Apple Computer Inc. v. Burst.com, Inc.
Filing
79
EXHIBITS re 74 Declaration in Support, filed byApple Computer Inc.. (Attachments: # 1 Exhibit L Part 1# 2 Exhibit L Part 2# 3 Exhibit L Part 3# 4 Exhibit L Part 4# 5 Exhibit L Part 5# 6 Exhibit L Part 6# 7 Exhibit L Part 7# 8 Exhibit L Part 8)(Related document(s) 74 ) (Brown, Nicholas) (Filed on 12/9/2006)
Case 3:06-cv-00019-MHP
Apple Computer Inc. v. Burst.com, Inc.
Document 79-9
Filed 12/09/2006
Page 1 of 31
Doc. 79 Att. 8
I Application No.
I
@ Responsive t o communlcation(sl filed on Jun I , 7998
1 Applicantbl
Huy Nguyen
I
27'2
111,
0 Thls action is
FINAL.
0 Since this application is in condition for allowance except for formal matters.
prosecution as to the merits Is closed In accordance with the practice under Ex porte Ouay/e, 1935 C.D. 11; 453 O.G. 213.
rbree month(s1, or thirty days, whichever A shortened statutory period for response t o this action is set t o expire is longer, from the mailing date of this communication. Failure to respond within the period for response wiii cause-the application t o become abandoned. (35 U.S.C. § 133). Extensions of time may be obtained under the provisions of ' 3 7 CFR 1.136(al.
Dlsposltion of Claims
[XI Claim(s) 195-218
Of the above, claim(s)
Islare pending in the application. Ware withdrawn from consideration. islare allowed. Ware rejected. idare objected to. are subject t o restriction or electig" requirement.
0 Ciaim(s)
W Claim(s) 795-278 fl Clairnls)
0 Claims
Application PEpErS
0 See the attached Notice of Draftsparson's Patent Drawing Review,
0 The drawing(s1 filed on
PTO-948. Dpproved Disapproved.
idare objected t o by the Examiner. filed on is
0The proposed drawing correction,
0The specification is objected t o by tha Examiner. 0 The oath or declaration is objected t o by the Examiner.
Priority under 35 U.S.C. 9 119 0 Acknowledgement is made of a claim for foreign priority under 3 5 U.S.C. 5 119(a)-(d).
0All 0Some" 0None of the CERTIFIED copies of the priority documents have been . . 0 received. 0 received in Application No. (Series CodalSariai Number) 0 received in this national stage application from the International Bureau (PCT Rule 17.2(a)).
*Certified copies not received: is made of a claim for domestic priority under 35 U.S.c, 5 119(el.
0 Acknowledgement
Attachment(s) 0 Notice o f References Cited, PTO-892 fl .information Disclosure Statement(s1, PTO-1449, Paper NOM. 0 Interview Summary. PTO-413 0 Notice of Draftsparson's Patent Drawing Review, PTO-948 0 Notice of informal Patent Application, PTO-152,
--- SEE OFFICE ACTION ON THE FOLLOWING PAGES -U. S. Palcnl and Trademark Oflisc
PTO-326 (Rev. 9-95)
Office Action Summary
Part of Paper No.
38
APBU-00000657
Dockets.Justia.com
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 2 of 31
Application/Control Number: 08/896,727
Art Unit: 2712
Page 2
DETAILED ACTION
Double Patenting
1. The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the "right to exclude" granted by a patent and to prevent possible harassment by multiple assignees. See In re Goodman, I 1 F.3d 1046,29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887,225 USPQ 645 (Fed. Cir. 19S5); In re Van Ornum, 686 F.2d 937,214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970);and,In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.3210 may b'e used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent is shown to be commonly owned with this application. See 37 CFR 1.130(b). Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b).
2.
Claims 195 -218 are rejected under the judicially created doctrine of obviousness-type
double patenting as being unpatentable over claims 1-70 of Patent No.4,963,995 . Although the conflicting claims are not identical, they are not patentably distinct from each other because the difference between claims 195-218 of the present application and US Pat No .4,963,995 is that claims 195-218,of the present application recites that the video information is representing for a full motion program . However, it is noted that transmitting and receiving a video motion program is well known in the art at the time the invention was made . Therefore, Official Notice is taken and it would have been obvious to one of ordinary skill in the art to modify claims 1- 80 of US Pat No, 4,963,995 by proving the transreceiver as recited in claim 1-80 of the US Pat No.
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APBU-00000658
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 3 of 31
Application/Control Number: 08/896,727
I ,
Page 3
Art Unit: 2712
4,963,995 with the video.information as motion video information and transmitting the video motion program from the transceiver apparatus to produce the claims 195-218 of the present application.
3.
Any inquiry concerning this communication or earlier communications from the examiner
should be directed to Huy Nguyen whose telephone number is (703) 305-4775. The examiner can normally be reached on Monday toFfjday from 6:30AM to 5:OOPM.
If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor,
Wendy Garber, can be reached on (703) 305-4380.
Any inquiry of a general nature or relating to the status of this application or proceeding
should be directed to the Group receptionist whose telephone number is (703) 305-3900.
4.
Any response to this action should be mailed to:
Commissioner of Patents and Trademarks Washington, D.C. 20231 or faxed to:
(703) 308-9051, (for formal communications intended for entry)
Or:
APBU-00000659
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 4 of 31
Application/Control Number: 08/896,727
Art Unit: 2712
Page 4
(703) 308-5399, (for informal or draft communications, please label "PROPOSED" or
',DRAFT")
Hand-delivered responses should be brought to Crystal Park 1 , 2121 Crystal Drive, Arlington. 1 VA., Sixth Floor (Receptionist).
H.N
September 25, 1998
APBU-00000660
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 5 of 31
I hereby appoint:
DPtactitloners at Customer Number OR Practitioner(6)named below:
1-1
I
1
E l
Label hem
~
Place Customer Number Bar cada
john S. FevelS
RPbeyt
Charles
B. Katz
Name
'
I Reglstration Number 1 36,564 I 34,593
I I
40,216
38,539
I
I
Gregory J Koemer .
D. \,&son
4
I
business in the Patent anc Trademark OMce connected therewith.
Please change the corres! ondence address forth6 above-identified application to:
TOTQL P. 02
1
APBU-00000661
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 6 of 31
4-6-99
a valid OMB canlrol number
=wo
Approved for use through 9/30/00OM6 0651-003 Palenl and Trademark OMce, U S DEPARTMENT OF COMMERCE Under lhe Paperwork Reduction A d of1995, no persons are required to respondto a colledionof informahon unless It displays Docket Number (Optional)
I
PETITION FOR EXTENSION OF TIME UNDER 37 CFR 1.136(a)
In re Application of
Richard Lang
08/896,72 Filed 7-18-97
Application Number For
Burst Transmission Apparatus and Method..
Examiner
Group Art Unit 2712
H. Neuven
This is a request under the provisions of 37 CFR 1.136(a) to extend the period for filing a response in the above identified application. The reauested extension and appropriate non-small-entityfee are as follows (check time period desired): $ One month (37 CFR 1.17(a)(l)) Two months (37 CFR 1.17(a)(2))
$ $
R
Three months (37 CFR 1.17(a)(3)) Four months (37 CFR 1.17(a)(4)) Five months (37 CFR1.17 (a)(5))
870
5
$ '
Applicant Is a small entity under 37 CFR 1.9 and 1.27, therefore t e fee amount shown above Is reduced by one-haif, and the resulting fee Is: $ 4335
0
A small entity statement under 37 CFR 1.27: Is enclosed. has already been filed in this application. A check in the amount of the fee is enclosed. The Commissioner has already been authorized to charge fees in this applicationto a Deposit Account.
The Commissioner is hereby authorized to charge any fees which may be required, or cre t any overpayment, to Deposit Account . I have enclosed a duplicate copy of this sheet. 06-0fhI Number
I am the
0
u
u
I
assignee of record of the entire interest. applicant.
nattorney or agent underacting under 37 CFR 1.34(a). Registration number
if 3
attorney or agent of record.
3-as-93
nt. V ln YY
Charles
B. Katz, Reg. No. 36,564
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APBU-00000662
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 7 of 31
'ETITION FOR EXTENSION OF TIME UNDER 37CFR 1.136(a) In re Application of Application Number
PJd/S8/22 (12-97 hpproved for us8 through 9/30100. OMB 0651-0031 Patent and Trademark Office: U.S. OEPARTMENTOF COMMERCE Under Ihe PapemorkRedudlonA d of1995, no persons are requlredlo respondto a collodion of informaUonunless It dlsplays a valid OM0 conbl number. Docket Number (Optional)
Richard Lang
08/896,72 Flled 7-18-97
Group Art Unit
Examlner
2712
k1, NmNen
One month (37 GFR 1.17(a)(l))
$
Two months (37 CFR 1.17(a)(2))
Three months (37 CFR 1.17(a)(3)) Four months (37 CFR-l.I7(a)(4)) Five months (37 CFR 1.17 (a)(5))
$ $
$
$
870
Applicant Is a small entity under 37 CFR 1.9 and 1.27, therefore t e fee amount shown above is reduced by one-half, and the resulting fee is: $ $35 A small entity statement under 37 CFR 1.27:
a
I am the
Is enclosed. has already been filed In this appllca'tlon.
A check In the amount of the fee Is enclosed.
The Cornmissloner has already been authorized to charge fees in this application lo a Deposit Account.
The Commissioner is hereby authorlzed to charge any fees which may be requlred, or cre t any overpayment, to Deposit Account Number 06-08JO . I have enclosed a duplicate copy of this sheet.
c applicant. ]
u
asslgnee of record of the entire interest.
attorney or agent of record. D a t t o r n e y or agent under 37 CFR 1.34(a). Reglstrallonnumber if acllng u
'3 -as-94
Date
Charles B. Katz, Reg. No. 36,564
Typed or printed name
irden Hour Statement: Thls form I osllmaled to lake 0.t hours to complete. T h e wlll vary depending upon Ihe needs 01 s Yivldual case. Any comments on tho amount of time ou ore re ulred to complete thls form should be sent lo the Ctilef lormallon Ofncer Patent and Trademark Oflice W a s i i q l o n 08 20231 DO NOT SENO FEES OR COMPLETED FORMS 1THIS AODRES'S. SENO TO. Asslslant Cornmissloner for batents, Wkhlngton. DC 20231.
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APBU-00000663
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 8 of 31
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
APPLICANT: SERIAL NO.: FILING DATE Richard Lang 08/896,727 July 18,1997 Burst Transmission Apparatus and Method for Audio/Video Information
TITLE:
EXAMINER: ART UNIT A m . DKT. NO:
Huy Nguyen
2712
816US
RECEIVED
0 5 1999 Group 2700
APR
first class mail in an envelope addressed to: Assis 20231, on the date printed below:
I hereby certify that this paper is being deposited with the United States Posh1Service as
CERTIFICATEOF MAILING
Date:
flqfchd?
I
-
Charles B. K a w
Assistant Commissioner for Patents Washington, DC 20231
Sir:
RESPONSE
In response to the Office Action mailed September 28,1998, paper number
38, please consider the remarks set forth below:
-1-
APBU-00000664
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 9 of 31
REMARKS
Reconsideration of the Application is hereby respectfully requested. Claims 195-218 are pending in the Application. In the aforementioned Office Action, claims 195-218 were rejected under the judicially created doctrine of obviousness-type double patenting as being unpatentable over claims 1-70 of co-owned U.S. Pat. No. 4,963,995 (the '995 Patent). To overcome this rejection, Applicant has enclosed herewith a terminal disclaimer in compliance with 37 C.F.R. $1.321. Withdrawal of the rejection and passage of the Application to issue
is thus believed to be in order.
If the Examiner has questions regarding this case, he is invited to telephone the Applicant's undersigned representative at the number given below. Respectfully submitted, Richard Lang
Charles B. Kat&eg. No. 36,564 Carr & Ferrell LLP 2225 East Bayshore Road, Suite 200 Palo Alto, CA 94303 (650) 812-3446
-
APBU-00000665
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 10 of 31
Richard Lang Serial No.: Filing D Title: a t
081896,727
Atty. Docket No.: 816US
0 lggg e
u July 18,1997 Burst Transmission Apparatus And Method For A u d i o N i d e o R a . z @ y E D
%, R& &M K +
ASSISTANT COMMISSIONER FOR PATENTS Washington, D.C. 20231
APR 0 5 1999
Sir: Transmitted herewith is an amendment in the above-identified application. Small entity status of this application under 37 CFR 55 1.9 and 1.27 has been established by a verified statement [XI previously submitted. A verified statement to establish small entity status under 37 CFR $5 1.9 and 1.27 is enclosed. [1 No additional fee is required. [x] (Col. 1) Claims Remaining After Amendment *24 (Col. 2) (Col. 3) Small Entity Rate Additional Fee
$ $ $
or or
. Number of Extra Highest Number ~. Claims Present Previously Paid For Total minus **164 0 *4 minus ***11 Indep. 0 [ 1 First Presentation of Multiple Dependent Claims
If the errhy in Coi. 1 is less than the entry in Col. 2, write "0" in Cnl. 3.
Other Than a Small Entity Rate Additional ' Fee
$
x $9 = x $39 = +$130 = Total Fee
$0.00
x $18 = or x $ 7 8 = +$260 = Total Pee
$ $ $
Please charge my Deposit Account No. 06-0600 in the amount of $. [] attached.
[]
A duplicate copy of this sheet is
A check in the amount of $ -
is attached.
[XI The Commissioner is hereby authorized to charge payment of the following fees associated with this communication or credit any overpayment to Deposit Account No. 06-0600. A duplicate copy of this sheet is attached.
[XI
[x]
Any filing fees under 37 CFR $ 1.16 for the presentation of extra claims. Any patent application processing fees under 37 CFR 5 1.17.
S r l e s B. Katz, R&ho.36,564 Carr & Fenell LLP 2225 East Bayshore Road, Suite 200 Palo Alto, California 94303 TEL: (650) 812-3446 FAX (650) 812-3444
-
APBU-00000666
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 11 of 31
In re application of:
Richard Lang Atty. Docket No.: 816US
Apparatas And Method For AudiolVideo I FOR PATENTS Washington, D.C. 20231
%i%%IVED
(Col. 1) Claims Remaining After
(Col. 2)
(Col. 3)
Small Entity Rate Additional Fee
$
or
or
Number of Extra Highest Number . .-ClaimsPresent Previously Amendment Paid For Total '(24 minus *'164 0 Indep. *4 minus **'ll 0 [ ] First Presentation of Multiple Dependent Claims
It (he snlzy In Col. 1 is less thiln the entry in Col. 2, write '0' In Col. 3.
Other Than a Small Entity Rate Additional ' Pee x $18 =
x$9=
x 539 =
5
or
+$130 = Total Fee
$
~$7= 8 +$260 =
5 5 5
$
$0.00
Total Fee
Please charge my Deposit Account No. 06-0600 in the amount of 5-. [] attached. [] A check in the amount of $ is attached.
A duplicate copy of this sheet is
.[XI The Commissioner is hereby authorized to charge payment of the following fees associated with this communication or credit any overpayment to Deposit Account No. 06-0600. A duplicate copy of this sl~et-t altached. is
1x1 [x] Any filing fees under 37 CFR 5 1.16 for the presentation of extra claims. Any patent application processing fees under 37 CFR 5 1.17.
&rles B. Katz, R&&o.36,564 Carr & Ferrell LLI' 2225 East Dayshore Road, Suite 200 Palo Alto, California 94303 TEL (650) 812-3446 PAX (650) 812-3444
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APBU-00000667
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 12 of 31
TERMINALDISCLAIMERTOOBVIATEADOUBLEPATENTING
REJECTION OVER A PRIOR PATENT nreApplicationof: ipplicationNo. ?led: -or:
Docket Number (Optional) 816US
Richard A. Lanq
08/896,727
iisclaims,exceptasprovided below,the terminalpartofthestatutorytermofanypatentgrantedontheinstant 3pplication, whichwould extend beyond the expirationdateofthefuilstatutolytermdefinedin35 U.S.C. 154 o 156and 173, as presently shortenedby any terminal disclaimer, ofpilor Patent No. .4!963.!995...... .The iwner herebyagreesthatany patentso grantedonthe instantapplicationshallbe enforceableonlyfor and during juchperiodthatitandthepriorpatentarecommonly owned. Thisagreementrunswithanypatentgrantedon he instant applicationand is bindingupon the grantee. its successors or assigns.
In making the abovedisclaimer,theownerdoesnot disclaim the terminalpartof anypatentgrantedon :heinstantapplicationthatwouidextend totheexpirationdateofthefullstatutorytermasdeSnedin,35U.S.C. 154to 156and 173oftheprior patent, as ptesentlyshortenedby anyterminal disclaimer, intheeventthatit later: sxpires for failure to pay a maintenance fee, is held unenforceable, Is found Invalidby a court of competent urisdiction. is statutorily disclaimed in whole or terminally disclaimed under 37 CFR 1.321, has all claims :ancelled bya reexamination certificate, is reissued, orisln any mannerterminatedpriortotheexpirationof ts full statutory term as presentlyshortened by any terminaldisclaimer. Check either box 1or2 below, if appropriate. 1.
July 18, 1997 B u r s t Transmission AlTparatus and Method.. Instant video The owner*, ....!kechnalmieS, InG . o f ~ ~ ~ . p e r c interest In the instant application hereby ... ent
.
0Forsubmissionsonbehalfofanorganization(e.g., corporation, partnership, university,government
agency, etc.), the undersigned Is empowered to act on behalf of the organization.
Iherebydeclarethatailstatements made hereinofmyownknowledge aretrueandthatallstatements made on Informationand beliefare believedto betrue; and further that these statements were made with the knowledgethat willful false statements and the like so made are punishable by fine or imprisonment, or both, under Section 1001ofTitle 18of theunited States Code and that such willfulfalse statements mayjeopardize the validityoftheapplicationoranypatentissuedthereon. 2.
a
The undersigned is,an attorney of record.
04/p1/1999 NHRSS I 00000021 OM96727
02 FC:248
55.00 UP
Charles B. Katz, Reg. Eo.
36,564
Typed or printed name Terminal disclaimer fee under 37 CFR 1.20(d) included. 'Certification under 37 CFR 3.73(b) is required if terminal disclaimer Is signed by the assignee (owner). Form PTOISB196may be used for makingthis certification. See MPEP 0 324.
Burden Hour Slatemenl: This form is estimated lo lake 0.2 hours lo complele. lime will vary depending upon !he needs of !he Individualcase. Any comments on the amount of lime YOU are requiredto complete this form should be sent to tha Chief InformalionOfficer.Paten1and Trademarlt Office. Washington. OC 20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND T O Assistant Commlssioner for Palents. Washington, OC 20231.
APBU-00000668
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 13 of 31
I Application No.
Notice of Allowability
08l896.727
Examiner
I Applicaitlsl
Lang
Group Art Unit
HUY NGUYEN
2712
All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included herewith (or previously mailed), a Notice of Allowance and issue Fee Due or other appropriate communication will be mailed in due course.
@ This communication is responsive t o Amendment filed June I , 1998 and Terminal Disclaimer filed March 30, 39:
1x1 The allowed ciaim(s) Mare
195-2 18 being renumbered as 1-24
are acceptable. a claim for foreign priority under 35 U.S.C. 4 119(a)-(d).
0 The drawings filed o n . 0 Acknowledgement is made of
fl All c] Some" 0 None
n received.
of the CERTIFIED copies of the priority documents have been
0 received in Application No. (Series CodelSerial Number) 0 received in this national stage application from the International Bureau (PCT Rule 17.2(a)).
*Certified copies not received: Acknowledgement is made of a claim for domestic priority under 3 5 U.S.C. 4 1191e). A SHORTENED STATUTORY PERIOD FOR RESPONSE t o comply with the requirements noted below is set t o EXPIRE THREE MONTHS FROM THE "DATE MAILED" of.ttils Office action. Failure to timely comply will resulvin ABANDONMENT of this application. Extensions of.time may be obtained under the provisions of 3 7 CFR 1.136(a).
c Note the attached ]
EXAMINER'S AMENDMENT or NOTiCE OF INFORMAL APPLICATION, PTO-152, which discloses that the oath or declaration is deficient. A SUBSTITUTE OATH OR DECLARATION IS REQUiRED. Applicant MUST submit NEW FORMAL DRAWINGS
0 because the originally
filed drawings were declared by applicant t o be informal.
including changes required by the Notice of Draftsperson's Patent Drawing Review, PTO-948, attached hereto or t o Paper No. 8 .
[x1 including changes required by the proposed drawing correction filed on
Sep 27, 1993
approved by the examiner.
, which has been
0 including changes required by the attached Examiner's
Amendment/Comment.
Identifying indicia such as the application number (see 37 CFR 1.84lc)) should be written on the reverse side of the drawings. The drawings should be filed as a separate paper with a transmittal lettter addressed to the Offlclal .. Drafisperson.
0
Note the attached Examiner's comment regarding REQUiREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
Any response t o this letter should include, in the upper right hand corner, the APPLiCATiON NUMBER (SERIES CODE/SERIAL NUMBER). if applicant has received a Notice of AllOW8nCe and Issue Fee Due, the iSSUE BATCH NUMBER and DATE of the NOTICE OF ALLOWANCE should also be included.
' Attachrnent(s1 @ Notice of References Cited, PTO-892 Information Disclosure Statement(s1, PTO-1449, Paper No(sl.
0 Notice of Draftsperson's Patent Drawing Review, PTO-948 0 Notice of Informal Patent Application, PTO-152 0 Interview Summary, PTO-413 0 Examiner's Amendment/Comment
Examiner's Comment Regarding Requirement for Deposit of Biological Material
PRIMARY EXAMINER
&k&
[ Examiner's Statement of Reasons for Aiiowance I
u. S. Paten1 and Trademark Olfice
PTO-37 (Rev. 9-95)
Notice of Allowability
Part of Paper No.
43
APBU-00000669
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 14 of 31
.
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Nofice of References Cited
-.
I Application No.
081896.727
. I Applicant(s)
.
'
Long
I
Examiner
HUY NGUYEN
1 Group Art Unit
1
I
2712
I
Page1 of 1
T
.
Iu/
~~~~~~~~~
* A copy of this rtlfarmca is not being turnishod with thk Oftics action. (See Manuel of Peteni Exmining Procedure, Section 707.05(al.l
V. S. Paton! and Tiademark O f l r a
PTO-892 (Rev. 9-95)
Notice of References Cited
Part of Paper
NO.
43
------
APBU-00000670
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 15 of 31
.
I
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2
UNITED STATES C~I-ARTMENTOF COMMERCE Patent and Trademark Office
NOTICE OF ALLOWANCE AND ISSUE FEE DUE
1. M 6 1 /!119U 1 CAfiR !L t-1:RREL-L. LLP -' 2 - 8 -5 ISAS1 UAs[SH!X'k RclfiD SIE '581il .W;!..I~ ALTi3 Cfi CJ4W3
-_ .A
/
,
THE APPLICATION IDENTIFIED A80VE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCEAS'A, P A E N PROSECUTION ON THE MERITS I CLOSED. S ISSUE FEE MUST BE PAID WITHIN LlCATlONSHALL BE REGARDED A FROM THE MAILING DATE OF THIS NOTICE 0R.THIS
I
HOW TO RESPOND TO THIS NOTICE:
I. Review the SMALL ENTITY status shown above. Ifthe SMALL ENTITY is shown as YES, verify your current SMALL ENTITY status:
A. If the status I changed, pay twice the amount of the s FEE DUE shown above and notify the Patent and ' Trademark Office of the chanae in status. or 6.If the status is the same, pay The FEE DUE shown above.
If the SMALL ENTITY is shown as NO:
A.
FEE DUE shown above, Or
I
B. File verified statement of Small Entity Status before, or with,
payment of 1/2 the FEE DUE shown above.
'
11. Part 8-Issue Fee Transmittal should be completed and returned to the Patentand Trademark ISSUE FEE. Even if the ISSUE FEE has already been paid by charge to deposit account, Pa should be completed and returned. If you are charging the ISSUE FEE to your deposit accou B-Issue Fee Transmittal should be completed and an extra copy o the form should be submitted. f ' ,111. All communlcations regarding this application must give applicationnumber and batch numb'er: Please direct all communications prior to issuance to Box ISSUE FEE unless advised totthe contrary.
on applications filed on or after Dec. 12,1980 may require paymentof. f intenance fees: It is patentee's responsibility to ensure timely payment o maintenance
PATENT AND TRADEMARK OFFICE COPY
'
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'US GPO 1898437439180023
APBU-00000671
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 16 of 31
$y
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2
APPLICANT(S): SERIAL NO.:
FILING DATE: TITLE
EXAMINER
ATTY.DKT.NO.:
CERTIFICATE OF MAILING I hereby certlfy that this correspondence i being deposited with the United States Postal Servicc IIS fintchss mail in an envelope addrepsed to: Box s Issue Fee, Commhsionex of Patents a d Trademark, Washhgion, D.C. 20231, on the dale p Inted b low: Dated:
BOX ISSUE FEE ASSISTANT COMMISSIONER FOR PATENTS WASHINGTON, D.C. ,20231
-
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE Richard Lang
08/896,727
BATCH NO.:
u77
July 18,1997
NOTICE OF ALLOWANCE: June 21,1999
Burst Transmission Apparatus and Method for Audio/Video Information
H. Nguyen PA816US
GROUP ART UNIT:
2712
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IohaD. Henkhaus
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LETTER TO THE CHIEF DRAFTSMAN
SIR
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Subject to the approval of the Primary Examiner in the above-entitled patent
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application, please substitute the enclosed four (4) sheets of formal drawings containing Figures 1through 4 for the four (4) sheets of informal drawings containing Figures 1 through 4 previously submitted. Respectfully submitted,
Richard Lang
Dated:
/O,l???
By:
J& D. Henkhaus, Reg. No. 42,656 CARR & PERRELL LLP 2225 East Bayshore Road, Suite 200 Palo Alto, CA 94303 TEL: (650) 812-3467 FAX: (650) 812-3444
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APBU-00000672
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 17 of 31
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Page 20 of 31
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Document 79-9
Filed 12/09/2006
Page 21 of 31
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Asslstant Commlssloner for Pkenta Washlnaton. D.C. 20231
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MAlLtNG INSTRUCTIONS: Thls I o n should be used for transmining the ISSUE FEE. Blocks 1 through 4 should be mmpleted whereappropriate. All furthercorrespondencelnduding the Issue Fee Receipt. the Patent, advance orders and noUcation of malnteynce fees will be mailed to Ihe current
Ihereby eertlfylhat thls lssw Fee TmSrnlttalis belngdepaslled with 8 the United States Poslal6e~1ca sunlcient postage tor nmt dass wlth
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APBU-00000677
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 22 of 31
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PAHY 6-ISSUE FEE TRANSMIlTAL
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anomeys or agent$ OR, altemalively. (2) the name of a alngie (hadn0 85 a member a registered anomy or agent) andthenamesoluplo2ragistecedpatent at!omarSor auents. II n name Is ilsted.no u
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ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON ME PATEKT (Pdnt or tp3) 4 . me followbg lees are enclosed(makeci-w%payable Canmissloner a to PLEASE N O m Unless an assignee Is Identifiedbelow. no fsslgnee data wlll appearonme patent of Patents and Tredemar(cs): Inclusion01 asslgnee data I only approplatewhen an asslgMlanlh85 been pmvlously submntedto s 'BsuB the PTO or is being submined under separala m e r . CompleUon of this I o n Is NOT awbsllllue for MYBW order. w of c o p i e s 1 2 flling en asslgnment. (A) NAMEOFASSlQNEE Instant Te~logies, 4b. me fo~~owing or dellclewy in these fees should be c mto: fees h a (B) RESIDENCE: (Ci" & STATE OR COUNTRY) &acisco, DEPOSIT ACCOUNT NUMBER(ENCLOSE AN EXIW COPY OF M I S FORM) Pleasa chack the appmpriate assignee calegoly Indicatedbelow ('411 no1 be prinled on Ihe patenl)
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APBU-00000678
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 23 of 31
PATENT NO.:
5,995;705 November 30,1999 Burst Transmission Apparatus and Method for AudioNideo Information Richard A. Lang PA8 16US
I
ISSUE DATE:
TITLE:
INVENTOR.
ATTY.DKT.NO. :
# APPROVEb
`APR t 5 2o02hhJ
COMMISSIONER FOR PATENTS F~R~E~~RE~~RwJJTo WASHINGTON, D.C. 20231 ATTENTION: Decision and Certificate of Correction 0 Branch of thqpatent Issue Division
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REQUEST FOR CERTIFICATE OF CORRECTION OF PATENT FOR APPLICATION'S MISTAKE (37 C.F.R 5 1.323)
SIR:
It is noted that a minor error appears in this patent as more fully described below. The error occurred in good faith and correction thereof does not involve such changes in the patent as would constitute new matter or would require re-examination. A Certificate of Correction is requested. Patent number 5,995,705 (`705) is a file wrapper continuation of application No. 081624,958, filed March 28, 1996, now abandoned, which is a continuation of application No. 071976,542, filed Nov. 16, 1992, now abandoned, which is a division of application No. 071775,182, filed November 11, 1991, now Pat. No. 5,164,839, which is a division of application No. 071347,629, filed May 5, 1989, now Pat. No. 5,057,932, which is a continuation-in-part of application No. 07/289,776, filed December 27, 1988, now Pat. No. 4,963,995.
02/19/2002 RAHtlED2 OOOOOOOB 5995705
01 FC:145
100.00
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APBU-00000679
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 24 of 31
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Due to a good faith mistake by applicant, the `705 patent incorrectly identifies application
No. 07/775,182 as being a division of applicationNo. 07/289,776. It is, in fact, a division of
071347,629, which is in turn a continuation-in-partof application No. 071289,776. Application
No 07/775,182, now Pat. No. 5,164,839, correctly identifies its heritage. Applicant's good faith
error appears on the cover page of the patent under Section 63- Related U.S. Application Data. Case law supports the classification of this type of error as being of minor character and correctable by Certificate. In the matter o f h re Lambach,' Patent No. 3,009,855 (`855) was a division of application No. 753,644, which was a continuation-in-part of application No. 531,274.2 No claim of priority was made in the `855 specification, but a reference to application
No. 753,644 was made in the oath.3 The examiner noticed the reference, and added application
,
No. 753,644 to the specification by examiner's amendment! The applicant requested a
certificate of correction based on 37 CFR 1.322 (PTOmistake) or, in the alternative, 37 CFR 1.323 (Applicant mistake).' The court denied the 1.322 claim, finding that the mistake was, in fact, the applicants, and then denied the 1.323 claim because of the absence of any showing that the mistake was made in good faith? However, the court specifically stated: [Mlost of the requirements for granting a Certificate appear to be met. Omission of a reference to an earlier application on which priority is based is a mistake "of minor character" which i s correctable by Certificate. In re Van Esdonk et al., 187 USPQ 671. Correction would not involve the addition of new matter, since the relation between the several cases here involved is a matter of record. No reexamination would be required? The facts involved in the `705 patent are analogous to the facts involving the `855 patent. Both patents made a claim to prior application and both patents incorrectly traced the lineage of
' 202 USPQ 620 (Comm'r Pat. 1976). 'Id. Id. 'Id.
`Id. at621.
Id.
APBU-00000680
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 25 of 31
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that prior application. Although the Commissioner of Patents and Trademarks denied a Certificate in Lambrech, the decision was based on a failure to show that the mistake was made
in good faith.' The Commissioner went on to unequivocally state that he would grant a
Certificate "if a renewed request is filed, accompanied by a suitable showing of good faith and upon payment of the required fee."g .
Applicant's attorney (authority pursuant to 37 C.F.R. 1.34(a)) submits a statement (below) attesting to the fact that the aforementioned error was made in good faith. Applicant also encloses a check for the required fee. Should the amount on the check be insufficient, the enclosed fee transmittal form authorizes the Commissioner to charge any additional fees which may be required to Deposit Account No. 06-0600.
/
Because applicant has satiGfied the requirements specified by the Commissioner of Patents and Trademarks, applicant respecthlly requests a Certificate of Correction be sent to John S. Ferrell, Esq. at Carr & Ferrell LLP, 2225 East Bayshore Road, Suite 200, Palo Alto, California 94303.
I affirm and acknowledge that the error in tracing the lineage of the prior cited patent applicatiw 'occurred in good faith.
Date: 1//8/02..
.
I
By:
..
Id. at 622. In re Lambrech, 202 USPQ 620,622 (Comm`r Pat.1976). Id.
3 of4
APBU-00000681
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 26 of 31
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Respectfully submitted, Richard A. Lang
2225 East Bayshore Road, Suite 200 Palo Alto, CA 94303 E (650) 812-3400 L FAX: (650) 812-3444
CERTIFICATE OF MAILING
1hereby certify that this correspondence is being deposited with the United States Postal Service as first class mail in an envelope addressed to: Commissioner for Patents, Washington, D.C. 20231, on the date printed below: --
Dated
By:
,
I _ _ .
APBU-00000682
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 27 of 31
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U S Paten1and Trademark Ollice: U S DEPARTMENTOF COMMERCE ?der the Paperwork Reducoon A d of 1995. no persons are required lo respond to a collectlon of Informahon unless it displays a vahd OMB control number
PTOISBI44 (02-01) Approved for use through 01/31/2004.OMB 0651.0033
tw Yarm I~TO-10su1
UNITED STATES PATENT AND TRADEMARK OFFICE
CERTIFICATE OF CORRECTION
PATENT NO
: 5,995,705
DATED November 30,1999 iNVENTOR(S) : Richard Lang It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below: Related U S . Application Data should read as follows: [63]Contlnuation of application No. 08/624,958, filed March 28, 1996, now abandoned, wMch Is a continuation of application No. 07/976,542, filed Nov. 16, 1992, now abandoned, whlch Is a division of application No. 07/775,182, filed November 11, 1991, now Pat. No. 5,164,839, which is a division of , application No. 07/347,629, filed May 5, 1989, now Pat. No. 5,057,932, which is a continuation-in-part of application No. 07/289,776, filed December 27, 1988, now Pat. No. 4,963,995.
i
MAILINGAODRESS OF SENDER
Carr & Ferrell, LLP 2225 East Bayshore Road Suite 200 . . Paio Alto, CA 94303
PATENT NO.
5,995,705
~
No. of addillonal coples
cz3
Burden Hour Sbtsmenl: This lorm i s esLlmaled to take 1.0 hour L complete. Time will vary depending upon (ha needs 01 the lndivldual case. Any comment on the o amoui~t oftlmc you are requlred lo complele lhls form should be sent to (he Chief Information Officer. US. Palellt and Trademark Ollice. Washinglon. DC 20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND T O Assistant Commissioner for Palents, Washington. DC 20231.
APBU-00000683
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 28 of 31
PTOISB144 (02-01) Approved tor use through 01/31/2004. OMB 0651-0033 U S Patent and Trademark Office: U S . DEPARTMENT OF COMMERCE der the Paperwork Reduction Act of 1995, no persons ara roqulred lo respond to a collecllon of Informallon unless It displays a valld OMB control number
UNITED STATES PATENT AND TRADEMARK OFFICE
CERTIFICATE OF CORRECTION
PATENT NO DATED
: 5,995,705
: November 30,1999
INVENTOR(S) : Richard Lang
It is certified that error appears in the above-identifled patent and that said Letters Patent is hereby corrected as shown below:
+
WRelated U.S. Application Data should read as follows: PG?,
[63]Continuation o application No. 08/624,958, filed March 28, 1996, now abandoned, which is a f continuation of application No, 07/?76,542, filed Nov. 16, 1992, now abandoned, which is'a division of application No. 07/775,182, filed November 11, 1991, now Pat. No. 5,164,839, which Is a division of application No. 07/347,629, filed May 5, 1989, now Pat. No. 5,057,932, which is a continuation-in-part of application No. 07/289,776, filed December 27, 1988, now Pat. No. 4,963,995.
MAILING ADDRESS OF SENDER:
Carr & Ferrell. LLP 2225 East Bayshore Road Suite 200 Palo Alto, CA 94303
PATENT NO.
5,995,705
No. of addillonal copies
cr3
Burden Hour Stalemen1 This form Is esllmated to take 1.0 hour to complete Time wlli w r y depending upon the needs of tire lndivlduai case Any COriImenl On Ihe amounl of lime you arc raquired to camplele lhls form should be scnl to the Chief Infonnatlon Officer. U S Patent and Trademark Office. WashinglOn. DC 20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS SENDTO Assistant Commlssloner for Patents, Weshlnglon, DC 20231.
APBU-00000684
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 29 of 31
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PTO/SE/17 (10.01) Approved for use tnrough 10/31/200~. OM8 0651-0032
Complete If Known
for FY 2002
Poleof fees nre sublect 10 nnnuel revision.
Filing Date Examiner Name Group Art Unit Attorney Docket No
July 18, 1997
First Named inventor Richard A. Lang
H.Nguyen 2712
PA816US
\TOTAL
AMOUNT OF P
FEE CALCULATION (continued) 3. ADDITIONAL FEES
Deposit Accounl Number 00poSh Account Name Large
06-0600
Carr & Ferrell, LLP
Entity
105 130 205 127
50
Small
Enllty
F00 Fee Fee Fee Code ($1 Cado (S)
Fee Description
Surcharge late flllng 108 or oath
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Fee Paid
65
25
227
Surcharge loto provisional Allng fee or cover sheet
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139 130 147 2.520 112 920'
139 130 147 2.520
Non.Engllsh speclflcation For filing a request lor e x P a m reexamlnallo
/
I 1 2 920' Requestin0 publlcalion of SIR prior Io Examiner aclion
1. BASIC FILING FEE
113 1.840' 113 1,840'Requesting publicallon of SIR efler Exaniiner action 115 110 215 55 Exteiislonforreplyw~thinflrslmonth
116 400 216 200
Large Entlly Small Enlily Fee Fee Fee Fee FeoDascrIption Codo IS) Code.($) 101 740 201 370 Utility riling fee 106 330 107 510
108 740
Exlenslon for reply wilhln second month Exlenslon for reply wilhln third month Exlenslon for reply wllhln fourth monlh Extenston for reply wilhln fifth month NoUceofAppeal Filing a brief in support of an appeal Requost fororel hesring Petition lo revive- unavoidable Pelition to ravive -uninlenllonal Ulilityissue fee (or reissue) Design issuefeo
Fee Paid In
117 920
217 460
118 1,440 218 720
128 lsg60 228 g80 119 320 219 160 120 320 220 160 121 280 221 140 140 110 240
206 165 Oesignlillog fee 207 255 Piant Allngfee
208 370 214 Reissue lillng fee
114 160
80 Provlsionaifillng lee
SUBTOTAL (1)
I ($)O
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1 3 1
138 1.510 138 1,610 Petillon to institute a pubilcusa proceeding
55
2. EXTRA CLAIM FEES
Extra Claims independenl C,a\ms Mulllpls Dependent
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141 1,280 241 640 142 1,280 242 640 143 460 243 230
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122 l ol -o 123 581
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Petitions to die Commisslonor Processlngfaeundar 37 CFR l.l7(q] Submission of Informellon D l s c l o ~ ~Slmt re Recording each palenl asslgnmanl per property (tlmes number of properlles) Faling a submission eflerflnal rejection (37 CFR 5 1 129(8)) For each addihoiinl lnuenllon to be examined (37 CFR g 1.129Lb)) Request for Continuod Examhallon (RCE) Request for expedited examination of e deslgn B pIIcaIIoii,
122 130
123 581
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Large Entity Small Enllty Fea Fee Fee Fee FesDescrlption Codo ($1 Code (5) 9 Clalinsln excessof20 103 18 203 102 109 110 84 84 202
209
210
50
40
126 180
126 180
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42 42
Independent claims in ~xcess 3 of Mulllple dependent claim. i f no1 paid
ovar original patent
146 740 246 149 740 249 179 740 279
370 370 370
104 280
204 140
Reissue independenldaims
18
9
*' Reissue clalms In excess of20 and Over original paten1
SUBTOTAL (2)
I($)0
189 900
169 900
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L____I___________________
Certificate of
correction (5 1.323)
SUBTOTAL (3)
"~orirumbsrpreviously paid, !/greater; For Relssoes. see above
'Reduced by Basic Filing Fee Peid
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APBU-00000685
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 30 of 31
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NOTICE RE: CERTIHCATES QF COR~ECTION
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PaperNo.:
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SUBXECT : Certificate of Correction Request in Patent No.:
A response to the following question is requested with respect to the accompanying request for a certifica I f correction.
I
With respect to the change(s) requested, correcting Office and/or Applicant's errors, should the latent read as shown in the certificate of correction? No new matter should be introduced, nor should the , ;cope o r meaning of the claims be changed.
.DLEQSE COMPLETE THIS FORMAND WTURN W T H FILE, W T H m 7QAYS, TO CERTIFICX TES OF CORRECTIONBRANCH DALMLOCATION75'80 TEL N .305-8309 O
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lPA?tKYOU FdR YOURASSISTANCEI
Note your decision, regarding the changes requested in the Request for Certificate of Correction, bj ! dacing a check mark (+) in the box that reflects your decision, which corresponds to the qucstion checktd Comments below
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Supervisor
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US. DEPARTMENT OB COMMERCE Patent and Trademark Office
...
APBU-00000687
Case 3:06-cv-00019-MHP
Document 79-9
Filed 12/09/2006
Page 31 of 31
UNITED STATES PATENT AND TRADEMARK OFFICE
CERTIFICATE OF CORRECTION
PATENT NO. : 5,995,705 DATED :November 30,1999 INVENTOR(S) : Richard Lang
Page 1 of 1
It is certified that error appears in the above-Identifled patent and that said Letters Patent I s hereby corrected as shown below:
Title oarre, Related U.S. Application Data, should read as follows: -- 1631 Continuation of application No. 08/624,958, filed March 28,1996, now abandoned, which is a continuation of application No. 07/976,542, filed Nov. 16,1992, now abandoned, which is a division of applicationNo. 07/775,182, filed November 11, 1991, now Pat. No. 5,164,839, which is a division of application No. 07/347,629, filed May 5,1989, now Pat. No. 5,057,932, which is a continuation-inpart of application No. 07/289,776, filedDecember 27,1988, now Pat. No. 4,963,995.
/
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Signed and Sealed this Thirtieth Day of April, 2002
Altest:
I
Allesling Oficer
JAMES E.ROGAN Dlrecforof fhe UnrredS1aler Parenrand Pademark Ogice
APBU-00000688
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