Apple Inc. v. Samsung Electronics Co. Ltd. et al

Filing 1356

Unredacted Opening Memroandum Regarding Claim Construction by Samsung Electronics America, Inc.(a New York corporation), Samsung Electronics Co. Ltd., Samsung Telecommunications America, LLC(a Delaware limited liability company) re 1256 Order on Administrative Motion to File Under Seal, re (Dkt. Nos. 1090, 1091) (Attachments: # 1 Exhibit 4 to the Cashman Declaration, # 2 Exhibit 14 to the Cashman Declaration, # 3 Exhibit 15 to the Cashman Declaration, # 4 Exhibit 17 to the Cashman Declaration, # 5 Exhibit 18 to the Cashman Declaration, # 6 Exhibit 20 to the Cashman Declaration, # 7 Exhibit 63 to the Cashman Declaration, # 8 Exhibit 64 to the Cashman Declaration, # 9 Exhibit 65 to the Cashman Declaration, # 10 Exhibit 66 to the Cashman Declaration)(Maroulis, Victoria) (Filed on 7/26/2012) Modified text on 7/27/2012 (dhm, COURT STAFF).

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EXHIBIT 64 FILED UNDER SEAL Confidential Attorneys' Eyes Only Page 1 1 2 3 4 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION APPLE INC., a California corporation, 5 6 7 8 9 10 11 12 Plaintiff, vs. Case No. 11-CV-01846-LHK SAMSUNG ELECTRONICS CO., LTD., a Korean business entity; SAMSUNG ELECTRONICS AMERICA, INC., a New York corporation; SAMSUNG TELECOMMUNICATIONS AMERICA, LLC, a Delaware limited liability company, Defendants. ---------------------------------/ 13 14 15 16 17 18 19 20 CONFIDENTIAL ATTORNEYS' EYES ONLY OUTSIDE COUNSEL VIDEOTAPED DEPOSITION OF IMRAN CHAUDHRI Redwood Shores, California Friday, October 14, 2011 21 22 23 Reported by: LORRIE L. MARCHANT, CSR No. 10523, RPR, CRR, CCRR, CLR 24 JOB NO. 42879 25 TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 2 1 2 October 14, 2011 9:35 a.m. 3 4 Videotaped Deposition of IMRAN 5 CHAUDHRI, held at the offices of Quinn 6 Emanuel Urquhart & Sullivan, LLP, 555 7 Twin Dolphin Drive, 5th Floor, Redwood 8 Shores, California, before Lorrie L. 9 Marchant, a Certified Shorthand 10 Reporter, Registered Professional 11 Reporter, Certified Realtime Reporter, 12 California Certified Realtime Reporter 13 and Certified LiveNote Reporter. 14 15 16 17 18 19 20 21 22 23 24 25 TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 3 1 A P P E A R A N C E S: 2 3 4 5 FOR THE PLAINTIFF APPLE INC.: MORRISON & FOERSTER BY: MATTHEW KREEGER, ESQ. 425 Market Street San Francisco, California 94105 6 7 8 9 10 FOR THE DEFENDANTS SAMSUNG: QUINN EMANUEL URQUHART & SULLIVAN BY: ALAN WHITEHURST, ESQ. 1101 Pennsylvania Avenue NW Washington, D.C. 20004 11 12 and 13 BY: ALEX BAXTER, ESQ MARGRET CARUSO, ESQ. BRETT ARNOLD, ESQ. 555 Twin Dolphin Drive Redwood Shores, California 94065 14 15 16 17 and 18 19 BY: MICHAEL ZELLER, ESQ. 865 South Figueroa Street Los Angeles, California 90017 20 21 22 23 24 25 ALSO PRESENT: Cyndi Wheeler, Apple IP Litigation Counsel Alan Dias, Videographer ---oOo--TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 4 1 (Marked for identification purposes, 2 Exhibit 570 through 572.) 3 THE VIDEOGRAPHER: We are on the video 4 record at 9:34 a.m. 5 versus Samsung, in the United States District Court, 6 Northern District of California. 7 11-CV-01846-LHK. In the matter of Apple Inc., Case No. 8 We are located today at 555 Twin Dolphin 9 Drive, in the City of Redwood Shores, California. 10 Today is October 14, 2011, and the time is 9:35 a.m. 11 My name is Alan Dias from TSG Reporting. 12 Counsel, would you please identify yourself 13 14 for the record. MR. WHITEHURST: Good morning. 15 Alan Whitehurst. 16 Alex Baxter. 17 My name Emanuel, and we represent Samsung. 18 And with me today is my colleague, We are with the law firm Quinn MR. KREEGER: Matthew Kreeger, Morrison & 19 Foerster, representing Apple. With me is 20 Cyndi Wheeler from Apple. 21 22 23 THE VIDEOGRAPHER: Will the court reporter please swear in the witness. THE REPORTER: Do you solemnly swear or 24 affirm under the penalties of perjury that the 25 testimony you are about to offer will be the truth, TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 5 1 the whole truth and nothing but the truth? 2 THE WITNESS: 3 THE VIDEOGRAPHER: 4 I do. You may proceed. EXAMINATION BY MR. WHITEHURST 5 BY MR. WHITEHURST: 6 Q. Good morning, Mr. Chaudhri. 7 A. Good morning. 8 Q. My name is Alan Whitehurst, and I will be 9 taking your deposition today. 10 11 12 13 14 15 Could you please state your full name and address for the record. A. My name is Imran Chaudhri. My address is 57 Beaumont, San Francisco, California 94118. Q. And before the deposition, I marked as Exhibit 570 a copy of your Deposition Notice. 16 Have you testified in a deposition before? 17 A. I have. 18 Q. How many times? 19 A. Once. 20 Q. And what case was that for? 21 A. It was a -- a case involving Motorola. 22 Q. Was that for a litigation between Motorola 23 and Apple? 24 A. I believe so. 25 Q. And when was that deposition? TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 132 1 this very broadly, then, I take it you don't have 2 any knowledge or information about the specific 3 mockup that's in front of you right now? 4 A. That's correct. 5 MR. ZELLER: 6 MR. KREEGER: 7 So I think that -Can we take a quick break, please? 8 MR. ZELLER: 9 THE VIDEOGRAPHER: 10 No. 3, Volume I. Sure. This is the end of Disk We are off the record at 2:45 p.m. 11 (Recess taken, from 2:45 to 2:56.) 12 THE VIDEOGRAPHER: 13 Disk No. 4, Volume I. 14 2:56 p.m. 15 This is the beginning of We are back on the record at You may proceed. BY MR. ZELLER: Let's please mark as 16 Exhibit 576 a multipage document, which is a copy of 17 the United States Design Patent 627,790. 18 (Marked for identification purposes, 19 Exhibit 576.) 20 BY MR. ZELLER: 21 22 Q. Please let me know when you've had a chance to review Exhibit 576. 23 A. Okay. 24 Q. Do you recognize this as the '790 design 25 patent that you're named as the inventor on? TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 133 1 A. I do. 2 Q. And I take it you've seen this before 3 today? 4 A. I have. 5 Q. Can you please tell me, upon reviewing 6 the -- the figure which is on the last page of 7 Exhibit 790 [sic], what is it that you invented 8 that's reflected here? 9 MR. KREEGER: Objection. 10 You can answer. 11 THE WITNESS: 12 screen for the iPhone. 13 14 It looks like it's the home BY MR. ZELLER: Q. And in terms of what's depicted here of the 15 home screen of the iPhone that's shown in this 16 figure, what is it that you -- you came up with 17 yourself? 18 19 20 A. I came up with the shape of the icons and the way they're laid out. Q. And the two sections. And when you say "the two sections," the 21 fact that there's two rows on top and then this 22 missing or blank area and then a bottom row? 23 24 25 A. Yeah. The -- mainly that the bottom row is different from the rest of the icons. Q. And what do you mean by that? TSG Reporting - Worldwide (877)-702-9580 How are they Confidential Attorneys' Eyes Only Page 134 1 different from the rest of the icons? 2 3 A. They -- they give the customer a quicker access to them. 4 Q. 5 Oh, I see. The bottom row, because it remains static, 6 as opposed to moving when -- when pages are scrolled 7 through on the device, gives the user quicker access 8 to those -- those bottom -- that bottom row of 9 icons? 10 A. For example, yeah. 11 Q. What else does it do? What other ways does 12 it give -- does this layout give the customer 13 quicker access? 14 15 A. It also gives them a closer proximity to where their finger was previously. 16 Q. 17 me. 18 And perhaps if you could explain that for part. 19 I'm not -- I'm not entirely following that A. So the customer would press the home 20 button, which would bring them to this home screen. 21 And generally their -- their finger would be towards 22 the bottom of the screen anyway. 23 their -- that their finger wouldn't have to travel 24 as far. 25 Q. And it means that And by that, it means that having that -TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 135 1 that bottom row placed where it is, in the manner 2 you have it placed, is -- is that it's easier and 3 faster for the -- the customer or the user to use? 4 A. That's correct. 5 Q. So are there other -- other ways in which 6 the layout that's depicted here on this figure of 7 the '790 design patent is -- is easier for users to 8 use? 9 A. In that it's a regular layout. 10 Q. What do you mean by "a regular layout"? 11 A. That there is a -- an evenness to the 12 amount of -- to the rhythm of the spacing, that 13 there's rows and columns that are orderly -- laid 14 out in an orderly fashion. 15 16 Q. And how is it that that makes the layout easier to use for the customer? 17 A. Well, it makes it predictable. 18 Q. Maybe I should try it this way: You 19 mentioned that having it -- the -- the layout of the 20 icons as depicted here in the figure of the '790 21 design patent means that it's an orderly layout. 22 What do you mean by "orderly"? 23 24 25 A. By "orderly" I mean that they're very clean in terms of how they are placed. Q. They're regular. And in your view does that make it easier TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 136 1 for users to actually use the device? 2 A. I believe so. 3 Q. And -- and how is that? 4 A. It reduces clutter. 5 Q. And that's one way in which it makes it -- 6 the layout, and ultimately the device, then, easier 7 and faster to use? 8 A. Yes. 9 Q. And is that what you were attempting to 10 accomplish by -- by this layout that's depicted here 11 in the figure of the '790 design patent? 12 A. That was one of the things. 13 Q. Ultimately making it faster and easier for 14 consumers to use? 15 A. And simpler. 16 Q. And how does that -- maybe I should ask 17 this: 18 human factor" as part of the design process. Sometimes I hear designers use the term "the 19 20 Is that a term that you typically use or -or one that you are familiar with? 21 A. No. 22 Q. Is there something similar that you would 23 24 call it? (Unidentified man enters room.) 25 TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 137 1 BY MR. ZELLER: 2 Q. Or those kind of considerations? 3 A. Intuitive. 4 Q. So another one of the reasons why you -- 5 you did the layout as you did, that's shown here in 6 the figure to the '790 design patent, was -- was to 7 make it intuitive for the user? 8 A. That was another reason. 9 Q. And is that the same thing in your view 10 as -- as simplicity, or is that something different? 11 A. I think there's a relationship to that. 12 Q. So you -- you would, at least as a 13 designer, consider them to be somewhat different, 14 but related? 15 A. Simplicity and intuitive? 16 Q. M-hm. 17 A. Yeah. 18 Q. And maybe if you could just tell me a 19 little bit about how you view them as being 20 different and how you view them as overlapping. 21 Just by your terminology. 22 sure I'm understanding. 23 24 25 A. Sure. I'm just trying to make Okay. By "simplicity" I mean that it's really easy to find things. By "intuitive" I mean the fact TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 138 1 that it's easy to find things the more natural it 2 feels. 3 Q. So what -- what other -- what other goals 4 were you trying to reach, then, with respect to the 5 layout of the icons that's shown here in the figure 6 of the '790 design patent other than the -- the 7 simplicity, the orderly layout, the intuitive manner 8 and the like that you've already discussed? 9 10 11 A. I wanted to make it easier for people to know where to go for something. Q. And that's -- is that the same as -- as 12 trying to make it easy to -- to find functions on 13 the phone? 14 A. Kind of. 15 Q. And -- and how is it different, then? 16 A. It's different in that if you wanted to go 17 to a particular aspect of the phone, you would see a 18 flat layout. 19 would be unique to that -- that aspect that you were 20 looking for. 21 Q. And ideally every one of those objects Then other than what you've -- you've 22 described in your answers earlier, is there anything 23 else that you were trying to accomplish by -- by way 24 of the layout that's depicted here, the icons in the 25 '790 design patent, or have you given me your TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 139 1 2 3 4 complete testimony on that? A. I'm sure there's other details, but those are the high-level ideas. Q. And so what you've described, in your view, 5 is a -- describes the main purposes you intended to 6 achieve through the -- the layout that's depicted 7 here in Exhibit 790? 8 primary goals you were looking to achieve? In other words, these are the 9 A. That's right. 10 Q. In terms of -- you'll notice that the 11 figure here has this blank area. 12 record is clear on this, the top there are three 13 rows and then a blank area and then a bottom row of 14 another four icons. 15 And just so the Do you see that? 16 A. I do. 17 Q. In your view, was there -- was there 18 something different about having that blank area as 19 compared to what other people had done as of the 20 time that you -- you created this? 21 (Unidentified man leaves room.) 22 THE WITNESS: Well, I'm not sure about what 23 other people had done. 24 area, there's really no difference between it and 25 the three by four above it. But as far as the blank TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 151 1 Q. You'll see on the -- the front page that 2 there is a law firm mentioned. 3 column, about halfway down. 4 Kessler, Goldstein & Fox. It's in the second And it says Sterne, 5 A. I see that. 6 Q. Did you have any communications with them 7 with respect to the '790 design patent? 8 A. I did not. 9 Q. Do you recall ever having any 10 communications with that law firm? 11 A. I don't. 12 Q. Do you have any knowledge or information as 13 to how it was determined that you would be the sole 14 named inventor on this design patent? 15 A. I don't. 16 Q. Do you know where the figure came from? 17 A. I don't, actually. 18 Q. Did you yourself draw it? 19 A. I did not. 20 Q. If you wanted to find out from someone 21 there in the company who -- who actually did the 22 drawing or at least the first draft of this drawing 23 of the figure, is there someone at the company you 24 can think of you'd go ask? 25 A. I would probably start with Quinn. TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 152 1 2 Q. He's the in-house person you mentioned before? 3 A. M-hm. 4 Q. So just focusing, then, on the fact that 5 the icons are laid out here in kind of -- in rows 6 and columns, were there other alternatives that you 7 considered other than having the layout done as rows 8 and columns? 9 A. I don't remember. 10 Q. Have you ever seen alternatives that you 11 thought were as effective in terms of the icon 12 layout, where it was in some layout or organization 13 other than generally as rows and columns? 14 MR. KREEGER: 15 You can answer. 16 THE WITNESS: 17 BY MR. ZELLER: 18 Q. Objection. Vague. I don't believe so. Would you consider the -- the layout of 19 icons in rows and columns to be the common default 20 organization for icons? 21 A. On a phone? 22 Q. Well, on -- on electronic devices 23 generally. 24 A. No. 25 Q. What would you consider to be the most TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 153 1 common layout? 2 A. A list. 3 Q. I'm sorry? 4 A. A list. 5 Q. A list? 6 A. (No audible response.) 7 Q. And what do you mean by "a list"? 8 A. A list of icons and their names next to 9 them and dates and -- kind of like what you would 10 find in a file browser. 11 common. 12 Q. 13 14 That I think is the most Maybe I need to put more context on this. You're talking about machines generally, including, like, desktops and the like? 15 A. Right. 16 Q. I'm -- I'm asking something a little bit 17 more specific. 18 A. Okay. 19 Q. I take it you've seen other smartphones 20 that are out there in the market? 21 A. I have. 22 Q. And in terms of just, again, very 23 generally -- and I'm not even talking about the 24 exact arrangement here of the '790 design patent, 25 I'm just talking generally in terms of having rows TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 155 1 this and -- and just tell me, generally speaking, 2 first whether you recognize this document or recall, 3 I should say, ever seeing this before? 4 MR. KREEGER: And I will just caution the 5 witness not to, in answering that question, reveal 6 any attorney-client communication, including any 7 documents that were shown to you in preparation for 8 your deposition. 9 10 THE WITNESS: document. 11 BY MR. ZELLER: 12 13 So I don't recall seeing this Q. 4. I'd like to direct your attention to Figure And that says at the top, Sheet 3 of 19. 14 Do you have that? 15 A. This one (indicating)? 16 Q. Yes. 17 That's it. And -- and directing your attention to the 18 top left-hand portion of this page, underneath the 19 heading of "Figure 4," you'll see that there's a 20 reference here to reduced icon. 21 Do you see that? 22 A. Yes. 23 Q. And you'll see that there are squares laid 24 out, and generally we can call it a pattern of rows 25 and columns. TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 156 1 Do you see that? 2 A. I do. 3 Q. And by the way, is there -- is there some 4 name you would typically give to this kind of 5 arrangement in rows and columns? 6 a grid or a matrix? Would you call it 7 A. A grid. 8 Q. And you would consider the -- the layout 9 10 that's shown here in the '790 design patent figure also to be a grid layout? 11 A. Yes. 12 Q. So then going back for a moment to the Wada 13 patent, and specifically Figure 4, you'll see, as we 14 were talking about, that this is -- this is laid out 15 in columns and rows for the icons? 16 A. I see that. 17 Q. And -- and you'll see, by the way, that on 18 the first page, that this was filed -- this patent 19 application was filed on January 4, 2005. 20 A. Okay. 21 Q. Do you have any reason to -- to doubt that 22 the layout that's depicted here in Figure 4, this -- 23 this grid layout, was, in fact, conceived of or put 24 into fixed form by the inventor here by January 4, 25 2005? TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 157 1 A. I wouldn't know. 2 Q. I take it you don't know the -- the name 3 of -- excuse me, you don't know the inventor who is 4 named here? 5 A. I do not. 6 Q. Do you have any reason to doubt that this 7 inventor, Wada, had come up with a grid layout of 8 icons, namely, having columns and rows as the 9 organization, by January 4 of 2005? 10 A. I wouldn't know. 11 Q. Seeing this, you'll -- you'll agree with me 12 that -- that by that time, if -- if this patent is 13 accurate, that there was -- there was someone else 14 who had already come up with a -- a grid pattern for 15 icons, namely, columns and rows, as we were 16 discussing; right? 17 18 19 A. If you're just looking at the grids and -- yes. Q. And then just focusing on that -- that grid 20 layout that's depicted here in Figure 4 of the Wada 21 patent, do you consider it to be substantially the 22 same just in terms of the layout as what is shown 23 here in the '790 design patent? 24 MR. KREEGER: 25 You can answer. Objection. TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 158 1 THE WITNESS: 2 BY MR. ZELLER: 3 Q. I see differences. And with respect to the differences, do you 4 think it makes it a completely new and different 5 design that's shown here in Exhibit 790? 6 A. In some ways, yes. 7 Q. And -- and what are those differences? 8 A. Well, for one, the objects are rounded -- 9 rounded recs. 10 (Reporter clarification.) 11 THE WITNESS: 12 BY MR. ZELLER: Recs. 13 Q. By that you mean rectangles? 14 A. Right. 15 Q. Okay. 16 A. Sorry. 17 Q. Anything else that you think -- in terms of Just so we have a clear record. That the radius is rounded. 18 just comparing what's shown here in that portion of 19 Figure 4 that we're talking about, the Wada patent, 20 and the figure in the '790 design patent, do you 21 think gives it a -- a different overall impression 22 other than what you mentioned? 23 A. Yeah. I don't see how the Wada patent 24 accommodates the text as well as this one does, so I 25 see that as a difference. TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 159 1 Q. Any others? 2 A. I think the spacing of the grid is -- is 3 different. 4 Q. Any others? 5 A. Those are the things that pop out to me as 6 7 being different. Q. Just focusing on that blank space that 8 we've talked about with respect to the '790 design 9 patent, do you think that the design that's shown 10 here on the '790 design patent, by virtue of having 11 that blank space, makes it substantially different 12 from the layout that's shown in Figure 4 of Wada 13 that we're talking about, or do you consider that to 14 be a minor or trivial difference? 15 A. It's not a significant difference. 16 the significant differences are -- are what I 17 mentioned. 18 Q. I think One of the differences that you mentioned 19 was that the icon layout that is depicted here in 20 the '790 design patent that you're the named 21 inventor on has -- it better accommodates text, I 22 think is -- is how you put it. 23 A. M-hm. 24 Q. Please tell me what you mean by that. 25 A. If you look at the grid here between the TSG Reporting - Worldwide (877)-702-9580 Confidential Attorneys' Eyes Only Page 160 1 rows there's a -- an appreciable amount of room to 2 accommodate a label that would indicate what the 3 icon is. 4 5 Q. And that's what I mean by that. So the words that actually go with the icon to, say, for example, settings or phone or -- 6 A. That's right. 7 Q. Let me show you what was previously marked 8 as Exhibit 421, which is United States Design Patent 9 617,334. 10 A. Thank you. 11 Q. And if you'd please take a look at this 12 document and let me know when you've had a chance to 13 review it. 14 A. Okay. 15 Q. Do you recognize what we marked as 16 Exhibit 421? 17 A. I do. 18 Q. And this is a -- another design patent that 19 you're -- well, I'm sorry. 20 21 Let me rephrase this. This is the '334 design patent that you are a named inventor on? 22 A. Right. 23 Q. And I -- I take it you've seen this 24 25 document before today? A. I have. TSG Reporting - Worldwide (877)-702-9580

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