Apple Inc. v. Samsung Electronics Co. Ltd. et al

Filing 172

Declaration of ITAY SHERMAN IN SUPPORT OF SAMSUNG'S OPPOSITION TO APPLE'S MOTION FOR PRELIMINARY INJUNCTION filed bySamsung Electronics America, Inc., Samsung Electronics Co. Ltd., Samsung Telecommunications America, LLC. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L, #13 Exhibit M, #14 Exhibit N, #15 Exhibit O, #16 Exhibit P, #17 Exhibit Q, #18 Exhibit R, #19 Exhibit S, #20 Exhibit T, #21 Exhibit U, #22 Exhibit V, #23 Exhibit W, #24 Exhibit X, #25 Exhibit Y, #26 Exhibit Z, #27 Exhibit AA, #28 Exhibit BB, #29 Exhibit CC, #30 Exhibit DD, #31 Exhibit EE, #32 Exhibit FF, #33 Exhibit GG, #34 Exhibit HH)(Maroulis, Victoria) (Filed on 8/22/2011) Modified on 8/29/2011 cannot link entry-opposition has not been efiled (dhm, COURT STAFF).

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EXHIBIT N Contains Highly Confidential - Attorneys' Eyes Only Portions Page 1 1 2 3 4 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA --o0o-APPLE INC., a California corporation, 5 Plaintiff, 6 Vs. Case No. 11-CV-01846-LHK 7 8 9 10 SAMSUNG ELECTRONICS CO., LTD., a Korean business entity; SAMSUNG ELECTRONICS AMERICA, INC., a New York corporation; SAMSUNG TELECOMMUNICATIONS AMERICA, LLC, a Delaware limited liability company, 11 12 Defendants. _____________________________/ 13 14 15 16 17 VIDEOTAPED DEPOSITION OF COOPER WOODRING Redwood Shores, California Friday, August 5, 2011 (HIGHLY CONFIDENTIAL ATTORNEYS' EYES ONLY PORTIONS BOUND SEPARATELY) 18 19 Reported By: CAROL S. NYGARD, CSR No. 4018 Registered Merit Reporter 20 21 22 23 24 25 TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 7 1 MS. WHEELER: 2 VIDEOGRAPHER: 3 Cindy Wheeler, Apple. Will the Court Reporter please swear in the witness. 4 (Thereupon the oath was administered to the 5 Witness by the Court Reporter.) 6 7 8 EXAMINATION BY MR. ZELLER: Q. 9 Good morning. Please tell us your full name. 10 A. Cooper Coolidge Woodring. 11 Q. And what is your current business address? 12 A. 131 Highland Avenue, Wakefield, Rhode Island 13 02789. 14 Q. And where do you currently reside? 15 A. At that same address. 16 Q. Currently do you -- do you have a company or a 17 firm that you work with? 18 A. No. 19 Q. You're out on your own as a consultant? 20 A. Yes. 21 Q. When is it that you were first contacted by 22 anyone about potentially being engaged in connection 23 with a dispute with Samsung? 24 A. I think it was early May of this year. 25 Q. Who did you hear from? TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 27 1 THE WITNESS: I'm sure there are, you know, 2 many variations on that that would allow the shape of a 3 touch screen to be proprietary to a particular maker. 4 BY MR. ZELLER: 5 6 Q. touch screen proprietary to Apple? 7 8 MR. MONACH: question. 9 10 11 12 Is the shape in the form of a rectangle of a Incomplete hypothetical. THE WITNESS: Q. In connection with smartphones what's the most common shape of display screens? MR. MONACH: 14 THE WITNESS: 16 Unto itself, probably not. BY MR. ZELLER: 13 15 Object to the form of the Object to form. Probably some form of rectangle. BY MR. ZELLER: Q. Is there anything about the rectangular shape, 17 the particular rectangular shape of the screens used on 18 the iPhones, that you believe is proprietary to Apple? 19 MR. MONACH: 20 THE WITNESS: 21 22 Object to form. Well, again, it's hard to answer that question. If a -- if a rectangular display screen were 23 being claimed in a design patent in combination with 24 other visual elements, yes, it could be a part -- it 25 could be a part of the patent's claim. TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 28 1 2 3 BY MR. ZELLER: Q. I'm asking about the particular shape of the rectangular display screen alone. 4 In your view is that particular shape of the 5 rectangular display screen alone as used in connection 6 with the iPhones proprietary to Apple? 7 MR. MONACH: 8 THE WITNESS: 9 10 Objection to form. I would think not. BY MR. ZELLER: Q. You, of course, know that touch screens have 11 been used in a rectangular form, a generally rectangular 12 shape, going back to at least the 1990s; right? 13 MR. MONACH: 14 THE WITNESS: 15 number of years. 16 Objection to form. I know they have been used for a BY MR. ZELLER: 17 Q. I don't know the specific time frame. You know that at least as early as 1997 that 18 cell phones used generally rectangular-shaped displays; 19 correct? 20 MR. MONACH: 21 THE WITNESS: 22 23 Objection to form. Yes. BY MR. ZELLER: Q. Generally speaking, in connection with the 24 design patents that -- that you reviewed, what was your 25 impression of them when you first reviewed them? TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 29 1 MR. MONACH: 2 THE WITNESS: 3 Object to form. Help me understand what -- what do you mean by what was my impression? 4 They -- they looked like rather conventional 5 design patents, 6 BY MR. ZELLER: 7 Q. 8 9 Well, let's focus on the 889 design patent. Did you think that design that was depicted there was a -- extremely simple design? 10 Did you think it was ornate? 11 What was your overall impression of it? 12 A. The 087? 13 Q. The 889 design patent, that's the Tab 1? 14 A. Right. 15 16 I thought it was -- rather typical of Apple-designed products. 17 Q. And what do you mean by that? 18 A. They tend to be -- what has been described by 19 20 21 other designers as "minimalist designs." Q. simplicity? 22 23 Another way of describing it to be defined by MR. MONACH: Object to form. BY MR. ZELLER: 24 Q. In its design. 25 A. You could substitute that term, yes. TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 30 1 Q. And was that also true of the two other design 2 patents that you reviewed pertaining to the surface of 3 the -- of the phones? 4 A. In general. 5 MR. MONACH: 6 THE WITNESS: 7 8 9 In general, yes. BY MR. ZELLER: Q. And it's true that when a design is reduced to a level of simplicity little things mean a lot? 10 MR. MONACH: 11 THE WITNESS: 12 Object to form. Object to form. They can. BY MR. ZELLER: 13 Q. You, yourself, have said that; true? 14 A. I have. 15 Q. Was it true when you said it? 16 A. Yes, of course. 17 Q. It's something you still believe today? 18 MR. MONACH: 19 THE WITNESS: 20 Object to form. I -- I said that in a certain context that may not apply to every situation. 21 In general it -- it's true that a -- small 22 nuances would be less noticeable on a highly-complex 23 design than they would on a -- a more simple design. 24 BY MR. ZELLER: 25 Q. And in terms of designs for electronic TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 31 1 devices, the design patents that bring us here today are 2 on the side of simplicity rather than complexity; right? 3 MR. MONACH: 4 THE WITNESS: 5 6 Object to form. In general, yes. BY MR. ZELLER: Q. Now, it's true that informed users of 7 electronic products pay more attention to differences of 8 necessary features; right? 9 MR. MONACH: 10 11 THE WITNESS: Object to form. Well, that's a -- a standard that is -- utilized in the European community. 12 I don't know that it's a standard that is 13 appropriate here. 14 BY MR. ZELLER: 15 16 17 18 19 20 21 22 23 Q. Well, you've said that you agree with that standard; true? MR. MONACH: Object to the form. Taking a statement out of context. He's not here to testify about a European proceeding. But, if you can answer the question in the abstract as it's phrased, go ahead. THE WITNESS: I'm not going to argue with the 24 -- the European community design registration's legal 25 standards, no. TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 120 1 THE WITNESS: Not only am I not aware that it 2 is an advantage, I would disagree that it is an 3 advantage. 4 I would think having a one inch wide border on 5 either side would be detrimental. 6 BY MR. ZELLER: 7 Q. And when you say "a one inch order size," 8 you're referring to the actual product that we marked as 9 Exhibit 65; right? 10 11 MR. MONACH: question. 12 13 Object to the form of the THE WITNESS: I wouldn't care if you applied it to the product or the design shown in the patent. 14 Having an extremely wide border on either side 15 of the display screen, I would think, would be 16 detrimental, not advantageous. 17 BY MR. ZELLER: 18 19 Q. disadvantageous and not advantageous? 20 21 In what way do you believe it is MR. MONACH: Object to the form of the question. 22 Incomplete hypothetical. 23 THE WITNESS: Vague. Well, it would either reduce the 24 display down to about half inch in vertical width or it 25 would increase the size of the iPhone by a couple of TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 121 1 inches, neither one of which would seem to be 2 advantageous. 3 BY MR. ZELLER: 4 Q. And you would agree with me that generally 5 speaking for iPhones -- or excuse me -- for smartphone 6 and computer tablet design, the same is true, when you 7 talk about what the size of those side borders are; 8 right? 9 MR. MONACH: 10 11 THE WITNESS: 14 I didn't understand your question. 12 13 Object to form. I -- with regard to iPhones and tablets what? BY MR. ZELLER: Q. Well, you told me that you think that there 15 are certain disadvantages in having to have a wider 16 border around the display? 17 A. Of having a too wide border, yes. 18 Q. And you talked about that specifically in 19 context of the iPhone; right? 20 A. Yes. 21 Q. And so my question is now a more general one. 22 Is it true that you also believe that it would 23 be disadvantageous for smartphones in general and 24 tablets in general to have to have wider as opposed to 25 more narrow borders? TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 122 1 2 3 4 5 6 MR. MONACH: Vague. BY MR. ZELLER: Q. For those same reasons that you discussed in connection with the iPhone? A. Your -- your question is -- is so vague I can't give you a definitive answer. 7 8 Objection. In other words, wider -- wider than what and up to what width? 9 In other words, it's -- it's all conditional. 10 These are the choices designers make that makes products 11 successful. 12 13 14 It could be too narrow. Q. We're talking about a particular design aspect. 15 16 It could be too wide. We're talking about the borders around the display screens; right? 17 A. Of? 18 Q. On smartphones. 19 A. Okay. 20 Q. Right? 21 A. Okay. 22 Q. You'll agree with me that it is a design 23 disadvantage to have to have borders around the display 24 screen of a smartphone that are so wide that it would 25 either mean that the screen -- the active display screen TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 123 1 area is reduced or the phone size has to be increased; 2 right? 3 4 MR. MONACH: Objection. Vague and incomplete hypothetical in light of his prior testimony. 5 THE WITNESS: 6 would agree with that. 7 BY MR. ZELLER: 8 9 Q. In -- in general terms, yes, I And the same is true with respect to tablet computer design; right? 10 MR. MONACH: 11 THE WITNESS: Same objection. Yes, but to a lesser degree, 12 because there's a little more freedom in a tablet 13 computer just because of its size and the fact that it's 14 probably not designed to go in a pocket and whatnot. 15 BY MR. ZELLER: 16 Q. The scale of it is -- is larger when you're 17 working with a tablet computer than you are with a 18 smartphone, so at least the space that you have to work 19 with is larger in the tablet computer arena? 20 A. The -- the matte, if you will, around -- 21 between the frame and the display screen, yes, you'd 22 have a little more leeway there, be less constrained. 23 Q. In your view is it important to compare the 24 products to the -- the designs and the design patents 25 using the same scale? TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 124 1 2 A. I think it helps in the analysis, and I did that in my exhibits. 3 If you -- if you look, the photographs of the 4 products and the patent drawings are as close to being 5 the same scale as we could achieve. 6 7 8 9 10 Q. it does help in the analysis? A. Q. 15 And please tell me, why do you say that? Why do you think it makes it more apples-to-apples? 13 14 Well, it's just more of an apples-to-apples comparison -- excuse the pun. 11 12 And why is it you think it's most helpful or I'm just trying to understand that part of it. A. Design patents have no dimensions, so they know no specific size. 16 So to scale the drawings in a design patent to 17 the same scale or size as an accused product simply 18 makes the comparison an easier one to make. 19 Q. Directing your attention back to Exhibit 65, 20 do you know whether as of the time that that product was 21 designed and manufactured as to whether or not there was 22 a minimum-sized border on the side that had to be used? 23 24 25 MR. MONACH: Objection. Form. BY MR. ZELLER: Q. On the phone? TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 149 1 Q. You've never worked in a carrier storefront? 2 A. No. 3 4 5 I testified earlier that I hadn't. Q. You have no expertise at all with carrier storefronts; right? 6 A. I wouldn't agree with that. 7 Q. Please tell me your expertise with carrier 8 9 storefronts? A. A carrier storefront is a retail operation, 10 and I wouldn't want to limit my testimony to say I don't 11 have any experience in retail operations in that in my 12 decades with J.C. Penney we were involved in -- in 13 designing stores, and storefronts, and interiors, and 14 point of purchase displays, and architecture. 15 16 17 So I wouldn't want to say I have no -- no expertise in retail environment. Q. So please tell me your full basis for 18 believing that purchasers of smartphones through carrier 19 storefronts are the same types of purchasers who went to 20 J.C. Penney as of 1986 when you left? 21 MR. MONACH: Object to the form of the 23 THE WITNESS: Consumers are consumers. 24 There's certain generalities that we can make 22 25 question. about them. TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 150 1 2 In -- in the mid-eighties we had over a million people a day going through J.C. Penney stores. 3 4 I'm sure some of those same people are -- are buying smartphones in carrier storefronts today. 5 I'm not saying there's a direct correlation. 6 I'm just saying that they're not mutually 7 exclusive. 8 BY MR. ZELLER: 9 10 Q. Do you believe that consumers have become more sophisticated about technology since 1986? 11 MR. MONACH: 12 THE WITNESS: 13 I could answer "yes," and give you reasons why 14 Objection. Vague. That's a double-edged sword. I believe that. 15 I could also answer that they've become less 16 sophisticated because of the advent of -- of products 17 like the iPhone that reduce our need for the 18 understanding of the -- of technology by providing a 19 simple easy to use product. 20 21 22 There's an argument on both sides of that coin. Q. 23 24 25 Well, I'm not asking for arguments. Tell me, what empirical data do you have to support that answer you just gave? A. Having designed products where we reduced TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 151 1 complexity against a background of more complex products 2 simplified the need for knowledge about technology on 3 the part of the consumer and resulted in a -- what often 4 became a, quote, "best seller" in that category of 5 consumer electronics at J.C. Penney, so there's a basis 6 -- a proven logical analytical basis for my statement. 7 Q. If I -- if I'm hearing you correctly, simply 8 filing the design can increase the ease of -- of use of 9 technology for the consumer; is that right? 10 A. Sure. 11 Q. And is that something you generally believe is 12 true? 13 A. I know it's true. 14 Q. It makes the technology more accessible and 15 easier to use from the consumer perspective? 16 17 MR. MONACH: Objection. Vague and incomplete hypothetical. 18 THE WITNESS: 19 understand. 20 All of those plus easier to BY MR. ZELLER: 21 Q. And you believe that those are all -- all have 22 been advanced by the iPhone design and the iPad design 23 that's embodied in these design patents; right? 24 MR. MONACH: 25 THE WITNESS: Object to form. I believe both of the products TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 152 1 you've just mentioned make the technology more 2 accessible and more transparent and easier to use, which 3 is partly conveyed through the ornamental design. 4 BY MR. ZELLER: 5 Q. Well, whether you call the design "ornamental" 6 or not, just to be clear, what we're talking about is 7 when you say "both the products make the technology more 8 accessible and easier to use," you're talking about the 9 fact that by simplifying the design of the products 10 that's been achieved; right? 11 12 MR. MONACH: Object to the form of the question. 13 THE WITNESS: Yeah, but we have to be careful 14 when we say "simplifying the design" what we're talking 15 about. 16 I'm not talking about simplifying the -- 17 manufacture or something like that, which can also be 18 considered "design." 19 I'm talking about simplifying the ornamental 20 design or the types of design that are protectable by 21 design patent. 22 BY MR. ZELLER: 23 Q. Right. 24 I think we're on the same page. 25 What you're saying is that by simplifying the TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 153 1 appearance of the design, one -- that helps advance the 2 accessibility of the -- of the technology and makes it 3 also easier to use from the consumer perspective? 4 5 A. That's the goal and purpose, and, if it's done properly, it accomplishes that. 6 If it's done improperly, as it was done, for 7 example, on BMW's iDrive, then it makes it so complex 8 nobody can figure it out and they won't even buy the 9 car, which is a good case, an example of attempting to 10 simplify it, but having to go through so many steps to 11 turn the radio on that it became ridiculous. 12 Q. To make sure we're still on the same page, 13 because I think I understand what you're saying, because 14 when you say it was the goal and the purpose here, is it 15 true that from your perspective the -- the appearance of 16 the iPhone designs and the appearance of the iPad 17 designs makes the technology itself more accessible to 18 people and makes it easier for them to use? 19 20 MR. MONACH: Object to the form of the question. 21 THE WITNESS: Yes, again, with the caveat 22 being that it's the ornamental appearance that I'm 23 referring to that -- that allows this to happen. 24 BY MR. ZELLER: 25 Q. Right. TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 154 1 When you say "the ornamental appearance," 2 again, we're talking about really your bailiwick here, 3 which is the -- the design of the product just simply 4 from an aesthetic point of view, and that it still has 5 -- it still reaches these goals and has this purpose you 6 mentioned of making the technology more accessible and 7 the technology easier to use? 8 A. I would agree with that. 9 Q. And you would also agree with me that the 10 three design patents that bring us here today, the 677 11 design patent, the 087 design patent, and the 889 design 12 patent, also have this kind of simplified design that 13 makes the technology easier for consumers to understand 14 and increases the ease of use; true? 15 MR. MONACH: 16 THE WITNESS: 17 Q. 22 Now, as part of your -- your field of study and design, do you look at ergonomics? 20 21 Yes, that's true. BY MR. ZELLER: 18 19 Object to form. Is that something you -- you have a background in? A. Sure. 23 All products are used by humans, and 24 ergonomics defines the interface between the product and 25 the user. TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 155 1 2 Q. Is there anything about the iPhone design that you believe makes it easier to hold in the human hand? 3 MR. MONACH: 4 As compared to what? 5 THE WITNESS: 6 7 Object to the question as vague. Easier than a brick? BY MR. ZELLER: Q. Easier than other -- 8 Well, let me ask this. 9 Are rectangular shapes something that -- that 10 are easy to hold for people? 11 12 13 14 MR. MONACH: Object to form. BY MR. ZELLER: Q. Is there ergonomic value to having a rectangular shape to a phone? 15 A. Easier than what shape? 16 Q. I'm not even comparing it to anything. 17 Is it -- 18 Is a rectangular shape something that you 19 believe is pleasant and easy for ordinary humans to hold 20 in their hand to use as a phone? 21 22 23 MR. MONACH: Objection. Vague and incomplete hypothetical. THE WITNESS: No, no. There's no hard rule 24 that this shape is better than that shape from an 25 ergonomic point of view. TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 156 1 It's the goal of every designer designing 2 every cell phone that they want them to be comfortable 3 in their hand. 4 So ergonomics is always a consideration of the 5 designer, and yet we have a hundred different cell phone 6 designs all trying to achieve the same ergonomic goal. 7 BY MR. ZELLER: 8 9 Q. I'm not asking you to compare. I'm not asking you for alternatives. 10 I'm asking you a very simple question. 11 Do you think that people find it comfortable 12 to hold a cell phone or a smartphone that is in the 13 shape of a rectangle? 14 MR. MONACH: 15 THE WITNESS: 16 Objection. Vague. Generally. BY MR. ZELLER: 17 Q. You agree with that generally; right? 18 A. Uh-huh. 19 Q. That's a "yes"? 20 A. Generally. 21 Q. That's a yes, generally; right? 22 A. Yes. 23 Q. And the same is true of using a rectangular 24 25 shape for a tablet computer; right? A. Again, it's -- it's hard to answer your TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 157 1 question specifically without comparison to other 2 shapes. 3 4 5 It's not an uncomfortable shape, but it may not be more comfortable than some other shape. Q. Do you think that a rectangular shape for a 6 tablet computer is something -- a kind of shape that 7 people find easy and pleasant to hold -- as a product 8 shape? 9 A. Easy and pleasant. 10 Maybe convenient. 11 I don't know if it's easy, or I don't know if 12 pleasant is sort of a personal attribute. 13 14 I don't know if people find it pleasant. Q. So you're more comfortable and you do agree 15 with the idea that -- and you do agree that having a 16 rectangular shape for a tablet computer is something 17 that people find more convenient to hold as -- as a 18 product shape? 19 MR. MONACH: 20 It's more convenient than what? 21 THE WITNESS: 22 I don't know that it's more convenient than 23 Vague. They find it convenient. something else. 24 Objection. BY MR. ZELLER: 25 Q. And why do you think it's a convenient shape TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 158 1 for tablet computers, just from a -- again, we're 2 talking now in the context of ergonomics. 3 4 A. ergonomics. 5 6 I don't think its convenience stems from I think it's convenient because throughout history documents have been rectilinear in shape. 7 Whether they're magazines, or newspapers, or 8 any printed material is -- is usually in some form of 9 rectilinear shape. 10 So to -- have a hand-held device where you're 11 examining documents seems to be reasonable to mimic the 12 shape that history has predicated those documents. 13 Q. In other words, just from a design 14 perspective, if you're going to design a product that 15 people are going to use to view documents and view other 16 things on one logical design choice would be put it in a 17 rectangular type form, something that people would be 18 used to holding and looking at? 19 A. That would be one logical conclusion, yes. 20 (Thereupon the following portion of the 21 transcript has been designated "Highly 22 Confidential - Attorneys' Eyes Only" and 23 continues on page 149, line 1.) 24 25 TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 159 1 2 Q. Directing your attention back to Exhibit 14, would you please turn to page number 10809.23. 3 A. Okay. 4 Q. And you'll see that there's some bar graphs on 5 here, and it's called "Reason for Purchase, Ownership," 6 and then you'll see that there are various -- colored 7 bars in the upper righthand quadrant? 8 A. Uh-huh. 9 Q. Do you see that? 10 And you'll see that the heading for that, it's 11 the label, is actually underneath it, but it says 12 "Reason for Choice by OS Ownership Share in Q410." 13 Do you see that graph? 14 A. That's the upper righthand graph? 15 Q. Yes. 16 A. Yes, I see that. 17 Q. Now, you'll see that the bar or the stack 18 there that is second from the left is IOS? 19 Do you see that? 20 A. Yes. 21 Q. Now, again, I'll represent to you that "IOS" 22 stands for Apple's operating system. 23 24 25 And do you see where there's a blue figure of "1 percent"? A. Yes. TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 211 1 2 MR. ZELLER: objection. 3 4 No, you can have a standing MR. MONACH: I'll say "objection," but it includes all the elements previously stated. 5 MR. ZELLER: 6 MR. MONACH: Okay. 7 MR. ZELLER: I'll absolutely agree that you Understood. I appreciate that. 8 have a standing objection, as well that that's an 9 appropriate shorthand. 10 MR. MONACH: 11 THE WITNESS: Okay. If we assume that what I had 12 previously characterized in my declaration -- I called 13 them the "major design elements" that are listed on the 14 top of page 5, the A, B, C, D, if those major design 15 elements that conspicuously depart from the prior art 16 are considered not limited to those, but considered and 17 in combination, no, the -- the movement of that little 18 slot quarter of an inch one way or another is not -- not 19 going to make it a different design. 20 BY MR. ZELLER: 21 22 Q. Let me -In fact, maybe we can -- do this a little bit 23 more efficiently then by relying on your declaration. 24 Directing your attention to paragraph 16 of 25 your declaration, as you mention -- you lay out what you TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 212 1 consider to be the four major design elements of the 677 2 design patent; right? 3 A. Right. 4 Q. And in your view all the elements that are 5 listed there in that paragraph under A through D are 6 present in the 6 -- in the design that we've marked as 7 Exhibit 67? 8 9 A. I can't tell if this is black, for example. 10 Q. 11 12 Well, you've already testified we can't tell. Well, okay. Then setting aside the black portion of it, do you agree that all the other -- 13 A. 14 Q. Well --- what you call "major design elements" that 15 listed here in A through D are present in the design we 16 marked as Exhibit 67? 17 MR. MONACH: 18 Objection. Lack of foundation. Vague. 19 Incomplete hypothetical in light of the 20 witness' prior testimony that he can't tell what this 21 is. 22 Go ahead. 23 THE WITNESS: I -- it's an analysis I haven't 24 made previously, so let me attempt to answer your 25 question, and it appears -TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 213 1 Although, again, I can't tell if it's flat, I 2 can't tell if it's clear, I can't tell if it's 3 black-colored. 4 5 I can tell that it's a rectangular front surface with four evenly rounded corners. 6 7 I can't tell if it has an inset rectangular display screen. 8 I can tell if it's centered on the front 9 surface, and that it leaves very narrow borders on 10 either side of the display screen and substantial 11 borders above and below the display screen. 12 I can tell that it has a rounded horizontal 13 speaker slot centered on the front surface above the 14 display screen, and I can tell that where the 15 rectangular front surface is otherwise substantially 16 free of ornamentation outside of an optional button area 17 centrally below the display. 18 So, if it has most of those major visual 19 characteristics, excusing the ones that we can't make a 20 determination about, then I would have to conclude that 21 it's substantially the same in the eyes of the ordinary 22 observer. 23 BY MR. ZELLER: 24 25 Q. And just to make sure I heard everything that you said here, the -- you agree that the major design TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 214 1 elements that you list in paragraph 16 in A through D 2 are all present in the design that we marked as Exhibit 3 67 except for the part where it says a flat clear black 4 color, those elements you're not sure about, but the 5 rest of them you do see there? 6 A. 7 No. I didn't say that. MR. MONACH: 8 Mischaracterizes prior testimony. 9 Objection. BY MR. ZELLER: 10 Q. 11 What are the other ones you can't tell then? That's why I want to make sure I heard you 12 correctly. 13 A. 14 15 16 Apparently you didn't. In B it's impossible to tell from this that it has an inset rectangular display screen. Q. So you don't know whether it's inset or not, 17 you can see it's a rectangular display screen that's 18 centered on the front surface? 19 A. It could be protruding. 20 Q. So -- 21 But the rest of it you do agree is present in 22 the design that's Exhibit 67 except for the inset part 23 in B? 24 A. Yes. 25 Q. So, again, just -TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 227 1 insufficient evidence. 2 3 Calling for speculation given the lack of foundation. 4 5 THE WITNESS: more time. 6 7 8 9 Repeat the question just one I just want to get it clear, and I -BY MR. ZELLER: Q. I've been trying to find out if you think that the design that's in Exhibit 67 is substantially the 10 same in the eyes of the ordinary observer and purchaser 11 to the 677 design patent; right? 12 MR. MONACH: Objection. 13 MR. ZELLER: You're following along so far? 14 MR. MONACH: Objection. 15 You're asking that question -- it's been asked 16 and answered multiple times. 17 18 19 Asked and answered. THE WITNESS: I understood what you said. BY MR. ZELLER: Q. So my question is, that -- and you've 20 testified so far that you're not certain as to whether 21 or not the 67 -- the Exhibit 67 design has a -- is flat, 22 clear, black-colored, and whether the rectangular 23 display screen is inset; right? 24 A. Correct. 25 Q. Is it true that if those four elements are not TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 228 1 present in the design that we marked as Exhibit 67, it 2 would no longer be substantially the same as the 677 3 design patent to the ordinary observer? 4 5 6 MR. MONACH: Objection. Vague and ambiguous. BY MR. ZELLER: Q. Or would it still be substantially the same? 7 MR. MONACH: 8 Incomplete hypothetical. 9 10 Misstates prior substantially the same. Calling for improper opinion testimony without adequate factual basis being provided. 13 14 Vague and ambiguous. testimony to the extent you said it would still be 11 12 Objection. THE WITNESS: May I repeat your question in my answer to be sure that I have it straight? 15 MR. ZELLER: 16 THE WITNESS: Uh-huh. You're asking me if Exhibit 17 67 -- if the design depicted in Exhibit 67 would be 18 substantially the same as the 677 design if it were not 19 flat, not clear, not black-colored, and did not have an 20 inset rectangular display screen? 21 Q. 22 23 24 25 Right. In other words, it still has a rectangular display screen, but just not inset. A. And the answer is I don't know, and the reason for the answer is, if it weren't flat, but it were -TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 229 1 almost flat, differing only by the thickness of a piece 2 of paper, I could say to an ordinary observer that's 3 flat. 4 If it weren't clear but translucent, pretty 5 close to clear, again, all of these subjective issues 6 come in to play here, because I don't know what the 7 design is you're asking me to compare to the 677. 8 9 Just not being flat is not good enough to make an opinion on. 10 It's not black-colored? 11 Well, is it 90 percent black? 12 Not inset display screen? 13 If it protrudes an inch, I'd say it's a 14 different design. 15 If it's close, it could be close. 16 I just can't answer the question, and I'm 17 trying to explain to you the basis for my inability to 18 give you a definitive answer. 19 Q. Isn't it true that as of the time that the 677 20 and the 087 design patents were conceived of that it was 21 obvious to a designer of ordinary skill that the surface 22 of an electronic device would be clear? 23 24 25 MR. MONACH: hypothetical. Objection. Incomplete Lacking foundation. THE WITNESS: Obviously, if you're going to TSG Reporting - Worldwide 877-702-9580 Contains Highly Confidential - Attorneys' Eyes Only Portions Page 230 1 read a display screen, it has to be clear, however, the 2 clear surface does not have to extend beyond the 3 display. 4 So if you're asking me is -- is the Apple 5 approach to covering its entire front surface of a 6 smartphone with a clear surface -- is that obvious to a 7 designer of ordinary skill in the art, I'd say, no, it's 8 highly nonobvious. 9 BY MR. ZELLER: 10 Q. You are unaware of any prior art to the 677 11 and the 087 design patents that teach having a flat 12 clear surface extending over the front of the entire 13 face of an electronic device; is that true? 14 A. I didn't say that. 15 Q. Well, you are aware that -- 16 A. But let me -- 17 MR. MONACH: Let him finish. 18 THE WITNESS: Let me finish the question. 19 20 BY MR. ZELLER: Q. You said you didn't know. That's your answer. 21 MR. MONACH: 22 Go ahead and finish your answer. 23 THE WITNESS: 24 What I did say, however, is that in 25 No, you interrupted. No, I didn't say that. combination with these other major visual differences TSG Reporting - Worldwide 877-702-9580

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