Securities and Exchange Commission v. Nadel et al

Filing 200

Unopposed MOTION for attorney fees Third Interim Motion for Order Awarding Fees, Costs, and Reimbursement of Costs to Receiver and his Professionals by Burton W. Wiand. (Attachments: #1 Exhibit A - Standardized Fund Accounting Report, #2 Exhibit B - Receiver's Third Interim Report, #3 Exhibit C - Receiver - Receivership invoice, #4 Exhibit D - Receiver - Home Front Homes v. Bishop invoice, #5 Exhibit E - Receiver - Carolina Mountain Land Conservancy invoice, #6 Exhibit F - Receiver - Recovery from Investors invoice, #7 Exhibit G - Receiver - Recovery from Moodys invoice, #8 Exhibit H - Receiver - Recovery of Commissions invoice, #9 Exhibit I - Fowler White - Categorization and summary of costs, #10 Exhibit J - Fowler White - Fee schedule, #11 Exhibit K - Fowler White - Receivership invoice (part 1 of 2), #12 Exhibit K - Fowler White - Receivership invoice (part 2 of 2), #13 Exhibit L - Fowler White - Home Front Homes v. Bishop invoice, #14 Exhibit M - Fowler White - Carolina Mountain Land Conservancy invoice, #15 Exhibit N - Fowler White - Recovery from Investors invoice, #16 Exhibit O - Fowler White - Recovery from Moodys invoice, #17 Exhibit P - Fowler White - Recovery of Commissions invoice, #18 Exhibit Q - PDR invoice, #19 Exhibit R - Riverside Financial Group invoice, #20 Exhibit S - E-Hounds invoice, #21 Exhibit T - Proposed Order)(Nelson, Carl)

Securities and Exchange Commission v. Nadel et al Case 8:09-cv-00087-RAL-TBM

Document 176-2

Filed 08/17/2009

Page 1 of 2

Doc. 200 Att. 1

Standardized Fund Accounting Report

for Consolidated Nadel Entities - Cash Basis
Receivership; Civil Court Docket No. 8:09~cv-87-T-26TBM
Reporting Period 05/01109 to 06/30/09

Fund Accounting (See Instructions):
Detail
'Line 1

Subtotal

Grand Total
1 ,557,431.16

Beginning Balance (As of 05/01/09):

Increases in Fund Balance:
Line 2
Line 3

Business Income Cash and Securities

Line 4
Line 5

Interest/Dividend Income
Business Asset Liquidation Personal Asset Liquidation

424,280.08 23,900.54 54,082.50 200,000.00
-

Line 6
Line 7

Line 8

Third-Party Litigation Income Miscellaneous - Other Total FU i1ds:A~åilå~le('LÎii~:(.å):'" . Decreases in Fund Balance:
Disbursements to Investors Disbursements for Receivership in Operations Disbursements to Receiver or Other Professionals Business Asset Expenses Personal Asset Expenses Investment Expenses
1. Attorney Fees 2. Litigation Expenses

589,313.17
".'
.'

. "1,29t;576.29

:2;849;007.45 .

Line 9
Line 1 0

Line 10a

Line 10b
Line 10c

2,388.57 337,328.76 356,491.45
-

Line 10d Line 10e p

Total Third-Party Litigation Expenses
Line 10f

:"

Tax Administrator Fees and Bonds

Line 10g Federal and State Tax Payments

1.587.32

Total Disbursements for Receivership Operations
Line 11

$697,796.10

$697.796.10

Line 11 a

Disbursements for Distribution Expenses Paid by the Fund: Distribution Plan Development Expenses:
1. Fees:

":

.j

Fund Administrator
Independent Distribution Consultant (I DC)

Distribution Agent

Consultants Legal Advisors
Tax Advisors 2. Administrative Expenses 3. Miscellaneous

Total Plan Development Expenses

'Line 1

Doesn't include $1.5m Scoop Capital CD/wil be paying $1.5m loan

EXHIBIT

l ;A
Dockets.Justia.com

Case 8:09-cv-00087-RAL-TBM

Document 176-2

Filed 08/17/2009

Page 2 of 2

Standardized Fund Accounting Report

for Consolidated Nadel Entities - Cash Basis
Receivership; Civil Court Docket No. 8:09-cv-87- T -26TBM
Reporting Period 05/01109 to 06/30/09

Fund Accounting (See Instructions):
Detail
Line 11b

Subtotal

Grand Total

Distribution Plan Implementation Expenses:
1.

Fees: Fund Administrator
IDC

Distribution Agent

Consultants
Legal Advisors Tax Advisors 2. Administrative Expenses 3. Investor Identification:

Notice/Publishing Approved Plan
Claimant Identification
Claims Processing

Web Site Maintenance/Call Center

4. Fund Administrator Bond 5. Miscellaneous 6. Federal Account for Investor Restitution
(FAIR) Reporting Expenses

Total Plan Implementation Expenses

Total Disbursements for Distribution Expenses
Paid by the Fund
Line 12
Line 12a
.

~
......

Disbursements to CourtOther:
Investment Expenses/Court Registry Investment System (CRIS) Fees

Line 12b ¡Federai Tax Payments

Total Disbursements to Courtother:
,; føt~H~dñ:~sl'Í¡~~Jr~ed (LiRii~:9.;;,11)'
Line 13

. ,,,,'.'

,:,:..,:, d

.,....;.,' .";;:',-.;. ."......;., -'.....:

'.".0'.

;\,¿\

Ending Balance (As of 06/30/09)

Line 14
Line 14a Line 14b
Line 14c

Ending Balance of Fund - Net Assets:
Cash & Cash Equivalents
?
-

2,151.211.35 2,151,211.35 2..51.211.35

Investments
Other Assets or Uncleared Funds

Total Ending Balance of Fund. Net Assets

2.151,211.35

2