Eolas Technologies Incorporated v. Adobe Systems Incorporated et al
Filing
996
RESPONSE in Opposition re 877 SEALED MOTION [DEFENDANTS' MOTION FOR SUMMARY JUDGMENT OF INVALIDITY FOR LACK OF WRITTEN DESCRIPTION] SEALED MOTION [DEFENDANTS' MOTION FOR SUMMARY JUDGMENT OF INVALIDITY FOR LACK OF WRITTEN DESCRIPTION] SEALED MOTION [DEFENDANTS' MOTION FOR SUMMARY JUDGMENT OF INVALIDITY FOR LACK OF WRITTEN DESCRIPTION] filed by Eolas Technologies Incorporated. (Attachments: # 1 Declaration of Josh Budwin, # 2 Exhibit A1, # 3 Exhibit A2, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F, # 9 Exhibit G, # 10 Exhibit H, # 11 Exhibit I, # 12 Text of Proposed Order)(McKool, Mike)
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
TYLER DIVISION
Eolas Technologies Incorporated,
Plaintiff,
vs.
Adobe Systems Inc., Amazon.com, Inc.,
Apple Inc., Argosy Publishing, Inc.,
Blockbuster Inc., CDW Corp.,
Citigroup Inc., eBay Inc., Frito-Lay, Inc.,
The Go Daddy Group, Inc., Google Inc.,
J.C. Penney Company, Inc., JPMorgan
Chase & Co., New Frontier Media, Inc.,
Office Depot, Inc., Perot Systems Corp.,
Playboy Enterprises International, Inc.,
Rent-A-Center, Inc., Staples, Inc., Sun
Microsystems Inc., Texas Instruments Inc.,
Yahoo! Inc., and YouTube, LLC
Defendants.
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Civil Action No. 6:09-CV-00446-LED
JURY TRIAL
PLAINTIFF EOLAS’ RESPONSE IN OPPOSITION TO
DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT OF INVALIDITY FOR
LACK OF WRITTEN DESCRIPTION (DKT. NO. 877)
TABLE OF CONTENTS
I.
INTRODUCTION AND BACKGROUND ........................................................................1
II.
RESPONSE TO STATEMENT OF ISSUE TO BE DECIDED .........................................1
III.
RESPONSE TO STATEMENT OF UNDISPUTED MATERIAL
FACTS .................................................................................................................................1
IV.
EOLAS’ STATEMENT OF UNDISPUTED MATERIAL FACTS ...................................2
V.
WRITTEN DESCRIPTION LAW ......................................................................................4
VI.
ARGUMENT.......................................................................................................................5
A.
B.
Defendants’ Claim That “Embed Text Format” Must Be
Limited to a “Special” Tag Is Incorrect And Has Already
Been Rejected by the Court. ....................................................................................6
C.
VII.
“Embed Text Format” Is Supported By the Specification—
And the Court Has Already Rejected Defendants’ Attempt
to Limit It to the EMBED Tag.................................................................................5
Defendants’ Claim That the Object Must be Displayed at
the Location of the “Embed Text Format” Has Also Been
Rejected by the Court...............................................................................................7
CONCLUSION....................................................................................................................7
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TABLE OF AUTHORITIES
Page(s)
CASES
Ariad Pharm., Inc. v. Eli Lilly & Co.,
598 F.3d 1336 (Fed. Cir. 2010) (en banc)..................................................................................4
Crown Packaging Tech., Inc. v. Ball Metal Beverage Container Corp.,
635 F.3d 1373 (Fed. Cir. 2011)..............................................................................................4, 5
i2 Techs., Inc. v. Oracle Corp.,
No. 6:09-CV-194-LED, 2011 U.S. Dist. LEXIS 6053 (E.D. Tex. Jan. 21, 2011).....................1
ICU Med., Inc. v. Alaris Med. Sys.,
558 F.3d 1368 (Fed. Cir. 2009)..............................................................................................4, 5
LizardTech, Inc. v. Earth Res. Mapping,
424 F.3d 1336 (Fed. Cir. 2005)..................................................................................................5
Microsoft Corp. v. i4i Ltd. P’ship,
131 S. Ct. 2238 (2011)...........................................................................................................1, 4
Phillips v. AWH Corp.,
415 F.3d 1303 (Fed. Cir. 2005) (en banc)..............................................................................4, 6
Tronzo v. Biomet, Inc.,
156 F.3d 1154 (Fed. Cir. 1998)..................................................................................................5
Univ. of Rochester v. G.D. Searle & Co.,
358 F.3d 916 (Fed. Cir. 2004)....................................................................................................4
STATUTES
35 U.S.C. § 112(1) ...........................................................................................................................1
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I.
INTRODUCTION AND BACKGROUND
Plaintiff Eolas Technologies Inc. (“Eolas”) files this response to Defendants’ Motion for
Summary Judgment of Invalidity for Lack of Written Description. Dkt. 877 (“Motion”). In their
Motion, Defendants attempt to re-litigate issues of claim construction under the guise of a
section 112(1) validity challenge—namely, whether the “embed text format” is limited to the
“EMBED tag” embodiment of the patents-in-suit.1 Motion at 1. Nowhere do the defendants
seriously apply the law of written description to the claims of the patents-in-suit. The Court’s
claim construction order (“Order”) has already rejected Defendants’ claim construction-related
arguments, (Dkt. 914 at 15) and Defendants’ Motion should be denied.
II.
RESPONSE TO STATEMENT OF ISSUE TO BE DECIDED
Defendants’ frame the issue in their Motion as whether the asserted claims of the patents-
in-suit are “invalid for lack of written description pursuant to Section 112(1)” for their use of the
term “embed text format,” “insofar as that is something other than the EMBED tag that is
disclosed in the patents.” Motion at 1. The Court, in its Order, has already rejected the
substance of Defendants’ argument, holding that the “embed text format”
term is supported in the specification by the disclosure of the EMBED tag (‘906 patent,
14:32–33); however, the term is not limited to only a tag. Consistent with the Court’s
construction of “text format,” and in view of the specification, the Court construes
“embed text format” as “coded information that specifies to a browser application that
an object is to be embedded in a displayed hypermedia document.”
Order at 15. Defendants cannot meet their burden to prove invalidity by clear and convincing
evidence, particularly when all of the factual inferences are drawn in Eolas’ favor. See Microsoft
Corp. v. i4i Ltd. P’ship, 131 S. Ct. 2238, 2242 (2011); i2 Techs., Inc. v. Oracle Corp., No. 6:09CV-194-LED, 2011 U.S. Dist. LEXIS 6053, at *9 (E.D. Tex. Jan. 21, 2011).
III.
RESPONSE TO STATEMENT OF UNDISPUTED MATERIAL FACTS
1.
1
Disputed.
As the Court notes in its Order, “the [‘embed text format’] term is
The patents-in-suit are Patent Nos. 5,838,906 (“’906 Patent”) and 7,599,985 (“’985 Patent”).
1
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supported in the specification by the disclosure of the EMBED tag (‘906 patent, 14:32–33).”
Order at 15. Additionally, Defendants’ assertion that interpreted scripting languages are not
disclosed in the specification is incorrect. The specification teaches that applications written in
interpreted scripting languages—like PostScript—may be used with the invention. Ex. A2 (’906
patent) at col.12 l.54–col.13 l.18 (“As shown in Table II, the EMBED tag includes TYPE . . .
[o]ther types are possible such as . . . ‘application/postscript.’”).3
2. Disputed. As the specification explains, the patentees attached Appendices A and B to
their patent, which contained source code providing “details of a specific embodiment of the
invention in conjunction with the discussion of the routines in this specification.” Ex. A (’906
Patent) at col.8 ll.5–15, col.13 ll.44–50. In these appendices—which Defendants neglect to
attach to their Motion—the applicants disclosed the use of an “IMAGE3D tag” as an “embed
text format.” Ex. C (Appendix A of ’906 Patent) at 9 (MT_IMAGE3D), 174 (M_IMAGE3D)
(showing examples of the IMAGE3D “embed text format”).4
IV.
EOLAS’ STATEMENT OF UNDISPUTED MATERIAL FACTS
3.
In their Motion, Defendants recycle their claim construction arguments almost
verbatim, as illustrated in the following table:
Defendants’ Claim Construction Brief
The term “embed text format” is not a term of
art, nor is it found in the written description
or original claims. It was coined by the
inventors and added by amendment on
August 20, 1996. Dkt. 569 at 11.
Defendants’ Motion
The term “embed text format” is not found in
the specification to the patents-in-suit. Rather, it
was coined by the inventors and added to the
claims by amendment during prosecution long
after the first filing. Motion at 1; See also id. at
2
Hereinafter Ex. A includes the ’906 patent (Ex. A1) and its reexamination certificate (Ex. A2).
PostScript—like JavaScript—is an interpreted script language. Ex. B (“PostScript Reference”
available at http://www.adobe.com/products/postscript/pdfs/PLRM.pdf) at 24–25 (“The
PostScript interpreter executes the PostScript language according to the rules in this chapter.”).
4
See also Ex. D (Appendix B of ’906 Patent) (containing other applicant-submitted source
code); Ex. E (7-22-11 Ang Deposition) at 625:12-626:15 (“[P]rior to using the tag e-m-b-e-d,
IMAGE3D was used as another instance of an embed text format for HTML.”)
3
2
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The only embodiment of an “embed text
format” disclosed is the EMBED tag of Table
II. Dkt. 569 at 12.
Structurally, the specification and prosecution
history demonstrate that the claimed embed
text format is not just any text format, but a
special tag . . . the inventors attempted to
distinguish over the prior art by arguing that
the claimed embed text format is a “special
tag” not found in the prior art. Dkt. 569 at 11.
Turning to the location of the embed text
format, the claims, specification and
prosecution history show that it must appear
in the same place (in the page’s source code)
as the display of the object occurs (in the
displayed document). . . . Thus, the claims
require the embed text format and the display
area to both be located at the same location.
Dkt. 569 at 12.
3–4 (making the same argument).
[T]he only example of a so-called “embed text
format” found in the patents is the HTML
EMBED tag referenced in Table II. Motion at
1; See also id. at 4 (making the same argument).
When distinguishing the prior art Mosaic
browser, the applicant relied heavily upon its
“special” embed tag to distinguish the prior art .
. . Motion at 5.
During prosecution, the applicant repeatedly
noted that a key characteristic of the claimed
invention is that the object is displayed at the
location of the “embed text format.” Motion at
6–7.
4. The Court rejected the Defendants’ claim construction arguments. Order at 15.
5. The Court construed “embed text format” as “coded information that specifies to a
browser application that an object is to be embedded in a displayed hypermedia document” and
noted that “embed text format” as supported by the specification is not limited to only a tag. Id.
6. The specification of the patents-in-suit—including the source code appendices—
discloses examples of “embed text format” that are not the EMBED tag of Table II. For
example, the source code appendices disclose the use of the IMAGE3D tag as an “embed text
format.” See supra Part III (discussing IMAGE3D’s use in Appendix A of the ’906 Patent).
7. The specification of the patents-in-suit discloses the use of interpreted scripting
languages like PostScript. See supra Part III. See also Ex. I (Declaration of David Martin)
8.
One of ordinary skill in the art would recognize that there are many ways to
implement the inventions claimed by the patents-in-suit and that the claimed “embed text
format” is not limited to a specific tag or type of tag. Ex. F (Martin Report) at ¶¶ 108–15.
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V.
WRITTEN DESCRIPTION LAW
“Compliance with the written description requirement is a question of fact . . . .” that
“will necessarily vary depending on the context[,]” “the nature and scope of the claims[,] and on
the complexity and predictability of the relevant technology.” Ariad Pharm., Inc. v. Eli Lilly &
Co., 598 F.3d 1336, 1351 (Fed. Cir. 2010) (en banc); Crown Packaging Tech., Inc. v. Ball Metal
Beverage Container Corp., 635 F.3d 1373, 1380 (Fed. Cir. 2011).
“The disclosure must
reasonably convey to those skilled in the art that the inventor had possession of the claimed
subject matter as of the filing date.” Crown, 635 F.3d at 1380 (quotations and citations omitted).
On a motion for summary judgment of invalidity in light of an alleged failure to provide an
adequate written description, Defendants have the burden to prove invalidity by clear and
convincing evidence. Microsoft v. i4i, 131 S. Ct. at 2242.
The written description need not recite the claimed invention in haec verba. Univ. of
Rochester v. G.D. Searle & Co., 358 F.3d 916, 923 (Fed. Cir. 2004). Additionally, the Federal
Circuit has “repeatedly warned against confining the claims to” “very specific embodiments of
the invention” found in the specification and has
expressly rejected the contention that if a patent describes only a single embodiment,
the claims of the patent must be construed as being limited to that embodiment . . .
because persons of ordinary skill in the art rarely would confine their definitions of
terms to the exact representations depicted in the embodiments.
Phillips v. AWH Corp., 415 F.3d 1303, 1323 (Fed. Cir. 2005) (en banc); see also Crown, 635
F.3d at 1381–83 (noting that the “written description support[ed] the asserted claims” and
reversing the district court’s written description invalidity finding).
In support of their Motion, Defendants cite three cases and assert that “summary
judgment is appropriate where ‘expansive claim language’ is supported by only one specific
embodiment and the record establishes that the generic claimed invention was not in the
possession of the inventor.” ICU Med., Inc. v. Alaris Med. Sys., 558 F.3d 1368 (Fed. Cir. 2009);
4
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LizardTech, Inc. v. Earth Res. Mapping, 424 F.3d 1336 (Fed. Cir. 2005); Tronzo v. Biomet, Inc.,
156 F.3d 1154 (Fed. Cir. 1998). Motion at 2–3. However, as the Federal Circuit explained in
rejecting the same arguments Defendants make here, “[i]n each of those cases[, ICU, Lizard, and
Tronzo], the specification unambiguously limited the scope of the invention.” Crown Packaging,
635 F.3d at 1382 (emphasis added). Here, as the Court’s Order recognized, the specification of
the patents-in-suit does not limit the scope of the invention and the term “embed text format.”
VI.
ARGUMENT
A.
“Embed Text Format” Is Supported By the Specification—And the Court
Has Already Rejected Defendants’ Attempt to Limit It to the EMBED Tag.
Defendants assert that the “only support for the embed text format is an HTML embed
tag.” Motion at 5. They are mistaken. First, Defendants made this very argument in claim
construction and the Court expressly rejected it.
Compare Dkt. 569 (Defendants’ Claim
Construction Brief) at 12 (“The only embodiment of an ‘embed text format’ disclosed is the
EMBED tag of Table II.”), with Order at 15 (“The term is supported in the specification by the
disclosure of the EMBED tag (‘906 patent, 14:32–33); however, the term is not limited to only a
tag.”). Second, the source code appendices that the patentees attached to the patents-in-suit—
which Defendants neglect to attach to their Motion—disclose the use of an “embed text format”
which is not an EMBED tag—namely, the IMAGE3D tag. See supra Part III (discussing
IMAGE3D’s use in Appendix A of the ’906 Patent and inventor Ang’s deposition testimony
relating to IMAGE3D as an “embed text format” example). In light of these two facts, neither of
which Defendants address, Defendants’ Motion should be denied.5
Moreover, when the specification of the patents-in-suit discusses “embed text format,” it
5
Defendants also cite to Dr. Doyle’s trial testimony from the Microsoft trial in apparent support
of their assertion that “embed text format” must be limited to an EMBED tag. See Motion at 4.
However, the “embed text format” at issue in the Microsoft case was the OBJECT tag. See e.g.,
Ex. G (MS Trial Tr.) at 1006:5–1007:7 (Eolas’ expert discussing the OBJECT tag).
5
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does so in a non-limiting manner—as recognized by the Court’s Order. The specification of the
patents-in-suit states that “[t]able II, below, shows an example of an HTML tag format used by
the present invention to embed a link.” Ex. A (’906 patent) at col.12 ll.54–56 (emphasis added).
Further, deposition testimony of the inventors clarified any misconceptions Defendants might
have had about the language in the specification. See Ex. E (7-22-11 Ang Deposition) at 581:5–
7 (“So this description actually provides an example and it describes an embodiment of the
invention.”); See also Ex. H (6-30-11 Doyle Deposition) at 483:25–484:3 (“This is one example
of an embed text format. It could be implemented in any manner that is consistent with the
language in the claim, in any particular claim, in either of the patents.”). Thus, the specification
not only describes multiple types of “embed text formats,” but also it describes those formats in a
non-limiting manner—as recognized by both the Court and the inventors.6
See Crown
Packaging, 635 F.3d at 1382 (finding no written description issue where—as here—the
specification does not “unambiguously limit[] the scope of the invention.”) (emphasis added).
B.
Defendants’ Claim That “Embed Text Format” Must Be Limited to a
“Special” Tag Is Incorrect And Has Already Been Rejected by the Court.
Defendants’ assertion that an “embed text format” must take the form of a “special”
tag—namely, the EMBED tag—has already been considered and rejected by the Court.
Compare dkt. 569 (Defendants’ Claim Construction Brief) at 11 (“[D]uring prosecution, the
inventors attempted to distinguish over the prior art by arguing that the claimed embed text
format is a ‘special tag’ not found in the prior art.”), with Order at 15 (“[T]he term is not limited
to only a tag. Consistent with the Court’s construction of ‘text format,’ and in view of the
specification, the Court construes ‘embed text format’ as ‘coded information that specifies to a
6
As Phillips makes clear and as the Court explicitly recognized in its Order, merely providing an
exemplary embodiment of the invention—as the inventors of the patents-in-suit did—does not
limit the scope of the claims. See Phillips, 415 F.3d at 1323; Order at 15.
6
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browser application that an object is to be embedded in a displayed hypermedia document.’”).
Thus, to qualify as an “embed text format,” candidate information must satisfy the Court’s
construction, which the Court found to be rooted in the patents’ specification. It would be
strange indeed if “embed text format” were to run afoul of the written description requirement,
given that Court’s definition of the term was based upon the specification of the patents-in-suit.
Id.7 Defendants’ Motion provides no answers to this fundamental quandary.
C.
Defendants’ Claim That the Object Must be Displayed at the Location of the
“Embed Text Format” Has Also Been Rejected by the Court.
Like the first two issues raised by Defendants, Defendants’ arguments directed to the
location of the displayed object have been considered and rejected by the Court. Compare Dkt.
569 (Defendants’ Claim Construction Brief) at 12 (trying to limit the term so that the “embed
text format” “must appear in the same place (in the page’s source code) as the display of the
object occurs (in the displayed document)”), with Order at 17 (“The ‘location’ terms are clear
and understandable. Defendants’ proposed construction improperly includes a requirement that
the term designate where the embedded object will appear within the displayed document.”).8
VII.
CONCLUSION
The relief Defendants seek is precluded by a genuine issue of material fact: whether a
person of ordinary skill at the time the ’906 patent application was filed would have believed the
inventors possessed what was claimed. Defendants’ Motion largely sidesteps this ultimate issue,
but the nature of the patents’ disclosure, the Court’s Order, and expert opinion9 indicate that it
should be resolved in Eolas’ favor, particularly at the summary judgment stage.
7
Defendants’ arguments about “JavaScript” and “other scripting languages” are misplaced and
out-of-context—the Court’s construction does not limit “embed text format” to a “special tag.”
Motion at 5. In any event, as explained supra, the specification of the patents-in-suit discloses
and discusses the use of interpreted scripting languages like PostScript. See supra Part III.
8
See also Ex. F (Expert Report of David Martin) at ¶¶ 108–15.
9
See Ex. I (Declaration of David Martin) (explaining that a person of ordinary skill would have
believed the inventors possessed what is claimed at the time of filing).
7
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Dated: September 28, 2011.
MCKOOL SMITH, P.C.
/s/ Mike McKool
Mike McKool
Lead Attorney
Texas State Bar No. 13732100
mmckool@mckoolsmith.com
Douglas Cawley
Texas State Bar No. 04035500
dcawley@mckoolsmith.com
Holly Engelmann
Texas State Bar No. 24040865
hengelmann@mckoolsmith.com
J.R. Johnson
Texas State Bar No. 24070000
jjohnson@mckoolsmith.com
MCKOOL SMITH, P.C.
300 Crescent Court, Suite 1500
Dallas, Texas 75201
Telephone: (214) 978-4000
Telecopier: (214) 978-4044
Kevin L. Burgess
Texas State Bar No. 24006927
kburgess@mckoolsmith.com
Josh W. Budwin
Texas State Bar No. 24050347
jbudwin@mckoolsmith.com
Gretchen K. Curran
Texas State Bar No. 24055979
gcurran@mckoolsmith.com
Matthew B. Rappaport
Texas State Bar No. 24070472
mrappaport@mckoolsmith.com
MCKOOL SMITH, P.C.
300 West Sixth Street, Suite 1700
Austin, Texas 78701
Telephone: (512) 692-8700
Telecopier: (512) 692-8744
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Robert M. Parker
Texas State Bar No. 15498000
rmparker@pbatyler.com
Robert Christopher Bunt
Texas Bar No. 00787165
rcbunt@pbatyler.com
Andrew T. Gorham
Texas State Bar No. 24012715
tgorham@pbatyler.com
PARKER, BUNT & AINSWORTH, P.C.
100 E. Ferguson, Suite 1114
Tyler, Texas 75702
(903) 531-3535
(903) 533-9687- Facsimile
ATTORNEYS FOR PLAINTIFF
EOLAS TECHNOLOGIES INC.
AND THE REGENTS OF THE
UNIVERSITY OF CALIFORNIA
CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the above and foregoing document has
been served on all counsel of record via the Court’s ECF system on September 28, 2011.
/s/ Josh Budwin
Josh Budwin
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