Securities and Exchange Commission v. Nadel et al

Filing 1289

STATUS report Receiver's Twenty-First Interim Report by Burton W. Wiand. (Attachments: # 1 Exhibit A - Standardized Fund Accounting Report, # 2 Exhibit B - Receivership Assets Sold or Otherwise Disposed, # 3 Exhibit C - Chris Moody's Assets, # 4 Exhibit D - Neil Moody's Assets)(Lamont, Michael)

EXHIBIT A

Standardized Fund Accounting Report
for Consolidated Nadel Entities - Cash Basis
Receivership; Civil Court Docket No. 8:09-cv-87-T-26TBM
Reporting Period 08/01/16 to 03/31/17

Fund Accou sting (See Instructions):
Detail

Subtotal

Line 1

Beginning Balance(As of 08/01/16):
Increases in Fund Balance:
Line 2
Business Income
392,312.72
Line 3
Cash and Securities
Line 4
Interest/Dividend Income
23,971.08
Line 5
Business Asset Liquidation
Line 6
Personal Asset Liquidation
Line 7
Third-Party Litigation Income
Line 8
Miscellaneous - Other (see attached)
Total Funds Available (Line 1 - 8):
Decreases in Fund Balance:
Line 9
Disbursements to Investors
1,966,695.04
Line 10
Disbursements for Receivership in Operations
Line 10a Disbursements to Receiver or Other Professionals
242,744.33
Line 10b Business Asset Expenses
334,183.73
Line 10c Personal Asset Expenses
Line 10d Investment Expenses
Line 10e Third-Party Litigation Expenses
1. Attorney Fees
2. Litigation Expenses
Total Third-Party Litigation Expenses
Line 10f Tax Administrator Fees and Bonds
Line lOg Federal and State Tax Payments
42,734.59
Total Disbursements for Receivership Operations
Line 11
Disbursements for Distribution Expenses Paid by
the Fund:
Line 11 a Distribution Plan Development Expenses:
1. Fees:
Fund Administrator
Independent Distribution Consultant(IDC)
Distribution Agent
Consultants
Legal Advisors
Tax Advisors
2. Administrative Expenses
3. Miscellaneous
Total Plan Development Expenses
See accountants'cm ipiliation report

Grand Total
7,982,012.16

416,283.80

8,398,295.96

2,586,357.69

$2,586,357.69

Standardized Fund Accounting Report
for Consolidated Nadel Entities - Cash Basis
Receivership; Civil Court Docket No, 8:09-cv-87-T-26TBM
Reporting Period 08/01/16 to 03/31/17

Fund Accou sting (See Instructions):
Detail
Line 11 b Distribution Plan Implementation Expenses:
1. Fees:
Fund Administrator
IDC
Distribution Agent
Consultants
Legal Advisors
Tax Advisors
2. Administrative Expenses
3. Investor Identification:
Notice/Publishing Approved Plan
Claimant Identification
Claims Processing
Web Site Maintenance/Call Center
4. Fund Administrator Bond
5. Miscellaneous
6. Federal Account for Investor Restitution
(FAIR)Reporting Expenses
Total Plan Implementation Expenses
Total Disbursements for Distribution Expenses
Paid by the Fund
Line 12
Disbursements to Court/0 her:
Line 12a Investment Expenses/Court Registry Investment
System (CRIS)Fees
Line 12b Federal Tax Payments
Total Disbursements to Court/Other:
Total Funds Disbursed (Lines 9 - 11)
Ending Balance(As of03/31/17)
Line 13
Ending Balance of Fund - Net Assets:
Line 14
Line 14a Cash & Cash Equivalents
Line 14b Investments
Line I4c Other Assets or Uncleared Funds
Total Ending Balance of Fund - Net Assets
See accountants'compilation report

2

Subtotal

Grand Total

2,586,357.69
5,811,938.27
5,811,938.27
5,811,938,27

5,811,938.27