Apple Inc. v. Samsung Electronics Co. Ltd. et al

Filing 987

Administrative Motion to File Under Seal filed by Samsung Electronics America, Inc.(a New York corporation), Samsung Electronics Co. Ltd., Samsung Telecommunications America, LLC(a Delaware limited liability company). (Attachments: #1 Proposed Order Granting Motion to Seal, #2 Declaration of Daniel Shim in Support of Motion to Seal, #3 Samsung's Opposition to Apple's Motion for Adverse Inference Jury Instructions, #4 Declaration of Thomas Watson, #5 Exhibit 1 to Watson, #6 Exhibit 2 to Watson, #7 Exhibit 3 to Watson, #8 Exhibit 4 to Watson, #9 Exhibit 5 to Watson, #10 Exhibit 6 to Watson, #11 Exhibit 7 to Watson, #12 Exhibit 8 to Watson, #13 Exhibit 9 to Watson, #14 Exhibit 10 to Watson, #15 Exhibit 11 to Watson, #16 Exhibit 12 to Watson, #17 Exhibit 13 to Watson, #18 Exhibit 14 to Watson, #19 Exhibit 15 to Watson, #20 Exhibit 16 to Watson, #21 Exhibit 17 to Watson, #22 Exhibit 18 to Watson, #23 Exhibit 19 to Watson, #24 Exhibit 20 to Watson, #25 Exhibit 21 to Watson, #26 Exhibit 22 to Watson, #27 Exhibit 23 to Watson, #28 Exhibit 24 to Watson, #29 Exhibit 25 to Watson, #30 Exhibit 26 to Watson, #31 Exhibit 27 to Watson, #32 Exhibit 28 to Watson, #33 Exhibit 29 to Watson, #34 Exhibit 30 to Watson, #35 Exhibit 31 to Watson, #36 Exhibit 32 to Watson, #37 Exhibit 33 to Watson, #38 Declaration of Sara Jenkins, #39 Declaration of Alex Binder, #40 Exhibit 1 to Binder, #41 Exhibit 2 to Binder, #42 Exhibit 3 to Binder, #43 Exhibit 4 to Binder, #44 Declaration of Hankil Kang, #45 Declaration of Don Joo Lee, #46 Declaration of Giho Ro, #47 Declaration of Han-Yeol Ryu, #48 Declaration of Heontae Son, #49 Declaration of Ioi Lam, #50 Declaration of Jong Dae Park, #51 Declaration of Joo Hyuk Kang, #52 Declaration of Kang Hyun Lee, #53 Declaration of Min Cheol Shin, #54 Declaration of Minhyouk Lee, #55 Declaration of Nara Cho, #56 Declaration of Se-Hyun Cho, #57 Declaration of Sungsik Lee, #58 Declaration of Won Pyo Hong, #59 Declaration of Wooup Kwon, #60 Declaration of Young-jo Lim, #61 Declaration of YoungSoon Lee, #62 Declaration of Kyu Hyuk Lee, #63 Declaration of Michael Finnegan, #64 Declaration of Byungil Kim, #65 Declaration of M. James Daley, #66 Declaration of Raymond Warren, #67 Proposed Order Denying Apple's Motion for Adverse Inference Jury Instructions)(Maroulis, Victoria) (Filed on 5/29/2012)

EXHIBIT 4

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HAROLD J. MCELHINNY (CA SBN 66781)
[e-mail]
MICHAEL A. JACOBS (CA SBN 111664)
[e-mail]
RICHARD S.J. HUNG (CA SBN 197425)
[e-mail]
MORRISON & FOERSTER LLP
425 Market Street
San Francisco, California 94105-2482
Telephone: [phone]
Facsimile: [phone]

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8
9

MARK D. SELWYN (SBN 244180)
[e-mail]
WILMER CUTLER PICKERING
HALE AND DORR LLP
950 Page Mill Road
Palo Alto, California 94304
Telephone: [phone]
Facsimile: [phone]
WILLIAM F. LEE (pro hac vice)
[e-mail]
WILMER CUTLER PICKERING
HALE AND DORR LLP
60 State Street
Boston, Massachusetts 02109
Telephone: [phone]
Facsimile: [phone]

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11

Attorneys for Plaintiff
APPLE INC.

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UNITED STATES DISTRICT COURT

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NORTHERN DISTRICT OF CALIFORNIA

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SAN JOSE DIVISION

15

APPLE INC., a California corporation,

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Plaintiff,
v.
SAMSUNG ELECTRONICS CO., LTD., a
Korean corporation; SAMSUNG
ELECTRONICS AMERICA, INC., a New
York corporation; and SAMSUNG
TELECOMMUNICATIONS AMERICA,
LLC, a Delaware limited liability company,

Case No. 11-cv-01846-LHK
APPLE INC.'S FIRST AMENDED AND
SUPPLEMENTAL INITIAL
DISCLOSURES PURSUANT TO
RULE 26(A)(1)

Defendants.

23
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28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

1

Pursuant to Federal Rules of Civil Procedure 26(a)(1), (e)(1) Plaintiff Apple Inc.

2

("Apple") hereby amends and supplements its initial disclosures to Defendants Samsung

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Electronics Co., Ltd, Samsung Electronics America, Inc., and Samsung Telecommunications

4

America, LLC (collectively, "Samsung").

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Apple provides these disclosures subject to and without waiving any applicable privilege,

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doctrine, or right, including without limitation the attorney-client privilege, the work product

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doctrine, and all other rights and privileges recognized under the laws of the United States, the

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State of California and all relevant jurisdictions. By these disclosures, Apple does not concede

9

the relevance or admissibility of any particular information. Apple makes these disclosures based

10

on information currently available to it. Apple reserves the right to amend or supplement these

11

disclosures and to present additional evidence to support its claims and defenses with any filing

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or during any proceeding in this action, including trial.

13

I.

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INDIVIDUALS LIKELY TO HAVE DISCOVERABLE INFORMATION [Fed R.
Civ. P. 26(a)(1)(A)(i)]

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Apple identifies the following individuals who may have discoverable information that

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Apple may use to support its claims, defenses, or counterclaims in this action (unless solely for

17

impeachment). Samsung should contact any current or former Apple employee, agent, or other

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representative only through Apple's counsel of record.

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22
23
24

Name

Contact

Potential area(s) of knowledge
(at least)

Inventors of the Apple design
patents-in-suit, including:

Apple Inc. 1 Infinite
Loop Cupertino, CA
95014
[contact through
counsel]

The Apple patents-in-suit,
including, conception, reduction to
practice, and inventorship; Apple
products embodying the inventions
claimed by the pertinent Apple
patents-in-suit; other Apple
products; functionality of the
asserted trade dress; selection of
the asserted trade dress

Imran Chaudhri (7,853,891;
7,864,163; D627,790;
D617,334; D604,305)

26

Bartley Andre (D504,889;
D622,270; D618,677;
D593,087)

27

Freddy Anzures (D604,305)

25

28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

2

1

Name

Contact

Potential area(s) of knowledge
(at least)

2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17

Daniel Coster (D504,889;
D622,270; D618,677;
D593,087)
Daniele De Iuliis (D504,889;
D622,270; D618,677;
D593,087)
Richard Howarth (D504,889;
D622,270; D618,677;
D593,087)
Jonathan Ive (D504,889;
D622,270; D618,677;
D593,087)
Duncan Kerr (D504,889;
D622,270; D618,677;
D593,087)
Shin Nishibori (D504,889;
D622,270; D618,677;
D593,087)
Matthew Rohrbach
(D504,889; D622,270;
D618,677; D593,087)
Peter Russell-Clark
(D622,270)

18
19

Douglas Satzger (D504,889;
D622,270; D618,677;
D593,087)

20
21

Calvin Seid (D504,889;
D622,270; D618,677;
D593,087)

22
23

Christopher Stringer
(D504,889; D622,270;
D618,677; D593,087)

24
25

Eugene Whang (D504,889;
D622,270; D618,677;
D593,087)

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27
28

Rico Zörkendörfer
(D504,889; D622,270;
_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

3

1

Name

Contact

Potential area(s) of knowledge
(at least)

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

The pertinent Apple patents-insuit, including, conception,
reduction to practice, and
inventorship; Apple products
embodying the inventions claimed
by the pertinent Apple patents-insuit; other Apple products

2
D618,677; D593,087)
3
4
5
6

Inventors of the Apple utility
patents-in-suit, including:
Chris Blumenberg
(7,864,163)

7

Steven W. Christensen
(6,493,002)

8

Greg Christie (7,864,163)

9

John Elias (7,812,828)

10

Scott Forstall (7,864,163)

11

Steve Hotelling (7,663,607;
7,920,129)

12
13

Scott Herz (7,844,915)

14

Brian Huppi (7,663,607)

15

Brian Land (7,920,129)

16

Stephen Lemay (7,864,163)

17

Bas Ording (7,469,381;
7,853,891; 7,864,163)

18
19
20
21
22
23

Andrew Platzer (7,844,915)
Joshua Strickon (7,663,607)
Marcel Van Os (7,864,163)
Wayne Westerman
(7,812,828)
Richard Williamson
(7,864,163)

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25
26
27
28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

4

1

Name

Contact

Potential area(s) of knowledge
(at least)

Sissie Twiggs

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Advertising of Apple products

Tamara Whiteside

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Advertising of Apple products

Suzanne Lindbergh

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Appearance of Apple products in
popular media

Art Rangel

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Damages and irreparable harm to
Apple

John Brown

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

The mobile phone, tablet and
media player markets

Phil Schiller

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Apple's iPhone and iPad business

Bruce Sewell

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

License negotiations between
Apple and Samsung

Greg Joswiak

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

iPod, iPhone & iOS product
marketing; history and business of
Apple

Eric Jue

Apple Inc.

iPhone marketing

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3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

5

1

Name

Contact

Potential area(s) of knowledge
(at least)

2
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

3
4
5

Stan Ng

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

iPod, iPhone & iOS product
marketing

Michael Tchao

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

iPad product marketing

Mark Buckley

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Damages and irreparable harm to
Apple

Richard Lutton

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Prosecution and licensing of
Apple's patents-in-suit; license
negotiations between Apple and
Samsung

Boris Teksler

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

License negotiations between
Apple and Samsung; Apple’s
licensing practices

Jason Shi

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

UMTS implementation in Apple
products

Morgan Grainger

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Design and operation of accused
functionality in accused Apple
products

George Dicker

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014

Design and operation of accused
functionality in accused Apple
products

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7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

6

1

Name

Contact

Potential area(s) of knowledge
(at least)

2
[contact through
counsel]

3
4

Justin Santamaria

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Design and operation of accused
functionality in accused Apple
products

Thomas Alsina

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Design and operation of accused
functionality in accused Apple
products

Curt Rothert

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Design and operation of accused
functionality in accused Apple
products

Emilie Kim

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Design and operation of accused
functionality in accused Apple
products

Gregory Chapman

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Design and operation of accused
functionality in accused Apple
products

William Stewart

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Design and operation of accused
functionality in accused Apple
products

Tony Blevins

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Supply chain for baseband chips
incorporated into accused Apple
products; identity of baseband
chips incorporated into accused
Apple products

BJ Watrous

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Apple licensing and licenses

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6
7
8
9
10
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12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

7

1

Name

Contact

Potential area(s) of knowledge
(at least)

David Singer

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Apple’s participation in 3GPP and
ETSI

Saku Hieta

Apple Inc.
1 Infinite Loop
Cupertino, CA 95014
[contact through
counsel]

Supply chain for baseband chips
incorporated into accused Apple
products; identity of baseband
chips incorporated into accused
Apple products

Michael Mallie

Blakely, Sokoloff,
Taylor & Zafman LLP
1279 Oakmead Parkway
Sunnyvale, CA 94085

Prosecution of Apple's utility
patents-in-suit, including at least
U.S. Patent No. 6,493,002

Robert Beyers

Morgan, Lewis &
Bockius LLP
2 Palo Alto Square
3000 El Camino Real,
Suite 700
Palo Alto, CA 94306

Prosecution of Apple's utility
patents-in-suit, including at least
U.S. Patent Nos. 7,469,381 & U.S.
7,684,163

Glenn Kubota

Morrison & Foerster
LLP
555 West Fifth Street
Suite 3500
Los Angeles, CA 90013

Prosecution of Apple's utility
patents-in-suit, including at least
U.S. Patent Nos. 7,663,607,
7,812,828 & 7,920,129

James Scheller

Blakely, Sokoloff,
Taylor & Zafman LLP
1279 Oakmead Parkway
Sunnyvale, CA 94085

Prosecution of Apple's utility
patents-in-suit, including at least
U.S. Patent Nos. 7,844,915 &
7,853,891

Tracy-Gene Durkin

Sterne, Kessler,
Goldstein, & Fox PLLC
1100 New York Avenue
Washington, DC 20005

Prosecution of Apple's design
patents-in-suit

Inventors of the Samsung
Patents-in-Suit, including:

Unknown

Upon information and belief, the
Samsung Patents-in-Suit,
including, conception, reduction to
practice, and inventorship

2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
Joon-Young Cho (7,447,516)
26
Gin-Kyu Choi (7,200,792)
27
28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

8

1

Name

Contact

Potential area(s) of knowledge
(at least)

2
3
4
5

Soon-Jae Choi (7,050,410;
7,386,001)
Sung-ho Eun (7,577,460)

6

Youn-Hyoung Heo
(7,447,516)

7

Joong-Ho Jeong (6,928,604)

8

Moon-Sang Jeong
(7,698,711)

9
10

Beong-Jo Kim (7,050,410;
7,386,001)

11

Hee-Won Kang (7,362,867)

12

Hun-Kee Kim (7,200,792)

13

Jae-Yoel Kim (7,362,867)

14

Min-Goo Kim (7,050,410;
7,386,001)

15
Noh-Sun Kim (7,200,792)
16
Pyung-soo Kim (7,079,871)
17
18

Se-Hyoung Kim (7,050,410;
7,386,001)

19

Soeng-Hun Kim (7,675,941)

20

Yong-Jun Kwak (7,447,516)

21

Young-Bum Kim (7,447,516)

22

Hye-Young Lee (7,069,055)

23

Hyeon-Woo Lee (7,069,055)

24

Ju-Ho Lee (7,447,516)

25

Jun-Sung Lee (7,200,792)

26

Young-Hwan Lee
(7,386,001)

27
28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

9

1

Name

Contact

Potential area(s) of knowledge
(at least)

Rocco S. Barrese

Upon information and
belief:
Dilworth & Barrese,
LLP
1000 Woodbury Road
Suite 405
Woodbury, NY 11797

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,577,460

Michael A. Bush

Unknown

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,079,871

Simon G. Booth

Upon information and
belief:
Roylance, Abrams,
Berdo & Goodman LLP
1300 19th Street, NW
Suite 600
Washington D.C. 20036

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,675,941

Frank Chau

Unknown

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,069,055

Peter G. Dilworth

Upon information and
belief:
Dilworth & Barrese,
LLP
1000 Woodbury Road
Suite 405
Woodbury, NY 11797

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent Nos. 7,069,055 and
7,577,460

2
3

Yong-Suk Moon (7,200,792)

4

Chang-Soo Park (6,928,604)

5

Hyuk-soo Son (7,456,893)

6

Himke Van Der Velde
(7,675,941)

7
8

Gert-Jan Van Lieshout
(7,675,941)

9

Jae-Seung Yoon (7,200,792)

10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

10

1

Name

Contact

Potential area(s) of knowledge
(at least)

George C. Eckert

Unknown

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. 7,698,711

Paul J. Farrell

Upon information and
belief:
The Farrell Law Firm,
P.C.
290 Broadhollow Road,
Suite 210E
Melville, New York
11747

Upon information and belief, the
prosecution of Samsung Patentsin-Suit, including at least U.S.
Patent Nos. 7,050,410, 6,928,604,
7,200,792, 7,362,867, 7,386,001,
7,069,055, & 7,577,460

John E. Holmes

Upon information and
belief:
Roylance, Abrams,
Berdo & Goodman LLP
1300 19th Street, NW
Suite 600 Washington
D.C. 20036

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent Nos. 7,675,941,
7,698,711, and 7,447,516

Blandon S. Bludau

Upon information and
belief:
Roylance, Abrams,
Berdo & Goodman LLP
1300 19th Street, NW
Suite 600
Washington D.C. 20036

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. 7,698,711

Dana D. Ivey

Unknown

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,675,941

Peter L. Kendall

Unknown

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,447,516

Stacy J. Longanecker

Upon information and
belief:
Roylance, Abrams,
Berdo & Goodman LLP
1300 19th Street, NW
Suite 600
Washington D.C. 20036

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,675,941

2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

11

1

Name

Contact

Potential area(s) of knowledge
(at least)

Jundong Ma

Upon information and
belief:

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,447,516

2
3
4

Roylance, Abrams,
Berdo & Goodman LLP
1300 19th Street, NW
Suite 600
Washington D.C. 20036

5
6
7

Christian C. Michel

8

Roylance, Abrams,
Berdo & Goodman LLP
1300 19th Street, NW
Suite 600
Washington D.C. 20036

9
10
11
12

Upon information and
belief:

David R. Morris

Unknown

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,456,893

Michael J. Musella

Upon information and
belief:

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent Nos. 7,200,792,
6,928,604, 7,362,867, 7,386,001,
and 7,577,460

13
14
15

Dilworth & Barrese,
LLP
1000 Woodbury Road
Suite 405
Woodbury, NY 11797

16
17
18
19

Raymond B. Persino

Unknown

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,447,516

Brian C. Rupp

Upon information and
belief:

The prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,456,893

20
21
22
23
24
25

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,675,941

Drinker Biddle & Reath
LLP
191 N. Wacker Dr.,
Ste. 3700
Chicago, IL 60606-1698

26
27
28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

12

1

Name

Contact

Potential area(s) of knowledge
(at least)

Maeng-Ho Shin

Unknown

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,447,516

Michael D. Stein

Unknown

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,079,871

Daniel E. Tierney

Unknown

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,200,792,
6,928,604, and 7,069,055

Stanislav Torgovitsky

Upon information and
belief:

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,675,941

2
3
4
5
6
7
8
9
10
11
12

Roylance, Abrams,
Berdo & Goodman LLP
1300 19th Street, NW
Suite 600
Washington D.C. 20036

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14
15

Richard A. Wulff

Unknown

Upon information and belief, the
prosecution of the Samsung
Patents-in-Suit, including at least
U.S. Patent No. 7,456,893

Seung Ho Ahn

Believed to be a current
Samsung employee

License negotiations between
Apple and Samsung

JY Lee

Believed to be a current
Samsung employee

License negotiations between
Apple and Samsung

Kwang Jun Kim

Believed to be a current
Samsung employee

License negotiations between
Apple and Samsung

Employees of Infineon
Technologies AG, Intel
Mobile Communications
GmbH and/or Intel
Corporation

Infineon Technologies
AG
Am Campeon 1-12
85579 Neubiberg
Germany

UMTS implementation in chips
supplied to Apple; any licensing of
the Samsung Patents-in-Suit

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25
26
27
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Intel Mobile
Communications GmbH
Dornacher Strasse 1
Neubiberg, Munich,
Germany
_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

13

1

Name

Contact

Potential area(s) of knowledge
(at least)

2
Intel Corporation
2200 Mission College
Blvd.
Santa Clara, CA 95054

3
4
5

In addition to the individuals identified above, the following individuals may have
6
discoverable information: (i) persons deposed during this litigation and persons identified during
7
such depositions; (ii) persons identified in Samsung's Initial Disclosures; and (iii) other
8
individuals at Samsung.
9
Apple will identify any testifying expert witnesses as required by Rule 26(a)(2) and any
10
applicable Local Rule or order of the Court.
11
12

II.

DESCRIPTION OF DOCUMENTS [Fed. R. Civ. P. 26(a)(1)(A)(ii)]
Apple identifies the following documents, electronically stored information, and tangible

13
things in its possession, custody, or control that it may use to support its claims and defenses
14
(unless solely for impeachment). Concurrently with service of these Initial Disclosures, Apple is
15
producing to Samsung documents in its possession relating to one or more of these categories.
16

•

File histories and prior art references cited by the U.S. Patent and Trademark

17
Office during prosecution of the Apple patents asserted in the Amended
18
Complaint
19

•

Documents, prototypes, and source code reflecting the conception and reduction

20
to practice of the inventions claimed in the Apple patents asserted in the Amended
21
Complaint
22

•

Documents reflecting Samsung's willful infringement of the Apple patents

23
asserted in the Amended Complaint
24

•

Documents reflecting the damages and irreparable harm resulting from Samsung's

25
willful infringement of the Apple patents asserted in the Amended Complaint
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28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

14

•

1
2

File histories for the trade dress and trademark registrations asserted in the
Amended Complaint

•

3
4

Documents reflecting the selection of the trademarks asserted in the Amended
Complaint

5

•

Prior art to the Samsung Patents-in-Suit

6

•

File histories of the Samsung Patents-in-Suit

7

•

Documents depicting the design, structure, and operation of accused functionality

8

or components of the Apple products accused of infringing the Samsung Patents-

9

in-Suit ("accused Apple products")
•

10
11

Documents sufficient to show various financial information for the accused Apple
products

12

•

13

Apple reserves the right to object to the production of documents on any basis, including

Documents reflecting license negotiations between Apple and Samsung

14

that the information sought: (i) is not relevant; (ii) is protected from disclosure by an applicable

15

privilege, doctrine, or immunity; (iii) would be unduly burdensome or expensive to produce; (iv)

16

contains third party confidential information and cannot be produced without that party's

17

notification and consent; or (v) constitutes proprietary or trade secret information that should not

18

be produced before an appropriate protective order has been entered.

19

Apple' investigation for discoverable information that it may use to support its claims or

20

defenses in this litigation is ongoing. Apple also may rely on documents that are produced by

21

any party to this litigation, including Apple itself and Samsung.

22

III.

COMPUTATION OF DAMAGES [Fed. R. Civ. P. 26(a)(1)(A)(iii)]

23

Pursuant to Rule 26(a)(1)(A)(iii), Apple intends to seek an accounting for damages,

24

enhanced or treble damages for Samsung's deliberate and willful infringement, and pre- and

25

post-judgment interest, in addition to a preliminary and permanent injunction. However, the

26

amount of damages arising from Samsung's willful infringement is not ascertainable at this time,

27

some or all of the injuries are ongoing, and the computation of damages may require discovery

28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

15

1

and expert testimony. Apple also claims damages as a result of Samsung's anticompetitive

2

conduct and unlawful business acts and practices, including its failure to offer Apple a license on

3

fair, reasonable and non-discriminatory (FRAND) terms to Samsung's claimed standards-

4

essential patents. In addition, pursuant to Section 4 of the Clayton Act and/or Section 16750 of

5

the California Business and Professions Code, Apple is entitled to treble the amount of its actual

6

damages suffered as a result of Samsung's conduct and all reasonable attorneys’ fees and costs.

7

Apple does not believe that Samsung has suffered any damages as a result of any conduct

8

by Apple. Apple intends to seek its attorneys fees and costs and other relief as is deemed

9

appropriate. These fees and costs and amount of any other relief that may be deemed appropriate

10

are not susceptible to calculation at this time.

11

IV.

INSURANCE AGREEMENTS [Fed. R. Civ. P. 26(a)(1)(A)(iv)]

12

Apple is currently unaware of any insurance agreement under which an insurance

13

business may be liable to satisfy all or part of a possible judgment in this action or to indemnify

14

or reimburse Apple for payments made to satisfy such a judgment.

15
16

Dated: March 4, 2012

MORRISON & FOERSTER LLP
By:

17

/s/ Michael A. Jacobs
Michael A. Jacobs

18
Attorneys for Plaintiff
APPLE INC.

19
20
21

Dated: March 4, 2012

WILMER CUTLER PICKERING
HALE AND DORR LLP

22
23

By:

24

/s/ Mark D. Selwyn
Mark D. Selwyn
Attorneys for Plaintiff
APPLE INC.

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26
27
28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK

16

1
2
3

CERTIFICATE OF SERVICE
The undersigned hereby certifies that a true and correct copy of the above and foregoing
document has been served on March 4, 2012 by e-mail upon the following:

4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21

Charles Kramer Verhoeven (Cal. Bar No. 170151)
([e-mail])
Quinn Emanuel Urquhart & Sullivan LLP
50 California Street, 22nd Floor
San Francisco, California 94111
Telephone: [phone]
Facsimile: [phone]
Kevin P.B. Johnson (Cal. Bar No. 177129)
([e-mail])
Victoria F. Maroulis (Cal. Bar No. 202603)
([e-mail])
Quinn Emanuel Urquhart & Sullivan LLP
555 Twin Dolphin Drive 5th Floor
Redwood Shores, California 94065
Telephone: [phone]
Facsimile: [phone]
Edward J. DeFranco (Cal. Bar No. 165596)
([e-mail])
Quinn Emanuel Urquhart & Sullivan LLP
51 Madison Avenue, 22nd Floor
New York, New York 10010
Telephone: [phone]
Facsimile: [phone]
Michael T. Zeller (Cal. Bar No. 196417)
([e-mail])
Quinn Emanuel Urquhart & Sullivan LLP
865 S. Figueroa St., 10th Floor
Los Angeles, California 90017
Telephone: [phone]
Facsimile: [phone]

22
23

/s/ Mia Mazza
Mia Mazza

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25
26
27
28

_____________________________________________________________________________________________
APPLE INC.’S FIRST AMENDED AND SUPPLEMENTAL INITIAL DISCLOSURES
CASE NO. 11-CV-01846-LHK