MCFADYEN et al v. DUKE UNIVERSITY et al
Filing
300
RESPONSE in Opposition re #294 MOTION for Protective Order for the Deposition of Plaintiffs' Litigation Counsel filed by ROBERT DEAN, MATTHEW DRUMMOND, DUKE UNIVERSITY, AARON GRAVES, GARY N. SMITH. (Attachments: #1 Exhibit 1 - Flannery Deposition Excerpt, #2 Exhibit 2 - 2007-01-31 Emails between Hendricks & Ekstrand, #3 Exhibit 3 - Tkac Deposition Excerpt, #4 Exhibit 4 - McDevitt Deposition Excerpt, #5 Exhibit 5 - 2012-02-14 Document Subpoena to Bob Ekstrand, #6 Exhibit 6 - 2012-02-14 Document Subpoena to Ekstrand & Ekstrand, #7 Exhibit 7 - 2012-02-14 Testimony Subpoena to Robert Ekstrand, #8 Exhibit 8 - 2012-03-14 Objections to Subpoenas, #9 Exhibit 9 - 2012-03-31 Email from Stefanie Sparks, #10 Exhibit 10 - 2012-08-14 Carrington Plaintiffs' Supplemental Initial Disclosures, #11 Exhibit 11 - 2012-08-17 Testimony Subpoena to Stefanie Sparks Smith, #12 Exhibit 12 - 2012-08-31 Objection to Subpoena, #13 Exhibit 13 - 2011-10-03 Duke's Defendants' Initial Disclosures in Carrington, #14 Exhibit 14 - Dowd Deposition Excerpt, #15 Exhibit 15 - Schoeffel Deposition Excerpt, #16 Exhibit 16 - Koesterer Deposition Excerpt, #17 Exhibit 17 - 2007-02-15 Letter from Cheshire to Coman, #18 Exhibit 18 - Catalino Deposition Excerpt, #19 Exhibit 19 - Clute Deposition Excerpt, #20 Exhibit 20 - Jennison Deposition Excerpt, #21 Exhibit 21 - Archer Deposition Excerpt, #22 Exhibit 22 - Oppedisano Deposition Excerpt, #23 Exhibit 23 - Sherwood Deposition Excerpt, #24 Exhibit 24 - Common Representation Agreement, #25 Exhibit 25 - McFadyen Deposition Excerpt)(FALCONE, JEREMY)
EXHIBIT 24
LAW OFFICES
EKSTRAND & EKSTRAND LLP
811 NINTH STREET
DURHAM, NORTH CAROLINA 27705
TEL (919) 416-4590
FAX (919) 416-4591
Robert C. Ekstrand
rce@ninthstreetlaw.com
March 21, 2012
VIA ELECTRONIC MAIL
Jeremy Falcone
Ellis & Winters, LLP
P.O. Box 33550
Raleigh, NC 27636
Re: McFadyen, et al. v. Duke University, et al.,
No. 1:07-CV-953 (MDNC)
Dear Jeremy:
This letter is in response to yours of March 13, 2012 in which you ask for clarification of
the basis for objections we have asserted in depositions from time to time. You assert that we
"have instructed the Plaintiffs not to answer questions based on your prior representation of
the deponent and/or "joint defense" privilege. In particular you note that our instructions have
been that "information learned from counsel" is privileged, and ask that we "identify the extent
of the joint defense privilege” we are asserting.
We have not asserted a "joint defense privilege.” Rather, the objections we have
asserted in connection with the joint defense agreement are the attorney-client and work product
privileges. Reference to the joint defense agreement in any objection clarifies that we are
asserting an additional (perhaps unnecessary) basis for asserting the privileges beyond what is
obvious under the circumstances.
Next you complain that we have asserted the privileges to prevent disclosure of "facts
acquired from other persons or sources." I am unaware of any instance in which that occurred
at all, except insofar the “fact acquired” is, in fact, a protected communication or work product.
In this regard, we have not instructed a witness not to answer any question; instead, we have
advised witnesses to answer the question to the extent they can without waiving their privilege.
EKSTRAND & EKSTRAND LLP
McFadyen, et al. v. Duke University, et al.
MDNC File No. 1:07-CV-953
Page 2 of 2
When objecting to questions that call for disclosure of work product and or privileged
communications, we are asserting those privileges for ourselves and for Ryan, Matt, and Breck
as clients and participants in the joint defense agreement. Of course, this arises only in the
depositions of other participants in that agreement, and only when and to the extent that your
questions call for disclosure of privileged material.
Because we are not asserting a "joint defense privilege" I cannot "identify the extent” of
it and we have no intent to invoke it going forward. Whether we invoke attorney-client or
work product privileges going forward is really up to you. I can assure you that, if you cease
asking questions that call for disclosure of privileged matter, we will not object on that basis.
Finally, you asked Stefanie to identify – based on her memory – the participants in the
joint defense agreement. She responded to the extent her memory served, and suggested that
you make this inquiry in the usual course, through interrogatories. That made great sense to
me, and I do not recall any disagreement from your side. So please advise me if your position
has changed. In the meantime, without waiting for a formal request, we will provide you with
copy of the joint defense agreement.
Sincerely,
Robert C. Ekstrand
RCE/bah
REPRESENTATION AGREEMENT
This is an agreement between Ekstrand & Ekstrand, LLP (the “Firm”) and
____________________________ (the “Client”). Client has been notified that, by virtue of his
status as members of the Duke Lacrosse Team, he is a subject of a criminal investigation being
conducted by Durham law enforcement, and has reason to believe that he also may be the subject
of civil and/or administrative investigations and/or proceedings by such governments as well as
proceedings within Duke University. Specifically, Client has been a subject of accusations made
by the Durham Police Department with respect to matters relating to events that transpired in the
residence located at 610 N. Buchanan on or about March 13, 2006. This agreement is retroactive to the date of client’s initial contact with the Firm, and covers all communications between
client and the Firm since that time. The accusations as well as information received by counsel
indicate that there exists a possibility that Client may become the subject of the same or a similar
criminal, civil or administrative investigation or proceeding (including proceedings conducted by
Duke University’s Judicial Affairs office). Client understands that the Firm has been retained by
a significant majority of the Duke Men’s Lacrosse Team, and that he may have a list of all Team
members who are now or have been represented in this matter by this Firm. Further, Client
understands that the Firm may have Joint Representation arrangements with other counsel who
represent individual members of the Team in this investigation and any subsequent proceedings.
This Joint-Representation Agreement contemplates that EKSTRAND & EKSTRAND,
LLP (“the Firm”) will represent all members of the Duke University Men’s Lacrosse Team who
execute this agreement in all matters relating to or arising from the investigation of allegations of
criminal wrongdoing at the residence located at 610 N. Buchanan Boulevard in Durham, North
Carolina on or about March 13, 2006. Based upon the information available to the Firm at this
time, the Firm does not believe that its representation of all Members currently involves any
actual conflict of interest. Moreover, Client believes and agrees that he and the other individuals
represented by the Firm in this matter have a mutual interest in presenting a unified response to
the allegations and a coordinated approach to the development of evidence in this matter. The
Client understands, however, that, in the future, the Firm’s representation of client in this
multiple representation may give rise to actual conflicts of interest, should the interests of Client
become inconsistent with the interests of the other Clients subject to the same investigation and
proceedings.
Although the Firm is not currently aware of any actual conflicts, events may develop that
cause the Firm's representation of an individual Client to become adverse to the representation of
the one, some or all of the other Clients involved in this joint representation. Client recognizes
his right to employ separate counsel now, or at any later time in the investigation or subsequent
proceedings, if any. This agreement does not in any way bind Client—or anyone—to continuing
representation by the Firm. Client understands that he may terminate the Firm’s representation
of him at any time.
Client recognizes that, in the event an individual client involved in this representation
exercises his right to employ his own separate counsel, certain acts might require the Firm to
withdraw from its common representation of the remaining individuals. Further, Client
recognizes that forcing such an immediate withdrawal, under some circumstances could cause
severe hardship, potential prejudice, and undue expense to the clients who would otherwise
remain subject to the agreement. Therefore, Client agrees that, absent an actual conflict of
interest in the continued representation of the remaining parties, Client may not demand the
Firm’s withdrawal from that continued representation of the remaining parties.
Further, Client acknowledges that the Firm cannot continue to represent an individual
client if an actual conflict arises with one or more other clients. In such an event, the Client
whose circumstances create a conflict with any other client shall immediately advise the Firm of
the conflict, but will not discuss the specific circumstances with the Firm. Communication of
such a conflict shall be made to Robert Ekstrand personally; and, in the event Robert Ekstrand is
not available, this communication must be made to a current employee of the Firm. Upon
confirmation of that communication, the Firm will immediately withdraw from its representation
of that conflicted client. Further, Client hereby agrees that, if an actual conflict arises and is
asserted, Client shall immediately return all materials, notes or other work product that any
employee of the Firm has provided to him in the course of the representation, and those materials
are not to be shared with any individual at any time. Similarly, if it becomes apparent to the
Firm that an actual conflict exists between Client and other clients in this representation, the
Firm, on its own initiative, will notify the Client of the circumstances, ascertain the accuracy of
them, and, if an actual conflict exists and is not waived by Client, the Firm will immediately
withdraw from its representation of Client. Further, Client agrees not to assert any such conflict
of interest against the Firm or to undertake to disqualify the Firm from its continuing common
representation of the remaining clients subject to this multiple representation.
None of the information obtained by any party hereto as a result of this agreement shall
be disclosed to third parties without the consent of those Members made available in the first
instance information protected by the attorney-client and/or attorney work product privilege.
Modifications of this agreement must be in writing and signed by all parties hereto.
Any party hereto may voluntarily withdraw from this agreement upon giving or express
and written notification to all other parties to this agreement, in which case this agreement shall
no longer be operative as to the withdrawing party, but the agreement shall continue to protect all
communications and information covered by the agreement and disclosed to the withdrawing
party or to the party's counsel upon notification of withdrawal. Immediately upon demand, a
withdrawing party and his counsel shall immediately return all joint defense materials and copies
thereof.
The signatories to this agreement agree that the confidentiality prescribed above will not
become retrospectively inoperative if adversity should subsequently arise among the signatories
(or between any of them), irrespective of any claim that the joint defense privilege may
otherwise become prospectively inoperative by virtue of such claimed adversity.
Client understands and acknowledges that the Firm may enter into Joint Defense
Agreements with counsel for individuals who are also subjects in the same investigation without
obtaining the express prior authorization of Client. At the same time, Client may—and should—
notify the Firm if Client has any objections to entry into such an agreement with counsel for an
individual subject to this investigation and any subsequent proceedings.
By signing this agreement, Client certifies that he has read this agreement, understands it
and agrees to abide by it.
____________________________________
Client Signature
FOR THE FIRM:
____________________________________
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