether the
strikes were discriminatory.313 Despite the high level of deference to prosecutors’
assertions, as described below, in Snyder v. Louisiana, the Supreme Court recently
found that a Louisiana prosecutor discriminated when striking an African-American
college student from the jury.314 The prosecutor, who had struck all five of the
African-American jurors who survived challenges for cause,315 claimed that the
student “looked very nervous.”316
2. Oversight and Accountability
The mission also found that prosecutorial discretion was not sufficiently
regulated through post-trial oversight of Louisiana death penalty cases. Moreover,
the Louisiana Supreme court rarely overturns cases due to racial disparities. The
Supreme Court’s mandatory “proportionality review,” implemented after Gregg
v. Georgia,317 seeks to determine first, whether there was an undue influence of
“passion, prejudice, or any other arbitrary factors,” second, whether the finding of
aggravating factors was supported by evidence, and third, whether the sentence was
proportionate to the sentence in other similar cases.318
This process is woefully inadequate. 319 Most notable of the shortcomings
is that the review is only in comparison to other death sentences arising in the same
locale..320. Second, by limiting the review to cases within the same court, trends in
prosecutorial discretion (or even misconduct) go unchecked, as long as they are in
keeping with recent practice. This narrow review effectively blinds the supreme
court from seeing discriminatory patterns of charging, and fails to provide a means
for the court to determine whether the sentences imposed are for the “worst of the
worst” or simply the result of a flawed legal system. Indeed, the Louisiana Supreme
Court has only reversed one death penalty case in the last quarter century.321
Moreover, it was not until 2005 that the court, which oversees disciplinary actions
against prosecutors, imposed its first professional sanction. Only three prosecutors
have ever been disciplined, a surprising number in a state with a high number of
exonerations including nine from death row.322
In Snyder v. Louisiana in, the U.S. Supreme Court ruled on a case from
Louisiana’s Jefferson Parish regarding a prosecutor’s use of a preemptory strike
against an African-American college student.323 Notably, the case reached the
Supreme Court twice; first the Court vacated the judgment without comment in
light of its decision in Miller-El v. Dretke,324 then, after the Louisiana Supreme
Court upheld the conviction again, the case returned to the U.S. Supreme Court
where it was overturned because the prosecutor’s removal of the sole remaining
African American juror was found to be racially biased.325 Although the defendant
eventually got relief from the U.S. Supreme Court, the Louisiana Supreme Court’s
proportionality review of the case is nevertheless notable. In its first review of
Snyder, the court’s analysis on “passion, prejudice, and other arbitrary factors” was
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only two sentences long.326 On its second attempt, the court found that statements
made to the jury analogizing the case with the recently decided O.J. Simpson case
were “…no more compelling than other race neutral inferences to be drawn…” and
that “[n]either remark referred to Simpson’s or [the defendant] Synder’s race.”327
This blindness to the racial context in which death penalty cases are tried, particularly
in regard to Jefferson Parish, which had widely reported racial bias and disparity in
earlier death cases, is shocking.
B. Conditions of Confinement on Louisiana’s Death Row
All those sentenced to death live in Louisiana State Penitentiary, with the
exception of two women on death row housed in an all-female facility. This former
plantation turned hard-labor prison is most commonly referred to as “Angola,” after
the home country of the enslaved Africans that worked on the original plantation.
Angola is infamous for its history of brutality and racism. Although it is widely
reported that conditions in the prison and its death row have become more tolerable
under new leadership and with the building of new facilities, conditions remain bad.
“DEATH ROW TIER
AT ANGOLA”
For at least twenty-three
hours each day, prisoners at
Angola’s death row are locked
in their cells alone, meeting
the international standards for
what is commonly considered
as “solitary confinement.”328
Each cell houses a single
prisoner, and is equipped with
a bed, desk, toilet, and space
for personal effects. Cells are
clustered in tiers, with windows
on one wall of the tier and cells
on the other. Prisoners have
limited communication with
prisoners in the adjacent cells
through the metal bars at the
front of the cell. There are no
windows within the cells, and
the prisoners’ views out of the
windows in the hallway are
obstructed. Prisoners are able
to watch shared televisions
located outside of their cells.
Interviewees reported
that prison officials tend
to keep the most severely
mentally ill prisoners clustered
together. Being moved to this
tier is dreaded, as the prisoners
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have been known to loudly express their anguish, throw feces, or disturb fellow
prisoners. At times, prisoners who are not mentally disturbed are moved to that tier
as a form of punishment. Interviewees shared how it was difficult to concentrate or
sleep in such conditions.
Prisoners are allowed one hour each day to exit their cells, and this time
rotates, even occurring at times in the pre-dawn hours. During the out-of-cell time
allotted, the prisoner may walk within the death row building, or may spend time
outside. This outdoor area has been referred to as a “dog kennel,” “cages,” or “like
Guantánamo” because it consists of small area which is completely fenced in. Once
outside, the prisoner has no access to recreational activities or equipment. Some
prisoners may sleep through their time for the day, or choose as a result of their
mental state, not to exit. Interviewees noted some prisoners had not been outside
in significant periods of time due to their mental state, and at least one had not been
outside in years.
Responding to outcry against the use of solitary confinement for the “Angola
3” political prisoners in conditions similar to prisoners on Angola’s death row, the
Louisiana Attorney General argued that the conditions did not constitute solitary
confinement, stating that the prisoners were kept in cells for 23 hours a day as a
protective restriction, and noting that they have televisions, radios, reading and
writing materials, can shop at the prison store twice a week, and can leave their
cells for an hour a day to shower, place phone calls, and at times go outside.329
He further noted that the prisoners are allowed to meet with spiritual advisors,
medical personnel and social workers as well as visitors.330 The mission considers
that the factors the Attorney General cited are minimal provisions needed to meet
international standards for detention. Access to modes of communication and incell recreation (such as reading) does not negate the traumatic impact of living 23
hours of every day in a cell, particularly when this continues for months, years,
or even decades.331 According to the Istanbul Statement on the Use and Effects
of Solitary Confinement, solitary confinement includes being held in cells for 2224 hours per day. In this environment, contact with other people may occur, but
“[m]eaningful contact…is typically reduced to a minimum.”332 Further, in solitary
confinement “[t]he reduction in stimuli is not only quantitative but also qualitative.
The available stimuli and the occasional social contacts are seldom freely chosen,
are generally monotonous, and are often not empathetic.” 333 Conditions at Angola’s
death row meet this description.
Tours of Angola Prison
The prison conducts regular tours of the death row tiers, putting
prisoners on display for visitors nearly every day. School or university
groups are frequent visitors to death row. Although the number of
visitors itself is not public, it is reported that at least a thousand visitors
come to Angola prison each month.334 Prisoners have described the
experience of being put on display as humiliating. Although the tour
guide has discretion over their narration, prisoners have often heard
degrading descriptions given to the tour group, and can hear the
participants’ degrading comments. Tours include visits to the room
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where executions take place. As the sister of a death row exoneree
explained, “A lot of kids looked forward to going to Angola; that was
our 6th grade field trip. We were all convinced this was a good thing.
Now I see that the tour terrorizes those on the row, and it teaches kids
the wrong lessons.”335
The mission concludes that tours of Louisiana’s death row violate
prisoners’ rights to privacy and dignity. This “much sought after tour
destination,” according to the Louisiana Department of Corrections,
serves to humiliate the prisoners on death row.336 The Louisiana
Department of Corrections permitting the regular entry of members of
the public, including youth, exposes inmates to disparaging remarks
and insults. Putting prisoners on display has been considered a
human rights violation, violating ICCPR Articles 7 and 10.337 Article
45(I) of the Standard Minimum Rules, although not contemplating the
public would be allowed into a prison, notes that when prisoners are
outside of the prison, “they shall be exposed to public view as little as
possible, and proper safeguards shall be adopted to protect them from
insult, curiosity and publicity in any form.” Angola not only fails to
shield the prisoners from public view, but seeks to put prisoners on
display in what should be a safe environment, their home. Such action
is degrading and must be ceased.
1. Temperature
Housed in a brick building with limited air circulation and without air
conditioning, death row prisoners suffer from the effects of sweltering Louisiana
summers. As reported in recent litigation challenging these conditions under the
Eighth Amendment to the U.S. Constitution and the Americans with Disabilities
Act, the heat index338 regularly reached over 111 degrees Fahrenheit/44 degrees
Celsius, into the “Danger” and “Extreme Danger” classifications for each day in
August.339 At these temperatures, prisoners “suffer from cramps, rashes, nausea,
headaches, dizziness, chest pain, profuse sweating, and sleeplessness as a result of
this extreme heat.”340 Underlying health problems are exacerbated and the risk for
heat stroke or other complications are high.341
Despite these conditions, little is done by the prison to alleviate the suffering
caused by the heat. Although official policies require the provision of “fluids and
ice, the allowance of additional showers and/or cold, wet towels, and increased
ventilation to the area,”342 these are not regularly supplied. Showers are scalding
hot. Prisoners can only access ice during their daily out-of-cell hour, and it is often
“unsanitary and infested with insects.”343
The impact of these extreme temperatures is unhygienic and dehumanizing
conditions that persist for weeks or months at a time. As one exoneree notes, “guys
will throw water from the toilet onto the floor to cool off. They’ll sleep on the floor
to stay cool.”344 Many stay on the floor even though it exposes them to fire ant
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bites, which are prevalent within the cells. As a form of punishment for perceived
misbehavior, prisoners can also be moved to the hotter tiers, where conditions are
even more grueling.345 Notably, the guard station is air conditioned.346
2. Recreation
Death row inmates at Angola are not allowed to participate in the recreational
or rehabilitative programming offered to most prisoners such as work programs,
training or educational programming. Not only does this policy deny death row
prisoners the rehabilitative benefits of the programs themselves, but the denial of
programming ensures the prisoners’ confinement to only death row and the cages
surrounding it.
Recently, in response to a prisoner’s artwork being sold online, Angola
instituted a policy which denies prisoners the ability to make art even within their
cells. Under this new rule, prisoners are not only denied formal art supplies, but are
even forbidden from informal and personal expressions. The policy has sparked
paranoia and concern on death row, as, “if they so much as draw a stick figure,
they’ll get written up.”347 Several attorneys for death row prisoners noted that this
is having a profound impact on clients’ mental wellbeing with one attorney noting
that his client “is deprived of the one thing that gives him hope.”348
Art in Angola Prison
Not only does the prohibition of creating art in Angola’s death row demoralize
inmates and deprive them of its rehabilitative effects, it also violates their right to
freedom of expression. In addition to the protections under the First Amendment of
the U.S. Constitution, the ICCPR protects the freedom of expression, which includes
“freedom to seek, receive and impart information and ideas of all kinds, regardless
of frontiers, either orally, in writing or in print, in the form of art, or through any
other media of his choice.” 349
3. Contact with family and attorneys
According to attorneys and prisoner advocates interviewed by the mission,
family members are able to speak on the telephone with their loved ones on
death row during the one hour per day that the prisoner is allowed out of their
cell. However, the mission was informed that because the out-of-cell time rotates,
on some days prisoners can only make calls placed in the middle of the night.350
Moreover, interviewees indicated that calls are expensive, and many struggle to
afford them.
Angola prison is located in an isolated region of Louisiana, several hours
away from the areas which are home to most of the men on death row. It is
challenging for many families to afford to make the trip, including taking time off
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of work for the travel. As such, attorneys and prisoner advocates note that visits can
pose a financial burden and can be difficult for families to arrange. Furthermore, the
prison’s disciplinary actions, which can result in visitation being taken away, may
occur with short notice. The cancellation of visits due to perceived misbehavior
is a major source of stress that adds to the difficulty that
families face.351 When meetings do occur, prisoners are “The first time I saw him in
allowed a limited number of “contact,” family visitations, those conditions I screamed
meaning the inmate is in the same room with his family, and hollered like a crazy
with hands un-cuffed and legs shackled. The ability to woman. I just couldn’t take
meet with family and maintain family ties is cited as it.”
one of the key factors in keeping prisoners sane in an
otherwise isolating environment.
– Monique Matthews Ruiz, sister
of exoneree Ryan Matthews
Prisoners are only allowed non-contact visitation
with attorneys. As one attorney for prisoners on death
row explained, when discussing his clients’ isolated conditions: “It’s worse than
typical prison because of the mental anguish and torture conditions. You’re waiting
for someone to kill you, while you’re stripped of even the most basic humanity of
simply shaking someone’s hand.”352 The visits are conducted through a glass pane
using a phone to talk. One attorney noted that the glass, although clear enough
for typical conversations, impedes the ability to observe the small mannerisms
which can indicate mental distress.353 Phone calls are recorded, including attorney
calls. The mission was informed that it is possible to request non-recorded calls
for attorneys once a week, however, attorneys interviewed expressed their mistrust
regarding the security of these calls and noted that arranging them in advance can
be onerous.
4. Medical Care
Prisoners at Angola’s death row have regular access to doctors for basic
needs, but the quality of care for more serious or chronic health needs is lacking.
Reports from mid-2012 indicate that many doctors working in Louisiana’s state
prisons have been disciplined by the licensing board for serious infractions or even
criminal convictions. A local newspaper explained that the prisons, including Angola,
“appear to be dumping grounds for doctors who are unable to find employment
elsewhere because of their checkered pasts, raising troubling moral questions as
well as the specter of an accident waiting to happen.”354 In fact, Louisiana licensing
standards include specific provisions that restrict medical practice to institutions or
prisons, thereby implying a lesser standard of care for those at risk. The Assistant
Medical Director of Angola has such a restriction on his license, reportedly as a
result of a conviction on drug charges.355
The hospital at Angola is also notoriously unhygienic. The mission was
informed that ventilation ducts are covered in mold and as a result air circulation is
limited. Visitors to the hospital have noted that at least a portion of the facility has
an ongoing problem with flies, with fly traps hanging from the ceiling directly over
bedridden patients. Interviewees report that medication is not always available.356
Prisoners sentenced to death have been kept isolated even while seeking
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care in the hospital. Doctors cannot order a prisoner/patient removed from solitary,
regardless of how it is affecting their physical or mental health. In 1992, the
Louisiana Supreme Court found that Michael Perry, a mentally ill prisoner who
had been institutionalized prior to his conviction in 1983, could not be forcibly
medicated in order to ensure his mental competency to be executed. 357 Despite
the court’s finding that “his underlying insanity can never be permanently cured or
quelled”358 Perry has been deteriorating in solitary confinement for decades rather
than receiving specialized care.
There is no mental health hospital for those found to be incompetent for
execution, nor for those whom solitary confinement is further damaging to their
mental state. Inmates speak with counselors through the bars of their cells, where
there is little possibility to build intimacy and there is no privacy from guards or
nearby inmates. Intensive, one-on-one treatment with a psychotherapist is not
provided. For many prisoners, the only relief is through medication.
The need for intensive mental health services is desperate, considering
the impact of prolonged solitary confinement on the sanity of the prisoners. The
majority of current death row prisoners have spent at least a
“[T]he sanest people go nuts decade on death row. The longest period a current prisoner
has been on death row is 28 years.359 Among attorneys and
in this environment.”
advocates interviewed, there was a widely held belief that all
– Veteran capital defense those on death row have serious mental health issues. Even
attorney, Louisiana
those who suffered from few, if any, problems at the beginning
of their sentence are now struggling to maintain their sanity.
Mental anguish faced by prisoners is further exacerbated by the appeals
process itself. Prisoners are often given execution dates at each stage in the posttrial process. To go from a trial to final appeal has been described as a roller coaster,
with hope and despair, which for many inmates and their families includes the
terrifying anguish of anticipating the inmate’s execution.
John Thompson had been convicted of murder in 1985.360 In the fourteen years he
spent on death row, Thompson was given six dates for his execution, all procedurally
stayed so that he could continue appeals. With each new writ of execution, the pressure
on Mr. Thompson became “more crushing” and forced him to think about his life as “a
constant countdown to lethal injection.”361 After his defense team exhausted all formal
avenues of appeal, he was given his seventh date, which he knew would be his last. Mr.
Thompson prepared to die. He sought to tell his youngest son about his scheduled death,
which would occur the day before the boy’s high school graduation, but his son’s teacher
unknowingly informed him first, announcing the upcoming execution to his class.362 Just
weeks before his scheduled execution, a private investigator on John’s case discovered
scientific evidence of his innocence which had been hidden by the prosecutor’s office. His
life was spared and Thompson returned home. In addition to evidencing the struggles of
those on death row, Thompson’s case is a prime example of the lack of redress for victims
of due process violations and torture and cruel, inhuman, and degrading treatment.
Upon release from prison, Thompson was given $10 and a bus ticket. Although a jury
later awarded Thompson $14 million in damages, the Supreme Court reversed this
award due to immunity protections the U.S. provides prosecutors.363 Mr. Thompson is
now organizing other exonerees in his community and across the nation to seek better
prosecutorial oversight and options for redress. 364
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According to a former inmate and other interviewees, many prisoners enter
death row in a stable mental state, but their mental health may deteriorate over time.
The mental breakdown follows a pattern, with the first sign being they get
paranoid, even of their allies and friends. They want to whisper, to keep
quiet. They start to hear things. All friendliness is gone. They often remove
their lawyers from the visitors list, even though they’re the ones doing the
most help to keep them alive and keep them sane.365
Attorneys working with inmates on death row indicated that a large portion
of their work consists of supporting their client’s mental stability, and that several
clients have considered volunteering for early execution due to the unbearable
nature of their conditions.
5. Current Challenge to Means of Execution
Two inmates currently on Louisiana’s death row challenged Louisiana’s
refusal to disclose its execution protocol in federal court. The protocol, released
in 2013 as a result of the lawsuit, involved a change from a controversial three
drug cocktail to the sole use of pentobarbital.366 This switch occurred as a result of
international pressure cutting of sources of sodium thiopental, which was formerly
used by Louisiana.367
An attorney representing prisoners in this federal challenge said, “we still do
not know whether any medical authorities were consulted regarding the incorporation
of (pentobarbital); the original source or expiration date of the new drug; how the
drug is to be administered; or the training of personnel who will implement the new
procedure for the first time,”368 The imminent execution of one of the inmates,
Christopher Sepulvado, had been stayed pending resolution of the case seeking the
release of the protocol and in particular information on the drug’s use, storage, and
expiration.369
Cemetery at Angola
Prison http://
en.wikipedia.org/wiki/
File:PointLookoutIILSP.
jpg
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VII. Mission Findings
A. Discrimination
The mission finds that California and Louisiana’s practices in charging and
trying defendants with capital offences, and sentencing defendants to death is
discriminatory. The HRC determined that “[i]n capital punishment cases, the
obligation of States parties to observe rigorously all the guarantees for a fair trial
set out in article 14 of the Covenant admits of no exception.”370 The standard of
review for the trial process in death penalty cases is strict and a “heightened level
of scrutiny” is required in reviewing death penalty convictions, given the grave
consequences of an imperfect conviction.371 The capital trial process in California
and Louisiana cannot withstand such scrutiny; discriminatory actions and effects
in both states are obvious and unacceptable. Discrimination in jury selection
compounds the initial harm arising from charging decisions and a failure to remedy
these harms through judicial review further compounds the violation. The failure to
ensure equal application of laws and policies, and provide racial and ethnic groups
with proceedings that respect their right to a fair trial contravenes the international
prohibition against discrimination.
Two indicators of racial discrimination are the number and proportion of
minorities in prison, and the handing down of harsher sentences to those groups.372
Both indicators are present in California and Louisiana. The justice systems in the
mission states, tainted by racial bias from the charging onward, have produced death
rows on which minorities are disproportionately represented; this is particularly true
with regards to African Americans. In California, the ratio of African Americans
on death row is nearly six times their percentage in the population at large, and
in Louisiana, the percentage of African Americans is double their representation
in the population. It is widely reported that the proportion of persons sentenced
to death who are minorities does not correlate with the rates of all death eligible
murders. As set forth above, the disparities are even more stark in cases where
the victim is white. Indeed, as the CERD Committee found, “there is a disturbing
correlation between race, both of the victim and the defendant, and the imposition
of the death penalty.”373 The disproportionate use of the death penalty against
African Americans is evidence of a legal regime which has the effect of “nullifying
or impairing the…enjoyment or exercise, on an equal footing, of human rights and
fundamental freedoms”374 including the basic right to life.
Statistics are regularly found to be reliable evidence in cases addressing
discrimination, and are particularly helpful in understanding widespread and
systemic discrimination. 375 Treaty bodies and regional human rights courts have
found discriminatory effects constitute a violation of the principle of equality and
non-discrimination based on statistical evidence, including when discriminatory
intent has not been established.376 Regional human rights courts have held that once
a victim establishes the state has created or perpetuated a difference in treatment
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tending to show discrimination, the government bears the burden of proving the
difference is “the result of objective factors unrelated to any discrimination…”377
The mission does not find any objective explanation for the disproportionate
number of minorities charged and tried with capital offenses and sentence to death
in California and Louisiana.
1. Charging Patterns and Practices
Reports indicate that the discretion granted to elected prosecutors in
California and Louisiana and California contributes to inconsistent and biased
use of the death penalty. Some of the clearest indicators of racial disparity – and
discrimination – in the death penalty context arise in
the prosecutor’s choice to charge those who kill whites, Capital eligible offenses: California
and minorities who kill whites in particular, with crimes and Louisiana have regularly
punishable by death at significantly higher rates. In the increased the number of death eligible
mission states, this trend in racially biased charging factors in their death penalty statutes.
exposes Hispanics and African Americans charged with Continually adding more death
killing white victims to the risk of death at rates up to eligible offenses further broadens the
13 times greater than the rate of those with African- ability of a prosecutor to seek death
American and Hispanic victims. This charging process for homicide suspects and violates
strongly suggests prosecutors are biased, consciously international standards against the
or unconsciously, against minorities.
practice. The American Convention
on Human Rights, Article 4(2) notes
that the death penalty “shall not be
2. Jury Selection
extended to crimes to which it does
not presently apply.” Upon its last
Denial of the ability to participate in juries review of the U.S., the Human Rights
strips African Americans of the right provided for in the Committee expressed its concern
ICCPR to “take part in the conduct of public affairs” with the continued expansion of the
and “to have access, on general terms of equality, to death penalty to additional offenses.
public service in his country.”378 The statistics clearly
demonstrate that the process of jury selection in the mission states produces a
discriminatory effect. It ensures that the voices of African Americans are absent, or
minimized, in one of the most important functions of government, in such a way as
to impact verdicts.
A comparative example from the European Court of Human Rights is
instructive. The court considered the issue of discriminatory jury selection in the
context of the Maltese judicial system, in which statistical evidence established
a disproportionately low number of women on juries. As in the mission states,
there were no explicitly discriminatory laws related to jury selection. However
discrimination was a part of “a well-established practice, characterized by a number
of factors, such as the manner in which the lists of jurors were compiled and the
criteria for exemption from jury service.”379 The court considered these claims,
recalling that discrimination is not only evidenced by laws themselves, but can
also arise from a “de facto situation.”380 The Court rejected the government’s
justification, which included claims that dismissals from jury service were often
based on work and family obligations, and that “for cultural reasons” there was a
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tendency for the defense to challenge female jurors.381 Similarly, in the mission
states, there is no reliable explanation that could justify the consistent overuse of
strikes against African-American potential jurors.
Finally, the removal of African Americans from the jury furthers the
belief by a significant part of the public that the courts are not impartial. Such an
undermining of public confidence in the judiciary can “adversely affect the fairness
of the procedure.”382 The Inter-American Commission has found that the standard
on this issue of impartiality is an objective one based on “reasonableness, and the
appearance of impartiality”383 and that a court must consider whether there “is a
real danger of bias affecting the mind” of the jurors.384 Aside from any conscious
bias, diverse groups have been found to exhibit better decision making; deliberating
longer, discussing a wider range of facts and perspectives, and making fewer errors
and more corrections.385 The mission heard repeatedly that removal of African
Americans does create the appearance of a partial tribunal – a view also shared by
academics and advocates alike.386 This is particularly true in Louisiana where there
is the perception that prosecutors seek an all-white jury for the specific purpose of
sentencing a defendant to death. Although the presence of an all-white jury has not
been considered proof in itself of discrimination, courts reviewing the issue in the
capital context have considered the racial makeup of juries in their findings.387
3. Checks on the process
Article 14, paragraph 5 of the
ICCPR establishes the right to have one’s
conviction and sentence reviewed by a
higher court. Review of lower court rulings
must be undertaken in as timely a manner as
practicable; and the delays experienced in
California and Louisiana are unacceptable.
Critically, such a review must be substantive
and must address both fact and law.388
The high number of exonerations and
commutations from death row at the federal
level in both California and Louisiana suggest
that serious systemic problems at the trial
level are contributing to unjust convictions
which may not be remedied for decades.
These include lack of adequately trained and
qualified defense attorneys, lack of resources
for thorough investigations, and racial bias..
Local courts, for example, fail to remedy the
non-invidious evidence of discrimination,
such as the intimidation presented by flying a Confederate flag at the courthouse or
the numerous instances of racially biased public statements by prosecutors.
Both trial level judges and prosecutors
are elected in California and Louisiana,
leading to further concerns over
impartiality. The HRC has repeatedly
concluded that political influence on
judges is an unacceptable affront to the
independence of the tribunal. The Human
Rights Committee’s General Comment No.
32 provides that “States should take specific
measures guaranteeing the independence
of the judiciary, protecting judges from
any form of political influence in their
decision-making through the constitution
or adoption of laws establishing clear
procedures and objective criteria for
the appointment, remuneration, tenure,
promotion, suspension and dismissal of the
members of the judiciary and disciplinary
sanctions taken against them.”389
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B. Torture and Cruel, Inhuman or Degrading Treatment
“A prolonged stay on death row, along with the accompanying conditions,
constitutes a violation of the prohibition of torture itself,”390 according to the Special
Rapporteur on Torture. Prolonged isolation with the limited social and intellectual
stimulation described herein, combined with the constant confrontation with “the
lengthy and anxiety-ridden wait for uncertain outcomes,” result in “mental trauma
and physical deterioration” frequently referred to as “death row phenomenon.”391
Over two decades ago, the European Court of Human Rights identified “death row
phenomenon.”392 It found that the conditions on death row a young prisoner would
face if extradited to the U.S. state of Virginia would violate the European Charter’s
prohibition against cruel, inhuman or degrading treatment, and therefore refused the
extradition request.393 Shortly after, the Privy Council of the British House of Lords
found that a delay of more than five years on death row in itself would provide
strong ground for a claim of inhuman or degrading punishment.394 Just less than
a decade later, the Inter-American Commission found that a prisoner’s suffering
from death row phenomenon was cruel, inhuman or degrading treatment.395 Thus,
there is consensus at the international level that death row phenomenon constitutes,
at minimum, cruel, inhumane, or degrading treatment, and could also constitute
torture.396
Death row phenomenon for prisoners in California and Louisiana results
as a combination of indefinite solitary confinement and isolation, inhumane prison
conditions, and a lengthy and uncertain wait for execution. In California, the
anxiety and horror of waiting for an execution date is exacerbated by the length
of time prisoners spend on death row – in some cases for 20 or 30 years – in a
constant state of uncertainty. Louisiana death row prisoners have expressed the
terror at seeing their fellow inmates leave for execution, especially when uncertain
of whether their own death may be a year or a decade away. In both states, lengthy
waits in isolated and difficult conditions, while receiving multiple execution dates,
contribute to severe suffering characteristic of the death row phenomenon.
The use of solitary confinement and the
violations of international prison conditions
standards described herein, particularly when
assessed in light of the vulnerability of death
row prisoners and the decades spent in these
conditions, readily give rise to a finding of
cruel, inhumane and degrading treatment. The
mission finds that, particularly in cases involving
prolonged or indefinite periods of solitary
confinement, the conditions for many prisoners
on death row further gives rise to credible claims
of torture.
The mission further finds that the
conditions of confinement for death row prisoners
are widely considered a part of the inmate’s
punishment, imposed on prisoners as a result of
First-hand account of John Thompson,
exoneree who spent over a decade on
Louisiana’s death row:
“One summer they executed eight men.
They executed one on August 29, while I was
in jail, because I hadn’t been transferred
even a year after conviction…I saw it on
the news. Then, on September 1st I was
called up. I was being moved to death row,
but no lawyer had ever explained what
the process was. I had no idea, thought
I was being called up to die. All I could
think is “I’m dying today.” Instead, I was
brought to Angola. I walked on the grounds
the first time and it looked and felt like a
concentration camp.”
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their status as condemned. In fact, the attorney defending Louisiana’s extreme
heat conditions has stated, “[t]hey’ve been subject to their treatment because of
their statuses as death row inmates…it’s the price offenders pay for their crimes
against humanity.”397 Particularly when viewed in combination, the totality of the
death row prisoner’s mental and physical pain and suffering described below is
undoubtedly severe.
1. Solitary Confinement
Solitary confinement constitutes the most striking threat to human dignity
of death row prisoners in the mission states and contributes significantly to the
degradation of their mental and physical well-being.398 As concluded by the Special
Rapporteur on Torture,
Considering the severe mental pain or suffering solitary confinement
may cause when used as a punishment, during pretrial detention,
indefinitely or for a prolonged period, for juveniles or persons with
mental disabilities, it can amount to torture or cruel, inhuman or
degrading treatment or punishment.399
The Special Rapporteur has concluded that “solitary confinement used
on death row is by definition prolonged and indefinite and thus constitutes cruel,
inhuman or degrading treatment or punishment or even torture.”400 The vulnerability
and lack of oversight inherent in the use of solitary in the mission states’ death rows
runs contrary to international standards calling for the regulation and oversight in
the use of solitary. As the Principles and Best Practices provide most succinctly,
solitary confinement should be allowed only:
as a disposition of last resort and for a strictly limited time, when it is
evident that it is necessary to ensure legitimate interests relating to the
institution’s internal security, and to protect fundamental rights, such as the
right to life and integrity of persons deprived of liberty or the personnel. In
all cases, the disposition of solitary confinement shall be authorized by the
competent authority a shall be subject to judicial control, since its prolonged,
inappropriate or unnecessary use would amount to acts of torture, or cruel,
inhuman, or degrading treatment or punishment.401
The solitary confinement regime practiced in the mission states relegates
inmate’s sanity to the control of prison administrators, until they grant release
—or the inmate is executed. This is contrary to the Inter-American Commission’s
requirement that “[u]nder no circumstances may the solitary confinement of an
individual be left exclusively in the hands of the authorities in charge of the centers
of deprivation of liberty without proper judicial oversight.”402 This classificationbased solitary and its lack of oversight are particularly detrimental to those facing
serious mental health challenges. The Special Rapporteur has stated that “[w]here
the damaging effects of solitary confinement on a particular individual are known,
the regime cannot continue.”403 In keeping with this principle, regional bodies
have required or suggested prisons conduct regular assessments of those committed
to solitary for their ability to withstand such treatment.404 However, the mission
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states continue to confine a large number of prisoners whose mental deterioration
is closely linked to their isolated status, and, in one case in Louisiana, continues to
isolate at least one prisoner who has been found so mentally incompetent that he
cannot be executed.
The use of solitary confinement in California and Louisiana, like solitary in
prisons across the United States, is also damaging as a result of its prolonged nature.
As the Special Rapporteur on Torture observed, “the longer the duration of solitary
confinement or the greater the uncertainty regarding the length of time, the greater
the risk of serious and irreparable harm to the inmate that may constitute cruel,
inhuman or degrading treatment or punishment or even torture.”405 The Special
Rapporteur has called for “an absolute prohibition” on confinement lasting over 15
days; any longer is considered prolonged and may be “torture or cruel, inhuman
or degrading treatment or punishment, depending on the circumstances.”406 The
European Committee for the Prevention of Torture and Inhuman or Degrading
Treatment or Punishment recommends that states use solitary confinement as a
punishment for no more than 14 days, and “preferably lower.”407 Prior to the Special
Rapporteur’s recommendation, the European Court determined that a detention
in solitary confinement for three years was a violation of the prohibition against
torture and cruel, inhuman or degrading treatment.408 The decades spent in solitary
confinement in the mission states well exceeds these time periods.
In addition to the physical isolation of inmates in their cells, the mission states
implement further practices which serve to isolate prisoners from social contact,
contrary to the requirements of international law.409 Louisiana’s ad hoc control of
visitation rights by prison officials, and its practice of allowing phone calls only during
one pre-assigned hour a day, and California’s policy of denying all communication
by phone and all contact visits for Grade B inmates place unacceptable burdens
on the ability for inmates to communicate with their loved ones. These practices
may be contrary to the HRC’s finding that under provision of Article 10(1) of the
ICCPR “prisoners should be allowed under necessary supervision to communicate
with their family and reputable friends at regular intervals, by correspondence as
well as by receiving visits.”410 Additionally, the failure of Louisiana to provide for
ample and unmonitored communication with attorneys is a detriment to their legal
representation.411
The Inter-American Court has found the prohibition against cruel, inhuman or
degrading treatment violated where prisoners were held in unacceptable conditions
and prisoners were characterized as “suffering lack of communication or restrictions
to visits”412 and recommended the transfer of prisoners to penitentiary centers close
to their families.413 In addition to the suffering separation caused the prisoners,
the Inter-American Court found that the inmates’ families endured “great pain and
suffering and have been constantly worried as a consequence of the degrading and
inhuman detention conditions suffered by the alleged victim, the isolation to which
he was subject, the distance and inaccessibility of the different penitentiaries to
which he was transferred. All of the above constituted a violation of the mental and
moral integrity of the alleged victim’s next of kin.”414 The testimony provided to
the mission from prisoners’ family members, who described their continuous and
prolonged anguish regarding the conditions of confinement and sentence of their
love ones, describes facts similar to those the court found impermissible.
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The mission finds that indefinite and prolonged solitary confinement and social
isolation in the mission states results in severe mental suffering. Prisoners, former
prisoners, and their attorneys have attested to the gradual decline in mental health
that the prison regimes create. Although difficult and unnecessary to distinguish
the harms caused by each aspect of prison conditions, solitary confinement has
repeatedly been referred to as a major source of the inmates’ suffering.
2. General conditions of confinement
For death row prisoners in the mission states, who are imprisoned in their
cells for extended periods of time, the unsatisfactory conditions of confinement
significantly add to the suffering. Conditions of confinement in Louisiana and
California do not meet international standards. The mission is concerned with the
widespread perspective that inmates on death row are owed a lesser standard of
treatment as a result of their sentence.
General cell conditions in Louisiana fail to meet international standards.
For example, the death row at Angola prison has insufficient windows; there are no
windows within the cells, and the windows in the building are shuttered, providing
only minimal ventilation and light. This contravenes the Standard Minimum
Rules requiring windows “large enough to enable the prisoners to read or work by
natural light, and shall be so constructed that they can allow the entrance of fresh
air whether or not there is artificial ventilation.”415 Further, the presence of biting
fire ants violates the Standard Minimum Rules on proper maintenance.416 Finally,
the general cell conditions are often unsanitary.
Access and facilities for recreation, particularly critical for those inmates
in solitary confinement, is noticeably lacking in both mission states. Not only
do the Standard Minimum Rules require access to the outdoors daily, but also
provides that “[y]oung prisoners, and others of suitable age and physique, shall
receive physical and recreational training during the period of exercise. To this end
space, installations, and equipment should be provided.”417 In contrast, prisoners
in mission states are not given equipment necessary to ensure their recreational time
is useful for the maintenance of their physical wellbeing; prisoners in California do
not receive daily outdoor recreation time and may sometimes be denied recreation
time for weeks; and prisoners in Louisiana are not allowed to participate in group
recreation.
Finally, the mission observes that the amount of discretion given to guards
for imposing disciplinary measures leads to abuse and punishment that is overly
harsh and arbitrary. For example, prison staff at San Quentin are allowed to
send prisoners to solitary confinement inside the Adjustment Center for months
at a time for infractions as minor as possessing more than $5, and may impose
solitary indefinitely on any prisoner found to be “disruptive to the normal operating
procedures of the institution.”418 Additionally, the mission expresses concern about
the use of informal disciplinary measures in Louisiana, such as forcing inmates to
move cells for perceived misbehavior and recalls that due process applies to all
disciplinary action.419 Such a practice can be disturbing or even destabilizing for
prisoners already under extreme mental stress.
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Heat in Angola prison
One of the most disturbing prison conditions reported to the mission
was the use of extreme heat in Angola prison. This heat, which
regularly exceeds a heat index of 110 degrees F (44 C), creates unsafe
and painful conditions for those on death row, who are locked in
their sweltering cells for at least 23 hours each day with no respite.
The Principles and Best Practices on the Protection of Persons
Deprive of Liberty in the Americas specify, in addition to the general
norm of humane treatment, that prisons shall have “appropriate
ventilation and heating, according to the climatic conditions…”420
Both the Principles and Best Practices and the Standard Minimum
Rules specifically note the requirement that bathing needs be met in
a fashion appropriate for the climate.421 The European Court has
found treatment was inhuman where inmates are exposed to extreme
temperatures,422 and other courts have noted conditions of extreme
temperature in their findings of torture or other cruel, inhuman or
degrading treatment.423
3. Provision of medical care
The provision of medical care, including mental health care, constitutes
part of the State’s obligation to provide humane treatment,424 and should be of the
best available quality regardless of the inmates’ status as prisoners.425 Although
the mission is not in a position to address the specific health needs of individual
prisoners, reports raised concerns that the quality of medical and mental health care
for chronic and complex problems is insufficient. In California, the policy of not
transferring prisoners who are severely mentally ill to appropriate care facilities do
not conform with international standards, which require the transfer of prisoners
who require specialist treatment “to specialized institutions or civil hospitals.”426
The mission is particularly disturbed by reports from Louisiana that indicate medical
licensing boards knowingly relegate certain practitioners to Angola prison as a
result of their violation of the professional code, or even criminal law. Although
this is not per se a violation of the prisoners’ human rights, it tends to evidence a
lesser standard of care for those in detention. Notably, this practice is contrary to
Principle XX of the Principles and Best Practices which states “the personnel shall
be carefully selected, taking into account their ethical and moral integrity….”427
Further, the availability of mental health care for disturbed prisoners is of
particular concern. International provisions call for the insane to be detained in
separate accommodations.428 The European Court for Human Rights has found that
subjecting a mentally ill person to isolation “is not compatible with the standard of
treatment required in respect of a mentally ill person.”429 Special provisions must
be made to accommodate those suffering from severe mental distress. Regardless
of where these prisoners are housed, mental health treatment should be provided by
well qualified practitioners, and undertaken confidentially.
The mission further finds that California may be unacceptably contributing
to suicide risk within its death row. Suicide is an “ever-present reality” resulting
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from the simple act of “confining someone in a closed environment from which
they are unable to leave at their own will” and states must take appropriate actions
to alleviate the risk of prisoners harming themselves.430 The Inter-American
Commission has specifically noted several stressors influencing the decision to
commit suicide which are particularly present in California, including physical
or sexual assault, “reiterated and unjustified procedural delays,” and “particularly
trying or degrading conditions of detention, such as intolerable overcrowding
or solitary confinement with significantly long periods of confinement.”431 The
Inter-American Commission has found that the
Medical and Mental Health Visits maintenance of inhuman conditions, coupled
at San Quentin
with inadequate medical care and not reacting
properly to suicide threats constituted a “series
On California’s death row, correctional
of omissions that caused [the victim’s] health to
officers remain in the room during
deteriorate and ultimately caused his death.”432
medical visits and frequently do not keep
Although the mission has not evaluated the 22
communications between patients and
specific incidences of suicide in California’s
doctors confidential. In addition, San
death row, the testimony it received leads it
Quentin’s practice of requiring stripto conclude that the poor conditions, lack of
searches before a medical or mental health
health care, and lack of monitoring are similar
visit for prisoners held in the Adjustment
to those which have been found to contribute
Center may deter prisoners from accessing
to an inmate’s suicide risk. Although, the Intermedical services due to the humiliation
American Commission has found that in addition
involved. The Inter-American Commission
to the multitude of stressors already inherent
has urged that “[p]risoners must be
in detention “the incarceration of an individual
able to consult medical professionals
in isolation conditions that do not meet the
confidentially…”434
applicable international standards constitutes a
risk factor for suicide.” 433
US Washington – June 29 2009, Abolitionist Action Committee protests in front of the US
Supreme Court, @ CHIP SOMODEVILLA / GETTY IMAGES NORTH AMERICA / AFP
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VIII. Conclusion
The death penalty, as implemented in California and Louisiana, violates not
only the right to life but also other fundamental human rights, including those of
non-discrimination, due process, and freedom from torture or cruel, inhuman, or
degrading treatment. The violations of these core human rights obligations overlap
and intersect, and are present at every stage in the capital process, from the charging
of a death eligible crime, to the actual commission of the execution.
In assessing potential remedies to the problematic use of the death penalty
in these states, the mission is faced with a paradox. To ensure capital trials are
impartial and absent discrimination, not only must radical changes be implemented
at the outset of the trial process, but the post-conviction appeals process must be,
impartial, undertaken by fully-funded and well qualified counsel, and thorough. To
reach these goals, states would need to substantially increase the time and resources
available to the already lengthy, costly post-trial process — while continuing to
imprison the condemned on death row for significant periods of time. Therefore, in
order to address the problem of racial discrimination, states would have to maintain
the inherently cruel system of a lengthy and uncertain wait for death. 435
The mission considers that it is impossible to honor both the right to a fair
trial and the right to be free from torture or cruel, inhuman or degrading treatment;
abandoning either, however, would be contrary to human rights obligations. The
duty to ensure due process in a death case is absolute, while the duty of states to not
torture is one of the core tenets of a modern society. Both obligations are protected
by law. The mission can conceive of no permissible balance that can be struck
between these foundational tenets of human rights, which the United States has
promised both its citizens and the international community to uphold.
This paradox underscores once again that the only ethically and legally
tenable response to the death penalty is its complete abolition.
The use of the death penalty constitutes an inherent violation of the most
fundamental of
all rights, the right to life. No legal or correctional reforms could bring legitimacy
to the necessarily inhumane and premeditated taking of a life by the state through
its imperfect system. As such, the mission unambiguously and fundamentally
opposes any use of the death penalty in the United States, including in California
and Louisiana. To continue to use the death penalty, particularly in light of the fair
trial and treatment violations, shocks the conscience and violates international law.
The mission calls for its immediate abolition.
Nevertheless, we recognize that complete abolition of the death penalty
will not occur immediately, despite the multitude of efforts throughout the United
States, and internationally, to end it. In the interim, a moratorium on executions
must be imposed to protect condemned
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prisoners’ right to life. In addition, states must alter trial procedures to ensure
that more defendants are not sentenced to death in trials rife with discrimination.
Further, reforms to prison conditions must be implemented to ensure that those
already under a sentence of death are not suffering torture or other cruel, inhuman,
or degrading treatment.
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IX. Recommendations
Until the complete abolition of the death penalty in the United States is realized,
we recommend the following interim steps must be taken to bring California
and Louisiana into compliance with the U.S.’s international treaty obligations,
including:
1.
I
mpose an immediate moratorium on executions and new death
sentences
2.
E
xpand the domestic prohibition to include discriminatory impact
without a particularized showing of intent—in line with international
norms
3.
End the use of solitary confinement and isolation for death row.
Prisoners must have meaningful access to phone calls and regular contact
visitation with their families and attorneys. Visitation, phone calls and
mail must not be denied arbitrarily
4.
Ensure meaningful, expeditious judicial review of death penalty
convictions
5.
Regulate prosecutorial discretion that makes minorities vulnerable.
Prosecutorial discretion should not be unsupervised and unguided. Steps
should be taken to reduce the total discretion exercised by prosecutor by:
- educing rather than expanding the list of death-eligible aggravating
R
factors and narrowing the definition of existing factors
- stablishing advisory boards to assist prosecutors in capital charging
E
decisions
-
Implementing or strengthening sanctions against prosecutors
with high reversal rates, repeated due process violations, or racist
statements;
6.
Provide properly funded and well trained counsel. States must properly
fund trial and post-conviction counsel in timely fashion, and ensure full
funding for experts and investigators. States must also follow ABA
guidelines on the qualification of capital defense counsel
7.
E
nsure there are impartial juries that represent the full range of
public opinion
- llow for those with even strong doubt about the use of the death
A
penalty to serve on juries
- mplement reforms to more carefully monitor the use of peremptory
I
challenges against jurors
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8.
Ensure humane conditions on death row
- nsure death row meets international conditions standards outlined by the
E
Standard Minimum Rules
- eform the PRLA to provide access to justice and restitution for those
R
who have undergone torture orCIDT at the hands of the state
- equire procedural safeguards and due process for any punishment of a
R
prisoner
- nsure the confidentiality of attorney/client communications
E
- aintain a comfortable temperature, ensure access to clean cold water
M
and ice, provide air ventilation
- nsure prisoners have privacy and dignity by ending tours of death row
E
in Louisiana
9.
Ensure high quality medical and mental health care
- nsure medical care is given by properly qualified staff
E
- nsure that medical and mental health communications remain confidential
E
between inmates and doctors
- rovide sanitary hospital conditions
P
- ermit ready access to necessary mediations
P
- stablish special medical regimes, housing and protections for those
E
condemned prisoners who suffer from mental illness and severe mental
illness, including access to therapy in a one-on-one setting
- nd practices, such as strip searches and the use of handcuffs during
E
medical exams, that deter or prevent prisoners from utilizing medical and
mental health services
10.
Allow access to social and educational outlets
- llow death row inmates to participate in rehabilitation, educational and
A
work programming available to the general population
- llow death row inmates to create art
A
- rovide access to communal spaces
P
- rovide daily access to outdoor recreational space with appropriate
P
recreational equipment
- nd practices, such as strip searches, that deter or prevent prisoners from
E
utilizing recreational space
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X. Appendix: Partial List
of Interviewees
1. California
- Pat Aties, member, Campaign to End the Death Penalty
- Joseph Baxter, Attorney for Jarvis Masters, Law Offices of Joseph Baxter
- Sarah Chester, Staff Attorney, California Appellate Project
- Kevin Cooper, death row prisoner since 1985
- Steve Fama, Attorney, Prison Law Office
- The Honorable William Fletcher, Judge, 9th Circuit Court of Appeals
- Norm Hile, attorney for Kevin Cooper, Senior Counsel, Orrick, Herrington,
& Sutcliffe LLP
- Terry Kupers, M.D., Psychiatrist
- Michael Laurence, Executive Director, Habeas Corpus Resource Center
- Jarvis Masters, Death row prisoner since 1990
-
-
-
-
Michael Millman, Executive Director, California Appellate Project
Natasha Minsker, Associate Director, ACLU of Northern California
Fred Renfroe, Staff Attorney, Habeas Corpus Resource Center
Joseph Schlesinger, Chief Attorney, Capital Habeas Unit, Office of the
Federal Defender, Eastern District of California
- Elizabeth Semel, Clinical Professor of Law, University of California
Berkeley School of Law
- Kathrin Smith, Wife of death row prisoner Jarvis Masters
- Don Spector, Attorney, Prison Law Office
- Christine Thomas, wife of Correll Thomas and paralegal, Office of the
Federal Defender for the Eastern District of California
- Correll Thomas, Death row prisoner since 1999
- Jeanne Woodford, Former Warden of San Quentin State Prison
- Elizabeth Zitrin, Attorney, Vice President of Coalition Against the Death
Penalty
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2. Louisiana
- Richard Bourke, Director, Louisiana Capital Assistance Center
- Gary Clements, Director, Capital Post Conviction Project of Louisiana
- Ben Cohen, Of-Counsel, The Capital Appeals Project
- Elizabeth Compa, Staff Attorney, The Capital Appeals Project
- Rosana Cruz, Associate Director of Voice of the Ex-Offender
- Sophie Cull, Louisiana Coalition for Alternatives to the Death Penalty
- Calvin Duncan, 2013 Soros Justice Fellow and Paralegal, Louisana Capital
Assistance Center
- Norris Henderson, Founder and Executive Director of Voice of the ExOffender
- Denny LeBoeuf, ACLU Capital Punishment Project
- Mercedes Montagnes, Deputy Director, The Capital Appeals Project
- Monique Matthews Ruiz, Advocate and sister of exonerees Ryan Matthews
- William Sothern, Law Office of William M. Sothern
- John Thompson, Co-founder and Director, Resurrection After Exoneration
- Nick Trenticosta, Director, Center for Equal Justice
- Cecelia Trenticosta, Staff Attorney, The Capital Appeals Project
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Endnotes
1. The International Federation for Human Rights (“FIDH”) is a federation comprised of 178 human rights organizations
in more than 100 countries. Founded in 1922, FIDH aims at obtaining effective improvements in the prevention of
human rights violations, the protection of victims, and the sanction of their perpetrators. With activities ranging from
judicial enquiry, trial observation, research, advocacy and litigation, FIDH has developed strict and impartial procedures
which are often relied upon by independent human rights experts. FIDH is a member of the Steering Committee of the
World Coalition against the Death Penalty (“WCADP”). For more information, visit www.fidh.org.
2. The Center for Constitutional Rights (“CCR”) is dedicated to advancing and protecting the rights guaranteed
by the United States Constitution and the Universal Declaration of Human Rights. Founded in 1966 by attorneys
who represented civil rights movements in the South, CCR is a non-profit legal and educational organization
committed to the creative use of law as a positive force for social change. CCR is a member of the WCADP. For
more information, visit www.ccrjustice.org.
3. That is also the reason why the International Commission against the Death Penalty (“ICDP”) conducted a
mission to California in April 2012, before the referendum. See Country Mission to California, ICDP, http://
www.icomdp.org/2012/05/country-mission-to-california-23-27-april-2012. The Commission observed that,
“Repeal of the death penalty in California will provide important leadership not only to other U.S. states but also
internationally to countries moving towards abolition.”
4. The mission chose not to select target states based on number of executions; if so, it might have selected Texas,
where FIDH conducted a mission ten years ago. See FIDH Investigative Mission Report: United States of
America, The Death Penalty in the United States (2002), http://www.fidh.org/IMG/pdf/us316a-2.pdf.
5. This is evident from the myriad decisions on the death penalty that have been the focus of the Inter-American
Court on Human Rights and the European Court of Human Rights, as well as by the fact that the Third Committee of
the U.N. General Assembly has considered, and adopted, a resolution entitled “Moratorium on the use of the death
penalty,” which garnered 110 votes in support in November 2012. Currently, 150 countries have either abolished or
do not practice the death penalty. See Press Release, U.N. Secretary-General, Secretary-General Welcomes Third
Committee’s Death Penalty Moratorium Resolution, U.N. Press Release SG/SM/14661 (21 Nov. 2012).
6. Standard Minimum Rules for the Treatment of Prisoners, adopted by the First U.N. Congress on the Prevention
of Crime and the Treatment of Offenders (1955), approved by the U.N. Econ. & Soc. Council, E.S.C. Res. 663(C)
(XXIV) (31 July 1957) and E.S.C. Res. 2076 (LXII) (13 May 1977).
7. International Covenant on Civil and Political Rights, 16 Dec. 1966, 999 U.N.T.S. 17. See also The Advocates
Human Rights and Reprieve: Shadow Report on the Death Penalty in the United States for Consideration
During the 109th Session of the U.N. Human Rights Committee (2013), http://www.theadvocatesforhumanrights.
org/united_states_-_human_rights_committee_-_death_penalty_-_october_2013.html.
for
8. See U.N. Hum. Rts. Com., CCPR Gen. Comm. No. 31, The nature of the general legal obligation imposed on
States Parties to the Covenant, 26 May 2004, U.N. Doc. CCPR/C/21/Rev.1/Add.13.
9. 408 U.S. 238 (1972).
10. 428 U.S. 153 (1976).
11. Coker v. Georgia, 433 U.S. 584 (1977); Kennedy v. Louisiana, 554 U.S. 407 (2008). There remain certain
non-homicide crimes against the state, such as treason and espionage, for which capital punishment has not been
ruled unconstitutional. The Supreme Court has yet to address the proportionality of capital punishment for these
crimes because no death sentence has been imposed for them in the post-Furman era.
12. Atkins v. Virginia, 536 U.S. 304 (2002).
13. Roper v. Simmons, 543 U.S. 551 (2005).
14. Ford v. Wainwright, 477 U.S. 399 (1986); Panetti v. Quarterman, 551 U.S. 930 (2007).
15. U.S. Dep’t of Justice, Bureau of Justice Stat’s [hereinafter U.S. Dep’t of Justice, B.J.S.], Table 3, Federal
Capital Offenses, By Statute, 2009, http://www.bjs.gov/content/pub/pdf/cp11st.pdf. Note that each state has its
own criminal code, and there also is a federal criminal code.
16. Three individuals have been executed for federal offenses since the reinstatement of the federal death penalty
in 1988. See Federal Death Row Prisoners List, Death Penalty Information Center [hereinafter DPIC] http://
www.deathpenaltyinfo.org/federal-death-row-prisoners#list.
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17. The U.S. Military Death Penalty, DPIC, http://www.deathpenaltyinfo.org/us-military-death-penalty.
18. The formula for weighing aggravating and mitigating circumstances varies by state.
19. Every death penalty state utilizes jury sentencing except Alabama, Florida and Delaware. In those states,
the jury recommends a sentence but the judge makes the ultimate decision. This system means that judges can
override jury verdicts of life to impose the death penalty.
20. In two states, Alabama and Tennessee, the direct appeal beings in the intermediate court of criminal appeals.
21. Barry Latzer & David McCord, Death Penalty Cases: Leading U.S. Supreme Court Cases
Punishment 33 (3d ed. 2011).
on
Capital
22. States With and Without the Death Penalty, DPIC, http://www.deathpenaltyinfo.org/states-and-without-deathpenalty.
23. U.S. Dep’t of Justice, B.J.S., Table 1, Capital Offenses, By State, 2010, http://www.bjs.gov/content/pub/pdf/
cp10st.pdf.
24. Death Row Inmates by State and Size of Death Row by Year, DPIC, http://www.deathpenaltyinfo.org/deathrow-inmates-state-and-size-death-row-year#state.
25. This includes both death penalty and non-death penalty states; see Jurisdictions With No Recent Executions,
DPIC, http://www.deathpenaltyinfo.org/jurisdictions-no-recent-executions.
26. 2012 Year End Report, DPIC, 2, http://deathpenaltyinfo.org/documents/2012YearEnd.pdf.
27. Facts About the Death Penalty (May 2013), DPIC, 3, http://www.deathpenaltyinfo.org/FactSheet.pdf.
28. 2012 Year End Report, DPIC, supra note 26, at 1.
29. Id.
30. Executions By Year, DPIC, http://www.deathpenaltyinfo.org/executions-year.
31. Capital Punishment, 2011 – Statistical Tables, U.S. Dep’t
pub/pdf/cp11st.pdf.
of
Justice, B.J.S., http://www.bjs.gov/content/
32. Number of Executions by State and Region Since 1976, DPIC, http://www.deathpenaltyinfo.org/numberexecutions-state-and-region-1976.
33. Abolitionist and Retentionist Countries, Amnesty Int’l, http://www.amnesty.org/en/death-penalty/
abolitionist-and-retentionist-countries.
34. American Convention on Human Rights, 21 Nov. 1969, 1144 U.N.T.S. 143.
35. Protocol No. 6 to the European Convention for the Protection of Human Rights and Fundamental Freedoms
concerning the Abolition of the Death Penalty, 28 Apr. 1983, E.T.S. 114; Second Optional Protocol to the
ICCPR, Aiming at the Abolition of the Death Penalty, G.A. Res. 44/128, U.N. Doc. A/RES/44/128 (15 Dec.
1989); Protocol to the American Convention on Human Rights to Abolish the Death Penalty, 8 June 1990,
O.A.S.T.S. 73, 29 I.L.M. 1447; Protocol 13 to the European Convention for the Protection of Human Rights and
Fundamental Freedoms on the Abolition of the Death Penalty in All Circumstances, 3 May 2002, E.T.S. 187.
36. G.A. Res. 63/168, U.N. Doc. A/RES/63/168 (8 Dec. 2008); 106 countries voted in favor of the resolution.
37. G.A. Res. 65/206, U.N. Doc. A/RES/65/206 (21 Dec. 2010); 109 countries voted in favor of the
resolution.
38. G.A. Third Com. Res., U.N. Doc. A/C.3/67/L.44/Rev.1 (15 Nov. 2012); 110 countries voted in favor of the
resolution.
39. U.N. Hum. Rts. Com. CCPR Gen. Comm. No. 6: The right to life (art. 6), 30 Apr. 1982, U.N. Doc. HRI/
GEN/1/Rev.1. See also Interim report of the Special Rapporteur on torture and other cruel, inhuman or
degrading treatment or punishment, U.N. Doc. A/67/279 (9 Aug. 2012) (by Juan Méndez) [hereinafter Méndez
2012 Interim Report], ¶ 26 (“Capital punishment is the ultimate exception to the inherent right to life.”).
66 / Discrimination, Torture, and Execution: A Human Rights Analysis of the Death Penalty in California and Louisiana – FIDH/CCR
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40. American Declaration of the Rights and Duties of Man, OEA/Ser.L./V.II.23, doc. 21, rev. 6 (2 May 1948).
41. American Convention, supra note 34..
42. International Convention on the Elimination of All Forms of Racial Discrimination, 21 Dec. 1965, 660
U.N.T.S. 195.
43. Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, 10 Dec.
1984, 1465 U.N.T.S. 85.
44. CERD, supra note 42, at art. 2(a).
45. Id. at art. 2(c)(c).
46. “[T]he principle of equality before the law, equal protection before the law and non-discrimination belongs
to jus cogens, because the whole legal structure of national and international public order rests on it and it is a
fundamental principle that permeates all laws. Nowadays, no legal act that is in conflict with this fundamental
principle is acceptable.” Juridical Condition and Rights of the Undocumented Migrants, Advisory Opinion
OC-18/03, Inter-Am. Ct. H. R. (ser. A) No. 18, ¶ 101 (2003).
47. Id. at ¶ 47.
48. CERD, supra note 42, at art. 1, para. 1.
49. ICCPR, supra note 43, at art. 2, para 1; see also id. at art. 26 (“All persons are equal before the law and are
entitled without any discrimination to the equal protection of the law.”).
50. American Declaration, supra note 40, at art. 2. The American Convention, which the U.S. has signed but
not ratified, includes the duty to ensure the free exercise of rights and equal protection under the law without
discrimination; American Convention, supra note 34, at arts. 1, 24.
51. See, inter alia, U.N. Hum. Rts. Com., CCPR Gen. Comm. No. 18, Non-discrimination (10 Nov., 1989),
U.N. Doc. HRI/GEN/1/Rev.1, ¶ 7; Juridical Condition and Rights of the Undocumented Migrants, supra note
46, at ¶ 101.
52. See U.N. Hum. Rts. Com., CCPR Gen. Comm. No. 18, supra note 51; Simunek et al. v. Czech Republic, U.N.
Hum. Rts. Com . Communic’n No. 516/1992 (19 July, 1995), U.N. Doc. CCPR/C/54/D/516/1992, ¶ 11.7 (“[A]
n act which is not politically motivated may still contravene article 26 if its effects are discriminatory”); Cecilia
Derksen v. Netherlands, U.N. Hum. Rts. Com. Communic’n No. 976/2001 (1 Apr., 2004), U.N. Doc. CCPR/
C/80/D/976/2001, ¶ 9.3 (finding that “article 26 prohibits both direct and indirect discrimination” in the case of
a law that was neutral on its face, yet failed to provide equal legal standing for children born out of wedlock).
The CERD Committee has found indirect discrimination to be a violation of the Convention where a proposed
housing measure was approved, but later cancelled due to racially charged public opposition. Finding that even
the denial of a proposed benefit was a discriminatory action, the Committee noted that, “[i]n assessing such
indirect discrimination, the Committee must take full account of the particular context and circumstances of the
petition, as by definition indirect discrimination can only be demonstrated circumstantially.” L.R. et al. v. Slovakia,
U.N. CERD Com., Communic’n No. 31/2003 (7 Mar. 2005), U.N. Doc. CERD/C/66/D/31/2003, ¶ 12. While
international law permits race-based differentiations in certain very limited circumstances, treaty bodies have
emphasized that any unjustifiable disparate impact resulting from state conduct is contrary to human rights and
violates a jus cogens norm. See U.N. CERD Com., Gen. Rec. No. 14, Definition of discrimination (Art. 1, par.1)
(22 Mar. 1993), U.N. Doc. A/48/18, ¶ 2 (“a differentiation of treatment will not constitute discrimination if the
criteria for such differentiation, judged against the objectives and purposes of the Convention, are legitimate”).
In analyzing a race-based differentiation, the Committee focuses on the effect, and will determine if the action
“has an effect contrary to the Convention” through evaluating any “unjustifiable disparate impact.” See also
Proposed Amendments to the Naturalization Provision of the Constitution of Costa Rica, Advisory Opinion
OC-4/84, Inter-Am. Ct. H.R. (ser. A) No. 4 ¶ 57 (19 Jan. 1984) (finding there is no discrimination if “the
classifications selected are based on substantial factual differences and there exists a reasonable relationship of
proportionality between these differences and the aims of the legal rule under review. These aims may not …
be arbitrary, capricious, despotic or in conflict with the essential oneness and dignity of humankind”).
53. U.N. CERD Com., Gen. Rec. No. 31, On the prevention of racial discrimination in the administration and
functioning of the criminal justice system, (3 Oct. 2005), U.N. Doc. A/60/18, in Rep. of the CERD Com., 66th
Sess., 21 Feb.–11 Mar. 2005, U.N. Doc. A/60/18, GAOR, 60th Sess., Supp. No. 18, at 99, 98-108, ¶ 1. See also,
id., Preamble, “. . . .Convinced that, even though the system of justice may be regarded as impartial and not
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affected by racism, racial discrimination or xenophobia, when racial or ethnic discrimination does exist in the
administration and functioning of the system of justice, it constitutes a particularly serious violation of the rule
of law, the principle of equality before the law, the principle of fair trial and the right to an independent and
impartial tribunal, through its direct effect on persons belonging to groups which it is the very role of justice
to protect . . . .”
54. See Juridical Condition and Rights of the Undocumented Migrants, supra note 46, at ¶¶ 83-96; The Yean
and Bosico Children v. Dominican Republic, Judgment, Inter-Am. Ct. H.R. (ser. C) No. 130 (8 Sept. 2005);
The Situation of People of African Descent in the Americas, Inter-Am. Comm’n H.R., OEA/Ser.L/V/II., Doc.
62, 5 Dec., 2011; Mossville Environmental Action Now v. United States, Case 12.755, Inter-Am. Comm’n H.R.,
Report No. 43/10, OEA/Ser.L./V/II.138, doc. 47, ¶ 42 (17 Mar. 2010) (“[T]he right to equal protection under
international human rights law has been interpreted as prohibiting not only intentional discrimination, but also
any distinction, exclusion, restriction or preference which has a discriminatory effect . . .”).
55. Juridical Condition and Rights of the Undocumented Migrants, supra note46, at ¶ 47.
56. Jeffrey Timothy Landrigan v. United States, Case 12.776, Inter-Am. Comm’n H.R., Report No. 81/11, ¶¶
46-54 (21 Jul. 2011).
57. See, inter alia, U.N. Hum. Rts. Com., CCPR Gen. Comm. No. 32, Article 14: Right to equality before courts
and tribunals and to a fair trial (23 Aug. 2007), U.N. Doc. CCPR/C/GC/32.
58. See id., ¶ 59 (“The imposition of a sentence of death upon conclusion of a trial, in which the provisions of
article 14 of the Covenant [requiring equality before courts and tribunals] have not been respected, constitutes
a violation of the right to life…”); ICCPR, supra note 7, at art. 6(2) (“This penalty can only be carried out
pursuant to a final judgment rendered by a competent court” (emphasis added)); The Death Penalty in the InterAmerican Human Rights System: From Restrictions to Abolition, Inter-Am. Comm’n H.R., OEA/Ser.L/V/II.
Doc. 68, ¶ 11 (31 Dec. 2011) [hereinafter The Death Penalty in the Inter-American Human Rights System] (“[T]
he kinds of deficiencies that have been identified by the Commission as rendering an execution arbitrary and
contrary to Article I of the American Declaration include … the failure to provide strict due process guarantees,
and the existence of demonstrably diverse practices that result in the inconsistent application of the penalty for
the same crimes.”).
59. The Death Penalty in the Inter-American Human Rights System, supra note 58, at ¶ 11.
60. See, ICCPR, supra note 7, at art. 6(2) (the death penalty can only be carried out pursuant to a final judgment
rendered by a competent court), art. 26 (right to equality before the law); see also American Declaration, supra
note 40, art. 2 (right to equality before the law), art. 18 (right to a fair trial), art. 26 (right to due process of
law).
61. U.N. Hum. Rts. Com., Gen. Com. No. 32, supra note 57, at ¶ 25.
62. Narrainen v. Norway, U.N. CERD Com., Communic’n No 3/191 (15 Mar. 1994), U.N. Doc. CERD/C/44/
D/3/1991, ¶ 2.4-2.5.
63. William Andrews v. United States, Case 11.139, Inter-Am. Comm’n H.R., Report No. 57/96, OEA/Ser.L/V/
II.95, doc. 7 (1996) (finding violations of arts. 1, 2 and 26 where, in a jurisdiction whose citizenry held
prejudicial beliefs, a juror presented the bailiff with a drawing of a hangman accompanied by the statement,
“Hang the [racial epithet],” and the judge took no remedial action).
64. Roberto Moreno Ramos v. United States, Case P4446/02, Inter-Am. Comm’n H.R., Report No. 61/03, OEA/
Ser.L/V/II.118, doc. 70 ( 2003).
65. Case of Zarb Adami v. Malta, 2006 Eur. Ct. H.R. 637, ¶¶ 75, 77-78 (finding discrimination based on
statistics); Orlando Cordia Hall v. United States, Case 12.719, Inter-Am. Comm’n H.R., Report No. 77/09,
OEA (2009). But see Hugh Jordan v. the United Kingdom, 2001 Eur. Ct. H.R. 327, ¶ 154 (finding statistics
alone insufficient proof of discrimination); Celestine v. United States, Case 10.031, Inter-Am. Comm’n H.R.,
Res. No. 23/89, OEA/Ser.L/V/II.77, doc. 7 (1989) (finding statistics from another jurisdiction alone were
insufficient evidence of discriminatory purpose).
66. See U.N. CERD Com., Gen. Rec. No. 14, supra note 52.
67. 481 U.S. 279 (1987).
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68. Id. at 312.
69. Id. at 292.
70. Special Rapporteur on extrajudicial, summary or arbitrary executions, Question of the Violation of Human
Rights and Fundamental Freedoms in Any Part of the World, with Particular Reference to Colonial and Other
Dependent Countries and Territories, Addendum, Mission to the United States, U.N. Doc. E/CN.4/1998/68/
Add.3, ¶ 65 (22 Jan. 1998) (by Bacre Waly Ndiaye).
71. U.N. CERD Com., Consideration of Reports Submitted by States Parties under Article 9 of the Convention,
Concluding Observations of the CERD Committee: United States of America, U.N. Doc. CERD/C/USA/CO/6
¶ 10 (8 May 2008) [hereinafter CERD U.S. Concluding Observations 2008].
72. Id. at ¶ 20.
73. Id. at ¶ 10.
74. U.N. CERD Com., Concluding Observations of the Committee on the Elimination of Racial
Discrimination: United States of America, U.N. Doc. CERD/C/59/Misc.17/Rev.3, ¶ 17(13 Aug. 2001)
[hereinafter CERD U.S. Concluding Observations 2001], (“[T]here is a disturbing correlation between race,
both of the victim and the defendant, and the imposition of the death penalty, particularly in states like Alabama,
Florida, Georgia, Louisiana, Mississippi and Texas.”); see also CERD U.S. Concluding Observations 2008,
supra note 71, at ¶ 23.
75. CERD U.S. Concluding Observations 2008, supra note72, at ¶ 23.
76. U.N. Hum. Rts. Com., List of issues in relation to the fourth periodic report of the United States of America
(CCPR/C/USA/4 and Corr. 1), adopted by the Committee at its 107th Session (11-28 March 2013), U.N. Doc.
CCPR/C/USA/Q/4, ¶¶ 8(a), 8(e) (29 Apr. 2013).
77. For example, the International Criminal Tribunal for the former Yugoslavia (“ICTY”) has observed that
the “essence of the whole corpus of international humanitarian law as well as human rights law lies in the
protection of the human dignity of every person, whatever his or her gender. The general principle of respect
for human dignity is […] the very raison d’etre of international humanitarian law and human rights law; indeed
in modern times it has become of such paramount importance as to permeate the whole body of international
law.” The Prosecutor v. Furundžija, Case No. IT-95-17/1-T, Judgment, ¶ 183 (10 Dec. 1998).
78. Universal Declaration of Human Rights, G.A. Res. 217 (III) A, UN Doc A/RES/217 (III), art. 5 (10 Dec.,
1948) [hereinafter UDHR].
79. CAT, supra note 43, at arts. 2, 16.
80. ICCPR, supra note 7, at arts. 7, 10.
81. European Convention for the Protection of Human Rights and Fundamental Freedoms, as amended by
Protocols 11 and 14, 4 Nov. 1950, E.T.S. 5, art. 3 [hereinafter European Convention on Human Rights];
American Declaration, supra note 40, art. 25, 26; American Convention, supra note 34, art. 5; African Charter
on Human and Peoples’ Rights, 27 June 1981, 21 I.L.M. 58, art. 5.
82. CAT, supra note 43, at art.1. Notably, the Inter-American Convention to Prevent and Punish Torture applies
a broader definition, which includes “physical or mental pain or suffering inflicted…for any other purpose.”
Inter-American Convention to Prevent and Punish Torture, 9 Dec. 1985, O.A.S.T.S. 67, art. 2. The United
States is not a party to this convention.
83. Interim Report of the Special Rapporteur on torture and other cruel, inhuman or degrading
treatment or punishment, U.N. Doc. A/HRC/13/39, ¶ 46 (30 Dec. 2009) (by Manfred Nowak)
(“Definitions of torture that leave out its psychological dimension encourage the use of mental illtreatment and provide a loophole resulting in impunity.”).
84. U.N. Hum. Rts. Com., Gen. Comm. No. 20: Replaces general comment concerning prohibition of torture
and cruel treatment or punishment (Art. 7), ¶ 4 (10 Mar. 1992) (“[T]he distinctions depend on the nature,
purpose and severity of the treatment applied.”); Prosecutor v. Brdjanin, Case No. IT-99-36-T, Judgment, ¶¶
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484-85 (1 Sept. 2004). See also Soering v. United Kingdom, 161 Eur. Ct. H.R. ¶ 104 (ser. A) (1989); Case of
Iorgov v. Bulgaria 2004 Eur. Ct. H.R. 113, ¶ 119 (“[W]hen assessing conditions of detention, account has to be
taken of the cumulative effects of those conditions, as well as the specific allegations made by the applicant.”
(citing Dougoz v. Greece, 2001 Eur. Ct. H.R. 213, ¶ 46, and Kalashnikov v. Russia, 2002 Eur. Ct. H.R. 416, ¶
95).
85. See, e.g., .R. 186 (Eur. Comm’n on H.R.) (“the Greek Case”).
86. Inter-American Convention to Prevent and Punish Torture, supra note 83, at art. 2. See also U.N. Hum. Rts.
Com., CCPR Gen. Comm. No 32, supra note 57 .
87. Prosecutor v. Brdjanin, Case No. IT-99-36-T, ¶ 485.
88. CAT, supra note 43, at art. 1; see also Inter-American Convention to Prevent and Punish Torture, supra
note 83, art. 2 (“[I]nherent in or solely the consequence of lawful measures, provided that they do not include
the performance of the acts or use of the methods referred to in this article.”). The ICCPR does not contain a
similar provision.
89. Implementation of the Convention Against Torture, 8 C.F.R. § 208.18(a)(3).
90. Méndez 2012 Interim Report, supra n. 39, at ¶ 28. Taking corporal punishment as an example of
interpretations of “lawful sanctions” that change over time, the former Special Rapporteur on torture traced
the arc of corporal punishment from an act that was “widely accepted in European societies” to one that was
widely recognized as a form of cruel, inhuman or degrading treatment. See Report of the Special Rapporteur
on Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, U.N. Doc. A/HRC/10/44, ¶
35 (14 Jan. 2009) (by Manfred Nowak). The current Special Rapportuer, in further developing this analysis,
explains that because corporal punishment has been found to at least constitute CIDT, “it is not immune from
being categorized as torture. Likewise, if the death penalty can be characterized as unlawful in some manner,
including as a form of CIDT, it is not immune from also being found to be a form of torture.”. Méndez 2012
Interim Report, supra note 39, at ¶ 28.
91. Reid v. Jamaica, U.N. Hum. Rts. Com. Communic’n No. 250/1987 (20 July 1990), U.N. Doc. CCPR/C/39/
D/250/1987, ¶ 11.5 (“the provision that a sentence of death may be imposed only in accordance with the law and
not contrary to the provisions of the Covenant implies that “the procedural guarantees therein prescribed must
be observed, including the right to a fair hearing by an independent tribunal, the presumption of innocence, the
minimum guarantees for the defence, and the right to review by a higher tribunal”” Absent these guarantees it
is an arbitrary deprivation of life.)
92. Special Rapporteur on torture and other cruel, inhuman or degrading treatment or punishment, Question
of the Human Rights of all Persons Subjected to Any Form of Detention or Imprisonment, U.N. Doc. E/
CN.4/1988/17, ¶¶ 42, 44 (22 Jan. 1988) (by Pieter Kooijmans).
93. Body of Principles for the Protection of All Persons under Any Form of Detention or Imprisonment, G.A.
Res. 43/173, U.N. Doc. A/RES/43/173 (9 Dec. 1988), Note to Principle 6.
94. Prosecutor v. Delalić (Zejnil), Case No. IT-96-21-T, Judgment, ¶ 543 (16 Nov. 1998); for an extensive
review of the development of the understanding of inhuman treatment, see also ¶ 551, explaining that cruel
treatment is equivalent to inhumane treatment.
95. Denmark, Norway, Sweden and The Netherlands v. Greece, App. No. 3321-3/67, 1969 12 Y.B. Eur. Conv.
on H.R. 186 (Eur. Comm’n on H.R.) (“the Greek Case”).
96. Ireland v. United Kingdom, 35 Eur. Ct. H.R. (ser. A) ¶ 167 (1976).
97. Prosecutor v. Delalić (Zejnil), Case No IT-96-21-T, ¶¶ 516-543.
98. See, inter alia, Case of Neira Alegria et al. v. Peru, Judgment, Inter-Am. Ct. H.R. (ser. C) No. 20, ¶ 60 (19
Jan. 1995) (“[E]very person deprived of her or his liberty has the right to live in detention conditions compatible
with her or his personal dignity . . . Consequently, since the State is the institution responsible for detention
establishments, it is the guarantor of these rights of the prisoners.”); Case of The “Street Children” (VillagránMorales et al.) v. Guatemala, Judgment, Inter-Am. Ct. H.R. (ser. C) No. 63, ¶ 165 (19 Nov. 1999); Prosecutor
v. Delalić (Zejnil), Case No. IT-96-21-T, ¶ 543; Case of Labita v. Italy, 2000 Eur. Ct. H.R. 161, ¶ 120.).
99. ICCPR, supra note7, at art. 10, paras 1, 3. See also American Declaration, supra note 40, art. 25 (“Every
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individual who has been deprived of his liberty . . . has the right to humane treatment during the time he is in
custody”) and at art. 26 (“Every person accused of an offense has the right . . . not to receive cruel, infamous
or unusual punishment”); American Convention on Human Rights, supra note 34, at art. 5 (“No one shall be
subjected to torture or to cruel, inhuman, or degrading punishment or treatment.”).
100. Basic Principles for the Treatment of Prisoners, G.A. Res. 45/111, U.N. Doc. A/RES/45/111, ¶ 5 (14
Dec. 1990); see also Body of Principles for the Protection of All Persons under Any Form of Detention or
Imprisonment, supra note 93.
101. Standard Minimum Rules for the Treatment of Prisoners, supra note 6. See, e.g., Womah Mukong v.
Cameroon, U.N. Hum. Rts. Com. Communic’n No. 458/1991 (10 Aug. 1994), U.N. Doc. CCPR/C/51/
D/458/1991, ¶ 9.3. The Special Rapporteur on Torture has recently issued a detailed report examining the
Standard Minimum Rules from the perspective of torture and CIDT, and recommends areas where the Rules
should be updated in light of developments in international law, while urging States to “renew their commitment
to adequately addressing the needs of persons deprived of liberty, with full respect for their inherent dignity
and their fundamental rights and guarantees, Interim report of the Special Rapporteur on torture and other
cruel, inhuman or degrading treatment or punishment, U.N. Doc. A/68/295, Summary (9 Aug. 2013) (by Juan
Méndez).
102. U.N. Econ. & Soc. Council, E.S.C. Res. 1996/15, ¶ 7 (23 Jul. 1996).
103. Safeguards Guaranteeing Protection of the Rights of Those Facing the Death Penalty, U.N. Econ. & Soc.
Council, E.S.C. Res. 1984/50, U.N. Doc. E/RES/1984/84 (25 May 1984).
104. The Inter-Am. Comm’n H.R. and Inter-Am. Ct. H.R. have applied the Standard Minimum Rules for the
Treatment of Prisoners to determine whether the treatment of prisoners complies with international standards
and obligations; see, inter alia, Case of Raxcacó-Reyes v. Guatemala, Judgment, Inter-Am. Ct. H.R. (ser. C) No.
133, ¶ 99 (15 Sept. 2005); Dexter Lendore v. Trinidad and Tobago, Case 12.269, Merits, Inter-Am. Comm’n
H.R., Report No. 28/09, OEA/Ser.L/V/II.124, doc. 7, ¶¶ 30-31 (2009); Chad Roger Goodman v. Bahamas,
Case 12.265, Merits, Inter-Am. Comm’n H.R., Report No. 78/07, OEA/Ser.L/V/II.130, doc. 22 rev. 1, ¶¶ 86-87
(2007).
105. Principles and Best Practices on the Protection of Persons Deprived of Liberty in the Americas, Inter-Am.
Comm’n H.R., Res. 01/08, 131st Sess., 3-14 Mar. 2008 (13 Mar. 2008).
106. Report on the Human Rights of Persons Deprived of Liberty in the Americas, Inter-Am. Comm’n H.R.,
OEA/Ser.L/V/II Doc. 64 (31 Dec. 2011) [hereinafter Report on the Human Rights of Persons Deprived of
Liberty in the Americas], ¶¶ 513-515.
107. See, e.g. Rolando v. The Philippines, U.N. Hum. Rts. Com. Communic’n No. 1110/2002 (3 Nov. 2004),
U.N. Doc. CCPR/C/82/D/1110/2002, ¶ 5.4 (“[R]eiterat[ing] [our] prior jurisprudence that the issue of a warrant
for execution necessarily causes intense anguish to the individual concerned and is of the view that the State
party should attempt to minimize this anguish as far as possible”); Wilson v. The Philippines, U.N. Hum. Rts.
Com. Communic’n No. 868/1999 (30 Oct. 2003), U.N. Doc. CCPR/C/79/D/868/1999, ¶ 7.4 (“In view of these
aggravating factors constituting further compelling circumstances beyond the mere length of time spent by the
author in imprisonment under a sentence of death, (13) the Committee concludes that the author’s
suffering under a sentence of death amounted to an additional violation of article 7”); Francis v.
Jamaica, U.N. Hum. Rts. Com. Communic’n No. 606/1994 (3 Aug. 1995), U.N. Doc. CCPR/C/54/
D/606/1994, ¶ 9.2 (“Whereas the psychological tension created by prolonged detention on death row
may affect persons in different degrees, the evidence before the Committee in this case, including
the author’s confused and incoherent correspondence with the Committee, indicates that his mental
health seriously deteriorated during incarceration on death row”).
108. For more information, see CCR, The United States Tortures Before it Kills: An Examination of the
Death Row Experience from a Human Rights Perspective(2011), http://ccrjustice.org/files/deathrow_torture_
postition_paper.pdf.
109. See Prosecutor v. Natelić and Martinović, Judgment, Case No. IT-98-34-T, ¶ 367-68 (31 Mar. 2003).
110. U.N. Special Rapporteur on Torture, Report pursuant to Hum. Rts. Comm’n Res. 1985/33, U.N. Doc. E/
CN.4/1986/15, ¶ 119 (19 Feb. 1986) (by Pieter Kooijmans)(articulating a non-exhaustive list of actions found
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to constitute torture). See also Report of the Comm. Against Torture, 25th & 26th Sess., 13-24 Nov. 2000, 30-18
May 2001, U.N. Doc. A/56/44, GAOR, 56th Sess., Supp. No. 44, ¶ 186 (2001) (concerning the inquiry on Peru,
finding severe isolation to cause “persistent and unjustified suffering which amounts to torture”).
111. See, e.g. Soering v. United Kingdom, 161 Eur. Ct. H.R. (ser. A) (1989) (finding cruel, inhuman or degrading
treatment where a young prisoner would experience the death row phenomenon in a Virginia prison); Hilaire,
Constantine, Benjamin et al. v. Trinidad and Tobago, Judgment, Inter-Am. Ct. H.R. (ser. C) No. 94, ¶¶ 168-169
(21 June 2002) (finding cruel, inhuman or degrading treatment or punishment where the victims were subjected to
inhuman treatment for “extensive periods of time,” including a suffering caused by delays in the appeals process and
the agony of anticipating execution); Denton Aitken v. Jamaica, Case 12.275, Inter-Am. Comm’n H.R., Report No.
58/02, OEA/Ser./L/V/II.111, doc. 20 rev. ¶ 133 (2002) (finding a violation of the American Convention on Human
Rights, art. 5, “when considered in light of the lengthy period of nearly four years for which he has been detained
on death row”); Paul Lallion v. Grenada, Case 11.765, Inter-Am. Comm’n H.R., Report No. 55/02, OEA/Ser.L/V/
II.117, doc. 5 rev. 1 ¶¶ 86-90 (2002) (finding a violation of the American Convention on Human Rights, art. 5, where
the conditions to which the victim was “subjected fail to respect his physical, mental and moral integrity”).
112. Pratt & Morgan v. Jamaica, 1993] 4 All E.R. 769 (P.C.). See also Pratt & Morgan v. Jamaica, U.N. Hum.
Rts. Com. Communic’n No. 210/1986 and 225/1987 (6 Apr. 1988), U.N. Doc. Supp. No. 40 A/44/40 at 222 ¶¶
13.6-13.7 (rejecting Article 7 claim for prolonged judicial proceedings, but finding an Article 7 violation as a
result of the State not informing prisoners of a stay of execution).
113. Méndez 2012 Interim Report, supra note 39, ¶ 75.
114. Id. at 75.
115. Id. at 76.
116. U.S. Const. amend. VIII. The Federal Constitution also applies to the states under U.S. Const. amend.
XIV.
117. Trop v. Dulles, 356 U.S. 86, 100-101 (1958).
118. Roper v. Simmons, 543 U.S. 551(2005).
119. Atkins v. Virginia, 536 U.S. 304 (2002).
120. The understanding provides: “mental pain or suffering refers to prolonged mental harm caused by or
resulting from: (1) the intentional infliction or threatened infliction of severe physical pain or suffering; (2) the
administration or application, or threatened administration or application, of mind altering substances or other
procedures calculated to disrupt profoundly the senses or the personality; (3) the threat of imminent death; or
(4) the threat that another person will imminently be subjected to death, severe physical pain or suffering, or the
administration or application of mind altering substances or other procedures calculated to disrupt profoundly
the senses or personality.” U.S. reservations, declarations, and understandings, CAT, Cong. Rec. S17486-01
(daily ed., 27 Oct. 1990).
121. 18 U.S.C. § 2340.
122. U.N. CAT Comm., Consideration of Reports Submitted by States Parties Under Article 19 of the
Convention, Conclusions and Recommendations of the Committee against Torture: United States of America,
U.N. Doc. CAT/C/USA/CO/2, ¶ 13 (25 Jul. 2006) [hereinafter U.N. CAT Com., U.S. Concluding Observations
2006].
123. See Jennifer Winslow, The Prison Litigation Reform Act’s Physical Injury Requirement Bars Meritorious
Lawsuits: Was It Meant to? 49 UCLA L. Rev. 1655, 1660 (2002), citing 42 U.S.C. § 1997e(a); 28 U.S.C. §
1915(b)(1); Prison Litigation Reform Act of 1995 - Section Summary, 141 Cong. Rec. S14,417 (1995).
124. PLRA 42 U.S.C. § 1997e(e).
125. U.S. State Dep’t, Periodic Report of the United States of America to the Committee Against Torture, ¶
151, (12 Aug. 2013), http://www.state.gov/documents/organization/213267.pdf.
126. U.N. CAT Com., U.S. Concluding Observations 2006, supra note 122, at ¶ 29.
127. U.N. CAT Com., List of issues prior to the submission of the fifth periodic report of United States of
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America, U.N. Doc. CAT/C/USA/Q/5, ¶ 28 (10 Jan. 2010).
128. Div. of Adult Ops., Cal. Dep’t of Corr. and Rehab., Condemned Inmate Summary List, (1 Oct. 2013),
http://www.cdcr.ca.gov/Capital_Punishment/docs/CondemnedInmateSummary.pdf.
129. Gregg v. Georgia, 428 U.S. 153 (1976).
130. California’s state constitution allows California voters to pass state laws by popular initiative. When a
petition for the proposed measure receives a sufficient number of signatures, the proposed law is placed on the
ballot and submitted for a direct vote by the people. Initiatives pass by simple majority.
131. Cal. Penal Code § 187-90.2.
132. Cal. Penal Code § 189.
133. Judicial Council of Cal., Crim. Jury Instructions, No. 766 (2013).
134. David Love, Prop 34 Fails But Signals the Imminent Demise of California’s Death Penalty, The Guardian,
9 Nov., 2010, http://www.theguardian.com/commentisfree/2012/nov/09/proposition34-fails-california-deathpenalty.
135. Interview with Natasha Minsker, Associate Director, ACLU of Northern California, in San Francisco, Cal.
(8 May 2013) (notes on file with author).
136. California Commission on the Fair Administration of Justice, Final Report 10 (Chris Boscia & Gerald
Uelman 2008), http://www.ccfaj.org/documents/CCFAJFinalReport.pdf [hereinafter CCFAJ Report].
137. See, e.g., Interview with Pat Aties, member, Campaign to End the Death Penalty, in San Francisco, Cal.
(5 May 2013).
138. Interview with Kevin Cooper, death row prisoner, in San Quentin, Cal. (6 May 2013) (notes on file with
author); Interview with Christine Thomas, wife of death row prisoner, in San Quentin, Cal. (5 May 2013) (notes
on file with author); Interview with Correll Thomas, death row prisoner, in San Quentin, Cal. (5 May 2013) (notes
on file with author). See also Bob Egelko, Death Row Inmates Oppose Prop. 34, San Francisco Chronicle, 24
Sept. 2013, http://www.sfgate.com/news/article/Death-Row-inmates-oppose-Prop-34-3891122.php.
139. Interview with Christine Thomas (5 May 2013).
140. Interview with Kevin Cooper (6 May 2013) (commenting that “a lot of prisoners believed that passing
the bill would send them to Pelican Bay,” the prison facility known for notoriously harsh solitary confinement
conditions).
141. Morales v. Tilton, 465 F. Supp. 2d 972, 974 (N.D. Cal. 2006).
142. Id. at 979-980.
143. Order Affirm. J., Sims v. Dep’t of Corrections, 216 Cal. App. 4th 1059 (30 May 2013); Maura Dolan,
Ruling, Red Tape are a Setback for California Executions, L.A; Times, 31 May , 2013 http://articles.latimes.
com/2013/may/31/local/la-me-lethal-injection-20130601.
144. Howard Mintz, California Abandons Defense of Three-Drug Executions, San Jose Mercury News, 11
July, 2013, http://www.mercurynews.com/ci_23635792/california-death-penalty-state-abandons-defensethree-drug.
145. CCFAJ,Report, supra note 136, at 18.
146. Interview with Sarah Chester Staff Attorney, California Appellate Project, in San Francisco, Cal. (9 May
2013). According to Chester, correctional officers rather than certified interpreters are usually asked to translate
for the prisoners. When interpreters must be used because guards are not available, they frequently interpret for
the prisoner over the phone and rarely come to the prison to translate in person. Interpreters are rarely ever used
when the prisoner goes before a committee hearing.
147. Id.
148. Div. of Adult Ops., Cal. Dep’t of Corr. and Rehab., Condemned Inmate Summary List, (1 Oct. 2013),
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http://www.cdcr.ca.gov/Capital_Punishment/docs/CondemnedInmateSummary.pdf. See also Interview with
Sarah Chester (9 May 2013); Interview with Jeanne Woodford, former Warden of San Quentin State Prison, in
San Francisco, Cal. (9 May 2013) (notes on file with author).
149. Brown v. Plata, 131 S. Ct. 1910, 1947 (2011).
150. See, e.g., Three-Judge Ct. Order Requiring List of Proposed Population Reduction Measures, Coleman v.
Brown, No. 90-00520, dkt no. 5452 (E.D. Ca. 11 April 2013).
151. Cal. Dep’t of Corr. and Rehab., 18 Sept. 2013 Population Report, http://www.cdcr.ca.gov/Reports_
Research/Offender_Information_Services_Branch/WeeklyWed/TPOP1A/TPOP1Ad130918.pdf.
152. Expert Decl. of Jeanne Woodford in Supp. Of Pl.’s Opp. To Def’ts’ Mot. to Terminate, ¶ 37, Coleman v.
Brown, No. Civ S 90-0520, dkt no. 4380 (E.D. Ca. 14 Mar. 2013) [hereinafter Woodford Declaration].
153. Wyatt Buchanan, “Gov. Brown Cancels Plans to Build New Death Row,” San Francisco Chronicle, 20
April 2011.
154. Steven F. Shatz & Nina Rivkind, The California Death Penalty Scheme: Requiem for Furman?, 72 N.Y.U.
L. Rev. 1283, 1287 (1997); see also Steven F. Shatz, Summary of Expert Testimony Before the Cal.Comm’n on
the Fair Admin. of Justice, http://www.ccfaj.org/documents/reports/dp/expert/Shatz%20Testimony.pdf.
155. The twelve felonies are: robbery; kidnapping; rape; sodomy; the performance of a lewd or lascivious act
on a child under the age of 14; oral copulation; first or second degree burglary; arson; train wrecking; mayhem;
rape by instrument; and carjacking. Cal. Pen. Code § 190.2(a)(17).
156. Shatz & Rivkind, supra note 154, at 1321. The authors gave the following example of what qualifies as
a death-eligible crime: “In one case, the defendant yanked the victim’s purse off her arm in a store parking lot
and fled. When the victim gave chase, she suffered a heart attack and died shortly thereafter. The defendant
was charged with murder. Because the defendant had used force on the victim by yanking the purse, the pursesnatch was a robbery. Because the death occurred during flight from the robbery, the defendant was guilty of
felony murder and was death-eligible.” Id. at 1321-22.
157. Cal. Penal Code § 190.2(a)(15); Shatz & Rivkind, supra note 154, at 1322-23; see also Garth A. Osterman
& Colleen Wilcox Heidenreich, Lying in Wait: A General Circumstance, 30 U.S.F.L. Rev. 1249, 1279 (1996).
158. Shatz & Rivkind, supra note __, at 1331; Shatz Testimony Before the Cal. Comm’n on the Fair Admin. of
Justice, supra note 154, at 1; see also CCFAJ Report, supra note 136, at 16-18. ACLU of North. Cal., Death
by Geography: A County to County Analysis of the Road to Execution in Cal. 3-5 (2008).
159. See Amended Decl. of David C. Baldus, Ashmus v. Wong, No. 93-594, dkt no. 473 (N.D. Cal. 19 Sept. 2010).
160. Shatz & Rivkind, supra note 154, at 1322; Steven F. Shatz, The Eighth Amendment, the Death Penalty, and
Ordinary Robbery-Burglary Murderers: A California Study, 59 U. Fl. L. Rev. 719, 745 (2007).
161. Interview with Michael Laurence, Executive Director, Habeas Corpus Resource Center, in San Francisco,
Cal. (10 May 2013) (notes on file with author); see also Phone interview with Joseph Schlesinger, Chief Attorney,
Capital Habeas Unit, Office of the Federal Defender for the Eastern District of California (17 Apr. 2013) (notes
on file with author); Phone Interview with Elisabeth Semel, Clinical Professor of Law, University of California
Berkeley School of Law (19 Apr. 2013) (notes on file with author); Steven Shatz & Terry Dalton, Challenging
the Death Penalty with Statistics: Furman, McCleskey, and a Single County Case Study, 34 Cardozo L. Rev.
1227, 1258 (2013); Shatz & Rivkind, supra note 154, at 1332 (“[f]ewer than one out of eight death-eligible
convicted first degree murderers is selected for death at the complete discretion of prosecutors and juries.”).
162. Shatz, supra note 160, at 769.
163. Interview with Joseph Schlesinger in San Francisco, Cal. (10 May 2013) (notes on file with author).
164. See, e.g., Catherine Lee, Hispanics and the Death Penalty: Discriminatory Charging Practices in San
Joaquin County, California, 35 J. of Crim. Just. 17, 21 (2007).
165. Glenn L. Pierce & Michael L. Radelet, The Impact of Legally Inappropriate Factors on Death Sentencing
for California Homicides, 1990-1999, 46 Santa Clara L. Rev. 1, 18 (2005).
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166. Id. at 36.
167. Shatz & Dalton, supra note 161, at 1262, 1266.
168. ACLU of Northern California, Death by Geography: A County to County Analysis of the Road to Execution
in California 3-5 (2008). The ten counties are Los Angeles, Riverside, San Bernardino, Alameda, Orange,
Contra Costa, San Diego, Sacramento, Tulare, and Ventura.
169. Pierce & Radelet, supra note 165, at 25.
170. Id. at 32.
171. Compare United States Census Bureau, State and County QuickFacts: California, http://quickfacts.census.
gov/qfd/states/06000.html with Cal. Dep’t of Corr. & Rehab., Condemned Inmate Summary List (4 Sept. 2013),
available at http://www.cdcr.ca.gov/Capital_Punishment/docs/CondemnedInmateSummary.pdf.
172 Cal. Dep’t of Corr. & Rehab., Inmates Executed, 1978-Present , http://www.cdcr.ca.gov/Capital_
Punishment/Inmates_Executed.html.
173. Judge Arthur Alarcon, Remedies for California’s Death Row Deadlock, 80 S. Cal. L. Rev. 697, 726
(2007).
174. CCFAJ Report, supra note 136, at 26-27.
175. Id. at 47.
176. Id. at 23-24.
177. Interview with Sarah Chester (9 May 2013).
178. Id. at 24; see also Alarcon, supra note 173, at 722-23.
179. Statistics provided by Michael Laurence indicate that for first petitions filed after July 17, 2002, the
California Supreme Court’s disposition has taken an average of 3.7 years, and with many of those petitions
still pending.
180. Interview with Sarah Chester (9 May 2013).
181. Phone Interview with Joseph Schlesinger(17 April 2013).
182. James S. Liebman & Jeffrey Fagan, A Broken System: Error Rates in Capital Cases, App. A-25, 1973-1995
(2000), available at http://www2.law.columbia.edu/instructionalservices/liebman/.
183. Sara Colon, Capital Crime: How California’s Administration of the Death Penalty Violates the Eighth
Amendment, 97 Cal. L. Rev. 1377, 1401 (2009).
184. Interview with Joseph Schlesinger (10 May 2013). Schlesinger also stated that he knew of at least two
innocence cases where the client died before his case could be heard. Id.
185. See generally Thompson v. Enomoto, 815 F.2d 1323 (9th Cir. 1987)
186. See Lancaster v. Cate, 2009 WL 837643 (N.D. Cal. 26 Mar. 2009).
187. Testimony by Jeanne Woodford for the House Jud. Subcomm. on Crime, Terrorism, and Homeland
Security, Hearing on H.R. 4109, the “Prison Abuse Remedies Act of 2007,” April 22, 2008.
188. San Quentin’s operating procedures for death row, also known as the “Condemned Manual,” defines Grade
A as prisoners “without a high violence or escape potential who have demonstrated a good disciplinary-free
adjustment and are able to get along safely and peacefully with other inmates and staff.” Grade B prisoners are
defined as inmates “with a high escape or violence potential or who are serious disciplinary or management cases.”
San Quentin Operational Procedure, Condemned Manual, No. 608 (“OP 608”), § 301 (revised March 2013).
189. Interview with Jarvis Masters, death row prisoner, in San Quentin, Cal. (8 May 2013) (notes on file with author).
190. Interview with Correll Thomas(5 May 2013); Woodford Declaration, supra note 152, ¶ 29.
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191. Woodford Declaration, supra note ___, ¶ 30.
192. Interview with Sarah Chester (May 9, 2013); Interview with Jeanne Woodford (May 9, 2013); Woodford
Declaration, supra note 152, ¶¶ 31, 41.
193. See Woodford Declaration, supra note 152, ¶ 32.
194. Interview with Sarah Chester (9 May 2013); see also OP 608, § 471(g).
195. Interview with Correll Thomas (5 May 2013).
196. Interview with Jarvis Masters (8 May 2013). The Condemned Manual does not specify telephone privileges
for “Grade B” prisoners at all, and states explicitly that “Grade B inmates are not routinely afforded access to
the telephone.” OP 608, § 475-78.
197. Id. § 477.
198. Interview with Correll Thomas (5 May 2013).
199. OP 608, § 480(b).
200. Id. § 446.
201. See Interview with Joseph Baxter, Attorney, in San Quentin, Cal. (8 May 2013) (notes on file with author);
Interview with Steve Fama and Don Specter, Attorneys, Prison Law Office, in Berkeley, Cal. (7 May 2013)
(notes on file with author).
202. Interview with Correll Thomas (5 May 2013).
203. Id.; Interview with Kevin Cooper (6 May 2013).
204. Interview with Correll Thomas (5 May 2013).
205. Interview with Jarvis Masters (8 May 2013).
206. Interview with Kevin Cooper (6 May 2013).
207. Id.
208. Interview with Jeanne Woodford (9 May 2013).
209. OP 608, § 467(e).
210. Interview with Jarvis Masters (8 May 2013); see also Woodford Declaration, supra note 152, ¶ 41.
211. OP 608, § 829. The guidelines specify, for example, that a term of up to 18 months may be assessed for
“leading a . . . strike” or conspiring to lead a strike; up to 12 months for fighting; and up to 9 months for refusing
to accept a housing assignment.
212. Interview with Steve Fama and Don Spector (7 May 2013).
213. OP 608, § 805(D); 15 Calif. Code Reg. § 3315(a)(3); see also Interview with Correll Thomas (5 May 2013).
214. OP 608, § 301. Under the Condemned Manual, a gang may be any formal or informal association of three
or more people whose members have an identifying symbol and who have engaged or threatened or planned to
engage in an “act of misconduct” on behalf of the group. Id. § 802. Although “gang association” is defined in
regulations governing all California prisons, see 15 Calif. Code Reg. § 3375.3, “gang affiliation” is not.
215. OP 608, § 826(B).
216. Inmates may receive a Grade B classification as long as prison officials find that the inmate “endangers the lives of
staff, other inmates and/or [is] disruptive to the normal operating procedures of the institution.” OP 608, § 826(B)(3).
217. Id. § 828(2); 15 Calif. Code Reg. § 3378.1.
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218. 15 Calif. Code Reg. § 3378(e).
219. OP 608, § 826(A).
220. See Phone Interview with Joseph Schlesinger (17 April 2013); Phone Interview with Kathrin Smith, wife
of death row prisoner (18 April 2013) (notes on file with author); Interview with Sarah Chester (9 May 2013).
221. In an active federal lawsuit, CCR is currently challenging the procedures by which prisoners in California’s
Pelican Bay State Prison are placed into solitary confinement as a result of their validation as gang affiliates, as
well as conditions of confinement in these isolation units. See Second Am. Compl., Ashker et al. v. Governor
of Cal., et. al., No. 09-5796, dkt no. 136 (N.D. Cal. 10 Sept. 2012).
222. Interview with Sarah Chester (9 May 2013).
223. Interview with Joe Baxter (8 May 2013).
224. See Paige St. John, Inmates End California Prison Hunger Strike, L.A. Times, 5 Sept. 2013.
225. See Prisoner Hunger Strike Solidarity, San Quentin Demands, http://prisonerhungerstrikesolidarity.
wordpress.com/san-quentin-demands/.
226. Email from Sarah Chester, 3 Oct. 2013 (notes on file with author).
227. Id.
228. Id.
229. Phone Interview with Christine Thomas (3 Oct. 2013).
230. Interview with Kevin Cooper (6 May 2013).
231. Interview with Joseph Schlesinger (10 May 2013).
232. Interview with Jarvis Masters (8 May 2013) (“People who have been on death row for a very long time are
those with problems; they start to act out in a harmful way.”); Interview with Kevin Cooper (6 May 2013).
233. Interview with Christine Thomas (5 May 2013); Woodford Declaration, supra note 152, ¶ 53.
234. OP 608, § 420(d).
235. Woodford Declaration, supra note 152, ¶ 56.
236. Phone interview with Christine Thomas (3 Oct. 2013) (notes on file with author).
237. Interview with Steve Fama and Don Specter (7 May 2013); Interview with Sarah Chester (9 May 2013).
238. Interview with Steve Fama and Don Specter (7 May 2013); Woodford Declaration, supra note 152, ¶ 45.
239. Interview with Jarvis Masters (8 May 2013); Interview with Correll Thomas (5 May 2013).
240. Interview with Terry Kupers, M.D. (6 May 2013) (notes on file with author).
241. Interview with Correll Thomas (5 May 2013).
242. Id.
243. Id.
244. Id.
245. Interview with Kevin Cooper (6 May 2013).
246. Id.
247. Id.; Interview with Correll Thomas (5 May 2013).
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248. Soering v. United Kingdom, 161 Eur. Ct. H.R. (ser. A) (1989), ¶ 106.
249. People v. Anderson, 493 P.2d 880, 894 (Cal. 1972).
250. Id. at 894 n. 7; Soering, 161 Eur. Ct. H.R. (ser. A), ¶ 106.
251. People v. Anderson, 493 P.2d at 894.
252. Interview with Steve Fama and Don Specter (7 May 2013).
253. Interview with Kevin Cooper (6 May 2013) (“This place is unnatural; it makes people do things and
become things they would not become. A lot of people here give up on life. They don’t live, they exist.”).
254. Interview with Joseph Schlesinger (10 May 2013).
255. ACLU, A Death Before Dying: Solitary Confinement on Death Row 6 (July 2013).
256. See generally Stuart Grassian, Psychiatric Effects of Solitary Confinement, 22 Wash. U. J. L. & Pol’y 325
(2006).
257. Interim report of the Special Rapporteur on torture and other cruel, inhuman or degrading treatment or
punishment, U.N. Doc. A/66/268 (5 Aug. 2011) (by Juan Méndez) [hereinafter Méndez 2011 Interim Report],
¶¶ 58-59.
258. Phone Interview with Christine Thomas (5 Oct. 2013) (notes on file with author).
259. Interview with Kevin Cooper (6 May 2013).
260. U.S. Census Bureau , U.S. Dep’t of Commerce, , State & County QuickFacts, Louisiana, http://quickfacts.
census.gov/qfd/states/22000.html (last revised 27 June 2013) [hereinafter QuickFacts Louisiana].
261. This information is updated through January 23, 2012, as this is the most recent date to which comprehensive
sentencing data is available. Data Tables, Interview with Nick Trenticosta, Director, Center for Equal Justice, in
New Orleans, L.A. (10 Apr. 2013)(data on file with the author)[hereinafter, Trenticosta Data Tables].
262. First degree murder is defined as the killing of a human being when the offender has a specific intent to kill or to
inflict great bodily harm, “(1)and is engaged in the perpetration or attempted perpetration of aggravated kidnapping,
second degree kidnapping, aggravated escape, aggravated arson, aggravated rape, forcible rape, aggravated burglary,
armed robbery, assault by drive-by shooting, first degree robbery, second degree robbery, simple robbery, terrorism,
cruelty to juveniles, or second degree cruelty to juveniles; (2) …upon a fireman, peace officer, or civilian employee
of the Louisiana State Police Crime Laboratory or any other forensic laboratory engaged in the performance of his
lawful duties, or when the specific intent to kill or to inflict great bodily harm is directly related to the victim’s status
as a fireman, peace officer, or civilian employee; (3)… upon more than one person; (4) … and has offered, has been
offered, has given, or has received anything of value for the killing; (5) …upon a victim who is under the age of
twelve or sixty-five years of age or older; (6) …while engaged in the distribution, exchange, sale, or purchase, or any
attempt thereof, of a controlled dangerous substance listed in Schedules I, II, III, IV, or V of the Uniform Controlled
Dangerous Substances Law; (7) …and is engaged in the activities prohibited by R.S. 14:107.1(C)(1); (8) … and
there has been issued by a judge or magistrate any lawful order prohibiting contact between the offender and the
victim in response to threats of physical violence or harm which was served on the offender and is in effect at the time
of the homicide; (9) …upon a victim who was a witness to a crime or was a member of the immediate family of a
witness to a crime committed on a prior occasion and: (a) The killing was committed for the purpose of preventing
or influencing the victim’s testimony in any criminal action or proceeding whether or not such action or proceeding
had been commenced; or (b) The killing was committed for the purpose of exacting retribution for the victim’s
prior testimony; (10) … upon a taxicab driver who is in the course and scope of his employment…; (11) … and the
offender has previously acted with a specific intent to kill or inflict great bodily harm that resulted in the killing of one
or more persons.” .” La. Rev. Stat. Ann. § 14:30 (A).
263. The U.S. Supreme Court rejected the Supreme Court of Louisiana’s position that rape of a child could
warrant the death penalty. Kennedy v. Louisiana, 554 U.S. 407 (2008).
264. See Capital Defense Guidelines, LA. Admin. Code tit. 22, pt.XV
265. Deborah Fins, Criminal Justice Project, NAACP Legal Def. & Educ. Fund, Death Row U.S.A. Spring
2013 http://www.deathpenaltyinfo.org/documents/DRUSASpring2013.pdf.
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266. QuickFacts, Louisiana, supra note 260.
267. Trenticosta Data Tables, supra note 261.
268. Death Row Inmates by County, DPIC, http://www.deathpenaltyinfo.org/documents/DeathRowCounties.
xlsx [hereinafter Death Row Inmates by County].
269. U.S. Census Bureau, U.S. Dep’t of Commerce, State and County Quick Facts: East Baton Rouge Parish,
Louisiana, http://quickfacts.census.gov/qfd/states/22/22033.html (last revised 27 June 2013).
270. U.S. Census Bureau, U.S. Dep’t of Commerce, State and County Quick Facts: Caddo Parish Louisiana
http://quickfacts.census.gov/qfd/states/22/22017.html (last revised 27 June 2013) [hereinafter QuickFacts
Caddo Parish Louisiana].
271. U.S. Census Bureau, U.S. Dep’t of Commerce, State and County Quick Facts: Jefferson Parish Louisiana
http://quickfacts.census.gov/qfd/states/22/22051.html (last revised 27 June 2013).
272. Quick Facts: Louisiana, supra note 260.
273. Death Row Inmates by County, supra note 268.
274. Interview “H,” New Orleans, Louisiana (19 Apr. 2013)
275. See, e.g., Tushar Kansal, The Sentencing Project, Racial Disparity in Sentencing: A Review of the
Literature, (Marc Mauer ed., 2005) http://www.sentencingproject.org/doc/publications/rd_sentencing_review.
pdf
276. Glenn L. Pierce & Michael L. Radelet, Death Sentencing in East Baton Rouge Parish, 1990–2008, 71 La.
L. Rev. 647, 671 (2011).
277. Tim Lyman, East Baton Rouge (LA) Parish Study on Race, Homicides, and Death-Eligible Prosecutions,
1990-2008, (5 Aug. 2013) at 4, (unpublished report), http://ssrn.com/abstract=2096254 [hereinafter Caddo
(LA) Parish Study]; See also Pierce & Radelet, supra note 276
278. Pierce & Radelet, supra note 276.
279. Id. at 660.
280. Caddo (LA) Parish Study, supra note 277 at 2.
281. Id. at 5.
282. Id.
283. Pierce & Radelet, supra note 276, at 649, note 16, citing, Michael L. Radelet, Executions of Whites for
Crimes Against Blacks: Exceptions to the Rule?, 30 SOC. Q. 529, 537 (1989).
284. See Henry Weinstein, Jury to Come Under Justices’ Scrutiny. L.A. Times, (3 Dec. 2007), http://articles.
latimes.com/2007/dec/03/nation/na-jury3.
285. Jeffrey Gettleman, Prosecutors’ Morbid Neckties Stir Criticism, N.Y. Times, (5 Jan. 2003), http://www.
nytimes.com/2003/01/05/us/prosecutors-morbid-neckties-stir-criticism.html.
286. Id.
287. For more context on this period or the noose, see Jeannine Bell, The Hangman’s Noose and the Lynch
Mob: Hate Speech and the Jena Six 44 Harv. C.R. –C.L. L. Rev. 329 (2009); James W. Clarke, Without Fear
or Shame: Lynching, Capital Punishment and the Subculture of Violence in the American South, 28 B.J. Pol.
S. 269 (Apr. 1998).
288. As of 2012 the Caddo population was 257, 093, 49% white and 47.7% black. See: QuickFacts Caddo
Parish Louisiana, supra note 270.
289. See Cecelia Trenticosta and William C. Collins, Death and Dixie: How the Courthouse Confederate Flag
Influences Capital Cases in Louisiana, 27 Harv. J. Racial & Ethnic Just. 125 (2011).
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290. Carolyn Roy and Jeff Ferrell, Confederate flag comes down Friday, KSLA, (17 Nov. 2011) http://www.
ksla.com/Global/story.asp?S=15955226&autostart=true.
291. Trenticosta and Collins, supra note 289, at 131, citing: Michael James Pfeifer, Rough Justice: Lynching
and American Society, 1874-1947, 142 (2004) and Stewart Emory Tolnay & E.M. Beck, A Festival of
Violence: An Analysis of Southern Lynchings, 1882-1930, 138 (1995).
292. Death Row Inmates by County, supra note 268.
293. Id.
294. Caddo (LA) Parish Study, supra note 277, at 4.
295. Id. at 91.
296. Id. at 94.
297. Samuel R. Sommers, On Racial Diversity and Group Decision Making: Identifying Multiple Effects of
Racial Composition on Jury Deliberations, 90 J. Per. Soc. Psychol. 597 (2006).
298. “Effective representation” is used because for non-death penalty felony trials, verdicts need not be unanimous,
and the presence of one or even two African Americans can be negated by all whites voting to convict. Richard
Bourke, Joe Hingston & Joel Devine, Louisiana Crisis Assistance Center, Black Strikes: A Study of the
Racially Disparate Use of Peremptory Challenges by the Jefferson Parish District Attorney’s Office, (1 Sept.
2003) http://www.blackstrikes.com/resources/report/black_strikes_report_september_2003.pdf.
299. Justice Department Files Lawsuit Against Louisiana Alleging Violations of the National Voter Registration
Act, Department of Justice, Office of Public Affairs, (12 July 2011) http://www.justice.gov/opa/pr/2011/July/11crt-908.html
300. See La. Code. Crim. Proc. Ann. § 797. See also La. Code. Crim. Proc. Ann. § 798 (1990) for additional
information on cause.
301. Witherspoon v. Illinois, 391 U.S. 510, 513 (1968).
302. Note: this may also mean that African Americans are more likely to be dismissed from the jury pool under
a peremptory challenge. Attorneys selecting the venire know that they could justify their striking of a particular
juror in an appeal by expressing concern about the potential juror’s sentiments on the judicial system.
303. Witherspoon, 391 U.S. 510.
304. Mtn. for a New Trial, State of Louisiana v. Lamondre Tucker, Case 273-436 (La. App. 2 Cir. Section 4),
at Ex. 16.
305. Id. at Ex. 14.
306. Id. at Ex. 15.
307. State v. Crawford, 873 So. 2d 768, 784 (La.App. 5 Cir. 27 Apr. 2004) (upholding the trial court’s finding
that the strike was not discriminatory).
308. Id. at 783.
309. State v. Harris, 820 So. 2d 471, 477 (La. 21 Jun. 2002) (finding a Batson violation for the strike).
310. 476 U.S. 79, 106 (1986).
311. Johnson v. California, 545 U.S. 162 (2005)(clarifying Batson standard); Batson, 476 U.S. at 93-94 (stating
that the defendant makes a prima facie case of purposeful discrimination against a strike “by showing that the
totality of the relevant facts gives rise to an inference of discriminatory purpose.”).
312. Purkett v. Elem 514 U.S. 765, 768 (1995).
313. Miller-El v. Dretke, 545 U.S. 231, 240 (2005).
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314. 552 U.S. 472 (2008).
315. Id. at 475-76.
316. Id. at 478.
317. 428 U.S. 153 (1976).
318. La. S. Ct. R. 28 § 1.
319. For a thoughtful and comprehensive examination of the proportionality review, see Bidish J. Sharma,
Smith Robert J. Smith & Ben G. Cohen, Struck by Lightning: Walker v. Georgia and Louisiana’s Proportionality
Review of Death Sentences 37 S.U. L. Rev. 65 (2009).
320. “If the jury’s recommendation of death is inconsistent with sentences imposed in similar cases in the same
jurisdiction, an inference of arbitrariness arises.” State v. Legrand, 864 So. 2d 89, 104 (La. 2003).
321. Sharma, Smith & Cohen, supra note 319 at 2.
322. Radley Balko, The Untouchables: America’s Misbehaving Prosecutors, And the System That Protects
Them, The Huff. Post (1 Aug. 2013) http://www.huffingtonpost.com/2013/08/01/prosecutorial-misconductnew-orleans-louisiana_n_3529891.html.
323. 552 U.S. 472.
324. Snyder v. Louisiana, 545 U.S. 1137 (2005).
325. Snyder, 552 U.S. 472.
326. State v. Snyder, 750 So. 2d 832, 861 (La. 1999).
327. State v. Snyder, 942 So. 2d 484, 499 (La. 2006).
328. Louisiana code prohibits the use of solitary confinement. See La. Rev.Stat. Ann. § 15:865 (2004).
329. See James Ridgeway and Jean Casella, Louisiana Attorney General Says Angola 3 “Have Never Been
Held in Solitary Confinement,” Solitary Watch, 21 Mar. 2013, http://solitarywatch.com/2013/03/21/louisianaattorney-general-says-angola-3-have-never-been-held-in-solitary-confinement/.
330. Id.
331. Notably, one of the Angola 3, Herman Wallace, was released on 1 October 2013, after having spent
41 years in conditions commonly understood to constitute solitary confinement. He died 3 days later. See
Associated Press, Herman Wallace: ‘Angola Three’ inmate dies days after release from solitary, The Guardian,
(4 Oct. 2013), http://www.theguardian.com/world/2013/oct/04/herman-wallace-angola-three-dies-solitaryconfinement.
332. The Istanbul Statement on the Use and Effects of Solitary Confinement, adopted 9 Dec. 2007, Int’l. Psych.
Trauma Symp. http://solitaryconfinement.org/uploads/Istanbul_expert_statement_on_sc.pdf.
333. Id.
334. James Ridgeway, God’s Own Warden, Mother Jones, (Jul./Aug. 2011) http://www.motherjones.com/
politics/2011/07/burl-cain-angola-prison.
335. Telephone interview with Monique Matthews Ruiz, 18 May 2013.
336. LA. Dep’t of Public Safety & Corr., Louisiana State Penitentiary, (“Tours at LSP”), http://www.doc.
la.gov/pages/correctional-facilities/louisiana-state-penitentiary/.
337. Polay Campos v. Peru, U.N. Hum. Rts. Com. Communic’n No. 577/1994 (6 Nov. 1997), U.N. Doc.
CCPR/C/61/D/577/1994, ¶ 8.5; Valasinas v. Lithuania, 2001 Eur. Ct. H.R. 483, ¶ 117 (the Eur. Ct. H.R. found
degrading treatment where the treatment in question, a strip search in the presence of a woman, “must have left
[the applicant] with feelings of anguish and inferiority capable of humiliating and debasing him.”).
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338. A calculation taking into account both heat and humidity, as calculated by The Meteorological Conversions
and Calculations: Heat Index Calculator, Nat’l Oceanic and Atmosph. Admin., U.S. Dept. of Commerce http://
www.hpc.ncep.noaa.gov/html/heatindex.shtml (last modified 3 June 2013).
339. Mem. in Support of the Motion for a Preliminary Injunction, Ball, et. al. v. LeBlanc, et. al., Civil Action No.
13-368, US District Court, West Feliciana (18 Jun. 2013) [hereinafter Ball Preliminary Injunction Mem.] at 1.
340. Id. at 2.
341. Id.
342. Id. at 17.
343. Id.at 5.
344. Interview “E” New Orleans Louisiana (21 May 2013).
345. Id.
346. Ball Preliminary Injunction Mem., supra note 339, at 5.
347. Interview “C,”New Orleans Louisiana (21 May 2013).
348. Interview “H,” New Orleans, Louisiana (9 Apr. 2013).
349. ICCPR, supra note 7, at art. 19(2).
350. Interview “B” New Orleans, Louisiana (8 Apr, 2013).
351. Interview “B” New Orleans, Louisiana (6 May 2013); Telephone interview with Monique Matthews Ruiz,
sister of exoneree (18 May 2013).
352. Interview “H” New Orleans, Louisiana (19 Apr. 2013).
353. Interview “I” New Orleans, Louisiana (8 Apr, 2013).
354. Cindy Chang, Many doctors treating state’s prisoners have disciplinary records themselves, The TimesPicayune, (29 Jul. 2012) http://www.nola.com/crime/index.ssf/2012/07/many_doctors_treating_states_p.html.
355. Id.
356. For example, the sister of Ryan Matthews who was exonerated from death row, noted “We had to fight to
get him his anti-seizure medicine. I wrote letters, I even offered to pay for the medicine myself…People started
to realize he was innocent and started treating him with more dignity and respect. Still, it took about a year for
him to start getting medicine regularly, and we worry that his time without the medicine did serious damage.”
Telephone interview with Monique Matthews Ruiz, sister of exoneree (18 May 2013).
357. State v. Perry, 610 So. 2d 746 (La. 1992).
358. Id. at 748.
359. Trenticosta Data Tables, supra note 261.
360. Interview with John Thompson, death row exoneree, New Orleans, Louisiana (22 May 2013).
361. John Holloway
Freedom, (2010).
and
Ronald M. Gauthier, Killing Time: An 18-Year Odyssey
from
Death Row
to
362. John Thompson, The Prosecution Rests, but I Can’t, N.Y. Times, (9 Apr. 2011), www.nytimes.
com/2011/04/10/opinion/10thompson.html.
363. Connick v. Thompson, 131 U.S. 1350 (2011).
364. Interview with John Thompson, former death row inmate and Founder and Director of Resurrection After
Exoneration, New Orleans, Louisiana (22 May 2013).
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365. Interview “E” New Orleans Louisiana (21 May 2013).
366. Information about Execution Protocol and the use of Pentobarbital is available online. See State of
Louisiana, Department of Public Safety and Corrections, Corrections Services, Department Regulation No.
C-03-001, (1 Aug. 2012), available at http://www.scribd.com/doc/150605809/Louisiana-Execution-Protocol.
367. Lauren McGaughy, Louisiana releases execution protocol; inmate’s lawyer calls it ‘inadequate’, The Times
Picayune, (28 June 2013) http://www.nola.com/crime/index.ssf/2013/06/death_row_execution_protocol_l.
html. See also, Erik Eckholm and Katie Zezima, States Face Shortage of Key Lethal Injection Drug, N.Y.
Times, ( 21 Jan. 2011) http://www.nytimes.com/2011/01/22/us/22lethal.html?_r=0.
368. McGaughy, Louisiana releases execution protocol; inmate’s lawyer calls it ‘inadequate, supra note 367.’
369. Id.
370. Lenford Hamilton v. Jamaica, U.N. Hum. Rts. Com. Communic’n No. 333/1988 (7 Nov. 1988), U.N. Doc.
CCPR/C/50/D/333/1988 ¶ 10.
371. Medellín, RamírezCardenas and LealGarcía v. United States, Case 12.644, Inter-Am. Comm’n H.R.,
Report No. 90/09, OEA/Ser.L/V/II.135, doc. 37, ¶¶122-23 (2009); Rudolph Baptiste v. Grenada, Case 11.743,
Inter-Am. Comm’n H.R., Report No. 38/00, OEA/Ser.L/V/II.106, doc. 3, ¶¶ 64‐66 (2000); Desmond McKenzie
et al., v Jamaica, Cases. 12.023, 12.044, 12.107, 12.126 & 12.146, Inter-Am. Comm’n H.R., Report No. 41/100,
OEA/Ser.L/V/II.106, doc. 3 ¶¶ 169‐71 (2000).
372. See U.N. CERD Com., Gen. Rec. No. 31 supra note 53, at ¶¶ 1 (e) and (f).
373. CERD U.S. Concluding Observations 2001, supra note 74, at ¶ 17; see also CERD U.S. Concluding
Observations 2008, supra note 71, at ¶ 23 (noting the “persistent and significant racial disparities” evidenced
by studies, and recommending remedial action including a moratorium); U.N. CAT Com., U.S. Concluding
Observations 2006, supra note 122, at ¶ 29 (“the Committee remains concerned by studies according to which
the death penalty may be imposed disproportionately on ethnic minorities.”).
374. CERD, supra note 42, at art. 1, ¶ 1.
375. See D.H. and Others v the Czech Republic, 2007 Eur. Ct. H.R. 922 ¶ 180 (“the Court has in the past stated that
statistics could not in themselves disclose a practice which could be classified as discriminatory. However, in more
recent cases on the question of discrimination in which the applicants alleged a difference in the effect of a general
measure or de facto situation, the Court relied extensively on statistics produced by the parties to establish a
difference in treatment between two groups (men and women) in similar situations.” (internal citations omitted));
see, also Hoogendijk v. The Netherlands, 2005 Eur. Ct. H.R. 930; Opuz v. Turkey, 2009 Eur. Ct. H.R. 870 ¶183.
376. See, e.g. Horvath and Kiss v Hungary, 2012 Eur. Ct. H.R. 1206 ¶¶ 110, 129; D.H. and Others, 2007 Eur.
Ct. H.R. ¶¶ 190-193 (finding discrimination for a practice of sending Roma children to special schools).
377. Hoogendijk,2005 Eur. Ct. H.R. See, e.g. Mudric v. the Republic of Moldova, 2013 Eur. Ct. H.R. 685, ¶¶ 60,
62-64. One petitioner to the European Court of Human Rights argued that the domestic violence she suffered was
in part due to state discrimination and failure to protect women from violence, as required by international law. The
court found, based in part on statistics noting the disproportionate effect of domestic violence on women, that the
state violated the prohibition on non-discrimination and equal protection in the European Convention by failing to
implement an adequate legal framework to protect against acts of violence, in effect condoning the acts.
378. ICCPR, see supra note 7, at art. 25 (a)(c).
379. Zarb Adami v. Malta, 2006 Eur. Ct. H.R. 637, ¶ 75.
380. Id. at ¶ 76.
381. Id. at ¶¶ 56, 81-82.
382. See, e.g. U.N. Hum. Rts. Com., CCPR Gen. Comm. No. 32, supra note 57, at ¶ 25, citing Gridin v.
Russian Federation, U.N. Hum. Rts. Com. Communic’n No. 770/1997 (18 July 2000), U.N. Doc. CCPR/C/69/
D/770/1997¶ 8.2. See also, Gregory v. The United Kingdom, 1997 Eur. Ct. H.R 9, ¶ 43 (finding that “it is of
fundamental importance in a democratic society that the courts inspire confidence in the public and above all,
as far as criminal proceedings are concerned, in the accused”).
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383. William Andrews, Case 11.139, Inter-Am. Comm’n H.R ¶ 159.
384. Id. at ¶ 130.
385. Sommers, supra note 297, at 608.
386. See, inter alia, Equal Justice Initiative, Illegal Racial Discrimination in Jury Selection: A Continuing
Legacy (Aug. 2010) http://www.eji.org/files/EJI%20Race%20and%20Jury%20Report.pdf ; Speedy Rice,
National Association of Criminal Defense Lawyers, The Death Penalty in the United States, Response to
the Periodic Report of the United States to the United Nations Committee on the Elimination of Racial
Discrimination, 6 (Feb. 2008) http://www2.ohchr.org/english/bodies/cerd/docs/ngos/usa/USHRN21.doc (citing
racially based jury selection as a “source of the racial disparity.”)
387. In addressing the issue of a United States capital prosecution, where the primary consideration was the trial
court’s failure to appropriately address a juror’s presentation of a note stating, “hang the [epithet]” alongside
a drawing of a hanging stick figure, the Inter-American Commission also looked to the makeup of the jury.
Mr. Andrews was an African-American male, and was tried by an all-white jury some of whom were members
of the Mormon Church and adhered to its teachings that African-American people were inferior beings. .The
Commission noted that “[t]he record … reflects ample evidence of “racial basis.” William Andrews, Case
11.139, Inter-Am. Comm’n H.R ¶ 165.
388. Bandajevsky v. Belarus, U.N. Hum. Rts. Com. Communic’n No. 1100/2002, (19 Apr. 2002) U.N. Doc.
CCPR/C/86/D/1100/2002.
389. U.N. Hum. Rts. Com., CCPR General Comment No. 32, supra note57, at ¶ 19 citing U.N. Hum. Rts.
Com., Consideration of Reports Submitted by States Parties Under Article 40 of the Covenant, Concluding
Observations of the Human Rights Committee: Slovakia, U.N. Doc. CCPR/C/79/Add.79. ¶ 18. ),¶ 18.
390. Méndez 2012 Interim Report, supra note 39, at ¶78.
391. Id. at ¶ 42.
392. See Soering v. United Kingdom, 161 Eur. Ct. H.R. (ser. A) (1989).
393. Id.
394. Pratt & Morgan v. Jamaica, [1993] 4 All E.R. 769 (P.C.).
395. Hilaire, Constantine, Benjamin et al. v. Trinidad and Tobago, Judgment, Inter-Am. Ct. H.R. (ser. C) No.
94, ¶¶ 167-169 (21 June 2002).
396. Méndez 2012 Interim Report, supra note 39, at ¶ 72.
397. Lauren McGaughy, Angola prison warden apologizes for violating court order during death row heat
lawsuit, , The Times Pic., 6 Aug. 2013, http://www.nola.com/crime/baton-rouge/index.ssf/2013/08/angola_
warden_apologizes_for_v.html.
398. For a definition of solitary confinement, see The Istanbul Statement on the Use and Effects of Solitary
Confinement, adopted 9 Dec. 2007, Int’l. Psych. Trauma Symp. Istanbul, http://solitaryconfinement.org/uploads/
Istanbul_expert_statement_on_sc.pdf (“Solitary confinement is the physical isolation of individuals who are
confined to their cells for twenty-two to twenty-four hours a day. In many jurisdictions prisoners are allowed
out of their cells for one hour of solitary exercise. Meaningful contact with other people is typically reduced to
a minimum. The reduction in stimuli is not only quantitative but also qualitative. The available stimuli and the
occasional social contacts are seldom freely chosen, are generally monotonous, and are often not empathetic.”).
399. Méndez 2012 Interim Report, supra note 39, at ¶ 81.
400. Id. at ¶ 48.
401. Principles and Best Practices on the Protection of Persons Deprived of Their Liberty in the Americas,
Inter-Am. Comm’n H.R., supra note 105, Principle XXII.
402. Report on the Human Rights of Persons Deprived of Liberty in the Americas supra note 106, at ¶ 412.”
403. Méndez 2011 Interim Report, supra note 257, at ¶ 56 citing G.B. v. Bulgaria, 2004 Eur. Ct. H. R. 112, ¶ 85.
84 / Discrimination, Torture, and Execution: A Human Rights Analysis of the Death Penalty in California and Louisiana – FIDH/CCR
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404. Montero-Aranguren et al (Detention Center of Catia) v. Venezuela, Judgment, Inter-Am. Ct. H.R. (ser. C)
No. 150. ¶ 94 (5 July 2006).
405. Méndez 2011 Interim Report, supra note 257, at ¶ 58.
406. Id. at ¶ 76.
407. Eur. Comm. for the Prevention of Torture and I.D.T.P., 21st General Report of the CPT, Doc. No. CPT/Inf
(2011) 28(2011), http://www.cpt.coe.int/en/annual/rep-21.pdf.
408. A.B. v. Russia, 2010 Eur. Ct. H. R. 1511, ¶¶ 99-113.
409. See, e.g. Standard Minimum Rules for the Treatment of Prisoners, supra note 6, at arts. 37, 44(2); Principles
and Best Practices on the Protection of Persons Deprive of Liberty in the Americas, supra note 105, at Principle
XVIII.
410. Estrella v. Uruguay, U.N. Hum. Rts. Com. Communic’n No. 84/1981, (29 Mar. 1983) U.N. Doc. CCPR/C/
OP/2, ¶ 9.2.
411. Body of Principles for the Protection of All Persons under Any Form of Detention or Imprisonment,
supra note 93, at Principle 18. 3 (“The right of a detained or imprisoned person to be visited by and to consult
and communicate, without delay or censorship and in full confidentiality, with his legal counsel may not be
suspended or restricted save in exceptional circumstances, to be specified by law or lawful regulations, when it
is considered indispensable by a judicial or other authority in order to maintain security and good order.”).
412. Garcia-Asto v. Peru, Judgment, Inter-Am. Ct. H.R. (ser. C) No. 137 ¶¶ 221, 229, 233 (25 Nov. 2005).
413. Id. at ¶ 225.
414. Id. at ¶ 230 (internal citations omitted); see also id. at ¶¶ 234-35.
415. Standard Minimum Rules for the Treatment of Prisoners, supra note 6, art. 11(a).
416. Id. at arts. 10, 14.
417. Id. at art. 21 (2).
418. See supra note 213.
419. See Body of Principles for the Protection of All Persons under Any Form of Detention or Imprisonment,
supra note 93, at Principle 30(2) (“A detained or imprisoned person shall have the right to be heard before
disciplinary action is taken. He shall have the right to bring such action to higher authorities for review.”).
420. Principles and Best Practices on the Protection of Persons Deprived of Their Liberty in the Americas,
Inter-Am. Comm’n H.R., supra note 105, at Principle XII(1).
421. Id.; Standard Minimum Rules for the Treatment of Prisoners, supra note 6, at art. 13 (“[E]very prisoner
may be enabled and required to have a bath or shower, at a temperature suitable to the climate, as frequently as
necessary for general hygiene according to season and geographical region . . .”).
422. Zakharkin v. Russia, 2010 Eur. Ct. H.R. 885, ¶ 125; Mathew v. The Netherlands, 2005 Eur. Ct. H.R. 652, ¶
214 (“The court finds it unacceptable that anyone should be detained in conditions involving a lack of adequate
protection against precipitation and extreme temperatures.”).
423. See, e.g., Slyusar v. Ukraine, U.N. CAT Com., Communic’n No. 353/2008 (16 Jan. 2011), U.N. Doc.
CAT/C/47/D/353/2008 (plaintiff held in temporary detention where the cell was near freezing, was beaten,
threatened with harm to family, and deprived of food and sleep found to constitute torture); Gultyayeva v.
Russia, 2010 Eur. Ct. H.R. 437 (finding that windowless and smoke-filled cells, infested with insects and
subject to extreme temperatures constituted inhuman and degrading treatment); Juvenile Reeducation Institute
v. Paraguay, Judgment, Inter-Am. Ct. H.R. (ser. C) No. 112, ¶ 69(e) (2 Sep. 2004) (noting prisoners suffered in
summer temperatures of not less than 40 degrees and the cells had only one ceiling fan); Garcia-Asto v. Peru,
Judgment, Inter-Am. Ct. H.R. (ser. C) No. 137 (25 Nov. 2005) (noting the lack of covers in a freezing cell,
alongside inter alia solitary confinement, limited contact with family, beating and poor medical care).
424. See, e.g., Garcia-Asto v. Peru, Preliminary Objection, Merits, Reparations and Costs, Inter-Am. Ct. H.R.
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(ser. C) No. 137, ¶ 226 (25 Nov. 2005) (“[L]ack of adequate medical assistance does not meet the minimum
material requirements for humane treatment . . . .”).
425. See, inter alia, Application of the Inter-Am. Comm’n H.R. to the Inter-Am. Ct. H.R. in the case of Pedro
Miguel Vera Vera (Case 11.535) v. Ecuador, ¶ 42 (2010) (“[T]he obligation of states to respect their physical
integrity, not to use cruel or inhuman treatment, and to respect the inherent dignity of the human person,includes
guaranteeing access to proper medical care.”); Principles for the Protection of Persons with Mental Illness and
for the Improvement of Mental Health Care, G.A. Res. 46/119, U.N. Doc. A/RES/46/119, Principle 1.1 (17 Dec.
1991) (“All persons have the right to the best available mental health care, which shall be part of the health and
social care system.”); Standard Minimum Rules for the Treatment of Prisoners, supra note 6, at arts. 22-26;
Cabal and Pasini v. Australia, U.N. Hum. Rts. Com. Communic’n No. 1020/2001 (7 Aug. 2003), U.N. Doc.
CCPR/C/78/D/1020/2002, ¶ 7.7 (right to health governed by ICCPR arts. 6, 10); Principles and Best Practices on
the Protection of Persons Deprived of Their Liberty in the Americas, Inter-Am. Comm’n H.R., supra note 105,
Principle X (“Persons deprived of liberty shall have the right to health, understood to mean the enjoyment of
the highest possible level of physical, mental, and social well-being, including amongst other aspects, adequate
medical, psychiatric, and dental care; permanent availability of suitable and impartial medical personnel; access to
free and appropriate treatment and medication; implementation of programs for health education and promotion,
immunization, prevention and treatment of infectious, endemic, and other diseases; and special measures to meet
the particular health needs of persons deprived of liberty belonging to vulnerable or high risk groups . . . .”).
426. Standard Minimum Rules for the Treatment of Prisoners, supra note 6, at art. 22(2).
427. Principles and Best Practices on the Protection of Persons Deprived of Their Liberty in the Americas,
Inter-Am. Comm’n H.R., supra note 105.
428. Standard Minimum Rules for the Treatment of Prisoners, supra note 6, at art. 82.
429. Keenan v. The United Kingdom 2001 Eur. Ct. H.R. 242.
430. Report on the Human Rights of Persons Deprived of Liberty in the Americas, supra note 106, at ¶¶ 313,
319; César Alberto Mendoza et al. v. Argentina, Case 12.651, Inter-Am. Comm’n H.R., Report No. 172/10,
OEA/Ser.L/V/II.130, doc. 22 rev. 1 ¶ 276 (2010). See also, World Health Organization, Preventing Suicide
in Jails and Prisons 9-21 (2007) (providing guidelines on the prevention of suicide in detention).
431. Report on the Human Rights of Persons Deprived of Liberty in the Americas, supra note 106, at ¶ 314.
432. César Alberto Mendoza et al., Case 12.651, Inter-Am. Comm’n H.R., ¶ 271; see also, Barbato et al. v.
Uruguay, U.N. Hum. Rts. Com. Communic’n No. 84/1981, (21 Oct. 1982) U.N. Doc. CCPR/C/OP/2 ¶ 9.2
(“While the Committee cannot arrive at a definite conclusion as to whether [the victim] committed suicide,
was driven to suicide or was killed by others while in custody; yet, the inescapable conclusion is that in all the
circumstances the Uruguayan authorities either by act or by omission were responsible for not taking adequate
measures to protect his life”).
433. Report on the Human Rights of Persons Deprived of Liberty in the Americas, supra note 106, at ¶ 319.
434. Id. at ¶ 575(9).
435. The HRC has refused to consider the time spent of death row as a determining factor in a CIDT analysis,
specifically because of this paradox. See LaVende v. Trinidad and Tobago, U.N. Hum. Rts. Com. Communic’n
No. 554/1993, (17 Nov. 1997) U.N. Doc. CCPR/C/61/D/554/1993, ¶ 5.5 (“The second implication of making
the time factor per se the determining one, i.e. the factor that turns detention on death row into a violation of the
Covenant, is that it conveys a message to States parties retaining the death penalty that they should carry out a
capital sentence as expeditiously as possible after it was imposed.... It should be stressed that by adopting the
approach that prolonged detention on death row cannot, per se, be regarded as cruel and inhuman treatment or
punishment under the Covenant, the Committee does not wish to convey the impression that keeping condemned
prisoners on death row for many years is an acceptable way of treating them. It is not. However, the cruelty of
the death row phenomenon is first and foremost a function of the permissibility of capital punishment under the
Covenant. This situation has unfortunate consequences.”).
86 / Discrimination, Torture, and Execution: A Human Rights Analysis of the Death Penalty in California and Louisiana – FIDH/CCR
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Keep your eyes open
Establishing the facts
Mobilisingtheinternationalcommunity
Investigative and trial observation missions
Permanentlobbyingbeforeintergovernmentalbodies
Through activities ranging from sending trial observers to
organising international investigative missions, FIDH has
developed, rigorous and impartial procedures to establish
facts and responsibility. Experts sent to the field give their
time to FIDH on a voluntary basis.
FIDH has conducted more than 1 500 missions in over 100
countries in the past 25 years. These activities reinforce FIDH’s
alert and advocacy campaigns.
FIDH supports its member organisations and local partners
in their efforts before intergovernmental organisations. FIDH
alerts international bodies to violations of human rights and
refers individual cases to them. FIDH also takes part inthe
development of international legal instruments.
Supporting civil society
FIDH informs and mobilises public opinion. Press releases,
press conferences, open letters to authorities, mission reports,
urgent appeals, petitions, campaigns, website… FIDH makes
full use of all means of communication to raise awareness of
human rights violations.
Training and exchange
FIDH organises numerous activities in partnership with its
member organisations, in the countries in which they are
based. The core aim is to strengthen the influence and capacity
of human rights activists to boost changes at the local level.
Center for Constitutional Rights (CCR)
The Center for Constitutional Rights is dedicated to advancing and
protecting the rights guaranteed by the United States Constitution
and the Universal Declaration of Human Rights. Founded in 1966
by attorneys who represented civil rights movements in the South,
CCR is a non-profit legal and educational organization committed
to the creative use of law as a positive force for social change.
CCR uses litigation proactively to advance the law in a positive
direction, to empower poor communities and communities of
color, to guarantee the rights of those with the fewest protections
and least access to legal resources, to train the next generation
of constitutional and human rights attorneys, and to strengthen
the broader movement for constitutional and human rights. Our
work began on behalf of civil rights activists, and over the last four
decades CCR has lent its expertise and support to virtually every
popular movement for social justice.
FIDH - International Federation for Human Rights
17, passage de la Main-d’Or - 75011 Paris - France
CCP Paris : 76 76 Z
Tel: (33-1) 43 55 25 18 / Fax: (33-1) 43 55 18 80
www.fidh.org
Informing and reporting
Mobilising public opinion
Since our founding, CCR has provided legal skills in a unique and
effective manner and always with a progressive perspective. We
use daring and innovative legal strategies which have produced
many important precedents. CCR is often “ahead of the curve”
in both identifying a problem and in suggesting novel or radical
legal responses which, over time, become accepted and respected
precedents and theories.
For more information about CCR:
www.ccrjustice.org
Facebook: CenterforConstitutionalRights
Twitter: theccr
Director of the publication: Karim LAHIDJI
Editor: Antoine Bernard
Authors:SusanHuandJessicaLee,withtheassistanceof:AlexsAgathocleous,
KarineBonneau,FlorenceBellivier,KatherineGallagher,RachelMeeropol,Jimena
Reyes, Vincent Warren and Nahal Zamani. CCR and FIDH acknowledge the
assistanceofRobertMeeropol,BillQuigley,KateMorris,TamaraMorgenthau,
Megan Wachspress, Matthew Daloisio, Leana Taing and Nikkita Oliver
Design: CBT
Imprimerie de la FIDH - Dépôt légal octobre 2013 - FIDH (English ed.) ISSN 2225-1804 - Fichier informatique conforme à la loi du 6 janvier 1978 (Déclaration N°330 675)
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FIDH
represents 178
human rights organisations
on
5 continents
inhuman or degrading treatment or punishment. Article 6: Everyone
has the right to recognition everywhere as a person before the law. Article 7: All are equal before the law and are entitled without any
discrimination to equal protection of the law. All are entitled to equal protection against any discrimination in violation of this Declaration
and against any incitement to such discrimination. Article 8: Everyone has the right to an effective remedy by the competent national
tribunals for acts violating the fundamental rights granted him by the constitution or by law. Article 9: No one shall be subjected to
arbitrary arrest, detention or exile. Article 10: Everyone is entitled in full equality to a fair and public hearing by an independent and
impartial tribunal, in the determination of his rights and obligations and of any criminal charge against him. Article 11: (1) Everyone
charged with a penal offence has the right to be
presumed innocent until proved guilty
ABOUT FIDH
FIDH takes action for the protection of victims of human rights violations, for the
prevention of violations and to bring perpetrators to justice.
A broad mandate
FIDH works for the respect of all the rights set out in the Universal Declaration of
Human Rights: civil and political rights, as well as economic, social and cultural
rights.
A universal movement
FIDH was established in 1922, and today unites 178 member organisations in
more than 100 countries around the world. FIDH coordinates and supports their
activities and provides them with a voice at the international level.
An independent organisation
Like its member organisations, FIDH is not linked to any party or religion and is
independent of all governments.
Find information concerning FIDH’s 178 member organisations on www.fidh.org
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Exhibit 5
Notice of Appeal, Mitchell Sims v.
California Department of Corrections
and Rehabilitation, et al., Marin County
Superior Court Case No. CIV1004019,
April 26, 2012
Exhibit 5
Page 371
Exhibit 5
Page 372
Exhibit 5
Page 373
Exhibit 5
Page 374
Exhibit 6
Declaration of Jeannie S. Woodford,
August 27, 2010
Exhibit 6
Page 375
Exhibit 6
Page 376
Exhibit 6
Page 377
Exhibit 7
Ed Payne and Marino Castillo, Tennessee
to Use Electric Chair When Lethal Drugs
Unavailable, CNN.com, May 23, 2014
Exhibit 7
Page 378
http://www.cnn.com/2014/05/22/us/tennessee-executions/
Tennessee to use electric chair when lethal drugs unavailable
By Ed Payne and Mariano Castillo , CNN
updated 11:14 AM EDT, Fri May 23, 2014
CNN.com
(CNN) -- As controversies over lethal injection drugs surge, Tennessee has found a way around the issue:
It is bringing back the electric chair.
Eight states authorize electrocution as a method of execution but only at the inmate's discretion.
Now Tennessee is the first state to make use of the electric chair mandatory when lethal injection drugs
are unavailable.
Tennessee Gov. Bill Haslam signed the measure into law Thursday.
"This is unusual and might be both cruel and unusual punishment," said Richard Dieter, president of the
Death Penalty Information Center.
"No state says what Tennessee says. This is forcing the inmate to use electrocution," according to Dieter,
who believes "the inmate would have an automatic Eighth Amendment challenge."
The amendment protects against cruel and unusual punishment.
"The electric chair is clearly a brutal alternative," Dieter said.
Controversy over lethal injections has been brewing in recent years after European manufacturers,
including the Denmark-based manufacturer of pentobarbital, banned U.S. prisons from using their drugs in
executions.
In April, a botched lethal injection in Oklahoma catapulted the issue back into the international spotlight. It
was the state's first time using a new, three-drug cocktail for an execution. Execution witnesses said
convicted murderer and rapist Clayton Lockett convulsed and writhed on the execution gurney and
struggled to speak, before officials blocked the witnesses' view. Lockett died 43 minutes after being
administered the first drug, CNN affiliate KFOR-TV in Oklahoma City reported.
Earlier this year, a convicted murderer and rapist in Ohio, Dennis McGuire, appeared to gasp and
convulse for at least 10 minutes before dying from the drug cocktail used in his execution.
In 2009, the U.S.-based manufacturer of sodium thiopental, a drug also commonly used in executions,
stopped making the painkiller.
Many states have scrambled to find products from overseas or have used American-based compounding
pharmacies to create substitutes.
This month, a group of criminal justice experts recommended that federal and state governments move to
a single lethal drug for executions instead of complex cocktails that can be botched.
The controversy over legal injection drugs raises the question of when a case will arise to test the new
Page 1 of 2
May 23, 2014 04:30:01PM MDT
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http://www.cnn.com/2014/05/22/us/tennessee-executions/
law.
The last death penalty by electrocution in Tennessee was that of Daryl Holton in 2007.
Holton -- a convicted murderer who killed his three young sons and his ex-wife's daughter -- elected to be
killed by the electric chair.
Before Holton's execution, Tennessee had not used the electric chair in 47 years.
CNN's Dave Alsup contributed to this report.
© 2014 Cable News Network. Turner Broadcasting System, Inc. All Rights Reserved.
Page 2 of 2
May 23, 2014 04:30:01PM MDT
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Exhibit 8
Jon Herskovitz, Botched Oklahoma
Execution Comes As Alternatives
Emerge, Reuters, April, 30, 2014
Exhibit 8
Page 381
» Print
This copy is for your personal, non-commercial use only. To order presentation-ready copies for distribution to colleagues, clients or customers, use the Reprints tool at the top of any article or visit:
www.reutersreprints.com.
Botched Oklahoma execution comes as alternatives emerge from shadows
Wed, Apr 30 2014
By Jon Herskovitz
AUSTIN, Texas (Reuters) - Firing squads, electric chairs and other methods of execution seen as cruel or antiquated could be getting a fresh look after Oklahoma botched a
lethal injection, leaving the condemned inmate withering in apparent pain on its death chamber gurney.
Lawmakers in several states this year have put forward legislation to revise alternative methods of capital punishment in the face of a shortage of drugs once used for executions
as well as legal challenges to new lethal "cocktails."
Oklahoma was among those states, and it had faced lawsuits to stop the execution of convicted rapist and murderer Clayton Lockett, who died on Tuesday night of an apparent
heart attack minutes after a medical official on the scene called a halt to the botched process, saying something had gone wrong with the lethal injection.
"As long as there are problems with lethal injection, and there have been and there will be, there will always be legislators determined to kill people with some other method," said
Rick Halperin, director of the Embrey Human Rights Program at Southern Methodist University in Dallas.
So far this year, lawmakers in Tennessee have passed a measure to allow the state to electrocute death row inmates if it could not obtain drugs for lethal injections.
A Missouri lawmaker introduced a bill to set up firing squads and a gas chamber should there be problems with lethal injections. In Wyoming, lawmakers were also considering
firing squads.
The Virginia House in January passed a measure to make electrocution the default death penalty method if lethal injection drugs cannot be procured, but the bill was halted in the
state Senate.
The electric chair was used for years after the U.S. Supreme Court reinstated capital punishment in 1976, but it has also produced some horrific results.
There were reports in both Virginia and Alabama of an inmate being set on fire in the early 1980s, with the smell of charred flesh wafting through the death chambers.
In response, several states led by Texas began using lethal injections in the early 1980s, with the method of execution seen as more humane.
It is now the primary method of execution in all of the 32 U.S. states that use the death penalty as well as for federal death row convicts.
Since 1976, just over 1,200 inmates have been executed by lethal injection while 158 were electrocuted, 11 put to death in a gas chamber, three hanged and three killed by firing squad, according to the Death Penalty
Information Center, a capital punishment monitoring agency.
CRUEL AND UNUSUAL
Eight states still have electrocution on their books as an alternative method of execution, but with caveats. For example, Oklahoma can use the electric chair if its lethal injection protocol is found to be unconstitutional.
Virginia allows some inmates to die in the electric chair if they chose to do so. Its last electrocution using the chair was in 2013 when it put inmate Robert Gleason to death.
Larry Fitzgerald, a former spokesman for the Texas Department of Criminal Justice who has witnessed scores of executions, said the results of the state's lethal injections were always the same - with the inmate being
rendered unconscious and then dying from drugs designed to stop breathing and stop the heart.
About five minutes after all the drugs of a three-drug cocktail were administered, a physician would be called in to pronounce death.
However, there were a few rare times when inmates blurted "I can feel it," or "I can taste it," after the injection, Fitzgerald said.
The U.S. Supreme Court has ruled that executions do not need to be painless. In a pair of cases out of Kentucky, the court in 2008 dismissed the idea that the potential for pain made the three-drug cocktail method of
execution unlawful.
"Simply because an execution method may result in pain, either by accident or as an inescapable consequence of death, does not establish the sort of 'objectively intolerable risk of harm' that qualifies as cruel and
unusual," Chief Justice John Roberts wrote then.
The Eighth Amendment to the U.S. Constitution bans cruel and unusual punishment.
Megan McCracken a lawyer at the University of California, Berkeley School of Law's Death Penalty Clinic said that although lethal injections appear serene, the inmate can be suffering greatly.
"The prisoner could be conscious and in extraordinary agony, but once that paralytic is administered, we would never see it," McCracken said.
The lethal injection process in the United States underwent a fundamental change in 2011, when drug company Hospira stopped making sodium thiopental, due to concerns about its widespread use in executions. It was
the lone U.S. manufacturer of the drug.
The drug was an anesthetic that would render a person unconscious before the other drugs that would cause death were administered.
Texas changed to a single drug while other states scrambled to develop new lethal injection protocols.
The botched execution in Oklahoma has raised questions on whether these new protocols could be ruled as cruel and unusual punishment by the courts.
"This is really going to make the courts demand a whole lot more and they are not going to be as quick to allow executions to go forward unless the state can prove it knows what it is doing," said Richard Dieter,
executive director of the Death Penalty Information Center.
(Additional reporting Bredan O'Brien in Milwaukee, Wisconsin and David Ingram in New York; editing by G Crosse)
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