Oracle Corporation et al v. SAP AG et al

Filing 955

Proposed Jury Instructions by Oracle International Corporation, Oracle USA Inc., Siebel Systems, Inc. Joint Preliminary Instructions [Corrected]. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Alinder, Zachary) (Filed on 10/31/2010)

Oracle Corporation et al v. SAP AG et al

Doc. 955 Att. 2

Exhibit 2

Dockets.Justia.com

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BINGHAM McCUTCHEN LLP DONN P. PICKETT (SBN 72257) GEOFFREY M. HOWARD (SBN 157468) HOLLY A. HOUSE (SBN 136045) ZACHARY J. ALINDER (SBN 209009) BREE HANN (SBN 215695) Three Embarcadero Center San Francisco, CA 94111-4067 Telephone: [phone] Facsimile: [phone] [e-mail] [e-mail] [e-mail] [e-mail] [e-mail] BOIES, SCHILLER & FLEXNER LLP DAVID BOIES (Admitted Pro Hac Vice) 333 Main Street Armonk, NY 10504 Telephone: [phone] Facsimile: [phone] [e-mail] STEVEN C. HOLTZMAN (SBN 144177) FRED NORTON (SBN 224725) 1999 Harrison St., Suite 900 Oakland, CA 94612 Telephone: [phone] Facsimile: [phone] [e-mail] [e-mail] DORIAN DALEY (SBN 129049) JENNIFER GLOSS (SBN 154227) 500 Oracle Parkway, M/S 5op7 Redwood City, CA 94070 Telephone: [phone] Facsimile: [phone] [e-mail] [e-mail] Attorneys for Plaintiffs Oracle USA, Inc., et al.

Robert A. Mittelstaedt (SBN 060359) Jason McDonell (SBN 115084) Elaine Wallace (SBN 197882) JONES DAY 555 California Street, 26th Floor San Francisco, CA 94104 Telephone: (415) 626­3939 Facsimile: (415) 875­5700 [e-mail] [e-mail] [e-mail] Tharan Gregory Lanier (SBN 138784) Jane L. Froyd (SBN 220776) JONES DAY 1755 Embarcadero Road Palo Alto, CA 94303 Telephone: (650) 739­3939 Facsimile: (650) 739­3900 [e-mail] [e-mail] Scott W. Cowan (Admitted Pro Hac Vice) Joshua L. Fuchs (Admitted Pro Hac Vice) JONES DAY 717 Texas, Suite 3300 Houston, TX 77002 Telephone: (832) 239­3939 Facsimile: (832) 239­3600 [e-mail] [e-mail] Attorneys for Defendants SAP AG, SAP AMERICA, INC., and TOMORROWNOW, INC.

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA OAKLAND DIVISION ORACLE USA, INC., et al., v. Plaintiffs, No. 07-CV-01658 PJH (EDL) TRIAL STIPULATION AND [PROPOSED] ORDER NO. 3 REGARDING CERTAIN FACTS

SAP AG, et al., Defendants.

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Plaintiffs Oracle USA, Inc. ("Oracle USA"), Oracle International Corporation ("OIC"), and Siebel Systems, Inc. ("SSI"; and, together with Oracle USA and OIC, "Oracle") and Defendants SAP AG, SAP America, Inc., and TomorrowNow, Inc ("TN"; and, together with SAP AG and SAP America, Inc., "Defendants"; and, all together with Oracle, the "Parties"), jointly enter this Stipulation and Order (the "Stipulation"). WHEREAS, the Parties seek to narrow the issues in dispute for trial; NOW, THEREFORE, THE PARTIES HEREBY STIPULATE, through their respective counsel of record, as follows: I. DEFINITIONS 1. "Copy," used as a noun, means a reproduction of, a derivative work of, a

distribution of, or a public display of at least a portion of any Oracle Enterprise Software, Oracle Database Software, Oracle Install Software or Oracle Updates and Support Materials that embody one or more Stipulated Registered Works. "Copy," used as a verb, means to reproduce, to create a derivative work from, to distribute, or to publicly display at least a portion of any Oracle Enterprise Software, Oracle Database Software, Oracle Install Software or Oracle Updates and Support Materials that embody one or more Stipulated Registered Works. 2. "Oracle Database Software" means Oracle's Relational Database Management

System software. 3. "Oracle Enterprise Software" means Oracle's J.D. Edwards Software, Oracle's

PeopleSoft Software, and/or Oracle's Siebel Software, or portions thereof. 4. "Oracle Install Software" means install media in the form of a CD or DVD, an

electronic image of a CD or DVD, a binary executable, or a compressed file that, when run or executed, creates one or more instances of Oracle Enterprise Software or Oracle Database Software. 5. "Oracle's J.D. Edwards Software" means Oracle's J.D. Edwards-branded

enterprise application software. 6. "Oracle's PeopleSoft Software" means Oracle's PeopleSoft-branded enterprise
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7. software. 8.

"Oracle's Siebel Software" means Oracle's Siebel-branded enterprise application

"Oracle Updates and Support Materials" means some or all of the program

updates, software updates, bug fixes, patches, custom solutions, and instructional materials created or owned by Oracle, or derived from, copied from, or based on any such materials, including any such materials generated or distributed by TN, for PeopleSoft-branded, J.D. Edwards-branded, and Siebel-branded products. 9. "Stipulated Registered Works" means Oracle's copyright registrations for Oracle

Enterprise Software, Oracle Database Software and Oracle Updates and Support Materials as listed in Attachment A. II. FACTS A. 10. Interpretation under the Case Management and Pretrial Order Sections I and II.B-II.F of this Stipulation shall be considered "relevant and

undisputed facts to which the parties will stipulate for incorporation into the trial record without the necessity of supporting testimony or exhibits." See Case Management and Pretrial Order, Dkt. 84, at 3(a)(iii). B. 11. TN's Computers and Network The counts of software Copies and downloads reflected in this Stipulation are

minimum numbers. The actual numbers may be higher. TN had software other than Oracle Enterprise Software, Oracle Install Software, Oracle Database Software and Oracle Updates and Support Materials on its systems. Nothing in this or any other Stipulation shall be construed to mean that any material other than Copies of these Oracle materials matches the Stipulated Registered Works, or any part of the Stipulated Registered Works. 12. TN owned dozens of computers, including servers, desktop computers and laptop

computers, on which Oracle Enterprise Software, Oracle Updates and Support Materials and Oracle Database Software were located. 13. After March 1, 2005, Oracle Enterprise Software, Oracle Updates and Support

Materials and Oracle Database Software were Copied onto or installed onto TN's computers. 07-CV-01658 PJH (EDL) 2
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For example: a. TN stored at least 214,807 files (over 695 GB in size) and 602 libraries containing Oracle Updates and Support Materials on TN's IBM AS/400 computer, which was first brought into service by TN after March 1, 2005. b. All copies of Oracle's J.D. Edwards Software ever present on TN's AS/400, including those on a server hosted by the AS/400 (the JD-WSVR01), were copied onto or installed on TN's AS/400 after March 1, 2005. c. All copies of Oracle Updates and Support Materials ever present on TN's AS/400 were copied onto the AS/400 after March 1, 2005. d. TN stored at least 273,663 files (over 154 GB in size) containing Oracle Updates and Support Materials on TN-FS01, a computer that was not brought into service until after March 1, 2005. e. All copies of Oracle Enterprise Software, Oracle Database Software, and Oracle Updates and Support Materials ever present on TN-FS01 were copied onto TN-FS01 after March 1, 2005. C. 14. Copies of Oracle Enterprise Software TN obtained Oracle Install Software through its customers. TN thereafter made

Copies of Oracle Enterprise Software using the Oracle Install Software. TN called these Copies of software "environments." Some of these environments were made in order to provide service to TN's other customers. 15. Some environments were "live" environments that were complete installations of

products such as PeopleSoft HRMS 8.8 or JDE EnterpriseOne XE and were available for immediate use by TN employees. Others were backups consisting of zipped or compressed Copies that would need to be restored before they were available for use by TN employees. Both the live and backup environments were Copies of Oracle's Enterprise Software. When TN restored backup environments onto its computer systems, it made additional Copies of Oracle's Enterprise Software. 16. TN made at least 6,189 Copies of Oracle's PeopleSoft Software. Each such copy 07-CV-01658 PJH (EDL) 3

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constituted an infringement of one or more of the particular Stipulated Registered Works listed in Attachment A, Table A-1. These 6,189 Copies include at least 566 live environment Copies, 3,141 backup Copies, and 2,482 restore Copies. TN also made at least 29 Copies of Oracle's J.D. Edwards Software, each of which constituted an infringement of one or more of the particular Stipulated Registered Works listed in Attachment A, Tables A-3 and A-4. And, TN made at least 31 Copies of Oracle's Siebel Software, each of which constituted an infringement of one or more of the particular Stipulated Registered Works listed in Attachment A, Table A-6. D. Copies of Oracle Enterprise Software and Oracle Database Software from Oracle Install Software 17. TN temporarily stored some electronic Copies of Oracle Install Software on its

computer systems in an area it referred to as the "CD Client Jukebox" (the "TN CD Client Jukebox"). TN stored in the TN CD Client Jukebox at least 127 Copies of Oracle Enterprise Software and Oracle Database Software. 18. TN Copied CDs of Oracle Enterprise Software and Oracle Database software,

placed its own labels on the Copies, and stored them in a set of binders (the "TN CD Binders"). Attachment B is three photographs that fairly and accurately represent the TN CD Binders as they were kept by TN. TN stored at least 727 Copies of Oracle Enterprise Software or Oracle Database Software in the TN CD Binders. 19. The Copies of Oracle Enterprise Software and Oracle Database Software stored in

the TN CD Client Jukebox and the TN CD Binders infringed one or more of the particular Stipulated Registered Works listed in Attachment A, Tables A-1, A-3, A-6 and A-8. E. 20. Copies of Oracle Updates and Support Materials and of Component Files Of the Oracle Updates and Support Materials that TN downloaded from Oracle's

websites, at least 826,905 were Copies of Oracle Updates and Support Materials included within the Stipulated Registered Works listed in Attachment A, Tables A-1, A-2, A-5 and A-7. Many of these Copies constituted infringements of one or more of the particular Stipulated Registered Works listed in Attachment A, Tables A-1, A-2, A-5 and A-7. 21. At least 39,349 Copies made by TN of Oracle Updates and Support Materials 07-CV-01658 PJH (EDL) 4

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infringed one or more of the Stipulated Registered Works listed in Attachment A, Tables A-3 and A-4, as follows: a. TN made at least 31,334 Copies of Oracle Updates and Support Materials by downloading those Copies in excess of that to which TN customers Merck, Oce Technologies, SPX Cooling, SPX Flow, SPX Weil-McLain, Yazaki North America and Metro Machine had told TN that they were licensed; b. TN made at least 5,442 Copies of Oracle Updates and Support Materials by downloading those Copies from Oracle's website into a generic download library--not a customer-specific library--at TN, and then further Copying them into a customer-labeled folder for at least nine customers, including customer Praxair; and c. TN made at least 2,573 Copies of Oracle Updates and Support Materials by downloading those Copies from Oracle's website and Copying them into a folder for TBC Corp., which provided the download user ID and password to TN, but never became a TN customer. F. 22. TN's Business Model TN had access to Oracle Enterprise Software, Oracle Database Software and

Oracle Updates and Support Materials, and Install Software embodying many of the Stipulated Registered Works. 23. software. 24. TN infringed some or all of the Stipulated Registered Works after Oracle filed TN's support for some of its customers involved TN's use of other customers'

this lawsuit on March 22, 2007. III. ADMISSIBILITY OF EVIDENCE 25. The Parties agree that Attachment A and Attachment B shall be admitted into

evidence at trial. 5
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IV.

APPLICABILITY 26. The Parties reach this stipulation for purposes of this action only, and this

stipulation has no force or effect in any other proceeding or jurisdiction. 27. Nothing in this Stipulation is intended to, or does, alter or change in any way Trial

Stipulation And Order No.1 Regarding Liability, Dismissal of Claims, Preservation of Defenses, and Objections to Evidence at Trial (D.I. 866). DATED: September 28, 2010 BINGHAM McCUTCHEN LLP By: /s/ Geoffrey M. Howard

Geoffrey M. Howard Attorneys for Plaintiffs Oracle USA, Inc., Oracle International Corporation, and Siebel Systems, Inc.

In accordance with General Order No. 45, Rule X, the above signatory attests that concurrence in the filing of this document has been obtained from the signatory below. DATED: September 28, 2010 JONES DAY By: /s/ Scott W. Cowan Scott W. Cowan Attorneys for Defendants SAP AG, SAP America, Inc., and TomorrowNow, Inc.

IT IS SO ORDERED.
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ATTACHMENT A
Title of Work PeopleSoft 8 Customer Relationship Management PeopleSoft 8.8 Customer Relationship Management PeopleSoft 8.8 Enterprise Performance Management PeopleSoft Financials, Distribution & Manufacturing 7.5 PeopleSoft 8 Financials and Supply Chain Management: Service Pack 2 PeopleSoft 8.4 Financials and Supply Chain Management PeopleSoft HRMS 7.0 PeopleSoft HRMS 7.5 PeopleSoft 8 HRMS SP1 PeopleSoft 8.3 HRMS PeopleSoft 8.8 HRMS PeopleSoft 8 Student Administration Solutions PeopleTools 7.5 PeopleTools 8.10 PeopleTools 8.4 PeopleSoft 8.1 Customer Relationship Management PeopleSoft 8 EPM SP3 PeopleSoft 8.3 Enterprise Performance Management PeopleSoft 7.0 financials, distribution & manufacturing 7.0 PeopleSoft Financials and Supply Chain Management (FIN/SCM) 8.0 PeopleSoft 8 FIN/SCM SP1 PeopleSoft HRMS 8.0 PeopleTools 8.0 PeopleSoft Pension Administration 7 PeopleSoft Payroll 7 PeopleSoft Payroll Interface 7 PeopleSoft Time and Labor 7.0 PeopleSoft Benefits Administration 7.0 PeopleSoft Human Resources 7 PeopleSoft Payroll Interface 7 Higher Education PeopleSoft Time and Labor 7 PeopleSoft Benefits Administration 7.50 PeopleSoft Payroll Interface 7.50 PeopleSoft Pension Administration 7.50 PeopleSoft Human Resources 7.50 PeopleSoft Payroll 7.50 PeopleSoft Time and Labor 7.50 Date of Registration September 27, 2001 June 11, 2004 June 11, 2004 December 15, 1998 September 27, 2001 August 5, 2002 December 15 1998 December 15, 1998 March 26, 2001 February 1, 2002 June 11, 2004 November 30, 2001 November 20, 1998 September 5, 2000 August 5, 2002 March 20, 2002 March 30, 2001 March 11, 2002 December 15, 1998 November 20, 2000 March 26, 2001 November 20, 2000 September 5, 2000 June 21, 1999 June 22, 1999 June 22, 1999 June 28, 1999 June 15, 1999 June 28, 1999 June 28, 1999 June 28, 1999 June 14, 1999 June 21, 1999 June 21, 1999 June 28, 1999 June 28, 1999 June 28, 1999 Registration Number TX-5-456-777 TX 6-015-317 TX-5-993-616 TX 4-792-574 TX-5-456-780 TX-5-586-247 TX 4-792-577 TX 4-792-575 TX 5-501-312 TX 5-469-032 TX 6-093-947 TX 5-431-289 TX 4-792-578 TX 5-266-221 TX 5-586-248 TX 5-493-450 TX 5-345-698 TX 5-485-839 TX 4-792-576 TX 5-291-439 TX 5-501-313 TX 5-291-440 TX 5-266-222 TX 3-772-290 TX 4-501-140 TX 4-501-138 TX 4-994-866 TX 4-258-824 TX 4-994-865 TX 5-013-124 TX 5-013-128 TX 5-072-090 TX 3-772-292 TX 3-772-291 TX 5-013-123 TX 5-013-125 TX 4-994-867

Table A-1: PeopleSoft Application Registrations 7

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Title of Work Database of Documentary Customer Support Materials for PeopleSoft Software PeopleTools Third Party Daylight Saving Time Required Modifications PeopleTools Third Party Daylight Saving Time Required Modifications (Revised) PeopleSoft 8.01 & 8.31 Payroll Tax Update 05-F Year-End Processing: Canada PeopleSoft Payroll 1200457000 - User Documentation PeopleSoft Application Update Installation Instructions (UPD595817)

Date of Registration July 1, 2009 April 26, 2007 April 26, 2007 May 2, 2008 May 2, 2008 May 2, 2008

Registration Number TXu1-607-454 TX 6-541-019 TX 6-541-018 TX 6-838-549 TX 6-838-537 TX 6-838-544

Table A-2: Oracle Updates and Support Materials Registrations for Oracle's PeopleSoftbranded Products
Date of Registration April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 May 1, 2007 April 26, 2007 April 26, 2007 April 26, 2007 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 Registration Number TX 6-541-033 TX 6-541-050 TX 6-541-038 TX 6-541-028 TX 6-541-041 TX 6-541-029 TX 6-541-047 TXu1-345-109 TXu1-345-111 TXu1-345-112 TXu1-345-113 TXu1-345-114 TXu1-345-115 TXu1-346-350 TXu1-345-110 TX 6-545-422 TX 6-541-049 TX 6-541-040 TX 6-541-030 TXu 619-320 TXu 619-312 TXu 619-307 TXu 619-305
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Title of Work Initial release of JD Edwards EnterpriseOne Xe Initial release of JD Edwards EnterpriseOne 8.0 Initial release of JD Edwards EnterpriseOne 8.10 Initial release of JD Edwards EnterpriseOne 8.11 Initial release of JD Edwards EnterpriseOne 8.12 Initial release of JD Edwards World A7.3 Initial release of JD Edwards World A8.1 Current development environment for JD Edwards EnterpriseOne Xe Current development environment for JD Edwards EnterpriseOne 8.0 Current development environment for JD Edwards EnterpriseOne 8.9 Current development environment for JD Edwards EnterpriseOne 8.10 Current development environment for JD Edwards EnterpriseOne 8.11 Current development environment for JD Edwards EnterpriseOne 8.11 SP1 Current development environment for JD Edwards EnterpriseOne 8.12 Current development environment for JD Edwards World A7.3 Current development environment for JD Edwards World A8.1 Initial release of JD Edwards EnterpriseOne 8.9 Initial release of JD Edwards EnterpriseOne 8.11 SP1 Initial release of JD Edwards World A9.1 Accounts Payable program Accounts Receivable program Capacity Requirements Planning program Configuration Management program

8

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Title of Work EDI Interface (6) program Enterprise Facility Planning program Equipment Management (5) program Financial Modeling, Budgeting & Allocations program Financial Reporting (FASTR) program General Ledger & Basic Financial program Inventory Management program Master Production Scheduling program Product Data Management program Purchase Order Processing program Sales Order Processing/Sales Analysis program Shop Floor Control program Warehouse Management program WorldCASE Development Environment program WorldCASE Foundation Environment (3) program

Date of Registration March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995 March 7, 1995

Registration Number TXu 619-304 TXu 619-311 TXu 619-309 TXu 619-321 TXu 619-318 TXu 619-310 TXu 619-314 TXu 619-306 TXu 619-317 TXu 619-316 TXu 619-315 TXu 619-303 TXu 619-313 TXu 619-308 TXu 619-319

Table A-3: J.D. Edwards Application Registrations
Date of Registration April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 May 1, 2007 April 26, 2007 Registration Number TX 6-541-048 TX 6-541-034 TX 6-541-032 TX 6-541-042 TX 6-541-031 TX 6-545-421 TX 6-541-039

Title of Work Cumulative Update 8 for JD Edwards EnterpriseOne Xe Cumulative Update 1 for JD Edwards EnterpriseOne 8.0 Cumulative Update 2 for JD Edwards EnterpriseOne 8.10 Cumulative Update 1 for JD Edwards EnterpriseOne 8.12 Cumulative Update 16 for JD Edwards World A7.3 Cumulative Update 6 for JD Edwards World A8.1 Cumulative Update 1 for JD Edwards EnterpriseOne 8.11 SP1

Table A-4: J.D. Edwards Cumulative Update Registrations
Date of Registration July 1, 2009 April 26, 2007 May 3, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 Registration Number TXu1-607-455 TX 6-541-025 TX 6-541-051 TX 6-541-046 TX 6-541-036 TX 6-541-037 TX 6-541-035 TX 6-541-027 TX 6-541-045 TX 6-541-043 TX 6-541-044
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Title of Work Database of Documentary Customer Support Materials for J.D. Edwards Software Changes to Daylight Savings Time for 2007 (DST) ESU for JD Edwards EnterpriseOne Xe ESU for JD Edwards EnterpriseOne 8.0 ESU for JD Edwards EnterpriseOne 8.9 ESU for JD Edwards EnterpriseOne 8.10 ESU for JD Edwards EnterpriseOne 8.11 ESU for JD Edwards EnterpriseOne 8.11 SP1 ESU for JD Edwards EnterpriseOne 8.12 Code Change for JD Edwards World A7.3 Code Change for JD Edwards World A8.1

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Title of Work E1: 07/77: Quantum for Payroll Tax v.280 E1: 1099: Year 2006 1099 ESUs EAP WTHD06: 1099 IRS changes for the year 2006 JD Edwards World -- 1099 Changes for Tax Year 2006 ECRM89: Common Errors on Mobile Sales GM--Grants issues resolved by FMS ESA 8.9 Bundle #10-653723 (Oct 06)

Date of Registration April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007 April 26, 2007

Registration Number TX 6-541-022 TX 6-541-024 TX 6-541-023 TX 6-541-026 TX 6-541-020 TX 6-541-021

Table A-5: Oracle Updates and Support Materials Registrations for Oracle's J.D. Edwards-branded Products1
Date of Registration June 29, 2009 June 29, 2009 June 29, 2009 June 29, 2009 June 29, 2009 June 29, 2009 June 29, 2009 Registration Number TX 6-941-989 TX 6-941-988 TX 6-941-990 TX 6-941-993 TX 6-941-995 TX 6-942-000 TX 6-942-001

Title of Work Siebel 6.3 Initial Release and Documentation Siebel 7.0.5 Initial Release and Documentation Siebel 7.5.2 Initial Release and Documentation Siebel 7.7.1 Initial Release and Documentation Siebel 7.8 Initial Release and Documentation Siebel 8.0 Initial Release and Documentation Siebel 8.1.1 Initial Release and Documentation

Table A-6: Siebel Application Registrations
Title of Work Database of Documentary Customer Support Materials for Siebel Software Date of Registration July 1, 2009 Registration Number TXu1-607-453

Table A-7: Oracle Updates and Support Materials Registrations for Oracle's Siebelbranded Products
Date of Registration February 2, 2001 June 13, 2003 June 29, 2009 November 21, 2001 November 21, 2001 June 13, 2003 January 16, 2009 Registration Number TX 5-222-106 TX 5-673-282 TX 6-942-003 TX 5-392-842 TX 5-392-861 TX 5-673-281 TX 6-938-648

Title of Work Oracle 8i Enterprise Edition, release 2 (8.1.6) Oracle9i Database Enterprise : Edition Release 2 Oracle Database 10g: Release 2 Oracle Relational Database Management System (RDBMS): Release 8.0.4 Oracle Relational Database Management System (RDBMS), Release 8.0.5 Oracle9i Database Enterprise : Edition Release 1 Oracle Database 10g: Release 1

Table A-8: Oracle Database Registrations

The Cumulative Updates, separately listed in Table A-3, are also Oracle Update and Support Materials for Oracle's J.D. Edwards-branded products. 10
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ATTACHMENT B

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