Eolas Technologies Incorporated v. Adobe Systems Incorporated et al

Filing 1244

Proposed Pretrial Order by Eolas Technologies Incorporated, The Regents of the University of California. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27)(McKool, Mike) Modified on 1/17/2012 (mjc, ). Modified on 1/17/2012 (mjc, ).

EXHIBIT 20

UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
TYLER DIVISION
EOLAS TECHNOLOGIES, INC.
Plaintiff,
v.
ADOBE SYSTEMS INC., AMAZON.COM, INC., APPLE INC.,
ARGOSY PUBLISHING, INC., BLOCKBUSETER INC., CDW
CORP., CITIGROUP INC., eBAY INC., FRITO-LAY, INC.,
THE GO DADDY GROUP, INC., GOOGLE INC., J.C.
PENNEY COMPANY, INC., JPMORGAN CHASE & CO.,
NEW FRONTIER MEDIA, INC., OFFICE DEPOT, INC.,
PEROT SYSTEMS CORP., PLAYBOY ENTERPRISES
INTERNATIONAL, INC., RENT-A-CENTER, INC., STAPLES,
INC., SUN MICROSYSTEMS INC., TEXAS INSTRUMENTS
INC., YAHOO! INC., and YOUTUBE, LLC

CV 6:09-cv-446 LED
JURY TRIAL DEMANDED

Defendants.
DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST
Defendant Adobe Systems Inc. (“Adobe”) submits the following Second Amended Trial Exhibit List. This exhibit list is for notice
purposes only. Defendant Adobe does not know the precise nature or scope of the testimony and evidence that the Plaintiff may seek
to present at trial. As such, Defendant Adobe reserves the right to modify, amend or supplement this list prior to or during the trial
based on case developments including, by way of example and not of limitation, rulings by the Court including on any motions and/or
in limine, especially regarding content found in some of the exhibits. Defendant Adobe reserves the right to remove exhibits and/or
portions of the exhibits from its list and will work with Plaintiff Eolas to reduce the number of exhibits. Defendant Adobe’s inclusion
of any exhibits on the lists set forth below is not a stipulation as to their admissibility. Defendant Adobe further reserves the right to
use any exhibits set forth by any of the other Defendants and Plaintiff Eolas’ trial exhibit list, for any purpose. Defendant Adobe also
reserve the right to use any document—including those not identified on the following exhibit list and/or Plaintiff Eolas’ trial exhibit
list(s)—for impeachment purposes.
DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 1

E-mail dated 10/28/1991 from Tim
Berners-Lee re WorldWideWeb
mailing list: Introduction
E-mail dated 01/24/1992 from Tim
Berners-Lee re Viola – WWW
interface
Declaration of inventors re
Application Serial No. 08/324,443
filed 12/05/1994
Re-Exam re 5,838,906

[Berners-Lee Depo Exh
01] EOLASTX0000087619
[Berners-Lee Depo Exh
12] EOLASTX0000087700-0000087702
[Doyle Depo Exh 20]
EOLASTX-0000007737

DX-AD2
DX-AD3
DX-AD4

B
B

[Doyle Depo Exh 31]
EOLASTX-00001679480000168022

B

[Doyle Depo Exh 34]
EOLASTX-00002124960000212525

A

DX-AD5

Business Plan – Eolas
Technologies Incorporated dated
10/03/1995

DX-AD6

United States Patent No. 7,599,985 [Doyle Depo Exh 44]
B2 dated 10/06/2009
Defendants’ Notice of Deposition [Doyle Depo Exh 45]
to Plaintiff Eolas Technologies,
Inc. dated 03/30/2011

B

DX-AD8

Declaration of Michael D. Doyle
Under 37 CFR 1.131 dated
09/22/2007

[Doyle Depo Exh 47]
PH_001_00007870700000787191

B

DX-AD9

Exclusive License Agreement
between The Regents of the
University of California and Eolas
Technologies Incorporated dated
08/01/1995

[Doyle Depo Exh 49]
EOLASTX-00000161680000016209

B

DX-AD7

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 2

B

Admitted

DX-AD1

Expect
to Call
(A)\
May
Call (B)
B

Objection

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness

DX-AD10

Office Action in Ex Parte
Reexamination re U.S. Patent No.
5,838,906 dated 10/30/2003

[Doyle Depo Exh 60]
PH_001_00007852920000785303

DX-AD11

Interview Request Continuation
Sheet dated 04/22/2004

[Doyle Depo Exh 61]
PH_001_00007853110000785315

B

DX-AD12

Ex Parte Reexamination Interview
Summary dated 04/27/2004

[Doyle Depo Exh 62]
PH_001_00007853160000785339

B

DX-AD13

USPTO Response to the Office
Action mailed 03/12/2004 dated
05/10/2004

[Doyle Depo Exh 63]
PH_001_00007853590000785379

B

DX-AD14

USPTO Interview Summary date
04/27/2004

[Doyle Depo Exh 64]
PH_001_00007853800000785403

B

DX-AD15

Declaration of Michael D. Doyle
re Application No. 08/234,443
dated 05/27/1997

[Doyle Depo Exh 66]

B

DX-AD16

Request for Ex Parte
Reexamination Transmittal Form
dated 12/22/2005

[Doyle Depo Exh 67]
PH_001_00007860910000786133

B

DX-AD17

Order Granting Ex Parte
Reexamination dated 01/24/2006

[Doyle Depo Exh 68]
PH_001_00007862550000786266

B

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 3

Admitted

Expect
to Call
(A)\
May
Call (B)
B

Objection

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness

DX-AD18

Office Action in Ex Parte
Reexamination

[Doyle Depo Exh 69]
PH_001_00007869430000786982

DX-AD19

Ex Parte Reexamination Interview
Summary dated 09/06/2007

[Doyle Depo Exh 70]
PH_001_00007870180000787021

B

DX-AD20

Patent Owner’s Statement of the
Substance of the Interview dated
09/06/2007

[Doyle Depo Exh 71]
PH_001_00007870280000787051

B

DX-AD21

Declaration of Edward W. Felten
dated 12/22/2005

[Doyle Depo Exh 72]
PH_001_00007870520000787069

A

DX-AD22

Office Action in Ex Parte
Reexamination

[Doyle Depo Exh 73]
PH_001_00007872080000787244

B

DX-AD23

Ex Parte Reexamination Interview
Summary dated 05/09 and
06/03/2008

[Doyle Depo Exh 74]
PH_001_00007872540000787256

B

DX-AD24

Patent Owner’s Statement of the
Substance of the Interview dated
05/09 and 06/03/2008

[Doyle Depo Exh 75]
PH_001_00007872570000787273

B

DX-AD25

Email dated 05/19/1994 from
Michael Doyle re the <EMBED>
tag in HTML+

[Doyle Depo Exh 80]

B

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 4

Admitted

Expect
to Call
(A)\
May
Call (B)
B

Objection

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness

[Doyle Depo Exh 81]

[Doyle Depo Exh 83]

B

[Doyle Depo Exh 84]

B

[Doyle Depo Exh 85]

A

[Wei Depo Exh 19]
PA-00293074-00293080

B

[Wei Depo Exh 23]
PA-00293041

A

Email dated 05/08/1993 from Dale
Dougherty re DMG Status Report–
5/7
Interactive SIGGRAPH
Proceedings: A New Form of
Publication, Computer Graphics,
Vol. 24, No. 1, January 1990, pp.
60-61 (presented at EDUCOM
’89)
Email dated 08/22/1995 from Pei
Wei to Mike Doyle re Eolas
Acquires Milestone Internet
Software Patent

Dougherty-EolasTX
0000000380- 0000000382

B

ADBE0183270

A

UCAL-EOLAS000002057

B

DX-AD28
DX-AD29
DX-AD30

DX-AD31

DX-AD32
DX-AD33

DX-AD34

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 5

Admitted

Email dated 05/20/1994 from
Michael Doyle to Dave Raggett re
the <EMBED> tag in HTML+
(redacted)
USPTO Amendment dated
08/20/1996
Response after Non-Final
Rejection dated 10/01/2007
U.S. Patent No. 5,367,621 dated
11/22/1994
Email dated 06/03/1993 from Dale
Dougherty to Pei Wei re Viola.tar
for SUN
Email dated 02/08/1993 from Pei
Wei to Marc Andreessen re Stuff
in new violaWWW

Objection

DX-AD26

Expect
to Call
(A)\
May
Call (B)
B

DX-AD27

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness

DX-AD36

DX-AD37

DX-AD38

DX-AD39

DX-AD40

UCAL-EOLASI000001222-000001248

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 6

B

B

B

B

B

Admitted

MediaView: A General
Multimedia Digital Publication
System, Phillips, LA-UR-90 -4227
Eolas’ Responses and Objections
to Defendant Adobe’s Special
Interrogatories to Plaintiff Eolas
Technologies Inc. (Nos. 1-5) dated
10/08/2010
Eolas’ January 7, 2011
Supplemental Responses and
Objections to
Defendant Adobe’s Special
Interrogatories to Plaintiff Eolas
Technologies Inc. (Nos. 1-5)
Eolas’ Responses and Objections
to Defendant Adobe Systems
Incorporated’s First Set of
Interrogatories to Plaintiff Eolas
Technologies, Inc. (No. 1) dated
01/21/2011
Eolas’ Responses and Objections
to Defendant Adobe Systems
Incorporated’s Second Set of
Interrogatories to Plaintiff Eolas
Technologies, Inc. (Nos. 2, 3 & 4)
Dated 06/09/2011
Adobe System, Inc.’s
Supplemental Responses to Eolas’
Interrogatory Nos. 3 and 6 dated
03/24/2011

Expect
to Call
(A)\
May
Call (B)
A

Objection

DX-AD35

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness

DX-AD41

DX-AD42
DX-AD43

United States Patent No. 7,272,658
– Real-Time Priority – Based
Media Communication dated
09/18/2007
United States Patent No. 7,587,509
– Real-Time Priority-Based Media
Communication dated 09/08/2009
Screen Shot – Acrobat Reader –
ADBE0018754
[HELPREAD.PDF]

DX-AD44

View-source:www.adobe.com
(Appendix E to the Rebuttal
Report re Non-Infringement of
Richard Phillips’ dated
11/15/2011)
Search Buddy Source Code date
10/13/2010 (Appendix F to the
Rebuttal Report re NonInfringement of Richard Phillips’
dated 11/15/2011)
Klematis.html Source Code
(Appendix G to the Rebuttal
Report re Non-Infringement of
Richard Phillips’ dated
11/15/2011)

B

WITHDRAWN

DX-AD46

A

WITHDRAWN

DX-AD45

DX-AD47

DX-AD48

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 7

B

B

B

Admitted

Expect
to Call
(A)\
May
Call (B)
A

Objection

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness

DX-AD50

DX-AD51

DX-AD52

DX-AD53
DX-AD54

DX-AD55

DX-AD56

A

A

A

ADBE0195548-0195567

B
B

ADBE0195268

B

ADBE0195272

B

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 8

Admitted

Firefox Debugging (Appendix H
to the Rebuttal Report re NonInfringement of Richard Phillips’
dated 11/15/2011)
Firefox Memory (Appendix I to
the Rebuttal Report re NonInfringement of Richard Phillips’
dated 11/15/2011)
Firefox Content Tree (Appendix J
to the Rebuttal Report re NonInfringement of Richard Phillips’
dated 11/15/2011)
Flow Chart re Firefox 8 with
klematis.html (Appendix K to the
Rebuttal Report re NonInfringement of Richard Phillips’
dated 11/15/2011)
Adobe Systems Incorporated’s
Mac and windows Adobe.com
Revenue for US
Compound Annual Growth Rate
(Schedule 2.1 from the Expert
Report of Brian Napper dated
11/15/2011)
Software License Agreement and
addendums between Adobe
Systems, Inc. and MainConcept
LLC dated 11/20/2001
License Agreement and
addendums between Adobe

Expect
to Call
(A)\
May
Call (B)
B

Objection

DX-AD49

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness

DX-AD57
DX-AD58
DX-AD59

DX-AD60

DX-AD61

DX-AD62
DX-AD63
DX-AD64
DX-AD65
DX-AD66

Systems Inc. and MainConcept
dated 06/01/2006
Addendum #4 to the License
Agreement between Adobe
Systems Inc. and MainConcept
AVC Patent Portfolio License
between Adobe Systems Inc. and
MPEGLA, LLC dated 08/01/2002
Source Code License and Software
Distribution Agreement between
Macromedia Inc. and On2
Technologies dated 06/28/2004
License and Distribution
Agreement between Macromedia
Inc. and Sorenson Media dated
0823/2001
Files from PA-NAT-00000004
(1727.pdf, 1744.pdf, 2018.pdf,
2020.pdf, 2310.pdf, 2333.pdf,
2345.pdf, 2414.pdf)
MediaView, Ver. 3.0
Director, Ver. 3.1.3
3.5 Floppy Discs of Director, Ver.
3.1.3
A History of Flash
United States Patent No. 5,437,008
– Method of Establishing
Constraints and Links in a
Distribution Frame Between

ADBE0195275

B

ADBE0195276

B

ADBE0195270

B

ADBE0195271

B

PA-NAT-00000004

B

ADBE0196641
ADBE0185655
ADBE0196667-0196685

B
B
B

ADBE0000024-0000027
ADBE0004606-0004635

B
B

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 9

Admitted

Expect
to Call
(A)\
May
Call (B)

Objection

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness

DX-AD71

Graphical Elements and Resolving
the Constaints dated 07/25/1995
SWF File Format Specification,
Ver. 10
United States Patent No. 5,185,818
– Method of Substituting Fonts
and Displaying Characters dated
02/09/1993
HTML 5 Rocks – How Browsers
Work: Behind the Scenes of
Modern Web Browsers
Websites as graphs – an HTML
DOM Visualizer Applet – Source
Code
Widedesk Home Page

DX-AD72

WITHDRAWN

DX-AD73

Unique Visual Tools Aid Critical
ADBE0196985-0196991
Materials Science, SIGNAL, June
1993
Programming the Display
PostScript System with NeXTstep,
Adobe Systems Incorporated,
Addison Wesley
United States Patent No. 6,892,200 ADBE0196637
– Javascript Engine dated
05/10/2005
UC Libraries Partner with
[Tucker Depo Exh 01]
Technology Companies and Non-

DX-AD67
DX-AD68

DX-AD69
DX-AD70

DX-AD74

DX-AD75
DX-AD76

ADBE0194077-0194354

A

ADBE0004131-0004138

B

ADBE0196846-0196888

B

ADBE0196890

B

[Ang Depo Exh 12]

B

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 10

B
B

B

Admitted

Expect
to Call
(A)\
May
Call (B)

Objection

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness

DX-AD77
DX-AD78
DX-AD79
DX-AD80
DX-AD81
DX-AD82
DX-AD83
DX-AD84
DX-AD85
DX-AD86

Profits to Provide Free Public
Access to Digitized Books dated
10/03/2005
Multiplying Math and Science
Teachers dated 07/06/2006
FREE: Adobe Creative Suite for
UC Berkeley community FY
2011-12 dated 09/20/2011
San Diego Supercomputer Center
presents Science Festival
workshops dated 03/20/2009
The Regents of the University of
California Minutes from July 1997
to November 2010
UC Santa Cruz Online Course
Emphasizes Student Involvement
dated 10/18/2002
Letter from William Tucker to
Letters to the Editor of the Wall
Street Journal dated 09/20/2005
Presentation: Technology Transfer
A UC Perspective by William
Tucker
Awards received from Adobe

[Tucker Depo Exh 02]
[Tucker Depo Exh 03]
[Tucker Depo Exh 04]
[Tucker Depo Exh 05]
[Tucker Depo Exh 06]
UC-EOLAS-000005701
[Tucker Depo Exh 16]
[Tucker Depo Exh 17]
ADBE0196906-0196932

Email from D. Martin re Agenda
for 8/19 meeting dated 08/13/1993
Email from C. McRae to J. Dawes
re Acrobat and UCSF dated

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 11

Admitted

Expect
to Call
(A)\
May
Call (B)

Objection

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness

DX-AD87
DX-AD88
DX-AD89
DX-AD90
DX-AD91
DX-AD92
DX-AD93
DX-AD94
DX-AD95
DX-AD96
DX-AD97

05/14/1993
Email from J. Dawes re Acrobat
and UCSF dated 05/17/1993
Email from C. McRae re HTML
spec dated 06/21/1993
Email from R. Cailliau re
WWWWorkshop dated
07/16/1993
Email from D. Kehoe to R.
Cailliau re Adobe’s PDF dated
07/16/1993
Email from D. Kehoe to Kevin
Altis re Adobe’s PDF dated
07/19/1993
Email from D. Martin to M.
Solomon re Adobe’s PDF dated
07/19/1993
Email from K. Atlis to R. Cailliau
and D. Kehoe re Adobe’s PDF
dated 07/19/1993
Email from B. Janssen to K. Altis
and D. Kehoe re Adobe’s PDF
dated 07/19/1993
Email from K. Altis to D. Kehoe
re Adobe’s PDF dated 07/19/1993
Email from D. Kehoe to K. Altis
re Adobe’s PDF dated 07/19/1993
Email from S. Heaney re HTML+
Comments 07/20/1993

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 12

Admitted

Expect
to Call
(A)\
May
Call (B)

Objection

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness

Admitted

Email from D. Martin to D. Kehoe
re Adobe’s PDF dated 07/20/1993
Non-Disclosure Agreement
between Adobe Systems
Incorporated and the University of
California at San Francisco dated
08/19/1993

DX-AD99

Expect
to Call
(A)\
May
Call (B)

Objection

DX-AD98

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness

DX-AD-P1

Director, Ver. 1.0 dated 1989

Expect
to Call
(A)\
May
Call (B)
B

DX-AD-P2
DX-AD-P3
DX-AD-P4
DX-AD-P5

Director, Ver. 2.0 dated 1990
Director, Ver. 3.0 dated 1991
Director, Ver. 3.1 dated 1993
Director, Ver. 4

B
B
A
B

DX-AD-P6
DX-AD-P7
DX-AD-P8
DX-AD-P9

MusicWorks
VideoWorks
VideoWorks Interactive
MazeWars

B
B
B
B

DX-AD-P10
DX-AD-P11

VideoWorks 2
HyperCard Driver

B
A

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 13

Admitted

Bates No.

Objection

Description

Offered

Ex. No.

Marked

Physical Exhibits
Date

Witness

DX-AD-P12
DX-AD-P13
DX-AD-P14

MacroMind Player
Accelerator
Hook Up!

DX-AD-P15

OVW (VideoWorks animation
engine)
MediaMaker
XObject Kit
Macromedia MultiMedia
Manager (M5)

DX-AD-P16
DX-AD-P17
DX-AD-P18

B
B
B
B

DX-AD-P19

TitleMaker

B

DX-AD-P20
DX-AD-P21

Windows Player
Acrobat, Ver. 1

B
A

DX-AD-P22
DX-AD-P23
DX-AD-P24
DX-AD-P25

Acrobat Distiller, Ver. 1
PageMaker, Ver. 1.2
PageMaker, Ver. 2.0
PageMaker, Ver. 3

A
B
B
B

DX-AD-P26
DX-AD-P27
DX-AD-P28
DX-AD-P29
DX-AD-P30
DX-AD-P31
DX-AD-P32

PageMaker, Ver. 4
PageMaker, Ver. 5
PageMaker, Ver. 6
PageMaker, Ver. 6.5
FrameMaker, Ver. 3
FrameMaker, Ver. 4
Future Splash Software

B
B
B
B
B
B
B

DEFENDANT ADOBE SYSETMS INC.S' SECOND AMENDED TRIAL EXHIBIT LIST - Page 14

Admitted

Expect
to Call
(A)\
May
Call (B)
A
B
B

Objection

Bates No.

Offered

Description

Marked

Ex. No.

Date

Witness