Apple Inc. v. Samsung Electronics Co. Ltd. et al

Filing 1445

Declaration of JASON R. BARTLETT in Support of 1444 Apple's Response to Samsung's Objections to Apple's Opening Statement Demonstrative Exhibits, filed by Apple Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Related document(s) 1444 ) (Jacobs, Michael) (Filed on 7/29/2012) Modified text on 7/30/2012 (dhm, COURT STAFF).

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Exhibit 2 CONFIDENTIAL BUSINESS INFORMATION SUBJECT TO PROTECTIVE ORDER SEUNG-HO AHN - 3/15/2012 Page 1 UNITED STATES INTERNATIONAL TRADE COMMISSION WASHINGTON, D.C. In the Matter of __________________________ CERTAIN ELECTRONIC DEVICES INCLUDING WIRELESS, ET AL., __________________________ ) ) Investigation ) No. 337-TA-794 ) ) "CONFIDENTIAL BUSINESS INFORMATION SUBJECT TO PROTECTIVE ORDER" VIDEOTAPED DEPOSITION OF SEUNG-HO AHN Thursday, March 15, 2012 AT: 9:00 a.m. Taken at: Renaissance Seoul Hotel Seoul, S. Korea Court Reporter: Jeanne Bullis RPR, CSR 617-542-0039 Merrill Corporation - Boston www.merrillcorp.com/law 58061d58-2f52-4a92-adaa-7571c020488b CONFIDENTIAL BUSINESS INFORMATION SUBJECT TO PROTECTIVE ORDER SEUNG-HO AHN - 3/15/2012 Page 2 2 3 Examinations 5 6 7 8 9 10 11 12 13 14 15 SEUNG-HO AHN Direct Examination by MR. MUELLER 4 5 6 No. Description Exhibit 1 Patent Cross License Agreement 31 Between Samsung Electronics Co., Ltd., and Intel Corporation Bates Nos. S-794-ITC-000000040 - 49 Amendment Number 1 to the Patent 31 Cross License Agreement Between Samsung and Intel Corporation Having an Effective Date of January 1, 1993 Bates Nos. S-794-ITC-000000021 - 25 8/31/04 Intel Letter with Amendment 31 Number 2 With an Effective Date of July 1, 2004 To The Patent Cross License Agreement Between Samsung Electronics Co., Ltd. and Intel Corporation Bates Nos. S-794-ITC-000000026 - 39 Infrastructure and Subscriber Unit 69 License and Technical Assistance Agreement Bates Nos. SAMNDCA00052124 - 63 Amendment to Infrastructure and 69 Subscriber Unit License and Technical Assistance Agreement (The Amendment) Bates Nos. SAMNDCA00052116 - 23 Amendment to Infrastructure and 69 Subscriber Unit License and Technical Assistance Agreement (The Amendment) Bates Nos. SAMNDCA00052029 - 115 4/21/11 D. Aberle Letter 74 Nokia Corporation and Samsung 86 Electronics Co., Ltd. License Agreement Bates Nos. S-794-ITC-000001583 - 60 6/18/10 Nokia Corporation and Samsung 86 Electronics Co., Ltd. License Agreement Between Bates Nos. S-794-ITC-000001547 - 82 Page 7 8 9 Exhibit 2 10 11 Exhibit 3 12 13 14 15 Exhibit 4 16 VIDEOTAPED DEPOSITION OF SEUNG-HO AHN 17 16 Exhibit 5 Thursday, March 15, 2012 18 17 AT: 9:00 a.m. 19 Taken at: 20 18 Exhibit 6 19 21 Renaissance Seoul Hotel Seoul, South Korea Exhibit 7 Exhibit 8 22 Court Reporter: 23 Jeanne Bullis RPR, CSR 24 22 23 24 25 7 EXHIBITS "CONFIDENTIAL - ATTORNEYS' EYES ONLY" 20 21 Page 3 APPLE INC., a California ) corporation, ) ) Plaintiff, ) ) vs ) Case No. ) 11-cv-01846-LHK SAMSUNG ELECTRONICS CO., ) LTD., a Korean business ) entity; SAMSUNG ) ELECTRONICS AMERICA, ) INC., a New York ) corporation, SAMSUNG ) TELECOMMUNICATIONS ) AMERICA, LLC, a Delaware ) limited liability company,) ) Defendants. ) __________________________) 4 INDEX 1 2 IN THE UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION 1 Page 4 Exhibit 9 25 Page 3 1 2 APPEARANCES Page 5 1 APPEARING ON BEHALF OF THE PLAINTIFF: JOSEPH MUELLER, ESQ. Wilmer, Cutler, Pickering, Hale & Dorr, LLP 60 State Street Boston, MA 02109 (617) 526-6396 joseph.mueller@wilmerhale.com 3 Exhibit 11 3 4 5 6 7 4 Exhibit 14 6 Exhibit 15 APPEARING ON BEHALF OF THE DEFENDANT: 10 11 12 13 14 15 16 17 18 Exhibit 12 Exhibit 13 5 7 8 9 Exhibit 10 2 Exhibit 16 THOMAS D. PEASE, ESQ. Quinn, Emanuel, Urquhart & Sullivan, LLP 51 Madison Avenue 22nd Floor New York, NY 10010 (212) 849-7223 thomaspease@quinnemanuel.com INTERPRETERS: Ted Kim - Main Interpreter Ann Park - Check Interpreter 8 Exhibit 17 9 Exhibit 18 10 Exhibit 19 11 Exhibit 20 12 Exhibit 21 13 Exhibit 22 14 ALSO PRESENT: Brian Kim - Samsung Exhibit 23 15 Exhibit 24 VIDEOGRAPHER: 19 Joe Cheung 20 21 22 23 24 25 16 17 18 19 20 21 22 23 24 25 Amendments of ETSI Interim 98 Intellectual Property Rights Policy Bates Nos. S-ITC-003359712 - 17 12/14-18/98 Samsung IPR Licensing 100 Declaration Bates No. APLNDE-WH-A 0000009374 7/24/11 B. Teksler Letter 104 U.S. Patent No. 6,928,604 B2 118 APLNDC-WH-A 0000016618 - 30 U.S. Patent No. 7,050,410 B1 119 APLNDC-WH-A 0000014034 - 71 U.S. Patent No. 7,069,055 B1 120 APLNDC-WH-A 0000013378 - 84 U.S. Patent No. 7,079,871 B2 121 APLNDC-WH-A 0000018296 - 314 U. S. Patent No. 7,200,792 B2 121 APLNDC-WH-A 0000017615 - 656 U. S. Patent No. 7,362,867 B1 122 APLNDC-WH-A 0000018113 - 133 U. S. Patent No. 7,386,001 B1 123 APLNDC-WH-A 0000013077 - 95 U. S. Patent No. 7,447,516,B2 123 APLNDC-WH-A 0000015619 - 45 U. S. Patent No. 7,456,893 B2 124 APLNDC-WH-A 0000018487 - 500 U. S. Patent No. 7,577,460 B2 125 APLNDC-WH-A 0000014727 - 45 U. S. Patent No. 7,675,941 B2 125 APLNDC-WH-A 0000018762 - 78 U. S. Patent No. 7,698,711 B2 126 APLNDC-WH-A 0000017299 - 307 * * * * * ORIGINAL EXHIBITS RETAINED BY PLAINTIFF'S COUNSEL * * * * * 2 (Pages 2 to 5) 617-542-0039 Merrill Corporation - Boston www.merrillcorp.com/law 58061d58-2f52-4a92-adaa-7571c020488b CONFIDENTIAL BUSINESS INFORMATION SUBJECT TO PROTECTIVE ORDER SEUNG-HO AHN - 3/15/2012 Page 6 09:19:15 09:19:15 09:19:17 09:19:22 09:19:27 09:19:43 09:19:46 09:19:56 09:19:58 09:20:02 09:20:03 09:20:06 09:20:08 09:20:11 09:20:13 09:20:15 09:20:25 09:20:30 09:20:30 09:20:33 09:20:38 09:20:43 09:20:47 09:21:14 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 PROCEEDINGS VIDEOGRAPHER: This is the video operator speaking, Joe Cheung, of Merrill Corporation, Boston. Today is March 15, 2012. The time is 9:19. We are at the Azalea Room, Renaissance Seoul Hotel, Seoul, South Korea, to take the videotaped deposition of Dr. Ahn in the matter of Certain Electric Devices Including Wireless, et al. Investigation number is 337-TA-794. Will counsel please introduce themselves for the record, please. MR. MUELLER: Joe Mueller, Wilmer, Cutler, Pickering, Hale and Dorr, for Apple. And also let me note for the record, I believe this deposition is also for the Northern District of California case as well, and I'll read the civil action number, which is Case No. 11-cv-01846-LHK. And that case is captioned Apple, Incorporated vs. Samsung Electronics, Co., Limited. MR. PEASE: Tom Pease, Quinn, Emanuel, for Samsung, and with me is Brian Kim from Samsung. VIDEOGRAPHER: And will the court reporter, Jeanne Bullis of Merrill Corporation, Boston, please swear the witness and the interpreter. (Whereupon, the aforementioned Witness and Interpreters were sworn in.) Page 8 09:22:57 09:23:02 09:23:03 09:23:11 09:23:11 09:23:15 09:23:25 09:23:25 09:23:28 09:23:37 09:23:37 09:23:57 09:23:59 09:24:04 09:24:11 09:24:14 09:24:17 09:24:22 09:24:42 09:24:49 09:24:49 09:24:50 09:24:51 09:24:58 09:25:00 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Page 7 09:21:18 09:21:18 09:21:20 09:21:21 09:21:22 09:21:22 09:21:26 09:21:30 09:21:43 09:21:45 09:21:51 09:21:54 09:22:04 09:22:04 09:22:04 09:22:29 09:22:35 09:22:41 09:22:48 09:22:53 09:22:53 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 WHEREUPON, SEUNG-HO AHN having been first duly sworn as noted above, was examined and testified through the interpreter as follows: EXAMINATION BY MR. MUELLER: Q. Good morning. A. Good morning. Q. Could you please state and spell your full name for the record? A. Yes, my name is Seung-Ho Ahn. A-H-N S-E-U-N-G-H-O. Q. Mr. Ahn, do you speak English? A. Yes, a little bit. Q. And did you study at schools in the United States? A. Yes. Q. Which ones? A. I had gone through the doctorate program at University of Illinois, Urbana-Champaign, and then thereafter, I completed the JD program at the Santa Clara, California, University of Santa Clara, law school. Q. And at Illinois, you received a Ph.D.; correct? A. Yes, that's correct. Q. And that was in metallurgy? A. Yes. Q. And you also attended Santa Clara for your law degree; correct? A. Yes. Q. And at one time you were an admitted member of the California State Bar; correct? A. Yes. Q. Are you fluent in English? A. Well, my answer would be different, depending on your definition of fluent. I don't think my abilities are all that fluent. Q. Do you feel comfortable speaking in English? A. That depends on the situation. Q. If you were to testify at trial in litigation against Apple, would you testify in English or Korean? A. It would be better for me to testify in Korean. Q. You would testify in Korean? A. Correct. Q. Have you been deposed before? A. Yes. Q. How many times? Page 9 09:25:08 09:25:11 09:25:24 09:25:34 09:25:40 09:25:42 09:25:49 09:25:53 09:25:56 09:26:06 09:26:15 09:26:18 09:26:21 09:26:34 09:26:39 09:26:41 09:26:43 09:26:53 09:26:55 09:26:58 09:27:15 09:27:19 09:27:26 09:27:28 09:27:32 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 A. My recollection would be that about twice. Q. And do you recall in which cases? A. On the occasion of litigation between Samsung and Sharp. Also Samsung vs. SEL. Q. Were those the only two cases in which you were deposed? A. That is my recollection. Q. Did you testify at a hearing or a trial in those cases? A. I did testify in the case against Sharp. Q. In which court? A. ITC. Q. When was this? A. Four or five years ago. Well, I would say three, four years ago. Q. Do you recall the general subject matter of your testimony? A. I do not recall. Q. Is that a patent case? A. The case itself was a patent-related case. Q. Was that case instigated by sharp or Samsung? A. Both parties. Q. Both parties brought claims against each other? A. Yes, that's correct. 3 (Pages 6 to 9) 617-542-0039 Merrill Corporation - Boston www.merrillcorp.com/law 58061d58-2f52-4a92-adaa-7571c020488b CONFIDENTIAL BUSINESS INFORMATION SUBJECT TO PROTECTIVE ORDER SEUNG-HO AHN - 3/15/2012 Page 22 10:02:21 10:02:25 10:02:28 10:02:38 10:02:42 10:02:44 10:02:50 10:02:59 10:03:01 10:03:07 10:03:19 10:03:20 10:03:24 10:03:41 10:03:48 10:03:54 10:04:21 10:04:26 10:04:33 10:04:44 10:04:48 10:04:54 10:05:04 10:05:07 10:05:18 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 A. A year, year and a half. Q. And you began work there about, when was it, 2009, 2010? A. I think that should be about right. Q. Do you recall when you completed your work there, which year? A. That would have been either July or August of 2010, but I do not know exactly. Q. What did you do next? A. Thereafter I became the head of the IP center, which I still do. Q. What is the IP center? A. This is the place where it handles, or it oversees the general patent-related work for Samsung Electronics Company. Q. All divisions? A. Well, previously IP teams used to belong to each of the business divisions, but right now you can say that through the IP center, you are able to oversee all the aspects. Q. When was the IP center created? A. Once again, that would have been July or August of 2010, which I'm not quite certain. Q. Were you the first head of the IP center? A. Well, I'm the first head of the IP center in Page 24 10:08:28 10:08:43 10:08:44 10:08:50 10:08:58 10:09:08 10:09:18 10:09:22 10:09:24 10:09:46 10:10:00 10:10:04 10:10:07 10:10:09 10:10:12 10:10:26 10:11:09 10:11:17 10:11:21 10:11:29 10:11:32 10:11:36 10:11:40 10:11:50 10:12:18 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Page 23 10:05:35 10:05:41 10:05:48 10:05:49 10:05:51 10:05:54 10:06:08 10:06:10 10:06:15 10:06:37 10:06:58 10:07:02 10:07:15 10:07:20 10:07:23 10:07:30 10:07:30 10:07:34 10:07:48 10:08:03 10:08:06 10:08:13 10:08:20 10:08:25 10:08:25 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 its current iteration, but ten or some odd years ago, there was an IP center then, and back then it was somebody else. Q. But for the current iteration, you were the first and remain the only head of the IP center; correct? A. Yes, so far. Q. Does the IP center have lead responsibility at Samsung Electronics for patent prosecution? MR. PEASE: Objection, vague. A. Earlier I was alluding to the fact that all the IP-related work were combined to be the work for IP center, but what had been left out in this combining process was the patent prosecution, which still remained with each of the business divisions. BY MR. MUELLER: Q. Does the IP center have lead responsibility at Samsung for licensing? MR. PEASE: Objection, vague. A. Well, I do not exactly understand what you mean by "lead" here, but at the time of licensing-related work, there is cooperation with the related business division. BY MR. MUELLER: Q. Mr. Ahn, are you the highest ranking licensing executive at Samsung? A. Yes. Q. To whom do you report? A. That is the CEO. Q. And who directly reports to you? A. There are four team leaders at the IP center. Q. And just so the record is clear, I'm going to ask you to give each person's name, and let's start with the CEO. A. Surname is Choi, and first name Jiseong. A common spelling, but that's probably not the correct spelling. I myself -- I know that that is not it, but I don't know how it is spelled. Q. No problem. And could you name for me, please, sir, the four team leaders that report to you? A. Seung-Geon Park. Minhyung Chung. Jaewan Ji. Gijoong Kang. Q. And I should have asked this earlier, but do you prefer Dr. Ahn or Mr. Ahn? A. (In English) Anything's okay. I forgot the fact that I was a doctor before, so -- all right. Call me Mr. Ahn. That's all right. Q. Thank you. Mr. Ahn, what are your day-to-day responsibilities today at the IP center? A. I think it would be difficult to pinpoint Page 25 10:12:22 10:12:27 10:12:35 10:12:38 10:12:46 10:12:47 10:12:52 10:13:05 10:13:06 10:13:08 10:13:14 10:13:23 10:13:26 10:13:45 10:14:00 10:14:06 10:14:13 10:14:13 10:14:17 10:14:33 10:14:43 10:14:47 10:14:54 10:14:59 10:15:00 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 specifically it is this or it is that, but I could say that I'm handling the overall general patent-related work for Samsung. Q. And your duties include licensing; correct? A. Yes. Q. Do your duties also include acquisitions of intellectual property, including patents? A. Yes. Q. Do you have any involvement at all in patent prosecution these days? A. I do not. Q. Are there other areas beyond licensing and acquisitions that you currently work in? A. Well, there is the patent analysis work and there are some people who handle litigation, and some other people who handle strategy, and many different things. Q. And when you say "patent analysis," what are you referring to? A. Well, at the time of the purchase of patents, there can be some patent analysis work prior to such acquisition, and if there are some claims made or litigation occurs, then the related patents could be analyzed. Q. Do you supervise patent-related litigation? 7 (Pages 22 to 25) 617-542-0039 Merrill Corporation - Boston www.merrillcorp.com/law 58061d58-2f52-4a92-adaa-7571c020488b CONFIDENTIAL BUSINESS INFORMATION SUBJECT TO PROTECTIVE ORDER SEUNG-HO AHN - 3/15/2012 Page 134 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 CERTIFICATE OF REPORTER I, JEANNE BULLIS, RPR, CSR, hereby certify that the testimony of the witness, SEUNG-HO AHN, in the foregoing transcript taken on the 15th day of March, 2012, was recorded by me in machine shorthand and was thereafter transcribed by me; and that the foregoing transcript is a true and accurate verbatim record of the said testimony. I further certify that I am not a relative, employee, counsel or financially involved with any of the parties to the within cause, nor am I an employee or relative of any counsel for the parties, nor am I in any way interested in the outcome of the within cause. Signed: Name: Date: ................................ Jeanne Bullis ................................. Page 135 ERRATA SHEET 1 2 Case Name: APPLE VS. SAMSUNG 3 Witness Name: SEUNG-HO AHN 4 Date: 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 March 15, 2012 ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ ____/______ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ ________________ ________________ ________________ ________________ _______________ ________________ ________________ ________________ _______________ ________________ ________________ ________________ ________________ ________________ ________________ ________________ ________________ ________________ ________________ ________________ ________________ ________________ ________________ Subscribed and sworn to before me this day of 2012. 20 21 22 23 24 25 __________________________ SEUNG-HO AHN 35 (Pages 134 to 135) 617-542-0039 Merrill Corporation - Boston www.merrillcorp.com/law 58061d58-2f52-4a92-adaa-7571c020488b

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