Anwar et al v. Fairfield Greenwich Limited et al

Filing 1184

SETTLEMENT AGREEMENT GlobeOp Stipulation of Settlement. Document filed by Pacific West Health Medical Center, Inc. Employee's Retirement Trust. (Attachments: #1 Exhibit A - Preliminary Approval Order, #2 Exhibit A-1 - Class Notice, #3 Exhibit A-2 - Summary Notice, #4 Exhibit A-3 - Proof of Claim, #5 Exhibit B - Final Judgment)(Finkel, Robert)

EXHIBIT A-2
NOTICE OF PROPOSED PARTIAL SETTLEMENT IN CLASS ACTION
AGAINST GLOBEOP FINANCIAL SERVICES LLC ON BEHALF OF
INVESTORS IN GREENWICH SENTRY. L.P. AND GREENWICH
SENTRY PARTNERS, L.P. FROM OCTOBER 31, 2003 THROUGH
SEPTEMBER 1, 2006 (THE PERIOD IN WHICH GLOBEOP ACTED AS
ADMINISTRATOR OF THE FUNDS)
New York, Sept. __, 2013/PRNewswire-USNewswire/ -- The following is being released
pursuant to Order of the United States District Court for the Southern District of New York in
Anwar v. Fairfield Greenwich Limited, 1:09-cv-00118 (VM).

SUMMARY NOTICE
TO: All Persons who purchased or held interests in Greenwich Sentry, L.P. or
Greenwich Sentry Partners, L.P. (the “Funds”) from October 31, 2003 through
September 1, 2006, who were investors in the Funds as of December 10, 2008 and
suffered a Net Loss of principal invested in the Funds.
A federal court authorized this Notice. This is not a solicitation from a lawyer.
YOU ARE HEREBY NOTIFIED, pursuant to an Order of the United States District
Court for the Southern District of New York, that a hearing will be held on [
], 2013, at [

] a.m., before The Honorable Victor Marrero, at the Daniel Patrick

Moynihan United States Courthouse, 500 Pearl Street, New York, New York (the
“Court”), for the purpose of determining (1) whether the proposed settlement of
claims against GlobeOp Financial Services LLC (“GlobeOp”) for $5,000,000 should
be approved by the Court as fair, reasonable and adequate; (2) whether this Action
should be dismissed with prejudice as to GlobeOp and related persons pursuant to the
terms and conditions set forth in the Stipulation dated as of August 27, 2013; (3)

whether the proposed plan to distribute the settlement proceeds is fair, reasonable and
adequate and should be approved; and (4) whether the application of Plaintiffs’
Counsel for the payment of attorneys’ fees and expenses incurred in connection with
the claims and settlement against GlobeOp should be approved.
If you purchased or held interests in one or both of the Funds from October 31,
2003 through September 1, 2006, and suffered a Net Loss in principal on your
investment, your rights may be affected by this Settlement, including the release and
extinguishment of claims you may possess relating to your ownership interest in the
Funds. Net Loss means the total cash investment made by an investor in the Funds,
less the total amount of any redemptions or withdrawals or recoveries by that investor
from or with respect to the Funds.
If you are a member of the Settlement Class, in order to share in the distribution
of the Net Settlement Fund, you must submit a Proof of Claim and Release form that
is received no later than [

], 2013, establishing that you are entitled to

recovery.
If you desire to be excluded from the Settlement Class, you must submit a
request for exclusion that is received by [

], 2013. Any objection to any

aspect of the Settlement must be filed with the Court no later than [

], 2013.

If you wish to receive a detailed Notice concerning the terms of the Settlement
or the Proof of Claim and Release form, you may obtain copies by writing to Rust
177161-3

Consulting, P.O. Box 2874, Faribault, MN 55021-8674, or by visiting
www.FairfieldGreenwichLitigation.com.
DO NOT TELEPHONE THE COURT, THE CLERK’S OFFICE OR ANY OF THE
DEFENDANTS OR COUNSEL FOR THE DEFENDANTS REGARDING THIS
NOTICE.
DATED: [

177161-3

], 2013

BY ORDER OF THE COURT
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK