Securities and Exchange Commission v. Nadel et al

Filing 1289

STATUS report Receiver's Twenty-First Interim Report by Burton W. Wiand. (Attachments: # 1 Exhibit A - Standardized Fund Accounting Report, # 2 Exhibit B - Receivership Assets Sold or Otherwise Disposed, # 3 Exhibit C - Chris Moody's Assets, # 4 Exhibit D - Neil Moody's Assets)(Lamont, Michael)

EXHIBIT D

Neil Moody's Assets

Asset

Purchase Price or
Share
% of Interest
Information
Acquired

Loans Liens

Status/Disposition

Real and Personal Property
464 Golden Gate Pt., Apt. 703,
Sarasota, Florida

$2,160,000.00

a primary mortgage
loan in the amount of
$956,000 and a home
equity line of credit
with an initial balance
of $880,000

Miscellaneous personal items which
include, household furnishings and
art, electronics, three pistols, a
custom knife, and six cases of mostly
modest vintage California wines

The Receiver was granted possession of this property
on January 28, 2010(Doc. 327). This property is a
residential condominium unit in a building called La
Bellasara and was Neil Moody's primary Florida
residence. The Receiver obtained Court approval of a
contract for the sale of this property for $2,300,000.
The Receiver obtained $2,147,993.69 in proceeds
from this sale and presently is holding them in a
separate account.

The Receiver has consigned many of these items. To
date, the Receiver has recovered approximately
$18,983.84 from the sale of some of these items
after payment of commissions and other costs
associated with the sales. The Receiver still has some
items on consignment and is in the process of trying
determine the best method to sell the other items
which have not been consigned.

Financial Accounts/Securities
First American Bank Account of Neil
Moody Charitable Foundation

The Receiver obtained the balance of this account
which was $375.25.

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Neil Moody's Assets

Asset

Purchase Price or
Share
% of Interest
Information
Acquired

Loans/Liens

Status/Disposition

Bonds.com

1,041,667 shares

Pursuant to the agreement between the Receiver and
Bonds.com for the repayment of debt,termination of
rights, and repurchase of securities, which was
approved by the Court,these securities were
repurchased on October 10, 2012 for $5,000. Please
refer to Section V.C.2 of the Twelfth Interim Report
for more details regarding this agreement.

First American Bank

36,000 shares

The Receiver redeemed these shares in May 2015 for
the total amount of $288,000.

Nerium Biotechnology, Inc.

309,097 shares

The Receiver is working on obtaining possession of
these shares and is attempting to determine the
available market for these shares.

Phoenix BioTechnology, Inc.

123,218 shares

The Receiver is working on obtaining possession of
these shares and is attempting to determine the
available market for these shares.

Electronic Card Game, Inc.

50,000 shares

This company was liquidated through a Chapter 7
bankruptcy and is no longer in operation. As such, it
is unlikely that the Receiver will be able to recover
any funds for this investment.

Celsia Technologies (formerly iCurie)

75,000 shares
Series A pfd

This company is no longer in operation and all of its
assets have been sold. As such, it is unlikely that the
Receiver will be able to recover any funds for this
investment.

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Neil Moody's Assets

Asset

Purchase Price or
Share
% of Interest
Information
Acquired

Loans/Liens

Status/Disposition

Drinks Americas Holdings, Ltd.

2,331,577 shares

The Receiver is working on obtaining possession of
these shares. Due to reverse splits, the number of
shares has significantly decreased. The Receiver is
attempting to determine the available market for
these shares.

Mimeo.com

12,500 Series C
preferred shares
and 549 Series AB1 preferred
shares

The Receiver has obtained possession of these shares
and is attempting to sell them.

KineMed, Inc.

162,008 common
shares, 587,687
AA preferred
shares

The Receiver has obtained possession of these
shares. KineMed has informed the Receiver that no
market exists for the shares and that the shares
cannot be sold, transferred, or otherwise disposed of
without registration under the Securities Act or the
availability of an exemption thereunder. This
company filed for bankruptcy under Chapter 11 of
the Bankruptcy Code on May 4,2016. The Receiver
will take appropriate action to protect the
Receivership's interests.

Active RFID Systems

50,000 shares

This company is no longer in business. As such, it is
unlikely that the Receiver will be able to recover any
funds for this investment.

Advanced Nanotech, Inc.

$75,000.00

This company was liquidated through a Chapter 7
bankruptcy and is no longer in operation. As such, it
is unlikely that the Receiver will be able to recover
any funds for this investment.

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Neil Moody's Assets

Asset

Purchase Price or
Share
% of Interest
Information
Acquired

Loans/Liens

Status/Disposition

Gold Reef International Inc. n/k/a
Montana Gold Mining

20,000 common
shares

The Receiver has obtained possession of these shares
and is attempting to determine the available market
for these shares.

MAM Software Group, Inc.

10,630 shares

The Receiver is working on obtaining possession of
these shares and is attempting to determine the
available market for these shares.

Vital Living

268,445 shares

This company is no longer in business. As such, it is
unlikely that the Receiver will be able to recover any
funds for this investment.

Business Interests
The Rustic Oven (I and II)

$2,390,000.00

These were two restaurants located in Colorado.
They are no longer in operation and all assets were
encumbered. As such, it is unlikely that the Receiver
will be able to recover any funds for this investment.

75% interest in
both

Collingwood Construction Group, LLC was liquidated
through a Chapter 7 bankruptcy proceeding and is no
longer in operation. Accordingly, the Receiver will
not be able to recover any funds for this investment.

Collingwood Construction Group, LLC 16%

Callahan Energy Partners

2 units

$5,000.00

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The Receiver is researching Neil Moody's interest in
this entity.

Neil Moody's Assets

Asset

Purchase Price or
Share
% of Interest
Information
Acquired

Loans/Liens

Status/Disposition

Gibraltar Energy, LLC

$150,000.00

The Receiver is researching Neil Moody's interest in
this entity.

First Nations Management, LLC

$2,429,706.00

This company is no longer in business. As such, it is
unlikely that the Receiver will be able to recover any
funds for this investment.

Netwolves

31 units ($49,600)

This company underwent reorganization through a
Chapter 11 bankruptcy proceeding. As a result of this
reorganization, previously held interests were
cancelled. The Receiver is still researching this
matter, but it does not appear likely that he will be
able to recover any funds for this investment.

Screen Test Studios, LLC

100,000 units

The Receiver is evaluating Neil Moody's interest in
this entity.

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Neil Moody's Assets

Asset

Purchase Price or
Share
% of Interest
Information
Acquired

Loans/Liens

Status/Disposition

Receivables/Notes
Bonds.com

promissory note in the
amount of $250,000.00

Pursuant to the agreement between the Receiver and
Bonds.com for the repayment of debt,termination of
rights, and repurchase of securities, which the Court
approved,this debt was retired along with all other
Bonds.com debt to the Receivership in exchange for
payment of $2,250,000. Please refer to Section V.C.2
of the Eleventh Interim Report for more information
regarding this agreement.

Collingwood Construction Group

$50,000.00

Neil Moody loaned Collingwood $50,000. As this
company was liquidated through a Chapter 7
bankruptcy, it is unlikely that the Receiver will be able
to collect on this loan.

Fast Funds

$50,000 unsecured
note

The Receiver is researching Neil Moody's interest in
this entity.

South West Casino Corp

$50,000 convertible
note

It appears that this entity may no longer be in
business. The Receiver is conducting further research
regarding this entity and Neil Moody's interests.

Legacy Card Co., Inc.

$50,000 convertible
note

The Receiver is researching Neil Moody's interest in
this entity.

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Neil Moody's Assets

Asset

Purchase Price or
Share
% of Interest
Information
Acquired

Loans/Liens

Status Disposition

Rocket Science Labs (Dennis
Fontaine)

personal loan of
$40,000

The Receiver is contemplating the appropriate course
to take for collection of these receivables.

Tasker Products

$50,000 convertible
note

This company is no longer in business and all assets
have been liquidated. As such, it is unlikely that the
Receiver will be able to recover any funds for this
note.

Callahan Energy Partners

$60,000.00

The Receiver is researching Neil Moody's interest in
this entity.

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