Apple Inc. v. Samsung Electronics Co. Ltd. et al

Filing 991

Administrative Motion to File Under Seal Documents Re Apples Opposition To Samsungs Motion To Exclude Opinions Of Certain Of Apple Experts filed by Apple Inc.. (Attachments: #1 Declaration Of Cyndi Wheeler In Support Of Apples Administrative Motion To File Under Seal Documents Re Apples Opposition to Exclude Apple Experts Opinions, #2 [Proposed] Order Granting Apples Administrative Motion To File Under Seal, #3 Apples Opposition To Samsungs Motion To Exclude Opinions Of Certain Of Apples Experts, #4 Declaration Of Mia Mazza In Support Of Apples Opposition To Samsungs Motion To Exclude Opinions Of Certain Of Apples Experts, #5 Exhibit Mazza Decl. Ex. D, #6 Exhibit Mazza Decl. Ex. F, #7 Exhibit Mazza Decl. Ex. G, #8 Exhibit Mazza Decl. Ex. J, #9 Exhibit Mazza Decl. Ex. K, #10 Exhibit Mazza Decl. Ex. L, #11 Exhibit Mazza Decl. Ex. R, #12 Exhibit Mazza Decl. Ex. S, #13 Exhibit Mazza Decl. Ex. T, #14 Exhibit Mazza Decl. Ex. U, #15 Exhibit Mazza Decl. Ex. V, #16 Exhibit Hauser Decl. Ex. B, #17 Exhibit Hauser Decl. Ex. C, #18 Exhibit Hauser Decl. Ex. D, #19 Exhibit Hauser Decl. Ex. E, #20 Exhibit Musika Decl. Ex. S, #21 Exhibit Musika Decl. Ex. T, #22 Exhibit Musika Decl. Ex. U, #23 [Proposed] Order Denying Samsungs Motion To Exclude Opinions Of Apples Experts)(Jacobs, Michael) (Filed on 5/31/2012) Modified on 6/3/2012 attachment #1 Sealed pursuant to General Order No. 62 (dhm, COURT STAFF).

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Exhibit D Page 1 1 2 3 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION 4 5 6 7 8 9 10 11 12 APPLE INC., a California Corporation, ) ) ) Plaintiff, ) ) v. ) ) SAMSUNG ELECTRONICS CO., LTD, ) a Korean business entity; ) SAMSUNG ELECTRONICS AMERICA, ) INC., a New York corporation; ) SAMSUNG TELECOMMUNICATIONS ) AMERICA, LLC, a Delaware ) Limited liability company ) ) Defendants. ) ________________________________) No: 11-CV-01846-LHK 13 14 15 16 17 18 19 * H I G H L Y C O N F I D E N T I A L * * ATTORNEYS' EYES ONLY - PURSUANT TO PROTECTIVE ORDER* VIDEOTAPED DEPOSITION OF HENRY A. URBACH New York, New York Thursday, April 19, 2012 20 21 22 23 24 25 Reported by: ANNETTE ARLEQUIN, CCR, RPR, CLR JOB NO. 48724 TSG Reporting - Worldwide 877-702-9580 Page 5 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 THE VIDEOGRAPHER: This is the tape 3 labeled No. 1 of the videotaped deposition 4 of Henry Urbach in the matter of Apple Inc. 5 versus Samsung Electronics Company Limited. 6 We are now going on the record. 7 Counsel will state their appearances for the record. 10 11 MR. ARNOLD: MS. HAGBERG: Karen Hagberg, Morrison THE VIDEOGRAPHER: Will the court reporter please swear in the witness. 16 17 10:07AM & Foerster, for Apple. 14 15 I'm Brett Arnold from Quinn Emanuel for Samsung. 12 13 The time is 10:07 a.m. 8 9 10:07AM * H E N R Y * U R B A C H, 10:07AM * called as a 18 witness, having been duly sworn by a 19 Notary Public, was examined and testified 20 as follows: 21 EXAMINATION BY 22 10:08AM MR. ARNOLD: 23 Q. Good morning. 24 A. Good morning. 25 Q. Thank you for coming. TSG Reporting - Worldwide 10:08AM 877-702-9580 Page 7 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 the question and have given your best testimony. 3 Is that fair? 4 A. Yes. 5 Q. Is there anything you know of that 6 might prevent you from giving your best 7 10:09AM testimony today? 8 A. No. 9 Q. If you need a break at any time, just 10 let me know, the one exception being if I've 11 asked a question that you haven't answered yet. 12 Is that fair? 13 A. Yes. 14 Q. And what is your home address? 15 A. 806 Ponus Ridge Road, New Canaan, 10:09AM 16 Connecticut, 06840. 17 18 19 20 21 22 10:09AM Q. And do you have a business address as well? A. I do. The Glass House, 199 Elm Street, New Canaan, Connecticut, 06840. Q. 10:09AM And Mr. Urbach, what is the highest level of education that you've reached? 23 A. I have two master's degrees. 24 Q. And where did you get those master's 25 degrees from? 10:09AM TSG Reporting - Worldwide 877-702-9580 Page 8 1 2 3 H. Urbach - Highly Confidential - Attorneys Eyes Only A. My first is a master of architecture from Columbia University in 1990. 4 My second is a master of arts in 5 history and theory of architecture from 6 Princeton, 1995. 7 8 Q. Okay. 10:10AM So let me ask you first about the Princeton master of arts. 9 How long did you attend Princeton for 10 that degree? 11 A. For that degree, three years. 12 Q. Three years. 13 14 10:10AM And you said it was a master of arts in history and theory of architecture. 15 A. Correct. 16 Q. What type of coursework did you take 17 18 10:10AM for that program? A. There were seminars related to 19 history and theory of architecture. 20 yearlong seminar on the idea of representation, 21 which I think formed some of the intellectual 22 basis of my report. 23 Q. There was a 10:10AM And when you say the idea of 24 representation, is that in the context of 25 architecture? 10:10AM TSG Reporting - Worldwide 877-702-9580 Page 9 1 2 H. Urbach - Highly Confidential - Attorneys Eyes Only A. It's in the context of things that we 3 make, culture, which is to say that things 4 represent ideas, values. 5 ideas and values that inform them. 6 of reading objects. 7 Q. Okay. They re-present the It's a way 10:11AM So just to be -- maybe I'm new 8 to the subject. 9 objects, buildings, et cetera, as well as It would include architectural 10 smaller objects that might fit inside this room, 11 for instance? 12 A. Very much so. 10:11AM From buildings to 13 furniture, to urban spaces, to products. 14 theoretical framework that allows one to 15 interpret objects of any scale in this way. 16 17 18 19 20 Q. It's a 10:11AM And did you focus on any particular type of objects in that seminar? A. In that seminar we were primarily looking at architectural spaces, but not only. Q. But primarily architectural spaces. 21 When you say architectural spaces, do you mean 22 10:12AM interior spaces? 23 A. Interior, exterior, urban. Again, 24 the specificity of the object isn't what's at 25 stake as much as the framework used to TSG Reporting - Worldwide 877-702-9580 10:12AM Page 10 1 2 3 H. Urbach - Highly Confidential - Attorneys Eyes Only interpret. Q. Was there a particular framework that 4 you studied, particular framework of 5 interpretation that you studied? 10:12AM 6 A. I don't understand the question. 7 Q. I'm sorry. You just mentioned that 8 it wasn't so much the object, what was at stake, 9 as much as the framework used to interpret it. 10 And I was just wondering if there was a 11 particular framework of interpretation that you 12 were taught or -- 13 A. 10:12AM Well, in theoretical and historical 14 work, you have an object of study and you have a 15 method of analysis, and this idea of 16 representation or re-presenting concepts through 17 forms is the framework that I studied, not only 18 in that seminar, but also as an undergraduate 19 and in subsequent work. 20 Q. 10:13AM Can you think of any examples of 21 concepts that were represented through forms 22 10:13AM that you studied in that seminar? 23 A. Power is the classic one. One can, 24 for example, look at monumental architectural 25 form to understand the effects of power, but one TSG Reporting - Worldwide 877-702-9580 10:13AM Page 11 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 can also look at other kinds of objects to 3 understand the presence of different values, 4 even radically different values. 5 Q. 6 values? 7 A. 8 9 Do you have any examples of different Yes. They're innumerable. 10:14AM There is as many as there are objects in the world. Q. Just as a for instance -- I'm new to 10 the subject so I'm just interested to know what 11 types of values you were studying. 12 maybe just a few examples, that would be 13 helpful. 14 A. 10:14AM If you have I did some research on advertising 15 light in Paris between 1925 and '37, which is to 16 say the introduction of neon and electrical 17 signage into a metropolis, and I was interested 18 in the way that these lights, advertising signs, 19 for example, were typically described as 20 feminine. 21 those days as an aging starlet who wore too much 22 make-up, for example. 23 People would talk about Paris in 10:14AM 10:14AM And my interpretation of that 24 discursive condition was to say that there was 25 actually a larger instability about gender, TSG Reporting - Worldwide 877-702-9580 10:15AM Page 12 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 about the relationship of men and women in the 3 Post World War I period that was being displaced 4 onto a discussion of urban form. 5 Q. Interesting. So there was sort of a 6 metanarrative going on that was transferring 7 from cultural happenings to the forms you were 8 10:15AM studying? 9 A. I'm not sure what you mean by 10 metanarrative, but what I'm talking about is a 11 framework for interpreting cultural artifacts. 12 Q. Okay. 10:15AM Moving on from that, did you 13 study anything else during your time at 14 Princeton? 15 A. Yes. 16 Q. And what was that? 17 A. My other coursework. 10:15AM There was 18 coursework on concept of privacy and publicity. 19 There was coursework on landscape architecture, 20 gardens. 21 10:16AM Much of the work was independent 22 actually, and so, for example, the project I was 23 describing on nocturnal light was central to 24 what I studied. 25 Q. Anything else you can remember? TSG Reporting - Worldwide 877-702-9580 10:16AM Page 13 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 A. From that particular program? 3 Q. Yes. 4 A. You know, it's quite some time ago, 5 so I could certainly fill in the record with a 6 complete list of coursework, but it's not what's 7 at the forefront of my mind right now. 8 Q. 9 Sure. 10:16AM And that's fine. And just as a general matter, I 10 wouldn't want you to speculate if you can't 11 remember something. 12 10:16AM So let's move on to your time at 13 Columbia University. 14 there with a master's in architecture in 1990; 15 is that correct? And you said you graduated 10:17AM 16 A. Correct. 17 Q. And how long did you attend Columbia 18 University? 19 A. Three years. 20 Q. Three years as well. 21 22 23 10:17AM And what did you study while you were there? A. That is a professional degree which 24 combines design studio work, which is the 25 primary basis of that program, so a tremendous TSG Reporting - Worldwide 877-702-9580 10:17AM Page 14 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 amount of time designing objects, buildings, 3 spaces, as well as other courses related to 4 drawing, history and theory, technology. 5 6 Those were the major areas. Q. 10:17AM And you mentioned that you spent a 7 tremendous amount of time designing objects. 8 Can you remember any objects that you designed 9 at that time? 10 A. Well, we were always making models 11 and drawings, which are themselves objects. 12 Again, for specifics of something that is now 13 10:18AM 15 years ago, I would need to get back to you. 14 15 16 Q. So nothing comes to mind, no specific object comes to mind, I take it? A. 10:18AM There was a housing studio that 17 involved designing elements related to housing 18 at all scales, from the housing block to the 19 building, to interior spaces and elements of the 20 interior. 21 22 23 10:18AM There was a music school on the Palisades. My thesis project was a series of 24 urban objects for what was then the divided 25 center of Berlin. TSG Reporting - Worldwide 10:19AM 877-702-9580 Page 15 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 Those are among them. 3 Q. It sounds like the models then were 4 related to a small-scale version of a larger 5 building you might be planning or -- 6 A. That's correct. 7 Q. 10:19AM -- conceiving of. 8 9 Was that the case with all the objects you were making at that time? 10 A. Largely, yes. My training is in 10:19AM 11 architecture, not in product or object design, 12 which I think is where you're -- where these 13 questions seem to be going. 14 that. 15 16 Q. Sure. So I want to state I'm just curious as to, you 10:20AM know, your background and experience. 17 A. Sure. 18 Q. Okay. And then -- let me see. And 19 moving backwards more in time, where did you 20 attend before you went to Columbia University? 21 A. 10:20AM I went to Princeton University 22 undergrad, where I have a BA magna cum laude in 23 the history and theory of architecture. 24 Q. And what years were you there? 25 A. 1980 to '84. TSG Reporting - Worldwide 10:20AM 877-702-9580 Page 16 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 Q. And you can probably guess I'm going 3 to ask you again what you studied at that time. 4 Do you remember any particular coursework you 5 took? 6 10:20AM A. Sure. In the first few years, I was 7 trying a number of different things in the way 8 that liberal arts students do, literature, 9 chemistry, Russian language, history of science, 10 and eventually migrated into the architecture 11 department, where again it was a combination of 12 design studio work and history and theory 13 seminars, both in the architecture school and in 14 the art history department. 15 Q. Do you know any Russian anymore? 16 A. I know very little Russian. 10:21AM 10:21AM It's not 17 a language that I have kept up with, but I can 18 read it and say basic things. 19 20 Q. That's actually impressive. it's a very difficult language. 21 22 I hear MS. HAGBERG: 10:21AM I thought you were going to start asking questions in Russian. 23 (Laughter.) 24 MR. ARNOLD: 25 If I knew Russian, I would. 10:21AM TSG Reporting - Worldwide 877-702-9580 Page 17 1 2 3 H. Urbach - Highly Confidential - Attorneys Eyes Only BY MR. ARNOLD: Q. So it sounds like after spending some 4 time sampling different coursework, you focused 5 in on architecture. 10:21AM 6 A. Yes. 7 Q. And then the design work, or the 8 studio work rather, that you did was focused on 9 drawings and designs of architectural objects, 10 11 buildings and the like? A. 10:22AM Largely, yes. We also, for example, 12 did studies of objects like fruits, for example, 13 cutting cross-sections through fruits as a way 14 of developing drawing skills. 15 16 Q. Did you take any coursework at that 10:22AM time on industrial design? 17 A. I did not. 18 Q. And did you take any coursework on 19 industrial design during your master's programs? 20 A. I did not. 21 Q. Did you take any coursework at any of 22 23 10:22AM those schools on product design? A. I did not. To the best of my 24 knowledge, they weren't offered at these 25 schools, in fact. They tend to be offered at TSG Reporting - Worldwide 877-702-9580 10:22AM Page 19 1 2 H. Urbach - Highly Confidential - Attorneys Eyes Only Each has its advantages and limitations. 3 Q. 4 Interesting. Thank you. Moving on to some other types of 5 coursework you might have taken or might not 6 have taken, did you take any coursework at any 7 time on the design of graphical user interfaces? 8 A. No. 9 Q. Any coursework on marketing? 10 A. No. 11 Q. Advertising? 12 A. No. 13 Q. Graphic design? 14 A. No. 10:24AM 15 10:24AM Somehow I kept busy, but no. (Laughter.) 10:24AM 16 Q. Packaging design? 17 A. Also not. 18 Certainly none were offered in those areas. 19 Q. 20 Okay. So no. Cultural anthropology? 21 A. Yes. 22 Q. 10:25AM And when did you take courses in 23 24 25 that? A. I remember one course in particular with Natalie Davis, who is a cultural historian TSG Reporting - Worldwide 877-702-9580 10:25AM Page 20 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 noted for kind of an anthropological approach 3 that focuses on everyday life as the subject 4 matter of historical interpretation. 5 Q. 6 course? 7 A. At Princeton. 8 Q. Was that during your undergraduate 9 And where was it that you took that 10:25AM time? 10 A. Yes. 11 Q. And do you remember any other courses 12 you took on that subject? 13 14 15 10:25AM MS. HAGBERG: A. Objection, vague. I would be happy to fill in the record with a complete list of coursework. 16 Q. But none come to mind right now? 17 A. None come to mind right now. 10:25AM 18 19 years ago. Q. 20 21 It's 20 Sure. Did you take any coursework in 10:26AM sociology? 22 A. Not strictly considered, no. 23 Q. Any coursework in consumer behavior? 24 A. No. 25 That again would not have been offered at a place like Princeton, though the TSG Reporting - Worldwide 877-702-9580 10:26AM Page 21 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 history and theory courses in architecture and 3 art history encompassed aspects of these fields 4 of inquiry. 5 Q. And when you say fields of inquiry, 6 are you thinking of any in particular from the 7 10:26AM ones that I've asked about? 8 9 A. Sociology, cultural anthropology, in particular. In fact, the history and theory of 10 architecture program at Princeton was founded as 11 a kind of project in cultural anthropology. 12 13 14 Q. 10:27AM more. Can you explain that a little bit I'm not sure I understand that. A. It goes back to the idea that we've 15 been discussing from the very start, that 16 objects represent ideas and values, and with 17 architecture in particular, since it is largely 18 a social phenomenon, often connected with forms 19 of power and authority, one can understand the 20 dominant values, the dominant ideas, the norms, 21 the habits of a social order through the kinds 22 of buildings and spaces that it constructs. 23 24 25 Q. 10:27AM 10:27AM In any of your coursework, do you remember studying particular companies? A. My undergraduate thesis was -- the TSG Reporting - Worldwide 877-702-9580 10:28AM Page 22 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 subject matter was theme parks, and I had 3 written a junior paper on Epcot Center. 4 Disney in fact was a company that I was very 5 interested in at the time. 6 7 8 9 Q. So 10:28AM And do you remember what your conclusion was in your thesis regarding Disney? A. That research was about the way in which these artifacts, theme parks, which we 10 tend not to think about very much, we think of 11 them as places you go and have fun, that in fact 12 they were completely loaded and coded with ideas 13 about history, nature, class. 14 10:29AM In particular, the Disney parks -- 15 and I certainly was not the only one, there were 16 other theorists working on this -- were 17 particularly ideological and very much masked 18 the kind of ideological claims they would make, 19 for example, about the supremacy of America in 20 the post-war period, would mask those political 21 claims as a form of entertainment. 22 23 24 25 10:29AM 10:29AM Sobering, I know, but that's what I was thinking about. Q. And that was in your time at Princeton as an undergrad? TSG Reporting - Worldwide 10:30AM 877-702-9580 Page 23 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 A. Yes. 3 Q. Did you spend much time at that theme 4 park? 5 A. I did. 6 Q. It's a nice perk. 7 A. I didn't experience it that way, 8 but... 9 10 11 10:30AM (Laughter.) Q. So moving on to your employment 10:30AM history, are you currently employed? 12 A. I am. 13 Q. And where do you work? 14 A. I am, as of recently, as of a little 15 more than two weeks, the director of the Glass 16 House in New Canaan, Connecticut. 17 Q. 18 19 Oh, just two weeks. 10:30AM Okay. And what is the Glass House? A. The Glass House refers to a campus of 20 buildings centered on a building that is also 21 called the Glass House, which is a weekend house 22 built by Philip Johnson in 1949 that was 23 essentially made of glass and achieved a kind of 24 iconic status, not only as a building, but also 25 as a kind of cultural project, insofar as over TSG Reporting - Worldwide 877-702-9580 10:30AM 10:31AM Page 24 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 the next 50 years, until he passed, the Glass 3 House campus became a center where leading 4 artists, architects, designers, patrons, writers 5 would gather. 6 10:31AM And Philip Johnson left the house in 7 his will to the National Trust for Historic 8 Preservation, who now own it, and I am the 9 director, which is to say that I am responsible 10 for this property, for this site and for its 11 future. 12 Q. 13 14 10:32AM And when you say responsible for this property, do you mean day-to-day operations? A. Well, we have a staff, some of whom 15 focus on operations and things like 16 groundskeeping and so on. 17 10:32AM The primary components of my job are 18 maintaining the integrity of the site from a 19 kind of preservation perspective, which includes 20 operations, fundraising, various kind of 21 managerial issues, as well as developing the 22 potential of this site, which since Philip's 23 death has been largely recreated as a house 24 museum for public tours, and my mandate is to 25 restore its influence as a center of culture. TSG Reporting - Worldwide 877-702-9580 10:32AM 10:33AM Page 25 1 2 3 4 H. Urbach - Highly Confidential - Attorneys Eyes Only Q. And what type of things are displayed in the house museum? A. Well, currently it's the house itself 5 and the other roughly dozen buildings, 6 structures on the property. 7 objects. 8 were there during Philip's lifetime are on 9 display, and Mies van der Rohe furniture, 10 10:33AM There are also Some of the objects and furniture that important artworks, artifacts of everyday life. 11 10:33AM But it's largely set up -- it's 12 something like a period room, where you enter 13 into the space and there's a display of how it 14 might have looked at a moment in time. 15 16 17 Q. And what were you doing prior to 10:34AM working at the Glass House? A. For about a year I was doing 18 independent projects, both writing and 19 consulting. 20 And prior to that, for about five 21 years, I was curator of architecture and design 22 10:34AM at the San Francisco Museum of Modern Art. 23 And prior to that, I owned a gallery 24 of contemporary art and architecture in 25 New York. 10:34AM TSG Reporting - Worldwide 877-702-9580 Page 26 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 All the while writing and teaching 3 and occasionally consulting through that entire 4 period of roughly 15 years. 5 Q. So staying busy, to say the least? 6 A. A little busy. 7 Q. And going back to the period just 8 prior to the Glass House, you said you were 9 10:35AM doing some consulting and writing. 10 11 12 What type of consulting were you 10:35AM doing? A. I was working with a gallery of 13 design objects in San Francisco, helping them 14 develop their program, their identity. 15 with them for approximately six months. 16 I worked 10:35AM I also consulted with a gallery in 17 New York on the development of an exhibition of 18 drawings. 19 20 21 Those were the two primary consulting projects. Q. 10:35AM 22 And those were both galleries. 23 Did you do any consulting with any businesses? 24 A. No. 25 Q. Apart -- You mean apart from galleries? TSG Reporting - Worldwide 10:36AM 877-702-9580 Page 27 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 A. Which also are businesses. 3 Q. Right. 4 Yeah, my mistake. No, that's right. 5 A. And I was writing as well, and it was 6 during that period that I wrote the essay on 7 Apple stores that I believe is in the exhibit or 8 10:36AM appended to my report. 9 Q. Okay. So that was written in that 10 time period between when you worked at the 11 San Francisco Museum of Modern Art and the Glass 12 House? 13 A. 10:36AM I believe I started it while still at 14 the museum, but most of the writing happened in 15 the period immediately after. 16 17 Q. 10:36AM Did you do any other writing that you can remember during that time? 18 A. I did. Some independent. Some 19 writing toward a book project on installation 20 architecture. 21 Some smaller writing projects. 10:37AM I mean I'm frequently writing, so... 22 Q. Then looking at your time at the 23 San Francisco Museum of Modern Art, and first 24 let me ask, is there -- that's kind of a long 25 name. 10:37AM TSG Reporting - Worldwide 877-702-9580 Page 28 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 Do you refer to it as SFMOMA? 3 A. That's fine. 4 Q. So at your time at SFMOMA, you were 5 there from 2006 to 2011; is that correct? 6 A. Yes. 7 Q. And what was your job title there? 8 A. I was curator of architecture and 9 design. 10 Q. 10:37AM 11 And was that your job title the whole 10:37AM time that you were there? 12 A. Yes. 13 Q. And what were your responsibilities? 14 A. It was an endowed position, so the 15 official title was the Helen Hilton Raiser 16 Curator of Architecture and Design. 17 Q. And what were your responsibilities? 18 A. 10:37AM My responsibilities largely divided 19 into three categories; exhibitions, acquisitions 20 and community relations. 21 10:38AM In terms of exhibitions, I was always 22 responsible for the dedicated architecture and 23 design galleries, which were about 3,000 square 24 feet on the second floor, and so it was my 25 responsibility to make sure that we had TSG Reporting - Worldwide 877-702-9580 10:38AM Page 29 1 2 H. Urbach - Highly Confidential - Attorneys Eyes Only exhibitions in those spaces. 3 In addition, there was the 4 opportunity to do exhibitions elsewhere in the 5 museum, in particular, a large 7,500-square foot 6 exhibition on the museum's fourth floor, which 7 was the lead exhibition of that moment. 8 10:38AM In terms of acquisitions, it was my 9 responsibility to build the permanent collection 10 by proposing works for purchase or donation that 11 would be reviewed by an accessions committee, 12 then a higher-level committee, and finally the 13 board of trustees, before these works would 14 enter the permanent collection. 15 There were some responsibilities 16 where I would consult with conservators, for 18 10:39AM related to the maintenance of the collection, 17 10:39AM example, if an object needed treatment. 19 And then community relations had to 20 do with cultivating donor groups. 21 group of friends who we would organize programs 22 related to architecture and design, in general 23 kind of building the profile of architecture and 24 design in the community and within the larger 25 field. We had a 10:39AM 10:39AM TSG Reporting - Worldwide 877-702-9580 Page 30 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 SFMOMA, as you might know, is one of 3 only three major art museums in America to have 4 a department of architecture and design, and it 5 is considered a leader in the field. 6 Q. 7 museums are? 8 A. 10:40AM 9 10 11 Do you remember what the other two The Museum of Modern Art and the Art Institute of Chicago. Q. When you say the Museum of Modern 10:40AM Art, that's the one here in New York? 12 A. In New York, yes. 13 Q. Now, when you say cultivating donor 14 groups, is that similar to fundraising, or is it 15 different than that? 16 A. 10:40AM Well, it generally falls under the 17 category of fundraising. 18 different from what I do and will be doing at 19 the Glass House. 20 It's something Often what you do as a curator, you 21 try to raise money for your projects, whether 22 they're exhibitions or acquisitions. 23 example, if there's -- there was an acquisition 24 budget each year that came from the donations of 25 the committee members, but sometimes there were 10:40AM TSG Reporting - Worldwide So for 877-702-9580 10:41AM Page 31 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 opportunities to acquire things beyond that 3 budget that we felt important for the 4 collection, so we would need to raise additional 5 funds. 6 10:41AM Likewise, with exhibitions, though 7 there was a development department who was 8 largely responsible for raising money, curators 9 are always involved in helping raise money. 10 11 Q. A. 13 and 15. 14 Q. 16 10:41AM did you help to coordinate? 12 15 And how many exhibits or exhibitions I believe it was somewhere between 12 We could verify that. Was there a specific topic or focus on those exhibits, or were they disparate? A. 10:42AM I think there was a nice range. 17 There were, I believe, five exhibitions from the 18 permanent collection that sought to provide a 19 sort of conceptual framework to objects drawn 20 from the collection, which may have been objects 21 that I brought in or brought in by my 22 predecessors. 23 10:42AM One exhibition that I think is 24 germane to what we're discussing here today was 25 the major exhibition that I did that I mentioned TSG Reporting - Worldwide 877-702-9580 10:42AM Page 32 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 earlier, the museum's lead exhibition in that 3 period, which was called How Wine Became Modern, 4 Design and Wine, 1976 to Now, and that was an 5 original and it was said ground-breaking study 6 of the visual and material culture of wine in 7 the period from 1976 to now, 1976 being the year 8 of a watershed event in the world of wine called 9 the Judgment of Paris, where essentially, in 10 very broad strokes, the new world begins to gain 11 a kind of ascendency that it hadn't previously 12 had, and as part of this story, a kind of battle 13 for authority within the world of wine, I became 14 particularly interested in the way that designed 15 objects could confer value. 10:42AM 16 10:43AM 10:43AM And by objects, to go back to an 17 earlier discussion we were having, I was looking 18 not only at architecture such as the 19 architecture of wineries, but at wine glasses, 20 wine labels, works of art related to wine, 21 concepts of land use related to wine, such as 22 terroir, popular culture in a sort of cultural 23 anthropological approach, such as news, film and 24 advertising related to wine, all to try to 25 understand how it is that something that might TSG Reporting - Worldwide 877-702-9580 10:43AM 10:44AM Page 33 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 otherwise have the same status as grape juice or 3 Coca-Cola in fact has a completely different 4 elevated status. 5 And it was my argument that design 6 played a central role in that transformation. 7 Q. 8 9 10:44AM Interesting. And at that time, did you have any exhibits that were devoted to consumer 10 electronics? 11 A. 10:44AM No. We had some consumer electronics 12 in permanent collection exhibitions. 13 particular, 246 and Counting, was an overview of 14 all of the works that I had brought into the 15 collection during the first roughly 16 two-and-a-half years of my tenure, and we had 17 some Apple products as well as Bang & Olufsen, 18 as well as other examples of product design, 19 furniture. 20 21 22 Q. One in 10:45AM We had a bicycle, for example. And what was the purpose of that 10:45AM exhibit? A. The exhibition was a kind of 23 meta-exhibition really that was designed to 24 inform the public of how a museum collects, 25 which was a rather distinctive approach. TSG Reporting - Worldwide 877-702-9580 10:45AM Page 34 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 Usually when curators mount permanent 3 collection shows, especially recent acquisition 4 shows, they're seen as sort of greatest hits or 5 a celebration of what the museum now owns, 6 demonstrations of the museum's power and 7 authority. 8 there were many things about this exhibition 9 that worked to complicate that idea and to make 10:46AM Of course it was also that, but 10 visible the actual processes by which works come 11 into a collection. 12 10:46AM So for example, we informed people 13 that, as I just told you, a curator surveys the 14 landscape, decides what he or she thinks is 15 museum worthy, proposes that to a committee. 16 Those decisions are then reviewed, then reviewed 17 and approved by the board of trustees. 18 are things that are not common knowledge to the 19 public. 20 10:46AM These Or, for example, discussing some of 21 the conservation issues that attend to acquiring 22 objects. 23 where, for example, we would talk about issues 24 of when you acquire a consumer electronics, that 25 you need to make decisions about whether you 10:47AM And we did a cell phone guided tour TSG Reporting - Worldwide 877-702-9580 10:47AM Page 35 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 display them on or off. 3 on, how do you deal with screen burn over a long 4 period of time. 5 6 7 If they're displayed These kinds of -- but it was a very 10:47AM behind-the-scenes look at making an exhibition. Q. And to maybe go a little deeper into 8 this, what were some of the reasons that you 9 chose to try and bring certain items into the 10 museum? 11 A. 10:48AM It's not exactly a formula, but it's 12 a combination -- one thinks of several things. 13 What one would like to have on hand for 14 exhibitions and what one would like to preserve 15 for posterity. 16 10:48AM Within that the criteria include 17 excellence, which can be formal, material, 18 technical, conceptual excellence. 19 Also responding to what has been 20 collected already. 21 fill gaps in a collection or trying to build 22 upon strengths or concentrations. 23 So for example, trying to 10:48AM Of course budget plays an issue, as 24 does serendipity. 25 access to everything one wants, so one is One doesn't always have TSG Reporting - Worldwide 877-702-9580 10:49AM Page 36 1 2 H. Urbach - Highly Confidential - Attorneys Eyes Only responding to what the market makes available. 3 As well in my field, my field was 4 rather -- my purview was rather broad, insofar 5 as architecture and design, as defined at 6 SFMOMA, includes architecture, product design, 7 industrial design, graphic design and furniture. 8 And so I would also try to be balanced and to 9 make sure that all parts of the design 10 collection were moving forward, not in every 11 meeting at the same rate, but over the arch of 12 10:49AM time, to be comprehensive in that way. 13 14 Q. And I think you had used the phrase earlier, the phrase "museum worthy." 15 16 17 10:49AM What -- in your opinion, what makes 10:50AM something museum worthy? A. Again, my first response would be to 18 say there's something ineffable that's not easy 19 to put one's finger on, but it has to do with 20 excellence. 21 status. 22 narratives that one is trying to relate with the 23 collection. 24 25 It might have to do with social 10:50AM It might have to do with certain Generally speaking, works that are exalted in some way are museum worthy and in TSG Reporting - Worldwide 877-702-9580 10:51AM Page 37 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 turn become exalted as they enter museums. 3 There are, I should note, other 4 museums that take different approaches. 5 are museums that are more concerned with a kind 6 of encyclopedic collecting strategy, trying 7 almost in a kind of time capsule way to capture 8 everything or much of the material culture of 9 the period. 10 There In the design fields, that also is a 11 on a sort of encyclopedic collection of material 13 culture and those that are concerned with 14 establishing a meaningful relationship between a 15 collection of architecture and design and the 16 other collections that exist in the museum; at 17 SFMOMA, photography, painting and sculpture and 18 10:51AM kind of split between museums that are focused 12 10:51AM new media. 19 10:52AM What joined us all was an effort to 20 tell a story, to tell a compelling, truthful and 21 meaningful story about culture and its 22 evolution. 23 Q. 10:52AM Is it the case that -- did you ever 24 acquire any items that you considered to be 25 museum worthy for -- for example, because they TSG Reporting - Worldwide 877-702-9580 10:52AM Page 38 1 2 3 H. Urbach - Highly Confidential - Attorneys Eyes Only were a controversial item? A. I did acquire some controversial 4 items. 5 reason for acquiring them. 6 I would not say that that was the major Q. 10:53AM Then you also said that you were 7 hoping to tell a truthful and meaningful story 8 about culture and its evolution. 9 10 How did that affect what you acquired? 10:53AM 11 A. 12 sure... 13 Q. In what way? 14 A. Can you rephrase the question? 15 Q. Sure. 16 It governed my decisions. I'm not 10:53AM In telling a truthful and meaningful 17 story about culture and its evolution, did you 18 have any particular criteria for what types of 19 items would tell that story? 20 A. Generally speaking, I was interested 21 in objects that could be used to reveal this 22 concept of design and its representation, which 23 is to say that -- again, that ideas, habits, 24 norms, values, are represented through objects. 25 That was certainly one dominant strand. 10:53AM TSG Reporting - Worldwide 877-702-9580 10:54AM Page 39 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 Another was to locate significant 3 points of intersection between important 4 architecture and design movements and movements 5 in other fields, for example, that the museum 6 was interested in. 7 10:54AM And then there were also objects that 8 I collected simply -- we collected simply 9 largely because they were first in their class. 10 Sometimes there were also social or kind of 11 anthropological stories that gave objects 12 particular resonance. 13 10:54AM There was also a strand -- when I 14 mentioned that one collects to consolidate the 15 strengths of a collection, partly because of 16 when SFMOMA began collecting, but also because 17 of the interests of the three curators that 18 preceded me, as well as my own, there is a 19 concentration of experimental and visionary 20 work, for example, what might be called paper 21 architecture, which is a somewhat different 22 approach to museums that are more focused on 23 buildings, documents of buildings, just as an 24 example. 25 Q. You had mentioned that you had some TSG Reporting - Worldwide 877-702-9580 10:55AM 10:55AM 10:55AM Page 40 1 2 H. Urbach - Highly Confidential - Attorneys Eyes Only Bang & Olufsen products in the museum? 3 A. Yes. 4 Q. And what were some of the reasons why 5 6 you acquired those? A. 10:55AM Bang & Olufsen is one of those 7 companies, and there are a handful of them, who 8 in the 20th century committed to design 9 excellence as integral to their brand identity 10 and became known by the public as a company 11 committed to design. 12 gorgeous. 13 14 15 Q. 10:56AM And the objects were And when you say design excellence, what do you mean by that phrase? A. I think in every field of endeavor, 16 experts are able to assert what excellence is. 17 In design, one of the ways to determine that 18 is -- sort of a classic way, I suppose -- is 19 that the relation of form and content has a kind 20 of inevitability to it. 10:56AM 21 10:57AM But there are many -- the history of 22 design is full of competing ideas about what 23 makes for excellence. 24 25 One of the ways that I -- I think we can leave it at that. TSG Reporting - Worldwide 10:57AM 877-702-9580 Page 44 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 A. Likely. 3 Q. Let me ask you just a few more 4 questions on background-type things and then 5 we'll take a break. 11:02AM 6 A. Okay. 7 Q. Prior to working for SFMOMA, where 8 9 were you working? A. I had a gallery in New York called 10 Henry Urbach Architecture. 11 contemporary art and architecture. It was a gallery of 12 Q. And how long were you working there? 13 A. 11:02AM I founded it in late 1995, and did 14 not have a physical space but worked as a kind 15 of freelance curator/dealer until 1998, when I 16 opened my space, and I ran my gallery as a space 17 from 1998 till 2005. 18 19 Q. 11:02AM I was having to chase down to the end of the transcript. 20 And was it a gallery, you called it? 21 A. Yes. 22 Q. 11:03AM And that gallery was devoted to 23 architecture, as well as works of art? 24 A. Yes. 25 Q. And do you have a recollection of TSG Reporting - Worldwide 877-702-9580 11:03AM Page 45 1 H. Urbach - Highly Confidential - Attorneys Eyes Only 2 what types of exhibits you put, exhibitions that 3 you put on there? 4 A. Yes. 5 Q. Do you have an example of one that 6 7 11:03AM you did? A. How shall I choose? There were -- I 8 did 50 exhibitions when I had my gallery. 9 would you like to know? 10 11 12 Q. What I mean, was there a general theme to 11:04AM the exhibitions? A. I found the best artists and 13 architects that I could work with. 14 them -- there tended to be a good number of 15 installations, environmental strategies for 16 presenting work. 17 Some of 11:04AM But we had photography exhibitions, 18 sculpture, painting, architectural drawing, 19 video. 20 contemporary with a few modern period 21 exceptions, such as a show of Le Corbusier 22 drawings that I presented. 23 Q. It ran the gamut in terms of media. All 11:04AM And did you ever feature examples of 24 consumer electronics products in your 25 exhibitions? 11:04AM TSG Reporting - Worldwide 877-702-9580 Page 184 1 2 3 4 5 C E R T I F I C A T E STATE OF NEW YORK ) : ss. COUNTY OF WESTCHESTER ) 6 7 I, ANNETTE ARLEQUIN, a Notary Public 8 within and for the State of New York, do 9 hereby certify: 10 That HENRY A. URBACH, whose deposition 11 is hereinbefore set forth, was duly sworn 12 by me, and that the transcript of such 13 depositions is a true record of the 14 testimony given by such witness. 15 I further certify that I am not related 16 to any of the parties to this action by 17 blood or marriage; and that I am in no way 18 interested in the outcome of this matter. 19 20 IN WITNESS WHEREOF, I have hereunto set my hand this 19th day of April, 2012. 21 22 ________________________________ 23 ANNETTE ARLEQUIN, CCR, RPR, CLR 24 25 TSG Reporting - Worldwide 877-702-9580

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