Oracle Corporation et al v. SAP AG et al

Filing 955

Proposed Jury Instructions by Oracle International Corporation, Oracle USA Inc., Siebel Systems, Inc. Joint Preliminary Instructions [Corrected]. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Alinder, Zachary) (Filed on 10/31/2010)

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Oracle Corporation et al v. SAP AG et al Doc. 955 Att. 1 Exhibit 1 Dockets.Justia.com Case4:07-cv-01658-PJH Document910 Filed09/29/10 Page1 of 9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 BINGHAM McCUTCHEN LLP DONN P. PICKETT (SBN 72257) GEOFFREY M. HOWARD (SBN 157468) HOLLY A. HOUSE (SBN 136045) ZACHARY J. ALINDER (SBN 209009) BREE HANN (SBN 215695) Three Embarcadero Center San Francisco, CA 94111-4067 Telephone: (415) 393-2000 Facsimile: (415) 393-2286 donn.pickett@bingham.com geoff.howard@bingham.com holly.house@bingham.com zachary.alinder@bingham.com bree.hann@bingham.com BOIES, SCHILLER & FLEXNER LLP DAVID BOIES (Admitted Pro Hac Vice) 333 Main Street Armonk, NY 10504 Telephone: (914) 749-8200 Facsimile: (914) 749-8300 dboies@bsfllp.com STEVEN C. HOLTZMAN (SBN 144177) FRED NORTON (SBN 224725) 1999 Harrison St., Suite 900 Oakland, CA 94612 Telephone: (510) 874-1000 Facsimile: (510) 874-1460 sholtzman@bsfllp.com fnorton@bsfllp.com DORIAN DALEY (SBN 129049) JENNIFER GLOSS (SBN 154227) 500 Oracle Parkway, M/S 5op7 Redwood City, CA 94070 Telephone: (650) 506-4846 Facsimile: (650) 506-7114 dorian.daley@oracle.com jennifer.gloss@oracle.com Attorneys for Plaintiffs Oracle USA, Inc., et al. Robert A. Mittelstaedt (SBN 060359) Jason McDonell (SBN 115084) Elaine Wallace (SBN 197882) JONES DAY 555 California Street, 26th Floor San Francisco, CA 94104 Telephone: (415) 6263939 Facsimile: (415) 8755700 ramittelstaedt@jonesday.com jmcdonell@jonesday.com ewallace@jonesday.com Tharan Gregory Lanier (SBN 138784) Jane L. Froyd (SBN 220776) JONES DAY 1755 Embarcadero Road Palo Alto, CA 94303 Telephone: (650) 7393939 Facsimile: (650) 7393900 tglanier@jonesday.com jfroyd@jonesday.com Scott W. Cowan (Admitted Pro Hac Vice) Joshua L. Fuchs (Admitted Pro Hac Vice) JONES DAY 717 Texas, Suite 3300 Houston, TX 77002 Telephone: (832) 2393939 Facsimile: (832) 2393600 swcowan@jonesday.com jlfuchs@jonesday.com Attorneys for Defendants SAP AG, SAP AMERICA, INC., and TOMORROWNOW, INC. UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA OAKLAND DIVISION ORACLE USA, INC., et al., v. Plaintiffs, No. 07-CV-01658 PJH (EDL) TRIAL STIPULATION AND [PROPOSED] ORDER NO. 2 REGARDING CERTAIN FACTS SAP AG, et al., Defendants. 07-CV-01658 PJH (EDL) TRIAL STIPULATION AND [PROPOSED] ORDER NO. 2 REGARDING CERTAIN FACTS Case4:07-cv-01658-PJH Document910 Filed09/29/10 Page2 of 9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Plaintiffs Oracle USA, Inc. ("Oracle USA"), Oracle International Corporation ("OIC"), and Siebel Systems, Inc. ("SSI"; and, together with Oracle USA, and OIC, "Oracle") and Defendants SAP AG, SAP America, Inc., and TomorrowNow, Inc ("TN"; and, together with SAP AG and SAP America, Inc., "Defendants"; and, all together with Oracle, the "Parties"), jointly enter this Stipulation and Order (the "Stipulation"). WHEREAS, the Parties seek to narrow the issues in dispute for trial; NOW, THEREFORE, THE PARTIES HEREBY STIPULATE, through their respective counsel of record, as follows: I. DEFINITIONS 1. "Copy," used as a noun, means a reproduction of, a derivative work of, a distribution of, or a public display of at least a portion of any Oracle Enterprise Software, Oracle Database Software, Oracle Install Software or Oracle Updates and Support Materials that embody one or more Stipulated Registered Works. "Copy," used as a verb, means to reproduce, to create a derivative work from, to distribute, or to publicly display at least a portion of any Oracle Enterprise Software, Oracle Database Software, Oracle Install Software or Oracle Updates and Support Materials that embody one or more Stipulated Registered Works. 2. "Object(s)" are building blocks of the large, enterprise software products at issue in this case. Objects relevant to this case include COBOL files, SQR files, SQC files, PeopleCode objects, DAT files, DMS files, batch files, configuration files, .c and .h files and others. Combinations or portions of these Objects are contained within some other files, such as Electronic Software Updates (known as "ESUs"), code changes and paper fixes. 3. "Oracle Database Software" means Oracle's Relational Database Management System software. 4. "Oracle Enterprise Software" means Oracle's J.D. Edwards Software, Oracle's PeopleSoft Software and/or Oracle's Siebel Software, or portions thereof. 5. "Oracle Install Software" means install media in the form of a CD or DVD, an electronic image of a CD or DVD, a binary executable, or a compressed file that, when run or executed, creates one or more instances of Oracle Enterprise Software or Oracle Database 07-CV-01658 PJH (EDL) TRIAL STIPULATION AND [PROPOSED] ORDER NO. 2 REGARDING CERTAIN FACTS Case4:07-cv-01658-PJH Document910 Filed09/29/10 Page3 of 9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Software. 6. "Oracle's J.D. Edwards Software" means Oracle's J.D. Edwards-branded enterprise application software. 7. "Oracle's PeopleSoft Software" means Oracle's PeopleSoft-branded enterprise application software. 8. software. 9. "Oracle Updates and Support Materials" means some or all of the program updates, "Oracle's Siebel Software" means Oracle's Siebel-branded enterprise application software updates, bug fixes, patches, custom solutions, and instructional materials created or owned by Oracle, or derived from, copied from, or based on any such materials, including any such materials generated or distributed by TN, for PeopleSoft-branded, J.D. Edwards-branded, and Siebel-branded products. 10. "Stipulated Registered Works" means Oracle's copyright registrations for Oracle Enterprise Software, Oracle Database Software and Oracle Updates and Support Materials as listed in Attachment A. II. FACTS A. 11. Interpretation under the Case Management and Pretrial Order Sections I and II.B-II.C of this Stipulation shall be considered "relevant and undisputed facts to which the parties will stipulate for incorporation into the trial record without the necessity of supporting testimony or exhibits." See Case Management and Pretrial Order, Dkt. 84, at 3(a)(iii). B. 12. Oracle's Copyright Registrations Oracle USA, together with predecessors-in-interest, or SSI authored each of the Stipulated Registered Works. 13. 14. 15. OIC or SSI owns all of the Stipulated Registered Works. OIC holds exclusive copyright rights in all of the Stipulated Registered Works. TN committed direct copyright infringement with respect to each of the Stipulated 2 07-CV-01658 PJH (EDL) Registered Works. TRIAL STIPULATION AND [PROPOSED] ORDER NO. 2 REGARDING CERTAIN FACTS Case4:07-cv-01658-PJH Document910 Filed09/29/10 Page4 of 9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 IV. 16. SAP America, Inc. is vicariously liable for TN's direct infringement of each of the Stipulated Registered Works. 17. SAP AG is vicariously liable for TN's direct infringement of each of the Stipulated Registered Works. C. 18. Copyrightable Subject Matter Each Stipulated Registered Work includes one or more computer programs or other literary works that are original works of authorship fixed in a tangible medium of expression under the meaning of the copyright law, and is protected under United States copyright law. 19. Software companies typically create many new versions of their software, and voluminous updates to it that they separately create. The versions of Oracle Enterprise Software and Oracle Database Software, Copied by TN, may not match exactly the versions of the Oracle Enterprise Software and Oracle Database Software in the Stipulated Registered Works. Nonetheless, the Copies on TN's computers sufficiently match the Stipulated Registered Works to constitute Copies of the Stipulated Registered Works. 20. Copies made by TN embody particular expressions, protected by the copyright law, that are expressions of ideas found in one or more of the Stipulated Registered Works. Certain of the Stipulated Registered Works contain Objects and Schema. 21. Some Objects, including COBOL, SQR, SQC, DAT, .c, and .h files, are protected by United States copyright law. III. ADMISSIBILITY OF EVIDENCE 22. The Parties agree that Attachment A shall be admitted into evidence at trial. APPLICABILITY 23. The Parties reach this stipulation for purposes of this action only, and this stipulation has no force or effect in any other proceeding or jurisdiction. 24. Nothing in this Stipulation is intended to, or does, alter or change in any way Trial Stipulation and Order No.1 Regarding Liability, Dismissal of Claims, Preservation of Defenses, and Objections to Evidence at Trial (D.I. 866). 3 07-CV-01658 PJH (EDL) TRIAL STIPULATION AND [PROPOSED] ORDER NO. 2 REGARDING CERTAIN FACTS Case4:07-cv-01658-PJH Document910 Filed09/29/10 Page5 of 9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 DATED: September 28, 2010 BINGHAM McCUTCHEN LLP By: /s/ Geoffrey M. Howard Geoffrey M. Howard Attorneys for Plaintiffs Oracle USA, Inc., Oracle International Corporation, and Siebel Systems, Inc. In accordance with General Order No. 45, Rule X, the above signatory attests that concurrence in the filing of this document has been obtained from the signatory below. DATED: September 28, 2010 JONES DAY By: /s/ Scott W. Cowan Scott W. Cowan Attorneys for Defendants SAP AG, SAP America, Inc., and TomorrowNow, Inc. IT IS SO ORDERED. 29 Dated: September ___, 2010 19 20 21 22 23 24 25 26 27 28 4 UNIT ED 18 ER N F D IS T IC T O R 07-CV-01658 PJH (EDL) TRIAL STIPULATION AND [PROPOSED] ORDER NO. 2 REGARDING CERTAIN FACTS A C LI FO Phyllis J. Hamilton United States .District on lt Judge J Hami Phyllis Judge R NIA ERED O ORD _________________________________ IT IS S S S DISTRICT TE C TA RT U O NO RT H Case4:07-cv-01658-PJH Document910 Filed09/29/10 Page6 of 9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 ATTACHMENT A Title of Work PeopleSoft 8 Customer Relationship Management PeopleSoft 8.8 Customer Relationship Management PeopleSoft 8.8 Enterprise Performance Management PeopleSoft Financials, Distribution & Manufacturing 7.5 PeopleSoft 8 Financials and Supply Chain Management: Service Pack 2 PeopleSoft 8.4 Financials and Supply Chain Management PeopleSoft HRMS 7.0 PeopleSoft HRMS 7.5 PeopleSoft 8 HRMS SP1 PeopleSoft 8.3 HRMS PeopleSoft 8.8 HRMS PeopleSoft 8 Student Administration Solutions PeopleTools 7.5 PeopleTools 8.10 PeopleTools 8.4 PeopleSoft 8.1 Customer Relationship Management PeopleSoft 8 EPM SP3 PeopleSoft 8.3 Enterprise Performance Management PeopleSoft 7.0 financials, distribution & manufacturing 7.0 PeopleSoft Financials and Supply Chain Management (FIN/SCM) 8.0 PeopleSoft 8 FIN/SCM SP1 PeopleSoft HRMS 8.0 PeopleTools 8.0 PeopleSoft Pension Administration 7 PeopleSoft Payroll 7 PeopleSoft Payroll Interface 7 PeopleSoft Time and Labor 7.0 PeopleSoft Benefits Administration 7.0 PeopleSoft Human Resources 7 PeopleSoft Payroll Interface 7 Higher Education PeopleSoft Time and Labor 7 PeopleSoft Benefits Administration 7.50 PeopleSoft Payroll Interface 7.50 PeopleSoft Pension Administration 7.50 PeopleSoft Human Resources 7.50 PeopleSoft Payroll 7.50 PeopleSoft Time and Labor 7.50 Date of Registration September 27, 2001 June 11, 2004 June 11, 2004 December 15, 1998 September 27, 2001 August 5, 2002 December 15 1998 December 15, 1998 March 26, 2001 February 1, 2002 June 11, 2004 November 30, 2001 November 20, 1998 September 5, 2000 August 5, 2002 March 20, 2002 March 30, 2001 March 11, 2002 December 15, 1998 November 20, 2000 March 26, 2001 November 20, 2000 September 5, 2000 June 21, 1999 June 22, 1999 June 22, 1999 June 28, 1999 June 15, 1999 June 28, 1999 June 28, 1999 June 28, 1999 June 14, 1999 June 21, 1999 June 21, 1999 June 28, 1999 June 28, 1999 June 28, 1999 Registration Number TX-5-456-777 TX 6-015-317 TX-5-993-616 TX 4-792-574 TX-5-456-780 TX-5-586-247 TX 4-792-577 TX 4-792-575 TX 5-501-312 TX 5-469-032 TX 6-093-947 TX 5-431-289 TX 4-792-578 TX 5-266-221 TX 5-586-248 TX 5-493-450 TX 5-345-698 TX 5-485-839 TX 4-792-576 TX 5-291-439 TX 5-501-313 TX 5-291-440 TX 5-266-222 TX 3-772-290 TX 4-501-140 TX 4-501-138 TX 4-994-866 TX 4-258-824 TX 4-994-865 TX 5-013-124 TX 5-013-128 TX 5-072-090 TX 3-772-292 TX 3-772-291 TX 5-013-123 TX 5-013-125 TX 4-994-867 Table A-1: PeopleSoft Application Registrations 5 07-CV-01658 PJH (EDL) TRIAL STIPULATION AND [PROPOSED] ORDER NO. 2 REGARDING CERTAIN FACTS Case4:07-cv-01658-PJH Document910 Filed09/29/10 Page7 of 9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Title of Work Database of Documentary Customer Support Materials for PeopleSoft Software PeopleTools Third Party Daylight Saving Time Required Modifications PeopleTools Third Party Daylight Saving Time Required Modifications (Revised) PeopleSoft 8.01 & 8.31 Payroll Tax Update 05-F Year-End Processing: Canada PeopleSoft Payroll 1200457000 - User Documentation PeopleSoft Application Update Installation Instructions (UPD595817) Date of Registration July 1, 2009 April 26, 2007 April 26, 2007 May 2, 2008 May 2, 2008 May 2, 2008 Registration Number TXu1-607-454 TX 6-541-019 TX 6-541-018 TX 6-838-549 TX 6-838-537 TX 6-838-544 Table A-2: Oracle Updates and Support Materials Registrations for Oracle's PeopleSoftbranded Products Date of Registration April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 May 1, 2007 April 26, 2007 April 26, 2007 April 26, 2007 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 Registration Number TX 6-541-033 TX 6-541-050 TX 6-541-038 TX 6-541-028 TX 6-541-041 TX 6-541-029 TX 6-541-047 TXu1-345-109 TXu1-345-111 TXu1-345-112 TXu1-345-113 TXu1-345-114 TXu1-345-115 TXu1-346-350 TXu1-345-110 TX 6-545-422 TX 6-541-049 TX 6-541-040 TX 6-541-030 TXu 619-320 TXu 619-312 TXu 619-307 TXu 619-305 07-CV-01658 PJH (EDL) Title of Work Initial release of JD Edwards EnterpriseOne Xe Initial release of JD Edwards EnterpriseOne 8.0 Initial release of JD Edwards EnterpriseOne 8.10 Initial release of JD Edwards EnterpriseOne 8.11 Initial release of JD Edwards EnterpriseOne 8.12 Initial release of JD Edwards World A7.3 Initial release of JD Edwards World A8.1 Current development environment for JD Edwards EnterpriseOne Xe Current development environment for JD Edwards EnterpriseOne 8.0 Current development environment for JD Edwards EnterpriseOne 8.9 Current development environment for JD Edwards EnterpriseOne 8.10 Current development environment for JD Edwards EnterpriseOne 8.11 Current development environment for JD Edwards EnterpriseOne 8.11 SP1 Current development environment for JD Edwards EnterpriseOne 8.12 Current development environment for JD Edwards World A7.3 Current development environment for JD Edwards World A8.1 Initial release of JD Edwards EnterpriseOne 8.9 Initial release of JD Edwards EnterpriseOne 8.11 SP1 Initial release of JD Edwards World A9.1 Accounts Payable program Accounts Receivable program Capacity Requirements Planning program Configuration Management program 6 TRIAL STIPULATION AND [PROPOSED] ORDER NO. 2 REGARDING CERTAIN FACTS Case4:07-cv-01658-PJH Document910 Filed09/29/10 Page8 of 9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Title of Work EDI Interface (6) program Enterprise Facility Planning program Equipment Management (5) program Financial Modeling, Budgeting & Allocations program Financial Reporting (FASTR) program General Ledger & Basic Financial program Inventory Management program Master Production Scheduling program Product Data Management program Purchase Order Processing program Sales Order Processing/Sales Analysis program Shop Floor Control program Warehouse Management program WorldCASE Development Environment program WorldCASE Foundation Environment (3) program Date of Registration March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 Registration Number TXu 619-304 TXu 619-311 TXu 619-309 TXu 619-321 TXu 619-318 TXu 619-310 TXu 619-314 TXu 619-306 TXu 619-317 TXu 619-316 TXu 619-315 TXu 619-303 TXu 619-313 TXu 619-308 TXu 619-319 Table A-3: J.D. Edwards Application Registrations Date of Registration April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 May 1, 2007 April 26, 2007 Registration Number TX 6-541-048 TX 6-541-034 TX 6-541-032 TX 6-541-042 TX 6-541-031 TX 6-545-421 TX 6-541-039 Title of Work Cumulative Update 8 for JD Edwards EnterpriseOne Xe Cumulative Update 1 for JD Edwards EnterpriseOne 8.0 Cumulative Update 2 for JD Edwards EnterpriseOne 8.10 Cumulative Update 1 for JD Edwards EnterpriseOne 8.12 Cumulative Update 16 for JD Edwards World A7.3 Cumulative Update 6 for JD Edwards World A8.1 Cumulative Update 1 for JD Edwards EnterpriseOne 8.11 SP1 Table A-4: J.D. Edwards Cumulative Update Registrations Date of Registration July 1, 2009 April 26, 2007 May 3, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 Registration Number TXu1-607-455 TX 6-541-025 TX 6-541-051 TX 6-541-046 TX 6-541-036 TX 6-541-037 TX 6-541-035 TX 6-541-027 TX 6-541-045 TX 6-541-043 TX 6-541-044 07-CV-01658 PJH (EDL) Title of Work Database of Documentary Customer Support Materials for J.D. Edwards Software Changes to Daylight Savings Time for 2007 (DST) ESU for JD Edwards EnterpriseOne Xe ESU for JD Edwards EnterpriseOne 8.0 ESU for JD Edwards EnterpriseOne 8.9 ESU for JD Edwards EnterpriseOne 8.10 ESU for JD Edwards EnterpriseOne 8.11 ESU for JD Edwards EnterpriseOne 8.11 SP1 ESU for JD Edwards EnterpriseOne 8.12 Code Change for JD Edwards World A7.3 Code Change for JD Edwards World A8.1 7 TRIAL STIPULATION AND [PROPOSED] ORDER NO. 2 REGARDING CERTAIN FACTS Case4:07-cv-01658-PJH Document910 Filed09/29/10 Page9 of 9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Title of Work E1: 07/77: Quantum for Payroll Tax v.280 E1: 1099: Year 2006 1099 ESUs EAP WTHD06: 1099 IRS changes for the year 2006 JD Edwards World -- 1099 Changes for Tax Year 2006 ECRM89: Common Errors on Mobile Sales GM--Grants issues resolved by FMS ESA 8.9 Bundle #10-653723 (Oct 06) Date of Registration April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 Registration Number TX 6-541-022 TX 6-541-024 TX 6-541-023 TX 6-541-026 TX 6-541-020 TX 6-541-021 Table A-5: Oracle Updates and Support Materials Registrations for Oracle's J.D. Edwards-branded Products1 Date of Registration June 29, 2009 June 29, 2009 June 29, 2009 June 29, 2009 June 29, 2009 June 29, 2009 June 29, 2009 Registration Number TX 6-941-989 TX 6-941-988 TX 6-941-990 TX 6-941-993 TX 6-941-995 TX 6-942-000 TX 6-942-001 Title of Work Siebel 6.3 Initial Release and Documentation Siebel 7.0.5 Initial Release and Documentation Siebel 7.5.2 Initial Release and Documentation Siebel 7.7.1 Initial Release and Documentation Siebel 7.8 Initial Release and Documentation Siebel 8.0 Initial Release and Documentation Siebel 8.1.1 Initial Release and Documentation Table A-6: Siebel Application Registrations Title of Work Database of Documentary Customer Support Materials for Siebel Software Date of Registration July 1, 2009 Registration Number TXu1-607-453 Table A-7: Oracle Updates and Support Materials Registrations for Oracle's Siebelbranded Products Date of Registration February 2, 2001 June 13, 2003 June 29, 2009 November 21, 2001 November 21, 2001 June 13, 2003 January 16, 2009 Registration Number TX 5-222-106 TX 5-673-282 TX 6-942-003 TX 5-392-842 TX 5-392-861 TX 5-673-281 TX 6-938-648 Title of Work Oracle 8i Enterprise Edition, release 2 (8.1.6) Oracle9i Database Enterprise : Edition Release 2 Oracle Database 10g: Release 2 Oracle Relational Database Management System (RDBMS): Release 8.0.4 Oracle Relational Database Management System (RDBMS), Release 8.0.5 Oracle9i Database Enterprise : Edition Release 1 Oracle Database 10g: Release 1 Table A-8: Oracle Database Registrations The Cumulative Updates, separately listed in Table A-3, are also Oracle Update and Support Materials for Oracle's J.D. Edwards-branded products. 1 8 07-CV-01658 PJH (EDL) TRIAL STIPULATION AND [PROPOSED] ORDER NO. 2 REGARDING CERTAIN FACTS

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