AMERICAN SOCIETY FOR TESTING AND MATERIALS et al v. PUBLIC.RESOURCE.ORG, INC.

Filing 122

LARGE ADDITIONAL ATTACHMENT(S) filed by PUBLIC.RESOURCE.ORG, INC. #121 MOTION for Summary Judgment filed by PUBLIC.RESOURCE.ORG, INC.. (Attachments: #1 Exhibit 1-10 Public, #2 Exhibit 11-20 Public, #3 Exhibit 21-40 Public, #4 Exhibit 41-60 Public, #5 Exhibit 61-80 Public, #6 Exhibit 81-100 Public, #7 Exhibit 101-120 Public, #8 Exhibit 121-140 Public, #9 Exhibit 141-157 Public)(Bridges, Andrew)

EXHIBIT 41

FORM FOR COMMENTING ON A PUBLIC REVIEW DRAFT
ASHRAE STANDARD, GUIDELINE OR ADDENDUM
'PLEASE RETURN COMPLETED FORM BY
Name:
Affiliation:
Address:

Telephone:

City:
Fax:

Zip:

State:

E-mail:

Designation and Title of First Public Review Draft:
NOTE: Use a separate form for each conunent, completing each section (including Sections 1 and 2) to facilitate
separate processing. ASHRAE encourages original commentary on its standards. All conunents must be accompanied
by the commenter's signed release, as provided below. However, if commenters submit comments authored by others.
those comments must also be accompanied by a signed copyright release from the author of the original conunent. The
original conunent author, representing commenters who have submitted duplicate comments may be asked to engage in
dialog supporting their position. All conunenters shall receive acknowledgment from ASHRAE of receipt of their

comment, and may receive a response in the fonn of the resolution of the original conunent with that conunent's
author.

Copyright Release:
I hereby grant the American Society of Healing, Refrigerating and Air-Conditioning Engineers (ASHRAE) the nonexclusive royalty rights. including non-exclusive royalty rights in copyright, in my proposals and I understand that I
acquire no rights in publication of this standard in which my proposals in this or other similar analogous form is used. I
hereby: attest that I have the authority and am empowered to grant this copyright release.
Author's Signature:

Date

All electronic submittals must complete the following statement:
tluough this electronic signature,
hereby grant the American Society of Heating. Refrigerating and Air-Conditioning Engineers (ASHRAE) the nonexclusive royalty rights, including non-exclusive royalty rights in copyright, in my proposals and I understand that I
acquire no rights in publication of this standard in which my proposals in this or other similar analogous form is
used. I hereby attest that I have the authority and am empowered to grant this copyright release.
I (insert name)

Clause or Subclause:
Comment (Proposed Text):
(If a provision is proposed to be added. the text of the provision must be submitted in writing. If
modification of a provision is proposed, the proposed text must be submitted utilizing the
strikeout/underline format. (Strikeout text to be deleted and underline text to be added.) (Please do not
submit marked-up or highlighted copies of the standard.) (If it is a proposed withdrawal, please state here
with specificity)
Substantiating Statements:
(Be brief: provide abstract of lengthy substantiation: full text should be enclosed for reference on
request by project committee members.)

E]

Check if additional pages are attached. Number of additional pages:

ASH RAE0001608

[ ] Check here if your comment is supportive in nature and does not require substantive changes in the current
proposal in order to resolve your comment. If you select this option, your comment will not require a response from
the project conunittee and will not be subject to the commenter response procedures.

NOTE: Use separate form for each comment. Submittals (MS Word preferred) may be attached to email, submitted
on diskettes, uploaded to ASHRAE's ftp site, or submitted in paper form by mail or fax to ASHRAE, Manager of
Standards, 1791 Tullic Circle, NE, Atlanta, GA 30329-2305. E-mail: [e-mail].
Ftp server address: fip.ashrae.org, directory: public.reviewcoinnient. Fax [phone],
NOTE: To ensure receiving all noticcs provided for in the procedures, you are responsible for informing the
ASHRAE Standards Section when your contact infonnation changes. Othenvise you may- not receive responses to
comments, right-to-appeal notices, and any other notices that may be sent to commenters. To update your contact
information, send an email to standards.sectionrd,ashrae.orc. You must indicate which public review draft or drafts
you are commenting on in your email.
Rev. 01-30-2006

ASH RAE0001609

EXHIBIT 42

FORM FOR COMMENTING ON A PUBLIC REVIEW DRAFT
ASHRAE STANDARD, GUIDELINE OR ADDENDUM
!PLEASE RETURN COMPLETED FORM BY April 30, 2007
Name:
Affiliation:
Address:

City:

Telephone:

Fax:

Zip:

State:

E-mail:

Designation and Title of First Public Review Draft: BSR/ASHRAE/IESNA Addendiun

to

ANSI/ASHRAE/IESNA Standard 90.1-2007, Energy Standard for Buildings Except Low-Rise Residential
Buildings

NOTE: Use a separate form for each comment, completing each section (including Sections 1 and 2) to facilitate
separate processing. ASHRAE encourages original commentary on its standards. All comments must be accompanied
by the commenter's signed release, as provided below. However, if commenters submit comments authored by others.
those comments must also be accompanied by a signed copyright rele,ase from the author of the original continent. The
original conunent author, representing commenters who have submitted duplicate conunents may be asked to engage in
dialog supporting their position. All coannenters shall receive acknowledgment from ASHRAE of receipt of their

conunent, and may receive a response in the form of the resolution of the original comment with that comment's
author.

Coppight Release:
I hereby grant the American Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE) the nonexclusive royalty rights, including non-exclusive royalty rights in copyright, in my proposals and I understand that I
acquire no rights in publication of this standard in which my proposals in this or other similar analogous form is used. I
hereby attest that I have the authority and am empowered to grant this copyright release.
Author's Signature:

Date

El All electronic submittals must complete the following statement:
I (insert name)
, through this electronic signature,
hereby grant the American Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE) the nonexclusive royalty rights, including non-exclusive royalty rights in copyright, in my proposals and I understand that I
acquire no rights in publication of this standard in which my proposals in this or other similar analogous form is
used. I hereby attest that I have the authority and am empowered to grant this copyright release.

Clause or Subclause:

Comment (Proposed Text):
(If a provision is proposed to be added, the text of the provision must be submitted in writing. If
modification of a provision is proposed, the proposed text must be submitted utilizing the
strikeout/underline format. (Strikeout text to be deleted and underline text to be added.) (Please do not
submit marked-up or highlighted copies of the standard.) (If it is a proposed withdrawal, please state here
with specificity)

Substantiating Statements:
(Be brief; provide abstract of lengthy substantiation; full text should be enclosed for reference on
request by project committee members.)

[

] Check if additional pages are attached. Number of additional pages:

ASH RAE0001610

I Check here if your comment is supportive in nature and does not require substantive changes in the current
proposal in order to resolve your comment. If you select this option. your comment will not require a response from
the project committee and will not be subject to the commenter response procedures.

[

NOTE: Use separate form for each comment. Submittals (MS Word preferred) may be attached to email, submitted
on diskettes. uploaded to ASERAE's ftp site, or submitted in paper form by mail or fax to ASHRAE, Manager of
Standards, 1791 Tullic Circle, NE, Atlanta. GA 30329-2305. E-mail: public.review.comment ashrae. org.
Ftp server address: fip.ashrae.org, directory: public.review. comment. Fax [phone].
NOTE: To ensure receiving all notices provided for in the procedures, you are responsible for informing the
ASHRAE Standards Section w.hen your contact information changes. Otherwise you may not receive responses to
comments, right-to-appeal notices, and any other notices that may be sent to commenters. To update your contact
information, send an email to standards.sectionr&ashrae.org. You must indicate which public review draft or drafts
you are commenting on in your email.
Rev. 01-30-2006

ASHRAE0001611

EXHIBIT 43

EXHIBIT

_7159_
FORM FOR SUBMITTAL OF PROPOSED CHANGE TO AN
ASHRAE STANDARD UNDER CONTINUOUS MAINTENANCE
NOTE: Use a separate form for each comment. Submittals (Microsoft Word preferred) may be attached to e-mail (preferred).

submitted on a CD. or submitted in paper by mail or fax to ASHRAE. Manager of Standards. 1791 Tullie Circle, NE,
Atlanta, GA 30329-2305. E-mail: [e-mail]. Fax: [phone].

Submitter:
Affiliation:
Address:

State:

City:

Telephone:

Zip:

Country:

E-Mail:

Fax:

I hereby grant the American Society of Heating, Refrigerating and Air-Conditioning Engineers, Inc. (ASHRAE) the nonexclusive royalty rights, including non-exclusive rights in copyright, in my proposals. I understand that I acquire no rights in
publication of the standard in which my proposals in this or other analogous form is used. I hereby attest that I have the
authority and am empowered to grant this copyright release.

Submitter's signature:

Date:

All electronic submittals must have the following statement completed:
I (insert name)
through this electronic signature, hereby grant
the American Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE) the non-exclusive royalty
rights, including non-exclusive rights in copyright, in my proposals. I understand that I acquire no rights in publication of
the standard in which my proposals in this or other analogous form is used. I hereby attest that I have the authority and am
empowered to grant this copyright release.

Number and year of standard:
Page number and clause (section), subclause, or paragraph number:
I propose to:
(check one)

[
[

] Change to read as follows
] Add new text as follows

[
I

] Delete and substitute as follows
Delete without substitution
I

Use underscores to show material to be added (added) and strike through material to be deleted (del.ete1). Use additional pages if needed.

Proposed change:
Reason and substanti:ttion:
Will the proposed change increase the cost of engineering or construction? If yes, provide a brief explanation as
to why the increase is justified.

] Check if additional pages are attached. Number of additional pages:
] Check if attacluuents or referenced materials cited in this proposal accompany this proposed change. Please verify that
all attaclunents and references are relevant, current, and clearly- labeled to avoid processing and review delays. Please list
your attachments here:
[
[

Rev. 3-9-2007

1

ASH RAE0001605

EXHIBIT 44

Part 1 of 2

APPLICATION FOR PROJECT COMMITTEE ORGANIZATIONAL
REPRESENTATIVE M EMBERSHIP

EXHIBIT

$

ASHRAE Project Committee (Please use a separate form for each committee)

1.

SSPC 62.1

SSPC 62.2
SSPC 90.1
SSPC 90.2
SSPC 161

LI
LII

;
g

H-5V

I

SSPC 34

Designation and Safety Classification of Refrigerants
S..i-er) 3.3o ./->--Ventilation for Acceptable Indoor Air Quality
Ventilation and Acceptable Indoor Air Quality in Low-Rise Residential Buildings
Energy Standard for Buildings Except Low-Rise Residential Buildings
Energy Efficient Design of Low-Rise Residential Buildings
Air Quality Within Commercial Aircraft

I

2. Name of Applicant
Print or Type Name (First, Middle Initial, Last)

ASHRAE Member ID

Today's Date

Primary or Alternate Representative?

Organization Represented

3. Biographical information on ASHRAE's website: (check one):
Has been completed/updated and contains current information.
1=I Will be completed/updated on

The Potential Sources of Bias/Conflict of Interest form, specifically applicable to the purpose
and scope of this Project Committee, has been completed:
El Yes
LI No
(Note: This form must be completed if applying for membership on a Project Committee.)

If elected as an Organizational Member of the Project Committee, I would qualify in the following
Interest Category (check one): (See next page for description of interest categories)
SSPC 62.1

SSPC 34
Consulting
Engineer/Contractor/
Architect
General Interest

E

SSPC 62.2

SSPC 90.1

Design/Builders E Design/Builders E Compliance

SSPC 90.2
Compliance

SSPC 161
Flight Personnel

General Interest
General Interest
General Interest E General Interest D Designer
Manufacturer
E Manufacturer
El General Interest E Industry
E Manufacturer
User
Own/Oper/Occ
Producer
E Own/Oper/Occ D Industry
Owner/Operator
I=1
User
Passenger
E User
PLEASE DO NOT ADD INTEREST CATEGORIES

E

ProducerNendor

IE Utility

6. By signing below,

I

Utility

certify that:

If elected as an Organizational Member of any ASHRAE Standard or Guideline Project Committee or appointed as a consultant to such
committee I hereby grant the American Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE) the non-exclusive,
royalty-free rights, including nonexclusive, royalty rights in copyright, to any contributions I make to documents prepared by or for such
committee for ASHRAE publication and I understand that I acquire no rights in publication of such documents in which my contributions
or other similar analogous form are used. I hereby attest that I have the authority and I am empowered to grant this copyright release.
I am authorized to commit that my organization agrees to the following:

an intent to participate in a constructive way to achieve the Title, Purpose, and Scope (TPS) of the standard
to provide an individual with appropriate technical or scientific qualifications to serve as their representative, and if
to encourage the constituency of the organization to provide input and comments to the organization's representative,

to provide feedback to the constituency of the organization on the disposition of input and comments submitted by the
organization's representative,
to not expect any financial support from ASHRAE for expenses related to participation in the activities of the SPC/SSPC

SIGNATURE
(Note: This form is not valid unless signed by Applicant.)

Submit Completed Form to: ([e-mail]); Tel. [phone]' Fax [phone]

Rev. 10/09

Note, If applying for Individual membership, please complete the Individual Application for Project Cornmittee Membership with your information.

ASHRAE0001613

BACKGROUND

ASHRAE Standards 34, 62.1, 62.2, 90.1, 90.2 and 161 impact a diverse group of individuals and industries. The constituency for these
standards transcends the typical interest categories suggested by ANSI. These interest categories are intended to address the
multidisciplinary nature of the standards, and to provide a better balance of interest categories for the SPC/SSPC.
DEFINITIONS

interest: the perspective of a member of a project committee, as judged by his or her present and past sources of income, fees, or
reimbursements of related expenses, in the context of the purpose and scope of the project committee. The perspective may also be
judged by the recorded views of the individual, or of any organization he/she is employed by or of which he/she is a member.
interest categories: the principal (top) tier of interest classifications.
subcategories of one or more interest category.

For some standards projects, it may be appropriate to designate

INTEREST CATEGORIES

Compliance: Persons primarily interested in compliance with the standard. A person in this category would make their living from
developing regulations, enforcing the requirements of the standard, developing programs tied to the standard, or advocating the
standard. Example members of this category would be building code officials, building code organizations, state energy offices, and
other local, state, and federal officials.

Designer: A designer of buildings, building systems or subsystems (including envelope, HVAC, lighting). A person in this category
would make their living from designing buildings and systems that are impacted by the standard. Example members of this category
would be architects, design firms, consulting engineers, lighting designers and employees of energy consulting firms.
Designers/Builders: Those who provide building design and construction services, including consulting engineers, HVAC and general
contractors, design /build contractors, or representatives of associations of these types of professionals.
General: Building regulatory officials or their representatives, researchers, educators, IAQ specialists, and others with expertise in the
fields of ventilation and indoor air quality. Also, medical doctors, public health experts, industrial hygienists or representatives of
associations of these types of professionals.

In addition, this category is intended for those who have interests other than those described in the other categories. Example
members of this category would be employees of research institutions, universities, nationally recognized testing laboratories,
employees of energy advocacy groups, and others with a general interest in energy utilization in buildings.

Industry: Construction firms or manufacturers, producers, or distributors of products or systems that would be installed in buildings. A
person in this category would make their living from constructing buildings or producing or distributing products impacted by this
standard or representing groups of manufacturers impacted by this standard. Example members of this category would be contractors,
manufacturing firms, assembly firms, distributors and wholesalers, and industry trade associations that represent these groups.
Manufacturers: Employees or representatives of manufacturers, distributors or trade associations of HVAC equipment, HVAC controls,
and equipment designed to enhance indoor air quality (e.g. air cleaners). Also, individuals associated with products used in the
construction of buildings (e.g., finishes, wall and floor coverings, wood products) and used within buildings by occupants (e.g., furniture
and furnishings, tobacco products, appliances, office equipment).

Owners/Operators/Occupants: Employees or representatives of building owners/managers, building engineers, facility managers, and
consultants who specialize in working in existing buildings (as opposed to those who design and construct new buildings). Also
representatives of building occupants.

Producer: those directly concerned with the production or distribution of the product or service involved, including industry
associations representing producers or distributors, or those receiving substantial support from a producer directly concerned.

User: Users of buildings and building systems and subsystems. A person in this category would make their living from owning or
operating buildings. Example members of this category would be building owners and operators (private and governmental), tenants,
and trade associations or organizations representing these groups.
Utility: Those who provide energy services to buildings impacted by this standard. A person in this category would make their living
from providing energy services to a building impacted by this standard. Example members of this category would be electric, gas,
steam, or other utility and trade associations or organizations representing these groups.

Rev. 10/09

Note: If applying for Individual membership. please complete the Individual Application for Project Committee Membership with your information.

ASHRAE0001614

*

PART 2 of 2

PROJECT COMMITTEE ORGANIZATIONAL MEMBERSHIP CONTACT
INFORMATION

E

Committee No:

Committee Name

Organization
Contact Name / Title
Address
City

State

Phone

Fax

Zip

e-mail

Primary Representative Name / Title
Address
City

State

Phone

Fax

Zip

e-mail

Alternate Representative Name / Title
Address
City

State

Phone

Fax

Zip

e-mail

Please describe your organization's interest in this Project Committee:

Please submit this form with copies of the "Apphcation for Project Committee Organizational Representative
Membership" forms for each applicant listed above.
Submit completed forms to PCMembershipashrae.net or fax to 678 539-2125

Rev. 10/09

Note: If applying for Individual membership. please complete the Individual Application for Project Committee Membership with your information.

ASH RAE0001615

EXHIBIT 45

EXHIBIT

ASHRAE Standard/Guideline Project Committee
Application for Individual Membership
I. Name of Applicant

Today's Date

Print or Type Name (Last, First, Middle Initial) below

ASHILAE Member/Non Member ID (ASHRAE Membership is

PS,')

.Conunittee Position for Which You Are Appl)ing: (see below)

not a requirement unless applying for Chair or Vice-Chair position)

*NIA-Project Committee Voting Member; SVNI-Project Subcommittee Voting Member, NVM-Non-Voting Member: CON-Consultant, or Primary/Alternate Organizational Rep

2.

I am applying for Individual Membership on the following ASHRAE Project Committee: (Please use a separate form for each committee.)

Designation and Safety Classification of Refrigerants

SSPC 34
SSPC 62.1

Ventilation for Acceptable Indoor Air Quality

SSPC 62.2

Ventilation and Acceptable Indoor Air Quality in Low-Rise Residential Buildings
Energy Standard for Builtlings Except Low-Rise Residential Buildings

SSPC 90.1
SSPC 161

Enerv Efficient Design of Low-Rise Residential Buildings
Air Quality Within Commercial :aircraft

SPC 189.1

Standard for the Design of High-Performance, Green Buildings Except Low-Rise Residential Buildings

SSPC 90.2

If you are applying for a committee other than those listed above, please enter con tttt ittee information below and use the Default Interest Cnteenries listed in
Section 4:

3. Bio Report (in the "Member Central" section of the ASHRAE website) and the Potential Sources of Bias/Conflict of Interest form:
Bio information current within a year from today. Date Bio information on ASHRAE's website was completed/updated:
I have completed and signed the Potential Sources of Bias/Conflict of Interest form. Date form was completed/updated:

4. If elected as a member of the Project Committee, I would qualify in the following Interest Category (check one):
(Descriptions of Interest Categories are on Page 2)

SSPC 34

DEFAULT

0

o

Producer
User

O

General Interest

El

Supplier (category
may not be
available-check
with PC Chair)

]

SSPC 62.1

Consulting Engineer,'
Contractor/Architect
General Interest

0
0

Producer/Vendor

0 Manufacturer

0 user

Design,Builders
General Interest
Owner/Operator/
Occupant

SSPC 90.1

SSPC 62.2

0
0

SSPC 90.2

0

Design/Builders

O

General Interest

O Designer
0 General Interest

0 General Interest

0

Industry

0 Manufacturer

Compl iance

Compliance

O

Owner/Operator;
Occupant

O

Industry

O

Producer

0

User

0

User

0

Utility

1=I

O

0

SSPC 161
Flight Personnel

E General Interest

0 Manufacturer

0
0

Utility

Owner/Operator
Passenger

SPC 189.1
Compliance
Designer
General Interest

O Industry
El User

D Utility

PLEASE DO NOTAD!) INTEREST CATEGORIES-

5. By signing below, I certify that:
If elected as a member of any ASHRAE Standard or Guideline Project Committee or appointed as a consultant to such committee, I
hereby grant the American Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE) the non-exclusive, royaltyfree rights, including nonexclusive, royalty rights in copyright, to aqv contributions I make to documents prepared by or for such

committee for ASHRAE publication and I understand that I acquire no rights in publication of such documents in which my
contributions or other similar analogous form are used. I hereby attest that I have the authority and I am empowered to grant this
copyright release.

SIGNATURE
Note: This form is not valid unless signed by Applicant
Submit Completed Fonn to: Standards.SectionWashrae.org; Tel. [phone]; Fax [phone]
Last Revision: 10/09 Page I
Note: If applying for Organizational membership, please complete the Application for Project Committee Organizational Representative Membership with your information, and the
Application for PC Organizational Membership with information on the organization you will represent.

ASHRAE0001616

DEFINITIONS
Interest: the perspective of a member of a project committee, as judged by his or her present and past sources of income, fees, or reimbursements of
related expenses, in the context of the purpose and scope of the project committee. The perspective may also be judged by the recorded views of the
individual, or of any organization he/she is employed by or of which helshe is a member.

Interest categories: the principal (top) tier of interest classifications. For some standards projects, it may be appropriate to designate subcategories
of one or more interest category.

INTEREST CATEGORIES
Compliance: Persons primarily interested in compliance with the standard. A person in this category would make their living from developing
regulations, enforcing the requirements of the standard, developing programs tied to the standard, or advocating the standard. Example members of
this category would be building code officials, building code organizations, state energy offices, and other local, state, and federal officials.
Designer: A designer of buildings, building systems or subsystems (including envelope, HVAC, lighting). A person in this category would make
their living from designing buildings and systems that are impacted by the standard. Example members of this category would be architects, design
firms, consulting engineers, lighting designers and employees of energy consulting firms.
Designer/Builder: Those who provide building design and construction services, including consulting engineers, HVAC and general contractors,
design /build contractors, or representatives of associations of these types of professionals.
Flight Personnel: Individuals who are employed by the airlines as part of the aircraft crew (pilots and flight attendants) or individuals employed by
the airlines to maintain the aircraft, and the organizations that represent these individuals.
General Interest: Building regulatory officials or their representatives, researchers, educators, IAQ specialists, and others with expertise in the fields
of ventilation and indoor air quality, as well as medical doctors, public health experts, industrial hygienists or representatives of associations of these
types of professionals. In addition, this category is intended for those who have interests other than those described in the other categories. Example
members of this category would be employees of research institutions, universities, nationally recognized testing laboratories, employees of energy
advocacy groups, and others with a general interest in energy utilization in buildings.

Industry: Construction fmns or manufacturers, producers, or distributors of products or systems that would be installed in buildings. A person in
this category would make their living from constructing buildings or producing or distributing products impacted by this standard or representing
groups of manufacturers impacted by this standard. Example members of this category would be contractors, manufacturing firms, assembly firms,
distributors and wholesalers, and industry trade associations that represent these groups.

Manufacturer: Employees or representatives of manufacturers, distributors or trade associations of HVAC equipment, HVAC controls, and
equipment designed to enhance indoor air quality (e.g. air cleaners). Also, individuals associated with products used in the construction of buildings
(e.g., finishes, wall and floor coverings, wood products) and used within buildings by occupants (e.g., furniture and furnishings, tobacco products,
appliances, office equipment).

Owner/Operator/Occupant: Employees or representatives of building owners/managers, building engineers, facility managers, and consultants
who specialize in working in existing buildings (as opposed to those who design and construct new buildings), as well as representatives of building
occupants.

Passenger (As used by SPC 161): Individuals who pay to ride on aircraft, and the organizations that represent these individuals.

Producer: Those directly concerned with the production or distribution of the product or service involved, including industry associations
representing producers or distributors, or those receiving substantial support from a producer directly concerned.

Supplier: Employees of firms that provide maintenance services for HVAC systems owned by others. This would include engineers and consultants
with a primary job scope of specifying or supervising maintenance of HVAC systems owned by others. It would especially include contractors and
technicians who actually perforni HVAC system services for hire. This group may also include representatives of associations the membership of
which falls in this category.

User: Users of buildings and building systems and subsystems. A person in this category would make their living from owning or operating
buildings. Example members of this category would be building owners and operators (private and governmental), tenants, and trade associations or
organizations representing these groups.
Utility: Those who provide energy services to buildings impacted by this standard. A person in this category would make their living from providing
energy services to a building impacted by this standard. Example members of this category would be electric, gas, steam, or other utility and trade
associations or organizations representing these groups.

ASHRAE0001617

EXHIBIT 46

levit

-mann\Lyc

10111L/I

Built Environment Toda

View All Site Content

In order to submit a comment you must agree to the following by entering your name in the
box below and clicking the 1 Agree" button.

My Comments

Reports

Through this electronic signature, I hereby grant the American Society of Heating, Refrigerating
and AiNConditioning Engineers (AS-RAE) the non-exclusive royalty rights, including
non-exclusive royalty rights in copyright, in my proposals and I understand that I acquire no
rights in publication of this standard in which my proposals in this or other similar analogous
form is used. I hereby attest that I have the authority and am empowered to grant this
copyright raleare.

Admin Repcirt

Online Pubbc Review

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Documents
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As agreement, please type your name in the box below exactly as it is shown:

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I; Recycle ninioulli

ASHRAE0001612

EXHIBIT 47

$

EXHIBIT

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and clicking te i Agree button.

tepotts
Atm-n r:ep:Tt

/Ale Pubic Review
hafts
tocureents

Thro.ngh lbs electonic vgnatre, I nereby grant te American Sovety cf Heatng, Re.fhgerating and
Air-cond.i0n:ro. Eng neers ,A.S4.AE) the nor-exclusios royalty rights, ircludirg non-exclisive royalty
rights in ccpyrght, in my proposals and I understand that i acqu.re no right in publcabon of this
stardrd in which my proposals M this or other similar analogoJs form is Jsed I hereby attest that I
nave the authority and am empowered to grant this copyright re!ease.

as agreement, pease type your nrre in the box betw exacbs/ as it * shown:

Putl Reve.v Draft

Standrds

Stephare C R.

Stancards Acbors

, older Standards

Acton

1st
I Agree

!Do Not Agree

rites

,eoplo and Groups

andards Web Page
-

,

ASHRAE0022827

EXHIBIT 48

$

EXHIBIT

APPLICATION FOR MEMBERSHIP
ON ASHRAE STANDARD OR GUIDELINE PROJECT COMMITTEE
1. ASH RAE Project Committee for which you are applying:

Committee Number

Committee Name

2.

First Name or Initial

Middle Name or Initial

Last Name

3

ASHRAE Member Number (if known)

Date

4. An updated edition of the ASH RAE Biographical Record is (check one):
On file at ASH RAE Headquarters

E Attached to this application
5.

A Potential Sources of Bias and Conflict of Interest form specifically applicable to the purpose and scope of
this Project Committee is (check one):
On file at ASH RAE Headquarters

Attached to this application
6.

If elected as a voting member of the Project Committee, I would qualify in the following Interest Category
(Check one. See reverse side for definitions.):
User Interest member
Producer Interest member

General Interest member
7.

If elected as a member of any ASH RAE Standard or Guideline Project Committee or appointed as a
consultant to such committee I hereby grant the American Society of Heating, Refrigerating and AirConditioning Engineers (ASHRAE) the non-exclusive, royalty-free rights, including nonexclusive, royalty
rights in copyright, to any contributions I make to documents prepared by or for such committee for
ASH RAE publication and I understand that I acquire no rights in publication of such documents in which my
contributions or other similar analogous form are used. I hereby attest that I have the authority and I am
empowered to grant this copyright release.

Signature

(March 5, 2001)

ASH RAE0001598

DEFINITIONS EXCERPTED FROM ANNEX A
MANUAL FOR PROCESSING ASHRAE STANDARDS COMMITTEE DOCUMENTS
interest: the perspective of a member of a project committee, as judged by his or her present and past
sources of income, fees, or reimbursements of related expenses, in the context of the purpose and scope of
the project committee. The perspective may also be judged by the recorded views of the individual, or of any
organization he/she is employed by or of which he/she is a member.

interest categories: the principal (top) tier of interest classifications. For some standards projects, it may be
appropriate to designate subcategories of one or more interest category. Following are examples of functions
covered by each interest category:
Producer: those directly concerned with the production or distribution of the product or service involved,
including industry associations representing producers or distributors, or those receiving substantial
support from a producer directly concerned.
User: those who use the product or service involved, or those who receive substantial support from a user
directly concerned, but are not involved with its production or distribution. This reference is not to users
of the standard, but to users of the product or service covered by the standard.
General: those who have interests other than those described above and may include consulting engineers or
employees of appropriate Government agencies, nationally recognized testing laboratories or
educational institutions, and codes-oriented individuals.
Example subcategories of the User interest category follow:

User-Consumer: a person using goods and services rather than producing or selling them, when the
standards activity deals with a consumer product such as a room air conditioner.
User-Industrial: the industrial user of a product, where the standards activity deals with an industrial product
such as refrigerant chemicals.
User-Governnnent: the representative of a government agency, where the standards activity is likely to be
used as the basis for government agency procurement such as for the design or performance testing of
building systems or equipment.
User-Labor: a representative of labor, where the standards activity deals with worker products used in the
workplace or with the workplace environment.
Note: The subcategories shown are for example only. The SPLS Subcommittee of the Standards Committee
may approve chairman-recommended use of a) subcategories for any interest category, b) no
subcategories at all, or c) different interest categories.

(March 5, 2001)

ASHRAE0001599

EXHIBIT 49

EXHIBIT

g
Cf-2

.33Di5",

H

Memorandum of Under standing
Between

The United States Department of Energy
And
The American Societ-y of Heating, Refrigerating

and Air-Conditioning Engineers, Inc.
By this Memorandum of Understanding (NIOU), the U.S. Department of Energy (DOE) and the American
Society of Heatina, Refrigerating, and Air-Conditioning Engineers (ASHRAE) agree to further their longterm relationship by working cooperatively to improve the efficient use of eneray and the viable and
widespread use of renewable energy sources, and to minimize the impact of energy use on the
en-vironment.

DOE and ASHRAE are committed to working together toward the following goals:
1)

Promoting and supporting the continuing development and distribution of ASHRAE standards related
to energy efficiency, in particular:
ANSI/ASHRAE/IES Standard 90.1, Energy Efficient Design ofNew Buildings Except Low Rise
Residential Bitildings.
ANSI/ASHRAE/IES Standard 90.2, Energy E:fficient Design ollow-Rise Residential Buildings
ANSI/ASHRAE Standard 62.1, Ventilation and Acceptc-lble Indoor Air Ouality Ill Commercial,
Institutional. Industrial and High-rise Residential Buildings,
ANSI/ASHRAE Standard 62.2, Ventilation ano' Acceptable Indoor Air Ouality in Low-Rise
Residential Buildings.
ANSI/ASHRAE/IES Standard 100, Energy Efficiency in Existing Buildings.
ANSI/ASHRAE 135, BACnet - A Data C0/171111I171CaliOn Protocol lbr Building Automation and
Control Networks,

ANSI/ASHRAE/USGBC/IES Standard 189.1. Siandardfor the Design of High-Pertbrmance
Green Buildings Except Low-Rise Residential Buildings. and
Proposed ASHRAE/NEM A Standard 201, Facility ,SMart Grid Infin-mation Model
Promoting and supporting implementation of ASHRAE standards through training programs,
including self-directed learning, building code interaction, and ASHRAE Chapter-oriented training.
Promoting and supporting development of guidance for exceeding the minimum efficiencies set by
Standard 90.1 and Standard 90.2, and new metrics for commercial building and residential energy
efficiency and environmental impact.
Cooperating in, and supporting research into, clean and renewable sources of energy, energy efficiency
in buildings and equipment, and environmental impact of energy and material use.

Page 1 of 3

ASHRAE0026229

Cooperating in promotion of ANSI/ASHRAE standards adoption in the International Standards
Oreanization (ISO) standards.
Collaborating on the accelerated development and distribution of advanced energy design guidance
publications, such as the 30%, 50% and net-zero Advanced Energy Design Guides that can support
accelerated transformation to a more sustainable built environment.
Cooperating in the development and adoption of mechanisms that promote energy efficiency in
buildings, such as the Building Energy Quotient (Building EQ) proeram and the professional
certifications.
Cooperating in promotion of ANSI/ASHRAE standards adoption in building codes.

Working within the building community and related professions to encourage the intcroperability of
building related software and integrated solutions among design disciplines, manufacturers,
contractors, building owners and operators, to increase energy efficiency, health. and productivity in
new and existing buildings.
Advancing and supporting the professional development of DOE personnel by facilitating
membership, attendance, and active participation at the local and Society levels of ASHRAE.
especially as members of Technical Committees and Standard Project Committees, and by providing a
venue for publication of research and practice.
Ensuring sufficient numbers of qualified professionals through the full spectrum of building design,
equipment installation, building commissioning, building operations and maintenance, and facility
management through comprehensive workforce development programs. This includes promoting and
encouraging the study of mathematics and science to pre-college students. quality technician and
contractor training, the study of building design within college curricula, and the pursuit of continuing
education in all of these categories of building professionals. .
Providing and supporting communication of information regarding technology transfer to building
owners and management about the interrelationships between mechanical systems and building
operating costs, noting energy, indoor environmental quality workplace performance, client
satisfaction, and public safety.
Monitoring the operational, energy and environmental impacts of new counter-terrorism design
features, and promoting ni inimization of those impacts.

Collaborating to increase the impact of the all energy hubs created as part of the DOE
Energy Efficient Building Systems Regional Innovation Cluster Initiative.
Driving the development and implementation of next-generation refrigerants that achieve
low-GWP (Global Warming Potential) targets and concurrently improve equipment energy
efficiency.
Collaboration under this MOU will be in accordance with applicable statutes and regulations.
Page 2 of 3

ASHRAE0026230

r.

This MOU in no way restricts either of the parties from participating in any activity with other public or
private agencies, organizations or individuals.
This NIOU is neither a fiscal nor a funds obligation document. Nothing in this MOU authorizes or is
intended to obligate the parties to expend, exchange, or reimburse funds, services, or supplies, or transfer
or receive anything of value.
This MOU is strictly for internal purposes for each of the parties. It is not legally enforceable and shall not
be construed to create any legal obligation on the part of either party. This MOU shall not be construed to
provide a private right or cause of action for or by any person or entity.

The MOU will become effective upon sienature by the Assistance Secretary for the Office of Energy
Efficiency and Renewable Energy in DOE and the President of ASHRAE. It may be modified or amended
byv ritten agreement between both parties, and such amendments shall become part of, and shall be
attached to this MOU. This MOU shall terminate at the end of three (3) years unless revised or extended
at that time by written agreement of the parties. It may be terminated at any time by either party upon 90
days written notice to the other. Its provisions NVill be reviewed periodically and amended/supplemented if
mutually agreed upon in writing.

Kathy Zoi Lynn G. Bellenger
Assistant Secretary
Energy Efficiency and Renewable Energy
U.S. Department of Energy

President, 2010-2011
ASHRAÉ

Date

Date

Page 3 of 3

ASHRAE0026231

EXHIBIT 50

June 26, 2004

TG Meeting Report

Marketing Task Group

c.)

!(4)<-C)

>4

PENGAD 800-631-698

Increased number of
states using or
referencing 90.1

adoptions and

99

90.1

references are almost
all due to adoption of
the I-codes, not the
direct adoption of

66

However, these

Good News? Bad News? Both?

Building Codes Assistance Project
Commercial Map 5/20/04

AK

2003 IECC /.63-1PE 90.1-20)1

11111

Vu'e.4,..eriN4one

4H FE 9 0 1-1989
State develpped coie. does not meet 90.1-1929

.

NOTE: This map shutJJb user" in CRilitifiCtiOn With HCAP'S Status arthe
.tate newsletter, Go ft, b.;:ap-ee?Eqqv.orq to
ill' e t 44.754E. tier

:+: ade in-ple.mentatiDn

upco vol_Intay doption by Iccal j_irisdicti3ns.
90.1 Ky-datcry ibr state owned Euildrigs

(10) LI

(11)

1: 14)

ad:iption pop,: e S

(17) .63-1K6E 90.1-1999 ft. eqJti.fal.yit site code adoption or

(8) II

Mandatory s(atewide code
including state-owned building

As of May 2004

Commercial Energy Codes Status

SP 102 process versus Standards process

What's a standard?

ICC, IECC, NFPA, Advanced Building
Guidelines, etc.

Customers versus competitors?

Appreciate free "viewing" on the ASHRAE
website

Cost of the standard remains an issue

Other Marketing Issues

Do we participate in the "battles" in the
marketplace surrounding use of our
product?
Fighting with our customers?
Allies or adversaries? Who decides?

Revenue objectives are antithetical tio
widespread adoption

Cost of the Standard

Challenges to Adoption

Can we similarly respond?

Others are building code "products" on a
much faster timeframe

"Trickle down" adoption approach takes a
lot of time
If we build it, WILL they come?

Additional Challenges

"standing" in the marketplace
Others are not passive

Viewed as a significant risk to our

Code proposals that are more stringent
than 90.1

Others are not passive

Code proposals to adopt something other
than 90.1

Some Recognized Risks

ASEITIA_E has the right experts, do we
have the right process to support a market
need or desire?

"Perception is reality"?
Risk to marketplace "standing"?
Impediment to more robust development?

Perceived loss of "balance of interests" on
the committee

More Recognized Risks

Envelope section is nearly un-useable in
present format
Entire format is cumbersome and not
customer focused
Soft are version needed to increase ease of
use

Format and Utility

Additional Challenges

Engineers (and EITs)
Architects (and architecture students)

Numerous customers for training could aid
in adoption

Need a training and delivery plan to better
get our produce to the marketplace.

Training

Challenges/Opportunities

Make it beautiful
Make it electronic
Make it easy to demonstrate compliance
Make it easy for code officials to use
Spend $X on development and $ 2X on
marketing

:Vlake it free

Recommendations (Repeated)

Authority coupled with Responsibility.

What are we working toward?
If we set targets, don't let it out the door until
we meet them.

10% by 2007? 25% by 2009?

manner
Set specific improvement targets for each
round of the standard.

Make sure it is developed in a balanced

Operational Recommendations

Penalties for non-compliance?
Teeth?

Improved state enforcement under EPAct?

Build new compliance systems for states

What makes 90.1 meaningful? Why
should a state care?
"No building left behind"

New Marketplace Activities

Should we declare victory and go home?
Is this an appropriate job for ASHRAE?
Should we ride another horse?
How long will we have our EPAct
advantage?

Decide if we want to continue to live in
this code minimum world

Paradigm Shift Issues

with this goal?

Do we have a business plan aligned

aligned with this goal?

If so, are our current actions

Do we want to change the world?

Mountaintop Question

-14

EXHIBIT 51

1$

EXHIBIT

1166
From:
Sent:
To:
Cc:

Subject:
Attachments:

Ferguson, Steve <[e-mail]>
Thursday, December 17, 2009 7:27 PM
Read, Doug; Colker, Ryan; gholness@comcastnet; Littleton, Jeff;
[e-mail]; Bellenger, Lynn
Ramspeck, Claire; Reiniche, Stephanie; [e-mail]; Drake Erbe
RE: IECC and 90.1

FW: comparison document for 90.1 and IECC (1.62 MB)

Is the document in the attached email the comparison document referred to below?
Thanks
Steve

From: Read, Doug
Sent: Thursday, December 17, 2009 1:45 PM
To: Colker, Ryan; [e-mail]; Littleton, Jeff; [e-mail]; Bellenger, Lynn
Cc: Ramspeck, Claire; Ferguson, Steve; Reiniche, Stephanie; [e-mail]; Drake Erbe
Subject: RE: IECC and 90.1

I echo Ryan's concerns. I suggest we take a stance and clearly delineate the differences, and differentiate ourselves from
the ICEC..Doug

Doug Read, Program Director of Government Affairs American Society of Heating, Refrigerating and Air-Conditioning
Engineers, Inc.
Extension: Fax: [phone]

eMail: DReadPashrae.org

Web: www.ASHRAE.org<http://www.ashrae.org/>

From: Colker, Ryan
Sent: Thursday, December 17, 2009 1:42 PM
To: [e-mail]; Littleton, Jeff; [e-mail]; Bellenger, Lynn
Cc: Ramspeck, Claire; Ferguson, Steve; Reiniche, Stephanie; [e-mail]; Drake Erbe; Read, Doug
Subject: IECC and 90.1
Folks,

We are seeing some indications from DOE that they are beginning to see the IECC and 90.1 as equivalent (i.e., states can
be in compliance if they adopt the IECC without the reference to 90.1). As you can guess, this could have significant
impact on the future of 90.1. Of course, there are several considerations as why this is likely not the case (IECC has not
undergone the rigorous determination and modeling process of 90.1, IECC is not developed under the ANSI consensus
process, etc.). Below are some notes outlining a recent meeting aimed at code adoption organized by BCAP and which
includes participation by DOE (I was just made aware of this group and will begin participating).

In my view, we have a couple of options, but their palatability depends on our relationship with ICC and how far we are
willing to go:

ASHRAE0025561

Send a strongly worded letter to DOE leadership expressing our view (including some of the points above)

Come out with our own document on how the IECC is not equivalent to 90.1 and why states should continue to
utilize 90.1
Please let me know if/how you would like to proceed.
Ryan

Air Support Committee Notes: 12-7-09
Key updates:
FROM DOE:

DOE will publish a side-by-side comparison of ASHRAE 90.1 and the 2009 IECC for commercial buildings. While the report
will not specifically state a conclusion - the bottom line is that the two can viewed as EQUIVALENT.
DOE will make money available for training materials and other educational information Rescheck has been updated for
'09- no rescheck for IRC.
DOE is trying to get final answer on what states will need to report to illustrate 90% compliance- definitive answer to
come.
There will be a new program manager after 1-1-10.
Setting Priorities: Where do we need troops on the ground? - Please continue to communicate your organization's focus
to the group. We can HELP! Some organizations have available troops and other resources that have yet to be allocated
In SE the new year will bring a lot of focus on TN and AL. GA also has a lot of action

May need help from those with legislative connections in NY, MO, and definitely WV
There is a need to discuss compliance/enforcement- but this is best done in the new year in a forum outside this
committee
Upcoming ACTIONS:

RECA code guides are on their way (and make excellent holiday gifts)

NAIMA will put together a map showing where NAIMA's members are located
Harry will meet with Paul and Eric to update the graph Harry shared earlier this year
Monica will take a crack at crafting a one-pager showing how the model code saves money
Monica will work with others to craft a one-page letter clarifying for states that 90.1 and ASH RAE are equivalent for
Recovery Act purposes (I assume this is supposed to say 90.1 and IECC)
Ryan Colker, Manager, Government Affairs American Society of Heating, Refrigerating and Air-Conditioning Engineers,
Inc.

Extension: 1116

Fax: [phone]

eMail: RColkerPashrae.org

Web: www.ASHRAE.org<http://www.ashrae.org/>

2

ASHRAE0025562

EXHIBIT 52

EXHIBIT

OM Lk
Ame'tan Society of Heating, Refrigerating and Air-Conditioning Engineers, Inc.

ASHRAE
A .11RA

Government Affairs:
Technical Expertise to Policymakers
Presentation to ASH RAE CTTC and TC
Albuquerque, New Mexico
June 26, 2010

Doug Read,
Program Director,

ASHRAE Washington Office

Gov't Affairs

1828 L

Street, NW

Suite 906

Patricia Ryan,

Assistant to the

Washington, DC 20036
202-833-1830

Director, Washington
Office

www.ashraeiorgladvocacy
Mark Ames, Manager,
Gov't Affairs

ASHRAE0024558

ASHRAE DC Office
2010
AE

Participation in Coalitions
Workshops/Symposia
DOE Fellowship

Internship
Advocacy

Government Relations Activities

f7 Participation in Coalitions
High Performance Building Congressional Caucus

mal

Coalition (ask your representative to join)
Secretariat

Monthly briefings
Federal Building Legislation

2030 Coalition signatory (AIA, ICC, USGBC, GBI)

Zero-Energy Commercial Building Consortium

(wwwieroenergycbc.org)
Steering Committee Member
ASHRAE Co-Chairs Codes and Standards Working Group

Response to EISA Sec. 421/422

Science, Technology, Engineering, and Math (STEM)

Education Coalition

ASHRAE0024560

ell

A,

rriz

Participation in Coalitions

-,--:--,-,,
,-

> World Standards Day
>

Building Community Ad Hocs (climate change,

building codes, depreciation, tax credits, federal
buildings, Rebuild Haiti, BuildingStar, etc)
> HVAC Alliance (ACCA, AHRI, HARDI, PHCC)

> Commercial Building Tax Deduction Coalition
> Code Adoption and Enforcement (NASEO, ICC,
ASE, BCAP)

ASHRAE0024561

L'k

-77

Workshops/Symposia/Meetings

Capitol Hill Briefings
January 28

Facilities Management for Sustainability (IFMA)

February 4 After the Earthquake: The Role of Buildings and Infrastructure,
February 25 SBIC Beyond Green Awards Reception & Briefing (SBIC)
March 23

April 24

Insulation and the High-Performance Building (SPFAIPIMAINAIMA)

tNhat's Your Quality of Light? Sustainable Solutions for Human Needs
and Energy Efficiency (IALD, IES, ALA)

Building STAR Legislation: Retrofitting Our INay to Energy Saving and Job

May 24

Creation (AHRI, ASHRAE, NEMA)

June 15

Getting the Whole Picture of High-Performance Buildings (NIBS)

June 18

The Zero Energy Commercial Buildings Consortium: A PublicPrivate
Consortium for Zero Energy High Performance Buildings (ASE)

Rating Tools for Green Buildings (GBI)

Future:

Can Climate Friendly Buildings be High-Performance (EESI)
Technological Innovations and the Small Business (AHRIIACCA)
Solar Reflective Roofing (RCMA)

ASHRAE Presidential Meetings

r

April 26-28, 2010, DOE, BOMA, USGBC, ASE, AGA, SMACNA

ASHRAE0024562

=--,v14N Workshops1SymposialMeetings

( ALI

NISTIBFRL Workshop on International

Interagency Council on Indoor Air

Engagement

Quality

Rebuilding America

- Building Star

USGBC Building Performance Initiative

AGC Meeting on Construction and

Discussion

Climate Change

GSA Workshop on Federal Building

NAE Symposium on K-12 Engineering

Commissioning

Education
NEMA Energy Tax Coalition

Interagency Sustainability Working
Group

ACEEE Briefing on Behaviors for
Energy Efficiency

ASHRAE0024563

Advocacy

Explanatory Statement on Section 410. Recovery Act IHR1) by National Building
Community Stakeholders (November 18. 2009)

Sin:e the passage of the American Rectum and Reivestrnent Act (ARRA)M
February. 2905 Slate Energy Program rSEP') funding led lo building energy code

ACHIEVING

adopt on and enforcement has been the subiecl of much clscusseon am) debate. The

co/eclat of MS statement IS to :Arty the intention of the statute ani b alter assistance
to stale ano boat gasernments lo advance Gulling energy efficiency codes ncluang

NATIONAL

cede adoption training n tre operaban of he codes and efforts al cornpf ance and
enforcement We recogNze Ina! success ri Mis area ei

not be easy but we have

taed togeher h help. In al effort to provide accurate understandabe ano actionable

GOALS FOR

elormatasm b states, ipa governments and the organizas ard colds Irtat support
greater energy efl.lncy n the tuft environment the undersigned groups caer Use

foluing infonnaton bout Sec 410. of ARRA

BUILDINGS

The actual stablon ()much s as V oAs
Secnon 410 (a) (2)

CHALLENGES AND

The State a Ore applicabIe units of Meta government that have authority b adopt
hue iPag cottes. hil imptement Ose foloy.fig.

OPPORTIMES FACE% A

tA) A tubing energy code or codes) ton residential tu flogs Mat mee3 or exceeds
the most recently published InTrnatonai Energy Cansenalon Code, ac

NEW PRESIDENT AND

-

achieves equivaknt Of greater enemy

A buting energy code ot codes) for canmercial balnEigs troughcut he State
saving(B)

CONGRESS

Mat meato ce exceeds the ANSIo.SOIRAE1ESNASIan2amODO1.2007. or

achates ecnivalent or greater energy savtrigs.

IC', A ¡Han iv Or nsd tIne achievtg comphance vdth Use balding energr code or

IRMA 200S

cones described o subparalaphs (A) andi51) who: 0 years of the date 01
enact/nerd of this Act n at least 90 percent of ne4 and renovated residental

and cormeaual Dursi rig space Such plan stad inCude active Paining and
enforcement programs and measurement of Ore rale of ccomIartce each yeal.

Some a the eescriphons o this statutory language provilea by fird pales have
resu led Ei naccsal information ano confusion among hose MO are irivoNed
meet ng lOe requ rements cl Oro Act

AMERICAN SOCIETY OF

¡tse key poets are as berms

HEATING, REFRIGERATING

AND AIRCONDITIONING
ENGINEERS

I. Conditions fc r Acceptance of ARRA funding. A I 50 state governors have

stmmed letters to ate Depaitment of Energy pcolog assurances Mat the r
states wc.ed camps! An he terms of Section 410 An 50 states nave accepted

SEP raids thal vet condfoned en these asonantes. Therefore. al :0 slates

nave cart:61w CIO Ore? Mils:

>Report to New Congress &

>Explanatory Statement on

President on Buildings

ARRA and Code Adoption

ASHRAE0024564

Advocacy
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stcnoN I. SHORT TITLE
4

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v4loWdeen4v usva Wok ne exartotern d tow petor rod

Re if m41.1 by di $0141( uni Iitute 4

M. Al may lei tied so Ihr -Foi.ral Botlint NI-

5 in.uul Tr.:1NT Ad of 2009-.

of,' 4.cr. et ..pkto:t i'dsedtottI Kt..I./ pt recs.

nt move. t..t :I 0:1140n .1 n*Y1f0.1,1!,-.4014 vadov o' *,t1311
:toMvC.M1 rho :vevarnont km
notettav to nut toc %rosin *oft uroet
vet paa. :4en4.. tat :14 .:04t 914 I toftvv: hint
Ott 4) 4,1114'
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egt usv reel v baud re IvMot
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III IttENTIFICATD,N (tr atIZ COX PET/WILs.Na

8 Islet ILA Ate st a

ewasituitodavo

>HPBCCC Report on Federal
Building Opportunities

5't I

ot nontroat 4 4)6
du Administrator of Citivral

140th

>Legislation to Implement Federal
Building Recommendations

ASHRAE0024565

Advocacy

Congress
Building and Efficiency Issues in Stimulus Legislation
Depreciation of HVAC&R Equipment
Green Jobs Training

Building Code Enforcement
Climate Change

Recommendations on Federal Buildings

Agencies
Participate in Interagency Sustainability Working
group and IAQ working group
Regular meetings with DOE, EPA and GSA

GSA meetings on Federal Building Commissioning
Guidelines

ASHRAE0024566

rit-x

Advocacy

Hosted Monthly High Performance

Building Roundtable Meetings
Participated in Monthly ANSI Caucus
Lunches at National Press Club
Engineering R&D Symposium

Legislation

No I I I I I I I IN b

;;;

"

IS °

"

ASHRAE0024568

American Clean Energy and Security
Act (H. R. 2454), aka Waxman-Markey
Sets nat'l building code energy efficiency targets
30% on date of enactment; 50% by January 1, 2015 for commercial
» Uses ASHRAE 90.1-2004 and IECC 2006 as baselines

» In developing nat'l energy efficiency building code for
commercial and residential, USDOE Secretary is to consider
ASHRAE standards, IECC, and others
DOE shall provide assistance to "recognized consensus-based

code development organizations" to facilitate development

» EPA Administrator to establish building energy performance
labeling program considering existing programs (Energy Star,
HERS Index, DOE Programs)
Support development of model labels

Utilize incentives to spur use

Status: Passed House on 612612009 by vote of 219212

ASHRAE0024569

American Clean Energy Leadership
Act (S11462)
Introduced by Senator Jeff Bingaman (D-NM)

Updates nat'l building energy codes & standards at least every 3 years to
achieve target energy savings of:
30% for ASHRAE Standards released during or after 2010 (commercial

buildings)
50% for ASHRAE standards released during or after 2016

A different target year may be set by DOE Secretary if determines
target can't be met in 2016

If DOE determines ASHRAE's future revised model codes will not meet

targets, DOE will propose or establish a modified code or standard that
meets the above targets
Uses 90.1-2004 as baseline for commercial buildings; IECC 2006 for

residential

Authorizes incentive funds for states that have adopted and is implementing,
on a statewide basis, a commercial building code that meets or exceeds
ASHRAE 90.1-2007

Authorizes $100 million to carry out the above
Status: Passed by Senate Energy and Natural Resources Committee on
7116/2009, currently awaiting consideration on Senate floor

ASHRAE0024570

American Power Act
> Introduced by Senators John Kerry (D-MA)
and Joseph Lieberman (ID-CT)

> Authorizes federal funds to states for the
implementation of:
> Building codes that improve energy efficiency
> Energy-efficient manufactured homes

) Building energy performance labeling
). Low-income community energy efficiency
improvements

> Energy efficiency retrofits of existing buildings

>. Status: Introduced in Senate in June, 2010

ASHRAE0024571

Practical Energy and Climate Plan

(Draft legislation)
Proposed by Senator Richard Lugar (R-IN)

Would establish mandatory targets for improved energy

efficiency building performance measures for new residential

and commercial construction
The program would work with ASHRAE and other organization in

developing codes & standards every 3 years, with the following targets:
Commercial energy savings: 30% by 2012, and 50% by 2017
Residential energy savings: 30% by 2012, and 50% by 2015

DOE would partner with state & local gov'ts to achieve the energy

saving codes and standards targets, including offering up to a total of
$300 M per year over the next 5 years, If a state is unable to certify

compliance withese target codes & standards, they will be at a

disadvantage for receiving further DOE grants
Would require all new federal bldgs entering the design phase in 2012

or later to be designed to exceed nat'l biding performance standards

DOE would establish new nat'l blding retrofit program

ASHRAE0024572

Federal Buildings Personnel
Training Act (H1R.5112IS.3250
> Introduced by Representatives Carnahan (D-11/10), Biggert (R-IL), and Norton (DDC), and Senators Carper (D-DE) and Collins (R-ME)

> Requires the General Service Administration (GSA) to identify the core
competencies necessary for federal personnel performing building operations
and maintenance, energy management, sustainability, water efficiency, safety,
and building performance measures

Requires the GSA to work with relevant professional societies, industry
associations, and others to develop a recommended curriculum relating to

facility management and the operation of high-performance buildings

> Requires GSA to work with relevant professional societies, industry
associations, and others to develop a course, certification, degree, license, or

registration to demonstrate each core competency, and for ongoing training

> Requires relevant federal personnel to demonstrate competency in the core
areas through certification, licensure, etc.

> Requirements of this bill would apply to non-federal personal performing
building operations and maintenance, energy management, safety, and design

functions under a contract with a federal department or agency

ASHRAE0024573

Congressional Caucus Coa ition

Itrdr

ASHRAE0024574

High-Performance Building

oftz

Congressional Caucus
Co-Chairs

*

Supporting Coalition Includes

"mien° Russ Carnahan (MO)
Judy Biggert (R-IL)

Members
ALLIANCE TO

Tammy Baldwin (D-VVI)

E

Doris Matsui (D-CA)

imm
INTERNATIONAL

SAVE ENERGY ATA

®

krdanIs Ycednet

:recs.,' on Erervqtrexec eare

Earl Blumenauer (D-OR) Betty McCollum (D-MN)
Robert Brady (D-PA)

Jim McDermott (D-V'VA)

Ben Chandler (D-KY)

Mike McIntyre (D-NO)

ecob lid
54

IVike Doyle (D-PA)

Ed Perlmutter (D-00)

Vernon Ehlers (R-MI)

Todd Platts (R-PA)

Bill Foster (D-IL)

tin
-ricrfaulfrwm

Jerry McNerney (D-CA)

David Dreier (R-CA)

,SMACHÁ,

america

NFIVi

Allyson Schwartz (D-PA)

A

`tik

REEN

A.

UILDING
NITIATIVE

ACCk.

SHYING INI StANDA40

L.

ANN.7111

Gabrielle Giffords (D-AZ) Joe Sestak (D-PA)

American Natrona! Standards While

Debbie Halvorson (D-IL) Edolphus Towns (D-NY)
Paul Hodes (D-NH)
Jay Inslee (D-WA)
Steve Kagen (D-VVI)

David VVu (D-OR)

mat

NON/JIM

p earsh.ctdood9,

InZMI
4N.bnallnqtitute of

(64

=
Hortatory/ Favlity Marapernmi Associate/1

CODE CONCH:

BUILDING-SCIENCES

MI
bill onjorhoth

BOMA
In 4110
7
Ifiri PCA\ 22'21

.09.0h E

Senng Staxiards for Egellerce

Dennis Kucinich (D-OH)
Dan Lipinski (D-IL)
Dave Loebsack (D-IA)

Zoe Lofgren (D-CA)

d Cement Asc

AGC of America
(iLIJWit(s

Q.1.1) 1,0Pk. Q40

iSPFA!

e:\
P,

d The RON Estate Rovriade

http:Ilvvww.hpbccciorg
ASHRAE0024575

fc

n

Development of letters, comments & testimony to

*iimercm'

Congress and Agencies on pending actions

u

Advocacy

>ARRA and Code Adoptions

>STEM Education
>Commercial Building Tax Deduction
EIA Funding

Depreciation of HVAC&R Equipment

>Setting Commercial Equipment Efficiency Standards

>Building Codes
Federal Building Efficiency Standards

>Smart Grid Interoperability Standards

>School Modernization

ASHRAE0024576

Advocacy Tools

One-page non-technical policy briefs/leave-behinds
Based on existing ASH RAE Position Statements

Developed through Advocacy Committee with technical
review and approval by ExCom
Energy Efficiency
Climate Change
STEM Education
Federal R&D Funding
Standards

Building Energy Data

ASHRAE0024577

Advocacy Tools

Government Affairs Updates
Bi-weekly e-mails featuring government activities of interest
Sign up at http://www.ashrae.orgladvocacy

Advocacy Packets
Additional licensure requirements
State TTAA

»

Building Codes
Stimulus Funds (www.ashrae.org/recovery)

Building Energy Labeling

ASHRAE0024578

Advocacy Tools
ON GOVERMIENT ACTIVITIES

Chapter Public Policy Materials
OTTO/Washington Office Primer on
Government Activities
Accompanying PowerPoint Presentation

Advocacy Toolkit
httpllvvww.ashrae.orgladvocacylpagell 262

Government Affairs Brochure
Activities of the ASH RAE Washington
Office

) Available as PDF for distribution to chapter
members

ASHRAE0024579

Opportunities for Individual

Fr
o

Member Participation

...,==1

SET Working Group Congressional Visits Day
Engineering R&D Symposium

ASHRAE Congressional Briefings
Forthcoming programs
Washington Visitation Program
>.

OTTO Chair training programs

HPBCCC Congressional Visits Days
Washington Fellowship
WISE Program
ASHRAE0024580

E,

Additional Washington
ritZ

Office Activities

.HR

>. Building Energy Quotient Program
VW. buildingeq.com

Building

». Building Code Adoptions
Standard 90.1

Standard 189.11IGCC Promotion

Empowering Chapters to Engage
State and Local Policymakers

in

Opportunities for Individual
Member Participation
Contact State and Local Policymakers
on Important Issues
Building Energy Codes
NCEES Masters or Equivalent
Stimulus Funds

Building Energy Disclosure
>.

Use of Voluntary Consensus Standards

ASHRAE0024582

ASHRAEIDOE Fellowship

P.

*I

-1

«!

'------''''- - -: - - 1"-'
"I

> 2008-2010 Fellow Mike Erbesfeld began
in Sen. Dianne Feinstein's Office, moved
to DOE in May 2009

> Currently seeking fellows for placement
at DOE on codes issues

Funding provided by DOE

ASHRAE0024583

Internship
Washington Internship for Students of
Engineering (WISE)
Summer Internship in Washington, DC for third
year engineering students

Explore nexus of engineering and public policy

Lodging and stipend included
».

Summer 2010 intern, Ramsey Brown, CMA

ASHRAE0024584

overnment Activities
and ASHRAE Chapters

Government Relations

Activities
Build relationships with government
officials interested in the built environment
Establish ASH RAE as a source for unbiased,

technical expertise
) White House Office of Science & Technology Policy
(OSTP)

Department of Energy (DOE)

Environmental Protection Agency (EPA)
General Services Administration (GSA)
U.S. Congress

NISTIFERC Smart Grid/Demand Response

ASHRAE0024586

ryz;z

Advocacy Priorities

Energy Efficiency

Climate Change
Indoor Environmental Quality

) Water Conservation
STEM Education/Competitiveness

ASHRAE0024587

Anticipated Issues
Energy Efficiency
Incentives (tax deductions/credits, depreciation)
Continued focus on Building Codes language
R&D in needed technologies

RPS with efficiency component
Building energy disclosure

Climate Change
More cap-and-trade legislation with a little more
potential

Economy
Opportunities for buildings

ASHRAE0024588

What's Planned for the

JI

Remainder of 2010?

*

Increase ASHRAE member participation and interest
in public policy
>.

Continue enhancement of ASHRAE Government
Affairs webpage (http:11www.ashrae1orqladvocacy)
Recruit and place DOE Fellows
Recruit 2011 WISE Intern

Develop marketing materials for ASH RAE

Government Relations Activities

Continue participation in relevant coalitions and
input to public policy

)

Expand ASHRAE's role at the State and local levels

ASHRAE0024589

EXHIBIT 53
(FILED UNDER SEAL)

EXHIBIT 54

.1

EXHIBIT

I 233

r4

IF mgi IMAGE IS LESS.
CLEAR T.HAN.THIS. NOTICE
ITIE DUE TO THE QUALITY
OF THE .DOCUMENT.

PROPOSAL POR 1999 NAIIONAL ELECTRICAL CODE
Log No.
Date Rec'd,

Tel. No.
Name: Peter I. Schram
Date: 9-25-95
Company: (None)
Sh-eet Address;12 Royal Lake Dr. City:Braintree State: MA

\

617/848-9677

Zip: 02184

Organintion Represented: (None)
Section: 760-7
Proposal recommends: ( ) new text
Proposal:

.

SEP 26 1995

( X revised text ( ) deleted text

Revise Section 760-7 to read as follows:

760-7. Pire Alarm Circuits Extending Beyond One Building. PoWer-limited fire alarm circuits that extend
beyond one building and ruti outdoors shall either meet the requirements of Article 800 and be classified as
communications circuits or shall meet die requirements of Article 225. Nonpower-limited fire alarm circuits
that extend beyond one building and run outdoors shall meet the requirements of Article 225.

4. Statement of Problem and Substantiation for Proposal:

See attached.

( X ) This Proposal is original material
I hereby grant the NFPA the nonexclusive, royalty-free rights, including nonexclusive, royalty-free rights in
copyright, in this proposal, and I wtderstand that I acquire no rights in any publication of NFPA in which this
proposal in this or another similar or analogus form is used.

44ket.

ADS011129

:

;

IF THE IMAGE IS LESS
CLEAR THAR THIS NOTICE

ii

IT IS DUE TO THE ¡DUALITY

oF Ts=rWIIIAÑT
r
SUBSTANTIATION FOR PETER J. SCHRAM PROPOSAL ON SEC. 760-7
-

\

The present requirements permit an electric shock ha7ard to exist in installations of nonpower-limited fire
alarm circuits installed outdoors under the requirements of Article 800. For example, a 600-volt fire alarm .
circuit can be run outdoors on poles with no requirements as to height above ground or conductor or cable
insulation..
This situation has existed since Article 760 first appeared in the 1975 edition of the Code. See Section 760-5 in
that edition. However, in the 1971 edition of the Code, Section 725-43, on which Section 760-5 of the 1975
Code was based, permitted installation in accordance with Article 800 only for Class 2 circuits.
In The '"Preprint' of the Proposed. Amendments for the 1974 NEC, Part II", the limited energy concept of the
1971 NEC was continued by the following wording for proposed new Section 760-5(a) [See Page 304 of NFPA
No. 70 PR74131

"Wiring circuits reserved solely for fire-protective signaling services and complying with the
requirements of Article 800 for communication circuits are acceptable for outside wiring.
Circuits shall be deemed to comply with Article 800, and Section 800-1 in particular, if they
carry limited energy similar to those of telephone, telegraph (except radio) circuits in conunon
used by public or private companies. Wiring for circuits not meeting these requirements and
intended to be installed outdoors shalt meet the appropriate Sections of Article 730 (225)."
The Code-Making Panel held the entire proposed Article 760 on the docket and assigned it to an ad hoc
committee. The result was that the limited energy concept of the 1971 NEC and proposed new Article 760 for
the 1974 (1975) NEC was lost

This proposal is intended to reinstate the original requirement, and eliminate the potential for an electric.shock
hazard inherent in the present Code wording. The words "and run outdoors" have been added becauseasircuit
can run between "buildings", through a firewall for example, and not be outdoors. See the NEC definittgup.f
building.

:^4

ADS011130

EXHIBIT 55

EXHIBIT
IF THE WAGE IS LESS
CLEAR.THANIHIS NOTICE. r .
.

t 23 LI

IT IS DUE TO THE QUALITY
OF THE DOCUMENT,

((--/

1999 National aectrieal Cod.0 Proposal.

LOG #

Date Reed
AUS 2 4i 1998
Date: 8/7/96
Name: Roger,L, Sandstedt Tel. No [phone]
Company: Cable Tray Institute
Street Address: 12982 Iluntbridge Forest Dr. City: St Louis State; 1V10. Zip: 8131
'Organizational RepreSented: Cable Tray Institute

4P8'01.7

1. Section/Paragraph: Section 300-22(e).

2: Proposal Recommends In new text

revised tesec

0

delete text

Proposal:

Add the following paragraph between the pre.sent second and third paragraphs:

Cables that are supported in ladder cable trays, ventilated trough cable trays, ventilated channel
cabietrays or solid bottom cable trays shall be wiring methods consisting of Type MI cables, Type
MC cables -without an oVerall non-metallic covering, Types AC cables or other factory assembled
multiconductor control, power or signal cables that are specifically listed for the use Type PLTC
cables (Artiele725), Type ITC Cables (artkle 727), Fire Protective Signaling Cables (Article 760),
Optical Fiber Cables (Artiele 770), and Communication & Multipurpose Cables (Article 800)
which are listed as plenum cables with adequate fire-resistance eharacteristies and low-smoke
producing characteristics.
Statement of Problem and Substantiation for Proposal:

All the acceptable wiring tnethods for " Other Spaces Used for tnvironmental Air " should be identified
in Section 300-22(c). The high volume wirkg inethod,s re,quired by today's technology that are allowed
to be installed in Section 300-22(c) 1ocation.s are not specifically identified in this se,ction. The
acceptance of this proposal will remove the high degree of confusion that snow wrist &rota the wiring
methoas for Section 300-22(c) locations. All the wiring methods in the proposed paragraph are as per
the 1996 NBC. The material in the proposed paragraph is distributed throughout the NEC, It should be
presented in a concentrated form in Section 300-22(c).
These wiring methods are being used in high volume and their use will increase in the future. SeClion
300-22(c) should be specific about its allowable wiring methods. This makes for a more us rfriendly
NEC.

ag This proposal is original material.
This proposal is not original material, it source is as follows:

0

I hereby grant the NAPA the nonexclusive, royalty-free rights, including no -exclusive, royalty rights in
copyright, in this proposal, and I understand that acquire no rights manypublication of1VFPA in
which this proposal in this or another analogous:km is used.

efo-aZto-ea-

ADS007088

EXHIBIT 56

-

EXHIBIT

I

1

i35

AJILTBE

36dg

Proposal for tile 1999 Nationa/ Electrical Code@

NOV 0 8 1996

Log

fi.Date Received

(Office tIse Only)

Date; Lb& Name: 55_WLEUL__efe..0 Telephone [phone]

City51wil

Address: .3 EQ /1/o/t7h

4

Zip 0 /

Staterki

- 4 3 Ca..)

Section/Paragraph
Proposal reconunends:
te" Revised Text
New Text
Deleted Text
Proposal (include proposed new wording or identifitation of wording to be deleted):

1 F -13 » a44d.
kkym

4. Substantiation:

,Tee

Majae

(A,a20---0-1-4-1--

t4A_A? ci41./41- Pk; /1/17t4-r;eQ.21.r, 37, et .

/

/A7-6 Afro-7Le-c5fra

/V-4

-

fiA/ce'c.5"`ec-7L- 0

-604,-)

This Proposal is original Material
This Propesal is not Original material, its source (if Intown)

asfWlow

I

Note: Original material iS considered to be the submitter's Oa idea
base,d.ort or a result of his/her Own
experience, thought, or researa and, fo the bard hii/lietkowlecige, ia not copiecilrone another iburec,
agite to give NFPA royalty free rights, ¡minding taiiirexplusiie royalty free rights in"copyright hetins
proposal and I understand that I ac.quire no rights'fn any publication of NFPA in mbleh this preposal
another Similar aimlógoui Jam is used.
'7

Signature (Re

Je2,-.0---1

ireci)

,

,-

;

MaiI to Secrelaty Standards toMicil, National Fife Protection Association, ".f
Box 9101, Quincy, MA 02269
b
.

,

Batiergirteiclip.A.,

\ .14.t.''
,

,1

.

,

pp.

i Z'

.9

,-,

ADS001673

EXHIBIT 57

IF THE IMAGE IS LESS
.
CLEAR. THAN THIS NOTICE I
IT IS DUE TO INE QUALITY
OF THE DOCUMENT.

i'
,
,

70-1069

METHOD OF SUBMITTING A PROPOSAL
e2'

FORM FOR ntorom LS FOR 1999 NATIONAL 'ELECTRICAL CODE®
/NSTRUCTIONS PLEASE RF.AU CARF.FULLY
Type or print in /Mack Ink. Use a separate copy for each proposal.
Limit och proposal lo a SINGLE section, All propmals most be

Date /leech

receiVed by NEVA by S p.m., E.S.T., Ftiday November 6, .1996 to be

Office Use Only

con.sidered for the 1999 National Electrical Code. Proposals received
after 5:00 p.m , E.S.T., Friday, November 6, 1996 will be returned
to the submilter.

IStlame:K. To fe:-

Date;

NOV 22 1995

420.- 34a -119/

Tre-ple

Couipany
street

mak15.13 knierree aLveL City151.4) &DE& stmeAt 77

V
Please Indicate Otganization Represented Of an?)

eP- 'v.

a.,0 6 3

Section/Paragraph:

Proposal recommends (check one):

13 new text

zipo&gr7-4.94r

V 61 1.0 Dort- Reerattr.41-.1.4,5 pe-cro"-r

12( revised text

ev.

Ci deleted test

3: Iv posal (include proposed new wording, or identification of wording to be deleted):

ILV445'

Rol/evu,hre,

rEs

u ri-ar
TAG aacep-retira-e
7t7e .Suppty ,r,v reel N.G.1çtt,
k,t.j
o
Lo 4-P sr Oe
4. Statement of Proble m arid Substantiation for Proposal:

Res n

lit S
t Nrrek.1-r

O

`rf".r-

let4 rewc C.
e_co
14.01-c.

evre-0 *Tv

etipcneÑr 111)

off -Ole at.% co...fig ee.7r N F M eem

\t417,3:14te... -tfiexy. ir (A,44,1 Npr -7.11

5%112('IT re (...

*To

pterh r "7-4-p .4t4/0VC77

aloe GP bacov me-cri No- niee9-. 0-4 Tò 51,peLy 7.44
evep-r4c4e Darker buy*
7; getp Luis*.

ST This Proposal is original material

Sui"PLy F4 t»-) O Tit e

This Proposal is not original material, its source (if known) Is as foilow:

77412-4.)

htv

,

.

Note: Original material is considered to be the submitter's awn idea based on or as a result of his/her *Wm experience,
thought or research and, to the best of his/her knowledge, is not copied from another source.

I hereby grent .the blFPA the nOnexclusitie, royalty-free rights, :including non-exclusive.: royally:free rights in
copyright, in this proposal, an4. I, understand that I acquire
in any publication 61 FM in which this proptisal
in thts or another similar or analogous form is :used,

ignature (Required)
*Mail toi Secretary, Standards Council, National Fire Protection Association, 1 Battelymatth Park, P.O. BOX. 9101

Quincy, MA 02269 or FAX to 617-770-30

*,

ADS011112

EXHIBIT 58

EXHIBIT
IF THE IMAGE IS LESS
.

,

CLEAR: THAN THIS. NOTICE

r

23

IT IS DUETO THE ClUALtlY
I
fl THF tWIlltitulFNT

.

Aat,

FORM FOR PROPOSALS ON NFPA TECHNICAL COIVIMITTEE DOCUMENTS

Malito: Secretary, Standards Council
National Flre Protection Association, 1 Batterymarch Park Qiancy,MasSachusetts 02269-9101
Fax No. 617-770-3500
Note: All proposals must be received by 5:00 p.m. EST/EDST on the published proposal-closing date.

If you need further Information on llte standards-making process, please contact the
Standards Administration Department at 617-984-7249.

Date

/

0 9-5'

Mum

'D-0-sePh / 9. -7--edsce,

Company
StreetAddress

550 44-o(67'7 Si-geet

Please indicate Organfz.ation Represent

Tel. NO. b/ 52'37/3

130s-froAx "y 024,3

If an )
...."

91 6

NFPA No. & Year 70

1. a) NFPA Document Tide

b) lafic-le ¡DP " LI4A4 /Abi-1 ReS
n/Paragraph
Proposal Reconunends: (Check one)

FOR OFFICE USE ONLY

new text

Log I/

CI revised text

Data Rec'd

deleted text

DEC 26 MS

.1

Proposal (iiiclude proposed new or revesed

wo;11" ng,

or identification of wording to be deleted):

(Likem, rtxttme,): a c6.

Cenetats. 4- a. -ea-nip

evad--

wrilit-

irt_

az ce-

tIe,e

761,2,

..`tel

cf,hze 0,0-2Arte-c,t-

Statement of Problem and Substantiation for Proposal: (Note: State the problem that will be resolved by your recommendation; give the specific season for your primotal including copies of tests, research papers, fire experienee, etc. Ifsnore than 200 wads, it may be

Attracted for publication.)¡.-1

t5ee, ,Seckopi 441(k., 1,p

71)-e. --tto.pt,4:. "Aed-aaty -r*t-u/t.e.* am-e

tt

a :1"4-a i;K e-y-41, /2 9

97.33

kA

co- cee. 4fet4F7A-Awi.atoe-A/04

e

V-13 ).< LUZ4.2. taA4si.e41.4;414:.

"fi-e-, W./2Z

&141.15 Proposal is original material. (Note: Original material Is considered to be the sill:miner's own idea based on or as a result of
MA" own eXperience, thought, or researc), and, to the best of hister knowledge. is no: copied from another source.)

retbis Proposal is not original material; its source (if known) is as follows.

teArt4:21449

11-1D -

70.

Note 1:Type or prim kgIbly in black ink.
Note 2: If suppleinentary mateilal (photographs, diagrams, reports etc.) is inclu
bps and alternates of the tecimical conunittee.

119 4,
You muy he repire4 so submit sufficient copies fof ali mem-

i hereby gran: NFP4 the non-exclusive, royaltyteé rights, including non-exclusive, royalty-free rights in copyright, in this proposal and I underStaM that I acquire no rights in any publication of NFPA in whkh this proposal in
this or another similar or analogous fonsi is used.

,
Signature (Required)

PLEASE USE SEPARATE FORM POR EACH PROPOSAL

4er7re
416.4

so

-

ADS011147

EXHIBIT 59

,

Wier

4

I 2.3
IF THE IMAGE IS LESS
CLEAR IHAN:THIS NOTICE
IT IS DUE TO THE QUALITY
OF THE DOCUMENT.

Y
(

MBTHOD OF SUBMITTING A PROPOSAL

70-1069

FORM FOR PROPOSALS FOR 1999 NATIONAL ELECTRICAL CODEO

.ti/5/96 Nam:Steve
commy

r7?

LoG#

INSTItUCTIONS PLEASE READ CAREFULLY

Type or print in Black ink. Use a separate copy for each proposal.
Limit each proposal to a SINGLE section. All ptoposals muM be
received by NFPA by S p.m., E.S.Tv PridaY November 8,1996 le be
considered for the 1999 Natitanal Electrical Code. Proposals received
alter 5;00 p.m., E.S.T., Friday, November 8, 1996 will be returned
to the submitter.

bate Rec'd:
Office Use Only

JAN 17 199e

Young

Tei No. ( 4021

467-7632

0.710111 Electric System

SueetAdirew

2620 FairfipIct St

City

1inroln

state

NE

4.68621

Please Indicate Organization Represented (if any).

L smsoniparagrao, 1996 NEC Article 90

Paragraph

90-2(b)((r,)(441.ii)

/0 deleted
9o-anew worcling,newteXt D. revisedStexttor,be deleted): text
Anb
3. Proposal (Molude proposed
or identificationor wording
'2.rPfopotal recommends (checkpnek. p

/9-ok ex We 4..)

s-

-4,1c3

(

t-t)

S,

(6) ilistallations of highway, street and area lighting and traffic
signals'ilcluding associated wiring, under the exclusive control of
electric utilitfes or entity authorized by local government.

4-Statement of Problem and Substantiation for Proposal:

Such installations are designed, installed and Maintained by competent
personneL

In most areas of the country, street lighting and traffic

signals are provided by the local utility Or a government agency. There
has been no substantial proof of hazards to the public of ill-wired
street lighting systems. The National Electrical Safety Code (ESC)

addres$es street lighting in better detail than the National Electrical
Code (NEC),

5. ID This' PrOposal is original material

D

This Proposal is not original material, its source (if known) is as follow:

Note: Original material is considered to be the subtnitter's own idea baSed on or as a result of his/her own experience,
thought or research and, tø the best of his/her icnowledge, is not copied from another source,

"-

I hereby grant the NFPA the nottegaUsive, royalty-free rights, including non-exclusive, noyaltylree rights in
copyright, in this proposal, and t understand that I acquire no rights in any publication of lkiFfA in which this proposal
in this or another Similar or analogous firm is used.

Signature (Requiredrid
Man to: Secretary, Standards Counal, National Fire Protection Association, 1 Betterymarch Park, P.O. Bo

101

Quincy, MA 02269 or FAX to 6174770-3500

.4101r"T
4; t(

ADS011264

EXHIBIT 60

4

IF THE IMAGE IS LESS
CLEAR THAN. THIS NOTICE
lt IS DUE TO THE DUALITY
OF THE DOCUMENT.

I

EXHIBIT

1

1

i23q

1 v---/--/-r--6

1

FOR1V1 FOR PROPOSALS FOR 1999 NATIONAL ELECTRICAL

--- e

1-09# '''? &46

1NSTR.UCTIONS PLEASE READ CAREFULLY
Type or print in Black lnk. Use **separate copy for each proposal.
Limit each prOpond to a SINGLE section. All proposals resabe
roodved byNEFA by 5 p.m. t. S. T. Friday November P., 1996 toba
considered for the 199, Notional Electrical Codo, Preposal9tecetved
after 5 p.m, E. S. T. Friday, November 8, 1996 vall be returned ta
the submitter.

Date Reed

IAN 2 9 1996

Ma Use Only

bute0106Name nRitit A/ /IV)/ ihr4

Tel. No. /OR*- 33 fr.seer

Company ..I'S_g_y2_hcp__4g_9
Street Address g

Ginc:re- r2

City Baxst

State.T4 ZiP Kg? ifi

Please Indicate Organization Represented (If Any)

1.Section/Paragraph

Grounding in all Articles

2. Proposal reconunends(Check One)

[ ] new text

(X] revised text [ I deleted text

Proposal (include proposed new wording, or identification of wordingto be deleted)

Rewrite grounding in all Anides of the NEC to one Article

Statement of Problein and substantiation for Propose/

5. [X] This Proposal is original Material
[ I This Proposal is not original material, its source (if known) is as follows:
Original material is considered to be the submitter'S own idea based on oras a result of his/her
Note
own experience, thought or research and, to the best of his/her knowledge, is not copied from another
source.

I itereby grcuArate4)PPil the. rume.x.cluitve; royalty -fre&righad Cnc2.4.Adtmg-non-exc1uaNes roya4.ty free, rtghtyc4vcopyright rineth&propc>so24 oun4.1 tunderstlx.ndaita t I acqutrwno-rightruvany
publicatton, of NPPA C.vv Ottavth4-nroposca, c4vdt.ts. or vinother itotaar cutalogournon used(

acAl/. c. mcaLoP
Stguaturc

Mail To:

Secretary, Standards Council
National Fire Protection Association
1 Batterymarch Park

P 0 Box 9101
Fax:

Quincy, MA 02269
617-770-3500

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